Home Mortgage Disclosure, 75718-75719 [E5-7579]
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75718
Federal Register / Vol. 70, No. 244 / Wednesday, December 21, 2005 / Rules and Regulations
the Commission to publish this final
rule without providing a notice and
comment period.
The Commission is making this final
rule effective immediately upon
publication in the Federal Register
because it falls within the ‘‘good cause’’
exception to the thirty-day delayed
effective date requirement set forth at
section 553(d)(3) of the Administrative
Procedure Act. See 5 U.S.C. 553(d)(3).
The same reasons that justify the
promulgation of this final rule without
a notice and comment period, as set
forth above, also justify making this
final rule effective without the thirtyday delay. Otherwise, a thirty-day delay
of the effective date would create a gap
in the AFP between December 31, 2005,
when the current regulation sunsets,
and the delayed effective date.
The Commission is submitting this
final rule to the Speaker of the House of
Representatives and the President of the
Senate pursuant to the Congressional
Review of Agency Regulations Act, 5
U.S.C. 801(a)(1)(A), on December 15,
2005. Since this is a non-major rule, it
is not subject to the delayed effective
date provisions of 5 U.S.C. 801(a)(3).
Certification of No Effect Pursuant to 5
U.S.C. 605(b) (Regulatory Flexibility
Act)
The provisions of the Regulatory
Flexibility Act are not applicable to this
final rule because the Commission was
not required to publish a notice of
proposed rulemaking or to seek public
comment under 5 U.S.C. 553 or any
other laws. 5 U.S.C. 603(a) and 604(a).
Therefore, no regulatory flexibility
analysis is required.
List of Subjects in 11 CFR Part 111
Administrative practice and
procedures, Elections, Law enforcement.
For the reasons set out in the
preamble, subchapter A, Chapter I of
Title 11 of the Code of Federal
Regulations is amended as follows:
I
PART 111—COMPLIANCE
PROCEDURES (2 U.S.C. 437g, 437d(a))
1. The authority for part 111
continues to read as follows:
I
Authority: 2 U.S.C. 437g, 437d(a),
438(a)(8); 28 U.S.C. 2461 nt.
2. Section 111.30 is revised to read as
follows:
I
rmajette on PROD1PC67 with RULES
§ 111.30
When will subpart B apply?
Subpart B applies to violations of the
reporting requirements of 2 U.S.C.
434(a) committed by political
committees and their treasurers that
relate to the reporting periods that begin
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14:47 Dec 20, 2005
Jkt 208001
on or after July 14, 2000 and end on or
before December 31, 2008. This subpart,
however, does not apply to reports that
were due between January 1, 2004 and
February 10, 2004 and that relate to
reporting periods that begin and end
between January 1, 2004 and February
10, 2004.
Dated: December 15, 2005.
Scott E. Thomas,
Chairman, Federal Election Commission.
[FR Doc. 05–24296 Filed 12–20–05; 8:45 am]
BILLING CODE 6715–01–P
FEDERAL RESERVE SYSTEM
12 CFR Part 203
[Regulation C; Docket No. R–1245]
Home Mortgage Disclosure
Board of Governors of the
Federal Reserve System.
ACTION: Final rule; staff commentary.
AGENCY:
SUMMARY: The Board is publishing a
final rule amending the staff
commentary that interprets the
requirements of Regulation C (Home
Mortgage Disclosure). The staff
commentary is amended to increase the
asset-size exemption threshold for
depository institutions based on the
annual percentage change in the
Consumer Price Index for Urban Wage
Earners and Clerical Workers. The
adjustment from $34 million to $35
million reflects the increase of that
index by 3.51 percent during the twelvemonth period ending in November
2005. Thus, depository institutions with
assets of $35 million or less as of
December 31, 2005, are exempt from
data collection in 2006.
DATES: Effective January 1, 2006.
FOR FURTHER INFORMATION CONTACT: John
C. Wood, Kathleen C. Ryan, or Dan S.
Sokolov, Counsels, Division of
Consumer and Community Affairs, at
(202) 452–3667; for users of
Telecommunications Device for the Deaf
(TDD) only, contact (202) 263–4869.
SUPPLEMENTARY INFORMATION: The Home
Mortgage Disclosure Act (HMDA; 12
U.S.C. 2801 et seq.) requires most
mortgage lenders located in
metropolitan areas to collect data about
their housing-related lending activity.
Annually, lenders must report that data
to their federal supervisory agencies and
make the data available to the public.
The Board’s Regulation C (12 CFR part
203) implements HMDA.
Provisions of the Economic Growth
and Regulatory Paperwork Reduction
Act of 1996 (codified at 12 U.S.C.
PO 00000
Frm 00006
Fmt 4700
Sfmt 4700
2808(b)) amended HMDA to expand the
exemption for small depository
institutions. Prior to 1997, HMDA
exempted depository institutions with
assets totaling $10 million or less, as of
the preceding year-end. The statutory
amendment increased the asset-size
exemption threshold by requiring a onetime adjustment of the $10 million
figure based on the percentage by which
the Consumer Price Index for Urban
Wage Earners and Clerical Workers
(CPIW) for 1996 exceeded the CPIW for
1975, and provided for annual
adjustments thereafter based on the
annual percentage increase in the CPIW.
The one-time adjustment increased the
exemption threshold to $28 million for
1997 data collection.
Section 203.2(e)(1)(i) of Regulation C
provides that the Board will adjust the
threshold based on the year-to-year
change in the average of the CPIW, not
seasonally adjusted, for each twelvemonth period ending in November,
rounded to the nearest million. Pursuant
to this section, the Board has adjusted
the threshold annually, as appropriate.
In 2005, the Board raised the threshold
to $34 million.
During the period ending November
2005, the CPIW increased by 3.51
percent. As a result, the exemption
threshold is raised to $35 million. Thus,
depository institutions with assets of
$35 million or less as of December 31,
2005, are exempt from data collection in
2006. An institution’s exemption from
collecting data in 2006 does not affect
its responsibility to report the data it
was required to collect in 2005.
Final Rule
Under the Administrative Procedure
Act, notice and opportunity for public
comment are not required if the Board
finds that notice and public comment
are unnecessary. 5 U.S.C. 553(b)(3)(B).
The amendment in this notice is
technical. Comment 2(e)–2 to section
203.2 of the regulation is amended to
implement the increase in the
exemption threshold. This amendment
merely applies the formula established
by Regulation C for determining
adjustments to the exemption threshold.
For these reasons, the Board has
determined that publishing a notice of
proposed rulemaking and providing
opportunity for public comment are
unnecessary. Therefore, the amendment
is adopted in final form.
List of Subjects in 12 CFR Part 203
Banks, Banking, Federal Reserve
System, Mortgages, Reporting and
recordkeeping requirements.
E:\FR\FM\21DER1.SGM
21DER1
Federal Register / Vol. 70, No. 244 / Wednesday, December 21, 2005 / Rules and Regulations
clarifies that a state may rescind a state
MBL rule without NCUA’s approval.
DATES: This rule is effective January 20,
2006.
FOR FURTHER INFORMATION CONTACT:
Frank Kressman, Staff Attorney, at the
above address, or telephone: (703) 518–
6540.
SUPPLEMENTARY INFORMATION:
I For the reasons set forth in the
preamble, the Board amends 12 CFR
part 203 as follows:
PART 203—HOME MORTGAGE
DISCLOSURE (REGULATION C)
1. The authority citation for part 203
continues to read as follows:
I
Authority: 12 U.S.C. 2801–2810.
2. In Supplement I to part 203, under
section 203.2 Definitions, 2(e) Financial
Institution, paragraph 2. is revised.
I
SUPPLEMENT I to PART 203—STAFF
COMMENTARY
*
*
§ 203.2
*
*
*
Definitions.
2(e) Financial Institution
*
*
*
*
*
2. Adjustment of exemption threshold
for depository institutions. For data
collection in 2006, the asset-size
exemption threshold is $35 million.
Depository institutions with assets at or
below $35 million are exempt from
collecting data for 2006.
*
*
*
*
*
By order of the Board of Governors of the
Federal Reserve System, acting through the
Director of the Division of Consumer and
Community Affairs under delegated
authority, December 15, 2005.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. E5–7579 Filed 12–20–05; 8:45 am]
BILLING CODE 3510–22–P
NATIONAL CREDIT UNION
ADMINISTRATION
12 CFR Part 723
Member Business Loans
National Credit Union
Administration (NCUA).
ACTION: Final rule.
rmajette on PROD1PC67 with RULES
AGENCY:
SUMMARY: NCUA is revising its member
business loans (MBL) rule to clarify the
minimum capital requirements a
federally insured corporate credit union
(corporate) must meet to make
unsecured MBLs to members that are
not credit unions or corporate credit
union service organizations (corporate
CUSOs). NCUA is also revising the
definition of a construction or
development loan (C&D loan) to include
certain loans to borrowers who already
own or have rights to property and the
definition of net worth to be more
consistent with its definition in the
Federal Credit Union Act (Act) and
NCUA’s prompt corrective action
regulation (PCA). Finally, the rule
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14:47 Dec 20, 2005
Jkt 208001
A. Background
In addition to making regulatory
changes as the need arises, NCUA also
reviews all of its existing regulations
every three years. This review is
conducted on a rolling basis so that a
third of the regulations are reviewed
each year. This helps NCUA update its
regulations to address current regulatory
concerns. NCUA provides notice to the
public of those regulations under review
so the public has an opportunity to
comment. As a result of this process and
comments received on a previous MBL
rulemaking, NCUA issued proposed
revisions to the MBL rule with a request
for comments in April 2005. 70 FR
20487 (April 20, 2005).
B. Corporate Credit Union Capital
Requirements
MBLs made by corporates to member
credit unions and corporate CUSOs are
exempt from the MBL rule. 12 CFR
704.7(e)(1), (2); 12 CFR part 723. MBLs
made by corporates to other members,
however, are subject to the MBL rule.
Accordingly, when the MBL rule
applies, a corporate must comply with
the rule’s collateral and security
requirements. 12 CFR 723.7.
For example, one of the conditions a
credit union must meet to make
unsecured MBLs is to be ‘‘well
capitalized as defined by
§ 702.102(a)(1)’’ of the PCA rule. 12 CFR
723.7(c)(1); 12 CFR part 702. The PCA
rule, however, does not apply to
corporates. 12 U.S.C. 1790d(m); 12 CFR
702.1(c). Rather, Corporate CUs
generally must maintain a minimum
capital ratio of four percent or a
different minimum capital ratio under
special circumstances. 12 CFR 704.3(d),
(e). Accordingly, NCUA proposed to
amend the MBL rule’s capital
requirements for unsecured MBLs to
accommodate the differences between
the general capital requirements for
natural person credit unions and those
for corporates. The proposed
amendment is adopted in the final rule
without change.
C. Definition of Net Worth
The definition of net worth in the
MBL rule is slightly different than in the
Act and PCA. 12 U.S.C. 1790d(o)(2); 12
PO 00000
Frm 00007
Fmt 4700
Sfmt 4700
75719
CFR 702.2(f). To avoid confusion,
NCUA proposed to revise the definition
of net worth in the MBL rule to be the
same as in PCA. The PCA rule’s
definition of net worth expands slightly
the definition in the Act. The PCA and
Act definitions both state that secondary
capital accounts are counted in the net
worth of low income credit unions. The
proposed amendment is adopted in the
final rule without change.
D. Definition of Construction or
Development Loan
C&D loans are subject to more
stringent regulatory limitations than
other MBLs because C&D loans pose a
significantly greater risk than other less
speculative MBLs. Typically, NCUA has
cited examples of C&D loans as
including loans to finance development
of: (1) Residential real estate projects,
such as condominiums and single and
multi-family housing; and (2)
commercial real estate, such as hotels,
strip malls, and office buildings. 56 FR
15053 (April 15, 1991). This type of
lending is generally characterized by
reliance on the anticipated future sale of
the project or future cash flow of an
uncompleted project to repay the loan.
Id. Additionally, this type of lending is
premised on the project being
completed on time, within budget and
a successful business enterprise. 56 FR
2723 (January 24, 1991). None of these
conditions are assured and changing
markets further complicate the
underwriting analysis.1 As a result, C&D
loans are more speculative in nature
than other MBLs.
The MBL rule’s current definition of
C&D loans is limited to financing
arrangements for acquiring property or
rights to property with the intent to
convert it to an income producing
property. This definition, by its terms,
would exclude a loan if a borrower
already owns or has rights to the
property.
In the proposal, NCUA stated it
believed an appropriate test for
determining if a loan is a C&D loan is
whether the loan will be used to
renovate or otherwise develop a
property for an income producing
purpose. NCUA also stated it did not
believe loans for these purposes, the
essential nature of which is related to
construction or development, should be
excluded from the definition of C&D
1 While the MBL rule contains collateral and
security requirements and limits of various sorts, it
does not require a credit union to employ specific
underwriting methods. Rather, a credit union
should establish an underwriting process that is
tailored to the types of loans it makes, within the
bounds of safety and soundness, and in conformity
with industry best practices.
E:\FR\FM\21DER1.SGM
21DER1
Agencies
[Federal Register Volume 70, Number 244 (Wednesday, December 21, 2005)]
[Rules and Regulations]
[Pages 75718-75719]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E5-7579]
=======================================================================
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FEDERAL RESERVE SYSTEM
12 CFR Part 203
[Regulation C; Docket No. R-1245]
Home Mortgage Disclosure
AGENCY: Board of Governors of the Federal Reserve System.
ACTION: Final rule; staff commentary.
-----------------------------------------------------------------------
SUMMARY: The Board is publishing a final rule amending the staff
commentary that interprets the requirements of Regulation C (Home
Mortgage Disclosure). The staff commentary is amended to increase the
asset-size exemption threshold for depository institutions based on the
annual percentage change in the Consumer Price Index for Urban Wage
Earners and Clerical Workers. The adjustment from $34 million to $35
million reflects the increase of that index by 3.51 percent during the
twelve-month period ending in November 2005. Thus, depository
institutions with assets of $35 million or less as of December 31,
2005, are exempt from data collection in 2006.
DATES: Effective January 1, 2006.
FOR FURTHER INFORMATION CONTACT: John C. Wood, Kathleen C. Ryan, or Dan
S. Sokolov, Counsels, Division of Consumer and Community Affairs, at
(202) 452-3667; for users of Telecommunications Device for the Deaf
(TDD) only, contact (202) 263-4869.
SUPPLEMENTARY INFORMATION: The Home Mortgage Disclosure Act (HMDA; 12
U.S.C. 2801 et seq.) requires most mortgage lenders located in
metropolitan areas to collect data about their housing-related lending
activity. Annually, lenders must report that data to their federal
supervisory agencies and make the data available to the public. The
Board's Regulation C (12 CFR part 203) implements HMDA.
Provisions of the Economic Growth and Regulatory Paperwork
Reduction Act of 1996 (codified at 12 U.S.C. 2808(b)) amended HMDA to
expand the exemption for small depository institutions. Prior to 1997,
HMDA exempted depository institutions with assets totaling $10 million
or less, as of the preceding year-end. The statutory amendment
increased the asset-size exemption threshold by requiring a one-time
adjustment of the $10 million figure based on the percentage by which
the Consumer Price Index for Urban Wage Earners and Clerical Workers
(CPIW) for 1996 exceeded the CPIW for 1975, and provided for annual
adjustments thereafter based on the annual percentage increase in the
CPIW. The one-time adjustment increased the exemption threshold to $28
million for 1997 data collection.
Section 203.2(e)(1)(i) of Regulation C provides that the Board will
adjust the threshold based on the year-to-year change in the average of
the CPIW, not seasonally adjusted, for each twelve-month period ending
in November, rounded to the nearest million. Pursuant to this section,
the Board has adjusted the threshold annually, as appropriate. In 2005,
the Board raised the threshold to $34 million.
During the period ending November 2005, the CPIW increased by 3.51
percent. As a result, the exemption threshold is raised to $35 million.
Thus, depository institutions with assets of $35 million or less as of
December 31, 2005, are exempt from data collection in 2006. An
institution's exemption from collecting data in 2006 does not affect
its responsibility to report the data it was required to collect in
2005.
Final Rule
Under the Administrative Procedure Act, notice and opportunity for
public comment are not required if the Board finds that notice and
public comment are unnecessary. 5 U.S.C. 553(b)(3)(B). The amendment in
this notice is technical. Comment 2(e)-2 to section 203.2 of the
regulation is amended to implement the increase in the exemption
threshold. This amendment merely applies the formula established by
Regulation C for determining adjustments to the exemption threshold.
For these reasons, the Board has determined that publishing a notice of
proposed rulemaking and providing opportunity for public comment are
unnecessary. Therefore, the amendment is adopted in final form.
List of Subjects in 12 CFR Part 203
Banks, Banking, Federal Reserve System, Mortgages, Reporting and
recordkeeping requirements.
[[Page 75719]]
0
For the reasons set forth in the preamble, the Board amends 12 CFR part
203 as follows:
PART 203--HOME MORTGAGE DISCLOSURE (REGULATION C)
0
1. The authority citation for part 203 continues to read as follows:
Authority: 12 U.S.C. 2801-2810.
0
2. In Supplement I to part 203, under section 203.2 Definitions, 2(e)
Financial Institution, paragraph 2. is revised.
SUPPLEMENT I to PART 203--STAFF COMMENTARY
* * * * *
Sec. 203.2 Definitions.
2(e) Financial Institution
* * * * *
2. Adjustment of exemption threshold for depository institutions.
For data collection in 2006, the asset-size exemption threshold is $35
million. Depository institutions with assets at or below $35 million
are exempt from collecting data for 2006.
* * * * *
By order of the Board of Governors of the Federal Reserve
System, acting through the Director of the Division of Consumer and
Community Affairs under delegated authority, December 15, 2005.
Jennifer J. Johnson,
Secretary of the Board.
[FR Doc. E5-7579 Filed 12-20-05; 8:45 am]
BILLING CODE 3510-22-P