Endangered and Threatened Species: Withdrawal of Proposals to List and Designate Critical Habitat for the Oregon Coast Evolutionarily Significant Unit (ESU) of Coho Salmon, 3033-3048 [06-502]
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historic preservation community on the
streamlining initiative.
Finally, at the public hearing and in
written testimony, the representatives of
organized labor raised an additional
concern regarding the class exemption
as originally proposed. The unions
expressed concern that it would be
possible to create small carriers with
few or no employees to act as a way to
avoid labor protection. For example,
they stated, a Class I railroad could spin
off a failing line to a small-carrier shell
with no or few employees under the
class exemption for sales to Class III
carriers, see 49 CFR 1150 subpart E,
thus avoiding labor protection. The
‘‘small carrier’’ could then use
petitioners’ proposed class exemption to
abandon the line. Petitioners have
acknowledged that such a practice
would be a concern and expressed a
willingness to explore ways to protect
against such possibilities, such as
including a holding period before the
abandonment class exemption could be
utilized. The Board requests public
comment on whether to propose such a
holding period, and if so, what the
holding period should be and how it
would work.
Given our initial concerns about some
aspects of petitioners’ class exemption,
as proposed, and the perceived
shortcomings petitioners see in the
current abandonment regulations for
smaller carriers, the Board also requests
public comments on other possible
ways to improve the abandonment
process, and address the kinds of
concerns petitioners have raised. For
example, the 2-year out-of-service
exemption has reportedly worked well
since it has been adopted. Would a 1year out-of-service exemption alleviate
some of the frustrations with the current
process evidently experienced by small
carriers? Also, prior to ICCTA, 49 U.S.C.
10904(b) directed the agency to grant an
abandonment application if no protest
had been received within 30 days of
filing. Would a similar, ‘‘no-protest’’
abandonment process for a petition for
exemption improve upon the current
process for small carriers? The Board
seeks comments on these and any other
proposals interested persons might
submit.
This action will not significantly
affect either the quality of the human
environment or the conservation of
energy resources.
Decided: January 9, 2006.
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By the Board, Chairman Buttrey and Vice
Chairman Mulvey.
Vernon A. Williams,
Secretary.
[FR Doc. 06–392 Filed 1–18–06; 8:45 am]
BILLING CODE 4915–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 223
[Docket No. 051227348–5348–01; I.D.
020105C]
Endangered and Threatened Species:
Withdrawal of Proposals to List and
Designate Critical Habitat for the
Oregon Coast Evolutionarily
Significant Unit (ESU) of Coho Salmon
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; withdrawal.
AGENCY:
SUMMARY: In June 2004, we (NMFS)
proposed that the Oregon Coast coho
Evolutionarily Significant Unit (ESU)
(Oncorhynchus kisutch) be listed as a
threatened species under the
Endangered Species Act (ESA). In June
2005, we extended the 1-year deadline
for the final listing determination by 6
months in light of public comments
received and an assessment by the State
of Oregon concluding that the Oregon
Coast coho ESU is viable (that is, likely
to persist into the foreseeable future
under current conditions). After
considering the best available scientific
and commercial information available,
we have concluded that the ESU is not
in danger of extinction throughout all or
a significant portion of its range, nor is
it likely to become so within the
foreseeable future. We have determined
that the Oregon Coast coho ESU does
not warrant listing as an endangered or
threatened species under the ESA at this
time. Therefore we have decided to
withdraw the proposed rule to list this
ESU. On December 14, 2004, we
proposed critical habitat for the Oregon
Coast coho ESU. Because we are
withdrawing the proposed listing
determination, we are also withdrawing
the proposed rule to designate critical
habitat for this ESU.
ADDRESSES: NMFS, Protected Resources
Division, 1201 NE Lloyd Boulevard,
Suite 1100, Portland, Oregon, 97232.
FOR FURTHER INFORMATION CONTACT: Dr.
Scott Rumsey, NMFS, Northwest
Region, Protected Resources Division, at
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(503) 872–2791, or Marta Nammack,
NMFS, Office of Protected Resources, at
(301) 713–1401. Reference materials
regarding this determination are
available upon request or on the Internet
at https://www.nwr.noaa.gov.
SUPPLEMENTARY INFORMATION:
Previous Federal ESA Actions Related
to Oregon Coast Coho
In 1995, we completed a
comprehensive status review of West
Coast coho salmon (Weitkamp et al.,
1995) that resulted in proposed listing
determinations for three coho ESUs,
including a proposal to list the Oregon
Coast coho ESU as a threatened species
(60 FR 38011; July 25, 1995). On
October 31, 1996, we announced a 6month extension of the final listing
determination for the ESU, pursuant to
section 4(b)(6)(B)(i) of the ESA, noting
substantial disagreement regarding the
sufficiency and accuracy of the available
data relevant to the assessment of
extinction risk and the evaluation of
protective efforts (61 FR 56211). On May
6, 1997, we withdrew the proposal to
list the Oregon Coast coho ESU as
threatened, based in part on
conservation measures contained in the
Oregon Coastal Salmon Restoration
Initiative (later renamed the Oregon
Plan for Salmon and Watersheds;
hereafter referred to as the Oregon Plan)
and an April 23, 1997, Memorandum of
Agreement (MOA) between NMFS and
the State of Oregon which further
defined Oregon’s commitment to
salmon conservation (62 FR 24588). We
concluded that implementation of
harvest and hatchery reforms, and
habitat protection and restoration efforts
under the Oregon Plan and the MOA
substantially reduced the risk of
extinction faced by the Oregon Coast
coho ESU. On June 1, 1998, the Federal
District Court for the District of Oregon
issued an opinion finding that our May
6, 1997, determination to not list Oregon
Coast coho was arbitrary and capricious
(Oregon Natural Resources Council v.
Daley, 6 F. Supp. 2d 1139 (D. Or. 1998)).
The Court vacated our determination to
withdraw the proposed rule to list the
Oregon Coast coho ESU and remanded
the determination to NMFS for further
consideration. On August 10, 1998, we
issued a final rule listing the Oregon
Coast coho ESU as threatened (63 FR
42587), basing the determination solely
on the information and data contained
in the 1995 status review (Weitkamp et
al., 1995) and the 1997 proposed rule
(62 FR 24588; May 6, 1997).
In 2001 the U.S. District Court in
Eugene, Oregon, set aside the 1998
threatened listing of the Oregon Coast
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coho ESU (Alsea Valley Alliance v.
Evans, 161 F. Supp. 2d 1154, (D. Or.
2001)) (Alsea decision). In response to
the Alsea ruling and several listing and
delisting petitions, we announced that
we would conduct an updated status
review of 27 West Coast salmonid ESUs,
including the Oregon Coast coho ESU
(67 FR 6215, February 11, 2002; 67 FR
48601, July 25, 2002).
In 2003 we convened the Pacific
Salmonid Biological Review Team
(BRT) (an expert panel of scientists from
several Federal agencies including
NMFS, FWS, and the U.S. Geological
Survey) to review the viability and
extinction risk of naturally spawning
populations in the 27 ESUs under
review, including the Oregon Coast
coho ESU (Good et al., 2005; NMFS,
2003b). A slight majority of the BRT
concluded that the naturally spawning
populations in the Oregon Coast coho
ESU were likely to become endangered,
noting that short-term risks were
alleviated by encouraging high
escapements in recent years. The BRT
noted considerable uncertainty
regarding the future viability of the ESU
given the uncertainty in predicting
future ocean conditions for coho
survival, as well as uncertainty in
whether current freshwater habitats are
of sufficient quality and quantity to
support the recent high abundance
levels and sustain populations during
future downturns in ocean conditions.
Although the BRT couched its
conclusion in terms of the statutory
definition (that is, not in danger of
extinction, likely to become endangered
in the foreseeable future), the BRT’s
conclusion is not a recommendation to
list species. Rather, it is information for
the decision-maker, who must also
consider the risks and benefits from
artificial propagation programs included
in the ESU, efforts being made to protect
the species, and any other information
available to the agency, and must then
weigh that information in light of the
five factors listed under section 4(a)(1)
of the ESA.
On June 14, 2004, based on the BRT
report, we proposed to list the Oregon
Coast coho ESU as a threatened species
(69 FR 33102). In the proposed rule, we
noted that Oregon was initiating a
comprehensive assessment of the
viability of the Oregon Coast coho ESU
and of the adequacy of actions under the
Oregon Plan for conserving Oregon
Coast coho (and other salmonids in
Oregon). Following an initial public
comment period of 90 days, the public
comment period was extended twice for
an additional 36 and 22 days,
respectively (69 FR 53031, August 31,
2004; 69 FR 61348, October 18, 2004).
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In January 2005 the State of Oregon
released a draft Oregon Coastal Coho
Assessment (draft assessment), which
(1) evaluated the current viability of the
Oregon Coast coho ESU, and (2)
evaluated the certainty of
implementation and effectiveness of the
Oregon Plan measures in addressing the
factors for decline of the Oregon Coast
coho ESU. The latter evaluation was
intended to satisfy the joint NMFS—
U.S. Fish and Wildlife Service’s Policy
on Evaluating Conservation Efforts
(‘‘PECE’’; 68 FR 15100, March 28, 2003).
Oregon’s draft assessment concluded
that the Oregon Coast coho ESU is
currently viable and that measures
under the Oregon Plan have stopped, if
not reversed, the deterioration of Oregon
Coast coho habitats. The draft
assessment also concluded that it is
highly likely that existing monitoring
efforts will detect any significant future
deterioration in the ESU’s viability, or
degradation of environmental condition,
allowing a timely and appropriate
response to conserve the ESU. On
February 9, 2005, we published a notice
of availability of Oregon’s draft
assessment for public review and
comment in the Federal Register (70 FR
6840) and noted that information
presented in the draft and final
assessments would be considered in
developing the final listing
determination for the Oregon Coast coho
ESU. The public comment period on
Oregon’s draft assessment extended
through March 11, 2005.
We received 15 comments on
Oregon’s draft assessment, and on
March 18, 2005, we forwarded these
comments, as well as our technical
review (NMFS, 2005b) and that of
NMFS’ Northwest Fisheries Science
Center (NWFSC) (NMFS, 2005a), for
Oregon’s consideration in developing its
final assessment. The public comments
and our review highlighted areas of
uncertainty or disagreement regarding
the sufficiency and accuracy of Oregon’s
draft assessment, including: the
assumption that Oregon Coast coho
populations are inherently resilient at
low abundance, and that this
compensatory response will prevent
extinction during periods of low marine
survival; the apparent de-emphasis of
abundance as a useful indicator of
extinction risk; assumptions regarding
the duration and severity of future
periods of unfavorable marine and
freshwater conditions; the ability of
monitoring and adaptive management
efforts to detect population declines or
habitat degradation, and to identify and
implement necessary protective
measures; and the ability of Oregon Plan
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measures to halt or reverse habitat
degradation once detected.
On May 13, 2005, Oregon issued its
final Oregon Coastal Coho Assessment
(final assessment). Oregon’s final
assessment includes a summary of, and
response to, the comments received on
the draft assessment, and includes
several substantive changes intended to
address concerns raised regarding the
sufficiency and accuracy of the draft
assessment. Oregon’s final assessment
concludes that: (1) The Oregon Coast
coho ESU is viable under current
conditions, and should be sustainable
through a future period of adverse
environmental conditions (including a
prolonged period of poor ocean
productivity); (2) given the assessed
viability of the ESU, the quality and
quantity of habitat is necessarily
sufficient to support a viable ESU; and
(3) the integration of laws, adaptive
management programs, and monitoring
efforts under the Oregon Plan will
maintain and improve environmental
conditions and the viability of the ESU
into the foreseeable future.
On June 28, 2005 (70 FR 37217), we
announced a 6-month extension of the
final listing determination for the
Oregon Coast coho ESU, finding that
‘‘there is substantial disagreement
regarding the sufficiency or accuracy of
the available data relevant to the
determination * * * for the purposes of
soliciting additional data’’ (section
4(b)(6)(B)(i)). We announced a 30-day
public comment period to solicit
information regarding the validity of
Oregon’s final assessment, particularly
in light of the concerns raised with
respect to Oregon’s draft assessment.
Statutory Framework for ESA Listing
Determinations
The ESA defines an endangered
species as one that is in danger of
extinction throughout all or a significant
portion of its range, and a threatened
species as one that is likely to become
endangered in the foreseeable future
(Sections 3(6) and 3(20), respectively).
The statute requires us to determine
whether any species is endangered or
threatened because of any of five factors:
the present or threatened destruction of
its habitat, overexploitation, disease or
predation, the inadequacy of existing
regulatory mechanisms, or any other
natural or manmade factors (Section
4(a)(1)(A)(E)). We are to make this
determination based solely on the best
available scientific information after
conducting a review of the status of the
species and taking into account any
efforts being made by states or foreign
governments to protect the species. The
focus of our evaluation of these five
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factors is to evaluate whether and to
what extent a given factor represents a
threat to the future survival of the
species. The focus of our consideration
of protective efforts is to evaluate
whether these efforts substantially have
and will continue to address the
identified threats and so ameliorate a
species’ risk of extinction. In making
our listing determination, we must
consider all factors that may affect the
future viability of the species, including
whether regulatory and conservation
programs are inadequate and allow
threats to the species to persist or
worsen, or whether these programs are
likely to mitigate threats to the species
and reduce its extinction risk. The steps
we follow in implementing this
statutory scheme are to: review the
status of the species, analyze the factors
listed in section 4(a)(1) of the ESA to
identify threats facing the species,
assess whether certain protective efforts
mitigate these threats, and make our
best prediction about the species’ future
persistence.
Policy for the Evaluation of
Conservation Efforts
As noted above, the PECE provides
direction for considering protective
efforts identified in conservation
agreements, conservation plans,
management plans, or similar
documents (developed by Federal
agencies, state and local governments,
tribal governments, businesses,
organizations, and individuals) that
have not yet been implemented, or have
been implemented but have not yet
demonstrated effectiveness. The policy
articulates several criteria for evaluating
the certainty of implementation and
effectiveness of protective efforts to aid
in determining whether a species
warrants listing under the ESA.
Evaluation of the certainty that an effort
will be implemented includes whether:
the necessary resources (e.g., funding
and staffing) are available; the requisite
agreements have been formalized such
that the necessary authority and
regulatory mechanisms are in place;
there is a schedule for completion and
evaluation of the stated objectives; and
(for voluntary efforts) the necessary
incentives are in place to ensure
adequate participation. The evaluation
of the certainty of an effort’s
effectiveness is made on the basis of
whether the effort or plan: establishes
specific conservation objectives;
identifies the necessary steps to reduce
threats or factors for decline; includes
quantifiable performance measures for
the monitoring of compliance and
effectiveness; incorporates the
principles of adaptive management; and
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is likely to improve the species’ viability
at the time of the listing determination.
PECE also notes several important
caveats. Satisfaction of the above
mentioned criteria for implementation
and effectiveness establishes a given
protective effort as a candidate for
consideration, but does not mean that
an effort will ultimately change the risk
assessment. The policy stresses that, just
as listing determinations must be based
on the viability of the species at the time
of review, so they must be based on the
state of protective efforts at the time of
the listing determination. The PECE
does not provide explicit guidance on
how protective efforts affecting only a
portion of a species’ range may affect a
listing determination, other than to say
that such efforts will be evaluated in the
context of other efforts being made and
the species’ overall viability.
Overview of the Oregon Plan
The Oregon Plan is a ‘‘framework of
state laws, rules, and executive orders
designed to enhance and protect
watershed health, at-risk species, and
water quality by governing forest and
agricultural practices, water diversions,
wetlands, water quality, and fish and
wildlife protections’’ (Oregon
Watershed Enhancement Board, OWEB,
2002). The Oregon Plan includes several
pre-existing activities and regulatory
and non-regulatory programs, as well as
additional coordination, compliance,
investment, monitoring, and voluntary
involvement that are provided under the
umbrella of the Oregon Plan. The
mission of the Oregon Plan is to restore
the watersheds of Oregon and recover
the fish and wildlife populations of
those watersheds to productive and
sustainable levels in a manner that
provides substantial environmental,
cultural, and economic benefits (IMST,
2002). The Oregon Plan seeks to address
factors for decline related to habitat loss
and degradation by focusing on human
infrastructure and activities that can
adversely affect salmonids and their
habitat (e.g., fisheries management,
hatchery practices, fish passage barriers,
forestry, agriculture, livestock grazing,
water diversions and fish screens,
urbanization, permitted pollutant
discharges, and removal and fill
permits). The Independent
Multidisciplinary Science Team (IMST),
the independent expert panel that
provides scientific oversight for the
Oregon Plan, has previously reviewed
the adequacy of various elements of the
Oregon Plan in addressing historically
harmful practices, identifying and
monitoring threats impeding
population- and ESU-level viability, and
restoring degraded salmon habitats (e.g.,
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IMST, 1998; 1999; 2002a; 2002b).
Oregon’s recent assessment is the first
effort, however, to consider the effect of
actions and measures under the Oregon
Plan at an ESU scale.
Overview of Oregon’s Assessment
Oregon’s assessment was a
comprehensive effort including all state
natural resource agencies and several
Federal partners. Oregon’s assessment
represents an unprecedented, rigorous
analysis of the viability of the Oregon
Coast coho ESU, past and continuing
threats to coho populations and the
ESU, and protective efforts under the
Oregon Plan aimed at addressing the
factors associated with the ESU’s
decline.
Oregon’s assessment includes several
elements that inform our consideration
under each of the listing determination
steps: reviewing the status of the
species, identifying threats facing the
species, assessing whether certain
protective efforts mitigate these threats,
and making a reasonable prediction
about the species’ future persistence
(see the ‘‘Statutory Framework for
Making ESA Listing Determinations’’
section, above). Oregon’s assessment
includes a viability analysis that
directly informs our review of the status
of the species. Oregon’s assessment also
includes a review of a variety of
regulatory mechanisms and
conservation programs under the
Oregon Plan, using PECE as a
conceptual framework for its analysis.
Not all aspects of the Oregon Plan,
however, are properly reviewed under
PECE, which focuses on programs not
yet implemented or not yet having
demonstrated effectiveness. The
information included in Oregon’s
‘‘PECE’’ analysis informs our
consideration of the five ESA Section
4(a)(1) factors by identifying present or
future threats to the viability of the
Oregon Coast coho ESU. Oregon’s PECE
analysis also informs our consideration
of protective efforts and whether they
substantially ameliorate identified
threats and reduce the ESU’s risk of
extinction. Some protective efforts
under the Oregon Plan are fully
implemented, and information is
available demonstrating their level of
effectiveness. Other protective efforts
under the Oregon Plan are new, not yet
implemented, or have not demonstrated
effectiveness. We evaluate such
unproven efforts using the criteria
outlined in PECE to determine their
certainties of implementation and
effectiveness.
Oregon’s viability analysis concluded
that the Oregon Coast coho ESU is
currently viable, with the component
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populations generally demonstrating
sufficient abundance, productivity,
distribution, and diversity to be
sustained under the current and
foreseeable range of future
environmental conditions. Oregon based
its conclusion largely on its findings
that (1) the Oregon Coast coho
populations exhibit strong density
dependence conferring resilience in
periods of low population abundance,
(2) there are sufficient high quality
habitats within the ESU to sustain
productivity during periods of adverse
environmental conditions; (3) current
harvest regulations and hatchery
reforms adequately address past harmful
practices; (4) the ESU is resilient in long
periods of poor ocean survival
conditions; and (5) measures under the
Oregon Plan make it unlikely that
habitat conditions will be degraded
further in the future.
In assessing the threats facing the
Oregon Coast coho ESU, Oregon
acknowledged in its final assessment
that a number of adverse environmental
conditions could coincide posing a
severe threat to the ESU’s viability.
However, Oregon concluded that the
ESU has demonstrated the ability to
remain viable during such a
convergence of adverse conditions, such
as had occurred in the 1990s, and to
rebound quickly once conditions had
moderated. Oregon concluded that the
life cycle, productivity, and spatial
structure of Oregon Coast coho provide
protection and reduce the likelihood
that catastrophic events would result in
the ESU not being viable in the
foreseeable future. Oregon
acknowledged that ocean conditions
and stream habitat complexity remain
moderate threats for the ESU, but
concluded that past threats from high
harvest rates, poor hatchery practices,
blockages to fish passage, and impaired
water quality and quantity have been
substantially reduced under the Oregon
Plan. Oregon concluded that the
significant reductions in these threats
are manifested in the present viability of
the ESU. Oregon underscored that,
although the ocean environment for
Oregon Coast coho survival has
improved since the 1990s, future ocean
conditions are highly uncertain.
Oregon’s viability conclusion was not
predicated on a finding that specific
conservation measures under the
Oregon Plan provide sufficient certainty
of implementation and effectiveness to
substantially ameliorate risks facing the
ESU. Rather, its conclusion was based
on the past and present biological
performance of, and threats facing, the
ESU.
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The difference between Oregon’s
conclusion that the ESU is likely to
persist into the foreseeable future, and
the 2003 BRT’s slight majority
conclusion that it is not, rests on two
major components that both considered:
the adequacy of current habitat
conditions to support future persistence,
and the uncertainty about future ocean
conditions. (In our review of Oregon’s
assessment, we raised concerns about
two other aspects of the analysis: (1)
Assumptions in Oregon’s model about
productivity at low population size; and
(2) assumptions about minimum
abundance thresholds. These were not
part of the 2003 BRT assessment
because the BRT did not conduct
population viability modeling).
Summary of Comments Received
We solicited public comment on the
proposed listing determination for the
Oregon Coast coho ESU, and on
Oregon’s draft and final assessments, for
208 days (69 FR 33102, June 14, 2004;
69 FR 53031, August 31, 2004; 69 FR
61348, October 18, 2004; 70 FR 6840,
February 9, 2005; 70 FR 37217, June 28,
2005). In addition, we held eight public
hearings in the Pacific Northwest
concerning the June 2004 West Coast
salmon and steelhead proposed listing
determinations, including the proposed
determination for the Oregon Coast coho
ESU (69 FR 53031, August 31, 2004; 69
FR 61348, October 18, 2004).
A joint NMFS/FWS policy requires us
to solicit independent expert review
from at least three qualified specialists,
concurrent with the public comment
period (59 FR 34270; July 1, 1994). We
solicited technical review of the June
2004 proposed listing determinations,
including the proposed determination
for the Oregon Coast coho ESU, from
over 50 independent experts selected
from the academic and scientific
community, Native American tribal
groups, Federal and state agencies, and
the private sector.
In December of 2004 the Office of
Management and Budget (OMB) issued
a Final Information Quality Bulletin for
Peer Review (Peer Review Bulletin),
establishing minimum peer review
standards, a transparent process for
public disclosure, and opportunities for
public input. The OMB Peer Review
Bulletin, implemented under the
Information Quality Act (Public Law
106–554), is intended to ensure the
quality of agency information, analyses,
and regulatory activities and provide for
a more transparent review process. We
consider the scientific information used
by the agency in determining to
withdraw the proposed listing
determination and critical habitat
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designation for Oregon Coast coho to be
‘‘influential scientific information’’ in
the context of the OMB Peer Review
Bulletin.
We believe the independent expert
review under the joint NMFS/FWS peer
review policy, and the comments
received from several academic societies
and expert advisory panels, collectively
satisfy the Peer Review Bulletin’s
requirements for ‘‘adequate [prior] peer
review’’ (NMFS, 2005h). We solicited
technical review of the proposed
hatchery listing policy and salmon and
steelhead listing determinations from
over 50 independent experts selected
from the academic and scientific
community, Native American tribal
groups, Federal and state agencies, and
the private sector. The individuals from
whom we solicited review of the
proposals and the underlying science
were selected because of their
demonstrated expertise in a variety of
disciplines including: artificial
propagation; salmonid biology,
taxonomy, and ecology; genetic and
molecular techniques and analyses;
population demography; quantitative
methods of assessing extinction risk;
fisheries management; local and
regional habitat conditions and
processes; and conducting scientific
analyses in support of ESA listing
determinations. The individuals
solicited represent a broad spectrum of
perspectives and expertise. The
individuals solicited include those who
have been critical of past agency actions
in implementing the ESA for West Coast
salmon and steelhead, as well as those
who have been supportive of these
actions. These individuals were not
involved in producing the scientific
information for our determinations and
were not employed by the agency
producing the documents. In addition to
these solicited reviews, several
independent scientific panels and
academic societies provided technical
review of the hatchery listing policy and
proposed listing determinations, and the
supporting documentation. Many of the
members of these panels were
individuals from whom we had
solicited review. We thoroughly
considered and, as appropriate,
incorporated the review comments into
these final listing determinations.
In response to the requests for
information and comments on the June
2004 proposed listing determinations,
we received over 28,250 comments by
fax, standard mail, and e-mail. The
majority of the comments received were
from interested individuals who
submitted form letters or form e-mails
and addressed general issues not
specific to the Oregon Coast coho ESU.
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Comments were also submitted by state
and tribal natural resource agencies,
fishing groups, environmental
organizations, home builder
associations, academic and professional
societies, expert advisory panels,
farming groups, irrigation groups, and
individuals with expertise in Pacific
salmonids. The majority of respondents
focused on the consideration of
hatchery-origin fish in ESA listing
determinations, with only a few
comments specifically addressing the
Oregon Coast Coho ESU. We also
received comments from four of the
independent experts from whom we had
requested technical review of the
scientific information underlying the
June 2004 proposed listing
determinations. Their comments did not
specifically address the proposed
determination for the Oregon Coast coho
ESU. The reader is referred to the final
hatchery listing policy (70 FR 37204;
June 28, 2005) and final listing
determinations for 16 salmon ESUs (70
FR 37160; June 28, 2005) for a summary
and discussion of general issues raised
by the comments received.
Below we address the comments
received that directly pertain to the
listing determination for the Oregon
Coast coho ESU and Oregon’s
assessment. We received many
substantive comments of a detailed and
technical nature, particularly
concerning Oregon’s assessment report.
Below we confine our summary of the
comments received to those issues with
the potential to influence the final
listing determination. (Copies of the full
text of comments received are available
upon request, see ADDRESSES and FOR
FURTHER INFORMATION CONTACT, above.)
The following summary of comments
and our responses are organized into
four general categories: (1) The
consideration of hatchery origin fish in
delineating the Oregon Coast coho ESU
and evaluating its viability; (2) Oregon’s
modeling of the viability of the Oregon
Coast coho ESU; (3) the consideration of
threats facing, and efforts being made to
protect, the species; and (4) the
applicable standard(s) under the ESA
for making a final listing determination
of the Oregon Coast coho ESU.
Comments on the Consideration of
Hatchery-Origin Fish
Comment 1: The Oregon Department
of Fish and Wildlife (ODFW) expressed
concern regarding the proposed
inclusion of the North Fork Nehalem
River coho hatchery program in the
Oregon Coast coho ESU. ODFW
explained that the hatchery program
propagates two different stocks: the
North Fork Nehalem River hatchery
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coho stock (ODFW stock #32), and the
Fishhawk Lake hatchery coho stock
(ODFW stock #99). ODFW noted that
both stocks, although founded using
local natural-origin fish, are presently
managed as isolated broodstocks.
Although the level of divergence
between these hatchery stocks and the
local wild populations is not known,
ODFW noted that our hatchery reviews
(NMFS, 2003a, 2004b, 2004c)
acknowledged that the level of
divergence may be substantial. ODFW
recommended that both the North Fork
Nehalem River and Fishhawk Lake
hatchery stocks should be excluded
from the ESU.
ODFW also noted that the recently
founded Calapooya Creek (Umpqua
River basin, Oregon) hatchery coho
stock was not included in our hatchery
reviews. The Calapooya Creek program
was a small, short-term (in operation
from 2001–2003), research hatchery
program conducted to evaluate the use
of hatchery-reared fish in the
supplementation of a wild coho
population. The program is no longer
releasing fish, but will have returning
adults through 2006. ODFW suggested
that had we included this stock in our
initial evaluations, the progeny
expected to return through 2006 would
have been considered as part of the
Oregon Coast coho ESU.
Response: We agree with ODFW’s
comments that the North Fork Nehalem
River and Fishhawk Lake stocks
propagated by the Nehalem hatchery
coho program should be excluded from
the ESU. Although both of these stocks
were originally founded from the local
natural populations, they have not since
1986 regularly incorporated natural fish
into their broodstock. Additionally, the
two hatchery stocks have not been
managed in a way to assure that they
remain separate and conserve their
respective genetic resources. In 2 of
every 3 years, the Nehalem hatchery
program releases the North Fork
Nehalem hatchery coho stock, and in
the third year it releases the Fishhawk
Lake stock. Since adult coho return at
different ages, it is highly likely that
mixing has occurred between the two
stocks. Although the North Fork
Nehalem and Fishhawk Lake hatchery
stocks cluster genetically with other
stocks that are part of the Oregon Coast
coho ESU (Weitkamp et al., 1995), the
stocks are managed in such a way that
they are substantially reproductively
isolated from the local natural
populations, and it is likely that they
have substantially diverged from the
evolutionary legacy of the ESU.
We did not include the Calapooya
Creek coho hatchery stock in our
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hatchery reviews as the program is no
longer collecting fish for broodstock or
releasing smolts. However, we agree
with ODFW that returns from Calapooya
Creek hatchery stock, having been
recently derived from local naturalorigin fish, are likely no more than
moderately diverged from the local
natural populations and so will be
considered part of the Oregon Coast
coho ESU.
Comment 2: A comment submitted by
the Pacific Rivers Council (PRC)
included a July 2003 report
investigating the potential benefits of a
modeled conservation hatchery program
in supplementing Oregon Coast coho
(Oosterhout and Huntington, 2003). PRC
asserted that the report supports their
position that hatchery fish should be
considered as only a threat to wild
salmonid populations, and that any
potential short-term benefits of artificial
propagation are outweighed by the longterm damaging genetic and ecological
effects on wild populations. The
Oosterhout and Huntington (2003)
report modeled an ‘‘idealized
conservation hatchery’’ program and
evaluated the success of
supplementation efforts under different
scenarios of habitat quality and marine
survival. The authors conclude from
their modeling study that
supplementation, even under optimized
model assumptions, poses long-term
ecological and genetic risks, and any
short-term gains in salmon abundance
are temporary.
Response: The use of artificial
propagation represents a broad
spectrum of hatchery practices and
facilities, as well as a variety of
ecological settings into which hatcheryorigin fish are released. For this reason
it is essential to assess hatchery
programs on a case-by-case basis. Our
assessment of the benefits, risks, and
uncertainties of artificial propagation
concluded that the specific hatchery
programs considered to be part of the
Oregon Coast coho ESU collectively do
not substantially reduce the extinction
risk of the ESU in-total (NMFS, 2004c).
We noted that these hatchery programs
likely contribute to an increased
abundance of total natural spawners in
the short term, although their
contribution to the productivity of the
supplemented populations is unknown.
Our assessment is consistent with the
findings of Oosterhout and Huntington
(2003). The findings of scientific
studies, such as the subject study on
simulated conservation hatchery
programs and their impacts on natural
coho populations, inform our
consideration of the benefits and risks to
be expected from artificial propagation.
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However, it would be inappropriate to
rely on theoretical conclusions about
the effectiveness of hatchery programs
and not consider program-specific
information regarding broodstock origin,
hatchery practices, and performance of
hatchery- and natural-origin fish.
Comments on Oregon’s Modeling of ESU
Viability
Comment 3: Douglas County Board of
Commissioners (Oregon) submitted a
report (Cramer et al., 2004) that
concludes that NMFS’ earlier viability
analyses overstate the risks to Oregon
Coast coho populations, and that the
2003 BRT’s findings warrant
reconsideration. The Cramer et al.
(2004) report asserts that previous
viability assessments failed to
adequately consider connectivity among
spawner aggregations, underestimated
juvenile over-winter survival in smaller
stream reaches, and underestimated
coho population stability. The report
asserts that sharp reductions in ocean
harvest rates since 1994, declining
influence of hatchery-origin fish, and
improved monitoring and evaluation
under the Oregon Plan confer a very low
risk of extinction even if future marine
survival rates are low and remain low.
Response: The Cramer et al. (2004)
report does not present any substantial
new information, other than including
an additional year of abundance data
that was not available to the BRT. The
report emphasizes selective aspects of
the available data including: reduction
of threats by changes in fishery and
harvest management; and improved
biological status evidenced by
increasing spawning escapements and
successful juvenile rearing throughout
the ESU. These observations and
analyses were fully considered in the
BRT’s review (Good et al., 2005; NMFS,
2003b), and Oregon’s assessment. The
Cramer et al. (2004) report does not, by
itself, add to our consideration of the
BRT’s or Oregon’s findings.
Comment 4: Several commenters
expressed concern that the conclusion
of Oregon’s assessment does not
represent a balanced consideration of
the available information and associated
uncertainties. The commenters felt that
the conclusion focused largely on the
supporting evidence, and did not
adequately address uncertainties and
underlying assumptions.
Response: In our March 18, 2005,
letter to Oregon detailing our comments
on its draft assessment (NMFS, 2005b)
we recommended clarifying a number of
explicit and implicit assumptions made
in Oregon’s analyses. We, as well as
several other reviewers, suggested
specific areas where additional
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information could be evaluated or
alternative analyses explored to more
transparently test the validity of
Oregon’s assumptions and to evaluate
the sensitivity of the viability model
results. Oregon made considerable
improvements to the final assessment by
including new information and
analyses, and acknowledging many of
the underlying assumptions and
associated uncertainties. It is to be
expected that an analysis of the scope of
Oregon’s assessment cannot address all
uncertainties, fully explore the validity
of all the assumptions made, or explore
all alternative model formulations. The
challenge for such a comprehensive
assessment is for the authors to clearly
state the assumptions being made, to
consider the implications of such
assumptions, and to disclose any
associated uncertainties that may
substantively affect the model results.
We believe Oregon’s viability
assessment transparently addresses
these issues such that the technical
reader can adequately appraise the
reliability of, and uncertainties
associated with, the report’s findings.
Oregon’s IMST, in its comments on the
draft assessment report, concluded that
the assumptions and analyses
underpinning the State’s coho
assessment are valid. Our review noted
that there are conclusory statements in
Oregon’s draft assessment that overstate
the confidence with which the viability
of the Oregon Coast coho ESU can be
assessed. However, the ‘‘Additional
Considerations’’ section of Oregon’s
final viability assessment discusses the
uncertainties and risks associated with
the analyses conducted and provides
essential context to the report’s
conclusions.
Comment 5: Several commenters
expressed doubt with respect to the
coho population structure posited in
Oregon’s viability analyses. The
commenters noted that uncertainties
regarding the ESU’s population
structure contribute to biases in the
assessment of population-level and
ESU-level extinction risks. These
commenters advised that Oregon’s
assessment should include a discussion
of how the report’s conclusions might
be affected if the presumed population
structure proved to be incorrect. One
commenter asserted that preliminary
results from recent microsatellite DNA
genetic analyses indicate that there is
substantive population structure for the
Oregon Coast coho ESU on a smaller
spatial scale than is reflected by
Oregon’s delineation of independent
and dependent populations. The
commenter felt that the preliminary
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genetic data called into question
Oregon’s assumptions regarding the
magnitude and frequency of migration
among populations, thereby affecting
projections of population persistence
and ESU viability.
Response: We conclude that the
population structure used in Oregon’s
assessment represents a reasonable
synthesis of the best available scientific
information. It is consistent with, and
largely derived from, the preliminary
historical populations identified by
NOAA’s Technical Recovery Team
(TRT) for the Northern California and
Oregon Coasts (Lawson et al., 2004)
(although it is unclear whether the
population structure used in Oregon’s
viability analysis is intended to
represent the historical or current
population structure). The TRT
evaluated the spatial relationships of 67
historical populations of Oregon Coast
coho, principally on the basis of the
geographical and ecological
characteristics of the Oregon coastal
landscape. The TRT preliminarily
identified nine historical populations as
functionally independent, nine as
potentially independent, and 48
populations as dependent populations.
These 67 populations are grouped into
geographic strata that (1) serve as a
means of defining important geographic,
genetic, and ecological diversity within
the ESU, and (2) distinguish
independent populations that will be
the focus of rigorous viability analyses,
monitoring, and restoration efforts. The
TRT did not attempt to define current
populations or to predict what future
populations might look like. The likely
historical structure of populations
provides a framework for comparing the
historical and present status of
populations, identifying the changes
that have affected them, and prioritizing
restoration actions. The TRT notes that
the preliminarily defined historical
population structure may change in the
future as viability analyses progress and
as new information becomes available.
It is expected that new genetic
information (particularly from studies
using newer genetic techniques with
improved resolution over previous
studies) will suggest population spatial
structure that is different from that
identified by Oregon and the TRT. The
genetic structure within an ESU is
dynamic, and is influenced by temporal
variability in gene flow, genetic drift,
and adaptation among populations.
These processes will be particularly
pronounced for smaller dependent
populations on short temporal scales,
resulting in genetic population structure
on finer spatial scales than that
identified for larger independent
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populations over evolutionary time
scales. We assume that the historical
template was sustainable, while noting
the uncertainty in this assumption,
given that present habitats and
environmental conditions have been
substantially altered.
Comment 6: Several commenters
agreed strongly with Oregon’s
assessment, and supported the
conclusion that the Oregon Coast coho
ESU is viable. The commenters noted
that Oregon’s assessment represents the
first effort to synthesize the large
quantity of biological and habitat
information available for the ESU. The
commenters cited recent years of strong
returns, reduced harvest rates, improved
hatchery management, and an ongoing
commitment to conservation measures
under the Oregon Plan, as evidence that
the ESU is currently viable and
measures are in place to ensure it
remains so for the foreseeable future.
Response: Oregon’s assessment
represents an impressive aggregation,
analysis and synthesis of population,
hatchery, harvest, and habitat data from
many state and Federal agencies, and at
multiple spatial and temporal scales.
We agree with the commenters that
Oregon’s assessment represents an
unprecedented effort for any West Coast
ESU of salmon or steelhead, and that it
is sufficiently robust that it causes us to
reconsider our proposed determination
that the ESU is likely to become
endangered in the foreseeable future.
The findings of Oregon’s assessment
need to be considered in the context of
all the available information,
particularly in the context of other
viability analyses and the many
technical reviews of Oregon’s analyses.
NMFS’ BRT included in its analysis of
ESU viability the recent improvements
in the ESU’s abundance and
productivity, improvements in hatchery
practices, and sharp reductions in
harvest rates. As summarized above, the
BRT’s findings reflect its considerable
uncertainty regarding the threats facing
the ESU, particularly in predicting
future ocean conditions and
determining whether current freshwater
habitat conditions are of sufficient
quantity and quality to sustain viable
populations in the foreseeable future.
Oregon’s assessment, as well as other
information received during the public
comment periods, further inform our
evaluation of the ESU’s status, threats,
and related uncertainties.
Comment 7: Several commenters
criticized the assertion made in
Oregon’s viability analysis that Oregon
Coast coho populations are inherently
resilient at low levels of abundance due
to strong productivity compensation at
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low spawner density (the ‘‘low
abundance paradigm’’). Commenters
noted that: (1) There is little empirical
evidence in the scientific literature to
support this claim; (2) Oregon’s low
abundance paradigm has not been
thoroughly peer reviewed or tested with
other coho data sets; and (3) any
conclusions that rest heavily on a new
and unverified paradigm are tenuous at
best. Commenters observed that the
failure of the 1997–1999 brood years to
replace themselves on the spawning
grounds, despite relatively low
abundance levels, appears to contradict
Oregon’s low abundance paradigm. The
commenters argued that Oregon’s
analyses of data that arguably
demonstrate their low abundance
paradigm are uncompelling and
statistically invalid. Commenters felt
that the apparent resilience indicated by
the recent increased abundance of
Oregon Coast coho is attributable to
favorable ocean conditions and
substantially reduced harvest rates,
rather than a strong compensatory
demographic response. The commenters
argued that had the favorable ocean
conditions and reduced harvest been
absent, it is unlikely that the quick
increase in coho abundance would have
occurred.
Response: We shared many of these
concerns with Oregon as part of our
comments on its draft assessment report
(NMFS, 2005a, 2005b). The data
presented by Oregon in support of the
low abundance paradigm suffer from
low sample size, potentially substantial
measurement error, and the fact that
Oregon did not adequately analyze
whether increased productivity is
attributable to a strong compensatory
response or is better explained by
interannual variability. Although there
are data points for a few populations
within a given brood year that suggest
high productivity at low spawner
abundances, there are contrary
examples for the same population in
different years, or for different
populations in the same brood year.
Occasional large spikes in productivity
are expected when evaluating such
recruitment data sets. We believe that
single data points are not very
informative with regard to assessing
extinction risk. The more relevant
consideration is whether mean
productivity is at or above replacement
over the long term through periods of
favorable and unfavorable
environmental conditions. Oregon
candidly acknowledges these issues in
the report’s technical sections, although
overly broad statements in the reports’
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executive summary and synthesis
sections may be misleading.
Oregon responded to our comments
by including an alternate recruitment
model to test the sensitivity of the
model results to the low abundance
paradigm (i.e., the assumption that the
number of recruits per spawner will
increase with decreasing numbers of
spawners). Oregon concluded that the
removal of this assumption of strong
productivity compensation at low
spawner densities from the recruitment
model did not substantially alter its
overall status determination for the
ESU. Oregon’s additional sensitivity
analysis lends support to a conclusion
that the ESU is currently viable, even if
the low abundance paradigm is
insufficiently supported (NMFS, 2005d).
However, the small samples sizes and
the effects of measurement error
continue to contribute to uncertainty in
its assessment..
Comment 8: Several commenters were
critical of Oregon’s assumptions that the
current habitat conditions are adequate
to support viability. When
environmental conditions are
unfavorable and population abundances
are low, the populations tend to occupy
a small range of core habitats. When
environmental conditions improve, the
populations expand into additional
habitat. Oregon’s assessment of ESU
viability assumes that both the core and
expansion habitats are of sufficient
quantity and quality to support the
populations through poor ocean
conditions and to take advantage of
favorable ocean conditions. These and
other commenters were concerned that
the recent few years of improved coho
returns during strongly favorable ocean
conditions do not provide adequate
support for the assumption that current
habitat conditions are sufficient to
sustain these recent increases.
Response: Oregon acknowledges that
current habitat conditions are generally
poor, and that relative scarcity of high
quality overwinter coho rearing habitat
is of concern. Oregon’s assessment notes
that coho streams within the range of
the ESU currently are characterized by
a general scarcity of instream large
woody debris, a lack of large conifers in
riparian areas, reduced connectivity
with off-channel habitats and flood
plains, and the presence of fine
sediments in spawning gravels (Oregon,
2005–3B). However, Oregon reasons that
the ESU’s demonstrated ability to
rebound rapidly from the unfavorable
environmental conditions of the 1990s
strongly indicates that currently
available freshwater habitats are of
sufficient quantity and quality to
support increased population
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productivity, increased population
abundance, and increased spatial
distribution of populations, and sustain
populations through any future
downturns in ocean conditions.
In contrast, the slight majority
opinion of the 2003 BRT was that the
ESU is likely to become endangered,
based largely on concerns regarding
ability of current habitat conditions to
sustain populations during future
periods of poor ocean productivity. The
BRT noted that habitat quality was
generally poor, and habitat capacity was
significantly reduced from historical
levels. Given the competing reasonable
inferences regarding ESU status from
limited data we cannot conclude that
the ESU is likely to become endangered
in the foreseeable because of the
‘‘destruction, modification, or
curtailment of its habitat or range.’’ This
issue is discussed in more detail in the
Consideration of ESA section 4(a)(1)
Factors section below.
Comment 9: Several commenters were
critical of Oregon’s consideration of
ocean conditions. In Oregon’s draft
assessment report, Oregon assumed that
future unfavorable ocean conditions
would be no more severe than those
observed in the past. Commenters noted
the extreme uncertainty associated with
predicting ocean conditions, projected
that future ocean conditions may be
worse in intensity and longer in
duration than that observed in the
1990s, and recommended that Oregon
include more severe scenarios of
unfavorable ocean conditions in its
model simulations.
Response: The commenters are correct
that Oregon’s assessment assumed that
past ocean conditions serve as a
reasonable approximation of future
ocean conditions. This assumption was
clearly stated in Oregon’s assessment
report, and represents a reasonable
formulation of its model to address the
question of whether Oregon Coast coho
populations are likely to become an
endangered species in the foreseeable
future, given current and past variability
in marine survival rates. As the
commenters note, predictions of future
ocean conditions are highly uncertain
given uncertainties in decadal cycles in
ocean-climate conditions and global
climate change. Thus any projections of
the viability of coho population in the
foreseeable future are similarly
associated with uncertainty. In our
comments on Oregon’s draft assessment
report, we encouraged Oregon to
include model scenarios that
contemplate downturns in ocean
conditions of greater severity and longer
duration than was observed in the 1990s
(NMFS, 2005b) to better inform
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considerations of whether Oregon Coast
coho populations are likely to be
threatened with extinction in the
foreseeable future. Oregon included a
sensitivity analysis in its final
assessment report with scenarios in
which marine survival conditions
observed in the 1990s persisted for
different lengths of time into the future.
The result was that the ESU remained
viable even under those conditions
where very low marine survival
persisted for 24 years. This additional
analysis was very informative,
providing some of the best support for
Oregon’s argument that the ESU is
viable (NMFS, 2005d).
Comment 10: Several commenters
expressed concern that Oregon’s
assessment does not contemplate the
potential cumulative impact of
coincident detrimental habitat trends
and catastrophic events. Commenters
felt that Oregon’s assessment was
dismissive of the likelihood that such
scenarios might occur in the future.
Response: Oregon noted in the final
assessment that there is the real
possibility that a number of adverse
environmental conditions could
converge and create a catastrophic
threat to the ESU’s viability. Oregon
argued that such a worst-case scenario
occurred in the 1990s, when drought,
extreme floods, and the worst marine
survival conditions observed in five
decades converged. Although the
impacts were dramatic, the ESU
persisted through this period and
rebounded quickly once conditions
moderated. Oregon concluded that the
life cycle of coho salmon, its population
structure and dynamics, and its broad
geographic distribution all provide
protection and reduce the likelihood
that catastrophic events or the
convergence of multiple adverse
environmental conditions would result
in the Oregon Coast coho ESU not being
viable in the foreseeable future.
Comment 11: Several commenters
were critical of the abundance and
productivity criteria applied in Oregon’s
viability assessment. Commenters were
critical of the low abundance threshold
chosen and of Oregon’s premise that the
probability of extinction is largely
independent of abundance. Commenters
noted that the strong correlation
between low abundance and elevated
risk of extinction is well established in
the conservation biology literature.
Commenters cited studies that discuss
the ‘‘extinction vortex’’ phenomenon in
which populations may appear to
persist at severely reduced levels of
abundance, but lack the demographic
capacity and the genetic and ecological
diversity to recover. Such populations
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lack the ability to respond to
environmental variability and
catastrophic events and slide
irrevocably toward extinction. The
commenters expressed the concern that
coho populations subjected to severe
boom and bust cycles of abundance will
suffer an erosion of genetic and lifehistory diversity during ‘‘bottlenecks’’ of
low population abundance, and that
over multiple cycles will become
reproductively less fit. The
consequence, the commenters felt,
would be a gradually diminished ability
to fully re-occupy available habitat
during favorable environmental
conditions, and an ever accumulating
risk of population extirpation and ESU
extinction. One commenter also stressed
that Oregon’s minimum population size
threshold would provide insufficient
nutrient enrichment of streams from
salmon carcasses to support essential
ecological functions.
Another commenter disagreed with
the productivity threshold for the
average recruits per spawner during
periods of low population abundance.
The commenter noted that the
productivity threshold (expressed as
average recruits per spawner) allows for
a 50 percent probability that the
population is actually declining when at
low abundance. The commenter
recommended that a higher level of
certainty was advisable for the
productivity threshold, given that the
resilient productivity at low abundance
is a key component of Oregon’s
assessment (i.e., Oregon’s low
abundance paradigm).
Response: Oregon’s low abundance
paradigm effectively emphasizes
population productivity and deemphasizes the abundance parameter in
determining probabilities of population
persistence. As noted above in the
response to Comment 7, we have
concerns regarding the validity of
Oregon’s low abundance paradigm. We
agree with the commenters that there is
strong support in the scientific literature
for abundance being an important
determinant of extinction risk (see
McElhany et al., 2000). However, we
acknowledge that there is insufficient
empirical data demonstrating the
specific abundance level at which
stochastic and depensatory
demographic processes dominate and
the risk of extinction is expected to
increase dramatically. Given this
uncertainty, we cannot say that
Oregon’s abundance threshold is
unreasonable.
We agree with the commenter that the
productivity thresholds should require a
higher level of certainty that the average
recruits per spawner at low population
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abundance exceeds replacement. A
population exactly meeting Oregon’s
viability thresholds would be at a very
low level of abundance, susceptible to
stochastic and depensatory
demographic processes, and would have
a 50 percent chance that its productivity
is below replacement. Additionally, the
productivity threshold does not take
into account the statistical uncertainty
in estimating the number of recruits per
spawner, so the confidence with which
one can conclude that a given
population is above the productivity
threshold is unspecified.
Comment 12: Several commenters felt
that Oregon’s consideration of the
effects of artificial propagation was
insufficient. Commenters felt that
Oregon’s viability analysis considered
only ecological and predation effects of
supplementation with hatchery fish,
and failed to consider the negative
impacts of interbreeding hatchery-origin
and natural fish on genetic diversity and
reproductive fitness.
Response: The potential ecological
and genetic interactions between
naturally spawning hatchery-origin and
natural populations are complex,
uncertain, and influenced by sitespecific and program-specific factors.
Accordingly, modeling these
interactions is exceedingly difficult. In
addition to the potential negative
ecological and predation effects of
hatchery supplementation, Oregon’s
assessment also acknowledges the
potential negative impacts on the
reproductive success and genetic
diversity of natural populations.
Because of the uncertainty surrounding
these issues, Oregon concluded that it
was not feasible to reliably parameterize
hatchery interactions across the ESU,
based on simple assumptions regarding
relative reproductive success of
naturally spawning hatchery fish and
their ecological and genetic interactions.
Oregon concluded that the best index of
hatchery impacts is the resulting
performance of naturally spawned fish.
Accordingly, Oregon’s assessment was
based upon counts of only naturally
produced recruits. If hatchery fish were
responsible for an adverse impact on the
overall natural population, this effect
would be evident in the estimated
productivity of the population. We
believe Oregon’s approach is clearly
articulated and represents a reasonable
approach to considering the effects of
artificial propagation in its analyses.
Comments on Threats Facing the
Species and Efforts Being Made to
Protect them
Comment 13: Several commenters felt
that effective regulatory controls and
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monitoring programs are in place to
ensure that harvest and hatchery
practices no longer threaten the ESU.
Response: Many noteworthy and
important regulatory changes have been
made that adequately address
historically harmful practices. Changes
in ocean and freshwater fisheries
management have resulted in sharp
reductions in fishery mortality in
Oregon Coast coho populations, and
likely have contributed to recent
population increases. It is unlikely that
those harvest controls will change in the
future, given that the Pacific Fishery
Management Council and, ultimately
the Department of Commerce, have
influence over harvest. Reforms in
hatchery management practices have
limited the potential for adverse
ecological interactions between
hatchery-origin and natural fish, and
have markedly reduced risks to the
genetic diversity and reproductive
fitness for the majority of naturally
spawned populations in the ESU. It is
unlikely those reforms will be reversed
in the future.
Comment 14: Several commenters felt
that Oregon’s assessment did not
adequately assess the future trends of
coho habitat, particularly riparian areas.
Commenters expressed concern
regarding Oregon’s premise that habitat
conditions will not degrade in the
foreseeable future. One commenter was
critical of the Oregon Forest Practices
Act, and argued that it is inadequate to
prevent the future degradation of
riparian habitats, particularly on private
non-industrial forestlands. The
commenter noted that the Forest
Practices Act applies only to the
commercial harvest of trees, and that
non-commercial land owners may cut
riparian trees without restriction if they
do not sell the wood. The commenter
noted that this unregulated practice is
particularly evident in areas with
increased rural residential development
along streambanks.
Other commenters doubted whether
regulations, restoration programs, and
other protective efforts would improve
habitat conditions in the foreseeable
future. One commenter noted that there
is an insufficient data record to evaluate
the success of protective efforts aimed at
restoring riparian habitats, particularly
in increasing the recruitment of large
woody debris. Several other
commenters doubted whether forest
management under the Oregon Plan has
resulted, or will result, in an increased
amount of large-diameter trees
(important for the recruitment of large
woody debris in coho rearing areas).
The commenters argued that the shorter
rotations being implemented on private
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industrial forest lands reduce the size of
trees delivered to streams in landslides,
and thus may result in diminished
stream complexity in important coho
rearing habitats.
Response: A review of Oregon’s final
assessment and other available
information suggests that habitat
conditions overall are likely to remain
constant in the foreseeable future, given
that there are likely to be improvements
in some aspects of habitat condition,
declines in others, and a continuation of
current conditions in still others
(NMFS, 2005e). For example, the
Northwest Forest Plan instituted
riparian habitat buffers and other
measures on Federal lands that
improved many of the historical forestry
practices that led to the loss and
degradation of riparian habitats.
Development and implementation of
Total Maximum Daily Loads are likely
to result in slightly improved water
quality. Restoration efforts have treated
approximately seven percent of the
stream miles within the range of the
ESU over the last 7 years with the intent
of restoring stream complexity and
riparian habitats, and improving water
quality (Oregon, 2005–1) (though it is
unclear how much restoration is likely
to occur in the future, given the
uncertainties regarding funding).
Forest practices on state and private
land include some improvements over
historically harmful practices, such as
the establishment of riparian
management areas under revisions in
the 1990s to Oregon forest practice rules
(Oregon, 2005–1). However, there are
also offsetting practices that are
expected to degrade habitat conditions
and complexity, such as shorter harvest
rotations, and road construction and
logging on unstable slopes and along
debris flow paths (NMFS, 2005e). On
balance, habitat conditions on these
lands are not likely to show significant
improvement or decline.
For agricultural lands, riparian
management is governed by agricultural
water quality management plans under
Oregon Senate Bill 1010, as well as by
subsequently developed riparian rules
which synthesize elements of individual
Senate Bill 1010 plans for a given basin.
These agricultural plans and rules do
not specify the vegetation composition
or size of the riparian areas to be
established. The lack of specificity of
these agricultural plans makes the
enforcement and effectiveness of these
plans uncertain (NMFS, 2005e).
Oregon’s final assessment concludes
that ‘‘we are likely to see slow
improvements in riparian vegetation on
agricultural lands under current rules
with uncertainty about how much and
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where the changes will occur’’ (Oregon,
2005–3B). As discussed further below,
any modest improvements may be offset
by habitat declines resulting from urban
and rural development (NMFS, 2005e).
On balance, habitat conditions on
agricultural lands are not likely to show
significant improvement or decline.
Future urbanization and development
within the range of the ESU is projected
at approximately 20 percent population
growth, representing slightly more than
30,000 people over the next 40 years
(OOEA, 2004). Most of this development
is expected to be concentrated in
lowland areas with high intrinsic
potential for rearing coho. Current urban
or rural growth boundaries encompass
approximately nine percent of high
intrinsic potential riparian habitat areas,
so future urbanization and development
activities could have significant
implications for some coho populations.
The degree of potential impacts on coho
habitat (both positive and negative) is
highly uncertain and depends largely on
the spatial distribution of future
urbanization and development
activities, their proximity to riparian
areas, and the kinds of development
activities undertaken and land
management practices used.
Informed by these and other
considerations, we conclude that
Oregon’s findings regarding the future
trends of habitat conditions are
uncertain, but nonetheless consistent
with the best available information
(NMFS, 2005e).
Comment 15: One commenter
expressed disappointment that Oregon’s
assessment did not conclude with an
agency-by-agency description of areas
for improvement and list of specific
action items to address these identified
deficiencies. The commenter noted that
during the planning stages of the Oregon
Coast coho assessment, Oregon stated
that a principal goal of the effort was to
identify specific measures needed to
improve the performance of agency
actions, to ensure meeting the Oregon
Plan’s objectives and the recovery needs
of Oregon Coast coho.
Response: We agree that Oregon’s
assessment of protective efforts under
the Oregon Plan would be strengthened
by describing areas for improvement
and a list of specific action items to
address these identified deficiencies.
We view such an analysis as an
important component of effective
adaptive management.
Comment 16: One commenter was
concerned that Oregon’s assessment
appeared to equate the failure to detect
statistically downward trends in habitat
parameters with the absence of such a
trend. The commenter noted that
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Oregon acknowledged that ‘‘our ability
to detect a significant trend is
minimized by the low statistical power
of our analyzes [sic].’’ The commenter
offered a personal observation that in
locations where habitat conservation
measures have not been implemented,
instream habitat conditions are
continuing to degrade. The commenter
felt that if continued degradation of the
physical habitat is occurring, though not
detected statistically by Oregon’s
analyses, then the assessment’s
conclusions regarding ESU viability
may be uncertain.
Response: As noted in our response
above to Comment 4, some issues that
were candidly acknowledged in the
technical sections of Oregon’s
assessment were not consistently
articulated in the reports’ executive
summary and synthesis sections. The
result is that some conclusory
statements, when not considered in the
context of the entire report, may be
misleading. In the final assessment,
Oregon acknowledges that its
conclusions are predicated on the
assumption that freshwater habitat and
environmental conditions in the future
will generally correspond to those
observed in the past several decades.
Oregon cautioned that if survival
associated with marine or freshwater
conditions trend moderately downward
into the future, the assessment should
be revisited and adjusted accordingly.
Comment 17: One respondent was
concerned that Oregon’s assessment did
not establish population- and habitatbased performance measures that if met
would automatically trigger a specific
management response. The commenter
felt that without these ‘‘management
triggers’’ Oregon could not ensure that
measures under the Oregon Plan will be
effective in conserving Oregon Coast
coho populations under any future
conditions. The commenter was
concerned that the lack of specified
management triggers in Oregon’s
assessment raises questions about
Oregon’s ability to objectively evaluate
and identify areas for improvement and
practice adaptive management. The
commenter also questioned whether
Oregon’s assessment can justifiably
conclude that future changes in
population status will be detected in a
timely manner, thus affording the
opportunity of effecting the appropriate
management response. The commenter
noted that the scientific literature
indicates that it may take five
generations (or approximately 15 years)
to detect statistically robust trends
among populations within an ESU, and
that there are time delays in
implementing necessary management
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actions. Moreover, there is an additional
time lag to determine whether the
expected biological response may be
resolved. Given the time frames
involved, the commenter expressed
doubt that a sufficient monitoring and
evaluation system with management
triggers was in place to ensure that
necessary management adjustments are
implemented before the status of Oregon
Coast coho is irretrievably
compromised.
Response: We agree with the
commenter’s concern that Oregon’s
assessment did not include triggers for
specific management actions. In our
March 18, 2005, letter to Oregon
detailing our comments on its draft
assessment report we recommended that
the final report include specific
management triggers. We were
disappointed that the final report did
not contemplate such management
triggers.
Comment 18: Several commenters
expressed concern that inadequate
funding has limited the ability of many
Oregon agencies to monitor nonpermitted habitat-affecting activities,
effectively enforce regulations, and
ensure proper reporting of permitted
activities. The commenters felt that
these inadequacies should be
considered evidence of uncertainty that
some as yet, unproven elements under
the Oregon Plan will be implemented.
Response: The commenters are correct
that the availability of necessary
funding and staffing resources is an
important consideration in evaluating
how likely it is that a given protective
effort will be implemented. Our review
has noted that funding declines have led
to the loss of staff at the Oregon
Department of Environmental Quality,
Department of Forestry, and ODFW
(NMFS, 2005e). The reduced funding
has slowed the completion of Total
Maximum Daily Load water quality
standards, and reduced the ability to
monitor water quality, habitat structure
and complexity, and fish populations.
ESA Standards for Listing
Determinations
Comment 19: Two commenters
expressed concern regarding the
appropriate statutory standard that must
be satisfied if we were to issue a ‘‘not
warranted’’ final listing determination
for the Oregon Coast coho ESU. One
commenter stressed that the appropriate
standard for such a determination is
‘‘recovery.’’ The commenter noted that
the requirements of a recovery plan
under ESA section 4(f)(1) include: (1) A
description of such site-specific
management actions as may be
necessary to achieve the plan’s goal for
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the conservation and survival of the
species; and (2) objective, measurable
criteria which, when met, would result
in a determination that the species be
removed from the list of threatened and
endangered species. The commenter
stressed that a ‘‘not warranted’’ finding
for the Oregon Coast coho ESU must be
based on quantitative information that
specific management actions have been
successful in addressing the factors
responsible for the ESU’s decline, and
on analyses demonstrating that the
improved viability of the ESU is
attributable to these actions and not
fortuitous ocean conditions supporting
high marine survival. The commenter
acknowledged that the Alsea ruling
effectively removed Oregon Coast coho
from the protections of the ESA, but
asserted that since the ESU was listed
previously we should adopt a
precautionary approach and not
evaluate the ESU’s listing status as if it
was being reviewed for the first time.
Response: The statutory standards for
recovery planning and delisting
determinations are not applicable to the
ESU. Section 4(f) governs the adoption
of recovery plans for listed species. As
the commenter noted, and as is
summarized above in the Background
section, the 2001 Alsea ruling set aside
the 1998 threatened listing of the
Oregon Coast coho ESU. Listing and
delisting decisions under the ESA, such
as this notice, are governed under
section 4(b) of the ESA which states that
we shall determine whether a species is
threatened or endangered because of
any of five factors (section 4(a)(1)(A)(E)), solely on the basis of the best
scientific and commercial data available
after reviewing the status of the species
and taking into account those efforts, if
any, being made to protect the species
(section 4(b)(1(A)).
The statutory language and legislative
history do not prescribe a
‘‘precautionary’’ approach as
recommended by the commenter, other
than to define what qualifies as a
threatened or endangered species. A
species is threatened or endangered
because of five factors specified in ESA
Section 4(a)(1). ‘‘Endangered’’ is defined
as ‘‘in danger of extinction throughout
all or a significant portion of its range,’’
and ‘‘threatened’’ is defined as ‘‘likely to
become an endangered species within
the foreseeable future throughout all or
a significant portion of its range.’’ We
interpret the term ‘‘likely’’ to mean that
the best available information must
indicate that a species is more likely
than not to become an endangered
species within the foreseeable future
throughout all or a significant portion of
its range.
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Final Species Determination
The Oregon Coast coho ESU includes
all naturally spawned populations of
coho salmon in Oregon coastal streams
south of the Columbia River and north
of Cape Blanco (63 FR 42587; August
10, 1998). We find that five hatchery
stocks are part of the ESU: the North
Umpqua River (ODFW stock #18), Cow
Creek (ODFW stock #37), Coos Basin
(ODFW stock #37), and the Coquille
River (ODFW stock #44) coho hatchery
programs, as well as the progeny of the
Calapooya Creek coho hatchery program
(which is no longer in operation).
On June 14, 2004, we proposed that
five artificial propagation programs are
part of the ESU (69 FR 33102), including
the North Fork Nehalem River (ODFW
stock #32) coho hatchery program,
should be considered part of the ESU.
Informed by our analysis of the
comments received from ODFW (see
Comment 1 and response, above), we
conclude that the North Fork Nehalem
River coho hatchery stock (ODFW stock
#32) is not part of the Oregon Coast
coho ESU. Similarly, the Fishhawk Lake
coho hatchery stock (ODFW stock #99),
also propagated at the North Fork
Nehalem Hatchery, is not part of the
ESU. In the June 14, 2004, proposed rule
we did not consider hatchery coho from
the Calapooya Creek (Umpqua River
Basin) artificial propagation program
because it is no longer in operation.
Informed by ODFW’s comments,
however, we now find that the progeny
of the Calapooya Creek coho hatchery
program, propagated between 2001 and
2003, are part of the Oregon Coast coho
ESU (see Comment 1 and response,
above).
Assessment of the Species’ Status
As noted in the ‘‘Statutory Framework
for Making ESA Listing Determinations’’
section, above, the steps we follow in
making a listing determination are to:
review the status of the species, analyze
the factors listed in section 4(a)(1) of the
ESA to identify threats facing the
species, assess whether certain
protective efforts mitigate these threats,
and make our best prediction about the
species’ future viability. Below we
summarize the information we
evaluated in reviewing the status of the
Oregon Coast coho ESU.
Biological Review Team Findings
The data that became available since
the previous status review on Oregon
Coast coho was conducted (NMFS,
1997a) represent some of the best and
worst years on record. Yearly adult
returns for the Oregon Coast coho ESU
have been in excess of 160,000 natural
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spawners from 2001 through 2004, far
exceeding the abundance observed for
the past several decades. These recent
encouraging increases in spawner
abundance were preceded by 3
consecutive brood years (1994–1996)
exhibiting recruitment failure
(recruitment failure is when a given year
class of natural spawners fails to replace
itself when its offspring return to the
spawning grounds 3 years later). These
3 years of recruitment failure are the
only such instances that have been
observed in the entire 55-year
abundance time series for Oregon Coast
coho salmon (although comprehensive
population-level survey data have only
been available since 1980). The recent
increases in natural spawner abundance
have occurred in many populations in
the northern portion of the ESU,
populations that were the most
depressed at the time of the last review
(NMFS, 1997a). Although the recent
dramatic increases in spawner
abundance are encouraging, the longterm trends in ESU productivity are still
negative due to the low abundances
observed during the 1990s.
The majority of the BRT felt that the
recent increases in coho returns were
most likely attributable to favorable
ocean conditions and reduced harvest
rates. The BRT was uncertain as to
whether such favorable marine
conditions would continue into the
future. Despite the likely benefits to
spawner abundance levels gained by the
dramatic reduction of harvest of Oregon
Coast coho populations (PFMC, 1998),
harvest cannot be significantly further
reduced so as to compensate for
declining productivity due to other
factors. The BRT was concerned that if
the long-term decline in productivity
reflects deteriorating conditions in
freshwater habitat, this ESU could face
very serious risks of local extirpations if
ocean conditions reverted back to poor
productivity conditions. Approximately
30 percent of the ESU has suffered
habitat fragmentation by culverts and
thermal barriers, generating concerns
about ESU spatial structure.
Additionally, the lack of response to
favorable ocean conditions for some
populations in smaller streams and the
different patterns between north and
south coast populations may indicate
compromised connectivity among
populations. The degradation of many
lake habitats and the resultant impacts
on several lake populations in the
Oregon Coast coho ESU also pose risks
to ESU diversity. The BRT noted that
hatchery closures, reductions in the
number of hatchery smolt releases, and
improved marking rates of hatchery fish
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have significantly reduced risks to
diversity associated with artificial
propagation.
The BRT found high risk to the ESU’s
productivity, and comparatively lower
risk to the ESU’s abundance, spatial
structure, and diversity. Informed by
this risk assessment, a slight majority of
the BRT concluded that the naturally
spawned component of the Oregon
Coast coho ESU is ‘‘likely to become
endangered within the foreseeable
future.’’ However, a substantial minority
of the BRT concluded that the ESU is
‘‘not in danger of extinction or likely to
become endangered within the
foreseeable future.’’ The minority felt
that the large number of spawners in
2001–2002 and the high projected
abundance for 2003 demonstrate that
this ESU is not ‘‘in danger of extinction’’
or ‘‘likely to become endangered within
the foreseeable future.’’ Furthermore,
the minority felt that recent strong
returns following 3 years of recruitment
failure demonstrate that populations in
this ESU exhibit considerable resilience.
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Consideration of Artificial Propagation
Our review of hatchery programs that
are part of the ESU concluded that they
collectively do not substantially reduce
the extinction risk of the ESU in-total
(NMFS, 2005g, 2004b, 2004c; see
proposed rule for a more detailed
explanation of this assessment, 69 FR
33102, June 14, 2004). Our final
determination that the North Fork
Nehalem coho hatchery program is not
part of the ESU does not substantially
alter our previous conclusion that
artificial propagation does not
contribute appreciably to the viability of
the ESU. Additionally, our inclusion of
the progeny of a small research hatchery
program that is no longer in operation
(i.e., the Calapooya Creek coho hatchery
program) does not substantially affect
the extinction risk of the ESU in-total.
Oregon’s Viability Assessment
Oregon’s viability assessment
concluded that the Oregon Coast coho
ESU is viable under current habitat
conditions and management practices.
Oregon also concluded that coho
populations exhibit strong productivity
compensation when populations are at
low abundance levels, conferring
resilience to future downturns in ocean
conditions for marine survival and/or
catastrophic events. Oregon’s viability
assessment is conceptually consistent
with the opinion of a substantial
minority of the BRT.
As discussed in the above summary of
the issues raised by public comments,
many commenters are concerned about
several of the assumptions underlying
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Oregon’s viability assessment. The most
substantive of these concerns are
whether Oregon’s low abundance
paradigm is valid, whether there is and
will continue to be freshwater habitat of
sufficient quality and quantity to
support viable coho populations
through future environmental cycles,
and the uncertainty associated with
projections of future ocean-climate
conditions for coho populations. These
concerns do not invalidate Oregon’s
conclusion that the ESU is viable;
rather, they underscore that there is
considerable uncertainty associated
with any extinction risk assessment for
Oregon Coast coho.
Preliminary Results of Oregon Coast
Coho Recovery Planning
NMFS’ TRT for the Oregon and
Northern California Coast is charged
with describing the historical
population structure, developing
biological recovery criteria with which
to evaluate the status of an ESU relative
to recovery, and identifying those
factors limiting or impeding recovery.
The TRT recently provided a
preliminary report on its progress in
developing these products for the
Oregon Coast coho ESU (NMFS, 2005f).
The TRT’s preliminary report
underscores the uncertainty associated
with assessing the future status of the
ESU. The TRT stated that ‘‘at this time
our evaluation indicates, with a
moderate degree of uncertainty, that the
ESU is persistent’’ (the TRT defines a
‘‘persistent’’ ESU as one that is able to
persist (i.e., not go extinct) over a 100year period without artificial support,’’
relating the term to ‘‘the simple risk of
extinction, which is the primary
determination of endangered status
under the ESA’’). The TRT further stated
that ‘‘our evaluation of biological
viability based on current and recent
past conditions shows a high degree of
uncertainty with respect to the
statement that the ESU is sustainable’’
(the TRT defines a ‘‘sustainable’’ ESU as
‘‘one that, in addition to being
persistent, is able to maintain its genetic
legacy and long-term adaptive potential
for the foreseeable future ... so that risk
of extinction will not increase in the
future,’’ relating the term to ‘‘threatened
status under the ESA’’). The TRT’s
preliminary advice, subject to change
upon further testing and review, is not
inconsistent with Oregon’s viability
assessment.
Biological Implications of Recent
Ocean-Climate Conditions
In an August 12, 2005, memorandum
NMFS’ NWFSC summarized the most
recent information available on West
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Coast ocean conditions, described
observations of impacts on marine
communities, and offered predictions of
the implications of recent ocean
conditions on West Coast salmon stocks,
including the Oregon Coast coho ESU
(NMFS, 2005c). The memorandum
described recent observations of
anomalous ocean conditions that may
portend lower returns of coho salmon
for the fall of 2005 and the next several
years. The memorandum noted that
indices of ocean-climate variation are
suggestive of a regime shift in oceanclimate conditions that in the past have
been associated with warmer water
temperature, poor primary productivity,
and generally less favorable conditions
for coho marine survival. Recent in situ
observations confirm delayed coastal
upwelling, anomalously warm sea
surface temperatures, altered
zooplankton community structure, and
low survey abundances of juvenile
salmon, possibly indicating low marine
survival. Strong upwelling occurred in
mid-July 2005 resulting in cooler sea
surface temperatures, increased primary
productivity, and generally more
favorable conditions for salmon
survival. It is unclear whether this
delayed onset of coastal upwelling can
compensate for earlier unfavorable
conditions which occurred during
critical life-history stages for coho
salmon. The memorandum noted that
model projections indicate that fish
populations that prey on juvenile coho
salmon may be reduced, possibly
compensating somewhat for unfavorable
marine survival conditions for coho
returns in 2006. The memorandum
concluded that the NWFSC is relatively
confident that the negative biological
implications of recent ocean conditions
for the Oregon Coast coho ESU may be
dramatic over the next few years.
Although the memorandum predicts
conditions in the near term to be
negative, it does not offer any
projections regarding ocean conditions
or implications on Oregon Coast coho in
the foreseeable future.
Conclusion Regarding the Status of the
Oregon Coast Coho ESU
In our June 14, 2004, proposed
threatened determination for the Oregon
Coast coho ESU (69 FR 33102), we
based our finding on the BRT’s slight
majority’s conclusion that the ESU is
‘‘likely to become endangered in the
foreseeable future.’’ We noted that the
recruitment failure observed during the
1994–1996 brood years (returning in
1997–1999, respectively) was followed
by near record recruitment for the 1997–
1999 brood years (returning in 2000–
2002, respectively). We noted that the
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recent returns are extremely
encouraging but that these increases
need to be sustained through additional
brood years to resolve remaining
concerns regarding the ESU’s viability,
due to uncertainties in future ocean and
freshwater habitat conditions. We stated
that additional data demonstrating that
the freshwater habitat can support high
abundances of natural spawners and
sustain recent abundance levels would
help resolve these uncertainties
regarding the ESU’s resilience under
less favorable ocean conditions.
In contrast, Oregon’s assessment
concluded that current freshwater
conditions are adequate to support the
ESU’s persistence, and that the ESU is
resilient to a prolonged period of poor
ocean conditions. There is considerable
uncertainty regarding the adequacy of
current habitat conditions, but we find
Oregon’s conclusion reasonable, in light
of available information and Oregon’s
analysis of that information and in light
of the fact that the BRT considered this
question unresolved. Oregon’s analysis
indicating that the ESU is resilient to
prolonged poor ocean conditions does
not resolve the uncertainties about
future ocean conditions, but it does
diminish the concern created by that
uncertainty.
Based on the historical record and
recent observations, we expect ocean
and freshwater habitat conditions to
exhibit variability into the future, and
the abundance and productivity of coho
populations to fluctuate in response to
this variability. The available
information, however, does not indicate
that unfavorable ocean and freshwater
conditions are expected to predominate
in the foreseeable future, or that the
average abundance and productivity
trends for coho populations over the
foreseeable future is expected to be
downward. The August 2005
memorandum regarding the biological
implications of recent anomalous ocean
conditions concludes that we can expect
reductions (of an unspecified
magnitude) in Oregon Coast coho
populations returns for the next few
years, but does not prognosticate on
ocean-climate conditions or population
returns into the foreseeable future
(NMFS, 2005c).
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Final Listing Determination
Consideration of ESA Section 4(a)(1)
Factors
Section 4(a)(1) of the ESA and NMFS’
implementing regulations (50 CFR part
424) states that we must determine if a
species is endangered or threatened
because of any one or a combination of
the following factors: (1) The present or
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threatened destruction, modification, or
curtailment of its habitat or range; (2)
overutilization for commercial,
recreational, scientific, or educational
purposes; (3) disease or predation; (4)
inadequacy of existing regulatory
mechanisms; or (5) other natural or
human-made factors affecting its
continued existence. We have
previously detailed the impacts of
various factors contributing to the
decline of Pacific salmonids as part of
our prior listing determinations for 27
ESUs, as well as in supporting technical
reports (e.g., NMFS, 1997a, ‘‘Coastal
coho habitat factors for decline and
protective efforts in Oregon;’’ NMFS,
1997b, ‘‘Factors Contributing to the
Decline of Chinook Salmon—An
Addendum to the 1996 West Coast
Steelhead Factors for Decline Report;’’
NMFS, 1996, ‘‘Factors for Decline—A
Supplement to the Notice of
Determination for West Coast Steelhead
Under the Endangered Species Act’’).
Our prior listing determinations and
technical reports concluded that all of
the factors identified in section 4(a)(1)
of the ESA have played a role in the
decline of West Coast salmon and
steelhead. In our 1998 threatened listing
determination for the Oregon Coast coho
ESU (63 FR 42588; August 10, 1998), we
concluded that the decline of Oregon
Coast coho populations is the result of
several longstanding, human-induced
factors (e.g., habitat degradation, water
diversions, harvest, and artificial
propagation) that exacerbate the adverse
effects of natural environmental
variability (e.g., floods, drought, and
poor ocean conditions). The following
discussion briefly summarizes our
findings regarding the threats currently
facing the Oregon Coast coho ESU.
While these threats are treated in
general terms, it is important to
underscore that impacts from certain
threats are more acute for some
populations in the ESU.
A. The Present or Threatened
Destruction, Modification, or
Curtailment of its Habitat or Range
In many Oregon coastal streams, past
human activities (e.g., logging,
agriculture, gravel mining, urbanization)
have resulted in impediments to fish
passage, degradation of stream
complexity, increased sedimentation,
reduced water quality and quantity, loss
and degradation of riparian habitats,
and loss and degradation of lowland,
estuarine, and wetland coho rearing
habitats. The relevant issues are
whether current habitat conditions are
adequate to support the ESU’s
persistence (that is, whether the species
is endangered or threatened because of
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present destruction, modification, or
curtailment of its habitat or range) and
whether habitat conditions are likely to
worsen in the future (that is, whether
the species is endangered or threatened
because of threatened destruction,
modification, or curtailment of its
habitat or range). Regarding the first
issue, Oregon concluded in its final
assessment that the current condition of
coho habitats is sufficient to support
viable populations and a viable ESU, as
evidenced by the ability of populations
that were depressed during unfavorable
environmental conditions during the
1990s to rebound once conditions
moderated. This conclusion is different
from the conclusion of the slight
majority of the BRT, which relied on the
uncertainty about the adequacy of
current conditions in support of its
finding that the ESU was likely to
become an endangered species within
the foreseeable future. We have
considered both the majority and
minority BRT opinions, the information
and analysis in Oregon’s final
assessment, and the comments of NMFS
scientists and staff (NMFS, 2005e), the
public, and peer reviewers on Oregon’s
draft and final assessments. Based on
this consideration, we conclude that the
ESU is not likely to become an
endangered species in the foreseeable
future because of present destruction,
modification or curtailment of its
habitat or range (see response to
Comment 8).
Regarding the second issue, the threat
of future habitat declines, we describe
in the response to Comment 14 and in
NMFS (2005e) that Oregon’s analysis
and other available information
demonstrate that there are some habitat
elements that are likely to improve,
some that are likely to decline, and
others that are likely to remain in their
current condition, and that there is a
high level of uncertainty associated with
projections of future habitat conditions.
Based on these considerations, we find
reasonable Oregon’s conclusion that
habitat conditions overall are not likely
to worsen. This conclusion is different
from the conclusion of the slight
majority of the BRT, which relied in
part on the uncertainty about the future
habitat conditions to support a
conclusion that the ESU is likely to
become an endangered species. We have
considered: (1) The BRT’s majority and
minority opinions; (2) the information
and analysis in Oregon’s final
assessment; and (3) the comments of
NMFS scientists and staff, the public,
and peer reviewers on Oregon’s draft
and final assessments. Based on this
consideration, we conclude that the
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ESU is not likely to become an
endangered species in the foreseeable
future because of threatened
destruction, modification or curtailment
of its habitat or range information.
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B. Overutilization for Commercial,
Recreational, Scientific or Educational
Purposes
Harvest rates on Oregon Coast coho
populations ranged between 60 and 90
percent between the 1960s and 1980s
(Good et al., 2005). Modest harvest
restrictions were achieved in the late
1980s, but harvest rates remained high
until most directed coho salmon harvest
was prohibited in 1994. These
restrictive harvest regulations developed
concurrently with the Oregon Plan and
subsequently revised through the Pacific
Fisheries Management Council (PFMC)
have imposed conservative restrictions
on direct and indirect fishery mortality,
and appropriately consider marine
survival conditions and the biological
status of naturally produced coho
populations. Under these revised
regulations, harvest rates are stipulated
to be between zero and eight percent
during critically low spawner
abundance, and may increase to a
maximum exploitation rate of 45
percent under high survival and
abundance conditions (Oregon, 2005–1).
Empirical data over the last 10 years
show that harvest mortality for Oregon
Coast coho has been maintained below
15 percent since the adoption of the
revised regulations (Oregon, 2005–1).
We agree with the BRT’s finding that
overutilization has been effectively
addressed for Oregon Coast coho
populations. We conclude that the ESU
is not in danger of extinction or likely
to become endangered in the foreseeable
future because of overutilization.
C. Disease or Predation
Past species introductions and habitat
modifications have resulted in increased
non-native predator populations,
notably in coastal lake habitats.
Oregon’s final assessment identified
exotic fish species as the primary
limiting factor for three lake coho
populations, although it was not
identified as a factor limiting other coho
populations or the ESU as a whole.
Predation by increased populations of
marine mammals (principally sea lions)
may influence salmon abundance in
some local populations when other prey
species are absent and where physical
conditions lead to the concentration of
adults and juveniles (e.g., Cooper and
Johnson, 1992). However, the extent to
which marine mammal predation
threatens the persistence of Oregon
coast coho populations is unknown.
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Although predation is a local concern
for some populations, we conclude that
the ESU is not in danger of extinction
or likely to become endangered because
of predation.
Infectious disease is one of many
factors that can influence adult and
juvenile salmon survival. Salmonids are
exposed to numerous bacterial,
protozoan, viral, and parasitic
organisms in spawning and rearing
areas, hatcheries, migratory routes, and
the marine environment. Specific
diseases such as bacterial kidney
disease, ceratomyxosis, columnaris,
furunculosis, infectious hematopoietic
necrosis virus, redmouth and black spot
disease, erythrocytic inclusion body
syndrome, and whirling disease, among
others, are present and are known to
affect West Coast salmonids (Rucker et
al., 1953; Wood, 1979; Leek, 1987; Foott
et al., 1994; Gould and Wedemeyer,
undated). In general, very little current
or historical information exists to
quantify trends over time in infection
levels and disease mortality rates.
However, studies have shown that
naturally spawned fish tend to be less
susceptible to pathogens than hatcheryreared fish (Buchanon et al., 1983;
Sanders et al., 1992). Native salmon
populations have co-evolved with
specific communities of these
organisms, but the widespread use of
artificial propagation has introduced
exotic organisms not historically present
in a particular watershed. Habitat
conditions such as low water flows and
high temperatures can exacerbate
susceptibility to infectious diseases.
Aggressive hatchery reforms already
implemented by Oregon efforts have
reduced the magnitude and distribution
of hatchery fish releases in the ESU, and
consequently the interactions between
hatchery- and natural-origin fish and the
potential transmission of infectious
diseases. Additionally, regulations
controlling hatchery effluent discharges
into streams have reduced the potential
of pathogens being released into coho
habitats. It is unlikely that the Oregon
Coast coho ESU is in danger of
extinction or likely to become
endangered because of disease.
D. The Inadequacy of Existing
Regulatory Mechanisms
Existing regulations governing coho
harvest have dramatically improved the
ESU’s likelihood of persistence. These
regulations are unlikely to change in the
future, particularly because of the
involvement of the PFMC and NMFS.
Regulations governing land use are more
problematic, as discussed in our
response to comments, above. A wide
range of land uses and other activities
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affect salmon habitat, some more
amenable to regulation than others. In
the range of Oregon coast coho, the
regulation of some activities and land
uses will alter past harmful practices,
resulting in habitat improvements; the
regulation of other activities is
inadequate to alter past harmful
practices, resulting in habitat conditions
continuing in their present state; and
the regulation of still other activities
and land uses will lead to further
degradation. Overall, we conclude that
Oregon coast coho ESU is not in danger
of extinction, or likely to become
endangered in the foreseeable future,
because of the inadequacy of existing
regulatory mechanisms.
E. Other Natural or Manmade Factors
Affecting Its Continued Existence
Natural variability in ocean and
freshwater conditions have at different
times exacerbated or mitigated the
effects on Oregon Coast coho
populations of habitat limiting factors.
As discussed in the ‘‘Assessment of ESU
Viability’’ section above, there is
considerable uncertainty in predicting
ocean-climate conditions into the
foreseeable future and their biological
impacts on the Oregon Coast coho ESU.
It is likely that recent anomalous ocean
conditions will result in decreased
returns for Oregon coast coho
populations for the next few years
(NMFS, 2005c). However, variability in
ocean-climate conditions is expected,
and coho populations are similarly
expected to fluctuate in response to this
natural environmental variability. It is
uncertain whether unfavorable ocean
conditions will predominate in the
foreseeable future. Moreover, Oregon’s
final assessment tested the sensitivity of
the ESU to a prolonged period of poor
ocean conditions and found it was
resilient. The slight majority of the BRT
relied on uncertainty about future ocean
conditions in concluding that the ESU
was likely to become endangered in the
foreseeable future. We have considered
both the BRT’s majority and minority
opinions; the comments of NMFS staff
and scientists, peer reviewers, and the
public on Oregon’s final assessment;
and the sensitivity analysis conducted
by Oregon. We conclude the ESU is not
in danger of extinction or likely to
become endangered in the foreseeable
future because of future poor ocean
conditions.
Prior to the 1990s, coho hatchery
programs along the Oregon coast posed
substantial risks to the survival,
reproductive fitness, and diversity of
natural populations. High numbers of
hatchery coho were released in most of
the basins in the ESU, most programs
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propagated non-native broodstocks, and
naturally spawning hatchery-origin
strays were common in most natural
production areas. Oregon’s aggressive
hatchery reform efforts have resulted in
substantial reductions of this threat.
Hatchery coho are released in less than
half of the populations in the ESU, and
the magnitude of releases has declined
from a peak of 35 million smolts in
1981, to approximately 800,000 in 2005
(Oregon, 2005–1). Hatchery programs
are currently constrained to releasing no
more than 200,000 smolts in any basin.
The reduction in the number of
hatchery fish released has reduced the
potential for competition with, and
predation on, natural coho. The
proportion of hatchery-origin fish on the
spawning ground has been reduced to
below 10 percent in all but two
populations in the ESU (Oregon, 2005–
1). All hatchery coho releases in the
ESU are now marked, affording
improved monitoring and assessment of
naturally produced coho populations.
Broodstock management practices have
been modified to minimize the potential
for hatchery-origin fish to pose risks to
the genetic diversity of local natural
populations. We conclude the ESU is
not in danger of extinction or likely to
become endangered in the foreseeable
future because of hatchery practices.
Efforts Being Made to Protect the
Species
Section 4(b)(1)(A) of the ESA requires
the Secretary to make listing
determinations solely on the basis of the
best scientific and commercial data
available after taking into account
efforts being made to protect a species.
In making listing determinations we
first assess the species’ level of
extinction risk, identify factors that
threaten its continued existence, and
assess existing efforts being made to
protect the species to determine if those
measures ameliorate the risks it faces. In
our June, 14, 2004, proposed listing for
the Oregon Coast coho ESU (69 FR
33102), we evaluated relevant protective
efforts and determined that they did not
substantially alter our finding that the
ESU is likely to become an endangered
species within the foreseeable future
throughout all or a significant portion of
its range. The reader is referred to the
June 14, 2004, proposed rule for a
summary of efforts other than those
under the Oregon Plan being made to
protect Oregon Coast coho populations
(69 FR 33102, at 33142). We included
the best information that was available
at the time of the proposal concerning
the certainty of implementation and
effectiveness of measures under the
Oregon Plan, among several other
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3047
protective efforts. We noted in our
assessment of protective efforts that
Oregon was in the process of conducting
a comprehensive assessment of the
viability of the Oregon Coast coho ESU
and of the contributions of the Oregon
Plan in conserving the ESU.
Based on the available information we
cannot conclude that habitat conditions
for this ESU will improve in the future
(see the discussion under Comment 14
above). At the same time, available
evidence suggests it is unlikely that
habitat conditions for the ESU are likely
to degrade in the foreseeable future, so
as to pose a risk to the survival of the
Oregon Coast coho ESU. Harvest
reductions and improvements in
hatchery management have been fully
implemented and their effectiveness is
manifested in the improved status of
Oregon Coast coho populations. The
benefits of these noteworthy
accomplishments under the Oregon
Plan were fully considered in the BRT’s
assessment of ESU extinction risk.
become an endangered species within
the foreseeable future throughout all or
a significant portion of its range. While
acknowledging the uncertainties noted
above, particularly regarding the
adequacy of current habitat conditions
to support ESU viability, we conclude
from our review of information
regarding factors affecting the species
that the Oregon Coast coho ESU is not
likely to become endangered in the
foreseeable future as a consequence of:
the loss or degradation of its habitat or
curtailment of its range; overutilization;
disease or predation; inadequacy of
existing regulatory mechanisms; or
other natural or human-made factors.
Accordingly, we determine that the
Oregon Coast coho ESU does not
warrant listing under the ESA at this
time and therefore withdraw the
proposed listing.
Conclusion
In making our final listing
determination for the Oregon Coast coho
ESU we are making several predictions
about the future. We must predict the
future persistence of the ESU assuming
that current threats to the species, as
stated in Section 4(a)(1) of the ESA,
continue into the future, and next
consider whether that assumption is
correct—that is, whether current natural
and human-caused threats to the species
are likely to continue, grow worse, or
improve in the future. We then must
predict how either the continuation or
change of current threats will affect the
ESU’s persistence. In our response to
comments above, and in our
consideration of whether Oregon Coast
coho warrant listing, we address where
the uncertainties lie, both in our
assessment of the ESU’s persistence
under current threats and in our
projection of likely future threats to the
species, and how we have treated the
uncertainties.
The best available information on the
biological status of Oregon Coast coho
indicates that the ESU is not in danger
of extinction throughout all or a
significant portion of its range (i.e., the
ESU does not satisfy the definition of an
endangered species under the ESA). A
species is considered ‘‘threatened’’ if it
is ‘‘likely to become an endangered
species within the foreseeable future
throughout all or a significant portion of
its range.’’ As noted in the response to
Comment 19, above, we interpret the
term ‘‘likely’’ to mean that the best
available information must indicate that
a species is more likely than not to
ESA listing decisions are exempt from
the requirements to prepare an
environmental assessment or
environmental impact statement under
the NEPA. See NOAA Administrative
Order 216 6.03(e)(1) and Pacific Legal
Foundation v. Andrus, 675 F. 2d 825
(6th Cir. 1981). Thus, we have
determined that the final listing
determination for the Oregon Coast coho
ESU described in this notice is exempt
from the requirements of the NEPA of
1969.
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Classification
National Environmental Policy Act
(NEPA)
Executive Order (E.O.) 12866,
Regulatory Flexibility Act, and
Paperwork Reduction Act
As noted in the Conference Report on
the 1982 amendments to the ESA,
economic impacts cannot be considered
when assessing the status of a species.
Therefore, the economic analysis
requirements of the Regulatory
Flexibility Act are not applicable to the
final listing determination described in
this notice. In addition, this rule is
exempt from review under E.O. 12866.
This final rule does not contain a
collection-of-information requirement
for the purposes of the Paperwork
Reduction Act.
E.O. 13084—Consultation and
Coordination with Indian Tribal
Governments
E.O. 13084 requires that if NMFS
issues a regulation that significantly or
uniquely affects the communities of
Indian tribal governments and imposes
substantial direct compliance costs on
those communities, NMFS must consult
with those governments or the Federal
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government must provide the funds
necessary to pay the direct compliance
costs incurred by the tribal
governments. The final listing
determination described in this notice
do not impose substantial direct
compliance costs on the communities of
Indian tribal governments. Accordingly,
the requirements of section 3(b) of E.O.
13084 do not apply to this
determination. Nonetheless, we will
continue to inform potentially affected
tribal governments, solicit their input,
and coordinate on future management
actions.
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E.O. 13132—Federalism
E.O. 13132 requires agencies to take
into account any federalism impacts of
regulations under development. It
includes specific consultation directives
for situations where a regulation will
preempt state law, or impose substantial
direct compliance costs on state and
local governments (unless required by
statute). Neither of those circumstances
is applicable to this determination.
Withdrawal of Proposed Critical
Habitat
On December 14, 2004, we proposed
critical habitat for the Oregon Coast
coho ESU (69 FR 74572). Because we
are withdrawing the proposed listing
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determination, we are also withdrawing
the proposed critical habitat
designation.
References
A list of the referenced materials is
available on the Internet at https://
www.nwr.noaa.gov, or upon request (see
ADDRESSES section above).
Authority: 16 U.S.C. 1531 et seq.
Dated: January 11, 2006.
James W. Balsiger,
Acting Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 06–502 Filed 1–18–06; 8:45 am]
BILLING CODE 3510–22–S
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Agencies
[Federal Register Volume 71, Number 12 (Thursday, January 19, 2006)]
[Proposed Rules]
[Pages 3033-3048]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-502]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 223
[Docket No. 051227348-5348-01; I.D. 020105C]
Endangered and Threatened Species: Withdrawal of Proposals to
List and Designate Critical Habitat for the Oregon Coast Evolutionarily
Significant Unit (ESU) of Coho Salmon
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; withdrawal.
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SUMMARY: In June 2004, we (NMFS) proposed that the Oregon Coast coho
Evolutionarily Significant Unit (ESU) (Oncorhynchus kisutch) be listed
as a threatened species under the Endangered Species Act (ESA). In June
2005, we extended the 1-year deadline for the final listing
determination by 6 months in light of public comments received and an
assessment by the State of Oregon concluding that the Oregon Coast coho
ESU is viable (that is, likely to persist into the foreseeable future
under current conditions). After considering the best available
scientific and commercial information available, we have concluded that
the ESU is not in danger of extinction throughout all or a significant
portion of its range, nor is it likely to become so within the
foreseeable future. We have determined that the Oregon Coast coho ESU
does not warrant listing as an endangered or threatened species under
the ESA at this time. Therefore we have decided to withdraw the
proposed rule to list this ESU. On December 14, 2004, we proposed
critical habitat for the Oregon Coast coho ESU. Because we are
withdrawing the proposed listing determination, we are also withdrawing
the proposed rule to designate critical habitat for this ESU.
ADDRESSES: NMFS, Protected Resources Division, 1201 NE Lloyd Boulevard,
Suite 1100, Portland, Oregon, 97232.
FOR FURTHER INFORMATION CONTACT: Dr. Scott Rumsey, NMFS, Northwest
Region, Protected Resources Division, at (503) 872-2791, or Marta
Nammack, NMFS, Office of Protected Resources, at (301) 713-1401.
Reference materials regarding this determination are available upon
request or on the Internet at https://www.nwr.noaa.gov.
SUPPLEMENTARY INFORMATION:
Previous Federal ESA Actions Related to Oregon Coast Coho
In 1995, we completed a comprehensive status review of West Coast
coho salmon (Weitkamp et al., 1995) that resulted in proposed listing
determinations for three coho ESUs, including a proposal to list the
Oregon Coast coho ESU as a threatened species (60 FR 38011; July 25,
1995). On October 31, 1996, we announced a 6-month extension of the
final listing determination for the ESU, pursuant to section
4(b)(6)(B)(i) of the ESA, noting substantial disagreement regarding the
sufficiency and accuracy of the available data relevant to the
assessment of extinction risk and the evaluation of protective efforts
(61 FR 56211). On May 6, 1997, we withdrew the proposal to list the
Oregon Coast coho ESU as threatened, based in part on conservation
measures contained in the Oregon Coastal Salmon Restoration Initiative
(later renamed the Oregon Plan for Salmon and Watersheds; hereafter
referred to as the Oregon Plan) and an April 23, 1997, Memorandum of
Agreement (MOA) between NMFS and the State of Oregon which further
defined Oregon's commitment to salmon conservation (62 FR 24588). We
concluded that implementation of harvest and hatchery reforms, and
habitat protection and restoration efforts under the Oregon Plan and
the MOA substantially reduced the risk of extinction faced by the
Oregon Coast coho ESU. On June 1, 1998, the Federal District Court for
the District of Oregon issued an opinion finding that our May 6, 1997,
determination to not list Oregon Coast coho was arbitrary and
capricious (Oregon Natural Resources Council v. Daley, 6 F. Supp. 2d
1139 (D. Or. 1998)). The Court vacated our determination to withdraw
the proposed rule to list the Oregon Coast coho ESU and remanded the
determination to NMFS for further consideration. On August 10, 1998, we
issued a final rule listing the Oregon Coast coho ESU as threatened (63
FR 42587), basing the determination solely on the information and data
contained in the 1995 status review (Weitkamp et al., 1995) and the
1997 proposed rule (62 FR 24588; May 6, 1997).
In 2001 the U.S. District Court in Eugene, Oregon, set aside the
1998 threatened listing of the Oregon Coast
[[Page 3034]]
coho ESU (Alsea Valley Alliance v. Evans, 161 F. Supp. 2d 1154, (D. Or.
2001)) (Alsea decision). In response to the Alsea ruling and several
listing and delisting petitions, we announced that we would conduct an
updated status review of 27 West Coast salmonid ESUs, including the
Oregon Coast coho ESU (67 FR 6215, February 11, 2002; 67 FR 48601, July
25, 2002).
In 2003 we convened the Pacific Salmonid Biological Review Team
(BRT) (an expert panel of scientists from several Federal agencies
including NMFS, FWS, and the U.S. Geological Survey) to review the
viability and extinction risk of naturally spawning populations in the
27 ESUs under review, including the Oregon Coast coho ESU (Good et al.,
2005; NMFS, 2003b). A slight majority of the BRT concluded that the
naturally spawning populations in the Oregon Coast coho ESU were likely
to become endangered, noting that short-term risks were alleviated by
encouraging high escapements in recent years. The BRT noted
considerable uncertainty regarding the future viability of the ESU
given the uncertainty in predicting future ocean conditions for coho
survival, as well as uncertainty in whether current freshwater habitats
are of sufficient quality and quantity to support the recent high
abundance levels and sustain populations during future downturns in
ocean conditions. Although the BRT couched its conclusion in terms of
the statutory definition (that is, not in danger of extinction, likely
to become endangered in the foreseeable future), the BRT's conclusion
is not a recommendation to list species. Rather, it is information for
the decision-maker, who must also consider the risks and benefits from
artificial propagation programs included in the ESU, efforts being made
to protect the species, and any other information available to the
agency, and must then weigh that information in light of the five
factors listed under section 4(a)(1) of the ESA.
On June 14, 2004, based on the BRT report, we proposed to list the
Oregon Coast coho ESU as a threatened species (69 FR 33102). In the
proposed rule, we noted that Oregon was initiating a comprehensive
assessment of the viability of the Oregon Coast coho ESU and of the
adequacy of actions under the Oregon Plan for conserving Oregon Coast
coho (and other salmonids in Oregon). Following an initial public
comment period of 90 days, the public comment period was extended twice
for an additional 36 and 22 days, respectively (69 FR 53031, August 31,
2004; 69 FR 61348, October 18, 2004).
In January 2005 the State of Oregon released a draft Oregon Coastal
Coho Assessment (draft assessment), which (1) evaluated the current
viability of the Oregon Coast coho ESU, and (2) evaluated the certainty
of implementation and effectiveness of the Oregon Plan measures in
addressing the factors for decline of the Oregon Coast coho ESU. The
latter evaluation was intended to satisfy the joint NMFS--U.S. Fish and
Wildlife Service's Policy on Evaluating Conservation Efforts (``PECE'';
68 FR 15100, March 28, 2003). Oregon's draft assessment concluded that
the Oregon Coast coho ESU is currently viable and that measures under
the Oregon Plan have stopped, if not reversed, the deterioration of
Oregon Coast coho habitats. The draft assessment also concluded that it
is highly likely that existing monitoring efforts will detect any
significant future deterioration in the ESU's viability, or degradation
of environmental condition, allowing a timely and appropriate response
to conserve the ESU. On February 9, 2005, we published a notice of
availability of Oregon's draft assessment for public review and comment
in the Federal Register (70 FR 6840) and noted that information
presented in the draft and final assessments would be considered in
developing the final listing determination for the Oregon Coast coho
ESU. The public comment period on Oregon's draft assessment extended
through March 11, 2005.
We received 15 comments on Oregon's draft assessment, and on March
18, 2005, we forwarded these comments, as well as our technical review
(NMFS, 2005b) and that of NMFS' Northwest Fisheries Science Center
(NWFSC) (NMFS, 2005a), for Oregon's consideration in developing its
final assessment. The public comments and our review highlighted areas
of uncertainty or disagreement regarding the sufficiency and accuracy
of Oregon's draft assessment, including: the assumption that Oregon
Coast coho populations are inherently resilient at low abundance, and
that this compensatory response will prevent extinction during periods
of low marine survival; the apparent de-emphasis of abundance as a
useful indicator of extinction risk; assumptions regarding the duration
and severity of future periods of unfavorable marine and freshwater
conditions; the ability of monitoring and adaptive management efforts
to detect population declines or habitat degradation, and to identify
and implement necessary protective measures; and the ability of Oregon
Plan measures to halt or reverse habitat degradation once detected.
On May 13, 2005, Oregon issued its final Oregon Coastal Coho
Assessment (final assessment). Oregon's final assessment includes a
summary of, and response to, the comments received on the draft
assessment, and includes several substantive changes intended to
address concerns raised regarding the sufficiency and accuracy of the
draft assessment. Oregon's final assessment concludes that: (1) The
Oregon Coast coho ESU is viable under current conditions, and should be
sustainable through a future period of adverse environmental conditions
(including a prolonged period of poor ocean productivity); (2) given
the assessed viability of the ESU, the quality and quantity of habitat
is necessarily sufficient to support a viable ESU; and (3) the
integration of laws, adaptive management programs, and monitoring
efforts under the Oregon Plan will maintain and improve environmental
conditions and the viability of the ESU into the foreseeable future.
On June 28, 2005 (70 FR 37217), we announced a 6-month extension of
the final listing determination for the Oregon Coast coho ESU, finding
that ``there is substantial disagreement regarding the sufficiency or
accuracy of the available data relevant to the determination * * * for
the purposes of soliciting additional data'' (section 4(b)(6)(B)(i)).
We announced a 30-day public comment period to solicit information
regarding the validity of Oregon's final assessment, particularly in
light of the concerns raised with respect to Oregon's draft assessment.
Statutory Framework for ESA Listing Determinations
The ESA defines an endangered species as one that is in danger of
extinction throughout all or a significant portion of its range, and a
threatened species as one that is likely to become endangered in the
foreseeable future (Sections 3(6) and 3(20), respectively). The statute
requires us to determine whether any species is endangered or
threatened because of any of five factors: the present or threatened
destruction of its habitat, overexploitation, disease or predation, the
inadequacy of existing regulatory mechanisms, or any other natural or
manmade factors (Section 4(a)(1)(A)(E)). We are to make this
determination based solely on the best available scientific information
after conducting a review of the status of the species and taking into
account any efforts being made by states or foreign governments to
protect the species. The focus of our evaluation of these five
[[Page 3035]]
factors is to evaluate whether and to what extent a given factor
represents a threat to the future survival of the species. The focus of
our consideration of protective efforts is to evaluate whether these
efforts substantially have and will continue to address the identified
threats and so ameliorate a species' risk of extinction. In making our
listing determination, we must consider all factors that may affect the
future viability of the species, including whether regulatory and
conservation programs are inadequate and allow threats to the species
to persist or worsen, or whether these programs are likely to mitigate
threats to the species and reduce its extinction risk. The steps we
follow in implementing this statutory scheme are to: review the status
of the species, analyze the factors listed in section 4(a)(1) of the
ESA to identify threats facing the species, assess whether certain
protective efforts mitigate these threats, and make our best prediction
about the species' future persistence.
Policy for the Evaluation of Conservation Efforts
As noted above, the PECE provides direction for considering
protective efforts identified in conservation agreements, conservation
plans, management plans, or similar documents (developed by Federal
agencies, state and local governments, tribal governments, businesses,
organizations, and individuals) that have not yet been implemented, or
have been implemented but have not yet demonstrated effectiveness. The
policy articulates several criteria for evaluating the certainty of
implementation and effectiveness of protective efforts to aid in
determining whether a species warrants listing under the ESA.
Evaluation of the certainty that an effort will be implemented includes
whether: the necessary resources (e.g., funding and staffing) are
available; the requisite agreements have been formalized such that the
necessary authority and regulatory mechanisms are in place; there is a
schedule for completion and evaluation of the stated objectives; and
(for voluntary efforts) the necessary incentives are in place to ensure
adequate participation. The evaluation of the certainty of an effort's
effectiveness is made on the basis of whether the effort or plan:
establishes specific conservation objectives; identifies the necessary
steps to reduce threats or factors for decline; includes quantifiable
performance measures for the monitoring of compliance and
effectiveness; incorporates the principles of adaptive management; and
is likely to improve the species' viability at the time of the listing
determination.
PECE also notes several important caveats. Satisfaction of the
above mentioned criteria for implementation and effectiveness
establishes a given protective effort as a candidate for consideration,
but does not mean that an effort will ultimately change the risk
assessment. The policy stresses that, just as listing determinations
must be based on the viability of the species at the time of review, so
they must be based on the state of protective efforts at the time of
the listing determination. The PECE does not provide explicit guidance
on how protective efforts affecting only a portion of a species' range
may affect a listing determination, other than to say that such efforts
will be evaluated in the context of other efforts being made and the
species' overall viability.
Overview of the Oregon Plan
The Oregon Plan is a ``framework of state laws, rules, and
executive orders designed to enhance and protect watershed health, at-
risk species, and water quality by governing forest and agricultural
practices, water diversions, wetlands, water quality, and fish and
wildlife protections'' (Oregon Watershed Enhancement Board, OWEB,
2002). The Oregon Plan includes several pre-existing activities and
regulatory and non-regulatory programs, as well as additional
coordination, compliance, investment, monitoring, and voluntary
involvement that are provided under the umbrella of the Oregon Plan.
The mission of the Oregon Plan is to restore the watersheds of Oregon
and recover the fish and wildlife populations of those watersheds to
productive and sustainable levels in a manner that provides substantial
environmental, cultural, and economic benefits (IMST, 2002). The Oregon
Plan seeks to address factors for decline related to habitat loss and
degradation by focusing on human infrastructure and activities that can
adversely affect salmonids and their habitat (e.g., fisheries
management, hatchery practices, fish passage barriers, forestry,
agriculture, livestock grazing, water diversions and fish screens,
urbanization, permitted pollutant discharges, and removal and fill
permits). The Independent Multidisciplinary Science Team (IMST), the
independent expert panel that provides scientific oversight for the
Oregon Plan, has previously reviewed the adequacy of various elements
of the Oregon Plan in addressing historically harmful practices,
identifying and monitoring threats impeding population- and ESU-level
viability, and restoring degraded salmon habitats (e.g., IMST, 1998;
1999; 2002a; 2002b). Oregon's recent assessment is the first effort,
however, to consider the effect of actions and measures under the
Oregon Plan at an ESU scale.
Overview of Oregon's Assessment
Oregon's assessment was a comprehensive effort including all state
natural resource agencies and several Federal partners. Oregon's
assessment represents an unprecedented, rigorous analysis of the
viability of the Oregon Coast coho ESU, past and continuing threats to
coho populations and the ESU, and protective efforts under the Oregon
Plan aimed at addressing the factors associated with the ESU's decline.
Oregon's assessment includes several elements that inform our
consideration under each of the listing determination steps: reviewing
the status of the species, identifying threats facing the species,
assessing whether certain protective efforts mitigate these threats,
and making a reasonable prediction about the species' future
persistence (see the ``Statutory Framework for Making ESA Listing
Determinations'' section, above). Oregon's assessment includes a
viability analysis that directly informs our review of the status of
the species. Oregon's assessment also includes a review of a variety of
regulatory mechanisms and conservation programs under the Oregon Plan,
using PECE as a conceptual framework for its analysis. Not all aspects
of the Oregon Plan, however, are properly reviewed under PECE, which
focuses on programs not yet implemented or not yet having demonstrated
effectiveness. The information included in Oregon's ``PECE'' analysis
informs our consideration of the five ESA Section 4(a)(1) factors by
identifying present or future threats to the viability of the Oregon
Coast coho ESU. Oregon's PECE analysis also informs our consideration
of protective efforts and whether they substantially ameliorate
identified threats and reduce the ESU's risk of extinction. Some
protective efforts under the Oregon Plan are fully implemented, and
information is available demonstrating their level of effectiveness.
Other protective efforts under the Oregon Plan are new, not yet
implemented, or have not demonstrated effectiveness. We evaluate such
unproven efforts using the criteria outlined in PECE to determine their
certainties of implementation and effectiveness.
Oregon's viability analysis concluded that the Oregon Coast coho
ESU is currently viable, with the component
[[Page 3036]]
populations generally demonstrating sufficient abundance, productivity,
distribution, and diversity to be sustained under the current and
foreseeable range of future environmental conditions. Oregon based its
conclusion largely on its findings that (1) the Oregon Coast coho
populations exhibit strong density dependence conferring resilience in
periods of low population abundance, (2) there are sufficient high
quality habitats within the ESU to sustain productivity during periods
of adverse environmental conditions; (3) current harvest regulations
and hatchery reforms adequately address past harmful practices; (4) the
ESU is resilient in long periods of poor ocean survival conditions; and
(5) measures under the Oregon Plan make it unlikely that habitat
conditions will be degraded further in the future.
In assessing the threats facing the Oregon Coast coho ESU, Oregon
acknowledged in its final assessment that a number of adverse
environmental conditions could coincide posing a severe threat to the
ESU's viability. However, Oregon concluded that the ESU has
demonstrated the ability to remain viable during such a convergence of
adverse conditions, such as had occurred in the 1990s, and to rebound
quickly once conditions had moderated. Oregon concluded that the life
cycle, productivity, and spatial structure of Oregon Coast coho provide
protection and reduce the likelihood that catastrophic events would
result in the ESU not being viable in the foreseeable future. Oregon
acknowledged that ocean conditions and stream habitat complexity remain
moderate threats for the ESU, but concluded that past threats from high
harvest rates, poor hatchery practices, blockages to fish passage, and
impaired water quality and quantity have been substantially reduced
under the Oregon Plan. Oregon concluded that the significant reductions
in these threats are manifested in the present viability of the ESU.
Oregon underscored that, although the ocean environment for Oregon
Coast coho survival has improved since the 1990s, future ocean
conditions are highly uncertain.
Oregon's viability conclusion was not predicated on a finding that
specific conservation measures under the Oregon Plan provide sufficient
certainty of implementation and effectiveness to substantially
ameliorate risks facing the ESU. Rather, its conclusion was based on
the past and present biological performance of, and threats facing, the
ESU.
The difference between Oregon's conclusion that the ESU is likely
to persist into the foreseeable future, and the 2003 BRT's slight
majority conclusion that it is not, rests on two major components that
both considered: the adequacy of current habitat conditions to support
future persistence, and the uncertainty about future ocean conditions.
(In our review of Oregon's assessment, we raised concerns about two
other aspects of the analysis: (1) Assumptions in Oregon's model about
productivity at low population size; and (2) assumptions about minimum
abundance thresholds. These were not part of the 2003 BRT assessment
because the BRT did not conduct population viability modeling).
Summary of Comments Received
We solicited public comment on the proposed listing determination
for the Oregon Coast coho ESU, and on Oregon's draft and final
assessments, for 208 days (69 FR 33102, June 14, 2004; 69 FR 53031,
August 31, 2004; 69 FR 61348, October 18, 2004; 70 FR 6840, February 9,
2005; 70 FR 37217, June 28, 2005). In addition, we held eight public
hearings in the Pacific Northwest concerning the June 2004 West Coast
salmon and steelhead proposed listing determinations, including the
proposed determination for the Oregon Coast coho ESU (69 FR 53031,
August 31, 2004; 69 FR 61348, October 18, 2004).
A joint NMFS/FWS policy requires us to solicit independent expert
review from at least three qualified specialists, concurrent with the
public comment period (59 FR 34270; July 1, 1994). We solicited
technical review of the June 2004 proposed listing determinations,
including the proposed determination for the Oregon Coast coho ESU,
from over 50 independent experts selected from the academic and
scientific community, Native American tribal groups, Federal and state
agencies, and the private sector.
In December of 2004 the Office of Management and Budget (OMB)
issued a Final Information Quality Bulletin for Peer Review (Peer
Review Bulletin), establishing minimum peer review standards, a
transparent process for public disclosure, and opportunities for public
input. The OMB Peer Review Bulletin, implemented under the Information
Quality Act (Public Law 106-554), is intended to ensure the quality of
agency information, analyses, and regulatory activities and provide for
a more transparent review process. We consider the scientific
information used by the agency in determining to withdraw the proposed
listing determination and critical habitat designation for Oregon Coast
coho to be ``influential scientific information'' in the context of the
OMB Peer Review Bulletin.
We believe the independent expert review under the joint NMFS/FWS
peer review policy, and the comments received from several academic
societies and expert advisory panels, collectively satisfy the Peer
Review Bulletin's requirements for ``adequate [prior] peer review''
(NMFS, 2005h). We solicited technical review of the proposed hatchery
listing policy and salmon and steelhead listing determinations from
over 50 independent experts selected from the academic and scientific
community, Native American tribal groups, Federal and state agencies,
and the private sector. The individuals from whom we solicited review
of the proposals and the underlying science were selected because of
their demonstrated expertise in a variety of disciplines including:
artificial propagation; salmonid biology, taxonomy, and ecology;
genetic and molecular techniques and analyses; population demography;
quantitative methods of assessing extinction risk; fisheries
management; local and regional habitat conditions and processes; and
conducting scientific analyses in support of ESA listing
determinations. The individuals solicited represent a broad spectrum of
perspectives and expertise. The individuals solicited include those who
have been critical of past agency actions in implementing the ESA for
West Coast salmon and steelhead, as well as those who have been
supportive of these actions. These individuals were not involved in
producing the scientific information for our determinations and were
not employed by the agency producing the documents. In addition to
these solicited reviews, several independent scientific panels and
academic societies provided technical review of the hatchery listing
policy and proposed listing determinations, and the supporting
documentation. Many of the members of these panels were individuals
from whom we had solicited review. We thoroughly considered and, as
appropriate, incorporated the review comments into these final listing
determinations.
In response to the requests for information and comments on the
June 2004 proposed listing determinations, we received over 28,250
comments by fax, standard mail, and e-mail. The majority of the
comments received were from interested individuals who submitted form
letters or form e-mails and addressed general issues not specific to
the Oregon Coast coho ESU.
[[Page 3037]]
Comments were also submitted by state and tribal natural resource
agencies, fishing groups, environmental organizations, home builder
associations, academic and professional societies, expert advisory
panels, farming groups, irrigation groups, and individuals with
expertise in Pacific salmonids. The majority of respondents focused on
the consideration of hatchery-origin fish in ESA listing
determinations, with only a few comments specifically addressing the
Oregon Coast Coho ESU. We also received comments from four of the
independent experts from whom we had requested technical review of the
scientific information underlying the June 2004 proposed listing
determinations. Their comments did not specifically address the
proposed determination for the Oregon Coast coho ESU. The reader is
referred to the final hatchery listing policy (70 FR 37204; June 28,
2005) and final listing determinations for 16 salmon ESUs (70 FR 37160;
June 28, 2005) for a summary and discussion of general issues raised by
the comments received.
Below we address the comments received that directly pertain to the
listing determination for the Oregon Coast coho ESU and Oregon's
assessment. We received many substantive comments of a detailed and
technical nature, particularly concerning Oregon's assessment report.
Below we confine our summary of the comments received to those issues
with the potential to influence the final listing determination.
(Copies of the full text of comments received are available upon
request, see ADDRESSES and FOR FURTHER INFORMATION CONTACT, above.) The
following summary of comments and our responses are organized into four
general categories: (1) The consideration of hatchery origin fish in
delineating the Oregon Coast coho ESU and evaluating its viability; (2)
Oregon's modeling of the viability of the Oregon Coast coho ESU; (3)
the consideration of threats facing, and efforts being made to protect,
the species; and (4) the applicable standard(s) under the ESA for
making a final listing determination of the Oregon Coast coho ESU.
Comments on the Consideration of Hatchery-Origin Fish
Comment 1: The Oregon Department of Fish and Wildlife (ODFW)
expressed concern regarding the proposed inclusion of the North Fork
Nehalem River coho hatchery program in the Oregon Coast coho ESU. ODFW
explained that the hatchery program propagates two different stocks:
the North Fork Nehalem River hatchery coho stock (ODFW stock
32), and the Fishhawk Lake hatchery coho stock (ODFW stock
99). ODFW noted that both stocks, although founded using local
natural-origin fish, are presently managed as isolated broodstocks.
Although the level of divergence between these hatchery stocks and the
local wild populations is not known, ODFW noted that our hatchery
reviews (NMFS, 2003a, 2004b, 2004c) acknowledged that the level of
divergence may be substantial. ODFW recommended that both the North
Fork Nehalem River and Fishhawk Lake hatchery stocks should be excluded
from the ESU.
ODFW also noted that the recently founded Calapooya Creek (Umpqua
River basin, Oregon) hatchery coho stock was not included in our
hatchery reviews. The Calapooya Creek program was a small, short-term
(in operation from 2001-2003), research hatchery program conducted to
evaluate the use of hatchery-reared fish in the supplementation of a
wild coho population. The program is no longer releasing fish, but will
have returning adults through 2006. ODFW suggested that had we included
this stock in our initial evaluations, the progeny expected to return
through 2006 would have been considered as part of the Oregon Coast
coho ESU.
Response: We agree with ODFW's comments that the North Fork Nehalem
River and Fishhawk Lake stocks propagated by the Nehalem hatchery coho
program should be excluded from the ESU. Although both of these stocks
were originally founded from the local natural populations, they have
not since 1986 regularly incorporated natural fish into their
broodstock. Additionally, the two hatchery stocks have not been managed
in a way to assure that they remain separate and conserve their
respective genetic resources. In 2 of every 3 years, the Nehalem
hatchery program releases the North Fork Nehalem hatchery coho stock,
and in the third year it releases the Fishhawk Lake stock. Since adult
coho return at different ages, it is highly likely that mixing has
occurred between the two stocks. Although the North Fork Nehalem and
Fishhawk Lake hatchery stocks cluster genetically with other stocks
that are part of the Oregon Coast coho ESU (Weitkamp et al., 1995), the
stocks are managed in such a way that they are substantially
reproductively isolated from the local natural populations, and it is
likely that they have substantially diverged from the evolutionary
legacy of the ESU.
We did not include the Calapooya Creek coho hatchery stock in our
hatchery reviews as the program is no longer collecting fish for
broodstock or releasing smolts. However, we agree with ODFW that
returns from Calapooya Creek hatchery stock, having been recently
derived from local natural-origin fish, are likely no more than
moderately diverged from the local natural populations and so will be
considered part of the Oregon Coast coho ESU.
Comment 2: A comment submitted by the Pacific Rivers Council (PRC)
included a July 2003 report investigating the potential benefits of a
modeled conservation hatchery program in supplementing Oregon Coast
coho (Oosterhout and Huntington, 2003). PRC asserted that the report
supports their position that hatchery fish should be considered as only
a threat to wild salmonid populations, and that any potential short-
term benefits of artificial propagation are outweighed by the long-term
damaging genetic and ecological effects on wild populations. The
Oosterhout and Huntington (2003) report modeled an ``idealized
conservation hatchery'' program and evaluated the success of
supplementation efforts under different scenarios of habitat quality
and marine survival. The authors conclude from their modeling study
that supplementation, even under optimized model assumptions, poses
long-term ecological and genetic risks, and any short-term gains in
salmon abundance are temporary.
Response: The use of artificial propagation represents a broad
spectrum of hatchery practices and facilities, as well as a variety of
ecological settings into which hatchery-origin fish are released. For
this reason it is essential to assess hatchery programs on a case-by-
case basis. Our assessment of the benefits, risks, and uncertainties of
artificial propagation concluded that the specific hatchery programs
considered to be part of the Oregon Coast coho ESU collectively do not
substantially reduce the extinction risk of the ESU in-total (NMFS,
2004c). We noted that these hatchery programs likely contribute to an
increased abundance of total natural spawners in the short term,
although their contribution to the productivity of the supplemented
populations is unknown. Our assessment is consistent with the findings
of Oosterhout and Huntington (2003). The findings of scientific
studies, such as the subject study on simulated conservation hatchery
programs and their impacts on natural coho populations, inform our
consideration of the benefits and risks to be expected from artificial
propagation.
[[Page 3038]]
However, it would be inappropriate to rely on theoretical conclusions
about the effectiveness of hatchery programs and not consider program-
specific information regarding broodstock origin, hatchery practices,
and performance of hatchery- and natural-origin fish.
Comments on Oregon's Modeling of ESU Viability
Comment 3: Douglas County Board of Commissioners (Oregon) submitted
a report (Cramer et al., 2004) that concludes that NMFS' earlier
viability analyses overstate the risks to Oregon Coast coho
populations, and that the 2003 BRT's findings warrant reconsideration.
The Cramer et al. (2004) report asserts that previous viability
assessments failed to adequately consider connectivity among spawner
aggregations, underestimated juvenile over-winter survival in smaller
stream reaches, and underestimated coho population stability. The
report asserts that sharp reductions in ocean harvest rates since 1994,
declining influence of hatchery-origin fish, and improved monitoring
and evaluation under the Oregon Plan confer a very low risk of
extinction even if future marine survival rates are low and remain low.
Response: The Cramer et al. (2004) report does not present any
substantial new information, other than including an additional year of
abundance data that was not available to the BRT. The report emphasizes
selective aspects of the available data including: reduction of threats
by changes in fishery and harvest management; and improved biological
status evidenced by increasing spawning escapements and successful
juvenile rearing throughout the ESU. These observations and analyses
were fully considered in the BRT's review (Good et al., 2005; NMFS,
2003b), and Oregon's assessment. The Cramer et al. (2004) report does
not, by itself, add to our consideration of the BRT's or Oregon's
findings.
Comment 4: Several commenters expressed concern that the conclusion
of Oregon's assessment does not represent a balanced consideration of
the available information and associated uncertainties. The commenters
felt that the conclusion focused largely on the supporting evidence,
and did not adequately address uncertainties and underlying
assumptions.
Response: In our March 18, 2005, letter to Oregon detailing our
comments on its draft assessment (NMFS, 2005b) we recommended
clarifying a number of explicit and implicit assumptions made in
Oregon's analyses. We, as well as several other reviewers, suggested
specific areas where additional information could be evaluated or
alternative analyses explored to more transparently test the validity
of Oregon's assumptions and to evaluate the sensitivity of the
viability model results. Oregon made considerable improvements to the
final assessment by including new information and analyses, and
acknowledging many of the underlying assumptions and associated
uncertainties. It is to be expected that an analysis of the scope of
Oregon's assessment cannot address all uncertainties, fully explore the
validity of all the assumptions made, or explore all alternative model
formulations. The challenge for such a comprehensive assessment is for
the authors to clearly state the assumptions being made, to consider
the implications of such assumptions, and to disclose any associated
uncertainties that may substantively affect the model results. We
believe Oregon's viability assessment transparently addresses these
issues such that the technical reader can adequately appraise the
reliability of, and uncertainties associated with, the report's
findings. Oregon's IMST, in its comments on the draft assessment
report, concluded that the assumptions and analyses underpinning the
State's coho assessment are valid. Our review noted that there are
conclusory statements in Oregon's draft assessment that overstate the
confidence with which the viability of the Oregon Coast coho ESU can be
assessed. However, the ``Additional Considerations'' section of
Oregon's final viability assessment discusses the uncertainties and
risks associated with the analyses conducted and provides essential
context to the report's conclusions.
Comment 5: Several commenters expressed doubt with respect to the
coho population structure posited in Oregon's viability analyses. The
commenters noted that uncertainties regarding the ESU's population
structure contribute to biases in the assessment of population-level
and ESU-level extinction risks. These commenters advised that Oregon's
assessment should include a discussion of how the report's conclusions
might be affected if the presumed population structure proved to be
incorrect. One commenter asserted that preliminary results from recent
microsatellite DNA genetic analyses indicate that there is substantive
population structure for the Oregon Coast coho ESU on a smaller spatial
scale than is reflected by Oregon's delineation of independent and
dependent populations. The commenter felt that the preliminary genetic
data called into question Oregon's assumptions regarding the magnitude
and frequency of migration among populations, thereby affecting
projections of population persistence and ESU viability.
Response: We conclude that the population structure used in
Oregon's assessment represents a reasonable synthesis of the best
available scientific information. It is consistent with, and largely
derived from, the preliminary historical populations identified by
NOAA's Technical Recovery Team (TRT) for the Northern California and
Oregon Coasts (Lawson et al., 2004) (although it is unclear whether the
population structure used in Oregon's viability analysis is intended to
represent the historical or current population structure). The TRT
evaluated the spatial relationships of 67 historical populations of
Oregon Coast coho, principally on the basis of the geographical and
ecological characteristics of the Oregon coastal landscape. The TRT
preliminarily identified nine historical populations as functionally
independent, nine as potentially independent, and 48 populations as
dependent populations. These 67 populations are grouped into geographic
strata that (1) serve as a means of defining important geographic,
genetic, and ecological diversity within the ESU, and (2) distinguish
independent populations that will be the focus of rigorous viability
analyses, monitoring, and restoration efforts. The TRT did not attempt
to define current populations or to predict what future populations
might look like. The likely historical structure of populations
provides a framework for comparing the historical and present status of
populations, identifying the changes that have affected them, and
prioritizing restoration actions. The TRT notes that the preliminarily
defined historical population structure may change in the future as
viability analyses progress and as new information becomes available.
It is expected that new genetic information (particularly from
studies using newer genetic techniques with improved resolution over
previous studies) will suggest population spatial structure that is
different from that identified by Oregon and the TRT. The genetic
structure within an ESU is dynamic, and is influenced by temporal
variability in gene flow, genetic drift, and adaptation among
populations. These processes will be particularly pronounced for
smaller dependent populations on short temporal scales, resulting in
genetic population structure on finer spatial scales than that
identified for larger independent
[[Page 3039]]
populations over evolutionary time scales. We assume that the
historical template was sustainable, while noting the uncertainty in
this assumption, given that present habitats and environmental
conditions have been substantially altered.
Comment 6: Several commenters agreed strongly with Oregon's
assessment, and supported the conclusion that the Oregon Coast coho ESU
is viable. The commenters noted that Oregon's assessment represents the
first effort to synthesize the large quantity of biological and habitat
information available for the ESU. The commenters cited recent years of
strong returns, reduced harvest rates, improved hatchery management,
and an ongoing commitment to conservation measures under the Oregon
Plan, as evidence that the ESU is currently viable and measures are in
place to ensure it remains so for the foreseeable future.
Response: Oregon's assessment represents an impressive aggregation,
analysis and synthesis of population, hatchery, harvest, and habitat
data from many state and Federal agencies, and at multiple spatial and
temporal scales. We agree with the commenters that Oregon's assessment
represents an unprecedented effort for any West Coast ESU of salmon or
steelhead, and that it is sufficiently robust that it causes us to
reconsider our proposed determination that the ESU is likely to become
endangered in the foreseeable future. The findings of Oregon's
assessment need to be considered in the context of all the available
information, particularly in the context of other viability analyses
and the many technical reviews of Oregon's analyses. NMFS' BRT included
in its analysis of ESU viability the recent improvements in the ESU's
abundance and productivity, improvements in hatchery practices, and
sharp reductions in harvest rates. As summarized above, the BRT's
findings reflect its considerable uncertainty regarding the threats
facing the ESU, particularly in predicting future ocean conditions and
determining whether current freshwater habitat conditions are of
sufficient quantity and quality to sustain viable populations in the
foreseeable future. Oregon's assessment, as well as other information
received during the public comment periods, further inform our
evaluation of the ESU's status, threats, and related uncertainties.
Comment 7: Several commenters criticized the assertion made in
Oregon's viability analysis that Oregon Coast coho populations are
inherently resilient at low levels of abundance due to strong
productivity compensation at low spawner density (the ``low abundance
paradigm''). Commenters noted that: (1) There is little empirical
evidence in the scientific literature to support this claim; (2)
Oregon's low abundance paradigm has not been thoroughly peer reviewed
or tested with other coho data sets; and (3) any conclusions that rest
heavily on a new and unverified paradigm are tenuous at best.
Commenters observed that the failure of the 1997-1999 brood years to
replace themselves on the spawning grounds, despite relatively low
abundance levels, appears to contradict Oregon's low abundance
paradigm. The commenters argued that Oregon's analyses of data that
arguably demonstrate their low abundance paradigm are uncompelling and
statistically invalid. Commenters felt that the apparent resilience
indicated by the recent increased abundance of Oregon Coast coho is
attributable to favorable ocean conditions and substantially reduced
harvest rates, rather than a strong compensatory demographic response.
The commenters argued that had the favorable ocean conditions and
reduced harvest been absent, it is unlikely that the quick increase in
coho abundance would have occurred.
Response: We shared many of these concerns with Oregon as part of
our comments on its draft assessment report (NMFS, 2005a, 2005b). The
data presented by Oregon in support of the low abundance paradigm
suffer from low sample size, potentially substantial measurement error,
and the fact that Oregon did not adequately analyze whether increased
productivity is attributable to a strong compensatory response or is
better explained by interannual variability. Although there are data
points for a few populations within a given brood year that suggest
high productivity at low spawner abundances, there are contrary
examples for the same population in different years, or for different
populations in the same brood year. Occasional large spikes in
productivity are expected when evaluating such recruitment data sets.
We believe that single data points are not very informative with regard
to assessing extinction risk. The more relevant consideration is
whether mean productivity is at or above replacement over the long term
through periods of favorable and unfavorable environmental conditions.
Oregon candidly acknowledges these issues in the report's technical
sections, although overly broad statements in the reports' executive
summary and synthesis sections may be misleading.
Oregon responded to our comments by including an alternate
recruitment model to test the sensitivity of the model results to the
low abundance paradigm (i.e., the assumption that the number of
recruits per spawner will increase with decreasing numbers of
spawners). Oregon concluded that the removal of this assumption of
strong productivity compensation at low spawner densities from the
recruitment model did not substantially alter its overall status
determination for the ESU. Oregon's additional sensitivity analysis
lends support to a conclusion that the ESU is currently viable, even if
the low abundance paradigm is insufficiently supported (NMFS, 2005d).
However, the small samples sizes and the effects of measurement error
continue to contribute to uncertainty in its assessment..
Comment 8: Several commenters were critical of Oregon's assumptions
that the current habitat conditions are adequate to support viability.
When environmental conditions are unfavorable and population abundances
are low, the populations tend to occupy a small range of core habitats.
When environmental conditions improve, the populations expand into
additional habitat. Oregon's assessment of ESU viability assumes that
both the core and expansion habitats are of sufficient quantity and
quality to support the populations through poor ocean conditions and to
take advantage of favorable ocean conditions. These and other
commenters were concerned that the recent few years of improved coho
returns during strongly favorable ocean conditions do not provide
adequate support for the assumption that current habitat conditions are
sufficient to sustain these recent increases.
Response: Oregon acknowledges that current habitat conditions are
generally poor, and that relative scarcity of high quality overwinter
coho rearing habitat is of concern. Oregon's assessment notes that coho
streams within the range of the ESU currently are characterized by a
general scarcity of instream large woody debris, a lack of large
conifers in riparian areas, reduced connectivity with off-channel
habitats and flood plains, and the presence of fine sediments in
spawning gravels (Oregon, 2005-3B). However, Oregon reasons that the
ESU's demonstrated ability to rebound rapidly from the unfavorable
environmental conditions of the 1990s strongly indicates that currently
available freshwater habitats are of sufficient quantity and quality to
support increased population
[[Page 3040]]
productivity, increased population abundance, and increased spatial
distribution of populations, and sustain populations through any future
downturns in ocean conditions.
In contrast, the slight majority opinion of the 2003 BRT was that
the ESU is likely to become endangered, based largely on concerns
regarding ability of current habitat conditions to sustain populations
during future periods of poor ocean productivity. The BRT noted that
habitat quality was generally poor, and habitat capacity was
significantly reduced from historical levels. Given the competing
reasonable inferences regarding ESU status from limited data we cannot
conclude that the ESU is likely to become endangered in the foreseeable
because of the ``destruction, modification, or curtailment of its
habitat or range.'' This issue is discussed in more detail in the
Consideration of ESA section 4(a)(1) Factors section below.
Comment 9: Several commenters were critical of Oregon's
consideration of ocean conditions. In Oregon's draft assessment report,
Oregon assumed that future unfavorable ocean conditions would be no
more severe than those observed in the past. Commenters noted the
extreme uncertainty associated with predicting ocean conditions,
projected that future ocean conditions may be worse in intensity and
longer in duration than that observed in the 1990s, and recommended
that Oregon include more severe scenarios of unfavorable ocean
conditions in its model simulations.
Response: The commenters are correct that Oregon's assessment
assumed that past ocean conditions serve as a reasonable approximation
of future ocean conditions. This assumption was clearly stated in
Oregon's assessment report, and represents a reasonable formulation of
its model to address the question of whether Oregon Coast coho
populations are likely to become an endangered species in the
foreseeable future, given current and past variability in marine
survival rates. As the commenters note, predictions of future ocean
conditions are highly uncertain given uncertainties in decadal cycles
in ocean-climate conditions and global climate change. Thus any
projections of the viability of coho population in the foreseeable
future are similarly associated with uncertainty. In our comments on
Oregon's draft assessment report, we encouraged Oregon to include model
scenarios that contemplate downturns in ocean conditions of greater
severity and longer duration than was observed in the 1990s (NMFS,
2005b) to better inform considerations of whether Oregon Coast coho
populations are likely to be threatened with extinction in the
foreseeable future. Oregon included a sensitivity analysis in its final
assessment report with scenarios in which marine survival conditions
observed in the 1990s persisted for different lengths of time into the
future. The result was that the ESU remained viable even under those
conditions where very low marine survival persisted for 24 years. This
additional analysis was very informative, providing some of the best
support for Oregon's argument that the ESU is viable (NMFS, 2005d).
Comment 10: Several commenters expressed concern that Oregon's
assessment does not contemplate the potential cumulative impact of
coincident detrimental habitat trends and catastrophic events.
Commenters felt that Oregon's assessment was dismissive of the
likelihood that such scenarios might occur in the future.
Response: Oregon noted in the final assessment that there is the
real possibility that a number of adverse environmental conditions
could converge and create a catastrophic threat to the ESU's viability.
Oregon argued that such a worst-case scenario occurred in the 1990s,
when drought, extreme floods, and the worst marine survival conditions
observed in five decades converged. Although the impacts were dramatic,
the ESU persisted through this period and rebounded quickly once
conditions moderated. Oregon concluded that the life cycle of coho
salmon, its population structure and dynamics, and its broad geographic
distribution all provide protection and reduce the likelihood that
catastrophic events or the convergence of multiple adverse
environmental conditions would result in the Oregon Coast coho ESU not
being viable in the foreseeable future.
Comment 11: Several commenters were critical of the abundance and
productivity criteria applied in Oregon's viability assessment.
Commenters were critical of the low abundance threshold chosen and of
Oregon's premise that the probability of extinction is largely
independent of abundance. Commenters noted that the strong correlation
between low abundance and elevated risk of extinction is well
established in the conservation biology literature. Commenters cited
studies that discuss the ``extinction vortex'' phenomenon in which
populations may appear to persist at severely reduced levels of
abundance, but lack the demographic capacity and the genetic and
ecological diversity to recover. Such populations lack the ability to
respond to environmental variability and catastrophic events and slide
irrevocably toward extinction. The commenters expressed the concern
that coho populations subjected to severe boom and bust cycles of
abundance will suffer an erosion of genetic and life-history diversity
during ``bottlenecks'' of low population abundance, and that over
multiple cycles will become reproductively less fit. The consequence,
the commenters felt, would be a gradually diminished ability to fully
re-occupy available habitat during favorable environmental conditions,
and an ever accumulating risk of population extirpation and ESU
extinction. One commenter also stressed that Oregon's minimum
population size threshold would provide insufficient nutrient
enrichment of streams from salmon carcasses to support essential
ecological functions.
Another commenter disagreed with the productivity threshold for the
average recruits per spawner during periods of low population
abundance. The commenter noted that the productivity threshold
(expressed as average recruits per spawner) allows for a 50 percent
probability that the population is actually declining when at low
abundance. The commenter recommended that a higher level of certainty
was advisable for the productivity threshold, given that the resilient
productivity at low abundance is a key component of Oregon's assessment
(i.e., Oregon's low abundance paradigm).
Response: Oregon's low abundance paradigm effectively emphasizes
population productivity and de-emphasizes the abundance parameter in
determining probabilities of population persistence. As noted above in
the response to Comment 7, we have concerns regarding the validity of
Oregon's low abundance paradigm. We agree with the commenters that
there is strong support in the scientific literature for abundance
being an important determinant of extinction risk (see McElhany et al.,
2000). However, we acknowledge that there is insufficient empirical
data demonstrating the specific abundance level at which stochastic and
depensatory demographic processes dominate and the risk of extinction
is expected to increase dramatically. Given this uncertainty, we cannot
say that Oregon's abundance threshold is unreasonable.
We agree with the commenter that the productivity thresholds should
require a higher level of certainty that the average recruits per
spawner at low population
[[Page 3041]]
abundance exceeds replacement. A population exactly meeting Oregon's
viability thresholds would be at a very low level of abundance,
susceptible to stochastic and depensatory demographic processes, and
would have a 50 percent chance that its productivity is below
replacement. Additionally, the productivity threshold does not take
into account the statistical uncertainty in estimating the number of
recruits per spawner, so the confidence with which one can conclude
that a given population is above the productivity threshold is
unspecified.
Comment 12: Several commenters felt that Oregon's consideration of
the effects of artificial propagation was insufficient. Commenters felt
that Oregon's viability analysis considered only ecological and
predation effects of supplementation with hatchery fish, and failed to
consider the negative impacts of interbreeding hatchery-origin and
natural fish on genetic diversity and reproductive fitness.
Response: The potential ecological and genetic interactions between
naturally spawning hatchery-origin and natural populations are complex,
uncertain, and influenced by site-specific and program-specific
factors. Accordingly, modeling these interactions is exceedingly
difficult. In addition to the potential negative ecological and
predation effects of hatchery supplementation, Oregon's assessment also
acknowledges the potential negative impacts on the reproductive success
and genetic diversity of natural populations. Because of the
uncertainty surrounding these issues, Oregon concluded that it was not
feasible to reliably parameterize hatchery interactions across the ESU,
based on simple assumptions regarding relative reproductive success of
naturally spawning hatchery fish and their ecological and genetic
interactions. Oregon concluded that the best index of hatchery impacts
is the resulting performance of naturally spawned fish. Accordingly,
Oregon's assessment was based upon counts of only naturally produced
recruits. If hatchery fish were responsible for an adverse impact on
the overall natural population, this effect would be evident in the
estimated productivity of the population. We believe Oregon's approach
is clearly articulated and represents a reasonable approach to
considering the effects of artificial propagation in its analyses.
Comments on Threats Facing the Species and Efforts Being Made to
Protect them
Comment 13: Several commenters felt that effective regulatory
controls and monitoring programs are in place to ensure that harvest
and hatchery practices no longer threaten the ESU.
Response: Many noteworthy and important regulatory changes have
been made that adequately address historically harmful practices.
Changes in ocean and freshwater fisheries management have resulted in
sharp reductions in fishery mortality in Oregon Coast coho populations,
and likely have contributed to recent population increases. It is
unlikely that those harvest controls will change in the future, given
that the Pacific Fishery Management Council and, ultimately the
Department of Commerce, have influence over harvest. Reforms in
hatchery management practices have limited the potential for adverse
ecological interactions between hatchery-origin and natural fish, and
have markedly reduced risks to the genetic diversity and reproductive
fitness for the majority of naturally spawned populations in the ESU.
It is unlikely those reforms will be reversed in the future.
Comment 14: Several commenters felt that Oregon's assessment did
not adequately assess the future trends of coho habitat, particularly
riparian areas. Commenters expressed concern regarding Oregon's premise
that habitat conditions will not degrade in the foreseeable future. One
commenter was critical of the Oregon Forest Practices Act, and argued
that it is inadequate to prevent the future degradation of riparian
habitats, particularly on private non-industrial forestlands. The
commenter noted that the Forest Practices Act applies only to the
commercial harvest of trees, and that non-commercial land owners may
cut riparian trees without restriction if they do not sell the wood.
The commenter noted that this unregulated practice is particularly
evident in areas with increased rural residential development along
streambanks.
Other commenters doubted whether regulations, restoration programs,
and other protective efforts would improve habitat conditions in the
foreseeable future. One commenter noted that there is an insufficient
data record to evaluate the success of protective efforts aimed at
restoring riparian habitats, particularly in increasing the recruitment
of large woody debris. Several other commenters doubted whether forest
management under the Oregon Plan has resulted, or will result, in an
increased amount of large-diameter trees (important for the recruitment
of large woody debris in coho rearing areas). The commenters argued
that the shorter rotations being implemented on private industrial
forest lands reduce the size of trees delivered to streams in
landslides, and thus may result in diminished stream complexity in
important coho rearing habitats.
Response: A review of Oregon's final assessment and other available
information suggests that habitat conditions overall are likely to
remain constant in the foreseeable future, given that there are likely
to be improvements in some aspects of habitat condition, declines in
others, and a continuation of current conditions in still others (NMFS,
2005e). For example, the Northwest Forest Plan instituted riparian
habitat buffers and other measures on Federal lands that improved many
of the historical forestry practices that led to the loss and
degradation of riparian habitats. Development and implementation of
Total Maximum Daily Loads are likely to result in slightly improved
water quality. Restoration efforts have treated approximately seven
percent of the stream miles within the range of the ESU over the last 7
years with the intent of restoring stream complexity and riparian
habitats, and improving water quality (Oregon, 2005-1) (though it is
unclear how much restoration is likely to occur in the future, given
the uncertainties regarding funding).
Forest practices on state and private land include some
improvements over historically harmful practices, such as the
establishment of riparian management areas under revisions in the 1990s
to Oregon forest practice rules (Oregon, 2005-1). However, there are
also offsetting practices that are expected to degrade habitat
conditions and complexity, such as shorter harvest rotations, and road
construction and logging on unstable slopes and along debris flow paths
(NMFS, 2005e). On balance, habitat conditions on these lands are not
likely to show significant improvement or decline.
For agricultural lands, riparian management is governed by
agricultural water quality management plans under Oregon Senate Bill
1010, as well as by subsequently developed riparian rules which
synthesize elements of individual Senate Bill 1010 plans for a given
basin. These agricultural plans and rules do not specify the vegetation
composition or size of the riparian areas to be established. The lack
of specificity of these agricultural plans makes the enforcement and
effectiveness of these plans uncertain (NMFS, 2005e). Oregon's final
assessment concludes that ``we are likely to see slow improv