Fire Protection Program-Post-Fire Operator Manual Actions, 11169-11172 [E6-3128]
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Federal Register / Vol. 71, No. 43 / Monday, March 6, 2006 / Proposed Rules
hsrobinson on PROD1PC70 with PROPOSALS
The Agency expects, however, that
such education will be available at no
or little cost to the borrowers in most
areas.
The Agency recognizes that there are
some rural areas where homeownership
education is not readily available or
easily accessible. In implementing this
requirement the Agency will assure that
no one is turned away for consideration
for a loan application solely because the
required borrower education is not
reasonably available in the local area as
determined by the State Director. The
homeownership education requirement
may be waived, if the borrower
demonstrates, and the State Director
verifies, that no certified
homeownership courses available via
automated, electronic, mechanical or
other technological medium and no
home-study, or on-line format is
available. The homeownership
education requirement may be waived if
the borrower documents a special needs
such as a disability that would impede
completing a homeownership course in
any of the above mentioned formats.
Acceptable forms of homeownership
education must be provided by
homeownership education counselors
that are certified by any of the
following: The Department of Housing
and Urban Development (HUD);
NeighborWorks America; or the
National Federation of Housing
Counselors and at a minimum must
include the following components:
• Preparing for Homeownership
(evaluate readiness to go from rental to
homeownership).
• Shopping for a home.
• Obtaining a mortgage (mortgage
process, different types of mortgages).
• Loan closing (closing process,
documentation, closing costs).
• Life as a homeowner (homeowner
warranties, maintenance and repairs).
List of Subjects in 7 CFR Part 3550
Administrative practice and
procedure, Conflict of interests,
Environmental impact statements, Equal
credit opportunity, Fair housing,
Accounting, Housing Loan programs—
Housing and community development,
Low and moderate income housing,
Manufactured homes, Reporting and
recordkeeping requirements, Rural
areas, Subsidies.
For the reasons stated in the
preamble, chapter XXXV, Title 7 of the
Code of Federal Regulations, is
proposed to be amended as follows:
PART 3550—DIRECT SINGLE FAMILY
HOUSING LOANS AND GRANTS
2. The authority citation for Part 3550
continues to read as follows:
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Authority: 5 U.S.C. 301; 42 U.S.C. 1480.
Subpart A—General
2. Section 3550.11 is added to read as
follows:
§ 3550.11 State Director Assessment of
Homeowner Education.
(a) The State Director will make an
assessment of the availability of
certified homeowner education in their
respective states and maintain a listing
of providers and their reasonable costs.
(b) Acceptable forms of
homeownership education must have a
testing component and certificate of
completion process and be provided by
homeownership education counselors
that are certified by an of the following:
(1) The Department of Housing and
Urban Development (HUD);
(2) NeighborWorks America; or
(3) The National Federation of
Housing Counselors.
(c) Acceptable forms of
homeownership education at a
minimum must include the following
components:
(1) Preparing for Homeownership
(evaluate readiness to go from rental to
homeownership).
(2) Shopping for a home.
(3) Obtaining a mortgage (mortgage
process, different types of mortgages).
(4) Loan closing (closing process,
documentation, closing costs).
(5) Life as a homeowner (homeowner
warranties, maintenance and repairs).
Subpart B—Section 502 Origination
3. Section 3550.52(d)(10) is added to
read as follows:
§ 3550.52
Loan purposes.
*
*
*
*
*
(D) * * *
(10) Fees for acceptable
homeownership education under
§ 3550.11 of this subpart provided the
fee does not exceed the reasonable costs
determined by the State Director under
that section.
*
*
*
*
*
4. Section 3550.53(I) is added to read
as follows:
§ 3550.53
Eligibility requirements.
(i) Homeownership education.
Applicants who are first-time
homebuyers must provide
documentation, in the form of a
completion certificate or letter from the
provider, that a homeownership
education course from a certified
provider under § 3550.11 has been
successfully completed as defined by
the provider prior to loan closing. The
State Director may waive the
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11169
homeownership education requirement
for geographic areas within the State
where the borrower demonstrates and
the State Director verifies that certified
homeownership education is not
reasonably available in the local area in
either automated, electronic,
mechanical or technological format. On
a case-by-case basis, the State Director
may waive the homeownership
education requirement, provided the
applicant borrower documents a special
need such as a disability that would
impede completing a homeownership
course in the above mentioned formats.
Dated: February 24, 2006.
Russell T. Davis,
Administrator, Rural Housing Service.
[FR Doc. 06–2072 Filed 3–3–06; 8:45 am]
BILLING CODE 3410–XV–M
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 50
RIN 3150 AH54
Fire Protection Program—Post-Fire
Operator Manual Actions
Nuclear Regulatory
Commission.
ACTION: Withdrawal of proposed rule.
AGENCY:
SUMMARY: The Nuclear Regulatory
Commission (NRC) is withdrawing its
proposed amendment to the
Commission’s fire protection regulations
for nuclear power facilities operating
prior to January 1, 1979. The proposed
amendment pertained to the use of
manual actions by plant operators
coincident with fire detectors and an
installed automatic fire suppression
system in the fire area as an alternative
method to achieve hot shutdown
conditions in the event of fires in
certain plant areas. Based on
stakeholder comments, the Commission
believes that the proposed rule would
not achieve intended objectives of
effectiveness and efficiency.
FOR FURTHER INFORMATION CONTACT:
David Diec, (301) 415–2834, e-mail
dtd@nrc.gov or Alexander Klein, (301)
415–3477, e-mail ark1@nrc.gov of the
Office of Nuclear Reactor Regulation,
U.S. Nuclear Regulatory Commission.
SUPPLEMENTARY INFORMATION
I. Purpose
II. Background
III. Proposed Rulemaking
IV. Withdrawal of Rulemaking
V. Operator Manual Actions Closure Plan
A. Ensuring Compliance
B. Regulatory Issue Summary
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11170
Federal Register / Vol. 71, No. 43 / Monday, March 6, 2006 / Proposed Rules
C. Staff Regulatory Review Guidelines
D. Enforcement Action
hsrobinson on PROD1PC70 with PROPOSALS
I. Purpose
For the reasons discussed in this
document, the Commission is
withdrawing a proposed rulemaking
that was recommended as the
appropriate regulatory tool to resolve a
compliance issue associated with the
use of operator manual actions for postfire safe shutdown of nuclear power
plants. The Commission is initiating a
closure plan to ensure continuing
compliance with the fire protection
regulations.
II. Background
Section 50.48(b) of the Code of
Federal Regulations (10 CFR 50.48(b))
backfits the requirements of paragraphs
III.G, III.J, and III.O of Appendix R,
‘‘Fire Protection Program for Nuclear
Power Facilities Operating Prior to
January 1, 1979,’’ to 10 CFR part 50,
‘‘Domestic Licensing of Production and
Utilization Facilities,’’ to plants licensed
to operate before January 1, 1979 (pre1979). The NRC incorporated similar
guidance and criteria into Branch
Technical Position CMEB 9.5–1,
‘‘Guidelines for Fire Protection for
Nuclear Power Plants,’’ and section
9.5.1, ‘‘Fire Protection Program,’’ of
NUREG–0800, ‘‘Standard Review Plan
for the Review of Safety Analysis
Reports for Nuclear Power Plants’’ (also
referred to as the Standard Review Plan
(SRP) for plants licensed after January 1,
1979 (post-1979). Post-1979 licensees
incorporated their fire protection
program implementation requirements
into their operating licenses as license
conditions.
Paragraph III.G.2 of Appendix R to 10
CFR part 50 requires that, where cables
or equipment of redundant trains of
systems necessary to achieve and
maintain hot shutdown conditions are
located in the same fire area, one of the
following means of ensuring that one of
the redundant trains is free of fire
damage shall be provided:
a. Separation of cables and equipment
by a fire barrier having a 3-hour rating.
b. Separation of cables and equipment
by a horizontal distance of more than 20
feet with no intervening combustibles or
fire hazards and with fire detectors and
an automatic fire suppression system in
the fire area.
c. Enclosure of cables and equipment
in a fire barrier having a 1-hour rating
and with fire detectors and an automatic
fire suppression system in the fire area.
Paragraph III.G.2 of Appendix R to 10
CFR part 50 cannot be reasonably
interpreted to permit reliance upon
operator manual actions in lieu of the
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specific methods provided in
subparagraphs (a), (b), and/or (c) to
ensure that one of the redundant safe
shutdown trains in the same fire area is
free of fire damage. Therefore, any pre1979 licensee that is using operator
manual actions instead of the specific
methods in subparagraphs (a), (b), and/
or (c) without an NRC-approved
exemption is not in compliance with the
regulations.
The staff became aware that some
licensees were using operator manual
actions in lieu of the requirements in
Paragraph III.G.2 in Appendix R to 10
CFR part 50 and initiated this
rulemaking as a means to bring plants
into compliance.
10 CFR 50.12, ‘‘Specific Exemptions,’’
provides the basis for the NRC to
consider exemptions from requirements
in 10 CFR part 50, including the
requirements in 10 CFR part 50,
Appendix R.
In the past, the staff reviewed and
approved a number of exemption
requests for the use of operator manual
actions when licensees could not meet
the requirements for either separation
distance, a fire barrier, or a fire
suppression system as detailed under
paragraphs III.G.2(a), (b), or (c) of
Appendix R to 10 CFR Part 50. The
staff’s rationale for approving these
exemptions was predicated on the type
and amount of combustibles, the need
for automatic fire suppression and
detection capability, the effectiveness of
the applicant’s manual firefighting
capability, and the time assumed
available for plant operators to take such
manual actions.
The regulations also allow licensees
to use a risk-informed, performancebased approach under 10 CFR 50.48(c).
This approach would allow licensees to
use the National Fire Protection
Association (NFPA) Standard 805,
‘‘Performance-Based Standard for Fire
Protection for Light Water Reactor
Electric Generating Plants, 2001
Edition,’’ in lieu of seeking an
exemption or license amendment or
meeting the requirements of Appendix
R.
III. Proposed Rulemaking
In SECY–03–0100, ‘‘Rulemaking Plan
on Post-Fire Operator Manual Actions,’’
dated June 17, 2003, the NRC staff
recommended a revision to the reactor
fire protection regulation contained in
Appendix R to 10 CFR part 50 and
associated guidance to resolve a
regulatory compliance issue. The
proposed rule on post-fire operator
manual actions was published in the
Federal Register on March 7, 2005 (70
FR 10901), with a 75-day comment
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period that ended on May 23, 2005. The
proposed rule would have revised
paragraph III.G.2 of Appendix R to
allow licensees to implement acceptable
operator manual actions combined with
fire detectors and automatic fire
suppression capability as an acceptable
method for ensuring the capability of a
licensee to bring a reactor to, and
maintain it in, a hot shutdown
condition. Fire detectors and automatic
fire suppression requirements were
included with the criteria for feasible
and reliable operator manual actions to
maintain fire protection defense-indepth. The anticipated outcome of this
proposed rule was to reduce
unnecessary regulatory burden and
maintain NRC effectiveness and
efficiency by reducing the need for
licensees to prepare exemption requests,
and the need for NRC to review and
approve these requests.
The NRC received about 80 comments
from 14 individuals and organizations
on the proposed rule. Industry
stakeholders and the Nuclear Energy
Institute (NEI) commented that the
proposed rule requirement for an
automatic fire suppression system is not
necessary and installation of such
systems would be costly without a clear
safety enhancement. Industry
stakeholders and NEI stated that this
requirement would likely not reduce or
eliminate the number of exemption
requests, and thus, would not meet one
of the primary purposes of the
rulemaking.
Industry stakeholders further objected
to the proposed rule requirement for a
time margin and stated that thermal
hydraulic calculations and other
analyses have inherent conservatism
that accounts for time margin. Industry
stakeholders also objected to the time
margin factor of two, stating that it is
arbitrary, unprecedented, and
inconsistent with requirements for other
plant programs, such as emergency
operating procedures.
Some industry stakeholders claim that
the proposed rule is a backfit and that
NRC guidance has allowed the use of
operator manual actions to protect
redundant safe shutdown trains.
Comments received from public
interest groups and individuals
generally stressed the need for the NRC
to maintain the current regulations on
fire protection of nuclear power plant
safe shutdown capability. The Union of
Concerned Scientists and the Nuclear
Information and Resource Service stated
that they agree with the staff’s
recommendation to withdraw the
proposed rule.
The NRC’s evaluation of the
stakeholder comments is provided in
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Federal Register / Vol. 71, No. 43 / Monday, March 6, 2006 / Proposed Rules
the document titled ‘‘Response to Public
Comments on the Proposed Operator
Manual Actions Rule.’’ This document
is available in ADAMS under ADAMS
Accession No. ML053350235. ADAMS
may be accessed via the NRC’s Public
Web site at https://www.nrc.gov/NRC/
ADAMS/.
The NRC has engaged stakeholders
throughout the rulemaking process. On
April 27, 2005, the NRC held a Category
3 public meeting at NRC Headquarters
in Rockville, Maryland, to obtain
stakeholder feedback on the proposed
rule. Representatives from the industry,
the Nuclear Energy Institute, industry
consultants, and a public interest group
attended the meeting. The feedback
provided by stakeholders during the
public meeting was similar in nature
and consistent with those provided in
written comments at the close of the 75day public comment period.
On September 30, 2005, the NRC held
a Category 2 public meeting at NRC
Headquarters to discuss both the
planned withdrawal of the proposed
rule on post-fire operator manual
actions and NRC’s closure plan
following withdrawal of the rule. During
this meeting, the NRC received public
comments on the closure plan from
industry, the NEI, the Nuclear
Information and Resource Service, and
an industry consultant.
IV. Withdrawal of Rulemaking
Industry stakeholders and NEI stated
that the proposed rule, if implemented,
would require numerous exemption
requests for conditions that do not
satisfy the automatic fire suppression
requirement, specific acceptance criteria
for operator manual actions, or a
combination thereof. This outcome
would not be consistent with the
primary purpose of the rulemaking
which was to enhance effectiveness and
efficiency by reducing or eliminating
exemption requests. Therefore, the NRC
is withdrawing the proposed
rulemaking.
V. Operator Manual Actions Closure
Plan
hsrobinson on PROD1PC70 with PROPOSALS
A. Ensuring Compliance
The NRC will continue to verify
compliance with its regulations through
scheduled inspections. The NRC
expects noncompliances identified by
NRC inspectors or licensees to be
addressed by licensees through plant
corrective actions.
The withdrawal of the operator
manual actions rulemaking may require
some licensees to take corrective actions
that may be different from those
described in the proposed rule. As such,
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the NRC’s closure plan to deal with the
rule withdrawal includes issuing a new
regulatory issue summary and
developing internal staff regulatory
review guidelines for post-fire operator
manual actions.
B. Regulatory Issue Summary
The NRC intends to issue a regulatory
issue summary (RIS) to reiterate the 10
CFR part 50, Appendix R Paragraph
III.G.2 compliance expectations with
respect to the use of operator manual
actions, discuss the means to achieve
compliance, advise licensees of the date
the NRC will terminate the enforcement
discretion guidance in Enforcement
Guide Memorandum (EGM) 98–02,
‘‘Enforcement Guidance
Memorandum—Disposition of
Violations Of Appendix R, Sections III.G
and III.L Regarding Circuit Failures,’’
Revision 2 issued in February 2000
(incorporated into Enforcement Manual
section 8.1.7.1), and discuss potential
exemption requests, compensatory
measures and corrective actions
pertaining to operator manual actions.
C. Staff Regulatory Review Guidelines
The NRC developed acceptance
criteria as part of the proposed rule for
operator manual actions and also for
DG–1136, ‘‘Demonstrating the
Feasibility and Reliability of Operator
Manual Actions in Response to Fire,’’
dated February 2005, that provided an
acceptable method for complying with
the proposed rule. The acceptance
criteria and DG–1136 were published in
70 FR 10901. The NRC plans to update
section 9.5.1, ‘‘Fire Protection Program,’’
of NUREG–0800, ‘‘Standard Review
Plan for the Review of Safety Analysis
Reports for Nuclear Power Plants’’ [also
referred to as the Standard Review Plan
(SRP)] to address post-fire operator
manual actions acceptance guidance.
This update to the SRP will include the
knowledge gained during the proposed
rule development and will enhance the
NRC regulatory review process for
future licensing actions, such as
exemption requests.
D. Enforcement Action
In March 1998, the NRC staff issued
EGM 98–02, which provides
enforcement discretion guidance for
issues related to fire-induced circuit
failures. The most recent revision of
EGM 98–02 was issued in February
2000 and can be accessed in ADAMS
under ADAMS Accession Number
ML003710123. This EGM, which
remains in effect, discusses fire-induced
circuit failure requirements and
encompasses the vast majority of
manual actions since manual actions are
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11171
used as compensatory measures to
satisfy the regulatory requirements
related to fire-induced circuit failures.
The EGM provides guidance for
disposition of noncompliances
involving fire-induced circuit failures,
which could prevent operation or cause
maloperation of equipment needed to
achieve and maintain post-fire safe
shutdown. The EGM includes guidance
to provide discretion for cases where
licensees do not dispute that a violation
of regulatory requirements has occurred
with respect to a nonconformance, take
prompt compensatory actions, and take
corrective actions within a reasonable
time. The expectations of this EGM have
been incorporated into the current NRC
Enforcement Manual.
The Office of Nuclear Reactor
Regulation issued a revised Inspection
Procedure (IP) 71111.05T, ‘‘Fire
Protection (Triennial),’’ in March 2003
providing inspection criteria for
operator manual actions. The inspection
criteria are used as guidance by NRC
inspectors to determine if operator
manual actions can be used as a
compensatory measure while corrective
actions are taken by the licensee.
The NRC plans to terminate the
enforcement discretion guidance in
EGM 98–02 6 months after the
publication date of this Federal Register
notice. During this 6-month period, the
application of the enforcement guidance
in EGM 98–02 in combination with the
criteria in IP 71111.05T will ensure the
adequacy and appropriateness of
compensatory measures in the form of
operator manual actions implemented
in accordance with the licensee’s fire
protection program. Manual actions that
fail to meet the criteria in the inspection
procedure are not considered to be
feasible or adequate compensatory
measures. The continuation of
enforcement discretion guidance for six
months is intended to provide a
reasonable amount of time for licensees
that have implemented feasible and
reliable operator manual actions as
compensatory measures to initiate
corrective actions. The corrective
actions could involve compliance with
III.G.2 or III.G.3; adoption of NFPA 805
through 10 CFR 50.48(c); or submission
of exemption requests or license
amendments.
Licensees that have initiated
corrective actions within the 6-month
period, for noncompliances involving
operator manual actions used to address
fire-induced circuit failures, will receive
enforcement discretion for those
noncompliances provided licensees
complete the corrective actions in a
timely manner. The NRC expects timely
completion of the corrective actions
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Federal Register / Vol. 71, No. 43 / Monday, March 6, 2006 / Proposed Rules
consistent with RIS 2005–20, ‘‘Revision
to Guidance Formerly Contained in NRC
Generic Letter 91–18,’’ dated September
26, 2005 (ADAMS Accession No.
ML052020424) not to exceed 3 years
from the date of this Federal Register
notice, or consistent with the licensee’s
NFPA 805 transition schedule.
The Commission believes that the
proposed rule would not achieve its
objective. Therefore, the Commission
has decided to withdraw the proposed
rule.
Dated at Rockville, Maryland this 28th day
of February, 2006.
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. E6–3128 Filed 3–3–06; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
33 CFR Part 117
[CGD01–06–004]
RIN 1625–AA09
Drawbridge Operation Regulations;
Connecticut River, East Haddam, CT
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
hsrobinson on PROD1PC70 with PROPOSALS
ACTION:
SUMMARY: The Coast Guard proposes to
temporarily change the drawbridge
operating regulations governing the
operation of the Route 82 Bridge, mile
16.8, across the Connecticut River at
East Haddam, Connecticut. This
proposed rule would allow the Route 82
Bridge to operate on a fixed opening
schedule from April 1, 2006 through
June 30, 2006. The bridge would open
at all times for commercial vessels after
at least a 24-hour advance notice and a
2-hour confirmation is given by calling
the number posted at the bridge. This
rule is necessary to facilitate
rehabilitation construction at the bridge.
DATES: Comments and related material
must reach the Coast Guard on or before
March 27, 2006.
ADDRESSES: You may mail comments
and related material to Commander
(dpb), First Coast Guard District Bridge
Branch, One South Street, Battery Park
Building, New York, New York, 10004,
or deliver them to the same address
between 7 a.m. and 3 p.m., Monday
through Friday, except Federal holidays.
The telephone number is (212) 668–
7165. The First Coast Guard District,
Bridge Branch, maintains the public
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14:29 Mar 03, 2006
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docket for this rulemaking. Comments
and material received from the public,
as well as documents indicated in this
preamble as being available in the
docket, will become part of this docket
and will be available for inspection or
copying at the First Coast Guard
District, Bridge Branch, 7 a.m. to 3 p.m.,
Monday through Friday, except Federal
holidays.
Ms.
Judy Leung-Yee, Project Officer, First
Coast Guard District, (212) 668–7195.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Request for Comments
We encourage you to participate in
this rulemaking by submitting
comments and related material. If you
do so, please include your name and
address, identify the docket number for
this rulemaking (CGD01–06–004),
indicate the specific section of this
document to which each comment
applies, and give the reason for each
comment. Please submit all comments
and related material in an unbound
format, no larger than 81⁄2 by 11 inches,
suitable for copying. If you would like
to know if they reached us, please
enclose a stamped, self-addressed
postcard or envelope. We will consider
all comments and material received
during the comment period. We may
change this proposed rule in view of
them.
Regulatory Information
We anticipate making this temporary
rule effective in less than 30 days after
publication in the Federal Register.
Under 5 U.S.C. 553(d)(3) the Coast
Guard finds that good cause exists for
making this rule effective in less than 30
days after publication in the Federal
Register as the Route 82 Bridge repairs
currently scheduled to begin on April 1,
2006, are vital necessary repairs that
must be performed with all due speed
to assure the continued safe and reliable
operation of the bridge. Any delay in
making this rule effective as soon as
possible would not be in the best
interest of public safety and the marine
interests that use the Connecticut River.
Failure to start the rehabilitation repairs
on time could result in an unscheduled
bridge operation failure.
However, the Coast Guard desires to
allow as much time as possible for
public participation and comment
during this rulemaking process. Thus,
we are allowing the comment period to
run into the 30 day time period
normally included between publication
and the effective date.
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Public Meeting
We do not now plan to hold a public
meeting; however, you may submit a
request for a meeting by writing to the
First Coast Guard District, Bridge
Branch, at the address under ADDRESSES
explaining why one would be
beneficial. If we determine that one
would aid this rulemaking, we will hold
one at a time and place announced by
a later notice in the Federal Register.
Background and Purpose
The Route 82 Bridge has a vertical
clearance of 22 feet at mean high water,
and 25 feet at mean low water in the
closed position. The existing
drawbridge operating regulations listed
at 33 CFR 117.205(c), require the bridge
to open on signal at all times; except
that, from May 15 to October 31, 9 a.m.
to 9 p.m., the bridge is required to open
for recreational vessels on the hour and
half hour only. The bridge is required to
open on signal at all times for
commercial vessels.
The bridge owner, Connecticut
Department of Transportation, has
requested a temporary rule to facilitate
electrical and mechanical rehabilitation
at the Route 82 Bridge.
Under this temporary rule the Route
82 Bridge would open from April 1,
2006, through June 30, 2006, on signal
at 5:30 a.m., 1:30 p.m., and 8 p.m.,
daily. The bridge would open for
commercial vessels at any time after a
24-hour notice with a 2-hour
confirmation is given by calling the
number posted at the bridge.
Discussion of Proposed Rule
This proposed change would amend
33 CFR 117.205 by suspending
paragraph (c) and adding a new
temporary paragraph (d) that would list
the temporary bridge opening schedule
for the Route 82 Bridge.
This temporary rule is necessary to
facilitate the rehabilitation construction
at the Route 82 Bridge in order to
maintain the bridge in good operable
condition.
This proposed change would allow
the Route 82 Bridge to open from April
1, 2006, through June 30, 2006, at 5:30
a.m., 1:30 p.m., and 8 p.m., daily. The
bridge would open at any time for
commercial vessels after a 24-hour
notice, with a 2-hour confirmation, is
given by calling the number posted at
the bridge.
Regulatory Evaluation
This proposed rule is not a
‘‘significant regulatory action’’ under
section 3(f) of Executive Order 12866,
Regulatory Planning and Review, and
does not require an assessment of
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06MRP1
Agencies
[Federal Register Volume 71, Number 43 (Monday, March 6, 2006)]
[Proposed Rules]
[Pages 11169-11172]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-3128]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
RIN 3150 AH54
Fire Protection Program--Post-Fire Operator Manual Actions
AGENCY: Nuclear Regulatory Commission.
ACTION: Withdrawal of proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) is withdrawing its
proposed amendment to the Commission's fire protection regulations for
nuclear power facilities operating prior to January 1, 1979. The
proposed amendment pertained to the use of manual actions by plant
operators coincident with fire detectors and an installed automatic
fire suppression system in the fire area as an alternative method to
achieve hot shutdown conditions in the event of fires in certain plant
areas. Based on stakeholder comments, the Commission believes that the
proposed rule would not achieve intended objectives of effectiveness
and efficiency.
FOR FURTHER INFORMATION CONTACT: David Diec, (301) 415-2834, e-mail
dtd@nrc.gov or Alexander Klein, (301) 415-3477, e-mail ark1@nrc.gov of
the Office of Nuclear Reactor Regulation, U.S. Nuclear Regulatory
Commission.
SUPPLEMENTARY INFORMATION
I. Purpose
II. Background
III. Proposed Rulemaking
IV. Withdrawal of Rulemaking
V. Operator Manual Actions Closure Plan
A. Ensuring Compliance
B. Regulatory Issue Summary
[[Page 11170]]
C. Staff Regulatory Review Guidelines
D. Enforcement Action
I. Purpose
For the reasons discussed in this document, the Commission is
withdrawing a proposed rulemaking that was recommended as the
appropriate regulatory tool to resolve a compliance issue associated
with the use of operator manual actions for post-fire safe shutdown of
nuclear power plants. The Commission is initiating a closure plan to
ensure continuing compliance with the fire protection regulations.
II. Background
Section 50.48(b) of the Code of Federal Regulations (10 CFR
50.48(b)) backfits the requirements of paragraphs III.G, III.J, and
III.O of Appendix R, ``Fire Protection Program for Nuclear Power
Facilities Operating Prior to January 1, 1979,'' to 10 CFR part 50,
``Domestic Licensing of Production and Utilization Facilities,'' to
plants licensed to operate before January 1, 1979 (pre-1979). The NRC
incorporated similar guidance and criteria into Branch Technical
Position CMEB 9.5-1, ``Guidelines for Fire Protection for Nuclear Power
Plants,'' and section 9.5.1, ``Fire Protection Program,'' of NUREG-
0800, ``Standard Review Plan for the Review of Safety Analysis Reports
for Nuclear Power Plants'' (also referred to as the Standard Review
Plan (SRP) for plants licensed after January 1, 1979 (post-1979). Post-
1979 licensees incorporated their fire protection program
implementation requirements into their operating licenses as license
conditions.
Paragraph III.G.2 of Appendix R to 10 CFR part 50 requires that,
where cables or equipment of redundant trains of systems necessary to
achieve and maintain hot shutdown conditions are located in the same
fire area, one of the following means of ensuring that one of the
redundant trains is free of fire damage shall be provided:
a. Separation of cables and equipment by a fire barrier having a 3-
hour rating.
b. Separation of cables and equipment by a horizontal distance of
more than 20 feet with no intervening combustibles or fire hazards and
with fire detectors and an automatic fire suppression system in the
fire area.
c. Enclosure of cables and equipment in a fire barrier having a 1-
hour rating and with fire detectors and an automatic fire suppression
system in the fire area.
Paragraph III.G.2 of Appendix R to 10 CFR part 50 cannot be
reasonably interpreted to permit reliance upon operator manual actions
in lieu of the specific methods provided in subparagraphs (a), (b),
and/or (c) to ensure that one of the redundant safe shutdown trains in
the same fire area is free of fire damage. Therefore, any pre-1979
licensee that is using operator manual actions instead of the specific
methods in subparagraphs (a), (b), and/or (c) without an NRC-approved
exemption is not in compliance with the regulations.
The staff became aware that some licensees were using operator
manual actions in lieu of the requirements in Paragraph III.G.2 in
Appendix R to 10 CFR part 50 and initiated this rulemaking as a means
to bring plants into compliance.
10 CFR 50.12, ``Specific Exemptions,'' provides the basis for the
NRC to consider exemptions from requirements in 10 CFR part 50,
including the requirements in 10 CFR part 50, Appendix R.
In the past, the staff reviewed and approved a number of exemption
requests for the use of operator manual actions when licensees could
not meet the requirements for either separation distance, a fire
barrier, or a fire suppression system as detailed under paragraphs
III.G.2(a), (b), or (c) of Appendix R to 10 CFR Part 50. The staff's
rationale for approving these exemptions was predicated on the type and
amount of combustibles, the need for automatic fire suppression and
detection capability, the effectiveness of the applicant's manual
firefighting capability, and the time assumed available for plant
operators to take such manual actions.
The regulations also allow licensees to use a risk-informed,
performance-based approach under 10 CFR 50.48(c). This approach would
allow licensees to use the National Fire Protection Association (NFPA)
Standard 805, ``Performance-Based Standard for Fire Protection for
Light Water Reactor Electric Generating Plants, 2001 Edition,'' in lieu
of seeking an exemption or license amendment or meeting the
requirements of Appendix R.
III. Proposed Rulemaking
In SECY-03-0100, ``Rulemaking Plan on Post-Fire Operator Manual
Actions,'' dated June 17, 2003, the NRC staff recommended a revision to
the reactor fire protection regulation contained in Appendix R to 10
CFR part 50 and associated guidance to resolve a regulatory compliance
issue. The proposed rule on post-fire operator manual actions was
published in the Federal Register on March 7, 2005 (70 FR 10901), with
a 75-day comment period that ended on May 23, 2005. The proposed rule
would have revised paragraph III.G.2 of Appendix R to allow licensees
to implement acceptable operator manual actions combined with fire
detectors and automatic fire suppression capability as an acceptable
method for ensuring the capability of a licensee to bring a reactor to,
and maintain it in, a hot shutdown condition. Fire detectors and
automatic fire suppression requirements were included with the criteria
for feasible and reliable operator manual actions to maintain fire
protection defense-in-depth. The anticipated outcome of this proposed
rule was to reduce unnecessary regulatory burden and maintain NRC
effectiveness and efficiency by reducing the need for licensees to
prepare exemption requests, and the need for NRC to review and approve
these requests.
The NRC received about 80 comments from 14 individuals and
organizations on the proposed rule. Industry stakeholders and the
Nuclear Energy Institute (NEI) commented that the proposed rule
requirement for an automatic fire suppression system is not necessary
and installation of such systems would be costly without a clear safety
enhancement. Industry stakeholders and NEI stated that this requirement
would likely not reduce or eliminate the number of exemption requests,
and thus, would not meet one of the primary purposes of the rulemaking.
Industry stakeholders further objected to the proposed rule
requirement for a time margin and stated that thermal hydraulic
calculations and other analyses have inherent conservatism that
accounts for time margin. Industry stakeholders also objected to the
time margin factor of two, stating that it is arbitrary, unprecedented,
and inconsistent with requirements for other plant programs, such as
emergency operating procedures.
Some industry stakeholders claim that the proposed rule is a
backfit and that NRC guidance has allowed the use of operator manual
actions to protect redundant safe shutdown trains.
Comments received from public interest groups and individuals
generally stressed the need for the NRC to maintain the current
regulations on fire protection of nuclear power plant safe shutdown
capability. The Union of Concerned Scientists and the Nuclear
Information and Resource Service stated that they agree with the
staff's recommendation to withdraw the proposed rule.
The NRC's evaluation of the stakeholder comments is provided in
[[Page 11171]]
the document titled ``Response to Public Comments on the Proposed
Operator Manual Actions Rule.'' This document is available in ADAMS
under ADAMS Accession No. ML053350235. ADAMS may be accessed via the
NRC's Public Web site at https://www.nrc.gov/NRC/ADAMS/.
The NRC has engaged stakeholders throughout the rulemaking process.
On April 27, 2005, the NRC held a Category 3 public meeting at NRC
Headquarters in Rockville, Maryland, to obtain stakeholder feedback on
the proposed rule. Representatives from the industry, the Nuclear
Energy Institute, industry consultants, and a public interest group
attended the meeting. The feedback provided by stakeholders during the
public meeting was similar in nature and consistent with those provided
in written comments at the close of the 75-day public comment period.
On September 30, 2005, the NRC held a Category 2 public meeting at
NRC Headquarters to discuss both the planned withdrawal of the proposed
rule on post-fire operator manual actions and NRC's closure plan
following withdrawal of the rule. During this meeting, the NRC received
public comments on the closure plan from industry, the NEI, the Nuclear
Information and Resource Service, and an industry consultant.
IV. Withdrawal of Rulemaking
Industry stakeholders and NEI stated that the proposed rule, if
implemented, would require numerous exemption requests for conditions
that do not satisfy the automatic fire suppression requirement,
specific acceptance criteria for operator manual actions, or a
combination thereof. This outcome would not be consistent with the
primary purpose of the rulemaking which was to enhance effectiveness
and efficiency by reducing or eliminating exemption requests.
Therefore, the NRC is withdrawing the proposed rulemaking.
V. Operator Manual Actions Closure Plan
A. Ensuring Compliance
The NRC will continue to verify compliance with its regulations
through scheduled inspections. The NRC expects noncompliances
identified by NRC inspectors or licensees to be addressed by licensees
through plant corrective actions.
The withdrawal of the operator manual actions rulemaking may
require some licensees to take corrective actions that may be different
from those described in the proposed rule. As such, the NRC's closure
plan to deal with the rule withdrawal includes issuing a new regulatory
issue summary and developing internal staff regulatory review
guidelines for post-fire operator manual actions.
B. Regulatory Issue Summary
The NRC intends to issue a regulatory issue summary (RIS) to
reiterate the 10 CFR part 50, Appendix R Paragraph III.G.2 compliance
expectations with respect to the use of operator manual actions,
discuss the means to achieve compliance, advise licensees of the date
the NRC will terminate the enforcement discretion guidance in
Enforcement Guide Memorandum (EGM) 98-02, ``Enforcement Guidance
Memorandum--Disposition of Violations Of Appendix R, Sections III.G and
III.L Regarding Circuit Failures,'' Revision 2 issued in February 2000
(incorporated into Enforcement Manual section 8.1.7.1), and discuss
potential exemption requests, compensatory measures and corrective
actions pertaining to operator manual actions.
C. Staff Regulatory Review Guidelines
The NRC developed acceptance criteria as part of the proposed rule
for operator manual actions and also for DG-1136, ``Demonstrating the
Feasibility and Reliability of Operator Manual Actions in Response to
Fire,'' dated February 2005, that provided an acceptable method for
complying with the proposed rule. The acceptance criteria and DG-1136
were published in 70 FR 10901. The NRC plans to update section 9.5.1,
``Fire Protection Program,'' of NUREG-0800, ``Standard Review Plan for
the Review of Safety Analysis Reports for Nuclear Power Plants'' [also
referred to as the Standard Review Plan (SRP)] to address post-fire
operator manual actions acceptance guidance. This update to the SRP
will include the knowledge gained during the proposed rule development
and will enhance the NRC regulatory review process for future licensing
actions, such as exemption requests.
D. Enforcement Action
In March 1998, the NRC staff issued EGM 98-02, which provides
enforcement discretion guidance for issues related to fire-induced
circuit failures. The most recent revision of EGM 98-02 was issued in
February 2000 and can be accessed in ADAMS under ADAMS Accession Number
ML003710123. This EGM, which remains in effect, discusses fire-induced
circuit failure requirements and encompasses the vast majority of
manual actions since manual actions are used as compensatory measures
to satisfy the regulatory requirements related to fire-induced circuit
failures. The EGM provides guidance for disposition of noncompliances
involving fire-induced circuit failures, which could prevent operation
or cause maloperation of equipment needed to achieve and maintain post-
fire safe shutdown. The EGM includes guidance to provide discretion for
cases where licensees do not dispute that a violation of regulatory
requirements has occurred with respect to a nonconformance, take prompt
compensatory actions, and take corrective actions within a reasonable
time. The expectations of this EGM have been incorporated into the
current NRC Enforcement Manual.
The Office of Nuclear Reactor Regulation issued a revised
Inspection Procedure (IP) 71111.05T, ``Fire Protection (Triennial),''
in March 2003 providing inspection criteria for operator manual
actions. The inspection criteria are used as guidance by NRC inspectors
to determine if operator manual actions can be used as a compensatory
measure while corrective actions are taken by the licensee.
The NRC plans to terminate the enforcement discretion guidance in
EGM 98-02 6 months after the publication date of this Federal Register
notice. During this 6-month period, the application of the enforcement
guidance in EGM 98-02 in combination with the criteria in IP 71111.05T
will ensure the adequacy and appropriateness of compensatory measures
in the form of operator manual actions implemented in accordance with
the licensee's fire protection program. Manual actions that fail to
meet the criteria in the inspection procedure are not considered to be
feasible or adequate compensatory measures. The continuation of
enforcement discretion guidance for six months is intended to provide a
reasonable amount of time for licensees that have implemented feasible
and reliable operator manual actions as compensatory measures to
initiate corrective actions. The corrective actions could involve
compliance with III.G.2 or III.G.3; adoption of NFPA 805 through 10 CFR
50.48(c); or submission of exemption requests or license amendments.
Licensees that have initiated corrective actions within the 6-month
period, for noncompliances involving operator manual actions used to
address fire-induced circuit failures, will receive enforcement
discretion for those noncompliances provided licensees complete the
corrective actions in a timely manner. The NRC expects timely
completion of the corrective actions
[[Page 11172]]
consistent with RIS 2005-20, ``Revision to Guidance Formerly Contained
in NRC Generic Letter 91-18,'' dated September 26, 2005 (ADAMS
Accession No. ML052020424) not to exceed 3 years from the date of this
Federal Register notice, or consistent with the licensee's NFPA 805
transition schedule.
The Commission believes that the proposed rule would not achieve
its objective. Therefore, the Commission has decided to withdraw the
proposed rule.
Dated at Rockville, Maryland this 28th day of February, 2006.
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. E6-3128 Filed 3-3-06; 8:45 am]
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