Agency Information Collection Activity Under OMB Review, Request for Comments; Renewal of an Approved Information Collection Activity, Exemptions for Air Taxi and Commuter Air Carrier Operations, 67527-67528 [05-22080]
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Federal Register / Vol. 70, No. 214 / Monday, November 7, 2005 / Notices
approved. These cross references
pertain to disclosures mediators are
required to make in connection with
interests, relationships, or
circumstances which might influence
their objectivity and impartiality.
C. Comment Summary
The Commission received one
comment letter on the proposed
Mediation Code, in which the Pace
Investor Rights Project endorsed the
proposed rule change because it
preserves the existing NASD mediation
system, while allowing individual
investors to better understand the
mediation rules through plain English.10
Pace generally supports the mediation
of securities disputes and cites Professor
Jill Gross for her conclusion in a
forthcoming article that mediation is fair
to the individual investor because it
maximizes party control over the
process and offers procedural justice at
relatively low cost, among other
things.11
III. Discussion and Findings
After careful consideration, the
Commission finds that the proposed
rule change, as amended, is consistent
with the requirements of the Act and the
rules and regulations thereunder
applicable to a national securities
association 12 and, in particular, the
requirements of Section 15A of the
Act 13 and the rules and regulations
thereunder. The Commission finds that
the proposed rule change, as amended,
is consistent with Section 15A(b)(6) of
the Act,14 which requires, among other
things, that the rules of an association
be designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, and, in general, to protect
investors and the public interest.15 The
Commission believes that proposed rule
change, as amended, accomplishes these
goals by improving the readability,
accessibility, and therefore usability of
procedures that establish an alternative,
voluntary, and potentially low-cost
forum for dispute resolution in the
securities industry.
The Commission believes that there is
good cause for approving Amendment
No. 3 prior to the 30th day after
publication in the Federal Register. The
proposed rule change and Amendments
10 Pace
Letter.
11 Id.
12 In approving this proposed rule change, the
Commission notes that it has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. 15 U.S.C. 78c(f).
13 15 U.S.C. 78o–3.
14 15 U.S.C. 78o–3(b)(6).
15 Id.
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16:38 Nov 04, 2005
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Nos. 1 and 2 thereto previously have
been published for comment and have
been available on NASD’s Web site
since their filing with the Commission.
Amendment No. 3 proposes nonsubstantive, technical changes to the
proposed rule change, consistent with
the current Code, in order to facilitate
approval of the proposed Mediation
Code. Accelerated approval of
Amendment No. 3 will allow parties to
more quickly utilize the reorganized and
revised Mediation Code. Based on the
above, the Commission finds good
cause, consistent with Section 15A(b)(6)
and Section 19(b)(2) of the Act, for
approving Amendment No. 3 prior to
the 30th day after the date of
publication of notice of filing thereof in
the Federal Register.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning Amendment No.
3, including whether it is consistent
with the Act. Comments may be
submitted by any of the following
methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NASD–2004–013 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–9303.
All submissions should refer to File
Number SR–NASD–2004–013. The file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Section, 100 F Street, NE., Washington,
PO 00000
Frm 00118
Fmt 4703
Sfmt 4703
67527
DC 20549. Copies of such filing will also
be available for inspection and copying
at the principal office of NASD. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to SR–2004–
013 and should be submitted on or
before November 28, 2005.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority, 17 CFR 200.30–3(a)(12).
Jonathan G. Katz,
Secretary.
[FR Doc. E5–6140 Filed 11–4–05; 8:45 am]
BILLING CODE 8010–01–P
SMALL BUSINESS ADMINISTRATION
Wisconsin District Advisory Council;
Public Meeting
The U.S. Small Business
Administration Wisconsin District
Advisory Council will be hosting a
meeting on Tuesday, November 15,
2005, to discuss such matters that may
be presented by members, and staff of
the U.S. Small Business Administration,
or others present. The meeting will be
held at the U.S. Small Business
Administration, Wisconsin District—
Milwaukee, 310 West Wisconsin
Avenue, Suite 400, Milwaukee,
Wisconsin.
Anyone wishing to attend must
contact Cindy Merrigan in writing or by
fax. Cindy Merrigan, U.S. Small
Business Administration, 740 Regent
Street, Suite 100, Madison, Wisconsin
53715, phone (608) 441–5560, fax (202)
481–0815, e-mail:
cindy.merrigan@sba.gov.
Matthew K. Becker,
Committee Management Officer.
[FR Doc. 05–22086 Filed 11–4–05; 8:45 am]
BILLING CODE 8025–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Agency Information Collection Activity
Under OMB Review, Request for
Comments; Renewal of an Approved
Information Collection Activity,
Exemptions for Air Taxi and Commuter
Air Carrier Operations
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
E:\FR\FM\07NON1.SGM
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67528
Federal Register / Vol. 70, No. 214 / Monday, November 7, 2005 / Notices
SUMMARY: 14 CFR part 298 requires air
carrier operators to obtain a certificate of
public convenience and necessity from
the DOT, with the exception of air taxi
and commuter air operators. In order to
be exempted from this requirement,
such operators must apply for
exemption with the DOT. This
collection is used to ensure that affected
companies comply with the
requirements under this regulation.
Issued in Washington, DC, on October 28,
2005.
Judith D. Street,
FAA Information Collection Clearance
Officer, Information Systems and Technology
Services Staff, ABA–20.
[FR Doc. 05–22080 Filed 11–4–05; 8:45 am]
Please submit comments by
December 7, 2005.
ADDRESSES: Judy Street on (202) 267–
9895.
Federal Aviation Administration
DATES:
FOR FURTHER INFORMATION CONTACT:
Federal Aviation Administration (FAA)
Title: Exemptions for Air Taxi and
Commuter Air Carrier Operations.
Type of Request: Renewal of an
approved collection.
OMB Control Number: 2120–0633.
Forms(s): OST Form 4507.
Affected Public: A total of 2,040 air
taxi and commuter operators.
Frequency: The information is
conducted on an as-needed basis.
Estimated Average Burden Per
Response: Approximately 0.5 hours per
response.
Estimated Annual Burden Hours: An
estimated 1,026 hours annually.
Abstract: 14 CFR Part 298 requires air
carrier operators to obtain a certificate of
public convenience and necessity from
the DOT, with the exception of air taxi
and commuter air operators. In order to
be exempt from this requirement, such
operators must apply for exemption
with the DOT. This collection is used to
ensure that affected companies comply
with the requirements under this
regulation.
Send comments to the
Office of Information and Regulatory
Affairs, Office of Management and
Budget, 725 17th Street, NW.,
Washington, DC 20503, Attention FAA
Desk Officer.
Comments are invited on: Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Department,
including whether the information will
have practical utility; the accuracy of
the Department’s estimates of the
burden of the proposed information
collection; ways to enhance the quality,
utility and clarity of the information to
be collected; and ways to minimize the
burden of the collection of information
on respondents, including the use of
automated collection techniques or
other forms of information technology.
ADDRESSES:
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16:38 Nov 04, 2005
Jkt 208001
BILLING CODE 4910–13–M
DEPARTMENT OF TRANSPORTATION
Agency Information Collection Activity
Under OMB Review, Request for
Comments; Renewal of an Approved
Information Collection Activity,
Antidrug and Alcohol Misuse
Prevention Programs for Personnel
Engaged in Specified Aviation
Activities
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
SUMMARY: 14 CFR part 121, Appendices
I and J, require specified aviation
employers to implement FAA-approved
antidrug and alcohol misuse prevention
programs and conduct testing of safetysensitive employees. To monitor
compliance, institute program
improvements, and anticipate program
problem areas, the FAA receives report
from the aviation industry.
DATES: Please submit comments by
December 7, 2005.
FOR FURTHER INFORMATION CONTACT: Judy
Street on (202) 267–9895.
SUPPLEMENTARY INFORMATION:
Federal Aviation Administration (FAA)
Title: Antidrug and Alcohol Misuse
Prevention Programs for Personnel
Engaged in Specified Aviation
Activities.
Type of Request: Renewal of an
approved collection.
OB Control Number: 2120–0535.
Forms(s): None.
Affected Public: A total of 6,602 air
carriers.
Frequency: The information is
conducted on an as-needed basis.
Estimated Average Burden Per
Response: Approximately 3.5 hours per
response.
Estimated Annual Burden Hours: An
estimated 22,768 hours annually.
Abstract: 14 CFR Part 121,
Appendices I and J, require specified
aviation employers to implement FAAapproved antidrug and alcohol misuse
prevention programs and conduct
testing of safety-sensitive employees. To
monitor compliance, institute program
PO 00000
Frm 00119
Fmt 4703
Sfmt 4703
improvements, and anticipate program
problem areas, the FAA receives reports
from the aviation industry.
ADDRESSES: Send comments to the
Office of Information and Regulatory
Affairs, Office of Management and
Budget, 725 17th Street, NW.,
Washington, DC 20503, Attention FAA
Desk Officer.
Comments are invited on: Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the Department,
including whether the information will
have practical utility; the accuracy of
the Department’s estimates of the
burden of the proposed information
collections; ways to enhance the quality,
utility and clarity of the information to
be collected; and ways to minimize the
burden of the collection of information
on respondents, including the use of
automated collection techniques or
other forms of information technology.
Dated: Issued in Washington, DC, on
October 28, 2005.
Judith D. Street,
FAA Information Collection Clearance
Officer, Information Systems and Technology
Services Staff, ABA–20.
[FR Doc. 05–22081 Filed 11–4–05; 8:45 am]
BILLING CODE 4910–13–M
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Summary Notice No. PE–2005–61]
Petitions for Exemption; Summary of
Petitions Received
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of petition exemption
received.
AGENCY:
SUMMARY: Pursuant to FAA’s rulemaking
provisions governing the application,
processing, and disposition of petitions
for exemption, part 11 of Title 14, Code
of Federal Regulations (14 CFR), this
notice contains a summary of a certain
petition seeking relief from specified
requirements of 14 CFR. The purpose of
this notice is to improve the public’s
awareness of, and participation in, this
aspect of FAA’s regulatory activities.
Neither publication of this notice nor
the inclusion or omission of information
in the summary is intended to affect the
legal status of any petition or its final
disposition.
Comments on petitions received
must identify the petition docket
number involved and must be received
on or before November 17, 2005.
DATES:
E:\FR\FM\07NON1.SGM
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Agencies
[Federal Register Volume 70, Number 214 (Monday, November 7, 2005)]
[Notices]
[Pages 67527-67528]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-22080]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
Agency Information Collection Activity Under OMB Review, Request
for Comments; Renewal of an Approved Information Collection Activity,
Exemptions for Air Taxi and Commuter Air Carrier Operations
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
[[Page 67528]]
SUMMARY: 14 CFR part 298 requires air carrier operators to obtain a
certificate of public convenience and necessity from the DOT, with the
exception of air taxi and commuter air operators. In order to be
exempted from this requirement, such operators must apply for exemption
with the DOT. This collection is used to ensure that affected companies
comply with the requirements under this regulation.
DATES: Please submit comments by December 7, 2005.
ADDRESSES: Judy Street on (202) 267-9895.
FOR FURTHER INFORMATION CONTACT:
Federal Aviation Administration (FAA)
Title: Exemptions for Air Taxi and Commuter Air Carrier Operations.
Type of Request: Renewal of an approved collection.
OMB Control Number: 2120-0633.
Forms(s): OST Form 4507.
Affected Public: A total of 2,040 air taxi and commuter operators.
Frequency: The information is conducted on an as-needed basis.
Estimated Average Burden Per Response: Approximately 0.5 hours per
response.
Estimated Annual Burden Hours: An estimated 1,026 hours annually.
Abstract: 14 CFR Part 298 requires air carrier operators to obtain
a certificate of public convenience and necessity from the DOT, with
the exception of air taxi and commuter air operators. In order to be
exempt from this requirement, such operators must apply for exemption
with the DOT. This collection is used to ensure that affected companies
comply with the requirements under this regulation.
ADDRESSES: Send comments to the Office of Information and Regulatory
Affairs, Office of Management and Budget, 725 17th Street, NW.,
Washington, DC 20503, Attention FAA Desk Officer.
Comments are invited on: Whether the proposed collection of
information is necessary for the proper performance of the functions of
the Department, including whether the information will have practical
utility; the accuracy of the Department's estimates of the burden of
the proposed information collection; ways to enhance the quality,
utility and clarity of the information to be collected; and ways to
minimize the burden of the collection of information on respondents,
including the use of automated collection techniques or other forms of
information technology.
Issued in Washington, DC, on October 28, 2005.
Judith D. Street,
FAA Information Collection Clearance Officer, Information Systems and
Technology Services Staff, ABA-20.
[FR Doc. 05-22080 Filed 11-4-05; 8:45 am]
BILLING CODE 4910-13-M