Clarification of NRC Civil Penalty Authority Over Contractors and Subcontractors Who Discriminate Against Employees for Engaging in Protected Activities, 5015-5021 [E6-1211]
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5015
Proposed Rules
Federal Register
Vol. 71, No. 20
Tuesday, January 31, 2006
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 30, 40, 50, 60, 61, 63, 70,
71, 72, and 76
RIN 3150–AH59
Clarification of NRC Civil Penalty
Authority Over Contractors and
Subcontractors Who Discriminate
Against Employees for Engaging in
Protected Activities
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
hsrobinson on PROD1PC70 with PROPOSALS
AGENCY:
SUMMARY: The Nuclear Regulatory
Commission (NRC or Commission) is
proposing to amend its employee
protection regulations to clarify the
Commission’s authority to impose a
civil penalty upon a non-licensee
contractor or subcontractor of a
Commission licensee, or applicant for a
Commission license who violates the
NRC’s regulations by discriminating
against employees for engaging in
protected activity. The NRC is also
proposing to amend its employee
protection regulations related to the
operation of Gaseous Diffusion Plants to
conform with the NRC’s other employee
protection regulations and to allow the
NRC to impose a civil penalty on the
United States Enrichment Corporation
(USEC or Corporation), as well as a
contractor or subcontractor of USEC.
DATES: The comment period expires
April 17, 2006. Comments received after
this date will be considered if it is
practical to do so, but the Commission
is able to ensure consideration only for
comments received on or before this
date.
ADDRESSES: You may submit comments
by any one of the following methods.
Please include the following number
RIN 3150–AH59 in the subject line of
your comments. Comments on
rulemakings submitted in writing or
electronic form will be made available
for public inspection. Because your
comments will not be edited to remove
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any identifying or contact information,
the NRC cautions you against including
personal information such as social
security numbers and birth dates in
your submission.
Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If
you do not receive a reply e-mail
confirming that we have received your
comments, contact us directly at (301)
415–1966. You may also submit
comments via the NRC’s rulemaking
Web site at https://ruleforum.llnl.gov.
Address questions about our rulemaking
Web site to Carol Gallagher (301) 415–
5905; e-mail cag@nrc.gov. Comments
can also be submitted via the Federal
eRulemaking Portal https://
www.regulations.gov.
Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.,
Federal workdays. (Telephone (301)
415–1966).
Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at (301)
415–1101.
Publicly available documents related
to this rulemaking may be viewed
electronically on the public computers
located at the NRC’s Public Document
Room (PDR), O–1F21, One White Flint
North, 11555 Rockville Pike, Rockville,
Maryland. The PDR reproduction
contractor will copy documents for a
fee. Selected documents, including
comments, may be viewed and
downloaded electronically via the NRC
rulemaking Web site at https://
ruleforum.llnl.gov.
Publicly available documents created
or received at the NRC after November
1, 1999, are available electronically at
the NRC’s Electronic Reading Room at
https://www.nrc.gov/reading-rm/
adams.html. From this site, the public
can gain entry into the NRC’s
Agencywide Document Access and
Management System (ADAMS), which
provides text and image files of NRC’s
public documents. If you do not have
access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC
Public Document Room (PDR) Reference
staff at 1–800–397–4209, 301–415–4737
or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT:
Doug Starkey, Office of Enforcement,
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U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001;
Telephone (301) 415–3456; e-mail
drs@nrc.gov.
SUPPLEMENTARY INFORMATION:
Background
The Commission’s employee
protection regulations in 10 CFR 30.7,
40.7, 50.7, 60.9, 61.9, 63.9, 70.7, 71.9,
72.10, and 76.7, prohibit discrimination
by a Commission licensee, applicant for
a Commission license, a holder of or
applicant for a certificate of compliance
(CoC) or the Corporation, or contractor
or subcontractor of these entities,
against employees for engaging in
certain protected activities. These
regulations identify certain enforcement
actions for violations of the
requirements. The enforcement actions
are denial, revocation, or suspension of
the license or certificate; imposition of
a civil penalty on the licensee or
applicant; or other enforcement action.
While the employee protection
regulations prohibit discrimination by a
contractor or subcontractor, they do not
explicitly provide for imposition of a
civil penalty on a contractor or
subcontractor.
On January 16, 1998, the NRC issued
an enforcement action against Five Star
Products, Inc., and Construction
Products Research, Inc., contractors to
the nuclear industry, for discriminating
against one of its employees. Following
this enforcement action, the NRC
considered modifications to the NRC’s
employee protection regulations that
would clearly allow the NRC, within the
limits of its jurisdiction, to impose civil
penalties on non-licensees for
discriminating against employees who
have engaged in protected activities. At
the time that NRC took the enforcement
action against Five Star Products, Inc.,
and Construction Products Research,
Inc., the NRC was engaged in litigation
with another non-licensee, Thermal
Science, Inc., that included an issue
concerning the scope of the
Commission’s civil penalty authority
over non-licensees. Consequently, the
NRC deferred modifying the NRC’s
employee protection regulations
pending resolution of action in Thermal
Science, Inc., v. NRC (Case No.
4:96CV02281–CAS). That case was
subsequently settled.
On April 14, 2000, the NRC Executive
Director for Operations approved the
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establishment of a Discrimination Task
Group (DTG) to, among other things,
evaluate the NRC’s handling of matters
covered by its employee protection
regulations. During this review, the DTG
held 12 public meetings and provided
the public with an opportunity to
comment on its draft report. Among
other recommendations, the DTG
recommended in its report, ‘‘Policy
Options and Recommendations for
Revising the NRC’s Process for Handling
Discrimination Issues,’’ dated April
2002, that rulemaking be initiated to
allow the NRC to impose civil penalties
on contractors working for NRC
licensees. The DTG received public
comments both in favor of, and opposed
to, the recommendation that NRC
conduct a rulemaking to allow the
imposition of civil penalties against
contractors for violating the NRC’s
employee protection requirements.
The DTG’s report was forwarded to
the Commission as an attachment to
SECY–02–0166, ‘‘Policy Options and
Recommendations for Revising the
NRC’s Process for Handling
Discrimination Issues,’’ dated
September 12, 2002. On March 26, 2003,
the Commission issued a Staff
Requirements Memorandum (SRM) on
SECY–02–0166, approving the
recommendations of the DTG as revised
by the Senior Management Review
Team, subject to certain comments. The
Senior Management Review Team was
appointed by the Executive Director of
Operations to review the final
recommendations of the DTG and
provide any additional perspectives that
could enhance the potential options.
The Commission approved, without
comment, the DTG rulemaking
recommendation regarding civil
penalties against contractors.
Discussion
The proposed amendments would
allow the Commission to impose civil
penalties on contractors or
subcontractors for violations of
Commission employee protection
requirements. The proposed rule
represents a significant change in
Commission policy in that, currently, a
licensee can receive a civil penalty for
the discriminatory activities of its
contractor or subcontractor, while the
contractor or subcontractor is not
subject to civil penalty enforcement
action. The proposed amendments
would clarify the NRC’s authority to
impose a civil penalty directly on
contractors or subcontractors who
violate the NRC’s employee protection
regulations. This authority derives from
section 234 of the Atomic Energy Act,
which provides that the Commission
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may impose civil penalties on any
person who violates any rule,
regulation, or order issued under any of
the enumerated provisions of the Act, or
any term, condition, or limitation of any
license or certification issued
thereunder, or who commits a violation
for which a license may be revoked.
Section 11s of the Atomic Energy Act
broadly defines the term ‘‘person’’ to
include any individual, corporation,
partnership, firm, association, trust,
estate, public or private institution
group, Government agency other than
the Commission, any State or any
political subdivision of, or any political
entity within a State, any foreign
government or nation or any political
subdivision of any such government or
nation, or other entity; and any legal
successor, representative, agent, or
agency of the foregoing.
In 1991, the Commission amended its
regulations to allow it to take
enforcement action against unlicensed
persons for deliberate misconduct (56
FR 40664; August 15, 1991). In so doing,
the Commission emphasized that ‘‘any
person’’ as defined in the Atomic
Energy Act necessarily encompasses
non-licensees, in order to effectuate the
purposes of the Act as it applies to
licensees. In that rulemaking, the
Commission also noted that it may be
able to exercise its section 234 authority
to impose civil penalties on unlicensed
persons who deliberately cause a
licensee to be in violation of
requirements.
In 1998, the NRC issued a Severity
Level I Notice of Violation without a
civil penalty to Five Star Products, Inc.,
and Construction Products Research,
Inc., in response to their discrimination
against a former employee who raised
safety concerns. Five Star Products, Inc.,
and Construction Products Research,
Inc., were not licensees, but supplied
safety-related basic components and
services associated with those basic
components to the nuclear industry at
the time of the discrimination.1
The activities of contractors and
subcontractors can clearly affect the safe
operation of a licensee’s facility so that
it is important that contractors and
subcontractors abide by the
Commission’s employee protection
regulations to effectuate the purposes of
the Act. These amendments would
allow the Commission to impose civil
penalties on any non-licensee employer
that discriminates against an employee
for engaging in protected activity, if that
1 In an earlier case, CLI–93–23, 38 NRC 169, 178–
84 (1993)), the Commission held that Five Star
Products is a ‘‘subcontractor’’ within the meaning
of Section 211 of the ERA and 10 CFR 50.7.
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employer is a contractor or
subcontractor of a licensee, or the
Corporation at the time that the
employee engaged in the protected
activity that resulted in discrimination.
These amendments will serve the dual
objectives of deterring contractors and
subcontractors from violating NRC’s
employee protection regulations and
allowing employees to raise regulatory
and safety concerns without fear of
retaliation. Both of these objectives are
critical to the nuclear industry’s ability
to carry out licensed activities safely.
However, the Commission
emphasizes that the proposed
amendments do not affect its ability to
impose civil penalties against licensees
or applicants for discrimination, nor do
they diminish the focus on licensee
responsibility in the investigative and
enforcement process. The Commission
has long held licensees to be responsible
for maintaining control and oversight of
contractor and subcontractor activities.
The proposed modifications to the
employee protection regulations do not
indicate a change in Commission policy
in this regard, nor do they diminish the
ability of the NRC to impose civil
penalties against licensees. There may
be instances in which the Commission
may wish to issue civil penalties to the
responsible contractor or subcontractor,
or both, and the licensee. The
Commission is maintaining its policy of
emphasizing licensee responsibilities
for the actions of their contractors and
subcontractors. The Commission
believes that these amendments are
necessary and will offer additional
enhancements to the regulatory process
by allowing the Commission to exercise
its authority to impose a significant
enforcement action (i.e., civil penalty)
directly on contractors or subcontractors
who violate the NRC’s employee
protection regulations.
The NRC is not proposing to amend
71.9 and 72.10 to provide imposing a
civil penalty against a holder or
applicant for a CoC, or contractor or
subcontractor of a holder or applicant
for a CoC. However, if a CoC is also a
contractor or subcontractor of a licensee,
then a civil penalty could be imposed
on a contractor or subcontractor in that
capacity.
In addition, in drafting this proposed
rule, the NRC identified that 10 CFR
76.7 does not specify the availability of
civil penalties as an enforcement action.
The Supplementary Information that
accompanied the promulgation of 10
CFR 76.7 does not indicate that this
omission was intentional.2 Therefore,
2 The Supplementary Information states that part
76 is based upon comparable requirements; in
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the NRC is proposing to amend 10 CFR
76.7 to bring it into conformance with
the provisions of the other NRC’s
employee protection regulations by
providing that the Commission may
impose a civil penalty on the
Corporation or a contractor or
subcontractor of the Corporation.
The NRC has also revised the
authority citations to correctly reflect
current statutory authority.
Proposed Changes to the NRC’s
Regulations
Sections 30.7, 40.7, 50.7, 60.9, 61.9,
63.9, and 70.7, would be amended to
provide that, in addition to imposing a
civil penalty against a Commission
licensee or applicant for a Commission
license, the Commission may impose a
civil penalty against a contractor or
subcontractor of either of these entities
for discriminating against an employee
for engaging in protected activity.
Section 71.9 would be amended to
provide that, in addition to imposing a
civil penalty against a Commission
licensee, or applicant, the Commission
may impose a civil penalty against a
contractor or subcontractor of these
entities for discriminating against an
employee for engaging in protected
activity.
Section 72.10 would be amended to
provide that, in addition to imposing a
civil penalty against a Commission
licensee or applicant, the Commission
may impose a civil penalty against a
contractor or subcontractor of the
licensee, or applicant.
Section 76.7 would be amended to
provide that the Commission may
impose a civil penalty on the
Corporation or contractor or
subcontractor of the Corporation.
Agreement States’ Comments on
Proposed Rulemaking Plan
On June 18, 2004, the NRC provided
the proposed Rulemaking Plan to the
Agreement States for a 45 day comment
period, which closed on August 2, 2004.
One comment was received. The
comment stated:
The addition of civil penalties, for
contractors and subcontractors who
discriminate against employees as
referenced, appears appropriate. The final
wording of this amendment should clearly
express that the licensee is still responsible
for maintaining control and oversight of
contractor and subcontractor activities, and
the licensee has a responsibility to
investigate and, if necessary, institute
enforcement actions against contractors and
subcontractors when claims are brought by
their employees. The wording must be
expanded to ensure that licensees follow
through on their responsibility to maintain
control and oversight of contractor and
subcontractor activities.
The NRC position is that it is beyond
the scope of the proposed amendments
to include wording in the amendments
to address the licensee’s responsibility
for oversight of contractors and
subcontractors. However, as previously
stated in this document, the proposed
amendments do not diminish the focus
on licensee responsibility for the
conduct of its contractors and
subcontractors in the area of employee
protection.
Availability of Documents
The NRC is making the documents
identified below available to interested
persons through one or more of the
following methods as indicated.
Public Document Room (PDR). The
NRC Public Document Room is located
at 11555 Rockville Pike, Rockville,
Maryland.
Rulemaking Web site (Web). The
NRC’s interactive rulemaking Web site
is located at https://ruleforum.llnl.gov.
These documents may be viewed and
downloaded electronically via this Web
site.
NRC’s Agency-wide Document Access
and Management System (ADAMS). The
NRC’s PARS Library is located at
https://www.nrc.gov/readingrm/
adams.html.
Document
PDR
Web
Proposed Rule—Draft Regulatory Analysis ......................................................................................................
Proposed Rule—Draft Environmental Analysis .................................................................................................
SECY–02–0166 .................................................................................................................................................
SRM in SECY–02–0166 ....................................................................................................................................
SECY–04–0195, Rulemaking Plan ....................................................................................................................
X
X
X
X
X
X
X
X
X
X
hsrobinson on PROD1PC70 with PROPOSALS
Voluntary Consensus Standards
Agreement State Compatibility
The National Technology Transfer
and Advancement Act of 1995, Pub. L.
104–113, requires that Federal agencies
use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless
using such a standard is inconsistent
with applicable law or is otherwise
impractical. The proposed rule would
enable the Commission to impose civil
penalties upon non-licensee contractors
and subcontractors who discriminate
against employees for engaging in
certain protected activities. This action
does not constitute the establishment of
a standard that contains generally
applicable requirements.
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
Agreement State Programs’’ which
became effective on September 3, 1997
(62 FR 46517), NRC program elements
(including regulations) are placed into
compatibility categories A, B, C, D, NRC
or category Health and Safety (H&S).
Category A includes program elements
that are basic radiation protection
standards or related definitions, signs,
labels or terms necessary for a common
understanding of radiation protection
principles and should be essentially
identical to those of the NRC. Category
B includes program elements that have
significant direct transboundary
implications and should be essentially
identical to those of the NRC.
Compatibility Category C are those
particular, 10 CFR part 70, as modified for the
certification process. There is no indication that the
omission of civil penalties was intended as such a
modification (59 FR 48944; September 23, 1994).
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ADAMS
ML051950431
ML051950438
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ML030850783
ML042740294
program elements that do not meet the
criteria of Category A or B, but the
essential objectives of which an
Agreement State should adopt to avoid
conflict, duplication, gaps, or other
conditions that would jeopardize an
orderly pattern in the regulation of
agreement material on a nationwide
basis. Compatibility Category D are
those program elements that do not
meet any of the criteria of Category A,
B, or C, and do not need to be adopted
by Agreement States. Compatibility
Category NRC are those program
elements that address areas of regulation
that cannot be relinquished to
Agreement States pursuant to the
Atomic Energy Act, as amended, or
provisions of Title 10 of the Code of
Federal Regulations and cannot be
adopted by Agreement States. Category
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H&S are program elements that are not
required for compatibility, but have a
particular health and safety role in the
regulation of agreement material and the
State and should contain the essential
objectives of the NRC program elements.
The revisions to 10 CFR 50.7, 60.9,
63.9, 72.10, and 76.7 are not relevant to
Agreement State programs because these
NRC regulations address areas of
exclusive NRC authority and are
designated a Compatibility Category
NRC. The revisions to 10 CFR 30.7, 40.7,
61.9, 70.7, and 71.9 are categorized as
Compatibility Category D, and therefore
do not need to be adopted by Agreement
States. However, the NRC is seeking
comment on the Category D designation
of these regulations. In this regard, the
NRC specifically invites comment
regarding the following: (1) The effect
potential inconsistencies in individual
state employee protection regulations
would have on a national regulatory
approach that seeks to foster an
environment in which safety issues can
be openly identified without fear of
retribution, and (2) evidence of any
situations in which employees in
Agreement States have been adversely
affected by a lack of consistency in
employee protection regulations.
Comments on this topic should be
submitted to the NRC as indicated
under the ADDRESSES heading.
hsrobinson on PROD1PC70 with PROPOSALS
Plain Language
The Presidential memorandum dated
June 1, 1998, entitled ‘‘Plain Language
in Government Writing’’ directed that
the Government’s writing be in plain
language. This memorandum was
published on June 10, 1998 (63 FR
31883). The NRC requests comments on
the proposed rule specifically with
respect to the clarity and effectiveness
of the language used. Comments should
be sent to the address listed under the
ADDRESSES caption of the preamble.
Finding of No Significant
Environmental Impact: Availability
The Commission has determined
under the National Environmental
Policy Act of 1969, Public Law 97–190
(42 U.S.C. 4321 et seq.), as amended,
and the Commission’s regulations in
Subpart A of 10 CFR Part 51, that this
rule, if adopted, would not be a major
Federal action significantly affecting the
quality of the human environment; and,
therefore, an environmental impact
statement is not required. The basis for
this determination is that this
rulemaking would not significantly
increase the probability or consequences
of accidents, no changes would be made
in the types of effluents that may be
released offsite, there would be no
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significant increase in public radiation
exposure, nor would there be a direct
nor reasonably foreseeable indirect
effect on the water, land, or air.
The determination of this
environmental assessment is that there
will be no significant offsite impact to
the public from this action. However,
the general public should note that the
NRC is seeking public participation.
Comments on any aspect of the
environmental assessment may be
submitted to the NRC as indicated
under the ADDRESSES heading. The
environmental assessment is available
for inspection in the NRC Public
Document Room, 11555 Rockville Pike,
Rockville, MD 20852. Single copies of
the analysis may be obtained from the
Office of Enforcement, U.S. Nuclear
Regulatory Commission, at 301–415–
3456 or by e-mail at drs@nrc.gov.
significant economic impact on a
substantial number of small entities
based on the definition of ‘‘small
entities’’ set forth in the Regulatory
Flexibility Act or the Size Standards
established by the Nuclear Regulatory
Commission (10 CFR 2.810). The
proposed provisions would only impact
contractors or subcontractors who
violate the NRC’s regulations by
discriminating against employees who
engage in protected activities.
Paperwork Reduction Act Statement
This proposed rule does not contain
new or amended information collection
requirements subject to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). Existing requirements were
approved by the Office of Management
and Budget, approval numbers 3150–
0017, 3150–0020, 3150–0011, 3150–
0127, 3150–0135, 3150–0199, 3150–
0009, 3150–0008 and 3150–0132.
List of Subjects
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid OMB control
number.
Regulatory Analysis
The Commission has prepared a draft
regulatory analysis on this proposed
regulation. The analysis examines the
costs and benefits of the alternatives
considered by the Commission. The
regulatory analysis is available for
inspection in the NRC Public Document
Room, 11555 Rockville Pike, Rockville,
MD 20852. Single copies of the analysis
may be obtained from the Office of
Enforcement, U.S. Nuclear Regulatory
Commission, at 301–415–3456 or by email at drs@nrc.gov. The Commission
requests public comment on the
regulatory analysis. Comments on the
analysis may be submitted to the NRC
as indicated under the ADDRESSES
heading.
Regulatory Flexibility Certification
In accordance with the Regulatory
Flexibility Act (5 U.S.C. 605(b)), the
Commission certifies that this proposed
rule will not, if promulgated, have a
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Backfit Analysis
The Commission has determined that
the backfit rule does not apply to this
proposed rule because these
amendments would not involve any
provision that would impose backfits as
defined in 10 CFR Chapter I. Therefore,
a backfit analysis is not required for this
proposed rule.
10 CFR Part 30
Byproduct material, Criminal
penalties, Government contracts,
Intergovernmental relations, Isotopes,
Nuclear materials, Radiation protection,
Reporting and recordkeeping
requirements.
10 CFR Part 40
Criminal penalties, Government
contracts, Hazardous materials
transportation, Nuclear materials,
Reporting and recordkeeping
requirements, Source material,
Uranium.
10 CFR Part 50
Antitrust, Classified information,
Criminal penalties, Fire protection,
Intergovernmental relations, Nuclear
power plants and reactors, Radiation
protection, Reactor siting criteria,
Reporting and recordkeeping
requirements.
10 CFR Part 60
Criminal penalties, High-level waste,
Nuclear materials, Nuclear power plants
and reactors, Reporting and
recordkeeping requirements, Waste
treatment and disposal.
10 CFR Part 61
Criminal penalties, Low-level waste,
Nuclear materials, Reporting and
recordkeeping requirements, Waste
treatment and disposal.
10 CFR Part 63
Criminal penalties, High-level waste,
Nuclear power plants and reactors,
Reporting and recordkeeping
requirements, Waste treatment and
disposal.
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10 CFR Part 70
Criminal penalties, Hazardous
materials transportation, Material
control and accounting, Nuclear
materials, Packaging and containers,
Radiation protection, Reporting and
recordkeeping requirements, Scientific
equipment, Security measures, Special
nuclear material.
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
10 CFR Part 71
Criminal penalties, Hazardous
materials transportation, Nuclear
materials, Packaging and containers,
Reporting and recordkeeping
requirements.
3. The authority citation for part 40 is
amended to read as follows:
10 CFR Part 72
Administrative practice and
procedure, Criminal penalties,
Manpower training programs, Nuclear
materials, Occupational safety and
health, Penalties, Radiation protection,
Reporting and recordkeeping
requirements, Security measures, Spent
fuel, Whistleblowing.
10 CFR Part 76
Certification, Criminal penalties,
Radiation protection, Reporting and
recordkeeping requirements, Security
measures, Special nuclear material,
Uranium enrichment by gaseous
diffusion.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 553; the NRC
is proposing to adopt the following
amendments to 10 CFR parts 30, 40, 50,
60, 61, 63, 70, 71, 72, and 76.
PART 30—RULES OF GENERAL
APPLICABILITY TO DOMESTIC
LICENSING OF BYPRODUCT
MATERIAL
hsrobinson on PROD1PC70 with PROPOSALS
1. The authority citation for part 30
continues to read as follows:
Authority: Secs. 81, 82, 161, 182, 183, 186,
68 Stat. 935, 948, 953, 954, 955, as amended,
sec. 234, 83 Stat. 444, as amended (42 U.S.C.
2111, 2112, 2201, 2232, 2233, 2236, 2282);
secs. 201 as amended, 202, 206, 88 Stat.
1242, as amended, 1244, 1246 (42 U.S.C.
5841, 5842, 5846); sec. 1704, 112 Stat. 2750
(44 U.S.C. 3504 note).
Section 30.7 is also issued under Pub. L.
95–601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851). Section 30.34(b) also issued
under sec. 184, 68 Stat. 954, as amended (42
U.S.C. 2234). Section 30.61 also issued under
sec. 187, 68 Stat. 955 (42 U.S.C. 2237).
2. In § 30.7, paragraph (c)(2) is revised
to read as follows:
§ 30.7
*
Employee protection.
*
*
VerDate Aug<31>2005
*
*
15:30 Jan 30, 2006
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PART 40—DOMESTIC LICENSING OF
SOURCE MATERIAL
Authority: Secs. 62, 63, 64, 65, 81, 161,
182, 183, 186, 68 Stat. 932, 933, 935, 948,
953, 954, 955, as amended, secs. 11e(2), 83,
84, Pub. L. 95–604, 92 Stat. 3033, as
amended, 3039, sec. 234, 83 Stat. 444, as
amended (42 U.S.C. 2014(e)(2), 2092, 2093,
2094, 2095, 2111, 2113, 2114, 2201, 2232,
2233, 2236, 2282); sec. 274, Pub. L. 86–373,
73 Stat. 688 (42 U.S.C. 2021); secs. 201, as
amended, 202, 206, 88 Stat. 1242, as
amended, 1244, 1246 (42 U.S.C. 5841, 5842,
5846); sec. 275, 92 Stat. 3021, as amended by
Pub. L. 97–415, 96 Stat. 2067 (42 U.S.C.
2022); sec. 193, 104 Stat. 2835, as amended
by Pub. L. 104–134, 110 Stat. 1321, 1321–349
(42 U.S.C. 2243); sec. 1704, 112 Stat. 2750 (44
U.S.C. 3504 note).
Section 40.7 is also issued under Pub. L.
95–601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851). Section 40.31(g) also issued
under sec. 122, 68 Stat. 939 (42 U.S.C. 2152).
Section 40.46 also issued under sec. 184, 68
Stat. 954, as amended (42 U.S.C. 2234).
Section 40.71 also issued under sec. 187, 68
Stat. 955 (42 U.S.C. 2237).
4. In § 40.7, paragraph (c)(2) is revised
to read as follows:
§ 40.7
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 50—DOMESTIC LICENSING OF
PRODUCTION AND UTILIZATION
FACILITIES
5. The authority citation for part 50 is
amended to read as follows:
Authority: Secs. 102, 103, 104, 105, 161,
182, 183, 186, 189, 68 Stat. 936, 937, 938,
948, 953, 954, 955, 956, as amended, sec.
234, 83 Stat. 444, as amended (42 U.S.C.
2132, 2133, 2134, 2135, 2201, 2232, 2233,
2236, 2239, 2282); secs. 201, as amended,
202, 206, 88 Stat. 1242, as amended, 1244,
1246 (42 U.S.C. 5841, 5842, 5846); sec. 1704,
112 Stat. 2750 (44 U.S.C. 3504 note).
Section 50.7 is also issued under Pub. L.
95–601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851). Section 50.10 also issued under
secs. 101, 185, 68 Stat. 955, as amended (42
U.S.C. 2131, 2235); sec. 102, Pub. L. 91–190,
83 Stat. 853 (42 U.S.C. 4332). Sections 50.13,
50.54(dd), and 50.103 also issued under sec.
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Sfmt 4702
5019
108, 68 Stat. 939, as amended (42 U.S.C.
2138). Sections 50.23, 50.35, 50.55, and 50.56
also issued under sec. 185, 68 Stat. 955 (42
U.S.C. 2235). Sections 50.33a, 50.55a and
appendix Q also issued under sec. 102, Pub.
L. 91–190, 83 Stat. 853 (42 U.S.C. 4332).
Sections 50.34 and 50.54 also issued under
sec. 204, 88 Stat. 1245 (42 U.S.C. 5844).
Sections 50.58, 50.91, and 50.92 also issued
under Pub. L. 97–415, 96 Stat. 2073 (42
U.S.C. 2239). Section 50.78 also issued under
sec. 122, 68 Stat. 939 (42 U.S.C. 2152).
Sections 50.80-50.81 also issued under sec.
184, 68 Stat. 954, as amended (42 U.S.C.
2234). Appendix F also issued under sec.
187, 68 Stat. 955 (42 U.S.C. 2237).
6. In § 50.7, paragraph (c)(2) is revised
to read as follows:
§ 50.7
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 60—DISPOSAL OF HIGH-LEVEL
RADIOACTIVE WASTES IN GEOLOGIC
REPOSITORIES
7. The authority citation for part 60 is
amended to read as follows:
Authority: Secs. 51, 53, 62, 63, 65, 81, 161,
182, 183, 68 Stat. 929, 930, 932, 933, 935,
948, 953, 954, as amended (42 U.S.C. 2071,
2073, 2092, 2093, 2095, 2111, 2201, 2232,
2233); secs. 202, 206, 88 Stat. 1244, 1246 (42
U.S.C. 5842, 5846); secs. 10 and 14, Pub. L.
95–601, 92 Stat. 2951 (42 U.S.C. 2021a and
5851); sec. 102, Pub. L. 91–190, 83 Stat. 853
(42 U.S.C. 4332); secs. 114, 121, Pub. L. 97–
425, 96 Stat. 2213g, 2228, as amended (42
U.S.C. 10134, 10141), and Pub. L. 102–486,
sec. 2902, 106 Stat. 3123 (42 U.S.C. 5851);
sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504
note).
Section 60.9 is also issued under Pub. L.
95–601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851).
8. In § 60.9, paragraph (c)(2) is revised
to read as follows:
§ 60.9
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 61—LICENSING
REQUIREMENTS FOR LAND
DISPOSAL OF RADIOACTIVE WASTE
9. The authority citation for part 61 is
amended to as follows:
Authority: Secs. 53, 57, 62, 63, 65, 81, 161,
182, 183, 68 Stat. 930, 932, 933, 935, 948,
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Federal Register / Vol. 71, No. 20 / Tuesday, January 31, 2006 / Proposed Rules
953, 954, as amended (42 U.S.C. 2073, 2077,
2092, 2093, 2095, 2111, 2201, 2232, 2233);
secs. 202, 206, 88 Stat. 1244, 1246, (42 U.S.C.
5842, 5846); secs. 10 and 14, Pub. L. 95–601,
92 Stat. 2951 (42 U.S.C. 2021a and 5851) and
Pub. L. 102–486, sec. 2902, 106 Stat. 3123,
(42 U.S.C. 5851); sec. 1704, 112 Stat. 2750 (44
U.S.C. 3504 note).
Section 61.9 is also issued under Pub. L.
95–601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851).
10. In § 61.9, paragraph (c)(2) is
revised to read as follows:
§ 61.9
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 63—DISPOSAL OF HIGH-LEVEL
RADIOACTIVE WASTES IN A
GEOLOGIC REPOSITORY AT YUCCA
MOUNTAIN, NEVADA
11. The authority citation for part 63
continues to read as follows:
Authority: Secs. 51, 53, 62, 63, 65, 81, 161,
182, 183, 68 Stat. 929, 930, 932, 933, 935,
948, 953, 954, as amended (42 U.S.C. 2071,
2073, 2092, 2093, 2095, 2111, 2201, 2232,
2233); secs. 202, 206, 88 Stat. 1244, 1246 (42
U.S.C. 5842, 5846); secs. 10 and 14, Pub. L.
95–601, 92 Stat. 2951 (42 U.S.C. 2021a and
5851); sec. 102, Pub. L. 91–190, 83 Stat. 853
(42 U.S.C. 4332); secs. 114, 121, Pub. L. 97–
425, 96 Stat. 2213g, 2238, as amended (42
U.S.C. 10134, 10141), and Pub. L. 102–486,
sec. 2902, 106 Stat. 3123 (42 U.S.C. 5851);
sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504
note).
12. In § 63.9, paragraph (c)(2) is
revised to read as follows:
§ 63.9
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 70—DOMESTIC LICENSING OF
SPECIAL NUCLEAR MATERIAL
hsrobinson on PROD1PC70 with PROPOSALS
13. The authority citation for part 70
is amended to read as follows:
Authority: Secs. 51, 53, 161, 182, 183, 68
Stat. 929, 930, 948, 953, 954, as amended,
sec. 234, 83 Stat. 444, as amended (42 U.S.C.
2071, 2073, 2201, 2232, 2233, 2282, 2297f);
secs. 201, as amended, 202, 204, 206, 88 Stat.
1242, as amended, 1244, 1245, 1246 (42
U.S.C. 5841, 5842, 5845, 5846). Sec. 193, 104
Stat. 2835, as amended by Pub. L. 104–134,
110 Stat. 1321, 1321–349 (42 U.S.C. 2243);
sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504
note).
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15:30 Jan 30, 2006
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Sections 70.1(c) and 70.20a(b) also issued
under secs. 135, 141, Pub. L. 97–425, 96 Stat.
2232, 2241 (42 U.S.C. 10155, 10161). Section
70.7 is also issued under Pub. L. 95–601, sec.
10, 92 Stat. 2951 as amended by Pub. L. 102–
486, sec. 2902, 106 Stat. 3123 (42 U.S.C.
5851). Section 70.21(g) also issued under sec.
122, 68 Stat. 939 (42 U.S.C. 2152). Section
70.31 also issued under sec. 57d, Pub. L. 93–
377, 88 Stat. 475 (42 U.S.C. 2077). Sections
70.36 and 70.44 also issued under sec. 184,
68 Stat. 954, as amended (42 U.S.C. 2234).
Section 70.81 also issued under secs. 186,
187, 68 Stat. 955 (42 U.S.C. 2236, 2237).
Section 70.82 also issued under sec. 108, 68
Stat. 939, as amended (42 U.S.C. 2138).
14. In § 70.7, paragraph (c)(2) is
revised to read as follows:
§ 70.7
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 71—PACKAGING AND
TRANSPORTATION OF RADIOACTIVE
MATERIAL
15. The authority citation for part 71
is amended to read as follows:
Authority: Secs. 53, 57, 62, 63, 81, 161,
182, 183, 68 Stat. 930, 932, 933, 935, 948,
953, 954, as amended, sec. 1701, 106 Stat.
2951, 2952, 2953 (42 U.S.C. 2073, 2077, 2092,
2093, 2111, 2201, 2232, 2233, 2297f); secs.
201, as amended, 202, 206, 88 Stat. 1242, as
amended, 1244, 1246 (42 U.S.C. 5841, 5842,
5846); sec. 1704, 112 Stat. 2750 (44 U.S.C.
3504 note).
Section 71.9 also issued under Pub. L. 95–
601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851).
Section 71.97 also issued under sec. 301,
Pub. L. 96–295, 94 Stat. 789–790.
16. In § 71.9, paragraph (c)(2) is
revised to read as follows:
§ 71.9
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 72—LICENSING
REQUIREMENTS FOR THE
INDEPENDENT STORAGE OF SPENT
NUCLEAR FUEL, HIGH-LEVEL
RADIOACTIVE WASTE, AND
REACTOR-RELATED GREATER THAN
CLASS C WASTE
17. The authority citation for part 72
continues to read as follows:
PO 00000
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Fmt 4702
Sfmt 4702
Authority: Secs. 51, 53, 57, 62, 63, 65, 69,
81, 161, 182, 183, 184, 186, 187, 189, 68 Stat.
929, 930, 932, 933, 934, 935, 948, 953, 954,
955, as amended; sec. 234, 83 Stat. 444, as
amended (42 U.S.C. 2071, 2073, 2077, 2092,
2093, 2095, 2099, 2111, 2201, 2232, 2233,
2234, 2236, 2237, 2238, 2282); sec. 274, Pub.
L. 86–373, 73 Stat. 688, as amended (42
U.S.C. 2021); sec. 201, as amended; 202, 206,
88 Stat. 1242, as amended; 1244, 1246 (42
U.S.C. 5841, 5842, 5846); Pub. L. 95–601, sec.
10, 92 Stat. 2951, as amended by Pub. L. 102–
485, sec. 7902, 106 Stat. 3123 (42 U.S.C.
5851); sec. 102, Pub. L. 91–190, 83 Stat. 853
(42 U.S.C. 4332); secs. 131, 132, 133, 135,
137, 141, Pub. L. 97–425, 96 Stat. 2229, 2230,
2232, 2241; sec. 148, Pub. L. 100–203, 101
Stat. 1330–235 (42 U.S.C. 10151, 10152,
10153, 10155, 10157, 10161, 10168); sec.
1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
Section 72.44(g) also issued under secs.
142(b) and 148(c), (d), Pub. L. 100–203, 101
Stat. 1330–232, 1330–236 (42 U.S.C.
10162(b), 10168(c), (d)). Section 72.46 also
issued under sec. 189, 68 Stat. 955 (42 U.S.C.
2239); sec. 134, Pub. L. 97–425, 96 Stat. 2230
(42 U.S.C. 10154). Section 72.96(d) also
issued under sec. 145(g), Pub. L. 100–203,
101 Stat. 1330–235 (42 U.S.C. 10165(g)).
Subpart J also issued under secs. 2(2), 2(15),
2(19), 117(a), 141(h), Pub. L. 97–425, 96 Stat.
2202, 2203, 2204, 2222, 2224 (42 U.S.C.
10101, 10137(a), 10161(h)). Subparts K and L
are also issued under sec. 133, 98 Stat. 2230
(42 U.S.C. 10153) and sec. 218(a), 96 Stat.
2252 (42 U.S.C. 10198).
18. In § 72.10, paragraph (c)(2) is
revised to read as follows:
§ 72.10
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
licensee, applicant, or a contractor or
subcontractor of the licensee or
applicant.
*
*
*
*
*
PART 76—CERTIFICATION OF
GASEOUS DIFFUSION PLANTS
19. The authority citation for part 76
is amended to read as follows:
Authority: Sec. 161, 68 Stat. 948, as
amended, secs. 1312, 1701, as amended, 106
Stat. 2932, 2951, 2952, 2953, 110 Stat. 1321–
349 (42 U.S.C. 2201, 2297b–11, 2297f); secs.
201, as amended, 204, 206, 88 Stat. 1244,
1245, 1246 (42 U.S.C. 5841, 5842, 5845,
5846). Sec. 234(a), 83 Stat. 444, as amended
by Pub. L. 104–134, 110 Stat. 1321, 1321–349
(42 U.S.C. 2243(a)); sec. 1704, 112 Stat. 2750
(44 U.S.C. 3504 note).
Section 76.7 is also issued under Pub. L.
95–601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851). Section 76.22 is also issued
under sec.193(f), as amended, 104 Stat. 2835,
as amended by Pub. L. 104–134, 110 Stat.
1321, 1321–349 (42 U.S.C. 2243(f)). Section
76.35(j) also issued under sec. 122, 68 Stat.
939 (42 U.S.C. 2152).
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20. Section 76.7 is amended by
revising paragraph (c)(2) and adding a
new paragraph (c)(3) to read as follows:
§ 76.7
Employee protection.
*
*
*
*
*
(c) * * *
(2) Imposition of a civil penalty on the
Corporation or a contractor or
subcontractor of the Corporation.
(3) Other enforcement action.
*
*
*
*
*
Dated at Rockville, Maryland, this 25th day
of January, 2006.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. E6–1211 Filed 1–30–06; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2006–23734; Directorate
Identifier 2005–NM–174–AD]
RIN 2120–AA64
Airworthiness Directives; Boeing
Model 757 Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
hsrobinson on PROD1PC70 with PROPOSALS
AGENCY:
SUMMARY: The FAA proposes to adopt a
new airworthiness directive (AD) for
certain Boeing Model 757 airplanes.
This proposed AD would require
installing a control wheel damper
assembly at the first officer’s drum
bracket assembly and aileron quadrant
beneath the flight deck floor in section
41; doing a functional test and
adjustment of the new installation; and
doing related investigative/corrective
actions if necessary. For certain
airplanes, this proposed AD would
require doing an additional adjustment
test of the re-located control wheel
position sensor, and an operational test
of the flight data recorder and the digital
flight data acquisition unit. This
proposed AD also would require
installing vortex generators (vortilons)
on the leading edge of the outboard
main flap on certain airplanes. This
proposed AD results from several
reports that flightcrews experienced
unintended roll oscillations during final
approach, just before landing. We are
proposing this AD to prevent
unintended roll oscillations near
touchdown, which could result in loss
VerDate Aug<31>2005
15:30 Jan 30, 2006
Jkt 208001
of directional control of the airplane,
and consequent airplane damage and/or
injury to flightcrew and passengers.
DATES: We must receive comments on
this proposed AD by March 17, 2006.
ADDRESSES: Use one of the following
addresses to submit comments on this
proposed AD.
• DOT Docket Web site: Go to
https://dms.dot.gov and follow the
instructions for sending your comments
electronically.
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 400
Seventh Street SW., Nassif Building,
Room PL–401, Washington, DC 20590.
• Fax: (202) 493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
Contact Boeing Commercial
Airplanes, P.O. Box 3707, Seattle,
Washington 98124–2207, for the service
information identified in this proposed
AD.
FOR FURTHER INFORMATION CONTACT: John
Neff, Aerospace Engineer, Flight Test
Branch, ANM–160S, FAA, Seattle
Aircraft Certification Office, 1601 Lind
Avenue, SW., Renton, Washington
98055–4056; telephone (425) 917–6521;
fax (425) 917–6590.
SUPPLEMENTARY INFORMATION:
Comments Invited
We invite you to submit any relevant
written data, views, or arguments
regarding this proposed AD. Send your
comments to an address listed in the
ADDRESSES section. Include the docket
number ‘‘FAA–2006–23734; Directorate
Identifier 2005–NM–174–AD’’ at the
beginning of your comments. We
specifically invite comments on the
overall regulatory, economic,
environmental, and energy aspects of
the proposed AD. We will consider all
comments received by the closing date
and may amend the proposed AD in
light of those comments.
We will post all comments we
receive, without change, to https://
dms.dot.gov, including any personal
information you provide. We will also
post a report summarizing each
substantive verbal contact with FAA
personnel concerning this proposed AD.
Using the search function of that Web
site, anyone can find and read the
comments in any of our dockets,
including the name of the individual
who sent the comment (or signed the
PO 00000
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Fmt 4702
Sfmt 4702
5021
comment on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78), or you may visit https://
dms.dot.gov.
Examining the Docket
You may examine the AD docket on
the Internet at https://dms.dot.gov, or in
person at the Docket Management
Facility office between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The Docket
Management Facility office (telephone
(800) 647–5227) is located on the plaza
level of the Nassif Building at the DOT
street address stated in the ADDRESSES
section. Comments will be available in
the AD docket shortly after the Docket
Management System receives them.
Discussion
We have received eleven confirmed
reports that flightcrews on Boeing
Model 757 airplanes experienced
unintended roll oscillations during final
approach, just before landing. One event
resulted in a nose gear collapse after a
hard landing; another event resulted in
a tail strike during a landing that was
aborted because of the oscillations. Of
the eleven events that have been
confirmed, three occurred with Flight
Test personnel aboard, during flighttesting activities.
These roll oscillations occur when the
pilot makes large, rapid movements of
the control wheel, and the airplane does
not respond as expected. Boeing has
developed a damper for the control
wheel that reduces the likelihood of
these roll oscillations by providing
resistive force to large, rapid control
wheel movements that exceed a set
value.
We have also received flight test data
indicating that one potential cause of
these unintended roll oscillations
occurs when airflow over the outboard
trailing edge flap separates due to the
movement of the spoilers resulting from
large control wheel inputs. Abrupt
control wheel inputs to counteract the
resulting roll can lead to roll oscillations
of increasing magnitude. Boeing has
developed vortex generators (vortilons)
that create vortices over the flap surface
and help to mitigate a sudden and
premature airflow separation when the
flaps are set in landing configuration
and the spoilers forward of the flaps are
deployed.
Unintended roll oscillations near
touchdown, if not corrected, could
result in loss of directional control of
the airplane, and consequent airplane
E:\FR\FM\31JAP1.SGM
31JAP1
Agencies
[Federal Register Volume 71, Number 20 (Tuesday, January 31, 2006)]
[Proposed Rules]
[Pages 5015-5021]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-1211]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 71, No. 20 / Tuesday, January 31, 2006 /
Proposed Rules
[[Page 5015]]
NUCLEAR REGULATORY COMMISSION
10 CFR Parts 30, 40, 50, 60, 61, 63, 70, 71, 72, and 76
RIN 3150-AH59
Clarification of NRC Civil Penalty Authority Over Contractors and
Subcontractors Who Discriminate Against Employees for Engaging in
Protected Activities
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC or Commission) is
proposing to amend its employee protection regulations to clarify the
Commission's authority to impose a civil penalty upon a non-licensee
contractor or subcontractor of a Commission licensee, or applicant for
a Commission license who violates the NRC's regulations by
discriminating against employees for engaging in protected activity.
The NRC is also proposing to amend its employee protection regulations
related to the operation of Gaseous Diffusion Plants to conform with
the NRC's other employee protection regulations and to allow the NRC to
impose a civil penalty on the United States Enrichment Corporation
(USEC or Corporation), as well as a contractor or subcontractor of
USEC.
DATES: The comment period expires April 17, 2006. Comments received
after this date will be considered if it is practical to do so, but the
Commission is able to ensure consideration only for comments received
on or before this date.
ADDRESSES: You may submit comments by any one of the following methods.
Please include the following number RIN 3150-AH59 in the subject line
of your comments. Comments on rulemakings submitted in writing or
electronic form will be made available for public inspection. Because
your comments will not be edited to remove any identifying or contact
information, the NRC cautions you against including personal
information such as social security numbers and birth dates in your
submission.
Mail comments to: Secretary, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If you do not receive a reply e-
mail confirming that we have received your comments, contact us
directly at (301) 415-1966. You may also submit comments via the NRC's
rulemaking Web site at https://ruleforum.llnl.gov. Address questions
about our rulemaking Web site to Carol Gallagher (301) 415-5905; e-mail
cag@nrc.gov. Comments can also be submitted via the Federal eRulemaking
Portal https://www.regulations.gov.
Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m., Federal workdays. (Telephone
(301) 415-1966).
Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at
(301) 415-1101.
Publicly available documents related to this rulemaking may be
viewed electronically on the public computers located at the NRC's
Public Document Room (PDR), O-1F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland. The PDR reproduction contractor
will copy documents for a fee. Selected documents, including comments,
may be viewed and downloaded electronically via the NRC rulemaking Web
site at https://ruleforum.llnl.gov.
Publicly available documents created or received at the NRC after
November 1, 1999, are available electronically at the NRC's Electronic
Reading Room at https://www.nrc.gov/reading-rm/adams.html. From this
site, the public can gain entry into the NRC's Agencywide Document
Access and Management System (ADAMS), which provides text and image
files of NRC's public documents. If you do not have access to ADAMS or
if there are problems in accessing the documents located in ADAMS,
contact the NRC Public Document Room (PDR) Reference staff at 1-800-
397-4209, 301-415-4737 or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT: Doug Starkey, Office of Enforcement,
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001;
Telephone (301) 415-3456; e-mail drs@nrc.gov.
SUPPLEMENTARY INFORMATION:
Background
The Commission's employee protection regulations in 10 CFR 30.7,
40.7, 50.7, 60.9, 61.9, 63.9, 70.7, 71.9, 72.10, and 76.7, prohibit
discrimination by a Commission licensee, applicant for a Commission
license, a holder of or applicant for a certificate of compliance (CoC)
or the Corporation, or contractor or subcontractor of these entities,
against employees for engaging in certain protected activities. These
regulations identify certain enforcement actions for violations of the
requirements. The enforcement actions are denial, revocation, or
suspension of the license or certificate; imposition of a civil penalty
on the licensee or applicant; or other enforcement action. While the
employee protection regulations prohibit discrimination by a contractor
or subcontractor, they do not explicitly provide for imposition of a
civil penalty on a contractor or subcontractor.
On January 16, 1998, the NRC issued an enforcement action against
Five Star Products, Inc., and Construction Products Research, Inc.,
contractors to the nuclear industry, for discriminating against one of
its employees. Following this enforcement action, the NRC considered
modifications to the NRC's employee protection regulations that would
clearly allow the NRC, within the limits of its jurisdiction, to impose
civil penalties on non-licensees for discriminating against employees
who have engaged in protected activities. At the time that NRC took the
enforcement action against Five Star Products, Inc., and Construction
Products Research, Inc., the NRC was engaged in litigation with another
non-licensee, Thermal Science, Inc., that included an issue concerning
the scope of the Commission's civil penalty authority over non-
licensees. Consequently, the NRC deferred modifying the NRC's employee
protection regulations pending resolution of action in Thermal Science,
Inc., v. NRC (Case No. 4:96CV02281-CAS). That case was subsequently
settled.
On April 14, 2000, the NRC Executive Director for Operations
approved the
[[Page 5016]]
establishment of a Discrimination Task Group (DTG) to, among other
things, evaluate the NRC's handling of matters covered by its employee
protection regulations. During this review, the DTG held 12 public
meetings and provided the public with an opportunity to comment on its
draft report. Among other recommendations, the DTG recommended in its
report, ``Policy Options and Recommendations for Revising the NRC's
Process for Handling Discrimination Issues,'' dated April 2002, that
rulemaking be initiated to allow the NRC to impose civil penalties on
contractors working for NRC licensees. The DTG received public comments
both in favor of, and opposed to, the recommendation that NRC conduct a
rulemaking to allow the imposition of civil penalties against
contractors for violating the NRC's employee protection requirements.
The DTG's report was forwarded to the Commission as an attachment
to SECY-02-0166, ``Policy Options and Recommendations for Revising the
NRC's Process for Handling Discrimination Issues,'' dated September 12,
2002. On March 26, 2003, the Commission issued a Staff Requirements
Memorandum (SRM) on SECY-02-0166, approving the recommendations of the
DTG as revised by the Senior Management Review Team, subject to certain
comments. The Senior Management Review Team was appointed by the
Executive Director of Operations to review the final recommendations of
the DTG and provide any additional perspectives that could enhance the
potential options. The Commission approved, without comment, the DTG
rulemaking recommendation regarding civil penalties against
contractors.
Discussion
The proposed amendments would allow the Commission to impose civil
penalties on contractors or subcontractors for violations of Commission
employee protection requirements. The proposed rule represents a
significant change in Commission policy in that, currently, a licensee
can receive a civil penalty for the discriminatory activities of its
contractor or subcontractor, while the contractor or subcontractor is
not subject to civil penalty enforcement action. The proposed
amendments would clarify the NRC's authority to impose a civil penalty
directly on contractors or subcontractors who violate the NRC's
employee protection regulations. This authority derives from section
234 of the Atomic Energy Act, which provides that the Commission may
impose civil penalties on any person who violates any rule, regulation,
or order issued under any of the enumerated provisions of the Act, or
any term, condition, or limitation of any license or certification
issued thereunder, or who commits a violation for which a license may
be revoked. Section 11s of the Atomic Energy Act broadly defines the
term ``person'' to include any individual, corporation, partnership,
firm, association, trust, estate, public or private institution group,
Government agency other than the Commission, any State or any political
subdivision of, or any political entity within a State, any foreign
government or nation or any political subdivision of any such
government or nation, or other entity; and any legal successor,
representative, agent, or agency of the foregoing.
In 1991, the Commission amended its regulations to allow it to take
enforcement action against unlicensed persons for deliberate misconduct
(56 FR 40664; August 15, 1991). In so doing, the Commission emphasized
that ``any person'' as defined in the Atomic Energy Act necessarily
encompasses non-licensees, in order to effectuate the purposes of the
Act as it applies to licensees. In that rulemaking, the Commission also
noted that it may be able to exercise its section 234 authority to
impose civil penalties on unlicensed persons who deliberately cause a
licensee to be in violation of requirements.
In 1998, the NRC issued a Severity Level I Notice of Violation
without a civil penalty to Five Star Products, Inc., and Construction
Products Research, Inc., in response to their discrimination against a
former employee who raised safety concerns. Five Star Products, Inc.,
and Construction Products Research, Inc., were not licensees, but
supplied safety-related basic components and services associated with
those basic components to the nuclear industry at the time of the
discrimination.\1\
---------------------------------------------------------------------------
\1\ In an earlier case, CLI-93-23, 38 NRC 169, 178-84 (1993)),
the Commission held that Five Star Products is a ``subcontractor''
within the meaning of Section 211 of the ERA and 10 CFR 50.7.
---------------------------------------------------------------------------
The activities of contractors and subcontractors can clearly affect
the safe operation of a licensee's facility so that it is important
that contractors and subcontractors abide by the Commission's employee
protection regulations to effectuate the purposes of the Act. These
amendments would allow the Commission to impose civil penalties on any
non-licensee employer that discriminates against an employee for
engaging in protected activity, if that employer is a contractor or
subcontractor of a licensee, or the Corporation at the time that the
employee engaged in the protected activity that resulted in
discrimination. These amendments will serve the dual objectives of
deterring contractors and subcontractors from violating NRC's employee
protection regulations and allowing employees to raise regulatory and
safety concerns without fear of retaliation. Both of these objectives
are critical to the nuclear industry's ability to carry out licensed
activities safely.
However, the Commission emphasizes that the proposed amendments do
not affect its ability to impose civil penalties against licensees or
applicants for discrimination, nor do they diminish the focus on
licensee responsibility in the investigative and enforcement process.
The Commission has long held licensees to be responsible for
maintaining control and oversight of contractor and subcontractor
activities. The proposed modifications to the employee protection
regulations do not indicate a change in Commission policy in this
regard, nor do they diminish the ability of the NRC to impose civil
penalties against licensees. There may be instances in which the
Commission may wish to issue civil penalties to the responsible
contractor or subcontractor, or both, and the licensee. The Commission
is maintaining its policy of emphasizing licensee responsibilities for
the actions of their contractors and subcontractors. The Commission
believes that these amendments are necessary and will offer additional
enhancements to the regulatory process by allowing the Commission to
exercise its authority to impose a significant enforcement action
(i.e., civil penalty) directly on contractors or subcontractors who
violate the NRC's employee protection regulations.
The NRC is not proposing to amend 71.9 and 72.10 to provide
imposing a civil penalty against a holder or applicant for a CoC, or
contractor or subcontractor of a holder or applicant for a CoC.
However, if a CoC is also a contractor or subcontractor of a licensee,
then a civil penalty could be imposed on a contractor or subcontractor
in that capacity.
In addition, in drafting this proposed rule, the NRC identified
that 10 CFR 76.7 does not specify the availability of civil penalties
as an enforcement action. The Supplementary Information that
accompanied the promulgation of 10 CFR 76.7 does not indicate that this
omission was intentional.\2\ Therefore,
[[Page 5017]]
the NRC is proposing to amend 10 CFR 76.7 to bring it into conformance
with the provisions of the other NRC's employee protection regulations
by providing that the Commission may impose a civil penalty on the
Corporation or a contractor or subcontractor of the Corporation.
---------------------------------------------------------------------------
\2\ The Supplementary Information states that part 76 is based
upon comparable requirements; in particular, 10 CFR part 70, as
modified for the certification process. There is no indication that
the omission of civil penalties was intended as such a modification
(59 FR 48944; September 23, 1994).
---------------------------------------------------------------------------
The NRC has also revised the authority citations to correctly
reflect current statutory authority.
Proposed Changes to the NRC's Regulations
Sections 30.7, 40.7, 50.7, 60.9, 61.9, 63.9, and 70.7, would be
amended to provide that, in addition to imposing a civil penalty
against a Commission licensee or applicant for a Commission license,
the Commission may impose a civil penalty against a contractor or
subcontractor of either of these entities for discriminating against an
employee for engaging in protected activity.
Section 71.9 would be amended to provide that, in addition to
imposing a civil penalty against a Commission licensee, or applicant,
the Commission may impose a civil penalty against a contractor or
subcontractor of these entities for discriminating against an employee
for engaging in protected activity.
Section 72.10 would be amended to provide that, in addition to
imposing a civil penalty against a Commission licensee or applicant,
the Commission may impose a civil penalty against a contractor or
subcontractor of the licensee, or applicant.
Section 76.7 would be amended to provide that the Commission may
impose a civil penalty on the Corporation or contractor or
subcontractor of the Corporation.
Agreement States' Comments on Proposed Rulemaking Plan
On June 18, 2004, the NRC provided the proposed Rulemaking Plan to
the Agreement States for a 45 day comment period, which closed on
August 2, 2004. One comment was received. The comment stated:
The addition of civil penalties, for contractors and
subcontractors who discriminate against employees as referenced,
appears appropriate. The final wording of this amendment should
clearly express that the licensee is still responsible for
maintaining control and oversight of contractor and subcontractor
activities, and the licensee has a responsibility to investigate
and, if necessary, institute enforcement actions against contractors
and subcontractors when claims are brought by their employees. The
wording must be expanded to ensure that licensees follow through on
their responsibility to maintain control and oversight of contractor
and subcontractor activities.
The NRC position is that it is beyond the scope of the proposed
amendments to include wording in the amendments to address the
licensee's responsibility for oversight of contractors and
subcontractors. However, as previously stated in this document, the
proposed amendments do not diminish the focus on licensee
responsibility for the conduct of its contractors and subcontractors in
the area of employee protection.
Availability of Documents
The NRC is making the documents identified below available to
interested persons through one or more of the following methods as
indicated.
Public Document Room (PDR). The NRC Public Document Room is located
at 11555 Rockville Pike, Rockville, Maryland.
Rulemaking Web site (Web). The NRC's interactive rulemaking Web
site is located at https://ruleforum.llnl.gov. These documents may be
viewed and downloaded electronically via this Web site.
NRC's Agency-wide Document Access and Management System (ADAMS).
The NRC's PARS Library is located at https://www.nrc.gov/readingrm/
adams.html.
------------------------------------------------------------------------
Document PDR Web ADAMS
------------------------------------------------------------------------
Proposed Rule--Draft X X ML051950431
Regulatory Analysis.
Proposed Rule--Draft X X ML051950438
Environmental Analysis.
SECY-02-0166.................. X X ML022120479
SRM in SECY-02-0166........... X X ML030850783
SECY-04-0195, Rulemaking Plan. X X ML042740294
------------------------------------------------------------------------
Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995, Pub.
L. 104-113, requires that Federal agencies use technical standards that
are developed or adopted by voluntary consensus standards bodies unless
using such a standard is inconsistent with applicable law or is
otherwise impractical. The proposed rule would enable the Commission to
impose civil penalties upon non-licensee contractors and subcontractors
who discriminate against employees for engaging in certain protected
activities. This action does not constitute the establishment of a
standard that contains generally applicable requirements.
Agreement State Compatibility
Under the ``Policy Statement on Adequacy and Compatibility of
Agreement State Programs'' which became effective on September 3, 1997
(62 FR 46517), NRC program elements (including regulations) are placed
into compatibility categories A, B, C, D, NRC or category Health and
Safety (H&S). Category A includes program elements that are basic
radiation protection standards or related definitions, signs, labels or
terms necessary for a common understanding of radiation protection
principles and should be essentially identical to those of the NRC.
Category B includes program elements that have significant direct
transboundary implications and should be essentially identical to those
of the NRC. Compatibility Category C are those program elements that do
not meet the criteria of Category A or B, but the essential objectives
of which an Agreement State should adopt to avoid conflict,
duplication, gaps, or other conditions that would jeopardize an orderly
pattern in the regulation of agreement material on a nationwide basis.
Compatibility Category D are those program elements that do not meet
any of the criteria of Category A, B, or C, and do not need to be
adopted by Agreement States. Compatibility Category NRC are those
program elements that address areas of regulation that cannot be
relinquished to Agreement States pursuant to the Atomic Energy Act, as
amended, or provisions of Title 10 of the Code of Federal Regulations
and cannot be adopted by Agreement States. Category
[[Page 5018]]
H&S are program elements that are not required for compatibility, but
have a particular health and safety role in the regulation of agreement
material and the State and should contain the essential objectives of
the NRC program elements.
The revisions to 10 CFR 50.7, 60.9, 63.9, 72.10, and 76.7 are not
relevant to Agreement State programs because these NRC regulations
address areas of exclusive NRC authority and are designated a
Compatibility Category NRC. The revisions to 10 CFR 30.7, 40.7, 61.9,
70.7, and 71.9 are categorized as Compatibility Category D, and
therefore do not need to be adopted by Agreement States. However, the
NRC is seeking comment on the Category D designation of these
regulations. In this regard, the NRC specifically invites comment
regarding the following: (1) The effect potential inconsistencies in
individual state employee protection regulations would have on a
national regulatory approach that seeks to foster an environment in
which safety issues can be openly identified without fear of
retribution, and (2) evidence of any situations in which employees in
Agreement States have been adversely affected by a lack of consistency
in employee protection regulations.
Comments on this topic should be submitted to the NRC as indicated
under the ADDRESSES heading.
Plain Language
The Presidential memorandum dated June 1, 1998, entitled ``Plain
Language in Government Writing'' directed that the Government's writing
be in plain language. This memorandum was published on June 10, 1998
(63 FR 31883). The NRC requests comments on the proposed rule
specifically with respect to the clarity and effectiveness of the
language used. Comments should be sent to the address listed under the
ADDRESSES caption of the preamble.
Finding of No Significant Environmental Impact: Availability
The Commission has determined under the National Environmental
Policy Act of 1969, Public Law 97-190 (42 U.S.C. 4321 et seq.), as
amended, and the Commission's regulations in Subpart A of 10 CFR Part
51, that this rule, if adopted, would not be a major Federal action
significantly affecting the quality of the human environment; and,
therefore, an environmental impact statement is not required. The basis
for this determination is that this rulemaking would not significantly
increase the probability or consequences of accidents, no changes would
be made in the types of effluents that may be released offsite, there
would be no significant increase in public radiation exposure, nor
would there be a direct nor reasonably foreseeable indirect effect on
the water, land, or air.
The determination of this environmental assessment is that there
will be no significant offsite impact to the public from this action.
However, the general public should note that the NRC is seeking public
participation. Comments on any aspect of the environmental assessment
may be submitted to the NRC as indicated under the ADDRESSES heading.
The environmental assessment is available for inspection in the NRC
Public Document Room, 11555 Rockville Pike, Rockville, MD 20852. Single
copies of the analysis may be obtained from the Office of Enforcement,
U.S. Nuclear Regulatory Commission, at 301-415-3456 or by e-mail at
drs@nrc.gov.
Paperwork Reduction Act Statement
This proposed rule does not contain new or amended information
collection requirements subject to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.). Existing requirements were approved by the
Office of Management and Budget, approval numbers 3150-0017, 3150-0020,
3150-0011, 3150-0127, 3150-0135, 3150-0199, 3150-0009, 3150-0008 and
3150-0132.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection
requirement unless the requesting document displays a currently valid
OMB control number.
Regulatory Analysis
The Commission has prepared a draft regulatory analysis on this
proposed regulation. The analysis examines the costs and benefits of
the alternatives considered by the Commission. The regulatory analysis
is available for inspection in the NRC Public Document Room, 11555
Rockville Pike, Rockville, MD 20852. Single copies of the analysis may
be obtained from the Office of Enforcement, U.S. Nuclear Regulatory
Commission, at 301-415-3456 or by e-mail at drs@nrc.gov. The Commission
requests public comment on the regulatory analysis. Comments on the
analysis may be submitted to the NRC as indicated under the ADDRESSES
heading.
Regulatory Flexibility Certification
In accordance with the Regulatory Flexibility Act (5 U.S.C.
605(b)), the Commission certifies that this proposed rule will not, if
promulgated, have a significant economic impact on a substantial number
of small entities based on the definition of ``small entities'' set
forth in the Regulatory Flexibility Act or the Size Standards
established by the Nuclear Regulatory Commission (10 CFR 2.810). The
proposed provisions would only impact contractors or subcontractors who
violate the NRC's regulations by discriminating against employees who
engage in protected activities.
Backfit Analysis
The Commission has determined that the backfit rule does not apply
to this proposed rule because these amendments would not involve any
provision that would impose backfits as defined in 10 CFR Chapter I.
Therefore, a backfit analysis is not required for this proposed rule.
List of Subjects
10 CFR Part 30
Byproduct material, Criminal penalties, Government contracts,
Intergovernmental relations, Isotopes, Nuclear materials, Radiation
protection, Reporting and recordkeeping requirements.
10 CFR Part 40
Criminal penalties, Government contracts, Hazardous materials
transportation, Nuclear materials, Reporting and recordkeeping
requirements, Source material, Uranium.
10 CFR Part 50
Antitrust, Classified information, Criminal penalties, Fire
protection, Intergovernmental relations, Nuclear power plants and
reactors, Radiation protection, Reactor siting criteria, Reporting and
recordkeeping requirements.
10 CFR Part 60
Criminal penalties, High-level waste, Nuclear materials, Nuclear
power plants and reactors, Reporting and recordkeeping requirements,
Waste treatment and disposal.
10 CFR Part 61
Criminal penalties, Low-level waste, Nuclear materials, Reporting
and recordkeeping requirements, Waste treatment and disposal.
10 CFR Part 63
Criminal penalties, High-level waste, Nuclear power plants and
reactors, Reporting and recordkeeping requirements, Waste treatment and
disposal.
[[Page 5019]]
10 CFR Part 70
Criminal penalties, Hazardous materials transportation, Material
control and accounting, Nuclear materials, Packaging and containers,
Radiation protection, Reporting and recordkeeping requirements,
Scientific equipment, Security measures, Special nuclear material.
10 CFR Part 71
Criminal penalties, Hazardous materials transportation, Nuclear
materials, Packaging and containers, Reporting and recordkeeping
requirements.
10 CFR Part 72
Administrative practice and procedure, Criminal penalties, Manpower
training programs, Nuclear materials, Occupational safety and health,
Penalties, Radiation protection, Reporting and recordkeeping
requirements, Security measures, Spent fuel, Whistleblowing.
10 CFR Part 76
Certification, Criminal penalties, Radiation protection, Reporting
and recordkeeping requirements, Security measures, Special nuclear
material, Uranium enrichment by gaseous diffusion.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; and 5 U.S.C. 553; the NRC is proposing to
adopt the following amendments to 10 CFR parts 30, 40, 50, 60, 61, 63,
70, 71, 72, and 76.
PART 30--RULES OF GENERAL APPLICABILITY TO DOMESTIC LICENSING OF
BYPRODUCT MATERIAL
1. The authority citation for part 30 continues to read as follows:
Authority: Secs. 81, 82, 161, 182, 183, 186, 68 Stat. 935, 948,
953, 954, 955, as amended, sec. 234, 83 Stat. 444, as amended (42
U.S.C. 2111, 2112, 2201, 2232, 2233, 2236, 2282); secs. 201 as
amended, 202, 206, 88 Stat. 1242, as amended, 1244, 1246 (42 U.S.C.
5841, 5842, 5846); sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
Section 30.7 is also issued under Pub. L. 95-601, sec. 10, 92
Stat. 2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123
(42 U.S.C. 5851). Section 30.34(b) also issued under sec. 184, 68
Stat. 954, as amended (42 U.S.C. 2234). Section 30.61 also issued
under sec. 187, 68 Stat. 955 (42 U.S.C. 2237).
2. In Sec. 30.7, paragraph (c)(2) is revised to read as follows:
Sec. 30.7 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 40--DOMESTIC LICENSING OF SOURCE MATERIAL
3. The authority citation for part 40 is amended to read as
follows:
Authority: Secs. 62, 63, 64, 65, 81, 161, 182, 183, 186, 68
Stat. 932, 933, 935, 948, 953, 954, 955, as amended, secs. 11e(2),
83, 84, Pub. L. 95-604, 92 Stat. 3033, as amended, 3039, sec. 234,
83 Stat. 444, as amended (42 U.S.C. 2014(e)(2), 2092, 2093, 2094,
2095, 2111, 2113, 2114, 2201, 2232, 2233, 2236, 2282); sec. 274,
Pub. L. 86-373, 73 Stat. 688 (42 U.S.C. 2021); secs. 201, as
amended, 202, 206, 88 Stat. 1242, as amended, 1244, 1246 (42 U.S.C.
5841, 5842, 5846); sec. 275, 92 Stat. 3021, as amended by Pub. L.
97-415, 96 Stat. 2067 (42 U.S.C. 2022); sec. 193, 104 Stat. 2835, as
amended by Pub. L. 104-134, 110 Stat. 1321, 1321-349 (42 U.S.C.
2243); sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
Section 40.7 is also issued under Pub. L. 95-601, sec. 10, 92
Stat. 2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123
(42 U.S.C. 5851). Section 40.31(g) also issued under sec. 122, 68
Stat. 939 (42 U.S.C. 2152). Section 40.46 also issued under sec.
184, 68 Stat. 954, as amended (42 U.S.C. 2234). Section 40.71 also
issued under sec. 187, 68 Stat. 955 (42 U.S.C. 2237).
4. In Sec. 40.7, paragraph (c)(2) is revised to read as follows:
Sec. 40.7 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 50--DOMESTIC LICENSING OF PRODUCTION AND UTILIZATION
FACILITIES
5. The authority citation for part 50 is amended to read as
follows:
Authority: Secs. 102, 103, 104, 105, 161, 182, 183, 186, 189, 68
Stat. 936, 937, 938, 948, 953, 954, 955, 956, as amended, sec. 234,
83 Stat. 444, as amended (42 U.S.C. 2132, 2133, 2134, 2135, 2201,
2232, 2233, 2236, 2239, 2282); secs. 201, as amended, 202, 206, 88
Stat. 1242, as amended, 1244, 1246 (42 U.S.C. 5841, 5842, 5846);
sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
Section 50.7 is also issued under Pub. L. 95-601, sec. 10, 92
Stat. 2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123
(42 U.S.C. 5851). Section 50.10 also issued under secs. 101, 185, 68
Stat. 955, as amended (42 U.S.C. 2131, 2235); sec. 102, Pub. L. 91-
190, 83 Stat. 853 (42 U.S.C. 4332). Sections 50.13, 50.54(dd), and
50.103 also issued under sec. 108, 68 Stat. 939, as amended (42
U.S.C. 2138). Sections 50.23, 50.35, 50.55, and 50.56 also issued
under sec. 185, 68 Stat. 955 (42 U.S.C. 2235). Sections 50.33a,
50.55a and appendix Q also issued under sec. 102, Pub. L. 91-190, 83
Stat. 853 (42 U.S.C. 4332). Sections 50.34 and 50.54 also issued
under sec. 204, 88 Stat. 1245 (42 U.S.C. 5844). Sections 50.58,
50.91, and 50.92 also issued under Pub. L. 97-415, 96 Stat. 2073 (42
U.S.C. 2239). Section 50.78 also issued under sec. 122, 68 Stat. 939
(42 U.S.C. 2152). Sections 50.80-50.81 also issued under sec. 184,
68 Stat. 954, as amended (42 U.S.C. 2234). Appendix F also issued
under sec. 187, 68 Stat. 955 (42 U.S.C. 2237).
6. In Sec. 50.7, paragraph (c)(2) is revised to read as follows:
Sec. 50.7 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 60--DISPOSAL OF HIGH-LEVEL RADIOACTIVE WASTES IN GEOLOGIC
REPOSITORIES
7. The authority citation for part 60 is amended to read as
follows:
Authority: Secs. 51, 53, 62, 63, 65, 81, 161, 182, 183, 68 Stat.
929, 930, 932, 933, 935, 948, 953, 954, as amended (42 U.S.C. 2071,
2073, 2092, 2093, 2095, 2111, 2201, 2232, 2233); secs. 202, 206, 88
Stat. 1244, 1246 (42 U.S.C. 5842, 5846); secs. 10 and 14, Pub. L.
95-601, 92 Stat. 2951 (42 U.S.C. 2021a and 5851); sec. 102, Pub. L.
91-190, 83 Stat. 853 (42 U.S.C. 4332); secs. 114, 121, Pub. L. 97-
425, 96 Stat. 2213g, 2228, as amended (42 U.S.C. 10134, 10141), and
Pub. L. 102-486, sec. 2902, 106 Stat. 3123 (42 U.S.C. 5851); sec.
1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
Section 60.9 is also issued under Pub. L. 95-601, sec. 10, 92
Stat. 2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123
(42 U.S.C. 5851).
8. In Sec. 60.9, paragraph (c)(2) is revised to read as follows:
Sec. 60.9 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 61--LICENSING REQUIREMENTS FOR LAND DISPOSAL OF RADIOACTIVE
WASTE
9. The authority citation for part 61 is amended to as follows:
Authority: Secs. 53, 57, 62, 63, 65, 81, 161, 182, 183, 68
Stat. 930, 932, 933, 935, 948,
[[Page 5020]]
953, 954, as amended (42 U.S.C. 2073, 2077, 2092, 2093, 2095, 2111,
2201, 2232, 2233); secs. 202, 206, 88 Stat. 1244, 1246, (42 U.S.C.
5842, 5846); secs. 10 and 14, Pub. L. 95-601, 92 Stat. 2951 (42
U.S.C. 2021a and 5851) and Pub. L. 102-486, sec. 2902, 106 Stat.
3123, (42 U.S.C. 5851); sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504
note).
Section 61.9 is also issued under Pub. L. 95-601, sec. 10, 92
Stat. 2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123
(42 U.S.C. 5851).
10. In Sec. 61.9, paragraph (c)(2) is revised to read as follows:
Sec. 61.9 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 63--DISPOSAL OF HIGH-LEVEL RADIOACTIVE WASTES IN A GEOLOGIC
REPOSITORY AT YUCCA MOUNTAIN, NEVADA
11. The authority citation for part 63 continues to read as
follows:
Authority: Secs. 51, 53, 62, 63, 65, 81, 161, 182, 183, 68
Stat. 929, 930, 932, 933, 935, 948, 953, 954, as amended (42 U.S.C.
2071, 2073, 2092, 2093, 2095, 2111, 2201, 2232, 2233); secs. 202,
206, 88 Stat. 1244, 1246 (42 U.S.C. 5842, 5846); secs. 10 and 14,
Pub. L. 95-601, 92 Stat. 2951 (42 U.S.C. 2021a and 5851); sec. 102,
Pub. L. 91-190, 83 Stat. 853 (42 U.S.C. 4332); secs. 114, 121, Pub.
L. 97-425, 96 Stat. 2213g, 2238, as amended (42 U.S.C. 10134,
10141), and Pub. L. 102-486, sec. 2902, 106 Stat. 3123 (42 U.S.C.
5851); sec. 1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
12. In Sec. 63.9, paragraph (c)(2) is revised to read as follows:
Sec. 63.9 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 70--DOMESTIC LICENSING OF SPECIAL NUCLEAR MATERIAL
13. The authority citation for part 70 is amended to read as
follows:
Authority: Secs. 51, 53, 161, 182, 183, 68 Stat. 929, 930, 948,
953, 954, as amended, sec. 234, 83 Stat. 444, as amended (42 U.S.C.
2071, 2073, 2201, 2232, 2233, 2282, 2297f); secs. 201, as amended,
202, 204, 206, 88 Stat. 1242, as amended, 1244, 1245, 1246 (42
U.S.C. 5841, 5842, 5845, 5846). Sec. 193, 104 Stat. 2835, as amended
by Pub. L. 104-134, 110 Stat. 1321, 1321-349 (42 U.S.C. 2243); sec.
1704, 112 Stat. 2750 (44 U.S.C. 3504 note).
Sections 70.1(c) and 70.20a(b) also issued under secs. 135, 141,
Pub. L. 97-425, 96 Stat. 2232, 2241 (42 U.S.C. 10155, 10161).
Section 70.7 is also issued under Pub. L. 95-601, sec. 10, 92 Stat.
2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851). Section 70.21(g) also issued under sec. 122, 68 Stat.
939 (42 U.S.C. 2152). Section 70.31 also issued under sec. 57d, Pub.
L. 93-377, 88 Stat. 475 (42 U.S.C. 2077). Sections 70.36 and 70.44
also issued under sec. 184, 68 Stat. 954, as amended (42 U.S.C.
2234). Section 70.81 also issued under secs. 186, 187, 68 Stat. 955
(42 U.S.C. 2236, 2237). Section 70.82 also issued under sec. 108, 68
Stat. 939, as amended (42 U.S.C. 2138).
14. In Sec. 70.7, paragraph (c)(2) is revised to read as follows:
Sec. 70.7 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 71--PACKAGING AND TRANSPORTATION OF RADIOACTIVE MATERIAL
15. The authority citation for part 71 is amended to read as
follows:
Authority: Secs. 53, 57, 62, 63, 81, 161, 182, 183, 68 Stat.
930, 932, 933, 935, 948, 953, 954, as amended, sec. 1701, 106 Stat.
2951, 2952, 2953 (42 U.S.C. 2073, 2077, 2092, 2093, 2111, 2201,
2232, 2233, 2297f); secs. 201, as amended, 202, 206, 88 Stat. 1242,
as amended, 1244, 1246 (42 U.S.C. 5841, 5842, 5846); sec. 1704, 112
Stat. 2750 (44 U.S.C. 3504 note).
Section 71.9 also issued under Pub. L. 95-601, sec. 10, 92 Stat.
2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851).
Section 71.97 also issued under sec. 301, Pub. L. 96-295, 94
Stat. 789-790.
16. In Sec. 71.9, paragraph (c)(2) is revised to read as follows:
Sec. 71.9 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 72--LICENSING REQUIREMENTS FOR THE INDEPENDENT STORAGE OF
SPENT NUCLEAR FUEL, HIGH-LEVEL RADIOACTIVE WASTE, AND REACTOR-
RELATED GREATER THAN CLASS C WASTE
17. The authority citation for part 72 continues to read as
follows:
Authority: Secs. 51, 53, 57, 62, 63, 65, 69, 81, 161, 182, 183,
184, 186, 187, 189, 68 Stat. 929, 930, 932, 933, 934, 935, 948, 953,
954, 955, as amended; sec. 234, 83 Stat. 444, as amended (42 U.S.C.
2071, 2073, 2077, 2092, 2093, 2095, 2099, 2111, 2201, 2232, 2233,
2234, 2236, 2237, 2238, 2282); sec. 274, Pub. L. 86-373, 73 Stat.
688, as amended (42 U.S.C. 2021); sec. 201, as amended; 202, 206, 88
Stat. 1242, as amended; 1244, 1246 (42 U.S.C. 5841, 5842, 5846);
Pub. L. 95-601, sec. 10, 92 Stat. 2951, as amended by Pub. L. 102-
485, sec. 7902, 106 Stat. 3123 (42 U.S.C. 5851); sec. 102, Pub. L.
91-190, 83 Stat. 853 (42 U.S.C. 4332); secs. 131, 132, 133, 135,
137, 141, Pub. L. 97-425, 96 Stat. 2229, 2230, 2232, 2241; sec. 148,
Pub. L. 100-203, 101 Stat. 1330-235 (42 U.S.C. 10151, 10152, 10153,
10155, 10157, 10161, 10168); sec. 1704, 112 Stat. 2750 (44 U.S.C.
3504 note).
Section 72.44(g) also issued under secs. 142(b) and 148(c), (d),
Pub. L. 100-203, 101 Stat. 1330-232, 1330-236 (42 U.S.C. 10162(b),
10168(c), (d)). Section 72.46 also issued under sec. 189, 68 Stat.
955 (42 U.S.C. 2239); sec. 134, Pub. L. 97-425, 96 Stat. 2230 (42
U.S.C. 10154). Section 72.96(d) also issued under sec. 145(g), Pub.
L. 100-203, 101 Stat. 1330-235 (42 U.S.C. 10165(g)). Subpart J also
issued under secs. 2(2), 2(15), 2(19), 117(a), 141(h), Pub. L. 97-
425, 96 Stat. 2202, 2203, 2204, 2222, 2224 (42 U.S.C. 10101,
10137(a), 10161(h)). Subparts K and L are also issued under sec.
133, 98 Stat. 2230 (42 U.S.C. 10153) and sec. 218(a), 96 Stat. 2252
(42 U.S.C. 10198).
18. In Sec. 72.10, paragraph (c)(2) is revised to read as follows:
Sec. 72.10 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the licensee, applicant, or a
contractor or subcontractor of the licensee or applicant.
* * * * *
PART 76--CERTIFICATION OF GASEOUS DIFFUSION PLANTS
19. The authority citation for part 76 is amended to read as
follows:
Authority: Sec. 161, 68 Stat. 948, as amended, secs. 1312, 1701,
as amended, 106 Stat. 2932, 2951, 2952, 2953, 110 Stat. 1321-349 (42
U.S.C. 2201, 2297b-11, 2297f); secs. 201, as amended, 204, 206, 88
Stat. 1244, 1245, 1246 (42 U.S.C. 5841, 5842, 5845, 5846). Sec.
234(a), 83 Stat. 444, as amended by Pub. L. 104-134, 110 Stat. 1321,
1321-349 (42 U.S.C. 2243(a)); sec. 1704, 112 Stat. 2750 (44 U.S.C.
3504 note).
Section 76.7 is also issued under Pub. L. 95-601, sec. 10, 92
Stat. 2951 as amended by Pub. L. 102-486, sec. 2902, 106 Stat. 3123
(42 U.S.C. 5851). Section 76.22 is also issued under sec.193(f), as
amended, 104 Stat. 2835, as amended by Pub. L. 104-134, 110 Stat.
1321, 1321-349 (42 U.S.C. 2243(f)). Section 76.35(j) also issued
under sec. 122, 68 Stat. 939 (42 U.S.C. 2152).
[[Page 5021]]
20. Section 76.7 is amended by revising paragraph (c)(2) and adding
a new paragraph (c)(3) to read as follows:
Sec. 76.7 Employee protection.
* * * * *
(c) * * *
(2) Imposition of a civil penalty on the Corporation or a
contractor or subcontractor of the Corporation.
(3) Other enforcement action.
* * * * *
Dated at Rockville, Maryland, this 25th day of January, 2006.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. E6-1211 Filed 1-30-06; 8:45 am]
BILLING CODE 7590-01-P