Underground Injection Control Program-Revision to the Federal Underground Injection Control Requirements for Class I Municipal Disposal Wells in Florida, 70513-70532 [05-23088]
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Federal Register / Vol. 70, No. 224 / Tuesday, November 22, 2005 / Rules and Regulations
(B) The report covering the period
covering April 1 to June 30 shall be
submitted by the following August 31.
(C) The report for the period from July
1 to September 30 shall be submitted by
the following November 30.
(D) The report for the quarterly
compliance period from October 1 to
December 31 shall be submitted by the
following February 28.
(vi) The report for the quarterly
compliance period from April 1, 2010 to
May 31, 2010 shall be submitted by
August 31, 2010.
(vii) The report for the last quarterly
compliance period from June 1, 2010 to
September 30, 2010 shall be submitted
by November 30, 2010.
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(3) All reports shall be submitted on
forms and following procedures
specified by the Administrator, shall
include a statement that volumes
reported to the Administrator under this
section are in substantial agreement to
volumes reported to the Internal
Revenue Service (and if these volumes
are not in substantial agreement, an
explanation must be included) and shall
be signed and certified by a responsible
corporate officer of the reporting entity.
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I 16. Section 80.602 is amended by
revising paragraphs (a)(2)(iii), (b)
introductory text, (d), and (e), and
adding paragraph (f) to read as follows:
§ 80.602 What records must be kept by
entities in the NRLM diesel fuel and diesel
fuel additive production, importation, and
distribution systems?
(a) * * *
(2) * * *
(iii) The results of the tests for sulfur
content (including, where applicable,
the test results with and without
application of the adjustment factor
under § 80.580(d)), for cetane index or
aromatics content, dye solvent red 164,
marker solvent yellow 124 (as
applicable), and the volume of product
in the storage tank or container from
which the sample was taken.
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(b) Additional records to be kept by
refiners and importers of NRLM diesel
fuel. Beginning June 1, 2007, or June 1,
2006, pursuant to the provisions of
§ 80.535 or § 80.554(d), any refiner
producing diesel fuel subject to a sulfur
standard under § 80.510, § 80.513,
§ 80.536, § 80.554, § 80.560, or § 80.561,
for each of its refineries, and any
importer importing such diesel fuel
separately for each facility, shall keep
records that include the following
information for each batch of NRLM
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diesel fuel or heating oil produced or
imported:
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(d) Additional records that must be
kept by mobile facilities. Any registered
mobile facility must keep records of all
contracts from any contracted
components (e.g. tank truck, barge,
marine tanker, rail car, etc.) of each of
its registered mobile facilities.
(e) Length of time records must be
kept. The records required in this
section shall be kept for five years from
the date they were created, except that
records relating to credit transfers shall
be kept by the transferor for five years
from the date the credits were
transferred, and shall be kept by the
transferee for five years from the date
the credits were transferred, used or
terminated, whichever is later.
(f) Make records available to EPA. On
request by EPA, the records required in
this section must be made available to
the Administrator or the Administrator’s
representative. For records that are
electronically generated or maintained,
the equipment and software necessary
to read the records shall be made
available, or if requested by EPA,
electronic records shall be converted to
paper documents which shall be
provided to the Administrator’s
authorized representative.
[FR Doc. 05–22807 Filed 11–21–05; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 146
[FRL–7999–7]
Underground Injection Control
Program—Revision to the Federal
Underground Injection Control
Requirements for Class I Municipal
Disposal Wells in Florida
Environmental Protection
Agency.
ACTION: Final rule.
AGENCY:
SUMMARY: Today’s rule amends the
current Federal Underground Injection
Control (UIC) requirements by providing
a regulatory alternative to owners and
operators of Class I municipal disposal
wells in specific areas of Florida that
have caused or may cause movement of
fluid into an Underground Source of
Drinking Water (USDW). Because
operation of Class I wells with fluid
movement into a USDW is prohibited by
Federal UIC regulations, this new rule
offers owners and operators of
municipal disposal wells in certain
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70513
counties in Florida the ability to
continue to operate their wells provided
they meet additional wastewater
treatment requirements. These new
treatment requirements, which apply
only to injection operations in certain
counties of Florida, are designed to
provide an equivalent level of
protection to USDWs that is afforded by
the no-fluid-movement standard.
DATES: This regulation is effective
December 22, 2005. For purposes of
judicial review, this final rule is
promulgated as of 1 p.m., Eastern time
on December 6, 2005, as provided in 40
CFR 23.7.
ADDRESSES: The official public docket
for this rule is located at the U.S.
Environmental Protection Agency
(EPA), Region 4 Library (9th Floor), Sam
Nunn Atlanta Federal Center, 61
Forsyth Street, SW., Atlanta, GA 30303–
8960. The docket is available for
inspection from 8 a.m. to 3:30 p.m.,
Eastern time, Monday through Friday,
excluding legal holidays. For
information on how to access Docket
materials, please call (404) 562–8190
and refer to the Florida UIC docket.
FOR FURTHER INFORMATION CONTACT: For
technical inquiries, contact Nancy H.
Marsh, Ground Water & UIC Section,
U.S. EPA Region 4, 61 Forsyth Street,
SW., Atlanta, GA 30303–8960 (phone:
404–562–9450; E-mail:
marsh.nancy@epa.gov) or Lee
Whitehurst, Office of Ground Water and
Drinking Water, U.S. EPA, EPA East,
1200 Pennsylvania Avenue,
NW.,Washington, DC 20460 (phone:
202–564–3896; E-mail:
whitehurst.lee@epa.gov). For general
information, contact the Safe Drinking
Water Hotline, at 800–426–4791. The
Safe Drinking Water Hotline is open
Monday through Friday, excluding legal
holidays, from 9 a.m. to 5 p.m., Eastern
time.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. General Information
A. Who Are Regulated Entities?
B. Abbreviations and Acronyms Used in
the Preamble and Final Rule
II. Background
A. Why Is EPA Taking This Regulatory
Action?
B. Statutory and Regulatory Framework
C. Requirements To Prevent Fluid
Movement
D. Domestic Wastewater Disposal in
Florida Through Class I Wells
E. July 7, 2000 Proposed Rule
1. Option 1: Advanced Wastewater
Treatment (AWT) with a Nonendangerment Demonstration.
2. Option 2: In-depth Hydrogeologic
Demonstration and Advanced Treatment,
as Necessary
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F. 2003 Relative Risk Assessment
1. Relative Risk Assessment Question 1:
What Level of Treatment and
Disinfection Is Provided for the
Management Options of Treated
Wastewater in South Florida?
2. Relative Risk Assessment Question 2:
What Stressors Remain (After Treatment)
That May Be a Concern for the
Management Options of Treated
Wastewater in South Florida?
3. Relative Risk Assessment Question 3:
What Exposure Pathways Are (or May
Be) of Significance for the Management
Options of Treated Wastewater in South
Florida?
4. Relative Risk Assessment Question 4:
What Is the Overall Estimate of Risk for
the Management Options of Treated
Wastewater in South Florida?
5. Relative Risk Assessment Question 5:
What Are the Important Data or
Knowledge Gaps for Deep Well
Injection?
G. May 5, 2003, Notice of Availability and
Notice of Data Availability
1. NODA Question 1: What Is the
Appropriate Level of Wastewater
Treatment Prior to Injection?
2. NODA Question 2: Is it Feasible To
Predict Movement of Fluids Through
Hydrogeologic Demonstrations?
3. NODA Question 3: Have Some Deep
Wells Been Misclassified as Class I,
When They Are Actually Class V?
III. Summary of Public Comments
A. Comments on the July 7, 2000, Proposed
Rule
1. Selection of Option 1, Option 2, or a
Combination of Both
2. Appropriate Level of Wastewater
Treatment
3. Need for Pretreatment
4. Feasibility of Hydrogeologic
Demonstrations to Predict Movement of
Fluids
5. Monitoring Requirements
6. Rule Applicability
7. Suitability of Florida Geology for
Domestic Wastewater Disposal Through
Class I Wells
B. Comments on the Notice of Data
Availability and the Relative Risk
Assessment
1. Appropriate Level of Wastewater
Treatment Prior to Injection
2. Feasibility of Hydrogeologic
Demonstrations To Predict Movement of
Fluids
3. Class I or Class V
IV. Explanation of Today’s Action
A. Objectives and Approach
B. Operating Requirements
1. Selected Approach
a. Rationale for Requiring Pretreatment of
Wastewater
b. Rationale for Requiring Secondary
Treatment of Wastewater
c. Rationale for Using Florida Definition of
High-Level Disinfection
d. Rationale for Not Requiring the Removal
of Other Contaminants
e. Rationale for Phasing In the New
Treatment Over Time
2. In-Depth Hydrogeologic Demonstrations
C. Monitoring Requirements
D. Rule Applicability
1. How Will the New Rule Affect New
Wells?
2. What Florida Counties Are Covered by
the Final Rule?
E. Reclassification of Wells that Have
Caused Fluid Movement
V. Cost of the Rule
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act
J. Congressional Review Act
Category
Private .......................................................................................................
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
the types of entities that EPA is now
aware could potentially be regulated by
this action. Other types of entities not
listed in the table could also be
regulated. To determine whether your
facility is regulated by this action, you
should carefully examine the
applicability criteria in 40 CFR 146.15
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A. Who Are Regulated Entities?
This regulation is limited in
application to the owners and/or
operators of existing Class I
underground injection wells that inject
domestic wastewater effluent in certain
parts of Florida. It is limited
geographically to wells in the following
counties: Brevard, Broward, Charlotte,
Collier, Flagler, Glades, Hendry,
Highlands, Hillsborough, Indian River,
Lee, Manatee, Martin, Miami-Dade,
Monroe, Okeechobee, Orange, Osceola,
Palm Beach, Pinellas, St. Johns, St.
Lucie, Sarasota, and Volusia. These
counties are included in this rule
because they have the unique geologic
conditions that are predominated by
carbonate rocks. Such rocks commonly
contain fractures, faults, and solution
cavities that provide preferential paths
for the movement of underground
fluids.
Class I injection wells are wells that
inject fluids beneath the lowermost
formation containing, within onequarter mile of a well bore, a USDW (40
CFR 144.6(a)). Class I wells can be used
to inject hazardous, industrial, or
municipal wastes. Class I municipal
disposal wells inject treated wastewater
from publicly or privately owned and
operated facilities that treat domestic
wastewater (commonly referred to as
sanitary wastewater or sewage), which
is principally derived from dwellings,
business buildings, and institutions.
Treated wastewater from industrial
facilities, often controlled through
pretreatment standards, may also be
found in this wastewater. Currently,
Class I municipal disposal wells are
located only in the State of Florida.
Specific regulated categories and
entities include:
Examples of entities
Municipalities and Local Government ......................................................
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I. General Information
Class I municipal
fluent in certain
Class I municipal
fluent in certain
disposal wells disposing of domestic wastewater efparts of Florida
disposal wells disposing of domestic wastewater efparts of Florida.
of the rule. If you have questions
regarding the applicability of this action
to a particular entity, consult one of the
persons listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
B. Abbreviations and Acronyms Used in
the Preamble and Final Rule
AWT Advanced Wastewater Treatment
BOD Biochemical Oxygen Demand
CFR Code of Federal Regulations
EPA Environmental Protection Agency
F.A.C. Florida Administrative Code
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FDEP Florida Department of Environmental
Protection
ICR Information Collection Request
MGD Million Gallons per Day
NDWAC National Drinking Water Advisory
Council
NOA Notice of Availability
NODA Notice of Data Availability
NTTAA National Technology Transfer and
Advancement Act
O&M Operations and Maintenance
OMB Office of Management and Budget
RCRA Resource Conservation and Recovery
Act
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Federal Register / Vol. 70, No. 224 / Tuesday, November 22, 2005 / Rules and Regulations
RFA Regulatory Flexibility Act
SBREFA Small Business Regulatory
Enforcement Fairness Act
SDWA Safe Drinking Water Act
TDS Total Dissolved Solids
TSS Total Suspended Solids
USDW Underground Source of Drinking
Water
UIC Underground Injection Control
UMRA Unfunded Mandates Reform Act
II. Background
A. Why Is EPA Taking This Regulatory
Action?
In the early 1980’s EPA found that
some Class I municipal wells in specific
areas in Florida caused or may cause
fluid movement into an Underground
Source of Drinking Water (USDW). On
July 7, 2000, EPA proposed a revision to
the UIC regulations whereby continued
injection would be allowed only if
owners or operators met certain
additional wastewater treatment
requirements. EPA requested public
comment on options for providing
additional wastewater treatment at
municipal disposal facilities in certain
counties in Florida that have or may
cause fluid movement.
As part of EPA’s FY 2000
appropriations bill, Congress asked EPA
to conduct a relative risk assessment of
deep well injection, ocean disposal,
surface discharge, and aquifer recharge
of treated effluent in South Florida. EPA
published the Relative Risk Assessment
of Management Options for Treated
Wastewater in South Florida in April
2003. In the Relative Risk Assessment,
EPA reported that results from ground
water monitoring around some Class I
municipal disposal wells in Florida
confirm that fluids have migrated out of
the permitted injection zone and, in
some cases, into USDWs. EPA also
found that the full extent of USDWs
contamination is not known because the
fate and transport of pathogens
contained in injected effluent is
especially difficult to define even with
the most sophisticated ground water
modeling or monitoring.
On May 5, 2003, EPA issued a Notice
of Availability (NOA) announcing the
availability of the Relative Risk
Assessment and a Notice of Data
Availability (NODA), requesting public
comment on how the findings in the
Relative Risk Assessment should inform
this final rulemaking.
Without today’s rule, the no-fluidmovement requirement would remain
the only available approach for
regulating Class I municipal disposal
wells in Florida, regardless of the level
of wastewater treatment prior to
injection. Enforcing this approach
would, in effect, require owners and
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Jkt 208001
operators to shut these wells down
because wastewater isolation from
USDWs cannot be ensured. Shutting
down the injection wells would, in turn,
force the municipal wastewater to be
managed by other means, which could
increase the risks to surface water and
coastal ecosystems.
As an alternative, EPA has chosen, for
Class I municipal disposal wells in
certain parts of Florida, another
approach that it believes will be as
effective as confinement in protecting
USDWs from the contaminants in the
wastewater. This alternate approach
involves the rigorous control of the
quality of the injected fluids. Under this
approach, the movement of fluids into
USDWs, whether known or suspected,
should not endanger the USDWs
because the quality of the wastewater
has been treated to a level that is no
longer a threat to USDWs. Today’s
action shifts the endangerment
protection strategy employed for Class I
municipal disposal wells in certain
parts of Florida from the no-fluidmovement standard to an alternate
approach that relies on treatment of
wastewater before it is injected. This
shift, however, does not undercut the
protection of USDWs or weaken the UIC
Program requirements. Although facility
owners and operators in the designated
counties must meet new treatment
requirements to continue injecting
without violating the no-fluidmovement standard, they must also
comply with all other applicable UIC
requirements to ensure that their
injection wells do not endanger USDWs.
In the Relative Risk Assessment’s
evaluation of injection practices in
Florida, pathogens were identified as
the contaminant in municipal
wastewater that presents the greatest
risk to USDWs. High-level disinfection
of this municipal wastewater is an
effective method for inactivating these
pathogens.
Therefore, in today’s rule, EPA
amends the current Federal UIC
regulations to allow owners and
operators of Class I municipal disposal
wells in specific areas of Florida to
continue using their wells, even if they
have caused or may have caused
movement of fluid into a USDW,
provided they meet new requirements to
treat their municipal wastewater with
pretreatment, secondary treatment, and
high-level disinfection.
B. Statutory and Regulatory Framework
Class I underground injection wells
are regulated under the authority of Part
C of the Safe Drinking Water Act
(‘‘SDWA’’ or ‘‘the Act’’) (42 U.S.C. 300h
et seq.). The SDWA is designed to
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70515
protect the quality of drinking water
sources in the United States and
prescribes that:
Underground injection endangers drinking
water sources if such injection may result in
the presence in underground water which
supplies or can reasonably be expected to
supply any public water system of any
contaminant, and if the presence of such
contaminant may result in such system’s not
complying with any national primary
drinking water regulation or may otherwise
adversely affect the health of persons.
(Section 1421(d)(2) of the SDWA, 42 U.S.C.
300h(d)(2).)
Part C Protection of Underground
Sources of Drinking Water of the Act
specifically mandates the regulation of
underground injection. The Agency has
promulgated a series of UIC regulations
under this authority at 40 CFR parts 144
through 147. The chief goal of any
Federally approved UIC Program
(whether administered by the State or
EPA) is the protection of USDWs. This
includes not only those aquifers which
are presently being used for drinking
water, but also those which can
reasonably be expected to be used in the
future. EPA has established through its
UIC regulations that underground
aquifers with less than 10,000 mg/l total
dissolved solids (TDS) and which
contain a sufficient quantity of ground
water to supply a public water system
are USDWs. (40 CFR 144.3)
Section 1421 of the Act requires EPA
to propose and promulgate regulations
specifying minimum requirements for
effective State programs to prevent
underground injection that endangers
drinking water sources. EPA
promulgated administrative and
permitting regulations, now codified in
40 CFR parts 144 and 146, on May 19,
1980 (45 FR 33290), and technical
requirements, in 40 CFR part 146, on
June 24, 1980 (45 FR 42472). The
regulations were subsequently amended
on August 27, 1981 (46 FR 43156),
February 3, 1982 (47 FR 4992), January
21, 1983 (48 FR 2938), April 1, 1983 (48
FR 14146), July 26, 1988 (53 FR 28118),
December 3, 1993 (58 FR 63890), June
10, 1994 (59 FR 29958), December 14,
1994 (59 FR 64339), June 29, 1995 (60
FR 33926), December 7, 1999 (64 FR
68546), May 15, 2000 (65 FR 30886),
and June 7, 2002 (67 FR 39584). Section
1421(b)(3)(A) of the Act also provides
that EPA’s UIC regulations shall ‘‘permit
or provide for consideration of varying
geologic, hydrological, or historical
conditions in different States and in
different areas within a State.’’
When EPA promulgated its UIC
regulations, it defined five classes of
injection wells in 40 CFR 144.6. Class I
wells are defined as wells which inject
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Federal Register / Vol. 70, No. 224 / Tuesday, November 22, 2005 / Rules and Regulations
fluids beneath the lowermost formation
containing, within one-quarter mile of
the well bore, a USDW. Class I wells can
be hazardous waste or other industrial
or municipal disposal wells. (Hazardous
waste injection must meet additional
Resource Conservation and Recovery
Act (RCRA) requirements. See 40 CFR
part 148. Class I municipal disposal
wells can be owned by public and
private entities, as discussed above.
Section 1422 of the Act provides that
States may apply to EPA for national
primary enforcement responsibility to
administer the UIC program. Those
States receiving such authority are
referred to as ‘‘Primacy States.’’ Florida
received national primary enforcement
responsibility for the UIC program for
Class I, III, IV, and V wells on March 9,
1983. UIC regulations specific to
Florida’s primacy program are
established in 40 CFR part 147, Subpart
K. For the remainder of this preamble,
reference to the UIC Program ‘‘Director’’
means the Secretary of the Florida
Department of Environmental Protection
(FDEP). Currently, all UIC Programs in
Indian Country for Florida are directly
implemented by EPA. It is EPA’s intent
that the provisions of this regulation
apply to Class I municipal disposal
wells in Indian Country within the
counties identified in 40 CFR 146.15(f).
At this time, there are no known Class
I municipal disposal wells in Florida in
Indian Country.
C. Requirements To Prevent Fluid
Movement
When EPA promulgated its
regulations for the UIC program, it
established different requirements for
each class of wells, based upon the uses
and risks of various types of wells. All
classes of wells are required to comply
with 40 CFR 144.12(a) which states:
No owner and/or operator shall construct,
operate, maintain, convert, plug, abandon, or
conduct any other injection activity in a
manner that allows the movement of fluid
containing any contaminant into
underground sources of drinking water, if the
presence of that contaminant may cause a
violation of any primary drinking water
regulation under 40 CFR part 142 or may
otherwise adversely affect the health of
persons.
Then, for Class I, II, and III wells, 40
CFR 144.12(b) more specifically
provides that:
If any water quality monitoring of an
underground source of drinking water
indicates the movement of any contaminant
into the underground source of drinking
water, except as authorized under 40 CFR
part 146, the Director shall prescribe such
additional requirements for construction,
corrective action, operation, monitoring, or
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Jkt 208001
reporting (including closure of the injection
well) as are necessary to prevent such
movement.
In contrast to subsection (a), which,
for all classes of wells, prohibits fluid
movement that may endanger USDWs,
40 CFR 144.12(b) requires for Class I, II,
and III wells that a State or Federal UIC
Program Director, upon detection of
contaminant movement into a USDW,
prescribe requirements to prevent any
such movement, regardless of whether
the movement may endanger the USDW.
In addition to 40 CFR 144.12(b), EPA
established technical and other
requirements for specific classes of
wells in Parts 144 and 146 regulations.
Parts 144 and 146 regulations address
siting, construction, operation, and
closure of wells. Parts 144.12(b) and the
specific technical requirements of parts
144 and 146 regulate the activities
through which fluid movement may
result and impose requirements
designed to ensure that Class I, II, and
III wells will not endanger USDWs by
prohibiting movement of any fluid into
the USDW.
D. Domestic Wastewater Disposal in
Florida Through Class I Wells
Beginning more than 20 years ago,
municipalities in Florida began to
pursue the use of underground injection
as an alternative to surface disposal of
treated wastewater from domestic
wastewater treatment facilities.
Underground injection technology was
employed to relieve stress to surface
water environments because it was
technologically feasible to inject large
volumes of wastewater into deep
permeable and transmissive formations.
Through technical and monetary
assistance, EPA supported construction
of many of these facilities in an effort to
safeguard surface waters. Through
injection technology, domestic
wastewater facilities have been able to
dispose of large quantities of domestic
effluent, with the resulting benefit of
reducing impacts to surface ecosystems.
Wells at facilities that inject domestic
wastewater into wells below the
lowermost USDW are considered to be
Class I municipal disposal wells, and in
Florida such wells inject into zones
ranging from 650 to 3,500 feet below the
land surface.
The volumes of domestic wastewater
permitted for injection at Class I
municipal disposal well facilities
presently range from one well with less
than one million gallons per day (MGD)
at the Gasparilla Island Water Utilities
to 17 wells with about 110 MGD at
Miami-Dade Water & Sewer Department,
South District Wastewater Treatment
Plant. Florida requires that domestic
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wastewater must, at a minimum, be
treated to secondary wastewater
treatment standards (see 40 CFR part
133). At the time Florida permitted the
currently operating Class I municipal
disposal wells, characterization of the
geology indicated that there was
adequate confinement to isolate the
injection fluids from any USDWs.
Because it was thought there was
adequate confinement, it was believed
that injection fluids would never
migrate upwards into the shallower
geologic formations containing USDWs.
The current injection and confining
zones in peninsular Florida exist in
what is known as the Floridan Aquifer
System. This system is made up of
carbonate rocks. The uppermost
geologic formations of the Floridan
Aquifer System, as well as formations
above the Floridan Aquifer, are USDWs.
The porosity and permeability
variations of the carbonate rocks of
peninsular Florida and the existence of
fractures within the formation
determine their confining ability. The
porosity varies greatly, even within the
same horizon or geological deposit of a
particular time. Monitoring of injection
operations over the past several years
has indicated that some deep geologic
zones provide less confinement between
formations than was originally thought.
It now appears, from recent well
monitoring data, that upward fluid
movement from some Class I municipal
disposal operations occurs in Florida
because the injection fluid from Class I
municipal disposal wells has a lower
density (lower TDS) than the native
formation fluids. This tends to cause the
less dense injection fluids to rise to the
top of the injection zone preferentially
through fractures that may exist within
the formations and above the injection
zone if migration pathways, such as
fractures, exist. Movement of injected
fluid into USDWs either has been
confirmed or is suspected at eight
facilities, as evidenced by levels of
nitrates and ammonia, as well as
significant changes in dissolved solids
concentrations. (The preferential flow
that leads to the movement of fluid with
nitrates and ammonia can also lead to
the presence of pathogens.) At an
additional eight facilities, there is
evidence of movement outside of the
injection zone, though not into USDWs.
E. July 7, 2000 Proposed Rule
On July 7, 2000, EPA proposed
revisions to the UIC regulations that
would allow continued wastewater
injection by existing Class I municipal
disposal wells that have caused or may
cause movement of contaminants into
USDWs in specific areas of Florida (65
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FR 42234). Continued injection would
be allowed only if owners or operators
met certain additional requirements that
provide adequate protection for USDWs.
EPA co-proposed two primary options
for the additional requirements:
1. Option 1: Advanced Wastewater
Treatment (AWT) With a NonEndangerment Demonstration
The authorization to inject under
Option 1 would have required that the
owner and/or operator of a Class I
municipal disposal well injecting
domestic wastewater effluent treat the
wastewater by advanced treatment
methods and high-level disinfection and
demonstrate that injection would not
cause fluids that exceed the national
primary drinking water regulations or
other health-based standards to enter
the USDW. The non-endangerment
demonstration would focus on any
contaminants that still exceed national
drinking water regulations or other
health-based standards after wastewater
treatment. In the proposal, EPA solicited
public comment on the appropriateness
of this option, as well as the appropriate
level of wastewater treatment, nutrient
removal, and high-level disinfection
that should be required if Option 1 is
selected. The alternatives proposed
were:
Treatment to 10–24 mg/l biochemical
oxygen demand (BOD) with
disinfection;
Treatment to 10–24 mg/l BOD with
disinfection and nutrient removal;
Treatment to <10 mg/l BOD with
disinfection;
Treatment to <10 mg/l BOD with
disinfection and nutrient removal.
2. Option 2: In-Depth Hydrogeologic
Demonstration and Advanced
Treatment, as Necessary
The authorization to inject under
Option 2 would have required that the
owner and/or operator of a Class I
municipal disposal well injecting
domestic wastewater effluent provide a
hydrogeologic demonstration that the
injection operation would not cause the
USDW to exceed national primary
drinking water regulations or other
health-based standards. EPA anticipated
that this hydrogeologic demonstration
would be an extensive evaluation,
similar in detail to those required for a
RCRA land ban no-migration petition,
and consist of an analysis of the
contaminants in wastewater prior to
injection, include monitoring data from
deep wells at the base of the USDW, and
also include detailed hydrogeologic
modeling of vertical and horizontal
fluid transport in the injection zone and
USDWs. If it was anticipated that the
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fluids may enter the USDW, the
demonstration would have to show that
the fluids would not cause the USDW to
exceed primary drinking water
regulations in 40 CFR part 141 or other
health-based standards. Operators who
could not successfully demonstrate that
the injection operation meets these
criteria would have been required to
treat their injectate to address the
contaminants of concern and satisfy
additional requirements proposed to be
added in a new 40 CFR 146.15(d). This
second option also proposed a provision
whereby all facilities qualifying for
authorization to inject under this option
would be required to install advanced
wastewater treatment and high-level
disinfection by 2015.
EPA proposed to limit the
applicability of the rule to existing Class
I municipal disposal wells that have
caused or may cause fluid movement
into USDWs in specific counties and
under certain geologic conditions in
Florida. The proposed counties were:
Brevard, Broward, Charlotte, Collier,
Flagler, Glades, Hendry, Highlands,
Hillsborough, Indian River, Lee,
Manatee, Martin, Miami-Dade, Monroe,
Okeechobee, Orange, Osceola, Palm
Beach, Pinellas, St. Johns, St. Lucie,
Sarasota, and Volusia. These counties
were targeted in the proposal because
they have the unique geologic
conditions that are predominated by
carbonate rocks discussed previously.
The counties were selected using a map
adapted from Florida Geological Survey
map series 94 ‘‘Potential Subsurface
Zones for Liquid-Waste Storage in
Florida,’’ created by James A. Miller of
the United States Geological Survey in
1979. The proposed geological
conditions were those where the
injection and confining zones are both
in the Floridan Aquifer, and no clastic
confining unit separates the injection
zone from the lowermost USDW. See
United States Geological Survey’s Web
site for specific information on Florida’s
geology at https://www.usgs.gov or at
https://www.dep.state.FL.us/geology/.
EPA requested comment on a range of
issues associated with this proposal,
including the following: (1) Should the
Agency select Option 1 or 2, or, if it
would be more appropriate, select a
combination of both options? (2) What
is the appropriate level of wastewater
treatment, if Option 1 were selected? (3)
What is the need to require pretreatment
as an additional condition of
authorization under the rule, and is it
necessary to extend the pretreatment
standards presently required by the
State to injection facilities with less
than 5 MGD? (4) Are owners and
operators able to provide the kind of
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hydrogeologic and other information
necessary for a successful hydrogeologic
demonstration under Option 2? (5) Is
there a need for any additional
monitoring requirements for the final
rule? (6) Is it appropriate to make the
rule applicable only to existing wells
(not new wells) and only to the
proposed list of counties? (7) Is the
Florida geology suitable for domestic
wastewater disposal through Class I
injection wells?
Following publication of the proposed
rule, EPA held a series of public
meetings during the comment period.
These meetings provided an
opportunity for interested parties to
submit oral comments on the proposal.
Two public meetings were held on
August 22, 2000, in Tampa, Florida, and
an additional two meetings were held
on August 24, 2000, in West Palm
Beach, Florida.
The written comments submitted on
the proposed rule and the oral
comments provided during the public
meetings mirror each other. EPA has
carefully considered all of these
comments and has responded to them in
full in the comment response document
for the proposal, which is part of the
record for this final rule. These
comments are also summarized in
Section III.A and factored into the
Agency’s final decisionmaking
discussed in Section IV of today’s
preamble.
F. 2003 Relative Risk Assessment
As noted previously, following the
July 7, 2000, proposal, Congress
included the following provision as part
of EPA’s fiscal year 2000 appropriations
bill: ‘‘Within available funds, the
conferees direct EPA to conduct a
relative risk assessment of deep well
injection, ocean disposal, surface
discharge, and aquifer recharge of
treated effluent in South Florida, in
close cooperation with the Florida
Department of Environmental Protection
and South Florida municipal water
utilities.’’ Because this directive came at
a time when EPA’s work on the July 7,
2000, proposal was substantially
complete, the Agency decided to
proceed with the proposal and the
relative risk assessment along separate
but converging paths. EPA initiated and
conducted the relative risk assessment
with the intent of using relevant
findings from the assessment to inform
the final rulemaking. EPA published the
Relative Risk Assessment of
Management Options for Treated
Wastewater in South Florida (EPA 816–
R–03–010) in April 2003.
The methodology for the assessment
involved a process of investigating the
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four very different wastewater disposal
options: deep well injection, aquifer
recharge, discharge to ocean outfalls,
and discharge to other (non-ocean)
surface water bodies. Each option has its
own specific stressors (hazards),
exposure pathways, receptors, and
potential effects. Parameters that are
relevant to one particular disposal
option are not necessarily relevant to
the other three. Therefore, a strictly
quantitative comparison between the
four options was not possible.
Instead, EPA conducted what is
termed a relative risk assessment to both
assess the risks associated with each
disposal method and allow
comparisons. Individual risk
assessments were completed for each
wastewater disposal option and the
risks associated with each were
characterized. The risks and risk factors
identified for each specific disposal
option were then evaluated and
described. Overall comparisons and
conclusions were then presented as
relative risk assessment matrices.
The Relative Risk Assessment
addresses five key questions specifically
related to deep well injection: (1) What
level of treatment and disinfection is
provided for deep well injection? (2)
What stressors remain (after treatment)
that may be a concern for deep well
injection? (3) What exposure pathways
are (or may be) of significance for deep
well injection? (4) What is the overall
estimate of risk for deep well injection?
(5) What are the important data or
knowledge gaps for deep well injection?
The significant findings of the Relative
Risk Assessment pertaining to deep well
injection are contained in the report and
are summarized below. (See the Relative
Risk Assessment document for details
on the other disposal options.)
1. Relative Risk Assessment Question 1:
What Level of Treatment and
Disinfection Is Provided for the
Management Options of Treated
Wastewater in South Florida?
All facilities that manage municipal
wastewater by deep well injection in
Florida are required by Florida law to
provide at least secondary treatment of
the wastewater prior to injection. In
addition, utilities that employ deep well
injection must maintain, as a
contingency, disinfection capability, per
F.A.C 62–500.540(1), but many do not
disinfect treated effluent prior to
injection. For example, treatment of
wastewater that is injected by Class I
municipal disposal wells in MiamiDade and Brevard Counties consists of
secondary treatment with no
disinfection, although backup
disinfection capability is required. In
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contrast, in Pinellas County, wastewater
is treated to more stringent reclaimed
water standards before being discharged
into Class I municipal disposal wells,
because the Class I wells are used to
dispose of reclaimed water during
periods of wet weather. Reclaimed
water standards, as specified by the
State of Florida, include secondary
treatment plus a variety of techniques to
remove microorganisms, including
filtration and high-level disinfection.
Filtration before disinfection serves to
increase the ability of the disinfection
process to inactivate viruses and other
pathogens. Filtration also serves as the
primary means for removing protozoa,
such as Cryptosporidium and Giardia.
2. Relative Risk Assessment Question 2:
What Stressors Remain (After
Treatment) That May Be a Concern for
the Management Options of Treated
Wastewater in South Florida?
‘‘Stressors’’ include chemical or
biological agents that may cause adverse
effects if exposure levels are high
enough. The Relative Risk Assessment
describes the human health and
ecological health stressors that may be
found in wastewater effluent after it has
been treated and that may pose a risk.
In cases where injectate has received
secondary treatment only,
microorganisms are generally not
inactivated prior to deep well injection
in Florida. When used, disinfection
serves to inactivate bacteria and viruses,
especially when the wastewater is
sufficiently filtered prior to disinfection.
Protozoan pathogens (e.g.,
Cryptosporidium and Giardia) may still
be present if the wastewater is not
filtered. Disinfection (or chlorination)
byproducts such as trihalomethanes
may also be present in some wastewater,
although no data are available to suggest
that such byproducts are a serious
concern for deep well injection or any
of the other wastewater management
options studied.
Nutrients (e.g., nitrogen and
phosphorus) can potentially stimulate
the production of algae, which can lead
to adverse side effects such as
eutrophication, should the stressors
reach surface water. Nitrogen is the
primary nutrient of concern for Class I
injection, because of its mobility in
ground water.
3. Relative Risk Assessment Question 3:
What Exposure Pathways Are (or May
Be) of Significance for the Management
Options of Treated Wastewater in South
Florida?
An ‘‘exposure pathway’’ is the course
a stressor takes from a source of release
to an exposed organism. It is defined by
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the different environmental media
through which a stressor migrates (e.g.,
air, surface water, ground water) as well
as the mechanism by which an organism
is actually exposed (e.g., inhalation,
drinking, topical contact).
There are documented impacts to
USDWs resulting from deep well
injection in Florida, which raise
concerns about potential human
exposures via the drinking water
pathway. Beginning in the late 1980s,
ground water monitoring wells at 16 of
the 42 municipal facilities that utilize
Class I deep well injection in Florida
began to detect the movement of fluid
outside of the permitted injection zones.
As previously mentioned, movement of
contamination into USDWs either has
been confirmed or is suspected at eight
facilities.
There is also the potential for
contaminants released by deep well
injection to migrate through the
subsurface and discharge into marine
and/or surface waters, where they could
pose risk via other pathways if loadings
were sufficiently large. However, the
risk assessment concluded that it is
unlikely that stressors would migrate
from the deep injection zone to surface
water.
4. Relative Risk Assessment Question 4:
What Is the Overall Estimate of Risk for
the Management Options of Treated
Wastewater in South Florida?
Although the report does not quantify
risks, it offers conclusions about the
relative risks of the four wastewater
management options studied and about
the various factors that influence risks
to human and ecological health.
What Is the Human Health Risk?
The human health risks associated
with deep well injection (as well as the
other three wastewater management
options studied in the risk assessment)
were found to be generally low.
However, the degree of wastewater
treatment, and in particular the level of
disinfection and filtration of pathogenic
microorganisms, is a major risk driver.
There is greater potential risk associated
with wastewater that is not filtered and
then disinfected to inactivate bacteria
and viruses, and not filtered to remove
protozoan pathogens, such as
Cryptosporidium and Giardia. This
suggests higher relative risks for deep
well injection operations that do not
filter and disinfect wastewater and the
risk is highest in situations where the
injectate migrates through fractures, and
solution cavities. The risk associated
with microorganisms being released by
deep well injection would be mitigated
somewhat in situations where the
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injection is dominated by porous media
flow, characterized by long travel times
to current or potential drinking water
sources and fine pore spaces capable of
retaining microorganisms.
Once microorganisms and other
stressors are released to the
environment, the level of risk they pose
to human health depends largely on
how likely they are to enter drinking
water supplies. The Relative Risk
Assessment suggests that deep well
injection has a higher risk than the other
wastewater management options
because current UIC regulatory
requirements for pathogen removal/
inactivation are less stringent.
What Are the Ecological Health Risks?
Overall, the risk to surface water
ecosystems is low when treated
wastewater is managed by deep well
injection. The potential for damage may
be higher where treated wastewater is
released in proximity to surface water
with previously impaired water quality,
which is the case for many surface water
bodies in Florida. Deep well injection
could also pose a risk to marine ecology
if contaminants can readily migrate and
discharge to offshore waters. Although
some uncertainty remains, the potential
for this actually to happen in Florida
and pose a real threat in the ocean is
believed to be unlikely. Two potential
ecological effects of particular concern,
should surface or ocean waters be
sufficiently contaminated, include
harmful algal blooms and
bioconcentration of toxic contaminants
in the food web. Algal blooms can cause
a variety of toxic symptoms (including
death) in aquatic organisms as well as
nontoxic adverse effects such as
clogging of gills and smothering of coral
reefs and sea grass beds. Food web
bioconcentration of metals and other
contaminants can also cause a variety of
toxic effects.
5. Relative Risk Assessment Question 5:
What Are the Important Data or
Knowledge Gaps for the Management
Options of Treated Wastewater in South
Florida?
For all four wastewater management
options that were considered in the
Relative Risk Assessment, EPA found
that there is a lack of definitive studies
in Florida that use a physical or
chemical tracer or indicator to identify
the source and transport pathways of
stressors detected in the environment.
Without more definitive tracer studies
for each wastewater management
option, it is difficult to assess the
potential effects of local conditions on
the fate and transport of treated
wastewater after being released into the
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environment. While results from ground
water monitoring around some Class I
municipal disposal wells in Florida
confirm that fluids have migrated out of
the permitted injection zone, the full
areal extent of USDW contamination is
not known. The unknown degree of
migration is not only because of limited
availability of monitoring data, but also
because the location and connectivity of
natural conduits for fluid flow (fractures
and solution cavities in underground
formations) are difficult to predict. In
addition, the rates of microbial survival,
inactivation, and transport are difficult
to predict. Also uncertain are the rates
of microbial straining or filtration by
geological materials under different
fluid flow scenarios, including porous
media and conduit flow. The fate and
transport of pathogens is especially
difficult to verify for deep well
injection, even with the most
sophisticated modeling or with
expensive monitoring, since the
receiving formations are thousands of
feet underground.
G. May 5, 2003, Notice of Availability
and Notice of Data Availability
On May 5, 2003, EPA issued a Notice
of Availability (NOA) (68 FR 23673)
announcing the availability of the
Relative Risk Assessment and a Notice
of Data Availability (NODA) (68 FR
23666), requesting public comment on
how the Relative Risk Assessment
informs this rulemaking.
Following publication of the NOA
and NODA, EPA held a series of public
meetings on the Relative Risk
Assessment. These meetings, held
during the comment period, provided
an opportunity for interested parties to
submit oral comments on the Relative
Risk Assessment. Two public meetings
were held, one in West Palm Beach,
Florida on June 24, 2003, and a second
in Tampa, Florida on June 25, 2003.
The comments provided at the
meetings address the same issues as
those submitted in writing. EPA has
considered the comments provided in
the meetings along with the written
comments submitted during the
comment period following publication
of the NODA. The comment response
document for the NODA, which is part
of the record for this rule, summarizes
all of these comments and provides
EPA’s responses. These comments are
also summarized in Section III.A and
factored into the Agency’s final
decisionmaking discussion in Section
IV of today’s preamble.
In the NODA, EPA summarized the
findings of the Relative Risk
Assessment, highlighting those that are
most relevant findings to informing the
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70519
final regulatory action, and requested
comment on three issues: The
appropriate level of wastewater
treatment required for continued deep
well injection; the feasibility of
hydrogeological demonstrations for
showing that injection will not cause
fluids to enter USDWs; and whether
some of the Class I municipal disposal
wells in Florida are actually
misclassified Class V wells.
1. NODA Question 1: What Is the
Appropriate Level of Wastewater
Treatment Prior to Injection?
In the NODA, EPA requested
comment on an alternative option for
defining the appropriate level of
wastewater treatment required for
continued injection in deep municipal
disposal wells in Florida (instead of the
four options included in the July 7,
2000, proposal, as listed in Section II.D
above). Based on comments received on
the proposed rule related to wastewater
treatment, as well as findings from the
Relative Risk Assessment, the NODA
solicited comments on prescribing
wastewater treatment requirements that
conform with relevant State
requirements. Under this alternative, the
Agency would simply adopt, in lieu of
the standards considered in the
proposal, the Florida standards in Rule
62–610.460, F.A.C. (for waste treatment
and disinfection applicable to reclaimed
water that may come into contact with
people) or the standards in Rule 62–
600.540(2), F.A.C. (for ground water
disposal by underground injection in
Class V wells) and Rule 62–600.440(5),
F.A.C. (for design and operational
criteria for high-level disinfection).
Specifically, EPA would require
wastewater treatment that results in
injected water meeting, at a minimum,
secondary treatment and high-level
disinfection as defined in the Florida
regulations. Also, filtration would be
required for total suspended solids
(TSS) control prior to disinfection,
which would specify that the treated
wastewater not contain more than 5.0
mg/l of TSS before the application of the
disinfectant. As discussed in the NODA,
EPA believes that this treatment
standard might offer some important
advantages over the alternatives
proposed on July 7, 2000. In particular,
it might better address the risks
associated with pathogens and it would
be consistent with the standards already
adopted and implemented in Florida for
reclaimed water and wastewater
disposed through Class V injection
wells, which are part of domestic
wastewater treatment systems.
In the NODA, EPA asked commenters
whether this standard for advanced
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treatment and high-level disinfection
should be specified in the final rule.
EPA also requested that commenters
describe the type of treatment that
would be necessary to achieve the
performance standards (i.e., national
primary drinking water regulations and
other health-based standards) and
provide any information they have on
the costs of this option.
2. NODA Question 2: Is It Feasible To
Predict Movement of Fluids Through
Hydrogeologic Demonstrations?
In the NODA, EPA requested
comment on whether the findings from
the Relative Risk Assessment regarding
deep well injection suggest anything
about the practicability and feasibility of
the approach outlined under Option 2
in the July 7, 2000, proposal. As
summarized above, Option 2 would
allow owners and operators to conduct
hydrogeologic demonstrations to show
that injection will not cause fluids that
exceed any national primary drinking
water regulations or other health-based
standards to enter any USDW.
Based on the added findings in the
Relative Risk Assessment regarding the
Florida geology, EPA posed several
questions in the NODA related to the
uncertainties of hydrogeologic
demonstrations that would be required
under Option 2. In particular, EPA
asked whether facilities should be
granted the opportunity to conduct the
demonstrations; how the UIC Program
Director should address anticipated
technical difficulties in his/her review
of a demonstration; and how a
satisfactory hydrogeological
demonstration would be conducted.
3. NODA Question 3: Have Some Deep
Wells Been Misclassified as Class I,
When They Are Actually Class V?
Given the extent of fluid movement
documented at some sites, as well as
information concerning the geology and
the construction of some municipal
disposal wells in Florida, it is possible
that some wells may have been
misclassified as Class I, when they are
actually Class V. According to the
Federal UIC regulations, Class I wells
‘‘inject fluids beneath the lowermost
formation containing, within one
quarter mile of the well bore, an
underground source of drinking water’’
(40 CFR 144.6(a)(2)). Class V wells are
defined as wells that are not included in
Class I, II, III, or IV. Typically, Class V
wells release nonhazardous fluids into
or above formations containing USDWs.
Separate from the issue of how Class
I and Class V wells are defined, the
Federal Class I and Class V UIC
programs differ in their basic approach
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to protecting USDWs. As previously
described in Section II.B, the basic
standard of protection in the Class I
program is to ensure that there is no
movement of any contaminant into
USDWs. This standard is achieved
through a Class I regulatory program
that focuses on the development and
enforcement of stringent permit
requirements, including, but not limited
to, criteria for well siting, construction,
and operation and maintenance. A key
component of the Class I program is
ensuring that adequate confinement
exists between the permitted injection
zone and USDWs at a given site.
Since most Class V wells release
fluids either directly into or above
USDWs, they by definition cause the
movement of fluid, which may contain
contaminants, into or above USDWs.
Therefore, the basic standard of
protection in the Class V program is to
prevent any contaminants in the fluid
from endangering USDWs. Protection
efforts in the Class V program mainly
focus on regulating and monitoring
injectate quality to ensure that the
movement of injected fluid will not
contain any contaminants that may
endanger USDWs. This standard is
achieved through inventory and
assessment requirements, additional
reporting requirements, closure
requirements, and other requirements
(possibly including permitting
requirements) believed by UIC Program
staff to be necessary to protect drinking
water supplies.
Information collected for the Relative
Risk Assessment raises a question as to
whether certain Florida municipal
disposal wells should have been
classified as Class V at the time they
were first permitted. In particular, all of
the lithologic units of the upper
Floridan Aquifer in Pinellas County and
the lower Floridan Aquifer in MiamiDade consist of limestone and dolomite
that have shown evidence of solution
cavities and fractures. These natural
conduits for fluid flow raise a question
as to whether lithologic units in these
aquifers are effective confining layers
and whether the injection zones and
overlying USDWs are in different and
distinct formations, as they were
believed to be when the wells were
originally sited, constructed, and
permitted as Class I wells.
Based on this information, the NODA
requested comment on whether the
findings from the Relative Risk
Assessment suggest that some Florida
wells may have been misclassified as
Class I wells. EPA also asked whether
the findings suggest that some wells in
Florida may, in fact, discharge directly
to (and not below) formations
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containing a USDW, and if the findings
suggest that this misclassification
should be accepted for the entire group
of Florida municipal disposal wells, or
only a subset.
III. Summary of Public Comments
A. Comments on the July 7, 2000,
Proposed Rule
EPA received 1,181 comments in
response to the proposed rule. The
following sections summarize the more
significant public comments on the
seven main issues raised in the
proposal. These comments are
addressed in more detail in the
comment response document available
for review in the Florida UIC docket as
well as in Section IV of today’s
preamble.
1. Selection of Option 1, Option 2, or a
Combination of Both
In the proposal, EPA solicited
comment on whether to select Option 1
(advanced wastewater treatment (AWT)
with a non-endangerment
demonstration), Option 2 (in-depth
hydrogeologic demonstration and
advanced treatment, as necessary), or a
combination of both options.
Commenters who favor Option 1
explained that, although initially more
costly, this option offers the advantage
of allowing identification and avoidance
of potential drinking water
contamination, which would be more
cost-effective than ground water
remediation. One commenter offered
that Option 1 should be required only
if needed to meet the non-endangerment
requirement. A commenter opposed to
Option 1 said that even with AWT, the
proposed requirements may not prevent
violations of drinking water standards
in USDWs.
Those commenters favoring Option 2
argued that it would be burdensome to
require utilities to employ AWT
immediately. They therefore suggested
that AWT either should not be required
at all or should be phased-in. One
commenter opposing Option 2 said that
facilities already perform analyses to
demonstrate compliance, and
geochemical modeling should be
required only where actual data are not
available. Another commenter opposing
Option 2 said that it is unclear what
geochemical modeling would
accomplish.
2. Appropriate Level of Wastewater
Treatment
In the proposed rule, EPA requested
comment on which treatment
alternative to specify in the final rule, if
Option 1 were selected. Comments were
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solicited on the appropriate level of
BOD treatment and the need for
disinfection and nutrient removal.
Commenters who favored higher
levels of BOD treatment (to less than 10
mg/l) asserted that these standards
would protect the environment and can
be met with available cost-effective
technologies. Commenters opposed to
requiring BOD treatment said that it is
not possible to meet the disinfection
requirement with BOD levels of 10 to 24
mg/l, or that there is no technical basis
for requiring those levels, since the
treated wastewater is being discharged
to an anaerobic environment without
plant life.
Commenters who supported nutrient
removal requirements said that such
treatment would have environmental
benefits, including protecting wetlands
and endangered species. Commenters
who opposed nutrient removal
explained that it could adversely impact
water reuse programs. These
commenters also opposed setting
phosphorus limitations, saying that
there are no human health benefits
associated with phosphorus removal.
Commenters who favored requiring
AWT said that injected fluids can move
into surficial aquifers or near shore
surface waters, and AWT is thus needed
to protect aquatic species. Commenters
opposed to requiring AWT asserted that
imposing health-based standards as
discharge requirements is inconsistent
with the SDWA and not supported by
scientific data. These commenters
added that injection provides effective
source separation that has protected
water supplies for many years and that
requiring AWT would jeopardize the
viability of this practice going forward.
Other commenters thought that AWT is
insufficient to prevent endangerment of
USDWs. These commenters expressed
concern that the proposal does not
adequately protect USDWs from many
of the substances that may be found in
municipal wastewater.
3. Need for Pretreatment
EPA solicited public comment on the
need for pretreatment as an additional
condition of the authorization to inject,
and on whether to extend the
pretreatment requirements presently
required by the State of Florida to
injection facilities with flows of less
than 5 MGD.
Commenters advocating pretreatment
requirements suggested that requiring
industrial users to pretreat their
wastewater would reduce the chance of
contaminating USDWs and reduce the
costs to municipal treatment works.
Several commenters advocated
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extending pretreatment requirements to
facilities with flows of less than 5 MGD.
Commenters opposed to the
pretreatment requirements cited
concerns about the ineffectiveness of
pretreatment programs to prevent fluid
movement or protect public health.
4. Feasibility of Hydrogeologic
Demonstrations To Predict Movement of
Fluids
EPA solicited comment on the ability
of injection well owners and operators
to provide the kind of hydrogeologic
and other information necessary for a
successful hydrogeologic demonstration
that their injectate will not cause a
USDW to exceed any primary drinking
water regulations or other health-based
standards.
Commenters opposed to the proposed
hydrogeologic demonstrations asserted
that they could not accurately reflect
flow responses after prolonged
injection, and that EPA should not rely
on them to protect USDWs. These
commenters cited limitations in
available knowledge of the subsurface
geology of Florida and the fate of
contaminants.
5. Monitoring Requirements
EPA requested comments on the
proposed monitoring requirements
(which would include, at a minimum,
effluent monitoring and an analysis of
any such contaminants following
injection), and asked whether any
additional monitoring requirements
should be included in the final rule.
Some commenters challenged the
proposed monitoring requirements,
claiming that they are not adequate to
prevent endangerment of ground water
quality. Two commenters suggested a
need to monitor for pathogens, viruses,
and pharmaceuticals. Several
commenters requested an increased
monitoring frequency, believing that
annual monitoring is insufficient to
characterize the injected fluids.
Many commenters requested that EPA
clarify certain aspects of the proposed
monitoring requirements, including
what is meant by ‘‘other health-based
standards.’’
6. Rule Applicability
EPA requested comment on whether
the rule should apply to existing wells
only or also to new wells. Some
commenters suggested that the rule
apply to new and existing wells, as well
as to replacement wells, and
recommended that the rule apply in all
counties where fluid migration could or
does occur. Those commenters who
opposed applying the rule to facilities
that have not shown movement of fluid
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70521
to USDWs expressed concern that such
an approach would limit the future
application of injection as a disposal
technology.
In the proposal, EPA also requested
comment on whether any additional (or
fewer) counties in Florida should be
included within the scope of the rule.
No comments requesting the addition or
removal of any counties were received.
7. Suitability of Florida Geology for
Domestic Wastewater Disposal Through
Class I Wells
Commenters provided information
and background on the geology of
Florida, fluid migration, and the
appropriateness of wastewater injection
in Florida.
Some commenters expressed concern
about injection operations
contaminating drinking water aquifers
with a virus or pathogen, citing
evidence that effluent is leaking into the
Floridan Aquifer that is
hydrogeologically connected to the
Biscayne Aquifer, the sole source of
Miami-Dade’s drinking water. These
commenters said that there are many
unknowns about the geology of Florida
and that the behavior of injected fluids
cannot be accurately predicted.
Other commenters asserted that
injection is a safe practice that has been
taking place in Florida for decades
without any documented adverse
impacts to USDWs. They indicated that
the injected fluid is ‘‘freshening’’ the
highly saline receiving waters, and that
the availability of injection as a disposal
alternative has resulted in significant
improvements to surface water quality
in Florida. Some commenters added
that, in the proposal, EPA did not
adequately characterize the subsurface
geology in Florida. Some commenters
recognized that fluid movement is
occurring, but support a rule that allows
fluid movement if it is accompanied by
a non-endangerment policy. These
commenters added that a strict no
movement policy would eliminate all
injection and supply wells in the region.
B. Comments on the Notice of Data
Availability and the Relative Risk
Assessment
EPA received 203 comments in
response to the NODA and its summary
of the Relative Risk Assessment. The
paragraphs below summarize the more
significant comments on the three main
issues raised in the NODA. The
complete comment response document
available for review in the Florida UIC
docket addresses these comments in
more detail.
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1. Appropriate Level of Wastewater
Treatment Prior to Injection
In the NODA, EPA asked for comment
regarding the level to which wastewater
should be treated before it is injected
into deep wells that have caused or may
cause fluid movement into a USDW.
Some commenters advocated requiring
treatment to drinking water standards
before injection, citing concerns about
pathogens migrating to aquifers and the
inability of modeling to identify all
pathways by which contamination
could occur. Some commenters also
expressed concern about the potential
migration of viruses, pathogenic
bacteria, and protozoa. They asserted
that data show that injected fluids are
migrating and, without disinfection,
pathogens may survive, especially
where the travel times to USDWs are
short.
Some commenters advocated
requiring denitrification as well.
Commenters opposed to requiring
advanced wastewater treatment said
that current treatment requirements are
adequate, and that the cost of requiring
AWT all the time would be excessive.
Some commenters cautioned against a
‘‘one-size-fits-all’’ approach, and
suggested including case-by-case
treatment requirements in permits. They
added that, at most facilities, drinking
water standards are already met within
the aquifer and that, given the salinity
of the injection zone, any water from the
USDW would require reverse osmosis
treatment before it is usable for
drinking.
EPA also asked commenters whether
treatment consistent with corresponding
Florida requirements (i.e., treatment that
meets the State’s secondary treatment
and high-level disinfection standards) is
appropriate. Some commenters
advocated requiring AWT in accordance
with Florida’s standards. Other
commenters said that Florida sets
differing standards based on the quality
of the receiving waters, and that simply
adopting the Florida standard would not
resolve the issue where fluid migration
is occurring.
2. Feasibility of Hydrogeologic
Demonstrations To Predict Movement of
Fluids
As previously described in Section
II.F.2, the NODA requested comment on
the practicality and feasibility of
allowing facilities to conduct
hydrogeologic demonstrations, given the
inherent difficulties and uncertainties
regarding the extent, location, and
connectivity of possible natural
conduits for flow identified in the
Relative Risk Assessment.
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Commenters who advocated the use
of hydrogeological demonstrations said
that such demonstrations would provide
utilities needed flexibility, given the
hydrogeologic variability in Florida.
They added that this approach would be
in line with the intent of Congress and
the SDWA. These commenters added
that monitoring shows that
contaminants are not moving into
USDWs, and that the critical point to
consider is whether the USDW is
endangered (rather than just that fluids
are moving into USDWs).
Commenters who opposed allowing
facilities to conduct hydrogeologic
demonstrations said that monitoring
programs cannot adequately
characterize fluid movement in the
subsurface, especially given the faulted
and fractured geology of Florida.
Other commenters agreed that
hydrogeological demonstrations should
be conducted to understand the geology
of the injection zone, but said that
treatment should be required as well.
3. Class I or Class V
EPA solicited comment on ways to
address the fluid movement that has
occurred, while preventing the
endangerment of USDWs. Specifically,
EPA asked for comment on whether
wells with fluid movement should be
reclassified as Class V wells, or whether
Class I or Class V requirements specific
to Florida should be promulgated.
Commenters who advocated
reclassifying the wells as Class V said
that the injection and confining layers
are sufficiently similar to be considered
a single formation. These commenters
were against ‘‘blanket’’ reclassification
of the wells, however, saying that each
well should be considered individually.
Other commenters, who were against
reclassifying the wells as Class V, cited
concerns that doing so would lead to
greater reliance on injection as a
wastewater disposal method. They
asserted that some injected fluid is
migrating to and impacting coral reefs,
the wells are in violation of SDWA
requirements, and the level of treatment
specified will not protect USDWs. These
commenters expressed doubt whether,
given the existence of natural conduits
connecting subsurface layers, the upper
layer is sufficiently confining injected
wastewater. They added that two
subsurface layers sharing certain
characteristics do not constitute a single
formation.
IV. Explanation of Today’s Action
This section describes today’s action.
It also discusses how EPA considered
information in the Relative Risk
Assessment and the NODA, as well as
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public comments received on each of
these documents.
A. Objectives and Approach
Under Section 1421 of the Act, UIC
regulations must prevent underground
injection that endangers drinking water
sources. While EPA met this statutory
requirement in the past by prohibiting
fluid movement, the Act authorizes
other approaches as well, such as the
approach used in today’s rule, which
requires treatment of wastewater prior
to injection. The overriding objective of
today’s action is to ensure the protection
of USDWs, which is the chief goal of the
Federal UIC Program. In so doing, it is
important that the rule: (1) Not undercut
or unnecessarily burden the Florida UIC
Program as it pertains to Class I
municipal disposal wells; and (2) not
transfer potential problems to other
programs or increase concerns
associated with the management of
treated municipal wastewater by other
practices, including aquifer recharge,
surface water discharge, and ocean
disposal.
In order to meet this last objective,
EPA has concluded that it is important
to maintain underground injection as a
viable alternative for managing treated
municipal wastewater in Florida. There
are eight instances of known or
suspected contamination of USDWs
caused by Class I municipal disposal
wells, but the Relative Risk Assessment
has shown that the overall risks
associated with such underground
injection are low. The factors on which
this determination of ‘‘low risk’’ was
based include: The quality of the treated
wastewater and the contaminants that
are found in wastewater; the reduction
in certain contaminants provided by
secondary and, for some facilities,
advanced treatment; the estimated time
of travel for wastewater to move
vertically to USDWs; and the
anticipated reduction in contaminant
concentration that occurs in the deep
underground environment.
In comparison, the other wastewater
management options EPA assessed in
the Relative Risk Assessment do not
offer clear environmental advantages
and are more expensive than
underground injection. The Relative
Risk Assessment found that the other
wastewater management options each
pose specific (yet low) risks to human
health and the environment that do not
necessarily make them preferable to
underground injection. For example,
disposal of secondary treated
wastewater into surface water or the
ocean, rather than deep injection,
carries nutrients that feed algae blooms
that, in turn, can deplete the oxygen
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necessary for plant life. Fish need plants
for food to live. To limit these nutrients
in critical surface water areas (such as
Tampa Bay), municipalities are required
to provide advanced wastewater
treatment with nutrient removal, which
is more expensive than underground
injection, even when the effluent is
treated by high-level disinfection. It is
also important to note that, while ocean
outfalls have not been prohibited by
Florida statute or regulation, no new
outfalls have been approved and
constructed for more than 15 years.
Therefore, it is questionable whether
additional ocean disposal would even
be an option, if injection were no longer
allowed.
In order to continue to allow
underground injection, the question
becomes how to allow it and, at the
same time, ensure the protection of
USDWs. There are two basic approaches
within the UIC Program for doing this.
The first approach, which is currently
employed for all Class I, II, and III wells,
is to ensure that injected fluids are
confined and isolated from USDWs.
This approach is based on the premise
that the quality of the injected fluids is
poor and the movement of such fluids
into a USDW is likely to endanger its
use. To implement this approach, the
standard of protection for Class I, II, and
III wells is to prevent any movement of
fluid into a USDW, as summarized in
Section II.B of this preamble.
In the absence of today’s rule, the
requirement for no fluid movement
would remain the basic approach for
regulating Class I municipal disposal
wells and be the requirement that
owner/operators would have to meet in
order to remain in operation. Enforcing
this approach would, in effect, require
these wells to shut down, because
isolation from USDWs cannot be
ensured due to the Florida geology and
available monitoring data at some sites
as described above. Shutting down the
injection wells would in turn force the
municipal wastewater to be managed by
other means, which would not provide
any net environmental benefits, would
increase the risks to surface water and
coastal ecosystems, and would increase
treatment and other costs to owners and
operators of domestic wastewater
treatment facilities. The Relative Risk
Assessment found that the other
wastewater management options,
including underground injection, pose a
low risk to human health and the
environment. Shutting down the wells
would result in a different, but not
necessarily better, alternative. All of
this, in EPA’s view, provides a
compelling argument for an alternate
approach.
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The alternate approach, which is used
when adequate confinement between
the permitted injection zone and
USDWs cannot be assured, is the
rigorous control of the quality of the
injected fluids. Under this approach,
movement of fluids into USDWs is
known or suspected, but that movement
should not endanger the USDWs
because the quality of the injectate is
not a concern. This is the basic
approach employed by EPA and the
States for Class V wells, most of which
release fluids into or above USDWs.
Today’s rule adopts a similar approach
that relies on an appropriate level of
wastewater treatment prior to injection
in order to assure the protection of
USDWs. While changing to this
approach does represent a shift in the
form of the controls employed for
certain Class I municipal disposal wells
in certain parts of Florida, it is not
undercutting protection of USDWs,
weakening the UIC Program
requirements, or introducing a new
standard. To the contrary, it is simply
taking a standard approach long used in
the UIC Program and applying it to this
narrow category of Class I wells as a
way to prevent endangerment where the
existing regulations do not offer any
flexibility.
Today’s rule, therefore, provides a
regulatory alternative to owners and
operators of Class I municipal disposal
wells in specific areas of Florida that
have caused or may cause unauthorized
movement of fluid into a USDW.
Because operation of such wells is
prohibited by existing Federal UIC
regulations, the new rule offers owners
and operators the ability to continue to
operate their wells, provided they meet
requirements to protect USDWs by
treating their waste according to these
requirements.
B. Operating Requirements
Today’s rule provides owners and
operators of Class I municipal disposal
wells in certain counties of Florida
whose injection has caused or may
cause the movement of fluids into a
USDW the option to (1) develop and
implement a pretreatment program that
is no less stringent than the
requirements of Chapter 62–625, F.A.C.
or demonstrates that they have no
significant industrial users as defined in
Chapter 62–625, F.A.C., and (2) treat the
injected wastewater using secondary
treatment in a manner that is no less
stringent than the requirements of
Florida Rule 62–600.420(1)(d), and use
high-level disinfection in a manner that
is no less stringent than the
requirements of Florida Rule 62–
600.440(5)(a)–(f). To continue injecting,
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70523
owners and operators of facilities that
have caused or may cause fluid
movement into a USDW will have five
years from the effective date of this rule
to install the required treatment; these
owners and operators have already been
notified by the UIC Program Director
that their injection wells have caused or
may cause fluid movement into USDWs.
If, at a later time, the Director
determines that other Class I municipal
disposal wells in the targeted areas of
Florida have caused or may cause
movement of fluids into USDWs,
owners and operators of those wells will
be so notified by the Director and will
have five years from the date of that
notification to install high-level
disinfection. See new 40 CFR
146.15(d)(2). During the time between
such notification and the time highlevel disinfection becomes operational
at these facilities, the Director has the
authority to require additional operating
requirements on a site-specific basis in
order to protect USDWs.
These new provisions comprise
Option 1 from the July 7, 2000,
proposed rule as refined by the
alternative treatment standard proposed
in the May 5, 2003, NODA. Option 1 of
the proposed rule proposed additional
treatment, beyond secondary treatment,
in the form of four suboptions. All four
suboptions proposed high-level
disinfection with advanced treatment as
defined by two levels of BOD reduction
with and without nutrient removal. The
alternative treatment level in the NODA,
like all of the suboptions in the
proposed rule, also called for high-level
disinfection. However, the alternative
treatment level in the NODA called for
high-level disinfection as it is currently
prescribed by the State, which includes
a reduction in TSS levels to 5 ppm. This
TSS level is substantially equivalent to
the two suboptions in the proposed rule
that called for high-level disinfection
and advanced treatment defined by
reduction in BOD to less than 10 ppm.
In selecting this option for high-level
disinfection, as first prescribed in
Option 1 of the proposed rule and
refined in the NODA, EPA agrees with
commenters who recommended that
EPA require additional or enhanced
treatment because of concerns for
insufficient confinement, as well as
uncertainties regarding the areal extent
of movement of injected wastewater in
the subsurface. The selected approach,
therefore, requires an additional or
enhanced level of treatment that will
provide an effluent quality that would
not endanger USDWs. As discussed in
the preceding section of this preamble,
an approach that focuses on effluent
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quality is a standard approach used in
the Federal UIC program when adequate
confinement cannot be assured.
The final operating requirements,
however, do not call for the nonendangerment demonstration that was
included within Option 1 of the July 7,
2000, proposal. As envisioned in the
proposal, this non-endangerment
demonstration would have focused on
any contaminants that still exceed
national drinking water regulations or
other health-based standards after
advanced wastewater treatment.
However, the proposal did not
rigorously define the level of advanced
treatment that would be required,
instead the proposal states that
‘‘advanced treatment is any level of
treatment in excess of secondary
treatment’’ (65 FR 42239, July 7, 2000).
At the same time, the four alternative
treatment standards proposed as part of
Option 1 provided numerical criteria for
BOD removal, but did not provide any
criteria or other specific details to define
the required level of ‘‘disinfection.’’ By
adopting the definition of ‘‘high-level
disinfection’’ from the Florida
regulations, today’s final rule imposes a
specific and widely accepted standard
for ensuring the removal of
microorganisms, which the Relative
Risk Assessment (completed after the
proposal) now shows are the primary
contaminants of concern. As a result,
EPA does not believe that the final rule
needs to require a non-endangerment
demonstration focusing on
contaminants after treatment. EPA is
confident that the problem will be
adequately solved by the treatment
itself. Instead, the Florida UIC Program
Director is left with the flexibility that
he or she currently has to require such
a demonstration, or any other measure
deemed necessary, to protect USDWs on
a case-by-case basis.
The following subsections provide
additional discussion of two key aspects
of these final operating requirements.
The first discusses the selected
requirement for pretreatment, secondary
treatment, and high-level disinfection,
including the rationale for adopting the
Florida standard; the rationale for not
requiring the removal of BOD, nutrients,
or other contaminants besides
microorganisms; and the rationale for
phasing in the new treatment over time.
The second subsection elaborates on
EPA’s rationale for not adopting the
hydrogeologic demonstration approach
discussed in the proposal and NODA.
1. Selected Approach
The following sections outline EPA’s
rationale for the specific requirements
in today’s rule, including requiring
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pretreatment, secondary treatment, and
high-level disinfection, as well as the
rationale for not requiring the removal
of other contaminants and why the new
treatment will be phased in over time.
a. Rationale for Requiring
Pretreatment of Wastewater. Today’s
rule includes requirements for owners
and operators of facilities that wish to
be covered by the alternative
endangerment standard to comply with
existing pretreatment requirements for
those facilities. EPA found that almost
all (14 of the 16) facilities that have
caused or may cause fluid movement
into a USDW already have pretreatment
programs in place, and the remaining
two facilities have conducted surveys
indicating that they are not handling
waste streams from significant
industrial users. EPA believes that
existing pretreatment programs at the
affected facilities are adequate and
necessary to ensure that a variety of
contaminants that might appear in
wastewater do not endanger USDWs.
EPA agrees with commenters who
suggested that requiring industrial users
to pretreat their wastewater would
reduce the chance of contaminating
USDWs and reduce the costs to
municipal treatment works. EPA also
agrees with several commenters who
advocated extending pretreatment
requirements to facilities with flows of
less than 5 MGD. EPA disagrees with
commenters who opposed the
pretreatment requirements, and who
cited concerns about the ineffectiveness
of pretreatment programs to prevent
fluid movement or protect public
health. EPA believes that it is important
for significant industrial users to
pretreat their wastewater to remove
those contaminants that would not be
consistently removed by a municipal
wastewater treatment facility before
they are injected.
Therefore, today’s rule requires that
owners and operators develop and
implement a pretreatment program that
is no less stringent than the State’s
requirements in Florida Rule 62–625,
unless they have no significant
industrial users as defined in that
chapter, if they wish to avail themselves
of the alternative endangerment
standard. The State developed these
pretreatment requirements to ensure
that contaminants are prevented from
endangering the public. EPA is adopting
pretreatment provisions consistent with
those requirements under the authority
of the SDWA to prevent contaminants
from endangering USDWs.
b. Rationale for Requiring Secondary
Treatment of Wastewater. Florida
currently requires Class I municipal
wastewater facilities to apply secondary
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treatment prior to injection, and this
requirement will stay in place regardless
of the addition of the high-level
disinfection requirement. Applying
secondary treatment, which requires
BOD reduction to 25 ppm and TSS
reduction to 30 ppm, is necessary for
high-level disinfection to work. Without
significant reduction in suspended
solids that is first achieved by secondary
treatment and is further addressed by
filtration, the standards for compliance
with the high-level disinfection
standard of 5 ppm of total suspended
solids in this rule could not be
achieved.
EPA’s July 2000 proposed rule
assumed that domestic wastewater
effluent injected into Class I municipal
disposal wells would have been subject
to secondary treatment. See new 40 CFR
146.15(c)(3). Although some
commenters expressed opposition to the
options for advanced treatment
proposed, no commenters expressed
opposition to secondary treatment.
Since the State already requires
secondary treatment, and all Class I
municipal well facilities provide
secondary treatment, no facilities would
need to upgrade their plants to meet this
requirement.
c. Rationale for Using the Florida
Definition of High-Level Disinfection.
The record supporting this rule—
including available monitoring data, the
Relative Risk Assessment, and public
comments—provides compelling
evidence that additional wastewater
treatment to remove pathogenic
microorganisms is needed to ensure that
continued Class I municipal disposal in
certain parts of Florida does not
endanger USDWs. EPA agrees with
concerns expressed by many
commenters that the quality of
secondary-treated wastewater poses a
threat to USDWs in certain parts of
Florida in light of information that
injected fluid at some sites is not being
confined to the injection zone. In
particular, pathogens may remain in
wastewater following secondary
treatment and can threaten USDWs if
injected in certain parts of Florida. As
found in the Relative Risk Assessment,
the degree to which pathogenic
microorganisms are removed by
wastewater treatment is the main factor
determining the risk associated with
injection.
The Relative Risk Assessment
identified pathogens as being of concern
not only because of their high
concentration in secondary-treated
wastewater, but also because of
uncertainties associated with fluid
movement and their fate within the
subsurface of certain parts of Florida.
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EPA acknowledges, as noted by some
commenters, that there will be some
level of pathogen die-off in the deep
subsurface and that a shallow confining
system may serve as a barrier to the
movement of contamination in some
locations. However, EPA believes that
there is incomplete information about
the movement and fate of pathogens in
the subsurface. This lack of information
prevents EPA from concluding that
pathogen die-off is sufficient to protect
USDWs in the areas of Florida targeted
by today’s rule.
Based on these concerns, EPA has
determined that owners and operators of
Class I municipal disposal wells in
specific areas of Florida must provide
high-level disinfection if their injection
has caused or may cause fluid
movement into a USDW. EPA has
decided to adopt Florida’s definition of
high-level disinfection in today’s rule
because it effectively addresses the risk
of pathogens better than any of the other
proposed alternatives. It also offers the
important advantage of being consistent
with the standards already adopted and
implemented in Florida, thereby
eliminating any confusion or disruption
to existing programs.
The specific definition of high-level
disinfection, as detailed in Florida Rule
62–600.440(5)(a)–(f), includes
requirements to: (1) Reduce total
suspended solids to 5.0 mg/l or less
before the application of the disinfectant
to maximize disinfection effectiveness
which, (2) result in an effluent with
fecal coliform values that are below
detectable levels in 75 percent of the
samples, and that are never above 25
organisms per 100 ml in any one
sample; and (3) where chlorine is used
for disinfection, assure rapid and
uniform mixing with a minimum dose
of 1 mg/l of free chlorine for a minimum
contact time of 15 minutes. EPA is
confident that requiring high-level
disinfection, defined in this way (no
less stringent than Florida Rule 62–
600.440(5)(a)–(f)), will satisfactorily
address the risk associated with
microbial pathogens released by Class I
injection wells in the targeted areas of
Florida. Viruses and bacteria will be
inactivated through high-level
disinfection, the effectiveness of which
is ensured by operational criteria (i.e.,
fecal coliform limits) and the
requirement to filter the wastewater
beforehand. Filtration is also the
accepted method for the removal of
protozoa (e.g., Cryptosporidium and
Giardia).
The State of Florida found, after
significant public comment and
evaluation by the State Department of
Health, that high-level disinfection thus
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defined will significantly address
pathogens and reduce the chance of
waterborne disease. For this reason, the
State allows wastewater that has been
treated by high-level disinfection to be
reclaimed for reuse purposes where the
public has access, such as watering
lawns and golf courses. In addition,
Florida requires domestic wastewater
systems to use high-level disinfection
when they discharge effluent above or
directly into USDWs using Class V wells
or when they discharge to certain
surface waters, such as Tampa Bay. It is
important to note, however, that these
standards for high-level disinfection are
not equivalent to the standards that
apply to drinking water. Florida
requires that valves and outlets that use
reclaimed water be painted purple and
labeled with ‘‘Do Not Drink’’ warning
signs. Reclaimed water and water
injected into Class I wells that meet the
standards of today’s rule will have the
same water quality resulting from
pretreatment, secondary treatment,
filtration and high-level disinfection to
ensure that they will not endanger
USDWs.
In contrast to the standards for highlevel disinfection, Florida also has
standards for basic disinfection and
intermediate disinfection, which EPA
believes are not appropriate for today’s
rule. The State requires basic
disinfection for certain surface water
discharge and offshore ocean disposal,
or for reclaimed wastewater used for
other purposes where the public will
not be exposed, such as cooling water
use. Basic disinfection does not limit
the quantity of TSS in the effluent and
requires half the chlorine dose of highlevel disinfection. Facilities that provide
basic disinfection must be designed to
result in a fecal coliform value of not
more than 200 organisms per 100 ml.
Facilities that use intermediate
disinfection must be designed for rapid
and uniform mixing of chlorine with a
minimum dose of 1 mg/l free of chlorine
for a minimum contact time of 15
minutes, as with high-level disinfection.
However, no TSS limitations are set, so
the facilities avoid the expense of
filtration. Facilities that provide
intermediate disinfection must be
designed to result in not more than 14
fecal coliform values per 100 ml. In
contrast, high-level disinfection
treatment facilities are designed to
result in zero fecal coliform values per
100 ml. Intermediate disinfection is
used in a few ‘‘middle-ground’’
instances where public access is
restricted but could possibly occur;
high-level disinfection is required
where there is public access; and basic
disinfection is allowed where public
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access is clearly restricted. One such
instance is discharge to wetlands where
public access is restricted.
EPA is adopting the State’s standard
for high-level disinfection rather than
basic or intermediate disinfection
because high-level disinfection is more
appropriate for effluent injected into
wells that have caused or may cause
fluid movement into a USDW. Such a
standard applied to effluent that moves
into a USDW from below is consistent
with standards the State applies to
effluent that is released into or above
USDWs by Class V wells. Florida’s
definitions and standards for basic
disinfection and intermediate
disinfection were established by the
State to apply to situations where
wastewater would be isolated and not
come in contact with humans. The State
anticipated the possibility that humans
could inadvertently come into contact
with water that has achieved high-level
disinfection despite warnings. The
reclaimed wastewater is not intended
for regular ingestion by the population
and thus does not require that level of
advanced treatment needed to meet
drinking water standards prior to
discharge. EPA believes that the
injection scenario is similar to use of
reclaimed water in that, because of the
depths at which wastewater is injected,
the possibility of inadvertent human
ingestion prior to additional treatment is
remote.
However, the lack of control over the
movement of fluids into USDWs in
certain parts of Florida and the
uncertainties about the location,
concentration, and survivability of
waterborne pathogens injected in those
areas call for the degree of disinfection
and filtration that is defined by highlevel disinfection. As noted above,
without the filtration that goes with
high-level disinfection, there is no
assurance that the treatment would
effectively remove pathogenic protozoa,
such as Cryptosporidium and Giardia.
d. Rationale for Not Requiring the
Removal of Other Contaminants.
Although pretreatment, secondary
treatment, and high-level disinfection
will remove many contaminants that
may be present in municipal
wastewater, EPA agrees with
commenters who said that a large
variety of contaminants, such as
pharmaceutical products and
disinfection byproducts, that may be
present in treated municipal
wastewater, may not be removed.
Today’s final rule does not
specifically require all affected facilities
to install treatment to remove these
other contaminants for four main
reasons: (1) The Relative Risk
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Assessment found that the only
contaminants that posed a potential
threat were pathogenic microorganisms;
(2) Class I municipal disposal wells are
precluded from injecting listed or
characteristically hazardous waste
streams; (3) Class I municipal disposal
wells are allowed to inject only
wastewater that has received a level of
treatment, specified in individual
permits, deemed necessary by the
Director to prevent endangerment; and
(4) many other contaminants are
addressed through EPA’s existing
pretreatment regulations (see Section
IV.B.1.a, above) . If the Director finds
that any other contaminants pose a
threat to USDWs, that threat can be
addressed on a site-specific basis under
existing authorities.
In the July 7, 2000, notice, EPA
proposed four treatment alternatives
that prescribed varying levels of BOD
removal. This approach seemed
reasonable because BOD, along with
TSS, is a universal measure for defining
levels of wastewater treatment and
contaminant removal. In this sense, EPA
does not agree with commenters who
said that BOD cannot be used as a
parameter for defining the level of
treatment necessary to protect drinking
water. However, the Agency does
acknowledge, as several commenters
pointed out, that a BOD standard would
not necessarily achieve the objectives of
today’s final rule. EPA believes that the
State’s definition and standards for
high-level disinfection which uses a
standard for fecal coliform and a TSS
limit, rather than a BOD limit,
sufficiently defines the level of
treatment that is necessary to protect
USDWs.
The July 7, 2000, notice also proposed
nutrient (nitrogen and phosphorus)
removal as an element of some of the
treatment alternatives. However, EPA
agrees with those commenters who said
that nutrient removal may not be
necessary based on two findings from
the Relative Risk Assessment: (1) There
is not strong evidence that Class I
injection has caused or may cause
exceedances of the nitrate MCL in
USDWs; and (2) there is not strong
evidence that nutrients released by
Class I injection wells are migrating into
surface waters. These findings do not
necessarily mean that nutrients are
never a potential concern, only that
there is not sufficient evidence to
compel a nutrient removal standard for
all wells. Therefore, today’s rule does
not require nutrient removal. However,
the Director retains the flexibility and
discretion under current authority to
address nutrients on a case-by-case basis
if necessary to protect USDWs.
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e. Rationale for Phasing In the New
Treatment Over Time. EPA agrees with
commenters who said that it will take
time for facilities to install high-level
disinfection systems. Therefore, the
final rule requires owners and operators
wishing to avail themselves of today’s
final rule’s alternative endangerment
standard to have high-level disinfection
installed and operating within five years
of the rule’s effective date, if they have
already been notified by the Director
that they have caused or may cause
fluid movement, or within five years of
the time they are so notified. EPA
selected five years because it is
consistent with the time that has been
determined to be needed to install highlevel disinfection at Miami-Dade Water
& Sewer Department, South District
Wastewater Treatment Plant. In the
meantime, the Director has the authority
to require additional operating
requirements on a site-specific basis to
address any potential for endangerment
until the additional treatment goes into
operation.
2. In-Depth Hydrogeologic
Demonstrations
Today’s rule does not provide the
option for facility owners and operators
to use a hydrogeologic demonstration to
show that injection either will not cause
fluids to enter USDWs, or if that cannot
be shown, will not cause USDWs to
exceed MCLs or other health-based
standards (i.e., will not endanger
USDWs). This approach was originally
proposed as Option 2 and discussed
further in the NODA. EPA has instead
determined that, where injection has
caused or may cause fluid movement
into USDWs, pretreatment, secondary
treatment, and high-level disinfection is
the only effective alternative to the ‘‘nomovement’’ standard as a means of
ensuring non-endangerment.
EPA does not agree with commenters
who support the use of hydrogeological
demonstrations in lieu of wastewater
treatment. EPA believes that existing
compliance monitoring programs are
not sufficient to protect against
movement of contaminants into
USDWs, nor do they provide sufficient
early warning of contamination. To
demonstrate that injected fluids are not
migrating into and endangering a
USDW, a facility would need to show
the full areal extent of the fluids’
movement and its quality. However, as
discussed in the NODA, ground water
monitoring wells at most deep well
facilities in Florida are only intended to
provide some initial indication of fluid
movement and are not capable of
characterizing the full areal extent of
fluid movement, especially where
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natural conduits for flow are present.
Moreover, once any contamination is
detected, it may be too late to prevent
endangerment.
There are at least two other problems
with relying on monitoring for this
purpose. First, deep monitoring wells
are very costly to site, design, and
construct. As stated in the NODA, it is
unclear whether it would be practicable
to provide a sufficient number of
additional ground water monitoring
wells to provide the information needed
to demonstrate that injection has not
caused fluid movement, or that USDWs
are not being contaminated at sites
where natural conduits for flow exist.
Second, there is a potential that
monitoring wells installed for this
purpose could themselves create
artificial conduits for fluid movement.
Additional deep monitoring wells
would have to perforate all shallow
confining layers as they are installed,
posing the risk of contamination along
the well borehole to more shallow
aquifers.
EPA also does not believe that
modeling can provide an adequate
demonstration in the complex geology
of Florida. For example, in the Relative
Risk Assessment, EPA used numerical
modeling to simulate the time of travel
for fluid to move vertically from the
injection zone to USDWs and the depth
of hypothetical public water supply
wells. This modeling used input
parameter values for porous media flow
(relatively slow movement through
small pore spaces) and for preferential
flow (rapid movement through larger
fissures, cracks, fractures, voids, and
channels). The Agency found that the
time of travel estimated from the
preferential flow model matches actual
experience fairly closely at Miami-Dade
and Pinellas Counties. However, the
modeling only simulated time of travel
and did not show the full extent of the
movement of injectate from specific
sites. A more in-depth modeling effort
to show the extent of vertical and
horizontal movement of the hundreds of
millions of gallons a day would require
information on the location and extent
of fissures, cracks, voids, and channels
which is impossible, using current
technologies, to obtain with any
certainty. Therefore, the Relative Risk
Assessment showed that a credible
hydrogeological demonstration that
would need to rely on this type of more
in-depth modeling does not appear
feasible at this time.
Finally, in the public comments, EPA
did not receive answers to key questions
that it posed in the NODA as to whether
hydrogeological demonstrations were
feasible (i.e., whether they would work
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or whether they were adequate for
showing that there was no
endangerment to USDWs). Commenters
did not describe how the technical
challenges and missing information
regarding wastewater fate and transport
could be overcome, or how the UIC
Program Director might address these
difficulties in his or her review and
decisionmaking. With no new
information on how to effectively use
monitoring data or effectively simulate
the location and extent of channels and
solution cavities that are pervasive in
Florida’s complex geology, a final rule
allowing demonstrations would
establish an expensive and burdensome
approval process. The Agency questions
(based on all of the evidence cited
above) whether that process would yield
credible demonstrations. Before
adopting this approach, EPA would
need extensive credible evidence that
facilities can provide demonstrations
that would show where all, or a
significant volume, of the fluid is
located and that it does not endanger
drinking water sources.
Given these uncertainties about the
subsurface geology of Florida, the ability
of ground water monitoring to identify
and characterize the full extent of fluid
movement, and the ability of models to
predict the movement of fluids in the
Florida subsurface, EPA has determined
that relying on hydrogeologic
demonstrations would not be
sufficiently protective of USDWs.
Today’s rule therefore takes the more
conservative approach of requiring
owners and operators in certain parts of
Florida to treat their injected wastewater
using pretreatment, secondary
treatment, and high-level disinfection if
they wish to avail themselves of the
alternative endangerment standard.
C. Monitoring Requirements
Today’s rule does not add any new
monitoring requirements to those that
currently exist in the Federal
regulations at 40 CFR 146.13. That
section provides the Director with
authority to require a site-specific
monitoring program and periodic
monitoring of ground water quality
within the lowermost USDW and
aquifer above the injection zone. The
State’s monitoring requirements and the
procedures for modifying those
requirements also remain in effect.
In the July 7, 2000, notice, EPA did
not propose any changes to the
monitoring requirements for Class I
municipal disposal wells. EPA did,
however, consider adding more specific
requirements for effluent and ground
water monitoring than currently
contained in 40 CFR 146.13, and asked
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for comments on the appropriate level
of monitoring.
EPA agrees with comments on the
proposal saying that deep ground-water
monitoring does not, by itself, prevent
endangerment, and thus is not
prescribing new deep monitoring
requirements as part of today’s rule.
EPA believes that the threat of USDW
contamination in the targeted areas of
Florida is best addressed by requiring
the wastewater to be treated with
pretreatment, secondary treatment, and
high-level disinfection before it is
injected. Nevertheless, the Agency
recognizes that effluent and ground
water monitoring provides an indication
of whether treatment is sufficient and
working as it was designed and whether
fluid movement is occurring. EPA
believes that the current authority
provided to the Director in 40 CFR
146.13 for a site-specific monitoring
program is sufficient and that
appropriate monitoring requirements for
effluent and ground water will be
prescribed by the State in the facility
permit. This provision allows the
Director to require that certain
parameters and contaminants be
monitored and reported, some of which
have specific health-based limits under
the national primary drinking water
regulations. The Director also has the
authority to require other contaminants
to be monitored in order to ‘‘protect the
health of persons’’ even if a national
primary drinking water regulation has
not been promulgated.
D. Rule Applicability
1. How Will the New Rule Affect New
Wells?
EPA agrees with several public
comments on the Agency’s proposal, to
require any new Class I municipal
disposal well constructed in one of the
counties in Florida identified in today’s
rule to meet the pretreatment, secondary
treatment, and high-level disinfection
standard being established for existing
wells. To be clear, the standard applies
to any new Class I municipal disposal
well in the counties in Florida
identified in today’s rule, not just new
wells at facilities that (as determined
and notified by the Director) have
caused or may cause fluid movement,
per new 40 CFR 146.16 in today’s rule.
Contrary to other public comments,
EPA does not believe that applying the
rule to new wells will prohibit new
facilities or wells from being
constructed. EPA believes that new
wells in the identified counties where
there is a history of fluid movement can
be constructed and operated to meet the
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70527
new treatment standards as a way to
ensure the protection of USDWs.
2. What Florida Counties Are Covered
by the Final Rule?
As mentioned previously, EPA did
not receive any public comments
regarding the proposed list of Florida
counties to be targeted by the rule.
Therefore, the rule is being finalized to
apply only to publically and privately
owned facilities in those counties listed
in the proposal, as follows: Brevard,
Broward, Charlotte, Collier, Flagler,
Glades, Hendry, Highlands,
Hillsborough, Indian River, Lee,
Manatee, Martin, Miami-Dade, Monroe,
Okeechobee, Orange, Osceola, Palm
Beach, Pinellas, St. Johns, St. Lucie,
Sarasota, and Volusia. These counties
are being targeted because they have the
unique geologic conditions that are
predominated by carbonate rocks, as
discussed above.
E. Reclassification of Wells That Have
Caused Fluid Movement
In today’s action, EPA is promulgating
new Class I requirements. In the NODA,
EPA asked for comment on whether,
based on the findings of the Relative
Risk Assessment, wells with fluid
movement should be regulated as Class
I, Class V, or under provisions for both
Class I and Class V.
Public comments on this issue were
mixed. Some commenters were in favor
of reclassifying the wells as Class V,
saying that the injection zone and
confining layers are sufficiently similar
to be considered a single formation.
Other commenters were against
reclassifying the wells as Class V, citing
concerns that doing so would lead to
greater reliance on injection as a
wastewater disposal method or that
Class V standards would provide less
protection.
After considering these different
approaches and public comments, EPA
believes the best approach is to keep the
wells as Class I and impose the new
requirements as a condition for future
injection. As previously discussed in
Section IV A, this approach does
represent a change in the criteria (i.e.,
currently ‘‘no fluid movement’’) that
apply to certain Class I wells in certain
counties in Florida, but it embraces the
long-standing approach of controlling
injectate quality as a way to ensure
protection when fluid movement is
known or suspected. Therefore, EPA
believes that the rule is protective and
entirely consistent with measures used
in the Federal UIC Program, does not
undermine the goals or integrity of the
Class I program, and does not set a
dangerous precedent for other Class I
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wells found to be causing fluid
movement. Reclassifying the wells as
Class V would provide no greater
protection than this rule but would
introduce substantial confusion and
new burdens to well owners and
operators and regulators, who would
have to develop and implement
substantially revised UIC programs.
V. Cost of the Rule
In the absence of the availability of
the regulatory alternative in today’s
rule, owners and operators with wells
that have caused or may cause fluid
movement to a USDW would need to
find a way to operate so that the injected
fluid does not move into a USDW.
However, that simply cannot be done if
the movement is a function of a lack of
sufficient confinement. Owners and
operators would face having to close
their wells and adopt other disposal
alternatives. For the purpose of
estimating the cost of the final rule, EPA
assumes that operators would have to
use surface disposal, because Florida
has not approved new ocean disposal
pipelines for many years in order to
protect its coral reefs and beaches.
The economic analysis supporting
today’s rule compares the costs of
compliance under the previous
regulations (the baseline) with the costs
of compliance under the new rule. The
baseline scenario assumes that operators
of affected wells would be required to
abandon their injection wells and
switch to surface disposal. Assumptions
for estimating the cost of complying
with today’s rule include the addition of
treatment necessary at each affected
facility to meet the high-level
disinfection requirements of Florida
Rule 62–600.440(5)(a)–(f). Of a total of
42 Class I municipal disposal well
facilities in Florida, EPA estimates that
approximately 16 cause or may cause
fluid movement into a USDW and
therefore fall within the scope of this
rule. EPA estimates costs only for those
16 facilities.
To develop the cost estimates, EPA
used Version 3.0 of EPA’s W/W Costs
Model, combined with a methodology
recommended by the National Drinking
Water Advisory Council (NDWAC). The
W/W Costs Model generates capital and
annual operations and maintenance
(O&M) costs based on treatment
technology, design and average daily
flows, and chemical dose.
EPA relied on information from
Florida DEP to determine the number of
wells that would likely be affected by
the rule. The State reports that there has
been confirmed fluid movement into
USDWs from deep wells at three
facilities. The State also reports that
fluid has likely moved into USDWs
from wells at another five facilities and
that fluid has moved outside of the
permitted injection zone into a nonUSDW at another eight facilities.
EPA also used relevant information
from domestic wastewater facility
permits, compliance monitoring data,
and information about the availability of
high-level disinfection to determine the
required treatment upgrades for each
facility. At many of these facilities,
high-level disinfection capacity is
already in place; at the remainder, if
movement into the USDW is likely,
high-level disinfection will be necessary
if the well is to avail itself of the
authorization to inject provided by this
rule, once these requirements are
adopted by Florida as part of its UIC
program and approved by EPA. For this
reason, EPA has included all 16 of the
wells with varying degrees of fluid
movement or suspected movement in
the economic assessment for the rule.
The 16 facilities included in the cost
assessment are for the purpose of
estimating the cost of today’s rule. This
rule does not specifically require any of
these facilities to install additional
treatment. The remaining wells in
Florida with no fluid movement outside
the injection zone may never have fluid
movement detected in deep monitoring
wells, or, over a period of years and
decades, some will show fluid
movement. Due to this level of
uncertainty, EPA did not include them
in the economic assessment for this
rule. EPA does not believe that owners
and operators will incur additional costs
due to the pretreatment requirements of
this rule, because the 16 facilities with
varying degrees of fluid movement or
suspected movement already have a
pretreatment plan in place or have no
significant industrial users.
Based on the cost analysis, today’s
rule is significantly less costly than the
baseline requirements. The table below
presents a summary of the total capital
and annualized costs (at two discount
rate scenarios—3 percent and 7 percent)
for the baseline case and under today’s
rule. The cost savings are calculated by
subtracting costs for the injection
requirements associated with today’s
alternative approach from the baseline
case. As the table shows, the costs for
meeting the new requirements for 14 of
16 existing facilities, that are not already
required to install additional wastewater
treatment, where there is some form of
fluid movement or suspected movement
is $27.7 million in capital costs and $7.2
million annually (3 percent discount
rate), including O&M, as compared to
the baseline costs of $132.2 million in
capital costs and $15.2 million annually
(3 percent discount rate). At the 7
percent discount rate, the annualized
capital costs and O&M costs are $7.9
million. Thus, today’s alternative
represents a savings of $104.5 million in
capital costs and $8.0 million annually
at the 3 percent discount rate ($12.6
million at the 7 percent discount rate).
EPA’s complete cost estimation
document is in the Florida UIC docket.
Total cost
(in millions)
Average cost
per facility—based on 14 facilities *
(in millions)
Annualized costs
(annualized capital + O&M)
Scenario
Capital
costs
3%
Capital
costs
7%
Annualized costs
(annualized
capital + O&M)
3%
7%
Baseline: Abandon injection wells and switch to
surface disposal ....................................................
Today’s rule: Continue injecting after treating with
high-level disinfection ............................................
$132.2
$15.2
$20.6
$9.4
$1.1
$1.5
27.7
7.2
7.9
2.0
0.5
0.6
Cost Savings .....................................................
104.5
8.0
12.6
7.5
0.6
0.9
Note: Numbers may not appear to add due to independent rounding.
Costs are annualized over 20 years.
* Two of the 16 affected facilities are under a consent order and are excluded from the cost analysis.
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EPA solicited comments on the cost
estimation approach. A few commenters
provided input on costs at specific
affected facilities, and several general
comments were offered on the cost
analysis, including that it is overly
simplistic, given the complexity of the
rule. Many commenters believed the
cost of the rule as proposed was too
high. The comment response documents
in the Florida UIC docket provide a
more complete summary of and
response to these comments on the cost
analysis.
VI. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993) the Agency
must determine whether the regulatory
action is ‘‘significant’’ and therefore
subject to OMB review and the
requirements of the Executive Order.
The Order defines ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
It has been determined that this rule
is not a ‘‘significant regulatory action’’
under the terms of Executive Order
12866 and is therefore not subject to
OMB review.
One comment was submitted on this
topic, stating that the proposed rule is
a significant regulatory action. The
commenter believes the rule will create
a serious inconsistency or otherwise
interfere with an action by another
agency and will raise novel legal and
policy issues. The commenter did not
provide any specific information in
support of the comment. EPA does not
agree with this comment. Providing this
alternative set of requirements for
certain Class I wells in Florida does not
create any inconsistency with the rest of
the UIC program, nor does it raise novel
issues triggering this Executive Order.
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Today’s alternative applies the Agency’s
long-standing Class V endangerment test
to a class of municipal disposal wells
that are unique to Florida. That these
wells are suspected of injecting below
formations without adequate
confinement makes application of the
Class V standard both reasonable and
appropriate. As noted in Section V
above, the Agency estimates that
implementing the selected option will
result in a savings of $104.5 million in
capital costs and $8.0 million annually.
B. Paperwork Reduction Act
The information collection
requirements in this rule have been
submitted for approval to Office of
Management and Budget (OMB) under
the Paperwork Reduction Act, 44 U.S.C.
3501 et seq. The information collection
requirements are not enforceable until
OMB approves them.
The ICR estimates monitoring,
demonstration, reporting, and
recordkeeping burdens and costs for
Class I municipal disposal well
operators in selected parts of Florida
associated with today’s rule. Class I
municipal disposal well operators must
submit this information per § 144.51 of
the CFR. Information regarding
wastewater quality, treatment, and
migration will be collected as outlined
in the rule for review by the State of
Florida as primacy agent. Under the
rule, the Primacy State would be
required to revise and resubmit a UIC
program application for Class I wells.
Information collected under SDWA
and, by extension, this ICR is expected
to be used by EPA and the State of
Florida to help ensure the maintenance
of clean, safe public drinking water
supplies.
Operators of injection wells may
claim confidentiality, as provided in
section 144.5, Confidentiality of
Information. If confidentiality is
requested, the information is treated in
accordance with the provisions of 40
CFR part 2, Public Information.
Information collected under this ICR is
intended for the Agency’s and/or State’s
internal use and there are no plans to
routinely release or publish any of the
data. However, if no claim of
confidentiality is made at the time of
submission, the information can be
made available to the public without
further notice.
EPA estimates that the average annual
burden on Class I municipal disposal
well operators (which includes public
and private entities) and the State of
Florida associated with this rule will be
2,003 hours. This is based on an
estimate that one State, Florida, will
need to provide 6 responses each year
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70529
at 88.4 hours per response. It is also
estimated that each of the 16 Class I
municipal disposal well operators will
need to provide an average of 10.7
responses each year at an average of 138
hours per response. The labor burden is
estimated for activities associated with
reading and understanding the rule,
performing and reviewing monitoring,
and meeting primacy requirements. No
respondents are expected to incur
capital or O&M costs to complete
information collection requirements.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An Agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
this ICR is approved by OMB, the
Agency will publish a technical
amendment to 40 CFR part 9 in the
Federal Register to display the OMB
control number for the approved
information collection requirements
contained in the rule.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of today’s action on small entities, a
small entity is defined as: (1) A small
business that is primarily engaged in
waste management services as defined
by NAICS code 562998 with annual
revenue less than $6 million according
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Federal Register / Vol. 70, No. 224 / Tuesday, November 22, 2005 / Rules and Regulations
to Small Business Administration size
standards; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s final rule on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
In determining whether a rule has
significant economic impact on a
substantial number of small entities, the
impact of concern is any significant
adverse economic impact on small
entities, since the primary purpose of
the regulatory flexibility analyses is to
identify and address regulatory
alternatives ‘‘which minimize any
significant economic impact of the rule
on small entities.’’ 5 U.S.C. 603 and 604.
Thus, an agency may certify that a rule
will not have a significant economic
impact on a substantial number of small
entities if the rule relieves regulatory
burden, or otherwise has a positive
economic effect on all of the small
entities subject to the rule.
Of a total of 42 Class I municipal
disposal well facilities in Florida, EPA
estimates that approximately 16 cause
or may cause fluid movement into a
USDW and fall within the scope of this
rule. As discussed in Section V, the
economic impact of this action actually
results in a cost savings to the Class I
municipal disposal well facilities
compared to the baseline, i.e.,
complying with existing UIC
regulations. Because Class I municipal
disposal well facilities that may avail
themselves of the authorization to inject
provided by this rule are only affected
if they cause or may cause fluid
movement prohibited by present law,
EPA has determined that the effect on
small entities will be positive to the
extent they are impacted. If the entity
chooses not to follow these new
requirements, the legal status of its
continued operations is not impacted by
the rule. We have therefore concluded
that today’s final rule either will have
no effect on or, in the alternative, will
relieve regulatory burden for all small
entities.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
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Jkt 208001
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and Tribal governments, in the
aggregate, or to the private sector, of
$100 million or more in any one year.
Before promulgating an EPA rule for
which a written statement is needed,
section 205 of the UMRA generally
requires EPA to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including Tribal
governments, it must have developed
under Section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
Today’s rule contains no Federal
mandate (under the provisions of Title
II of the UMRA) for State, local, and
Tribal governments or the private sector.
Because the authorization to inject
provided for by today’s rule is optional
on applicants, the costs incurred by an
entity in conjunction with such
authorization to inject under the rule are
discretionary, not mandated. The total
cost impact, in comparison to other
alternatives to provide effective
wastewater disposal, is anticipated to be
positive for those entities that choose to
avail themselves of the option provided
by this rule. This rule will reduce the
burden imposed by the current
regulations. Thus, today’s rule is not
subject to the requirements of sections
202 and 205 of the UMRA.
EPA has determined that this rule
contains no regulatory requirements that
might significantly or uniquely affect
small governments. This rule is not
targeted at small governments. It offers
owners and operators of Class I
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Fmt 4700
Sfmt 4700
municipal disposal wells in certain
parts of Florida that inject domestic
wastewater effluent an alternative
method of compliance with the existing
UIC rules, which prohibit fluid
movement, without requiring the
facilities to cease injection and abandon
their existing Class I municipal disposal
wells. This rule will provide them with
a less burdensome alternative for
compliance. Thus, today’s rule is not
subject to the requirements of section
203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ are defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This rule does not have Federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The rule allows
for an optional alternate method for the
State of Florida to use to ensure that no
owner and/or operator would endanger
a USDW by injection of domestic
wastewater effluent into a Class I
municipal disposal well. EPA is not
requiring that an owner and/or operator
use this authorization, but rather is
providing options that owners and/or
operators of existing Class I municipal
disposal wells may wish to use in order
to maintain their injection operations.
Thus, the requirements of Section 6 of
the Executive Order do not apply to this
rule. Although Section 6 of Executive
Order 13132 does not apply to this rule,
EPA did consult with the Florida
Department of Environmental Protection
(FDEP) in developing this rule and
FDEP agrees with EPA’s approach.
Two public comments were submitted
on this topic. Both comments suggest
EPA should revise its determination
under Executive Order 13132, and claim
the rule imposes significant burdens
and costly solutions on the State of
Florida. One commenter suggested that
EPA modify its final rule to allocate all
permitting decisions solely to the State.
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In response, today’s rule does not
change the current process by which the
State of Florida exercises its primacy
over injection operations in the State.
While the State would have to revise
and resubmit a UIC program application
for Class I wells if it wished to provide
owners and operators of Class I
municipal disposal wells in Florida
with the optional authorization
contained in this rule, it is anticipated
that the Director will retain authority
over Class I injection in Florida. In the
spirit of Executive Order 13132, and
consistent with EPA policy to promote
communications between EPA and State
and local governments, EPA solicited
comment on the proposed rule from
State officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
Tribal officials in the development of
regulatory policies that have Tribal
implications.’’
This final rule does not have Tribal
implications as specified in Executive
Order 13175. At present, there are no
Class I injection wells used for domestic
wastewater effluent disposal in Florida
that are owned or operated by an Indian
Tribal community. The intent of this
rule is to protect all USDWs from
endangerment caused by Class I
municipal disposal wells, including
those on Tribal land.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045: ‘‘Protection of
Children from Environmental Health
and Safety Risks’’ (62 FR 19885, April
23, 1997), applies to any rule that: (1)
Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
This final rule is not subject to
Executive Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
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15:28 Nov 21, 2005
Jkt 208001
Agency does not have reason to believe
the environmental health or safety risks
addressed by this action present a
disproportionate risk to children. The
rule provides an optional authorization
for certain Class I wells in Florida to
inject domestic wastewater effluent in
accordance with regulatory
requirements designed to prevent
endangerment of underground sources
of drinking water. The criteria
established in the rule safeguard these
resources for all potential users,
including but not limited to children.
Three comments were received on
this topic from environmental advocates
and a citizen. All three suggest that the
proposal has not adequately assessed
potential risk to children’s health, or
that contaminants in injected
wastewater may have a disproportionate
effect on vulnerable populations,
including children. EPA disagrees that
Class I municipal disposal of
wastewater that has been subjected to
pretreatment, secondary treatment, and
high-level disinfection as a result of this
rule will have a disproportionate impact
on children or any other vulnerable
population. By requiring pretreatment,
secondary treatment, and high-level
disinfection as a condition of future
operation of the targeted injection wells,
the rule is ensuring the protection of
USDWs and the health of children who
may rely on these USDWs as drinking
water sources.
70531
consensus standards bodies. The
NTTAA directs EPA to provide
Congress, through OMB, explanations
when the Agency decides not to use
available and applicable voluntary
consensus standards. This action does
not involve technical standards.
Therefore, EPA does not consider the
use of any voluntary consensus
standards.
J. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A Major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2). This rule
will be effective on December 22, 2005.
List of Subjects in 40 CFR Part 146
Environmental protection, Hazardous
waste, Indians-lands, Water supply.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355 (May
22, 2001)) because it is not a significant
regulatory action under Executive Order
12866.
Dated: November 15, 2005.
Stephen L. Johnson,
Administrator.
I. National Technology Transfer and
Advancement Act
As noted in the proposed rule, section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(‘‘NTTAA’’), Public Law. No. 104–113,
12(d), (15 U.S.C. 272 note) directs EPA
to use voluntary consensus standards in
its regulatory activities unless to do so
would be inconsistent with applicable
law or otherwise impractical. Voluntary
consensus standards are [Underground
Injection Control Program—Revision of
Federal Underground Injection Control
Requirements for Class I Municipal
Disposal Wells in Florida Page 62 of 62.]
technical standards (e.g., materials
specifications, test methods, sampling
procedures, and business practices) that
are developed or adopted by voluntary
I
PO 00000
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Fmt 4700
Sfmt 4700
For the reasons set forth in the
preamble, 40 CFR part 146 is amended
as follows:
I
PART 146—UNDERGROUND
INJECTION CONTROL PROGRAM:
CRITERIA AND STANDARDS
1. The authority citation for part 146
continues to read as follows:
Authority: Safe Drinking Water Act, 42
U.S.C. 300f et seq.; Resource Conservation
and Recovery Act, 42 U.S.C. 6901 et seq.
Subpart B—Criteria and Standards
Applicable to Class I Wells
2. Section 146.15 is added to Subpart
B to read as follows:
I
§ 146.15 Class I municipal disposal well
alternative authorization in certain parts of
Florida.
(a) Existing Class I municipal disposal
wells in specific geographic regions as
defined in paragraph (f) of this section
may continue to inject without violating
the regulatory prohibitions in Parts 144
and 146 of this chapter against the
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70532
Federal Register / Vol. 70, No. 224 / Tuesday, November 22, 2005 / Rules and Regulations
movement of injection or formation
fluids into a USDW, provided that such
wells meet the requirements of this
section, even if the Director determines
they have caused or may cause fluid
movement into a USDW. Nothing in this
section excuses such Class I municipal
disposal wells from meeting all other
applicable State and Federal
requirements including 40 CFR
144.12(a).
(b) For purposes of this section, an
existing Class I municipal disposal well
is defined as a well for which a
complete UIC construction permit
application was received by the Director
on or before December 22, 2005.
(c) For purposes of this section, the
determination that a Class I municipal
disposal well has caused or may cause
movement of injection or formation
fluids into a USDW may be made by the
Director based on any relevant data
available to him/her, including ground
water monitoring data generated
pursuant to regulatory requirements
governing operation of Class I municipal
disposal wells.
(d) In order for a Class I municipal
disposal well to qualify for
authorization to inject pursuant to
paragraph (a) of this section, the Owner/
Operator of that well shall:
(1) Develop and implement a
pretreatment program that is no less
stringent than the requirements of
Chapter 62–625, Florida Administrative
Code, or have no significant industrial
users as defined in that chapter.
(2) Treat the injectate using secondary
treatment in a manner that is no less
stringent than the requirements of
Florida Rule 62–600.420(1)(d), and
using high-level disinfection in a
manner that is no less stringent than the
requirements of Florida Rule 62–
600.440(5)(a)–(f), within five years after
notification by the Director that the well
has caused or may cause fluid
movement into a USDW.
(e) Where the Director issued such
notice for a well prior to December 22,
2005, in order for that well to qualify for
authorization to inject pursuant to
paragraph (a) of this section, the Owner/
Operator shall:
(1) Develop and implement a
pretreatment program that is no less
stringent than the requirements of
Chapter 62–625, Florida Administrative
Code, or have no significant industrial
users as defined in that chapter; and
(2) Treat the injectate using secondary
treatment in a manner that is no less
stringent than the requirements of
Florida Rule 62–600.420(1)(d), and
using high-level disinfection in a
manner that is no less stringent than the
requirements of Florida Rule 62–
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15:28 Nov 21, 2005
Jkt 208001
600.440(5)(a)–(f), within five years after
December 22, 2005.
(f) Authorization to inject wastewater
into existing Class I municipal disposal
wells pursuant to this section is limited
to Class I municipal disposal wells in
Florida in the following counties:
Brevard, Broward, Charlotte, Collier,
Flagler, Glades, Hendry, Highlands,
Hillsborough, Indian River, Lee,
Manatee, Martin, Miami-Dade, Monroe,
Okeechobee, Orange, Osceola, Palm
Beach, Pinellas, St. Johns, St. Lucie,
Sarasota, and Volusia.
I 3. Section 146.16 is added to Subpart
B to read as follows:
§ 146.16 Requirements for new Class I
municipal wells in certain parts of Florida.
Prior to commencing injection, any
Class I municipal disposal well in one
of the counties identified in § 146.15(f)
that is not an existing Class I municipal
disposal well as defined in § 146.15(b)
of this section shall meet all of the
requirements for existing wells seeking
authorization to inject pursuant to
§ 146.15.
[FR Doc. 05–23088 Filed 11–21–05; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
42 CFR Part 418
[CMS–1022–F]
RIN 0938–AJ36
Medicare Program; Hospice Care
Amendments
Centers for Medicare &
Medicaid Services (CMS), HHS.
ACTION: Final rule.
AGENCY:
SUMMARY: This final rule revises existing
regulations that govern coverage and
payment for hospice care under the
Medicare program. These revisions
reflect the statutory changes required by
the Balanced Budget Act of 1997 (BBA),
the Medicare, Medicaid, and SCHIP
Balanced Budget Refinement Act of
1999 (BBRA), and the Medicare,
Medicaid, and SCHIP Benefits
Improvement and Protection Act of
2000 (BIPA). Additionally, these
revisions reflect current policy on the
documentation needed to support a
certification of terminal illness,
admission to Medicare hospice, and a
new requirement that allows for
discharges from hospice for cause under
very limited circumstances.
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Fmt 4700
Sfmt 4700
This final rule does not address the
requirement for hospice data collection,
the changes to the limitation of liability
rules, or the changes to the hospice
conditions of participation that were
included in the BBA.
The intent of this final rule is to
expand the hospice benefit periods,
improve documentation requirements to
support certification and recertification
of terminal illness, provide guidance on
hospice admission procedures, clarify
hospice discharge procedures, update
coverage and payment requirements,
and address the changing needs of
beneficiaries, suppliers, and the
Medicare program.
DATES: These regulations are effective
on January 23, 2006.
FOR FURTHER INFORMATION CONTACT:
Linda Smith, (410) 786–5650.
SUPPLEMENTARY INFORMATION:
I. Background
A. Hospice Care
Hospice care means a comprehensive
set of services described in 1861(dd)(1)
of the Social Security Act (the Act),
identified and coordinated by an
interdisciplinary team to provide the
physical, psychosocial, spiritual, and
emotional needs of a terminally ill
patient and family members or both as
denoted in a specific patient plan of
care.
The emphasis of hospice care is on
the control of pain and the furnishing of
services that enable the beneficiary to
remain at home as long as possible with
minimal disruption to normal activities.
A hospice uses an interdisciplinary
approach to deliver medical, social,
psychological, emotional, and spiritual
services through the use of a broad
spectrum of professional and other
caregivers, with the goal of making the
individual as physically and
emotionally comfortable as possible.
Counseling and respite services are
available to the family of the hospice
patient. Hospice programs consider both
the patient and the family as the unit of
care.
B. Medicare Hospice Before the
Balanced Budget Act of 1997
The Balanced Budget Act of 1997
changed and clarified numerous aspects
of the Medicare hospice benefit
including the length of available benefit
periods, the amount of annual updates,
how local payment rates are
determined, the time frame for
physician certification, and what is
considered a covered Medicare hospice
service. Section 1861(dd) of the Act
provides for coverage of hospice care for
terminally ill Medicare beneficiaries
E:\FR\FM\22NOR1.SGM
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Agencies
[Federal Register Volume 70, Number 224 (Tuesday, November 22, 2005)]
[Rules and Regulations]
[Pages 70513-70532]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-23088]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 146
[FRL-7999-7]
Underground Injection Control Program--Revision to the Federal
Underground Injection Control Requirements for Class I Municipal
Disposal Wells in Florida
AGENCY: Environmental Protection Agency.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Today's rule amends the current Federal Underground Injection
Control (UIC) requirements by providing a regulatory alternative to
owners and operators of Class I municipal disposal wells in specific
areas of Florida that have caused or may cause movement of fluid into
an Underground Source of Drinking Water (USDW). Because operation of
Class I wells with fluid movement into a USDW is prohibited by Federal
UIC regulations, this new rule offers owners and operators of municipal
disposal wells in certain counties in Florida the ability to continue
to operate their wells provided they meet additional wastewater
treatment requirements. These new treatment requirements, which apply
only to injection operations in certain counties of Florida, are
designed to provide an equivalent level of protection to USDWs that is
afforded by the no-fluid-movement standard.
DATES: This regulation is effective December 22, 2005. For purposes of
judicial review, this final rule is promulgated as of 1 p.m., Eastern
time on December 6, 2005, as provided in 40 CFR 23.7.
ADDRESSES: The official public docket for this rule is located at the
U.S. Environmental Protection Agency (EPA), Region 4 Library (9th
Floor), Sam Nunn Atlanta Federal Center, 61 Forsyth Street, SW.,
Atlanta, GA 30303-8960. The docket is available for inspection from 8
a.m. to 3:30 p.m., Eastern time, Monday through Friday, excluding legal
holidays. For information on how to access Docket materials, please
call (404) 562-8190 and refer to the Florida UIC docket.
FOR FURTHER INFORMATION CONTACT: For technical inquiries, contact Nancy
H. Marsh, Ground Water & UIC Section, U.S. EPA Region 4, 61 Forsyth
Street, SW., Atlanta, GA 30303-8960 (phone: 404-562-9450; E-mail:
marsh.nancy@epa.gov) or Lee Whitehurst, Office of Ground Water and
Drinking Water, U.S. EPA, EPA East, 1200 Pennsylvania Avenue,
NW.,Washington, DC 20460 (phone: 202-564-3896; E-mail:
whitehurst.lee@epa.gov). For general information, contact the Safe
Drinking Water Hotline, at 800-426-4791. The Safe Drinking Water
Hotline is open Monday through Friday, excluding legal holidays, from 9
a.m. to 5 p.m., Eastern time.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. General Information
A. Who Are Regulated Entities?
B. Abbreviations and Acronyms Used in the Preamble and Final
Rule
II. Background
A. Why Is EPA Taking This Regulatory Action?
B. Statutory and Regulatory Framework
C. Requirements To Prevent Fluid Movement
D. Domestic Wastewater Disposal in Florida Through Class I Wells
E. July 7, 2000 Proposed Rule
1. Option 1: Advanced Wastewater Treatment (AWT) with a Non-
endangerment Demonstration.
2. Option 2: In-depth Hydrogeologic Demonstration and Advanced
Treatment, as Necessary
[[Page 70514]]
F. 2003 Relative Risk Assessment
1. Relative Risk Assessment Question 1: What Level of Treatment
and Disinfection Is Provided for the Management Options of Treated
Wastewater in South Florida?
2. Relative Risk Assessment Question 2: What Stressors Remain
(After Treatment) That May Be a Concern for the Management Options
of Treated Wastewater in South Florida?
3. Relative Risk Assessment Question 3: What Exposure Pathways
Are (or May Be) of Significance for the Management Options of
Treated Wastewater in South Florida?
4. Relative Risk Assessment Question 4: What Is the Overall
Estimate of Risk for the Management Options of Treated Wastewater in
South Florida?
5. Relative Risk Assessment Question 5: What Are the Important
Data or Knowledge Gaps for Deep Well Injection?
G. May 5, 2003, Notice of Availability and Notice of Data
Availability
1. NODA Question 1: What Is the Appropriate Level of Wastewater
Treatment Prior to Injection?
2. NODA Question 2: Is it Feasible To Predict Movement of Fluids
Through Hydrogeologic Demonstrations?
3. NODA Question 3: Have Some Deep Wells Been Misclassified as
Class I, When They Are Actually Class V?
III. Summary of Public Comments
A. Comments on the July 7, 2000, Proposed Rule
1. Selection of Option 1, Option 2, or a Combination of Both
2. Appropriate Level of Wastewater Treatment
3. Need for Pretreatment
4. Feasibility of Hydrogeologic Demonstrations to Predict
Movement of Fluids
5. Monitoring Requirements
6. Rule Applicability
7. Suitability of Florida Geology for Domestic Wastewater
Disposal Through Class I Wells
B. Comments on the Notice of Data Availability and the Relative
Risk Assessment
1. Appropriate Level of Wastewater Treatment Prior to Injection
2. Feasibility of Hydrogeologic Demonstrations To Predict
Movement of Fluids
3. Class I or Class V
IV. Explanation of Today's Action
A. Objectives and Approach
B. Operating Requirements
1. Selected Approach
a. Rationale for Requiring Pretreatment of Wastewater
b. Rationale for Requiring Secondary Treatment of Wastewater
c. Rationale for Using Florida Definition of High-Level
Disinfection
d. Rationale for Not Requiring the Removal of Other Contaminants
e. Rationale for Phasing In the New Treatment Over Time
2. In-Depth Hydrogeologic Demonstrations
C. Monitoring Requirements
D. Rule Applicability
1. How Will the New Rule Affect New Wells?
2. What Florida Counties Are Covered by the Final Rule?
E. Reclassification of Wells that Have Caused Fluid Movement
V. Cost of the Rule
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health & Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act
J. Congressional Review Act
I. General Information
A. Who Are Regulated Entities?
This regulation is limited in application to the owners and/or
operators of existing Class I underground injection wells that inject
domestic wastewater effluent in certain parts of Florida. It is limited
geographically to wells in the following counties: Brevard, Broward,
Charlotte, Collier, Flagler, Glades, Hendry, Highlands, Hillsborough,
Indian River, Lee, Manatee, Martin, Miami-Dade, Monroe, Okeechobee,
Orange, Osceola, Palm Beach, Pinellas, St. Johns, St. Lucie, Sarasota,
and Volusia. These counties are included in this rule because they have
the unique geologic conditions that are predominated by carbonate
rocks. Such rocks commonly contain fractures, faults, and solution
cavities that provide preferential paths for the movement of
underground fluids.
Class I injection wells are wells that inject fluids beneath the
lowermost formation containing, within one-quarter mile of a well bore,
a USDW (40 CFR 144.6(a)). Class I wells can be used to inject
hazardous, industrial, or municipal wastes. Class I municipal disposal
wells inject treated wastewater from publicly or privately owned and
operated facilities that treat domestic wastewater (commonly referred
to as sanitary wastewater or sewage), which is principally derived from
dwellings, business buildings, and institutions. Treated wastewater
from industrial facilities, often controlled through pretreatment
standards, may also be found in this wastewater. Currently, Class I
municipal disposal wells are located only in the State of Florida.
Specific regulated categories and entities include:
------------------------------------------------------------------------
Category Examples of entities
------------------------------------------------------------------------
Municipalities and Local Government.... Class I municipal disposal
wells disposing of domestic
wastewater effluent in certain
parts of Florida
Private................................ Class I municipal disposal
wells disposing of domestic
wastewater effluent in certain
parts of Florida.
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists the types of entities that EPA is now aware
could potentially be regulated by this action. Other types of entities
not listed in the table could also be regulated. To determine whether
your facility is regulated by this action, you should carefully examine
the applicability criteria in 40 CFR 146.15 of the rule. If you have
questions regarding the applicability of this action to a particular
entity, consult one of the persons listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
B. Abbreviations and Acronyms Used in the Preamble and Final Rule
AWT Advanced Wastewater Treatment
BOD Biochemical Oxygen Demand
CFR Code of Federal Regulations
EPA Environmental Protection Agency
F.A.C. Florida Administrative Code
FDEP Florida Department of Environmental Protection
ICR Information Collection Request
MGD Million Gallons per Day
NDWAC National Drinking Water Advisory Council
NOA Notice of Availability
NODA Notice of Data Availability
NTTAA National Technology Transfer and Advancement Act
O&M Operations and Maintenance
OMB Office of Management and Budget
RCRA Resource Conservation and Recovery Act
[[Page 70515]]
RFA Regulatory Flexibility Act
SBREFA Small Business Regulatory Enforcement Fairness Act
SDWA Safe Drinking Water Act
TDS Total Dissolved Solids
TSS Total Suspended Solids
USDW Underground Source of Drinking Water
UIC Underground Injection Control
UMRA Unfunded Mandates Reform Act
II. Background
A. Why Is EPA Taking This Regulatory Action?
In the early 1980's EPA found that some Class I municipal wells in
specific areas in Florida caused or may cause fluid movement into an
Underground Source of Drinking Water (USDW). On July 7, 2000, EPA
proposed a revision to the UIC regulations whereby continued injection
would be allowed only if owners or operators met certain additional
wastewater treatment requirements. EPA requested public comment on
options for providing additional wastewater treatment at municipal
disposal facilities in certain counties in Florida that have or may
cause fluid movement.
As part of EPA's FY 2000 appropriations bill, Congress asked EPA to
conduct a relative risk assessment of deep well injection, ocean
disposal, surface discharge, and aquifer recharge of treated effluent
in South Florida. EPA published the Relative Risk Assessment of
Management Options for Treated Wastewater in South Florida in April
2003. In the Relative Risk Assessment, EPA reported that results from
ground water monitoring around some Class I municipal disposal wells in
Florida confirm that fluids have migrated out of the permitted
injection zone and, in some cases, into USDWs. EPA also found that the
full extent of USDWs contamination is not known because the fate and
transport of pathogens contained in injected effluent is especially
difficult to define even with the most sophisticated ground water
modeling or monitoring.
On May 5, 2003, EPA issued a Notice of Availability (NOA)
announcing the availability of the Relative Risk Assessment and a
Notice of Data Availability (NODA), requesting public comment on how
the findings in the Relative Risk Assessment should inform this final
rulemaking.
Without today's rule, the no-fluid-movement requirement would
remain the only available approach for regulating Class I municipal
disposal wells in Florida, regardless of the level of wastewater
treatment prior to injection. Enforcing this approach would, in effect,
require owners and operators to shut these wells down because
wastewater isolation from USDWs cannot be ensured. Shutting down the
injection wells would, in turn, force the municipal wastewater to be
managed by other means, which could increase the risks to surface water
and coastal ecosystems.
As an alternative, EPA has chosen, for Class I municipal disposal
wells in certain parts of Florida, another approach that it believes
will be as effective as confinement in protecting USDWs from the
contaminants in the wastewater. This alternate approach involves the
rigorous control of the quality of the injected fluids. Under this
approach, the movement of fluids into USDWs, whether known or
suspected, should not endanger the USDWs because the quality of the
wastewater has been treated to a level that is no longer a threat to
USDWs. Today's action shifts the endangerment protection strategy
employed for Class I municipal disposal wells in certain parts of
Florida from the no-fluid-movement standard to an alternate approach
that relies on treatment of wastewater before it is injected. This
shift, however, does not undercut the protection of USDWs or weaken the
UIC Program requirements. Although facility owners and operators in the
designated counties must meet new treatment requirements to continue
injecting without violating the no-fluid-movement standard, they must
also comply with all other applicable UIC requirements to ensure that
their injection wells do not endanger USDWs.
In the Relative Risk Assessment's evaluation of injection practices
in Florida, pathogens were identified as the contaminant in municipal
wastewater that presents the greatest risk to USDWs. High-level
disinfection of this municipal wastewater is an effective method for
inactivating these pathogens.
Therefore, in today's rule, EPA amends the current Federal UIC
regulations to allow owners and operators of Class I municipal disposal
wells in specific areas of Florida to continue using their wells, even
if they have caused or may have caused movement of fluid into a USDW,
provided they meet new requirements to treat their municipal wastewater
with pretreatment, secondary treatment, and high-level disinfection.
B. Statutory and Regulatory Framework
Class I underground injection wells are regulated under the
authority of Part C of the Safe Drinking Water Act (``SDWA'' or ``the
Act'') (42 U.S.C. 300h et seq.). The SDWA is designed to protect the
quality of drinking water sources in the United States and prescribes
that:
Underground injection endangers drinking water sources if such
injection may result in the presence in underground water which
supplies or can reasonably be expected to supply any public water
system of any contaminant, and if the presence of such contaminant
may result in such system's not complying with any national primary
drinking water regulation or may otherwise adversely affect the
health of persons. (Section 1421(d)(2) of the SDWA, 42 U.S.C.
300h(d)(2).)
Part C Protection of Underground Sources of Drinking Water of the
Act specifically mandates the regulation of underground injection. The
Agency has promulgated a series of UIC regulations under this authority
at 40 CFR parts 144 through 147. The chief goal of any Federally
approved UIC Program (whether administered by the State or EPA) is the
protection of USDWs. This includes not only those aquifers which are
presently being used for drinking water, but also those which can
reasonably be expected to be used in the future. EPA has established
through its UIC regulations that underground aquifers with less than
10,000 mg/l total dissolved solids (TDS) and which contain a sufficient
quantity of ground water to supply a public water system are USDWs. (40
CFR 144.3)
Section 1421 of the Act requires EPA to propose and promulgate
regulations specifying minimum requirements for effective State
programs to prevent underground injection that endangers drinking water
sources. EPA promulgated administrative and permitting regulations, now
codified in 40 CFR parts 144 and 146, on May 19, 1980 (45 FR 33290),
and technical requirements, in 40 CFR part 146, on June 24, 1980 (45 FR
42472). The regulations were subsequently amended on August 27, 1981
(46 FR 43156), February 3, 1982 (47 FR 4992), January 21, 1983 (48 FR
2938), April 1, 1983 (48 FR 14146), July 26, 1988 (53 FR 28118),
December 3, 1993 (58 FR 63890), June 10, 1994 (59 FR 29958), December
14, 1994 (59 FR 64339), June 29, 1995 (60 FR 33926), December 7, 1999
(64 FR 68546), May 15, 2000 (65 FR 30886), and June 7, 2002 (67 FR
39584). Section 1421(b)(3)(A) of the Act also provides that EPA's UIC
regulations shall ``permit or provide for consideration of varying
geologic, hydrological, or historical conditions in different States
and in different areas within a State.''
When EPA promulgated its UIC regulations, it defined five classes
of injection wells in 40 CFR 144.6. Class I wells are defined as wells
which inject
[[Page 70516]]
fluids beneath the lowermost formation containing, within one-quarter
mile of the well bore, a USDW. Class I wells can be hazardous waste or
other industrial or municipal disposal wells. (Hazardous waste
injection must meet additional Resource Conservation and Recovery Act
(RCRA) requirements. See 40 CFR part 148. Class I municipal disposal
wells can be owned by public and private entities, as discussed above.
Section 1422 of the Act provides that States may apply to EPA for
national primary enforcement responsibility to administer the UIC
program. Those States receiving such authority are referred to as
``Primacy States.'' Florida received national primary enforcement
responsibility for the UIC program for Class I, III, IV, and V wells on
March 9, 1983. UIC regulations specific to Florida's primacy program
are established in 40 CFR part 147, Subpart K. For the remainder of
this preamble, reference to the UIC Program ``Director'' means the
Secretary of the Florida Department of Environmental Protection (FDEP).
Currently, all UIC Programs in Indian Country for Florida are directly
implemented by EPA. It is EPA's intent that the provisions of this
regulation apply to Class I municipal disposal wells in Indian Country
within the counties identified in 40 CFR 146.15(f). At this time, there
are no known Class I municipal disposal wells in Florida in Indian
Country.
C. Requirements To Prevent Fluid Movement
When EPA promulgated its regulations for the UIC program, it
established different requirements for each class of wells, based upon
the uses and risks of various types of wells. All classes of wells are
required to comply with 40 CFR 144.12(a) which states:
No owner and/or operator shall construct, operate, maintain,
convert, plug, abandon, or conduct any other injection activity in a
manner that allows the movement of fluid containing any contaminant
into underground sources of drinking water, if the presence of that
contaminant may cause a violation of any primary drinking water
regulation under 40 CFR part 142 or may otherwise adversely affect
the health of persons.
Then, for Class I, II, and III wells, 40 CFR 144.12(b) more
specifically provides that:
If any water quality monitoring of an underground source of
drinking water indicates the movement of any contaminant into the
underground source of drinking water, except as authorized under 40
CFR part 146, the Director shall prescribe such additional
requirements for construction, corrective action, operation,
monitoring, or reporting (including closure of the injection well)
as are necessary to prevent such movement.
In contrast to subsection (a), which, for all classes of wells,
prohibits fluid movement that may endanger USDWs, 40 CFR 144.12(b)
requires for Class I, II, and III wells that a State or Federal UIC
Program Director, upon detection of contaminant movement into a USDW,
prescribe requirements to prevent any such movement, regardless of
whether the movement may endanger the USDW.
In addition to 40 CFR 144.12(b), EPA established technical and
other requirements for specific classes of wells in Parts 144 and 146
regulations. Parts 144 and 146 regulations address siting,
construction, operation, and closure of wells. Parts 144.12(b) and the
specific technical requirements of parts 144 and 146 regulate the
activities through which fluid movement may result and impose
requirements designed to ensure that Class I, II, and III wells will
not endanger USDWs by prohibiting movement of any fluid into the USDW.
D. Domestic Wastewater Disposal in Florida Through Class I Wells
Beginning more than 20 years ago, municipalities in Florida began
to pursue the use of underground injection as an alternative to surface
disposal of treated wastewater from domestic wastewater treatment
facilities. Underground injection technology was employed to relieve
stress to surface water environments because it was technologically
feasible to inject large volumes of wastewater into deep permeable and
transmissive formations. Through technical and monetary assistance, EPA
supported construction of many of these facilities in an effort to
safeguard surface waters. Through injection technology, domestic
wastewater facilities have been able to dispose of large quantities of
domestic effluent, with the resulting benefit of reducing impacts to
surface ecosystems. Wells at facilities that inject domestic wastewater
into wells below the lowermost USDW are considered to be Class I
municipal disposal wells, and in Florida such wells inject into zones
ranging from 650 to 3,500 feet below the land surface.
The volumes of domestic wastewater permitted for injection at Class
I municipal disposal well facilities presently range from one well with
less than one million gallons per day (MGD) at the Gasparilla Island
Water Utilities to 17 wells with about 110 MGD at Miami-Dade Water &
Sewer Department, South District Wastewater Treatment Plant. Florida
requires that domestic wastewater must, at a minimum, be treated to
secondary wastewater treatment standards (see 40 CFR part 133). At the
time Florida permitted the currently operating Class I municipal
disposal wells, characterization of the geology indicated that there
was adequate confinement to isolate the injection fluids from any
USDWs. Because it was thought there was adequate confinement, it was
believed that injection fluids would never migrate upwards into the
shallower geologic formations containing USDWs.
The current injection and confining zones in peninsular Florida
exist in what is known as the Floridan Aquifer System. This system is
made up of carbonate rocks. The uppermost geologic formations of the
Floridan Aquifer System, as well as formations above the Floridan
Aquifer, are USDWs. The porosity and permeability variations of the
carbonate rocks of peninsular Florida and the existence of fractures
within the formation determine their confining ability. The porosity
varies greatly, even within the same horizon or geological deposit of a
particular time. Monitoring of injection operations over the past
several years has indicated that some deep geologic zones provide less
confinement between formations than was originally thought.
It now appears, from recent well monitoring data, that upward fluid
movement from some Class I municipal disposal operations occurs in
Florida because the injection fluid from Class I municipal disposal
wells has a lower density (lower TDS) than the native formation fluids.
This tends to cause the less dense injection fluids to rise to the top
of the injection zone preferentially through fractures that may exist
within the formations and above the injection zone if migration
pathways, such as fractures, exist. Movement of injected fluid into
USDWs either has been confirmed or is suspected at eight facilities, as
evidenced by levels of nitrates and ammonia, as well as significant
changes in dissolved solids concentrations. (The preferential flow that
leads to the movement of fluid with nitrates and ammonia can also lead
to the presence of pathogens.) At an additional eight facilities, there
is evidence of movement outside of the injection zone, though not into
USDWs.
E. July 7, 2000 Proposed Rule
On July 7, 2000, EPA proposed revisions to the UIC regulations that
would allow continued wastewater injection by existing Class I
municipal disposal wells that have caused or may cause movement of
contaminants into USDWs in specific areas of Florida (65
[[Page 70517]]
FR 42234). Continued injection would be allowed only if owners or
operators met certain additional requirements that provide adequate
protection for USDWs. EPA co-proposed two primary options for the
additional requirements:
1. Option 1: Advanced Wastewater Treatment (AWT) With a Non-
Endangerment Demonstration
The authorization to inject under Option 1 would have required that
the owner and/or operator of a Class I municipal disposal well
injecting domestic wastewater effluent treat the wastewater by advanced
treatment methods and high-level disinfection and demonstrate that
injection would not cause fluids that exceed the national primary
drinking water regulations or other health-based standards to enter the
USDW. The non-endangerment demonstration would focus on any
contaminants that still exceed national drinking water regulations or
other health-based standards after wastewater treatment. In the
proposal, EPA solicited public comment on the appropriateness of this
option, as well as the appropriate level of wastewater treatment,
nutrient removal, and high-level disinfection that should be required
if Option 1 is selected. The alternatives proposed were:
Treatment to 10-24 mg/l biochemical oxygen demand (BOD) with
disinfection;
Treatment to 10-24 mg/l BOD with disinfection and nutrient removal;
Treatment to <10 mg/l BOD with disinfection;
Treatment to <10 mg/l BOD with disinfection and nutrient removal.
2. Option 2: In-Depth Hydrogeologic Demonstration and Advanced
Treatment, as Necessary
The authorization to inject under Option 2 would have required that
the owner and/or operator of a Class I municipal disposal well
injecting domestic wastewater effluent provide a hydrogeologic
demonstration that the injection operation would not cause the USDW to
exceed national primary drinking water regulations or other health-
based standards. EPA anticipated that this hydrogeologic demonstration
would be an extensive evaluation, similar in detail to those required
for a RCRA land ban no-migration petition, and consist of an analysis
of the contaminants in wastewater prior to injection, include
monitoring data from deep wells at the base of the USDW, and also
include detailed hydrogeologic modeling of vertical and horizontal
fluid transport in the injection zone and USDWs. If it was anticipated
that the fluids may enter the USDW, the demonstration would have to
show that the fluids would not cause the USDW to exceed primary
drinking water regulations in 40 CFR part 141 or other health-based
standards. Operators who could not successfully demonstrate that the
injection operation meets these criteria would have been required to
treat their injectate to address the contaminants of concern and
satisfy additional requirements proposed to be added in a new 40 CFR
146.15(d). This second option also proposed a provision whereby all
facilities qualifying for authorization to inject under this option
would be required to install advanced wastewater treatment and high-
level disinfection by 2015.
EPA proposed to limit the applicability of the rule to existing
Class I municipal disposal wells that have caused or may cause fluid
movement into USDWs in specific counties and under certain geologic
conditions in Florida. The proposed counties were: Brevard, Broward,
Charlotte, Collier, Flagler, Glades, Hendry, Highlands, Hillsborough,
Indian River, Lee, Manatee, Martin, Miami-Dade, Monroe, Okeechobee,
Orange, Osceola, Palm Beach, Pinellas, St. Johns, St. Lucie, Sarasota,
and Volusia. These counties were targeted in the proposal because they
have the unique geologic conditions that are predominated by carbonate
rocks discussed previously. The counties were selected using a map
adapted from Florida Geological Survey map series 94 ``Potential
Subsurface Zones for Liquid-Waste Storage in Florida,'' created by
James A. Miller of the United States Geological Survey in 1979. The
proposed geological conditions were those where the injection and
confining zones are both in the Floridan Aquifer, and no clastic
confining unit separates the injection zone from the lowermost USDW.
See United States Geological Survey's Web site for specific information
on Florida's geology at https://www.usgs.gov or at https://
www.dep.state.FL.us/geology/.
EPA requested comment on a range of issues associated with this
proposal, including the following: (1) Should the Agency select Option
1 or 2, or, if it would be more appropriate, select a combination of
both options? (2) What is the appropriate level of wastewater
treatment, if Option 1 were selected? (3) What is the need to require
pretreatment as an additional condition of authorization under the
rule, and is it necessary to extend the pretreatment standards
presently required by the State to injection facilities with less than
5 MGD? (4) Are owners and operators able to provide the kind of
hydrogeologic and other information necessary for a successful
hydrogeologic demonstration under Option 2? (5) Is there a need for any
additional monitoring requirements for the final rule? (6) Is it
appropriate to make the rule applicable only to existing wells (not new
wells) and only to the proposed list of counties? (7) Is the Florida
geology suitable for domestic wastewater disposal through Class I
injection wells?
Following publication of the proposed rule, EPA held a series of
public meetings during the comment period. These meetings provided an
opportunity for interested parties to submit oral comments on the
proposal. Two public meetings were held on August 22, 2000, in Tampa,
Florida, and an additional two meetings were held on August 24, 2000,
in West Palm Beach, Florida.
The written comments submitted on the proposed rule and the oral
comments provided during the public meetings mirror each other. EPA has
carefully considered all of these comments and has responded to them in
full in the comment response document for the proposal, which is part
of the record for this final rule. These comments are also summarized
in Section III.A and factored into the Agency's final decisionmaking
discussed in Section IV of today's preamble.
F. 2003 Relative Risk Assessment
As noted previously, following the July 7, 2000, proposal, Congress
included the following provision as part of EPA's fiscal year 2000
appropriations bill: ``Within available funds, the conferees direct EPA
to conduct a relative risk assessment of deep well injection, ocean
disposal, surface discharge, and aquifer recharge of treated effluent
in South Florida, in close cooperation with the Florida Department of
Environmental Protection and South Florida municipal water utilities.''
Because this directive came at a time when EPA's work on the July 7,
2000, proposal was substantially complete, the Agency decided to
proceed with the proposal and the relative risk assessment along
separate but converging paths. EPA initiated and conducted the relative
risk assessment with the intent of using relevant findings from the
assessment to inform the final rulemaking. EPA published the Relative
Risk Assessment of Management Options for Treated Wastewater in South
Florida (EPA 816-R-03-010) in April 2003.
The methodology for the assessment involved a process of
investigating the
[[Page 70518]]
four very different wastewater disposal options: deep well injection,
aquifer recharge, discharge to ocean outfalls, and discharge to other
(non-ocean) surface water bodies. Each option has its own specific
stressors (hazards), exposure pathways, receptors, and potential
effects. Parameters that are relevant to one particular disposal option
are not necessarily relevant to the other three. Therefore, a strictly
quantitative comparison between the four options was not possible.
Instead, EPA conducted what is termed a relative risk assessment to
both assess the risks associated with each disposal method and allow
comparisons. Individual risk assessments were completed for each
wastewater disposal option and the risks associated with each were
characterized. The risks and risk factors identified for each specific
disposal option were then evaluated and described. Overall comparisons
and conclusions were then presented as relative risk assessment
matrices.
The Relative Risk Assessment addresses five key questions
specifically related to deep well injection: (1) What level of
treatment and disinfection is provided for deep well injection? (2)
What stressors remain (after treatment) that may be a concern for deep
well injection? (3) What exposure pathways are (or may be) of
significance for deep well injection? (4) What is the overall estimate
of risk for deep well injection? (5) What are the important data or
knowledge gaps for deep well injection? The significant findings of the
Relative Risk Assessment pertaining to deep well injection are
contained in the report and are summarized below. (See the Relative
Risk Assessment document for details on the other disposal options.)
1. Relative Risk Assessment Question 1: What Level of Treatment and
Disinfection Is Provided for the Management Options of Treated
Wastewater in South Florida?
All facilities that manage municipal wastewater by deep well
injection in Florida are required by Florida law to provide at least
secondary treatment of the wastewater prior to injection. In addition,
utilities that employ deep well injection must maintain, as a
contingency, disinfection capability, per F.A.C 62-500.540(1), but many
do not disinfect treated effluent prior to injection. For example,
treatment of wastewater that is injected by Class I municipal disposal
wells in Miami-Dade and Brevard Counties consists of secondary
treatment with no disinfection, although backup disinfection capability
is required. In contrast, in Pinellas County, wastewater is treated to
more stringent reclaimed water standards before being discharged into
Class I municipal disposal wells, because the Class I wells are used to
dispose of reclaimed water during periods of wet weather. Reclaimed
water standards, as specified by the State of Florida, include
secondary treatment plus a variety of techniques to remove
microorganisms, including filtration and high-level disinfection.
Filtration before disinfection serves to increase the ability of the
disinfection process to inactivate viruses and other pathogens.
Filtration also serves as the primary means for removing protozoa, such
as Cryptosporidium and Giardia.
2. Relative Risk Assessment Question 2: What Stressors Remain (After
Treatment) That May Be a Concern for the Management Options of Treated
Wastewater in South Florida?
``Stressors'' include chemical or biological agents that may cause
adverse effects if exposure levels are high enough. The Relative Risk
Assessment describes the human health and ecological health stressors
that may be found in wastewater effluent after it has been treated and
that may pose a risk.
In cases where injectate has received secondary treatment only,
microorganisms are generally not inactivated prior to deep well
injection in Florida. When used, disinfection serves to inactivate
bacteria and viruses, especially when the wastewater is sufficiently
filtered prior to disinfection. Protozoan pathogens (e.g.,
Cryptosporidium and Giardia) may still be present if the wastewater is
not filtered. Disinfection (or chlorination) byproducts such as
trihalomethanes may also be present in some wastewater, although no
data are available to suggest that such byproducts are a serious
concern for deep well injection or any of the other wastewater
management options studied.
Nutrients (e.g., nitrogen and phosphorus) can potentially stimulate
the production of algae, which can lead to adverse side effects such as
eutrophication, should the stressors reach surface water. Nitrogen is
the primary nutrient of concern for Class I injection, because of its
mobility in ground water.
3. Relative Risk Assessment Question 3: What Exposure Pathways Are (or
May Be) of Significance for the Management Options of Treated
Wastewater in South Florida?
An ``exposure pathway'' is the course a stressor takes from a
source of release to an exposed organism. It is defined by the
different environmental media through which a stressor migrates (e.g.,
air, surface water, ground water) as well as the mechanism by which an
organism is actually exposed (e.g., inhalation, drinking, topical
contact).
There are documented impacts to USDWs resulting from deep well
injection in Florida, which raise concerns about potential human
exposures via the drinking water pathway. Beginning in the late 1980s,
ground water monitoring wells at 16 of the 42 municipal facilities that
utilize Class I deep well injection in Florida began to detect the
movement of fluid outside of the permitted injection zones. As
previously mentioned, movement of contamination into USDWs either has
been confirmed or is suspected at eight facilities.
There is also the potential for contaminants released by deep well
injection to migrate through the subsurface and discharge into marine
and/or surface waters, where they could pose risk via other pathways if
loadings were sufficiently large. However, the risk assessment
concluded that it is unlikely that stressors would migrate from the
deep injection zone to surface water.
4. Relative Risk Assessment Question 4: What Is the Overall Estimate of
Risk for the Management Options of Treated Wastewater in South Florida?
Although the report does not quantify risks, it offers conclusions
about the relative risks of the four wastewater management options
studied and about the various factors that influence risks to human and
ecological health.
What Is the Human Health Risk?
The human health risks associated with deep well injection (as well
as the other three wastewater management options studied in the risk
assessment) were found to be generally low. However, the degree of
wastewater treatment, and in particular the level of disinfection and
filtration of pathogenic microorganisms, is a major risk driver. There
is greater potential risk associated with wastewater that is not
filtered and then disinfected to inactivate bacteria and viruses, and
not filtered to remove protozoan pathogens, such as Cryptosporidium and
Giardia. This suggests higher relative risks for deep well injection
operations that do not filter and disinfect wastewater and the risk is
highest in situations where the injectate migrates through fractures,
and solution cavities. The risk associated with microorganisms being
released by deep well injection would be mitigated somewhat in
situations where the
[[Page 70519]]
injection is dominated by porous media flow, characterized by long
travel times to current or potential drinking water sources and fine
pore spaces capable of retaining microorganisms.
Once microorganisms and other stressors are released to the
environment, the level of risk they pose to human health depends
largely on how likely they are to enter drinking water supplies. The
Relative Risk Assessment suggests that deep well injection has a higher
risk than the other wastewater management options because current UIC
regulatory requirements for pathogen removal/inactivation are less
stringent.
What Are the Ecological Health Risks?
Overall, the risk to surface water ecosystems is low when treated
wastewater is managed by deep well injection. The potential for damage
may be higher where treated wastewater is released in proximity to
surface water with previously impaired water quality, which is the case
for many surface water bodies in Florida. Deep well injection could
also pose a risk to marine ecology if contaminants can readily migrate
and discharge to offshore waters. Although some uncertainty remains,
the potential for this actually to happen in Florida and pose a real
threat in the ocean is believed to be unlikely. Two potential
ecological effects of particular concern, should surface or ocean
waters be sufficiently contaminated, include harmful algal blooms and
bioconcentration of toxic contaminants in the food web. Algal blooms
can cause a variety of toxic symptoms (including death) in aquatic
organisms as well as nontoxic adverse effects such as clogging of gills
and smothering of coral reefs and sea grass beds. Food web
bioconcentration of metals and other contaminants can also cause a
variety of toxic effects.
5. Relative Risk Assessment Question 5: What Are the Important Data or
Knowledge Gaps for the Management Options of Treated Wastewater in
South Florida?
For all four wastewater management options that were considered in
the Relative Risk Assessment, EPA found that there is a lack of
definitive studies in Florida that use a physical or chemical tracer or
indicator to identify the source and transport pathways of stressors
detected in the environment. Without more definitive tracer studies for
each wastewater management option, it is difficult to assess the
potential effects of local conditions on the fate and transport of
treated wastewater after being released into the environment. While
results from ground water monitoring around some Class I municipal
disposal wells in Florida confirm that fluids have migrated out of the
permitted injection zone, the full areal extent of USDW contamination
is not known. The unknown degree of migration is not only because of
limited availability of monitoring data, but also because the location
and connectivity of natural conduits for fluid flow (fractures and
solution cavities in underground formations) are difficult to predict.
In addition, the rates of microbial survival, inactivation, and
transport are difficult to predict. Also uncertain are the rates of
microbial straining or filtration by geological materials under
different fluid flow scenarios, including porous media and conduit
flow. The fate and transport of pathogens is especially difficult to
verify for deep well injection, even with the most sophisticated
modeling or with expensive monitoring, since the receiving formations
are thousands of feet underground.
G. May 5, 2003, Notice of Availability and Notice of Data Availability
On May 5, 2003, EPA issued a Notice of Availability (NOA) (68 FR
23673) announcing the availability of the Relative Risk Assessment and
a Notice of Data Availability (NODA) (68 FR 23666), requesting public
comment on how the Relative Risk Assessment informs this rulemaking.
Following publication of the NOA and NODA, EPA held a series of
public meetings on the Relative Risk Assessment. These meetings, held
during the comment period, provided an opportunity for interested
parties to submit oral comments on the Relative Risk Assessment. Two
public meetings were held, one in West Palm Beach, Florida on June 24,
2003, and a second in Tampa, Florida on June 25, 2003.
The comments provided at the meetings address the same issues as
those submitted in writing. EPA has considered the comments provided in
the meetings along with the written comments submitted during the
comment period following publication of the NODA. The comment response
document for the NODA, which is part of the record for this rule,
summarizes all of these comments and provides EPA's responses. These
comments are also summarized in Section III.A and factored into the
Agency's final decisionmaking discussion in Section IV of today's
preamble.
In the NODA, EPA summarized the findings of the Relative Risk
Assessment, highlighting those that are most relevant findings to
informing the final regulatory action, and requested comment on three
issues: The appropriate level of wastewater treatment required for
continued deep well injection; the feasibility of hydrogeological
demonstrations for showing that injection will not cause fluids to
enter USDWs; and whether some of the Class I municipal disposal wells
in Florida are actually misclassified Class V wells.
1. NODA Question 1: What Is the Appropriate Level of Wastewater
Treatment Prior to Injection?
In the NODA, EPA requested comment on an alternative option for
defining the appropriate level of wastewater treatment required for
continued injection in deep municipal disposal wells in Florida
(instead of the four options included in the July 7, 2000, proposal, as
listed in Section II.D above). Based on comments received on the
proposed rule related to wastewater treatment, as well as findings from
the Relative Risk Assessment, the NODA solicited comments on
prescribing wastewater treatment requirements that conform with
relevant State requirements. Under this alternative, the Agency would
simply adopt, in lieu of the standards considered in the proposal, the
Florida standards in Rule 62-610.460, F.A.C. (for waste treatment and
disinfection applicable to reclaimed water that may come into contact
with people) or the standards in Rule 62-600.540(2), F.A.C. (for ground
water disposal by underground injection in Class V wells) and Rule 62-
600.440(5), F.A.C. (for design and operational criteria for high-level
disinfection). Specifically, EPA would require wastewater treatment
that results in injected water meeting, at a minimum, secondary
treatment and high-level disinfection as defined in the Florida
regulations. Also, filtration would be required for total suspended
solids (TSS) control prior to disinfection, which would specify that
the treated wastewater not contain more than 5.0 mg/l of TSS before the
application of the disinfectant. As discussed in the NODA, EPA believes
that this treatment standard might offer some important advantages over
the alternatives proposed on July 7, 2000. In particular, it might
better address the risks associated with pathogens and it would be
consistent with the standards already adopted and implemented in
Florida for reclaimed water and wastewater disposed through Class V
injection wells, which are part of domestic wastewater treatment
systems.
In the NODA, EPA asked commenters whether this standard for
advanced
[[Page 70520]]
treatment and high-level disinfection should be specified in the final
rule. EPA also requested that commenters describe the type of treatment
that would be necessary to achieve the performance standards (i.e.,
national primary drinking water regulations and other health-based
standards) and provide any information they have on the costs of this
option.
2. NODA Question 2: Is It Feasible To Predict Movement of Fluids
Through Hydrogeologic Demonstrations?
In the NODA, EPA requested comment on whether the findings from the
Relative Risk Assessment regarding deep well injection suggest anything
about the practicability and feasibility of the approach outlined under
Option 2 in the July 7, 2000, proposal. As summarized above, Option 2
would allow owners and operators to conduct hydrogeologic
demonstrations to show that injection will not cause fluids that exceed
any national primary drinking water regulations or other health-based
standards to enter any USDW.
Based on the added findings in the Relative Risk Assessment
regarding the Florida geology, EPA posed several questions in the NODA
related to the uncertainties of hydrogeologic demonstrations that would
be required under Option 2. In particular, EPA asked whether facilities
should be granted the opportunity to conduct the demonstrations; how
the UIC Program Director should address anticipated technical
difficulties in his/her review of a demonstration; and how a
satisfactory hydrogeological demonstration would be conducted.
3. NODA Question 3: Have Some Deep Wells Been Misclassified as Class I,
When They Are Actually Class V?
Given the extent of fluid movement documented at some sites, as
well as information concerning the geology and the construction of some
municipal disposal wells in Florida, it is possible that some wells may
have been misclassified as Class I, when they are actually Class V.
According to the Federal UIC regulations, Class I wells ``inject fluids
beneath the lowermost formation containing, within one quarter mile of
the well bore, an underground source of drinking water'' (40 CFR
144.6(a)(2)). Class V wells are defined as wells that are not included
in Class I, II, III, or IV. Typically, Class V wells release
nonhazardous fluids into or above formations containing USDWs.
Separate from the issue of how Class I and Class V wells are
defined, the Federal Class I and Class V UIC programs differ in their
basic approach to protecting USDWs. As previously described in Section
II.B, the basic standard of protection in the Class I program is to
ensure that there is no movement of any contaminant into USDWs. This
standard is achieved through a Class I regulatory program that focuses
on the development and enforcement of stringent permit requirements,
including, but not limited to, criteria for well siting, construction,
and operation and maintenance. A key component of the Class I program
is ensuring that adequate confinement exists between the permitted
injection zone and USDWs at a given site.
Since most Class V wells release fluids either directly into or
above USDWs, they by definition cause the movement of fluid, which may
contain contaminants, into or above USDWs. Therefore, the basic
standard of protection in the Class V program is to prevent any
contaminants in the fluid from endangering USDWs. Protection efforts in
the Class V program mainly focus on regulating and monitoring injectate
quality to ensure that the movement of injected fluid will not contain
any contaminants that may endanger USDWs. This standard is achieved
through inventory and assessment requirements, additional reporting
requirements, closure requirements, and other requirements (possibly
including permitting requirements) believed by UIC Program staff to be
necessary to protect drinking water supplies.
Information collected for the Relative Risk Assessment raises a
question as to whether certain Florida municipal disposal wells should
have been classified as Class V at the time they were first permitted.
In particular, all of the lithologic units of the upper Floridan
Aquifer in Pinellas County and the lower Floridan Aquifer in Miami-Dade
consist of limestone and dolomite that have shown evidence of solution
cavities and fractures. These natural conduits for fluid flow raise a
question as to whether lithologic units in these aquifers are effective
confining layers and whether the injection zones and overlying USDWs
are in different and distinct formations, as they were believed to be
when the wells were originally sited, constructed, and permitted as
Class I wells.
Based on this information, the NODA requested comment on whether
the findings from the Relative Risk Assessment suggest that some
Florida wells may have been misclassified as Class I wells. EPA also
asked whether the findings suggest that some wells in Florida may, in
fact, discharge directly to (and not below) formations containing a
USDW, and if the findings suggest that this misclassification should be
accepted for the entire group of Florida municipal disposal wells, or
only a subset.
III. Summary of Public Comments
A. Comments on the July 7, 2000, Proposed Rule
EPA received 1,181 comments in response to the proposed rule. The
following sections summarize the more significant public comments on
the seven main issues raised in the proposal. These comments are
addressed in more detail in the comment response document available for
review in the Florida UIC docket as well as in Section IV of today's
preamble.
1. Selection of Option 1, Option 2, or a Combination of Both
In the proposal, EPA solicited comment on whether to select Option
1 (advanced wastewater treatment (AWT) with a non-endangerment
demonstration), Option 2 (in-depth hydrogeologic demonstration and
advanced treatment, as necessary), or a combination of both options.
Commenters who favor Option 1 explained that, although initially
more costly, this option offers the advantage of allowing
identification and avoidance of potential drinking water contamination,
which would be more cost-effective than ground water remediation. One
commenter offered that Option 1 should be required only if needed to
meet the non-endangerment requirement. A commenter opposed to Option 1
said that even with AWT, the proposed requirements may not prevent
violations of drinking water standards in USDWs.
Those commenters favoring Option 2 argued that it would be
burdensome to require utilities to employ AWT immediately. They
therefore suggested that AWT either should not be required at all or
should be phased-in. One commenter opposing Option 2 said that
facilities already perform analyses to demonstrate compliance, and
geochemical modeling should be required only where actual data are not
available. Another commenter opposing Option 2 said that it is unclear
what geochemical modeling would accomplish.
2. Appropriate Level of Wastewater Treatment
In the proposed rule, EPA requested comment on which treatment
alternative to specify in the final rule, if Option 1 were selected.
Comments were
[[Page 70521]]
solicited on the appropriate level of BOD treatment and the need for
disinfection and nutrient removal.
Commenters who favored higher levels of BOD treatment (to less than
10 mg/l) asserted that these standards would protect the environment
and can be met with available cost-effective technologies. Commenters
opposed to requiring BOD treatment said that it is not possible to meet
the disinfection requirement with BOD levels of 10 to 24 mg/l, or that
there is no technical basis for requiring those levels, since the
treated wastewater is being discharged to an anaerobic environment
without plant life.
Commenters who supported nutrient removal requirements said that
such treatment would have environmental benefits, including protecting
wetlands and endangered species. Commenters who opposed nutrient
removal explained that it could adversely impact water reuse programs.
These commenters also opposed setting phosphorus limitations, saying
that there are no human health benefits associated with phosphorus
removal.
Commenters who favored requiring AWT said that injected fluids can
move into surficial aquifers or near shore surface waters, and AWT is
thus needed to protect aquatic species. Commenters opposed to requiring
AWT asserted that imposing health-based standards as discharge
requirements is inconsistent with the SDWA and not supported by
scientific data. These commenters added that injection provides
effective source separation that has protected water supplies for many
years and that requiring AWT would jeopardize the viability of this
practice going forward. Other commenters thought that AWT is
insufficient to prevent endangerment of USDWs. These commenters
expressed concern that the proposal does not adequately protect USDWs
from many of the substances that may be found in municipal wastewater.
3. Need for Pretreatment
EPA solicited public comment on the need for pretreatment as an
additional condition of the authorization to inject, and on whether to
extend the pretreatment requirements presently required by the State of
Florida to injection facilities with flows of less than 5 MGD.
Commenters advocating pretreatment requirements suggested that
requiring industrial users to pretreat their wastewater would reduce
the chance of contaminating USDWs and reduce the costs to municipal
treatment works. Several commenters advocated extending pretreatment
requirements to facilities with flows of less than 5 MGD.
Commenters opposed to the pretreatment requirements cited concerns
about the ineffectiveness of pretreatment programs to prevent fluid
movement or protect public health.
4. Feasibility of Hydrogeologic Demonstrations To Predict Movement of
Fluids
EPA solicited comment on the ability of injection well owners and
operators to provide the kind of hydrogeologic and other information
necessary for a successful hydrogeologic demonstration that their
injectate will not cause a USDW to exceed any primary drinking water
regulations or other health-based standards.
Commenters opposed to the proposed hydrogeologic demonstrations
asserted that they could not accurately reflect flow responses after
prolonged injection, and that EPA should not rely on them to protect
USDWs. These commenters cited limitations in available knowledge of the
subsurface geology of Florida and the fate of contaminants.
5. Monitoring Requirements
EPA requested comments on the proposed monitoring requirements
(which would include, at a minimum, effluent monitoring and an analysis
of any such contaminants following injection), and asked whether any
additional monitoring requirements should be included in the final
rule.
Some commenters challenged the proposed monitoring requirements,
claiming that they are not adequate to prevent endangerment of ground
water quality. Two commenters suggested a need to monitor for
pathogens, viruses, and pharmaceuticals. Several commenters requested
an increased monitoring frequency, believing that annual monitoring is
insufficient to characterize the injected fluids.
Many commenters requested that EPA clarify certain aspects of the
proposed monitoring requirements, including what is meant by ``other
health-based standards.''
6. Rule Applicability
EPA requested comment on whether the rule should apply to existing
wells only or also to new wells. Some commenters suggested that the
rule apply to new and existing wells, as well as to replacement wells,
and recommended that the rule apply in all counties where fluid
migration could or does occur. Those commenters who opposed applying
the rule to facilities that have not shown movement of fluid to USDWs
expressed concern that such an approach would limit the future
application of injection as a disposal technology.
In the proposal, EPA also requested comment on whether any
additional (or fewer) counties in Florida should be included within the
scope of the rule. No comments requesting the addition or removal of
any counties were received.
7. Suitability of Florida Geology for Domestic Wastewater Disposal
Through Class I Wells
Commenters provided information and background on the geology of
Florida, fluid migration, and the appropriateness of wastewater
injection in Florida.
Some commenters expressed concern about injection operations
contaminating drinking water aquifers with a virus or pathogen, citing
evidence that effluent is leaking into the Floridan Aquifer that is
hydrogeologically connected to the Biscayne Aquifer, the sole source of
Miami-Dade's drinking water. These commenters said that there are many
unknowns about the geology of Florida and that the behavior of injected
fluids cannot be accurately predicted.
Other commenters asserted that injection is a safe practice that
has been taking place in Florida for decades without any documented
adverse impacts to USDWs. They indicated that the injected fluid is
``freshening'' the highly saline receiving waters, and that the
availability of injection as a disposal alternative has resulted in
significant improvements to surface water quality in Florida. Some
commenters added that, in the proposal, EPA did not adequately
characterize the subsurface geology in Florida. Some commenters
recognized that fluid movement is occurring, but support a rule that
allows fluid movement if it is accompanied by a non-endangerment
policy. These commenters added that a strict no movement policy would
eliminate all injection and supply wells in the region.
B. Comments on the Notice of Data Availability and the Relative Risk
Assessment
EPA received 203 comments in response to the NODA and its summary
of the Relative Risk Assessment. The paragraphs below summarize the
more significant comments on the three main issues raised in the NODA.
The complete comment response document available for review in the
Florida UIC docket addresses these comments in more detail.
[[Page 70522]]
1. Appropriate Level of Wastewater Treatment Prior to Injection
In the NODA, EPA asked for comment regarding the level to which
wastewater should be treated before it is injected into deep wells that
have caused or may cause fluid movement into a USDW. Some commenters
advocated requiring treatment to drinking water standards before
injection, citing concerns about pathogens migrating to aquifers and
the inability of modeling to identify all pathways by which
contamination could occur. Some commenters also expressed concern about
the potential migration of viruses, pathogenic bacteria, and protozoa.
They asserted that data show that injected fluids are migrating and,
without disinfection, pathogens may survive, especially where the
travel times to USDWs are short.
Some commenters advocated requiring denitrification as well.
Commenters opposed to requiring advanced wastewater treatment said that
current treatment requirements are adequate, and that the cost of
requiring AWT all the time would be excessive. Some commenters
cautioned against a ``one-size-fits-all'' approach, and suggested
including case-by-case treatment requirements in permits. They added
that, at most facilities, drinking water standards are already met
within the aquifer and that, given the salinity of the injection zone,
any water from the USDW would require reverse osmosis treatment before
it is usable for drinking.
EPA also asked commenters whether treatment consistent with
corresponding Florida requirements (i.e., treatment that meets the
State's secondary treatment and high-level disinfection standards) is
appropriate. Some commenters advocated requiring AWT in accordance with
Florida's standards. Other commenters said that Florida sets differing
standards based on the quality of the receiving waters, and that simply
adopting the Florida standard would not resolve the issue where fluid
migration is occurring.
2. Feasibility of Hydrogeologic Demonstrations To Predict Movement of
Fluids
As previously described in Section II.F.2, the NODA requested
comment on the practicality and feasibility of allowing facilities to
conduct hydrogeologic demonstrations, given the inherent difficulties
and uncertainties regarding the extent, location, and connectivity of
possible natural conduits for flow identified in the Relative Risk
Assessment.
Commenters who advocated the use of hydrogeological demonstrations
said that such demonstrations would provide utilities needed
flexibility, given the hydrogeologic variability in Florida. They added
that this approach would be in line with the intent of Congress and the
SDWA. These commenters added that monitoring shows that contaminants
are not moving into USDWs, and that the critical point to consider is
whether the USDW is endangered (rather than just that fluids are moving
into USDWs).
C