Protection of Stratospheric Ozone: Listing of Ozone Depleting Substitutes in Foam Blowing, 67120-67129 [05-21927]
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Federal Register / Vol. 70, No. 213 / Friday, November 4, 2005 / Proposed Rules
also not subject to Executive Order
13211, ‘‘Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355 (May
22, 2001)). This action merely proposes
to approve state law as meeting Federal
requirements and imposes no additional
requirements beyond those imposed by
state law. Redesignation of an area to
attainment under section 107(d)(3)(e) of
the Clean Air Act does not impose any
new requirements on small entities.
Redesignation is an action that affects
the status of a geographical area and
does not impose any new regulatory
requirements on sources. Redesignation
of an area to attainment under section
107(d)(3)(E) of the Clean Air Act does
not impose any new requirements on
small entities. Redesignation is an
action that affects the status of a
geographical area and does not impose
any new regulatory requirements on
sources. Accordingly, the Administrator
certifies that this proposed rule will not
have a significant economic impact on
a substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.). Because this rule
proposes to approve pre-existing
requirements under state law and does
not impose any additional enforceable
duty beyond that required by state law,
it does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4). This proposed
rule also does not have a substantial
direct effect on one or more Indian
tribes, on the relationship between the
Federal Government and Indian tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian tribes, as
specified by Executive Order 13175 (65
FR 67249, November 9, 2000), nor will
it have substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999), because it merely
proposes to affect the status of a
geographical area, does not impose any
new requirements on sources, or allow
the state to avoid adopting or
implementing other requirements, and
does not alter the relationship or the
distribution of power and
responsibilities established in the Clean
Air Act. This proposed rule also is not
subject to Executive Order 13045 (62 FR
19885, April 23, 1997), because it is not
economically significant.
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In reviewing SIP submissions, EPA’s
role is to approve state choices,
provided that they meet the criteria of
the Clean Air Act. In this context, in the
absence of a prior existing requirement
for the State to use voluntary consensus
standards (VCS), EPA has no authority
to disapprove a SIP submission for
failure to use VCS. It would thus be
inconsistent with applicable law for
EPA, when it reviews a SIP submission,
to use VCS in place of a SIP submission
that otherwise satisfies the provisions of
the Clean Air Act. Redesignation is an
action that affects the status of a
geographical area and does not impose
any new requirements on sources. Thus,
the requirements of section 12(d) of the
National Technology Transfer and
Advancement Act of 1995 (15 U.S.C.
272 note) do not apply. As required by
section 3 of Executive Order 12988 (61
FR 4729, February 7, 1996), in issuing
this proposed rule, EPA has taken the
necessary steps to eliminate drafting
errors and ambiguity, minimize
potential litigation, and provide a clear
legal standard for affected conduct. EPA
has complied with Executive Order
12630 (53 FR 8859, March 15, 1988) by
examining the takings implications of
the rule in accordance with the
‘‘Attorney General’s Supplemental
Guidelines for the Evaluation of Risk
and Avoidance of Unanticipated
Takings’ issued under the executive
order. This rule proposing to approve
the redesignation of the SNP area to
attainment for the 8-hour ozone
NAAQS, the associated maintenance
plan, and the MVEBs identified in the
maintenance plan, does not impose an
information collection burden under the
provisions of the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.).
List of Subjects
40 CFR Part 52
Environmental protection, Air
pollution control, Nitrogen oxides,
Ozone, Reporting and recordkeeping
requirements, Volatile organic
compounds.
40 CFR Part 81
Air pollution control, National parks,
Wilderness areas.
Authority: 42 U.S.C. 7401 et seq.
Dated: October 28, 2005.
Donald S. Welsh,
Regional Administrator, Region III.
[FR Doc. 05–22031 Filed 11–3–05; 8:45 am]
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 82
[OAR–2003–0228, FRL–7993–2]
RIN 2060–AN11
Protection of Stratospheric Ozone:
Listing of Ozone Depleting Substitutes
in Foam Blowing
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: Today the Environmental
Protection Agency (EPA) is proposing to
determine that HCFC–22 and HCFC–
142b are unacceptable for use in the
foam sector under the Significant New
Alternatives Policy (SNAP) Program
under section 612 of the Clean Air Act.
The SNAP program reviews alternatives
to Class I and Class II ozone depleting
substances and approves use of
alternatives which do not present a
greater risk to public health and the
environment than the substance they
replace or than other available
substitutes. Specifically, EPA is taking
two actions. First, in response to a court
decision upholding a challenge to EPA’s
July 2002 final rule finding HCFC–22
and HCFC–142b acceptable subject to
Narrowed Use Limits in three foam end
uses, we are proposing to find HCFC–22
and HCFC–142b unacceptable as
substitutes for HCFC–141b in the foam
end uses of commercial refrigeration,
sandwich panels, slabstock and ‘‘other’’
foams. Second, in the July 2002 final
rule, EPA withdrew a proposed action
to find HCFC–22 and HCFC–142b
unacceptable as substitutes for CFCs in
all foam end uses. We are now issuing
a new proposal to find HCFC–22 and
HCFC–142b unacceptable as substitutes
for CFCs in all foam end uses.
DATES: Comments on this proposed rule
must be received on or before December
5, 2005, unless a public hearing is
requested. If requested by November 21,
2005 a hearing will be held on
December 5, 2005 and the comment
period will be extended until January 3,
2006 by a document published in the
Federal Register. Inquires regarding a
public hearing should be directed to the
contact person listed under FOR FURTHER
INFORMATION CONTACT.
ADDRESSES: Submit your comments,
identified by Docket ID No. OAR–2004–
0507 by one of the following methods:
• Federal eRulemaking portal
www.regulations.gov. Follow the online instructions for submitting
comments;
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• Agency Web site: https://
www.epa.gov/edocket. EDOCKET, EPA’s
electronic public docket and comment
system, is EPA’s preferred method for
receiving comments. Follow the on-line
instructions for submitting comments;
• Fax comments to (202) 566–1741; or
• Mail/hand delivery: Submit
comments to Air and Radiation Docket
at EPA West, 1301 Constitution Avenue,
NW., Room B108, Mail Code 6102T,
Washington, DC 20460, Phone: (202)
566–1742.
Instructions: Direct your comments to
Docket ID No. OAR–2004–0507. EPA’s
policy is that all comments received
will be included in the public docket
without change and may be made
available on-line at https://www.epa.gov/
edocket, including any personal
information provided, unless the
comment includes information claimed
to be Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI or otherwise
protected through EDOCKET,
regulations.gov, or e-mail. The EPA
EDOCKET and the federal
regulations.gov Web sites are
‘‘anonymous access’’ systems, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
EDOCKET or regulations.gov, your email address will be automatically
captured and included as part of the
comment that is placed in the public
docket and made available on the
Internet. If you submit an electronic
comment, EPA recommends that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses. For additional information
about EPA’s public docket visit
EDOCKET on-line or see the Federal
Register of May 31, 2002 (67 FR 38102).
Docket: All documents in the docket
are listed in the EDOCKET index at
https://www.epa.gov/edocket. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in EDOCKET or in hard
copy at the Air and Radiation Docket
EPA/DC, EPA West, Room B102, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Air
Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT:
Suzie Kocchi, Stratospheric Protection
Division, Office of Atmospheric
Programs (6205J), Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460;
telephone number: (202) 343–9387; fax
number: (202) 343–2363; e-mail address:
kocchi.suzanne@epa.gov. The published
versions of notices and rulemakings
under the SNAP program are available
on EPA’s Stratospheric Ozone Web site
at https://www.epa.gov/ozone/snap/regs.
SUPPLEMENTARY INFORMATION:
Table of Contents:
This action is divided into six sections:
I. Regulated Entities
67121
II. Section 612 Program
A. Statutory Requirements
B. Regulatory History
C. Listing Decisions
III. Listing Decisions on HCFC–22 and
HCFC–142b in the Foam Sector
A. Background
B. Proposal
IV. Summary
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination with Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer
Advancement Act
VI. Additional Information
I. Regulated Entities
Today’s rule regulates the use of
HCFC–22 and HCFC–142b as foam
blowing agents used in the manufacture
of rigid polyurethane/polyisocyanurate
and extruded polystyrene foam
products. Businesses that currently
might be using HCFC–22 and HCFC–
142bb, or might want to use it in the
future, include:
—Businesses that manufacture
polyurethane/polyisocyanurate foam
systems
—Businesses that use polyurethane/
polyisocyanurate systems to apply
insulation to buildings, roofs, pipes,
etc.
—Businesses that use manufacture
extruded polystyrene foam insulation
for buildings, roofs, pipes, etc.
Table 1 lists potentially regulated
entities:
TABLE 1.—POTENTIALLY REGULATED ENTITIES, BY NORTH AMERICAN INDUSTRIAL CLASSIFICATION SYSTEM (NAICS)
CODE OR SUBSECTOR
NAICS code
or subsector
Category
Industry .....................................................
Industry .....................................................
326150
326140
This table is not intended to be
exhaustive, but rather a guide regarding
entities likely to be regulated by this
action. If you have any questions about
whether this action applies to a
particular entity, consult the person
listed in the preceding section, FOR
FURTHER INFORMATION.
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Description of regulated entities
Urethane and Other Foam Product (except Polystyrene) Manufacturing.
Polystyrene Foam Product Manufacturing.
II. Section 612 Program
A. Statutory Requirements
Section 612 of the Clean Air Act
(CAA) requires EPA to develop a
program for evaluating alternatives to
ozone depleting substances (ODS). EPA
refers to this program as the Significant
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New Alternatives Policy (SNAP)
program. The major provisions of
section 612 are:
• Rulemaking—Section 612(c)
requires EPA to promulgate rules
making it unlawful to replace any class
I (chlorofluorocarbon, halon, carbon
tetrachloride, methyl chloroform,
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methyl bromide, and
hydrobromofluorocarbon) or class II
(hydrochlorofluorocarbon) substance
with any substitute that the
Administrator determines may present
adverse effects to human health or the
environment where the Administrator
has identified an alternative that (1)
reduces the overall risk to human health
and the environment, and (2) is
currently or potentially available.
• Listing of Unacceptable/Acceptable
Substitutes—Section 612(c) also
requires EPA to publish a list of the
substitutes unacceptable for specific
uses. EPA must publish a corresponding
list of acceptable alternatives for
specific uses.
• Petition Process—Section 612(d)
grants the right to any person to petition
EPA to add a substitute to or delete a
substitute from the lists published in
accordance with section 612(c). The
Agency has 90 days to grant or deny a
petition. When the Agency grants a
petition, EPA must publish the revised
lists within an additional six months.
• 90-day Notification—Section 612(e)
directs EPA to require any person who
produces a chemical substitute for a
class I substance to notify EPA not less
than 90 days before new or existing
chemicals are introduced into interstate
commerce for significant new uses as
substitutes for a class I substance. The
producer must also provide EPA with
the producer’s health and safety studies
on such substitutes.
• Outreach—Section 612(b)(1) states
that the Administrator shall seek to
maximize the use of federal research
facilities and resources to assist users of
class I and II substances in identifying
and developing alternatives to the use of
such substances in key commercial
applications.
• Clearinghouse—Section 612(b)(4)
requires the Agency to set up a public
clearinghouse of alternative chemicals,
product substitutes, and alternative
manufacturing processes that are
available for products and
manufacturing processes which use
class I and II substances.
B. Regulatory History
On March 18, 1994, EPA published a
rule (59 FR 13044) which described the
process for administering the SNAP
program and issued EPA’s first
acceptability lists for substitutes in the
major industrial use sectors. These
sectors include: refrigeration and air
conditioning, foam manufacturing,
solvents cleaning, fire suppression and
explosion protection, sterilants;
aerosols, adhesives, coatings and inks;
and tobacco expansion. These sectors
comprise the principal industrial sectors
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that historically consumed large
volumes of ozone depleting compounds.
EPA defines a ‘‘substitute’’ as any
chemical, product substitute, or
alternative manufacturing process,
whether existing or new, that could
replace a class I or class II substance (40
CFR 82.172). Anyone who produces a
substitute must provide EPA with
health and safety studies on the
substitute at least 90 days before
introducing it into interstate commerce
for significant new use as an alternative
(40 CFR 82.174(a)). This requirement
applies to chemical manufacturers, but
may include importers, formulators, or
end-users when they are responsible for
introducing a substitute into commerce.
C. Listing Decisions
Under section 612, EPA has
considerable discretion in the risk
management decisions it can make
under the SNAP program. In the 1994
SNAP rule, the Agency identified four
possible decision categories: acceptable;
acceptable subject to use conditions;
acceptable subject to narrowed use
limits; and unacceptable (40 CFR
82.180(b)). Fully acceptable substitutes,
i.e., those with no restrictions, can be
used for all applications within the
relevant sector end-use.
After reviewing a substitute, EPA may
make a determination that a substitute
is acceptable only if certain conditions
of use are met to minimize risk to
human health and the environment.
Such substitutes are described as
‘‘acceptable subject to use conditions.’’
Even though EPA can restrict the use
of a substitute based on the potential for
adverse effects, it may be necessary to
permit a narrowed range of use within
a sector end-use because of the lack of
alternatives for specialized applications.
Users intending to adopt a substitute
acceptable with narrowed use limits
must first ascertain that other acceptable
alternatives are not technically feasible.
Companies must document the results
of their evaluation, and retain the
results on file for the purpose of
demonstrating compliance. This
documentation must include
descriptions of substitutes examined
and rejected, processes or products in
which the substitute is needed, reason
for rejection of other alternatives, e.g.,
performance, technical or safety
standards, and the anticipated date
other substitutes will be available and
projected time for switching to other
available substitutes. The use of such
substitutes in applications and end-uses
which are not specified as acceptable in
the narrowed use limit is unacceptable
and violates Section 612 of the CAA and
the SNAP regulations. (40 CFR 82.174).
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EPA does not believe that notice and
comment rulemaking procedures are
required to list alternatives as
acceptable with no restrictions. Such
listings do not impose any sanction, nor
do they remove any prior license to use
a substitute. Consequently, EPA adds
substitutes to the list of acceptable
alternatives without first requesting
comment on new listings (59 FR 13044).
Updates to the acceptable lists are
published as separate Notices of
Acceptability in the Federal Register.
As described in the original March 18,
1994 rule for the SNAP program (59 FR
13044), EPA believes that notice-andcomment rulemaking is required to
place any alternative on the list of
prohibited substitutes, to list a
substitute as acceptable only under
certain use conditions or narrowed use
limits, or to remove an alternative from
either the list of prohibited or
acceptable substitutes. In this proposed
rule, EPA is revising its determination
regarding the acceptability of HCFC–22
and HCFC–142b as substitutes for
HCFC–141b and CFCs in the foam
blowing sector. The section below
presents a detailed discussion of the
proposal being made today.
III. Listing Decisions on HCFC–22 and
HCFC–142b in the Foam Sector
A. Background
A major goal of the SNAP program is
to facilitate the transition away from
ODS to alternatives that pose less risk to
human health and the environment. In
1994, EPA listed several HCFCs as
acceptable replacements for CFCs 1
because the Agency believed that
HCFCs provided a temporary bridge to
alternatives that do not deplete
stratospheric ozone (i.e., ‘‘ozonefriendly’’ alternatives). At that time,
EPA believed that HCFCs were
necessary transitional alternatives to
CFC blowing agents in thermal
insulating foam (59 FR 13083). As a
result, HCFC–22 and HCFC–142b have
become common foam blowing agents
in place of CFCs. Pursuant to the CAA
and the Montreal Protocol on
Substances that Deplete the Ozone
Layer, HCFC–22 and HCFC–142b are
scheduled to be phased out of
production and import in the United
States on January 1, 2010.2 Since the
time EPA initially listed HCFC–22 and
1 Historically, CFC–11, CFC–12, CFC–113 and
CFC–114 have all been used as blowing agents in
the foam industry, with CFC–11 in polyurethane
applications and CFC–12 in extruded polystyrene
boardstock applications being the two most popular
CFC blowing agents (March 18, 1994, 59 FR 13082).
2 The phaseout schedule was established on
December 10, 1993 (58 FR 65018) as authorized
under section 606 of the Clean Air Act.
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HCFC–142b as acceptable in certain
foam blowing uses, the Agency has
listed several other non-ODS alternative
blowing agents, including
hydrofluorocarbons (HFCs),
hydrocarbons, carbon dioxide, and other
compounds, as acceptable substitutes in
foam blowing.3
In a final rule published on July 22,
2002, EPA did the following: (1) Found
HCFC–22 and HCFC–142b acceptable
substitutes for HCFC–141b with
Narrowed Use Limits in the foam end
uses of commercial refrigeration,
sandwich panels, and rigid
polyurethane slabstock and ‘‘other’’
foams end uses; (2) withdrew a
proposed decision to list HCFC–22 and
HCFC–142b as unacceptable substitutes
for CFCs for all foam end uses; (3) listed
HCFC–22 and HCFC–142b as
unacceptable substitutes for HCFC–141b
in the foam end uses of rigid
polyurethane/polyisocyanurate
laminated boardstock, rigid
polyurethane appliance foam and rigid
polyurethane spray foam; and (4) listed
HCFC–124 as an unacceptable substitute
in all foam end uses. This proposal
again takes action with respect to two of
the actions addressed in the July 2002
rule. First, in light of a recent court
decision (Honeywell Int’l v. EPA, 374
F.3d 1363 (D.C. Cir 2004), modified on
rehearing 393 F.3d 1315 (D.C. Cir.
2005)), EPA is proposing to list HCFC–
22 and HCFC–142b as unacceptable
substitutes for HCFC–141b in
commercial refrigeration, sandwich
panels, and slabstock and ‘‘other’’ foam,
but is proposing to grandfather existing
users until January 1, 2010. Second,
EPA is once again proposing to list
HCFC–22 and HCFC–142b as
unacceptable substitutes for CFCs in all
foam end uses, but is proposing to
grandfather existing users until January
1, 2010.
HCFC–22 and HCFC–142b Unacceptable
as Substitutes for HCFC–141b
After the publication of the July 22,
2002 final rule, Honeywell International
filed suit in the United States Court of
Appeals for the District of Columbia
Circuit (the Court), challenging the
Narrowed Use Limits that the Agency
established for HCFC–22 and HCFC–
142b. Among other things, Honeywell
alleged that EPA improperly considered
3 These listings are published in the following
Federal Register notices: September 3, 1996 (61 FR
47012), March 10, 1997 (62 FR 10700), June 3, 1997
(62 FR 30275), February 24, 1998 (63 FR 9151), June
8, 1998 (634 FR 30410), December 6, 1999 (64 FR
68039), April 11, 2000 (65 FR 19327), June 19, 2000
(65 FR 37900), December 18, 2000 (65 FR 78977),
August 21, 2003 (68 FR 50533) and October 1, 2004
(69 FR 58903).
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costs in determining to establish
Narrowed Use Limits instead of finding
HCFC–22 and HCFC–142b unacceptable
for certain end uses. EPA argued that
the decision was based solely on
technical feasibility and, though not
precluded from considering costs, it had
not done so as part of the decision. The
Court upheld Honeywell’s challenge,
explaining that various preamble
statements indicated that EPA had
considered costs, but that EPA had not
explained the basis for doing so
(Honeywell Int’l v. EPA, 374 F.3d 1363
(DC Cir 2004), modified on rehearing
393 F.3d 1315 (D.C. Cir. 2005)). In light
of the Court’s decision, EPA is required
to reassess its action with respect to the
acceptability of HCFC–22 and HCFC–
142b as substitutes for HCFC–141b in
commercial refrigeration, sandwich
panels, and slabstock and ‘‘other’’ foam.
After considering new information on
alternatives, the Agency is proposing to
find HCFC–22 and HCFC–142b
unacceptable as substitutes for HCFC–
141b in commercial refrigeration,
sandwich panels, and slabstock and
‘‘other’’ foam applications based on the
technical viability of alternatives, as
detailed in a section below. Therefore,
EPA does not need to address whether
other alternatives are so costly that they
justify some limited acceptability
determination for these substitutes.
The majority of the applications in the
end uses covered by the Narrowed Use
Limits are applications referred to as
‘‘pour foam’’. Pour foam represents a
diverse sector of the polyurethane
industry comprised of a wide range of
applications and fragmented HCFC use
including: commercial refrigeration
(such as walk-in coolers), doors (such as
entry doors or garage doors), refrigerated
transport, vending machines, residential
architectural panels, tank and pipe
insulation, marine flotation foams, floral
foam and taxidermy foam.
The pour foam sector operates
differently than many other end uses
regulated under SNAP. Rather than the
end user directly buying and using an
alternative, the alternative is first
processed by a formulator, known as a
‘‘systems house’’. The formulators
purchase raw materials, including the
blowing agent (e.g. HCFC–22 or HCFC–
142b), isocyanates, surfactants, and fire
retardants from suppliers, and then
blend the materials into a foam system.
Formulators tend to sell pour foam
systems in drums or other containers
where the isocyanate is kept separate
from the blowing agent and other
ingredients. Because the re-formulating
and testing is done by the formulators,
they are relied upon for much of the
technical expertise and support
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67123
provided to the ultimate end user, in
this case, pour foam manufacturers. The
pour foam manufacturers purchase
these systems from the formulators in
order to produce the actual foam
product (e.g., walk-in coolers). Thus, in
the pour foam sector, formulators are
responsible for implementing
alternatives to the ozone-depleting
blowing agents and providing the pour
foam manufacturers with systems that
produce foam meeting technical, safety,
and performance requirements. Both the
formulators and pour foam
manufacturers are subject to SNAP
regulations because both use the
blowing agent—formulators blend the
blowing agent into a foam formulation,
and manufacturers produce the foam
with aid of the blowing agent.
There are approximately 15–20
systems houses in the U.S. that
formulate pour foam systems and
include both large and small businesses.
EPA concluded in the 2002 final rule,
that at that time, some pour foam
applications, particularly those with
thermal performance requirements, did
not have technically viable ozonefriendly alternatives available. As the
Agency explained, ‘‘EPA believes that
ozone-friendly alternatives to HCFC–
141b have not been fully developed and
implemented across the spectrum of
applications within these end-uses’’ (67
FR 47707). Therefore, EPA established
the Narrowed Use Limits to provide the
formulators of pour foam systems who
found alternatives were not technically
viable in certain applications the
flexibility to switch to the less harmful
ozone depleting chemicals of HCFC–22
and HCFC–142b.
EPA did not intend for the 2002
Narrowed Use Limits to remain in place
permanently. As the Agency stated in
the final rule, ‘‘EPA is continuing to
review the commercial refrigeration,
sandwich panels, and slabstock and
other foams end-uses to determine the
progress of non-ozone depleting
alternatives. As non-ozone depleting
alternatives become more widely
available, the Agency will reevaluate the
acceptability of HCFCs in these enduses. Therefore, foam manufacturers
within these applications that are using
HCFCs should begin using non-ozone
depleting alternatives as soon as they
are available in anticipation of future
EPA action restricting the use of
HCFCs’’ (67 FR 47704). Based on the
information provided to EPA since the
publication of the final rule in July
2002, EPA believes today that,
alternatives are now widely available,
technically viable, and in use in the end
uses covered by the Narrowed Use
Limits determination that was vacated
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by the Court (Docket # OAR–2004–0507,
Documents 0004 through 0011).
HCFC–22 and HCFC–142b Unacceptable
as Substitutes for CFCs
The 2002 final rule withdrew a
proposal published in 2000 to change
the listing of HCFC–22 and HCFC–142b
as substitutes for CFCs from acceptable
to unacceptable. EPA had proposed to
list these substitutes as unacceptable for
new users effective 60 days after
publication of the final rule in the
Federal Register, but to allow existing
users of HCFC–22 and HCFC–142b to
continue use of those substitutes (i.e., be
‘‘grandfathered’’) until January 1, 2005.
The Agency explained that it was
appropriate to grandfather existing use
of HCFC–22 and HCFC–142b, because
EPA believed ‘‘that it could take foam
manufacturers up to four years to
transition to alternatives’’ (65 FR
42659).4 Commenters on the proposal
largely agreed with EPA’s assessment of
the amount of time it takes to transition
to alternatives in many foam
applications. Additionally, the recent
phaseout of HCFC–141b and the
implementation of alternatives in those
foam applications in which HCFC–141b
was previously used has further
demonstrated the accuracy of that fouryear transition timeline. Grandfathering
allows those who had made a good faith
transition to a SNAP-approved
alternative sufficient time to transition
to a different alternative while
prohibiting new investment in an
alternative that no longer meets the test
for being SNAP-approved (i.e.,
availability of other alternatives that
provide less risk to human health and
the environment).
At the time of the proposal, the
information available to EPA suggested
that non-ozone depleting chemicals
were technically viable as replacements
and existing users of HCFC–22 and
HCFC–142b could switch to these
alternatives within four years. After the
proposal, EPA gathered additional
information regarding the technical
viability of alternatives and presented
that information in a Notice of Data
Availability (NODA) (May 23, 2001, 66
FR 28408). Based on all of the
information before the Agency,
4 The decision to grandfather is based on the
criteria established in Sierra Club v. EPA (719 F.2D
436 (DC CIR. 1983)). The criteria EPA examines to
judge the appropriateness of grandfathering
includes: (1) Is the new rule an abrupt departure
from Agency practice, (2) what is the extent the
interested parties relied on the previous rule, (3)
what is the burden of the new rule on the interested
parties and (4) what is the statutory interest in
making the new rule effective immediately, as
opposed to grandfathering interested parties (59 FR
13057).
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including comments on the proposed
rule and the information made available
through the NODA, EPA withdrew the
proposal to list HCFC–22 and HCFC–
142b as unacceptable substitutes for
CFCs in the July 22, 2002 final rule. In
particular, the extruded polystyrene
industry, the largest user of HCFC–142b,
and the polyurethane manufacturers
using HCFC–22, cited technical
constraints in implementing non-ODP
alternatives. The Agency agreed and
withdrew that portion of the proposal
because EPA believed, at that time,
there were technical constraints ‘‘in
switching to ozone-friendly alternatives
for these users within the next several
years’’ (67 FR 47707).
Since the July 2002 final rule, the
phaseout of HCFC–141b in 2003, and
the action of the Court in 2004, EPA has
gathered new information on the
technical viability of non-ODP
alternatives to HCFC–22 and HCFC–
142b in the foam industry (Docket #
OAR–2004–0507, Documents 0004
through 0011). Today, EPA is proposing
two actions regarding the acceptability
of HCFC–22 and HCFC–142b in the
foam sector. First, EPA is proposing to
find HCFC–22 and HCFC–142b
unacceptable as substitutes for HCFC–
141b in the foam end uses of
commercial refrigeration, sandwich
panels, and slabstock and ‘‘other’’ foam,
but is proposing to grandfather existing
users until January 1, 2010. Second,
EPA is proposing to find HCFC–22 and
HCFC–142b unacceptable as substitutes
for CFCs in all foam end uses, but is
proposing to grandfather existing users
until January 1, 2010. EPA’s decisions
are based on the technical viability of
alternatives.
B. Proposal
(1) HCFC–22, HCFC–142b and Blends
Thereof Are Proposed as Unacceptable
as Substitutes for HCFC–141b in the
Foam End-Uses of Commercial
Refrigeration, Sandwich Panels, and
Slabstock and ‘‘Other’’ Foam
This proposal would prohibit users of
HCFC–141b to switch to HCFC–22 and
HCFC–142b in commercial refrigeration,
sandwich panels, and slabstock and
‘‘other’’ foams end uses. Based on the
information EPA has received since
2002, the Agency believes that ozonefriendly alternatives are now technically
viable and available in these three end
uses. The information found in docket
OAR–2004–0507 demonstrates that
several SNAP-approved non-ODP
alternatives, including hydrocarbons,
HFC–245fa, HFC–134a, methyl formate
and water, are widely available,
technically viable in the foam end uses
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addressed by this proposal, and are
being sold in the market today across
the commercial refrigeration, sandwich
panels, and slabstock and ‘‘other’’ foam
end uses (Docket # OAR–2004–0507,
Documents 0004 through 0011).
This listing would be effective 60
days following publication of a final
action in the Federal Register. However,
EPA is proposing that existing users of
HCFC–22 and HCFC–142b as of the date
of publication of this proposal in the
Federal Register be grandfathered (i.e.,
allowed to continue their use) until
January 1, 2010.5 EPA is proposing to
grandfather existing users from the
unacceptability determination based on
our analysis under the four-part test
established in Sierra Club v. EPA. The
four parts of this test are described
earlier in the preamble and are
discussed on page 13057 of EPA’s
original SNAP rule (published on March
18, 1994). The Agency believes it is
appropriate to grandfather these users
for the same reasons provided below
with respect to users of HCFC–22 and
HCFC–142b who switched to these
substitutes as an alternative for CFCs.
(2) HCFC–22, HCFC–142b and Blends
Thereof Are Proposed as Unacceptable
as Substitutes for CFCs in All Foam End
Uses
Due to the technical viability and
availability of ozone-friendly
alternatives, this proposal, if finalized,
would prohibit any new use of HCFC–
22 and HCFC–142b as substitutes for
CFCs in all foam end uses. This listing
would be effective 60 days following
publication of a final action in the
Federal Register. However, EPA is
proposing that existing users of HCFC–
22 and HCFC–142b as of the date of
publication of this proposal in the
Federal Register be grandfathered (i.e.,
allowed to continue their use) until
January 1, 2010 based on our analysis
under the four-part test established in
Sierra Club v. EPA.
EPA listed HCFCs as acceptable
substitutes for CFCs in 1994 and
although HCFCs are transitional
substances, clearly users relied on the
Agency’s prior acceptability listing of
HCFC–22 and HCFC–142b when they
transitioned from CFCs in foam
applications.6 Thus, for the existing
5 In this context, existing use is defined as current
use of HCFC–22 and/or HCFC-142b to manufacture
actual foam products that are sold into commercial
markets.
6 Similarly, even through the 2002 final rule was
eventually vacated by the Court in 2004, at that
time users of HCFC–141b that transitioned to
HCFC–22 and HCFC–142b in commercial
refrigeration, sandwich panels, and slabstock and
other foam relied on EPA’s acceptability
determination as it appeared in the 2002 final rule.
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users of HCFC–22 and HCFC–142b that
invested in good faith in these
chemicals as replacements for CFC
blowing agents, EPA believes it is
appropriate to provide time for these
users to transition to ozone-friendly
alternatives.
As explained earlier, EPA believes
that in some foam applications,
particularly thermal insulation
applications, it can take up to four years
to complete a blowing agent transition.
Requiring all existing users of HCFC–22
and HCFC–142b to comply immediately
with the proposed unacceptability
determination could place an undue
burden on those entities mainly due to
the amount of time and actions
necessary to complete a successful
blowing agent transition. For example, a
recent review of the extruded
polystyrene foam sector (which
encompasses the largest use of HCFC–
142b) found that companies in that
industry would ‘‘likely experience
technical constraints with the
alternatives’’ if they had to transition
before January 1, 2010 because of the
time it takes to test and implement a
new blowing agent, including
completing equipment and process
modifications as well as gaining
building code approval for the new
products (Docket # OAR–2004–0507–
003). Equally, many of the polyurethane
manufacturers using HCFC–22 are
making foam products that have thermal
insulation requirements, such as walkin coolers or metal panels. Before
transitioning, those manufacturers
would need to undertake several
preparatory actions, such as:
(1) Making changes to existing
equipment in order to optimize
production and ensure worker safety;
(2) Establish raw material suppliers;
(3) Develop formulations;
(4) Test final products; and
(5) Obtain final product review and
approval by industry and governmental
standard setting bodies for flammability,
building codes, and other safety and
performance requirements).
Based on the transition requirements
described above, EPA believes it is
appropriate that existing users of HCFC–
22 and HCFC–142b in foam applications
be allowed to continue using these
chemicals until January 1, 2010 in order
to ensure a safe transition to non-ODP
alternative blowing agents. The SNAP
program is designed to encourage the
transition away from ozone depleting
chemicals, however, the balance of the
factors related to existing users of
HCFC–22 and HCFC–142b discussed
above outweigh EPA’s statutory interest
in applying the unacceptability
determination immediately to all users.
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EPA believes its goal of encouraging the
transition away from HCFC–22 and
HCFC–142b is still satisfied as new use
of these substances will not be
permitted in the foam sector and
existing users will begin their transition
to non-ODP alternatives. Due to the fact
that ozone-friendly alternatives are
available in nearly all foam
applications, EPA strongly encourages
all existing users of HCFC–22 and
HCFC–142b to begin their transition to
alternatives immediately and to
complete the transition as soon as
possible prior to January 1, 2010.
Request for Comments on Unique
Applications Requiring HCFC–22 and
HCFC–142b
In past rulemakings, where necessary,
EPA has allowed specific, unique
applications to continue use of a
substitute that EPA has found to be
unacceptable. For example, in the recent
SNAP final rule published on
September 30, 2004, EPA found the use
of HCFC–141b unacceptable in all foam
applications. However, based on
technical information submitted to EPA
during the comment period, the Agency
exempted ‘‘the use of HCFC–141b for
space vehicle, nuclear and defense foam
applications from the unacceptability
determination’’ (69 FR 58272). EPA is
not aware of any specialized foam
applications that would require
continued use of HCFC–22 or HCFC–
142b beyond January 1, 2010; however,
the Agency is requesting comment about
any applications that would require the
use of HCFC–22 or HCFC–142b as
blowing agents beyond January 1, 2010.
When submitting information about
such an application, please provide as
much detail as possible about the
application, the technical constraints to
using alternatives, and the specific plan
to implement alternatives, as well as
any other relevant information.
As discussed above, ozone-friendly
alternatives exist for nearly all foam
applications, particularly in the pour
foam products found in the end uses of
commercial refrigeration, sandwich
panels, and slabstock and ‘‘other’’ foam.
Accordingly, EPA is proposing to (1) list
HCFC–22 and HCFC–142b as
unacceptable substitutes for HCFC–141b
in commercial refrigeration, sandwich
panels, and slabstock and ‘‘other’’ foam;
and (2) list HCFC–22 and HCFC–142b as
unacceptable substitutes for CFCs in all
foam end uses. These listings would be
effective 60 days after the publication of
the final rule in the Federal Register.
Existing users of HCFC–22 and HCFC–
142b as of November 4, 2005 would be
grandfathered until January 1, 2010.
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IV. Summary
A major objective of the SNAP
program is to facilitate the transition
from ozone-depleting chemicals by
promoting the use of substitutes which
present a lower risk to human health
and the environment (40 CFR 82.170(a)).
In this light, a key policy interest of the
SNAP program is promoting the shift
from ODSs to alternatives posing lower
overall risk and that are currently or
potentially available (59 FR 13044).
Today’s proposal to list HCFC–22 and
HCFC–142b as unacceptable substitutes
for HCFC–141b in certain foam
applications and as unacceptable
substitutes for CFCs in all foam end uses
is based on EPA’s finding that the use
of HCFC–22 and HCFC–142b in
applications where non-ozone depleting
alternatives are technically viable and
commercially available, would
contribute to unnecessary depletion of
the ozone layer, and will delay the
transition to alternatives that pose lower
overall risk to the health and the
environment. EPA is allowing existing
users of HCFC–22 and HCFC–142b to
continue use until no later than January
1, 2010 to ensure that they will be able
to adjust their manufacturing processes
to safely accommodate the use of nonODP alternatives.
V. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866, (58 FR
51,735 (October 4, 1993)) the Agency
must determine whether the regulatory
action is ‘‘significant’’ and therefore
subject to the Office of Management and
Budget (OMB) review and the
requirements of the Executive Order.
The Order defines ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
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Pursuant to the terms of Executive
Order 12866, OMB has notified EPA
that it considers this proposal a
‘‘significant regulatory action’’ within
the meaning of the Executive Order.
EPA has submitted this action to OMB
for review. Changes made in response to
OMB suggestions or recommendations
will be documented in the public
record.
B. Paperwork Reduction Act
The Office of Management and Budget
(OMB) has approved the information
collection requirements contained in
this rule under the provisions of the
Paperwork Reduction Act, 44 U.S.C.
3501 et seq. and has assigned OMB
control number 2060–0226.
This action does not impose any new
information collection burden. OMB has
previously approved the information
collection requirements contained in the
existing regulations in subpart G of 40
CFR part 82 under the provisions of the
Paperwork Reduction Act, 44 U.S.C.
3501 et seq. and has assigned OMB
control number 2060–0226. This
Information Collection Request (ICR)
included five types of respondent
reporting and recordkeeping activities
pursuant to SNAP regulations:
submission of a SNAP petition, filing a
SNAP/Toxic Substances Control Act
(TSCA) Addendum, notification for test
marketing activity, recordkeeping for
substitutes acceptable subject to use
restrictions, and recordkeeping for small
volume uses.
Copies of the ICR document(s) may be
obtained from Susan Auby, by mail at
the Office of Environmental
Information, Office of Information
Collection, Collection Strategies
Division; U.S. Environmental Protection
Agency (2822T); 1200 Pennsylvania
Ave., NW., Washington, DC 20460, by email at auby.susan@epa.gov, or by
calling (202) 566–1672. A copy may also
be downloaded off the internet at
https://www.epa.gov/icr. Include the ICR
and/or OMB number in any
correspondence.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
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information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An Agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations are listed
in 40 CFR Part 9 and 48 CFR Chapter
15.
C. Regulatory Flexibility Act
The RFA requires an agency to
prepare a regulatory flexibility analysis
of any rule subject to notice and
comment rulemaking requirements
under the Administrative Procedure Act
(APA) or any other statute unless the
agency certifies that the rule will not
have a significant economic impact on
a substantial number of small entities.
Small entities include small businesses,
small organizations, and small
governmental jurisdictions.
For purposes of assessing the impacts
of today’s rule, a small entity is defined
as:
(1) A small business that has fewer
than 500 employees;
(2) A small governmental jurisdiction
that is a government of a city, county,
town, school district or special district
with a population of less than 50,000;
and
(3) A small organization that is any
not-for-profit enterprise which is
independently owned and operated and
is not dominant in its field.
The types of businesses that are
subject to today’s final rule include
businesses that manufacture
polyurethane/polyisocyanurate foam
systems (NAICS 326150) and businesses
that use polyurethane/polyisocyanurate
systems to apply insulation to buildings,
roofs, pipes, etc. (NAICS 326150).
After considering the economic
impacts of today’s proposed rule on
small entities, I certify that this action
will not have a significant economic
impact on a substantial number of small
entities. EPA does not believe that small
businesses will be adversely impacted
by this proposal. The majority of the
small businesses in the foam industry
operate in the polyurethane foam sector
as opposed to the extruded polystyrene
foam sector (this rule covers both
sectors). In the context of this proposal,
small businesses (if they are still using
an HCFC at all) are likely using HCFC–
22 to manufacture pour foam
applications such as commercial
refrigeration, sandwich panels, and
slabstock and ‘‘other’’ foam. As
explained below, the polyurethane pour
foam sector operates differently than
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other SNAP sectors in that a small
number of companies supply a much
larger number of actual pour foam
manufacturers.
There are approximately 20
formulators in the U.S. that supply pour
foam manufacturers foam systems
which consist of two drums of
ingredients including the blowing agent
(e.g., HCFC–22). Some of the
formulators are large businesses but
many are small and their customers, the
manufacturers, number in the
thousands. The pour foam
manufacturers use the foam system to
produce the actual foam product (e.g.,
vending machine or metal panel). In this
situation, the formulators are
responsible for implementing
alternatives to the ozone-depleting
blowing agent and providing the pour
foam manufacturers with systems that
produce foam meeting the necessary
requirements, technical or otherwise.
However, both the formulators and pour
foam manufacturers are subject to SNAP
regulations because both use the
blowing agent.
Information in the docket OAR–2004–
0507 demonstrates that non-ODP
alternatives are technically viable and
commercially available. In fact, small
businesses at both the formulator and
pour foam manufacturer levels are
already supplying and using non-ODP
alternatives in applications such as
commercial refrigeration, sandwich
panels and slabstock and ‘‘other’’ foam.
Therefore, those small businesses will
not be adversely affected by the
proposal to find HCFC–22 and HCFC–
142b unacceptable for use because they
have already implemented alternatives.
Equally, those small businesses that
are still using HCFC–22 in pour foam
applications will not be significantly
impacted by this rulemaking. It is
estimated that there are thousands of
pour foam manufacturers, many of
which are small businesses. However,
these manufacturers will not be
adversely impacted by this proposed
rule because they buy their pour foam
systems from the approximately 20 pour
foam formulators discussed above. It is
those 20 formulators that are
responsible for implementing the
alternatives to ozone depleting blowing
agents (HCFC–22 and HCFC–142b) and
providing a foam system to the pour
foam manufacturers that meets all
technical and performance
requirements.
In addition, manufacturers and users
of HCFCs have had more than 10 years
to prepare for the January 1, 2010
deadline for phasing out production of
HCFC–22 and HCFC–142 in the U.S.
since the HCFC phaseout schedule was
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established by a separate EPA regulation
in 1993 (58 FR 65018). Today’s proposal
does not effect that long-standing
phaseout date but rather would allow
continued use of these chemicals until
the phaseout deadline of January 1,
2010. Furthermore, the costs of the
HCFC phaseout and the transition to
non-ozone depleting alternatives were
accounted for in a Regulatory Impact
Analysis (RIA) that was performed in
1993 for the phaseout rule mentioned
above. A memo found in the docket at
OAR–2004–0507–0012 details the
impacts of this proposal, including a
discussion of the related 1993 phaseout
rule and RIA, on both the pour foam
formulators and pour foam
manufacturers and concludes there will
not be significant impact on a
substantial number of small businesses.
In fact, most formulators that are still
using HCFC–22 and/or HCFC–142b
have also implemented alternatives and
sell both types of systems to their
customers, the manufacturers (OAR–
2004–0507–0008). Based on this, it is
clear that alternatives to ODS have been
identified and there are no technical
constraints to implementing those
alternatives.
Although this proposed rule will not
have a significant economic impact on
a substantial number of small entities,
EPA nonetheless has tried to further
reduce the impact of this rule on small
entities. Based on acceptability
decisions in previous final rules, the
Agency believes that some existing
users of HCFC–22 and HCFC–142b,
including small businesses, invested in
good faith in SNAP-approved
alternatives that EPA now finds
unacceptable. Accordingly, it is
appropriate for EPA to balance their
interest against our statutory obligation
to facilitate the transition away from
ozone depleting chemicals as required
by the four part test established in Sierra
Club v. EPA. Grandfathering existing
users of HCFC–22 and HCFC–142b,
some of which are small businesses,
allows those users approximately four
years to transition to ozone-friendly
alternatives. This is the time cited by
small businesses when explaining their
transition process in comments to
separate but related rulemakings (see
Air Docket A–2000–18) as well as being
the time that has been needed for the
transitions from other ODS, the most
recent one being HCFC–141b.
Grandfathering existing use of HCFC–
22 and HCFC–142b until January 1,
2010 aligns the unacceptability
determination with the production
phaseout date of those two chemicals. In
many cases, companies plan their
transition to non-ODP alternatives
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around the production and import
phaseout deadline, due to both the
greatly restricted supply and higher
prices associated with the phased out
ODS. Companies, in commenting on
EPA’s 2000 proposal to find HCFC–22
and HCFC–142b unacceptable as
substitutes for CFCs objected to the fact
that EPA was proposing an
unacceptability determination before
the production and import phaseout.
Those commenters suggested EPA move
the unacceptability determination to a
later date that was in line with the
phaseout (i.e., January 1, 2010). The
2003 phaseout of HCFC–141b
demonstrated that restricted supply of
that chemical resulted in higher prices
for the foam sector which inevitably had
some impact on the small businesses
both at the formulator and manufacturer
level. This proposed unacceptability
determination would avoid that
situation and level the playing field in
the foam industry by requiring all
businesses to transition from HCFC–22
and HCFC–142b on the same date, and
in accordance with the production and
import phaseout date (the date many of
them are likely planning on completing
their transition). Therefore, this
proposal does not place any additional
burden on existing users of HCFC–22
and HCFC–142b in the foam sector that
have both had sufficient advance notice
and had planned to transition to nonODP alternatives on or before the
production phaseout date.
As discussed in the preamble and
noted in the docket, there are numerous
alternatives that are technically viable
and available for all foam applications.
In fact, some users have already
transitioned away from HCFC–22 and
HCFC–142b, particularly in pour foam
applications (Docket # OAR–2004–0507,
Documents 0004 through 0011). The
actions proposed here may well provide
benefits to small businesses who have
transitioned to alternatives and made
good faith efforts and investments in the
transition because they will be able to
compete on a level playing field with
those that are still using ODS blowing
agents. EPA continues to be interested
in the potential impacts of the proposed
rule on small entities, and welcome
comments on issues related to such
impacts.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
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67127
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective or least burdensome alternative
that achieves the objectives of the rule.
The provisions of section 205 do not
apply when they are inconsistent with
applicable law. Moreover, section 205
allows EPA to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this rule
does not contain a Federal mandate that
may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
the private sector in any one year.
Today’s proposed rule does not affect
State, local, or tribal governments. The
enforceable requirements of the rule for
the private sector affect only a small
number of foam manufacturers that
could potentially have switched to use
HCFC–22 and HCFC–142b in the United
States and those currently using HCFC–
22 and HCFC–142b. With regard to
potential new users, there are
technically viable alternatives for those
manufacturers. With regard to existing
users, there are viable alternatives that
will be feasible to use once the
manufacturers have made the necessary
adjustments to its facility and products.
The impact of this rule on the private
sector is less than $100 million per year.
Thus, today’s rule is not subject to the
requirements of sections 202 and 205 of
the UMRA. EPA has determined that
this rule contains no regulatory
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requirements that might significantly or
uniquely affect small governments. This
regulation applies directly to facilities
that use these substances and not to
governmental entities.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255 (August 10,
1999)), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This proposed rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. This proposal
applies directly to facilities that use
these substances and not to
governmental entities. Thus, Executive
Order 13132 does not apply to this rule.
In the spirit of Executive Order 13132,
and consistent with EPA policy to
promote communications between EPA
and State and local governments, EPA
specifically solicits comment on this
proposed rule from State and local
officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249 (November 9, 2000)), requires
EPA to develop an accountable process
to ensure ‘‘meaningful and timely input
by tribal officials in the development of
regulatory policies that have tribal
implications.’’ This proposed rule does
not have tribal implications, as specified
in Executive Order 13175. Today’s
proposal applies directly to facilities
that use these substances and does not
significantly or uniquely affect the
communities of Indian tribal
governments. Thus, Executive Order
13175 does not apply to this rule.
VerDate Aug<31>2005
22:34 Nov 03, 2005
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G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
Executive Order 13045: Protection of
Children from Environmental Health &
Safety Risks (62 FR 19885 (April 23,
1997)) applies to any rule that: (1) Is
determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
This proposed rule is not subject to
the Executive Order because it is not
economically significant as defined in
Executive Order 12866, and because the
Agency does not have reason to believe
the environmental health or safety risks
addressed by this action present a
disproportionate risk to children. The
use of HCFC–22 and HCFC–142b in
foam manufacture occurs in the
workplace where we expect adults are
more likely to be present than children,
and thus, the agents do not put children
at risk disproportionately.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not a ‘‘significant energy
action’’ as defined in Executive Order
13211, ‘‘Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355 (May
22, 2001)) because it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
This action would impact the
manufacture of foam using HCFC–22
and HCFC–142b. Further, we have
concluded that this rule is not likely to
have any adverse energy effects.
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. The NTTAA directs
EPA to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. This
action does not involve technical
standards. Therefore, EPA did not
consider the use of any voluntary
consensus standards.
VI. Additional Information
For more information on EPA’s
process for administering the SNAP
program or criteria for evaluation of
substitutes, refer to the SNAP final
rulemaking published in the Federal
Register on March 18, 1994 (59 FR
13044). Notices and rulemakings under
the SNAP program, as well as EPA
publications on protection of
stratospheric ozone, are available from
EPA’s Ozone Depletion Web site at
‘‘https://www.epa.gov/ozone/’’ and from
the Stratospheric Protection Hotline
number at (800) 296–1996.
List of Subjects in 40 CFR Part 82
Environmental protection,
Administrative practice and procedure,
Air pollution control, Reporting and
recordkeeping requirements.
Dated: October 28, 2005.
Stephen L. Johnson,
Administrator.
For the reasons set out in the
preamble, 40 CFR part 82 is proposed to
be amended as follows:
PART 82—PROTECTION OF
STRATOSPHERIC OZONE
1. The authority citation for part 82
continues to read as follows:
Authority: 42 U.S.C. 7414, 7601, 7671–
7671q.
I. National Technology Transfer
Advancement Act
Subpart G—Significant New
Alternatives Policy Program
As noted in the proposed rule,
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, section 12(d) (15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
2. Subpart G is amended by adding
Appendix N to read as follows:
Appendix N to Subpart G of Part 82—
Unacceptable Substitutes Listed in the
[date of publication of final rule in the
Federal Register] final rule, effective
[date 60 days after Federal Register
publication date of final rule].
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Federal Register / Vol. 70, No. 213 / Friday, November 4, 2005 / Proposed Rules
FOAM BLOWING UNACCEPTABLE SUBSTITUTES
End-use
Substitute
Decision
Comments
Replacements for HCFC–141b in the following rigid polyurethane applications:
—Commercial Refrigeration
—Sandwich Panels
—Slabstock and Other Foams
Replacements for CFCs in the following foam applications:
HCFC–22, HCFC–142b ....
Unacceptable 1 .......
Alternatives exist with lower
or zero-ODP.
HCFC–22, HCFC–142b ....
Unacceptable 2 .......
Alternatives exist with lower
or zero-ODP.
—Rigid polyurethane and polyisocyanurate laminated
boardstock
—Rigid polyurethane appliance
—Rigid polyurethane spray and commercial refrigeration, and sandwich panels
—Rigid polyurethane slabstock and other foams
—Polystyrene extruded insulation boardstock and billet
—Phenolic insulation board and bunstock
—Flexible polyurethane
—Polystyrene extruded sheet
1 The unacceptability determination is effective on January 1, 2010 for existing users of HCFC–22 and HCFC–142b as of November 4, 2005 of
this proposed rule.
2 The unacceptability determination is effective on January 1, 2010 for existing users of HCFC–22 and HCFC–142b as of November 4, 2005 of
this proposed rule.
[FR Doc. 05–21927 Filed 11–3–05; 8:45 am]
BILLING CODE 6560–50–P
COMMISSION ON CIVIL RIGHTS
45 CFR Part 703
Membership Requirement of State
Advisory Committees
U.S. Commission on Civil
Rights Commission.
ACTION: Notice of proposed rule change
in the State Advisory Committee (SAC)
membership criteria with request for
comments.
AGENCY:
SUMMARY: The United States
Commission on Civil Rights proposes to
amend its regulation on the SAC
membership criteria to ensure both
diversity and nondiscrimination are
considered in its SAC member
appointment process.
DATES: Comments should be received on
or before December 5, 2005 to be
considered in the formulation of final
rule.
ADDRESSES: Address all comments about
the proposed rule change in the SAC
membership criteria to: U.S.
Commission on Civil Rights, Office of
General Counsel, Attn: Christopher
Byrnes, Acting Deputy General Counsel,
624 Ninth Street, NW., Suite 620,
Washington, DC 20425. If you prefer to
send your comments via e-mail, use the
following address: cbyrnes@usccr.gov.
You must include the term ‘‘SAC
Membership Comments’’ in the subject
line of your electronic message.
FOR FURTHER INFORMATION CONTACT:
Christopher Byrnes, Acting Deputy
VerDate Aug<31>2005
22:34 Nov 03, 2005
Jkt 208001
General Counsel, Telephone: (202) 376–
7700 or via e-mail: cbyrnes@usccr.gov.
SUPPLEMENTARY INFORMATION: On
October 31, 2005, the U.S. Commission
on Civil Rights approved the proposed
rule for public comments. The
Commission invites you to submit
comments regarding the proposed
change in the SAC membership criteria.
Please clearly identify the specific
proposed criteria each comment
addresses.
We will announce the final SAC
membership criteria in a notice in the
Federal Register. We will determine the
final regulation on SAC membership
criteria after considering responses to
this notice and other information
available to the Commission.
List of Subjects in 42 CFR Part 703
Advisory committees, Organization
and functions (Government agencies).
For the reasons stated in the
preamble, the Commission on Civil
Rights proposes to amend 45 CFR part
703 as follows:
PART 703—OPERATIONS AND
FUNCTIONS OF STATE ADVISORY
COMMITTEES
1. The authority citation for Part 703
continues to read as follows:
Authority: 42 U.S.C. 1975a(d).
2. Revise § 703.5 to read as follows:
§ 703.5
Membership.
(a) Subject to exceptions made from
time to time by the Commission to fit
special circumstances, each Advisory
Committee shall consist of at least 11
members appointed by the Commission.
Members of the Advisory Committees
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Fmt 4702
Sfmt 4702
shall serve for a fixed term to be set by
the Commission upon the appointment
of a member subject to the duration of
Advisory Committees as prescribed by
the charter, provided that members of
the Advisory Committee may, at any
time, be removed by the Commission.
(b) No person is to be denied an
opportunity to serve on a State Advisory
Committee because of race, age, sex,
religion, national origin, or disability.
The Commission shall encourage
membership on the State Advisory
Committee to be broadly diverse.
(c) State Advisory Committee
members shall represent a diversity of
skills and experiences, including, but
not limited to, social science research,
legal research and analysis, and
statistical analysis. Educators, lawyers,
business and labor leaders, social
scientists, researchers, and news
gatherers are some of the more
important professions or activities or
avocations that should be represented
on the State Advisory Committees. The
State Advisory Committees should also
contain people knowledgeable of the
State’s governmental machinery and
public service sector, and people
involved in and drawn from such
influential sectors as business and
financial communities, organized labor,
the news media, and religious groups.
(d) Each State Advisory Committee
should contain men or women who
have demonstrated an interest in the
civil rights issues of color, race, religion,
sex, age, disability, and national origin
and in voting rights.
(e) Both political parties should be
represented in each State Advisory
Committee.
E:\FR\FM\04NOP1.SGM
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Agencies
[Federal Register Volume 70, Number 213 (Friday, November 4, 2005)]
[Proposed Rules]
[Pages 67120-67129]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-21927]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 82
[OAR-2003-0228, FRL-7993-2]
RIN 2060-AN11
Protection of Stratospheric Ozone: Listing of Ozone Depleting
Substitutes in Foam Blowing
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: Today the Environmental Protection Agency (EPA) is proposing
to determine that HCFC-22 and HCFC-142b are unacceptable for use in the
foam sector under the Significant New Alternatives Policy (SNAP)
Program under section 612 of the Clean Air Act. The SNAP program
reviews alternatives to Class I and Class II ozone depleting substances
and approves use of alternatives which do not present a greater risk to
public health and the environment than the substance they replace or
than other available substitutes. Specifically, EPA is taking two
actions. First, in response to a court decision upholding a challenge
to EPA's July 2002 final rule finding HCFC-22 and HCFC-142b acceptable
subject to Narrowed Use Limits in three foam end uses, we are proposing
to find HCFC-22 and HCFC-142b unacceptable as substitutes for HCFC-141b
in the foam end uses of commercial refrigeration, sandwich panels,
slabstock and ``other'' foams. Second, in the July 2002 final rule, EPA
withdrew a proposed action to find HCFC-22 and HCFC-142b unacceptable
as substitutes for CFCs in all foam end uses. We are now issuing a new
proposal to find HCFC-22 and HCFC-142b unacceptable as substitutes for
CFCs in all foam end uses.
DATES: Comments on this proposed rule must be received on or before
December 5, 2005, unless a public hearing is requested. If requested by
November 21, 2005 a hearing will be held on December 5, 2005 and the
comment period will be extended until January 3, 2006 by a document
published in the Federal Register. Inquires regarding a public hearing
should be directed to the contact person listed under FOR FURTHER
INFORMATION CONTACT.
ADDRESSES: Submit your comments, identified by Docket ID No. OAR-2004-
0507 by one of the following methods:
Federal eRulemaking portal www.regulations.gov. Follow the
on-line instructions for submitting comments;
[[Page 67121]]
Agency Web site: https://www.epa.gov/edocket. EDOCKET,
EPA's electronic public docket and comment system, is EPA's preferred
method for receiving comments. Follow the on-line instructions for
submitting comments;
Fax comments to (202) 566-1741; or
Mail/hand delivery: Submit comments to Air and Radiation
Docket at EPA West, 1301 Constitution Avenue, NW., Room B108, Mail Code
6102T, Washington, DC 20460, Phone: (202) 566-1742.
Instructions: Direct your comments to Docket ID No. OAR-2004-0507.
EPA's policy is that all comments received will be included in the
public docket without change and may be made available on-line at
https://www.epa.gov/edocket, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through EDOCKET,
regulations.gov, or e-mail. The EPA EDOCKET and the federal
regulations.gov Web sites are ``anonymous access'' systems, which means
EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an e-mail comment
directly to EPA without going through EDOCKET or regulations.gov, your
e-mail address will be automatically captured and included as part of
the comment that is placed in the public docket and made available on
the Internet. If you submit an electronic comment, EPA recommends that
you include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit EDOCKET on-line or see the
Federal Register of May 31, 2002 (67 FR 38102).
Docket: All documents in the docket are listed in the EDOCKET index
at https://www.epa.gov/edocket. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in EDOCKET or in hard
copy at the Air and Radiation Docket EPA/DC, EPA West, Room B102, 1301
Constitution Ave., NW., Washington, DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number for the Public Reading Room is (202)
566-1744, and the telephone number for the Air Docket is (202) 566-
1742.
FOR FURTHER INFORMATION CONTACT: Suzie Kocchi, Stratospheric Protection
Division, Office of Atmospheric Programs (6205J), Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460;
telephone number: (202) 343-9387; fax number: (202) 343-2363; e-mail
address: kocchi.suzanne@epa.gov. The published versions of notices and
rulemakings under the SNAP program are available on EPA's Stratospheric
Ozone Web site at https://www.epa.gov/ozone/snap/regs.
SUPPLEMENTARY INFORMATION:
Table of Contents:
This action is divided into six sections:
I. Regulated Entities
II. Section 612 Program
A. Statutory Requirements
B. Regulatory History
C. Listing Decisions
III. Listing Decisions on HCFC-22 and HCFC-142b in the Foam Sector
A. Background
B. Proposal
IV. Summary
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination with
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health & Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer Advancement Act
VI. Additional Information
I. Regulated Entities
Today's rule regulates the use of HCFC-22 and HCFC-142b as foam
blowing agents used in the manufacture of rigid polyurethane/
polyisocyanurate and extruded polystyrene foam products. Businesses
that currently might be using HCFC-22 and HCFC-142bb, or might want to
use it in the future, include:
--Businesses that manufacture polyurethane/polyisocyanurate foam
systems
--Businesses that use polyurethane/polyisocyanurate systems to apply
insulation to buildings, roofs, pipes, etc.
--Businesses that use manufacture extruded polystyrene foam insulation
for buildings, roofs, pipes, etc.
Table 1 lists potentially regulated entities:
Table 1.--Potentially Regulated Entities, by North American Industrial
Classification System (NAICS) Code or Subsector
------------------------------------------------------------------------
NAICS code or Description of
Category subsector regulated entities
------------------------------------------------------------------------
Industry....................... 326150 Urethane and Other Foam
Product (except
Polystyrene)
Manufacturing.
Industry....................... 326140 Polystyrene Foam
Product Manufacturing.
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather a guide
regarding entities likely to be regulated by this action. If you have
any questions about whether this action applies to a particular entity,
consult the person listed in the preceding section, FOR FURTHER
INFORMATION.
II. Section 612 Program
A. Statutory Requirements
Section 612 of the Clean Air Act (CAA) requires EPA to develop a
program for evaluating alternatives to ozone depleting substances
(ODS). EPA refers to this program as the Significant New Alternatives
Policy (SNAP) program. The major provisions of section 612 are:
Rulemaking--Section 612(c) requires EPA to promulgate
rules making it unlawful to replace any class I (chlorofluorocarbon,
halon, carbon tetrachloride, methyl chloroform,
[[Page 67122]]
methyl bromide, and hydrobromofluorocarbon) or class II
(hydrochlorofluorocarbon) substance with any substitute that the
Administrator determines may present adverse effects to human health or
the environment where the Administrator has identified an alternative
that (1) reduces the overall risk to human health and the environment,
and (2) is currently or potentially available.
Listing of Unacceptable/Acceptable Substitutes--Section
612(c) also requires EPA to publish a list of the substitutes
unacceptable for specific uses. EPA must publish a corresponding list
of acceptable alternatives for specific uses.
Petition Process--Section 612(d) grants the right to any
person to petition EPA to add a substitute to or delete a substitute
from the lists published in accordance with section 612(c). The Agency
has 90 days to grant or deny a petition. When the Agency grants a
petition, EPA must publish the revised lists within an additional six
months.
90-day Notification--Section 612(e) directs EPA to require
any person who produces a chemical substitute for a class I substance
to notify EPA not less than 90 days before new or existing chemicals
are introduced into interstate commerce for significant new uses as
substitutes for a class I substance. The producer must also provide EPA
with the producer's health and safety studies on such substitutes.
Outreach--Section 612(b)(1) states that the Administrator
shall seek to maximize the use of federal research facilities and
resources to assist users of class I and II substances in identifying
and developing alternatives to the use of such substances in key
commercial applications.
Clearinghouse--Section 612(b)(4) requires the Agency to
set up a public clearinghouse of alternative chemicals, product
substitutes, and alternative manufacturing processes that are available
for products and manufacturing processes which use class I and II
substances.
B. Regulatory History
On March 18, 1994, EPA published a rule (59 FR 13044) which
described the process for administering the SNAP program and issued
EPA's first acceptability lists for substitutes in the major industrial
use sectors. These sectors include: refrigeration and air conditioning,
foam manufacturing, solvents cleaning, fire suppression and explosion
protection, sterilants; aerosols, adhesives, coatings and inks; and
tobacco expansion. These sectors comprise the principal industrial
sectors that historically consumed large volumes of ozone depleting
compounds.
EPA defines a ``substitute'' as any chemical, product substitute,
or alternative manufacturing process, whether existing or new, that
could replace a class I or class II substance (40 CFR 82.172). Anyone
who produces a substitute must provide EPA with health and safety
studies on the substitute at least 90 days before introducing it into
interstate commerce for significant new use as an alternative (40 CFR
82.174(a)). This requirement applies to chemical manufacturers, but may
include importers, formulators, or end-users when they are responsible
for introducing a substitute into commerce.
C. Listing Decisions
Under section 612, EPA has considerable discretion in the risk
management decisions it can make under the SNAP program. In the 1994
SNAP rule, the Agency identified four possible decision categories:
acceptable; acceptable subject to use conditions; acceptable subject to
narrowed use limits; and unacceptable (40 CFR 82.180(b)). Fully
acceptable substitutes, i.e., those with no restrictions, can be used
for all applications within the relevant sector end-use.
After reviewing a substitute, EPA may make a determination that a
substitute is acceptable only if certain conditions of use are met to
minimize risk to human health and the environment. Such substitutes are
described as ``acceptable subject to use conditions.''
Even though EPA can restrict the use of a substitute based on the
potential for adverse effects, it may be necessary to permit a narrowed
range of use within a sector end-use because of the lack of
alternatives for specialized applications. Users intending to adopt a
substitute acceptable with narrowed use limits must first ascertain
that other acceptable alternatives are not technically feasible.
Companies must document the results of their evaluation, and retain the
results on file for the purpose of demonstrating compliance. This
documentation must include descriptions of substitutes examined and
rejected, processes or products in which the substitute is needed,
reason for rejection of other alternatives, e.g., performance,
technical or safety standards, and the anticipated date other
substitutes will be available and projected time for switching to other
available substitutes. The use of such substitutes in applications and
end-uses which are not specified as acceptable in the narrowed use
limit is unacceptable and violates Section 612 of the CAA and the SNAP
regulations. (40 CFR 82.174).
EPA does not believe that notice and comment rulemaking procedures
are required to list alternatives as acceptable with no restrictions.
Such listings do not impose any sanction, nor do they remove any prior
license to use a substitute. Consequently, EPA adds substitutes to the
list of acceptable alternatives without first requesting comment on new
listings (59 FR 13044). Updates to the acceptable lists are published
as separate Notices of Acceptability in the Federal Register.
As described in the original March 18, 1994 rule for the SNAP
program (59 FR 13044), EPA believes that notice-and-comment rulemaking
is required to place any alternative on the list of prohibited
substitutes, to list a substitute as acceptable only under certain use
conditions or narrowed use limits, or to remove an alternative from
either the list of prohibited or acceptable substitutes. In this
proposed rule, EPA is revising its determination regarding the
acceptability of HCFC-22 and HCFC-142b as substitutes for HCFC-141b and
CFCs in the foam blowing sector. The section below presents a detailed
discussion of the proposal being made today.
III. Listing Decisions on HCFC-22 and HCFC-142b in the Foam Sector
A. Background
A major goal of the SNAP program is to facilitate the transition
away from ODS to alternatives that pose less risk to human health and
the environment. In 1994, EPA listed several HCFCs as acceptable
replacements for CFCs \1\ because the Agency believed that HCFCs
provided a temporary bridge to alternatives that do not deplete
stratospheric ozone (i.e., ``ozone-friendly'' alternatives). At that
time, EPA believed that HCFCs were necessary transitional alternatives
to CFC blowing agents in thermal insulating foam (59 FR 13083). As a
result, HCFC-22 and HCFC-142b have become common foam blowing agents in
place of CFCs. Pursuant to the CAA and the Montreal Protocol on
Substances that Deplete the Ozone Layer, HCFC-22 and HCFC-142b are
scheduled to be phased out of production and import in the United
States on January 1, 2010.\2\ Since the time EPA initially listed HCFC-
22 and
[[Page 67123]]
HCFC-142b as acceptable in certain foam blowing uses, the Agency has
listed several other non-ODS alternative blowing agents, including
hydrofluorocarbons (HFCs), hydrocarbons, carbon dioxide, and other
compounds, as acceptable substitutes in foam blowing.\3\
---------------------------------------------------------------------------
\1\ Historically, CFC-11, CFC-12, CFC-113 and CFC-114 have all
been used as blowing agents in the foam industry, with CFC-11 in
polyurethane applications and CFC-12 in extruded polystyrene
boardstock applications being the two most popular CFC blowing
agents (March 18, 1994, 59 FR 13082).
\2\ The phaseout schedule was established on December 10, 1993
(58 FR 65018) as authorized under section 606 of the Clean Air Act.
\3\ These listings are published in the following Federal
Register notices: September 3, 1996 (61 FR 47012), March 10, 1997
(62 FR 10700), June 3, 1997 (62 FR 30275), February 24, 1998 (63 FR
9151), June 8, 1998 (634 FR 30410), December 6, 1999 (64 FR 68039),
April 11, 2000 (65 FR 19327), June 19, 2000 (65 FR 37900), December
18, 2000 (65 FR 78977), August 21, 2003 (68 FR 50533) and October 1,
2004 (69 FR 58903).
---------------------------------------------------------------------------
In a final rule published on July 22, 2002, EPA did the following:
(1) Found HCFC-22 and HCFC-142b acceptable substitutes for HCFC-141b
with Narrowed Use Limits in the foam end uses of commercial
refrigeration, sandwich panels, and rigid polyurethane slabstock and
``other'' foams end uses; (2) withdrew a proposed decision to list
HCFC-22 and HCFC-142b as unacceptable substitutes for CFCs for all foam
end uses; (3) listed HCFC-22 and HCFC-142b as unacceptable substitutes
for HCFC-141b in the foam end uses of rigid polyurethane/
polyisocyanurate laminated boardstock, rigid polyurethane appliance
foam and rigid polyurethane spray foam; and (4) listed HCFC-124 as an
unacceptable substitute in all foam end uses. This proposal again takes
action with respect to two of the actions addressed in the July 2002
rule. First, in light of a recent court decision (Honeywell Int'l v.
EPA, 374 F.3d 1363 (D.C. Cir 2004), modified on rehearing 393 F.3d 1315
(D.C. Cir. 2005)), EPA is proposing to list HCFC-22 and HCFC-142b as
unacceptable substitutes for HCFC-141b in commercial refrigeration,
sandwich panels, and slabstock and ``other'' foam, but is proposing to
grandfather existing users until January 1, 2010. Second, EPA is once
again proposing to list HCFC-22 and HCFC-142b as unacceptable
substitutes for CFCs in all foam end uses, but is proposing to
grandfather existing users until January 1, 2010.
HCFC-22 and HCFC-142b Unacceptable as Substitutes for HCFC-141b
After the publication of the July 22, 2002 final rule, Honeywell
International filed suit in the United States Court of Appeals for the
District of Columbia Circuit (the Court), challenging the Narrowed Use
Limits that the Agency established for HCFC-22 and HCFC-142b. Among
other things, Honeywell alleged that EPA improperly considered costs in
determining to establish Narrowed Use Limits instead of finding HCFC-22
and HCFC-142b unacceptable for certain end uses. EPA argued that the
decision was based solely on technical feasibility and, though not
precluded from considering costs, it had not done so as part of the
decision. The Court upheld Honeywell's challenge, explaining that
various preamble statements indicated that EPA had considered costs,
but that EPA had not explained the basis for doing so (Honeywell Int'l
v. EPA, 374 F.3d 1363 (DC Cir 2004), modified on rehearing 393 F.3d
1315 (D.C. Cir. 2005)). In light of the Court's decision, EPA is
required to reassess its action with respect to the acceptability of
HCFC-22 and HCFC-142b as substitutes for HCFC-141b in commercial
refrigeration, sandwich panels, and slabstock and ``other'' foam. After
considering new information on alternatives, the Agency is proposing to
find HCFC-22 and HCFC-142b unacceptable as substitutes for HCFC-141b in
commercial refrigeration, sandwich panels, and slabstock and ``other''
foam applications based on the technical viability of alternatives, as
detailed in a section below. Therefore, EPA does not need to address
whether other alternatives are so costly that they justify some limited
acceptability determination for these substitutes.
The majority of the applications in the end uses covered by the
Narrowed Use Limits are applications referred to as ``pour foam''. Pour
foam represents a diverse sector of the polyurethane industry comprised
of a wide range of applications and fragmented HCFC use including:
commercial refrigeration (such as walk-in coolers), doors (such as
entry doors or garage doors), refrigerated transport, vending machines,
residential architectural panels, tank and pipe insulation, marine
flotation foams, floral foam and taxidermy foam.
The pour foam sector operates differently than many other end uses
regulated under SNAP. Rather than the end user directly buying and
using an alternative, the alternative is first processed by a
formulator, known as a ``systems house''. The formulators purchase raw
materials, including the blowing agent (e.g. HCFC-22 or HCFC-142b),
isocyanates, surfactants, and fire retardants from suppliers, and then
blend the materials into a foam system. Formulators tend to sell pour
foam systems in drums or other containers where the isocyanate is kept
separate from the blowing agent and other ingredients. Because the re-
formulating and testing is done by the formulators, they are relied
upon for much of the technical expertise and support provided to the
ultimate end user, in this case, pour foam manufacturers. The pour foam
manufacturers purchase these systems from the formulators in order to
produce the actual foam product (e.g., walk-in coolers). Thus, in the
pour foam sector, formulators are responsible for implementing
alternatives to the ozone-depleting blowing agents and providing the
pour foam manufacturers with systems that produce foam meeting
technical, safety, and performance requirements. Both the formulators
and pour foam manufacturers are subject to SNAP regulations because
both use the blowing agent--formulators blend the blowing agent into a
foam formulation, and manufacturers produce the foam with aid of the
blowing agent.
There are approximately 15-20 systems houses in the U.S. that
formulate pour foam systems and include both large and small
businesses. EPA concluded in the 2002 final rule, that at that time,
some pour foam applications, particularly those with thermal
performance requirements, did not have technically viable ozone-
friendly alternatives available. As the Agency explained, ``EPA
believes that ozone-friendly alternatives to HCFC-141b have not been
fully developed and implemented across the spectrum of applications
within these end-uses'' (67 FR 47707). Therefore, EPA established the
Narrowed Use Limits to provide the formulators of pour foam systems who
found alternatives were not technically viable in certain applications
the flexibility to switch to the less harmful ozone depleting chemicals
of HCFC-22 and HCFC-142b.
EPA did not intend for the 2002 Narrowed Use Limits to remain in
place permanently. As the Agency stated in the final rule, ``EPA is
continuing to review the commercial refrigeration, sandwich panels, and
slabstock and other foams end-uses to determine the progress of non-
ozone depleting alternatives. As non-ozone depleting alternatives
become more widely available, the Agency will reevaluate the
acceptability of HCFCs in these end-uses. Therefore, foam manufacturers
within these applications that are using HCFCs should begin using non-
ozone depleting alternatives as soon as they are available in
anticipation of future EPA action restricting the use of HCFCs'' (67 FR
47704). Based on the information provided to EPA since the publication
of the final rule in July 2002, EPA believes today that, alternatives
are now widely available, technically viable, and in use in the end
uses covered by the Narrowed Use Limits determination that was vacated
[[Page 67124]]
by the Court (Docket OAR-2004-0507, Documents 0004 through
0011).
HCFC-22 and HCFC-142b Unacceptable as Substitutes for CFCs
The 2002 final rule withdrew a proposal published in 2000 to change
the listing of HCFC-22 and HCFC-142b as substitutes for CFCs from
acceptable to unacceptable. EPA had proposed to list these substitutes
as unacceptable for new users effective 60 days after publication of
the final rule in the Federal Register, but to allow existing users of
HCFC-22 and HCFC-142b to continue use of those substitutes (i.e., be
``grandfathered'') until January 1, 2005. The Agency explained that it
was appropriate to grandfather existing use of HCFC-22 and HCFC-142b,
because EPA believed ``that it could take foam manufacturers up to four
years to transition to alternatives'' (65 FR 42659).\4\ Commenters on
the proposal largely agreed with EPA's assessment of the amount of time
it takes to transition to alternatives in many foam applications.
Additionally, the recent phaseout of HCFC-141b and the implementation
of alternatives in those foam applications in which HCFC-141b was
previously used has further demonstrated the accuracy of that four-year
transition timeline. Grandfathering allows those who had made a good
faith transition to a SNAP-approved alternative sufficient time to
transition to a different alternative while prohibiting new investment
in an alternative that no longer meets the test for being SNAP-approved
(i.e., availability of other alternatives that provide less risk to
human health and the environment).
---------------------------------------------------------------------------
\4\ The decision to grandfather is based on the criteria
established in Sierra Club v. EPA (719 F.2D 436 (DC CIR. 1983)). The
criteria EPA examines to judge the appropriateness of grandfathering
includes: (1) Is the new rule an abrupt departure from Agency
practice, (2) what is the extent the interested parties relied on
the previous rule, (3) what is the burden of the new rule on the
interested parties and (4) what is the statutory interest in making
the new rule effective immediately, as opposed to grandfathering
interested parties (59 FR 13057).
---------------------------------------------------------------------------
At the time of the proposal, the information available to EPA
suggested that non-ozone depleting chemicals were technically viable as
replacements and existing users of HCFC-22 and HCFC-142b could switch
to these alternatives within four years. After the proposal, EPA
gathered additional information regarding the technical viability of
alternatives and presented that information in a Notice of Data
Availability (NODA) (May 23, 2001, 66 FR 28408). Based on all of the
information before the Agency, including comments on the proposed rule
and the information made available through the NODA, EPA withdrew the
proposal to list HCFC-22 and HCFC-142b as unacceptable substitutes for
CFCs in the July 22, 2002 final rule. In particular, the extruded
polystyrene industry, the largest user of HCFC-142b, and the
polyurethane manufacturers using HCFC-22, cited technical constraints
in implementing non-ODP alternatives. The Agency agreed and withdrew
that portion of the proposal because EPA believed, at that time, there
were technical constraints ``in switching to ozone-friendly
alternatives for these users within the next several years'' (67 FR
47707).
Since the July 2002 final rule, the phaseout of HCFC-141b in 2003,
and the action of the Court in 2004, EPA has gathered new information
on the technical viability of non-ODP alternatives to HCFC-22 and HCFC-
142b in the foam industry (Docket OAR-2004-0507, Documents
0004 through 0011). Today, EPA is proposing two actions regarding the
acceptability of HCFC-22 and HCFC-142b in the foam sector. First, EPA
is proposing to find HCFC-22 and HCFC-142b unacceptable as substitutes
for HCFC-141b in the foam end uses of commercial refrigeration,
sandwich panels, and slabstock and ``other'' foam, but is proposing to
grandfather existing users until January 1, 2010. Second, EPA is
proposing to find HCFC-22 and HCFC-142b unacceptable as substitutes for
CFCs in all foam end uses, but is proposing to grandfather existing
users until January 1, 2010. EPA's decisions are based on the technical
viability of alternatives.
B. Proposal
(1) HCFC-22, HCFC-142b and Blends Thereof Are Proposed as Unacceptable
as Substitutes for HCFC-141b in the Foam End-Uses of Commercial
Refrigeration, Sandwich Panels, and Slabstock and ``Other'' Foam
This proposal would prohibit users of HCFC-141b to switch to HCFC-
22 and HCFC-142b in commercial refrigeration, sandwich panels, and
slabstock and ``other'' foams end uses. Based on the information EPA
has received since 2002, the Agency believes that ozone-friendly
alternatives are now technically viable and available in these three
end uses. The information found in docket OAR-2004-0507 demonstrates
that several SNAP-approved non-ODP alternatives, including
hydrocarbons, HFC-245fa, HFC-134a, methyl formate and water, are widely
available, technically viable in the foam end uses addressed by this
proposal, and are being sold in the market today across the commercial
refrigeration, sandwich panels, and slabstock and ``other'' foam end
uses (Docket OAR-2004-0507, Documents 0004 through 0011).
This listing would be effective 60 days following publication of a
final action in the Federal Register. However, EPA is proposing that
existing users of HCFC-22 and HCFC-142b as of the date of publication
of this proposal in the Federal Register be grandfathered (i.e.,
allowed to continue their use) until January 1, 2010.\5\ EPA is
proposing to grandfather existing users from the unacceptability
determination based on our analysis under the four-part test
established in Sierra Club v. EPA. The four parts of this test are
described earlier in the preamble and are discussed on page 13057 of
EPA's original SNAP rule (published on March 18, 1994). The Agency
believes it is appropriate to grandfather these users for the same
reasons provided below with respect to users of HCFC-22 and HCFC-142b
who switched to these substitutes as an alternative for CFCs.
---------------------------------------------------------------------------
\5\ In this context, existing use is defined as current use of
HCFC-22 and/or HCFC-142b to manufacture actual foam products that
are sold into commercial markets..
---------------------------------------------------------------------------
(2) HCFC-22, HCFC-142b and Blends Thereof Are Proposed as Unacceptable
as Substitutes for CFCs in All Foam End Uses
Due to the technical viability and availability of ozone-friendly
alternatives, this proposal, if finalized, would prohibit any new use
of HCFC-22 and HCFC-142b as substitutes for CFCs in all foam end uses.
This listing would be effective 60 days following publication of a
final action in the Federal Register. However, EPA is proposing that
existing users of HCFC-22 and HCFC-142b as of the date of publication
of this proposal in the Federal Register be grandfathered (i.e.,
allowed to continue their use) until January 1, 2010 based on our
analysis under the four-part test established in Sierra Club v. EPA.
EPA listed HCFCs as acceptable substitutes for CFCs in 1994 and
although HCFCs are transitional substances, clearly users relied on the
Agency's prior acceptability listing of HCFC-22 and HCFC-142b when they
transitioned from CFCs in foam applications.\6\ Thus, for the existing
[[Page 67125]]
users of HCFC-22 and HCFC-142b that invested in good faith in these
chemicals as replacements for CFC blowing agents, EPA believes it is
appropriate to provide time for these users to transition to ozone-
friendly alternatives.
---------------------------------------------------------------------------
\6\ Similarly, even through the 2002 final rule was eventually
vacated by the Court in 2004, at that time users of HCFC-141b that
transitioned to HCFC-22 and HCFC-142b in commercial refrigeration,
sandwich panels, and slabstock and other foam relied on EPA's
acceptability determination as it appeared in the 2002 final rule.
---------------------------------------------------------------------------
As explained earlier, EPA believes that in some foam applications,
particularly thermal insulation applications, it can take up to four
years to complete a blowing agent transition. Requiring all existing
users of HCFC-22 and HCFC-142b to comply immediately with the proposed
unacceptability determination could place an undue burden on those
entities mainly due to the amount of time and actions necessary to
complete a successful blowing agent transition. For example, a recent
review of the extruded polystyrene foam sector (which encompasses the
largest use of HCFC-142b) found that companies in that industry would
``likely experience technical constraints with the alternatives'' if
they had to transition before January 1, 2010 because of the time it
takes to test and implement a new blowing agent, including completing
equipment and process modifications as well as gaining building code
approval for the new products (Docket OAR-2004-0507-003).
Equally, many of the polyurethane manufacturers using HCFC-22 are
making foam products that have thermal insulation requirements, such as
walk-in coolers or metal panels. Before transitioning, those
manufacturers would need to undertake several preparatory actions, such
as:
(1) Making changes to existing equipment in order to optimize
production and ensure worker safety;
(2) Establish raw material suppliers;
(3) Develop formulations;
(4) Test final products; and
(5) Obtain final product review and approval by industry and
governmental standard setting bodies for flammability, building codes,
and other safety and performance requirements).
Based on the transition requirements described above, EPA believes
it is appropriate that existing users of HCFC-22 and HCFC-142b in foam
applications be allowed to continue using these chemicals until January
1, 2010 in order to ensure a safe transition to non-ODP alternative
blowing agents. The SNAP program is designed to encourage the
transition away from ozone depleting chemicals, however, the balance of
the factors related to existing users of HCFC-22 and HCFC-142b
discussed above outweigh EPA's statutory interest in applying the
unacceptability determination immediately to all users. EPA believes
its goal of encouraging the transition away from HCFC-22 and HCFC-142b
is still satisfied as new use of these substances will not be permitted
in the foam sector and existing users will begin their transition to
non-ODP alternatives. Due to the fact that ozone-friendly alternatives
are available in nearly all foam applications, EPA strongly encourages
all existing users of HCFC-22 and HCFC-142b to begin their transition
to alternatives immediately and to complete the transition as soon as
possible prior to January 1, 2010.
Request for Comments on Unique Applications Requiring HCFC-22 and HCFC-
142b
In past rulemakings, where necessary, EPA has allowed specific,
unique applications to continue use of a substitute that EPA has found
to be unacceptable. For example, in the recent SNAP final rule
published on September 30, 2004, EPA found the use of HCFC-141b
unacceptable in all foam applications. However, based on technical
information submitted to EPA during the comment period, the Agency
exempted ``the use of HCFC-141b for space vehicle, nuclear and defense
foam applications from the unacceptability determination'' (69 FR
58272). EPA is not aware of any specialized foam applications that
would require continued use of HCFC-22 or HCFC-142b beyond January 1,
2010; however, the Agency is requesting comment about any applications
that would require the use of HCFC-22 or HCFC-142b as blowing agents
beyond January 1, 2010. When submitting information about such an
application, please provide as much detail as possible about the
application, the technical constraints to using alternatives, and the
specific plan to implement alternatives, as well as any other relevant
information.
As discussed above, ozone-friendly alternatives exist for nearly
all foam applications, particularly in the pour foam products found in
the end uses of commercial refrigeration, sandwich panels, and
slabstock and ``other'' foam. Accordingly, EPA is proposing to (1) list
HCFC-22 and HCFC-142b as unacceptable substitutes for HCFC-141b in
commercial refrigeration, sandwich panels, and slabstock and ``other''
foam; and (2) list HCFC-22 and HCFC-142b as unacceptable substitutes
for CFCs in all foam end uses. These listings would be effective 60
days after the publication of the final rule in the Federal Register.
Existing users of HCFC-22 and HCFC-142b as of November 4, 2005 would be
grandfathered until January 1, 2010.
IV. Summary
A major objective of the SNAP program is to facilitate the
transition from ozone-depleting chemicals by promoting the use of
substitutes which present a lower risk to human health and the
environment (40 CFR 82.170(a)). In this light, a key policy interest of
the SNAP program is promoting the shift from ODSs to alternatives
posing lower overall risk and that are currently or potentially
available (59 FR 13044). Today's proposal to list HCFC-22 and HCFC-142b
as unacceptable substitutes for HCFC-141b in certain foam applications
and as unacceptable substitutes for CFCs in all foam end uses is based
on EPA's finding that the use of HCFC-22 and HCFC-142b in applications
where non-ozone depleting alternatives are technically viable and
commercially available, would contribute to unnecessary depletion of
the ozone layer, and will delay the transition to alternatives that
pose lower overall risk to the health and the environment. EPA is
allowing existing users of HCFC-22 and HCFC-142b to continue use until
no later than January 1, 2010 to ensure that they will be able to
adjust their manufacturing processes to safely accommodate the use of
non-ODP alternatives.
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
Under Executive Order 12866, (58 FR 51,735 (October 4, 1993)) the
Agency must determine whether the regulatory action is ``significant''
and therefore subject to the Office of Management and Budget (OMB)
review and the requirements of the Executive Order. The Order defines
``significant regulatory action'' as one that is likely to result in a
rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
[[Page 67126]]
Pursuant to the terms of Executive Order 12866, OMB has notified
EPA that it considers this proposal a ``significant regulatory action''
within the meaning of the Executive Order. EPA has submitted this
action to OMB for review. Changes made in response to OMB suggestions
or recommendations will be documented in the public record.
B. Paperwork Reduction Act
The Office of Management and Budget (OMB) has approved the
information collection requirements contained in this rule under the
provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et seq. and
has assigned OMB control number 2060-0226.
This action does not impose any new information collection burden.
OMB has previously approved the information collection requirements
contained in the existing regulations in subpart G of 40 CFR part 82
under the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et
seq. and has assigned OMB control number 2060-0226. This Information
Collection Request (ICR) included five types of respondent reporting
and recordkeeping activities pursuant to SNAP regulations: submission
of a SNAP petition, filing a SNAP/Toxic Substances Control Act (TSCA)
Addendum, notification for test marketing activity, recordkeeping for
substitutes acceptable subject to use restrictions, and recordkeeping
for small volume uses.
Copies of the ICR document(s) may be obtained from Susan Auby, by
mail at the Office of Environmental Information, Office of Information
Collection, Collection Strategies Division; U.S. Environmental
Protection Agency (2822T); 1200 Pennsylvania Ave., NW., Washington, DC
20460, by e-mail at auby.susan@epa.gov, or by calling (202) 566-1672. A
copy may also be downloaded off the internet at https://www.epa.gov/icr.
Include the ICR and/or OMB number in any correspondence.
Burden means the total time, effort, or financial resources
expended by persons to generate, maintain, retain, or disclose or
provide information to or for a Federal agency. This includes the time
needed to review instructions; develop, acquire, install, and utilize
technology and systems for the purposes of collecting, validating, and
verifying information, processing and maintaining information, and
disclosing and providing information; adjust the existing ways to
comply with any previously applicable instructions and requirements;
train personnel to be able to respond to a collection of information;
search data sources; complete and review the collection of information;
and transmit or otherwise disclose the information.
An Agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for EPA's
regulations are listed in 40 CFR Part 9 and 48 CFR Chapter 15.
C. Regulatory Flexibility Act
The RFA requires an agency to prepare a regulatory flexibility
analysis of any rule subject to notice and comment rulemaking
requirements under the Administrative Procedure Act (APA) or any other
statute unless the agency certifies that the rule will not have a
significant economic impact on a substantial number of small entities.
Small entities include small businesses, small organizations, and small
governmental jurisdictions.
For purposes of assessing the impacts of today's rule, a small
entity is defined as:
(1) A small business that has fewer than 500 employees;
(2) A small governmental jurisdiction that is a government of a
city, county, town, school district or special district with a
population of less than 50,000; and
(3) A small organization that is any not-for-profit enterprise
which is independently owned and operated and is not dominant in its
field.
The types of businesses that are subject to today's final rule
include businesses that manufacture polyurethane/polyisocyanurate foam
systems (NAICS 326150) and businesses that use polyurethane/
polyisocyanurate systems to apply insulation to buildings, roofs,
pipes, etc. (NAICS 326150).
After considering the economic impacts of today's proposed rule on
small entities, I certify that this action will not have a significant
economic impact on a substantial number of small entities. EPA does not
believe that small businesses will be adversely impacted by this
proposal. The majority of the small businesses in the foam industry
operate in the polyurethane foam sector as opposed to the extruded
polystyrene foam sector (this rule covers both sectors). In the context
of this proposal, small businesses (if they are still using an HCFC at
all) are likely using HCFC-22 to manufacture pour foam applications
such as commercial refrigeration, sandwich panels, and slabstock and
``other'' foam. As explained below, the polyurethane pour foam sector
operates differently than other SNAP sectors in that a small number of
companies supply a much larger number of actual pour foam
manufacturers.
There are approximately 20 formulators in the U.S. that supply pour
foam manufacturers foam systems which consist of two drums of
ingredients including the blowing agent (e.g., HCFC-22). Some of the
formulators are large businesses but many are small and their
customers, the manufacturers, number in the thousands. The pour foam
manufacturers use the foam system to produce the actual foam product
(e.g., vending machine or metal panel). In this situation, the
formulators are responsible for implementing alternatives to the ozone-
depleting blowing agent and providing the pour foam manufacturers with
systems that produce foam meeting the necessary requirements, technical
or otherwise. However, both the formulators and pour foam manufacturers
are subject to SNAP regulations because both use the blowing agent.
Information in the docket OAR-2004-0507 demonstrates that non-ODP
alternatives are technically viable and commercially available. In
fact, small businesses at both the formulator and pour foam
manufacturer levels are already supplying and using non-ODP
alternatives in applications such as commercial refrigeration, sandwich
panels and slabstock and ``other'' foam. Therefore, those small
businesses will not be adversely affected by the proposal to find HCFC-
22 and HCFC-142b unacceptable for use because they have already
implemented alternatives.
Equally, those small businesses that are still using HCFC-22 in
pour foam applications will not be significantly impacted by this
rulemaking. It is estimated that there are thousands of pour foam
manufacturers, many of which are small businesses. However, these
manufacturers will not be adversely impacted by this proposed rule
because they buy their pour foam systems from the approximately 20 pour
foam formulators discussed above. It is those 20 formulators that are
responsible for implementing the alternatives to ozone depleting
blowing agents (HCFC-22 and HCFC-142b) and providing a foam system to
the pour foam manufacturers that meets all technical and performance
requirements.
In addition, manufacturers and users of HCFCs have had more than 10
years to prepare for the January 1, 2010 deadline for phasing out
production of HCFC-22 and HCFC-142 in the U.S. since the HCFC phaseout
schedule was
[[Page 67127]]
established by a separate EPA regulation in 1993 (58 FR 65018). Today's
proposal does not effect that long-standing phaseout date but rather
would allow continued use of these chemicals until the phaseout
deadline of January 1, 2010. Furthermore, the costs of the HCFC
phaseout and the transition to non-ozone depleting alternatives were
accounted for in a Regulatory Impact Analysis (RIA) that was performed
in 1993 for the phaseout rule mentioned above. A memo found in the
docket at OAR-2004-0507-0012 details the impacts of this proposal,
including a discussion of the related 1993 phaseout rule and RIA, on
both the pour foam formulators and pour foam manufacturers and
concludes there will not be significant impact on a substantial number
of small businesses. In fact, most formulators that are still using
HCFC-22 and/or HCFC-142b have also implemented alternatives and sell
both types of systems to their customers, the manufacturers (OAR-2004-
0507-0008). Based on this, it is clear that alternatives to ODS have
been identified and there are no technical constraints to implementing
those alternatives.
Although this proposed rule will not have a significant economic
impact on a substantial number of small entities, EPA nonetheless has
tried to further reduce the impact of this rule on small entities.
Based on acceptability decisions in previous final rules, the Agency
believes that some existing users of HCFC-22 and HCFC-142b, including
small businesses, invested in good faith in SNAP-approved alternatives
that EPA now finds unacceptable. Accordingly, it is appropriate for EPA
to balance their interest against our statutory obligation to
facilitate the transition away from ozone depleting chemicals as
required by the four part test established in Sierra Club v. EPA.
Grandfathering existing users of HCFC-22 and HCFC-142b, some of which
are small businesses, allows those users approximately four years to
transition to ozone-friendly alternatives. This is the time cited by
small businesses when explaining their transition process in comments
to separate but related rulemakings (see Air Docket A-2000-18) as well
as being the time that has been needed for the transitions from other
ODS, the most recent one being HCFC-141b.
Grandfathering existing use of HCFC-22 and HCFC-142b until January
1, 2010 aligns the unacceptability determination with the production
phaseout date of those two chemicals. In many cases, companies plan
their transition to non-ODP alternatives around the production and
import phaseout deadline, due to both the greatly restricted supply and
higher prices associated with the phased out ODS. Companies, in
commenting on EPA's 2000 proposal to find HCFC-22 and HCFC-142b
unacceptable as substitutes for CFCs objected to the fact that EPA was
proposing an unacceptability determination before the production and
import phaseout. Those commenters suggested EPA move the
unacceptability determination to a later date that was in line with the
phaseout (i.e., January 1, 2010). The 2003 phaseout of HCFC-141b
demonstrated that restricted supply of that chemical resulted in higher
prices for the foam sector which inevitably had some impact on the
small businesses both at the formulator and manufacturer level. This
proposed unacceptability determination would avoid that situation and
level the playing field in the foam industry by requiring all
businesses to transition from HCFC-22 and HCFC-142b on the same date,
and in accordance with the production and import phaseout date (the
date many of them are likely planning on completing their transition).
Therefore, this proposal does not place any additional burden on
existing users of HCFC-22 and HCFC-142b in the foam sector that have
both had sufficient advance notice and had planned to transition to
non-ODP alternatives on or before the production phaseout date.
As discussed in the preamble and noted in the docket, there are
numerous alternatives that are technically viable and available for all
foam applications. In fact, some users have already transitioned away
from HCFC-22 and HCFC-142b, particularly in pour foam applications
(Docket OAR-2004-0507, Documents 0004 through 0011). The
actions proposed here may well provide benefits to small businesses who
have transitioned to alternatives and made good faith efforts and
investments in the transition because they will be able to compete on a
level playing field with those that are still using ODS blowing agents.
EPA continues to be interested in the potential impacts of the proposed
rule on small entities, and welcome comments on issues related to such
impacts.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, and tribal
governments and the private sector. Under section 202 of the UMRA, EPA
generally must prepare a written statement, including a cost-benefit
analysis, for proposed and final rules with ``Federal mandates'' that
may result in expenditures to State, local, and tribal governments, in
the aggregate, or to the private sector, of $100 million or more in any
one year. Before promulgating an EPA rule for which a written statement
is needed, section 205 of the UMRA generally requires EPA to identify
and consider a reasonable number of regulatory alternatives and adopt
the least costly, most cost-effective or least burdensome alternative
that achieves the objectives of the rule. The provisions of section 205
do not apply when they are inconsistent with applicable law. Moreover,
section 205 allows EPA to adopt an alternative other than the least
costly, most cost-effective or least burdensome alternative if the
Administrator publishes with the final rule an explanation why that
alternative was not adopted. Before EPA establishes any regulatory
requirements that may significantly or uniquely affect small
governments, including tribal governments, it must have developed under
section 203 of the UMRA a small government agency plan. The plan must
provide for notifying potentially affected small governments, enabling
officials of affected small governments to have meaningful and timely
input in the development of EPA regulatory proposals with significant
Federal intergovernmental mandates, and informing, educating, and
advising small governments on compliance with the regulatory
requirements.
EPA has determined that this rule does not contain a Federal
mandate that may result in expenditures of $100 million or more for
State, local, and tribal governments, in the aggregate, or the private
sector in any one year. Today's proposed rule does not affect State,
local, or tribal governments. The enforceable requirements of the rule
for the private sector affect only a small number of foam manufacturers
that could potentially have switched to use HCFC-22 and HCFC-142b in
the United States and those currently using HCFC-22 and HCFC-142b. With
regard to potential new users, there are technically viable
alternatives for those manufacturers. With regard to existing users,
there are viable alternatives that will be feasible to use once the
manufacturers have made the necessary adjustments to its facility and
products. The impact of this rule on the private sector is less than
$100 million per year. Thus, today's rule is not subject to the
requirements of sections 202 and 205 of the UMRA. EPA has determined
that this rule contains no regulatory
[[Page 67128]]
requirements that might significantly or uniquely affect small
governments. This regulation applies directly to facilities that use
these substances and not to governmental entities.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled ``Federalism'' (64 FR 43255 (August
10, 1999)), requires EPA to develop an accountable process to ensure
``meaningful and timely input by State and local officials in the
development of regulatory policies that have federalism implications.''
``Policies that have federalism implications'' is defined in the
Executive Order to include regulations that have ``substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
This proposed rule does not have federalism implications. It will
not have substantial direct effects on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government,
as specified in Executive Order 13132. This proposal applies directly
to facilities that use these substances and not to governmental
entities. Thus, Executive Order 13132 does not apply to this rule. In
the spirit of Executive Order 13132, and consistent with EPA policy to
promote communications between EPA and State and local governments, EPA
specifically solicits comment on this proposed rule from State and
local officials.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
Executive Order 13175, entitled ``Consultation and Coordination
with Indian Tribal Governments'' (65 FR 67249 (November 9, 2000)),
requires EPA to develop an accountable process to ensure ``meaningful
and timely input by tribal officials in the development of regulatory
policies that have tribal implications.'' This proposed rule does not
have tribal implications, as specified in Executive Order 13175.
Today's proposal applies directly to facilities that use these
substances and does not significantly or uniquely affect the
communities of Indian tribal governments. Thus, Executive Order 13175
does not apply to this rule.
G. Executive Order 13045: Protection of Children From Environmental
Health & Safety Risks
Executive Order 13045: Protection of Children from Environmental
Health & Safety Risks (62 FR 19885 (April 23, 1997)) applies to any
rule that: (1) Is determined to be ``economically significant'' as
defined under Executive Order 12866, and (2) concerns an environmental
health or safety risk that EPA has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, the Agency must evaluate the environmental health or
safety effects of the planned rule on children, and explain why the
planned regulation is preferable to other potentially effective and
reasonably feasible alternatives considered by the Agency.
This proposed rule is not subject to the Executive Order because it
is not economically significant as defined in Executive Order 12866,
and because the Agency does not have reason to believe the
environmental health or safety risks addressed by this action present a
disproportionate risk to children. The use of HCFC-22 and HCFC-142b in
foam manufacture occurs in the workplace where we expect adults are
more likely to be present than children, and thus, the agents do not
put children at risk disproportionately.
H. Executive Order 13211: Actions That Significantly Affect Energy
Supply, Distribution, or Use
This rule is not a ``significant energy action'' as defined in
Executive Order 13211, ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use'' (66 FR 28355
(May 22, 2001)) because it is not likely to have a significant adverse
effect on the supply, distribution, or use of energy. This action would
impact the manufacture of foam using HCFC-22 and HCFC-142b. Further, we
have concluded that this rule is not likely to have any adverse energy
effects.
I. National Technology Transfer Advancement Act
As noted in the proposed rule, Section 12(d) of the National
Technology Transfer and Advancement Act of 1995 (``NTTAA''), Public Law
104-113, section 12(d) (15 U.S.C. 272 note) directs EPA to use
voluntary consensus standards in its regulatory activities unless to do
so would be inconsistent with applicable law or otherwise impractical.
Voluntary consensus standards are technical standards (e.g., materials
specifications, test methods, sampling procedures, and business
practices) that are developed or adopted by voluntary consensus
standards bodies. The NTTAA directs EPA to provide Congress, through
OMB, explanations when the Agency decides not to use available and
applicable voluntary consensus standards. This action does not involve
technical standards. Therefore, EPA did not consider the use of any
voluntary consensus standards.
VI. Additional Information
For more information on EPA's process for administering the SNAP
program or criteria for evaluation of substitutes, refer to the SNAP
final rulemaking published in the Federal Register on March 18, 1994
(59 FR 13044). Notices and rulemakings under the SNAP program, as well
as EPA publications on protection of stratospheric ozone, are available
from EPA's Ozone Depletion Web site at ``https://www.epa.gov/ozone/''
and from the Stratospheric Protection Hotline number at (800) 296-1996.
List of Subjects in 40 CFR Part 82
Environmental protection, Administrative practice and procedure,
Air pollution control, Reporting and recordkeeping requirements.
Dated: October 28, 2005.
Stephen L. Johnson,
Administrator.
For the reasons set out in the preamble, 40 CFR part 82 is proposed
to be amended as follows:
PART 82--PROTECTION OF STRATOSPHERIC OZONE
1. The authority citation for part 82 continues to read as follows:
Authority: 42 U.S.C. 7414, 7601, 7671-7671q.
Subpart G--Significant New Alternatives Policy Program
2. Subpart G is amended by adding Appendix N to read as follows:
Appendix N to Subpart G of Part 82--Unacceptable Substitutes Listed
in the [date of publication of final rule in the Federal Register]
final rule, effective [date 60 days after Federal Register publication
date of final rule].
[[Page 67129]]
Foam Blowing Unacceptable Substitutes
----------------------------------------------------------------------------------------------------------------
End-use Substitute Decision Comments
----------------------------------------------------------------------------------------------------------------
Replacements for HCFC-141b in HCFC-22, HCFC-142b................ Unacceptable \1\.......... Alternatives
the following rigid exist with
polyurethane applications: lower or zero-
ODP.
--Commercial Refrigeration
--Sandwich Panels
--Slabstock and Other
Foams
Replacements for CFCs in the HCFC-22, HCFC-142b................ Unacceptable \2\.......... Alternatives
following foam applications: exist with
lower or zero-
ODP.
--Rigid polyurethane and
polyisocyanurate
laminated boardstock
--Rigid polyurethane
appliance
--Rigid polyurethane spray
and commercial
refrigeration, and
sandwich panels
--Rigid polyurethane
slabstock and other foams
--Polystyrene extruded
insulation boardstock and
billet
--Phenolic insulation
board and bunstock
--Flexible polyurethane
--Polystyrene extruded
sheet
----------------------------------------------------------------------------------------------------------------
\1\ The unacceptability determination is effective on January 1, 2010 for existing users of HCFC-22 and HCFC-
142b as of November 4, 2005 of this proposed rule.
\2\ The unacceptability determination is effective on January 1, 2010 for existing users of HCFC-22 and HCFC-
142b as of November 4, 2005 of this proposed rule.
[FR Doc. 05-21927 Filed 11-3-05; 8:45 am]
BILLING CODE 6560-50-P