Hazardous Materials: Requirements for the Storage of Explosives and Other High-Hazard Materials During Transportation, 69493-69502 [05-22751]
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Federal Register / Vol. 70, No. 220 / Wednesday, November 16, 2005 / Proposed Rules
regulations that have ‘‘substantial direct
effects on one or more Indian tribes, on
the relationship between the Federal
Government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian tribes.’’ This
proposed rule will not have substantial
direct effects on tribal governments, on
the relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes, as
specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to this proposed rule.
List of Subjects in 40 CFR Part 180
Environmental protection,
Administrative practice and procedure,
Agricultural commodities, Pesticides
and pests, Reporting and recordkeeping
requirements.
Dated: October 28, 2005.
Lois Rossi,
Director, Registration Division, Office of
Pesticide Programs.
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
I
PART 180—[AMENDED]
1. The authority citation for part 180
continues to read as follows:
I
Authority: 21 U.S.C. 321(q), 346a and 371.
§ 180.910
[Amended]
2. Section 180.910 is amended by
removing from the table the entries for:
a. Coumarone-indene resin,
conforming to 21 CFR 172.215;
b. Diacetyl tartaric acid esters of
mono- and diglycerides of edible fatty
acids;
c. Methyl ester of rosin, partially
hydrogenated (as defined in 21 CFR
172.615);
d. Modified polyester resin derived
from ethylene glycol, fumaric acid, and
rosin;
e. Montmorillonite-type clay treated
with polytetrafluoroethylene (PTFE;
CAS Reg. No. 9002–84–0);
f. Pentaerythritol ester of modified
resin;
g. Pentaerythritol stearates mixture
(CAS Reg. No. 85116–93–4) which
include pentaerythritol monostearate
(CAS Reg. No. 78–23–9), pentaerythritol
distearate (CAS Reg. No. 13081–97–5),
pentaerythritol tristearate (CAS Reg. No.
28188–24–1) and pentaerythritol
tetrastearate (CAS Reg. No. 115–83–3);
h. Sodium N-lauroyl-N-methyltaurine;
and
i. Sodium N-palmitoyl-Nmethyltaurine
j. Sodium oleyl sulfate;
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§ 180.920
[Amended]
3. Section 180.920 is amended by
removing from the table the entries for:
a. Ammonium thiocyanate;
b. Animal waste material (produced
by the thermophilic digestion of cattle
and poultry manure);
c. Condensation product of
orthophenylphenol with 5 moles of
ethylene oxide;
d. Diacetone alcohol;
e. Isoamyl acetate;
f. Paraformaldehyde;
g. Phenolic resins;
h. Sodium salt of partially or
completely saponified dark wood rosin
(as defined in 21 CFR 178.3870(a)(4));
i. Tannin;
j. Toluene;
k. Trimethylolpropane (CAS Reg. No.
77–66–9) (180.920); and
l. Woolwax alcohol.
§ 180.930
[Amended]
4. Section 180.930 is amended by
removing from the table the entries for:
a. Diacetyl tartaric acid esters of
mono- and diglycerides of edible fatty
acids;
b. 2-[Methyl (perfluoroalkyl)alkyl(C2C8)sulfonyl] amino]alkyl(C2-C8)
acrylate--alkyl (C2-C8)methacrylates-Nmethylolacrylamide copolymer;
c. Nitrile rubber modifed acrylonitrile
methylacrylate (CAS Reg. No. 27012–
62–0) conforming to 21 CFR 177.1480;
d. Paraformaldehyde; and
e. Wood rosin acid, potassium salts,
conforming to 21 CFR 178.3870.
§§ 180.1062, 180.1077, and 180.1133
[Removed]
5. Sections 180.1062, 180.1077, and
180.1133 are removed.
[FR Doc. 05–22614 Filed 11–15–05; 8:45 am]
BILLING CODE 6560–50–S
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 173 and 177
[Docket No. PHMSA–2005–22987 (HM–238)]
RIN 2137–AE06
Hazardous Materials: Requirements for
the Storage of Explosives and Other
High-Hazard Materials During
Transportation
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Advance notice of proposed
rulemaking (ANPRM).
AGENCY:
SUMMARY: PHMSA is considering
requirements to address the current
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69493
safety and security risks associated with
the storage of explosives during
transportation. In this notice, we are
soliciting comments concerning
measures to reduce the risks posed by
the storage of explosives while they are
in transportation and whether
regulatory action is warranted. We also
invite comments as to whether
enhanced requirements for storage
incidental to movement should apply to
other hazardous materials (e.g.,
materials toxic by inhalation).
DATES: Comments must be received by
February 14, 2006.
ADDRESSES: Comments. You may submit
comments identified by the docket
number (PHMSA–2005–22987) by any
of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Web Site: https://dms.dot.gov.
Follow the instructions for submitting
comments on the DOT electronic docket
site.
• Fax: 1–202–493–2251.
• Mail: Docket Management System;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–402, Washington, DC 20590–
0001.
• Hand Delivery: To the Docket
Management System; Room PL–402 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC between 9 a.m. and 5 p.m., Monday
through Friday, except Federal
Holidays.
Instructions: All submissions must
include the agency name and docket
number or Regulatory Identification
Number (RIN) for this notice. Note that
all comments received will be posted
without change to https://dms.dot.gov
including any personal information
provided. Please see the Privacy Act
heading under SUPPLEMENTARY
INFORMATION.
Docket: For access to the docket to
read background documents or
comments received, go to https://
dms.dot.gov at any time or to the Docket
Management System (see ADDRESSES).
FOR FURTHER INFORMATION CONTACT: Ben
Supko, Office of Hazardous Materials
Standards, telephone (202) 366–8553,
Pipeline and Hazardous Materials Safety
Administration, U.S. Department of
Transportation, 400 Seventh Street,
SW., Washington, DC 20590–0001.
SUPPLEMENTARY INFORMATION:
I. Background
On July 16, 2002, the Federal Motor
Carrier Safety Administration (FMCSA)
and the Research and Special Programs
Administration (RSPA, the predecessor
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Federal Register / Vol. 70, No. 220 / Wednesday, November 16, 2005 / Proposed Rules
agency to the Pipeline and Hazardous
Materials Safety Administration
(PHMSA, we)) published an Advance
Notice of Proposed Rulemaking
(ANPRM) under Docket HM–232A (67
FR 46622) entitled ‘‘Security
Requirements for Motor Carriers
Transporting Hazardous Materials.’’ In
the ANPRM, FMCSA and RSPA
examined the need for enhanced
security requirements for motor carrier
transportation of hazardous materials.
FMCSA and RSPA requested comments
on a variety of security measures
including: escorts, vehicle tracking and
monitoring systems, emergency warning
systems, remote shut-offs, direct shortrange communications, and notification
to State and local authorities. The
ANPRM also addressed the issue of
explosives storage in safe havens. We
received approximately 80 comments in
response to the ANPRM.
On March 19, 2003, FMCSA
published a further notice (68 FR 13250)
that RSPA had assumed the lead role for
this rulemaking proceeding. Due to the
complexity of the issues raised in
Docket HM–232A and the number of
comments received on the ANPRM,
RSPA decided to consider the storage of
explosives in a separate rulemaking.
RSPA indicated its intentions in the
October 30, 2003 final rule published
under Docket HM–223 (68 FR 61906)
entitled ‘‘Applicability of the Hazardous
Materials Regulations to Loading,
Unloading, and Storage.’’ In the final
rule, which became effective on June 1,
2005 (see 69 FR 70902; December 8,
2004), RSPA clarified the applicability
of the HMR to specific functions and
activities related to the transportation of
hazardous materials in commerce. In the
preamble to the HM–223 final rule,
RSPA identified issues related to the
storage of hazardous materials during
transportation that need to be addressed
(68 FR 61906; 61931). RSPA noted that
the current HMR requirements
applicable to the storage of explosives
during transportation need to be
reevaluated to ensure that they
adequately account for potential safety
and security risks. For example, the
agency has concerns regarding the lack
of Federal standards for safe havens and
inconsistent State requirements.
II. Comments Received for HM–232A
Rulemaking on Storage and Safe
Havens
Twenty-one commenters on the HM–
232A ANPRM provided specific
information on safe havens. In general,
commenters support the continued use
of safe havens. However, commenters
also suggest that the term ‘‘safe haven’’
lacks a cohesive definition among
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Federal regulatory agencies, most
notably the U.S. DOT and the Nuclear
Regulatory Commission. The
commenters indicate that the lack of a
consistent definition for the term ‘‘safe
haven’’ has led to confusion and
questions regarding the level of
protection provided at these locations.
Commenters request that standards be
developed to provide details on the
construction, maintenance, availability,
and use of safe havens. Without clearly
defined standards to follow,
commenters state that any future
reliance on safe havens may actually
make the hazardous materials stored
there more susceptible to safety and
security threats than if they were stored
at other locations.
Commenters suggest that until an
infrastructure of secure safe havens is
developed across the country (e.g., a
system that includes federally regulated
safe havens that are strategically located
on major chemical and explosive
shipping lanes at convenient 500 mile
intervals) they should be able to use
their own discretion to determine if a
safe haven is sufficiently secure. In
addition, commenters state that in many
instances a driver’s best defense against
security threats is to blend in with other
trucks on the road and at rest stops.
Therefore, some commenters stated that
a standard that allows shipments to be
parked in secure areas that provide an
adequate level of security may be more
appropriate then a standard that only
allows the use of designated safe
havens. These secure areas may consist
of well-lit private property that is
protected by a fence and equipped with
a controlled-access gate, monitored
parking in an industrial area, or a truck
stops that has been modified to meet
‘‘safe haven’’ standards.
One commenter notes that safe havens
are often small and difficult to
maneuver, a safety problem that will be
compounded by any increase in the
transportation industry’s dependence on
safe havens. The majority of
commenters agree that safe havens and
secured on-site areas are effective
security measures for the temporary
storage of explosives in transportation,
provided those areas meet the National
Fire Protection Association’s document
498 Standard for Safe Havens and
Interchange Lots for Vehicles
Transporting Explosives or an
equivalent standard. Commenters
recommend that we adopt NFPA 498 in
the Hazardous Materials Regulations
(HMR; 49 CFR parts 171–180).
III. Purpose of This ANPRM
As discussed in more detail below,
the HMR require shipments stored
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during transportation to conform to the
same requirements that apply when the
shipments are actually moving (e.g.,
shipping papers, emergency response
information, hazard communication,
packaging, and segregation). The HMR
also require facilities at which
explosives and other high-hazard
materials are offered or stored during
transportation to have security plans.
The security plan must be based on an
assessment of possible security risks
and must include measures to address
those risks. Otherwise, the HMR do not
include specific requirements for
facilities at which explosives or other
high-hazard materials are stored during
transportation. The HMR do not
establish specific standards for storage
facilities nor do they limit the amount
of material that may be stored in a single
location.
We are concerned that current HMR
requirements may not adequately
address the safety and security risks
associated with the storage during
transportation of explosives and other
high-hazard materials. Thus, we are
seeking comments and information on
the adequacy of existing regulatory
requirements and the need for
additional, more specific requirements.
This ANPRM is focused primarily on
explosives storage; however, we invite
commenters to address issues related to
the storage of other types of high-hazard
materials as well. We note in this regard
that, in another proceeding (Docket
HM–232E (69 FR 50988; August 16,
2004)), PHMSA and the Department of
Homeland Security are examining the
need for enhanced security
requirements for the rail transportation
of hazardous materials that pose a toxic
inhalation hazard. Security measures
being considered include improvements
to security plans, modification of
methods used to identify shipments,
enhanced requirements for temporary
storage, and implementation of tracking
and communication systems.
Provided below is a list of government
and industry standards for explosives
storage that are based on a variety of
factors, including but not limited to, the
mode of transportation, the type of
explosives, and whether the explosive is
in transportation.
• Hazardous Materials Regulations
(49 CFR parts 171–180).
• Federal Motor Carrier Safety
Regulations (49 CFR parts 350–399).
• United States Coast Guard
Requirements applicable to explosives
storage (33 CFR parts 101–126).
• Bureau of Alcohol, Tobacco,
Firearms, and Explosives Regulations
for explosives in commerce (27 CFR part
555).
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• National Fire Protection
Association’s NFPA 498, ‘‘Standard for
Safe Havens and Interchange Lots for
Vehicles Transporting Explosives
Standard for Safe Havens and
Interchange Lots for Vehicles
Transporting Explosives’’.
• Institute of Makers of Explosives
Safety Library Publication No. 27,
‘‘Security in Manufacturing,
Transportation, Storage and use of
Commercial Explosives’’.
• Surface Deployment and
Distribution Command, ‘‘SDDC Freight
Traffic Rules Publication NO. 1C
(MFTRP NO. 1C)’’.
In the sections that follow we provide
brief descriptions of these standards and
Division
their applicability to the transportation
and storage of explosives.
IV. HMR Requirements Applicable to
Explosives Storage
General. The HMR require hazardous
materials stored incidental to movement
to meet all the applicable requirements
for hazard communication (including
shipping papers and emergency
response information), packaging, and
handling that apply when shipments are
actually moving in transportation. The
HMR include specific carrier
requirements for transportation of
hazardous materials by air, highway,
rail, and vessel.
69495
Explosives, or Class 1 materials, are
one of the most stringently regulated
hazardous materials under the HMR.
The HMR define a Class 1 material as
any substance or article that is designed
to function by explosion—that is, an
extremely rapid release of gas or heat—
or one that, by chemical reaction within
itself, functions in a similar manner
even if not designed to do so (49 CFR
173.50(a)). Class 1 materials are divided
into six divisions (49 CFR 173.50(b)). As
provided in the following table,
assignment of an explosive to a division
depends on the degree and nature of the
explosive hazard.
Hazard
Description of hazard
1.1
Mass explosion hazard ............
This explosive will affect almost the entire load instantaneously
1.2
This explosive will project fragments outward at some distance
This explosive will cause fire and may or may not project fragments outward at some distance.
Projectiles, signal smoke, and
tracers for ammunition.
1.4
Projection hazard without a
mass explosion hazard.
Fire hazard and either a minor
projection hazard or minor
blast hazard or both but not
a mass explosion hazard.
Minor explosion hazard ............
Grenades, mines, and nitroglycerin.
Rockets and warheads.
Ammunition, airbags, and
model rocket motors.
1.5
Very insensitive explosive ........
1.6
Extremely insensitive article .....
The explosive affects of this material are largely confined to
the package and no projection of fragments of any appreciable size or range is expected.
This explosive has a mass explosion hazard, but is represented by a low probability of detonation while in transportation.
This explosive is an article that contains only extremely insensitive detonating substances which demonstrate a negligible
probability of accidental initiation or propagation.
1.3
The HMR prohibit transportation of
an explosive unless it has been
examined, classed, and approved by
PHMSA’s Associate Administrator for
Hazardous Materials Safety, with
separate provisions covering the
transportation of new explosives for
examination or developmental testing,
explosives approval by a foreign
government, small arms cartridges, and
fireworks manufactured in accordance
with APA Standard 87–1 (49 CFR
173.56). The approval granted by the
Associate Administrator specifies
packaging and other transportation
provisions that must be followed by the
person who offers or transports the
explosive material. In addition to
packaging requirements, the HMR
require explosives to be marked and
labeled and/or placarded to indicate the
explosive hazard. Explosives shipments
generally must be accompanied by
shipping papers and emergency
response information. In addition, Parts
174, 175, 176, and 177 of the HMR
specify modal requirements for loading
and unloading, blocking and bracing,
stowage, segregation, and compatibility.
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Security plans. In accordance with
Subpart I of Part 172 of the HMR,
persons who offer for transportation and
persons who transport certain
hazardous materials for transportation
in commerce, including shipments of
explosives for which placarding is
required under the HMR, must develop
and implement security plans. A
security plan must include an
assessment of possible transportation
security risks for the covered shipments
and appropriate measures to address the
identified risks. At a minimum, a
security plan must include measures to
prevent unauthorized access to
shipments and to address personnel and
en route security. The en route security
element of the plan must include
measures to address the security risks of
the shipment while it is moving from its
origin to its destination, including
shipments stored incidental to
movement. Thus, a facility at which a
shipment subject to the security plan
requirements is stored during
transportation must itself be covered by
a security plan. The HMR requirement
for a security plan sets forth general
requirements for a security plan’s
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Examples
Blasting agents and ammonianitrate fuel oil mixture.
Insensitive article and military.
components rather than a prescriptive
list of specific items that must be
included. The regulation establishes a
performance standard that provides
shippers and carriers with the flexibility
necessary to develop plans that address
their individual circumstances and
operational environment.
V. FMCSA Requirements Applicable to
Explosives Storage
Motor carriers that transport
hazardous materials in commerce must
comply with both the HMR and the
Federal Motor Carrier Safety
Regulations (FMCSRs; 49 CFR parts
390–397), administered by the FMCSA.
The FMCSRs address driver
qualifications; vehicle parts and
accessories; driving requirements and
hours of service; vehicle inspection,
repair and maintenance; and driving
and parking rules for the transportation
of hazardous materials. The FMCSRs
include requirements for storage of
explosives incidental to movement. In
accordance with the FMCSRs, a motor
vehicle that contains Division 1.1, 1.2,
or 1.3 explosives must be attended at all
times, including during incidental
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storage, unless the motor vehicle is
located on the motor carrier’s property,
the shipper or consignee’s property, or
at a ‘‘safe haven’’ (49 CFR 397.5).
Under the FMCSRs, a ‘‘safe haven’’ is
defined as an area specifically approved
in writing by Federal, State, or local
government authorities for the parking
of unattended vehicles containing
Division 1.1, 1.2, and 1.3 explosive
materials (49 CFR 397.5(d)(3)). The
decision as to what constitutes a safe
haven is generally made by the local
competent authority having jurisdiction
over the area. The FMCSRs do not
include requirements for safety or
security measures for safe havens.
In addition, a motor vehicle
containing a Division 1.1, 1.2, or 1.3
explosive may not be parked on or
within 5 feet of the traveled portion of
a public highway or street; on private
property without the consent of the
person in charge of the property; or
within 300 feet of a bridge, tunnel,
dwelling, or place where people work or
congregate unless for brief periods when
parking in such locations is unavoidable
(49 CFR 397.7(a)).
VI. USCG Requirements Applicable to
Explosives Storage
The United States Coast Guard
(USCG) issues regulations for the safe
and secure handling and storage of
explosives and other dangerous cargos
that are within or contiguous to
waterfront facilities. The USCG’s
primary statutory authority is set forth
in Title 46, U.S. Code, the Ports and
Waterways Safety Act, 33 U.S.C. 1221,
et seq., and the Espionage Act of 1917,
as amended by the Magnuson Act of
1950, 16 U.S.C. 1858, and most recently
by the Maritime Transportation and
Security Act of 2002, 46 U.S.C. 70108,
in addition to Executive Orders and
Coast Guard regulations implementing
the statutory authorities.
USCG Safety Regulations. The USCG
regulations at 33 CFR part 126 establish
requirements for designated waterfront
facilities. Section 126.15 requires
designated waterfront facilities that
handle, store, stow, load, discharge, or
transport dangerous cargo to meet
specific conditions. The term
‘‘dangerous cargo’’ is defined in § 126.3;
it includes all of the hazardous
materials subject to the HMR except for
those subject to regulation only when
transported by air. The conditions for
designated waterfront facilities include:
1. Fire extinguishing equipment, such
as automatic sprinklers, hydrants, hose
connections, and firefighting water
supplies must be available and
maintained in adequate quantities and
locations. Fire extinguishing equipment
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must meet State and local laws. In the
absence of applicable State and local
laws, fire extinguishing equipment must
meet NFPA 10, 13, 14, and 307. 33 CFR
126.15(a)(1).
2. Hydrants, standpipes, hose stations,
fire extinguishers, and fire alarm boxes
must be conspicuously marked and
readily accessible according to NFPA
10, 13, 14, and 307. 33 CFR 126.15(a)(2).
3. Warning signs must be constructed
and installed according to NFPA 307,
chapter 7–8.7. 33 CFR 126.15(a)(3).
4. If the facility transfers dangerous
cargo between sunset and sunrise, it
must have outdoor lighting that
adequately illuminates the transfer work
area. The lighting must be installed and
maintained according to NFPA 70 and
must be located or shielded so that it
cannot be mistaken for an aid to
navigation and does not interfere with
navigation on waterways. 33 CFR
126.15(a)(4).
5. If the facility conducts cargo
operations involving foreign-flag
vessels, the facility must have an
international shore connection meeting
ASTM F–1121. 33 CFR 126.15(a)(5).
6. Whenever dangerous cargo is
transferred or stored on the facility,
access to the facility must be limited to
authorized personnel including: persons
working on the facility or vessel;
authorized delivery and service
personnel; Coast Guard and other
Federal, State, and local officials; local
emergency personnel; and other persons
authorized by the owner or operator of
the facility. 33 CFR 126.15(a)(6).
7. Guards must be stationed, or
equivalent controls acceptable to the
COTP must be used, to deter and detect
unlawful entrance; to detect and report
fire hazards, fires, and releases of
dangerous cargoes and hazardous
materials; to check the readiness of
protective equipment; and to report
other emergency situations at the
facility. 33 CFR 126.15(a)(7).
8. Coast Guard personnel must be
allowed to enter the facility to conduct
inspections or board vessels moored at
the facility. 33 CFR 126.15(a)(8).
9. When dangerous cargo is being
transferred or stored on the facility,
material handling equipment, trucks,
and other motor vehicles operated by
internal combustion engines must meet
the requirements of NFPA 307, chapter
9. 33 CFR 126.15(a)(9).
10. Smoking is allowed on the facility
where permitted under State or local
law. Signs must be posted marking
authorized smoking areas. ‘‘No
Smoking’’ signs must be conspicuously
posted elsewhere on the facility. 33 CFR
126.15(a)(10).
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11. All rubbish, debris, and waste
materials must be placed in adequate
receptacles. 33 CFR 126.15(a)(11).
12. The COTP may determine that any
equipment, material, or standard is not
reasonably adequate under the
circumstances. If so, the COTP informs
the owner or operator in writing and
provides an opportunity for the owner
or operator to have the deficiency
corrected. 33 CFR 126.15(a)(12).
13. When dangerous cargo is not in
transport units, all cargo, freight,
merchandise, and other items or
material on the facility must be arranged
to provide access for firefighting and
clearance for fire prevention according
to NFPA 307, chapter 8–5. 33 CFR
126.15(b)(1).
14. When dangerous cargo is not in
transport units, the facility must have
and maintain, in adequate quantities
and locations, portable fire
extinguishers that meet the
requirements of NFPA 10. These
extinguishers must be inspected and
maintained in accordance with NFPA
10. 33 CFR 126.15(b)(2).
15. When dangerous cargo is not in
transport units, all new electrical
equipment and wiring installed on the
facility must be of the same type and
installed as specified under NFPA 70.
All defective or dangerous electrical
equipment and wiring must be promptly
repaired, replaced, or permanently
disconnected. 33 CFR 126.15(b)(3).
16. When dangerous cargo is not in
transport units, all open fires and openflame lamps are prohibited on the
facility. Heating equipment must meet
NFPA 307, chapter 9–4. 33 CFR
126.15(b)(4).
17. When dangerous cargo is not in
transport units, hazardous material(s)
used in the operation or maintenance of
the facility may be stored only in
amounts necessary for normal operating
conditions. These materials must be
stored in compartments that are remote
from combustible material; constructed
to provide safe storage; and kept clean
and free of scrap materials, empty
containers, soiled wiping rags, waste,
and other debris. Flammable liquids
must be stored according to NFPA 30,
chapter 4. 33 CFR 126.15(b)(5).
18. When dangerous cargo is in
transport units, terminal yards must
conform to the standards in NFPA 307,
chapter 5. 33 CFR 126.15(c)(1).
19. When dangerous cargo is in
transport units, containers packed with
dangerous cargo that are vertically
stacked must be stacked no more than
four high. 33 CFR 126.15(c)(2).
A general permit for handling, storing,
stowing, loading, discharging or
transporting dangerous cargo (other than
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designated dangerous cargo) is granted
by regulation to those waterfront
facilities that comply with these
conditions (33 CFR 126.27). The Captain
of the Port is authorized to terminate or
suspend the general permit for a facility
whenever he deems that the security or
safety of the port or vessels or facility
requires it (33 CFR 126.31). Division 1.1
and 1.2 explosive materials, further
identified as ‘‘designated dangerous
cargos,’’ may only be handled, loaded,
discharged, or transported at waterfront
facilities authorized by a permit issued
by the Captain of the Port (33 CFR
126.17). These Division 1.1 and 1.2
explosive materials and certain other
high-hazard materials may only be
handled at a ‘‘facility of a particular
hazard,’’ which must meet additional
conditions for warning alarms (33 CFR
126.16(b)).
Anchorage Regulations. Another area
of Coast Guard regulations that is
related to the topic of storage of Class 1
explosive materials in transportation is
the Anchorage Regulations set forth in
33 CFR part 110. In particular, Subpart
B of Part 110 prescribes permitted
explosives anchorage grounds for
certain ports and places in the United
States as well as conditions that may
pertain to explosives laden vessels using
those anchorage areas.
USCG Security Requirements. On
October 22, 2003 the United States
Coast Guard published six final
maritime security rules (68 FR 60448)
applicable to certain vessels and
facilities. The rules establish regulations
for domestic maritime security that are
based on the international maritime
security standards in the International
Convention for Safety of Life at Sea,
1974, (SOLAS) and the new
International Ship and Port Facility
Security Code (ISPS Code). An
important objective of the ISPS Code is
to ensure that countries adopt
compatible requirements so that a
vessel’s compliance with one country’s
standards does not prevent it from
meeting the standards of another
country.
The Coast Guard’s final rules require
owners and operators of certain classes
of vessels and facilities to perform
security assessments, develop security
plans, and implement security measures
and procedures to address the risk or
mitigate the potential results of an act
that results in a significant loss of life,
environmental damage, transportation
system disruption, or economic
disruption in a particular area (33 CFR
parts 104 and 105, respectively). These
requirements apply to about 10,000
vessels and about 5,000 facilities,
including facilities that handle
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hazardous material. Foreign and
domestic commercial and cargo vessels
as well as barges transporting
petroleum, other hazardous liquids, and
certain other dangerous cargoes in bulk
are covered by these rules. Vessel
security plans must include measures
for access control, restricted areas,
handling cargo, delivery of vessel stores
and bunkering, and monitoring.
Security measures for each activity must
be scaled to provide for increased levels
of security at increased threat levels.
For purposes of the USCG regulations,
a ‘‘facility’’ is any structure or facility of
any kind located in, on, under, or
adjacent to any waters of the United
States and used by a public or private
entity, including any contiguous or
adjoining property under common
ownership or operation (33 CFR
101.105). Facility security plans must
include measures for access control,
restricted areas, handling cargo, delivery
of vessel stores and bunkering, and
monitoring (33 CFR 105.405). Security
measures for each activity must be
scaled to provide for increased levels of
security at increased threat levels (33
CFR 105.230). Some additional security
measures are prescribed for facilities
that handle ‘‘certain dangerous cargoes’’
including Division 1.1, 1.2, and 1.5D
explosives (33 CFR 105.295).
In addition, the October 22, 2003 final
rules: (1) Establish USCG Captains of
the Ports as Federal Maritime Security
Coordinators (33 CFR 103.200); (2)
require the establishment of Area
Maritime Security Committees (33 CFR
103.300); and (3) mandate the
development and implementation of
Area Maritime Security Plans to address
security of the infrastructure and
operations of a port (33 CFR 103.500).
The Area Maritime Security Plan is
primarily a communication and
coordination document. Core elements
of the Area Maritime Security Plan
include, but are not limited to: (1)
Details of operational and physical
measures that must be in place at all
threat levels (33 CFR 103.505(a)); (2)
expected timeframes for responding to
security threats and changes to threat
levels (33 CFR 103.505(g)); (3)
communications procedures (33 CFR
103.505(q)); (4) measures to enhance the
security of vessels, facilities, and
operations that are not covered by other
security plan regulations or
requirements (33 CFR 103.505(n)); (5)
measures to protect the plan and related
information (33 CFR 103.505(m)); (6)
periodic review, audit, and updating
procedures (33 CFR 103.505(j)); and (7)
procedures for reporting security
incidents (33 CFR 103.505(k)).
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VII. ATF Regulations
Congress enacted Title XI of the
Organized Crime Control Act of 1970 to
protect interstate and foreign commerce
against interference and interruption by
reducing the hazard to persons and
property arising from misuse and unsafe
or insecure storage of explosive
materials. Chapter 40 of the 1970 Act is
entitled Importation, Manufacture,
Distribution and Storage of Explosive
Materials. The Bureau of Alcohol,
Tobacco, Firearms, and Explosives
(ATF) U.S. Department of Justice has
been delegated the authority to enforce
Chapter 40. ATF has promulgated
regulations contained in 27 CFR part
555 to implement its provisions.
ATF regulations contain detailed
provisions governing the storage of
explosive materials. These storage
regulations address numerous issues
including: (1) A requirement to inspect
storage facilities at least every seven
days (27 CFR 555.204); (2) where
magazines may be located (27 CFR
555.206); (3) construction requirements
of magazines, including locking
mechanisms (27 CFR 555.207–211); (4)
quantity restrictions and restrictions on
the items that may be stored together (27
CFR 555.213); and (5) distance
restrictions (27 CFR 555.218–224). In
addition, all theft or loss of explosive
materials by licensees, permittees,
carriers of explosives materials, and
other persons must be reported to ATF
within 24 hours of discovery (27 CFR
555.30).
Below we provide information on the
explosives storage regulations found in
27 CFR part 555, subpart K. For a
thorough understanding of the
regulatory requirements, we recommend
you review the complete ATF
regulations.
1. Explosive materials fall into one of
three classes—high explosives (i.e.,
Dynamite, Flash Powder, Bulk Salutes),
low explosives (i.e., Black Powder,
safety fuses, igniters, igniter cords, fuse
lighters, and display fireworks), or
blasting agents (i.e., Ammonium nitrate
fuel oil and certain water gels). 27 CFR
555.202.
2. There are 5 types of explosives
magazines. Type 1 magazines are
permanent magazines for the storage of
high explosives and all other classes of
explosive materials. Type 2 magazines
are mobile and portable indoor and
outdoor magazines for the storage of
high explosives and all other classes of
explosive materials. Type 3 magazines
are portable outdoor magazines for the
temporary storage of high explosives
while attended (for example, a
‘‘daybox’’) and all other classes of
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explosives materials. Type 4 magazines
are magazines for the storage of low
explosives. Blasting agents and
detonators that will not mass detonate
may be stored in type 4 magazines. Type
5 magazines are for the storage of
blasting agents. Type 4 and 5 magazines
can be in the form of a trailer or semitrailer; however, they must be
immobilized by removing the wheels or
installing a kingpin locking device or
other ATF approved method if they are
left unattended. 27 CFR 555.203, 207–
211.
3. The regulations specify magazine
construction requirements including,
but not limited to, walls, floors,
foundations, roofs, bullet-resistant
ceilings, doors, locks, and ventilation
systems. 27 CFR 555.207–211.
4. Any person who stores explosive
materials must notify the authority
having jurisdiction for fire and safety in
the locality where the explosive
materials are being stored of the type,
magazine capacity, and location of each
site where such explosives are being
stored. 27 CFR 555.201(f).
5. Smoking, matches, open flames,
and spark producing devices are not
permitted in any magazine, within 50
feet of any outdoor magazine, or within
any room containing an indoor
magazine. 27 CFR 555.212.
6. Magazines must be clean, dry, and
free of grit, paper, empty packaging and
containers, and rubbish. Cleaning
utensils, which may be left in the
magazines, cannot have sparkproducing metal parts. The surrounding
area must be kept clear of rubbish,
brush, dry grass, or trees for 25 feet in
all directions. 27 CFR 555.215.
7. Lighting in any explosives storage
magazine must comply with the
National Electrical Code (NFPA 70–81).
Battery-activated safety lights may be
used in explosive storage magazines. 27
CFR 555.217.
8. Explosive materials must be stored
in accordance with the table of
distances contained in the ATF
regulations. 27 CFR 555.218–224.
VIII. NFPA 498, Standard for Safe
Havens and Interchange Lots for
Vehicles Transporting Explosives
The National Fire Protection
Association (NFPA) has published
standards for safe havens under NFPA
498, Standard for Safe Havens and
Interchange Lots for Vehicles
Transporting Explosives. NFPA 498 was
specifically designed to handle cargoes
of explosive materials in a
transportation setting. The standard is
widely used and accepted by the
explosives transportation industry and
by Federal, State, and local
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governments. It addresses fire, theft, and
explosion hazards of explosive materials
in parked vehicles at safe havens and
interchange lots. Detailed information
on the provisions contained in NFPA
498 is provided below:
1. The term ‘‘explosives interchange
lot’’ is defined as a specially designed
safe area of a motor vehicle terminal
where less-than-truckload lots of
explosives can be held for transfer from
one vehicle to another for continuance
in transportation. The term ‘‘explosives
motor vehicle facility’’ is defined as a
designated area where motor vehicles
transporting explosives can be parked,
pending further movement in
transportation. Such a facility can be a
safe haven or interchange lot and can
include maintenance shops, driver rest
services, or any combination of these
conveniences. The term ‘‘safe haven’’ is
defined as a secured area specifically
designated and approved in writing by
local, State, or Federal governmental
authorities for the parking of vehicles
containing Division 1.1, Division 1.2, or
Division 1.3 materials. NFPA 498
section 1–3.
2. A safe haven must be located in a
secured area that is no closer than 300
ft (91.5m) to a bridge, tunnel, dwelling,
building, or place where people work,
congregate, or assemble. The perimeter
of the safe haven must be cleared of
weeds, underbrush, vegetation, or other
combustible materials for a distance of
25 ft (7.6 m). The safe haven must be
protected from trespassers by warning
signs, gates, and patrols. NFPA 498
sections 2–1.1, 2–1.2, 2–1.3, and 2–1.4.
3. When vehicles carrying Division
1.1, Division 1.2, or Division 1.3
materials are parked in a safe haven, the
entrance to the safe haven must be
marked with this warning sign:
DANGER NO SMOKING
NEVER FIGHT EXPLOSIVE FIRES
VEHICLES ON THIS SITE CONTAIN
EXPLOSIVES
CALL lllllllllllllll
The sign must be weatherproof with
reflective printing, and the letters must
be at least 2 in. high. NFPA 498 section
2–1.4.
4. The shipping paper for all 1.1, 1.2,
and 1.3 materials and corresponding
emergency response information must
be presented to the guard patrolling the
safe haven. NFPA 498 section 2–1.5.1.
5. Vehicles will be inspected before
they enter the safe haven. Any safety
(e.g., hot tires, hot wheel bearings, hot
brakes, any accumulation of oil or
grease, any defects in the electrical
system, or any apparent physical
damage to the vehicle that could cause
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or contribute to a fire) or security threats
that are identified by the inspector must
be corrected before the vehicle is
permitted to enter the safe haven. NFPA
498 section 2–2.1.
6. Trailers are to be positioned in the
safe haven with spacing of not less than
5 ft (1.5 m) maintained in all directions
between parked trailers. Additionally,
trailers may not be parked in a manner
that would require their movement to
move another vehicle. Immediately
upon correctly positioning a loaded
trailer the tractor must be disconnected
and removed from the safe haven. NFPA
498 sections 2–2.2 and 2–2.3.
7. The explosives transport vehicles,
including trailers, in the interchange lot
must be maintained in the same
condition as is required for highway
transportation, including placarding.
NFPA 498 section 2–2.4.
8. Where a self-propelled vehicle
loaded with explosives is parked in a
safe haven it must be parked at least 25
ft (7.6 m) from any other vehicles
containing explosives, and must be in
operable condition, properly placarded,
and in a position and condition where
it can be moved easily in case of
necessity or emergency. NFPA 498
section 2–2.5.
9. No explosives may be transferred
from one vehicle to another in a safe
haven except in case of necessity or
emergency. NFPA 498 section 2–2.6.
10. No vehicle transporting other
hazardous materials may be parked in a
safe haven unless the materials being
transported are compatible with
explosives. NFPA 498 section 2–2.7.
11. Except for minor repairs, no repair
work involving cutting or welding,
operation of the vehicle engine, or the
electrical wiring may be performed on
any vehicle parked in a safe haven that
is carrying explosives. NFPA 498
section 2–3.1.
12. Except for firearms carried by law
enforcement and security personnel
where specifically authorized by the
authority having jurisdiction, smoking,
matches, open flames, spark-producing
devices, and firearms are not permitted
inside or within 50 ft (15.3 m) of the
safe haven, loading dock, or interchange
lot. NFPA 498 section 2–3.2.
13. When any vehicle transporting
explosives is parked in a safe haven, at
least one trained person, 21 years of age
or older, must be assigned to patrol the
safe haven on a dedicated basis. Safe
havens located on explosives
manufacturing facilities or at motor
vehicle terminals must employ other
means of acceptable security such as
existing plant or terminal protection
systems or electronic surveillance
devices. NFPA 498 section 2–4.1.
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14. Where an area at the loading dock
is designated for the temporary holding
of explosives in a trailer, it must not be
located within 50 ft (15.3 m) of a fire
hazard such as an area where smoking
is permitted, where hot work is being
done, or where combustible or
flammable materials are present. NFPA
498 section 3–1.3.
15. Explosives delivered to the
interchange lot by a connecting carrier
must be retained in the trailer at a
designated section of the loading dock,
or the trailer must be parked in an
isolated area of the interchange lot, or
the explosives must be placed in the
holding facility. NFPA 498 section 3–
2.2.
16. Explosives may not be retained on
the lot, either in a trailer or holding
facility, for a period longer than
necessary, but in no case for more than
100 hours. NFPA 498 section 3–2.4.
IX. Institute of Makers of Explosives
Safety Library Publication No. 27,
‘‘Security in Manufacturing,
Transportation, Storage and Use of
Commercial Explosives’’
In January of 2005 the Institute of
Makers of Explosives (IME) published
recommended guidelines (SLP–27) for
the manufacture, sale and distribution,
transportation, storage, and use of Class
1 materials. SLP–27 establishes a best
practices guideline for the
transportation of explosives by highway
and vessel. Specifically, it provides
detailed transportation information on
security plans, training, loading, and
unloading requirements as they apply to
shipments of explosives transported by
highway or vessel. Following is a list of
the significant transportation related
requirements contained in the IME
publication, ‘‘Security in
Manufacturing, Transportation, Storage
and Use of Commercial Explosives.’’
Transportation by Highway or Vessel
1. Those persons transporting
explosives must be properly trained and
shipments must comply with DOT
security plan requirements, as
applicable. SLP–27 section 3.1.
2. Loading of stored materials or
materials that are manufactured and
immediately transported should be done
as conspicuously as possible and
without undue delay. SLP–27 section
3.2.
3. Unloading and placement of
explosives in proper storage should be
completed upon arrival at the final
destination. SLP–27 section 3.3.
Transportation by Highway
1. For international shipments carriers
should participate in the U.S. Customs
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and Boarder Protection Free and Secure
Trade (FAST) program. In addition,
carriers should plan to avoid any
unnecessary delays at border crossings.
SLP–27 section 3.4.1.
2. Cross docking and trailer transfers
should be done in secure areas. SLP–27
section 3.4.1.2.
3. Safe havens should be operated in
accordance with the current edition of
NFPA 498 and be reviewed by each
carrier’s safety department prior to use.
SLP–27 section 3.4.2.
4. If at all possible congested areas
and rush hour traffic should be avoided.
SLP–27 section 3.4.3.
5. Parking or stopping of the vehicle
should be kept to a minimum, but if
necessary must conform to the
requirements in 49 CFR part 397. SLP–
27 section 3.4.4.
6. For Division 1.1, 1.2, and 1.3
materials, a trained and authorized
person that is capable of moving the
vehicle must be in attendance at all
times. SLP–27 section 3.4.5.
7. Cargo compartments should be
locked and sealed with the
corresponding seal numbers recorded
on the shipping paper. SLP–27 section
3.4.6.
8. A route plan, that includes all
stops, must be prepared for Division 1.1,
1.2, and 1.3 materials in accordance
with 49 CFR 397.67(d). SLP–27 section
3.4.7.
9. A dual driver program should be
used for certain materials if the
shipment cannot be completed within a
single driver’s hours-of-service. SLP–27
section 3.4.8.
10. Only vehicles capable of two way
communication or those equipped with
a two-way GPS system should be used
for the transportation of Class 1
materials. In addition, shipments that
are longer than 11 hours in duration
should be monitored by GPS or by an
equivalent tracking system. SLP–27
section 3.1.9.
11. A battery disconnect switch or
steering wheel lock should be installed
on vehicles transporting Class 1
materials. SLP–27 section 3.4.10.
12. If mechanical problems occur the
driver should contact dispatch, proceed
to the safest possible location, and
always stay with the vehicle. SLP–27
section 3.4.11.
13. The driver should not stop to
render aid to others. SLP–27 section
3.4.11.3.
14. If an incident occurs the driver
should contact dispatch and State law
enforcement officials immediately. SLP–
27 section 3.4.11.2.
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69499
Transportation by Vessel
1. Division 1.1, 1.2, and 1.3 materials
should be staged in a safe haven or area
designated by the Captain of the Port
(COTP). SLP–27 section 3.5.1.
2. A qualified individual should serve
as the Responsible Safety and Security
Individual (RSSI). The RSSI should be
present when Division 1.1, 1.2, or 1.3
materials are handled at the berth. SLP–
27 section 3.5.2.
3. Emergency response plans should
be consistent with those described in 29
CFR 1910.120(q) and 33 CFR. SLP–27
section 3.5.3.1.
4. The facility operator should
develop an emergency response plan for
the facility, a copy of which should be
distributed to the RSSI, port authority,
regulatory authority, and master of the
ship. In addition, the facility operator
should notify the local authorities of the
net explosive quantity at least 24-hours
in advance of the expected handling
dates. SLP–27 section 3.5.3.4.
5. The vessel operator should
maintain the vessel in a manner that
would allow for immediate departure,
should the need arise. SLP–27 section
3.5.3.5.
6. The emergency response plans for
the ship and waterfront facility should
be consistent. SLP–27 section 3.5.3.6.
7. The RSSI should ensure that the
shipping papers accurately indicate the
total amount of Class 1 materials on the
vessel. SLP–27 section 3.5.6.
8. For loading and unloading the RSSI
should have a list of each container or
trailer and confirm that each is on the
list. SLP–27 sections 3.5.7.1 and 3.5.8.1.
9. Loading and unloading should be
done in a manner that does not cause
undue delay and minimizes the amount
of time explosives are in the berth. SLP–
27 sections 3.5.7.4 and 3.5.8.5.
10. The facility operator should
inspect packages of Class 1 material for
evidence of unauthorized entry. If such
evidence exists the facility operator
should contact the RSSI. SLP–27 section
3.5.8.6.
11. Only the motor vehicles required
to load or unload the explosives are
allowed in the berth or inside the
warehouse. The drivers should stay in
the immediate vicinity of their vehicles.
Division 1.1, 1.2, and 1.3 materials
should be attended at all times. SLP–27
section 3.5.9.
12. To maintain safety and security
Division 1.1, 1.2, and 1.3 shipments that
involve the use of multiple shippers and
carriers should be planned in advance
and coordinated with facility operator.
SLP–27 section 3.5.11.
13. The RSSI should maintain contact
with the U.S. Coast Guard, master of the
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ship and facility operator, and the motor
carrier when Class 1 materials are being
handled. SLP–27 section 3.5.12.
14. When Class 1 materials are in the
berth only the personnel needed to do
the job in a safe and secure manner
should be present. SLP–27 section
3.5.13.3.
15. Waterfront facilities that handle
explosives should meet the standards
for interchange lots found in NFPA 498.
SLP–27 section 3.5.13.4.
X. SDDC Freight Traffic Rules
Publication No. 1C
The Department of Defense (DOD) has
published standards for nongovernment safe havens used for
commercial shipments of DOD
munitions made under the provisions of
Surface Deployment and Distribution
Command (SDDC) Freight Traffic Rules
Publication No. 1C (MFTRP No. 1C).
The rules apply to DOD shipments of
explosives. Following is a list of key
requirements in MFTRP No. 1C that
apply to explosives stored during
transportation:
1. The rules outlined in Section 4,
Part A apply to explosives classified as
Division 1.1, 1.2, 1.3, and 1.4. MFTRP
No. 1C—Item 300.
2. When a shipment arrives at an
installation during other than consignee
designated hours a temporary holding
area will be provided for shipments.
The installation will provide safety and
security protection as outlined in Part II,
Chapter 205 of the Defense
Transportation Regulation (DTR).
MFTRP No. 1C—Item 305.
3. Secure holding in the event of
emergencies, such as when shipments of
Class 1, Division 1.1, 1.2, 1.3, or 1.4 (A,
B, or C) materials are endangered by
civil disturbance or natural disaster or
prevented from proceeding to
destinations by circumstances beyond
the control of the carrier. Secure holding
requirements:
a. The carrier will notify the
consignor and consignee of the delay.
b. Shipments must be removed from
secure holding as soon as the shipment
is no longer endangered.
c. Vehicles in a secure holding will be
parked inside an appropriate security
area (fenced area).
d. Installation security will be
extended when required to provide
reasonable protection.
e. Shipping documents will be
examined to prevent surreptitious entry
of any unauthorized shipments into the
installation.
f. Installation personnel will
determine if carrier personnel will
remain with the vehicle for constant
surveillance.
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g. Inspection provisions will be
applied.
h. For parking lots and rail yards the
compatibility restrictions and quantitydistance requirements of DOD Manual
6055.9 STD must be applied. MFTRP
No. 1C—Item 310.
4. Terminal Security Standards. The
carrier must maintain a comprehensive
security plan including facility security.
Diagram of the terminal that shows
controlled and restricted areas, security
force locations, surveillance equipment
locations, and implementation
procedures for the plan. Included in the
plan are the following:
a. Access Control.
b. Guard Force standards,
qualification, training, equipment.
c. Fencing.
d. Lighting.
e. Barriers (e.g., jersey concrete
barriers, etc.).
f. Key and lock control.
g. Emergency communications.
h. Emergency power.
i. Emergency response forces.
j. Procedures for response to
terrorism/criminal threats or other
emergencies.
Small arms, ammunition and
explosives must be afforded double
barrier protection. General terminal
areas will be designated ‘‘controlled
areas’’ and surrounded by a perimeter
fence to limit access. Secure trailer and/
or drom parking areas will be
designated ‘‘restricted areas’’ and will
be located within the established
controlled area. The restricted area will
be located in a revetment area protected
by an earth-graded berm a minimum of
20 feet in height. The restricted area will
also be protected by its own perimeter
fence located on top of the earth-graded
berm. The entrance into the restricted
area will be constructed in such a way
that it prevents a straight drive/view
into the parking area. Since the guards
do not have direct unobstructed view of
the entire area, the restricted area will
have a color Closed Circuit Television
(CCTV) system to provide enhanced
security over the parking area.
Administrative buildings that are
located within the terminal,
maintenance facilities and terminal
guard stations will be included within
the controlled area and provided CCTV
coverage. Structures used by security
forces will be of substantial construction
(i.e. masonry or shielded) to mitigate
any threat from small arms fire. Warning
signs must be posted at each entry point
and along the terminal perimeter where
they can be easily seen and understood
by anyone approaching the terminal
facility. In areas where English is one of
two or more languages commonly
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spoken, warning signs will contain the
local language in addition to English.
The wording of the signs will denote
warning of a restricted area. Warning
signs will be posted at intervals not to
exceed 100 feet. MFTRP No. 1C—Item
312.
5. These provisions are very similar to
the safe haven requirements found in
NFPA 498. They provide the minimum
required safety standards for
commercial carrier terminals to handle
Division 1 ammunition and explosives.
This Item requires carriers to have a
comprehensive site plan. The terminal
must be approved by a State or local
HAZMAT approving authority. The
terminal must have a clear zone of 20
feet inside and 20 feet outside of the
perimeter that is clear of weeds, brush,
vegetation or other combustible
material. No smoking signs that include
the emergency response number to call
in the event of a fire. Terminal
employees must be informed of the
hazard classification of explosives and
the danger posed to them. Vehicle that
can move explosive trailers must be
kept in terminal at all times. Fire
protection equipment must be provided.
Vehicles must undergo a safety
inspection. Spacing of 5 feet is required
between parked trailers. The trailers
must be maintained in highway
condition. No vehicle transporting other
hazardous materials, including
commercial explosives, must be parked
in a terminal unless the materials being
transported are compatible with
explosives. No repair work, no smoking
or spark producing devices, and no
electrical lines closer then the length of
the lines. MFTRP No. 1C—Item 314.
XI. Comments
Shippers and carriers of explosives
and other high-hazard materials are
urged to carefully consider the
implications of incorporating these
governmental and industry standards
into the HMR. We urge you to consider
the effects on transportation safety and
security at explosives storage facilities
and the effects on the intermodal
transportation of explosives.
Commenters should be aware that the
information and data generated in
response to this ANPRM could result in
a notice of proposed rulemaking that
would apply more generally to shippers
and carriers of explosives and other
high-hazard materials. We invite
commenters to submit data and
information on:
1. The effectiveness of different types
of safety and security measures.
2. The costs involved with
implementing specific safety and
security measures.
E:\FR\FM\16NOP1.SGM
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Federal Register / Vol. 70, No. 220 / Wednesday, November 16, 2005 / Proposed Rules
3. The related safety or productivity
benefits that would help offset costs.
4. The effect that implementing
specific safety and security measures
will have on the human environment.
5. Ways or incentives that may be
appropriate to consider in promoting
adoption of safety and security
measures in conjunction with or
separate from general regulatory
requirements.
6. The overall safety and security of
safe havens for temporary storage during
transportation, including suggestions for
improving security at safe havens or
alternatives to the use of safe havens.
7. The conditions and circumstances
under which temporary storage in safe
havens should be required.
8. Whether specific safety and
security measures should be limited to
certain explosives and, if so, which
explosives might warrant specific
security or safety measures (i.e., to
which explosives in Division 1 through
Division 6 and in what quantity should
these measures apply).
9. Whether enhanced safety or
security requirements for storage during
transportation should also apply to
other types of hazardous materials (e.g.,
materials toxic by inhalation) and, if so,
which hazardous materials.
10. Whether enhanced safety or
security requirements for storage during
transportation should apply to
transportation by all modes or only
certain specified forms of transportation
(e.g., railroad, highway, etc.).
11. Whether we should consider
aggregation limits on the storage of
explosives and other high-hazard
materials at a single facility during
transportation.
12. Whether we should consider
limits on the time that a shipment of
explosives or other high-hazard
materials could be stored during
transportation.
13. Whether shipping documents
should indicate that a shipment will be
stored at a safe haven or other facility
during transportation.
14. Whether the regulations and
standards outlined in this ANPRM can
be transformed into multimodal storage
requirements for the transportation of
explosives.
15. Whether there are additional
standards, other than those outlined
above, that we should take into
consideration.
16. Whether development of an
industry or consensus standard or
regulation should be pursued in this
area.
We are particularly interested in
comments from explosives shippers and
carriers and State governments
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15:45 Nov 15, 2005
Jkt 208001
regarding their experiences with safe
havens. We would like to know if State
and local governments have concerns
regarding the use of safe havens in and
around their communities, including
possible economic impacts of terrorist
activities or accidents. We would like
information on the benefits realized, the
costs incurred, any technical or
practical difficulties encountered, and
other real-world experience gained from
transporting or regulating the
transportation of explosives as it relates
to safe havens.
XII. Regulatory Notices
A. Executive Order 12866: Regulatory
Planning and Review
Executive Order 12866 requires
agencies to regulate in the ‘‘most costeffective manner,’’ to make a ‘‘reasoned
determination that the benefits of the
intended regulation justify its costs,’’
and to develop regulations that ‘‘impose
the least burden on society.’’ We
therefore request comments, including
specific data if possible, concerning the
costs and benefits that may be
associated with adoption of specific
security and storage requirements for
carriers that include explosives storage
as part of their transportation cycle.
B. Executive Order 13132: Federalism
Executive Order 13132 requires
agencies to assure meaningful and
timely input by State and local officials
in the development of regulatory
policies that may have a substantial,
direct effect on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government. We invite State
and local governments with an interest
in this rulemaking to comment on the
effect that adoption of specific storage
and security requirements for carriers
that transport and store explosives in
commerce may have on State or local
safety or environmental protection
programs.
C. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175 requires
agencies to assure meaningful and
timely input from Indian tribal
government representatives in the
development of rules that ‘‘significantly
or uniquely affect’’ Indian communities
and that impose ‘‘substantial and direct
compliance costs’’ on such
communities. We invite Indian tribal
governments to provide comments as to
the effect that adoption of specific
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Fmt 4702
Sfmt 4702
69501
storage and security requirements for
explosives that are transported in
commerce may have on Indian
communities.
D. Regulatory Flexibility Act
Under the Regulatory Flexibility Act
of 1980 (5 U.S.C. 601 et seq.), we must
consider whether a proposed rule would
have a significant economic impact on
a substantial number of small entities.
‘‘Small entities’’ include small
businesses, not-for-profit organizations
that are independently owned and
operated and are not dominant in their
fields, and governmental jurisdictions
with populations under 50,000. If your
business or organization is a small
entity and if adoption of specific storage
requirements applicable to explosvies
transported in commerce could have a
significant economic impact on your
operations, please submit a comment to
explain how and to what extent your
business or organization could be
affected.
E. National Environmental Policy Act
The National Environmental Policy
Act of 1969 (NEPA) requires Federal
agencies to consider the consequences
of major Federal actions and that they
prepare a detailed statement on actions
significantly affecting the quality of the
human environment. Interested parties
are invited to address the potential
environmental impacts of regulations
applicable to the storage of explosives
transported in commerce. We are
particularly interested in comments
about safety and security measures that
would provide greater benefit to the
human environment, or on alternative
actions the agency could take that
would provide beneficial impacts.
F. Statutory/Legal Authority for This
Rulemaking
This rulemaking is issued under
authority of the Federal hazardous
materials transportation law (49 U.S.C.
5101 et seq.), which authorizes the
Secretary of Transportation to prescribe
regulations for the safe transportation,
including security, of hazardous
materials in interstate, intrastate, and
foreign commerce.
G. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This rulemaking is considered a
significant regulatory action under
section 3(f) of Executive Order 12866
and the Regulatory Policies and
Procedures of the Department of
Transportation (44 FR 11032). This
ANPRM was reviewed by the Office of
Management and Budget.
E:\FR\FM\16NOP1.SGM
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69502
Federal Register / Vol. 70, No. 220 / Wednesday, November 16, 2005 / Proposed Rules
E.O. 12866 requires agencies to
regulate in the ‘‘most cost-effective
manner,’’ to make a ‘‘reasoned
determination that the benefits of the
intended regulation justify its costs,’’
and to develop regulations that ‘‘impose
the least burden on society.’’ We
therefore request comments, including
specific data if possible, concerning the
costs and benefits of incorporating
requirements for the storage of
explosives and other high-hazard
materials during transportation into the
HMR.
H. Regulation Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. The RIN number contained in the
heading of this document may be used
to cross-reference this action with the
Unified Agenda.
I. Privacy Act
Anyone is able to search the
electronic form for all comments
received into any of our dockets by the
name of the individual submitting the
comments (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477) of you may visit https://
dms.dot.gov.
Issued in Washington, DC, on November
10, 2005, under authority delegated in 49
CFR part 106.
Robert McGuire,
Associate Administrator for Hazardous
Materials Safety.
[FR Doc. 05–22751 Filed 11–15–05; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 051028280–5280–01; I.D.
102105A]
RIN 0648–AT11
Fisheries Off West Coast States and in
the Western Pacific; Coastal Pelagic
Species Fisheries; Amendment 11
National Marine Fisheries
Service (NMFS), National Oceanic and
AGENCY:
VerDate Aug<31>2005
12:36 Nov 15, 2005
Jkt 208001
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
SUMMARY: NMFS issues this proposed
rule to implement Amendment 11 to the
Coastal Pelagic Species (CPS) Fishery
Management Plan (FMP) which would
change the framework for the annual
apportionment of the Pacific sardine
harvest guideline along the U.S. Pacific
coast. The purpose of the proposed rule
is to achieve optimal utilization of the
Pacific sardine resource and equitable
allocation of the harvest opportunity for
Pacific sardine.
DATES: Comments must be received by
December 16, 2005.
ADDRESSES: You may submit comments
on this proposed rule identified by I.D.
102105A by any of the following
methods:
• E-mail: 0648–AT11.SWR@noaa.gov.
Include I.D. 102105A in the subject line
of the message.
• Federal e-Rulemaking portal:https://
www.regulations.gov Follow the
instruction for submitting comments.
• Fax: (562) 980–4047.
• Mail: Rodney R. McInnis, Regional
Administrator, Southwest Region,
NMFS, 501 West Ocean Boulevard,
Suite 4200, Long Beach, California
90802.
For copies of Amendment 11 entitled
Allocation of the Pacific Sardine
Harvest Guideline Amendment 11 to the
Coastal Pelagic Species fishery
Management Plan, and the
accompanying environmental
assessment/initial regulatory flexibility
analysis/regulatory impact review (EA/
IRFA/RIR) may be obtained at the
address above.
FOR FURTHER INFORMATION CONTACT:
Joshua Lindsay, Southwest Region,
NMFS, (562) 980–4034.
SUPPLEMENTARY INFORMATION: Pacific
sardines are managed pursuant to the
CPS FMP, which was implemented by
regulations published at 64 FR 69893,
December 15, 1999. According to the
original allocation scheme in the CPS
FMP, the annual harvest guideline for
Pacific sardine was allocated two-thirds
south of Pt. Piedras Blancas, California
(35° 40′ N. lat.) (a point south of
Monterey, California, which included
the fishery in Southern California) and
one-third north (included fisheries in
Monterey, California, Oregon, and
Washington), beginning annually on
January 1. On October 1, the harvest
guideline remaining in each subarea
was added together, then divided
equally between the two areas.
In 2002, the northern allocation was
reached before October 1, which
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Fmt 4702
Sfmt 4702
required closure of the fishery while
significant amounts of Pacific sardine
remained unharvested in the south (67
FR 58733, September 18, 2002). Rough
ocean conditions in the Pacific
Northwest beginning in October makes
fishing for Pacific sardine with a purse
seine gear difficult or impossible. Thus,
even if the harvest of Pacific sardine
were provided to fisheries in the Pacific
Northwest after October 1, it would not
likely be obtained because the rough
ocean conditions along the coast during
that time would preclude fishing for
Pacific sardine. Because the Pacific
sardine fisheries off Oregon and
Washington would be virtually over by
October, the Pacific Fishery
Management Council (Council)
requested an emergency rule to make
the required allocation in 2002 earlier
than October 1, to avoid losses in jobs
and revenue. An emergency rule was
implemented on September 26, 2002 (67
FR 60601), that reallocated the harvest
guideline and reopened the fishery.
The CPS FMP established a limited
entry fishery south of Pt. Arena,
California (39° N. lat.), which was a
point north of San Francisco, California.
An open access fishery existed north of
Pt. Arena, California made up of Pacific
sardine fisheries off Northern California,
Oregon, and Washington.
When the CPS FMP was implemented
no Pacific sardine fishery in Oregon and
Washington existed. The Council
adopted the allocation procedure
included in the CPS FMP to protect the
Monterey, California fishery (in the
northern subarea or Subarea A) from the
possibility of the fishery in Southern
California (in the southern subarea or
Subarea B) catching the entire harvest
guideline before Pacific sardine became
available in Monterey. As a result of the
FMP’s allocation procedure, a fishing
pattern developed whereby Pacific
sardine was caught by the Southern
California fleet at the beginning of the
year, by the Pacific Northwest fleet in
the summer, and by the Monterey fleet
in the fall. The fishing pattern led to the
possibility that the fishery in the
northern subarea might preempt the
fishery in the southern subarea. If
Pacific sardine remained unharvested in
either subarea following the reallocation
on October 1, the FMP did not provide
a procedure to make further
reallocations to any subarea to increase
the likelihood of achieving optimum
yield (OY) in the Pacific sardine fishery.
The Council recognized that a process
with more flexibility for making
allocation decisions was needed.
Therefore, the Council considered
amending the framework process for
implementing the CPS FMP found at 50
E:\FR\FM\16NOP1.SGM
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Agencies
[Federal Register Volume 70, Number 220 (Wednesday, November 16, 2005)]
[Proposed Rules]
[Pages 69493-69502]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-22751]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 173 and 177
[Docket No. PHMSA-2005-22987 (HM-238)]
RIN 2137-AE06
Hazardous Materials: Requirements for the Storage of Explosives
and Other High-Hazard Materials During Transportation
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Advance notice of proposed rulemaking (ANPRM).
-----------------------------------------------------------------------
SUMMARY: PHMSA is considering requirements to address the current
safety and security risks associated with the storage of explosives
during transportation. In this notice, we are soliciting comments
concerning measures to reduce the risks posed by the storage of
explosives while they are in transportation and whether regulatory
action is warranted. We also invite comments as to whether enhanced
requirements for storage incidental to movement should apply to other
hazardous materials (e.g., materials toxic by inhalation).
DATES: Comments must be received by February 14, 2006.
ADDRESSES: Comments. You may submit comments identified by the docket
number (PHMSA-2005-22987) by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
Web Site: https://dms.dot.gov. Follow the instructions for
submitting comments on the DOT electronic docket site.
Fax: 1-202-493-2251.
Mail: Docket Management System; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-402,
Washington, DC 20590-0001.
Hand Delivery: To the Docket Management System; Room PL-
402 on the plaza level of the Nassif Building, 400 Seventh Street, SW.,
Washington, DC between 9 a.m. and 5 p.m., Monday through Friday, except
Federal Holidays.
Instructions: All submissions must include the agency name and
docket number or Regulatory Identification Number (RIN) for this
notice. Note that all comments received will be posted without change
to https://dms.dot.gov including any personal information provided.
Please see the Privacy Act heading under SUPPLEMENTARY INFORMATION.
Docket: For access to the docket to read background documents or
comments received, go to https://dms.dot.gov at any time or to the
Docket Management System (see ADDRESSES).
FOR FURTHER INFORMATION CONTACT: Ben Supko, Office of Hazardous
Materials Standards, telephone (202) 366-8553, Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation, 400
Seventh Street, SW., Washington, DC 20590-0001.
SUPPLEMENTARY INFORMATION:
I. Background
On July 16, 2002, the Federal Motor Carrier Safety Administration
(FMCSA) and the Research and Special Programs Administration (RSPA, the
predecessor
[[Page 69494]]
agency to the Pipeline and Hazardous Materials Safety Administration
(PHMSA, we)) published an Advance Notice of Proposed Rulemaking (ANPRM)
under Docket HM-232A (67 FR 46622) entitled ``Security Requirements for
Motor Carriers Transporting Hazardous Materials.'' In the ANPRM, FMCSA
and RSPA examined the need for enhanced security requirements for motor
carrier transportation of hazardous materials. FMCSA and RSPA requested
comments on a variety of security measures including: escorts, vehicle
tracking and monitoring systems, emergency warning systems, remote
shut-offs, direct short-range communications, and notification to State
and local authorities. The ANPRM also addressed the issue of explosives
storage in safe havens. We received approximately 80 comments in
response to the ANPRM.
On March 19, 2003, FMCSA published a further notice (68 FR 13250)
that RSPA had assumed the lead role for this rulemaking proceeding. Due
to the complexity of the issues raised in Docket HM-232A and the number
of comments received on the ANPRM, RSPA decided to consider the storage
of explosives in a separate rulemaking. RSPA indicated its intentions
in the October 30, 2003 final rule published under Docket HM-223 (68 FR
61906) entitled ``Applicability of the Hazardous Materials Regulations
to Loading, Unloading, and Storage.'' In the final rule, which became
effective on June 1, 2005 (see 69 FR 70902; December 8, 2004), RSPA
clarified the applicability of the HMR to specific functions and
activities related to the transportation of hazardous materials in
commerce. In the preamble to the HM-223 final rule, RSPA identified
issues related to the storage of hazardous materials during
transportation that need to be addressed (68 FR 61906; 61931). RSPA
noted that the current HMR requirements applicable to the storage of
explosives during transportation need to be reevaluated to ensure that
they adequately account for potential safety and security risks. For
example, the agency has concerns regarding the lack of Federal
standards for safe havens and inconsistent State requirements.
II. Comments Received for HM-232A Rulemaking on Storage and Safe Havens
Twenty-one commenters on the HM-232A ANPRM provided specific
information on safe havens. In general, commenters support the
continued use of safe havens. However, commenters also suggest that the
term ``safe haven'' lacks a cohesive definition among Federal
regulatory agencies, most notably the U.S. DOT and the Nuclear
Regulatory Commission. The commenters indicate that the lack of a
consistent definition for the term ``safe haven'' has led to confusion
and questions regarding the level of protection provided at these
locations. Commenters request that standards be developed to provide
details on the construction, maintenance, availability, and use of safe
havens. Without clearly defined standards to follow, commenters state
that any future reliance on safe havens may actually make the hazardous
materials stored there more susceptible to safety and security threats
than if they were stored at other locations.
Commenters suggest that until an infrastructure of secure safe
havens is developed across the country (e.g., a system that includes
federally regulated safe havens that are strategically located on major
chemical and explosive shipping lanes at convenient 500 mile intervals)
they should be able to use their own discretion to determine if a safe
haven is sufficiently secure. In addition, commenters state that in
many instances a driver's best defense against security threats is to
blend in with other trucks on the road and at rest stops. Therefore,
some commenters stated that a standard that allows shipments to be
parked in secure areas that provide an adequate level of security may
be more appropriate then a standard that only allows the use of
designated safe havens. These secure areas may consist of well-lit
private property that is protected by a fence and equipped with a
controlled-access gate, monitored parking in an industrial area, or a
truck stops that has been modified to meet ``safe haven'' standards.
One commenter notes that safe havens are often small and difficult
to maneuver, a safety problem that will be compounded by any increase
in the transportation industry's dependence on safe havens. The
majority of commenters agree that safe havens and secured on-site areas
are effective security measures for the temporary storage of explosives
in transportation, provided those areas meet the National Fire
Protection Association's document 498 Standard for Safe Havens and
Interchange Lots for Vehicles Transporting Explosives or an equivalent
standard. Commenters recommend that we adopt NFPA 498 in the Hazardous
Materials Regulations (HMR; 49 CFR parts 171-180).
III. Purpose of This ANPRM
As discussed in more detail below, the HMR require shipments stored
during transportation to conform to the same requirements that apply
when the shipments are actually moving (e.g., shipping papers,
emergency response information, hazard communication, packaging, and
segregation). The HMR also require facilities at which explosives and
other high-hazard materials are offered or stored during transportation
to have security plans. The security plan must be based on an
assessment of possible security risks and must include measures to
address those risks. Otherwise, the HMR do not include specific
requirements for facilities at which explosives or other high-hazard
materials are stored during transportation. The HMR do not establish
specific standards for storage facilities nor do they limit the amount
of material that may be stored in a single location.
We are concerned that current HMR requirements may not adequately
address the safety and security risks associated with the storage
during transportation of explosives and other high-hazard materials.
Thus, we are seeking comments and information on the adequacy of
existing regulatory requirements and the need for additional, more
specific requirements.
This ANPRM is focused primarily on explosives storage; however, we
invite commenters to address issues related to the storage of other
types of high-hazard materials as well. We note in this regard that, in
another proceeding (Docket HM-232E (69 FR 50988; August 16, 2004)),
PHMSA and the Department of Homeland Security are examining the need
for enhanced security requirements for the rail transportation of
hazardous materials that pose a toxic inhalation hazard. Security
measures being considered include improvements to security plans,
modification of methods used to identify shipments, enhanced
requirements for temporary storage, and implementation of tracking and
communication systems.
Provided below is a list of government and industry standards for
explosives storage that are based on a variety of factors, including
but not limited to, the mode of transportation, the type of explosives,
and whether the explosive is in transportation.
Hazardous Materials Regulations (49 CFR parts 171-180).
Federal Motor Carrier Safety Regulations (49 CFR parts
350-399).
United States Coast Guard Requirements applicable to
explosives storage (33 CFR parts 101-126).
Bureau of Alcohol, Tobacco, Firearms, and Explosives
Regulations for explosives in commerce (27 CFR part 555).
[[Page 69495]]
National Fire Protection Association's NFPA 498,
``Standard for Safe Havens and Interchange Lots for Vehicles
Transporting Explosives Standard for Safe Havens and Interchange Lots
for Vehicles Transporting Explosives''.
Institute of Makers of Explosives Safety Library
Publication No. 27, ``Security in Manufacturing, Transportation,
Storage and use of Commercial Explosives''.
Surface Deployment and Distribution Command, ``SDDC
Freight Traffic Rules Publication NO. 1C (MFTRP NO. 1C)''.
In the sections that follow we provide brief descriptions of these
standards and their applicability to the transportation and storage of
explosives.
IV. HMR Requirements Applicable to Explosives Storage
General. The HMR require hazardous materials stored incidental to
movement to meet all the applicable requirements for hazard
communication (including shipping papers and emergency response
information), packaging, and handling that apply when shipments are
actually moving in transportation. The HMR include specific carrier
requirements for transportation of hazardous materials by air, highway,
rail, and vessel.
Explosives, or Class 1 materials, are one of the most stringently
regulated hazardous materials under the HMR. The HMR define a Class 1
material as any substance or article that is designed to function by
explosion--that is, an extremely rapid release of gas or heat--or one
that, by chemical reaction within itself, functions in a similar manner
even if not designed to do so (49 CFR 173.50(a)). Class 1 materials are
divided into six divisions (49 CFR 173.50(b)). As provided in the
following table, assignment of an explosive to a division depends on
the degree and nature of the explosive hazard.
------------------------------------------------------------------------
Division Hazard Description of hazard Examples
------------------------------------------------------------------------
1.1 Mass explosion This explosive will Grenades,
hazard. affect almost the mines, and
entire load nitroglycerin.
instantaneously.
1.2 Projection This explosive will Rockets and
hazard without project fragments warheads.
a mass outward at some
explosion distance.
hazard.
1.3 Fire hazard and This explosive will Projectiles,
either a minor cause fire and may signal smoke,
projection or may not project and tracers
hazard or minor fragments outward at for
blast hazard or some distance. ammunition.
both but not a
mass explosion
hazard.
1.4 Minor explosion The explosive affects Ammunition,
hazard. of this material are airbags, and
largely confined to model rocket
the package and no motors.
projection of
fragments of any
appreciable size or
range is expected.
1.5 Very insensitive This explosive has a Blasting agents
explosive. mass explosion and ammonia-
hazard, but is nitrate fuel
represented by a low oil mixture.
probability of
detonation while in
transportation.
1.6 Extremely This explosive is an Insensitive
insensitive article that article and
article. contains only military.
extremely
insensitive
detonating
substances which
demonstrate a
negligible
probability of
accidental
initiation or
propagation.
------------------------------------------------------------------------
The HMR prohibit transportation of an explosive unless it has been
examined, classed, and approved by PHMSA's Associate Administrator for
Hazardous Materials Safety, with separate provisions covering the
transportation of new explosives for examination or developmental
testing, explosives approval by a foreign government, small arms
cartridges, and fireworks manufactured in accordance with APA Standard
87-1 (49 CFR 173.56). The approval granted by the Associate
Administrator specifies packaging and other transportation provisions
that must be followed by the person who offers or transports the
explosive material. In addition to packaging requirements, the HMR
require explosives to be marked and labeled and/or placarded to
indicate the explosive hazard. Explosives shipments generally must be
accompanied by shipping papers and emergency response information. In
addition, Parts 174, 175, 176, and 177 of the HMR specify modal
requirements for loading and unloading, blocking and bracing, stowage,
segregation, and compatibility.
Security plans. In accordance with Subpart I of Part 172 of the
HMR, persons who offer for transportation and persons who transport
certain hazardous materials for transportation in commerce, including
shipments of explosives for which placarding is required under the HMR,
must develop and implement security plans. A security plan must include
an assessment of possible transportation security risks for the covered
shipments and appropriate measures to address the identified risks. At
a minimum, a security plan must include measures to prevent
unauthorized access to shipments and to address personnel and en route
security. The en route security element of the plan must include
measures to address the security risks of the shipment while it is
moving from its origin to its destination, including shipments stored
incidental to movement. Thus, a facility at which a shipment subject to
the security plan requirements is stored during transportation must
itself be covered by a security plan. The HMR requirement for a
security plan sets forth general requirements for a security plan's
components rather than a prescriptive list of specific items that must
be included. The regulation establishes a performance standard that
provides shippers and carriers with the flexibility necessary to
develop plans that address their individual circumstances and
operational environment.
V. FMCSA Requirements Applicable to Explosives Storage
Motor carriers that transport hazardous materials in commerce must
comply with both the HMR and the Federal Motor Carrier Safety
Regulations (FMCSRs; 49 CFR parts 390-397), administered by the FMCSA.
The FMCSRs address driver qualifications; vehicle parts and
accessories; driving requirements and hours of service; vehicle
inspection, repair and maintenance; and driving and parking rules for
the transportation of hazardous materials. The FMCSRs include
requirements for storage of explosives incidental to movement. In
accordance with the FMCSRs, a motor vehicle that contains Division 1.1,
1.2, or 1.3 explosives must be attended at all times, including during
incidental
[[Page 69496]]
storage, unless the motor vehicle is located on the motor carrier's
property, the shipper or consignee's property, or at a ``safe haven''
(49 CFR 397.5).
Under the FMCSRs, a ``safe haven'' is defined as an area
specifically approved in writing by Federal, State, or local government
authorities for the parking of unattended vehicles containing Division
1.1, 1.2, and 1.3 explosive materials (49 CFR 397.5(d)(3)). The
decision as to what constitutes a safe haven is generally made by the
local competent authority having jurisdiction over the area. The FMCSRs
do not include requirements for safety or security measures for safe
havens.
In addition, a motor vehicle containing a Division 1.1, 1.2, or 1.3
explosive may not be parked on or within 5 feet of the traveled portion
of a public highway or street; on private property without the consent
of the person in charge of the property; or within 300 feet of a
bridge, tunnel, dwelling, or place where people work or congregate
unless for brief periods when parking in such locations is unavoidable
(49 CFR 397.7(a)).
VI. USCG Requirements Applicable to Explosives Storage
The United States Coast Guard (USCG) issues regulations for the
safe and secure handling and storage of explosives and other dangerous
cargos that are within or contiguous to waterfront facilities. The
USCG's primary statutory authority is set forth in Title 46, U.S. Code,
the Ports and Waterways Safety Act, 33 U.S.C. 1221, et seq., and the
Espionage Act of 1917, as amended by the Magnuson Act of 1950, 16
U.S.C. 1858, and most recently by the Maritime Transportation and
Security Act of 2002, 46 U.S.C. 70108, in addition to Executive Orders
and Coast Guard regulations implementing the statutory authorities.
USCG Safety Regulations. The USCG regulations at 33 CFR part 126
establish requirements for designated waterfront facilities. Section
126.15 requires designated waterfront facilities that handle, store,
stow, load, discharge, or transport dangerous cargo to meet specific
conditions. The term ``dangerous cargo'' is defined in Sec. 126.3; it
includes all of the hazardous materials subject to the HMR except for
those subject to regulation only when transported by air. The
conditions for designated waterfront facilities include:
1. Fire extinguishing equipment, such as automatic sprinklers,
hydrants, hose connections, and firefighting water supplies must be
available and maintained in adequate quantities and locations. Fire
extinguishing equipment must meet State and local laws. In the absence
of applicable State and local laws, fire extinguishing equipment must
meet NFPA 10, 13, 14, and 307. 33 CFR 126.15(a)(1).
2. Hydrants, standpipes, hose stations, fire extinguishers, and
fire alarm boxes must be conspicuously marked and readily accessible
according to NFPA 10, 13, 14, and 307. 33 CFR 126.15(a)(2).
3. Warning signs must be constructed and installed according to
NFPA 307, chapter 7-8.7. 33 CFR 126.15(a)(3).
4. If the facility transfers dangerous cargo between sunset and
sunrise, it must have outdoor lighting that adequately illuminates the
transfer work area. The lighting must be installed and maintained
according to NFPA 70 and must be located or shielded so that it cannot
be mistaken for an aid to navigation and does not interfere with
navigation on waterways. 33 CFR 126.15(a)(4).
5. If the facility conducts cargo operations involving foreign-flag
vessels, the facility must have an international shore connection
meeting ASTM F-1121. 33 CFR 126.15(a)(5).
6. Whenever dangerous cargo is transferred or stored on the
facility, access to the facility must be limited to authorized
personnel including: persons working on the facility or vessel;
authorized delivery and service personnel; Coast Guard and other
Federal, State, and local officials; local emergency personnel; and
other persons authorized by the owner or operator of the facility. 33
CFR 126.15(a)(6).
7. Guards must be stationed, or equivalent controls acceptable to
the COTP must be used, to deter and detect unlawful entrance; to detect
and report fire hazards, fires, and releases of dangerous cargoes and
hazardous materials; to check the readiness of protective equipment;
and to report other emergency situations at the facility. 33 CFR
126.15(a)(7).
8. Coast Guard personnel must be allowed to enter the facility to
conduct inspections or board vessels moored at the facility. 33 CFR
126.15(a)(8).
9. When dangerous cargo is being transferred or stored on the
facility, material handling equipment, trucks, and other motor vehicles
operated by internal combustion engines must meet the requirements of
NFPA 307, chapter 9. 33 CFR 126.15(a)(9).
10. Smoking is allowed on the facility where permitted under State
or local law. Signs must be posted marking authorized smoking areas.
``No Smoking'' signs must be conspicuously posted elsewhere on the
facility. 33 CFR 126.15(a)(10).
11. All rubbish, debris, and waste materials must be placed in
adequate receptacles. 33 CFR 126.15(a)(11).
12. The COTP may determine that any equipment, material, or
standard is not reasonably adequate under the circumstances. If so, the
COTP informs the owner or operator in writing and provides an
opportunity for the owner or operator to have the deficiency corrected.
33 CFR 126.15(a)(12).
13. When dangerous cargo is not in transport units, all cargo,
freight, merchandise, and other items or material on the facility must
be arranged to provide access for firefighting and clearance for fire
prevention according to NFPA 307, chapter 8-5. 33 CFR 126.15(b)(1).
14. When dangerous cargo is not in transport units, the facility
must have and maintain, in adequate quantities and locations, portable
fire extinguishers that meet the requirements of NFPA 10. These
extinguishers must be inspected and maintained in accordance with NFPA
10. 33 CFR 126.15(b)(2).
15. When dangerous cargo is not in transport units, all new
electrical equipment and wiring installed on the facility must be of
the same type and installed as specified under NFPA 70. All defective
or dangerous electrical equipment and wiring must be promptly repaired,
replaced, or permanently disconnected. 33 CFR 126.15(b)(3).
16. When dangerous cargo is not in transport units, all open fires
and open-flame lamps are prohibited on the facility. Heating equipment
must meet NFPA 307, chapter 9-4. 33 CFR 126.15(b)(4).
17. When dangerous cargo is not in transport units, hazardous
material(s) used in the operation or maintenance of the facility may be
stored only in amounts necessary for normal operating conditions. These
materials must be stored in compartments that are remote from
combustible material; constructed to provide safe storage; and kept
clean and free of scrap materials, empty containers, soiled wiping
rags, waste, and other debris. Flammable liquids must be stored
according to NFPA 30, chapter 4. 33 CFR 126.15(b)(5).
18. When dangerous cargo is in transport units, terminal yards must
conform to the standards in NFPA 307, chapter 5. 33 CFR 126.15(c)(1).
19. When dangerous cargo is in transport units, containers packed
with dangerous cargo that are vertically stacked must be stacked no
more than four high. 33 CFR 126.15(c)(2).
A general permit for handling, storing, stowing, loading,
discharging or transporting dangerous cargo (other than
[[Page 69497]]
designated dangerous cargo) is granted by regulation to those
waterfront facilities that comply with these conditions (33 CFR
126.27). The Captain of the Port is authorized to terminate or suspend
the general permit for a facility whenever he deems that the security
or safety of the port or vessels or facility requires it (33 CFR
126.31). Division 1.1 and 1.2 explosive materials, further identified
as ``designated dangerous cargos,'' may only be handled, loaded,
discharged, or transported at waterfront facilities authorized by a
permit issued by the Captain of the Port (33 CFR 126.17). These
Division 1.1 and 1.2 explosive materials and certain other high-hazard
materials may only be handled at a ``facility of a particular hazard,''
which must meet additional conditions for warning alarms (33 CFR
126.16(b)).
Anchorage Regulations. Another area of Coast Guard regulations that
is related to the topic of storage of Class 1 explosive materials in
transportation is the Anchorage Regulations set forth in 33 CFR part
110. In particular, Subpart B of Part 110 prescribes permitted
explosives anchorage grounds for certain ports and places in the United
States as well as conditions that may pertain to explosives laden
vessels using those anchorage areas.
USCG Security Requirements. On October 22, 2003 the United States
Coast Guard published six final maritime security rules (68 FR 60448)
applicable to certain vessels and facilities. The rules establish
regulations for domestic maritime security that are based on the
international maritime security standards in the International
Convention for Safety of Life at Sea, 1974, (SOLAS) and the new
International Ship and Port Facility Security Code (ISPS Code). An
important objective of the ISPS Code is to ensure that countries adopt
compatible requirements so that a vessel's compliance with one
country's standards does not prevent it from meeting the standards of
another country.
The Coast Guard's final rules require owners and operators of
certain classes of vessels and facilities to perform security
assessments, develop security plans, and implement security measures
and procedures to address the risk or mitigate the potential results of
an act that results in a significant loss of life, environmental
damage, transportation system disruption, or economic disruption in a
particular area (33 CFR parts 104 and 105, respectively). These
requirements apply to about 10,000 vessels and about 5,000 facilities,
including facilities that handle hazardous material. Foreign and
domestic commercial and cargo vessels as well as barges transporting
petroleum, other hazardous liquids, and certain other dangerous cargoes
in bulk are covered by these rules. Vessel security plans must include
measures for access control, restricted areas, handling cargo, delivery
of vessel stores and bunkering, and monitoring. Security measures for
each activity must be scaled to provide for increased levels of
security at increased threat levels.
For purposes of the USCG regulations, a ``facility'' is any
structure or facility of any kind located in, on, under, or adjacent to
any waters of the United States and used by a public or private entity,
including any contiguous or adjoining property under common ownership
or operation (33 CFR 101.105). Facility security plans must include
measures for access control, restricted areas, handling cargo, delivery
of vessel stores and bunkering, and monitoring (33 CFR 105.405).
Security measures for each activity must be scaled to provide for
increased levels of security at increased threat levels (33 CFR
105.230). Some additional security measures are prescribed for
facilities that handle ``certain dangerous cargoes'' including Division
1.1, 1.2, and 1.5D explosives (33 CFR 105.295).
In addition, the October 22, 2003 final rules: (1) Establish USCG
Captains of the Ports as Federal Maritime Security Coordinators (33 CFR
103.200); (2) require the establishment of Area Maritime Security
Committees (33 CFR 103.300); and (3) mandate the development and
implementation of Area Maritime Security Plans to address security of
the infrastructure and operations of a port (33 CFR 103.500). The Area
Maritime Security Plan is primarily a communication and coordination
document. Core elements of the Area Maritime Security Plan include, but
are not limited to: (1) Details of operational and physical measures
that must be in place at all threat levels (33 CFR 103.505(a)); (2)
expected timeframes for responding to security threats and changes to
threat levels (33 CFR 103.505(g)); (3) communications procedures (33
CFR 103.505(q)); (4) measures to enhance the security of vessels,
facilities, and operations that are not covered by other security plan
regulations or requirements (33 CFR 103.505(n)); (5) measures to
protect the plan and related information (33 CFR 103.505(m)); (6)
periodic review, audit, and updating procedures (33 CFR 103.505(j));
and (7) procedures for reporting security incidents (33 CFR
103.505(k)).
VII. ATF Regulations
Congress enacted Title XI of the Organized Crime Control Act of
1970 to protect interstate and foreign commerce against interference
and interruption by reducing the hazard to persons and property arising
from misuse and unsafe or insecure storage of explosive materials.
Chapter 40 of the 1970 Act is entitled Importation, Manufacture,
Distribution and Storage of Explosive Materials. The Bureau of Alcohol,
Tobacco, Firearms, and Explosives (ATF) U.S. Department of Justice has
been delegated the authority to enforce Chapter 40. ATF has promulgated
regulations contained in 27 CFR part 555 to implement its provisions.
ATF regulations contain detailed provisions governing the storage
of explosive materials. These storage regulations address numerous
issues including: (1) A requirement to inspect storage facilities at
least every seven days (27 CFR 555.204); (2) where magazines may be
located (27 CFR 555.206); (3) construction requirements of magazines,
including locking mechanisms (27 CFR 555.207-211); (4) quantity
restrictions and restrictions on the items that may be stored together
(27 CFR 555.213); and (5) distance restrictions (27 CFR 555.218-224).
In addition, all theft or loss of explosive materials by licensees,
permittees, carriers of explosives materials, and other persons must be
reported to ATF within 24 hours of discovery (27 CFR 555.30).
Below we provide information on the explosives storage regulations
found in 27 CFR part 555, subpart K. For a thorough understanding of
the regulatory requirements, we recommend you review the complete ATF
regulations.
1. Explosive materials fall into one of three classes--high
explosives (i.e., Dynamite, Flash Powder, Bulk Salutes), low explosives
(i.e., Black Powder, safety fuses, igniters, igniter cords, fuse
lighters, and display fireworks), or blasting agents (i.e., Ammonium
nitrate fuel oil and certain water gels). 27 CFR 555.202.
2. There are 5 types of explosives magazines. Type 1 magazines are
permanent magazines for the storage of high explosives and all other
classes of explosive materials. Type 2 magazines are mobile and
portable indoor and outdoor magazines for the storage of high
explosives and all other classes of explosive materials. Type 3
magazines are portable outdoor magazines for the temporary storage of
high explosives while attended (for example, a ``daybox'') and all
other classes of
[[Page 69498]]
explosives materials. Type 4 magazines are magazines for the storage of
low explosives. Blasting agents and detonators that will not mass
detonate may be stored in type 4 magazines. Type 5 magazines are for
the storage of blasting agents. Type 4 and 5 magazines can be in the
form of a trailer or semi-trailer; however, they must be immobilized by
removing the wheels or installing a kingpin locking device or other ATF
approved method if they are left unattended. 27 CFR 555.203, 207-211.
3. The regulations specify magazine construction requirements
including, but not limited to, walls, floors, foundations, roofs,
bullet-resistant ceilings, doors, locks, and ventilation systems. 27
CFR 555.207-211.
4. Any person who stores explosive materials must notify the
authority having jurisdiction for fire and safety in the locality where
the explosive materials are being stored of the type, magazine
capacity, and location of each site where such explosives are being
stored. 27 CFR 555.201(f).
5. Smoking, matches, open flames, and spark producing devices are
not permitted in any magazine, within 50 feet of any outdoor magazine,
or within any room containing an indoor magazine. 27 CFR 555.212.
6. Magazines must be clean, dry, and free of grit, paper, empty
packaging and containers, and rubbish. Cleaning utensils, which may be
left in the magazines, cannot have spark-producing metal parts. The
surrounding area must be kept clear of rubbish, brush, dry grass, or
trees for 25 feet in all directions. 27 CFR 555.215.
7. Lighting in any explosives storage magazine must comply with the
National Electrical Code (NFPA 70-81). Battery-activated safety lights
may be used in explosive storage magazines. 27 CFR 555.217.
8. Explosive materials must be stored in accordance with the table
of distances contained in the ATF regulations. 27 CFR 555.218-224.
VIII. NFPA 498, Standard for Safe Havens and Interchange Lots for
Vehicles Transporting Explosives
The National Fire Protection Association (NFPA) has published
standards for safe havens under NFPA 498, Standard for Safe Havens and
Interchange Lots for Vehicles Transporting Explosives. NFPA 498 was
specifically designed to handle cargoes of explosive materials in a
transportation setting. The standard is widely used and accepted by the
explosives transportation industry and by Federal, State, and local
governments. It addresses fire, theft, and explosion hazards of
explosive materials in parked vehicles at safe havens and interchange
lots. Detailed information on the provisions contained in NFPA 498 is
provided below:
1. The term ``explosives interchange lot'' is defined as a
specially designed safe area of a motor vehicle terminal where less-
than-truckload lots of explosives can be held for transfer from one
vehicle to another for continuance in transportation. The term
``explosives motor vehicle facility'' is defined as a designated area
where motor vehicles transporting explosives can be parked, pending
further movement in transportation. Such a facility can be a safe haven
or interchange lot and can include maintenance shops, driver rest
services, or any combination of these conveniences. The term ``safe
haven'' is defined as a secured area specifically designated and
approved in writing by local, State, or Federal governmental
authorities for the parking of vehicles containing Division 1.1,
Division 1.2, or Division 1.3 materials. NFPA 498 section 1-3.
2. A safe haven must be located in a secured area that is no closer
than 300 ft (91.5m) to a bridge, tunnel, dwelling, building, or place
where people work, congregate, or assemble. The perimeter of the safe
haven must be cleared of weeds, underbrush, vegetation, or other
combustible materials for a distance of 25 ft (7.6 m). The safe haven
must be protected from trespassers by warning signs, gates, and
patrols. NFPA 498 sections 2-1.1, 2-1.2, 2-1.3, and 2-1.4.
3. When vehicles carrying Division 1.1, Division 1.2, or Division
1.3 materials are parked in a safe haven, the entrance to the safe
haven must be marked with this warning sign:
DANGER NO SMOKING
NEVER FIGHT EXPLOSIVE FIRES
VEHICLES ON THIS SITE CONTAIN EXPLOSIVES
CALL------------------------------------------------------------------
The sign must be weatherproof with reflective printing, and the
letters must be at least 2 in. high. NFPA 498 section 2-1.4.
4. The shipping paper for all 1.1, 1.2, and 1.3 materials and
corresponding emergency response information must be presented to the
guard patrolling the safe haven. NFPA 498 section 2-1.5.1.
5. Vehicles will be inspected before they enter the safe haven. Any
safety (e.g., hot tires, hot wheel bearings, hot brakes, any
accumulation of oil or grease, any defects in the electrical system, or
any apparent physical damage to the vehicle that could cause or
contribute to a fire) or security threats that are identified by the
inspector must be corrected before the vehicle is permitted to enter
the safe haven. NFPA 498 section 2-2.1.
6. Trailers are to be positioned in the safe haven with spacing of
not less than 5 ft (1.5 m) maintained in all directions between parked
trailers. Additionally, trailers may not be parked in a manner that
would require their movement to move another vehicle. Immediately upon
correctly positioning a loaded trailer the tractor must be disconnected
and removed from the safe haven. NFPA 498 sections 2-2.2 and 2-2.3.
7. The explosives transport vehicles, including trailers, in the
interchange lot must be maintained in the same condition as is required
for highway transportation, including placarding. NFPA 498 section 2-
2.4.
8. Where a self-propelled vehicle loaded with explosives is parked
in a safe haven it must be parked at least 25 ft (7.6 m) from any other
vehicles containing explosives, and must be in operable condition,
properly placarded, and in a position and condition where it can be
moved easily in case of necessity or emergency. NFPA 498 section 2-2.5.
9. No explosives may be transferred from one vehicle to another in
a safe haven except in case of necessity or emergency. NFPA 498 section
2-2.6.
10. No vehicle transporting other hazardous materials may be parked
in a safe haven unless the materials being transported are compatible
with explosives. NFPA 498 section 2-2.7.
11. Except for minor repairs, no repair work involving cutting or
welding, operation of the vehicle engine, or the electrical wiring may
be performed on any vehicle parked in a safe haven that is carrying
explosives. NFPA 498 section 2-3.1.
12. Except for firearms carried by law enforcement and security
personnel where specifically authorized by the authority having
jurisdiction, smoking, matches, open flames, spark-producing devices,
and firearms are not permitted inside or within 50 ft (15.3 m) of the
safe haven, loading dock, or interchange lot. NFPA 498 section 2-3.2.
13. When any vehicle transporting explosives is parked in a safe
haven, at least one trained person, 21 years of age or older, must be
assigned to patrol the safe haven on a dedicated basis. Safe havens
located on explosives manufacturing facilities or at motor vehicle
terminals must employ other means of acceptable security such as
existing plant or terminal protection systems or electronic
surveillance devices. NFPA 498 section 2-4.1.
[[Page 69499]]
14. Where an area at the loading dock is designated for the
temporary holding of explosives in a trailer, it must not be located
within 50 ft (15.3 m) of a fire hazard such as an area where smoking is
permitted, where hot work is being done, or where combustible or
flammable materials are present. NFPA 498 section 3-1.3.
15. Explosives delivered to the interchange lot by a connecting
carrier must be retained in the trailer at a designated section of the
loading dock, or the trailer must be parked in an isolated area of the
interchange lot, or the explosives must be placed in the holding
facility. NFPA 498 section 3-2.2.
16. Explosives may not be retained on the lot, either in a trailer
or holding facility, for a period longer than necessary, but in no case
for more than 100 hours. NFPA 498 section 3-2.4.
IX. Institute of Makers of Explosives Safety Library Publication No.
27, ``Security in Manufacturing, Transportation, Storage and Use of
Commercial Explosives''
In January of 2005 the Institute of Makers of Explosives (IME)
published recommended guidelines (SLP-27) for the manufacture, sale and
distribution, transportation, storage, and use of Class 1 materials.
SLP-27 establishes a best practices guideline for the transportation of
explosives by highway and vessel. Specifically, it provides detailed
transportation information on security plans, training, loading, and
unloading requirements as they apply to shipments of explosives
transported by highway or vessel. Following is a list of the
significant transportation related requirements contained in the IME
publication, ``Security in Manufacturing, Transportation, Storage and
Use of Commercial Explosives.''
Transportation by Highway or Vessel
1. Those persons transporting explosives must be properly trained
and shipments must comply with DOT security plan requirements, as
applicable. SLP-27 section 3.1.
2. Loading of stored materials or materials that are manufactured
and immediately transported should be done as conspicuously as possible
and without undue delay. SLP-27 section 3.2.
3. Unloading and placement of explosives in proper storage should
be completed upon arrival at the final destination. SLP-27 section 3.3.
Transportation by Highway
1. For international shipments carriers should participate in the
U.S. Customs and Boarder Protection Free and Secure Trade (FAST)
program. In addition, carriers should plan to avoid any unnecessary
delays at border crossings. SLP-27 section 3.4.1.
2. Cross docking and trailer transfers should be done in secure
areas. SLP-27 section 3.4.1.2.
3. Safe havens should be operated in accordance with the current
edition of NFPA 498 and be reviewed by each carrier's safety department
prior to use. SLP-27 section 3.4.2.
4. If at all possible congested areas and rush hour traffic should
be avoided. SLP-27 section 3.4.3.
5. Parking or stopping of the vehicle should be kept to a minimum,
but if necessary must conform to the requirements in 49 CFR part 397.
SLP-27 section 3.4.4.
6. For Division 1.1, 1.2, and 1.3 materials, a trained and
authorized person that is capable of moving the vehicle must be in
attendance at all times. SLP-27 section 3.4.5.
7. Cargo compartments should be locked and sealed with the
corresponding seal numbers recorded on the shipping paper. SLP-27
section 3.4.6.
8. A route plan, that includes all stops, must be prepared for
Division 1.1, 1.2, and 1.3 materials in accordance with 49 CFR
397.67(d). SLP-27 section 3.4.7.
9. A dual driver program should be used for certain materials if
the shipment cannot be completed within a single driver's hours-of-
service. SLP-27 section 3.4.8.
10. Only vehicles capable of two way communication or those
equipped with a two-way GPS system should be used for the
transportation of Class 1 materials. In addition, shipments that are
longer than 11 hours in duration should be monitored by GPS or by an
equivalent tracking system. SLP-27 section 3.1.9.
11. A battery disconnect switch or steering wheel lock should be
installed on vehicles transporting Class 1 materials. SLP-27 section
3.4.10.
12. If mechanical problems occur the driver should contact
dispatch, proceed to the safest possible location, and always stay with
the vehicle. SLP-27 section 3.4.11.
13. The driver should not stop to render aid to others. SLP-27
section 3.4.11.3.
14. If an incident occurs the driver should contact dispatch and
State law enforcement officials immediately. SLP-27 section 3.4.11.2.
Transportation by Vessel
1. Division 1.1, 1.2, and 1.3 materials should be staged in a safe
haven or area designated by the Captain of the Port (COTP). SLP-27
section 3.5.1.
2. A qualified individual should serve as the Responsible Safety
and Security Individual (RSSI). The RSSI should be present when
Division 1.1, 1.2, or 1.3 materials are handled at the berth. SLP-27
section 3.5.2.
3. Emergency response plans should be consistent with those
described in 29 CFR 1910.120(q) and 33 CFR. SLP-27 section 3.5.3.1.
4. The facility operator should develop an emergency response plan
for the facility, a copy of which should be distributed to the RSSI,
port authority, regulatory authority, and master of the ship. In
addition, the facility operator should notify the local authorities of
the net explosive quantity at least 24-hours in advance of the expected
handling dates. SLP-27 section 3.5.3.4.
5. The vessel operator should maintain the vessel in a manner that
would allow for immediate departure, should the need arise. SLP-27
section 3.5.3.5.
6. The emergency response plans for the ship and waterfront
facility should be consistent. SLP-27 section 3.5.3.6.
7. The RSSI should ensure that the shipping papers accurately
indicate the total amount of Class 1 materials on the vessel. SLP-27
section 3.5.6.
8. For loading and unloading the RSSI should have a list of each
container or trailer and confirm that each is on the list. SLP-27
sections 3.5.7.1 and 3.5.8.1.
9. Loading and unloading should be done in a manner that does not
cause undue delay and minimizes the amount of time explosives are in
the berth. SLP-27 sections 3.5.7.4 and 3.5.8.5.
10. The facility operator should inspect packages of Class 1
material for evidence of unauthorized entry. If such evidence exists
the facility operator should contact the RSSI. SLP-27 section 3.5.8.6.
11. Only the motor vehicles required to load or unload the
explosives are allowed in the berth or inside the warehouse. The
drivers should stay in the immediate vicinity of their vehicles.
Division 1.1, 1.2, and 1.3 materials should be attended at all times.
SLP-27 section 3.5.9.
12. To maintain safety and security Division 1.1, 1.2, and 1.3
shipments that involve the use of multiple shippers and carriers should
be planned in advance and coordinated with facility operator. SLP-27
section 3.5.11.
13. The RSSI should maintain contact with the U.S. Coast Guard,
master of the
[[Page 69500]]
ship and facility operator, and the motor carrier when Class 1
materials are being handled. SLP-27 section 3.5.12.
14. When Class 1 materials are in the berth only the personnel
needed to do the job in a safe and secure manner should be present.
SLP-27 section 3.5.13.3.
15. Waterfront facilities that handle explosives should meet the
standards for interchange lots found in NFPA 498. SLP-27 section
3.5.13.4.
X. SDDC Freight Traffic Rules Publication No. 1C
The Department of Defense (DOD) has published standards for non-
government safe havens used for commercial shipments of DOD munitions
made under the provisions of Surface Deployment and Distribution
Command (SDDC) Freight Traffic Rules Publication No. 1C (MFTRP No. 1C).
The rules apply to DOD shipments of explosives. Following is a list of
key requirements in MFTRP No. 1C that apply to explosives stored during
transportation:
1. The rules outlined in Section 4, Part A apply to explosives
classified as Division 1.1, 1.2, 1.3, and 1.4. MFTRP No. 1C--Item 300.
2. When a shipment arrives at an installation during other than
consignee designated hours a temporary holding area will be provided
for shipments. The installation will provide safety and security
protection as outlined in Part II, Chapter 205 of the Defense
Transportation Regulation (DTR). MFTRP No. 1C--Item 305.
3. Secure holding in the event of emergencies, such as when
shipments of Class 1, Division 1.1, 1.2, 1.3, or 1.4 (A, B, or C)
materials are endangered by civil disturbance or natural disaster or
prevented from proceeding to destinations by circumstances beyond the
control of the carrier. Secure holding requirements:
a. The carrier will notify the consignor and consignee of the
delay.
b. Shipments must be removed from secure holding as soon as the
shipment is no longer endangered.
c. Vehicles in a secure holding will be parked inside an
appropriate security area (fenced area).
d. Installation security will be extended when required to provide
reasonable protection.
e. Shipping documents will be examined to prevent surreptitious
entry of any unauthorized shipments into the installation.
f. Installation personnel will determine if carrier personnel will
remain with the vehicle for constant surveillance.
g. Inspection provisions will be applied.
h. For parking lots and rail yards the compatibility restrictions
and quantity-distance requirements of DOD Manual 6055.9 STD must be
applied. MFTRP No. 1C--Item 310.
4. Terminal Security Standards. The carrier must maintain a
comprehensive security plan including facility security. Diagram of the
terminal that shows controlled and restricted areas, security force
locations, surveillance equipment locations, and implementation
procedures for the plan. Included in the plan are the following:
a. Access Control.
b. Guard Force standards, qualification, training, equipment.
c. Fencing.
d. Lighting.
e. Barriers (e.g., jersey concrete barriers, etc.).
f. Key and lock control.
g. Emergency communications.
h. Emergency power.
i. Emergency response forces.
j. Procedures for response to terrorism/criminal threats or other
emergencies.
Small arms, ammunition and explosives must be afforded double
barrier protection. General terminal areas will be designated
``controlled areas'' and surrounded by a perimeter fence to limit
access. Secure trailer and/or drom parking areas will be designated
``restricted areas'' and will be located within the established
controlled area. The restricted area will be located in a revetment
area protected by an earth-graded berm a minimum of 20 feet in height.
The restricted area will also be protected by its own perimeter fence
located on top of the earth-graded berm. The entrance into the
restricted area will be constructed in such a way that it prevents a
straight drive/view into the parking area. Since the guards do not have
direct unobstructed view of the entire area, the restricted area will
have a color Closed Circuit Television (CCTV) system to provide
enhanced security over the parking area. Administrative buildings that
are located within the terminal, maintenance facilities and terminal
guard stations will be included within the controlled area and provided
CCTV coverage. Structures used by security forces will be of
substantial construction (i.e. masonry or shielded) to mitigate any
threat from small arms fire. Warning signs must be posted at each entry
point and along the terminal perimeter where they can be easily seen
and understood by anyone approaching the terminal facility. In areas
where English is one of two or more languages commonly spoken, warning
signs will contain the local language in addition to English. The
wording of the signs will denote warning of a restricted area. Warning
signs will be posted at intervals not to exceed 100 feet. MFTRP No.
1C--Item 312.
5. These provisions are very similar to the safe haven requirements
found in NFPA 498. They provide the minimum required safety standards
for commercial carrier terminals to handle Division 1 ammunition and
explosives. This Item requires carriers to have a comprehensive site
plan. The terminal must be approved by a State or local HAZMAT
approving authority. The terminal must have a clear zone of 20 feet
inside and 20 feet outside of the perimeter that is clear of weeds,
brush, vegetation or other combustible material. No smoking signs that
include the emergency response number to call in the event of a fire.
Terminal employees must be informed of the hazard classification of
explosives and the danger posed to them. Vehicle that can move
explosive trailers must be kept in terminal at all times. Fire
protection equipment must be provided.
Vehicles must undergo a safety inspection. Spacing of 5 feet is
required between parked trailers. The trailers must be maintained in
highway condition. No vehicle transporting other hazardous materials,
including commercial explosives, must be parked in a terminal unless
the materials being transported are compatible with explosives. No
repair work, no smoking or spark producing devices, and no electrical
lines closer then the length of the lines. MFTRP No. 1C--Item 314.
XI. Comments
Shippers and carriers of explosives and other high-hazard materials
are urged to carefully consider the implications of incorporating these
governmental and industry standards into the HMR. We urge you to
consider the effects on transportation safety and security at
explosives storage facilities and the effects on the intermodal
transportation of explosives. Commenters should be aware that the
information and data generated in response to this ANPRM could result
in a notice of proposed rulemaking that would apply more generally to
shippers and carriers of explosives and other high-hazard materials. We
invite commenters to submit data and information on:
1. The effectiveness of different types of safety and security
measures.
2. The costs involved with implementing specific safety and
security measures.
[[Page 69501]]
3. The related safety or productivity benefits that would help
offset costs.
4. The effect that implementing specific safety and security
measures will have on the human environment.
5. Ways or incentives that may be appropriate to consider in
promoting adoption of safety and security measures in conjunction with
or separate from general regulatory requirements.
6. The overall safety and security of safe havens for temporary
storage during transportation, including suggestions for improving
security at safe havens or alternatives to the use of safe havens.
7. The conditions and circumstances under which temporary storage
in safe havens should be required.
8. Whether specific safety and security measures should be limited
to certain explosives and, if so, which explosives might warrant
specific security or safety measures (i.e., to which explosives in
Division 1 through Division 6 and in what quantity should these
measures apply).
9. Whether enhanced safety or security requirements for storage
during transportation should also apply to other types of hazardous
materials (e.g., materials toxic by inhalation) and, if so, which
hazardous materials.
10. Whether enhanced safety or security requirements for storage
during transportation should apply to transportation by all modes or
only certain specified forms of transportation (e.g., railroad,
highway, etc.).
11. Whether we should consider aggregation limits on the storage of
explosives and other high-hazard materials at a single facility during
transportation.
12. Whether we should consider limits on the time that a shipment
of explosives or other high-hazard materials could be stored during
transportation.
13. Whether shipping documents should indicate that a shipment will
be stored at a safe haven or other facility during transportation.
14. Whether the regulations and standards outlined in this ANPRM
can be transformed into multimodal storage requirements for the
transportation of explosives.
15. Whether there are additional standards, other than those
outlined above, that we should take into consideration.
16. Whether development of an industry or consensus standard or
regulation should be pursued in this area.
We are particularly interested in comments from explosives shippers
and carriers and State governments regarding their experiences with
safe havens. We would like to know if State and local governments have
concerns regarding the use of safe havens in and around their
communities, including possible economic impacts of terrorist
activities or accidents. We would like information on the benefits
realized, the costs incurred, any technical or practical difficulties
encountered, and other real-world experience gained from transporting
or regulating the transportation of explosives as it relates to safe
havens.
XII. Regulatory Notices
A. Executive Order 12866: Regulatory Planning and Review
Executive Order 12866 requires agencies to regulate in the ``most
cost-effective manner,'' to make a ``reasoned determination that the
benefits of the intended regulation justify its costs,'' and to develop
regulations that ``impose the least burden on society.'' We therefore
request comments, including specific data if possible, concerning the
costs and benefits that may be associated with adoption of specific
security and storage requirements for carriers that include explosives
storage as part of their transportation cycle.
B. Executive Order 13132: Federalism
Executive Order 13132 requires agencies to assure meaningful and
timely input by State and local officials in the development of
regulatory policies that may have a substantial, direct effect on the
states, on the relationship between the national government and the
states, or on the distribution of power and responsibilities among the
various levels of government. We invite State and local governments
with an interest in this rulemaking to comment on the effect that
adoption of specific storage and security requirements for carriers
that transport and store explosives in commerce may have on State or
local safety or environmental protection programs.
C. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
Executive Order 13175 requires agencies to assure meaningful and
timely input from Indian tribal government representatives in the
development of rules that ``significantly or uniquely affect'' Indian
communities and that impose ``substantial and direct compliance costs''
on such communities. We invite Indian tribal governments to provide
comments as to the effect that adoption of specific storage and
security requirements for explosives that are transported in commerce
may have on Indian communities.
D. Regulatory Flexibility Act
Under the Regulatory Flexibility Act of 1980 (5 U.S.C. 601 et
seq.), we must consider whether a proposed rule would have a
significant economic impact on a substantial number of small entities.
``Small entities'' include small businesses, not-for-profit
organizations that are independently owned and operated and are not
dominant in their fields, and governmental jurisdictions with
populations under 50,000. If your business or organization is a small
entity and if adoption of specific storage requirements applicable to
explosvies transported in commerce could have a significant economic
impact on your operations, please submit a comment to explain how and
to what extent your business or organization could be affected.
E. National Environmental Policy Act
The National Environmental Policy Act of 1969 (NEPA) requires
Federal agencies to consider the consequences of major Federal actions
and that they prepare a detailed statement on actions significantly
affecting the quality of the human environment. Interested parties are
invited to address the potential environmental impacts of regulations
applicable to the storage of explosives transported in commerce. We are
particularly interested in comments about safety and security measures
that would provide greater benefit to the human environment, or on
alternative actions the agency could take that would provide beneficial
impacts.
F. Statutory/Legal Authority for This Rulemaking
This rulemaking is issued under authority of the Federal hazardous
materials transportation law (49 U.S.C. 5101 et seq.), which authorizes
the Secretary of Transportation to prescribe regulations for the safe
transportation, including security, of hazardous materials in
interstate, intrastate, and foreign commerce.
G. Executive Order 12866 and DOT Regulatory Policies and Procedures
This rulemaking is considered a significant regulatory action under
section 3(f) of Executive Order 12866 and the Regulatory Policies and
Procedures of the Department of Transportation (44 FR 11032). This
ANPRM was reviewed by the Office of Management and Budget.
[[Page 69502]]
E.O. 12866 requires agencies to regulate in the ``most cost-
effective manner,'' to make a ``reasoned determination that the
benefits of the intended regulation justify its costs,'' and to develop
regulations that ``impose the least burden on society.'' We therefore
request comments, including specific data if possible, concerning the
costs and benefits of incorporating requirements for the storage of
explosives and other high-hazard materials during transportation into
the HMR.
H. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. The RIN
number contained in the heading of this document may be used to cross-
reference this action with the Unified Agenda.
I. Privacy Act
Anyone is able to search the electronic form for all comments
received into any of our dockets by the name of the individual
submitting the comments (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (65 FR 19477) of you may visit https://dms.dot.gov.
Issued in Washington, DC, on November 10, 2005, under authority
delegated in 49 CFR part 106.
Robert McGuire,
Associate Administrator for Hazardous Materials Safety.
[FR Doc. 05-22751 Filed 11-15-05; 8:45 am]
BILLING CODE 4910-60-P