Biological Products; Bacterial Vaccines and Toxoids; Implementation of Efficacy Review; Anthrax Vaccine Adsorbed; Final Order, 75180-75198 [05-24223]
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Federal Register / Vol. 70, No. 242 / Monday, December 19, 2005 / Notices
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[FR Doc. 05–24174 Filed 12–16–05; 8:45 am]
BILLING CODE 4184–01–M
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. 1980N–0208]
Biological Products; Bacterial
Vaccines and Toxoids; Implementation
of Efficacy Review; Anthrax Vaccine
Adsorbed; Final Order
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
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Fmt 4703
The final order on categorization
of AVA is effective December 19, 2005.
FOR FURTHER INFORMATION CONTACT:
Kathleen Swisher, Center for Biologics
Evaluation and Research (HFM–17),
Food and Drug Administration, 1401
Rockville Pike, Suite 200N, Rockville,
MD 20852–1448, 301–827–6210.
SUPPLEMENTARY INFORMATION:
DATES:
Table of Contents
The Food and Drug
Administration (FDA) proposed, among
other things, to classify Anthrax Vaccine
Adsorbed (AVA) on the basis of findings
and recommendations of the Panel on
Review of Bacterial Vaccines and
Toxoids (the Panel) on December 13,
1985. The Panel reviewed the safety,
efficacy, and labeling of bacterial
vaccines and toxoids with standards of
potency, bacterial antitoxins, and
immune globulins. After the initial final
rule and final order was vacated by the
United States District Court for the
District of Columbia on October 27,
2004, FDA published a new proposed
rule and proposed order on December
29, 2004. The purpose of this final order
is to categorize AVA according to the
evidence of its safety and effectiveness,
SUMMARY:
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thereby determining if it may remain
licensed and on the market; issue a final
response to recommendations made in
the Panel’s report, and; respond to
comments on the previously published
proposed order. The final rule and final
order concerning bacterial vaccines and
toxoids other than AVA is published
elsewhere in this issue of the Federal
Register.
Sfmt 4703
I. Introduction
II. Background
A. General Description of the
‘‘Efficacy Review’’ for Biological
Products Licensed Before July 1972
B. The December 1985 Proposal
C. Additional Proceedings Following
the December 1985 Proposal
III. Categorization of Anthrax Vaccine
Adsorbed—Final Order
A. Efficacy of Anthrax Vaccine
Adsorbed
B. Safety of Anthrax Vaccine
Adsorbed
C. The Panel’s General Statement:
Anthrax Vaccine, Adsorbed,
Description of Product
D. The Panel’s Specific Product
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Review: Anthrax Vaccine Adsorbed:
Efficacy
E. The Panel’s Specific Product
Review: Anthrax Vaccine Adsorbed:
Labeling
IV. Comments on the December 2004
Anthrax Vaccine Adsorbed (AVA)
Proposed Order and FDA’s Responses
A. Comments Supporting Placing
AVA into Category I
B. Comments on the Evidence of
Safety and Effectiveness of AVA
1. Brachman Study
2. CDC Surveillance Data
3. CDC Open Label Safety Study
4. DoD Pilot Study and Safety Data
5. Long-Term Safety Monitoring and
Additional Studies
C. Comments Describing Adverse
Events
1. Review of Adverse Event Reports
Submitted to the Docket
2. Summary of Adverse Event Reports
Submitted to the Docket
D. Comments on the Vaccine Used in
the Studies
E. Comments about Allegedly
Contaminated Vaccine and
Inspectional Observations
F. Comments on Labeling
G. Additional Comments
H. Comments on Matters Outside the
Scope of this Proceeding
V. FDA’s Responses to Additional Panel
Recommendations
VI. References
I. Introduction
Biological products licensed before
July 1972 are subject to a review
procedure described in § 601.25 (21 CFR
601.25). AVA was licensed before July
1972. The purpose of this document is
to: (1) Categorize AVA under § 601.25
according to the evidence of its safety
and effectiveness, thereby determining
if it may remain licensed and on the
market, (2) issue a final response to
recommendations made in the Panel’s
report, and (3) respond to comments on
the proposed order (69 FR 78281,
December 29, 2004).
II. Background
A. General Description of the ‘‘Efficacy
Review’’ for Biological Products
Licensed Before July 1972
In 1972, in an effort to assure that
regulatory standards for drugs and
biological products were harmonized,
the National Institutes of Health (NIH)
announced a review of all licensed
biological products (37 FR 5404, March
15, 1972). However, on July 1, 1972,
NIH’s Division of Biologics Standards,
which had been charged with
administering and enforcing the
licensing provisions of the Public
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Health Service Act, was transferred to
FDA (37 FR 12865, June 29, 1972). FDA
then assumed responsibility for
reviewing the previously licensed
biological products. In the Federal
Register of February 13, 1973 (38 FR
4319), FDA issued procedures for the
review of the safety, effectiveness, and
labeling of biological products licensed
before July 1, 1972. This process was
eventually codified in § 601.25 (38 FR
32048 at 32052, November 20, 1973).
Under the panel assignments published
in the Federal Register of June 19, 1974
(39 FR 21176), FDA assigned each
review of a biological product to one of
the following groups: (1) Bacterial
vaccines and bacterial antigens with ‘‘no
U.S. standard of potency,’’ (2) bacterial
vaccines and toxoids with standards of
potency, (3) viral vaccines and
rickettsial vaccines, (4) allergenic
extracts, (5) skin test antigens, and (6)
blood and blood derivatives.
Under § 601.25, FDA assigned the
initial review of each of the six
biological product categories to a
separate independent advisory panel
consisting of qualified experts. Each
panel was charged with preparing for
the Commissioner of Food and Drugs an
advisory report which was to: (1)
Evaluate the safety and effectiveness of
the biological products for which a
license had been issued, (2) review their
labeling, and (3) identify the biological
products that are safe, effective, and not
misbranded. Each advisory panel report
was also to include recommendations
classifying the products reviewed into
one of three categories.
• Category I, designating those
biological products determined by the
panel to be safe, effective, and not
misbranded.
• Category II, designating those
biological products determined by the
panel to be unsafe, ineffective, or
misbranded.
• Category III, designating those
biological products determined by the
panel not to fall within either Category
I or Category II on the basis of the
panel’s conclusion that the available
data were insufficient to classify such
biological products, and for which
further testing was therefore required.
Category III products were assigned to
one of two subcategories. Category IIIA
products were those that would be
permitted to remain on the market
pending the completion of further
studies. Category IIIB products were
those for which the panel recommended
license revocation on the basis of the
panel’s assessment of potential risks and
benefits.
In its report, the panel could also
include recommendations concerning
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75181
any condition relating to active
components, labeling, tests appropriate
before release of products, product
standards, or other conditions necessary
or appropriate for a biological product’s
safety and effectiveness.
In accordance with § 601.25, after
reviewing the conclusions and
recommendations of the review panels,
FDA would publish in the Federal
Register a proposed order containing:
(1) A statement designating the
biological products reviewed into
Categories I, II, IIIA, or IIIB, (2) a
description of the testing necessary for
Category IIIA biological products, and
(3) the complete panel report. Under the
proposed order, FDA would propose to
revoke the licenses of those products
designated into Category II and Category
IIIB. After reviewing public comments,
FDA would publish a final order on the
matters covered in the proposed order.
B. The December 1985 Proposal
The Panel was convened in a July 12,
1973, organizational meeting, which
was followed by multiple working
meetings until February 2, 1979. The
Panel completed its final report in
August 1979. In that report, the Panel
found that AVA, manufactured by
Michigan Department of Public Health
(MDPH, now BioPort), License No. 99,1
was safe and effective for its intended
use and recommended that the vaccine
be placed into Category I. The Panel
based its evaluation of the safety and
efficacy of AVA on two studies: The
Brachman study, a well-controlled field
study conducted in the 1950s (Ref. 1),
and an open label safety study
conducted by the National Center for
Disease Control (CDC, now the Centers
for Disease Control and Prevention) (50
FR 51002 at 51058, December 13, 1985).
The Panel also considered surveillance
data on the occurrence of anthrax
disease in the United States in at-risk
industrial settings as supportive of the
effectiveness of the vaccine (50 FR
51002 at 51059, December 13, 1985).
In the Federal Register of December
13, 1985 (50 FR 51002), FDA issued a
proposed rule that contained the full
Panel report on bacterial vaccines and
toxoids with standards of potency,
1On December 17, 1965, the company name was
changed from the Division of Laboratories,
Michigan Department of Health to the Bureau of
Laboratories, Michigan Department of Public
Health. On April 10, 1979, the name was changed
to the Michigan Department of Public Health. On
May 14, 1996, the name was changed to the
Michigan Biologics Products Institute. On
November 11, 1998, FDA accepted a name change
to BioPort Corporation (BioPort) with an
accompanying license number change to 1260.
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including the anthrax vaccine,2 and
FDA’s response to the recommendations
of the Panel (the December 1985
proposal). In the December 1985
proposal, FDA proposed regulatory
categories (Category I, Category II, or
Category IIIB as defined previously in
this document) for each bacterial
vaccine and toxoid reviewed by the
Panel, and responded to other
recommendations made by the Panel.
FDA agreed with the Panel’s
recommendation and proposed to place
AVA into Category I.
The public was provided 90 days to
submit comments in response to the
December 1985 proposal. FDA received
four letters of comments in response to
the December 1985 proposal, but none
of those comments pertained to AVA.
We discuss them in a final rule and final
order concerning bacterial vaccines and
toxoids other than AVA published
elsewhere in this issue of the Federal
Register.
FDA addressed the review and
reclassification of bacterial vaccines and
toxoids classified into Category IIIA
through a separate administrative
procedure (see the Federal Register of
May 15, 2000 (65 FR 31003), and May
29, 2001 (66 FR 29148)).
C. Additional Proceedings Following the
December 1985 Proposal
On October 12, 2001, a group of
individuals filed a citizen petition
requesting that FDA find AVA, as
currently manufactured by BioPort,
ineffective for its intended use, classify
the product as Category II, and revoke
the license for the vaccine. The
petitioners complained that the
December 1985 proposal that placed
AVA into Category I had not been
finalized. FDA responded separately in
a written response to the petitioners on
August 28, 2002 (Docket No. 2001P–
0471).
In March 2003, six plaintiffs, known
as John and Jane Doe 1 through 6, filed
suit in the U.S. District Court for the
District of Columbia (the Court) asking
the Court to enjoin the Anthrax Vaccine
Immunization Program (AVIP) of the
Department of Defense (DoD), and to
declare AVA an investigational drug
when used for protection against
inhalation anthrax. On December 22,
2003, the Court issued a preliminary
injunction enjoining inoculations under
2In addition to publication in the Federal
Register of December 13, 1985 (50 FR 51002), the
full Panel report is available on FDA’s Web site at
https://www.fda.gov/ohrms/dockets/default.htm
(Docket No. 1980N–0208). A copy of the Panel
report is also available at the Division of Dockets
Management, 5630 Fishers Lane, rm. 1061,
Rockville, MD 20852.
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the AVIP in the absence of informed
consent or a Presidential waiver of
informed consent (see § 50.23 (21 CFR
50.23)). Doe v. Rumsfeld, 297 F.Supp.
2d 119 (D.D.C. 2003).
In the Federal Register of January 5,
2004 (69 FR 255), FDA published a final
rule and final order amending the
biologics regulations and categorizing
certain biological products in response
to the report and recommendations of
the Panel. The final order placed AVA
into Category I. Following FDA’s
issuance of the final rule and final
order, on January 7, 2004, the Court
lifted the preliminary injunction except
as it applied to the six Doe plaintiffs.
Doe v. Rumsfeld, 297 F.Supp. 2d 200
(D.D.C. 2004).
On October 27, 2004, the Court issued
a memorandum opinion vacating and
remanding the January 2004 final rule
and final order to FDA for
reconsideration, requiring an additional
opportunity for comment. Doe v.
Rumsfeld, 341 F.Supp. 2d 1 (D.D.C.
2004). On December 29, 2004 (69 FR
78280), FDA published a withdrawal of
the January 5, 2004, final rule and final
order. Concurrently with the
withdrawal of the final rule and final
order, FDA published again a proposed
rule and proposed order (69 FR 78281)
(the December 2004 proposal) to
provide notice and to give interested
persons an opportunity to comment on
FDA’s proposals relating to bacterial
vaccines and toxoids classified into
Category I, Category II, and Category
IIIB, including AVA. In the December
2004 proposal, FDA reopened the
comment period for 90 days on the
entire Bacterial Vaccines and Toxoids
efficacy review document.
Most of the comments received in
response to the December 2004 proposal
pertained to the anthrax vaccine (AVA).
We provide a response to comments
about AVA under section IV of this
document. A discussion of comments to
the December 2004 proposal concerning
bacterial vaccines and toxoids other
than AVA is provided in a final rule and
final order published elsewhere in this
issue of the Federal Register.
III. Categorization of Anthrax Vaccine
Adsorbed—Final Order
After review of the comments and
finding no additional scientific evidence
to alter the proposed categorization,
FDA accepts the Panel’s
recommendation and adopts Category I
as the final category for AVA and
determines AVA to be safe and effective
and not misbranded.
In this section of this document, we
describe the data supporting our
conclusion that AVA is safe and
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effective for its labeled indication to
protect individuals at high risk for
anthrax disease. Anthrax disease can be
fatal despite appropriate antibiotic
therapy. We also discuss points of
disagreement with certain statements in
the Panel’s report.
In order to provide clarity to the
reader, we use the following terms to
refer to studies relevant to this final
order. The versions of vaccine used in
these studies reflect the optimization of
anthrax vaccine during product and
clinical development.
1. Brachman study—The Brachman
study was an adequate and wellcontrolled clinical study conducted
from 1954 to 1959 to evaluate the
effectiveness of the anthrax vaccine. The
vaccine used in the Brachman study
(the DoD vaccine) was supplied by Dr.
G. G. Wright and associates of the U.S.
Army Chemical Corps., Fort Detrick,
Frederick, MD.
2. CDC open label safety study—The
CDC open label safety study was
conducted from 1966 to 1971. Merck
Sharp & Dohme (MSD) manufactured
anthrax vaccine (DoD/MSD vaccine)
under contract to DoD in 1960 and 1961.
The Michigan Department of Public
Health (MDPH) also manufactured
anthrax vaccine (DoD/MDPH/AVA)
under contract to DoD starting in the
mid–1960s. CDC used one lot of DoD/
MSD vaccine and one lot of DoD/
MDPH/AVA vaccine in the first year of
the CDC open label safety study, but
only DoD/MDPH/AVA vaccine was
used for the remainder of that study.
The vaccine manufactured by MDPH
was licensed by the NIH, Bureau of
Biologics, in November 1970 as AVA.
MDPH subsequently underwent a name
change to Michigan Biologic Products
Institute (MBPI) and later, BioPort
Corporation (BioPort).
3. DoD pilot study—The DoD pilot
study was conducted from 1996 to 1999.
The purpose of the study was to make
an initial assessment of the effects that
alternative immunization schedules
and/or an alternative route of
administration may have on the safety
and immunogenicity of AVA. The DoD
pilot study used the licensed DoD/
MDPH/AVA vaccine.
A. Efficacy of Anthrax Vaccine
Adsorbed
The Brachman study was conducted
in four textile mills where, prior to
initiation of the study, the yearly
average number of human anthrax cases
was 1.2 cases per 100 mill employees.
These textile mills were located in the
northeastern United States and
processed imported goat hair. The study
included 1,249 workers from these
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mills. Of these 1,249 workers, 379
received anthrax vaccine, 414 received
placebo, 116 received incomplete
inoculations of either anthrax vaccine or
placebo, and 340 received no treatment
but were monitored for the occurrence
of anthrax disease as an observational
group. The Brachman study used DoD
vaccine administered subcutaneously at
0, 2, and 4 weeks and 6, 12, and 18
months. During the study, 26 cases of
anthrax were reported across the four
mills: 5 inhalation and 21 cutaneous
anthrax cases. Of the five inhalation
anthrax cases (four of which were fatal),
two received placebo, three were in the
observational group, and none received
anthrax vaccine. Of the 21 cutaneous
anthrax cases, 15 received placebo, 3
were in the observational group, and 3
received anthrax vaccine. Of the three
cases in the vaccine group, one case
occurred just prior to administration of
the third dose, one case occurred 13
months after the individual received the
third of the six doses (but no subsequent
doses), and one case occurred prior to
receiving the fourth dose of vaccine.
In its report, the Panel stated that the
Brachman study results demonstrate ‘‘a
93 percent (lower 95 percent confidence
limit = 65 percent) protection against
cutaneous anthrax’’ (emphasis supplied)
and that ‘‘inhalation anthrax occurred
too infrequently to assess the protective
effect of vaccine against this form of the
disease’’ (50 FR 51002 at 51058,
December 13, 1985). We do not agree
with the Panel’s statement that the
protection was limited to cutaneous
anthrax cases. The Brachman study’s
comparison between anthrax cases in
the placebo and vaccine groups
included both inhalation and cutaneous
anthrax cases. Accordingly, the
calculated effectiveness of the vaccine
to prevent both types of anthrax disease
combined was 92.5 percent (lower 95
percent confidence interval = 65
percent) as described in the Brachman,
et al. report (Ref. 1). We agree that the
cases of inhalation anthrax reported in
the course of the Brachman study, if
analyzed separately, are too few to
support a meaningful statistical
conclusion. However, the Brachman
study’s analysis of the effectiveness of
the vaccine appropriately included all
cases of anthrax disease that occurred in
individuals who received at least three
doses of vaccine or placebo and were on
schedule for the remaining doses of the
six-dose schedule regardless of the route
of exposure or manifestation of disease,
and was not limited to cutaneous cases.
Thus, the study supports AVA’s
indication for active immunization
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against Bacillus anthracis, independent
of the route of exposure.
As stated previously in this
document, the Panel also considered
epidemiological data—which we refer to
as the CDC surveillance data—on the
occurrence of anthrax disease in at-risk
industrial settings collected by the CDC
and summarized for the years 1962 to
1974, as supportive of the effectiveness
of AVA. In that time period, individuals
received either DoD/MDPH/AVA
vaccine or an earlier version of anthrax
vaccine. The Panel explained,
Twenty-seven cases of anthrax disease
were identified. Three cases were not mill
employees but worked in or near mills; none
of these cases had been vaccinated. Twentyfour cases were mill employees; three were
partially immunized (one with 1 dose, two
with 2 doses); the remainder (89 percent)
were unvaccinated. Therefore, no cases have
occurred in fully vaccinated subjects while
the risk of infection has continued. These
observations lend further support to the
effectiveness of this product.
(50 FR 51002 at 51058, December 13, 1985).
In 1998, the DoD initiated the Anthrax
Vaccine Immunization Program, calling
for mandatory vaccination of service
members. Thereafter, questions about
the vaccine caused the U.S. Congress to
direct DoD to support an independent
examination of AVA by the Institute of
Medicine (IOM).3 The IOM committee
was charged with reviewing data
regarding the efficacy and safety of the
currently licensed anthrax vaccine—
Anthrax Vaccine Adsorbed (AVA)—and
assessing the efforts to resolve
manufacturing issues and resume
production and distribution of vaccine.
The committee in its published report
concluded that AVA, as licensed, is an
effective vaccine to protect humans
against anthrax, including inhalation
anthrax (Ref. 2). FDA agrees with the
report’s finding that certain studies in
humans and animal models support the
conclusion that AVA is effective against
B. anthracis strains that are dependent
upon the anthrax toxin as a mechanism
of virulence, regardless of the route of
exposure.4 However, our review of
AVA, is independent of the IOM’s
review. We discuss later in this
document comments that we received
related to the IOM review.
3In October 2000, the Institute of Medicine (IOM)
convened the Committee to Assess the Safety and
Efficacy of the Anthrax Vaccine. In March 2002, the
Committee issued its report: The Anthrax Vaccine:
Is It Safe? Does It Work? (Ref. 2). The report
concluded that the vaccine is acceptably safe and
effective in protecting humans against anthrax.
4For example: The Brachman study (Ref. 1); the
CDC surveillance data described in the December
1985 proposal; Fellows (2001) (Ref. 3); Ivins (1996)
(Ref. 4); and Ivins (1998) (Ref. 5).
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B. Safety of Anthrax Vaccine Adsorbed
CDC conducted the CDC open label
safety study under an investigational
new drug application (IND) between
1966 and 1971 in which approximately
7,000 persons, including textile
employees, laboratory workers, and
other at-risk individuals, were
vaccinated with DoD/MDPH/AVA
vaccine5 and monitored for adverse
reactions to vaccination. The vaccine
was administered in 0.5–mL doses
according to a 0-, 2-, and 4-week initial
dose schedule followed by additional
doses at 6, 12, and 18 months, with
annual boosters thereafter. Several lots
(approximately 15,000 doses) of DoD/
MDPH/AVA vaccine were used in this
study period. In its report, the Panel
found that the CDC data ‘‘suggests that
this product is fairly well tolerated with
the majority of reactions consisting of
local erythema and edema. Severe local
reactions and systemic reactions are
relatively rare’’ (50 FR 51002 at 51059).
Subsequent to the publication of the
Panel’s recommendations, from 1996 to
1999, DoD conducted the DoD pilot
study, a small, randomized clinical
study of AVA, administered by
alternative route and schedules,
compared to the vaccine administered
according to the approved labeling.
Safety data from the group that received
the vaccine according to the labeling as
well as post-licensure adverse event
surveillance data available from the
Vaccine Adverse Event Reporting
System (VAERS), which FDA regularly
reviews, further support the safety of
AVA. These data provided the basis for
labeling revisions approved by FDA in
January 2002 (Ref. 6) to better describe
the types and severities of adverse
events associated with administration of
AVA.
C. The Panel’s General Statement:
Anthrax Vaccine, Adsorbed, Description
of Product
The Panel report states:
Anthrax vaccine is an aluminum
hydroxide adsorbed, protective,
proteinaceous, antigenic fraction prepared
from a nonproteolytic, nonencapsulated
mutant of the Vollum strain of Bacillus
anthracis. (50 FR 51002 at 51058).
The Panel’s description of the anthrax
vaccine has an inaccuracy. While the B.
anthracis strain used in the manufacture
of AVA is the nonproteolytic,
nonencapsulated strain identified in the
Panel report, it is not a mutant of the
Vollum strain but was derived from a B.
anthracis culture originally isolated
from a case of bovine anthrax in Florida.
5In addition, one lot of the DoD/MSD vaccine was
used during the CDC open label safety study.
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D. The Panel’s Specific Product Review:
Anthrax Vaccine Adsorbed: Efficacy
The Panel report states:
3. Analysis—a. Efficacy—(2) Human. The
vaccine manufactured by the Michigan
Department of Public Health has not been
employed in a controlled field trial. A similar
vaccine prepared by Merck Sharp & Dohme
for Fort Detrick was employed by Brachman
* * * in a placebo-controlled field trial in
mills processing imported goat hair * * *.
The Michigan Department of Public Health
vaccine is patterned after that of Merck Sharp
& Dohme with various minor production
changes.
(50 FR 51002 at 51059, December 13, 1985).
FDA found that contrary to the
Panel’s statement, the vaccine used in
the Brachman study was not
manufactured by MSD, but instead this
vaccine was manufactured by DoD and
provided to Dr. Brachman by Dr. G. G.
Wright of Fort Detrick, U.S. Army, DoD
(Ref. 1). The DoD vaccine used in the
Brachman study was manufactured
using an aerobic culture method (Ref. 7).
Subsequent to the Brachman study, DoD
modified the vaccine’s manufacturing
process to, among other things, optimize
production of a stable and immunogenic
formulation of vaccine antigen and
increase the scale of manufacture. In the
early 1960s (after the Brachman study),
DoD entered into a contract with MSD
to standardize the manufacturing
process for large-scale production of the
anthrax vaccine and to produce anthrax
vaccine using an anaerobic method.
Thereafter, in the 1960s, DoD entered
into a similar contract with MDPH to
further standardize the manufacturing
process and to scale up production for
further clinical testing and
immunization of persons at risk of
exposure to anthrax. This DoD-MDPH
contract resulted in the production of
the anthrax vaccine that CDC used in
the CDC open label safety study and that
was licensed in 1970.
We have reviewed the historical
development of AVA and conclude that
DoD directed the development of the
vaccine, including its formulation and
manufacturing process, from the vaccine
used in the Brachman study (DoD
vaccine) to the vaccine that was
ultimately licensed and manufactured
by BioPort (DoD/MDPH/AVA vaccine).
All three versions of anthrax vaccine,
DoD vaccine, DoD/MSD vaccine, and
DoD/MDPH/AVA vaccine, were tested
in animals and demonstrated to protect
test animals (e.g., guinea pigs, rabbits)
against challenge with virulent B.
anthracis spores. In addition, there are
clinical data comparing the safety and
immunogenicity of DoD/MDPH/AVA
vaccine with DoD vaccine. These data,
while limited in the number of
vaccinees and samples evaluated, reveal
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that the serological responses to DoD/
MDPH/AVA vaccine and DoD vaccine
were similar with respect to peak
antibody response and seropositivity.
Under FDA’s long-standing approach
to comparability, a manufacturer may
make manufacturing changes in a
product without performing additional
clinical studies to demonstrate the
safety and effectiveness of the similar
product if data regarding the
manufacturing changes support the
conclusion that the versions are
comparable. Put another way, after a
manufacturing change, a manufacturer
may use data gathered with a previous
version of its product to support the
effectiveness of a comparable version of
the same product. These principles are
further reflected in FDA’s ‘‘Guidance
Concerning Demonstration of
Comparability of Human Biological
Products, Including Therapeutic
Biotechnology-derived Products’’ (1996)
(Ref. 8). As discussed previously in this
document, DoD vaccine and DoD/
MDPH/AVA vaccine are comparable in
their ability to protect test animals
against challenge with virulent strains
of B. anthracis and to elicit similar
immune responses in humans.
E. The Panel’s Specific Product Review:
Anthrax Vaccine Adsorbed: Labeling
The Panel report states:
3. Analysis—d. Labeling: The labeling
seems generally adequate. There is a conflict,
however, with additional standards for
anthrax vaccine. Section 620.24 (a) (21 CFR
620.24(a)) defines a total primary
immunizing dose as 3 single doses of 0.5 mL.
The labeling defines primary immunization
as 6 doses (0, 2, and 4 weeks plus 6, 12, and
18 months).
(50 FR 51002 at 51059, December 13, 1985).
The Panel was concerned with
whether the vaccination schedule
conformed to a standard set out in
former § 620.24(a), a rule that FDA
revoked in 1996 with certain other
biologics regulations because they were
obsolete or no longer necessary (Ref. 9).
The dosing schedule for AVA has
always consisted of three doses of 0.5
mL administered in short succession at
0, 2, and 4 weeks, and three additional
doses at 6, 12, and 18 months, with
additional doses at 1-year intervals to
maintain immunity. However, the use of
certain terminology has varied as
discussed in this section of this
document. Pre-licensure labeling
(submitted to the license application
with a letter dated January 25, 1968)
described the vaccination schedule as
three initial doses, followed by three
additional doses, and yearly subsequent
doses. This schedule is consistent with
the additional standards of AVA that
were originally published on October
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27, 1970 (35 FR 16631), immediately
before the licensure of AVA. The 1979
labeling referred to ‘‘primary
immunization’’ as consisting of six
injections, with recommended yearly
subsequent injections. The 1987
labeling of AVA, approved after the
publication of the Panel’s report,
described the vaccination schedule as a
‘‘primary immunization’’ consisting of
three doses followed by three additional
doses (for a total of six doses), followed
by annual injections. While the labeling
has variously used the term ‘‘primary’’
to describe the AVA vaccination
schedule, the licensed schedule itself
has always consisted of three initial
doses administered at 2-week intervals,
followed by three additional doses at 6,
12, and 18 months, with additional
annual doses to maintain immunity.
IV. Comments on the December 2004
Anthrax Vaccine Adsorbed (AVA)
Proposed Order and FDA’s Responses
We received about 350 comments on
the December 2004 proposal. Most
comments related to AVA. To provide
clarity to readers, we separated the AVA
final order from the final rule and final
order for other bacterial vaccines and
toxoids. We are describing and
responding to comments about AVA in
this section of this document.
Comments relating to other portions of
the December 2004 proposal are
discussed in a final rule and final order
concerning bacterial vaccines and
toxoids other than AVA published
elsewhere in this issue of the Federal
Register.
We carefully reviewed all comments
submitted to the Docket, including those
attaching copies of articles and other
references. However, a number of
comments submitted to the Docket
simply referred to articles or other
publications, or to Web site materials,
without providing copies of the
materials. FDA regulations governing
submissions to the Docket expressly
provide that ‘‘information referred to or
relied upon in a submission is to be
included in full and may not be
incorporated by reference unless
previously submitted in the same
proceeding.’’ (§ 10.20(c) (21 CFR
10.20(c)). Without a copy to review, we
were unable to review all references
cited but not included in the comments.
We obtained and reviewed readily
available recognized medical or
scientific textbooks (see
§ 10.20(c)(1)(iv)). The provision of Web
site addresses, without substantive
material, posed an additional problem.
Since Web sites change continually, we
were unable to review material at the
Web site addresses provided with any
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degree of certainty that the comment
intended to incorporate the material we
found. Also, many Web sites we
checked contained irrelevant
information. It was often difficult to
determine a connection between the
Web site and the comment’s
submission. FDA regulations require
that only relevant information is to be
submitted (§ 10.20(c)(3)) and failure to
comply with these requirements results
in exclusion from consideration of any
portion of the comment that fails to
comply (§ 10.20(c)(6)).
Many comments agreed with the
Panel’s recommendation that AVA is
safe and effective and supported
licensure of the vaccine; other
comments advocated a need for a panel
of experts to review in depth the data on
AVA. Many of the comments did not
support placing AVA into Category I as
recommended by the Panel. Many
comments described adverse events and
suggested a relationship between the
administration of AVA and the adverse
events. Other comments recommended
further testing of AVA through the
conduct of clinical studies or other
means. Numerous miscellaneous
comments were received, some of which
are not relevant to the proposed order.
Many of the comments expressed an
opinion about the conduct of
vaccination administration programs,
the need for compensation from public
funds to individuals suffering injury
from vaccinations, or other activities
that are outside of FDA’s jurisdiction,
authority, and control.
To make it easier to identify
comments and our responses, the word
‘‘Comment,’’ in parentheses, will appear
before the description of comments, and
the word ‘‘Response,’’ in parentheses,
will appear before our response. We
numbered the comments to help
distinguish between different types of
comments. The number assigned to a
comment is purely for organizational
purposes and does not signify the
comment’s value or importance or the
order in which the comment was
received.
A. Comments Supporting Placing AVA
into Category I
(Comment 1) We received a number of
comments expressing support for the
safety and effectiveness of AVA, and for
FDA’s proposal to accept the Panel’s
recommendation to place AVA into
Category I. Some of these comments
were specific in their support of the
Brachman study as evidence of
effectiveness against anthrax regardless
of route of exposure; others discussed or
described results of animal studies that
they regarded as providing additional
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supporting evidence that AVA is
effective in preventing inhalation
anthrax. Some were from vaccine
recipients and medical personnel who
expressed support for the DoD
vaccination program in its effort to
protect military personnel from anthrax
used as a biological weapon. Others
were supportive of the work conducted
by DoD to document and evaluate
adverse events experienced by military
personnel enrolled in the vaccination
program.
One comment was from a former
director of the Division of Biological
Standards (DBS) of the NIH and
subsequently within the FDA, who
stated his recollection that AVA had
been subject to a careful review by DBS
staff prior to approval in 1970. He stated
that there have been three detailed,
unbiased, and scientifically sound
reviews, including the initial review by
DBS, the expert Panel review in the
1970s (published in the December 1985
Proposal), and the IOM review more
recently; and all three reviews
concluded that the vaccine is safe and
effective. Two comments were
submitted by scientists who had been
clinical investigators in the Brachman
study. One stated that during the study
he was blinded to group assignment
when evaluating the reactions; i.e., he
did not know whether the subject had
received the placebo or the vaccine. He
also stated that the pathophysiology of
human anthrax, regardless of where the
organism gains entrance to the body, is
a result of the toxin released by the
organism. Thus, it is appropriate to
combine inhalation and cutaneous
disease in the analysis. The other
scientist stated that the vaccine has
demonstrated effectiveness in animal
and human studies, as described in
published scientific literature articles.
We received comments from Army
research scientists in support of placing
AVA into Category I. One of these
included tables of data from anthrax
spore inhalation challenge studies in
non-human primates and rabbits
evaluating the effectiveness of AVA in
prevention of death from disease. The
comment noted that a high degree of
protection was observed in these
animals following only one or two doses
of AVA, and that the IOM committee
concluded that these animal models are
representative of the human form of
inhalation anthrax. Another research
scientist also noted that, in addition to
the Brachman study, inhalation anthrax
challenge studies in non-human
primates provide evidence of AVA’s
effectiveness in preventing disease
caused by anthrax spores. Further, he
noted that current knowledge of the
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pathogenesis of anthrax would indicate
that, regardless of the route by which
spores enter the body, toxins produced
after those spores germinate into
growing bacilli are essential for the
anthrax organism to cause disease.
Current scientific understanding of how
the toxins work indicates that
antibodies induced by AVA block the
activities of anthrax toxins such that
they would be effective in preventing
any form of the disease regardless of the
route of exposure to B. anthracis spores.
Another researcher discussed further
and in more detail how the pathology of
cutaneous and inhalation anthrax at the
cellular level is fundamentally the same,
i.e., dependent upon the actions of
anthrax toxin, such that cytotoxic
activities are blocked by antibodies
produced in response to AVA in the
same manner despite the route of
exposure.
Military personnel involved in the
vaccine’s administration under the DoD
vaccination program also filed
comments in support of classifying AVA
into Category I, reasoning that the
vaccine is important for soldiers
entering potentially dangerous areas;
however, one comment stated that longterm use of the vaccine should be
studied further. Another comment was
submitted by a physician who thought
that there was evidence that AVA
protects against inhalation anthrax and
that the side effects of vaccination were
comparable to other adult vaccines.
Comments supportive of placing AVA
into Category I were also submitted by
a representative of the Armed Forces
Epidemiological Board (AFEB), a
civilian advisory body to the Assistant
Secretary of Defense for Health Affairs
and the military Surgeons General. This
comment described the AFEB
deliberations on the use of anthrax
vaccine by the military and the
recommendations made by the AFEB to
the DoD supporting use of AVA as an
appropriate force protection measure. A
representative of the Partnership for
Anthrax Vaccine Education, a coalition
of public and private organizations, also
submitted comments reflecting that
organization’s support for placing AVA
into Category I.
(Response) We agree with those
comments that provided support for
placing AVA into Category I.
B. Comments on the Evidence of Safety
and Effectiveness of AVA
(Comment 2) Some comments were
concerned about the safety of AVA.
(Response) With regard to safety, FDA
finds that AVA is safe for its indicated
use as noted in the 2002 package insert:
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BioThrax [the Tradename for AVA] is
indicated for the active immunization against
Bacillus anthracis of individuals between 18
and 65 years of age who come in contact with
animal products such as hides, hair or bones
that come from anthrax endemic areas, and
that may be contaminated with Bacillus
anthracis spores. BioThrax is also indicated
for individuals at high risk of exposure to
Bacillus anthracis spores such as
veterinarians, laboratory workers and others
whose occupation may involve handling
potentially infected animals or other
contaminated materials. (Ref. 6)
The adverse reactions observed after
administration of AVA in clinical study
settings are described in the product
labeling approved in 2002. At that time,
FDA conducted an extensive review of
the clinical study data from the DoD
pilot study, reports from DoD safety
surveys conducted as part of their
Anthrax Vaccine Immunization
Program, and reports submitted to the
Vaccine Adverse Event Reporting
System (VAERS). Since approval of the
revised labeling in 2002, FDA has
conducted periodic evaluations of the
reports in the VAERS database, and, as
discussed elsewhere in this document,
continues to find AVA to be safe for its
intended use: To protect individuals at
high risk for anthrax disease. Anthrax
disease can be fatal despite appropriate
antibiotic therapy.
1. Brachman Study
(Comment 3) Some comments
expressed criticisms of the design and
conduct of the Brachman study (Ref. 1).
(Response) The Brachman study was
an adequate and well-controlled clinical
study that involved workers in four
textile mills that processed imported
goat hair in the northeastern United
States. This selected population was at
risk because the mill workers routinely
handled anthrax-infected animal
materials. Prior to vaccination, the
yearly average number of human
anthrax infections among workers in
these mills was 1.2 cases per every 100
employees.
The Brachman study design permitted
a valid comparison of the vaccine group
with the placebo control group to
provide a quantitative assessment of
effectiveness. For this study, employees
with no known history of anthrax
disease were assigned to one of two
groups, treatment and placebo. The
groups were balanced with regard to the
individual’s age, length of employment,
department and job; both men and
women were enrolled into the study.
Voluntary cooperation was solicited and
those who refused did not receive
inoculations but were monitored for
anthrax disease as part of the
observational group. The subjects who
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chose to receive inoculations were not
told whether they received anthrax
vaccine or placebo. The published
report of the Brachman study (Ref. 1)
described all anthrax cases that
occurred in the study, including ones in
the vaccine, placebo, and observational
groups. The Brachman study’s efficacy
analysis included only the cases that
occurred in the treatment and placebo
groups in completely vaccinated
subjects (i.e., those receiving at least
three inoculations and on schedule to
receive the remaining three doses of the
six-dose series), an approach that
remains typical of vaccine analyses to
date. We determine that the original
statistical analysis presented in the
report from the Brachman study was
correct in its estimation of vaccine
effectiveness. Some of the specific
criticisms of the Brachman study
included in the submitted comments
claimed that the sample size was too
small and that it was inappropriate to
combine data from all four mills in the
efficacy analysis.
Clinical studies are designed with a
sample size sufficient to assure with
high probability that, if there is a true
effect of the intervention under study,
that effect will be ‘‘detected;’’ that is, a
comparison of outcomes in the
treatment and control groups will show
a ‘‘statistically significant’’ difference.
To obtain the required sample size,
investigators often have to implement
the study at multiple sites (i.e., a
multicenter study). The number of
patients enrolled at any given site may
be small, relative to the total number,
and may not afford a high probability of
achieving statistical significance at each
individual site independently. Thus,
when analyzing a multicenter clinical
study, it is not reasonable to expect a
statistically significant result at each
site. Instead, consistent effects among
individual study sites are the standard
for multicenter studies (Ref. 10).
The Brachman study, a multicenter
study, was based on an adequate sample
size and appropriately combined the
data from all mills in its analysis of
vaccine efficacy. The site-specific data
for the Brachman study are quite
consistent in that at all sites, the vaccine
group had fewer cases of anthrax than
the placebo group. The strength of the
overall finding of vaccine efficacy is
such that, even with small numbers at
each site, differences in outcome
between the treatment and control
groups are clearly statistically
significant in one site and marginally
significant in another. Thus, the sitespecific data are fully supportive of the
overall result, which showed a large
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reduction in risk of anthrax among those
receiving vaccine.
(Comment 4) One comment noted that
a 1960 publication by Brachman et al.
stated ‘‘The efficacy of the anthrax cellfree antigen as a vaccine was not fairly
tested in this epidemic. Although none
of the 9 cutaneous plus inhalation cases
occurred in vaccinated individuals, only
approximately one fourth of the
employees had received the vaccine.
There was an apparent difference in
attack rates between workers who
received placebo inoculations and those
who received vaccine, but analysis of
their job categories suggested that the
vaccinated group was not at as high a
risk as the placebo or uninoculated
control groups.’’ The comment makes
several critical statements, based upon
this 1960 publication, about FDA’s
reliance upon the Brachman study as
evidence of vaccine effectiveness,
claiming that the placebo group was at
a greater risk of anthrax disease than the
vaccine group.
(Response) Prior to publication of the
complete study report in 1962,
Brachman et al. published two papers
(Refs. 11 and 12) describing the clinical
features and epidemiology of an
outbreak of inhalation and cutaneous
anthrax cases that occurred in the
Manchester, New Hampshire mill, one
of the four mills included in the field
study. The publication describing the
epidemiology of that outbreak does
include the statement quoted
previously; however, the statement is
specifically in reference to one study
site and not to the field study as a
whole, across the four woolen mills.
The subsequent 1962 publication (Ref.
1) of the complete study across all four
sites includes a table depicting
participation of employees from all four
mills included in the study. The table
shows whether employees worked in
high or low risk work areas and whether
they received vaccine, placebo, or
refused to participate in the study (Ref.
1 at Table 2). Of note, the totals for
recipients of vaccine, placebo,
incomplete inoculation and refusals in
high risk work areas were 209, 226, 65
and 89, respectively. The same totals in
low risk work areas were 170, 188, 51
and 251, respectively.
The distribution of vaccine recipients,
placebo recipients, and incompletely
inoculated subjects was similar for both
the high and low risk work areas, which
means that the vaccine and placebo
groups were balanced with regard to the
exposure risk factor. A larger number of
persons who did not participate in the
study (observation group) were in the
low risk work areas than in the high risk
areas, but the efficacy analysis did not
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include cases that occurred in the
observational group. The effectiveness
calculation described in the 1962
publication included the anthrax cases
that occurred in participants who
received at least three doses of either
vaccine or placebo and remained on
schedule for the remainder of the six
doses for all four mills, not just the
Manchester, New Hampshire mill
described in the 1960 publications.
Thus, FDA’s consideration of the
Brachman study as evidence of
effectiveness is based upon the
complete analysis across all four study
sites.
(Comment 5) One comment stated
that it was inappropriate for the
Brachman study to include both
cutaneous and inhalation cases in the
efficacy analysis.
(Response) The efficacy analysis
presented in the Brachman study
includes both cutaneous and inhalation
anthrax cases that occurred in
individuals who received at least three
doses of vaccine or placebo and were on
schedule for the remaining doses of the
six-dose schedule. It did not include
cases that occurred in the observation
group. Based on this analysis, the
calculated effectiveness level against all
reported cases of anthrax combined in
those subjects was 92.5 percent (lower
95 percent confidence interval = 65
percent). The efficacy analysis included
the combined outcome of cutaneous and
inhalation anthrax cases and thus
included anthrax cases regardless of the
route of exposure or manifestation of the
disease.
The inclusion of both cutaneous and
inhalation cases of anthrax in the
analysis of the Brachman study was
appropriate because it was not possible
to predict the route of exposure
(cutaneous versus inhalation) that
would occur within the environmental
setting of the woolen mills. With regard
to the known pathophysiology of
anthrax, the signs and symptoms of
disease arise due to the production of
toxins by anthrax bacteria growing
within the infected individual. The
toxins produced by anthrax bacteria do
not vary based on the route of exposure.
The antibodies produced in response to
vaccination contribute to the protection
of the vaccinated individual by
neutralizing the activities of those
toxins. Thus, AVA elicits an antibody
response to disrupt the cytotoxic effects
of toxins produced by anthrax bacteria,
regardless of the route of infection.
(Comment 6) One comment stated
that any decision by FDA to license
AVA must provide a scientifically valid
explanation of how FDA has assessed
this vaccine’s effectiveness against
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anthrax infection by inhalation in
humans in the absence of an adequate
and well-controlled clinical study
specifically studying its effectiveness
against anthrax infection by inhalation.
The comment contends that in the
absence of such data, or unless FDA
uses the ‘‘animal efficacy rule,’’ FDA
should not license AVA as a Category I
biological product.
(Response) AVA has been licensed
since 1970. The Panel, as reflected in its
report published in the December 1985
proposal, and the FDA, as reflected in
this final order, have determined that
AVA is safe and effective for its labeled
indication, decisions based in part on
the Brachman study, which was an
adequate and well-controlled study.
Even if the referenced ‘‘animal efficacy
rule’’6 had been in effect at the time of
AVA licensure, it would not have been
applicable because there are sufficient
data from adequate, well-controlled
clinical studies to assess the safety and
effectiveness of AVA as a vaccine
against anthrax infection regardless of
route of exposure. The ‘‘animal efficacy
rule’’ does not apply to products that
can be approved based on efficacy
standards described in other regulations
(§ 601.90 (21 CFR 601.90)).
(Comment 7) One comment pointed
out that the route of exposure to an
infectious agent can be a critical factor
influencing vaccine effectiveness.
(Response) We agree that the route of
exposure to an infectious agent may
potentially have an impact on the
effectiveness of a vaccine. The impact
likely depends on the nature of the
infectious agent in terms of its
mechanism of virulence and the
pathophysiology of infection and
disease, and the mechanism of
protection afforded by the vaccine. The
Brachman study showed the anthrax
vaccine to be effective in preventing
anthrax disease regardless of route of
exposure (Ref. 1). This finding is
consistent with our current knowledge
of the critical role played by anthrax
toxins in the pathophysiology of
cutaneous and inhalation anthrax and
how antibodies generated in response to
vaccination with AVA disrupt cytotoxic
activities of those toxins. Furthermore,
aerosolized anthrax spore challenge
studies in both rabbits and nonhuman
primates do demonstrate the ability of
AVA to protect the test animals against
inhalation anthrax (Refs. 3, 4, and 5).
(Comment 8) One comment proposed
that a vaccine would have to be inhaled
6New Drug and Biological Drug Products;
Evidence Needed to Demonstrate Effectiveness of
New Drugs When Human Efficacy Studies Are Not
Ethical or Feasible; Final Rule (21 CFR 601.90
through 601.95) (67 FR 37988, May 31, 2002).
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in order to protect against inhalation
anthrax, noting that the lungs are
susceptible to anthrax.
(Response) Vaccines generally do not
need to be administered by the same
route of exposure as the infectious agent
uses to infect humans. In fact, there are
numerous examples to the contrary. For
example, vaccines against pertussis,
pneumococcus, Hemophilus influenzae
type b, meningococcus, measles,
varicella, and influenza are
administered by injection, although the
infectious agents gain entry into humans
by the respiratory route. The inactivated
poliovirus vaccine is administered by
injection, although the poliovirus
infects humans by way of the intestinal
tract. Although these vaccines are
administered by a route that differs from
the route of exposure, clinical trials
have demonstrated their effectiveness
against the targeted infectious disease.
The same is true of anthrax vaccine. The
vaccine is administered by injection, but
has been shown to be effective against
anthrax in a study that included both
cutaneous and inhalation cases (Ref. 1).
Furthermore, animal studies in which
injected AVA protected animals from
inhalation anthrax challenge are
consistent with the finding of
effectiveness in the clinical study. (Refs.
3, 4, and 5)
(Comment 9) One comment stated
that FDA has deviated from the 1985
Panel recommendations (i.e., ‘‘No
meaningful assessment of its value
against inhalation anthrax is possible
due to its low incidence.’’ 50 FR 51002
at 51059) and that FDA should not
dispute its advisory committee’s
analysis of the safety and effectiveness
data.
(Response) A critical component of
the efficacy review process is FDA’s
consideration of the Panel’s
recommendations (§ 601.25(f)). Such
consideration, by necessity, provides for
the possibility that FDA might disagree
with the Panel’s recommendations.
Indeed, in the preamble to § 601.25,
FDA stated that ‘‘the report of each
panel is advisory to the Commissioner,
who has the final authority either to
accept or to reject the conclusions and
recommendations of the panel.’’ (38 FR
4319 at 4321, February 13, 1973). As
noted in section III.A of this document,
and as stated in the December 2004
proposal, we do not agree with the
Panel’s assessment that the vaccine is 93
percent efficacious against cutaneous
anthrax only. In fact, the calculation of
effectiveness presented in the published
report of the Brachman study pertains to
both cutaneous and inhalation anthrax.
The Brachman study included in the
effectiveness calculation both the
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cutaneous and inhalation cases that
occurred in vaccine and placebo
recipients who received at least three
doses and remained on schedule to
receive the rest of the six-dose series.
2. CDC Surveillance Data
(Comment 10) One comment stated
that the CDC surveillance data do not
provide a reliable basis for an
assessment of effectiveness because: (1)
They represent the use of at least two
earlier versions of anthrax vaccine,
which are not the same vaccine
currently produced by BioPort; (2) they
are not statistically significant; and (3)
these data may not be accurate and
complete. Other comments asked why
the CDC surveillance data for the years
1962 to 1974 are not regarded as
supportive of safety of anthrax vaccine.
(Response) During the time these
surveillance data were collected by
CDC, both DoD/MSD vaccine and DoD/
MDPH/AVA vaccine were available for
use. The DoD/MDPH/AVA vaccine was
licensed in 1970 and is the same
vaccine currently manufactured and
distributed by BioPort. An additional
response to comments regarding
different versions of the anthrax vaccine
is addressed later in this document.
Although we do not consider the CDC
surveillance data to be statistically
significant, we regard the data as
indicative that, during this time period,
workers continued to be at risk of
exposure, because anthrax cases were
identified in unvaccinated and partially
vaccinated individuals employed at
woolen mills. The data are supportive of
the effectiveness evidenced by the
Brachman study, in that no anthrax
cases were reported in fully vaccinated
individuals during that time period. We
do not regard the CDC surveillance data
as contributing to an assessment of
safety because the data do not describe
adverse events occurring after
vaccination.
The comment provides no support for
the conclusion that the CDC
surveillance data were unreliable. The
comment described an anecdotal report
of an additional anthrax case that
occurred in an unspecified year and
apparently was not included in the CDC
surveillance data. We recognize that
there is a potential for underreporting in
disease surveillance systems. However,
this one report does not provide a basis
for concluding that the CDC
surveillance data were unreliable for the
purposes of supporting the effectiveness
of the vaccine.
3. CDC Open Label Safety Study
(Comment 11) Some of the comments
questioned the reliability of the CDC
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open label safety study, alleging that the
open label safety study conducted by
CDC ‘‘made no attempt to identify,
quantify or follow systemic adverse
vaccine reactions’’ and thus would be of
no value in establishing vaccine safety,
or that the study did not use consistent
standards to identify and grade adverse
events occurring at different study sites.
(Response) As described previously in
this document, FDA believes that there
are adequate data to demonstrate the
safety and effectiveness of AVA.
Moreover, the CDC open label safety
study appropriately collected and
analyzed adverse event reports. The IND
protocol for the CDC open label safety
study included specific criteria to be
used to categorize mild, moderate and
severe local reactions reported in the
course of the study. In addition, the
annual study reports submitted to the
IND included information regarding
systemic reactions reported during the
respective reporting periods, and those
data are described in the current
product labeling for AVA: ‘‘In the same
open label safety study, four cases of
systemic reactions were reported during
a five-year reporting period (<0.06% of
doses administered). These reactions,
which were reported to have been
transient, included fever, chills, nausea
and general body aches.’’ (Ref. 6)
(Comment 12) One comment claimed
that one annual safety report for the
CDC open label safety study might have
underreported adverse reaction rates for
that period, alleging that arithmetic
miscalculations caused underreporting
in one May 1967 reactogenicity table.
(Response) The commenter refers to
the May 1967 table included in an
appendix to one of the annual reports to
the CDC trial; the appendix describes a
protocol and the results of a small safety
and immunogenicity study comparing
DoD vaccine and DoD/MDPH/AVA
vaccine. The safety data from this small
study were reported separately from the
CDC open label safety study due to
differences in protocol design, such as
the administration of one-half volume
booster doses to some subjects instead
of the full 0.5 mL human dose.
Inclusion of safety data from the small
ancillary safety study with a different
protocol design does not support the
inference that the annual safety report
for the CDC open label safety study
might have underreported adverse
reaction rates for that period.
(Comment 13) One comment stated
that in the course of the CDC open label
safety study, Ft. Detrick and mill
employees were required to be
vaccinated as a condition of
employment and therefore, they may
have underreported adverse reactions to
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the vaccine from fear of losing their
jobs. The comment also states that the
employees did not provide free
informed consent to participate in the
study because they were compelled to
be vaccinated, and no informed consent
documents were signed by Ft. Detrick
employees. Thus, the study did not
comply with FDA requirements for
informed consent.
(Response) The comment provides no
support for the assumption that subjects
in the CDC open label safety study may
have underreported adverse reactions to
the vaccine. With regard to the
statements that mill workers in the CDC
open label safety study were compelled
to be vaccinated, and therefore did not
provide informed consent, and that the
Ft. Detrick subjects in the study did not
sign informed consent documents, we
note that the CDC open label safety
study was conducted under IND 180
from 1966 through 1971. The NIH was
responsible for reviewing IND 180 and
the subsequent marketing application
for AVA under the regulations then in
effect. Significantly, the NIH did not
reject the study, or place it on hold.
Moreover, the comment does not
identify a legal basis for requiring FDA
to reject the study for this reason.
FDA is committed to assuring the
protection of human subjects in clinical
trials, as evidenced by the
comprehensive regulations now in place
(see FDA’s current informed consent
regulations, 21 CFR part 50, in effect
since 1981, and IND regulations, 21 CFR
part 312, in effect since 1987). Other
data and studies, such as the DoD pilot
study, conducted subsequent to the CDC
open label safety study and under
current informed consent regulations,
provide additional safety evidence that
corroborate the CDC open label safety
study findings. We decline to reject the
findings of the CDC open label safety
study and we continue to view them as
supportive of safety.
4. DoD Pilot Study and Safety Data
(Comment 14) One comment inquired
whether the results of the DoD pilot
study relating to the vaccine’s safety
required changes to AVA labeling in
2002, and whether additional data were
considered in support of the new
labeling. Other comments asked
whether the DoD pilot study was also
regarded as supportive of effectiveness.
(Response) BioPort voluntarily
submitted to FDA proposed revised
labeling for AVA for review and
comment as part of an ongoing process
of updating product and manufacturing
information. In the course of FDA’s
review, revisions were made to the
proposed labeling. Following our
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review, in 2002 we approved revised
product labeling that incorporated more
recently acquired safety information
from the DoD pilot study and FDA’s
ongoing review of reports to VAERS.
The DoD pilot study was not intended
to assess effectiveness; rather its
purpose was to make an initial
assessment of the effects that alternative
immunization schedules and/or an
alternative route of administration may
have on the safety and immunogenicity
of AVA.
(Comment 15) One comment claimed
that the 1996 to 1999 DoD pilot study
as reported is entirely inadequate to
determine the safety of AVA, noting that
the study was ‘‘uncontrolled’’ and that
a quarantined lot was used in the study.
(Response) As discussed previously in
this document, the CDC open label
safety study, involving approximately
7,000 subjects who received DoD/
MDPH/AVA vaccine,7 demonstrated the
safety of AVA. The DoD pilot study,
which included 28 subjects randomized
to receive the licensed vaccine
according to the labeling, was
conducted subsequent to licensure and
provided additional data in support of
the safety of AVA. The DoD pilot study
was a controlled clinical study; the
group receiving AVA according to the
licensed schedule and route of
administration served as the control
group for the other groups receiving the
vaccine under alternative vaccination
schedules and/or route of
administration. The purpose of the DoD
pilot study was to make an initial
assessment of the effects that alternative
immunization schedules and/or an
alternative route of administration may
have on the safety and immunogenicity
of AVA. The alternative schedules were
alterations of the 0-2-4 week initial
series of the licensed six-dose schedule
(i.e., 0-4 weeks, 0-2 weeks). These
alternative schedules were administered
intramuscularly and subcutaneously.
However, because one of the arms of the
study included individuals vaccinated
according to the labeling, we
appropriately took such information
into account as we continued to assess
the safety of AVA. In this arm of the
study, volunteers received subcutaneous
doses of AVA according to the licensed
schedule. Each volunteer was scheduled
for follow-up evaluations at 1 to 3 days,
1 week, and 1 month after vaccination,
and reactions were reported up to 30
days after each dose. For subjects who
received the vaccine according to the
licensed route and schedule, the latest
7In addition, one lot of the DoD/MSD vaccine was
used during the CDC open label safety study.
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follow-up occurred 30 days after the 18month dose (Ref. 13).
In the December 2004 proposal, FDA
discussed the safety data collected
under this study for subjects receiving
the vaccine according to the labeling.
Similarly, descriptive information
regarding adverse reactions reported in
individuals receiving the vaccine
according to the licensed schedule
under this study was included in the
2002 labeling. Thus, the December 2004
proposal and the 2002 labeling reported
this recently acquired safety
information, which had been collected
in a planned and prospective manner.
In addition, we believe no subjects in
the study received quarantined doses of
lot FAV 016, the lot mentioned in the
comment. We understand that some
subjects received lot FAV 032 while the
voluntary quarantine of that lot was
being implemented. However, this
information does not provide an
adequate basis for us to refuse to
consider the data derived from the
study. It is important to note that one of
the chief uses of the study was as one
of the bases for the expanded
description of adverse events included
in the 2002 labeling. Thus, the study
results provided additional information
for individuals administering and
receiving AVA. We believe that this
limited use of lot FAV 032 did not cause
the results of the entire study to be
unreliable, particularly in light of the
purposes for which we use the data
derived from this arm of the study. We
will continue to monitor all available
sources of information relating to the
safety of AVA.
(Comment 16) One comment was
critical of the fact that the results of the
DoD pilot study were included in the
2002 labeling when the data were not
peer reviewed or available to the public.
(Response) FDA performs its own
review of data that are submitted in
support of labeling changes. There is no
requirement for peer review of data
submitted to FDA in support of a
labeling change. The DoD pilot study
was intended to serve as a pilot study
of alternative vaccination schedules and
an alternative route of administration
(intramuscular) to provide information
for the design of a larger, more
statistically robust study of promising
alternative vaccination schedules and
route of administration. The
investigators published their report of
this study in a peer-reviewed journal
(Ref. 13).
5. Long-Term Safety Monitoring and
Additional Studies
(Comment 17) A number of comments
discussed the absence of a long-term
safety study using AVA and the absence
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of studies of the potential effects of
vaccination on vaccine recipients’
children.
(Response) The pre-licensure safety
evaluation of a new vaccine may
include clinical studies that extend
several months to several years after
administration of the first dose. For
example, the CDC open label safety
study spanned from 1966 through 1971.
Pre-licensure safety studies focus on
those adverse reactions closely
associated with the time of vaccine
administration such as local injection
site reactions and systemic reactions
such as fever, malaise and allergic
reactions. However, all serious adverse
events that are reported during the
conduct of the study are evaluated
regardless of when they occur relative to
vaccination. Longer-term controlled
clinical trials (i.e., those extending more
than several years after vaccination) are
not generally conducted prior to
approval of any medical product,
including vaccine products.
The attribution to a vaccine or other
drug product of adverse events or health
conditions that develop long after
administration is difficult to make with
confidence because other factors such as
environmental exposures, general
health, genetic predisposition, etc., may
also contribute to the development of
health problems, symptoms or diseases.
Elsewhere in this document, we provide
a more detailed discussion of FDA’s
approach to post-licensure safety
monitoring of AVA.
With regard to the potential effects of
vaccination on offspring, the current
approved labeling for AVA addresses
administration of AVA to pregnant
women. The labeling describes a
preliminary assessment of the
possibility that an increase in the rate of
birth defects may be associated with
AVA vaccination during pregnancy.
Based upon the limited information
available, the vaccine was assigned a
Pregnancy Category D designation. The
labeling states that ‘‘Although these data
are unconfirmed, pregnant women
should not be vaccinated against
anthrax unless the potential benefits of
vaccination have been determined to
outweigh the potential risk to the fetus.’’
(Ref. 6)
DoD has undertaken to verify these
preliminary results. We will review
those results, when available, and we
will continue to review adverse events.
(Comment 18) Many comments
expressed concern about FDA’s process
of monitoring the safety of AVA.
(Response) For any drug or biological
product, rare adverse events not
observed during pre-licensure clinical
studies may occur post-licensure. The
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need to understand the relationship
between vaccination and adverse events
that occur after licensure, and the
limitations of clinical trials, have led to
the use of other methods to detect and
evaluate the link between vaccination
and rare events. Post-marketing
monitoring of vaccine safety involves
the identification of possible adverse
effects of vaccination, followed in some
cases by evaluation of these ‘‘signals’’
for a possible causal link to the vaccine.
The most common method of signal
generation is through the evaluation of
spontaneous reports of cases of adverse
events reported to manufacturers or
government-sponsored systems such as
the Vaccine Adverse Event Reporting
System (VAERS). The identification of
‘‘signals’’ and their prioritization for
evaluation involves qualitative and
quantitative aspects, along with medical
and epidemiological judgment.
Evaluation of signals can involve
literature review and clinical,
laboratory, and epidemiological studies.
Surveillance for adverse events after
vaccination is undertaken using VAERS,
which is jointly managed by FDA and
CDC. Uses of VAERS include detecting
unrecognized adverse events,
monitoring known reactions, identifying
possible risk factors, and vaccine lot
surveillance. Established in 1990,
VAERS receives approximately 15,000
adverse event reports annually. Reports
are submitted by vaccine manufacturers,
vaccine providers, other health care
givers, vaccine recipients and their
relatives, attorneys, and other interested
parties. While vaccine manufacturers
are responsible for investigating and
evaluating reports made to them, FDA
and CDC also follow up reports from
other parties of deaths and adverse
events resulting in life-threatening
illness, hospitalization, prolongation of
hospitalization, persistent or significant
disability, or congenital anomaly/birth
defect, by telephone to obtain additional
information about the event and the
patient’s prior medical history.
Passive surveillance systems such as
VAERS are subject to limitations.
Vaccine-associated adverse events will
inevitably be underreported to an
unknown extent. Moreover, adverse
events reported in association with
vaccination may or may not be caused
by vaccination. For example, some
adverse events might be expected to
occur by coincidence after vaccination.
Temporal associations often are
reported with little data to evaluate
whether any causal connection with the
vaccine exists. Given these limitations,
while safety signals may be detected,
incidence rates cannot be determined
from VAERS data. A particularly
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important limitation on the usefulness
of VAERS reports as a means of
investigating the possible causal
relationship between an event and a
vaccination generally is the lack of a
direct, concurrent and unbiased
comparison group from which to
determine the incidence of the same
type of adverse events among people
who have not been vaccinated.
Another important limitation is the
lack of standardization of diagnoses in
VAERS reports. Reporting of
unconfirmed diagnoses is common with
VAERS reports. On follow-up, initially
reported diagnoses are sometimes found
to be inaccurate. Reports are coded by
non-physicians, without the benefit of
standardized case definitions, using the
Coding Symbols for Thesaurus of
Adverse Reaction Terms (COSTART) to
describe the adverse event in a
computerized database. Report coding
depends on the reporter’s use of certain
words or phrases. This results in the use
of the same COSTART term for reports
with different degrees of diagnostic
precision. For example, a report may
simply say, ‘‘I developed arthritis after
I received the vaccine,’’ without any
other supporting medical information.
Such a report would likely be coded as
‘‘arthritis,’’ as would a report that
included a complete medical record in
which a physician documents joint
swelling and tenderness. As a result,
coding terms must be interpreted very
cautiously.
Because of the limitations of passive
surveillance data, it is usually not
possible to assess whether a vaccine
caused the reported adverse event,
except for conditions such as injection
site reactions, some hypersensitivity
conditions (e.g., anaphylaxis occurring
shortly after vaccination), and illnesses
consistent with the naturally occurring
disease where vaccine components can
be recovered from tissue specimens
(e.g., recovery of live attenuated vaccine
virus from vaccine-associated paralytic
polio).
Analysis of VAERS data focuses on
describing clinical and demographic
characteristics of reports and looking for
patterns to detect ‘‘signals’’ of adverse
events plausibly linked to a vaccine. In
FDA’s guidance document on ‘‘Good
Pharmacovigilance Practices and
Pharmacoepidemiologic Assessment’’
(Ref. 14), we define a safety signal as a
concern about an excess of adverse
events compared to what would be
expected to be associated with a
product’s use. This guidance document
also details approaches for signal
evaluation. Evidence of a signal in case
reports and in case series of
spontaneous reports includes
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unexpected patterns in clinical
conditions by such factors as age,
gender, time to onset, and dose. Three
reports of an event can be used as the
minimum number for case series
analysis of rare conditions. Positive
rechallenge is defined as the same event
occurring after more than one dose of
the same vaccine in the same subject
and may also be considered evidence of
a signal. Signals detected through
analysis of VAERS data do not
necessarily represent a causal
relationship with the vaccine and
almost always require confirmation
through additional study.
In addition to the approach
combining descriptive epidemiology
with medical judgment, described
above, several quantitative approaches,
sometimes referred to as ‘‘data mining’’
methods, have been proposed. A
common feature of data mining methods
is that they identify patterns in the data
that consist of a condition or group of
conditions that are reported as a higher
proportion of all adverse events after a
particular vaccine or combination of
vaccines than after other vaccines.
Calculations of reporting rates
(number of adverse events reported/
number of doses of vaccine distributed)
and reporting rate ratios (ratio of
reporting rate in the vaccine of interest
to the reporting rate in the comparison
vaccine(s)) of adverse events have been
used to generate signals. Comparison of
reporting rates with background
incidence rates for an adverse event is
also sometimes advocated. Biases in
reporting, inadequate denominator data,
uncertainty of the risk interval (the
interval after vaccination during which
a person might be at risk for the adverse
event under study) and lack of
background incidence rates from an
appropriate comparison population for
some conditions limit the utility of the
reporting rate approach.
Regardless of the method used,
interpretation of vaccine-adverse event
combinations that are identified as
possible signals with any quantitative
method must use medical knowledge
about the disorders and take into
account biases in reporting,
misclassification of reports that occur
with adverse event coding systems, and
other limitations of passive surveillance
systems previously discussed. Signals
generated through such quantitative
analysis need to be subject to the same
clinical, descriptive epidemiological,
and other analysis as for case reports
and case series of spontaneous reports.
Elevated reporting rate ratios or
proportional reporting ratios or similar
scores from data mining should not by
themselves be interpreted as
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establishing a causal relationship
between an adverse event and a vaccine,
but almost always require independent
confirmation through additional study.
In spite of these limitations, use of
VAERS data has provided initial reports
that upon further evaluation have raised
suspicions, later confirmed, about rare
reactions to vaccines (e.g.,
intussusception after rotavirus vaccine).
VAERS data also have suggested the
need for further study of other adverse
events (e.g., myopericarditis after
smallpox vaccine).
Many possible signals8 can be
generated with these methods and
prioritization for further evaluation is
required. Because information
submitted to VAERS is often
incomplete, it is sometimes necessary to
do enhanced follow-up of reports to
systematically collect information as the
first stage in the signal evaluation
process. Objective factors such as
seriousness and ‘‘newness’’ of the
adverse event, size of the population
potentially affected, ability to prevent
the adverse event, and ability to study
the question, influence priority for
further evaluation.
VAERS reports are not the only source
of information used to evaluate the
safety of a vaccine. Evaluation of signals
usually requires a literature review
followed by epidemiological studies,
sometimes combined with clinical and
laboratory analysis. To evaluate specific
hypotheses it is sometimes necessary to
conduct cohort, population-based case
series, case-control or other
epidemiological studies using large
administrative databases with medical
record review.
If a clinical trial with sufficient
statistical power to evaluate the adverse
event of interest has not been
conducted, assessing the potential
causal link between a vaccine and an
8Safety signals that may warrant further
investigation may include, but are not limited to,
the following: (1) new unlabeled adverse events,
especially if serious; (2) an apparent increase in the
severity of a labeled event; (3) occurrence of serious
events thought to be extremely rare in the general
population; (4) new product-product, productdevice, product-food, or product-dietary
supplement interactions; (5) identification of a
previously unrecognized at-risk population (e.g.,
populations with specific racial or genetic
predispositions or co-morbidities); (6) confusion
about a product’s name, labeling, packaging, or use;
(7) concerns arising from the way a product is used
(e.g., adverse events seen at higher than labeled
doses or in populations not recommended for
treatment); (8) concerns arising from potential
inadequacies of a currently implemented risk
minimization action plan (e.g., reports of serious
adverse events that appear to reflect failure of a risk
minimization action plan goal); and (9) other
concerns identified by the sponsor or FDA.
(‘‘Guidance for Industry: Good Pharmacovigilance
Practices and Pharmacoepidemiologic Assessment,’’
March 2005.)
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adverse event often requires integration
of different types and quality of
information (e.g., laboratory studies,
case reports, epidemiological studies,
and clinical studies). Causal inference
criteria, patterned after those proposed
by A. Bradford Hill in 1965 and adapted
by others, and formal risk assessment
have been applied to vaccine safety
assessments. In a study of pertussis and
rubella vaccines in the early 1990s, the
IOM used the strength of association,
the nature of the dose-response relation,
the existence of a temporally correct
association, consistency of association,
specificity of the association, and the
biological plausibility of the association
for assessing whether evidence indicates
a causal relationship between an
adverse event and vaccine exposure
(Ref. 15). These criteria were also used
in other more recent vaccine safety
reviews performed by the IOM in 2001
through 2004 (Ref. 16).
(Comment 19) Many comments
questioned the role of VAERS.
(Response) Data from VAERS cannot
generally be used to determine if a
vaccine causes an adverse event, but
VAERS data can be useful for
hypothesis generation. As noted in the
AVA labeling, a report of an adverse
event is not proof that the vaccine
caused the event.
From 1990 through March 31, 2005,
approximately 1.3 million military
personnel received 5.3 million doses of
AVA. We evaluated the 4,370 VAERS
reports of adverse events following
administration of AVA submitted to
VAERS from 1990 through August 15,
2005, (4,279 through March 31, 2005)
using a combination of the techniques
described previously in this section of
this document (e.g., pattern assessment
using frequency calculations,
identification and descriptive analysis
of case series, assessment of reporting
rates for certain clinical conditions in
the context of available information
about background incidence rates and
risk intervals, and data mining). Based
on our review, we cannot conclude that
there is a causal relationship between
serious adverse events (other than some
injection site reactions and some reports
of allergic reactions) or deaths and AVA
(Ref. 17). However, as with any medical
product, FDA cannot rule out that some
rare adverse events could be caused by
AVA. As described in our response to
Comment 21, VAERS data were used,
along with other data, to develop a list
of certain adverse events that were
considered for further study by the
Vaccine Analytic Unit. The Vaccine
Analytic Unit has selected five topics
for initial study to determine whether
AVA has a causal role in certain serious
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adverse events. FDA continues to
perform surveillance and periodic
evaluations of adverse event reports,
and will review post-marketing data
from any studies that become available
to FDA.
(Comment 20) Some comments on the
December 2004 proposal seemed to
interpret the spontaneously reported
adverse events that are listed in the
AVA labeling as being caused by the
vaccine.
(Response) To make physicians and
others aware of what is being reported,
adverse events are sometimes included
in the vaccine labeling even though it
has not been shown that the vaccine
actually caused the adverse event. Thus,
for AVA, that section of the labeling is
preceded by the statement, ‘‘The
following four paragraphs describe
spontaneous reports of adverse events,
without regard to causality’’ to indicate
that the relationship to the vaccine
cannot be determined from the
information provided in the reports for
those events.
(Comment 21) One comment asked if
FDA has required BioPort or DoD to
conduct focused studies of any safety
signals.
(Response) We encourage and support
the expeditious conduct of welldesigned studies evaluating the
relationship between AVA and adverse
events. The Vaccine Analytic Unit
(VAU) was formed as a collaboration
between DoD and CDC to conduct
vaccine post-marketing surveillance
investigations of AVA and other
vaccines using data collected by the
Defense Medical Surveillance System,
which holds information on
vaccinations, hospitalizations,
outpatient visits, occupational variables,
and demographics for all U.S. military
personnel. FDA worked with the VAU
to develop a list of adverse events for
further study based on VAERS and other
data sources. In 2004, VAU participants
and a workgroup of the National
Vaccine Advisory Committee (NVAC)
agreed that the VAU’s research agenda
would include five topics for initial
study: Systemic lupus erythematosus,
optic neuritis, arthritis, erythema
multiforme, and multiple, nearconcurrent vaccinations.9
(Comment 22) Some comments
suggested that new clinical studies be
conducted using anthrax spores milled
to a fine powder or using all 60 strains
of anthrax. Others asked why it would
9Description of the VAU and the topic selection
process are available at https://www.cdc.gov/nip/
webutil/about/annual-rpts/ar2005/2005annualrpt.htm#online (click on ‘‘Leadership in Vaccine
Safety’’) and https://cdc.confex.com/cdc/nic2004/
techprogram/session_787.htm.
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be unethical to conduct additional
human efficacy studies.
(Response) It is generally accepted
that due to the significant health risks
associated with exposure to anthrax
spores, it would not be ethical to
actively expose human study subjects to
B. anthracis spores in order to assess the
effectiveness of an anthrax vaccine in a
controlled clinical trial. Furthermore,
naturally occurring anthrax is now so
rare that a field study of vaccine
effectiveness is no longer feasible in the
United States. For any future
effectiveness studies, it is likely that the
efficacy studies will need to be
conducted in well-characterized animal
models with an appropriate bridge to
human immunogenicity data as
described under the ‘‘animal efficacy
rule’’10 where human efficacy studies
are not feasible or ethical (§§ 601.90 and
601.91(a)).
C. Comments Describing Adverse Events
1. Review of Adverse Event Reports
Submitted to the Docket11
(Comment 23) Many comments to the
docket described adverse events stated
to have occurred following
administration of AVA. For
approximately 111 individuals,
information was provided to the docket
about specific adverse events
experienced by the person filing the
comment, a family member, or another
person. Several comments indicated
that a report about the adverse event
had been submitted previously to
VAERS. However, most of these
comments did not mention whether a
report to VAERS had been submitted.
(Response) The comments submitted
to the docket for the December 2004
proposal described adverse events after
administration of AVA in approximately
111 individuals. Multiple submissions
were received for some individuals. To
facilitate analysis of this information
and to compare the comment reports
with other VAERS reports, we entered
into VAERS the adverse events reported
in comments to the extent possible
based on the information provided.
Comments to the docket that reported
only non-specific adverse events such as
became ‘‘ill’’ or had a ‘‘bad reaction’’
were not entered into VAERS because of
the lack of adequate specificity. Also,
submissions that described groups of
persons, adverse event statistics, or
otherwise lacked key individual-level
10New Drug and Biological Drug Products;
Evidence Needed to Demonstrate Effectiveness of
New Drugs When Human Efficacy Studies Are Not
Ethical or Feasible; Final Rule (21 CFR 601.90
through 601.95) (67 FR 37988, May 31, 2002).
11Docket Number 1980N–0208.
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details used in VAERS, were not entered
into VAERS, but were reviewed and
considered.
More than one source (e.g., health
care provider, patient, and
manufacturer) might submit to VAERS
information concerning a single
individual’s adverse events following a
particular vaccination date, resulting in
multiple reports. Routine report
processing in VAERS includes steps
aimed at identifying and linking such
related reports. Using these processes,
we found that 48 (43 percent) of the
individuals described in adverse event
reports submitted in comments to the
docket were the subjects of reports
previously entered into VAERS.
We categorized 106 of the 111 reports
as serious, including 6 deaths. Most
described one or more chronic
symptoms or illnesses, though the
duration was not always evident.
VAERS reports had previously been
received for two of the persons who
died.
2. Summary of Adverse Event Reports
Submitted to the Docket
The adverse event reports submitted
to the docket did not provide
substantially different information about
possible new safety signals than the
previous reports to VAERS. The
previous reports to VAERS, together
with the reports to the docket, do not
establish a causal relationship between
death or serious adverse events (other
than some injection site reactions and
some reports of allergic reactions) and
AVA (Ref. 17). We entered into the
VAERS database the conditions
described in comments to the docket.
These conditions will be considered
along with all other adverse event
reports received through continuing
surveillance and incorporated into the
periodic evaluations of these reports.
D. Comments on the Vaccine Used in
the Studies
(Comment 24) Several comments
raised issues about the versions of
vaccine used in the Brachman study, the
CDC open label safety study, and the
vaccine made by MDPH at the time of
licensure.
(Response) While the December 2004
proposal discussed the historical
development of AVA, in light of the
comments received, we believe that
additional clarification of the historical
development is warranted. In the 1950s,
Brachman, et al., conducted a wellcontrolled field study in four woolen
mills in the United States using DoD
vaccine provided by Dr. G. G. Wright of
Fort Detrick, U.S. Army (Ref. 1). This
vaccine was produced from the growth
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of a nonencapsulated, nonproteolytic
mutant (R1–NP) of the Vollum strain of
B. anthracis using an aerobic culture
method and evaluated for potency (i.e.,
ability to protect test animals against
challenge with virulent B. anthracis
spores) (Ref. 7).
In the early 1960s, subsequent to
completion of the Brachman study, DoD
modified the vaccine manufacturing
process to, among other things, optimize
production of a stable and immunogenic
formulation of vaccine antigen and to
increase the scale of production. These
changes included a change in the
mutant B. anthracis strain (V770–NP1–
R) used to produce the vaccine and use
of an anaerobic culture method (Refs. 18
and 19). These changes coincided with
initiation of a contractual agreement
between DoD and Merck Sharp &
Dohme (MSD) to standardize the
manufacturing process for large-scale
production of anthrax vaccine and to
produce anthrax vaccine using an
anaerobic method. Vaccine lots
manufactured by MSD under this
contract were evaluated for potency
(i.e., ability to protect test animals
against challenge with virulent B.
anthracis spores). One lot of vaccine
manufactured by MSD (Merck–9) was
also used during the first year of the
CDC open label safety study.
In the mid–1960s, DoD entered into a
similar contract with MDPH to further
standardize the manufacturing process
and to scale up production for further
clinical testing and immunization of
persons at risk of exposure to anthrax
spores. This DoD/MDPH/AVA vaccine
was made using the same strain of B.
anthracis as that used under the DoD
contract with MSD (DoD/MSD vaccine)
and similar culture conditions. Vaccine
lots manufactured by MDPH under this
contract with DoD were evaluated for
potency (i.e., ability to protect test
animals against challenge with virulent
B. anthracis spores). DoD/MDPH/AVA
vaccine lots were used in the CDC open
label safety study. Under the contract
with DoD, MDPH pursued pre-market
approval of the vaccine. The DoDMDPH contract resulted in the
production of AVA, which the NIH
Bureau of Biologics licensed in 1970,
FDA now regulates, and BioPort
presently manufactures.
The safety and immunogenicity of the
three generations of the anthrax vaccine
were evaluated in three groups of
vaccinees, one receiving DoD vaccine,
another receiving DoD/MSD vaccine,
and the third group receiving DoD/
MDPH/AVA vaccine. Vaccine recipients
were monitored for local and systemic
adverse events. Antibody responses,
expressed as Geometric Mean Titers and
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percent seropositives, were measured in
blood samples collected at regular
intervals following administration of the
third vaccine dose utilizing an agar-gel
precipitin-inhibition (AGPI) test. These
data, while limited in the number of
vaccinees and samples evaluated, reveal
that the serological responses to DoD/
MDPH/AVA vaccine and DoD vaccine
were similar with respect to peak
antibody response and percent
seropositives and support our
conclusion that data generated by
administration of DoD and DoD/MSD
generations of the vaccines support
licensure of DoD/MDPH/AVA vaccine.
(Comment 25) Some comments
mentioned that, in the 1985 report, the
Panel noted that DoD/MDPH/AVA
vaccine had not been employed in a
controlled field study.
(Response) Although the Panel Report
included the statement described in
Comment 25, the Panel immediately
followed with a statement that a
‘‘similar’’ vaccine was employed in a
placebo-controlled field trial. The Panel
then concluded that DoD/MDPH/AVA
vaccine was ‘‘patterned after’’ the
vaccine used in that trial (which the
Panel mistakenly referred to as DoD/
MSD vaccine, rather than DoD vaccine)
‘‘with various minor production
changes.’’ (50 FR 51002 at 51059,
December 13, 1985). Thus, the Panel
concluded that the Brachman study,
which used DoD vaccine, supported a
finding of safety and effectiveness of
DoD/MDPH/AVA vaccine. It is common
practice for a product to undergo
manufacturing changes as it moves from
initial development to product
approval. If an earlier generation is
comparable, then studies using that
earlier-produced product are relevant to
the later product. As we discuss
elsewhere in this section of this
document, the controlled field study
using DoD vaccine was relevant to DoD/
MDPH/AVA vaccine, since the two
vaccines were comparable in terms of
their ability to protect test animals
against challenge with B. anthracis and
to elicit an immune response in
humans.
(Comment 26) One comment stated
that FDA is using potency data ‘‘that it
knows are unreliable to assert
comparability of two different anthrax
vaccines [DoD and DoD/MDPH/AVA
vaccines]’’ and if reliable ‘‘would only
establish comparable animal efficacy for
the two vaccines, and fail to establish
human efficacy, human safety and the
comparability of the vaccines for
humans.’’
(Response) We note here that the
comment did not provide evidence to
support the statement that the potency
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data are ‘‘unreliable.’’ The potency data
described in the response to Comment
24 demonstrated that the products are
comparable. In addition, the clinical
data described in response to Comment
30 demonstrated clinical comparability
between the vaccines with regard to
Geometric Mean Titer and seropositivity
rates.
(Comment 27) One comment inquired
about whether the differences in the
versions of AVA resulted in differences
in their safety.
(Response) There are ample clinical
data and information from the CDC
open label safety study, conducted
under IND in the 1960s, which
demonstrate that the DoD/MDPH/AVA
vaccine is safe.
FDA’s assessment of vaccine safety
considered the data collected under the
CDC open label safety study (1966
through 1971). During the first year of
this study, CDC used one lot of DoD/
MSD vaccine and one lot of DoD/
MDPH/AVA vaccine, but only DoD/
MDPH/AVA vaccine was used during
the remainder of the safety study. Thus,
the majority of the safety data
accumulated in that study was from the
use of vaccine manufactured by MDPH.
Information pertaining to the incidence
and severity of adverse reactions
associated with administration of DoD/
MDPH/AVA vaccine was collected for
approximately 7,000 individuals
participating in the CDC open label
safety study. In addition, the safety of
the vaccine is evaluated on an ongoing
basis through review of new studies,
such as the DoD pilot study, and
periodic assessments of VAERS data.
(Comment 28) One comment stated
that the differences in reported systemic
reaction rates for the Brachman study
and the later DoD pilot study indicate
that DoD vaccine and DoD/MDPH/AVA
vaccine are distinctly different such that
the effectiveness associated with DoD
vaccine cannot be regarded as evidence
of effectiveness of DoD/MDPH/AVA
vaccine.
(Response) We agree that the rates of
reported systemic reactions associated
with administration of anthrax vaccine
in the Brachman study are lower than
the rates reported in the DoD pilot
study. However, we believe that the
Brachman study provided evidence of
effectiveness of the licensed vaccine.
Differences between the Brachman
study and the DoD pilot study in
reported systemic reactions are
attributable to a number of factors. The
latter study was specifically designed to
closely monitor and solicit subjects’
information pertaining to adverse
reactions associated with administration
of the vaccine in accordance with the
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licensed schedule and route of
administration so that comparisons of
adverse reaction rates could be made
between the licensed schedule and
route and the alternative schedules and
route also under investigation in that
study. Differences in methodologies and
design as well as a heightened
awareness and sensitivity toward
adverse reactions on the part of both
study investigators and study subjects
has resulted in a more comprehensive
description of adverse reactions
experienced in association with
vaccination in the more recent DoD
pilot study.
As discussed more fully previously in
this document, DoD/MDPH/AVA
vaccine was used in the CDC open label
safety study; the production strain and
culture methods were the same as those
currently used by BioPort. To provide a
more current picture of the types and
severities of reactions associated with
DoD/MDPH/AVA vaccine, the product
labeling now includes descriptions of
adverse events reported in association
with administration of AVA in the DoD
pilot study. Although the reporting rates
for certain reactions are greater in the
DoD pilot study, we continue to regard
AVA to be safe for its intended use: To
protect individuals at high risk for
anthrax disease. Anthrax disease can be
fatal despite appropriate antibiotic
therapy.
(Comment 29) One comment stated
that the anthrax vaccine produced in
Michigan has undergone a series of
manufacturing changes since it was
licensed, resulting in a materially
altered product that is much more
concentrated than the original MDPH
vaccine.
(Response) We note that the comment
did not provide evidence to support the
claim that DoD/MDPH/AVA vaccine is
‘‘more concentrated’’ now than when
originally licensed. The DoD/MDPH/
AVA vaccine currently manufactured by
BioPort was licensed in 1970. Since
then, the strain of B. anthracis used to
produce the vaccine has not changed
and the vaccine formulation has not
changed. Changes in the manufacturing
process (including equipment changes)
have been reviewed and approved by
FDA. Each lot of final vaccine product
must pass certain criteria, including
potency testing, as described
subsequently in this document in the
response to Comment 33.
(Comment 30) Some comments
inquired about whether the change in
vaccine during the 1962 to 1974
surveillance period altered the vaccine’s
effectiveness. One comment was critical
of FDA’s assessment that both the DoD
generation and the DoD/MDPH/AVA
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generation of the vaccine stimulated
similar peak antibody responses and
seropositivity rates since there was not
an ELISA assay available at the time the
antibody responses were measured. The
comment argued that antibody levels
cannot be used as a surrogate marker for
effectiveness.
(Response) The antibody responses
were measured by agar-gel precipitininhibition test, which was an acceptable
assay. The immunogenicity data
resulting from this testing showed that
the DoD and the DoD/MDPH/AVA
generations of the vaccine were both
immunogenic. After the third dose, the
peak Geometric Mean Titer for
antibodies to anthrax was 1.30 (60
percent seropositivity of samples tested)
for DoD/MDPH/AVA vaccine, and 1.4
(60 percent seropositivity of samples
tested) for DoD vaccine. Thus, while
limited in the number of vaccinees and
the number of samples analyzed, the
results do indicate comparable immune
responses with regards to seropositivity
rates and peak antibody titer levels
(GMT). Rather than representing a
surrogate for effectiveness, these results
are a means of bridging the
immunogenicity of these generations of
the vaccine. In any event, the CDC
surveillance data, which were gathered
when the DoD/MDPH/AVA and DoD/
MSD generations of the vaccine were in
use, corroborate the efficacy data
provided by the Brachman study.
(Comment 31) Some comments
inquired whether the DoD pilot study or
a larger ongoing CDC study are intended
to provide data to reduce the vaccine
dose level. Another comment asked how
FDA has validated the current dose and
inoculation schedule.
(Response) The DoD pilot study was
followed by a larger, more statistically
robust and significant CDC study in
order to obtain safety and
immunogenicity data to support a
reduction in the total number of doses
to be administered in a complete
vaccination schedule. The new CDC
study is a double-blind, randomized,
placebo controlled trial conducted
under IND to compare the licensed AVA
schedule and route of administration
(subcutaneous) to regimens with a
different route of administration
(intramuscular) and/or reduced number
of doses. Safety and immunogenicity are
assessed. The study started in May 2002
and is currently ongoing. The clinical
studies referenced in the comment were
not intended to seek a change in the
amount of vaccine administered with
each dose. The current dosage for AVA
is 0.5 mL per inoculation and has been
used for anthrax vaccine since before
the Brachman study was conducted in
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the 1950s. The current 0.5 mL dosage
and 6–dose regimen and schedule are
based on the dosage, regimen, and
schedule used in the Brachman study.
(Comment 32) One comment noted
that there would have been no need to
continue to develop newer and different
anthrax vaccines had Brachman’s
vaccine produced acceptable safety and
efficacy.
(Response) On the contrary, DoD (in
particular, the Army, Dr. G. G. Wright
and his colleagues) pursued
improvements in the manufacturing
process, formulation, and other aspects
of anthrax vaccine precisely because it
had been shown to be safe and effective
in the Brachman study. The changes
implemented with the transfer of
production to MSD and then to MDPH
were with the intent of increasing ease
of production and yield to support
further study and ultimately licensure of
the vaccine. FDA encourages license
holders to embrace continuous
improvement.
E. Comments about Allegedly
Contaminated Vaccine and Inspectional
Observations
(Comment 33) Some comments
asserted that AVA is contaminated or
adulterated, citing FDA inspections of
the Michigan Biologic Products Institute
(MBPI, and then BioPort) facility. Some
comments expressed concerns about
particular lots of AVA received by
soldiers in the U.S. military, stating that
they were not made under current good
manufacturing practice (cGMP) or were
contaminated.
(Response) FDA has a lot release
program to determine whether lots of
the AVA licensed vaccine meet criteria
for release, which include sterility,
general safety, potency, and specified
levels of benzethonium chloride,
aluminum, and formaldehyde. All lots
released from the manufacturer for
administration to military personnel
and other individuals met these criteria.
Additionally, FDA performs
inspections of all biological product
license holders biennially and at
additional times when FDA deems that
more regulatory oversight is warranted.
On the basis of such inspections, FDA
issued to AVA’s manufacturer a
Warning Letter in 1995, and a Notice of
Intent to Revoke the license to
manufacture all products, including
AVA, in 1997. FDA did not initiate
license revocation proceedings because
BioPort committed to and implemented
appropriate corrective and preventive
actions to address the issues identified
by FDA and demonstrated over time its
commitment to comply with all
applicable FDA requirements. BioPort
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did this by, among other things,
renovating its AVA manufacturing
facility, discontinuing the manufacture
and distribution of all non-AVA
products, closing its aseptic filling
facility, and moving the AVA filling
operations to a contract manufacturer.
We believe that the manufacture of AVA
is currently in compliance with
regulatory requirements. We continue to
evaluate the production of AVA to
assure compliance with applicable
federal standards and regulations.
(Comment 34) A number of comments
alleged that squalene had been added to
AVA and questioned how AVA could be
approved when it contains squalene.
Others claimed that health problems
reported by some recipients of AVA
were caused by squalene. Another
comment noted the finding of small
amounts of squalene in samples of AVA
tested by FDA and advocated the testing
of all lots of AVA for the presence of
squalene. One comment claims that
squalene ‘‘overcharges’’ the immune
system when injected into the body
even in tiny amounts.
(Response) Squalene is a naturally
occurring biodegradable oil found in
plants, animals, and humans. Squalene
is an intermediate in the cholesterol
biosynthetic pathway and is a natural
constituent of dietary products
including both vegetable and fish oils.
Squalene is synthesized in the liver and
circulates in the bloodstream and is
present in human serum at 250 parts per
billion (250 nanograms per milliliter)
(Ref. 20). Antibodies to squalene occur
naturally in humans, have an increased
prevalence in females, are not correlated
with vaccination with AVA, and appear
to increase in prevalence with age (Ref.
21). Squalene is not used in the AVA
manufacturing process and is not a
component of the vaccine.
In 1999, FDA performed testing to
determine whether squalene was added
to AVA as an adjuvant. FDA believes
that the testing was adequate for the
intended purpose of determining
whether squalene had been added to
AVA as an adjuvant, and demonstrated
that this was not the case. The values
reported from FDA’s testing of certain
lots were minute (10 to 83 parts per
billion, which is below the low levels
normally detected in human serum (Ref.
20)) and at the low end of the analytical
sensitivity of the test method. Given the
extremely low level detected, more
extensive testing and validation would
be needed to ascertain whether any
squalene was actually present.
At DoD’s request, Stanford Research
International (SRI) conducted testing
designed to detect low levels of
impurities (including squalene), in a
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quantitative manner. SRI detected
squalene at up to 9 parts per billion in
1 lot only of the 33 lots of AVA tested.
This value can be contrasted with the
amount of squalene added as a
component of MF59 adjuvant included
in FLUAD, an influenza vaccine which
is marketed in many European countries
and whose safety has been evaluated by
European regulatory authorities. (The
current version of this adjuvant is
technically named MF59C.1.) According
to the ‘‘Summary of Product
Characteristics,’’ the amount of squalene
contained in FLUAD is 9.75 mg per dose
of 0.5 mL (about 2 parts per hundred or
20 million parts per billion), which is
greater than 2 million times more than
that detected by SRI in one lot of AVA.
We do not believe that additional
testing of AVA is warranted because
squalene is not used in the
manufacturing process and is not a
component of the vaccine. Moreover, at
this time, we reviewed the evidence and
conclude that such minuscule amounts
of squalene, if even present in AVA,
would not alter our view of the safety
of AVA. The comment claiming that
squalene overcharges the immune
system did not provide any data in
support of this assertion.
(Comment 35) Some comments noted
that AVA contains formaldehyde.
(Response) The comments are correct
in that formaldehyde, at a concentration
of 100 microgram/mL, is included in
AVA as a preservative. We note that
formaldehyde has been used in the
manufacture and formulation of AVA
since MDPH started manufacturing AVA
in the 1960s. Formaldehyde was present
in the vaccine lots used in the CDC open
label safety study and, in similarly small
amounts, is a component of numerous
other injectable products. The presence
of formaldehyde in these small amounts
does not alter our view of the safety of
AVA.
(Comment 36) One comment was
critical of the CDC open label safety
study claiming that activities described
in a program report for work conducted
under contract with DoD indicated that
some lots of anthrax vaccine used in the
CDC open label safety study were
adulterated with formaldehyde because
additional formaldehyde was added.
(Response) The report referenced by
this comment was written by Merck
Sharp & Dohme (MSD). It noted that
additional formaldehyde was added to
DoD/MSD vaccine Lots 5 and 7, which
were not used in the CDC open label
safety study. One lot of DoD/MSD
vaccine (Lot 9) was used in that study.
It was used during the first year of the
CDC open label safety study, along with
one lot of DoD/MDPH/AVA vaccine;
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thereafter, only DoD/MDPH/AVA
vaccine lots were used. Accordingly, the
CDC open label safety study was
unaffected by the lots that the comment
cites.
F. Comments on Labeling
(Comment 37) Some comments noted
the Panel statement regarding an
apparent discrepancy between the
labeling and a now rescinded section of
the Code of Federal Regulations with
regards to the number of doses to be
administered.
(Response) We addressed this issue in
section III.E of this document. The
dosing schedule for AVA, from the time
of the Brachman study to the present,
has always consisted of six doses; a 0.5
mL dose at 0, 2, 4 weeks and then at 6,
12 and 18 months, followed by a
subsequent 0.5 mL dose at 1-year
intervals to maintain immunity. In any
event, perceived variances to a
rescinded regulation are not relevant to
this final order under § 601.25, where
we determine that AVA is appropriately
placed into Category I, as a vaccine that
is safe, effective, and not misbranded.
(Comment 38) One comment
questioned the need for a six-dose
immunization schedule referencing
studies in animals where two doses of
vaccine administered 2 weeks apart
protected non-human primates from
inhalation challenge with anthrax
spores up to 104 weeks later.
(Response) The current immunization
schedule described in the AVA labeling
was demonstrated to be effective in the
Brachman study. That schedule consists
of a total of six doses of 0.5 mL
administered subcutaneously at 0, 2, 4
weeks, 6, 12 and 18 months with annual
boosters thereafter to maintain
immunity. Changes to this vaccination
schedule may be reviewed and
considered for approval by FDA based
upon the submission of scientific data to
support changes to the product labeling.
G. Additional Comments
(Comment 39) Several comments were
critical of FDA for ‘‘relying’’ upon the
IOM report as the scientific basis for
placing AVA into Category I and were
critical of the IOM report with respect
to its consideration of studies conducted
by DoD as supportive of vaccine safety
or its consideration of animal studies as
evidence of effectiveness against
inhalation anthrax. However, other
comments stated that FDA was
‘‘somewhat indirect’’ regarding the IOM
report and suggested that FDA ‘‘accord
the IOM report significant weight as
expert scientific judgment.’’
(Response) In the December 2004
proposal, we agreed with the IOM
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committee’s general conclusion that
AVA, as licensed, is an effective vaccine
for protection of humans against anthrax
infection, including inhalation anthrax
and that certain studies in humans and
animals support the conclusion that
AVA is effective against B. anthracis
strains that are dependent upon the
anthrax toxin as a mechanism of
virulence, regardless of the route of
exposure. In response to the comments
submitted regarding the IOM committee
report, we wish to clarify that the
general conclusions of the report are
consistent with FDA’s own independent
assessment of the available data
regarding the safety and effectiveness of
AVA.
In response to public concerns
expressed about the use of AVA in the
DoD’s Anthrax Vaccine Immunization
Program, Congress called for DoD to
support an independent examination of
AVA by the IOM. The IOM committee
was charged with reviewing data
regarding the effectiveness and safety of
the currently licensed anthrax vaccine
and assessing the manufacturer’s efforts
to resolve manufacturing issues and
resume production and distribution of
vaccine.
While the IOM committee did invite
FDA scientists to participate in their
open meetings and comment on
portions of the draft report, FDA was
not a participant in their closed review
sessions, nor did FDA participate in the
writing or finalization of the IOM report.
Similarly, FDA has conducted its review
under § 601.25, culminating in this final
order, independently of the activities of
the IOM committee. FDA did not
actively seek input or comment from the
IOM committee during its review
process.
(Comment 40) Some comments
questioned the utility of animal data
with one comment stating that animal
testing is ‘‘absolutely not at all relevant
to the study of safety for humans.’’
Another comment noted that AVA
provided protection in guinea pigs
against spores of some strains of B.
anthracis but not others.
(Response) We wish to clarify that
animal studies have not been relied
upon for a determination of the safety of
AVA for human use. The safety database
is comprised of data from the CDC open
label safety study in the late 1960s to
early 1970s during which approximately
15,000 doses manufactured at MDPH
were administered to approximately
7,000 subjects. In addition, safety data
from the DoD pilot study (Ref. 13) and
adverse reactions reported to VAERS as
associated with administration of AVA
were considered as part of FDA’s
continual process for assessing the
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safety of AVA. In 2002, information
from the DoD pilot study and VAERS
were included in the sections of the
labeling describing safety and adverse
reactions. We continue to perform
periodic evaluations of adverse events
reported to VAERS.
With regard to data suggesting that the
vaccine protected guinea pigs against
spores from some strains of B. anthracis
but not others, we note that different
animal species may exhibit different
levels of susceptibility to an infectious
organism. The course of infection and
disease may depend greatly upon the
strain of the infectious organism for
some species but not so much for other
species (Refs. 3, 4, and 5). Thus, based
on the strain used or other factors,
studies in some animal species are
likely to produce different results than
studies in other species.
(Comment 41) One comment
suggested that AVA had been
administered to military personnel
during Desert Storm/Desert Shield
under an IND.
(Response) NIH’s Division of
Biologics Standards originally licensed
AVA under the Public Health Service
Act in 1970. Administration of AVA, an
approved product, to military personnel
by DoD during Desert Storm/Desert
Shield was not under an IND.
(Comment 42) Many comments
claimed that AVA was not properly
licensed.
(Response) We disagree. AVA has
been legally licensed since November
1970.
The purpose of the biologics efficacy
review procedures is to determine
whether biological products licensed
before July 1, 1972, are safe and
effective and not misbranded. In 1972,
the Department of Health, Education,
and Welfare redelegated from the NIH to
FDA authority and responsibility to
regulate biological products. FDA
initiated a comprehensive review of the
safety, effectiveness, and labeling of all
licensed biologics, including AVA,
shortly after the redelegation of
authority. In keeping with § 601.25,
independent advisory panels made up
of scientific experts from outside the
Federal Government, reviewed
biological products licensed prior to
July 1, 1972, in order to recommend to
FDA how the agency should classify the
products. One panel reviewed the
safety, effectiveness, and labeling of
AVA and recommended that FDA place
the vaccine into Category I—safe,
effective, and not misbranded. This
recommendation was based on a review
of the available data from the Brachman
study and the CDC open label safety
study, and the CDC surveillance data, as
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described elsewhere in this document.
FDA followed the requirements of
§ 601.25(f), requiring publication of a
proposed order for classification, and
published a proposed rule in the
Federal Register on December 13, 1985
(50 FR 51002). Since the publication of
the December 1985 proposal, FDA has
focused on removing Category II
products–unsafe, ineffective, or
misbranded, from the market and
completing the final classification of the
Category III products–products with
insufficient information to allow
classification and further testing is
required. The purpose of this final
order, and the final rule and final order
published elsewhere in this issue of the
Federal Register, is to complete FDA’s
categorization of bacterial vaccines and
toxoids licensed prior to July 1, 1972.
As stated in section III of this document,
FDA concludes that AVA is safe,
effective, and not misbranded.
(Comment 43) Some comments
questioned why FDA did not reconvene
an advisory review panel when it
reopened the comment period in
response to the Court order of October
27, 2004. The comments claim that FDA
has attempted to avoid the normal
approval process or circumvented its
own rules by not convening an advisory
review panel to review new data
generated by DoD.
(Response) Neither the applicable
FDA regulation, § 601.25, nor the
Court’s order of October 27, 2004,
requires that an advisory review panel
be convened at this time. FDA
regulations at § 601.25 explicitly detail
the procedures to be used to determine
that biological products licensed prior
to July 1, 1972, are safe, effective, and
not misbranded. These regulations
require FDA to submit a product to an
advisory review panel at the initiation
of the review. The panel then submits
to the Commissioner of Food and Drugs
a report containing the panel’s
conclusions and recommendations with
respect to the biological product. The
Commissioner, after reviewing the
conclusions and recommendations, then
publishes a proposed order categorizing
the product as safe and effective
(Category I), unsafe or ineffective
(Category II), or determining that the
available data are insufficient to classify
such biological product (Category III).
Thereafter, any interested person may
within 90 days after publication of the
proposed order, file written comments.
After review of the comments, the
Commissioner of Food and Drugs
publishes a final order on the
classification.
In Doe v. Rumsfeld, 341 F.Supp.2d 1
(D.D.C. 2004), the Court examined the
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Sfmt 4703
step in the process involving the
opportunity for public comment on the
agency’s proposed order. The court
noted that FDA had published the Panel
report in its entirety as a proposed
order. However, the Court concluded
that the proposed order did not provide
public notice that FDA considered the
vaccine to be indicated for use against
inhalation anthrax, a conclusion that
FDA made in its January 2004 final
order. Accordingly, the Court remedied
what it considered to be an
Administrative Procedure Act violation,
by vacating the January 2004 final order,
and remanding it to FDA to reconsider
following an additional opportunity for
comment. The Court did not find fault
with the Panel report. FDA believes
that, with the requirements of § 601.25
satisfied with respect to the advisory
review panel report, it is not necessary
to consult another advisory panel on
these issues. In drafting this final order,
FDA has been able to review and
consider extensive comments on the
December 2004 proposed order.
(Comment 44) Some comments
expressed concern that certain Panel
members were also involved in
developing AVA. They suggest that the
members were biased, and their role in
the review process self-serving. One
comment specifically complained of the
bias of Dr. Stanley Plotkin, who was a
co-author on the Brachman study (Ref.
1).
(Response) As provided in § 601.25,
the Commissioner appointed qualified
experts to serve on the advisory review
panel and the Panel included persons
from lists submitted by organizations
representing professional, consumer,
and industry interests. A review of the
Panel members appointed to review the
data and information and to prepare a
report on the safety, effectiveness, and
labeling of bacterial vaccines, toxoids,
related antitoxins, and immune
globulins reveals that the list did not
include the name of Dr. Stanley Plotkin
or any other scientist who worked
directly with the development of AVA.
(50 FR 51002 at 51003 (December 13,
1985)).
(Comment 45) One comment alleged
that FDA and DoD had a conflict of
interest and that the agencies were
working together to promote
vaccinations.
(Response) FDA is charged with
implementing the Federal Food, Drug,
and Cosmetic Act, as well as certain
provisions of the Public Health Service
Act. Under these authorities and
applicable regulations, including
§ 601.25, FDA is responsible for
reviewing the safety and effectiveness of
vaccines. In issuing this order, FDA is
E:\FR\FM\19DEN1.SGM
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Federal Register / Vol. 70, No. 242 / Monday, December 19, 2005 / Notices
fulfilling this responsibility, and is not
working to promote, or discourage,
vaccination for members of the armed
forces. Rather, as described in this
order, FDA has evaluated AVA and
concluded that the product is safe,
effective, and not misbranded.
(Comment 46) Other comments
expressed concern that FDA had not
considered alternatives to vaccination
such as the use of detection devices and
antibiotics to protect individuals from
anthrax infection, or expressed the
opinion that antibiotics are a better
means of protection against anthrax.
(Response) Detection devices, if
effective, would not prevent infections,
but would simply detect the presence of
anthrax spores in the environment.
Moreover, a device would provide this
information only for the particular
location under observation by the
device and only if the device was in use
and functioning properly at the time.
Moreover, although antibiotic
therapies are safe and effective in the
treatment of anthrax disease and in the
prevention of anthrax disease when
administered as part of a post-exposure
prophylaxis regimen, the safety and
effectiveness of long term use of such
therapies in individuals at high risk for
anthrax disease, potentially for a period
of years, has not been studied.
Moreover, the early stages of inhalation
anthrax present with flu-like symptoms,
and diagnosis may be delayed. The
initiation of antibiotic therapy only after
a definitive diagnosis of inhalation
anthrax has a diminished success rate.
Anthrax disease can be fatal despite the
use of antibiotics. The fatality rate for
inhalation anthrax in the United States
is estimated to be approximately 45
percent to 90 percent. From 1900 to
October 2001, there were 18 identified
cases of inhalation anthrax in the
United States, the latest of which was
reported in 1976, with an 89 percent
(16/18) mortality rate. Most of these
exposures occurred in industrial
settings, i.e., textile mills. From October
4, 2001, to December 5, 2001, a total of
11 cases of inhalation anthrax linked to
intentional dissemination of B.
anthracis spores were identified in the
United States. Five of these cases were
fatal (Ref. 6). These fatalities occurred
despite aggressive medical care,
including antibiotic therapy (Refs. 22
and 23).
Thus, we have considered possible
alternatives to AVA, and continue to
conclude that AVA is safe, effective, and
not misbranded.
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H. Comments on Matters Outside the
Scope of this Proceeding
(Comment 47) We received numerous
comments on the December 2004
proposal that, although they relate to
significant issues, are not relevant to the
proposed order for placing AVA into
Category I. These comments concerned:
(1) The need for compensation programs
for individuals injured by AVA, (2)
statements that the vaccine should be
optional for members of the armed
forces, (3) statements that antidotes to
anthrax should be developed, (4)
concerns about DoD responsibilities and
recordkeeping, and (5) requests for an
investigation of BioPort stock
ownership.
(Response) These comments are on
matters outside the scope of this final
order and FDA’s jurisdiction, authority,
and control. Accordingly, we do not
respond to them.
V. FDA’s Responses to Additional Panel
Recommendations
In the December 1985 proposal, FDA
responded to the Panel’s general
recommendations regarding the
products under review and to the
procedures involved in their
manufacture and regulation, and to the
Panel’s general research
recommendations. Published elsewhere
in this issue of the Federal Register in
a final rule and final order concerning
bacterial vaccines and toxoids other
than AVA, FDA responds in final to the
Panel’s general recommendations.
VI. References
The following references have been
placed on display in the Division of
Dockets Management (HFA–305), Food
and Drug Administration, 5630 Fishers
Lane, rm.1061, Rockville, MD 20852,
and may be seen by interested persons
between 9 a.m. and 4 p.m., Monday
through Friday. (FDA has verified the
Web site address, but we note
subsequent changes to the Web site
might have occurred after this document
publishes in the Federal Register).
1. Brachman, P. S., H. Gold, S. A. Plotkin,
F. R. Fekety, M. Werrin, and N. R. Ingraham,
‘‘Field Evaluation of a Human Anthrax
Vaccine,’’ American Journal of Public Health,
52:632–645, 1962.
2. Institute of Medicine, ‘‘The Anthrax
Vaccine, Is It Safe? Does It Work?’’
Committee to Assess the Safety and Efficacy
of the Anthrax Vaccine, Medical Follow-Up
Agency, Washington, DC: National Academy
Press, 2002, https://www.nap.edu/catalog/
10310.html.
3. Fellows, P. F., M. K. Linscott, B. E. Ivins,
M. L. M. Pitt, C. A. Rossi, P. H. Gibbs and
A. M. Friedlander, ‘‘Efficacy of a Human
Anthrax Vaccine in Guinea Pigs, Rabbits, and
Rhesus Macaques Against Challenge by
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Sfmt 4703
75197
Bacillus Anthracis Isolates of Diverse
Geographical Origin,’’ Vaccine 19(23/
24):3241–3247, 2001.
4. Ivins, B. E., P. F. Fellows, M. L. M. Pitt,
J. E. Estep, S. L. Welkos, P. L.Worsham, and
A. M. Friedlander, ‘‘Efficacy of a Standard
Human Anthrax Vaccine Against Bacillus
Anthracis Aerosol Spore Challenge in Rhesus
Monkeys,’’ Salisbury Medical Bulletin
87(Suppl.):125–126, 1996.
5. Ivins, B. E., M. L. M. Pitt, P. F. Fellows,
J. W. Farchaus, G. E. Benner, D. M. Waag, S.
F. Little, G. W. Anderson, Jr., P. H. Gibbs, and
A. M. Friedlander, ‘‘Comparative Efficacy of
Experimental Anthrax Vaccine Candidates
Against Inhalation Anthrax in Rhesus
Macaques,’’ Vaccine, 16(11/12):1141–1148,
1998.
6. Anthrax Vaccine Adsorbed (BIOTHRAX)
Package Insert (January 31, 2002).
7. Wright, G. G., T. W. Green, and R.G.
Kanode, Jr., ‘‘Studies on Immunity in
Anthrax: V. Immunizing Activity of AlumPrecipitated Protective Antigen,’’ Journal of
Immunology, 73:387–391, 1954.
8. ‘‘FDA Guidance Concerning
Demonstration of Comparability of Human
Biological Products, Including Therapeutic
Biotechnology-derived Products,’’ April
1996, https://www.fda.gov/cber/gdlns/
comptest.pdf.
9. ‘‘Revocation of Certain Regulations;
Biological Products,’’ Final Rule; 61 FR
40153, August 1, 1996.
10. ‘‘International Conference on
Harmonisation; Guidance on Statistical
Principles for Clinical Trials,’’ Notice of
Availability; 63 FR 49583, September 16,
1998.
11. Plotkin, S. A., P.S. Brachman, M. Utell,
F. H. Bumford, and M. M. Atchinson, ‘‘An
Epidemic of Inhalation Anthrax, the First in
the Twentieth Century, I. Clinical Features.’’
American Journal of Medicine, 29:992–1001,
1960.
12. Brachman, P.S., S. A. Plotkin, F. H.
Bumford, and M. M. Atchinson, ‘‘An
Epidemic of Inhalation Anthrax: The First in
the Twentieth Century, II. Epidemiology.’’
American Journal of Hygiene; 72:6–23, 1960.
13. Pittman, P. R., G. Kim-Ahn, D. Y. Pifat,
K. Coonan, P. Gibbs, S. Little, J. G. PaceTempleton, R. Myers, G. W. Parker, and A.
M. Friedlander, ‘‘Anthrax Vaccine:
Immunogenicity and Safety of a DoseReduction, Route-Change Comparison Study
in Humans,’’ Vaccine; 20(9–10):1412–1420,
2002.
14. ‘‘Guidance for Industry: Good
Pharmacovigilance Practices and
Pharmacoepidemiologic Assessment,’’ March
2005, https://www.fda.gov/cber/gdlns/
pharmacovig.htm.
15. Institute of Medicine, ‘‘Adverse Effects
of Pertussis and Rubella Vaccines,’’ A Report
of the Committee to Review the Adverse
Consequences of Pertussis and Rubella
Vaccines. Washington, DC, National
Academy Press, 1991.
16. Institute of Medicine. ‘‘Immunization
Safety Review.’’ https://www.iom.edu/
project.asp?id=4705.
E:\FR\FM\19DEN1.SGM
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Federal Register / Vol. 70, No. 242 / Monday, December 19, 2005 / Notices
17. Review of VAERS Anthrax Vaccine
Reports Received Through 8/15/05, and
Adverse Event Reports Submitted to Docket
No. 1980N–0208; dated December 2005.
18. Puziss, M., L. C. Manning, J. W. Lynch,
E. Barclay, I. Abelow, and G. G. Wright,
‘‘Large-Scale Production of Protective
Antigen of Bacillus anthracis in Anaerobic
Cultures,’’ Applied Microbiology, 11(4):330–
334, 1963.
19. Wright, G. G., M. Puziss, and W. B.
Neely, ‘‘Studies on Immunity in Anthrax, IX.
Effect of Variations in Cultural Conditions on
Elaboration of Protective Antigen by Strains
of Bacillus anthracis,’’ Journal of
Bacteriology, 83:515–522, 1962.
¨
20. Nikkila K., K. Hockerstedt, and T. A.
Miettinen, ‘‘Serum and Hepatic Cholestanol,
Squalene and Noncholesterol Sterols in Man:
A Study on Liver Transplantation,’’
Hepatology, 15:863–70, 1992.
21. Matyas, G. R., M. Rao, P. R. Pittman,
R. Burge, I. E. Robbins, N. M. Wassef, B.
Thivierge, and C. R. Alving, ‘‘Detection of
Antibodies to Squalene III. Naturally
Occurring Antibodies to Squalene in Humans
and Mice,’’ Journal of Immunological
Methods, 286: 47–67, 2004.
22. Jernigan, J. A., et al., ‘‘BioterrorismRelated Inhalational Anthrax: The First 10
Cases Reported in the United States,’’
Emerging Infectious Diseases, 7(6):933–944,
2001.
23. Barakat, L. A., et al., ‘‘Fatal Inhalational
Anthrax in a 94–Year-Old Connecticut
Woman,’’ Journal of the American Medical
Association, 287(7):863–868, 2002.
Dated: December 12, 2005.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 05–24223 Filed 12–15–05; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
Clinical Studies of Safety and
Effectiveness of Orphan Products;
Availability of Grants; Request for
Applications
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
I. Funding Opportunity Description
The Food and Drug Administration
(FDA) is announcing changes to its
Office of Orphan Products Development
(OPD) grant program for fiscal year (FY)
2007 and FY 2008. This announcement
supersedes the previous announcement
of this program, which was published in
the Federal Register of January 14, 2005
(70 FR 2642). Please note that there is
only one receipt date for FY 2007 and
one receipt date for FY 2008.
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1. Background
OPD was created to identify and
promote the development of orphan
products. Orphan products are drugs,
biologics, medical devices, and foods for
medical purposes that are indicated for
a rare disease or condition (that is, one
with a prevalence, not incidence, of
fewer than 200,000 people in the United
States). Diagnostic tests and vaccines
will qualify only if the U.S. population
of intended use is fewer than 200,000
people per year.
2. Program Research Goals
The goal of FDA’s OPD grant program
is to support the clinical development of
products for use in rare diseases or
conditions where no current therapy
exists or where the product will
improve the existing therapy. FDA
provides grants for clinical studies on
safety and/or effectiveness that will
either result in, or substantially
contribute to, market approval of these
products. Applicants must include, in
the application’s ‘‘Background and
Significance’’ section, documentation to
support the estimated prevalence of the
orphan disease or condition and an
explanation of how the proposed study
will either help gain product approval
or provide essential data needed for
product development. All funded
studies are subject to the requirements
of the Federal Food, Drug, and Cosmetic
Act (the act) (21 U.S.C. 301 et seq.) and
regulations issued under it.
II. Award Information
Except for applications for studies of
medical foods that do not need
premarket approval, FDA will only
award grants to support premarket
clinical studies to determine safety and
effectiveness for approval under section
505 or 515 of the act (21 U.S.C. 355, or
360e) or safety, purity, and potency for
licensing under section 351 of the
Public Health Service Act (the PHS Act)
(42 U.S.C. 262).
FDA will support the clinical studies
covered by this notice under the
authority of section 301 of the PHS Act
(42 U.S.C. 241). FDA’s research program
is described in the Catalog of Federal
Domestic Assistance, No. 93.103.
Applicants for Public Health Service
(PHS) clinical research grants are
encouraged to include minorities and
women in study populations so research
findings can be of benefit to all people
at risk of the disease or condition under
study. It is recommended that
applicants place special emphasis on
including minorities and women in
studies of diseases, disorders, and
conditions that disproportionately affect
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them. This policy applies to research
subjects of all ages. If women or
minorities are excluded or poorly
represented in clinical research, the
applicant should provide a clear and
compelling rationale that shows
inclusion is inappropriate.
PHS strongly encourages all grant
recipients to provide a smoke-free
workplace and to discourage the use of
all tobacco products. This is consistent
with PHS’ mission to protect and
advance the physical and mental health
of the American people.
FDA is committed to achieving the
health promotion and disease
prevention objectives of ‘‘Healthy
People 2010,’’ a national effort designed
to reduce morbidity and mortality and
to improve quality of life. Applicants
may obtain a paper copy of the ‘‘Healthy
People 2010’’ objectives, vols. I and II,
for $70 ($87.50 foreign) S/N 017–000–
00550–9, by writing to the
Superintendent of Documents, P.O. Box
371954, Pittsburgh, PA 15250–7954.
Telephone orders can be placed to 202–
512–2250. The document is also
available in CD–ROM format, S/N 017–
001–00549–5 for $19 ($23.50 foreign) as
well as on the Internet at https://
www.healthypeople.gov/. Internet
viewers should proceed to
‘‘Publications’’ (FDA has verified the
Web site and its address, but we are not
responsible for subsequent changes to
the Web site or its address after this
document publishes in the Federal
Register).
1. Award Instrument
Support will be in the form of a grant.
All awards will be subject to all policies
and requirements that govern the
research grant programs of PHS,
including the provisions of 42 CFR part
52 and 45 CFR parts 74 and 92. The
regulations issued under Executive
Order 12372 do not apply to this
program. The National Institutes of
Health (NIH) modular grant program
does not apply to this FDA grant
program. All grant awards are subject to
applicable requirements for clinical
investigations imposed by sections 505,
512, and 515 of the act, section 351 of
the PHS Act, and regulations issued
under any of these sections.
2. Award Amount
Of the estimated FY 2007 funding
($14.2 million), approximately $10
million will fund noncompeting
continuation awards, and approximately
$4.2 million will fund 10 to 12 new
awards subject to availability of funds.
It is anticipated that funding for the
number of noncompeting continuation
awards and new awards in FY 2008 will
E:\FR\FM\19DEN1.SGM
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Agencies
[Federal Register Volume 70, Number 242 (Monday, December 19, 2005)]
[Notices]
[Pages 75180-75198]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-24223]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
[Docket No. 1980N-0208]
Biological Products; Bacterial Vaccines and Toxoids;
Implementation of Efficacy Review; Anthrax Vaccine Adsorbed; Final
Order
AGENCY: Food and Drug Administration, HHS.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) proposed, among other
things, to classify Anthrax Vaccine Adsorbed (AVA) on the basis of
findings and recommendations of the Panel on Review of Bacterial
Vaccines and Toxoids (the Panel) on December 13, 1985. The Panel
reviewed the safety, efficacy, and labeling of bacterial vaccines and
toxoids with standards of potency, bacterial antitoxins, and immune
globulins. After the initial final rule and final order was vacated by
the United States District Court for the District of Columbia on
October 27, 2004, FDA published a new proposed rule and proposed order
on December 29, 2004. The purpose of this final order is to categorize
AVA according to the evidence of its safety and effectiveness, thereby
determining if it may remain licensed and on the market; issue a final
response to recommendations made in the Panel's report, and; respond to
comments on the previously published proposed order. The final rule and
final order concerning bacterial vaccines and toxoids other than AVA is
published elsewhere in this issue of the Federal Register.
DATES: The final order on categorization of AVA is effective December
19, 2005.
FOR FURTHER INFORMATION CONTACT: Kathleen Swisher, Center for Biologics
Evaluation and Research (HFM-17), Food and Drug Administration, 1401
Rockville Pike, Suite 200N, Rockville, MD 20852-1448, 301-827-6210.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Introduction
II. Background
A. General Description of the ``Efficacy Review'' for Biological
Products Licensed Before July 1972
B. The December 1985 Proposal
C. Additional Proceedings Following the December 1985 Proposal
III. Categorization of Anthrax Vaccine Adsorbed--Final Order
A. Efficacy of Anthrax Vaccine Adsorbed
B. Safety of Anthrax Vaccine Adsorbed
C. The Panel's General Statement: Anthrax Vaccine, Adsorbed,
Description of Product
D. The Panel's Specific Product
[[Page 75181]]
Review: Anthrax Vaccine Adsorbed: Efficacy
E. The Panel's Specific Product Review: Anthrax Vaccine Adsorbed:
Labeling
IV. Comments on the December 2004 Anthrax Vaccine Adsorbed (AVA)
Proposed Order and FDA's Responses
A. Comments Supporting Placing AVA into Category I
B. Comments on the Evidence of Safety and Effectiveness of AVA
1. Brachman Study
2. CDC Surveillance Data
3. CDC Open Label Safety Study
4. DoD Pilot Study and Safety Data
5. Long-Term Safety Monitoring and Additional Studies
C. Comments Describing Adverse Events
1. Review of Adverse Event Reports Submitted to the Docket
2. Summary of Adverse Event Reports Submitted to the Docket
D. Comments on the Vaccine Used in the Studies
E. Comments about Allegedly Contaminated Vaccine and Inspectional
Observations
F. Comments on Labeling
G. Additional Comments
H. Comments on Matters Outside the Scope of this Proceeding
V. FDA's Responses to Additional Panel Recommendations
VI. References
I. Introduction
Biological products licensed before July 1972 are subject to a
review procedure described in Sec. 601.25 (21 CFR 601.25). AVA was
licensed before July 1972. The purpose of this document is to: (1)
Categorize AVA under Sec. 601.25 according to the evidence of its
safety and effectiveness, thereby determining if it may remain licensed
and on the market, (2) issue a final response to recommendations made
in the Panel's report, and (3) respond to comments on the proposed
order (69 FR 78281, December 29, 2004).
II. Background
A. General Description of the ``Efficacy Review'' for Biological
Products Licensed Before July 1972
In 1972, in an effort to assure that regulatory standards for drugs
and biological products were harmonized, the National Institutes of
Health (NIH) announced a review of all licensed biological products (37
FR 5404, March 15, 1972). However, on July 1, 1972, NIH's Division of
Biologics Standards, which had been charged with administering and
enforcing the licensing provisions of the Public Health Service Act,
was transferred to FDA (37 FR 12865, June 29, 1972). FDA then assumed
responsibility for reviewing the previously licensed biological
products. In the Federal Register of February 13, 1973 (38 FR 4319),
FDA issued procedures for the review of the safety, effectiveness, and
labeling of biological products licensed before July 1, 1972. This
process was eventually codified in Sec. 601.25 (38 FR 32048 at 32052,
November 20, 1973). Under the panel assignments published in the
Federal Register of June 19, 1974 (39 FR 21176), FDA assigned each
review of a biological product to one of the following groups: (1)
Bacterial vaccines and bacterial antigens with ``no U.S. standard of
potency,'' (2) bacterial vaccines and toxoids with standards of
potency, (3) viral vaccines and rickettsial vaccines, (4) allergenic
extracts, (5) skin test antigens, and (6) blood and blood derivatives.
Under Sec. 601.25, FDA assigned the initial review of each of the
six biological product categories to a separate independent advisory
panel consisting of qualified experts. Each panel was charged with
preparing for the Commissioner of Food and Drugs an advisory report
which was to: (1) Evaluate the safety and effectiveness of the
biological products for which a license had been issued, (2) review
their labeling, and (3) identify the biological products that are safe,
effective, and not misbranded. Each advisory panel report was also to
include recommendations classifying the products reviewed into one of
three categories.
Category I, designating those biological products
determined by the panel to be safe, effective, and not misbranded.
Category II, designating those biological products
determined by the panel to be unsafe, ineffective, or misbranded.
Category III, designating those biological products
determined by the panel not to fall within either Category I or
Category II on the basis of the panel's conclusion that the available
data were insufficient to classify such biological products, and for
which further testing was therefore required. Category III products
were assigned to one of two subcategories. Category IIIA products were
those that would be permitted to remain on the market pending the
completion of further studies. Category IIIB products were those for
which the panel recommended license revocation on the basis of the
panel's assessment of potential risks and benefits.
In its report, the panel could also include recommendations
concerning any condition relating to active components, labeling, tests
appropriate before release of products, product standards, or other
conditions necessary or appropriate for a biological product's safety
and effectiveness.
In accordance with Sec. 601.25, after reviewing the conclusions
and recommendations of the review panels, FDA would publish in the
Federal Register a proposed order containing: (1) A statement
designating the biological products reviewed into Categories I, II,
IIIA, or IIIB, (2) a description of the testing necessary for Category
IIIA biological products, and (3) the complete panel report. Under the
proposed order, FDA would propose to revoke the licenses of those
products designated into Category II and Category IIIB. After reviewing
public comments, FDA would publish a final order on the matters covered
in the proposed order.
B. The December 1985 Proposal
The Panel was convened in a July 12, 1973, organizational meeting,
which was followed by multiple working meetings until February 2, 1979.
The Panel completed its final report in August 1979. In that report,
the Panel found that AVA, manufactured by Michigan Department of Public
Health (MDPH, now BioPort), License No. 99,\1\ was safe and effective
for its intended use and recommended that the vaccine be placed into
Category I. The Panel based its evaluation of the safety and efficacy
of AVA on two studies: The Brachman study, a well-controlled field
study conducted in the 1950s (Ref. 1), and an open label safety study
conducted by the National Center for Disease Control (CDC, now the
Centers for Disease Control and Prevention) (50 FR 51002 at 51058,
December 13, 1985). The Panel also considered surveillance data on the
occurrence of anthrax disease in the United States in at-risk
industrial settings as supportive of the effectiveness of the vaccine
(50 FR 51002 at 51059, December 13, 1985).
---------------------------------------------------------------------------
\1\On December 17, 1965, the company name was changed from the
Division of Laboratories, Michigan Department of Health to the
Bureau of Laboratories, Michigan Department of Public Health. On
April 10, 1979, the name was changed to the Michigan Department of
Public Health. On May 14, 1996, the name was changed to the Michigan
Biologics Products Institute. On November 11, 1998, FDA accepted a
name change to BioPort Corporation (BioPort) with an accompanying
license number change to 1260.
---------------------------------------------------------------------------
In the Federal Register of December 13, 1985 (50 FR 51002), FDA
issued a proposed rule that contained the full Panel report on
bacterial vaccines and toxoids with standards of potency,
[[Page 75182]]
including the anthrax vaccine,\2\ and FDA's response to the
recommendations of the Panel (the December 1985 proposal). In the
December 1985 proposal, FDA proposed regulatory categories (Category I,
Category II, or Category IIIB as defined previously in this document)
for each bacterial vaccine and toxoid reviewed by the Panel, and
responded to other recommendations made by the Panel. FDA agreed with
the Panel's recommendation and proposed to place AVA into Category I.
---------------------------------------------------------------------------
\2\In addition to publication in the Federal Register of
December 13, 1985 (50 FR 51002), the full Panel report is available
on FDA's Web site at https://www.fda.gov/ohrms/dockets/default.htm
(Docket No. 1980N-0208). A copy of the Panel report is also
available at the Division of Dockets Management, 5630 Fishers Lane,
rm. 1061, Rockville, MD 20852.
---------------------------------------------------------------------------
The public was provided 90 days to submit comments in response to
the December 1985 proposal. FDA received four letters of comments in
response to the December 1985 proposal, but none of those comments
pertained to AVA. We discuss them in a final rule and final order
concerning bacterial vaccines and toxoids other than AVA published
elsewhere in this issue of the Federal Register.
FDA addressed the review and reclassification of bacterial vaccines
and toxoids classified into Category IIIA through a separate
administrative procedure (see the Federal Register of May 15, 2000 (65
FR 31003), and May 29, 2001 (66 FR 29148)).
C. Additional Proceedings Following the December 1985 Proposal
On October 12, 2001, a group of individuals filed a citizen
petition requesting that FDA find AVA, as currently manufactured by
BioPort, ineffective for its intended use, classify the product as
Category II, and revoke the license for the vaccine. The petitioners
complained that the December 1985 proposal that placed AVA into
Category I had not been finalized. FDA responded separately in a
written response to the petitioners on August 28, 2002 (Docket No.
2001P-0471).
In March 2003, six plaintiffs, known as John and Jane Doe 1 through
6, filed suit in the U.S. District Court for the District of Columbia
(the Court) asking the Court to enjoin the Anthrax Vaccine Immunization
Program (AVIP) of the Department of Defense (DoD), and to declare AVA
an investigational drug when used for protection against inhalation
anthrax. On December 22, 2003, the Court issued a preliminary
injunction enjoining inoculations under the AVIP in the absence of
informed consent or a Presidential waiver of informed consent (see
Sec. 50.23 (21 CFR 50.23)). Doe v. Rumsfeld, 297 F.Supp. 2d 119
(D.D.C. 2003).
In the Federal Register of January 5, 2004 (69 FR 255), FDA
published a final rule and final order amending the biologics
regulations and categorizing certain biological products in response to
the report and recommendations of the Panel. The final order placed AVA
into Category I. Following FDA's issuance of the final rule and final
order, on January 7, 2004, the Court lifted the preliminary injunction
except as it applied to the six Doe plaintiffs. Doe v. Rumsfeld, 297
F.Supp. 2d 200 (D.D.C. 2004).
On October 27, 2004, the Court issued a memorandum opinion vacating
and remanding the January 2004 final rule and final order to FDA for
reconsideration, requiring an additional opportunity for comment. Doe
v. Rumsfeld, 341 F.Supp. 2d 1 (D.D.C. 2004). On December 29, 2004 (69
FR 78280), FDA published a withdrawal of the January 5, 2004, final
rule and final order. Concurrently with the withdrawal of the final
rule and final order, FDA published again a proposed rule and proposed
order (69 FR 78281) (the December 2004 proposal) to provide notice and
to give interested persons an opportunity to comment on FDA's proposals
relating to bacterial vaccines and toxoids classified into Category I,
Category II, and Category IIIB, including AVA. In the December 2004
proposal, FDA reopened the comment period for 90 days on the entire
Bacterial Vaccines and Toxoids efficacy review document.
Most of the comments received in response to the December 2004
proposal pertained to the anthrax vaccine (AVA). We provide a response
to comments about AVA under section IV of this document. A discussion
of comments to the December 2004 proposal concerning bacterial vaccines
and toxoids other than AVA is provided in a final rule and final order
published elsewhere in this issue of the Federal Register.
III. Categorization of Anthrax Vaccine Adsorbed--Final Order
After review of the comments and finding no additional scientific
evidence to alter the proposed categorization, FDA accepts the Panel's
recommendation and adopts Category I as the final category for AVA and
determines AVA to be safe and effective and not misbranded.
In this section of this document, we describe the data supporting
our conclusion that AVA is safe and effective for its labeled
indication to protect individuals at high risk for anthrax disease.
Anthrax disease can be fatal despite appropriate antibiotic therapy. We
also discuss points of disagreement with certain statements in the
Panel's report.
In order to provide clarity to the reader, we use the following
terms to refer to studies relevant to this final order. The versions of
vaccine used in these studies reflect the optimization of anthrax
vaccine during product and clinical development.
1. Brachman study--The Brachman study was an adequate and well-
controlled clinical study conducted from 1954 to 1959 to evaluate the
effectiveness of the anthrax vaccine. The vaccine used in the Brachman
study (the DoD vaccine) was supplied by Dr. G. G. Wright and associates
of the U.S. Army Chemical Corps., Fort Detrick, Frederick, MD.
2. CDC open label safety study--The CDC open label safety study was
conducted from 1966 to 1971. Merck Sharp & Dohme (MSD) manufactured
anthrax vaccine (DoD/MSD vaccine) under contract to DoD in 1960 and
1961. The Michigan Department of Public Health (MDPH) also manufactured
anthrax vaccine (DoD/MDPH/AVA) under contract to DoD starting in the
mid-1960s. CDC used one lot of DoD/MSD vaccine and one lot of DoD/MDPH/
AVA vaccine in the first year of the CDC open label safety study, but
only DoD/MDPH/AVA vaccine was used for the remainder of that study. The
vaccine manufactured by MDPH was licensed by the NIH, Bureau of
Biologics, in November 1970 as AVA. MDPH subsequently underwent a name
change to Michigan Biologic Products Institute (MBPI) and later,
BioPort Corporation (BioPort).
3. DoD pilot study--The DoD pilot study was conducted from 1996 to
1999. The purpose of the study was to make an initial assessment of the
effects that alternative immunization schedules and/or an alternative
route of administration may have on the safety and immunogenicity of
AVA. The DoD pilot study used the licensed DoD/MDPH/AVA vaccine.
A. Efficacy of Anthrax Vaccine Adsorbed
The Brachman study was conducted in four textile mills where, prior
to initiation of the study, the yearly average number of human anthrax
cases was 1.2 cases per 100 mill employees. These textile mills were
located in the northeastern United States and processed imported goat
hair. The study included 1,249 workers from these
[[Page 75183]]
mills. Of these 1,249 workers, 379 received anthrax vaccine, 414
received placebo, 116 received incomplete inoculations of either
anthrax vaccine or placebo, and 340 received no treatment but were
monitored for the occurrence of anthrax disease as an observational
group. The Brachman study used DoD vaccine administered subcutaneously
at 0, 2, and 4 weeks and 6, 12, and 18 months. During the study, 26
cases of anthrax were reported across the four mills: 5 inhalation and
21 cutaneous anthrax cases. Of the five inhalation anthrax cases (four
of which were fatal), two received placebo, three were in the
observational group, and none received anthrax vaccine. Of the 21
cutaneous anthrax cases, 15 received placebo, 3 were in the
observational group, and 3 received anthrax vaccine. Of the three cases
in the vaccine group, one case occurred just prior to administration of
the third dose, one case occurred 13 months after the individual
received the third of the six doses (but no subsequent doses), and one
case occurred prior to receiving the fourth dose of vaccine.
In its report, the Panel stated that the Brachman study results
demonstrate ``a 93 percent (lower 95 percent confidence limit = 65
percent) protection against cutaneous anthrax'' (emphasis supplied) and
that ``inhalation anthrax occurred too infrequently to assess the
protective effect of vaccine against this form of the disease'' (50 FR
51002 at 51058, December 13, 1985). We do not agree with the Panel's
statement that the protection was limited to cutaneous anthrax cases.
The Brachman study's comparison between anthrax cases in the placebo
and vaccine groups included both inhalation and cutaneous anthrax
cases. Accordingly, the calculated effectiveness of the vaccine to
prevent both types of anthrax disease combined was 92.5 percent (lower
95 percent confidence interval = 65 percent) as described in the
Brachman, et al. report (Ref. 1). We agree that the cases of inhalation
anthrax reported in the course of the Brachman study, if analyzed
separately, are too few to support a meaningful statistical conclusion.
However, the Brachman study's analysis of the effectiveness of the
vaccine appropriately included all cases of anthrax disease that
occurred in individuals who received at least three doses of vaccine or
placebo and were on schedule for the remaining doses of the six-dose
schedule regardless of the route of exposure or manifestation of
disease, and was not limited to cutaneous cases. Thus, the study
supports AVA's indication for active immunization against Bacillus
anthracis, independent of the route of exposure.
As stated previously in this document, the Panel also considered
epidemiological data--which we refer to as the CDC surveillance data--
on the occurrence of anthrax disease in at-risk industrial settings
collected by the CDC and summarized for the years 1962 to 1974, as
supportive of the effectiveness of AVA. In that time period,
individuals received either DoD/MDPH/AVA vaccine or an earlier version
of anthrax vaccine. The Panel explained,
Twenty-seven cases of anthrax disease were identified. Three
cases were not mill employees but worked in or near mills; none of
these cases had been vaccinated. Twenty-four cases were mill
employees; three were partially immunized (one with 1 dose, two with
2 doses); the remainder (89 percent) were unvaccinated. Therefore,
no cases have occurred in fully vaccinated subjects while the risk
of infection has continued. These observations lend further support
to the effectiveness of this product.
(50 FR 51002 at 51058, December 13, 1985).
In 1998, the DoD initiated the Anthrax Vaccine Immunization
Program, calling for mandatory vaccination of service members.
Thereafter, questions about the vaccine caused the U.S. Congress to
direct DoD to support an independent examination of AVA by the
Institute of Medicine (IOM).\3\ The IOM committee was charged with
reviewing data regarding the efficacy and safety of the currently
licensed anthrax vaccine--Anthrax Vaccine Adsorbed (AVA)--and assessing
the efforts to resolve manufacturing issues and resume production and
distribution of vaccine. The committee in its published report
concluded that AVA, as licensed, is an effective vaccine to protect
humans against anthrax, including inhalation anthrax (Ref. 2). FDA
agrees with the report's finding that certain studies in humans and
animal models support the conclusion that AVA is effective against B.
anthracis strains that are dependent upon the anthrax toxin as a
mechanism of virulence, regardless of the route of exposure.\4\
However, our review of AVA, is independent of the IOM's review. We
discuss later in this document comments that we received related to the
IOM review.
---------------------------------------------------------------------------
\3\In October 2000, the Institute of Medicine (IOM) convened the
Committee to Assess the Safety and Efficacy of the Anthrax Vaccine.
In March 2002, the Committee issued its report: The Anthrax Vaccine:
Is It Safe? Does It Work? (Ref. 2). The report concluded that the
vaccine is acceptably safe and effective in protecting humans
against anthrax.
\4\For example: The Brachman study (Ref. 1); the CDC
surveillance data described in the December 1985 proposal; Fellows
(2001) (Ref. 3); Ivins (1996) (Ref. 4); and Ivins (1998) (Ref. 5).
---------------------------------------------------------------------------
B. Safety of Anthrax Vaccine Adsorbed
CDC conducted the CDC open label safety study under an
investigational new drug application (IND) between 1966 and 1971 in
which approximately 7,000 persons, including textile employees,
laboratory workers, and other at-risk individuals, were vaccinated with
DoD/MDPH/AVA vaccine\5\ and monitored for adverse reactions to
vaccination. The vaccine was administered in 0.5-mL doses according to
a 0-, 2-, and 4-week initial dose schedule followed by additional doses
at 6, 12, and 18 months, with annual boosters thereafter. Several lots
(approximately 15,000 doses) of DoD/MDPH/AVA vaccine were used in this
study period. In its report, the Panel found that the CDC data
``suggests that this product is fairly well tolerated with the majority
of reactions consisting of local erythema and edema. Severe local
reactions and systemic reactions are relatively rare'' (50 FR 51002 at
51059).
---------------------------------------------------------------------------
\5\In addition, one lot of the DoD/MSD vaccine was used during
the CDC open label safety study.
---------------------------------------------------------------------------
Subsequent to the publication of the Panel's recommendations, from
1996 to 1999, DoD conducted the DoD pilot study, a small, randomized
clinical study of AVA, administered by alternative route and schedules,
compared to the vaccine administered according to the approved
labeling. Safety data from the group that received the vaccine
according to the labeling as well as post-licensure adverse event
surveillance data available from the Vaccine Adverse Event Reporting
System (VAERS), which FDA regularly reviews, further support the safety
of AVA. These data provided the basis for labeling revisions approved
by FDA in January 2002 (Ref. 6) to better describe the types and
severities of adverse events associated with administration of AVA.
C. The Panel's General Statement: Anthrax Vaccine, Adsorbed,
Description of Product
The Panel report states:
Anthrax vaccine is an aluminum hydroxide adsorbed, protective,
proteinaceous, antigenic fraction prepared from a nonproteolytic,
nonencapsulated mutant of the Vollum strain of Bacillus anthracis.
(50 FR 51002 at 51058).
The Panel's description of the anthrax vaccine has an inaccuracy.
While the B. anthracis strain used in the manufacture of AVA is the
nonproteolytic, nonencapsulated strain identified in the Panel report,
it is not a mutant of the Vollum strain but was derived from a B.
anthracis culture originally isolated from a case of bovine anthrax in
Florida.
[[Page 75184]]
D. The Panel's Specific Product Review: Anthrax Vaccine Adsorbed:
Efficacy
The Panel report states:
3. Analysis--a. Efficacy--(2) Human. The vaccine manufactured by
the Michigan Department of Public Health has not been employed in a
controlled field trial. A similar vaccine prepared by Merck Sharp &
Dohme for Fort Detrick was employed by Brachman * * * in a placebo-
controlled field trial in mills processing imported goat hair * * *.
The Michigan Department of Public Health vaccine is patterned after
that of Merck Sharp & Dohme with various minor production changes.
(50 FR 51002 at 51059, December 13, 1985).
FDA found that contrary to the Panel's statement, the vaccine used
in the Brachman study was not manufactured by MSD, but instead this
vaccine was manufactured by DoD and provided to Dr. Brachman by Dr. G.
G. Wright of Fort Detrick, U.S. Army, DoD (Ref. 1). The DoD vaccine
used in the Brachman study was manufactured using an aerobic culture
method (Ref. 7). Subsequent to the Brachman study, DoD modified the
vaccine's manufacturing process to, among other things, optimize
production of a stable and immunogenic formulation of vaccine antigen
and increase the scale of manufacture. In the early 1960s (after the
Brachman study), DoD entered into a contract with MSD to standardize
the manufacturing process for large-scale production of the anthrax
vaccine and to produce anthrax vaccine using an anaerobic method.
Thereafter, in the 1960s, DoD entered into a similar contract with
MDPH to further standardize the manufacturing process and to scale up
production for further clinical testing and immunization of persons at
risk of exposure to anthrax. This DoD-MDPH contract resulted in the
production of the anthrax vaccine that CDC used in the CDC open label
safety study and that was licensed in 1970.
We have reviewed the historical development of AVA and conclude
that DoD directed the development of the vaccine, including its
formulation and manufacturing process, from the vaccine used in the
Brachman study (DoD vaccine) to the vaccine that was ultimately
licensed and manufactured by BioPort (DoD/MDPH/AVA vaccine). All three
versions of anthrax vaccine, DoD vaccine, DoD/MSD vaccine, and DoD/
MDPH/AVA vaccine, were tested in animals and demonstrated to protect
test animals (e.g., guinea pigs, rabbits) against challenge with
virulent B. anthracis spores. In addition, there are clinical data
comparing the safety and immunogenicity of DoD/MDPH/AVA vaccine with
DoD vaccine. These data, while limited in the number of vaccinees and
samples evaluated, reveal that the serological responses to DoD/MDPH/
AVA vaccine and DoD vaccine were similar with respect to peak antibody
response and seropositivity.
Under FDA's long-standing approach to comparability, a manufacturer
may make manufacturing changes in a product without performing
additional clinical studies to demonstrate the safety and effectiveness
of the similar product if data regarding the manufacturing changes
support the conclusion that the versions are comparable. Put another
way, after a manufacturing change, a manufacturer may use data gathered
with a previous version of its product to support the effectiveness of
a comparable version of the same product. These principles are further
reflected in FDA's ``Guidance Concerning Demonstration of Comparability
of Human Biological Products, Including Therapeutic Biotechnology-
derived Products'' (1996) (Ref. 8). As discussed previously in this
document, DoD vaccine and DoD/MDPH/AVA vaccine are comparable in their
ability to protect test animals against challenge with virulent strains
of B. anthracis and to elicit similar immune responses in humans.
E. The Panel's Specific Product Review: Anthrax Vaccine Adsorbed:
Labeling
The Panel report states:
3. Analysis--d. Labeling: The labeling seems generally adequate.
There is a conflict, however, with additional standards for anthrax
vaccine. Section 620.24 (a) (21 CFR 620.24(a)) defines a total
primary immunizing dose as 3 single doses of 0.5 mL. The labeling
defines primary immunization as 6 doses (0, 2, and 4 weeks plus 6,
12, and 18 months).
(50 FR 51002 at 51059, December 13, 1985).
The Panel was concerned with whether the vaccination schedule
conformed to a standard set out in former Sec. 620.24(a), a rule that
FDA revoked in 1996 with certain other biologics regulations because
they were obsolete or no longer necessary (Ref. 9). The dosing schedule
for AVA has always consisted of three doses of 0.5 mL administered in
short succession at 0, 2, and 4 weeks, and three additional doses at 6,
12, and 18 months, with additional doses at 1-year intervals to
maintain immunity. However, the use of certain terminology has varied
as discussed in this section of this document. Pre-licensure labeling
(submitted to the license application with a letter dated January 25,
1968) described the vaccination schedule as three initial doses,
followed by three additional doses, and yearly subsequent doses. This
schedule is consistent with the additional standards of AVA that were
originally published on October 27, 1970 (35 FR 16631), immediately
before the licensure of AVA. The 1979 labeling referred to ``primary
immunization'' as consisting of six injections, with recommended yearly
subsequent injections. The 1987 labeling of AVA, approved after the
publication of the Panel's report, described the vaccination schedule
as a ``primary immunization'' consisting of three doses followed by
three additional doses (for a total of six doses), followed by annual
injections. While the labeling has variously used the term ``primary''
to describe the AVA vaccination schedule, the licensed schedule itself
has always consisted of three initial doses administered at 2-week
intervals, followed by three additional doses at 6, 12, and 18 months,
with additional annual doses to maintain immunity.
IV. Comments on the December 2004 Anthrax Vaccine Adsorbed (AVA)
Proposed Order and FDA's Responses
We received about 350 comments on the December 2004 proposal. Most
comments related to AVA. To provide clarity to readers, we separated
the AVA final order from the final rule and final order for other
bacterial vaccines and toxoids. We are describing and responding to
comments about AVA in this section of this document. Comments relating
to other portions of the December 2004 proposal are discussed in a
final rule and final order concerning bacterial vaccines and toxoids
other than AVA published elsewhere in this issue of the Federal
Register.
We carefully reviewed all comments submitted to the Docket,
including those attaching copies of articles and other references.
However, a number of comments submitted to the Docket simply referred
to articles or other publications, or to Web site materials, without
providing copies of the materials. FDA regulations governing
submissions to the Docket expressly provide that ``information referred
to or relied upon in a submission is to be included in full and may not
be incorporated by reference unless previously submitted in the same
proceeding.'' (Sec. 10.20(c) (21 CFR 10.20(c)). Without a copy to
review, we were unable to review all references cited but not included
in the comments. We obtained and reviewed readily available recognized
medical or scientific textbooks (see Sec. 10.20(c)(1)(iv)). The
provision of Web site addresses, without substantive material, posed an
additional problem. Since Web sites change continually, we were unable
to review material at the Web site addresses provided with any
[[Page 75185]]
degree of certainty that the comment intended to incorporate the
material we found. Also, many Web sites we checked contained irrelevant
information. It was often difficult to determine a connection between
the Web site and the comment's submission. FDA regulations require that
only relevant information is to be submitted (Sec. 10.20(c)(3)) and
failure to comply with these requirements results in exclusion from
consideration of any portion of the comment that fails to comply (Sec.
10.20(c)(6)).
Many comments agreed with the Panel's recommendation that AVA is
safe and effective and supported licensure of the vaccine; other
comments advocated a need for a panel of experts to review in depth the
data on AVA. Many of the comments did not support placing AVA into
Category I as recommended by the Panel. Many comments described adverse
events and suggested a relationship between the administration of AVA
and the adverse events. Other comments recommended further testing of
AVA through the conduct of clinical studies or other means. Numerous
miscellaneous comments were received, some of which are not relevant to
the proposed order. Many of the comments expressed an opinion about the
conduct of vaccination administration programs, the need for
compensation from public funds to individuals suffering injury from
vaccinations, or other activities that are outside of FDA's
jurisdiction, authority, and control.
To make it easier to identify comments and our responses, the word
``Comment,'' in parentheses, will appear before the description of
comments, and the word ``Response,'' in parentheses, will appear before
our response. We numbered the comments to help distinguish between
different types of comments. The number assigned to a comment is purely
for organizational purposes and does not signify the comment's value or
importance or the order in which the comment was received.
A. Comments Supporting Placing AVA into Category I
(Comment 1) We received a number of comments expressing support for
the safety and effectiveness of AVA, and for FDA's proposal to accept
the Panel's recommendation to place AVA into Category I. Some of these
comments were specific in their support of the Brachman study as
evidence of effectiveness against anthrax regardless of route of
exposure; others discussed or described results of animal studies that
they regarded as providing additional supporting evidence that AVA is
effective in preventing inhalation anthrax. Some were from vaccine
recipients and medical personnel who expressed support for the DoD
vaccination program in its effort to protect military personnel from
anthrax used as a biological weapon. Others were supportive of the work
conducted by DoD to document and evaluate adverse events experienced by
military personnel enrolled in the vaccination program.
One comment was from a former director of the Division of
Biological Standards (DBS) of the NIH and subsequently within the FDA,
who stated his recollection that AVA had been subject to a careful
review by DBS staff prior to approval in 1970. He stated that there
have been three detailed, unbiased, and scientifically sound reviews,
including the initial review by DBS, the expert Panel review in the
1970s (published in the December 1985 Proposal), and the IOM review
more recently; and all three reviews concluded that the vaccine is safe
and effective. Two comments were submitted by scientists who had been
clinical investigators in the Brachman study. One stated that during
the study he was blinded to group assignment when evaluating the
reactions; i.e., he did not know whether the subject had received the
placebo or the vaccine. He also stated that the pathophysiology of
human anthrax, regardless of where the organism gains entrance to the
body, is a result of the toxin released by the organism. Thus, it is
appropriate to combine inhalation and cutaneous disease in the
analysis. The other scientist stated that the vaccine has demonstrated
effectiveness in animal and human studies, as described in published
scientific literature articles.
We received comments from Army research scientists in support of
placing AVA into Category I. One of these included tables of data from
anthrax spore inhalation challenge studies in non-human primates and
rabbits evaluating the effectiveness of AVA in prevention of death from
disease. The comment noted that a high degree of protection was
observed in these animals following only one or two doses of AVA, and
that the IOM committee concluded that these animal models are
representative of the human form of inhalation anthrax. Another
research scientist also noted that, in addition to the Brachman study,
inhalation anthrax challenge studies in non-human primates provide
evidence of AVA's effectiveness in preventing disease caused by anthrax
spores. Further, he noted that current knowledge of the pathogenesis of
anthrax would indicate that, regardless of the route by which spores
enter the body, toxins produced after those spores germinate into
growing bacilli are essential for the anthrax organism to cause
disease. Current scientific understanding of how the toxins work
indicates that antibodies induced by AVA block the activities of
anthrax toxins such that they would be effective in preventing any form
of the disease regardless of the route of exposure to B. anthracis
spores. Another researcher discussed further and in more detail how the
pathology of cutaneous and inhalation anthrax at the cellular level is
fundamentally the same, i.e., dependent upon the actions of anthrax
toxin, such that cytotoxic activities are blocked by antibodies
produced in response to AVA in the same manner despite the route of
exposure.
Military personnel involved in the vaccine's administration under
the DoD vaccination program also filed comments in support of
classifying AVA into Category I, reasoning that the vaccine is
important for soldiers entering potentially dangerous areas; however,
one comment stated that long-term use of the vaccine should be studied
further. Another comment was submitted by a physician who thought that
there was evidence that AVA protects against inhalation anthrax and
that the side effects of vaccination were comparable to other adult
vaccines. Comments supportive of placing AVA into Category I were also
submitted by a representative of the Armed Forces Epidemiological Board
(AFEB), a civilian advisory body to the Assistant Secretary of Defense
for Health Affairs and the military Surgeons General. This comment
described the AFEB deliberations on the use of anthrax vaccine by the
military and the recommendations made by the AFEB to the DoD supporting
use of AVA as an appropriate force protection measure. A representative
of the Partnership for Anthrax Vaccine Education, a coalition of public
and private organizations, also submitted comments reflecting that
organization's support for placing AVA into Category I.
(Response) We agree with those comments that provided support for
placing AVA into Category I.
B. Comments on the Evidence of Safety and Effectiveness of AVA
(Comment 2) Some comments were concerned about the safety of AVA.
(Response) With regard to safety, FDA finds that AVA is safe for
its indicated use as noted in the 2002 package insert:
[[Page 75186]]
BioThrax [the Tradename for AVA] is indicated for the active
immunization against Bacillus anthracis of individuals between 18
and 65 years of age who come in contact with animal products such as
hides, hair or bones that come from anthrax endemic areas, and that
may be contaminated with Bacillus anthracis spores. BioThrax is also
indicated for individuals at high risk of exposure to Bacillus
anthracis spores such as veterinarians, laboratory workers and
others whose occupation may involve handling potentially infected
animals or other contaminated materials. (Ref. 6)
The adverse reactions observed after administration of AVA in
clinical study settings are described in the product labeling approved
in 2002. At that time, FDA conducted an extensive review of the
clinical study data from the DoD pilot study, reports from DoD safety
surveys conducted as part of their Anthrax Vaccine Immunization
Program, and reports submitted to the Vaccine Adverse Event Reporting
System (VAERS). Since approval of the revised labeling in 2002, FDA has
conducted periodic evaluations of the reports in the VAERS database,
and, as discussed elsewhere in this document, continues to find AVA to
be safe for its intended use: To protect individuals at high risk for
anthrax disease. Anthrax disease can be fatal despite appropriate
antibiotic therapy.
1. Brachman Study
(Comment 3) Some comments expressed criticisms of the design and
conduct of the Brachman study (Ref. 1).
(Response) The Brachman study was an adequate and well-controlled
clinical study that involved workers in four textile mills that
processed imported goat hair in the northeastern United States. This
selected population was at risk because the mill workers routinely
handled anthrax-infected animal materials. Prior to vaccination, the
yearly average number of human anthrax infections among workers in
these mills was 1.2 cases per every 100 employees.
The Brachman study design permitted a valid comparison of the
vaccine group with the placebo control group to provide a quantitative
assessment of effectiveness. For this study, employees with no known
history of anthrax disease were assigned to one of two groups,
treatment and placebo. The groups were balanced with regard to the
individual's age, length of employment, department and job; both men
and women were enrolled into the study. Voluntary cooperation was
solicited and those who refused did not receive inoculations but were
monitored for anthrax disease as part of the observational group. The
subjects who chose to receive inoculations were not told whether they
received anthrax vaccine or placebo. The published report of the
Brachman study (Ref. 1) described all anthrax cases that occurred in
the study, including ones in the vaccine, placebo, and observational
groups. The Brachman study's efficacy analysis included only the cases
that occurred in the treatment and placebo groups in completely
vaccinated subjects (i.e., those receiving at least three inoculations
and on schedule to receive the remaining three doses of the six-dose
series), an approach that remains typical of vaccine analyses to date.
We determine that the original statistical analysis presented in the
report from the Brachman study was correct in its estimation of vaccine
effectiveness. Some of the specific criticisms of the Brachman study
included in the submitted comments claimed that the sample size was too
small and that it was inappropriate to combine data from all four mills
in the efficacy analysis.
Clinical studies are designed with a sample size sufficient to
assure with high probability that, if there is a true effect of the
intervention under study, that effect will be ``detected;'' that is, a
comparison of outcomes in the treatment and control groups will show a
``statistically significant'' difference. To obtain the required sample
size, investigators often have to implement the study at multiple sites
(i.e., a multicenter study). The number of patients enrolled at any
given site may be small, relative to the total number, and may not
afford a high probability of achieving statistical significance at each
individual site independently. Thus, when analyzing a multicenter
clinical study, it is not reasonable to expect a statistically
significant result at each site. Instead, consistent effects among
individual study sites are the standard for multicenter studies (Ref.
10).
The Brachman study, a multicenter study, was based on an adequate
sample size and appropriately combined the data from all mills in its
analysis of vaccine efficacy. The site-specific data for the Brachman
study are quite consistent in that at all sites, the vaccine group had
fewer cases of anthrax than the placebo group. The strength of the
overall finding of vaccine efficacy is such that, even with small
numbers at each site, differences in outcome between the treatment and
control groups are clearly statistically significant in one site and
marginally significant in another. Thus, the site-specific data are
fully supportive of the overall result, which showed a large reduction
in risk of anthrax among those receiving vaccine.
(Comment 4) One comment noted that a 1960 publication by Brachman
et al. stated ``The efficacy of the anthrax cell-free antigen as a
vaccine was not fairly tested in this epidemic. Although none of the 9
cutaneous plus inhalation cases occurred in vaccinated individuals,
only approximately one fourth of the employees had received the
vaccine. There was an apparent difference in attack rates between
workers who received placebo inoculations and those who received
vaccine, but analysis of their job categories suggested that the
vaccinated group was not at as high a risk as the placebo or
uninoculated control groups.'' The comment makes several critical
statements, based upon this 1960 publication, about FDA's reliance upon
the Brachman study as evidence of vaccine effectiveness, claiming that
the placebo group was at a greater risk of anthrax disease than the
vaccine group.
(Response) Prior to publication of the complete study report in
1962, Brachman et al. published two papers (Refs. 11 and 12) describing
the clinical features and epidemiology of an outbreak of inhalation and
cutaneous anthrax cases that occurred in the Manchester, New Hampshire
mill, one of the four mills included in the field study. The
publication describing the epidemiology of that outbreak does include
the statement quoted previously; however, the statement is specifically
in reference to one study site and not to the field study as a whole,
across the four woolen mills. The subsequent 1962 publication (Ref. 1)
of the complete study across all four sites includes a table depicting
participation of employees from all four mills included in the study.
The table shows whether employees worked in high or low risk work areas
and whether they received vaccine, placebo, or refused to participate
in the study (Ref. 1 at Table 2). Of note, the totals for recipients of
vaccine, placebo, incomplete inoculation and refusals in high risk work
areas were 209, 226, 65 and 89, respectively. The same totals in low
risk work areas were 170, 188, 51 and 251, respectively.
The distribution of vaccine recipients, placebo recipients, and
incompletely inoculated subjects was similar for both the high and low
risk work areas, which means that the vaccine and placebo groups were
balanced with regard to the exposure risk factor. A larger number of
persons who did not participate in the study (observation group) were
in the low risk work areas than in the high risk areas, but the
efficacy analysis did not
[[Page 75187]]
include cases that occurred in the observational group. The
effectiveness calculation described in the 1962 publication included
the anthrax cases that occurred in participants who received at least
three doses of either vaccine or placebo and remained on schedule for
the remainder of the six doses for all four mills, not just the
Manchester, New Hampshire mill described in the 1960 publications.
Thus, FDA's consideration of the Brachman study as evidence of
effectiveness is based upon the complete analysis across all four study
sites.
(Comment 5) One comment stated that it was inappropriate for the
Brachman study to include both cutaneous and inhalation cases in the
efficacy analysis.
(Response) The efficacy analysis presented in the Brachman study
includes both cutaneous and inhalation anthrax cases that occurred in
individuals who received at least three doses of vaccine or placebo and
were on schedule for the remaining doses of the six-dose schedule. It
did not include cases that occurred in the observation group. Based on
this analysis, the calculated effectiveness level against all reported
cases of anthrax combined in those subjects was 92.5 percent (lower 95
percent confidence interval = 65 percent). The efficacy analysis
included the combined outcome of cutaneous and inhalation anthrax cases
and thus included anthrax cases regardless of the route of exposure or
manifestation of the disease.
The inclusion of both cutaneous and inhalation cases of anthrax in
the analysis of the Brachman study was appropriate because it was not
possible to predict the route of exposure (cutaneous versus inhalation)
that would occur within the environmental setting of the woolen mills.
With regard to the known pathophysiology of anthrax, the signs and
symptoms of disease arise due to the production of toxins by anthrax
bacteria growing within the infected individual. The toxins produced by
anthrax bacteria do not vary based on the route of exposure. The
antibodies produced in response to vaccination contribute to the
protection of the vaccinated individual by neutralizing the activities
of those toxins. Thus, AVA elicits an antibody response to disrupt the
cytotoxic effects of toxins produced by anthrax bacteria, regardless of
the route of infection.
(Comment 6) One comment stated that any decision by FDA to license
AVA must provide a scientifically valid explanation of how FDA has
assessed this vaccine's effectiveness against anthrax infection by
inhalation in humans in the absence of an adequate and well-controlled
clinical study specifically studying its effectiveness against anthrax
infection by inhalation. The comment contends that in the absence of
such data, or unless FDA uses the ``animal efficacy rule,'' FDA should
not license AVA as a Category I biological product.
(Response) AVA has been licensed since 1970. The Panel, as
reflected in its report published in the December 1985 proposal, and
the FDA, as reflected in this final order, have determined that AVA is
safe and effective for its labeled indication, decisions based in part
on the Brachman study, which was an adequate and well-controlled study.
Even if the referenced ``animal efficacy rule''\6\ had been in effect
at the time of AVA licensure, it would not have been applicable because
there are sufficient data from adequate, well-controlled clinical
studies to assess the safety and effectiveness of AVA as a vaccine
against anthrax infection regardless of route of exposure. The ``animal
efficacy rule'' does not apply to products that can be approved based
on efficacy standards described in other regulations (Sec. 601.90 (21
CFR 601.90)).
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\6\New Drug and Biological Drug Products; Evidence Needed to
Demonstrate Effectiveness of New Drugs When Human Efficacy Studies
Are Not Ethical or Feasible; Final Rule (21 CFR 601.90 through
601.95) (67 FR 37988, May 31, 2002).
---------------------------------------------------------------------------
(Comment 7) One comment pointed out that the route of exposure to
an infectious agent can be a critical factor influencing vaccine
effectiveness.
(Response) We agree that the route of exposure to an infectious
agent may potentially have an impact on the effectiveness of a vaccine.
The impact likely depends on the nature of the infectious agent in
terms of its mechanism of virulence and the pathophysiology of
infection and disease, and the mechanism of protection afforded by the
vaccine. The Brachman study showed the anthrax vaccine to be effective
in preventing anthrax disease regardless of route of exposure (Ref. 1).
This finding is consistent with our current knowledge of the critical
role played by anthrax toxins in the pathophysiology of cutaneous and
inhalation anthrax and how antibodies generated in response to
vaccination with AVA disrupt cytotoxic activities of those toxins.
Furthermore, aerosolized anthrax spore challenge studies in both
rabbits and nonhuman primates do demonstrate the ability of AVA to
protect the test animals against inhalation anthrax (Refs. 3, 4, and
5).
(Comment 8) One comment proposed that a vaccine would have to be
inhaled in order to protect against inhalation anthrax, noting that the
lungs are susceptible to anthrax.
(Response) Vaccines generally do not need to be administered by the
same route of exposure as the infectious agent uses to infect humans.
In fact, there are numerous examples to the contrary. For example,
vaccines against pertussis, pneumococcus, Hemophilus influenzae type b,
meningococcus, measles, varicella, and influenza are administered by
injection, although the infectious agents gain entry into humans by the
respiratory route. The inactivated poliovirus vaccine is administered
by injection, although the poliovirus infects humans by way of the
intestinal tract. Although these vaccines are administered by a route
that differs from the route of exposure, clinical trials have
demonstrated their effectiveness against the targeted infectious
disease. The same is true of anthrax vaccine. The vaccine is
administered by injection, but has been shown to be effective against
anthrax in a study that included both cutaneous and inhalation cases
(Ref. 1). Furthermore, animal studies in which injected AVA protected
animals from inhalation anthrax challenge are consistent with the
finding of effectiveness in the clinical study. (Refs. 3, 4, and 5)
(Comment 9) One comment stated that FDA has deviated from the 1985
Panel recommendations (i.e., ``No meaningful assessment of its value
against inhalation anthrax is possible due to its low incidence.'' 50
FR 51002 at 51059) and that FDA should not dispute its advisory
committee's analysis of the safety and effectiveness data.
(Response) A critical component of the efficacy review process is
FDA's consideration of the Panel's recommendations (Sec. 601.25(f)).
Such consideration, by necessity, provides for the possibility that FDA
might disagree with the Panel's recommendations. Indeed, in the
preamble to Sec. 601.25, FDA stated that ``the report of each panel is
advisory to the Commissioner, who has the final authority either to
accept or to reject the conclusions and recommendations of the panel.''
(38 FR 4319 at 4321, February 13, 1973). As noted in section III.A of
this document, and as stated in the December 2004 proposal, we do not
agree with the Panel's assessment that the vaccine is 93 percent
efficacious against cutaneous anthrax only. In fact, the calculation of
effectiveness presented in the published report of the Brachman study
pertains to both cutaneous and inhalation anthrax. The Brachman study
included in the effectiveness calculation both the
[[Page 75188]]
cutaneous and inhalation cases that occurred in vaccine and placebo
recipients who received at least three doses and remained on schedule
to receive the rest of the six-dose series.
2. CDC Surveillance Data
(Comment 10) One comment stated that the CDC surveillance data do
not provide a reliable basis for an assessment of effectiveness
because: (1) They represent the use of at least two earlier versions of
anthrax vaccine, which are not the same vaccine currently produced by
BioPort; (2) they are not statistically significant; and (3) these data
may not be accurate and complete. Other comments asked why the CDC
surveillance data for the years 1962 to 1974 are not regarded as
supportive of safety of anthrax vaccine.
(Response) During the time these surveillance data were collected
by CDC, both DoD/MSD vaccine and DoD/MDPH/AVA vaccine were available
for use. The DoD/MDPH/AVA vaccine was licensed in 1970 and is the same
vaccine currently manufactured and distributed by BioPort. An
additional response to comments regarding different versions of the
anthrax vaccine is addressed later in this document.
Although we do not consider the CDC surveillance data to be
statistically significant, we regard the data as indicative that,
during this time period, workers continued to be at risk of exposure,
because anthrax cases were identified in unvaccinated and partially
vaccinated individuals employed at woolen mills. The data are
supportive of the effectiveness evidenced by the Brachman study, in
that no anthrax cases were reported in fully vaccinated individuals
during that time period. We do not regard the CDC surveillance data as
contributing to an assessment of safety because the data do not
describe adverse events occurring after vaccination.
The comment provides no support for the conclusion that the CDC
surveillance data were unreliable. The comment described an anecdotal
report of an additional anthrax case that occurred in an unspecified
year and apparently was not included in the CDC surveillance data. We
recognize that there is a potential for underreporting in disease
surveillance systems. However, this one report does not provide a basis
for concluding that the CDC surveillance data were unreliable for the
purposes of supporting the effectiveness of the vaccine.
3. CDC Open Label Safety Study
(Comment 11) Some of the comments questioned the reliability of the
CDC open label safety study, alleging that the open label safety study
conducted by CDC ``made no attempt to identify, quantify or follow
systemic adverse vaccine reactions'' and thus would be of no value in
establishing vaccine safety, or that the study did not use consistent
standards to identify and grade adverse events occurring at different
study sites.
(Response) As described previously in this document, FDA believes
that there are adequate data to demonstrate the safety and
effectiveness of AVA. Moreover, the CDC open label safety study
appropriately collected and analyzed adverse event reports. The IND
protocol for the CDC open label safety study included specific criteria
to be used to categorize mild, moderate and severe local reactions
reported in the course of the study. In addition, the annual study
reports submitted to the IND included information regarding systemic
reactions reported during the respective reporting periods, and those
data are described in the current product labeling for AVA: ``In the
same open label safety study, four cases of systemic reactions were
reported during a five-year reporting period (<0.06% of doses
administered). These reactions, which were reported to have been
transient, included fever, chills, nausea and general body aches.''
(Ref. 6)
(Comment 12) One comment claimed that one annual safety report for
the CDC open label safety study might have underreported adverse
reaction rates for that period, alleging that arithmetic
miscalculations caused underreporting in one May 1967 reactogenicity
table.
(Response) The commenter refers to the May 1967 table included in
an appendix to one of the annual reports to the CDC trial; the appendix
describes a protocol and the results of a small safety and
immunogenicity study comparing DoD vaccine and DoD/MDPH/AVA vaccine.
The safety data from this small study were reported separately from the
CDC open label safety study due to differences in protocol design, such
as the administration of one-half volume booster doses to some subjects
instead of the full 0.5 mL human dose. Inclusion of safety data from
the small ancillary safety study with a different protocol design does
not support the inference that the annual safety report for the CDC
open label safety study might have underreported adverse reaction rates
for that period.
(Comment 13) One comment stated that in the course of the CDC open
label safety study, Ft. Detrick and mill employees were required to be
vaccinated as a condition of employment and therefore, they may have
underreported adverse reactions to the vaccine from fear of losing
their jobs. The comment also states that the employees did not provide
free informed consent to participate in the study because they were
compelled to be vaccinated, and no informed consent documents were
signed by Ft. Detrick employees. Thus, the study did not comply with
FDA requirements for informed consent.
(Response) The comment provides no support for the assumption that
subjects in the CDC open label safety study may have underreported
adverse reactions to the vaccine. With regard to the statements that
mill workers in the CDC open label safety study were compelled to be
vaccinated, and therefore did not provide informed consent, and that
the Ft. Detrick subjects in the study did not sign informed consent
documents, we note that the CDC open label safety study was conducted
under IND 180 from 1966 through 1971. The NIH was responsible for
reviewing IND 180 and the subsequent marketing application for AVA
under the regulations then in effect. Significantly, the NIH did not
reject the study, or place it on hold. Moreover, the comment does not
identify a legal basis for requiring FDA to reject the study for this
reason.
FDA is committed to assuring the protection of human subjects in
clinical trials, as evidenced by the comprehensive regulations now in
place (see FDA's current informed consent regulations, 21 CFR part 50,
in effect since 1981, and IND regulations, 21 CFR part 312, in effect
since 1987). Other data and studies, such as the DoD pilot study,
conducted subsequent to the CDC open label safety study and under
current informed consent regulations, provide additional safety
evidence that corroborate the CDC open label safety study findings. We
decline to reject the findings of the CDC open label safety study and
we continue to view them as supportive of safety.
4. DoD Pilot Study and Safety Data
(Comment 14) One comment inquired whether the results of the DoD
pilot study relating to the vaccine's safety required changes to AVA
labeling in 2002, and whether additional data were considered in
support of the new labeling. Other comments asked whether the DoD pilot
study was also regarded as supportive of effectiveness.
(Response) BioPort voluntarily submitted to FDA proposed revised
labeling for AVA for review and comment as part of an ongoing process
of updating product and manufacturing information. In the course of
FDA's review, revisions were made to the proposed labeling. Following
our
[[Page 75189]]
review, in 2002 we approved revised product labeling that incorporated
more recently acquired safety information from the DoD pilot study and
FDA's ongoing review of reports to VAERS. The DoD pilot study was not
intended to assess effectiveness; rather its purpose was to make an
initial assessment of the effects that alternative immunization
schedules and/or an alternative route of administration may have on the
safety and immunogenicity of AVA.
(Comment 15) One comment claimed that the 1996 to 1999 DoD pilot
study as reported is entirely inadequate to determine the safety of
AVA, noting that the study was ``uncontrolled'' and that a quarantined
lot was used in the study.
(Response) As discussed previously in this document, the CDC open
label safety study, involving approximately 7,000 subjects who received
DoD/MDPH/AVA vaccine,\7\ demonstrated the safety of AVA. The DoD pilot
study, which included 28 subjects randomized to receive the licensed
vaccin