Safe, Accountable, Flexible, Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU); Opportunities for State and Other Qualifying Agencies To Gain Authority to Toll Facilities Constructed Using Federal Funds, 965-969 [E6-13]
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Federal Register / Vol. 71, No. 4 / Friday, January 6, 2006 / Notices
automated collection techniques or
other forms of information technology.
All responses to this notice will be
summarized and included in the request
for OMB approval. All comments will
also become a matter of public record.
Issued in Washington, DC, on December
29, 2005.
Steven B. Lott,
Manager, Strategic Integration IT Investment
Management Office.
[FR Doc. E6–10 Filed 1–5–06; 8:45 am]
BILLING CODE 4910–62–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
Safe, Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy
for Users (SAFETEA–LU);
Opportunities for State and Other
Qualifying Agencies To Gain Authority
to Toll Facilities Constructed Using
Federal Funds
Federal Highway
Administration (FHWA), DOT.
ACTION: Notice; process to solicit
participation in various programs that
grant authority to toll Federal-aid
facilities.
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AGENCY:
SUMMARY: This notice provides
summary information on all of the
various non-grant tolling and pricing
opportunities available in the Safe,
Accountable, Flexible, Efficient
Transportation Equity Act: A Legacy for
Users (SAFETEA–LU). This notice and
a companion notice, which refers to the
Value Pricing Pilot (VPP) program, are
both in today’s Federal Register.
Together they are intended to explain
all of the opportunities for States and
other qualifying transportation agencies
requesting permission to toll their
respective facilities. In addition to
describing each of the relevant
programs, this notice also describes the
initial review process that will help to
identify which of the programs are
candidate for a States’ particular project,
and of those, which is most appropriate
to gain successful approval. That
process applies to every program
contained in this notice and also to the
VPP program. The process is initiated
with an Expression of Interest, which is
fully defined later in this notice.
Due to the nature of the deadlines
required to solicit, review, and award
the grant funds annually, the VPP
program requires its own Federal
Register notice, and is published in its
entirety elsewhere in today’s Federal
Register under the title ‘‘Safe,
Accountable, Flexible, Efficient
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Transportation Equity Act: A Legacy for
Users (SAFETEA–LU); Value Pricing
Pilot Program Participation.’’
Finally, this notice announces the
availability of a website that will serve
as a clearinghouse of information on all
of the tolling and pricing programs and
their respective program tenets.
DATES: Of the non-grant programs
described herein, only two have
deadlines stipulated in the legislation.
The Interstate System Construction Toll
Pilot Program has a deadline for
applications of August 10, 2015, and the
Express Lanes Demonstration Program
has a window of fiscal years 2005 to
2009. For the other programs discussed
herein, there are no annual or recurring
submittal deadlines for States or other
qualifying public agencies to request
authority to toll their federally funded
public highway facilities. However,
States are advised that some programs
discussed herein have a finite number of
available slots permitted by legislation,
meaning that participation in these
programs will not be allowed once all
slots are allotted.
FOR FURTHER INFORMATION CONTACT: For
questions about the programs discussed
herein, please contact Mr. Wayne
Berman, Tolling and Pricing Team,
FHWA Office of Operations, (202) 366–
4069, or via e-mail at
wayne.berman@fhwa.dot.gov. For legal
questions, interpretations and counsel,
please contact Mr. Michael Harkins,
Attorney Advisor, FHWA Office of the
Chief Counsel, (202) 366–4928, or via
email at michael.harkins@fhwa.dot.gov.
Office hours for the FHWA are from
7:45 a.m. to 4:15 p.m., EST, Monday
through Friday, except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access
You may submit or retrieve comments
online through the Document
Management System (DMS) at: https://
dms.dot.gov/submit. The DMS is
available 24 hours each day, 365 days
each year. Electronic submission and
retrieval help and guidelines are
available under the help section of the
Web site.
An electronic copy of this document
may be downloaded from the Federal
Register’s home page at: https://
www.archives.gov/ and the Government
Printing Office’s database at: https://
www.access.gpo.gov/nara.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
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review DOT’s complete Privacy Act
Statement in a Federal Register
published on April 11, 2000 (70 FR
19477), or you may visit https://
dms.dot.gov.
Background
In the recently passed SAFETEA–LU
legislation (Pub. L. 109–59, August 10,
2005) Congress enabled three new
exceptions, and modified one existing
exception, to Title 23 of the United
States Code, Section 301, which
otherwise generally prohibits the
imposition of tolls on facilities that use
Federal funds. These actions now
provide States and other qualifying
transportation agencies or compacts of
States more opportunities to enact tolls
as a means of financing various
operating, construction, or
reconstruction projects, or of addressing
debt reduction. Along with the three
new programs and the one modification,
there already exist other specific
exceptions to federal authority to enact
tolls. This notice and the VPP program
notice elsewhere in today’s Federal
Register intend to explain the sum of all
opportunities for States and other
qualifying transportation agencies
requesting permission to toll their
respective facilities. The FHWA Office
of Operations has been designated to
coordinate both notices and serves as
the office point of contact for both
notices.
In addition to describing each of the
non-grant tolling and pricing
opportunities available in SAFETEA–
LU, this notice also describes the twostep process necessary to submit an
application. Briefly, the first step is to
submit an Expression of Interest to the
Tolling and Pricing Team (fully
described later in this notice). The
Expression of Interest is a document
that will enable FHWA to assist the
applicant in identifying the range of
options and will help direct the
application to the most appropriate
program office. The Tolling and Pricing
Team will not approve projects, but will
serve as a clearinghouse for all
applications, with intent to properly
and fairly facilitate the completeness of
the application. The second step is for
the applicant to respond to FHWA’s
comments on the Expression of Interest,
and then formally apply to the selected
program office that offers the desired
tolling or pricing authority. This
approach will help direct public
authorities to the most appropriate
program among the many options
available. This approach will also help
the FHWA to coordinate and manage
the limited number of participation slots
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that are available for the different tolling
and pricing programs.
Tolling and pricing strategies (e.g.,
strategies that set the price of a toll to
rise and fall or impose parking charges
to reduce congestion) are increasingly
emerging as necessary and useful tools
to finance projects, manage congestion,
improve air quality, and facilitate the
creation of public-private partnerships.
The term ‘‘tolling’’ refers to any
imposition of a fee for the use of a
facility. Classic examples of this term
would be fixed fees that motorists pay
(usually per number of axles or vehicle
weight) to cross a bridge or tunnel, or
enter or exit an express toll facility at a
particular location. While tolling
involves the collection of a fee from
motorists for their use of a highway
facility, the term ‘‘toll pricing’’
specifically refers to strategies that vary
the price of the toll by time of day or
traffic volume level in a way to manage
congestion or use of that facility.
Probably the most well known
application of toll pricing is ‘‘High
Occupancy Toll’’ (HOT) lanes that offer
single-occupant vehicles the ability to
use High Occupancy Vehicle (HOV)
lanes that they would otherwise be
restricted from using. By paying a fee to
use the HOV lane (thereby justifying the
renamed ‘‘HOT lane’’ designation) the
motorist benefits by gaining a degree of
trip-time reliability over the adjacent
congested general-purpose lanes, while
the general-purpose lanes benefit from
the reduction of vehicles that have
transferred into the HOT lane.
All tolling and pricing of Federal-aid
highway system facilities requires legal
authority from the Federal government,
but some pricing strategies unrelated to
tolling, such as parking charges or payper-mile car insurance, do not. As such,
the latter do not apply to this notice and
are not discussed herein. Although 23
U.S.C. 301 generally prohibits the
imposition of tolls on facilities that have
been constructed with Federal funds,
SAFETEA–LU includes the
aforementioned three new exceptions,
and one modified exception. Along with
some prior authority granted in various
sections of the United States Code, this
notice is intended to identify and
describe the various options.
The SAFETEA–LU legislation offers
States, compacts of States, and in one
case, ‘‘public or private entities
designated by States’’ (hereafter,
collectively referred to as ‘‘public
authorities’’) three new opportunities
and one modified opportunity to toll
motor vehicles to finance Interstate
construction and/or reconstruction,
promote efficiency in the use of
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highways, reduce traffic congestion and/
or improve air quality.
First, section 1121, amended 23
U.S.C. 166 to permit the conversion of
HOV lanes into HOT lanes.
Next, sections 1604(b), the Express
Lanes Demonstration program, and
1604(c), the Interstate System
Construction Toll Pilot program, are
new programs providing tolling
authority opportunities. The Express
Lanes Demonstration program permits
tolling authority for up to fifteen
demonstration projects for existing HOV
facilities or where toll capacity is added,
and the Interstate System Construction
Toll Pilot program authorizes up to
three toll pilot facilities on the Interstate
system for the purpose of constructing
new Interstate highways.
Finally, section 1604(a), the VPP
program, modifies and extends an
existing program that was first enacted
as the ‘‘Congestion Pricing Pilot’’
program by Section 1012(b) of the
Intermodal Surface Transportation
Efficiency Act of 1991 (ISTEA), and
amended by 1216(a) of the
Transportation Equity Act for the 21st
Century (TEA–21). Because of its unique
standing as the only grant program
discussed herein, and because there
exists annual deadlines for solicitation,
review, and award, the VPP program has
its own notice published elsewhere in
today’s Federal Register. However, the
request to submit an initial Expression
of Interest is the same as the one
described herein for the remaining
programs.
In addition to the SAFETEA–LU
provisions, there are other pre-existing
provisions that permit the tolling of
federally funded highway facilities.
First, and most notably, 23 U.S.C. 129
permits the imposition of tolls on free
non-Interstate highways, bridges, and
tunnels and on free Interstate bridges
and tunnels in accordance with Title 23
U.S.C. 129(a)(1). Also, the Interstate
System Reconstruction and
Rehabilitation Pilot Program, section
1216(b) of TEA–21, permits the
collection of tolls on three Interstate
facilities for the purpose of
reconstruction and rehabilitation.
Purpose of This Notice
The purpose of this notice is to
explain the legislative programs that
grant permission to public authorities to
enact tolls, to invite Expressions of
Interest to participate in these programs,
and to introduce a website that will
serve as a clearinghouse of information
on the programs, the process, and the
questions that might arise. Concurrent
with this notice is the companion notice
published elsewhere in today’s Federal
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Register pertaining to the VPP program,
which is the only grant program that is
available.
The primary audience for this notice
is expected to be State departments of
transportation and associated public
authorities (e.g., metropolitan planning
organizations, public/private
transportation entities, etc.) that will
seek permission from the Federal
government, through FHWA, to enact
tolls.
The Web site resource offers general
descriptions of all the programs, points
of contact, a way to submit questions
electronically, and instructions on how
to submit an Expression of Interest via
the Internet. This Web page is located
on the FHWA Office of Operations
website at the Tolling and Pricing
Opportunities page at https://
www.ops.fhwa.dot.gov/tolling_pricing/
index.htm.
Program Coordination and
Assistance—The Tolling and Pricing
Team
The Federal Highway Administration,
Office of Operations is responsible for
coordinating all tolling and pricing
programs that now exist under the
Federal-aid Highway Program. The
many programs described in this notice
can be potentially confusing because of
their number and range of specific
purposes. In an effort to minimize this
potential confusion, the Office of
Operations has formed a working group
known as the ‘‘Tolling and Pricing
Team.’’
The key role for the Tolling and
Pricing Team is to assist public
authorities by directing them to the
most appropriate program (or programs)
among the many options available.
Members of the Tolling and Pricing
Team represent the FHWA Offices of
Operations, Policy and Governmental
Affairs, and Infrastructure—the primary
offices responsible for administering
each of the tolling and pricing
programs—and other oversight offices
within the U.S. Department of
Transportation, including, but not
limited to the Office of the Secretary
and the FHWA Offices of the
Administrator and Office of Chief
Counsel. Members participate on the
Tolling and Pricing Team because of
their direct program responsibilities or
because they are interested stakeholders
for tolling and pricing programs within
the U.S. Department of Transportation.
The Tolling and Pricing Team has six
purposes:
1. Coordinate all tolling and pricing
activity within FHWA to facilitate the
implementation and advancement of
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tolling and pricing projects and
standards in the United States;
2. Receive and review all Expressions
of Interest submitted to the FHWA from
a public authority;
3. Direct the public authority or
partnerships designated by the State to
the tolling and pricing program (or
programs) that can enable them to
accomplish the goals set forth in the
‘‘Expression of Interest’’;
4. Assist the Office of Operations in
the promulgation of a final rule
including requirements, standards, or
performance specifications for the
interoperability of automated toll
collection systems as directed by
SAFETEA–LU Section 1604(b)(6);
5. Support each of the FHWA Program
Offices, that have responsibility for a
tolling and pricing program, in
advancing formal proposals to gain
approval to toll or price motor vehicles
and facilitating coordination with the
appropriate FHWA Division Office; and
6. Establish program performance
goals; monitor achievements, and
prepare an annual report to Congress on
the status and progress of all tolling and
pricing programs, including describing
program successes in meeting
congestion reduction and other
performance goals.
The Tolling and Pricing Team reviews
all ‘‘Expression of Interest’’ for the
various tolling opportunities contained
in current law but does not have
responsibility to approve or disapprove
specific projects. That responsibility
will remain with each of the respective
FHWA program offices responsible for
administering a specific tolling and
pricing program. By requesting and
reviewing all Expressions of Interest, the
Tolling and Pricing Team can effectively
guide an applicant to the most
appropriate program.
The ‘‘Expression of Interest’’
A public authority that wants to
request tolling or pricing authority, or
funding, is asked to submit an
Expression of Interest to the Tolling and
Pricing Team in care of the FHWA
Office of Operations in Washington, DC.
An Expression of Interest template can
be downloaded via the Internet by going
to the Tolling and Pricing Opportunities
webpage within the FHWA Office of
Operations Web site at https://
www.ops.fhwa.dot.gov/tolling_pricing/
index.htm. Use of the template is
optional. The Expression of Interest may
be attached as an e-mail to
TollingandPricingTeam@fhwa.dot.gov,
or a hardcopy can be mailed to Mr.
Wayne Berman, FHWA Office of
Operations, Room 3404, 400 Seventh
Street, SW., Washington DC 20590.
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Concurrently, the Expression of Interest
should be copied to the respective State
FHWA Division Office.
The Expression of Interest is a
document—in letter, memo, or report
format—that provides the rationale for
funding or tolling authority and
information about the intended project.
A complete Expression of Interest, based
upon the information items listed
below, will enable the Tolling and
Pricing Team to provide the best
assistance and identify the range of
options possible to meet intended goals
and timeframes.
The information items requested for a
complete Expression of Interest are as
follows:
(a) A description of the agency or
requesting authority or authorities that
is/are requesting this tolling authority
where applicable;
(b) The name, title, email, and phone
number of the person who will act as
the point of contact on behalf of the
requesting authority or authorities;
(c) A statement concerning the action
being sought:
(i) Funding and/or tolling authority
via the Value Pricing Pilot program to
support either pre-project study
activities or implementation activities as
permitted; or
(ii) Only authority to toll either
existing or planned facilities;
(d) A description of the subject
facility or facilities proposed to be
tolled;
(e) Whether the subject facility is an
Interstate or non-Interstate facility;
(f) Whether construction is involved
and, if so, whether this is new
construction, expansion, rehabilitation,
reconstruction, or other;
(g) Whether an HOV lane or lanes
currently exist on the facility;
(h) A timetable to enact tolling (or
modify tolling) on the subject facility;
(i) Any expressions or declarations of
support from public officials or the
public. If no public meetings or
expressions of support are available,
please indicate if there are project plans
for ensuring adequate public
involvement and support prior to
implementation;
(j) A plan for implementing tolls on
the facility, where applicable. Where
known, the range of anticipated tolls
and the strategies to vary toll rates (i.e.,
the formulae for variable pricing);
(k) The reasons for implementing
tolls, such as financing construction,
reducing congestion, or improving air
quality;
(l) A description of the public agency
or agencies that will be responsible for
operating, maintaining, and enforcing
the tolling program; and
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(m) A description of how, if at all, any
private entities are involved either in
the up-front costs to enact tolling, or the
cost sharing or debt retirement
associated with revenues.
Program Participation—Overview of
the Process
Submitting an Expression of Interest
initiates a review process by the Tolling
and Pricing Team that leads to a
recommendation as to which tolling or
pricing program (or programs) will be
appropriate and available to meet the
goals of the public authority. In some
cases, if more than one tolling program
is available, the Tolling and Pricing
Team will work with the public
authority to help select the one program
that is most appropriate and is most
likely to lead to project approval. If, in
some cases, the public authority prefers
a tolling program other than the one
recommended, the Tolling and Pricing
Team will defer to this request;
however, the Tolling and Pricing Team
will also provide advice as to the pros
and cons of the decision.
Once there is agreement between the
public authority and the Tolling and
Pricing Team as to the most appropriate
program, the applicant will be referred
to the specific FHWA program office
responsible for administering that
tolling and pricing initiative. The
FHWA program office will then provide
the public authority with the necessary
information on how to formally apply
for authority to toll motor vehicles.
Once a formal application is
submitted, the appropriate FHWA
program office will review the
application and determine whether or
not to approve the proposed project.
The public authority will then be
notified as to the determination. If
approved, a formal tolling agreement
and/or cooperative agreement will be
prepared between the FHWA and the
public authority. The toll agreement
must be executed with the FHWA and
address the use of revenues that are
collected from the operation of the toll
facility. While program elements may
vary, the restrictions generally require
the revenues to be used first for debt
service, reasonable return on the
investment for private parties, and the
operations and maintenance of the
facility. In addition, if the facility is
being adequately maintained, any
revenues in excess of these uses may be
used for other title 23 U.S.C. eligible
purposes. The FHWA, the State
Department of Transportation, and the
relevant toll authority or local
governmental entity, if any, will execute
the toll agreement.
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Summary of the Two-Step Review
Process
https://www.ops.fhwa.dot.gov/
tolling_pricing/index.htm.
The entire review process, resulting in
the execution of a toll agreement and/
or a cooperative agreement, can be
summarized in two steps as follows:
Step #1: Submit an Expression of
Interest to the Tolling and Pricing Team.
The Tolling and Pricing Team will
review the Expression of Interest, advise
the applicant which program or
programs are eligible, and will also
provide counsel as to which program is
most appropriate to pursue. The State or
public authority making application
will be directed to contact the selected
program office, wherein, the program
office will then inform the public
authority as to the procedures required
for submitting a formal application for
tolling authority and/or value pricing
funding.
Step #2: Submit a formal application
for tolling and pricing authority or value
pricing funding to the FHWA program
office for formal review, ultimately
leading to a decision on approval. The
public authority will then be notified of
the decision. If the project is approved,
a formal tolling agreement will then be
prepared.
Express Lanes Demonstration
Program—Section 1604(b)
This program permits tolling on
selected demonstration projects to
manage high levels of congestion,
reduce emissions in a nonattainment or
maintenance air quality area, or finance
additional Interstate lanes for the
purpose of reducing congestion. Fifteen
projects are authorized nationwide from
2005 through 2009 to allow ‘‘States,
authorities, or public or private entities
designated by States’’ to collect a toll
from motor vehicles at an eligible toll
facility for any highway, bridge, or
tunnel, including on the Interstate
system. The State must vary the price of
tolls according to the time of day or
level of traffic, as appropriate, to
manage congestion or improve air
quality.
Unique to this program is the term
‘‘demonstration project.’’ For purposes
of tracking the fifteen slots allowed in
section 1604(b), each agreement
executed between an authority and the
FHWA will constitute one
‘‘demonstration project.’’ Either one
facility, or, at the FHWA’s discretion, a
group of interrelated facilities in a
region (so long as they are all operated
under the auspices of the same oversight
agency or agencies) may constitute one
demonstration project, provided that all
candidate facilities meet program
criteria at the time of the agreement.
Facilities located elsewhere in the State
would require new and separate
agreements.
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Tolling and Pricing Opportunities
Available Under the Federal-Aid
Highway Program (Title 23, U.S.C.)
HOV Facilities—Section 1121
Section 1121 of SAFETEA–LU
removed section 102(a) of Title 23 of the
United States Code (23 U.S.C.) and
replaced it with a new section 166 that
clarifies the operation requirements of
HOV facilities and provides more
exceptions to their minimum vehicle
occupancy requirements. Other nontolling related issues are addressed in
this section (e.g., low emission and
energy efficient vehicles) that are
irrelevant to the purpose of this notice.
Specific to tolling and the creation of
HOT lanes, the new legislation allows
States to charge tolls to vehicles that do
not meet the established occupancy
requirements to use an HOV lane,
provided the agency meets certain
criteria to enroll participants, collect
fees electronically, manage demand by
varying tolls, and enforce against
violations. Tolls under this section may
be charged on both Interstate and nonInterstate facilities. There is no limit on
the number of projects or the number of
States that can participate. For more
information, refer to the document
‘‘Federal-aid Highway Program
Guidance on High Occupancy Vehicle
(HOV) Lanes’’ which can be accessed
from the HOV Facilities program section
of the Tolling and Pricing Web site at
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Interstate System Construction Toll
Pilot Program-Section 1604(c)
This new program authorizes up to
three facilities on the Interstate System
to toll for the purpose of financing the
construction of new Interstate highways.
A State or an interstate ‘‘compact of
States’’ may submit a single candidate
project under this program. Each
applicant or applicants must
demonstrate that financing the
construction of the facility with the
collection of tolls is the most efficient
and economical way to advance the
project. The State must agree not to
enter into a noncompete agreement with
a private party under which the State is
prevented from improving or expanding
the capacity of public roads in the
vicinity of the toll facility to address
conditions resulting from traffic
diverted to nearby roads from the toll
facility. There is no special funding
authorized for this program. By law,
Interstate maintenance funds may not be
used on a facility for which tolls are
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being collected under this program. All
applications submitted under this
program must be received by FHWA
before August 10, 2015. This date is
specifically cited for this program in
section 1604(c)(8) of SAFETEA–LU.
23 U.S.C. 129
Under 23 U.S.C. 129, Federal
participation is allowed in the following
five types of toll activities.
• Initial construction (except on the
Interstate System) of toll highways,
bridges, and tunnels, including the
approaches to these facilities;
• Reconstructing, resurfacing,
restoring, and rehabilitation work on
any existing toll facility;
• Reconstruction or replacement of
free bridges or tunnels and conversion
to toll facilities;
• Reconstruction of a free Federal-aid
highway (except on the Interstate
System) and conversion to a toll facility;
and
• Preliminary studies to determine
the feasibility of the above toll
construction activities.
If Federal-aid funds are used for
construction of or improvements to a
toll facility or the approach to a toll
facility or if a State plans to reconstruct
and convert a free highway, bridge or
tunnel previously constructed with
Federal-aid funds to a toll facility, a toll
agreement under section 129(a)(3) must
be executed. There is no limit to the
number of agreements that may be
executed.
Interstate System Reconstruction and
Rehabilitation Pilot Program
SAFETEA–LU continued the
authority initially provided in section
1216(b) of TEA–21, by allowing up to
three existing Interstate facilities
(highway, bridge, or tunnel) to be tolled
to fund needed reconstruction or
rehabilitation on Interstate highway
corridors that could not otherwise be
adequately maintained or functionally
improved without the collection of tolls.
Each of the three facilities must be in a
different State. There is no special
funding authorized for this program. By
law, Interstate maintenance funds may
not be used on a facility for which tolls
are being collected under this program.
Currently, only one open slot remains.
Value Pricing Pilot Program—Section
1604(a)
As previously noted, a separate notice
announcing this program’s solicitation
is published elsewhere in today’s
Federal Register due to the fact that this
program is unique in offering grant
funds, and the requirements for timely
solicitation, review, and award of
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grants. The existence of this program is
mentioned herein solely as a means to
complete the perspective of all tolling
opportunity programs.
Frequently Asked Questions
1. Why can’t a State (or ‘‘public
authority’’) simply apply directly to one
specific program? Technically, there is
nothing to restrict an agency from doing
this; however, since there are so many
programs, some with limited
participation slots, FHWA prefers to
screen each project application. This is
to ensure that (a) The agency is aware
of the full range of available options; (b)
the FHWA can effectively manage the
very limited number of participation
slots authorized for each program; and
(c) other program offices are made aware
that an application has been made, as
each program will have a representative
on the Tolling and Pricing Team.
2. Who will make up the Tolling and
Pricing Team? The Office of Operations
is the lead office and will undertake
responsibility to gather and distribute
the Expressions of Interest for
preliminary evaluation and to maintain
the aforementioned website. The Tolling
and Pricing Team has representation
from all of the relevant program offices
that have tolling and pricing oversight
responsibilities, including the FHWA
Offices of Operations, Policy and
Governmental Affairs, and
Infrastructure. In addition, other
stakeholder offices within FHWA and
the U.S. Department of Transportation
are represented, including the FHWA
Offices of Public Affairs and Chief
Counsel, and the Office of the Secretary
of Transportation.
3. How often will the Tolling and
Pricing Team meet? The group will meet
as often as necessary in person, but
mostly will communicate via email
contact and access to a File Transfer
Protocol (FTP) Web site, which will
serve to post the Expressions of Interest
for private review by the team almost
immediately upon submittal. The Office
of Operations will act promptly to
engage the Tolling and Pricing Team to
review a project proposal discuss
project eligibility under different
programs, and recommend the project
for further consideration under the most
appropriate program.
4. If I have any questions, whom
should I contact? Any general questions
concerning the tolling and pricing
programs should be directed to Mr.
Wayne Berman, Transportation
Specialist, in the Office of Operations at
202–366–4069. His e-mail address is
wayne.berman@fhwa.dot.gov.
Alternatively, there is an e-mail
‘‘mailbox’’ on the tolling and pricing
VerDate Aug<31>2005
15:23 Jan 05, 2006
Jkt 208001
Web site (address below). At the time of
this notice, the direct points of contact
are:
a. Web site: https://
www.ops.fhwa.dot.gov/tolling_pricing/
index.htm.
b. Tolling and Pricing Team—Wayne
Berman, HOP. (202) 366–4069;
wayne.berman@fhwa.dot.gov.
c. Value Pricing (SAFETEA–LU
1604(a))—Patrick DeCorla-Souza. (202)
366–4076; patrick.decorlasouza@fhwa.dot.gov.
d. HOV to HOT lane (1121)—Jessie
Yung. (202) 366–4672;
jessie.yung@fhwa.dot.gov.
e. Express Lanes Demonstration
(SAFETEA–LU 1604(b))—Wayne
Berman (contact info above).
f. Interstate System Construction
(SAFETEA–LU 1604(c))—Greg Wolf.
(202) 366–4655; greg.wolf@fhwa.dot.gov.
g. Interstate Reconstruction and
Rehabilitation (TEA–21 1216(b))—Greg
Wolf (contact info above).
h. 23 U.S.C. Section 129
Agreements—Greg Wolf (contact info
above).
Authority: 23 U.S.C. 315; sec. 1216(a), Pub.
L. 105–178, 112 Stat. 107; Pub. L. 109–59;
117 Stat. 1144 49 CFR 1.48.
Issued on: December 28, 2005.
J. Richard Capka,
Acting Federal Highway Administrator.
[FR Doc. E6–13 Filed 1–5–06; 8:45 am]
BILLING CODE 4910–22–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
[FHWA Docket No. FHWA–05–22706]
Motor Vehicle Registration and
Licensed Driver Information
Federal Highway
Administration (FHWA), DOT.
ACTION: Notice; request for comments.
AGENCY:
SUMMARY: The Federal Highway
Administration (FHWA) annually
analyzes and publishes motor vehicle
registration and licensed driver
information obtained from the States,
the District of Columbia, and Puerto
Rico. This notice seeks public input
from users on the quality, timeliness,
comprehensiveness, and other
characteristics of these data. Based on
this input and other information, the
FHWA will determine whether it is
necessary to change the motor vehicle
registration and licensed driver
information collected. The FHWA is
considering various options for these
data programs including investigating
alternative sources of data from the
PO 00000
Frm 00066
Fmt 4703
Sfmt 4703
969
public or private sector, developing
enhanced software to capture and
process the data more efficiently, and
maintaining the status quo.
DATES: Comments should be received on
or before March 7, 2006.
ADDRESSES: Mail or hand deliver
comments for the docket number that
appears in the heading of this document
to the U.S. Department of
Transportation, Dockets Management
Facility, Room PL–401, 400 Seventh
Street, SW., Washington, DC 20590–
0001, or submit electronically at
https://dms.dot.gov/submit or fax
comments to (202) 493–2251.
Alternatively, comments may be
submitted to the Federal rulemaking
portal at https://www.regulations.gov. All
comments must include the docket
number that appears in the heading of
this document. All comments received
will be available for examination and
copying at the above address from 9
a.m. to 5 p.m., e.t., Monday through
Friday, except Federal holidays. Those
desiring notification of receipt of
comments must include a selfaddressed, stamped postcard or you
may print the acknowledgement page
that appears after submitting comments
electronically. Anyone is able to search
the electronic form of all comments in
any one of our dockets by the name of
the individual submitting the comment
(or signing the comment, if submitted
on behalf of an association, business, or
labor union). Anyone may review DOT’s
complete Privacy Act Statement in the
Federal Register published on April 11,
2000 (Volume 65, Number 70, Pages
19477–78) or you may visit https://
dms.dot.gov.
FOR FURTHER INFORMATION CONTACT: Mr.
Tom Howard, 202–366–2833, Office of
Highway Policy Information, HPPI–10,
or Mr. Milton Hsieh, Office of Chief
Counsel, HCC–40, 202–366–1397. Office
hours are from 7:45 a.m. to 4:15 p.m.,
e.t., Monday through Friday, except
Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access and Filing: You
may submit or retrieve comments online
through the Document Management
System (DMS) at: https://dms.dot.gov/
submit. Electronic submission and
retrieval help and guidelines are
available under the help section.
Alternatively, Internet users may access
all comments received by the U.S. DOT
Docket Facility by using the universal
resource locator (URL) https://
dms.dot.gov. It is available 24 hours
each day, 365 days each year. Please
follow the instructions. An electronic
copy of this document may also be
downloaded by accessing the Office of
E:\FR\FM\06JAN1.SGM
06JAN1
Agencies
[Federal Register Volume 71, Number 4 (Friday, January 6, 2006)]
[Notices]
[Pages 965-969]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E6-13]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
Safe, Accountable, Flexible, Efficient Transportation Equity Act:
A Legacy for Users (SAFETEA-LU); Opportunities for State and Other
Qualifying Agencies To Gain Authority to Toll Facilities Constructed
Using Federal Funds
AGENCY: Federal Highway Administration (FHWA), DOT.
ACTION: Notice; process to solicit participation in various programs
that grant authority to toll Federal-aid facilities.
-----------------------------------------------------------------------
SUMMARY: This notice provides summary information on all of the various
non-grant tolling and pricing opportunities available in the Safe,
Accountable, Flexible, Efficient Transportation Equity Act: A Legacy
for Users (SAFETEA-LU). This notice and a companion notice, which
refers to the Value Pricing Pilot (VPP) program, are both in today's
Federal Register. Together they are intended to explain all of the
opportunities for States and other qualifying transportation agencies
requesting permission to toll their respective facilities. In addition
to describing each of the relevant programs, this notice also describes
the initial review process that will help to identify which of the
programs are candidate for a States' particular project, and of those,
which is most appropriate to gain successful approval. That process
applies to every program contained in this notice and also to the VPP
program. The process is initiated with an Expression of Interest, which
is fully defined later in this notice.
Due to the nature of the deadlines required to solicit, review, and
award the grant funds annually, the VPP program requires its own
Federal Register notice, and is published in its entirety elsewhere in
today's Federal Register under the title ``Safe, Accountable, Flexible,
Efficient Transportation Equity Act: A Legacy for Users (SAFETEA-LU);
Value Pricing Pilot Program Participation.''
Finally, this notice announces the availability of a website that
will serve as a clearinghouse of information on all of the tolling and
pricing programs and their respective program tenets.
DATES: Of the non-grant programs described herein, only two have
deadlines stipulated in the legislation. The Interstate System
Construction Toll Pilot Program has a deadline for applications of
August 10, 2015, and the Express Lanes Demonstration Program has a
window of fiscal years 2005 to 2009. For the other programs discussed
herein, there are no annual or recurring submittal deadlines for States
or other qualifying public agencies to request authority to toll their
federally funded public highway facilities. However, States are advised
that some programs discussed herein have a finite number of available
slots permitted by legislation, meaning that participation in these
programs will not be allowed once all slots are allotted.
FOR FURTHER INFORMATION CONTACT: For questions about the programs
discussed herein, please contact Mr. Wayne Berman, Tolling and Pricing
Team, FHWA Office of Operations, (202) 366-4069, or via e-mail at
wayne.berman@fhwa.dot.gov. For legal questions, interpretations and
counsel, please contact Mr. Michael Harkins, Attorney Advisor, FHWA
Office of the Chief Counsel, (202) 366-4928, or via email at
michael.harkins@fhwa.dot.gov. Office hours for the FHWA are from 7:45
a.m. to 4:15 p.m., EST, Monday through Friday, except Federal holidays.
SUPPLEMENTARY INFORMATION:
Electronic Access
You may submit or retrieve comments online through the Document
Management System (DMS) at: https://dms.dot.gov/submit. The DMS is
available 24 hours each day, 365 days each year. Electronic submission
and retrieval help and guidelines are available under the help section
of the Web site.
An electronic copy of this document may be downloaded from the
Federal Register's home page at: https://www.archives.gov/ and the
Government Printing Office's database at: https://www.access.gpo.gov/
nara.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in a Federal Register published on April
11, 2000 (70 FR 19477), or you may visit https://dms.dot.gov.
Background
In the recently passed SAFETEA-LU legislation (Pub. L. 109-59,
August 10, 2005) Congress enabled three new exceptions, and modified
one existing exception, to Title 23 of the United States Code, Section
301, which otherwise generally prohibits the imposition of tolls on
facilities that use Federal funds. These actions now provide States and
other qualifying transportation agencies or compacts of States more
opportunities to enact tolls as a means of financing various operating,
construction, or reconstruction projects, or of addressing debt
reduction. Along with the three new programs and the one modification,
there already exist other specific exceptions to federal authority to
enact tolls. This notice and the VPP program notice elsewhere in
today's Federal Register intend to explain the sum of all opportunities
for States and other qualifying transportation agencies requesting
permission to toll their respective facilities. The FHWA Office of
Operations has been designated to coordinate both notices and serves as
the office point of contact for both notices.
In addition to describing each of the non-grant tolling and pricing
opportunities available in SAFETEA-LU, this notice also describes the
two-step process necessary to submit an application. Briefly, the first
step is to submit an Expression of Interest to the Tolling and Pricing
Team (fully described later in this notice). The Expression of Interest
is a document that will enable FHWA to assist the applicant in
identifying the range of options and will help direct the application
to the most appropriate program office. The Tolling and Pricing Team
will not approve projects, but will serve as a clearinghouse for all
applications, with intent to properly and fairly facilitate the
completeness of the application. The second step is for the applicant
to respond to FHWA's comments on the Expression of Interest, and then
formally apply to the selected program office that offers the desired
tolling or pricing authority. This approach will help direct public
authorities to the most appropriate program among the many options
available. This approach will also help the FHWA to coordinate and
manage the limited number of participation slots
[[Page 966]]
that are available for the different tolling and pricing programs.
Tolling and pricing strategies (e.g., strategies that set the price
of a toll to rise and fall or impose parking charges to reduce
congestion) are increasingly emerging as necessary and useful tools to
finance projects, manage congestion, improve air quality, and
facilitate the creation of public-private partnerships. The term
``tolling'' refers to any imposition of a fee for the use of a
facility. Classic examples of this term would be fixed fees that
motorists pay (usually per number of axles or vehicle weight) to cross
a bridge or tunnel, or enter or exit an express toll facility at a
particular location. While tolling involves the collection of a fee
from motorists for their use of a highway facility, the term ``toll
pricing'' specifically refers to strategies that vary the price of the
toll by time of day or traffic volume level in a way to manage
congestion or use of that facility.
Probably the most well known application of toll pricing is ``High
Occupancy Toll'' (HOT) lanes that offer single-occupant vehicles the
ability to use High Occupancy Vehicle (HOV) lanes that they would
otherwise be restricted from using. By paying a fee to use the HOV lane
(thereby justifying the renamed ``HOT lane'' designation) the motorist
benefits by gaining a degree of trip-time reliability over the adjacent
congested general-purpose lanes, while the general-purpose lanes
benefit from the reduction of vehicles that have transferred into the
HOT lane.
All tolling and pricing of Federal-aid highway system facilities
requires legal authority from the Federal government, but some pricing
strategies unrelated to tolling, such as parking charges or pay-per-
mile car insurance, do not. As such, the latter do not apply to this
notice and are not discussed herein. Although 23 U.S.C. 301 generally
prohibits the imposition of tolls on facilities that have been
constructed with Federal funds, SAFETEA-LU includes the aforementioned
three new exceptions, and one modified exception. Along with some prior
authority granted in various sections of the United States Code, this
notice is intended to identify and describe the various options.
The SAFETEA-LU legislation offers States, compacts of States, and
in one case, ``public or private entities designated by States''
(hereafter, collectively referred to as ``public authorities'') three
new opportunities and one modified opportunity to toll motor vehicles
to finance Interstate construction and/or reconstruction, promote
efficiency in the use of highways, reduce traffic congestion and/or
improve air quality.
First, section 1121, amended 23 U.S.C. 166 to permit the conversion
of HOV lanes into HOT lanes.
Next, sections 1604(b), the Express Lanes Demonstration program,
and 1604(c), the Interstate System Construction Toll Pilot program, are
new programs providing tolling authority opportunities. The Express
Lanes Demonstration program permits tolling authority for up to fifteen
demonstration projects for existing HOV facilities or where toll
capacity is added, and the Interstate System Construction Toll Pilot
program authorizes up to three toll pilot facilities on the Interstate
system for the purpose of constructing new Interstate highways.
Finally, section 1604(a), the VPP program, modifies and extends an
existing program that was first enacted as the ``Congestion Pricing
Pilot'' program by Section 1012(b) of the Intermodal Surface
Transportation Efficiency Act of 1991 (ISTEA), and amended by 1216(a)
of the Transportation Equity Act for the 21st Century (TEA-21). Because
of its unique standing as the only grant program discussed herein, and
because there exists annual deadlines for solicitation, review, and
award, the VPP program has its own notice published elsewhere in
today's Federal Register. However, the request to submit an initial
Expression of Interest is the same as the one described herein for the
remaining programs.
In addition to the SAFETEA-LU provisions, there are other pre-
existing provisions that permit the tolling of federally funded highway
facilities. First, and most notably, 23 U.S.C. 129 permits the
imposition of tolls on free non-Interstate highways, bridges, and
tunnels and on free Interstate bridges and tunnels in accordance with
Title 23 U.S.C. 129(a)(1). Also, the Interstate System Reconstruction
and Rehabilitation Pilot Program, section 1216(b) of TEA-21, permits
the collection of tolls on three Interstate facilities for the purpose
of reconstruction and rehabilitation.
Purpose of This Notice
The purpose of this notice is to explain the legislative programs
that grant permission to public authorities to enact tolls, to invite
Expressions of Interest to participate in these programs, and to
introduce a website that will serve as a clearinghouse of information
on the programs, the process, and the questions that might arise.
Concurrent with this notice is the companion notice published elsewhere
in today's Federal Register pertaining to the VPP program, which is the
only grant program that is available.
The primary audience for this notice is expected to be State
departments of transportation and associated public authorities (e.g.,
metropolitan planning organizations, public/private transportation
entities, etc.) that will seek permission from the Federal government,
through FHWA, to enact tolls.
The Web site resource offers general descriptions of all the
programs, points of contact, a way to submit questions electronically,
and instructions on how to submit an Expression of Interest via the
Internet. This Web page is located on the FHWA Office of Operations
website at the Tolling and Pricing Opportunities page at https://
www.ops.fhwa.dot.gov/tolling_pricing/index.htm.
Program Coordination and Assistance--The Tolling and Pricing Team
The Federal Highway Administration, Office of Operations is
responsible for coordinating all tolling and pricing programs that now
exist under the Federal-aid Highway Program. The many programs
described in this notice can be potentially confusing because of their
number and range of specific purposes. In an effort to minimize this
potential confusion, the Office of Operations has formed a working
group known as the ``Tolling and Pricing Team.''
The key role for the Tolling and Pricing Team is to assist public
authorities by directing them to the most appropriate program (or
programs) among the many options available. Members of the Tolling and
Pricing Team represent the FHWA Offices of Operations, Policy and
Governmental Affairs, and Infrastructure--the primary offices
responsible for administering each of the tolling and pricing
programs--and other oversight offices within the U.S. Department of
Transportation, including, but not limited to the Office of the
Secretary and the FHWA Offices of the Administrator and Office of Chief
Counsel. Members participate on the Tolling and Pricing Team because of
their direct program responsibilities or because they are interested
stakeholders for tolling and pricing programs within the U.S.
Department of Transportation.
The Tolling and Pricing Team has six purposes:
1. Coordinate all tolling and pricing activity within FHWA to
facilitate the implementation and advancement of
[[Page 967]]
tolling and pricing projects and standards in the United States;
2. Receive and review all Expressions of Interest submitted to the
FHWA from a public authority;
3. Direct the public authority or partnerships designated by the
State to the tolling and pricing program (or programs) that can enable
them to accomplish the goals set forth in the ``Expression of
Interest'';
4. Assist the Office of Operations in the promulgation of a final
rule including requirements, standards, or performance specifications
for the interoperability of automated toll collection systems as
directed by SAFETEA-LU Section 1604(b)(6);
5. Support each of the FHWA Program Offices, that have
responsibility for a tolling and pricing program, in advancing formal
proposals to gain approval to toll or price motor vehicles and
facilitating coordination with the appropriate FHWA Division Office;
and
6. Establish program performance goals; monitor achievements, and
prepare an annual report to Congress on the status and progress of all
tolling and pricing programs, including describing program successes in
meeting congestion reduction and other performance goals.
The Tolling and Pricing Team reviews all ``Expression of Interest''
for the various tolling opportunities contained in current law but does
not have responsibility to approve or disapprove specific projects.
That responsibility will remain with each of the respective FHWA
program offices responsible for administering a specific tolling and
pricing program. By requesting and reviewing all Expressions of
Interest, the Tolling and Pricing Team can effectively guide an
applicant to the most appropriate program.
The ``Expression of Interest''
A public authority that wants to request tolling or pricing
authority, or funding, is asked to submit an Expression of Interest to
the Tolling and Pricing Team in care of the FHWA Office of Operations
in Washington, DC. An Expression of Interest template can be downloaded
via the Internet by going to the Tolling and Pricing Opportunities
webpage within the FHWA Office of Operations Web site at https://
www.ops.fhwa.dot.gov/tolling_pricing/index.htm. Use of the template is
optional. The Expression of Interest may be attached as an e-mail to
TollingandPricingTeam@fhwa.dot.gov, or a hardcopy can be mailed to Mr.
Wayne Berman, FHWA Office of Operations, Room 3404, 400 Seventh Street,
SW., Washington DC 20590. Concurrently, the Expression of Interest
should be copied to the respective State FHWA Division Office.
The Expression of Interest is a document--in letter, memo, or
report format--that provides the rationale for funding or tolling
authority and information about the intended project. A complete
Expression of Interest, based upon the information items listed below,
will enable the Tolling and Pricing Team to provide the best assistance
and identify the range of options possible to meet intended goals and
timeframes.
The information items requested for a complete Expression of
Interest are as follows:
(a) A description of the agency or requesting authority or
authorities that is/are requesting this tolling authority where
applicable;
(b) The name, title, email, and phone number of the person who will
act as the point of contact on behalf of the requesting authority or
authorities;
(c) A statement concerning the action being sought:
(i) Funding and/or tolling authority via the Value Pricing Pilot
program to support either pre-project study activities or
implementation activities as permitted; or
(ii) Only authority to toll either existing or planned facilities;
(d) A description of the subject facility or facilities proposed to
be tolled;
(e) Whether the subject facility is an Interstate or non-Interstate
facility;
(f) Whether construction is involved and, if so, whether this is
new construction, expansion, rehabilitation, reconstruction, or other;
(g) Whether an HOV lane or lanes currently exist on the facility;
(h) A timetable to enact tolling (or modify tolling) on the subject
facility;
(i) Any expressions or declarations of support from public
officials or the public. If no public meetings or expressions of
support are available, please indicate if there are project plans for
ensuring adequate public involvement and support prior to
implementation;
(j) A plan for implementing tolls on the facility, where
applicable. Where known, the range of anticipated tolls and the
strategies to vary toll rates (i.e., the formulae for variable
pricing);
(k) The reasons for implementing tolls, such as financing
construction, reducing congestion, or improving air quality;
(l) A description of the public agency or agencies that will be
responsible for operating, maintaining, and enforcing the tolling
program; and
(m) A description of how, if at all, any private entities are
involved either in the up-front costs to enact tolling, or the cost
sharing or debt retirement associated with revenues.
Program Participation--Overview of the Process
Submitting an Expression of Interest initiates a review process by
the Tolling and Pricing Team that leads to a recommendation as to which
tolling or pricing program (or programs) will be appropriate and
available to meet the goals of the public authority. In some cases, if
more than one tolling program is available, the Tolling and Pricing
Team will work with the public authority to help select the one program
that is most appropriate and is most likely to lead to project
approval. If, in some cases, the public authority prefers a tolling
program other than the one recommended, the Tolling and Pricing Team
will defer to this request; however, the Tolling and Pricing Team will
also provide advice as to the pros and cons of the decision.
Once there is agreement between the public authority and the
Tolling and Pricing Team as to the most appropriate program, the
applicant will be referred to the specific FHWA program office
responsible for administering that tolling and pricing initiative. The
FHWA program office will then provide the public authority with the
necessary information on how to formally apply for authority to toll
motor vehicles.
Once a formal application is submitted, the appropriate FHWA
program office will review the application and determine whether or not
to approve the proposed project. The public authority will then be
notified as to the determination. If approved, a formal tolling
agreement and/or cooperative agreement will be prepared between the
FHWA and the public authority. The toll agreement must be executed with
the FHWA and address the use of revenues that are collected from the
operation of the toll facility. While program elements may vary, the
restrictions generally require the revenues to be used first for debt
service, reasonable return on the investment for private parties, and
the operations and maintenance of the facility. In addition, if the
facility is being adequately maintained, any revenues in excess of
these uses may be used for other title 23 U.S.C. eligible purposes. The
FHWA, the State Department of Transportation, and the relevant toll
authority or local governmental entity, if any, will execute the toll
agreement.
[[Page 968]]
Summary of the Two-Step Review Process
The entire review process, resulting in the execution of a toll
agreement and/or a cooperative agreement, can be summarized in two
steps as follows:
Step 1: Submit an Expression of Interest to the Tolling
and Pricing Team. The Tolling and Pricing Team will review the
Expression of Interest, advise the applicant which program or programs
are eligible, and will also provide counsel as to which program is most
appropriate to pursue. The State or public authority making application
will be directed to contact the selected program office, wherein, the
program office will then inform the public authority as to the
procedures required for submitting a formal application for tolling
authority and/or value pricing funding.
Step 2: Submit a formal application for tolling and
pricing authority or value pricing funding to the FHWA program office
for formal review, ultimately leading to a decision on approval. The
public authority will then be notified of the decision. If the project
is approved, a formal tolling agreement will then be prepared.
Tolling and Pricing Opportunities Available Under the Federal-Aid
Highway Program (Title 23, U.S.C.) HOV Facilities--Section 1121
Section 1121 of SAFETEA-LU removed section 102(a) of Title 23 of
the United States Code (23 U.S.C.) and replaced it with a new section
166 that clarifies the operation requirements of HOV facilities and
provides more exceptions to their minimum vehicle occupancy
requirements. Other non-tolling related issues are addressed in this
section (e.g., low emission and energy efficient vehicles) that are
irrelevant to the purpose of this notice. Specific to tolling and the
creation of HOT lanes, the new legislation allows States to charge
tolls to vehicles that do not meet the established occupancy
requirements to use an HOV lane, provided the agency meets certain
criteria to enroll participants, collect fees electronically, manage
demand by varying tolls, and enforce against violations. Tolls under
this section may be charged on both Interstate and non-Interstate
facilities. There is no limit on the number of projects or the number
of States that can participate. For more information, refer to the
document ``Federal-aid Highway Program Guidance on High Occupancy
Vehicle (HOV) Lanes'' which can be accessed from the HOV Facilities
program section of the Tolling and Pricing Web site at https://
www.ops.fhwa.dot.gov/tolling_pricing/index.htm.
Express Lanes Demonstration Program--Section 1604(b)
This program permits tolling on selected demonstration projects to
manage high levels of congestion, reduce emissions in a nonattainment
or maintenance air quality area, or finance additional Interstate lanes
for the purpose of reducing congestion. Fifteen projects are authorized
nationwide from 2005 through 2009 to allow ``States, authorities, or
public or private entities designated by States'' to collect a toll
from motor vehicles at an eligible toll facility for any highway,
bridge, or tunnel, including on the Interstate system. The State must
vary the price of tolls according to the time of day or level of
traffic, as appropriate, to manage congestion or improve air quality.
Unique to this program is the term ``demonstration project.'' For
purposes of tracking the fifteen slots allowed in section 1604(b), each
agreement executed between an authority and the FHWA will constitute
one ``demonstration project.'' Either one facility, or, at the FHWA's
discretion, a group of interrelated facilities in a region (so long as
they are all operated under the auspices of the same oversight agency
or agencies) may constitute one demonstration project, provided that
all candidate facilities meet program criteria at the time of the
agreement. Facilities located elsewhere in the State would require new
and separate agreements.
Interstate System Construction Toll Pilot Program-Section 1604(c)
This new program authorizes up to three facilities on the
Interstate System to toll for the purpose of financing the construction
of new Interstate highways. A State or an interstate ``compact of
States'' may submit a single candidate project under this program. Each
applicant or applicants must demonstrate that financing the
construction of the facility with the collection of tolls is the most
efficient and economical way to advance the project. The State must
agree not to enter into a noncompete agreement with a private party
under which the State is prevented from improving or expanding the
capacity of public roads in the vicinity of the toll facility to
address conditions resulting from traffic diverted to nearby roads from
the toll facility. There is no special funding authorized for this
program. By law, Interstate maintenance funds may not be used on a
facility for which tolls are being collected under this program. All
applications submitted under this program must be received by FHWA
before August 10, 2015. This date is specifically cited for this
program in section 1604(c)(8) of SAFETEA-LU.
23 U.S.C. 129
Under 23 U.S.C. 129, Federal participation is allowed in the
following five types of toll activities.
Initial construction (except on the Interstate System) of
toll highways, bridges, and tunnels, including the approaches to these
facilities;
Reconstructing, resurfacing, restoring, and rehabilitation
work on any existing toll facility;
Reconstruction or replacement of free bridges or tunnels
and conversion to toll facilities;
Reconstruction of a free Federal-aid highway (except on
the Interstate System) and conversion to a toll facility; and
Preliminary studies to determine the feasibility of the
above toll construction activities.
If Federal-aid funds are used for construction of or improvements
to a toll facility or the approach to a toll facility or if a State
plans to reconstruct and convert a free highway, bridge or tunnel
previously constructed with Federal-aid funds to a toll facility, a
toll agreement under section 129(a)(3) must be executed. There is no
limit to the number of agreements that may be executed.
Interstate System Reconstruction and Rehabilitation Pilot Program
SAFETEA-LU continued the authority initially provided in section
1216(b) of TEA-21, by allowing up to three existing Interstate
facilities (highway, bridge, or tunnel) to be tolled to fund needed
reconstruction or rehabilitation on Interstate highway corridors that
could not otherwise be adequately maintained or functionally improved
without the collection of tolls. Each of the three facilities must be
in a different State. There is no special funding authorized for this
program. By law, Interstate maintenance funds may not be used on a
facility for which tolls are being collected under this program.
Currently, only one open slot remains.
Value Pricing Pilot Program--Section 1604(a)
As previously noted, a separate notice announcing this program's
solicitation is published elsewhere in today's Federal Register due to
the fact that this program is unique in offering grant funds, and the
requirements for timely solicitation, review, and award of
[[Page 969]]
grants. The existence of this program is mentioned herein solely as a
means to complete the perspective of all tolling opportunity programs.
Frequently Asked Questions
1. Why can't a State (or ``public authority'') simply apply
directly to one specific program? Technically, there is nothing to
restrict an agency from doing this; however, since there are so many
programs, some with limited participation slots, FHWA prefers to screen
each project application. This is to ensure that (a) The agency is
aware of the full range of available options; (b) the FHWA can
effectively manage the very limited number of participation slots
authorized for each program; and (c) other program offices are made
aware that an application has been made, as each program will have a
representative on the Tolling and Pricing Team.
2. Who will make up the Tolling and Pricing Team? The Office of
Operations is the lead office and will undertake responsibility to
gather and distribute the Expressions of Interest for preliminary
evaluation and to maintain the aforementioned website. The Tolling and
Pricing Team has representation from all of the relevant program
offices that have tolling and pricing oversight responsibilities,
including the FHWA Offices of Operations, Policy and Governmental
Affairs, and Infrastructure. In addition, other stakeholder offices
within FHWA and the U.S. Department of Transportation are represented,
including the FHWA Offices of Public Affairs and Chief Counsel, and the
Office of the Secretary of Transportation.
3. How often will the Tolling and Pricing Team meet? The group will
meet as often as necessary in person, but mostly will communicate via
email contact and access to a File Transfer Protocol (FTP) Web site,
which will serve to post the Expressions of Interest for private review
by the team almost immediately upon submittal. The Office of Operations
will act promptly to engage the Tolling and Pricing Team to review a
project proposal discuss project eligibility under different programs,
and recommend the project for further consideration under the most
appropriate program.
4. If I have any questions, whom should I contact? Any general
questions concerning the tolling and pricing programs should be
directed to Mr. Wayne Berman, Transportation Specialist, in the Office
of Operations at 202-366-4069. His e-mail address is
wayne.berman@fhwa.dot.gov. Alternatively, there is an e-mail
``mailbox'' on the tolling and pricing Web site (address below). At the
time of this notice, the direct points of contact are:
a. Web site: https://www.ops.fhwa.dot.gov/tolling_pricing/
index.htm.
b. Tolling and Pricing Team--Wayne Berman, HOP. (202) 366-4069;
wayne.berman@fhwa.dot.gov.
c. Value Pricing (SAFETEA-LU 1604(a))--Patrick DeCorla-Souza. (202)
366-4076; patrick.decorla-souza@fhwa.dot.gov.
d. HOV to HOT lane (1121)--Jessie Yung. (202) 366-4672;
jessie.yung@fhwa.dot.gov.
e. Express Lanes Demonstration (SAFETEA-LU 1604(b))--Wayne Berman
(contact info above).
f. Interstate System Construction (SAFETEA-LU 1604(c))--Greg Wolf.
(202) 366-4655; greg.wolf@fhwa.dot.gov.
g. Interstate Reconstruction and Rehabilitation (TEA-21 1216(b))--
Greg Wolf (contact info above).
h. 23 U.S.C. Section 129 Agreements--Greg Wolf (contact info
above).
Authority: 23 U.S.C. 315; sec. 1216(a), Pub. L. 105-178, 112
Stat. 107; Pub. L. 109-59; 117 Stat. 1144 49 CFR 1.48.
Issued on: December 28, 2005.
J. Richard Capka,
Acting Federal Highway Administrator.
[FR Doc. E6-13 Filed 1-5-06; 8:45 am]
BILLING CODE 4910-22-P