Regulatory Guide: Issuance, Availability, 6795-6796 [E6-1775]
Download as PDF
cprice-sewell on PROD1PC66 with NOTICES
Federal Register / Vol. 71, No. 27 / Thursday, February 9, 2006 / Notices
analysis methods, while Regulatory
Guide 1.203 provides practices and
principles for the benefit of method
developers. Chapter 15 of the SRP
recommends using approved evaluation
models or codes for the analysis of most
identified events. The SRP also suggests
that evaluation model reviews should be
initiated whenever an approved model
does not exist for a specified plant
event. If the applicant or licensee
proposes to use an unapproved model,
an evaluation model review should be
initiated.
The NRC previously solicited public
comment on this guide by publishing a
Federal Register notice (65 FR 77934)
concerning Draft Regulatory Guide DG–
1096 on December 13, 2000, followed by
a Federal Register notice (68 FR 4524)
concerning Draft Regulatory Guide DG–
1120 on January 29, 2003. Following the
closure of the latest public comment
period on March 24, 2003, the staff
considered all stakeholder comments in
the course of preparing the new
Regulatory Guide 1.203.
The NRC staff encourages and
welcomes comments and suggestions in
connection with improvements to
published regulatory guides, as well as
items for inclusion in regulatory guides
that are currently being developed. You
may submit comments by any of the
following methods.
Mail comments to: Rules and
Directives Branch, Office of
Administration, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001.
Hand-deliver comments to: Rules and
Directives Branch, Office of
Administration, U.S. Nuclear Regulatory
Commission, 11555 Rockville Pike,
Rockville, Maryland 20852, between
7:30 a.m. and 4:15 p.m. on Federal
workdays.
Fax comments to: Rules and
Directives Branch, Office of
Administration, U.S. Nuclear Regulatory
Commission, at (301) 415–5144.
Requests for technical information
about Regulatory Guide 1.203 may be
directed to Shawn O. Marshall at (301)
415–5861 or via e-mail to SOM@nrc.gov.
Regulatory guides are available for
inspection or downloading through the
NRC’s public Web site in the Regulatory
Guides document collection of the
NRC’s Electronic Reading Room at
https://www.nrc.gov/reading-rm/doccollections. Electronic copies of
Regulatory Guide 1.203 and SRP section
15.0.2 are also available in the NRC’s
Agencywide Documents Access and
Management System (ADAMS) at https://
www.nrc.gov/reading-rm/adams.html,
under Accession Nos. ML053500170
and ML053550265, respectively.
VerDate Aug<31>2005
17:24 Feb 08, 2006
Jkt 208001
In addition, regulatory guides are
available for inspection at the NRC’s
Public Document Room (PDR), which is
located at 11555 Rockville Pike,
Rockville, Maryland; the PDR’s mailing
address is USNRC PDR, Washington, DC
20555–0001. The PDR can also be
reached by telephone at (301) 415–4737
or (800) 397–4205, by fax at (301) 415–
3548, and by email to PDR@nrc.gov.
Requests for single copies of draft or
final guides (which may be reproduced)
or for placement on an automatic
distribution list for single copies of
future draft guides in specific divisions
should be made in writing to the U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, Attention:
Reproduction and Distribution Services
Section; by e-mail to
DISTRIBUTION@nrc.gov; or by fax to
(301) 415–2289. Telephone requests
cannot be accommodated.
Regulatory guides are not
copyrighted, and Commission approval
is not required to reproduce them.
(5 U.S.C. 552(a))
Dated at Rockville, Maryland, this 29th day
of December, 2005.
For the U.S. Nuclear Regulatory
Commission.
James T. Wiggins,
Deputy Director, Office of Nuclear Regulatory
Research.
[FR Doc. E6–1774 Filed 2–8–06; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
Regulatory Guide: Issuance,
Availability
The U.S. Nuclear Regulatory
Commission (NRC) has issued a new
guide in the agency’s Regulatory Guide
Series. This series has been developed
to describe and make available to the
public such information as methods that
are acceptable to the NRC staff for
implementing specific parts of the
NRC’s regulations, techniques that the
staff uses in evaluating specific
problems or postulated accidents, and
data that the staff needs in its review of
applications for permits and licenses.
Regulatory Guide 1.201, ‘‘Guidelines
for Categorizing Structures, Systems,
and Components in Nuclear Power
Plants According to Their Safety
Significance,’’ which is being issued for
trial use, provides guidance for use in
developing and assessing evaluation
models for accident and transient
analyses. An additional benefit is that
evaluation models that are developed
using these guidelines will provide a
more reliable framework for risk-
PO 00000
Frm 00049
Fmt 4703
Sfmt 4703
6795
informed regulation and a basis for
estimating the uncertainty in
understanding transient and accident
behavior.
The NRC has promulgated regulations
to permit power reactor licensees and
license applicants to implement an
alternative regulatory framework with
respect to ‘‘special treatment,’’ where
special treatment refers to those
requirements that provide increased
assurance beyond normal industrial
practices that structures, systems, and
components (SSCs) perform their
design-basis functions. Under this
framework, licensees using a riskinformed process for categorizing SSCs
according to their safety significance
can remove SSCs of low safety
significance from the scope of certain
identified special treatment
requirements.
The genesis of this framework stems
from Option 2 of SECY–98–300,
‘‘Options for Risk-Informed Revisions to
10 CFR part 50, ‘Domestic Licensing of
Production and Utilization Facilities’,’’
dated December 23, 1998.1 In that
Commission paper, the NRC staff
recommended developing risk-informed
approaches to the application of special
treatment requirements to reduce
unnecessary regulatory burden related
to SSCs of low safety significance by
removing such SSCs from the scope of
special treatment requirements. The
Commission subsequently approved the
NRC staff’s rulemaking plan and
issuance of an Advanced Notice of
Proposed Rulemaking (ANPR) as
outlined in SECY–99–256, ‘‘Rulemaking
Plan for Risk-Informing Special
Treatment Requirements,’’ dated
October 29, 1999.
The Commission published the ANPR
in the Federal Register (65 FR 11488) on
March 3, 2000, and subsequently
published a proposed rule for public
comment (68 FR 26511) on May 16,
2003. Then, on November 22, 2004, the
Commission adopted a new section,
referred to as § 50.69, within Title 10,
part 50, of the Code of Federal
Regulations, on risk-informed
categorization and treatment of SSCs for
nuclear power plants (69 FR 68008).
This trial regulatory guide describes a
method that the NRC staff considers
acceptable for use in complying with
the Commission’s requirements in
§ 50.69 with respect to the
1 Commission papers cited in this notice are
available through the NRC’s public Web site at
https://www.nrc.gov/reading-rm/doc-collections/
commission/secys/, and the related Federal
Register notices are available through the Federal
Register Web site sponsored by the Government
Printing Office (GPO) at https://www.gpoaccess.gov/
fr/.
E:\FR\FM\09FEN1.SGM
09FEN1
6796
Federal Register / Vol. 71, No. 27 / Thursday, February 9, 2006 / Notices
cprice-sewell on PROD1PC66 with NOTICES
categorization of SSCs that are
considered in risk-informing special
treatment requirements. This
categorization method uses the process
that the Nuclear Energy Institute (NEI)
described in Revision 0 of its guidance
document NEI 00–04, ‘‘10 CFR 50.69
SSC Categorization Guideline,’’ dated
July 2005.2 Specifically, this process
determines the safety significance of
SSCs and categorizes them into one of
four risk-informed safety class (RISC)
categories.
The NRC issued a draft of this guide,
Draft Regulatory Guide DG–1121, as part
of the § 50.69 rulemaking package in
May 2003, and solicited public
comments specifically concerning the
draft guide by publishing related
Federal Register notices (68 FR 34012
and 68 FR 41408) on June 6 and July 11,
2003. Following the closure of the
public comment period on August 1,
2003, the staff considered all
stakeholder comments in the course of
preparing the new Regulatory Guide
1.201. However, a few issues of
technical interpretation and
implementation still remain, with
respect to specific aspects of the
guidance. Because the staff believes
these issues will be best resolved by
testing the guide against actual
applications, the NRC decided to issue
this guide for trial use. This trial
regulatory guide does not establish any
final staff positions, and may be revised
in response to experience with its use.
As such, this trial guide does not
establish a staff position for purposes of
the Backfit Rule, 10 CFR 50.109, and
any changes to this trial guide prior to
staff adoption in final form will not be
considered to be backfits as defined in
10 CFR 50.109(a)(1). This will ensure
that the lessons learned from regulatory
review of pilot and follow-on
applications are adequately addressed
in the final regulatory guide, and that
the guidance is sufficient to enhance
regulatory stability in the review,
approval, and implementation of
probabilistic risk assessments (PRAs)
and their results in the risk-informed
categorization process required by
§ 50.69.
The NRC staff encourages and
welcomes comments and suggestions in
connection with improvements to
published regulatory guides, as well as
2 NEI 00–04, ‘‘10 CFR 50.69 SSC Categorization
Guideline,’’ is available through the NRC’s public
Web site at https://adamswebsearch2.nrc.gov/
idmws/doccontent.dll?ID=052910091:&LogonId=
2b2cbc48fd7897510347535dd7c30495, and through
the NRC’s Agencywide Documents Access and
Management System (ADAMS), https://www.nrc.gov
/reading-rm/adams/web-based.html, under
Accession #ML052910035.
VerDate Aug<31>2005
13:56 Feb 08, 2006
Jkt 208001
items for inclusion in regulatory guides
that are currently being developed. You
may submit comments by any of the
following methods.
Mail comments to: Rules and
Directives Branch, Office of
Administration, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001.
Hand-deliver comments to: Rules and
Directives Branch, Office of
Administration, U.S. Nuclear Regulatory
Commission, 11555 Rockville Pike,
Rockville, Maryland 20852, between
7:30 a.m. and 4:15 p.m. on Federal
workdays.
Fax comments to: Rules and
Directives Branch, Office of
Administration, U.S. Nuclear Regulatory
Commission, at (301) 415–5144.
Requests for technical information
about Regulatory Guide 1.201 may be
directed to Donald G. Harrison at (301)
415–3587 or via e-mail to DGH@nrc.gov.
Regulatory guides are available for
inspection or downloading through the
NRC’s public Web site in the Regulatory
Guides document collection of the
NRC’s Electronic Reading Room at
https://www.nrc.gov/reading-rm/doccollections. Electronic copies of
Regulatory Guide 1.201 are also
available in the NRC’s Agencywide
Documents Access and Management
System (ADAMS) at https://
www.nrc.gov/reading-rm/adams.html,
under Accession No. ML060260164.
In addition, regulatory guides are
available for inspection at the NRC’s
Public Document Room (PDR), which is
located at 11555 Rockville Pike,
Rockville, Maryland; the PDR’s mailing
address is USNRC PDR, Washington, DC
20555–0001. The PDR can also be
reached by telephone at (301) 415–4737
or (800) 397–4205, by fax at (301) 415–
3548, and by e-mail to PDR@nrc.gov.
Requests for single copies of draft or
final guides (which may be reproduced)
or for placement on an automatic
distribution list for single copies of
future draft guides in specific divisions
should be made in writing to the U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, Attention:
Reproduction and Distribution Services
Section; by e-mail to
DISTRIBUTION@nrc.gov; or by fax to
(301) 415–2289. Telephone requests
cannot be accommodated.
Regulatory guides are not
copyrighted, and Commission approval
is not required to reproduce them.
(5 U.S.C. 552(a))
Dated at Rockville, Maryland, this 27th day
of January, 2006.
PO 00000
Frm 00050
Fmt 4703
Sfmt 4703
For the U.S. Nuclear Regulatory
Commission.
Carl J. Paperiello,
Director, Office of Nuclear Regulatory
Research.
[FR Doc. E6–1775 Filed 2–8–06; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Filings and
Information Services, Washington, DC
20549.
Extension:
Form ADV–E; Sec File No. 270–318; OMB
Control No. 3235–0361.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget (‘‘OMB’’) for
extension and approval.
Form ADV–E is the cover sheet for
accountant examination certificates
filed pursuant to rule 206(4)–2 under
the Investment Advisers Act of 1940 by
certain investment advisers retaining
custody of client securities or funds.
Respondents each spend approximately
three minutes, annually, complying
with the requirements of the form.
The estimate of burden hours set forth
above is made solely for the purposes of
the Paperwork Reduction Act and is not
derived from a comprehensive or
representative survey or study of the
cost of Commission rules and forms.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
E:\FR\FM\09FEN1.SGM
09FEN1
Agencies
[Federal Register Volume 71, Number 27 (Thursday, February 9, 2006)]
[Notices]
[Pages 6795-6796]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-1775]
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
Regulatory Guide: Issuance, Availability
The U.S. Nuclear Regulatory Commission (NRC) has issued a new guide
in the agency's Regulatory Guide Series. This series has been developed
to describe and make available to the public such information as
methods that are acceptable to the NRC staff for implementing specific
parts of the NRC's regulations, techniques that the staff uses in
evaluating specific problems or postulated accidents, and data that the
staff needs in its review of applications for permits and licenses.
Regulatory Guide 1.201, ``Guidelines for Categorizing Structures,
Systems, and Components in Nuclear Power Plants According to Their
Safety Significance,'' which is being issued for trial use, provides
guidance for use in developing and assessing evaluation models for
accident and transient analyses. An additional benefit is that
evaluation models that are developed using these guidelines will
provide a more reliable framework for risk-informed regulation and a
basis for estimating the uncertainty in understanding transient and
accident behavior.
The NRC has promulgated regulations to permit power reactor
licensees and license applicants to implement an alternative regulatory
framework with respect to ``special treatment,'' where special
treatment refers to those requirements that provide increased assurance
beyond normal industrial practices that structures, systems, and
components (SSCs) perform their design-basis functions. Under this
framework, licensees using a risk-informed process for categorizing
SSCs according to their safety significance can remove SSCs of low
safety significance from the scope of certain identified special
treatment requirements.
The genesis of this framework stems from Option 2 of SECY-98-300,
``Options for Risk-Informed Revisions to 10 CFR part 50, `Domestic
Licensing of Production and Utilization Facilities','' dated December
23, 1998.\1\ In that Commission paper, the NRC staff recommended
developing risk-informed approaches to the application of special
treatment requirements to reduce unnecessary regulatory burden related
to SSCs of low safety significance by removing such SSCs from the scope
of special treatment requirements. The Commission subsequently approved
the NRC staff's rulemaking plan and issuance of an Advanced Notice of
Proposed Rulemaking (ANPR) as outlined in SECY-99-256, ``Rulemaking
Plan for Risk-Informing Special Treatment Requirements,'' dated October
29, 1999.
---------------------------------------------------------------------------
\1\ Commission papers cited in this notice are available through
the NRC's public Web site at https://www.nrc.gov/reading-rm/doc- collections/commission/secys/, and the related Federal Register
notices are available through the Federal Register Web site
sponsored by the Government Printing Office (GPO) at https://
www.gpoaccess.gov/fr/.
---------------------------------------------------------------------------
The Commission published the ANPR in the Federal Register (65 FR
11488) on March 3, 2000, and subsequently published a proposed rule for
public comment (68 FR 26511) on May 16, 2003. Then, on November 22,
2004, the Commission adopted a new section, referred to as Sec. 50.69,
within Title 10, part 50, of the Code of Federal Regulations, on risk-
informed categorization and treatment of SSCs for nuclear power plants
(69 FR 68008).
This trial regulatory guide describes a method that the NRC staff
considers acceptable for use in complying with the Commission's
requirements in Sec. 50.69 with respect to the
[[Page 6796]]
categorization of SSCs that are considered in risk-informing special
treatment requirements. This categorization method uses the process
that the Nuclear Energy Institute (NEI) described in Revision 0 of its
guidance document NEI 00-04, ``10 CFR 50.69 SSC Categorization
Guideline,'' dated July 2005.\2\ Specifically, this process determines
the safety significance of SSCs and categorizes them into one of four
risk-informed safety class (RISC) categories.
---------------------------------------------------------------------------
\2\ NEI 00-04, ``10 CFR 50.69 SSC Categorization Guideline,'' is
available through the NRC's public Web site at https://
adamswebsearch2.nrc.gov/idmws/doccontent.dll?ID=052910091:&LogonId=
2b2cbc48fd7897510347535dd7c30495, and through the NRC's Agencywide
Documents Access and Management System (ADAMS), https://www.nrc.gov/
reading-rm/adams/web-based.html, under Accession
ML052910035.
---------------------------------------------------------------------------
The NRC issued a draft of this guide, Draft Regulatory Guide DG-
1121, as part of the Sec. 50.69 rulemaking package in May 2003, and
solicited public comments specifically concerning the draft guide by
publishing related Federal Register notices (68 FR 34012 and 68 FR
41408) on June 6 and July 11, 2003. Following the closure of the public
comment period on August 1, 2003, the staff considered all stakeholder
comments in the course of preparing the new Regulatory Guide 1.201.
However, a few issues of technical interpretation and implementation
still remain, with respect to specific aspects of the guidance. Because
the staff believes these issues will be best resolved by testing the
guide against actual applications, the NRC decided to issue this guide
for trial use. This trial regulatory guide does not establish any final
staff positions, and may be revised in response to experience with its
use. As such, this trial guide does not establish a staff position for
purposes of the Backfit Rule, 10 CFR 50.109, and any changes to this
trial guide prior to staff adoption in final form will not be
considered to be backfits as defined in 10 CFR 50.109(a)(1). This will
ensure that the lessons learned from regulatory review of pilot and
follow-on applications are adequately addressed in the final regulatory
guide, and that the guidance is sufficient to enhance regulatory
stability in the review, approval, and implementation of probabilistic
risk assessments (PRAs) and their results in the risk-informed
categorization process required by Sec. 50.69.
The NRC staff encourages and welcomes comments and suggestions in
connection with improvements to published regulatory guides, as well as
items for inclusion in regulatory guides that are currently being
developed. You may submit comments by any of the following methods.
Mail comments to: Rules and Directives Branch, Office of
Administration, U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001.
Hand-deliver comments to: Rules and Directives Branch, Office of
Administration, U.S. Nuclear Regulatory Commission, 11555 Rockville
Pike, Rockville, Maryland 20852, between 7:30 a.m. and 4:15 p.m. on
Federal workdays.
Fax comments to: Rules and Directives Branch, Office of
Administration, U.S. Nuclear Regulatory Commission, at (301) 415-5144.
Requests for technical information about Regulatory Guide 1.201 may
be directed to Donald G. Harrison at (301) 415-3587 or via e-mail to
DGH@nrc.gov.
Regulatory guides are available for inspection or downloading
through the NRC's public Web site in the Regulatory Guides document
collection of the NRC's Electronic Reading Room at https://www.nrc.gov/
reading-rm/doc-collections. Electronic copies of Regulatory Guide 1.201
are also available in the NRC's Agencywide Documents Access and
Management System (ADAMS) at https://www.nrc.gov/reading-rm/adams.html,
under Accession No. ML060260164.
In addition, regulatory guides are available for inspection at the
NRC's Public Document Room (PDR), which is located at 11555 Rockville
Pike, Rockville, Maryland; the PDR's mailing address is USNRC PDR,
Washington, DC 20555-0001. The PDR can also be reached by telephone at
(301) 415-4737 or (800) 397-4205, by fax at (301) 415-3548, and by e-
mail to PDR@nrc.gov. Requests for single copies of draft or final
guides (which may be reproduced) or for placement on an automatic
distribution list for single copies of future draft guides in specific
divisions should be made in writing to the U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, Attention: Reproduction and
Distribution Services Section; by e-mail to DISTRIBUTION@nrc.gov; or by
fax to (301) 415-2289. Telephone requests cannot be accommodated.
Regulatory guides are not copyrighted, and Commission approval is
not required to reproduce them.
(5 U.S.C. 552(a))
Dated at Rockville, Maryland, this 27th day of January, 2006.
For the U.S. Nuclear Regulatory Commission.
Carl J. Paperiello,
Director, Office of Nuclear Regulatory Research.
[FR Doc. E6-1775 Filed 2-8-06; 8:45 am]
BILLING CODE 7590-01-P