National Emission Standards for Hazardous Air Pollutants for Industrial, Commercial, and Institutional Boilers and Process Heaters: Reconsideration, 76918-76935 [05-24299]
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Federal Register / Vol. 70, No. 248 / Wednesday, December 28, 2005 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[OAR–2002–0058; FRL–8011–5]
RIN 2060–AM97
National Emission Standards for
Hazardous Air Pollutants for Industrial,
Commercial, and Institutional Boilers
and Process Heaters: Reconsideration
Environmental Protection
Agency (EPA).
ACTION: Final rule, amendments; notice
of final action on reconsideration.
AGENCY:
SUMMARY: EPA is promulgating
amendments to the national emission
standards for hazardous air pollutants
(NESHAP) for industrial, commercial,
and institutional boilers and process
heaters which EPA promulgated on
September 13, 2004. After promulgation
of the final rule for boilers and process
heaters, the Administrator received
petitions for reconsideration of certain
provisions in the final rule. On July 27,
2005, EPA published a notice of
reconsideration and requested public
comment on certain aspects of the
Category
health-based compliance alternatives, as
outlined in 40 CFR 63.7507 and
appendix A to the final rule (40 CFR
part 63, subpart DDDDD). After
evaluating public comment on the
notice of reconsideration, we are
retaining the health-based compliance
alternatives in the final rule in
substantially the same form. However,
we are making a limited number of
amendments to 40 CFR 63.7507 and
appendix A to the final rule to improve
and clarify the process for
demonstrating eligibility to comply with
the health-based compliance
alternatives contained in the final rule.
DATES: The final rule amendments are
effective on February 27, 2006.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–OAR–2002–0058. All
documents in the docket are listed in on
the www.regulations.gov Web site.
Although listed in the index, some
information is not publicly available,
i.e., CBI or other information whose
disclosure is restricted by statute.
Certain other information, such as
copyrighted materials, is not placed on
the Internet and will be publicly
available only in hard copy form.
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Any industry using a boiler or process
heater in the final rule.
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Worldwide Web (WWW). In addition
to being available in the docket, an
electronic copy of the final rule is also
available on the WWW through the
Technology Transfer Network (TTN).
Following signature, a copy of the final
rule will be posted on the TTN policy
and guidance page for newly proposed
or promulgated rules at the following
address: https://www.epa.gov/ttn/oarpg.
The TTN provides information and
technology exchange in various areas of
air pollution control.
Judicial Review. Under section
307(b)(1) of the CAA, judicial review of
the final rule amendments to the
NESHAP is available by filing a petition
for review in the U.S. Court of Appeals
for the District of Columbia Circuit by
February 27, 2006. Only those
objections that were raised with
reasonable specificity during the period
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Examples of potentially regulated entities
Manufacturers of lumber and wood products.
Pulp and paper mills.
Chemical manufacturers.
Petroleum refiners and manufacturers of coal products.
Manufacturers of rubber and miscellaneous plastic products.
Steel works, blast furnaces.
Electroplating, plating, polishing, anodizing, and coloring.
Manufacturers of motor vehicle parts and accessories.
Electric, gas, and sanitary services.
Health services.
Educational Services.
for public comment may be raised
during judicial review. Under section
307(b)(2) of the CAA, the requirements
that are the subject of the final rule
amendments may not be challenged
later in civil or criminal proceedings
brought by EPA to enforce these
requirements.
Background Information Document.
EPA proposed and provided notice of
the reconsideration of the NESHAP for
industrial, commercial, and institutional
boilers and process heaters on June 27,
2005 (70 FR 36907), and received 35
comment letters on the proposal. A
memorandum ‘‘National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers and Process
Heaters, Summary of Public Comments
and Responses to Reconsideration of the
Final Rule,’’ containing EPA’s responses
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Publicly available docket materials are
available either electronically through
www.regulations.gov or in hard copy
form at the Air and Radiation Docket,
Docket ID No. EPA–OAR–2002–0058,
EPA/DC, EPA West, Room B102, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Air
and Radiation Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT: For
information concerning applicability
and rule determinations, contact your
State or local representative or
appropriate EPA Regional Office
representative. For information
concerning rule development, contact
Jim Eddinger, Combustion Group,
Emission Standards Division (C439–01),
U.S. EPA, Research Triangle Park, North
Carolina 27711, telephone number (919)
541–5426, fax number (919) 541–5450,
e-mail address: eddinger.jim@epa.gov.
SUPPLEMENTARY INFORMATION: Regulated
Entities. Categories and entities
potentially regulated by this action
include:
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to each public comment is available in
Docket No. OAR–2002–0058.
Organization of this document: The
information presented in this preamble
is organized as follows:
I. What is the statutory authority for the final
rule?
II. Background
III. What revisions were made as a result of
the reconsideration?
A. Adoption of a Weighted Average Stack
Height Metric for Appendix A to the
Final Rule
B. Correction Regarding Sources That May
Demonstrate Eligibility for Health-Based
Compliance Alternatives
C. Review of Eligibility Demonstrations by
Permitting Agencies
D. Clarification of Eligibility Criteria
E. Timeline for New or Reconstructed
Sources To Submit Preliminary
Submission of Eligibility
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F. Requirement for Title V Permit
Conditions
G. Health-Based Alternative for Manganese
Emissions and Total Selected Metals
Standard
IV. What are the responses to significant
comments?
A. Methodology and Criteria for
Demonstrating Eligibility for the Healthbased Compliance Alternatives
B. Tiered Risk Assessment Methodology
C. Look-up Tables
D. Site-Specific Risk Assessment
E. Background Concentrations and
Emissions From Other Sources
F. Health-Based Compliance Alternative
for Metals
G. Deadline for Submission of HealthBased Applicability Determinations
H. Proposed Corrections to the HealthBased Compliance Alternatives
I. Review of Eligibility Demonstrations and
Relationship With Title V
J. Miscellaneous
V. Impacts of the Final Rule
VI. Statutory and Executive Order (EO)
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution or Use
I. National Technology Transfer and
Advancement Act
J. Congressional Review Act
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I. What is the statutory authority for the
final rule?
Section 112 of the Clean Air Act
(CAA) requires EPA to list categories
and subcategories of major sources and
area sources of hazardous air pollutants
(HAP) and to establish NESHAP for the
listed source categories and
subcategories. Industrial, commercial
and institutional boilers (ICI), and
process heaters were listed on July 16,
1992 (57 FR 31576). Major sources of
HAP are those that have the potential to
emit greater than 10 tons per year (tpy)
of any one HAP or 25 tpy of any
combination of HAP.
II. Background
On September 13, 2004 (69 FR 55218),
we promulgated the NESHAP for ICI
boilers and process heaters pursuant to
section 112 of the CAA. Under section
112(d) of the CAA, the NESHAP must
reflect the maximum degree of
reduction in emissions of HAP that is
achievable, taking into consideration the
cost of achieving the emissions
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reductions, any non-air quality health
and environmental impacts, and energy
requirements. This level of control is
commonly referred to as maximum
achievable control technology (MACT).
However, section 112(d)(4) of the CAA
also states that ‘‘[w]ith respect to
pollutants for which a health threshold
has been established, the Administrator
may consider such threshold level, with
an ample margin of safety, when
establishing emissions standards under
this subsection.’’
We proposed standards for ICI boilers
and process heaters on January 13, 2003
(68 FR 16660). The preamble for the
proposed rule described the rationale
for the proposed rule and solicited
public comments. We requested
comment on incorporating various riskbased approaches (based on section
112(d)(4) and other provisions of the
CAA) into the final rule to reduce the
cost of regulatory controls on those
facilities that pose little risk to public
health and the environment. (See 68 FR
1688–1693.) Industry trade associations,
owners/operators of boilers and process
heaters, State regulatory agencies, local
government agencies, and
environmental groups submitted
comments on the proposed risk-based
approaches. We received a total of 218
public comment letters on the proposed
rule during the comment period. We
summarized major public comments on
the proposed risk-based approaches,
along with our responses to those
comments, in the preamble to the final
rule (69 FR 55239) and in the comment
response memorandum, ‘‘Response to
Public Comments on Proposed
Industrial, Commercial, and
Institutional Boilers and Process Heaters
NESHAP (Revised)’’ which was placed
in the docket for the final rule.
In the final rule, we adopted healthbased compliance alternatives for the
hydrogen chloride (HCl) emission limit
and the total selected metals (TSM)
emission limit, based on our authority
under section 112(d)(4) of the CAA.
Affected sources that successfully
demonstrate that they are eligible for the
HCl health-based compliance alternative
are not required to demonstrate
compliance with specific HCl emissions
limits in table 1 to the final rule, but are
still subject to operating and monitoring
requirements in the final rule (subpart
DDDDD of 40 CFR part 63). Affected
sources that demonstrate eligibility for
the health-based compliance alternative
for TSM are still subject to a technologybased (MACT) TSM emission limit and
operating and monitoring requirements
in the final rule (subpart DDDDD of 40
CFR part 63) except that they may
demonstrate compliance with this TSM
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emission limit based on the sum of
emissions for seven metals, instead of
the eight selected metals, by excluding
manganese emissions.
The methodology and criteria for
affected sources to use in demonstrating
eligibility for the health-based
compliance alternatives were
promulgated in appendix A to subpart
DDDDD of 40 CFR part 63. (See 69 FR
55282.) Appendix A specifies the
process units and pollutants that must
be included in the eligibility
demonstration, the emissions testing
methods, the criteria for determining if
an affected source is eligible, the risk
assessment methodology (look-up table
analysis or site-specific risk analysis),
the contents of the eligibility
demonstration, the schedule for
submission of the self-certified
eligibility demonstrations, and the
methods for ensuring that an affected
source remains eligible. For an affected
source to be eligible for the health-based
compliance alternatives, the owner/
operator of the source must conduct a
risk assessment, as described in
appendix A to the final rule, and submit
the risk assessment, also called the
eligibility demonstration, to the
permitting authority along with a signed
certification that the assessment is an
accurate depiction of the affected
facility. To ensure the source remains
eligible, federally enforceable limits
reflecting the parameters used in the
eligibility demonstration must be
incorporated into its title V permit.
Following promulgation of the final
rule, the Administrator received
petitions for reconsideration pursuant to
section 307(d)(7)(B) of the CAA from the
Natural Resources Defense Council
(NRDC), Environmental Integrity Project
(EIP), and General Electric (GE).1 Under
this provision, the Administrator is to
initiate reconsideration proceedings if
the petitioner can show that it was
impracticable to raise an objection to a
rule within the public comment period
1 In addition to the petitions for reconsideration,
two petitions for judicial review of the final rule
were filed with the U.S. Court of Appeals for the
District of Columbia by NRDC, Sierra Club, and EIP
(No. 04–1385, D.C. Cir.) and American Municipal
Power—Ohio and Ohio cities of Dover, Hamilton,
Orrville, Painesville, Shelby, and St. Marys (No. 04–
1386, D.C. Cir.). The two cases have been
consolidated. Eleven additional parties have filed
petitions to intervene: American Home Furnishings
Alliance, Council of Industrial Boiler Owners,
American Forest and Paper Association, American
Chemistry Council, National Petrochemical and
Refiners Association, American Petroleum Institute,
National Oilseed Processors Association, Coke
Oven Environmental Task Force, Utility Air
Regulatory Group, and Alliance of Automobile
Manufacturers are intervening with regard to the
health-based compliance alternatives.
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or that the grounds for the objection
arose after the public comment period.
NRDC and EIP initially requested that
EPA reconsider seven issues reflected in
the final rule that they believe could not
have been practicably addressed during
the public comment period. EIP also
filed a supplement to this petition
which raised additional issues for
reconsideration. Together, NRDC and
EIP requested reconsideration of the
following issues: (1) The adoption of
‘‘no control’’ MACT floors for certain
subcategories and pollutants; (2)
establishing risk-based alternatives on a
plant-by-plant basis; (3) the existence of
health thresholds for HCl and
manganese; (4) consideration of
background pollution and co-located
emission sources; (5) establishing a
health-based compliance alternative for
a pollutant (HCl) that serves as a
surrogate for other inorganic pollutants;
(6) promulgating a health-based
compliance alternative that allows low
risk sources of manganese emissions to
comply with the MACT limitations for
metals without counting manganese; (7)
the procedures for demonstrating
compliance with the health-based
alternatives; (8) consideration of
emissions during periods of startup,
shutdown, malfunction and, (9) the cost
effectiveness of the health-based
alternatives. The NRDC and EIP petition
also requested that EPA stay the
effectiveness of the health-based
compliance alternatives pending
reconsideration. By letters dated January
28, 2005, we informed NRDC and EIP
that we intended to grant their joint
petition for reconsideration.
On June 27, 2005, we decided to
reconsider (70 FR 36907) several of the
issues raised in the NRDC and EIP
petition pertaining to certain provisions
of the health-based compliance
alternatives in appendix A to the final
rule. We denied the petitioners’ request
to stay because in this case, a stay was
not necessary to protect the public
health or provide a more adequate
timeline for compliance planning. We
are continuing to review the issue raised
by GE with respect to the emissions
averaging provision of the final rule and
published proposed action on that
petition on October 31, 2005 (70 FR
62264).2
In the June 27, 2005, notice of
reconsideration, we specifically
solicited comment in the following eight
areas: (1) The methodology and criteria
for demonstrating eligibility for the
2 GE requested reconsideration of the emissions
averaging provisions of the final rule to address
how this provision might apply in the context of
emissions units that vent to a single stack.
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health-based compliance alternatives;
(2) the use of a tiered analysis in
appendix A to the final rule and the
application of the principles set forth in
the 1994 National Academy of Sciences
report, ‘‘Science and Judgment in Risk
Assessment’’ (in response to the
concerns expressed by the petitioners,
we entered this document into the
public docket for review); (3) the
methodology used to develop the lookup tables including average stack
heights, the use of conservative
assumptions to account for other
variables such as meteorology, and the
derivation of different look-up table
values based on the distance from the
property line; (4) the approach for
conducting a site-specific risk
assessment and the criteria set forth in
section 7 of appendix A to the final rule;
(5) the approach for selecting a hazard
index (HI) and hazard quotient (HQ)
applicability cutoff value of 1.0,
exclusive of background or co-located
emissions, and the deferral of further
consideration of background and colocated sources until we assess facilitywide emissions of HAP in future
residual risk actions; (6) the
appropriateness of adopting a healthbased compliance alternative for
manganese and using the same TSM
emission limit in table 1 to subpart
DDDDD of 40 CFR part 63 as a
limitation for seven metals, while
excluding manganese from the
calculation; (7) whether we should or
should not extend the deadline for
submission of eligibility demonstrations
in light of this reconsidered action; and
(8) proposed corrections regarding the
scope sources that are able to
demonstrate eligibility for the healthbased compliance alternatives. The
responses to the significant comments
received on these eight areas are
discussed later in this preamble. A
comprehensive response to public
comments is also available in a
document entitled ‘‘National Emission
Standards for Hazardous Air Pollutants
for Industrial, Commercial, and
Institutional Boilers and Process
Heaters, Summary of Public Comments
and Responses to Reconsideration of the
Final Rule,’’ which can be found in the
docket for this action (Docket No. OAR–
2002–0058).
III. What revisions were made as a
result of the reconsideration?
We are making a limited number of
amendments to 40 CFR 63.7507 and
appendix A to the final rule to improve
and clarify the process for
demonstrating eligibility to comply with
the health-based alternatives contained
in the final rule. Overall, however, we
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are retaining the health-based
compliance alternatives in substantially
the same form.
A. Adoption of a Weighted Average
Stack Height Metric for Appendix A to
the Final Rule
Sections 4 and 6 of appendix A to the
final rule have been modified to
incorporate procedures for calculating a
weighted average stack height metric for
use in a look-up table analysis. Equation
3 was added to section 6 to calculate a
weighted average stack height for
determining the maximum allowable
HCl-equivalent emission rate in table 2
to the final rule. Equation 4 was also
added to section 6 to calculate a
weighted average stack height for
determining the maximum allowable
manganese emission rate in table 3 to
the final rule.
The amendments made to incorporate
the weighted average stack height metric
also required conforming modifications
to the format of equations 1 and 2 of
appendix A to the final rule. Equation
1 in section 4 of appendix A was
amended to clarify the calculation of the
maximum hourly emissions.
B. Correction Regarding Sources That
May Demonstrate Eligibility for HealthBased Compliance Alternatives
We revised the text of 40 CFR
63.7507(a) and the title of appendix A
to the final rule to clarify that all
subpart DDDDD, 40 CFR part 63,
sources subject to HCl and TSM
emission limits may demonstrate
eligibility for the health-based
compliance alternatives, not just large
solid fuel-fired units.
C. Review of Eligibility Demonstrations
by Permitting Agencies
Sections 10 and 11 of appendix A to
the final rule have been amended to
explicitly state that eligibility
demonstrations may be reviewed by
permitting agencies (i.e., EPA or any
State, local, or tribal agency that has
been delegated title V permitting
authority) to verify that they meet the
requirements of appendix A and are
technically sound. To accommodate this
addition and to clarify appendix A, we
also moved some of the provisions in
sections 9 and 10 of appendix A to
different sections.
We also amended section 6 of
appendix A to the final rule to clarify
that a look-up table analysis may not be
used for the eligibility demonstration if
the permitting authority determines it is
not appropriate based on site specific
factors. A site specific analysis under
section 7 of appendix A would be
required in these circumstances.
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D. Clarification of Eligibility Criteria
With respect to site-specific
compliance demonstration, we revised
sections 5(c)(2) and (d)(2) of appendix A
to the final rule to clarify the locations
where hazards must be assessed. The
phrase ‘‘where people live’’ has been
changed to indicate that hazards must
be assessed where people live or
congregate (e.g., including locations
such as schools or daycare centers). We
also reworded other parts of these two
paragraphs to better express our original
intent.
E. Timeline for New or Reconstructed
Sources To Submit Preliminary
Submission of Eligibility
We amended section 9(c)(1) of
appendix A to the final rule to specify
when new or reconstructed sources that
start up after the effective date of
subpart DDDDD, 40 CFR part 63, must
submit a preliminary eligibility
demonstration. New or reconstructed
sources must submit this preliminary
eligibility demonstration at the same
time that the source submits an
application for approval of construction
or reconstruction.
F. Requirement for Title V Permit
Conditions
In conjunction with other revisions to
section 10 of appendix A to the final
rule discussed above, we moved the
existing requirement that sources
submit certain parameters for
incorporation into a title V permit into
section 8 to appendix A to the final rule
and clarified that the proposed permit
conditions must be submitted at the
same time as the rest of the eligibility
demonstration. Section 8, which
addresses the contents of the eligibility
demonstration, is a more natural and
logical place to include this
requirement. We also expanded the list
of parameters that should be considered
for inclusion as enforceable permit
limits.
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G. Health-Based Alternative for
Manganese Emissions and Total
Selected Metals Standard
We are retaining the health-based
compliance alternative to the TSM
standard for sources that can
demonstrate eligibility based on
emissions of manganese. However, we
are modifying the language in 40 CFR
63.7507(b) and related parts of appendix
A to the final rule slightly to clarify that
eligible sources are subject to two
alternative requirements—one is the
health-based compliance alternative for
manganese emissions in appendix A
and the other is an alternative MACT
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emissions limitations for seven selected
metals set forth in 40 CFR 63.7507(b).
With respect to manganese emissions,
an eligible source must satisfy the
requirements of appendix A to the final
rule, which include the requirement to
submit, for incorporation as conditions
in the title V permit, the parameters that
make the affected source eligible for the
health-based alternative. Compliance
with these and other appendix A
requirements for manganese represents
compliance with the health-based
alternative for these manganese
emissions.
However, the remaining seven metals
that are covered by the technologybased TSM standard must continue to
meet a technology-based standard based
on MACT. Thus, we are retaining the
existing requirement that eligible
sources comply with the TSM limit in
table 1 to the final rule based on the sum
of seven metals rather than eight. Using
the same methodology we used to
develop the TSM MACT limitation for
eight metals, we derived an alternative
MACT limitation for seven metals for
the final rule promulgated on September
13, 2004. This alternative applies only
to those sources that demonstrate
eligibility for the health-based
alternative for manganese emissions.
Because our MACT methodology
yielded the same MACT standard for
both seven and eight metals, we
expressed the alternative MACT
standard for seven metals as a
requirement to comply with the
standard in table 1 based on the sum of
seven metals instead of repeating the
numerical standard in 40 CFR
63.7507(b).
We explain our basis for these
revisions further below in response to
individual comments.
IV. What are the responses to
significant comments?
We received 35 public comment
letters on the proposed rule and notice
of reconsideration. Complete summaries
of all the comments and EPA responses
are found in the Response-to-Comments
document (see SUPPLEMENTARY
INFORMATION section). The most
significant comments are summarized
below.
A. Methodology and Criteria for
Demonstrating Eligibility for the HealthBased Compliance Alternatives
Comment: Two commenters suggested
that EPA provide for flexibility and
engineering judgment by allowing an
applicability cutoff HI or HQ of greater
than 1.0 in individual situations. One
commenter stated that a value of 1.0 is
the most stringent margin of safety
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required and the Agency could use a HI
greater than 1.0 in certain cases. The
commenter added that no additional
margin of safety is required because the
Reference Concentration (RfC)
calculation contains many layers of
protection, including safety factors to
account for uncertainty.
One commenter suggested the use of
an applicability cutoff HI or HQ value
of at most 0.5 in order to account for
cumulative and persistent risk.
Response: We disagree that an HI or
HQ value other than 1.0 should be used
as an applicability cutoff value for the
health-based compliance alternatives.
HI and HQ values are based on peer
reviewed reference values such as EPA’s
reference concentrations (RfC). An RfC
is an estimate (with uncertainty
spanning perhaps an order of
magnitude) of a continuous inhalation
exposure or a daily exposure to the
human population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious noncancer effects during a lifetime. An HI
or HQ less than or equal to 1.0 means
that the concentration of the pollutant
(in air) is less than or equal to the
reference value, and, therefore, is
presumed to be without appreciable risk
of adverse health effects.
As mentioned by commenters, RfC
values contain uncertainty factors in
order to account for scientific
uncertainties that are identified in the
literature. We acknowledge that EPA
can consider the uncertainty inherent in
these reference values when making
risk-based determinations. For the
health-based compliance alternatives in
this rule, using an HI and HQ of 1.0 as
a health-protective default is
appropriate and, along with the risk
assessment methods specified in
appendix A to the final rule, protects
public health with an ample margin of
safety as required by CAA section
112(d)(4).
Comment: One commenter did not
support the use of a HI less than or
equal to 1.0 as the applicability cutoff
value for determining eligibility with
the HCl health-based compliance
alternative. The commenter asserted
that the HI should be changed to less
than 10 but greater than 1.0 due to the
additive effect of several health
protective factors used for deriving the
HCl HI value. Specifically, the
commenter highlighted that it is overly
conservative to apply the chlorine RfC
to evaluate the exposure to chlorine.
The commenter added that chlorine
reacts in the atmosphere to form HCl,
and the commenter requested EPA to
evaluate the exposure to chlorine using
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the equivalent amount of HCl formed in
the atmospheric reactions.
Response: As we argue above, we
disagree that an HI or HQ value other
than 1.0 should be used as an
applicability cutoff value for the healthbased compliance alternatives. An HI of
1.0 corresponds to a level of pollutant
exposure that is unlikely to result in
adverse health effects over a lifetime.
We acknowledge that EPA can consider
the uncertainty inherent in reference
values when making risk-based
determinations. However, for the healthbased compliance alternatives, using an
HI and HQ of 1.0 as a health-protective
default is appropriate and helps protect
public health with an ample margin of
safety.
Additionally, as stated above, we
believe that it is appropriate to apply
our risk assessment methodology to the
health-based alternative compliance
options in the final rule. This
methodology includes calculating
hazard to the individual most exposed
to pollutant emissions from the source,
which helps ensure that public health is
protected with an ample margin of
safety.
We also disagree with the
commenter’s suggestion to account for
atmospheric reactions of chlorine to
form HCl. Impacts from chlorine can
occur shortly after release if a
population lives near an emission point.
Chlorine has a lower reference value
than HCl. Thus, we make the healthprotective assumption that people are
exposed to chlorine emitted from the
source prior to any conversion into the
less potent HCl. This approach, along
with the other requirements of appendix
A to the final rule, helps ensure that
public health is protected with an ample
margin of safety.
B. Tiered Risk Assessment Methodology
Comment: Multiple commenters
supported the flexibility and efficiency
of a tiered risk assessment methodology,
and these commenters stated that the
methodology set forth in appendix A to
the final rule provided an appropriate
balance of conservatism and accuracy to
protect the public health with an ample
margin of safety. One commenter added
that the tiered approach provides a
simple, conservative first tier analysis
that companies can achieve without
hiring an outside consultant to
demonstrate compliance with the
health-based compliance alternative.
This commenter also feels it is
necessary to allow facilities to conduct
site-specific analyses in tandem with
the look-up analysis so that facilities
can still demonstrate compliance with
the health-based alternatives in the
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event that the source fails the look-up
analysis. Other commenters added that
a tiered approach is less arbitrary than
a control-based standard, which
requires equivalent controls across the
board, without considering the risk of
an affected source.
Response: We agree with the flexible,
efficient, and health-protective nature of
a two-tiered risk approach. We
concluded that a tiered risk approach is
consistent with both the commenters’
support for an approach that minimizes
the impact on low-risk facilities and
EPA’s statutory mandate under CAA
section 112.
C. Look-up Tables
Comment: Several commenters
disagreed with use of the look-up tables
because they believe there is an
insufficient level of conservatism
inherent in the look-up tables during
worse-case scenarios. These
commenters emphasized that if the
look-up tables remained as a result of
the reconsideration, the look-up tables
should not be used when unique sitespecific factors such as building
downwash, rain caps, or complex
terrain occur, because these factors are
not accounted for in the look-up tables.
One commenter requested that EPA
clarify that sources must comply with
the MACT standard in the event that a
permitting agency rejects the use of
look-up table analysis for demonstrating
eligibility with the health-based
compliance alternative.
Response: We continue to believe that
the look-up tables can provide an
efficient and cost-effective method for
sources to comply with the health-based
alternative compliance options while
also protecting the public health with an
ample margin of safety. However, we
agree that the protective measures
inherent in the look-up tables do not
necessarily justify their use in all cases.
We developed the look up tables by
running the SCREEN3 atmospheric
dispersion model with worst-case
meteorology defaults, an assumption of
flat terrain, an assumption that building
downwash effects are not present, and
an assumption that the plume does not
encounter a raincap or other
obstruction. As several commenters
identified, we recognize that sitespecific factors not accounted for in the
SCREEN3 dispersion modeling, such as
building downwash, the presence of
rain caps, and complex terrain, could
make the use of the tables inappropriate
for some sources. Therefore, we agree
with limiting the use of the look-up
tables to those situations where the
tables can conservatively represent
actual site conditions. In order to
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prevent the misuse of look-up tables, we
are adding language in section 6 of
appendix A to the final rule to clarify
that, although the lookup tables are
presumed to be applicable in each case,
permit agencies have the authority to
determine on a site-specific basis, that
look-up tables may not be used if
unique site-specific factors, for which
the look-up tables do not account, make
their use inappropriate. In such
situations, a source would have to
demonstrate eligibility using a sitespecific risk assessment that does
account for these unique factors. If a
source is unable to make this
demonstration (e.g. if a permitting
authority ultimately finds the eligibility
demonstration deficient on technical
grounds), the source must then comply
with the technology-based standards in
the NESHAP.
Comment: Three commenters
suggested alternatives to the average
stack height metric. One commenter
proposed an alternate method of four
stack height ranges which is currently
used in the State’s hazardous air
pollutant rule. Two commenters
requested EPA to consider weighted
stack heights and cited the use of a
weighted stack height metric in the
proposed amendments to the plywood
NESHAP. The commenters suggested
the weighted stack height more
accurately portrays the potential risk
than the average stack height metric.
Four commenters expressed concern
with the appropriateness and accuracy
of using the average stack height metric
in the look-up tables. Three of these
commenters suggested limiting the use
of the look-up tables to facilities with
similar stack heights to those assumed
in the model.
One commenter disagreed with the
use of the average stack height,
contending that this approach
understates risk and that EPA lacked a
justification and documentation on how
the EPA chose this metric. According to
this commenter, risk is understated
when a calculation averages the
shortest, most-highly polluting stack
located closest to neighboring
populations with another emission
point that is taller, cleaner, and farther
away. The commenter also contended
that there is no documentation of the
analysis or data at any step of the final
rulemaking, including this action,
which supports the development of the
average stack height metric that would
enable a member of the public to
evaluate EPA’s methodology.
Response: We agree that the average
stack height is not the best metric for
characterizing risk, and that a more
precise approach is the weighted stack
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height metric proposed in the Plywood
NESHAP amendments. We are changing
the stack height metric in the boilers
and process heaters rule by adding two
equations to appendix A to the final
rule, similar to the approach used for
equations 3 and 4 listed in appendix B
of 40 CFR part 63, subpart DDDD.
Equations 1 and 2 of appendix A of 40
CFR part 63, subpart DDDDD, will also
be modified to harmonize the existing
calculations of appendix A with the
new weighted stack height metric. The
complete rationale for selecting the
weighted stack height metric can be
found in the amendments to the
plywood NESHAP (70 FR 44021).
There are situations where the average
stack height is health protective, (e.g.
when most emissions are from the
tallest stacks) and situations where the
average stack height metric is not health
protective, (e.g., when most emissions
are from the shortest stacks). The
toxicity- and emissions-weighted stack
height, which we are incorporating into
appendix A to the final rule, is more
health protective when most emissions
are from the shortest stacks. Further,
using this more precise method does not
undercut our reliance on healthprotective assumptions in the look-up
table analysis when most of the
emissions come from taller stacks.
Comment: Several commenters
suggested that the use of the minimum
distance to property boundary metric is
overly conservative. Two commenters
requested EPA to allow a weighted
average for the distance to property
boundary when there are multiple
emission units. These two commenters
argued that this metric would portray
more accurate estimates of the potential
risk from facilities.
One commenter requested that the
modeling protocol for HAP should be
consistent with the modeling protocols
for criteria pollutants under the PSD
protocols found at 40 CFR part 51,
appendix W. The commenter expressed
concern that the current use of
minimum property distance may not be
the point of maximum impact.
Response: We disagree with changing
the minimum distance to property
boundary. We recognize that the
minimum distance to property
boundary may overestimate the ambient
concentration and exposure; however,
we emphasize the health-protective
nature of the look-up tables and do not
believe that it is appropriate to change
this metric towards one that would be
uniformly less health-protective.
It is incorrect to assert that, when
performing a look-up table analysis, the
minimum distance to the property
boundary may not be the point of
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maximum impact. For the look-up
tables, we developed the allowable
emission rate for each property
boundary distance from the maximum
modeled HAP concentrations beyond
that property boundary. As a result, a
look-up table analysis necessarily
considers the point of maximum
pollutant impact outside the source’s
property boundary. This is consistent
with appendix W of 40 CFR part 51.
D. Site-Specific Risk Assessment
Comment: Several commenters
disagreed with the level of guidance
EPA provided for conducting a sitespecific assessment. Three of these
commenters added that there is a lack
of basic methods or required
parameters, such as the years of
exposure to an individual which might
lead to basing a risk assessment on a 1year exposure instead of the traditional
lifetime exposure. One commenter
stated that while EPA has provided
some guidance on performing sitespecific assessments, EPA has a
responsibility to develop constraints on
the sources’ discretion. The commenter
contended that the lack of constraint
included in the final rule does not
provide specific, knowable, replicable,
and enforceable legal standards
necessary to govern and enforce the
final rule. The commenter added that
the loose guidance provided for in
selecting a site-specific assessments can
be interpreted as unlimited discretion
for the affected source, and thus prevent
any future efforts for administrative
challenge.
Response: We believe that providing
sources with the discretion to use any
‘‘scientifically-accepted, peer-reviewed
risk assessment methodology’’ is
appropriate. However, contrary to the
assertions of some commenters, this
discretion is not unlimited. In section
7(c) of appendix A to the final rule, EPA
has established specific minimum
criteria for site-specific compliance
demonstrations. In order to demonstrate
eligibility for the health-based
compliance alternative, the site-specific
risk assessment conducted by the
facility must meet the following criteria:
(1) Estimate long-term inhalation
exposures through the estimation of
annual or multi-year average ambient
concentrations; (2) estimate the
inhalation exposure for the individual
most exposed to the facility’s emissions;
(3) use site-specific, quality-assured data
wherever possible; (4) use healthprotective default assumptions
wherever site-specific data are not
available; and (5) contain adequate
documentation of the data and methods
used.
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Furthermore, EPA cited the Air
Toxics Risk Assessment (ATRA)
Reference Library to provide guidance
to the sources and States on developing
technically sound site-specific risk
assessments. The ATRA Reference
Library provides examples of how a risk
assessment can be conducted. These
examples include instruction in basic
risk assessment methodology, in
determining what parameters to include
in a risk assessment, and in the
constraints that should be placed on
those parameters. The documents
within the ATRA Reference Library
have been peer-reviewed and were
developed according to the principles,
tools and methods outlined in the 1999
EPA Residual Risk Report to Congress.
However, the guidance in the ATRA
Reference Library may not be
appropriate for all sources. For that
reason sources may consider alternative
analytical tools as long as these
alternatives are scientifically defensible,
peer-reviewed and transparent.
Finally, the discretion of each source
is not unlimited because permitting
agencies have the authority to review
each site-specific eligibility
demonstration to determine if it meets
the requirements in section 7(c) of
appendix A to the final rule and if the
methodology, as applied in the
demonstration of eligibility, is
technically sound and appropriate.
After reviewing a source’s compliance
demonstration, the permitting authority
makes the final determination of
whether site-specific assessments are
completely and correctly submitted.
These authorities may reject sitespecific assessments if they do not meet
the requirements of section 7 of
appendix A or if they contain technical
flaws with respect to the risk assessment
methodology. Thus, it may be advisable
for sources to seek prior approval when
using a methodology that deviates from
the approach in the ATRA Reference
Library. However, we do not feel that it
is necessary to require this prior
approval.
E. Background Concentrations and
Emissions From Other Sources
Comment: Multiple commenters
disagreed with EPA’s decision not to
include background or co-located
emissions when determining whether or
not a facility qualifies for the healthbased compliance alternative standards
in the final rule. Several commenters
stated that when evaluating whether or
not a facility is eligible to comply with
the health-based compliance
alternatives, the background or colocated emissions should be included in
the risk determination.
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Several of the commenters that
opposed consideration of emissions
from background or co-located sources
argued that the statutory language in
CAA section 112(d) does not provide
EPA with the legal authority to consider
emissions from other source categories.
Many of these commenters also
provided counter-examples of sections
of the CAA where the Congressional
intent was focused on including
background or co-located emissions.
Several commenters added that
background or co-located emissions do
not fall into a source category or
subcategory of major sources listed for
regulation. Two commenters stated that
there is no precedent for the
consideration of background or colocated emissions during the
promulgation of the benzene NESHAP
or during the litigation of the vinyl
chloride NESHAP.
Three commenters cited a 1990
Senate Report, and concluded that the
consideration of background or colocated emission sources would be the
kind of lengthy study Congress intended
to avoid. Two commenters cited risk
documents from the Presidential/
Congressional Commission on Risk
Assessment and Risk Management, and
a paper written by the Residual Risk
Coalition to support their position on
excluding background and co-located
emission sources when evaluating
whether or not a facility qualifies for the
health-based alternative standard in
appendix A to the final rule.
One commenter argued that the
public health is most protected when
regulations are specific to a source
category and provided examples of how
the different provisions of the CAA
account for different sources of HAP.
The commenter added that the
consideration of background emissions
would over-regulate the affected source
category and effectively require certain
sources to compensate for other sources
of HAP.
Two of the commenters that
supported considering emissions from
background and co-located sources
contended that the major source status
is based on facility-wide emissions and
limiting the risk analysis to certain
sources within the facility presents an
unrealistic view of the facility’s impact.
One commenter added that EPA must
meet its duty of providing for an ‘‘ample
margin of safety’’ by evaluating the risk
of background emissions now as
opposed to during the residual risk
evaluation. One commenter stated that
risk assessment should be done in the
context of all HAP sources at the facility
and at nearby facilities. One of these
commenters disagreed with the health-
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based compliance alternative for metals
because it does not adjust for facilitywide emissions
Three commenters cited the 1996
National Air Toxics Assessment (NATA)
for support of the concern of high
exposures to air toxics throughout the
country and stated a reduction in such
exposures will require a general
reduction across all sources. These
commenters expressed concern that
excluding background or co-located
emissions ignore cumulative risk and do
not protect the public health.
One commenter contended that the
tiered risk approach used at this State
level correctly considers background
emissions, in contrast to the exclusion
of these background emissions in the
final NESHAP. The commenter added
that by excluding these background
sources, the final MACT rule identifies
low-risk subcategories based on an
unrealistic view of the facility impact.
The commenter also concluded that the
refined site-specific risk screening
provides no real measure of health
impact without including background or
co-located emission sources.
Response: Based on the arguments
made by several commenters and our
review of the CAA, we believe it is
permissible under CAA section 112(d)
to limit our analysis to establishing
emissions limitations for only those
sources in the individual source
categories subject to this action.
Therefore, in developing emissions
limitations under section 112(d), we
believe emissions from sources outside
of this source category need not be
considered to determine eligibility for
the health based compliance
alternatives for ICI boilers and process
heaters. Although we may combine
several source categories into one
NESHAP rulemaking as we did in this
action, we do not construe the CAA to
require that we regulate the emissions
from all other source categories through
an individual section 112(d) rule for
particular source categories.
The focus of section 112(d) of the
CAA is on establishing emission
standards for individual source
categories. Section 112(d)(1) indicates
that the administrator is to ‘‘promulgate
regulations establishing emission
standards for each category or
subcategory of major sources and area
source of hazardous air pollutants listed
for regulation pursuant to subsection (c)
of this section in accordance with the
schedule provided in subsections (c)
and (e) of this section.’’ The healthbased compliance alternatives are
included among the emissions
standards we have established for ICI
boilers and process heaters under
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section 112(d). Section 112(d)(4) states
that ‘‘the Administrator may consider
such threshold level, with an ample
margin of safety, when establishing
emission standards under this
subsection.’’ The subsection described
in this provision of the statute is CAA
subsection 112(d). Since the ‘‘ample
margin of safety’’ provision is also
contained within section 112(d), we do
not interpret this part of the CAA to
require that we consider emissions from
other source categories in establishing a
health-based alternative under section
112(d)(4) for one category of sources.
Based on the overall focus of section
112(d) on sources in specific categories,
we believe the ‘‘ample margin of safety’’
criteria should be applied to the
emissions of threshold pollutants from
the individual source category subject to
each NESHAP rulemaking.
We agree with several commenters
that the legislative history supports this
view that Congress intended for EPA to
focus only on the emissions from
sources within a particular category
when establishing health-based
standards for a particular source
category under CAA section 112(d)(4).
The Senate Report stated that the
following:
The Administrator is authorized by section
112(d)(4) to use the no observable effects or
NOEL (again with an ample margin of safety)
as the emissions limitation in lieu of more
stringent ‘‘best technology’’ requirements.
Following this scenario, only those sources
in the category which present a risk to public
health (those emitting in amounts greater
than the safety threshold) would be required
to install controls, even though the general
policy is ‘‘maximum achievable technology’’
everywhere.
This statement suggests an intent for
EPA to address only whether ‘‘sources
in the category’’ present a risk to public
health when EPA is determining
whether individual sources in the
category should have to comply with a
technology-based emissions limitation
or may avoid installation of controls by
demonstrating that the emissions from a
source do not present risks greater than
an established health threshold.
Thus, we believe it is permissible to
conclude that the facility-wide impact is
not the focus of the analysis in the
development of a CAA section 112(d)
rule. Under our interpretation, the
appropriate analysis under the CAA is
whether the emissions of sources in the
applicable category (without
consideration of emissions from sources
in other categories) are below the health
threshold. Under the eligibility
demonstration methodology set forth in
appendix A of subpart DDDDD of 40
CFR part 63, a source must demonstrate
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eligibility based on the emissions from
all units in the ICI boilers and process
heaters source category. Because all
emissions units in the category are
covered, any background emissions or
emissions from other sources at a
particular location would have to be
emissions from sources in other
categories or emissions that occur
naturally.
We do not read CAA section 112(d) to
require us to use emissions from sources
outside the category to establish healthbased alternatives for sources in the ICI
boilers category. Likewise, we do not
believe eligibility for health-based
alternative should be determined by
using a sum of emissions from all source
categories or by lowering the health
threshold for emissions from one source
category to account for emissions from
other source categories. We believe we
should concentrate on only the
emissions from each source category to
establish health-based emissions
limitations for that category and in
determining whether sources in that
category are eligible to comply with a
health-based emissions limitation or
must meet a technology-based emissions
limitation.
Although a particular facility may be
identified as a major source of HAP for
purposes of CAA section 112 on the
basis of emissions from affected sources
in multiple source categories, this does
not require that we establish eligibility
for a health-based emissions limitation
in a particular source category based on
emissions from co-located sources
outside the category. Emissions units in
other source categories located at the
same major source site remain subject to
the technology-based emissions
limitations contained in other NESHAP
rulemaking promulgated under section
112(d). The sources covered by these
NESHAP rules are not eligible to
comply with the health-based
alternatives in the ICI boilers and
process heaters NESHAP because an ICI
boiler or process heater at the same site
is eligible for the health-based
alternative in the NESHAP for ICI
boilers and process heaters.
Under either scenario, each source is
subject to regulatory requirements
(whether health or technology-based)
that address the health risks posed by
emissions from that facility. The healthbased compliance alternatives in the 40
CFR part 63, subpart DDDDD, are only
available for HCl and manganese, and
only if emissions of these HAP meet the
health-based criteria defined in
appendix A to the final rule. Affected
sources that can comply with the
health-based alternatives in appendix A
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are still subject to other emissions
standards under the NESHAP.
With respect to the concerns about
cumulative risk, emission standards
under CAA section 112(d) are only one
aspect of a broader national air toxics
control program. Under the residual risk
program, we may consider, as
appropriate, risks from other source
categories and risks from the total
emissions from a particular location.
This approach was reiterated in the
recently finalized Coke Oven Residual
Risk rule where we said we will only
consider emissions from the regulated
source category when determining
‘‘acceptable risk’’ during the first step of
the residual risk analysis. However,
during the second step, where we
determine the ample margin of safety
considering costs and technical
feasibility (70 FR 19997), we may
consider co-located sources and
background levels where appropriate.
Comment: Three commenters agreed
with the Agency suggestion to revisit
the consideration of background
emission during future residual risk
evaluations. However, one commenter
disagreed with the suggestion to revisit
facility-wide residual risk
determinations in future residual risk
rules and stated that EPA does not have
the authority to mandate facility-wide
residual risk determinations. The
commenter provided an attachment of
the Coke Oven Residual Risk rule to
support their position. Several
commenters stated an intention to
address this issue in subsequent
residual risk rulemakings if EPA
proposes to revisit facility-wide
emissions at this stage.
Four commenters expressed concern
on considering co-located emissions
only during the residual risk analysis.
One commenter stated that deferring the
risk screening acts is contrary to the
intent of the CAA. Three commenters
were not satisfied with the residual risk
evaluations performed to date. Two
commenters specifically cited that
background concentrations for benzene
or any other HAP were not incorporated
into the Coke Oven Residual Risk
report. One commenter added that EPA
must meet its duty of providing for an
‘‘ample margin of safety’’ by evaluating
the risk of background emissions now as
opposed to during the residual risk
evaluation. The commenter added that
in deferring the consideration of these
background emission sources until the
residual risk evaluation, the agency is
acting arbitrary, capricious, and
otherwise not in accordance with law.
Response: To the extent necessary, we
believe the appropriate stage for
considering total facility risk from air
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76925
toxics emissions is at the residual risk
rulemaking stage under section 112(f) of
the CAA. As noted above, we do not
construe the requirement in CAA
section 112(d)(4) to ‘‘consider such
threshold, with an ample margin of
safety, when establishing emission
standards’’ under CAA subsection (d) to
require assessment of the cumulative
risk at a given location due to the
emissions from all source categories at
this stage of NESHAP rule development.
However, as stated in our recent
residual risk rule for coke ovens, we do
not agree that CAA section 112(f)
entirely precludes EPA from
considering emissions other than those
from the relevant source category during
a residual risk rulemaking analysis for
an individual source category. (70 FR
19992, 19998; April 15, 2005) Section
112(f) of the CAA directs EPA to
consider whether promulgation of
additional standards ‘‘is required to
provide an ample margin of safety to
protect public health.’’
Although the phrase ‘‘ample margin
of safety’’ is used in both CAA sections
112(d)(4) and 112(f), the context
surrounding the phrase is different in
each section. The context of CAA
subsection 112(d) focuses on each
individual source category for which we
are promulgating a NESHAP rulemaking
under CAA subsection (d). Although we
agree that the first stage of our section
112(f) analysis should focus on the risks
from each individual source category,
we believe we may consider cumulative
risks to some extent in implementing
the ‘‘ample margin of safety’’
requirement in the context of CAA
subsection (f) and in evaluating ‘‘other
relevant factors’’ under this subsection.
(70 FR at 19998). As a result, we believe
the appropriate stage for any
consideration of cumulative facility
risks is this second part of the residual
risk analysis rather than in the
development and implementation of a
health-based alternative under section
112(d)(4) of the CAA.
We do not construe section 112(d)(4)
of the CAA to accelerate the residual
risk analysis under CAA section 112(f)
when we invoke section 112(d)(4) to
establish a health-based standard during
the first stage or rulemaking under
section 112(d). In this action, we are
implementing section 112(d) and are not
writing a regulation based on section
112(f). Section 112(d)(4) does not call
for a residual risk analysis for all
sources in the category. Rather, this
provision allows EPA to consider the
existence of health thresholds (with an
adequate margin of safety) for particular
pollutants at the first stage of the
NESHAP promulgation process.
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Comment: Two commenters felt it
was unclear how the health-based
compliance alternatives will affect CAA
section 112(f) residual risk evaluations
for HCl and manganese, and asked if
these two threshold pollutants will be
exempted from residual risk
assessments.
Response: HCl and manganese will
not be exempted in future CAA 112(f)
analyses. Rather, exposure to these two
pollutants will be assessed along with
exposure to other HAP emitted from the
source category.
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F. Health-Based Compliance Alternative
for Metals
Comment: Multiple commenters
agreed with EPA’s method for
evaluating manganese and the basis of
excluding manganese from the TSM
emission limit for units that comply
with the manganese health-based
compliance alternative. These
commenters also stated that the healthbased compliance alternative adequately
protects the public health. One
commenter cited EPA re-analysis of the
MACT floor based on seven instead of
eight metals, and concluded that
because manganese was only about 5
percent of the TSM, the MACT floor
remained the same.
Several commenters disagreed with
the appropriateness and lawfulness of
the manganese health-based compliance
alternative. Three commenters stated
that EPA has not provided a justifiable
explanation for the exclusion of
manganese from the calculation of TSM.
The commenters contended that
although EPA found the MACT floor to
be the same whether or not manganese
was included in the floor analysis, this
reasoning does not justify removing
manganese from the TSM limit. One
commenter stated the mechanism
through which the manganese
compliance alternative operates
unlawfully allows plants with low
manganese emissions to avoid
controlling the emissions of other nonmercury metals. Further, the commenter
suggested that the top-performing
sources used to calculate the MACT
floor may have low manganese
emissions because existing controls at
the source may reduce manganese
emissions, such that the TSM emission
limit would not be affected by the
incorporation of manganese
concentrations. The commenter
emphasized that dirtier sources would
also be allowed to exclude manganese
from their TSM limit calculations and as
a result be allowed to emit higher levels
of manganese and the other seven
metals included in the TSM standard.
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Response: We believe the alternative
TSM emissions limit for sources that
qualify for the health-based alternative
is technically-sound and supported by
the record. The alternative emissions
limitation set forth in 40 CFR 63.7507(b)
subpart DDDDD, is a MACT
(technology-based) standard for seven
metals (excluding manganese). This
alternative MACT emissions limit is
applicable only to those sources who
qualify for the health-based compliance
alternative for TSM based on their
emissions of manganese. The
manganese emissions from these
sources are subject to the health-based
alternative standard, which is
enforceable through the operating
conditions in the title V permit of
sources that successfully demonstrate
eligibility for the health-based
alternative. However, the remaining
seven metals that are included in the
TSM calculation must still be subject to
a MACT (technology-based) emissions
limit. As a result, we derived an
alternative MACT emissions limit for
these seven selected metals using the
same MACT methodology that we used
for other emissions limits in subpart
DDDDD. Only sources that qualify for
the health-based alternative for TSM are
eligible to apply this alternative TSM
MACT limit in 40 CFR 63.7507(b)
because the manganese emissions are
otherwise controlled to health-based
levels through the operating conditions
in the title V permit established
pursuant to appendix A to the final rule.
The methodology for the MACT floor
analysis conducted for establishing this
alternative, technology-based TSM limit
is described in the memorandum
‘‘MACT Floor Analysis for the
Industrial, Commercial, and
Institutional Boilers and Process Heaters
National Emission Standards for
Hazardous Air Pollutants’’ in the
docket. When we investigated the
possibility of establishing an alternative
TSM emission limit for these seven
metals, we performed the same MACT
floor analysis that we conducted for the
TSM emission limit for eight metals.
That is, we reexamined the emission
test data for solid fuel units that
included emissions results for all of the
eight total selected metals (arsenic,
beryllium, cadmium, chromium, lead,
manganese, nickel, and selenium) with
manganese removed from the
summation. The technology-based TSM
limit for these seven metals (excluding
manganese) resulted in a MACT floor
emission level for existing large solid
fuel units of 0.001 pound per million
British thermal units (lb/mmBtu). This
is the same level as the eight-metal
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(including manganese) TSM MACT
emission level proposed and
promulgated for existing large solid fuel
units. Our MACT floor analysis for new
solid fuel units achieved the same
result. Thus, rather than repeating the
emissions limit already contained in
table 1 to the final rule in 40 CFR
63.7507(b), we expressed the
alternative, technology-based TSM limit
for these seven metals for eligible
sources as a requirement to meet the
same emissions limitation without
counting manganese.
The seven-metal and eight-metal
technology-based TSM limit were the
same because the manganese emissions
from the unit serving as the basis for the
limit only accounted for less than 5
percent of the total selected metals.
When we conducted our MACT floor
analysis for the seven metals standard,
we determined that the unit we used as
the basis for the setting the TSM limit
for eight metals was the same as the unit
selected under the analysis for seven
metals.
We understand, but do not agree with
commenters concerns that allowing
sources to exclude manganese from
their TSM limit calculation will result
in higher emissions of the other seven
metals. Based on the available data, we
do not expect sources other than
biomass-fired sources to qualify for the
health-based alternative for manganese
and TSM. The record does not indicate
that sources using biomass fuels emit
significant quantities of metals other
than manganese. Thus, while in theory
the exclusion of manganese from the
TSM limitation could allow an eligible
source to increase emissions of the other
seven metals, the record does not
indicate that eligible sources are capable
of doing so.
The TSM limit in the final rule was
included at proposal because the
Agency was sensitive to the fact that
some sources burn fuels (e.g, biomass)
that contain very little metals but have
sufficient particulate matter (PM)
emissions to require control under the
PM provision of the final rule. In these
cases, we did not think that PM would
be an appropriate surrogate for metallic
HAP. Under the rules in subpart
DDDDD of 40 CFR part 63, a source may
choose to comply with the alternative
TSM emission limit instead of the PM
limit. The eight metals included in the
TSM summation represent the most
common and the largest emitted
metallic HAP from boilers and process
heaters. Based on the impacts analysis
done for the final rule, the TSM
emission limit would minimize the
impacts on small entities (e.g., furniture
industry, sugar cane industry) since
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some of the potential small entities burn
biomass.
Biomass (e.g., wood, bagasse, peanut
hulls, etc.) generally does not contain
measurable amounts of metals except
for manganese. For example, fuel
analyses of bagasse from sugar cane
mills in Louisiana did not detect any of
the metals except for manganese. Fuel
analyses of bagasse from sugar cane
mills in Florida only detected
manganese, lead, and selenium, with
lead and selenium totaling 0.00032 lb/
mmBtu, and this is assuming that all the
metals in the fuel is emitted which
would not be the case due to some
remaining in the bottom ash. Wood also
contains little metals except for
manganese. Fuel analyses of wood
combusted as fuel at three furniture
facilities detected only manganese. Fuel
analysis at another furniture facility did
detect cadmium, chromium, and nickel
beside manganese, but the total of those
three metals (0.00005 lb/mmBtu) was
only 1.3 percent the level of manganese
or 5 percent of the TSM limit. Other
biomass materials, such as peanut hulls,
used as fuel also have similar metals
composition. Fuel analysis conducted
by EPA on peanut hulls only detected
the presence of manganese.
The metal makeup of biomass differs
greatly from coal. Coal contains
detectable levels of all eight metals. Fuel
analyses from six coal-fired facilities
indicate that even if a coal-fired facility
could demonstrate eligibility with the
TSM health-based compliance
alternative and may exclude manganese
emissions, it would still require high
efficient PM control to achieve the TSM
limit. Thus, when we promulgated the
TSM health-based compliance
alternative, we believed, and still
believe that only biomass units will seek
to demonstrate that they do not need to
employ PM controls by showing they
qualify to exclude manganese from the
TSM compliance demonstration, since
manganese is the principal metal in
biomass while manganese only makes
up a small fraction of the metals
contained in coal.
Comment: One commenter stated that
EPA cannot adopt risk-based
exemptions for pollutants for which no
health threshold has been established.
The commenter contended, based on
documents in EPA’s Integrated Risk
Information System (IRIS), that no
health threshold has been established
for manganese. On the contrary, two
commenters specified that manganese
has long been recognized as a threshold
pollutant. Another commenter stated
that unlike other metals in the MACT
list, manganese is not a carcinogen,
rather it is a Class D pollutant.
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Response: We agree that health-based
compliance alternatives adopted under
section 112(d)(4) of the CAA can apply
only to pollutants for which a threshold
for health effects has been established.
For the pollutants for which we have
elected to establish health-based
compliance alternatives (manganese and
HCl), the scientific data support a
threshold approach to evaluating the
potential for adverse health effects.
For air toxics risk assessments, we
identify pertinent toxicity or doseresponse values using a default
hierarchy of sources to assist us in
identifying the most scientifically
appropriate benchmarks. EPA’s IRIS is
the preferred source in this hierarchy.
The values in the IRIS database reflect
EPA consensus values and their
development typically incorporates
extensive peer review. When adequate
toxicity information is not available in
IRIS, we consult other sources in a
default hierarchy that recognizes the
desirability of peer review and
consistency with EPA risk assessment
guidelines to ensure that we have
consistent and scientifically sound
assessments. For substances lacking
current IRIS assessments, U.S. Agency
for Toxic Substances and Disease
Registry (ATSDR) chronic minimal risk
levels received next preference,
followed by California Environmental
Protection Agency (CalEPA) chronic
reference exposure levels and unit risk
estimates. Furthermore, when there is
an IRIS assessment but that assessment
substantially lags the current scientific
knowledge, we are committed to
consider alternative credible and readily
available assessments.
Based on our analysis of manganese
using this approach, we believe the data
currently available show that a health
threshold has been established for
manganese and that we are therefore
authorized under CAA section 112(d)(4)
to establish a health-based alternative
for this pollutant. Under our default
hierarchy approach, we first consulted
IRIS. IRIS may be found on Internet at
www.epa.gov/iris, but we have added
the relevant pages in IRIS to the docket
for this rulemaking action. As listed in
table 4 of the preamble to the rule (68
FR 1690; Jan. 13, 2003), IRIS contains a
reference concentration for manganese.
However, IRIS does not contain a unit
risk estimate, which addresses cancer
risk. EPA’s assessment in IRIS indicates
that there is inadequate evidence of
carcinogenicity for manganese. In
addition, a cancer assessment for
manganese is not available from any of
the other sources in our default
hierarchy or from another scientificallycredible source. Based on this
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76927
information, which we believe is the
best available at the present time, our
judgment is that it is only appropriate
for EPA to evaluate manganese with
regard to non-cancer effects. In the
absence of specific scientific evidence to
the contrary, it has been our policy to
classify non-carcinogenic effects as
threshold effects. RfC development is
the default approach for threshold (or
nonlinear) effects. Thus, in the absence
of adequate evidence that manganese is
a carcinogen and based on the presence
of a reference concentration in IRIS for
non-cancer effects of manganese, our
best scientific judgment at this time is
that manganese is a threshold pollutant.
We also used this approach to reach a
similar conclusion with respect to HCl.
(See Comment-Response Document, pg.
233 (February 2004.)
Regarding the lowest observable
adverse effect level issue, the
methodology employed by EPA
recognizes that while a no observable
adverse effect level is preferable to a
LOAEL for use as the point of departure
to which uncertainty factors are applied
to derive an RfC, a LOAEL may also be
used. (U.S. Environmental Protection
Agency. 1994. Methods for Derivation of
Inhalation Reference Concentrations
and Application of Inhalation
Dosimetry. Office of Research and
Development. EPA/600/8–90/066F.)
IRIS incorporates factors to account for
uncertainties in the scientific database.
The use of a LOAEL to derive the RfC
for manganese is one of these
uncertainties and is appropriately
addressed through the application of
uncertainty factors as part of the IRIS
process.
We disagree with the commenter that
we did not consider acute effects. We
performed a risk assessment evaluating
the potential acute effects of boiler
emissions, including manganese (see
docket item #OAR–2002–0058–0608).
We used acute inhalation reference
values, taken from the table on EPA’s air
toxics Web site (www.epa.gov/ttn/atw/
toxsource/table2.pdf), for all pollutants
in this assessment. Although the
commenter is correct that this table does
not contain an acute exposure
guidelines level (AEGL) value for
manganese compounds, the table does
contain an immediately dangerous to
life and health (IDLH)/10 value of 50
mg/m3. This is the acute dose-response
value that we used, as reflected in table
3 (converted to 50000 ug/m3) of the
screening assessment memorandum
(OAR–2002–0058–0608). Thus, the
commenter’s assertion that the table on
the Web site contains no acute doseresponse value or that EPA does not
know what that value might be is
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incorrect. As described in the screening
assessment memorandum, for HAP with
more than one acute dose-response
value, the most health-protective value
was chosen. EPA has not prioritized
these values. Since we only had one
value for manganese, we used that value
in our acute assessment. The results
indicate that HAP emissions, including
manganese, from the industrial boilers
source category are unlikely to pose
acute risks to human health.
G. Deadline for Submission of HealthBased Applicability Determinations
Comment: Numerous commenters did
not deem it as necessary for the Agency
to extend the deadline for the
submission of eligibility or final
compliance dates provided that certain
timelines and components of the healthbased compliance alternatives were
maintained as a result of this
reconsideration.
Several commenters requested that
the Agency consider including an
extension of at least 1 year to both the
submission of eligibility and final
compliance dates in the final rule.
These commenters added that the
uncertainties resulting from the
reconsideration and ongoing litigation
made the original deadlines impractical.
One commenter disagreed with
extending the submission of eligibility
demonstration or compliance dates of
affected sources under any
circumstances. The commenter
contended that an extension will only
further delay the installation of the
pollution controls that are required by
the CAA. The commenter added that it
is unlawful to extend compliance dates
of affected sources.
Response: We do not believe it is
appropriate at this time to adjust the
deadline for submitting eligibility
demonstrations. Most commenters
representing the regulated industry
believed that they would not need an
extension if EPA met certain conditions.
EPA has met the conditions outlined
by these commenters. We have
completed the reconsideration in a
timely manner and have not made
significant changes to the rule. As stated
in the notice of reconsideration as
proposed (70 FR 36913), we did not
anticipate that significant revisions
would be made as a result of the
reconsideration, and we advised
affected sources to ‘‘proceed to prepare
their eligibility demonstrations under
the existing process promulgated in the
final rule.’’ Although we are making
some clarifying amendments, we are not
changing the final rule substantially.
Thus, this action will not have the
impact on the eligibility-demonstration
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process that concerned several other
commenters. Therefore, we do not
believe an extension is necessary in
order for sources to complete their
eligibility demonstrations by September
2006.
In addition, we do not have cause to
extend the compliance date for existing
sources. Section 112(i)(3)(A) of the CAA
specifies that NESHAP for existing
sources can have compliance dates of no
more than 3 years. For the ICI boiler and
process heater NESHAP, EPA provided
the maximum 3 years for covered
sources to comply with the new
standards.
It is not unusual for promulgation of
CAA standards to be followed by
litigation or petitions for
reconsideration. Section 307(b)(1) of the
CAA specifically provides that the filing
of a petition for reconsideration of a rule
does not postpone the effectiveness of a
rule. To date, EPA has not, during the
pendency of a reconsideration request,
extended the compliance deadlines for
promulgated MACT standards to
provide compliance periods in excess of
the statutory 3-year maximum. In
contrast, where the Agency has
amended a MACT standard in a
significant way, we have found it
appropriate to set a new compliance
date for the rule that takes into account
new requirements not contained in the
original rule.
In this action, we are making
relatively minor clarifying amendments
to the eligibility demonstration
methodology for the health-based
alternatives and have not reconsidered
or changed any aspect of the
technology-based MACT standards. EPA
indicated in the reconsideration notice,
as proposed, that we were unlikely to
change the compliance deadline and
that the petitions for reconsideration
had not provided new information
suggesting a need for significant
revisions to the applicability
demonstration methodology for the
health-based alternatives. (70 FR 36910,
36913) Thus, affected sources were on
notice that significant revisions to
health-based alternatives were not
anticipated, Furthermore, we indicated
that we intended to complete this
reconsideration action expeditiously to
shorten any uncertainty that may have
been created by our partial granting of
these petitions for reconsideration. (7
FR 36910) The time required to
complete the reconsideration process
has not been extraordinarily lengthy.
We disagree with the request to
provide a blanket compliance date
extension for all sources in the category
under section 112(i)(3)(B) of the CAA.
The granting of an extension under this
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provision is up to the individual
permitting authorities, and is restricted
to specific situations where a source can
demonstrate that such time is necessary
for the installation of controls. We have
not been provided with sufficient
evidence to show that all sources in the
category would be able to (or even have
a need to) make such a showing.
H. Proposed Corrections to the HealthBased Compliance Alternatives
Comment: Three commenters
disagreed with the proposed correction
to extend the risk-based exemptions
beyond the large solid-fuel subcategory.
These commenters believed the
expansion of the health-based
compliance alternative to other
subcategories to be a significant rule
change that would require a separate
formal rulemaking process with public
notice and a comment period. These
commenters expressed concern that this
correction will allow more sources,
specifically smaller sources with shorter
stacks that tend to be located closer to
populous regions, to become eligible for
the risk-based exemptions. One
commenter added that the analysis of
TSM contained in the docket was
specific to large solid fuel units and not
all units for which the proposed
correction seeks to offer applicability.
One commenter cited sections within
the final preamble language that
indicated the alternatives applied to
large solid fuel-fired sources.
Two commenters contended that
there is no technical reason why the
type of unit or fuel burned should
restrict a facility from the right to
demonstrate eligibility.
Response: We do not agree that a
separate rulemaking proceeding is
necessary to adopt the proposed
correction to clarify that sources in all
subcategories may demonstrate
eligibility for the health-based
compliance alternatives. Although this
correction was coupled with EPA’s
response to a petition for
reconsideration, EPA provided notice
and opportunity to comment on the
proposed revisions to the text of the
final rule in accordance with the
rulemaking requirements of section
307(d) of the CAA. Commenters have
not cited legal authority in the CAA or
elsewhere that requires EPA to address
an allegedly ‘‘significant’’ change to a
rule in a separate or independent
rulemaking action.
We acknowledge that our original
intent with respect to the scope of the
health-based compliance alternatives is
unclear and contradictory. EPA
included language in 40 CFR 63.7507(a)
that limits the applicability of the
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health-based compliance alternative for
HCl to sources in the large solid fuelfired subcategory. We also made several
statements in the preamble, highlighted
by the commenters, which indicate an
intent to limit one or both health-based
alternatives to large solid fuel sources.
These statements were made because
the existing solid fuel-fired units at
major sources are the main category of
sources potentially affected by the
health-based compliance alternatives.
Furthermore, the number of new small
solid fuel-fired units at major sources
projected in the future (see Docket
OAR–2002–0058) is relatively small.
However, we also took certain actions in
the final rule which show an intent to
allow sources in all subcategories to
demonstrate eligibility for the healthbased compliance alternatives. For
example, we did not include language
in 40 CFR 63.7507(b) that limits the
health-based alternative for TSM to
sources in the large solid fuel
subcategory. Likewise, we did not
include any language in section 2 of
appendix A to the final rule limiting the
health-based alternative for HCl to just
sources in the large solid-fuel
subcategory. In that provision, we said
that ‘‘each new, reconstructed, or
existing source may demonstrate that
they are eligible for the health-based
compliance alternatives.’’ Thus, the
bottom line is that various portions of
the final rule and preamble are
inconsistent on the intended scope of
eligibility for the health-based
compliance alternatives.
As a result of these inconsistencies,
we proposed a correction that would
make these elements of the final rule
consistent. Although we indicated in
the proposal that this correction was
intended to reflect our original intent,
we agree that this terminology was
imprecise. Given the conflicting
statements and regulatory text in the
final rule cited above, we concede that
the Agency’s original intent was not
clear one way or the other. To remedy
this confusion, we are resolving the
inconsistency by eliminating regulatory
language that could be read to limit one
or both of the health-based alternatives
to only sources in the large solid fuel
category. Thus, we are taking the action
we proposed, which is to remove the
words ‘‘for large solid fuel boilers
located at a single facility’’ from 40 CFR
63.7507(a) and the words ‘‘Specified for
the Large Solid Fuel Subcategory’’ from
the title of appendix A to the final rule.
Because large solid fuel-fired units are
not the only units that have applicable
manganese and HCl MACT limits, we
believe it is technically correct, and
appropriate, to allow all affected sources
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with manganese and HCl limits the
opportunity to demonstrate eligibility
for the health-based compliance
alternatives. Where EPA has determined
that no adverse health effects are
expected below a certain threshold level
of exposure, there is no reasoned basis
for precluding smaller industrial boilers
and process heaters from using the
health-based compliance alternative so
long as their emissions do not result in
human exposure above the designated
threshold value. To the extent we are
expanding the availability of the healthbased compliance alternative to all
sources, this will not subject the public
to adverse health effects.
We do not believe health risks are
increased by allowing smaller sources to
qualify for the health-based compliance
alternatives, even if the commenters are
correct that these sources tend to have
shorter stacks and are closer to
populous areas. The amendments we
are making in the final rule do not
automatically make all small sources
eligible for the health-based compliance
alternatives. Such sources must still
demonstrate eligibility under the
procedures and criteria in appendix A
to the final rule, which consider stack
heights and distance to populated areas
in determining eligibility. If these
characteristics indicate that a particular
source has emissions that pose risks
above the threshold levels, the source
will not be eligible for the health-based
compliance alternative. In addition,
emissions rates are also part of the
analysis under appendix A. Because
small sources have lower emissions
rates, all other things being equal, small
sources present less risk than large
sources.
We do not believe this correction to
the rule requires an extensive reanalysis of the cost or emissions
reduction impacts of the health-based
compliance alternatives. We have
sufficient information to conclude that
this correction will not result in a
meaningful change to the cost or
emissions impacts of the final rule.
In the final rule, the cost and
economic analyses developed as part of
the final MACT rule were based on the
estimated costs for all affected sources
to install, maintain, and operate controls
and to comply with MACT
requirements. Costs were not based on
the health-based compliance
alternatives since the cost of compliance
with controls is significantly higher
than the cost to comply with the healthbased compliance alternatives. The
costs associated with voluntarily
conducting risk analyses were not
analyzed and, therefore, not re-analyzed
to account for this correction to the
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applicability of the health-based
alternatives to all affected units.
Our supplemental analysis of the
impact on control costs and emissions
reductions resulting from adoption of
the health-based alternatives cited by
commenter showed that the estimated
costs of the final rule would be lower if
the health-based provisions were
adopted. This ‘‘rough assessment’’ of the
number of sources that would qualify
for the health-based alternatives focused
on large sources because these sources
were the sources most likely to seek to
demonstrate eligibility to comply with
the health-based alternatives.
Based on the available information on
sources in the category, we do not
expect this correction to enable a
significant number of additional sources
to qualify for the health-based
alternatives. Thus, this correction to the
final rule will not result in a dramatic
difference in our rough control cost and
emissions reduction estimates. Since we
evaluated the costs of the final rule
without the health-based compliance
alternatives, we have no reason to
believe this amendment will increase
compliance costs above these high-end
estimates. The analysis we conducted in
this reconsideration proceeding is
sufficient to enable us to conclude that
compliance costs will not be
significantly different if a few additional
sources are able to demonstrate
eligibility as a result of this correction.
For similar reasons, we do not have a
basis to believe this change dramatically
alters the emissions reductions that will
be achieved under the final rule.
We adopted the health-based
alternatives in part to reduce the
compliance costs of the NESHAP while
continuing to maintain the health
protection called for in the Clean Air
Act. The potential for this correction to
reduce compliance costs further does
not undermine this reason for adopting
health-based compliance alternatives.
We did not rely on these cost and
emission reduction estimates as a basis
for establishing technology-based MACT
emissions limitations or the eligibility
criteria for the health-based compliance
alternatives. We conducted the cost and
emission reduction estimates in order to
present a summary of the environmental
and economic impacts of final rule. The
estimates included in our supplemental
analysis of the impact on control costs
and emissions reductions were
presented in order to provide a
comparative summary of impacts of the
final rule based on a rough estimate of
facilities that might opt to comply with
the health-based compliance
alternatives. Additionally, these cost
estimates are necessary in order
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complete several Statutory and
Executive Order Reviews including: the
Paperwork Reduction Act, the
Regulatory Flexibility Act, and the
Unfunded Mandates Reform Act of
1995.
I. Review of Eligibility Demonstrations
and Relationship With Title V
Comment: Several commenters
pointed out that the health-based
compliance alternative is dependent on
the approval from a permitting authority
via issuance of a title V permit that
includes enforceable alternative limits.
These commenters stated that the
proposed process for reviewing and
incorporating the health-based
compliance alternatives into the permits
is unworkable because many parameters
that affect air dispersion modeling and
risks are not required to be incorporated
into the title V permit.
One commenter requested EPA to
clarify in sections 9 and 10 of appendix
A to the final rule that a facility’s
compliance with the health-based
compliance alternatives is dependent on
the approval from a permitting authority
via issuance of a title V permit that
includes the alternative limits. The
commenter added, if the eligibility
determination is not approved, the
facility must comply with the final
NESHAP rule requirements.
One commenter opposed a
requirement to obtain EPA or State
agency approval of the site-specific risk
assessments as currently stated in the
hazardous waste combustion rule
(HWC) rule. The commenter believed
that requiring approval would likely
create delays in the eligibility process
and result in very short compliance
timelines if a reviewing authority
rejected a site-specific assessment or did
not complete the review in a timely
manner. The commenter added there is
no technical justification for requiring
approval in the final HWC MACT rule
and recommended not doing so in the
final boiler and process heater rule.
Response: We agree that the preferred
approach is to not require affirmative
approval by the permitting authority of
each risk assessment before a source is
eligible to comply with the health-based
alternative. Thus, under the procedures
in appendix A of subpart DDDDD of 40
CFR part 63, as amended in this action,
a source becomes eligible to comply
with the health-based alternatives at the
time it submits an eligibility
demonstration meeting the requirements
of section 8 of appendix A to the final
rule.
However, for a source to remain
eligible to comply with the health-based
alternatives the eligibility
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demonstration must be complete and
the application for a permit
modification must ultimately be
approved by the permitting authority.
Thus, as part of this process, permitting
agencies do have the authority to review
eligibility demonstrations to verify that
they meet the requirements of appendix
A to the final rule and are technically
sound. For example, a permitting
authority may notify a source that its
eligibility demonstration is deficient if
the demonstration is incomplete or if a
look-up table analysis is performed in a
situation when site-specific conditions
exist that make the use of the look-up
tables inappropriate. Based upon the
technical findings of the review,
permitting agencies have the authority
to inform a source that it is no longer
eligible for the health-based alternative
if the eligibility demonstration is
deficient. EPA will also review some
demonstrations as part of an audit
program.
This review authority derives from
the title V permit program through
which the health-based compliance
alternatives are implemented, and it was
inherent in the final rule when
promulgated on September 14, 2004.
Subpart DDDDD of 40 CFR part 63
contains applicable requirements that
are incorporated in title V permits. The
title V permit program provides a
process for identifying and
consolidating all of the applicable
requirements for each source. Through
this process, the permit authority
reviews each application to verify the
applicable requirements for each source.
Thus, when a source submits a
demonstration of eligibility for the
health-based alternatives in subpart
DDDDD, the title V permitting authority
has the ability to review this submission
to determine whether the applicable
requirements for that source are the
health-based or the technology-based
requirements in subpart DDDDD.
However, to clarify this issue, we are
adding explicit language in sections 10
and 11 of appendix A to the final rule
to make clear that permitting agencies
may review each facility’s eligibility
demonstration. If the permitting
authority identifies deficiencies with
the eligibility determination or the
permit modification is eventually
disapproved based on problems with
the eligibility demonstration, then the
facility is no longer eligible for the
health-based alternative and must
comply with the MACT emission
standards by the compliance dates
specified in 40 CFR 63.7495.
For new sources, we are establishing
a slightly different procedure because
new sources will be relying upon the
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health-based alternative at start-up. In
these cases, the source will have a grace
period of 30 to 90 days to correct any
deficiencies before ceasing to be eligible
for the health-base alternative. This
grace period is not needed for existing
sources because their eligibility
demonstrations must be submitted 12
months prior to the compliance date.
We believe this provides sufficient time
for permitting authorities to notify
sources of any deficiencies and for a
source to correct any deficiencies.
Comment: Several commenters
requested that EPA specify additional
process and non-process related
parameters under section 11 of
appendix A to the final rule to clarify
the enforceable requirements for the
facility. One commenter specifically
requested that ‘‘emission rate’’ be added
to the list of parameters. Three
commenters requested that non-process
parameters that can affect air dispersion
modeling be included, such as stack
height, exit gas temperature, distance to
the plant property line, and changes in
RfC or land-use.
Response: We recognize that a large
number of parameters can affect
continuous compliance with the healthbased compliance alternatives. These
parameters include, but are not limited
to, HAP emission rates, fuel type, type
of control device, stack parameters,
reference values, and location of local
residences. Some of these parameters
are appropriate for incorporation into
title V permits (e.g., HAP emission rates
or a surrogate for emission rate such as
production volume) while others are not
(e.g., reference values). However,
changes in any of these parameters can
trigger the need for a re-assessment.
Therefore, we are adding language to
appendix A to the final rule expanding
the list of parameters that should be
considered for inclusion as enforceable
permit limits. In section 11 of appendix
A, we are also expanding the list of
parameters that, if changes occur, could
also necessitate a re-assessment.
Comment: Three commenters
requested that EPA clarify the deadline
for compliance for sources whose
health-based eligibility determination is
found to be deficient. These
commenters also suggested an
allowance period of 12 months after the
facility receives notice of a deficiency in
their health-based eligibility
determination.
Two commenters stated that the
health-based compliance alternative
will delay compliance with MACT for
sources that attempt to unsuccessfully
demonstrate eligibility with the healthbased compliance alternatives.
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Response: We disagree that there will
be a delay in compliance caused by the
health-based compliance alternatives.
Sources that submit eligibility
demonstrations in an attempt to comply
with the health-based compliance
alternative but do so unsuccessfully
must still be in compliance within 3
years after the rule was promulgated.
We do not believe it is appropriate to
automatically extend the compliance
date in these situations. As noted above,
for existing sources, there is a 1-year
window in which permitting authorities
and sources can work out any
deficiencies in an eligibility
demonstration. The health-based
compliance alternative is an optional
compliance approach. Some risk is
involved in electing to comply with the
MACT standard via the health-based
compliance alternatives. This assumed
risk could include a shorter amount of
time to install the controls that are
required to meet technology standards
in the event that a source does not
submit a health-based eligibility
demonstration that meets the
requirements of Appendix A to the final
rule. We do not necessarily endorse the
use of CAA section 112(i)(3)(B) to grant
compliance date extensions in these
circumstances. However, we will leave
the decision of whether to grant such a
compliance date extension on a sitespecific basis to permitting authorities.
J. Miscellaneous
Comment: Two commenters
addressed the vagueness of the criteria
for determining the location at which
the affected source must demonstrate
that the HI for HCl and chlorine (Cl2)
and the HQ for manganese is less than
or equal to 1.0. One commenter
requested to incorporate potential land
use changes where people could
reasonably be expected to live in the
future into the demonstrations of
eligibility. The commenter stated that
the rule language ‘‘where people live’’
does not account for the individual most
exposed in the future for a location that
was not residentially zoned at the time
of the risk assessment. One commenter
suggested replacing ‘‘where people live’’
with the ‘‘point of maximum impact
beyond the facility’s property
boundary.’’
Response: We agree that there is a
need clarify the wording of the phrase
‘‘where people live’’ in section 5 of
Appendix A. To address some of the
commenters concerns, we are changing
the phrase to ‘‘where people live or
congregate (e.g. including schools or
daycares).’’ We believe that this a an
appropriate approach given that, as
described in EPA’s Air Toxics Risk
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Assessment Reference Library, sources
can deviate from the default assumption
that an exposed individual remains at
the location of highest exposure for 24
hours per day, 365 days per year.
We do not believe any additional
changes are needed in section 5 of
Appendix A to account for future land
use changes. The final rule requires that
a source complying with a health-based
compliance alternative must resubmit
their demonstration of eligibility if
process or non-process parameters
change in a way that could increase
public health risk. Thus, if people have
moved into an area, or if schools or
daycare centers are constructed, the
demonstration of eligibility must be
resubmitted with a new risk assessment
that incorporates updated parameters to
account for the public health risk of
these new populations. This
resubmission of the eligibility
demonstration is part of the existing
requirements of Appendix A to the final
rule for maintaining continuous
compliance. If a source is no longer in
compliance with the health-based
alternative due to changes in land use,
that source must comply with the
technology standards in the MACT.
V. Impacts of the Final Rule
The revisions incorporated as a result
of the final rule amendments do not
change any of the impacts presented in
section V of the preamble to the final
rule which was published at 69 FR
55218 (September 13, 2004).
VI. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), EPA must
determine whether the regulatory action
is ‘‘significant’’ and, therefore, subject to
review by OMB and the requirements of
the Executive Order. The Executive
Order defines ‘‘significant regulatory
action’’ as one that is likely to result in
a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs, or the rights and
obligations of recipients thereof; or
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76931
(4) raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Pursuant to the terms of Executive
Order 12866, it has been determined
that today’s action is a ‘‘significant
regulatory action’’ because it raises
novel legal or policy issues. As such, the
action was submitted to OMB for review
under Executive Order 12866. Revisions
made in response to OMB suggestions or
recommendations are documented in
the public record (see ADDRESSES
section of this preamble).
B. Paperwork Reduction Act
Today’s final rule amendments
impose no new information collection
requirements on the industry. Because
there is no additional burden on the
industry as a result of the final rule
amendments, the information collection
request has not been revised. The Office
of Management and Budget (OMB) has
previously approved the information
collection requirements contained in the
existing regulations under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq., and has
assigned OMB control number 2060–
0551 (EPA No. 2028.02). A copy of the
OMB approved Information Collection
Request (ICR) may be obtained from
Susan Auby, Collection Strategies
Division, U.S. Environmental Protection
Agency (2822T), 1200 Pennsylvania
Ave., NW., Washington, DC 20460 or by
calling (202) 566–1672.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations are listed
in 40 CFR part 9 and 40 CFR chapter 15.
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C. Regulatory Flexibility Act
EPA has determined that it is not
necessary to prepare a regulatory
flexibility analysis in connection with
today’s final rule amendments.
For purposes of assessing the impacts
of today’s final rule amendments on
small entities, a small entity is defined
as: (1) A small business having no more
than 500 to 750 employees, depending
on the business’ NAICS code; (2) a small
governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-for
profit enterprise which is independently
owned and operated and that is not
dominant in its field.
We conclude that the final rule
amendments will not have a significant
economic impact on a substantial
number of small entities. This rule will
not impose additional regulatory
requirements on small entities. After
evaluating public comment on the
notice of reconsideration, we are
retaining the health-based compliance
alternatives in the final rule in
substantially the same form. However,
we are making a limited number of
amendments to 40 CFR 63.7507 and
appendix A to the final rule to improve
and clarify the process for
demonstrating eligibility to comply with
the health-based compliance
alternatives contained in the rule.
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D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100 million
or more in any 1 year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most cost
effective, or least-burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective, or least
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19:35 Dec 27, 2005
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burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed,
under section 203 of the UMRA, a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA’s regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that today’s final
rule amendments do not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and tribal governments,
in the aggregate, or the private sector in
any 1 year. Although the final rule have
annualized costs estimated to range
from $690 to $860 million (depending
on the number of facilities eventually
demonstrating eligibility for the healthbased compliance alternatives), today’s
final rule amendments do not add new
requirements that would increase this
cost. Thus, today’s final rule
amendments are not subject to the
requirements of sections 202 and 205 of
the UMRA. In addition, EPA has
determined that the final rule
amendments do not significantly or
uniquely affect small governments
because there are no new requirements
that apply to such governments or
impose obligations upon them.
Therefore, today’s final rule
amendments are not subject to section
203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132 (64 FR 43255,
August 10, 1999) requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ are
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
The final rule amendments do not
have federalism implications. It will not
have substantial direct effects on the
States, on the relationship between the
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national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. None of the
affected facilities are owned or operated
by State governments, and the
requirements discussed in today’s
action will not supersede State
regulations that are more stringent.
Thus, Executive Order 13132 does not
apply to today’s final rule amendments.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175 (65 FR 67249,
November 9, 2000) requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’ ‘‘Policies that have tribal
implications’’ are defined in the
Executive Order to include regulations
that have ‘‘substantial direct effects on
one or more Indian tribes, on the
relationship between the Federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
government and Indian tribes.’’ The
final rule amendments do not have
tribal implications, as specified in
Executive Order 13175.
The final rule amendments do not
significantly or uniquely affect the
communities of Indian tribal
governments. We do not know of any
ICI boilers or process heaters owned or
operated by Indian tribal governments.
However, if there are any, the effect of
these rules on communities of tribal
governments would not be unique or
disproportionate to the effect on other
communities. EPA specifically solicited
additional comment on the final rule
from tribal officials, but received none.
Thus, Executive Order 13175 does not
apply to today’s final rule amendment.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045 (62 FR 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
we have reason to believe may have a
disproportionate effect on children.
If the regulatory action meets both
criteria, we must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
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and reasonably feasible alternatives we
considered.
We interpret Executive Order 13045
as applying only to those regulatory
actions that are based on health or safety
risks, such that the analysis required
under section 5–501 of the Executive
Order has the potential to influence the
regulation. Today’s final rule
amendments are not subject to the
Executive Order because eligibility
demonstrations submitted in support of
the health-based alternative compliance
options will be based on noncancer
human health reference values (e.g.,
reference concentrations) that are
designed to be protective of sensitive
subpopulations, including children.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
Today’s final rule amendments are
not a ‘‘significant energy actions’’ as
defined in Executive Order 13211 (66
FR 28355, May 22, 2001) because it is
not likely to have a significant adverse
effect on the supply, distribution, or use
of energy. Further, we have concluded
that today’s final rule amendments are
not likely to have any adverse energy
effects.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act (NTTAA) of 1995 (Pub. L. 104–113;
15 U.S.C. 272 note) directs EPA to use
voluntary consensus standards in their
regulatory and procurement activities
unless to do so would be inconsistent
with applicable law or otherwise
impracticable. Voluntary consensus
standards are technical standards (e.g.,
material specifications, test methods,
sampling procedures, business
practices) developed or adopted by one
or more voluntary consensus bodies.
The NTTAA requires EPA to provide
Congress, through the OMB, with
explanations when EPA decides not to
use available and applicable voluntary
consensus standards.
During the development of the final
rule, EPA searched for voluntary
consensus standards that might be
applicable. The search identified three
voluntary consensus standards that
were considered practical alternatives to
the specified EPA test methods. An
assessment of these and other voluntary
consensus standards is presented in the
preamble to the final rule (69 FR 55251,
September 13, 2004). Today’s final rule
amendments do not involve the use of
any additional technical standards
beyond those cited in the final rule.
Therefore, EPA did not consider the use
of any additional voluntary consensus
standards.
J. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this action and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A Major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2). This rule
will be effective February 27, 2006.
List of Subjects in 40 CFR Part 63
Environmental protection,
Administrative practice and procedure,
Air pollution control, Hazardous
substances, Intergovernmental relations,
Reporting and recordkeeping
requirements.
Dated: December 15, 2005.
Stephen L. Johnson,
Administrator.
For the reasons stated in the preamble,
title 40, chapter 1 of the code of Federal
Regulations is amended as follows:
I
PART 63—[AMENDED]
1. The authority citation for part 63
continues to read as follows:
I
Authority: 42 U.S.C. 7401, et seq.
Subpart DDDDD—[Amended]
2. Section 63.7507 is revised to read
as follows:
I
76933
§ 63.7507 What are the health-based
compliance alternatives for the hydrogen
chloride (HCl) and total selected metals
(TSM) standards?
(a) As an alternative to the
requirement to demonstrate compliance
with the HCl emission limit in table 1
to this subpart, you may demonstrate
eligibility for the health-based
compliance alternative for HCl
emissions under the procedures
prescribed in appendix A to this
subpart.
(b) As an alternative to the
requirement to demonstrate compliance
with the TSM emission limit in table 1
to this subpart based on the sum of
emissions for the eight selected metals,
you may demonstrate eligibility for the
health-based alternative for manganese
emissions under the procedures
prescribed in appendix A to this subpart
and comply with the TSM emission
standards in table 1 based on the sum
of emissions for seven selected metals
(by excluding manganese emissions
from the summation of TSM emissions).
*
*
*
*
*
I 3. Appendix A to subpart DDDDD is
amended as follows:
I a. By revising the heading.
I b. In Section 4 by revising paragraph
(g).
I c. In Section 5 by revising paragraphs
(c)(2) and (d)(2).
I d. In Section 6 by revising the
introductory text and paragraphs (a) and
(b).
I e. In Section 8 by revising paragraphs
(b)(1) and adding paragraph (d).
I f. In Section 9 by revising paragraphs
(b), (c)(1) and (c)(2).
I g. Revising Section 10.
I h. Revising Section 11.
Appendix A to Subpart DDDDD—
Methodology and Criteria for Demonstrating
Eligibility for the Health-Based Compliance
Alternatives
*
*
*
*
*
4. How do I determine HAP emissions from
my affected source?
*
*
*
*
*
(g) You must determine the maximum
hourly emission rate for each appropriate
emission point according to Equation 1 of
this appendix. An appropriate emission point
is any emission point emitting HCl, Cl2, or
Manganese from a subpart DDDDD emission
unit.
(Eq. 1)
j=1
Where:
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Ei,s = maximum hourly emission rate for HAP
i at each emission point s associated
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with a subpart DDDDD emission unit j,
lbs/hr
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t
E i ,s = ∑ ( R i , j × I j )
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i = applicable HAP, where i = (HCl, Cl2, or
Manganese) s = individual emission
point
j = each subpart DDDDD emission unit
associated with an emission point, s
t = total number of subpart DDDDD emission
units associated with an emission point
s
Ri,j = emission rate (the 3-run average as
determined according to table 1 of this
appendix or the pollutant concentration
in the fuel samples analyzed according
to § 63.7521) for HAP i at subpart
DDDDD emission unit j associated with
emission point s, lb per million Btu.
Ij = Maximum rated heat input capacity of
each subpart DDDDD unit j emitting HAP
i associated with emission point s,
million Btu per hour.
5. What are the criteria for determining if
my facility is eligible for the health-based
compliance alternatives?
*
*
*
*
*
(c) * * *
(2) Your site-specific compliance
demonstration indicates that none of your HI
values for HCl and CL2 are greater than 1.0
at locations where people live or congregate
(e.g., schools, daycare centers, etc.);
(d) * * *
(2) Your site-specific compliance
demonstration indicates that none of your
HQ values for manganese are greater than 1.0
at locations where people live or congregate
(e.g., schools, daycare centers, etc.).
6. How do I conduct a look-up table
analysis?
You may use look-up tables to demonstrate
that your facility is eligible for either the
RVHCl
TWs = E HCl,s + E Cl2 ,s
RVCl
2
Where:
TWs = the toxicity-weighted emission rate (in
HCl-equivalent) for each emission point
s, lb/hr.
compliance alternative for HCl emissions
limit or the compliance alternative for the
TSM emissions limit, unless your permitting
authority determines that the look-up table
analysis in this section is not applicable to
your facility on technical grounds due to sitespecific variations that are not accounted for
in the look-up table analysis (e.g. presence of
complex terrain, rain caps, or building
downwash effects).
(a) HCl compliance alternative. (1) Using
the emission rates for HCl and Cl2
determined according to section 4 of this
appendix, calculate, using equation 2 of this
appendix, the toxicity-weighted emission
rate (expressed in HCl-equivalents) for each
emission point that emits HCl or Cl2 from any
subpart DDDDD sources. Then, calculate the
weighted average stack height using equation
3 of this appendix.
(Eq. 2)
s = individual emission points
EHCl,s = the maximum hourly emission rate
for HCl at emission point s, lb/hr
ECl2,s = the maximum hourly emission rate
for Cl2 at emission point s, lb/hr
RVCl2 = the reference value for Cl2
RVHCl = the reference value for HCl
(reference values for HCl and Cl2 can be
found at https://www.epa.gov/ttn/atw/
toxsource/summary.html).
n
∑ ( TW × H )
identify the appropriate maximum allowable
toxicity weighted emission rate for your
affected source, expressed in HClequivalents, from table 2 of this appendix.
Appropriate emission points are those that
emit HCl or Cl2, or both, from subpart
DDDDD units. If one or both of these values
does not match the exact values in the lookup tables, then use the next lowest table
value. (Note: If your weighted average stack
height is less than 5 meters (m), you must use
the 5 meter row.) Your affected source is
eligible to comply with the health-based
alternative for HCl emissions if the value
calculated in paragraph (a)(2) of this section,
determined using the methods specified in
this appendix, does not exceed the
appropriate value in table 2 of this appendix.
(b) TSM Compliance Alternative. Using the
emission rates for manganese determined
according to section 4 of this appendix,
calculate the total manganese emission rate
for your affected source by summing the
maximum hourly manganese emission rates
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n
H Mn =
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(Eq. 3)
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∑(E
s =1
Frm 00018
Mn , s
for all your subpart DDDDD units. Identify
the appropriate allowable emission rate in
table 3 of this appendix for your affected
source using the weighted average stack
height value and the minimum distance
between any appropriate subpart DDDDD
emission point at the facility and the
property boundary. Appropriate emission
points are those that emit manganese from
subpart DDDDD units. If one or both of these
values does not match the exact values in the
look-up tables, then use the next lowest table
value. (Note: If your weighted average stack
height is less than 5 meters, you must use the
5 meter row.) Your affected source is eligible
to comply with the health-based alternative
for manganese emissions and may exclude
manganese when demonstrating compliance
with the TSM emission limit if the total
manganese emission rate, determined using
the methods specified in this appendix, does
not exceed the appropriate value specified in
table 3 of this appendix.
× Hs )
(Eq. 4)
E Mn , T
Fmt 4701
Sfmt 4725
E:\FR\FM\28DER2.SGM
ER28DE05.003
TWT
ER28DE05.002
Where:
HHCl = weighted average stack height for
determining the maximum allowable
HCl-equivalent emission rate (in Table 2
to this appendix), m.
s = individual emission points
n = total number of emission points
TWs = toxicity-weighted HCl-equivalent
emission rate from each emission point
(from equation 2), lb/hr.
Hs = height of each individual stack, m
TWT = total toxicity-weighted HCl-equivalent
emission rate from the source (summed
for all emission points), lb/hr.
(2) Calculate the total toxicity-weighted
emission rate for your affected source by
summing the toxicity-weighted emission rate
for each appropriate subpart DDDDD
emission point.
(3) Using the weighted average stack height
and the minimum distance between any
appropriate subpart DDDDD emission point
at the source and the property boundary,
s
s =1
28DER2
Er28de05.001
s
H HCl =
Federal Register / Vol. 70, No. 248 / Wednesday, December 28, 2005 / Rules and Regulations
Where:
HMn = weighted average stack height for
determining the maximum allowable
emission rate for manganese (in table 3
to this appendix), m.
s = individual emission points
n = total number of emission points
EMn,s= maximum hourly manganese
emissions from emission point s, lbs/hr.
Hs = height of each individual stack s
EMn,T = total maximum hourly manganese
emissions from affected source (sum
emission rates from all emission points),
lb/hr
source facility is eligible for either
compliance alternative, then you may start
up your new affected source and your new
affected source will be considered in
compliance with the alternative standard and
subject to the compliance requirements in
this appendix.
(2) You must conduct the emission tests or
analyses specified in section 4 of this
appendix upon initial startup and use the
results of these emissions tests to complete
and submit your eligibility demonstration
within 180 days following your initial startup
date.
*
10. When Do I Become Eligible for the
Health-Based Compliance Alternatives?
(a) For existing sources, new sources, or
reconstructed sources that start up before the
effective date of subpart DDDDD, or an
affected source that is an area source that
increases its emissions or its potential to emit
such that it becomes a major source of HAP
before the effective date of subpart DDDDD,
you are eligible to comply with a healthbased compliance alternative upon
submission of a complete demonstration
meeting all the requirements of paragraph 8
for the applicable alternative. However, your
eligibility demonstration may be reviewed by
the permitting authority or by EPA to verify
that the demonstration meets the
requirements of appendix A to this subpart
and is technically sound (i.e. use of the lookup tables is appropriate or the site-specific
assessment is technically valid). If you are
notified by the permitting authority or by
EPA of any deficiencies in your submission,
then you are not eligible for the health-based
compliance alternative until the permitting
authority or EPA verifies that the deficiencies
are corrected.
(b) For new or reconstructed sources that
start up after the effective date of subpart
DDDDD, you are eligible to comply with a the
health-based compliance alternatives upon
submission of a complete preliminary
eligibility determination in accordance with
paragraph (c)(1) of section 9 that
demonstrates your affected source is eligible
for the applicable alternative. You may then
start up your source and conduct the
necessary testing in accordance with
paragraph (c)(2) of section 9. The eligibility
demonstration submitted in accordance with
paragraph (c)(2) of section 9 may be reviewed
by the permitting authority or by EPA to
verify that the demonstration meets the
requirements of appendix A to this subpart
and is technically sound (i.e. use of the lookup tables is appropriate or the site-specific
assessment is technically valid). If you are
notified in writing by the permitting
authority of any deficiencies in your
submission, then you have 30 days to correct
the deficiencies unless the permitting
authority agrees to extend this time to a
period not to exceed 90 days. If the
deficiencies are not corrected within the
applicable time period, you will not be
eligible for the health-based compliance
alternative until the permitting authority
verifies that the deficiencies are corrected.
(c) If the title V permit conditions
requested in accordance with paragraph (d)
*
*
*
*
8. What Must My Health-Based Eligibility
Demonstration Contain?
*
*
*
*
*
(b) * * *
(1) Calculations used to determine the
weighted average stack height of the subpart
DDDDD emission points that emit
manganese, HCl, or Cl2.
*
*
*
*
*
(d) To be eligible for either health-based
compliance alternative, the parameters that
defined your affected source as eligible for
the health-based compliance alternatives
must be submitted to your permitting
authority for incorporation into your title V
permit, as federally enforceable limits, at the
same time you submit your health-based
eligibility demonstration. These parameters
include, but are not limited to, fuel type, fuel
mix (annual average), emission rate, type of
control devices, process parameters (e.g.,
maximum heat input), and non-process
parameters (e.g., stack height).
9. When Do I Have to Complete and Submit
My Health-Based Eligibility Demonstration?
cchase on PROD1PC60 with RULES2
*
*
*
*
*
(b) If you have a new or reconstructed
affected source that starts up before the
effective date of subpart DDDDD, or an
affected source that is an area source that
increases its emissions or its potential to emit
such that it becomes a major source of HAP
before the effective date of subpart DDDDD,
then you may submit an eligibility
demonstration at any time after September
13, 2004 but you must comply with the
emissions limits in table 1 to this subpart and
all other requirements of subpart DDDDD
until your eligibility demonstration is
submitted to your permitting authority in
accordance with the requirements of section
10 of this appendix.
(c) * * *
(1) You must complete and submit a
preliminary eligibility demonstration based
on the information (e.g., equipment types,
estimated emission rates, process and nonprocess parameters, reference values, etc.)
that will be used to apply for your title V
permit. This preliminary eligibility
demonstration must be submitted with your
application for approval of construction or
reconstruction. You must base your
preliminary eligibility demonstration on the
maximum emissions allowed under your title
V permit. If the preliminary eligibility
demonstration indicates that your affected
VerDate Aug<31>2005
19:35 Dec 27, 2005
Jkt 208001
PO 00000
Frm 00019
Fmt 4701
Sfmt 4700
76935
of section 8 are disapproved by the
permitting authority, then your affected
source must comply with the applicable
emission limits, operating limits, and work
practice standards in subpart DDDDD by the
compliance dates specified in § 63.7495.
Until the requested conditions (or alternative
conditions meeting the requirements of
paragraph (d) of section 8) are incorporated
into the permit, compliance with the
proposed conditions shall be considered
compliance with the health-based alternative.
11. How Do I Ensure That My Facility
Remains Eligible for the Health-Based
Compliance Alternatives?
(a) You must update your eligibility
demonstration and resubmit it each time that
any of the parameters that defined your
affected source as eligible for the healthbased compliance alternatives changes in a
way that could result in increased HAP
emissions or increased risk from exposure to
emissions. These parameters include, but are
not limited to, fuel type, fuel mix (annual
average), type of control devices, HAP
emission rate, stack height, process
parameters (e.g., heat input capacity),
relevant reference values, and locations
where people live).
(b) If you are updating your eligibility
demonstration to account for an action in
paragraph (a) of this section that is under
your control (e.g. change in heat input
capacity of your boiler), you must submit
your revised eligibility demonstration to the
permitting authority prior to making the
change and revise your permit to incorporate
the change. If your affected source is no
longer eligible for the health-based
compliance alternatives, then you must
comply with the applicable emission limits,
operating limits, and compliance
requirements in subpart DDDDD prior to
making the process change and revising your
permit. If you are updating your eligibility
demonstration to account for an action in
paragraph (a) of this section that is outside
of your control (e.g. change in a reference
value), and that change causes your source to
no longer be able to meet the criteria for the
health-based compliance alternatives, your
source must comply with the applicable
emission limits, operating limits, and
compliance requirements in subpart DDDDD
within 3 years.
(c) Your revised eligibility demonstration
may be reviewed by the permitting authority
or EPA to verify that the demonstration meets
the requirements of appendix A to this
subpart and is technically sound (i.e. use of
the look-up tables is appropriate or the sitespecific assessment is technically valid). If
you are notified by the permitting authority
or EPA of any deficiencies in your
submission, you will not remain eligible for
the health-based compliance alternatives
until the permitting authority or EPA verifies
that the deficiencies are corrected.
*
*
*
*
*
[FR Doc. 05–24299 Filed 12–27–05; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\28DER2.SGM
28DER2
Agencies
[Federal Register Volume 70, Number 248 (Wednesday, December 28, 2005)]
[Rules and Regulations]
[Pages 76918-76935]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-24]
[[Page 76917]]
-----------------------------------------------------------------------
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants for
Industrial, Commercial, and Institutional Boilers and Process Heaters:
Reconsideration; Final Rule
Federal Register / Vol. 70, No. 248 / Wednesday, December 28, 2005 /
Rules and Regulations
[[Page 76918]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[OAR-2002-0058; FRL-8011-5]
RIN 2060-AM97
National Emission Standards for Hazardous Air Pollutants for
Industrial, Commercial, and Institutional Boilers and Process Heaters:
Reconsideration
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule, amendments; notice of final action on
reconsideration.
-----------------------------------------------------------------------
SUMMARY: EPA is promulgating amendments to the national emission
standards for hazardous air pollutants (NESHAP) for industrial,
commercial, and institutional boilers and process heaters which EPA
promulgated on September 13, 2004. After promulgation of the final rule
for boilers and process heaters, the Administrator received petitions
for reconsideration of certain provisions in the final rule. On July
27, 2005, EPA published a notice of reconsideration and requested
public comment on certain aspects of the health-based compliance
alternatives, as outlined in 40 CFR 63.7507 and appendix A to the final
rule (40 CFR part 63, subpart DDDDD). After evaluating public comment
on the notice of reconsideration, we are retaining the health-based
compliance alternatives in the final rule in substantially the same
form. However, we are making a limited number of amendments to 40 CFR
63.7507 and appendix A to the final rule to improve and clarify the
process for demonstrating eligibility to comply with the health-based
compliance alternatives contained in the final rule.
DATES: The final rule amendments are effective on February 27, 2006.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-OAR-2002-0058. All documents in the docket are listed in on the
www.regulations.gov Web site. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other information,
such as copyrighted materials, is not placed on the Internet and will
be publicly available only in hard copy form. Publicly available docket
materials are available either electronically through
www.regulations.gov or in hard copy form at the Air and Radiation
Docket, Docket ID No. EPA-OAR-2002-0058, EPA/DC, EPA West, Room B102,
1301 Constitution Ave., NW., Washington, DC. The Public Reading Room is
open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number for the Public Reading Room is
(202) 566-1744, and the telephone number for the Air and Radiation
Docket is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: For information concerning
applicability and rule determinations, contact your State or local
representative or appropriate EPA Regional Office representative. For
information concerning rule development, contact Jim Eddinger,
Combustion Group, Emission Standards Division (C439-01), U.S. EPA,
Research Triangle Park, North Carolina 27711, telephone number (919)
541-5426, fax number (919) 541-5450, e-mail address:
eddinger.jim@epa.gov.
SUPPLEMENTARY INFORMATION: Regulated Entities. Categories and entities
potentially regulated by this action include:
--------------------------------------------------------------------------------------------------------------------------------------------------------
Category SIC code NAICS code Examples of potentially regulated entities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Any industry using a boiler or 24 321 Manufacturers of lumber and wood products.
process heater in the final rule. 26 322 Pulp and paper mills.
28 325 Chemical manufacturers.
29 324 Petroleum refiners and manufacturers of coal products.
30 316, 326, 339 Manufacturers of rubber and miscellaneous plastic products.
33 331 Steel works, blast furnaces.
34 332 Electroplating, plating, polishing, anodizing, and coloring.
37 336 Manufacturers of motor vehicle parts and accessories.
49 221 Electric, gas, and sanitary services.
80 622 Health services.
82 611 Educational Services.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Worldwide Web (WWW). In addition to being available in the docket,
an electronic copy of the final rule is also available on the WWW
through the Technology Transfer Network (TTN). Following signature, a
copy of the final rule will be posted on the TTN policy and guidance
page for newly proposed or promulgated rules at the following address:
https://www.epa.gov/ttn/oarpg. The TTN provides information and
technology exchange in various areas of air pollution control.
Judicial Review. Under section 307(b)(1) of the CAA, judicial
review of the final rule amendments to the NESHAP is available by
filing a petition for review in the U.S. Court of Appeals for the
District of Columbia Circuit by February 27, 2006. Only those
objections that were raised with reasonable specificity during the
period for public comment may be raised during judicial review. Under
section 307(b)(2) of the CAA, the requirements that are the subject of
the final rule amendments may not be challenged later in civil or
criminal proceedings brought by EPA to enforce these requirements.
Background Information Document. EPA proposed and provided notice
of the reconsideration of the NESHAP for industrial, commercial, and
institutional boilers and process heaters on June 27, 2005 (70 FR
36907), and received 35 comment letters on the proposal. A memorandum
``National Emission Standards for Hazardous Air Pollutants for
Industrial, Commercial, and Institutional Boilers and Process Heaters,
Summary of Public Comments and Responses to Reconsideration of the
Final Rule,'' containing EPA's responses to each public comment is
available in Docket No. OAR-2002-0058.
Organization of this document: The information presented in this
preamble is organized as follows:
I. What is the statutory authority for the final rule?
II. Background
III. What revisions were made as a result of the reconsideration?
A. Adoption of a Weighted Average Stack Height Metric for
Appendix A to the Final Rule
B. Correction Regarding Sources That May Demonstrate Eligibility
for Health-Based Compliance Alternatives
C. Review of Eligibility Demonstrations by Permitting Agencies
D. Clarification of Eligibility Criteria
E. Timeline for New or Reconstructed Sources To Submit
Preliminary Submission of Eligibility
[[Page 76919]]
F. Requirement for Title V Permit Conditions
G. Health-Based Alternative for Manganese Emissions and Total
Selected Metals Standard
IV. What are the responses to significant comments?
A. Methodology and Criteria for Demonstrating Eligibility for
the Health-based Compliance Alternatives
B. Tiered Risk Assessment Methodology
C. Look-up Tables
D. Site-Specific Risk Assessment
E. Background Concentrations and Emissions From Other Sources
F. Health-Based Compliance Alternative for Metals
G. Deadline for Submission of Health-Based Applicability
Determinations
H. Proposed Corrections to the Health-Based Compliance
Alternatives
I. Review of Eligibility Demonstrations and Relationship With
Title V
J. Miscellaneous
V. Impacts of the Final Rule
VI. Statutory and Executive Order (EO) Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution or Use
I. National Technology Transfer and Advancement Act
J. Congressional Review Act
I. What is the statutory authority for the final rule?
Section 112 of the Clean Air Act (CAA) requires EPA to list
categories and subcategories of major sources and area sources of
hazardous air pollutants (HAP) and to establish NESHAP for the listed
source categories and subcategories. Industrial, commercial and
institutional boilers (ICI), and process heaters were listed on July
16, 1992 (57 FR 31576). Major sources of HAP are those that have the
potential to emit greater than 10 tons per year (tpy) of any one HAP or
25 tpy of any combination of HAP.
II. Background
On September 13, 2004 (69 FR 55218), we promulgated the NESHAP for
ICI boilers and process heaters pursuant to section 112 of the CAA.
Under section 112(d) of the CAA, the NESHAP must reflect the maximum
degree of reduction in emissions of HAP that is achievable, taking into
consideration the cost of achieving the emissions reductions, any non-
air quality health and environmental impacts, and energy requirements.
This level of control is commonly referred to as maximum achievable
control technology (MACT). However, section 112(d)(4) of the CAA also
states that ``[w]ith respect to pollutants for which a health threshold
has been established, the Administrator may consider such threshold
level, with an ample margin of safety, when establishing emissions
standards under this subsection.''
We proposed standards for ICI boilers and process heaters on
January 13, 2003 (68 FR 16660). The preamble for the proposed rule
described the rationale for the proposed rule and solicited public
comments. We requested comment on incorporating various risk-based
approaches (based on section 112(d)(4) and other provisions of the CAA)
into the final rule to reduce the cost of regulatory controls on those
facilities that pose little risk to public health and the environment.
(See 68 FR 1688-1693.) Industry trade associations, owners/operators of
boilers and process heaters, State regulatory agencies, local
government agencies, and environmental groups submitted comments on the
proposed risk-based approaches. We received a total of 218 public
comment letters on the proposed rule during the comment period. We
summarized major public comments on the proposed risk-based approaches,
along with our responses to those comments, in the preamble to the
final rule (69 FR 55239) and in the comment response memorandum,
``Response to Public Comments on Proposed Industrial, Commercial, and
Institutional Boilers and Process Heaters NESHAP (Revised)'' which was
placed in the docket for the final rule.
In the final rule, we adopted health-based compliance alternatives
for the hydrogen chloride (HCl) emission limit and the total selected
metals (TSM) emission limit, based on our authority under section
112(d)(4) of the CAA. Affected sources that successfully demonstrate
that they are eligible for the HCl health-based compliance alternative
are not required to demonstrate compliance with specific HCl emissions
limits in table 1 to the final rule, but are still subject to operating
and monitoring requirements in the final rule (subpart DDDDD of 40 CFR
part 63). Affected sources that demonstrate eligibility for the health-
based compliance alternative for TSM are still subject to a technology-
based (MACT) TSM emission limit and operating and monitoring
requirements in the final rule (subpart DDDDD of 40 CFR part 63) except
that they may demonstrate compliance with this TSM emission limit based
on the sum of emissions for seven metals, instead of the eight selected
metals, by excluding manganese emissions.
The methodology and criteria for affected sources to use in
demonstrating eligibility for the health-based compliance alternatives
were promulgated in appendix A to subpart DDDDD of 40 CFR part 63. (See
69 FR 55282.) Appendix A specifies the process units and pollutants
that must be included in the eligibility demonstration, the emissions
testing methods, the criteria for determining if an affected source is
eligible, the risk assessment methodology (look-up table analysis or
site-specific risk analysis), the contents of the eligibility
demonstration, the schedule for submission of the self-certified
eligibility demonstrations, and the methods for ensuring that an
affected source remains eligible. For an affected source to be eligible
for the health-based compliance alternatives, the owner/operator of the
source must conduct a risk assessment, as described in appendix A to
the final rule, and submit the risk assessment, also called the
eligibility demonstration, to the permitting authority along with a
signed certification that the assessment is an accurate depiction of
the affected facility. To ensure the source remains eligible, federally
enforceable limits reflecting the parameters used in the eligibility
demonstration must be incorporated into its title V permit.
Following promulgation of the final rule, the Administrator
received petitions for reconsideration pursuant to section 307(d)(7)(B)
of the CAA from the Natural Resources Defense Council (NRDC),
Environmental Integrity Project (EIP), and General Electric (GE).\1\
Under this provision, the Administrator is to initiate reconsideration
proceedings if the petitioner can show that it was impracticable to
raise an objection to a rule within the public comment period
[[Page 76920]]
or that the grounds for the objection arose after the public comment
period.
---------------------------------------------------------------------------
\1\ In addition to the petitions for reconsideration, two
petitions for judicial review of the final rule were filed with the
U.S. Court of Appeals for the District of Columbia by NRDC, Sierra
Club, and EIP (No. 04-1385, D.C. Cir.) and American Municipal
Power--Ohio and Ohio cities of Dover, Hamilton, Orrville,
Painesville, Shelby, and St. Marys (No. 04-1386, D.C. Cir.). The two
cases have been consolidated. Eleven additional parties have filed
petitions to intervene: American Home Furnishings Alliance, Council
of Industrial Boiler Owners, American Forest and Paper Association,
American Chemistry Council, National Petrochemical and Refiners
Association, American Petroleum Institute, National Oilseed
Processors Association, Coke Oven Environmental Task Force, Utility
Air Regulatory Group, and Alliance of Automobile Manufacturers are
intervening with regard to the health-based compliance alternatives.
---------------------------------------------------------------------------
NRDC and EIP initially requested that EPA reconsider seven issues
reflected in the final rule that they believe could not have been
practicably addressed during the public comment period. EIP also filed
a supplement to this petition which raised additional issues for
reconsideration. Together, NRDC and EIP requested reconsideration of
the following issues: (1) The adoption of ``no control'' MACT floors
for certain subcategories and pollutants; (2) establishing risk-based
alternatives on a plant-by-plant basis; (3) the existence of health
thresholds for HCl and manganese; (4) consideration of background
pollution and co-located emission sources; (5) establishing a health-
based compliance alternative for a pollutant (HCl) that serves as a
surrogate for other inorganic pollutants; (6) promulgating a health-
based compliance alternative that allows low risk sources of manganese
emissions to comply with the MACT limitations for metals without
counting manganese; (7) the procedures for demonstrating compliance
with the health-based alternatives; (8) consideration of emissions
during periods of startup, shutdown, malfunction and, (9) the cost
effectiveness of the health-based alternatives. The NRDC and EIP
petition also requested that EPA stay the effectiveness of the health-
based compliance alternatives pending reconsideration. By letters dated
January 28, 2005, we informed NRDC and EIP that we intended to grant
their joint petition for reconsideration.
On June 27, 2005, we decided to reconsider (70 FR 36907) several of
the issues raised in the NRDC and EIP petition pertaining to certain
provisions of the health-based compliance alternatives in appendix A to
the final rule. We denied the petitioners' request to stay because in
this case, a stay was not necessary to protect the public health or
provide a more adequate timeline for compliance planning. We are
continuing to review the issue raised by GE with respect to the
emissions averaging provision of the final rule and published proposed
action on that petition on October 31, 2005 (70 FR 62264).\2\
---------------------------------------------------------------------------
\2\ GE requested reconsideration of the emissions averaging
provisions of the final rule to address how this provision might
apply in the context of emissions units that vent to a single stack.
---------------------------------------------------------------------------
In the June 27, 2005, notice of reconsideration, we specifically
solicited comment in the following eight areas: (1) The methodology and
criteria for demonstrating eligibility for the health-based compliance
alternatives; (2) the use of a tiered analysis in appendix A to the
final rule and the application of the principles set forth in the 1994
National Academy of Sciences report, ``Science and Judgment in Risk
Assessment'' (in response to the concerns expressed by the petitioners,
we entered this document into the public docket for review); (3) the
methodology used to develop the look-up tables including average stack
heights, the use of conservative assumptions to account for other
variables such as meteorology, and the derivation of different look-up
table values based on the distance from the property line; (4) the
approach for conducting a site-specific risk assessment and the
criteria set forth in section 7 of appendix A to the final rule; (5)
the approach for selecting a hazard index (HI) and hazard quotient (HQ)
applicability cutoff value of 1.0, exclusive of background or co-
located emissions, and the deferral of further consideration of
background and co-located sources until we assess facility-wide
emissions of HAP in future residual risk actions; (6) the
appropriateness of adopting a health-based compliance alternative for
manganese and using the same TSM emission limit in table 1 to subpart
DDDDD of 40 CFR part 63 as a limitation for seven metals, while
excluding manganese from the calculation; (7) whether we should or
should not extend the deadline for submission of eligibility
demonstrations in light of this reconsidered action; and (8) proposed
corrections regarding the scope sources that are able to demonstrate
eligibility for the health-based compliance alternatives. The responses
to the significant comments received on these eight areas are discussed
later in this preamble. A comprehensive response to public comments is
also available in a document entitled ``National Emission Standards for
Hazardous Air Pollutants for Industrial, Commercial, and Institutional
Boilers and Process Heaters, Summary of Public Comments and Responses
to Reconsideration of the Final Rule,'' which can be found in the
docket for this action (Docket No. OAR-2002-0058).
III. What revisions were made as a result of the reconsideration?
We are making a limited number of amendments to 40 CFR 63.7507 and
appendix A to the final rule to improve and clarify the process for
demonstrating eligibility to comply with the health-based alternatives
contained in the final rule. Overall, however, we are retaining the
health-based compliance alternatives in substantially the same form.
A. Adoption of a Weighted Average Stack Height Metric for Appendix A to
the Final Rule
Sections 4 and 6 of appendix A to the final rule have been modified
to incorporate procedures for calculating a weighted average stack
height metric for use in a look-up table analysis. Equation 3 was added
to section 6 to calculate a weighted average stack height for
determining the maximum allowable HCl-equivalent emission rate in table
2 to the final rule. Equation 4 was also added to section 6 to
calculate a weighted average stack height for determining the maximum
allowable manganese emission rate in table 3 to the final rule.
The amendments made to incorporate the weighted average stack
height metric also required conforming modifications to the format of
equations 1 and 2 of appendix A to the final rule. Equation 1 in
section 4 of appendix A was amended to clarify the calculation of the
maximum hourly emissions.
B. Correction Regarding Sources That May Demonstrate Eligibility for
Health-Based Compliance Alternatives
We revised the text of 40 CFR 63.7507(a) and the title of appendix
A to the final rule to clarify that all subpart DDDDD, 40 CFR part 63,
sources subject to HCl and TSM emission limits may demonstrate
eligibility for the health-based compliance alternatives, not just
large solid fuel-fired units.
C. Review of Eligibility Demonstrations by Permitting Agencies
Sections 10 and 11 of appendix A to the final rule have been
amended to explicitly state that eligibility demonstrations may be
reviewed by permitting agencies (i.e., EPA or any State, local, or
tribal agency that has been delegated title V permitting authority) to
verify that they meet the requirements of appendix A and are
technically sound. To accommodate this addition and to clarify appendix
A, we also moved some of the provisions in sections 9 and 10 of
appendix A to different sections.
We also amended section 6 of appendix A to the final rule to
clarify that a look-up table analysis may not be used for the
eligibility demonstration if the permitting authority determines it is
not appropriate based on site specific factors. A site specific
analysis under section 7 of appendix A would be required in these
circumstances.
[[Page 76921]]
D. Clarification of Eligibility Criteria
With respect to site-specific compliance demonstration, we revised
sections 5(c)(2) and (d)(2) of appendix A to the final rule to clarify
the locations where hazards must be assessed. The phrase ``where people
live'' has been changed to indicate that hazards must be assessed where
people live or congregate (e.g., including locations such as schools or
daycare centers). We also reworded other parts of these two paragraphs
to better express our original intent.
E. Timeline for New or Reconstructed Sources To Submit Preliminary
Submission of Eligibility
We amended section 9(c)(1) of appendix A to the final rule to
specify when new or reconstructed sources that start up after the
effective date of subpart DDDDD, 40 CFR part 63, must submit a
preliminary eligibility demonstration. New or reconstructed sources
must submit this preliminary eligibility demonstration at the same time
that the source submits an application for approval of construction or
reconstruction.
F. Requirement for Title V Permit Conditions
In conjunction with other revisions to section 10 of appendix A to
the final rule discussed above, we moved the existing requirement that
sources submit certain parameters for incorporation into a title V
permit into section 8 to appendix A to the final rule and clarified
that the proposed permit conditions must be submitted at the same time
as the rest of the eligibility demonstration. Section 8, which
addresses the contents of the eligibility demonstration, is a more
natural and logical place to include this requirement. We also expanded
the list of parameters that should be considered for inclusion as
enforceable permit limits.
G. Health-Based Alternative for Manganese Emissions and Total Selected
Metals Standard
We are retaining the health-based compliance alternative to the TSM
standard for sources that can demonstrate eligibility based on
emissions of manganese. However, we are modifying the language in 40
CFR 63.7507(b) and related parts of appendix A to the final rule
slightly to clarify that eligible sources are subject to two
alternative requirements--one is the health-based compliance
alternative for manganese emissions in appendix A and the other is an
alternative MACT emissions limitations for seven selected metals set
forth in 40 CFR 63.7507(b).
With respect to manganese emissions, an eligible source must
satisfy the requirements of appendix A to the final rule, which include
the requirement to submit, for incorporation as conditions in the title
V permit, the parameters that make the affected source eligible for the
health-based alternative. Compliance with these and other appendix A
requirements for manganese represents compliance with the health-based
alternative for these manganese emissions.
However, the remaining seven metals that are covered by the
technology-based TSM standard must continue to meet a technology-based
standard based on MACT. Thus, we are retaining the existing requirement
that eligible sources comply with the TSM limit in table 1 to the final
rule based on the sum of seven metals rather than eight. Using the same
methodology we used to develop the TSM MACT limitation for eight
metals, we derived an alternative MACT limitation for seven metals for
the final rule promulgated on September 13, 2004. This alternative
applies only to those sources that demonstrate eligibility for the
health-based alternative for manganese emissions. Because our MACT
methodology yielded the same MACT standard for both seven and eight
metals, we expressed the alternative MACT standard for seven metals as
a requirement to comply with the standard in table 1 based on the sum
of seven metals instead of repeating the numerical standard in 40 CFR
63.7507(b).
We explain our basis for these revisions further below in response
to individual comments.
IV. What are the responses to significant comments?
We received 35 public comment letters on the proposed rule and
notice of reconsideration. Complete summaries of all the comments and
EPA responses are found in the Response-to-Comments document (see
SUPPLEMENTARY INFORMATION section). The most significant comments are
summarized below.
A. Methodology and Criteria for Demonstrating Eligibility for the
Health-Based Compliance Alternatives
Comment: Two commenters suggested that EPA provide for flexibility
and engineering judgment by allowing an applicability cutoff HI or HQ
of greater than 1.0 in individual situations. One commenter stated that
a value of 1.0 is the most stringent margin of safety required and the
Agency could use a HI greater than 1.0 in certain cases. The commenter
added that no additional margin of safety is required because the
Reference Concentration (RfC) calculation contains many layers of
protection, including safety factors to account for uncertainty.
One commenter suggested the use of an applicability cutoff HI or HQ
value of at most 0.5 in order to account for cumulative and persistent
risk.
Response: We disagree that an HI or HQ value other than 1.0 should
be used as an applicability cutoff value for the health-based
compliance alternatives. HI and HQ values are based on peer reviewed
reference values such as EPA's reference concentrations (RfC). An RfC
is an estimate (with uncertainty spanning perhaps an order of
magnitude) of a continuous inhalation exposure or a daily exposure to
the human population (including sensitive subgroups) that is likely to
be without an appreciable risk of deleterious non-cancer effects during
a lifetime. An HI or HQ less than or equal to 1.0 means that the
concentration of the pollutant (in air) is less than or equal to the
reference value, and, therefore, is presumed to be without appreciable
risk of adverse health effects.
As mentioned by commenters, RfC values contain uncertainty factors
in order to account for scientific uncertainties that are identified in
the literature. We acknowledge that EPA can consider the uncertainty
inherent in these reference values when making risk-based
determinations. For the health-based compliance alternatives in this
rule, using an HI and HQ of 1.0 as a health-protective default is
appropriate and, along with the risk assessment methods specified in
appendix A to the final rule, protects public health with an ample
margin of safety as required by CAA section 112(d)(4).
Comment: One commenter did not support the use of a HI less than or
equal to 1.0 as the applicability cutoff value for determining
eligibility with the HCl health-based compliance alternative. The
commenter asserted that the HI should be changed to less than 10 but
greater than 1.0 due to the additive effect of several health
protective factors used for deriving the HCl HI value. Specifically,
the commenter highlighted that it is overly conservative to apply the
chlorine RfC to evaluate the exposure to chlorine. The commenter added
that chlorine reacts in the atmosphere to form HCl, and the commenter
requested EPA to evaluate the exposure to chlorine using
[[Page 76922]]
the equivalent amount of HCl formed in the atmospheric reactions.
Response: As we argue above, we disagree that an HI or HQ value
other than 1.0 should be used as an applicability cutoff value for the
health-based compliance alternatives. An HI of 1.0 corresponds to a
level of pollutant exposure that is unlikely to result in adverse
health effects over a lifetime. We acknowledge that EPA can consider
the uncertainty inherent in reference values when making risk-based
determinations. However, for the health-based compliance alternatives,
using an HI and HQ of 1.0 as a health-protective default is appropriate
and helps protect public health with an ample margin of safety.
Additionally, as stated above, we believe that it is appropriate to
apply our risk assessment methodology to the health-based alternative
compliance options in the final rule. This methodology includes
calculating hazard to the individual most exposed to pollutant
emissions from the source, which helps ensure that public health is
protected with an ample margin of safety.
We also disagree with the commenter's suggestion to account for
atmospheric reactions of chlorine to form HCl. Impacts from chlorine
can occur shortly after release if a population lives near an emission
point. Chlorine has a lower reference value than HCl. Thus, we make the
health-protective assumption that people are exposed to chlorine
emitted from the source prior to any conversion into the less potent
HCl. This approach, along with the other requirements of appendix A to
the final rule, helps ensure that public health is protected with an
ample margin of safety.
B. Tiered Risk Assessment Methodology
Comment: Multiple commenters supported the flexibility and
efficiency of a tiered risk assessment methodology, and these
commenters stated that the methodology set forth in appendix A to the
final rule provided an appropriate balance of conservatism and accuracy
to protect the public health with an ample margin of safety. One
commenter added that the tiered approach provides a simple,
conservative first tier analysis that companies can achieve without
hiring an outside consultant to demonstrate compliance with the health-
based compliance alternative. This commenter also feels it is necessary
to allow facilities to conduct site-specific analyses in tandem with
the look-up analysis so that facilities can still demonstrate
compliance with the health-based alternatives in the event that the
source fails the look-up analysis. Other commenters added that a tiered
approach is less arbitrary than a control-based standard, which
requires equivalent controls across the board, without considering the
risk of an affected source.
Response: We agree with the flexible, efficient, and health-
protective nature of a two-tiered risk approach. We concluded that a
tiered risk approach is consistent with both the commenters' support
for an approach that minimizes the impact on low-risk facilities and
EPA's statutory mandate under CAA section 112.
C. Look-up Tables
Comment: Several commenters disagreed with use of the look-up
tables because they believe there is an insufficient level of
conservatism inherent in the look-up tables during worse-case
scenarios. These commenters emphasized that if the look-up tables
remained as a result of the reconsideration, the look-up tables should
not be used when unique site-specific factors such as building
downwash, rain caps, or complex terrain occur, because these factors
are not accounted for in the look-up tables. One commenter requested
that EPA clarify that sources must comply with the MACT standard in the
event that a permitting agency rejects the use of look-up table
analysis for demonstrating eligibility with the health-based compliance
alternative.
Response: We continue to believe that the look-up tables can
provide an efficient and cost-effective method for sources to comply
with the health-based alternative compliance options while also
protecting the public health with an ample margin of safety. However,
we agree that the protective measures inherent in the look-up tables do
not necessarily justify their use in all cases. We developed the look
up tables by running the SCREEN3 atmospheric dispersion model with
worst-case meteorology defaults, an assumption of flat terrain, an
assumption that building downwash effects are not present, and an
assumption that the plume does not encounter a raincap or other
obstruction. As several commenters identified, we recognize that site-
specific factors not accounted for in the SCREEN3 dispersion modeling,
such as building downwash, the presence of rain caps, and complex
terrain, could make the use of the tables inappropriate for some
sources. Therefore, we agree with limiting the use of the look-up
tables to those situations where the tables can conservatively
represent actual site conditions. In order to prevent the misuse of
look-up tables, we are adding language in section 6 of appendix A to
the final rule to clarify that, although the lookup tables are presumed
to be applicable in each case, permit agencies have the authority to
determine on a site-specific basis, that look-up tables may not be used
if unique site-specific factors, for which the look-up tables do not
account, make their use inappropriate. In such situations, a source
would have to demonstrate eligibility using a site-specific risk
assessment that does account for these unique factors. If a source is
unable to make this demonstration (e.g. if a permitting authority
ultimately finds the eligibility demonstration deficient on technical
grounds), the source must then comply with the technology-based
standards in the NESHAP.
Comment: Three commenters suggested alternatives to the average
stack height metric. One commenter proposed an alternate method of four
stack height ranges which is currently used in the State's hazardous
air pollutant rule. Two commenters requested EPA to consider weighted
stack heights and cited the use of a weighted stack height metric in
the proposed amendments to the plywood NESHAP. The commenters suggested
the weighted stack height more accurately portrays the potential risk
than the average stack height metric.
Four commenters expressed concern with the appropriateness and
accuracy of using the average stack height metric in the look-up
tables. Three of these commenters suggested limiting the use of the
look-up tables to facilities with similar stack heights to those
assumed in the model.
One commenter disagreed with the use of the average stack height,
contending that this approach understates risk and that EPA lacked a
justification and documentation on how the EPA chose this metric.
According to this commenter, risk is understated when a calculation
averages the shortest, most-highly polluting stack located closest to
neighboring populations with another emission point that is taller,
cleaner, and farther away. The commenter also contended that there is
no documentation of the analysis or data at any step of the final
rulemaking, including this action, which supports the development of
the average stack height metric that would enable a member of the
public to evaluate EPA's methodology.
Response: We agree that the average stack height is not the best
metric for characterizing risk, and that a more precise approach is the
weighted stack
[[Page 76923]]
height metric proposed in the Plywood NESHAP amendments. We are
changing the stack height metric in the boilers and process heaters
rule by adding two equations to appendix A to the final rule, similar
to the approach used for equations 3 and 4 listed in appendix B of 40
CFR part 63, subpart DDDD. Equations 1 and 2 of appendix A of 40 CFR
part 63, subpart DDDDD, will also be modified to harmonize the existing
calculations of appendix A with the new weighted stack height metric.
The complete rationale for selecting the weighted stack height metric
can be found in the amendments to the plywood NESHAP (70 FR 44021).
There are situations where the average stack height is health
protective, (e.g. when most emissions are from the tallest stacks) and
situations where the average stack height metric is not health
protective, (e.g., when most emissions are from the shortest stacks).
The toxicity- and emissions-weighted stack height, which we are
incorporating into appendix A to the final rule, is more health
protective when most emissions are from the shortest stacks. Further,
using this more precise method does not undercut our reliance on
health-protective assumptions in the look-up table analysis when most
of the emissions come from taller stacks.
Comment: Several commenters suggested that the use of the minimum
distance to property boundary metric is overly conservative. Two
commenters requested EPA to allow a weighted average for the distance
to property boundary when there are multiple emission units. These two
commenters argued that this metric would portray more accurate
estimates of the potential risk from facilities.
One commenter requested that the modeling protocol for HAP should
be consistent with the modeling protocols for criteria pollutants under
the PSD protocols found at 40 CFR part 51, appendix W. The commenter
expressed concern that the current use of minimum property distance may
not be the point of maximum impact.
Response: We disagree with changing the minimum distance to
property boundary. We recognize that the minimum distance to property
boundary may overestimate the ambient concentration and exposure;
however, we emphasize the health-protective nature of the look-up
tables and do not believe that it is appropriate to change this metric
towards one that would be uniformly less health-protective.
It is incorrect to assert that, when performing a look-up table
analysis, the minimum distance to the property boundary may not be the
point of maximum impact. For the look-up tables, we developed the
allowable emission rate for each property boundary distance from the
maximum modeled HAP concentrations beyond that property boundary. As a
result, a look-up table analysis necessarily considers the point of
maximum pollutant impact outside the source's property boundary. This
is consistent with appendix W of 40 CFR part 51.
D. Site-Specific Risk Assessment
Comment: Several commenters disagreed with the level of guidance
EPA provided for conducting a site-specific assessment. Three of these
commenters added that there is a lack of basic methods or required
parameters, such as the years of exposure to an individual which might
lead to basing a risk assessment on a 1-year exposure instead of the
traditional lifetime exposure. One commenter stated that while EPA has
provided some guidance on performing site-specific assessments, EPA has
a responsibility to develop constraints on the sources' discretion. The
commenter contended that the lack of constraint included in the final
rule does not provide specific, knowable, replicable, and enforceable
legal standards necessary to govern and enforce the final rule. The
commenter added that the loose guidance provided for in selecting a
site-specific assessments can be interpreted as unlimited discretion
for the affected source, and thus prevent any future efforts for
administrative challenge.
Response: We believe that providing sources with the discretion to
use any ``scientifically-accepted, peer-reviewed risk assessment
methodology'' is appropriate. However, contrary to the assertions of
some commenters, this discretion is not unlimited. In section 7(c) of
appendix A to the final rule, EPA has established specific minimum
criteria for site-specific compliance demonstrations. In order to
demonstrate eligibility for the health-based compliance alternative,
the site-specific risk assessment conducted by the facility must meet
the following criteria: (1) Estimate long-term inhalation exposures
through the estimation of annual or multi-year average ambient
concentrations; (2) estimate the inhalation exposure for the individual
most exposed to the facility's emissions; (3) use site-specific,
quality-assured data wherever possible; (4) use health-protective
default assumptions wherever site-specific data are not available; and
(5) contain adequate documentation of the data and methods used.
Furthermore, EPA cited the Air Toxics Risk Assessment (ATRA)
Reference Library to provide guidance to the sources and States on
developing technically sound site-specific risk assessments. The ATRA
Reference Library provides examples of how a risk assessment can be
conducted. These examples include instruction in basic risk assessment
methodology, in determining what parameters to include in a risk
assessment, and in the constraints that should be placed on those
parameters. The documents within the ATRA Reference Library have been
peer-reviewed and were developed according to the principles, tools and
methods outlined in the 1999 EPA Residual Risk Report to Congress.
However, the guidance in the ATRA Reference Library may not be
appropriate for all sources. For that reason sources may consider
alternative analytical tools as long as these alternatives are
scientifically defensible, peer-reviewed and transparent.
Finally, the discretion of each source is not unlimited because
permitting agencies have the authority to review each site-specific
eligibility demonstration to determine if it meets the requirements in
section 7(c) of appendix A to the final rule and if the methodology, as
applied in the demonstration of eligibility, is technically sound and
appropriate. After reviewing a source's compliance demonstration, the
permitting authority makes the final determination of whether site-
specific assessments are completely and correctly submitted. These
authorities may reject site-specific assessments if they do not meet
the requirements of section 7 of appendix A or if they contain
technical flaws with respect to the risk assessment methodology. Thus,
it may be advisable for sources to seek prior approval when using a
methodology that deviates from the approach in the ATRA Reference
Library. However, we do not feel that it is necessary to require this
prior approval.
E. Background Concentrations and Emissions From Other Sources
Comment: Multiple commenters disagreed with EPA's decision not to
include background or co-located emissions when determining whether or
not a facility qualifies for the health-based compliance alternative
standards in the final rule. Several commenters stated that when
evaluating whether or not a facility is eligible to comply with the
health-based compliance alternatives, the background or co-located
emissions should be included in the risk determination.
[[Page 76924]]
Several of the commenters that opposed consideration of emissions
from background or co-located sources argued that the statutory
language in CAA section 112(d) does not provide EPA with the legal
authority to consider emissions from other source categories. Many of
these commenters also provided counter-examples of sections of the CAA
where the Congressional intent was focused on including background or
co-located emissions. Several commenters added that background or co-
located emissions do not fall into a source category or subcategory of
major sources listed for regulation. Two commenters stated that there
is no precedent for the consideration of background or co-located
emissions during the promulgation of the benzene NESHAP or during the
litigation of the vinyl chloride NESHAP.
Three commenters cited a 1990 Senate Report, and concluded that the
consideration of background or co-located emission sources would be the
kind of lengthy study Congress intended to avoid. Two commenters cited
risk documents from the Presidential/Congressional Commission on Risk
Assessment and Risk Management, and a paper written by the Residual
Risk Coalition to support their position on excluding background and
co-located emission sources when evaluating whether or not a facility
qualifies for the health-based alternative standard in appendix A to
the final rule.
One commenter argued that the public health is most protected when
regulations are specific to a source category and provided examples of
how the different provisions of the CAA account for different sources
of HAP. The commenter added that the consideration of background
emissions would over-regulate the affected source category and
effectively require certain sources to compensate for other sources of
HAP.
Two of the commenters that supported considering emissions from
background and co-located sources contended that the major source
status is based on facility-wide emissions and limiting the risk
analysis to certain sources within the facility presents an unrealistic
view of the facility's impact. One commenter added that EPA must meet
its duty of providing for an ``ample margin of safety'' by evaluating
the risk of background emissions now as opposed to during the residual
risk evaluation. One commenter stated that risk assessment should be
done in the context of all HAP sources at the facility and at nearby
facilities. One of these commenters disagreed with the health-based
compliance alternative for metals because it does not adjust for
facility-wide emissions
Three commenters cited the 1996 National Air Toxics Assessment
(NATA) for support of the concern of high exposures to air toxics
throughout the country and stated a reduction in such exposures will
require a general reduction across all sources. These commenters
expressed concern that excluding background or co-located emissions
ignore cumulative risk and do not protect the public health.
One commenter contended that the tiered risk approach used at this
State level correctly considers background emissions, in contrast to
the exclusion of these background emissions in the final NESHAP. The
commenter added that by excluding these background sources, the final
MACT rule identifies low-risk subcategories based on an unrealistic
view of the facility impact. The commenter also concluded that the
refined site-specific risk screening provides no real measure of health
impact without including background or co-located emission sources.
Response: Based on the arguments made by several commenters and our
review of the CAA, we believe it is permissible under CAA section
112(d) to limit our analysis to establishing emissions limitations for
only those sources in the individual source categories subject to this
action. Therefore, in developing emissions limitations under section
112(d), we believe emissions from sources outside of this source
category need not be considered to determine eligibility for the health
based compliance alternatives for ICI boilers and process heaters.
Although we may combine several source categories into one NESHAP
rulemaking as we did in this action, we do not construe the CAA to
require that we regulate the emissions from all other source categories
through an individual section 112(d) rule for particular source
categories.
The focus of section 112(d) of the CAA is on establishing emission
standards for individual source categories. Section 112(d)(1) indicates
that the administrator is to ``promulgate regulations establishing
emission standards for each category or subcategory of major sources
and area source of hazardous air pollutants listed for regulation
pursuant to subsection (c) of this section in accordance with the
schedule provided in subsections (c) and (e) of this section.'' The
health-based compliance alternatives are included among the emissions
standards we have established for ICI boilers and process heaters under
section 112(d). Section 112(d)(4) states that ``the Administrator may
consider such threshold level, with an ample margin of safety, when
establishing emission standards under this subsection.'' The subsection
described in this provision of the statute is CAA subsection 112(d).
Since the ``ample margin of safety'' provision is also contained within
section 112(d), we do not interpret this part of the CAA to require
that we consider emissions from other source categories in establishing
a health-based alternative under section 112(d)(4) for one category of
sources. Based on the overall focus of section 112(d) on sources in
specific categories, we believe the ``ample margin of safety'' criteria
should be applied to the emissions of threshold pollutants from the
individual source category subject to each NESHAP rulemaking.
We agree with several commenters that the legislative history
supports this view that Congress intended for EPA to focus only on the
emissions from sources within a particular category when establishing
health-based standards for a particular source category under CAA
section 112(d)(4). The Senate Report stated that the following:
The Administrator is authorized by section 112(d)(4) to use the
no observable effects or NOEL (again with an ample margin of safety)
as the emissions limitation in lieu of more stringent ``best
technology'' requirements. Following this scenario, only those
sources in the category which present a risk to public health (those
emitting in amounts greater than the safety threshold) would be
required to install controls, even though the general policy is
``maximum achievable technology'' everywhere.
This statement suggests an intent for EPA to address only whether
``sources in the category'' present a risk to public health when EPA is
determining whether individual sources in the category should have to
comply with a technology-based emissions limitation or may avoid
installation of controls by demonstrating that the emissions from a
source do not present risks greater than an established health
threshold.
Thus, we believe it is permissible to conclude that the facility-
wide impact is not the focus of the analysis in the development of a
CAA section 112(d) rule. Under our interpretation, the appropriate
analysis under the CAA is whether the emissions of sources in the
applicable category (without consideration of emissions from sources in
other categories) are below the health threshold. Under the eligibility
demonstration methodology set forth in appendix A of subpart DDDDD of
40 CFR part 63, a source must demonstrate
[[Page 76925]]
eligibility based on the emissions from all units in the ICI boilers
and process heaters source category. Because all emissions units in the
category are covered, any background emissions or emissions from other
sources at a particular location would have to be emissions from
sources in other categories or emissions that occur naturally.
We do not read CAA section 112(d) to require us to use emissions
from sources outside the category to establish health-based
alternatives for sources in the ICI boilers category. Likewise, we do
not believe eligibility for health-based alternative should be
determined by using a sum of emissions from all source categories or by
lowering the health threshold for emissions from one source category to
account for emissions from other source categories. We believe we
should concentrate on only the emissions from each source category to
establish health-based emissions limitations for that category and in
determining whether sources in that category are eligible to comply
with a health-based emissions limitation or must meet a technology-
based emissions limitation.
Although a particular facility may be identified as a major source
of HAP for purposes of CAA section 112 on the basis of emissions from
affected sources in multiple source categories, this does not require
that we establish eligibility for a health-based emissions limitation
in a particular source category based on emissions from co-located
sources outside the category. Emissions units in other source
categories located at the same major source site remain subject to the
technology-based emissions limitations contained in other NESHAP
rulemaking promulgated under section 112(d). The sources covered by
these NESHAP rules are not eligible to comply with the health-based
alternatives in the ICI boilers and process heaters NESHAP because an
ICI boiler or process heater at the same site is eligible for the
health-based alternative in the NESHAP for ICI boilers and process
heaters.
Under either scenario, each source is subject to regulatory
requirements (whether health or technology-based) that address the
health risks posed by emissions from that facility. The health-based
compliance alternatives in the 40 CFR part 63, subpart DDDDD, are only
available for HCl and manganese, and only if emissions of these HAP
meet the health-based criteria defined in appendix A to the final rule.
Affected sources that can comply with the health-based alternatives in
appendix A are still subject to other emissions standards under the
NESHAP.
With respect to the concerns about cumulative risk, emission
standards under CAA section 112(d) are only one aspect of a broader
national air toxics control program. Under the residual risk program,
we may consider, as appropriate, risks from other source categories and
risks from the total emissions from a particular location. This
approach was reiterated in the recently finalized Coke Oven Residual
Risk rule where we said we will only consider emissions from the
regulated source category when determining ``acceptable risk'' during
the first step of the residual risk analysis. However, during the
second step, where we determine the ample margin of safety considering
costs and technical feasibility (70 FR 19997), we may consider co-
located sources and background levels where appropriate.
Comment: Three commenters agreed with the Agency suggestion to
revisit the consideration of background emission during future residual
risk evaluations. However, one commenter disagreed with the suggestion
to revisit facility-wide residual risk determinations in future
residual risk rules and stated that EPA does not have the authority to
mandate facility-wide residual risk determinations. The commenter
provided an attachment of the Coke Oven Residual Risk rule to support
their position. Several commenters stated an intention to address this
issue in subsequent residual risk rulemakings if EPA proposes to
revisit facility-wide emissions at this stage.
Four commenters expressed concern on considering co-located
emissions only during the residual risk analysis. One commenter stated
that deferring the risk screening acts is contrary to the intent of the
CAA. Three commenters were not satisfied with the residual risk
evaluations performed to date. Two commenters specifically cited that
background concentrations for benzene or any other HAP were not
incorporated into the Coke Oven Residual Risk report. One commenter
added that EPA must meet its duty of providing for an ``ample margin of
safety'' by evaluating the risk of background emissions now as opposed
to during the residual risk evaluation. The commenter added that in
deferring the consideration of these background emission sources until
the residual risk evaluation, the agency is acting arbitrary,
capricious, and otherwise not in accordance with law.
Response: To the extent necessary, we believe the appropriate stage
for considering total facility risk from air toxics emissions is at the
residual risk rulemaking stage under section 112(f) of the CAA. As
noted above, we do not construe the requirement in CAA section
112(d)(4) to ``consider such threshold, with an ample margin of safety,
when establishing emission standards'' under CAA subsection (d) to
require assessment of the cumulative risk at a given location due to
the emissions from all source categories at this stage of NESHAP rule
development. However, as stated in our recent residual risk rule for
coke ovens, we do not agree that CAA section 112(f) entirely precludes
EPA from considering emissions other than those from the relevant
source category during a residual risk rulemaking analysis for an
individual source category. (70 FR 19992, 19998; April 15, 2005)
Section 112(f) of the CAA directs EPA to consider whether promulgation
of additional standards ``is required to provide an ample margin of
safety to protect public health.''
Although the phrase ``ample margin of safety'' is used in both CAA
sections 112(d)(4) and 112(f), the context surrounding the phrase is
different in each section. The context of CAA subsection 112(d) focuses
on each individual source category for which we are promulgating a
NESHAP rulemaking under CAA subsection (d). Although we agree that the
first stage of our section 112(f) analysis should focus on the risks
from each individual source category, we believe we may consider
cumulative risks to some extent in implementing the ``ample margin of
safety'' requirement in the context of CAA subsection (f) and in
evaluating ``other relevant factors'' under this subsection. (70 FR at
19998). As a result, we believe the appropriate stage for any
consideration of cumulative facility risks is this second part of the
residual risk analysis rather than in the development and
implementation of a health-based alternative under section 112(d)(4) of
the CAA.
We do not construe section 112(d)(4) of the CAA to accelerate the
residual risk analysis under CAA section 112(f) when we invoke section
112(d)(4) to establish a health-based standard during the first stage
or rulemaking under section 112(d). In this action, we are implementing
section 112(d) and are not writing a regulation based on section
112(f). Section 112(d)(4) does not call for a residual risk analysis
for all sources in the category. Rather, this provision allows EPA to
consider the existence of health thresholds (with an adequate margin of
safety) for particular pollutants at the first stage of the NESHAP
promulgation process.
[[Page 76926]]
Comment: Two commenters felt it was unclear how the health-based
compliance alternatives will affect CAA section 112(f) residual risk
evaluations for HCl and manganese, and asked if these two threshold
pollutants will be exempted from residual risk assessments.
Response: HCl and manganese will not be exempted in future CAA
112(f) analyses. Rather, exposure to these two pollutants will be
assessed along with exposure to other HAP emitted from the source
category.
F. Health-Based Compliance Alternative for Metals
Comment: Multiple commenters agreed with EPA's method for
evaluating manganese and the basis of excluding manganese from the TSM
emission limit for units that comply with the manganese health-based
compliance alternative. These commenters also stated that the health-
based compliance alternative adequately protects the public health. One
commenter cited EPA re-analysis of the MACT floor based on seven
instead of eight metals, and concluded that because manganese was only
about 5 percent of the TSM, the MACT floor remained the same.
Several commenters disagreed with the appropriateness and
lawfulness of the manganese health-based compliance alternative. Three
commenters stated that EPA has not provided a justifiable explanation
for the exclusion of manganese from the calculation of TSM. The
commenters contended that although EPA found the MACT floor to be the
same whether or not manganese was included in the floor analysis, this
reasoning does not justify removing manganese from the TSM limit. One
commenter stated the mechanism through which the manganese compliance
alternative operates unlawfully allows plants with low manganese
emissions to avoid controlling the emissions of other non-mercury
metals. Further, the commenter suggested that the top-performing
sources used to calculate the MACT floor may have low manganese
emissions because existing controls at the source may reduce manganese
emissions, such that the TSM emission limit would not be affected by
the incorporation of manganese concentrations. The commenter emphasized
that dirtier sources would also be allowed to exclude manganese from
their TSM limit calculations and as a result be allowed to emit higher
levels of manganese and the other seven metals included in the TSM
standard.
Response: We believe the alternative TSM emissions limit for
sources that qualify for the health-based alternative is technically-
sound and supported by the record. The alternative emissions limitation
set forth in 40 CFR 63.7507(b) subpart DDDDD, is a MACT (technology-
based) standard for seven metals (excluding manganese). This
alternative MACT emissions limit is applicable only to those sources
who qualify for the health-based compliance alternative for TSM based
on their emissions of manganese. The manganese emissions from these
sources are subject to the health-based alternative standard, which is
enforceable through the operating conditions in the title V permit of
sources that successfully demonstrate eligibility for the health-based
alternative. However, the remaining seven metals that are included in
the TSM calculation must still be subject to a MACT (technology-based)
emissions limit. As a result, we derived an alternative MACT emissions
limit for these seven selected metals using the same MACT methodology
that we used for other emissions limits in subpart DDDDD. Only sources
that qualify for the health-based alternative for TSM are eligible to
apply this alternative TSM MACT limit in 40 CFR 63.7507(b) because the
manganese emissions are otherwise controlled to health-based levels
through the operating conditions in the title V permit established
pursuant to appendix A to the final rule.
The methodology for the MACT floor analysis conducted for
establishing this alternative