Exemptions From Licensing, General Licenses, and Distribution of Byproduct Material: Licensing and Reporting Requirements, 275-287 [06-19]
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275
Proposed Rules
Federal Register
Vol. 71, No. 2
Wednesday, January 4, 2006
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 30, 31, 32, and 150
RIN 3150—AH41
Exemptions From Licensing, General
Licenses, and Distribution of
Byproduct Material: Licensing and
Reporting Requirements
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
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AGENCY:
SUMMARY: The Nuclear Regulatory
Commission (NRC) is proposing to
amend its regulations governing the use
of byproduct material to revise
requirements for reporting transfers to
persons exempt from licensing, simplify
the licensing of smoke detector
distribution, remove obsolete
provisions, and clarify certain
regulatory provisions. These actions are
intended to better ensure the protection
of public health and safety in the future,
make the licensing of distribution to
exempt persons more effective and
efficient, and reduce unnecessary
regulatory burden to certain general
licensees. These changes would affect
licensees who distribute byproduct
material to exempt persons, users of
some generally licensed devices, and
some exempt persons.
DATES: Submit comments by March 20,
2006. Submit comments specific to the
information collection aspects of this
rule by February 3, 2006. Comments
received after these dates will be
considered if it is practical to do so, but
the NRC is able to assure consideration
only for comments received on or before
these dates.
ADDRESSES: You may submit comments
by any of the following methods. Please
include the number RIN 3150–AH41 in
the subject line of your comments.
Comments on rulemakings submitted in
writing or in electronic form will be
made available to the public in their
entirety on the NRC rulemaking Web
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site. Personal information will not be
removed from your comments.
Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If
you do not receive a reply e-mail
confirming that we have received your
comments, contact us directly at (301)
415–1966. You may also submit
comments via the NRC’s rulemaking
Web site at https://ruleforum.llnl.gov.
Address questions about our rulemaking
Web site to Carol Gallagher at (301)
415–5905; e-mail cag@nrc.gov.
Comments can also be submitted via the
Federal eRulemaking Portal at https://
www.regulations.gov.
Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.
Federal workdays. (Telephone (301)
415–1966).
Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at (301)
415–1101.
You may submit comments on the
information collections by the methods
indicated under Paperwork Reduction
Act Statement.
Publicly available documents related
to this rulemaking may be viewed
electronically on the public computers
located at the NRC’s Public Document
Room (PDR), Room O1 F21, One White
Flint North, 11555 Rockville Pike,
Rockville, Maryland. The PDR
reproduction contractor will copy
documents for a fee. Selected
documents, including comments, may
be viewed and downloaded
electronically via the NRC rulemaking
Web site at https://ruleforum.llnl.gov.
Publicly available documents created
or received at the NRC after November
1, 1999, are available electronically at
the NRC’s Electronic Reading Room at
https://www.nrc.gov/reading-rm/
adams.html. From this site, the public
can gain entry into the NRC’s
Agencywide Document Access and
Management System (ADAMS), which
provides text and image files of NRC’s
public documents. If you do not have
access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC
PDR Reference staff at 1–800–397–4209,
301–415–4737 or by e-mail to
pdr@nrc.gov.
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FOR FURTHER INFORMATION CONTACT:
Catherine R. Mattsen, Office of Nuclear
Material Safety and Safeguards, U.S.
Nuclear Regulatory Commission, Mail
Stop T8F3, Washington, DC 20555–
0001, telephone (301) 415–6264, e-mail,
crm@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. Introduction
B. Regulatory Framework
II. Proposed Actions
A. Improved Reporting of Distribution to
Persons Exempt From Licensing
Requirements
B. NRC Licensing of the Introduction of
Exempt Concentrations
C. Bundling of Exempt Quantities
D. Obsolete Provisions
E. New Product-Specific Exemption for
Smoke Detectors
F. Specific Licensees and Generally
Licensed Devices—Clarification
III. Early Agreement State Participation
IV. Summary of Proposed Amendments by
Section
V. Criminal Penalties
VI. Agreement State Compatibility
VII. Plain Language
VIII. Voluntary Consensus Standards
IX. Finding of No Significant Environmental
Impact: Availability
X. Paperwork Reduction Act Statement
XI. Public Protection Notification
XII. Regulatory Analysis
XIII. Regulatory Flexibility Certification
XIV. Backfit Analysis
I. Background
A. Introduction
The Commission has authority to
issue both general and specific licenses
for the use of byproduct material and
also to exempt byproduct material from
regulatory control under section 81 of
the Atomic Energy Act of 1954, as
amended (hereafter, ‘‘the Act’’). A
general license is provided by
regulation, grants authority to a person
for certain activities involving
byproduct material, and is effective
without the filing of an application with
the Commission or the issuance of a
licensing document to a particular
person. Requirements for general
licensees appear in the regulations and
are designed to be commensurate with
the specific circumstances covered by
each general license.
In considering its exemptions from
licensing, the Commission is directed by
the Act to make ‘‘a finding that the
exemption of such classes or quantities
of such material or such kinds of uses
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or users will not constitute an
unreasonable risk to the common
defense and security and to the health
and safety of the public.’’ As beneficial
uses of licensed material were
developed and experience grew, new
products intended for use by the general
public were invented and the
regulations were amended to
accommodate the use of new products.
The Commission currently has 15
exemptions from licensing for
byproduct material in its regulations,
most of which were added by 1970.
The Commission has conducted a
systematic reevaluation of the
exemptions from licensing in parts 30
and 40 of NRC’s regulations (in Title 10
of the Code of Federal Regulations),
which govern the use of byproduct and
source materials. A major part of the
effort was an assessment of the potential
and likely doses to workers and the
public under these exemptions. The
assessment of doses associated with
most of these exemptions can be found
in NUREG–1717,1 ‘‘Systematic
Radiological Assessment of Exemptions
for Source and Byproduct Materials,’’
June 2001. For some exemptions, the
difference between potential (possible
under the conditions of the exemption)
and likely doses is significant because
actual use of the exemption is limited or
nonexistent, or significantly lower
quantities are used in products than is
potentially allowed under the
exemption.
This proposed action concerns only
conclusions of the reevaluation of
regulations governing byproduct
material. Any potential revisions to the
regulations governing source material
would be addressed in the future. In
addition to the exemptions themselves,
the NRC has reviewed the existing
1 NUREG–1717 is a historical document
development using the models and methodology
available in the 1990s. The NUREG provides the
estimate of the radiological impacts of the various
exemptions from licensing based on what was
known about distribution of material under the
exemptions in the early 1990s. NUREG–1717 was
used as the initial basis for evaluating the
regulations for exemptions from licensing
requirements and determining whether those
regulations adequately ensured that the health and
safety of the public were protected consistent with
NRC policies related to radiation protection. The
agency will not use the results presented in
NUREG–1717 as a sole basis for any regulatory
decisions or future rulemaking without additional
analysis.
Copies of NUREGs may be purchased from the
Superintendent of Documents, U.S. Government
Printing Office, P.O. Box 37082, Washington, DC
20013–7082. Copies are also available from the
National Technical Information Service, 5285 Port
Royal Road, Springfield, VA 22161. A copy is also
available for inspection and/or copying for a fee at
the NRC public Document Room, One White Flint
North, 11555 Rockville Pike, Public File Area O1–
F21, Rockville, MD.
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regulations governing the distribution of
byproduct material to persons for use
under the exemptions.
Generally, the systematic assessment
of exemptions determined that no
significant problems exist with the
current uses of byproduct materials
under the exemptions from licensing.
Actual exposures of the public likely to
be occurring are in line with
Commission policy concerning
acceptable doses from products and
materials used under exemptions from
licensing. However, in some cases, the
regulatory constraints and controls in
place may not be adequate to fully
ensure that the health and safety of the
public will continue to be protected to
the extent considered appropriate for
practices occurring under exemptions
from licensing.
Although presenting very low risks of
significant individual doses to members
of the general public, exempt products
are a source of routine exposure to the
public. A substantial portion of the
population uses and enjoys benefits
from exempt products, such as smoke
detectors, but, at the same time, receives
some radiation exposure from those
products.
The Commission has also decided to
make the regulations more flexible,
user-friendly, and performance-based,
and to improve its ability to risk-inform
its regulatory program. These concepts
have been considered in developing
potential revisions to the regulatory
program in the area of distribution of
byproduct material to exempt persons.
The Commission is also proposing a
revision to a certain general license
within this same rulemaking. There are
some areas where the regulations are not
clear or explicit. This leads to
inefficiencies in the regulatory process
and can lower public confidence. Thus,
a clarification is being proposed.
In addition to the issues addressed by
this proposed rule, the Commission is
considering other issues that may be
addressed in a future rulemaking to
further amend parts 30, 31, and 32.
B. Regulatory Framework
The Commission’s regulations in part
30 contain the basic requirements for
licensing of byproduct material. Part 30
includes a number of exemptions from
licensing requirements in §§ 30.14,
30.15, 30.16, 30.18, 30.19, 30.20, and
30.21. These exemptions allow for
certain products and materials
containing byproduct material to be
used without any regulatory
requirements on the user. The two
exemptions in §§ 30.19 and 30.20, for
self-luminous products and gas and
aerosol detectors, respectively, are class
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exemptions, which cover a broad class
of products. Under these provisions,
new products can be approved for use
through the licensing process if the
applicant demonstrates that the specific
product is within the class and meets
certain radiation dose criteria. This
contrasts with other exemptions for
which the level of safety is controlled
through such limits as specification of
radionuclides and quantities. Sections
30.14 and 30.18, exempt concentrations
and exempt quantities, are broad
materials exemptions, which allow the
use of a large number of radionuclides.
The specific radionuclide limits on
these concentrations and quantities are
contained in tables in §§ 30.70 and
30.71, respectively. The remaining
exemptions from licensing are product
specific, for which many assumptions
can and have been made concerning
how the product is distributed, used,
and disposed.
Part 31 provides general licenses for
the use of certain items containing
byproduct material and the
requirements associated with these
general licenses. The general licenses
are established in §§ 31.3, 31.5, 31.7,
31.8, 31.10, and 31.11.
Part 32 sets out requirements for the
manufacture or initial transfer
(distribution) of items containing
byproduct material to persons exempt
from licensing requirements and to
persons using a general license.
Part 150 sets out regulations for all
States that have entered into agreements
with the Commission under subsection
274b of the Act (Agreement States).
II. Proposed Actions
This proposed rule would make a
number of revisions to the regulations
governing the use of byproduct material
under exemptions from licensing and
under general license and to the
requirements for those who distribute
products and materials for use under
exemptions from licensing. The changes
are intended to better ensure the
protection of public health and safety in
the future and improve the efficiency
and effectiveness of certain licensing
actions.
A. Improved Reporting of Distribution to
Persons Exempt From Licensing
Requirements
The current reporting and
recordkeeping requirements for
distributors of products and materials to
persons exempt from licensing in part
30 (contained in §§ 32.12, 32.16, 32.20,
32.25(c), and 32.29(c)) require these
licensees to maintain records of these
transfers and to submit reports to NRC
once every five years. The reports must
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indicate the total quantity of byproduct
material and/or the total number of
exempt units listed by type transferred
during the reporting period. The
breakdown of the information by year is
not required. These reports are also
required when filing for license renewal
or notifying the Commission of a
decision to cease authorized activities.
The resulting reports are not timely
and informative enough for NRC to fully
determine the products and amount of
byproduct material distributed annually
for exempt use. This limits the NRC’s
ability to evaluate the overall net impact
of these practices on public health and
safety. Because the date of reporting for
each licensee is different and the
information is not necessarily reported
by year, it is difficult to estimate the
amount or types of products/materials
containing byproduct material
distributed each year or to see any
trends. Also, the information is not very
current. The limitations of the
information about the products/
materials and quantities distributed for
use under exemption greatly impacted
the effort involved in developing the
dose assessments in NUREG–1717 and
contributed to the uncertainties in the
results.
Before 1983, reporting of transfers of
exempt byproduct material was required
on an annual basis. The regulations
were amended in 1983 to change the
reporting requirement to once every 5
years to minimize administrative
burden. However, subsequent
experience with the 5-year reporting
frequency has shown that it does not
provide NRC with complete, accurate,
or timely information on products and
materials containing byproduct material
distributed for use under exemptions
from licensing. Reevaluation of the
reporting requirements also suggests
that annual reporting may be
administratively more efficient for both
the NRC and affected licensees than the
current requirement. Experience shows
that there have been more
implementation problems under the
current scheme than with annual
reporting. For example, because of the
long interval between reports, licensees
frequently forget to file reports in
compliance with the regulations. This
lapse sometimes results in the need for
requests for additional information to be
sent so that an application for renewal
or termination of license can be
processed. The long interval between
reports also leads to licensee
inefficiencies in collecting the data.
The proposed rule would require that
material transfer reports covering
transfers made during the calendar year
be submitted annually by January 31 of
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the following year. These reports would
also be required 30 days after ceasing
authorized activities, rather than at the
point of notifying the Commission of the
decision to cease authorized activities.
The reports would no longer be required
when filing for license renewal. In the
first report made after the proposed
change, licensees would also be
required to submit information on
transfers made since the previous
report. Routine annual reporting should
be more straightforward and easier for
licensees to comply with than
consolidating and reporting five years of
distribution information. This approach
is expected to impose a minimal burden
and be more efficient for both the NRC
and licensees, particularly given the
current state of information technology.
A recent change to the Commission’s
regulations allows electronic
submission as an alternative to standard
mail submission, which reduces
administrative costs.
In addition to the lengthy period
between the current reports, certain
information is not always clear in the
reports, making it more difficult to use
the information. The proposed rule
would make these reporting provisions
more specific. The report would be
required to include reference to the
specific exemption provision under
which the products/materials are being
distributed and clearly identify the
specific licensee submitting the report,
including the license number.
The current regulations require the
licensee to identify the product
distributed. However, this is done in a
number of ways, some of which require
the NRC to refer to other documents to
obtain the information needed to fully
interpret what is being distributed. The
proposed rule would add model
numbers, when applicable, to the
required information. Licensees have
frequently included model numbers in
the reports, but often as the only
identification of the type of product
being transferred. The proposed rule
would eliminate these inefficiencies
without making a significant change to
licensees’ reporting burden. The address
to which reports are to be sent would
also contain the line, ‘‘ATTN: Document
Control Desk/Exempt Distribution,’’ to
make the internal distribution of the
documents within NRC more efficient.
The requirement for licensees to send an
additional copy of the reports to the
appropriate Regional office would be
removed. Under NRC’s internal
procedures, the information would be
electronically distributed to the
Regional offices. These factors are
expected to make the reporting process
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more efficient and to improve the
quality of the information submitted.
As a result of these proposed changes,
the NRC would receive information on
distribution to exempt persons that is
more useful for evaluating both
potential individual doses to the public
from multiple sources and collective
doses to the public from these products
and materials than that provided under
the existing regulations. The NRC would
have a stronger basis for informing the
public concerning such exposures.
These changes would also provide a
better basis for considering any future
regulatory changes in this area and in
allocating NRC resources. Finally, the
period of retention for records, proposed
to remain at one year after transfers are
included in a report, would be up to
four years shorter than under existing
requirements.
B. NRC Licensing of the Introduction of
Exempt Concentrations
For most exemptions from licensing
in part 30, distributors must have an
NRC license even if they are in
Agreement States. Reporting
requirements for these licensees provide
the NRC with national data on products
and materials containing byproduct
material distributed to persons exempt
from licensing and regulation. There are
two exemptions for which this is not the
case. The first of these, § 30.16, ‘‘Resins
containing scandium-46 and designed
for sand-consolidation in oil wells,’’
would be removed, as noted below,
because it is obsolete. The second is
§ 30.14, ‘‘Exempt concentrations,’’ for
which those who introduce byproduct
material into products or materials are
licensed under § 32.11 or similar
Agreement States regulations. The
concentration limits applicable to this
exemption from licensing are contained
in § 30.70, ‘‘Schedule A—Exempt
concentrations,’’ and equivalent
Agreement State regulations.
The provisions that allow Agreement
State licensing of the introduction of
byproduct material into products and
materials in exempt concentrations for
transfer to persons exempt from
licensing were added to NRC
regulations in 1963, soon after the
regulations governing the Agreement
State program were established in 1962
(10 CFR part 150). At the time, the only
practices being regulated under these
provisions related to quality control
procedures and other radiotracer
activities. Exempt concentrations were
permitted to be introduced into oil,
gasoline, plastics, and similar
commercial and industrial items. Also,
at the time these provisions were added,
it was expected that the NRC would
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develop a system with the Agreement
States to obtain copies of the transfer
reports submitted to the Agreement
States by their licensees so that NRC
would have national information on
distribution. Such a system was never
implemented.
The exempt concentration provision
in § 30.14 is a general materials
exemption that is not limited to a
particular use. It allows for various
practices to be evaluated by the NRC or
an Agreement State on a case-by-case
basis through the licensing process. A
number of different practices have been
evaluated and conducted under § 32.11,
including the neutron irradiation of
gemstones, silicon semiconductor
materials, and luggage and cargo in an
airport explosive detection system,
resulting in induced radioactivity in the
products. These practices involved
consideration of issues not anticipated
in the early 1960’s, including the
extensive national distribution of the
products. For the case of irradiation of
gemstones, the NRC has since required
authorization by an NRC license.
Section 30.14 also contains an
exemption from licensing by NRC (in
paragraph (c)) for manufacturers,
processors, or producers in Agreement
States if the introduction of byproduct
material into their product or material is
conducted by a specific licensee whose
license authorizes this introduction.
Currently, this authority may be
provided under either an NRC license or
an Agreement State license.
Information on all distributions to
exempt persons is important for NRC to
effectively and efficiently assess the
overall impact to the public nationally.
NRC licensing of all such distribution
would facilitate this process. Also, the
concentration limits in § 30.70 do not
provide the sole assurance of protection
of public health and safety. The
evaluation done in connection with the
licensing process is also important. The
current situation of multiple
jurisdictions potentially issuing these
licenses may allow for some
inconsistency in the licensing process.
The proposed rule would require that
the entity introducing byproduct
material into products and materials for
use under the exempt concentration
provisions have an NRC license
specifically authorizing this
introduction. Specifically, the proposed
rule would make §§ 32.11 and 32.12
Compatibility Category NRC (i.e.,
reserved to NRC). (For a brief
explanation of compatibility categories
see the Agreement State Compatibility
section.) This change to NRC-only
licensing would also require
amendment of other provisions in the
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regulations. Thus, the proposed rule
would revise the wording of the
exemption in § 30.14(c), § 32.11, the
prohibition in §§ 30.14(d) and 32.13,
and the reciprocity provision in § 150.20
accordingly, so that only NRC may
authorize the introduction of byproduct
material into products and materials to
be distributed for use under § 30.14 and
equivalent Agreement State regulations.
Section 32.11 would be revised to
exempt Agreement State licensees from
§ 30.33(a)(2) and (3). Consistent with the
practice for other distributors of
byproduct material to exempt persons in
Agreement States, who have possession
and use of the material authorized by an
Agreement State license and
distribution authorized by an NRC
license, the possession and use of the
byproduct material to be introduced
could remain under an Agreement State
license. In that case, provisions similar
to § 30.33(a)(2) and (3) would apply
under the Agreement State license.
Currently, the only known entities
licensed under § 32.11 or equivalent
regulations of the Agreement States are
a small number of radiotracer firms,
who introduce byproduct material into
such materials as gas and oil, and steel
companies, who use sources to monitor
the wear of refractory lining in blast
furnaces resulting in infrequent but
expected instances of slight
contamination of some steel. The
Agreement States were requested to
provide information on the number of
licensees of this type in 2002 and 2005.
No licensees were identified.
The exemption in § 30.14(c) was
added specifically for persons in
Agreement States because of the
provision in § 150.15(a)(6), which
reserves for NRC the authority for
licensing transfers to exempt persons.
The proposed rule would further revise
the exemption in § 30.14(c) to also apply
to manufacturers, processors, or
producers in non-Agreement States who
use a radiotracer firm or other § 32.11
licensee to introduce byproduct material
into their products. The intent of the
regulations in § 32.11 is to allow a
licensee to introduce byproduct material
into products and materials held by
others who are not required to have a
license, thus, there is no reason to limit
this provision to persons in Agreement
States. Therefore, § 30.14(c) would be
amended to delete the reference to the
Agreement States.
C. Bundling of Exempt Quantities
In accordance with § 30.18, ‘‘Exempt
quantities,’’ a person is exempt from the
requirements for a license to the extent
that person receives, possesses, uses,
transfers, owns, or acquires byproduct
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material in individual quantities, each
of which does not exceed the applicable
quantity set forth in § 30.71, Schedule B.
However, a person who commercially
distributes materials to another person
for use under § 30.18 must first obtain
a distribution license from NRC in
accordance with § 32.18, ‘‘Manufacture,
distribution and transfer of exempt
quantities of byproduct material:
Requirements for license.’’
Paragraph (c) of § 32.18 prohibits the
distributor from incorporating the
exempt byproduct material into any
manufactured or assembled commodity,
product, or device intended for
commercial distribution. However, there
is no stated prohibition regarding such
application by the end-user who is not
commercially distributing the product.
NRC became aware that some persons
holding byproduct material under the
exemption in § 30.18 had been
combining (bundling) multiple exempt
quantities within an individual device
that had not been evaluated and
approved by the NRC. The devices were
manufactured without radioactive
material, but were designed to use
multiple exempt quantity sources of
byproduct material. After first becoming
aware of the bundling issue, NRC
originally determined in June 1994, that,
under certain limited circumstances,
bundling of exempt sources did not
present a health and safety hazard and
therefore no action was taken. Later, the
NRC became concerned that the number
of exempt sources bundled in these
devices could reach a point where a
general or specific license would
normally be required. If the bundled
sources were considered exempt, NRC
would have no mechanism to ensure
their safe possession, use, and disposal.
As a result, NRC issued a generic letter
in 1999, ‘‘NRC Generic Letter 99–01:
Recent Nuclear Material Safety and
Safeguards Decision on Bundling
Exempt Quantities, May 3, 1999,’’ to
clarify that bundling was not
appropriate under the existing
regulation. This position is supported
by the language in § 32.19(d)(2), which
directs the distributor to provide a label
or accompanying brochure with any
distributed exempt quantities that
includes the statement: ‘‘Exempt
Quantities Should Not be Combined.’’
However, the NRC believes that the
regulations in § 30.18 should be
amended to specifically prohibit
bundling under the exemption. The
proposed rule would revise the exempt
quantities provision in § 30.18 to
explicitly prohibit combining sources to
create an increased radiation level.
The original basis for the quantities
chosen for the exemption in § 30.18 was
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the more restrictive of: (1) The quantity
of material inhaled by a reference
individual exposed for one year at the
highest average concentration permitted
in air for members of the general public
in unrestricted areas at the time; or (2)
for gamma emitters, the quantity of
material that would produce a radiation
level of 1 mR/hr at 10 cm from a point
source. It was reasoned that under the
conditions of the exemption, it is
unlikely that any individual would
inhale (or ingest) more than a very small
fraction of any radioactive material
being used or receive excessive doses of
external radiation when realistic sourceto-receptor distances and exposure
times are assumed. Should bundling be
permitted, NRC cannot assure that the
exposures would not exceed the levels
originally intended under the
exemption. In addition, there would be
some potential that disposal of devices
containing multiple exempt sources
through ordinary commercial waste
streams or metal recycling channels
could result in inappropriate
contamination of property.
Because of the NRC’s 1994
determination that, under certain
limited circumstances, bundling of
exempt sources did not present a health
and safety hazard, the May 3, 1999,
generic letter affirmed that NRC did not
plan to take any action regarding the
devices initially produced for use with
a limited number of exempt quantity
sources or their users unless a
radiological safety hazard were to be
identified. Because NRC has no
indication that significant exposures are
resulting or will result from the
continued use of the devices evaluated
in 1994, the proposed amendment
would allow continued use of those
devices. This exclusion is intended to
avoid imposing a regulatory burden on
those persons who otherwise might be
impacted by this clarification in the
regulation who are continuing to use
devices in use before the generic letter
was issued. Additionally, this regulation
is not intended to impact normal storage
methods of the materials held under the
exemption in § 30.18.
D. Obsolete Provisions
Some exemptions from licensing are
considered obsolete in that no products
are being distributed for use under the
exemption. In some cases, no products
covered by the exemption remain in
use. Generally, this has occurred
because new technologies have made
the use of radioactive material
unnecessary or less cost-effective.
The Commission is proposing to
delete exemptions for products that are
no longer being used or manufactured,
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or to restrict further distribution while
allowing for the continued possession
and use of previously distributed items.
These exemptions in part 30 are for:
Automobile lock illuminators
(§ 30.15(a)(2)), balances of precision
(§ 30.15(a)(3)), automobile shift
quadrants (§ 30.15(a)(4)), marine
compasses (§ 30.15(a)(5)), thermostat
dials and pointers (§ 30.15(a)(6)), spark
gap irradiators (§ 30.15(a)(10)), and
resins containing scandium-46 (Sc-46)
for sand consolidation in oil wells
(§ 30.16). Of these, only the exemption
for resins containing scandium could
result in significant doses, which might
be of concern, if it were used.
NUREG–1717 describes the various
products covered by the individual
exemptions in the second subsection of
each section for a particular exemption.
Some of the conclusions in that report
concerning distribution are:
(1) On § 30.15(a)(2): It is believed that
automobile lock illuminators containing
H–3 (tritium) or promethium-147 have
never been manufactured for
commercial use;
(2) On § 30.15(a)(3): Tritium is not
currently being used on balances of
precision;
(3) On § 30.15(a)(4): It is believed that
automobile shift quadrants containing
tritium are not being manufactured, nor
have they ever been manufactured, for
commercial use;
(4) On § 30.15(a)(5): Apparently,
domestic manufacture and import of
marine compasses and other
navigational instruments that contain
tritium has ceased;
(5) On § 30.15(a)(6): Tritiated paint is
not currently being used on thermostat
dials and pointers, primarily because
electronic displays are now available for
illumination purposes. Neither are
gaseous tritium light sources used for
thermostat dials or pointers;
(6) On § 30.15(a)(10): Spark gap
irradiators containing cobalt are
designed to minimize spark delay in
some electrically ignited commercial
fuel-oil burners by generating free
electrons in the spark gap. The
irradiators are no longer being
manufactured, only about 100
irradiators were in stock in 1994, and no
plans had been made to distribute them
for use. The original manufacturer is no
longer in business. The number of
irradiators actually distributed is
unknown, but is not thought to be
significant. [Note: there are products
referred to as ‘‘spark gaps’’ or ‘‘spark gap
tubes,’’ a category of electron tube,
covered by the exemption in
§ 30.15(a)(8), which should not to be
confused with the specific product
covered by § 30.15(a)(10)]; and
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(7) On § 30.16: Resins as the primary
cementing media are no longer used.
With the exception of resins covered
by § 30.16, only NRC licenses
distributors of these products. The
primary bases for determining that
products are obsolete are NRC’s records
on its licensees. Industry contacts were
also used to collect historical
information concerning the use of the
various products.
The NRC expects that the distribution
of thermostat dials or pointers, spark
gap irradiators, and resins containing
Sc-46 for sand consolidation in oil wells
ceased so long ago that it is highly
unlikely that any remain in use. This
may or may not be the case for balances
of precision and marine compasses
distributed for use under § 30.15(a)(3)
and (5). As noted, automobile lock
illuminators and automobile shift
quadrants were likely never
commercially distributed for use under
exemption. The exemptions for
automobile lock illuminators,
automobile shift quadrants, thermostat
dials or pointers, spark gap irradiators,
and resins containing Sc-46 for sand
consolidation in oil wells would be
removed. The exemptions for balances
of precision and marine compasses and
other navigational instruments would be
retained for previously distributed
products only. This language is not
being retained for the other five
exemptions considered obsolete.
However, in the unlikely event that
persons still possess any of these
products, this action is not intended to
change the regulatory status of any
products previously distributed in
conformance with the provisions of the
regulations applicable at the time.
Specific requirements for
manufacturers and initial distributors of
products that are no longer being
manufactured or distributed would also
be deleted. These include § 32.17 for the
manufacture or distribution of resins
containing Sc-46 and the prototype test
procedures for automobile lock
illuminators specified in § 32.40 and
required by § 32.14(d)(2).
In the case of the resins containing Sc46 for sand consolidation, this action
would provide assurance that health
and safety are adequately protected from
possible future distribution. Only
preliminary dose estimates were made
for this exemption. These preliminary
estimates indicated a potential for
exposures higher than is appropriate for
materials being used under an
exemption. However, the preliminary
dose estimates were not refined or
included in NUREG–1717, because the
exemption was no longer being used.
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Deleting these unnecessary provisions
would simplify the regulations by
eliminating extraneous text. Also, the
Commission periodically reevaluates
the exposure of the general public from
all products and materials distributed
for use under exemption, to ensure that
the total contribution of these products
to the exposure of the public will not
exceed small fractions of the allowable
limits. Eliminating obsolete exemptions
would add to the assurance that future
use of products in these categories
would not contribute to exposures of the
public and would also eliminate the
need to reassess the potential exposure
of the public from possible future
distributions of the products.
E. New Product-Specific Exemption for
Smoke Detectors
One of the most widely distributed
products used under an exemption from
licensing is the ionization chamber
smoke detector commonly used in
residences. These smoke detectors are
currently used under the class
exemption in § 30.20 for gas and aerosol
detectors and equivalent regulations of
the Agreement States. This class
exemption was established in April
1969. Section 30.20 also covers
chemical agent detectors and allows for
new detectors with similar purposes to
be licensed for distribution without a
new exemption from licensing being
established by rulemaking.
The specific requirements for
obtaining a license to manufacture,
process, produce, or initially transfer
gas and aerosol detectors intended for
use under § 30.20 are currently
contained in § 32.26. Conditions of
licenses are contained in § 32.29
including requirements for quality
control, labeling, recordkeeping, and
reporting of transfers. NRC’s licensing of
a new initial distributor of smoke
detectors involves an evaluation to
determine that certain safety criteria
(contained in §§ 32.27 and 32.28) are
met. The safety criteria for gas and
aerosol detectors include: (1) Radiation
dose limits for individuals from normal
handling, storage, use, and disposal of
these products; and (2) radiation dose
limits for individuals, in conjunction
with approximate associated
probabilities of occurrence, for
accidents.
Residential ionization chamber smoke
detectors and some similar smoke
detectors have been manufactured and
used for many years. Current designs are
very consistent, using 0.9 to 1 µCi (33
to 37 kBq) of americium-241 (Am-241)
contained in a foil, surrounded by an
ionization chamber. Earlier designs used
larger quantities of americium and, in
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some cases, other radionuclides.
Residential ionization chamber smoke
detectors (and similar detectors)
represent a well established practice
with consistency in the design of
products and with extensive licensing
experience. Potential doses from the
distribution, use, handling, and disposal
of these detectors has been estimated in
NUREG/CR–1156, ‘‘Environmental
Assessment of Ionization Chamber
Smoke Detectors Containing Am-241,’’
November 1979, in NUREG–1717, and
in various license applications. The
estimated doses under normal, routine
conditions are well under the safety
criterion for routine use of 5 mrem/year
(5 µSv/year) whole body, and the
associated individual organ limits.
This proposed rule would establish a
specific exemption from licensing
requirements for ionization chamber
smoke detectors containing no more
than 1 µCi (37 kBq) of Am-241 in the
form of a foil and designed to protect
life and property from fires. This is
intended to apply to ionization smoke
detectors whose primary function is the
protection of life and property. The
exemption for ionization chamber
smoke detectors would be added to
§ 30.15(a) as § 30.15(a)(7). The primary
difference between this proposed
exemption and the existing class
exemption in § 30.20 is that an
applicant for a license to distribute
smoke detectors for use under this
exemption would not be required to
submit dose assessments to demonstrate
that doses from the various stages of the
life cycle of the product do not exceed
certain values. The applicant would still
be required to submit basic design
information consistent with that
required from applicants to distribute
products for use under other productspecific exemptions, specifically for
those products used under § 30.15. The
requirements for applicants to distribute
these products are contained in § 32.14.
The primary emphasis of these
requirements is to provide assurance
that the byproduct material is properly
contained within the product and will
not be released under the most severe
conditions encountered in normal use
and handling. Requirements for those
licensed under § 32.14 are contained in
§§ 32.15 and 32.16. These latter
requirements address quality assurance,
labeling, recordkeeping, and reports of
transfer. The labeling requirement for
smoke detectors under the current
regulation in § 32.29(b) is more specific
than those in § 32.15(d). In order that
the more specific labeling requirement
be retained, essentially the same details
would be added to § 32.15(d) as
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applicable specifically to ionization
chamber smoke detectors. A minor
change (i.e., not referring to 10 CFR
32.27) would be made to be consistent
with the new regulatory requirements.
It is the NRC staff’s licensing practice
to issue licenses for the distribution of
products to be used under a class
exemption only after a Sealed Source
and Device (SS & D) review and
registration in the SS & D. This is not
the practice for products to be
distributed for use under a productspecific exemption. Because of this, the
proposed revision would also reduce
both application and annual fees for
distributors of smoke detectors. There is
a separate application fee in § 170.31,
associated with device review and
registration, which would no longer
apply. Also, in § 171.16, there are
different annual fees based on whether
a device has been evaluated for
registration in the SS & D. The primary
difference is the elimination of the fee
for holding a registration certificate. For
small entities, reduced fees apply;
therefore, the affect of this change on
fees would be smaller.
The effect of this change would be to
reduce the regulatory burden and the
fees for new applicants for licenses to
distribute ionization chamber smoke
detectors. Additionally, the change
would reduce the NRC staff time needed
to review these applications, because an
evaluation of dose assessments would
no longer be included. Current
distributors of ionization chamber
smoke detectors using no more than
1 µCi of Am-241 (37 kBq) may also
amend their licenses and SS & D
registrations to change the regulatory
status of their products in order to
reduce their annual fees. Given the wide
distribution this product has already
experienced, this change is not expected
to affect the overall number of
ionization chamber smoke detectors
distributed in the future. Thus, a more
efficient regulatory process would be
used without any impacts to the health
and safety of the public or the
environment.
F. Specific Licensees and Generally
Licensed Devices—Clarification
Following a revision to the general
license provided by § 31.5 (65 FR 79161;
Dec. 18, 2000) that became effective in
February 2001, an increased number of
specific licensees transferred their
authorization to possess and use some
devices under the § 31.5 general license
to the authority provided by their
specific license. These transfers were
made primarily to avoid the cost of the
new registration fees for some of these
devices in addition to their specific
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license fees. There are also other, nonfee-related reasons why one would
make such a transfer. There has been
some confusion as to the applicability of
some requirements with respect to the
transfer of a device from a general
licensee to a specific licensee when the
same entity holds both licenses, and as
to exactly what is necessary to comply
with existing requirements related to
both types of license.
The general license in § 31.5, under
paragraph (c)(1), requires that the
original label on the device be
maintained. This label, among other
things, indicates the general license
regulatory status of the device and
provides safety instructions or reference
to operating and service manuals.
Instructions to the general licensee may
not be appropriate for the use of the
device under a specific license. For
example, instructions may indicate that
the general licensee may not conduct its
own leak tests, but must have an
appropriate specifically licensed service
company do so. Also, under a specific
license, different labeling requirements
are applicable (§ 20.1904, ‘‘Labeling
containers’’). It is not acceptable for a
device being held under a specific
license (SL) to be labeled in accordance
with § 32.51(a)(3), i.e., a general license
(GL) label. Thus, if a device is to be
transferred from GL status to SL status,
the label needs to be changed to comply
with the appropriate labeling
requirement.
A specific licensee would conduct its
own maintenance activities including
required leak tests, but may need
information from the manufacturer
concerning the appropriate methods for
the particular device. This information
may not have been provided to the
entity as a general licensee, depending
on the device and what has been
determined to be appropriate activities
for a general licensee. Thus, a specific
licensee may need to contact the
manufacturer to obtain the proper
procedures for conducting required leak
tests and other activities.
A specific licensee may have
provisions in its license that authorize
the quantities of the radionuclides used
in a generally licensed device. The
licensee needs to verify that the
conditions of the specific license
authorize the possession and use of the
device or apply for an appropriate
amendment to the license.
Paragraph (c)(8) of § 31.5 specifies
acceptable specifically licensed
recipients of devices covered by this
general license and requires that a
general licensee report to the NRC
transfers of devices to specific licensees.
The address for reporting includes an
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attention line to Document Control
Desk/GLTS. GLTS refers to the General
License Tracking System, which
includes information on devices in use
under §§ 31.5 and 31.7. In order for this
database to be kept up-to-date, transfers
to specific licensees must be reported
and the devices removed from the
database. Paragraph (c)(8)(iii) of § 31.5
requires written approval from the NRC
for transfers to any specific licensee not
identified in paragraph (c)(8)(i). Thus, a
general licensee who wishes to transfer
a device to any other specific licensee,
even if that licensee is the same entity
and the effect is only to transfer to a
specifically licensed status, must obtain
approval for the transfer. In this way,
the NRC can verify that the specific
license authorizes this use and can
ensure that the licensee is fully aware of
its responsibilities under both the
general and specific license with respect
to the device. In addition, the NRC can
update the GLTS.
This proposed rule would explicitly
set out the required actions for this type
of transfer. It would also remove the
necessity of obtaining prior written NRC
approval under these circumstances.
Paragraph 31.5(c)(8)(iii) would be
revised to include details concerning
the required actions for a specific
licensee to transfer a device held under
this general license to the authority
provided by the specific license. With
these additional details included in the
regulation, it is not considered
necessary for the specific licensee to
obtain prior written approval.
III. Early Agreement State Participation
The working group involved in the
preparation of this proposed rule
included a member who was appointed
by the Organization of Agreement States
(OAS), as well as the Conference of
Radiation Control Program Directors
(CRCPD). This proposed rule and its
draft Environmental Assessment were
also provided to the Agreement States
during their development via the use of
the NRC Technical Conference Forum
Web site and notification to the States
of their availability.
Two States provided comments. Both
supported most of the proposed
revisions but were concerned with NRC
making revisions to the general license
requirements in § 31.5. The State of
Wisconsin noted particularly the
revision to § 31.5(c)(8) and suggested
that the NRC suspend the proposed
revision of § 31.5 until the Commission
has evaluated a recently submitted OAS
petition for rulemaking to determine if
the petition offers a better alternative.
Illinois supported the revision of
§ 31.5(c)(8), but disagreed with another
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281
amendment to § 31.5 included in the
draft proposed rule posted for
Agreement state comment, which has
not been retained in this proposed rule.
Illinois also suggested revising the
labeling requirements (in § 32.19(d)(2))
so that the label would state that exempt
quantities ‘‘shall’’ not be combined
(rather than ‘‘should’’).
The OAS petition referred to by
Wisconsin suggests that those devices
used under general license and covered
by the registration requirement in
§ 31.5(c)(13), be required to be
specifically licensed instead. If the
Commission decides to grant the OAS
petition, unregistered devices would
still remain under a general license that
may be transferred to the authority of a
specific license. If the Commission
decides to deny the OAS petition, both
registered and unregistered devices
would remain under a general license
that may be transferred to the authority
of a specific license. As a result, the
NRC has determined that the actions
suggested by the OAS petition, if taken,
would not negatively impact the
proposed change in this action; the
issues are sufficiently independent that
the NRC does not believe this change
should await resolution of the petition.
The labeling requirement in § 32.19(d)
is a notification from a licensee to a
non-licensee. The label provides
information to the user; however, this
direction is not enforceable. A revision
to the exemption in § 30.18 itself is
being proposed in order to make the
intent demonstrated by the labeling
requirement more enforceable.
Amending the labeling requirement
would not do so and would impose a
cost on licensees who commercially
distribute exempt quantities with no
real effect.
IV. Summary of Proposed Amendments
by Section
10 CFR 30.14(c)—Would revise the
exemption for manufacturers,
processors, and producers to require
that the licensed entity must be an NRC
licensee, and clarify that the exemption
applies in all jurisdictions.
10 CFR 30.14(d)—Would revise the
prohibition on introducing exempt
concentrations to apply to all persons
except those authorized by an NRC
license.
10 CFR 30.15(a)—Would (1) remove
exemptions for automobile lock
illuminators, automobile shift
quadrants, thermostat dials and
pointers, and spark gap irradiators; (2)
limit the exemptions for balances of
precision and marine compasses and
other navigational instruments to
products previously distributed; and (3)
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add an exemption for ionization
chamber smoke detectors containing no
more than 1 µCi of Am-241 in a foil.
10 CFR 30.16—The exemption for
resins containing Sc-46 for sand
consolidation in oil wells would be
removed.
10 CFR 30.18—Would revise the
exempt quantities provision by adding
an explicit prohibition in a new
paragraph (e) against combining sources
to create an increased radiation level.
10 CFR 31.5(c)(8)(ii)—Would resolve
a minor ambiguity with respect to
addressing reports.
10 CFR 31.5(c)(8)(iii)—Would revise
transfer provisions to explicitly state
actions necessary for transfer of devices
from general license to specific license
status and remove the need for written
NRC approval in that case.
10 CFR 32.11(a)—Would be revised to
exempt Agreement State licensees from
§ 30.33(a)(2) and (3).
10 CFR 32.12—Would revise the
period of reporting for material transfers
to annual and make minor changes to
the content of reports.
10 CFR 32.13—Would revise the
prohibition on introducing exempt
concentrations to apply to all persons
except those authorized by an NRC
license.
10 CFR 32.14(d)—Would remove the
reference to § 32.40.
10 CFR 32.15(d)—Would add specific
labeling requirements for smoke
detectors distributed for use under
§ 30.15 consistent with that currently
applicable under the gas and aerosol
detector provisions in § 32.29.
10 CFR 32.16—Would revise the
period of reporting for material transfers
to annual, make minor changes to the
content of reports, and remove reference
to § 32.17.
10 CFR 32.17—Requirements for
distribution of resins containing Sc-46
for sand consolidation in oil wells
would be removed.
10 CFR 32.20—Would revise the
period of reporting for material transfers
to annual and make minor changes to
the content of reports.
10 CFR 32.25(c)—Would revise the
period of reporting for material transfers
to annual and make minor changes to
the content of reports.
10 CFR 32.29(c)—Would revise the
period of reporting for material transfers
to annual and make minor changes to
the content of reports.
10 CFR 32.40—Prototype test
requirements for automobile lock
illuminators would be removed.
10 CFR 150.20(b)—Would remove
provision for transfers to persons
exempt under § 30.14 from the
reciprocity provision for Agreement
State licensees.
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V. Criminal Penalties
For the purpose of Section 223 of the
Atomic Energy Act (AEA), the
Commission is proposing to amend 10
CFR parts 30, 31, 32, and 150 under one
or more of Sections 161b, 161i, or 161o
of the AEA. Willful violations of the
rule would be subject to criminal
enforcement.
VI. Agreement State Compatibility
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
Agreement State Programs’’ which
became effective on September 3, 1997
(62 FR 46517), NRC program elements
(including regulations) are placed into
compatibility categories A, B, C, D, NRC
or adequacy category H&S.
Compatibility Category A are those
program elements that are basic
radiation protection standards and
scientific terms and definitions that are
necessary to understand radiation
protection concepts. An Agreement
State should adopt category A program
elements in an essentially identical
manner in order to provide uniformity
in the regulation of agreement material
on a nationwide basis. Compatibility
Category B are those program elements
that apply to activities that have direct
and significant effects in multiple
jurisdictions. An Agreement State
should adopt Category B program
elements in an essentially identical
manner. Compatibility Category C are
those program elements that do not
meet the criteria of Category A or B, but
the essential objectives of which an
Agreement State should adopt to avoid
conflict, duplication, gaps, or other
conditions that would jeopardize an
orderly pattern in the regulation of
agreement material on a national basis.
An Agreement State should adopt the
essential objectives of the Category C
program elements. Compatibility
Category D are those program elements
that do not meet any of the criteria of
Category A, B, or C, above, and, thus, do
not need to be adopted by Agreement
States for purposes of compatibility.
Compatibility Category NRC are those
program elements that address areas of
regulation that cannot be relinquished
to the Agreement States under the
Atomic Energy Act of 1954, as amended,
or provisions of Title 10 of the Code of
Federal Regulations. These program
elements should not be adopted by the
Agreement States. Health and Safety
(H&S) are program elements that are
required because of a particular health
and safety role in the regulation of
agreement material within the State and
should be adopted in a manner that
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embodies the essential objectives of the
NRC program.
The proposed rule would be a matter
of compatibility between the NRC and
the Agreement States, thereby providing
consistency among Agreement State and
NRC requirements. The revisions to
parts 30 and 31 would be classified as
Compatibility Category B and the
revisions to §§ 32.13 and 150.20 would
be classified as Category C. Sections
32.11 and 32.12 would be changed from
Compatibility Categories C/B and C
respectively to Category NRC. Section
32.17 is Compatibility Category B.
Sections 32.15, 32.16, 32.20, 32.25, and
32.29 are classified as Compatibility
Category NRC. The existing
compatibility designation for these
regulations are not affected.
Specific information about the
compatibility or health and safety
components assigned to this rule may be
found at the Office of State and Tribal
Programs Web site, https://
www.hsrd.ornl.gov/nrc/home.html.
VII. Plain Language
The Presidential Memorandum dated
June 1, 1998, entitled, ‘‘Plain Language
in Government Writing’’ directed that
the Government’s writing be in plain
language. This memorandum was
published on June 10, 1998 (63 FR
31883). The NRC requests comments on
this proposed rule specifically with
respect to the clarity and effectiveness
of the language used. Comments should
be sent to the address listed under the
ADDRESSES heading above.
VIII. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995 (Pub. L.
104–113) requires that Federal agencies
use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless the
use of such a standard is inconsistent
with applicable law or otherwise
impractical. In this proposed rule, the
NRC would amend its regulations
governing the use of byproduct material
to revise reporting of transfers to
persons exempt from licensing, simplify
the licensing of smoke detector
distribution, remove obsolete
provisions, and make some
clarifications to the regulations. None of
these actions constitute the
establishment of a standard that
establishes generally applicable
requirements.
IX. Finding of No Significant
Environmental Impact: Availability
The Commission has determined
under the National Environmental
Policy Act of 1969, as amended, and the
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Commission’s regulations in subpart A
of 10 CFR part 51, not to prepare an
environmental impact statement for this
proposed rule because the Commission
has concluded on the basis of an
environmental assessment that this
proposed rule, if adopted, would not be
a major Federal action significantly
affecting the quality of the human
environment. The following is a
summary of the Environmental
Assessment: Many of the individual
actions being proposed are the type of
actions described in the categorical
exclusions of § 51.22(c)(1) and (3). In
addition, the proposed rule would
remove provisions applicable to
practices that no longer exist, establish
a separate exemption from licensing for
ionization smoke detectors containing
no more than 1 µCi of americium-241,
explicitly prohibit combining exempt
quantity sources, and require NRC
licensing of the introduction of exempt
concentrations into products and
materials. The removal of unused
provisions would not result in a change
to any practices except to ensure that
these activities do not resume in the
future without reconsideration by the
Commission. The new exemption for
smoke detectors is not expected to have
any impact on the design or number of
smoke detectors distributed to the
public. The prohibition on combining
exempt quantities reinforces the intent
of existing regulations. The safety
standards related to the exempt
concentration provisions would not
change. The Commission has concluded
that none of these actions would have
any significant impacts to the
environment or otherwise include any
condition requiring consultation under
section 102(2)(C) of NEPA.
The determination of the
Environmental Assessment for this
proposed rule is that there will be no
significant impact to the public or the
environment from this action. However,
the general public should note that the
NRC welcomes public participation.
Comments on any aspect of the
Environmental Assessment may be
submitted to the NRC as indicated
under the ADDRESSES heading.
The NRC has sent a copy of the
Environmental Assessment and this
proposed rule to every State Liaison
Officer and requested their comments
on the Environmental Assessment. The
Environmental Assessment may be
examined at the NRC Public Document
Room, O–1F23, 11555 Rockville Pike,
Rockville, MD. Single copies of the
Environmental Assessment are available
from Andy Imboden of the Office of
Nuclear Material Safety and Safeguards,
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283
telephone (301) 415–6128, e-mail,
asi@nrc.gov.
XIII. Regulatory Flexibility
Certification
X. Paperwork Reduction Act Statement
In accordance with the Regulatory
Flexibility Act of 1980 (5 U.S.C. 605(b)),
the Commission certifies that this
proposed rule, if adopted, would not
have a significant economic impact on
a substantial number of small entities. A
significant number of the licensees
affected by this action would meet the
definition of ‘‘small entities’’ set forth in
the Regulatory Flexibility Act or the
Small Business Size Standards set out in
regulations issued by the Small
Business Administration at 13 CFR Part
121. However, none of the proposed
revisions to the regulatory program
would result in a significant economic
impact on the affected entities.
This proposed rule amends
information collection requirements that
are subject to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.). The
proposed rule makes minor revisions to
the burdens on licensees for reporting
and recordkeeping under §§ 31.5, 32.12,
32.16, 32.20, 32.25(c), and 32.29(c). It
reduces the burden for new applicants
to distribute ionization chamber smoke
detectors by allowing them to obtain
licenses under § 32.14 rather than
§ 32.26. The public burden for this
information collection is estimated to
average 1 hour. Because the burden for
these revisions to the information
collections is insignificant, Office of
Management and Budget (OMB)
clearance is not required. Existing
requirements were approved by the
Office of Management and Budget,
approval numbers 3150–0001, 3150–
0014, 3150–0016, and 3150–0120.
Send comments on any aspect of this
collection of information, including
suggestions for reducing the burden, to
the Information and Records
Management Branch (T–5 F53), U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, or by email to bjs1@nrc.gov.
XI. Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid OMB control
number.
XII. Regulatory Analysis
The Commission has prepared a draft
regulatory analysis on this proposed
regulation. The analysis examines the
costs and benefits of the alternatives
considered by the Commission.
The Commission requests public
comment on the draft regulatory
analysis. Comments on the draft
analysis may be submitted to the NRC
as indicated under the ADDRESSES
heading. The analysis is available for
inspection in the NRC Public Document
Room, 11555 Rockville Pike, Rockville,
MD. The regulatory analysis can also be
viewed and downloaded electronically
via the NRC rulemaking Web site at
https://ruleforum.llnl.gov. Single copies
of the regulatory analysis are available
from Catherine R. Mattsen, telephone
(301) 415–6264, e-mail, crm@nrc.gov of
the Office of Nuclear Material Safety
and Safeguards.
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XIV. Backfit Analysis
NRC has determined that the backfit
rule does not apply to this proposed
rule; therefore, a backfit analysis is not
required for this proposed rule because
it does not involve any provisions that
would impose backfits as defined in
Chapter I.
List of Subjects
10 CFR Part 30
Byproduct material, Criminal
penalties, Government contracts,
Intergovernmental relations, Isotopes,
Nuclear materials, Radiation protection,
Reporting and recordkeeping
requirements.
10 CFR Part 31
Byproduct material, Criminal
penalties, Labeling, Nuclear materials,
Packaging and containers, Radiation
protection, Reporting and recordkeeping
requirements, Scientific equipment.
10 CFR Part 32
Byproduct material, Criminal
penalties, Labeling, Nuclear materials,
Radiation protection, Reporting and
recordkeeping requirements.
10 CFR Part 150
Criminal penalties, Hazardous
materials transportation,
Intergovernmental relations, Nuclear
materials, Reporting and recordkeeping
requirements, Security measures,
Source material, Special nuclear
material.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 553; the NRC
is proposing to adopt the following
amendments to 10 CFR Parts 30, 31, 32,
and 150.
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PART 30—RULES OF GENERAL
APPLICABILITY TO DOMESTIC
LICENSING OF BYPRODUCT
MATERIAL
1. The authority citation for part 30
continues to read as follows:
Authority: Secs. 81, 82, 161, 182, 183, 186,
68 Stat. 935, 948, 953, 954, 955, as amended,
sec. 234, 83 Stat. 444, as amended (42 U.S.C.
2111, 2112, 2201, 2232, 2233, 2236, 2282);
secs. 201, as amended, 202, 206, 88 Stat.
1242, as amended, 1244, 1246 (42 U.S.C.
5841, 5842, 5846); sec. 1704, 112 Stat. 2750
(44 U.S.C. 3504 note).
Section 30.7 also issued under Pub. L. 95–
601, sec. 10, 92 Stat. 2951 as amended by
Pub. L. 102–486, sec. 2902, 106 Stat. 3123 (42
U.S.C. 5851). Section 30.34(b) also issued
under sec. 184, 68 Stat. 954, as amended (42
U.S.C. 2234). Section 30.61 also issued under
sec. 187, 68 Stat. 955 (42 U.S.C. 2237).
2. In § 30.14, paragraphs (c) and (d)
are revised to read as follows:
§ 30.14
§ 30.16
Exempt concentrations
*
*
*
*
(c) A manufacturer, processor, or
producer of a product or material is
exempt from the requirements for a
license set forth in section 81 of the Act
and from the regulations in this part and
parts 31 through 36 and 39 of this
chapter to the extent that this person
transfers byproduct material contained
in a product or material in
concentrations not in excess of those
specified in § 30.70 and introduced into
the product or material by a licensee
holding a specific license issued by the
Commission expressly authorizing such
introduction. This exemption does not
apply to the transfer of byproduct
material contained in any food,
beverage, cosmetic, drug, or other
commodity or product designed for
ingestion or inhalation by, or
application to, a human being.
(d) No person may introduce
byproduct material into a product or
material knowing or having reason to
believe that it will be transferred to
persons exempt under this section or
equivalent regulations of an Agreement
State, except in accordance with a
license issued under § 32.11 of this
chapter.
3. In § 30.15, paragraphs (a)(2), (a)(4),
(a)(6), and (a)(10) are removed and
reserved, paragraphs (a)(3) and (a)(5) are
revised, and paragraph (a)(7) is added to
read as follows:
wwhite on PROD1PC65 with PROPOSAL
*
§ 30.15 Certain items containing
byproduct material.
(a) * * *
(2) [Reserved]
(3) Balances of precision containing
not more than 1 millicurie of tritium per
balance or not more than 0.5 millicurie
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of tritium per balance part
manufactured before (insert effective
date of rule).
(4) [Reserved]
(5) Marine compasses containing not
more than 750 millicuries of tritium gas
and other marine navigational
instruments containing not more than
250 millicuries of tritium gas
manufactured before (insert effective
date of rule).
(6) [Reserved]
(7) Ionization chamber smoke
detectors containing not more than 1
microcurie (µCi) of americium-241 per
detector in the form of a foil and
designed to protect life and property
from fires.
*
*
*
*
*
(10) [Reserved]
*
*
*
*
*
[Removed]
4. Section 30.16 is removed.
5. In § 30.18, paragraph (a) is revised
and paragraph (e) is added to read as
follows:
§ 30.18
Exempt quantities.
(a) Except as provided in paragraphs
(c) through (e) of this section, any
person is exempt from the requirements
for a license set forth in section 81 of the
Act and from the regulations in parts 30
through 34, 36, and 39 of this chapter
to the extent that such person receives,
possesses, uses, transfers, owns, or
acquires byproduct material in
individual quantities, each of which
does not exceed the applicable quantity
set forth in § 30.71, Schedule B.
*
*
*
*
*
(e) No person may, for purposes of
producing an increased radiation level,
combine quantities of byproduct
material covered by this exemption so
that the aggregate quantity exceeds the
limits set forth in § 30.71, Schedule B,
except for byproduct material combined
within a device placed in use before
May 3, 1999, or as otherwise permitted
by the regulations in this part.
PART 31—GENERAL DOMESTIC
LICENSES FOR BYPRODUCT
MATERIAL
6. The authority citation for part 31
continues to read as follows:
§ 31.5 Certain detecting, measuring,
gauging, or controlling devices and certain
devices for producing light or an ionized
atmosphere.
*
*
*
*
*
(c) * * *
(8) * * *
(ii) Shall, within 30 days after the
transfer of a device to a specific licensee
or export, furnish a report to the
Director of Nuclear Material Safety and
Safeguards by an appropriate method
listed in § 30.6(a) of this chapter,
including in the address: ATTN:
Document Control Desk/GLTS. The
report must contain—
(A) The identification of the device by
manufacturer’s (or initial transferor’s)
name, model number, and serial
number;
(B) The name, address, and license
number of the person receiving the
device (license number not applicable if
exported); and
(C) The date of the transfer.
(iii) Shall obtain written NRC
approval before transferring the device
to any other specific licensee not
specifically identified in paragraph
(c)(8)(i) of this section: however, a
holder of a specific license may transfer
a device for possession and use under
its own specific license without prior
approval, if, the holder:
(A) Verifies that the specific license
authorizes the possession and use, or
applies and obtains an amendment to
the license authorizing the possession
and use;
(B) Removes the label otherwise
required by paragraph (c)(1) of this
section and replaces it with an
appropriate label to comply with
§ 20.1904 of this chapter;
(C) Obtains information from the
manufacturer (or initial transferor)
concerning maintenance such as leak
testing that would be applicable under
the specific license; and
(D) Reports the transfer under
paragraph (c)(8)(ii) of this section.
*
*
*
*
*
PART 32—SPECIFIC DOMESTIC
LICENSES TO MANUFACTURE OR
TRANSFER CERTAIN ITEMS
CONTAINING BYPRODUCT MATERIAL
8. The authority citation for part 32
continues to read as follows:
Authority: Secs. 81, 161, 183, 68 Stat. 935,
948, 954, as amended (42 U.S.C. 2111, 2201,
2233); secs. 201, as amended, 202, 88 Stat.
1242, as amended, 1244 (42 U.S.C. 5841,
5842); sec. 1704, 112 Stat. 2750 (44 U.S.C.
3504 note).
Authority: Secs. 81, 161, 182, 183, 68 Stat.
935, 948, 953, 954, as amended (42 U.S.C.
2111, 2201, 2232, 2233); sec. 201, 88 Stat.
1242, as amended (42 U.S.C. 5841); sec. 1704,
112 Stat. 2750 (44 U.S.C. 3504 note).
7. In § 31.5, paragraphs (c)(8)(ii) and
(c)(8)(iii) are revised to read as follows:
9. In § 32.11, paragraph (a) is revised
to read as follows:
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§ 32.11 Introduction of byproduct material
in exempt concentrations into products or
materials, and transfer of ownership or
possession: Requirements for license.
*
*
*
*
*
(a) Satisfies the general requirements
specified in § 30.33 of this chapter;
provided, however, that the
requirements of § 30.33(a)(2) and (3) do
not apply to an application for a license
to introduce byproduct material into a
product or material owned by or in the
possession of the licensee or another
and the transfer of ownership or
possession of the product or material
containing the byproduct material, if the
possession and use of the byproduct
material to be introduced is authorized
by a license issued by an Agreement
State;
*
*
*
*
*
10. Section 32.12 is revised to read as
follows:
wwhite on PROD1PC65 with PROPOSAL
§ 32.12 Same: Records and material
transfer reports.
(a) Each person licensed under § 32.11
shall maintain records of transfer of
byproduct material and file a report
with the Director of Nuclear Material
Safety and Safeguards by an appropriate
method listed in § 30.6(a) of this
chapter, including in the address:
ATTN: Document Control Desk/Exempt
Distribution.
(1) The report must clearly identify
the specific licensee submitting the
report and include the license number
of the specific licensee.
(2) The report must indicate that the
byproduct material is transferred for use
under § 30.14 of this chapter or
equivalent regulations of an Agreement
State.
(b) The report must identify the:
(1) Type and quantity of each product
or material into which byproduct
material has been introduced during the
reporting period;
(2) Name and address of the person
who owned or possessed the product or
material, into which byproduct material
has been introduced, at the time of
introduction;
(3) The type and quantity of
radionuclide introduced into each
product or material; and
(4) The initial concentrations of the
radionuclide in the product or material
at time of transfer of the byproduct
material by the licensee.
(c)(1) The licensee shall file the
report, covering the preceding calendar
year, on or before January 31 of each
year. In its first report after (Insert the
effective date of this rule), the licensee
shall separately include data for
transfers in prior years not previously
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reported to the Commission or to an
Agreement State.
(2) Licensees who permanently
discontinue activities authorized by the
license issued under § 32.11 shall file a
report for the current calendar year
within 30 days after ceasing
distribution.
(d) If no transfers of byproduct
material have been made under § 32.11
during the reporting period, the report
must so indicate.
(e) The licensee shall maintain the
record of a transfer for a period of one
year after the transfer is included in a
report to the Commission.
11. Section 32.13 is revised to read as
follows:
§ 32.13
Same: Prohibition of introduction.
No person may introduce byproduct
material into a product or material
knowing or having reason to believe that
it will be transferred to persons exempt
under § 30.14 of this chapter or
equivalent regulations of an Agreement
State, except in accordance with a
license issued under § 32.11.
12. In § 32.14, paragraph (d) is revised
to read as follows:
§ 32.14 Certain items containing
byproduct material; requirements for
license to apply or initially transfer.
*
*
*
*
*
(d) The Commission determines that
the byproduct material is properly
contained in the product under the most
severe conditions that are likely to be
encountered in normal use and
handling.
13. In § 32.15, paragraph (d) is revised
to read as follows:
§ 32.15 Same: Quality assurance,
prohibition of transfer, and labeling.
*
*
*
*
*
(d)(1) Label or mark each unit, except
timepieces or hands or dials containing
tritium or promethium-147, and its
container so that the manufacturer or
initial transferor of the product and the
byproduct material in the product can
be identified.
(2) For ionization chamber smoke
detectors, label or mark each detector
and its point-of-sale package so that:
(i) Each detector has a durable,
legible, readily visible label or marking
on the external surface of the detector
containing:
(A) The following statement:
‘‘CONTAINS RADIOACTIVE
MATERIAL’’;
(B) The name of the radionuclide
(‘‘americium-241’’ or ‘‘Am-241’’) and
the quantity of activity; and
(C) An identification of the person
licensed under § 32.14 to transfer the
detector for use under § 30.15(a)(7) of
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285
this chapter or equivalent regulations of
an Agreement State.
(ii) The labeling or marking specified
in paragraph (d)(2)(i) of this section is
located where it will be readily visible
when the detector is removed from its
mounting.
(iii) The external surface of the pointof-sale package has a legible, readily
visible label or marking containing:
(A) The name of the radionuclide and
quantity of activity;
(B) An identification of the person
licensed under § 32.14 to transfer the
detector for use under § 30.15(a)(7) or
equivalent regulations of an Agreement
State; and
(C) The following or a substantially
similar statement:
THIS DETECTOR CONTAINS
RADIOACTIVE MATERIAL. THE
PURCHASER IS EXEMPT FROM ANY
REGULATORY REQUIREMENTS.
(iv) Each detector and point-of-sale
package is provided with such other
information as may be required by the
Commission.
14. Section 32.16 is revised to read as
follows:
§ 32.16 Certain items containing
byproduct material: Records and reports of
transfer.
(a) Each person licensed under § 32.14
shall maintain records of all transfers of
byproduct material and file a report
with the Director of Nuclear Material
Safety and Safeguards by an appropriate
method listed in § 30.6(a) of this
chapter, including in the address:
ATTN: Document Control Desk/Exempt
Distribution.
(1) The report must clearly identify
the specific licensee submitting the
report and include the license number
of the specific licensee.
(2) The report must indicate that the
products are transferred for use under
§ 30.15 of this chapter, giving the
specific paragraph designation, or
equivalent regulations of an Agreement
State.
(b) The report must include the
following information on products
transferred to other persons for use
under § 30.15 or equivalent regulations
of an Agreement State:
(1) A description or identification of
the type of each product and the model
number(s), if applicable;
(2) For each radionuclide in each type
of device and each model number, if
applicable, the total quantity of the
radionuclide;
(3) The number of units of each type
of product transferred during the
reporting period by model number, if
applicable.
(c)(1) The licensee shall file the
report, covering the preceding calendar
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Federal Register / Vol. 71, No. 2 / Wednesday, January 4, 2006 / Proposed Rules
year, on or before January 31 of each
year. In its first report after (Insert the
effective date of this rule), the licensee
shall separately include data for
transfers in prior years not previously
reported to the Commission.
(2) Licensees who permanently
discontinue activities authorized by the
license issued under § 32.14 shall file a
report for the current calendar year
within 30 days after ceasing
distribution.
(d) If no transfers of byproduct
material have been made under § 32.14
during the reporting period, the report
must so indicate.
(e) The licensee shall maintain the
record of a transfer for a period of one
year after the transfer is included in a
report to the Commission.
§ 32.17
[Removed]
15. Section 32.17 is removed.
16. Section 32.20 is revised to read as
follows:
wwhite on PROD1PC65 with PROPOSAL
§ 32.20 Same: Records and material
transfer reports.
(a) Each person licensed under § 32.18
shall maintain records of transfer of
material identifying, by name and
address, each person to whom
byproduct material is transferred for use
under § 30.18 of this chapter or the
equivalent regulations of an Agreement
State and stating the kinds, quantities,
and chemical and physical form of
byproduct material transferred.
(b) The licensee shall file a summary
report with the Director of Nuclear
Material Safety and Safeguards by an
appropriate method listed in § 30.6(a) of
this chapter, including in the address:
ATTN: Document Control Desk/Exempt
Distribution.
(1) The report must clearly identify
the specific licensee submitting the
report and include the license number
of the specific licensee.
(2) The report must indicate that the
materials are transferred for use under
§ 30.18 or equivalent regulations of an
Agreement State.
(c) For each radionuclide in each
chemical and physical form, the report
shall indicate the total quantity of each
radionuclide and the chemical and
physical form, transferred under the
specific license.
(d)(1) The licensee shall file the
report, covering the preceding calendar
year, on or before January 31 of each
year. In its first report after (Insert the
effective date of this rule), the licensee
shall separately include data for
transfers in prior years not previously
reported to the Commission.
(2) Licensees who permanently
discontinue activities authorized by the
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license issued under § 32.18 shall file a
report for the current calendar year
within 30 days after ceasing
distribution.
(e) If no transfers of byproduct
material have been made under § 32.18
during the reporting period, the report
must so indicate.
(f) The licensee shall maintain the
record of a transfer for a period of one
year after the transfer is included in a
summary report to the Commission.
17. In § 32.25, paragraph (c) is revised
to read as follows:
§ 32.25 Conditions of licenses issued
under § 32.22: Quality control, labeling, and
reports of transfer.
*
*
*
*
*
(c) Maintain records of all transfers
and file a report with the Director of
Nuclear Material Safety and Safeguards
by an appropriate method listed in
§ 30.6(a) of this chapter, including in the
address: ATTN: Document Control
Desk/Exempt Distribution.
(1) The report must clearly identify
the specific licensee submitting the
report and include the license number
of the specific licensee.
(2) The report must indicate that the
products are transferred for use under
§ 30.19 of this chapter or equivalent
regulations of an Agreement State.
(3) The report must include the
following information on products
transferred to other persons for use
under § 30.19 or equivalent regulations
of an Agreement State:
(i) A description or identification of
the type of each product and the model
number(s);
(ii) For each radionuclide in each type
of product and each model number, the
total quantity of the radionuclide;
(iii) The number of units of each type
of product transferred during the
reporting period by model number.
(4)(i) The licensee shall file the report,
covering the preceding calendar year, on
or before January 31 of each year. In its
first report after (Insert the effective date
of this rule), the licensee shall
separately include data for transfers in
prior years not previously reported to
the Commission.
(ii) Licensees who permanently
discontinue activities authorized by the
license issued under § 32.22 shall file a
report for the current calendar year
within 30 days after ceasing
distribution.
(5) If no transfers of byproduct
material have been made under § 32.22
during the reporting period, the report
must so indicate.
(6) The licensee shall maintain the
record of a transfer for a period of one
year after the transfer is included in a
report to the Commission.
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18. In § 32.29, paragraph (c) is revised
to read as follows:
§ 32.29 Conditions of licenses issued
under § 32.26: Quality control, labeling, and
reports of transfer.
*
*
*
*
*
(c) Maintain records of all transfers
and file a report with the Director of
Nuclear Material Safety and Safeguards
by an appropriate method listed in
§ 30.6(a) of this chapter, including in the
address: ATTN: Document Control
Desk/Exempt Distribution.
(1) The report must clearly identify
the specific licensee submitting the
report and include the license number
of the specific licensee.
(2) The report must indicate that the
products are transferred for use under
§ 30.20 of this chapter or equivalent
regulations of an Agreement State.
(3) The report must include the
following information on products
transferred to other persons for use
under § 30.20 or equivalent regulations
of an Agreement State:
(i) A description or identification of
the type of each product and the model
number(s);
(ii) For each radionuclide in each type
of product and each model number, the
total quantity of the radionuclide;
(iii) The number of units of each type
of product transferred during the
reporting period by model number.
(4)(i) The licensee shall file the report,
covering the preceding calendar year, on
or before January 31 of each year. In its
first report after (Insert the effective date
of this rule), the licensee shall
separately include data for transfers in
prior years not previously reported to
the Commission.
(ii) Licensees who permanently
discontinue activities authorized by the
license issued under § 32.26 shall file a
report for the current calendar year
within 30 days after ceasing
distribution.
(5) If no transfers of byproduct
material have been made under § 32.26
during the reporting period, the report
must so indicate.
(6) The licensee shall maintain the
record of a transfer for a period of one
year after the transfer is included in a
report to the Commission.
§ 32.40
[Removed]
19. Section 32.40 is removed.
PART 150—EXEMPTIONS AND
CONTINUED REGULATORY
AUTHORITY IN AGREEMENT STATES
AND IN OFFSHORE WATERS UNDER
SECTION 274
20. The authority citation for part 150
continues to read as follows:
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Authority: Sec. 161, 68 Stat. 948, as
amended, sec. 274, 73 Stat. 688 (42 U.S.C.
2201, 2021); sec. 201, 88 Stat. 1242, as
amended (42 U.S.C. 5841); sec. 1704, 112
Stat. 2750 (44 U.S.C. 3504 note).
Sections 150.3, 150.15, 150.15a, 150.31,
150.32 also issued under secs. 11e(2), 81, 68
Stat. 923, 935, as amended, secs. 83, 84, 92
Stat. 3033, 3039 (42 U.S.C. 2014e(2), 2111,
2113, 2114). Section 150.14 also issued under
sec. 53, 68 Stat. 930, as amended (42 U.S.C.
2073). Section 150.15 also issued under secs.
135, 141, Pub. L. 97–425, 96 Stat. 2232, 2241
(42 U.S.C. 10155, 10161). Section 150.17a
also issued under sec. 122, 68 Stat. 939 (42
U.S.C. 2152). Section 150.30 also issued
under sec. 234, 83 Stat. 444 (42 U.S.C. 2282).
DEPARTMENT OF THE TREASURY
21. In § 150.20, paragraph (b)(3) is
revised to read as follows:
[Docket No. R–1243]
§ 150.20 Recognition of Agreement State
licensing.
*
*
*
*
*
(b) * * *
(3) Shall not, in any non-Agreement
State, in an area of exclusive Federal
jurisdiction within an Agreement State,
or in offshore waters, transfer or dispose
of radioactive material possessed or
used under the general licenses
provided in this section, except by
transfer to a person who is specifically
licensed by the Commission to receive
this material.
*
*
*
*
*
Dated at Rockville, Maryland, this 28th day
of December, 2005.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 06–19 Filed 1–3–06; 8:45 am]
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Office of the Comptroller of the
Currency
12 CFR Chapter I
[Docket No. 05–22]
Office of Thrift Supervision
12 CFR Chapter V
[No. 2005–53]
FEDERAL RESERVE SYSTEM
12 CFR Chapter II
12 CFR Chapter III
Request for Burden Reduction
Recommendations; Rules Relating to
Prompt Corrective Action and the
Disclosure and Reporting of CRARelated Agreements; Economic
Growth and Regulatory Paperwork
Reduction Act of 1996 Review
AGENCIES: Office of the Comptroller of
the Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); Federal Deposit
Insurance Corporation (FDIC); and
Office of Thrift Supervision (OTS),
Treasury.
ACTION: Notice of regulatory review;
request for comments.
SUMMARY: The OCC, Board, FDIC and
OTS (‘‘we’’ or ‘‘the Agencies’’) are
reviewing our regulations to identify
outdated, unnecessary, or unduly
burdensome regulatory requirements
pursuant to the Economic Growth and
Regulatory Paperwork Reduction Act of
1996 (EGRPRA). Today, we request your
comments and suggestions on ways to
reduce burden with respect to rules
regarding Prompt Corrective Action and
the Disclosure and Reporting of CRARelated Agreements, which are in the
Capital and Community Reinvestment
Act categories of regulations. All
comments are welcome. We specifically
invite comment on the following issues:
whether statutory changes are needed;
whether the regulations contain
requirements that are not needed to
serve the purposes of the statutes they
implement; the extent to which the
regulations may adversely affect
competition; whether the cost of
compliance associated with reporting,
recordkeeping, and disclosure
requirements, particularly on small
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institutions, is justified; whether any
regulatory requirements are inconsistent
or redundant; and whether any
regulations are unclear.
This is our last request for comment
on categories of regulations in the first
10-year cycle of regulatory review under
EGRPRA. We will analyze the
comments received and propose
burden-reducing changes to our
regulations where appropriate. Some of
your suggestions for burden reduction
might require legislative changes. Where
legislative changes would be required,
we will consider your suggestions in
recommending appropriate changes to
Congress.
Written comments must be
received no later than April 4, 2006.
ADDRESSES: You may submit comments
by any of the following methods:
EGRPRA Web site: https://
www.EGRPRA.gov
• Comments submitted at the
Agencies’ joint Web site will
automatically be distributed to all the
Agencies. Comments received at the
EGRPRA Web site and by other means
will be posted on the Web site to the
extent possible.
Individual agency addresses: You are
also welcome to submit comments to
the Agencies at the following contact
points (due to delays in paper mail
delivery in the Washington area,
commenters may prefer to submit their
comments by alternative means):
OCC: You should include OCC and
Docket Number 05–22 in your comment.
You may submit comments by any of
the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• OCC Web Site: https://
www.occ.treas.gov. Click on ‘‘Contact
the OCC,’’ scroll down and click on
‘‘Comments on Proposed Regulations.’’
• E-mail address:
regs.comments@occ.treas.gov.
• Fax: (202) 874–4448.
• Mail: Office of the Comptroller of
the Currency, 250 E Street, SW., Mail
Stop 1–5, Washington, DC 20219.
• Hand Delivery/Courier: 250 E
Street, SW., Attn: Public Information
Room, Mail Stop 1–5, Washington, DC
20219.
Instructions: All submissions must
include the agency name (OCC) and
docket number or Regulatory
Information Number (RIN) for this
notice of proposed rulemaking. In
general, OCC will enter all comments
received into the docket without
change, including any business or
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You may review comments and other
DATES:
FEDERAL DEPOSIT INSURANCE
CORPORATION
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Agencies
[Federal Register Volume 71, Number 2 (Wednesday, January 4, 2006)]
[Proposed Rules]
[Pages 275-287]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-19]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 71, No. 2 / Wednesday, January 4, 2006 /
Proposed Rules
[[Page 275]]
NUCLEAR REGULATORY COMMISSION
10 CFR Parts 30, 31, 32, and 150
RIN 3150--AH41
Exemptions From Licensing, General Licenses, and Distribution of
Byproduct Material: Licensing and Reporting Requirements
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) is proposing to amend
its regulations governing the use of byproduct material to revise
requirements for reporting transfers to persons exempt from licensing,
simplify the licensing of smoke detector distribution, remove obsolete
provisions, and clarify certain regulatory provisions. These actions
are intended to better ensure the protection of public health and
safety in the future, make the licensing of distribution to exempt
persons more effective and efficient, and reduce unnecessary regulatory
burden to certain general licensees. These changes would affect
licensees who distribute byproduct material to exempt persons, users of
some generally licensed devices, and some exempt persons.
DATES: Submit comments by March 20, 2006. Submit comments specific to
the information collection aspects of this rule by February 3, 2006.
Comments received after these dates will be considered if it is
practical to do so, but the NRC is able to assure consideration only
for comments received on or before these dates.
ADDRESSES: You may submit comments by any of the following methods.
Please include the number RIN 3150-AH41 in the subject line of your
comments. Comments on rulemakings submitted in writing or in electronic
form will be made available to the public in their entirety on the NRC
rulemaking Web site. Personal information will not be removed from your
comments.
Mail comments to: Secretary, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If you do not receive a reply e-
mail confirming that we have received your comments, contact us
directly at (301) 415-1966. You may also submit comments via the NRC's
rulemaking Web site at https://ruleforum.llnl.gov. Address questions
about our rulemaking Web site to Carol Gallagher at (301) 415-5905; e-
mail cag@nrc.gov. Comments can also be submitted via the Federal
eRulemaking Portal at https://www.regulations.gov.
Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m. Federal workdays. (Telephone
(301) 415-1966).
Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at
(301) 415-1101.
You may submit comments on the information collections by the
methods indicated under Paperwork Reduction Act Statement.
Publicly available documents related to this rulemaking may be
viewed electronically on the public computers located at the NRC's
Public Document Room (PDR), Room O1 F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland. The PDR reproduction contractor
will copy documents for a fee. Selected documents, including comments,
may be viewed and downloaded electronically via the NRC rulemaking Web
site at https://ruleforum.llnl.gov.
Publicly available documents created or received at the NRC after
November 1, 1999, are available electronically at the NRC's Electronic
Reading Room at https://www.nrc.gov/reading-rm/adams.html. From this
site, the public can gain entry into the NRC's Agencywide Document
Access and Management System (ADAMS), which provides text and image
files of NRC's public documents. If you do not have access to ADAMS or
if there are problems in accessing the documents located in ADAMS,
contact the NRC PDR Reference staff at 1-800-397-4209, 301-415-4737 or
by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT: Catherine R. Mattsen, Office of
Nuclear Material Safety and Safeguards, U.S. Nuclear Regulatory
Commission, Mail Stop T8F3, Washington, DC 20555-0001, telephone (301)
415-6264, e-mail, crm@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
A. Introduction
B. Regulatory Framework
II. Proposed Actions
A. Improved Reporting of Distribution to Persons Exempt From
Licensing Requirements
B. NRC Licensing of the Introduction of Exempt Concentrations
C. Bundling of Exempt Quantities
D. Obsolete Provisions
E. New Product-Specific Exemption for Smoke Detectors
F. Specific Licensees and Generally Licensed Devices--
Clarification
III. Early Agreement State Participation
IV. Summary of Proposed Amendments by Section
V. Criminal Penalties
VI. Agreement State Compatibility
VII. Plain Language
VIII. Voluntary Consensus Standards
IX. Finding of No Significant Environmental Impact: Availability
X. Paperwork Reduction Act Statement
XI. Public Protection Notification
XII. Regulatory Analysis
XIII. Regulatory Flexibility Certification
XIV. Backfit Analysis
I. Background
A. Introduction
The Commission has authority to issue both general and specific
licenses for the use of byproduct material and also to exempt byproduct
material from regulatory control under section 81 of the Atomic Energy
Act of 1954, as amended (hereafter, ``the Act''). A general license is
provided by regulation, grants authority to a person for certain
activities involving byproduct material, and is effective without the
filing of an application with the Commission or the issuance of a
licensing document to a particular person. Requirements for general
licensees appear in the regulations and are designed to be commensurate
with the specific circumstances covered by each general license.
In considering its exemptions from licensing, the Commission is
directed by the Act to make ``a finding that the exemption of such
classes or quantities of such material or such kinds of uses
[[Page 276]]
or users will not constitute an unreasonable risk to the common defense
and security and to the health and safety of the public.'' As
beneficial uses of licensed material were developed and experience
grew, new products intended for use by the general public were invented
and the regulations were amended to accommodate the use of new
products. The Commission currently has 15 exemptions from licensing for
byproduct material in its regulations, most of which were added by
1970.
The Commission has conducted a systematic reevaluation of the
exemptions from licensing in parts 30 and 40 of NRC's regulations (in
Title 10 of the Code of Federal Regulations), which govern the use of
byproduct and source materials. A major part of the effort was an
assessment of the potential and likely doses to workers and the public
under these exemptions. The assessment of doses associated with most of
these exemptions can be found in NUREG-1717,\1\ ``Systematic
Radiological Assessment of Exemptions for Source and Byproduct
Materials,'' June 2001. For some exemptions, the difference between
potential (possible under the conditions of the exemption) and likely
doses is significant because actual use of the exemption is limited or
nonexistent, or significantly lower quantities are used in products
than is potentially allowed under the exemption.
---------------------------------------------------------------------------
\1\ NUREG-1717 is a historical document development using the
models and methodology available in the 1990s. The NUREG provides
the estimate of the radiological impacts of the various exemptions
from licensing based on what was known about distribution of
material under the exemptions in the early 1990s. NUREG-1717 was
used as the initial basis for evaluating the regulations for
exemptions from licensing requirements and determining whether those
regulations adequately ensured that the health and safety of the
public were protected consistent with NRC policies related to
radiation protection. The agency will not use the results presented
in NUREG-1717 as a sole basis for any regulatory decisions or future
rulemaking without additional analysis.
Copies of NUREGs may be purchased from the Superintendent of
Documents, U.S. Government Printing Office, P.O. Box 37082,
Washington, DC 20013-7082. Copies are also available from the
National Technical Information Service, 5285 Port Royal Road,
Springfield, VA 22161. A copy is also available for inspection and/
or copying for a fee at the NRC public Document Room, One White
Flint North, 11555 Rockville Pike, Public File Area O1-F21,
Rockville, MD.
---------------------------------------------------------------------------
This proposed action concerns only conclusions of the reevaluation
of regulations governing byproduct material. Any potential revisions to
the regulations governing source material would be addressed in the
future. In addition to the exemptions themselves, the NRC has reviewed
the existing regulations governing the distribution of byproduct
material to persons for use under the exemptions.
Generally, the systematic assessment of exemptions determined that
no significant problems exist with the current uses of byproduct
materials under the exemptions from licensing. Actual exposures of the
public likely to be occurring are in line with Commission policy
concerning acceptable doses from products and materials used under
exemptions from licensing. However, in some cases, the regulatory
constraints and controls in place may not be adequate to fully ensure
that the health and safety of the public will continue to be protected
to the extent considered appropriate for practices occurring under
exemptions from licensing.
Although presenting very low risks of significant individual doses
to members of the general public, exempt products are a source of
routine exposure to the public. A substantial portion of the population
uses and enjoys benefits from exempt products, such as smoke detectors,
but, at the same time, receives some radiation exposure from those
products.
The Commission has also decided to make the regulations more
flexible, user-friendly, and performance-based, and to improve its
ability to risk-inform its regulatory program. These concepts have been
considered in developing potential revisions to the regulatory program
in the area of distribution of byproduct material to exempt persons.
The Commission is also proposing a revision to a certain general
license within this same rulemaking. There are some areas where the
regulations are not clear or explicit. This leads to inefficiencies in
the regulatory process and can lower public confidence. Thus, a
clarification is being proposed.
In addition to the issues addressed by this proposed rule, the
Commission is considering other issues that may be addressed in a
future rulemaking to further amend parts 30, 31, and 32.
B. Regulatory Framework
The Commission's regulations in part 30 contain the basic
requirements for licensing of byproduct material. Part 30 includes a
number of exemptions from licensing requirements in Sec. Sec. 30.14,
30.15, 30.16, 30.18, 30.19, 30.20, and 30.21. These exemptions allow
for certain products and materials containing byproduct material to be
used without any regulatory requirements on the user. The two
exemptions in Sec. Sec. 30.19 and 30.20, for self-luminous products
and gas and aerosol detectors, respectively, are class exemptions,
which cover a broad class of products. Under these provisions, new
products can be approved for use through the licensing process if the
applicant demonstrates that the specific product is within the class
and meets certain radiation dose criteria. This contrasts with other
exemptions for which the level of safety is controlled through such
limits as specification of radionuclides and quantities. Sections 30.14
and 30.18, exempt concentrations and exempt quantities, are broad
materials exemptions, which allow the use of a large number of
radionuclides. The specific radionuclide limits on these concentrations
and quantities are contained in tables in Sec. Sec. 30.70 and 30.71,
respectively. The remaining exemptions from licensing are product
specific, for which many assumptions can and have been made concerning
how the product is distributed, used, and disposed.
Part 31 provides general licenses for the use of certain items
containing byproduct material and the requirements associated with
these general licenses. The general licenses are established in
Sec. Sec. 31.3, 31.5, 31.7, 31.8, 31.10, and 31.11.
Part 32 sets out requirements for the manufacture or initial
transfer (distribution) of items containing byproduct material to
persons exempt from licensing requirements and to persons using a
general license.
Part 150 sets out regulations for all States that have entered into
agreements with the Commission under subsection 274b of the Act
(Agreement States).
II. Proposed Actions
This proposed rule would make a number of revisions to the
regulations governing the use of byproduct material under exemptions
from licensing and under general license and to the requirements for
those who distribute products and materials for use under exemptions
from licensing. The changes are intended to better ensure the
protection of public health and safety in the future and improve the
efficiency and effectiveness of certain licensing actions.
A. Improved Reporting of Distribution to Persons Exempt From Licensing
Requirements
The current reporting and recordkeeping requirements for
distributors of products and materials to persons exempt from licensing
in part 30 (contained in Sec. Sec. 32.12, 32.16, 32.20, 32.25(c), and
32.29(c)) require these licensees to maintain records of these
transfers and to submit reports to NRC once every five years. The
reports must
[[Page 277]]
indicate the total quantity of byproduct material and/or the total
number of exempt units listed by type transferred during the reporting
period. The breakdown of the information by year is not required. These
reports are also required when filing for license renewal or notifying
the Commission of a decision to cease authorized activities.
The resulting reports are not timely and informative enough for NRC
to fully determine the products and amount of byproduct material
distributed annually for exempt use. This limits the NRC's ability to
evaluate the overall net impact of these practices on public health and
safety. Because the date of reporting for each licensee is different
and the information is not necessarily reported by year, it is
difficult to estimate the amount or types of products/materials
containing byproduct material distributed each year or to see any
trends. Also, the information is not very current. The limitations of
the information about the products/materials and quantities distributed
for use under exemption greatly impacted the effort involved in
developing the dose assessments in NUREG-1717 and contributed to the
uncertainties in the results.
Before 1983, reporting of transfers of exempt byproduct material
was required on an annual basis. The regulations were amended in 1983
to change the reporting requirement to once every 5 years to minimize
administrative burden. However, subsequent experience with the 5-year
reporting frequency has shown that it does not provide NRC with
complete, accurate, or timely information on products and materials
containing byproduct material distributed for use under exemptions from
licensing. Reevaluation of the reporting requirements also suggests
that annual reporting may be administratively more efficient for both
the NRC and affected licensees than the current requirement. Experience
shows that there have been more implementation problems under the
current scheme than with annual reporting. For example, because of the
long interval between reports, licensees frequently forget to file
reports in compliance with the regulations. This lapse sometimes
results in the need for requests for additional information to be sent
so that an application for renewal or termination of license can be
processed. The long interval between reports also leads to licensee
inefficiencies in collecting the data.
The proposed rule would require that material transfer reports
covering transfers made during the calendar year be submitted annually
by January 31 of the following year. These reports would also be
required 30 days after ceasing authorized activities, rather than at
the point of notifying the Commission of the decision to cease
authorized activities. The reports would no longer be required when
filing for license renewal. In the first report made after the proposed
change, licensees would also be required to submit information on
transfers made since the previous report. Routine annual reporting
should be more straightforward and easier for licensees to comply with
than consolidating and reporting five years of distribution
information. This approach is expected to impose a minimal burden and
be more efficient for both the NRC and licensees, particularly given
the current state of information technology. A recent change to the
Commission's regulations allows electronic submission as an alternative
to standard mail submission, which reduces administrative costs.
In addition to the lengthy period between the current reports,
certain information is not always clear in the reports, making it more
difficult to use the information. The proposed rule would make these
reporting provisions more specific. The report would be required to
include reference to the specific exemption provision under which the
products/materials are being distributed and clearly identify the
specific licensee submitting the report, including the license number.
The current regulations require the licensee to identify the
product distributed. However, this is done in a number of ways, some of
which require the NRC to refer to other documents to obtain the
information needed to fully interpret what is being distributed. The
proposed rule would add model numbers, when applicable, to the required
information. Licensees have frequently included model numbers in the
reports, but often as the only identification of the type of product
being transferred. The proposed rule would eliminate these
inefficiencies without making a significant change to licensees'
reporting burden. The address to which reports are to be sent would
also contain the line, ``ATTN: Document Control Desk/Exempt
Distribution,'' to make the internal distribution of the documents
within NRC more efficient. The requirement for licensees to send an
additional copy of the reports to the appropriate Regional office would
be removed. Under NRC's internal procedures, the information would be
electronically distributed to the Regional offices. These factors are
expected to make the reporting process more efficient and to improve
the quality of the information submitted.
As a result of these proposed changes, the NRC would receive
information on distribution to exempt persons that is more useful for
evaluating both potential individual doses to the public from multiple
sources and collective doses to the public from these products and
materials than that provided under the existing regulations. The NRC
would have a stronger basis for informing the public concerning such
exposures. These changes would also provide a better basis for
considering any future regulatory changes in this area and in
allocating NRC resources. Finally, the period of retention for records,
proposed to remain at one year after transfers are included in a
report, would be up to four years shorter than under existing
requirements.
B. NRC Licensing of the Introduction of Exempt Concentrations
For most exemptions from licensing in part 30, distributors must
have an NRC license even if they are in Agreement States. Reporting
requirements for these licensees provide the NRC with national data on
products and materials containing byproduct material distributed to
persons exempt from licensing and regulation. There are two exemptions
for which this is not the case. The first of these, Sec. 30.16,
``Resins containing scandium-46 and designed for sand-consolidation in
oil wells,'' would be removed, as noted below, because it is obsolete.
The second is Sec. 30.14, ``Exempt concentrations,'' for which those
who introduce byproduct material into products or materials are
licensed under Sec. 32.11 or similar Agreement States regulations. The
concentration limits applicable to this exemption from licensing are
contained in Sec. 30.70, ``Schedule A--Exempt concentrations,'' and
equivalent Agreement State regulations.
The provisions that allow Agreement State licensing of the
introduction of byproduct material into products and materials in
exempt concentrations for transfer to persons exempt from licensing
were added to NRC regulations in 1963, soon after the regulations
governing the Agreement State program were established in 1962 (10 CFR
part 150). At the time, the only practices being regulated under these
provisions related to quality control procedures and other radiotracer
activities. Exempt concentrations were permitted to be introduced into
oil, gasoline, plastics, and similar commercial and industrial items.
Also, at the time these provisions were added, it was expected that the
NRC would
[[Page 278]]
develop a system with the Agreement States to obtain copies of the
transfer reports submitted to the Agreement States by their licensees
so that NRC would have national information on distribution. Such a
system was never implemented.
The exempt concentration provision in Sec. 30.14 is a general
materials exemption that is not limited to a particular use. It allows
for various practices to be evaluated by the NRC or an Agreement State
on a case-by-case basis through the licensing process. A number of
different practices have been evaluated and conducted under Sec.
32.11, including the neutron irradiation of gemstones, silicon
semiconductor materials, and luggage and cargo in an airport explosive
detection system, resulting in induced radioactivity in the products.
These practices involved consideration of issues not anticipated in the
early 1960's, including the extensive national distribution of the
products. For the case of irradiation of gemstones, the NRC has since
required authorization by an NRC license.
Section 30.14 also contains an exemption from licensing by NRC (in
paragraph (c)) for manufacturers, processors, or producers in Agreement
States if the introduction of byproduct material into their product or
material is conducted by a specific licensee whose license authorizes
this introduction. Currently, this authority may be provided under
either an NRC license or an Agreement State license.
Information on all distributions to exempt persons is important for
NRC to effectively and efficiently assess the overall impact to the
public nationally. NRC licensing of all such distribution would
facilitate this process. Also, the concentration limits in Sec. 30.70
do not provide the sole assurance of protection of public health and
safety. The evaluation done in connection with the licensing process is
also important. The current situation of multiple jurisdictions
potentially issuing these licenses may allow for some inconsistency in
the licensing process.
The proposed rule would require that the entity introducing
byproduct material into products and materials for use under the exempt
concentration provisions have an NRC license specifically authorizing
this introduction. Specifically, the proposed rule would make
Sec. Sec. 32.11 and 32.12 Compatibility Category NRC (i.e., reserved
to NRC). (For a brief explanation of compatibility categories see the
Agreement State Compatibility section.) This change to NRC-only
licensing would also require amendment of other provisions in the
regulations. Thus, the proposed rule would revise the wording of the
exemption in Sec. 30.14(c), Sec. 32.11, the prohibition in Sec. Sec.
30.14(d) and 32.13, and the reciprocity provision in Sec. 150.20
accordingly, so that only NRC may authorize the introduction of
byproduct material into products and materials to be distributed for
use under Sec. 30.14 and equivalent Agreement State regulations.
Section 32.11 would be revised to exempt Agreement State licensees
from Sec. 30.33(a)(2) and (3). Consistent with the practice for other
distributors of byproduct material to exempt persons in Agreement
States, who have possession and use of the material authorized by an
Agreement State license and distribution authorized by an NRC license,
the possession and use of the byproduct material to be introduced could
remain under an Agreement State license. In that case, provisions
similar to Sec. 30.33(a)(2) and (3) would apply under the Agreement
State license.
Currently, the only known entities licensed under Sec. 32.11 or
equivalent regulations of the Agreement States are a small number of
radiotracer firms, who introduce byproduct material into such materials
as gas and oil, and steel companies, who use sources to monitor the
wear of refractory lining in blast furnaces resulting in infrequent but
expected instances of slight contamination of some steel. The Agreement
States were requested to provide information on the number of licensees
of this type in 2002 and 2005. No licensees were identified.
The exemption in Sec. 30.14(c) was added specifically for persons
in Agreement States because of the provision in Sec. 150.15(a)(6),
which reserves for NRC the authority for licensing transfers to exempt
persons. The proposed rule would further revise the exemption in Sec.
30.14(c) to also apply to manufacturers, processors, or producers in
non-Agreement States who use a radiotracer firm or other Sec. 32.11
licensee to introduce byproduct material into their products. The
intent of the regulations in Sec. 32.11 is to allow a licensee to
introduce byproduct material into products and materials held by others
who are not required to have a license, thus, there is no reason to
limit this provision to persons in Agreement States. Therefore, Sec.
30.14(c) would be amended to delete the reference to the Agreement
States.
C. Bundling of Exempt Quantities
In accordance with Sec. 30.18, ``Exempt quantities,'' a person is
exempt from the requirements for a license to the extent that person
receives, possesses, uses, transfers, owns, or acquires byproduct
material in individual quantities, each of which does not exceed the
applicable quantity set forth in Sec. 30.71, Schedule B. However, a
person who commercially distributes materials to another person for use
under Sec. 30.18 must first obtain a distribution license from NRC in
accordance with Sec. 32.18, ``Manufacture, distribution and transfer
of exempt quantities of byproduct material: Requirements for license.''
Paragraph (c) of Sec. 32.18 prohibits the distributor from
incorporating the exempt byproduct material into any manufactured or
assembled commodity, product, or device intended for commercial
distribution. However, there is no stated prohibition regarding such
application by the end-user who is not commercially distributing the
product.
NRC became aware that some persons holding byproduct material under
the exemption in Sec. 30.18 had been combining (bundling) multiple
exempt quantities within an individual device that had not been
evaluated and approved by the NRC. The devices were manufactured
without radioactive material, but were designed to use multiple exempt
quantity sources of byproduct material. After first becoming aware of
the bundling issue, NRC originally determined in June 1994, that, under
certain limited circumstances, bundling of exempt sources did not
present a health and safety hazard and therefore no action was taken.
Later, the NRC became concerned that the number of exempt sources
bundled in these devices could reach a point where a general or
specific license would normally be required. If the bundled sources
were considered exempt, NRC would have no mechanism to ensure their
safe possession, use, and disposal. As a result, NRC issued a generic
letter in 1999, ``NRC Generic Letter 99-01: Recent Nuclear Material
Safety and Safeguards Decision on Bundling Exempt Quantities, May 3,
1999,'' to clarify that bundling was not appropriate under the existing
regulation. This position is supported by the language in Sec.
32.19(d)(2), which directs the distributor to provide a label or
accompanying brochure with any distributed exempt quantities that
includes the statement: ``Exempt Quantities Should Not be Combined.''
However, the NRC believes that the regulations in Sec. 30.18 should be
amended to specifically prohibit bundling under the exemption. The
proposed rule would revise the exempt quantities provision in Sec.
30.18 to explicitly prohibit combining sources to create an increased
radiation level.
The original basis for the quantities chosen for the exemption in
Sec. 30.18 was
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the more restrictive of: (1) The quantity of material inhaled by a
reference individual exposed for one year at the highest average
concentration permitted in air for members of the general public in
unrestricted areas at the time; or (2) for gamma emitters, the quantity
of material that would produce a radiation level of 1 mR/hr at 10 cm
from a point source. It was reasoned that under the conditions of the
exemption, it is unlikely that any individual would inhale (or ingest)
more than a very small fraction of any radioactive material being used
or receive excessive doses of external radiation when realistic source-
to-receptor distances and exposure times are assumed. Should bundling
be permitted, NRC cannot assure that the exposures would not exceed the
levels originally intended under the exemption. In addition, there
would be some potential that disposal of devices containing multiple
exempt sources through ordinary commercial waste streams or metal
recycling channels could result in inappropriate contamination of
property.
Because of the NRC's 1994 determination that, under certain limited
circumstances, bundling of exempt sources did not present a health and
safety hazard, the May 3, 1999, generic letter affirmed that NRC did
not plan to take any action regarding the devices initially produced
for use with a limited number of exempt quantity sources or their users
unless a radiological safety hazard were to be identified. Because NRC
has no indication that significant exposures are resulting or will
result from the continued use of the devices evaluated in 1994, the
proposed amendment would allow continued use of those devices. This
exclusion is intended to avoid imposing a regulatory burden on those
persons who otherwise might be impacted by this clarification in the
regulation who are continuing to use devices in use before the generic
letter was issued. Additionally, this regulation is not intended to
impact normal storage methods of the materials held under the exemption
in Sec. 30.18.
D. Obsolete Provisions
Some exemptions from licensing are considered obsolete in that no
products are being distributed for use under the exemption. In some
cases, no products covered by the exemption remain in use. Generally,
this has occurred because new technologies have made the use of
radioactive material unnecessary or less cost-effective.
The Commission is proposing to delete exemptions for products that
are no longer being used or manufactured, or to restrict further
distribution while allowing for the continued possession and use of
previously distributed items. These exemptions in part 30 are for:
Automobile lock illuminators (Sec. 30.15(a)(2)), balances of precision
(Sec. 30.15(a)(3)), automobile shift quadrants (Sec. 30.15(a)(4)),
marine compasses (Sec. 30.15(a)(5)), thermostat dials and pointers
(Sec. 30.15(a)(6)), spark gap irradiators (Sec. 30.15(a)(10)), and
resins containing scandium-46 (Sc-46) for sand consolidation in oil
wells (Sec. 30.16). Of these, only the exemption for resins containing
scandium could result in significant doses, which might be of concern,
if it were used.
NUREG-1717 describes the various products covered by the individual
exemptions in the second subsection of each section for a particular
exemption. Some of the conclusions in that report concerning
distribution are:
(1) On Sec. 30.15(a)(2): It is believed that automobile lock
illuminators containing H-3 (tritium) or promethium-147 have never been
manufactured for commercial use;
(2) On Sec. 30.15(a)(3): Tritium is not currently being used on
balances of precision;
(3) On Sec. 30.15(a)(4): It is believed that automobile shift
quadrants containing tritium are not being manufactured, nor have they
ever been manufactured, for commercial use;
(4) On Sec. 30.15(a)(5): Apparently, domestic manufacture and
import of marine compasses and other navigational instruments that
contain tritium has ceased;
(5) On Sec. 30.15(a)(6): Tritiated paint is not currently being
used on thermostat dials and pointers, primarily because electronic
displays are now available for illumination purposes. Neither are
gaseous tritium light sources used for thermostat dials or pointers;
(6) On Sec. 30.15(a)(10): Spark gap irradiators containing cobalt
are designed to minimize spark delay in some electrically ignited
commercial fuel-oil burners by generating free electrons in the spark
gap. The irradiators are no longer being manufactured, only about 100
irradiators were in stock in 1994, and no plans had been made to
distribute them for use. The original manufacturer is no longer in
business. The number of irradiators actually distributed is unknown,
but is not thought to be significant. [Note: there are products
referred to as ``spark gaps'' or ``spark gap tubes,'' a category of
electron tube, covered by the exemption in Sec. 30.15(a)(8), which
should not to be confused with the specific product covered by Sec.
30.15(a)(10)]; and
(7) On Sec. 30.16: Resins as the primary cementing media are no
longer used.
With the exception of resins covered by Sec. 30.16, only NRC
licenses distributors of these products. The primary bases for
determining that products are obsolete are NRC's records on its
licensees. Industry contacts were also used to collect historical
information concerning the use of the various products.
The NRC expects that the distribution of thermostat dials or
pointers, spark gap irradiators, and resins containing Sc-46 for sand
consolidation in oil wells ceased so long ago that it is highly
unlikely that any remain in use. This may or may not be the case for
balances of precision and marine compasses distributed for use under
Sec. 30.15(a)(3) and (5). As noted, automobile lock illuminators and
automobile shift quadrants were likely never commercially distributed
for use under exemption. The exemptions for automobile lock
illuminators, automobile shift quadrants, thermostat dials or pointers,
spark gap irradiators, and resins containing Sc-46 for sand
consolidation in oil wells would be removed. The exemptions for
balances of precision and marine compasses and other navigational
instruments would be retained for previously distributed products only.
This language is not being retained for the other five exemptions
considered obsolete. However, in the unlikely event that persons still
possess any of these products, this action is not intended to change
the regulatory status of any products previously distributed in
conformance with the provisions of the regulations applicable at the
time.
Specific requirements for manufacturers and initial distributors of
products that are no longer being manufactured or distributed would
also be deleted. These include Sec. 32.17 for the manufacture or
distribution of resins containing Sc-46 and the prototype test
procedures for automobile lock illuminators specified in Sec. 32.40
and required by Sec. 32.14(d)(2).
In the case of the resins containing Sc-46 for sand consolidation,
this action would provide assurance that health and safety are
adequately protected from possible future distribution. Only
preliminary dose estimates were made for this exemption. These
preliminary estimates indicated a potential for exposures higher than
is appropriate for materials being used under an exemption. However,
the preliminary dose estimates were not refined or included in NUREG-
1717, because the exemption was no longer being used.
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Deleting these unnecessary provisions would simplify the
regulations by eliminating extraneous text. Also, the Commission
periodically reevaluates the exposure of the general public from all
products and materials distributed for use under exemption, to ensure
that the total contribution of these products to the exposure of the
public will not exceed small fractions of the allowable limits.
Eliminating obsolete exemptions would add to the assurance that future
use of products in these categories would not contribute to exposures
of the public and would also eliminate the need to reassess the
potential exposure of the public from possible future distributions of
the products.
E. New Product-Specific Exemption for Smoke Detectors
One of the most widely distributed products used under an exemption
from licensing is the ionization chamber smoke detector commonly used
in residences. These smoke detectors are currently used under the class
exemption in Sec. 30.20 for gas and aerosol detectors and equivalent
regulations of the Agreement States. This class exemption was
established in April 1969. Section 30.20 also covers chemical agent
detectors and allows for new detectors with similar purposes to be
licensed for distribution without a new exemption from licensing being
established by rulemaking.
The specific requirements for obtaining a license to manufacture,
process, produce, or initially transfer gas and aerosol detectors
intended for use under Sec. 30.20 are currently contained in Sec.
32.26. Conditions of licenses are contained in Sec. 32.29 including
requirements for quality control, labeling, recordkeeping, and
reporting of transfers. NRC's licensing of a new initial distributor of
smoke detectors involves an evaluation to determine that certain safety
criteria (contained in Sec. Sec. 32.27 and 32.28) are met. The safety
criteria for gas and aerosol detectors include: (1) Radiation dose
limits for individuals from normal handling, storage, use, and disposal
of these products; and (2) radiation dose limits for individuals, in
conjunction with approximate associated probabilities of occurrence,
for accidents.
Residential ionization chamber smoke detectors and some similar
smoke detectors have been manufactured and used for many years. Current
designs are very consistent, using 0.9 to 1 [mu]Ci (33 to 37 kBq) of
americium-241 (Am-241) contained in a foil, surrounded by an ionization
chamber. Earlier designs used larger quantities of americium and, in
some cases, other radionuclides. Residential ionization chamber smoke
detectors (and similar detectors) represent a well established practice
with consistency in the design of products and with extensive licensing
experience. Potential doses from the distribution, use, handling, and
disposal of these detectors has been estimated in NUREG/CR-1156,
``Environmental Assessment of Ionization Chamber Smoke Detectors
Containing Am-241,'' November 1979, in NUREG-1717, and in various
license applications. The estimated doses under normal, routine
conditions are well under the safety criterion for routine use of 5
mrem/year (5 [mu]Sv/year) whole body, and the associated individual
organ limits.
This proposed rule would establish a specific exemption from
licensing requirements for ionization chamber smoke detectors
containing no more than 1 [mu]Ci (37 kBq) of Am-241 in the form of a
foil and designed to protect life and property from fires. This is
intended to apply to ionization smoke detectors whose primary function
is the protection of life and property. The exemption for ionization
chamber smoke detectors would be added to Sec. 30.15(a) as Sec.
30.15(a)(7). The primary difference between this proposed exemption and
the existing class exemption in Sec. 30.20 is that an applicant for a
license to distribute smoke detectors for use under this exemption
would not be required to submit dose assessments to demonstrate that
doses from the various stages of the life cycle of the product do not
exceed certain values. The applicant would still be required to submit
basic design information consistent with that required from applicants
to distribute products for use under other product-specific exemptions,
specifically for those products used under Sec. 30.15. The
requirements for applicants to distribute these products are contained
in Sec. 32.14. The primary emphasis of these requirements is to
provide assurance that the byproduct material is properly contained
within the product and will not be released under the most severe
conditions encountered in normal use and handling. Requirements for
those licensed under Sec. 32.14 are contained in Sec. Sec. 32.15 and
32.16. These latter requirements address quality assurance, labeling,
recordkeeping, and reports of transfer. The labeling requirement for
smoke detectors under the current regulation in Sec. 32.29(b) is more
specific than those in Sec. 32.15(d). In order that the more specific
labeling requirement be retained, essentially the same details would be
added to Sec. 32.15(d) as applicable specifically to ionization
chamber smoke detectors. A minor change (i.e., not referring to 10 CFR
32.27) would be made to be consistent with the new regulatory
requirements.
It is the NRC staff's licensing practice to issue licenses for the
distribution of products to be used under a class exemption only after
a Sealed Source and Device (SS & D) review and registration in the SS &
D. This is not the practice for products to be distributed for use
under a product-specific exemption. Because of this, the proposed
revision would also reduce both application and annual fees for
distributors of smoke detectors. There is a separate application fee in
Sec. 170.31, associated with device review and registration, which
would no longer apply. Also, in Sec. 171.16, there are different
annual fees based on whether a device has been evaluated for
registration in the SS & D. The primary difference is the elimination
of the fee for holding a registration certificate. For small entities,
reduced fees apply; therefore, the affect of this change on fees would
be smaller.
The effect of this change would be to reduce the regulatory burden
and the fees for new applicants for licenses to distribute ionization
chamber smoke detectors. Additionally, the change would reduce the NRC
staff time needed to review these applications, because an evaluation
of dose assessments would no longer be included. Current distributors
of ionization chamber smoke detectors using no more than 1 [mu]Ci of
Am-241 (37 kBq) may also amend their licenses and SS & D registrations
to change the regulatory status of their products in order to reduce
their annual fees. Given the wide distribution this product has already
experienced, this change is not expected to affect the overall number
of ionization chamber smoke detectors distributed in the future. Thus,
a more efficient regulatory process would be used without any impacts
to the health and safety of the public or the environment.
F. Specific Licensees and Generally Licensed Devices--Clarification
Following a revision to the general license provided by Sec. 31.5
(65 FR 79161; Dec. 18, 2000) that became effective in February 2001, an
increased number of specific licensees transferred their authorization
to possess and use some devices under the Sec. 31.5 general license to
the authority provided by their specific license. These transfers were
made primarily to avoid the cost of the new registration fees for some
of these devices in addition to their specific
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license fees. There are also other, non-fee-related reasons why one
would make such a transfer. There has been some confusion as to the
applicability of some requirements with respect to the transfer of a
device from a general licensee to a specific licensee when the same
entity holds both licenses, and as to exactly what is necessary to
comply with existing requirements related to both types of license.
The general license in Sec. 31.5, under paragraph (c)(1), requires
that the original label on the device be maintained. This label, among
other things, indicates the general license regulatory status of the
device and provides safety instructions or reference to operating and
service manuals. Instructions to the general licensee may not be
appropriate for the use of the device under a specific license. For
example, instructions may indicate that the general licensee may not
conduct its own leak tests, but must have an appropriate specifically
licensed service company do so. Also, under a specific license,
different labeling requirements are applicable (Sec. 20.1904,
``Labeling containers''). It is not acceptable for a device being held
under a specific license (SL) to be labeled in accordance with Sec.
32.51(a)(3), i.e., a general license (GL) label. Thus, if a device is
to be transferred from GL status to SL status, the label needs to be
changed to comply with the appropriate labeling requirement.
A specific licensee would conduct its own maintenance activities
including required leak tests, but may need information from the
manufacturer concerning the appropriate methods for the particular
device. This information may not have been provided to the entity as a
general licensee, depending on the device and what has been determined
to be appropriate activities for a general licensee. Thus, a specific
licensee may need to contact the manufacturer to obtain the proper
procedures for conducting required leak tests and other activities.
A specific licensee may have provisions in its license that
authorize the quantities of the radionuclides used in a generally
licensed device. The licensee needs to verify that the conditions of
the specific license authorize the possession and use of the device or
apply for an appropriate amendment to the license.
Paragraph (c)(8) of Sec. 31.5 specifies acceptable specifically
licensed recipients of devices covered by this general license and
requires that a general licensee report to the NRC transfers of devices
to specific licensees. The address for reporting includes an attention
line to Document Control Desk/GLTS. GLTS refers to the General License
Tracking System, which includes information on devices in use under
Sec. Sec. 31.5 and 31.7. In order for this database to be kept up-to-
date, transfers to specific licensees must be reported and the devices
removed from the database. Paragraph (c)(8)(iii) of Sec. 31.5 requires
written approval from the NRC for transfers to any specific licensee
not identified in paragraph (c)(8)(i). Thus, a general licensee who
wishes to transfer a device to any other specific licensee, even if
that licensee is the same entity and the effect is only to transfer to
a specifically licensed status, must obtain approval for the transfer.
In this way, the NRC can verify that the specific license authorizes
this use and can ensure that the licensee is fully aware of its
responsibilities under both the general and specific license with
respect to the device. In addition, the NRC can update the GLTS.
This proposed rule would explicitly set out the required actions
for this type of transfer. It would also remove the necessity of
obtaining prior written NRC approval under these circumstances.
Paragraph 31.5(c)(8)(iii) would be revised to include details
concerning the required actions for a specific licensee to transfer a
device held under this general license to the authority provided by the
specific license. With these additional details included in the
regulation, it is not considered necessary for the specific licensee to
obtain prior written approval.
III. Early Agreement State Participation
The working group involved in the preparation of this proposed rule
included a member who was appointed by the Organization of Agreement
States (OAS), as well as the Conference of Radiation Control Program
Directors (CRCPD). This proposed rule and its draft Environmental
Assessment were also provided to the Agreement States during their
development via the use of the NRC Technical Conference Forum Web site
and notification to the States of their availability.
Two States provided comments. Both supported most of the proposed
revisions but were concerned with NRC making revisions to the general
license requirements in Sec. 31.5. The State of Wisconsin noted
particularly the revision to Sec. 31.5(c)(8) and suggested that the
NRC suspend the proposed revision of Sec. 31.5 until the Commission
has evaluated a recently submitted OAS petition for rulemaking to
determine if the petition offers a better alternative. Illinois
supported the revision of Sec. 31.5(c)(8), but disagreed with another
amendment to Sec. 31.5 included in the draft proposed rule posted for
Agreement state comment, which has not been retained in this proposed
rule. Illinois also suggested revising the labeling requirements (in
Sec. 32.19(d)(2)) so that the label would state that exempt quantities
``shall'' not be combined (rather than ``should'').
The OAS petition referred to by Wisconsin suggests that those
devices used under general license and covered by the registration
requirement in Sec. 31.5(c)(13), be required to be specifically
licensed instead. If the Commission decides to grant the OAS petition,
unregistered devices would still remain under a general license that
may be transferred to the authority of a specific license. If the
Commission decides to deny the OAS petition, both registered and
unregistered devices would remain under a general license that may be
transferred to the authority of a specific license. As a result, the
NRC has determined that the actions suggested by the OAS petition, if
taken, would not negatively impact the proposed change in this action;
the issues are sufficiently independent that the NRC does not believe
this change should await resolution of the petition.
The labeling requirement in Sec. 32.19(d) is a notification from a
licensee to a non-licensee. The label provides information to the user;
however, this direction is not enforceable. A revision to the exemption
in Sec. 30.18 itself is being proposed in order to make the intent
demonstrated by the labeling requirement more enforceable. Amending the
labeling requirement would not do so and would impose a cost on
licensees who commercially distribute exempt quantities with no real
effect.
IV. Summary of Proposed Amendments by Section
10 CFR 30.14(c)--Would revise the exemption for manufacturers,
processors, and producers to require that the licensed entity must be
an NRC licensee, and clarify that the exemption applies in all
jurisdictions.
10 CFR 30.14(d)--Would revise the prohibition on introducing exempt
concentrations to apply to all persons except those authorized by an
NRC license.
10 CFR 30.15(a)--Would (1) remove exemptions for automobile lock
illuminators, automobile shift quadrants, thermostat dials and
pointers, and spark gap irradiators; (2) limit the exemptions for
balances of precision and marine compasses and other navigational
instruments to products previously distributed; and (3)
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add an exemption for ionization chamber smoke detectors containing no
more than 1 [mu]Ci of Am-241 in a foil.
10 CFR 30.16--The exemption for resins containing Sc-46 for sand
consolidation in oil wells would be removed.
10 CFR 30.18--Would revise the exempt quantities provision by
adding an explicit prohibition in a new paragraph (e) against combining
sources to create an increased radiation level.
10 CFR 31.5(c)(8)(ii)--Would resolve a minor ambiguity with respect
to addressing reports.
10 CFR 31.5(c)(8)(iii)--Would revise transfer provisions to
explicitly state actions necessary for transfer of devices from general
license to specific license status and remove the need for written NRC
approval in that case.
10 CFR 32.11(a)--Would be revised to exempt Agreement State
licensees from Sec. 30.33(a)(2) and (3).
10 CFR 32.12--Would revise the period of reporting for material
transfers to annual and make minor changes to the content of reports.
10 CFR 32.13--Would revise the prohibition on introducing exempt
concentrations to apply to all persons except those authorized by an
NRC license.
10 CFR 32.14(d)--Would remove the reference to Sec. 32.40.
10 CFR 32.15(d)--Would add specific labeling requirements for smoke
detectors distributed for use under Sec. 30.15 consistent with that
currently applicable under the gas and aerosol detector provisions in
Sec. 32.29.
10 CFR 32.16--Would revise the period of reporting for material
transfers to annual, make minor changes to the content of reports, and
remove reference to Sec. 32.17.
10 CFR 32.17--Requirements for distribution of resins containing
Sc-46 for sand consolidation in oil wells would be removed.
10 CFR 32.20--Would revise the period of reporting for material
transfers to annual and make minor changes to the content of reports.
10 CFR 32.25(c)--Would revise the period of reporting for material
transfers to annual and make minor changes to the content of reports.
10 CFR 32.29(c)--Would revise the period of reporting for material
transfers to annual and make minor changes to the content of reports.
10 CFR 32.40--Prototype test requirements for automobile lock
illuminators would be removed.
10 CFR 150.20(b)--Would remove provision for transfers to persons
exempt under Sec. 30.14 from the reciprocity provision for Agreement
State licensees.
V. Criminal Penalties
For the purpose of Section 223 of the Atomic Energy Act (AEA), the
Commission is proposing to amend 10 CFR parts 30, 31, 32, and 150 under
one or more of Sections 161b, 161i, or 161o of the AEA. Willful
violations of the rule would be subject to criminal enforcement.
VI. Agreement State Compatibility
Under the ``Policy Statement on Adequacy and Compatibility of
Agreement State Programs'' which became effective on September 3, 1997
(62 FR 46517), NRC program elements (including regulations) are placed
into compatibility categories A, B, C, D, NRC or adequacy category H&S.
Compatibility Category A are those program elements that are basic
radiation protection standards and scientific terms and definitions
that are necessary to understand radiation protection concepts. An
Agreement State should adopt category A program elements in an
essentially identical manner in order to provide uniformity in the
regulation of agreement material on a nationwide basis. Compatibility
Category B are those program elements that apply to activities that
have direct and significant effects in multiple jurisdictions. An
Agreement State should adopt Category B program elements in an
essentially identical manner. Compatibility Category C are those
program elements that do not meet the criteria of Category A or B, but
the essential objectives of which an Agreement State should adopt to
avoid conflict, duplication, gaps, or other conditions that would
jeopardize an orderly pattern in the regulation of agreement material
on a national basis. An Agreement State should adopt the essential
objectives of the Category C program elements. Compatibility Category D
are those program elements that do not meet any of the criteria of
Category A, B, or C, above, and, thus, do not need to be adopted by
Agreement States for purposes of compatibility. Compatibility Category
NRC are those program elements that address areas of regulation that
cannot be relinquished to the Agreement States under the Atomic Energy
Act of 1954, as amended, or provisions of Title 10 of the Code of
Federal Regulations. These program elements should not be adopted by
the Agreement States. Health and Safety (H&S) are program elements that
are required because of a particular health and safety role in the
regulation of agreement material within the State and should be adopted
in a manner that embodies the essential objectives of the NRC program.
The proposed rule would be a matter of compatibility between the
NRC and the Agreement States, thereby providing consistency among
Agreement State and NRC requirements. The revisions to parts 30 and 31
would be classified as Compatibility Category B and the revisions to
Sec. Sec. 32.13 and 150.20 would be classified as Category C. Sections
32.11 and 32.12 would be changed from Compatibility Categories C/B and
C respectively to Category NRC. Section 32.17 is Compatibility Category
B. Sections 32.15, 32.16, 32.20, 32.25, and 32.29 are classified as
Compatibility Category NRC. The existing compatibility designation for
these regulations are not affected.
Specific information about the compatibility or health and safety
components assigned to this rule may be found at the Office of State
and Tribal Programs Web site, https://www.hsrd.ornl.gov/nrc/home.html.
VII. Plain Language
The Presidential Memorandum dated June 1, 1998, entitled, ``Plain
Language in Government Writing'' directed that the Government's writing
be in plain language. This memorandum was published on June 10, 1998
(63 FR 31883). The NRC requests comments on this proposed rule
specifically with respect to the clarity and effectiveness of the
language used. Comments should be sent to the address listed under the
ADDRESSES heading above.
VIII. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995 (Pub.
L. 104-113) requires that Federal agencies use technical standards that
are developed or adopted by voluntary consensus standards bodies unless
the use of such a standard is inconsistent with applicable law or
otherwise impractical. In this proposed rule, the NRC would amend its
regulations governing the use of byproduct material to revise reporting
of transfers to persons exempt from licensing, simplify the licensing
of smoke detector distribution, remove obsolete provisions, and make
some clarifications to the regulations. None of these actions
constitute the establishment of a standard that establishes generally
applicable requirements.
IX. Finding of No Significant Environmental Impact: Availability
The Commission has determined under the National Environmental
Policy Act of 1969, as amended, and the
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Commission's regulations in subpart A of 10 CFR part 51, not to prepare
an environmental impact statement for this proposed rule because the
Commission has concluded on the basis of an environmental assessment
that this proposed rule, if adopted, would not be a major Federal
action significantly affecting the quality of the human environment.
The following is a summary of the Environmental Assessment: Many of the
individual actions being proposed are the type of actions described in
the categorical exclusions of Sec. 51.22(c)(1) and (3). In addition,
the proposed rule would remove provisions applicable to practices that
no longer exist, establish a separate exemption from licensing for
ionization smoke detectors containing no more than 1 [mu]Ci of
americium-241, explicitly prohibit combining exempt quantity sources,
and require NRC licensing of the introduction of exempt concentrations
into products and materials. The removal of unused provisions would not
result in a change to any practices except to ensure that these
activities do not resume in the future without reconsideration by the
Commission. The new exemption for smoke detectors is not expected to
have any impact on the design or number of smoke detectors distributed
to the public. The prohibition on combining exempt quantities
reinforces the intent of existing regulations. The safety standards
related to the exempt concentration provisions would not change. The
Commission has concluded that none of these actions would have any
significant impacts to the environment or otherwise include any
condition requiring consultation under section 102(2)(C) of NEPA.
The determination of the Environmental Assessment for this proposed
rule is that there will be no significant impact to the public or the
environment from this action. However, the general public should note
that the NRC welcomes public participation. Comments on any aspect of
the Environmental Assessment may be submitted to the NRC as indicated
under the ADDRESSES heading.
The NRC has sent a copy of the Environmental Assessment and this
proposed rule to every State Liaison Officer and requested their
comments on the Environmental Assessment. The Environmental Assessment
may be examined at the NRC Public Document Room, O-1F23, 11555
Rockville Pike, Rockville, MD. Single copies of the Environmental
Assessment are available from Andy Imboden of the Office of Nuclear
Material Safety and Safeguards, telephone (301) 415-6128, e-mail,
asi@nrc.gov.
X. Paperwork Reduction Act Statement
This proposed rule amends information collection requirements that
are subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et
seq.). The proposed rule makes minor revisions to the burdens on
licensees for reporting and recordkeeping under Sec. Sec. 31.5, 32.12,
32.16, 32.20, 32.25(c), and 32.29(c). It reduces the burden for new
applicants to distribute ionization chamber smoke detectors by allowing
them to obtain licenses under Sec. 32.14 rather than Sec. 32.26. The
public burden for this information collection is estimated to average 1
hour. Because the burden for these revisions to the information
collections is insignificant, Office of Management and Budget (OMB)
clearance is not required. Existing requirements were approved by the
Office of Management and Budget, approval numbers 3150-0001, 3150-0014,
3150-0016, and 3150-0120.
Send comments on any aspect of this collection of information,
including suggestions for reducing the burden, to the Information and
Records Management Branch (T-5 F53), U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, or by e-mail to bjs1@nrc.gov.
XI. Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a request for information or an information collection
requirement unless the requesting document displays a currently valid
OMB control number.
XII. Regulatory Analysis
The Commission has prepared a draft regulatory analysis on this
proposed regulation. The analysis examines the costs and benefits of
the alternatives considered by the Commission.
The Commission requests public comment on the draft regulatory