Notification of Meeting, 373 [06-14]
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Federal Register / Vol. 71, No. 2 / Wednesday, January 4, 2006 / Notices
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Dated: December 19, 2005.
John D. Graham,
Administrator, Office of Information and
Regulatory Affairs.
[FR Doc. 06–32 Filed 1–3–06; 8:45 am]
BILLING CODE 3110–01–M
RAILROAD RETIREMENT BOARD
wwhite on PROD1PC61 with NOTICES
Notification of Meeting
The Railroad Retirement board
heredby gives notice that the Board will
meet at 9 a.m., December 29, 2005, in
the Board Room on the 8th floor of the
agency’s headquarters building located
at 844 N. Rush Street, Chicago, Illinois.
A majority of the Board, by recorded
vote, has determined that agency
business requires the scheduling of this
meeting with less than one week notice.
The subject to be addressed at this
meeting is a discussion of issues relating
to the pending procurement, the section
of a contractor and the request for
dunding approval to implement Phase I
of the Field Office Study.
The entire meeting will be closed to
the public. The person to contact for
VerDate Aug<31>2005
18:14 Jan 03, 2006
Jkt 205001
more information is Beatrice Ezerski,
Secretary to the Board, Phone No. 312–
751–4920.
Dated: December 28, 2005.
Beatrice Ezerski,
Secretary to the Board.
[FR Doc. 06–14 Filed 1–3–06; 8:45 am]
373
9303. Applicants: (1) Greenhouse:
Greenhouse Associates, LLC, c/o Dudley
& Shanley, LLC, 130 Maple Avenue,
Suite EB–2, Red Bank, NJ 07701–1735;
(2) Superior: Superior Partners, LP, c/o
Dudley & Shanley, LLC, 130 Maple
Avenue, Suite EB–2, Red Bank, NJ
07701–1735.
BILLING CODE 7901–05–M
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IA–2469/803–181]
FOR FURTHER INFORMATION CONTACT:
Jamey Basham, Branch Chief, Division
of Investment Management, Office of
Investment Adviser Regulation, at (202)
551–6787.
The
following is a summary of the
application. The complete application
may be obtained for a fee at the SEC’s
Public Reference Branch.
SUPPLEMENTARY INFORMATION:
Greenhouse Associates, LLC and
Superior Partners, LP; Notice of
Application
December 28, 2005.
Securities and Exchange
Commission (‘‘SEC’’).
ACTION: Notice of Application for
Exemption under the Investment
Advisers Act of 1940 (‘‘Advisers Act’’ or
‘‘Act’’).
AGENCY:
Greenhouse Associates, LLC
(‘‘Greenhouse’’) and Superior Partners
LP (‘‘Superior’’) (collectively,
‘‘Applicants’’).
RELEVANT ADVISERS ACT SECTIONS:
Exemption requested under section
205(e) of the Advisers Act from section
205(a)(1) of that Act.
SUMMARY OF APPLICATION: Applicants
request an order under section 205(e) of
the Advisers Act to permit registered
investment advisers to charge each of
the Applicants performance-based
advisory fees notwithstanding the
prohibition set forth in section 205(a)(1)
of the Act.
FILING DATES: The application was filed
on February 16, 2005, and amended on
December 8, 2005.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the SEC orders a hearing.
Interested persons may request a
hearing by writing to the SEC’s
Secretary and serving each of the
Applicants with a copy of the request,
either personally or by mail. Hearing
requests should be received by the SEC
by 5:30 p.m., on January 20, 2006, and
should be accompanied by proof of
service on each of the Applicants, in the
form of an affidavit or, for lawyers, a
certificate of service. Hearing requests
should state the nature of the writer’s
interest, the reason for the request, and
the issues contested. Persons may
request notification of a hearing by
writing to the SEC’s Secretary.
ADDRESSES: SEC: Secretary, Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
APPLICANT:
PO 00000
Frm 00049
Fmt 4703
Sfmt 4703
Applicants’ Representations
1. Greenhouse is a Delaware limited
liability company operating as a private
investment company exempt from
registration under section 3(c)(1) of the
Investment Company Act of 1940
(‘‘Investment Company Act’’).1
Greenhouse represents that it serves in
essence as a family investment vehicle
to manage, facilitate, and simplify the
investments of family members and
their trusts and custodial arrangements.
The twelve current members of
Greenhouse (‘‘Current Greenhouse
Members’’) are (i) Henry C. Dudley
(‘‘Mr. Dudley’’); (ii) Mr. Dudley’s mother
and two sisters; (iii) a trust for the
benefit of Mr. Dudley’s mother; (iv) six
custodial arrangements (under the
Uniform Transfers to Minors Act) for the
exclusive benefit of one or more of the
lineal descendants of Mr. Dudley or his
sisters; and (v) Frank E. Shanley (‘‘Mr.
Shanley’’). Greenhouse represents that it
may admit new members in the future,
but that future members (‘‘Future
Greenhouse Members’’) will be limited
to (a) lineal descendants of Mr. Dudley’s
mother (including Mr. Dudley and his
two sisters) and spouses of such
descendents; (b) lineal descendants of
Mr. Shanley and spouses of such
descendents; (c) trusts and custodial
arrangements exclusively for the benefit
of family members described in (a) and
(b); (d) partnerships or other entities
owned exclusively by family members
described in (a) and (b) or the entities
described in (c); and (v) charitable
foundations and organizations
controlled exclusively by family
1 15 U.S.C. 80a–3(c)(1). Section 3(c)(1) generally
excepts from the definition of investment company
under the Investment Company Act any issuer
whose outstanding securities are beneficially
owned by not more than 100 persons and which is
not making, and does not presently propose to
make, a public offering of its securities.
E:\FR\FM\04JAN1.SGM
04JAN1
Agencies
[Federal Register Volume 71, Number 2 (Wednesday, January 4, 2006)]
[Notices]
[Page 373]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 06-14]
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RAILROAD RETIREMENT BOARD
Notification of Meeting
The Railroad Retirement board heredby gives notice that the Board
will meet at 9 a.m., December 29, 2005, in the Board Room on the 8th
floor of the agency's headquarters building located at 844 N. Rush
Street, Chicago, Illinois. A majority of the Board, by recorded vote,
has determined that agency business requires the scheduling of this
meeting with less than one week notice. The subject to be addressed at
this meeting is a discussion of issues relating to the pending
procurement, the section of a contractor and the request for dunding
approval to implement Phase I of the Field Office Study.
The entire meeting will be closed to the public. The person to
contact for more information is Beatrice Ezerski, Secretary to the
Board, Phone No. 312-751-4920.
Dated: December 28, 2005.
Beatrice Ezerski,
Secretary to the Board.
[FR Doc. 06-14 Filed 1-3-06; 8:45 am]
BILLING CODE 7901-05-M