Universities Rebuilding America Partnerships-Community Design Program, 66228-66236 [05-21790]
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[Docket No. FR–5023–N–01]
Universities Rebuilding America
Partnerships—Community Design
Program
Office of Policy Development
and Research, HUD.
ACTION: Notice of Funding Availability
(NOFA).
Overview Information
A. Federal Agency Name: Department
of Housing and Urban Development,
Office of Policy Development and
Research, Office of University
Partnerships.
B. Funding Opportunity Title:
Universities Rebuilding America
Partnerships—Community Design
program.
C. Announcement Type: Initial
announcement.
D. Funding Opportunity Numbers:
The Federal Register number for this
Notice of Funding Availability (NOFA)
is FR–5023–N–01. The OMB Approval
number for this program is pending.
E. Catalog of Federal Domestic
Assistance (CFDA) Number: The CFDA
number for this program has not yet
been assigned.
F. Dates: The application submission
date is December 1, 2005.
G. Additional Overview Content
Information:
1. Purpose of the Program: The
Universities Rebuilding America
Partnerships (URAP)—Community
Design program provides funds to
schools of architecture, urban planning
and design, or construction at
accredited two- and four-year colleges
and universities to establish and operate
partnerships with and for communities
affected by Hurricanes Katrina or Rita
(or both).
2. Award Information: Approximately
$2 million in recaptured Urban
Development Action Grant (UDAG)
program funds will be made available
for this program. The maximum amount
an applicant can request for award is
$300,000 for a two-year (24-month)
grant performance period.
3. Eligible Applicants: Public or
private nonprofit institutions of higher
education granting two- or four-year
degrees in architecture, urban planning
and design, or construction that are
accredited by a national or regional
accrediting agency and recognized by
the U.S. Department of Education are
eligible to apply for funding under the
program. A consortium of eligible
institutions may also apply for funding
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A. Purpose
B. Cost Sharing or Matching
Full Text of Announcement
AGENCY:
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I. Funding Opportunity Description
of Education are eligible to apply for
funding under this program. A
consortium of eligible institutions may
also apply for funding under this
program, as long as one institution is
designated the lead applicant.
Institutions that were previous OUP
grant recipients are eligible to apply for
these funds.
under this program, as long as one
institution is designated the lead
applicant. Institutions that were
previous Office of University
Partnerships (OUP) grant recipients are
eligible to apply for these funds.
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
The purpose of the Universities
Rebuilding America Partnerships
(URAP)—Community Design program is
to provide funds to schools of
architecture, urban planning and design,
or construction at accredited two- and
four-year colleges and universities to
establish and operate partnerships with
and for communities affected by
Hurricanes Katrina or Rita (or both) to:
(1) Develop long-range neighborhood
designs and plans for local communities
that address both reconstruction and
future growth needs within a
municipality or established
neighborhood(s) within a larger
municipality; or
(2) Develop architectural design
assessment and rehabilitation/
reconstruction planning for housing and
community amenities damaged or
eliminated by the hurricanes to address
resettlement needs.
B. Authority
This program is authorized under
Section 107(b)(5) of the Housing and
Community Development Act of 1974
and its implementing regulations found
at 24 CFR 570.411.
II. Award Information
A. Award Amount
Approximately $2 million in
recaptured Urban Development Action
Grant (UDAG) funds will be made
available for this program. The
maximum amount an applicant can
request for award is $300,000 for a twoyear (24-month) grant performance
period. HUD will not make awards of
less than $100,000.
B. Additional Information
Applicants may apply for only one
grant to address one of the categories
described in III.C.1.
III. Eligibility Information
A. Eligible Applicants
Public or private nonprofit
institutions of higher education granting
two- and four-year degrees in
architecture, urban planning and design,
or construction that are accredited by a
national or regional accrediting agency
and recognized by the U.S. Department
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None required.
C. Other
All activities must be primarily for the
benefit of low- and moderate-income
individuals (as described at 24 CFR
570.208).
1. Eligible Activities
a. Neighborhood Design and Planning
for Reconstruction Activities. Eligible
activities in this category include, but
are not limited to, the following:
(1) Making use of visual simulation,
Geographic Information Systems, and
other computer modeling tools in the
planning process.
(2) Preparing computer models that
can simulate growth, market, and
investment demands as a tool for
community planning and development
decision-making.
(3) Partnering with economists and
market analysts to determine market
demands for resettlement and growth,
and their effect on housing and other
needs.
(4) Conducting symposia to do
outreach with and to educate local
officials and residents.
(5) Working with legal and regulatory
authorities to resolve legal and
regulatory issues that might limit
housing resettlement, development, or
growth options for the area.
(6) Meeting and entering into
agreements with local officials and
community groups to establish priorities
for plan implementation.
(7) Conducting focus groups, design
charettes or other decision-making
activities that involve communities in
providing input and responses to
proposed designs and plans.
b. Housing Design and Planning for
Reconstruction Activities. Eligible
activities for this category of URAP
awards include, but are not limited to,
the following:
(1) Researching and identifying
housing rehabilitation, resettlement,
reconstruction, and construction needs
for one or more target communities.
(2) Identifying the range of housing
markets within a community utilizing
both pre- and post-Hurricane
demographic trends, including market
needs of different income groups, as
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well as diverse populations such as the
elderly, persons with disabilities,
younger families with children, empty
nesters, racial and ethnic minorities,
and persons who are homeless.
(3) Identifying relevant technologies
that show promise for improving the
durability, affordability, and
accessibility of housing, including but
not limited to advanced technologies
and building systems that have been
identified through such sources as the
PATH program (Partnership for
Advancing Technology in Housing),
Energy Star and other sources (See
www. pathnet.org for further
information on PATH’s technology
inventory, and www.energystar.gov for
information on Energy Star).
(4) Developing housing rehabilitation
strategies and housing reconstruction
designs, as well as construction plans
that demonstrate innovative
technologies, energy efficiency,
accessibility, green building techniques,
and/or other features of innovative
design.
(5) Preparing schematic designs of
these houses for review by a panel of
construction and design experts, such as
builders, developers, and local
architects.
(6) Preparing cost analyses of these
rehabilitation, reconstruction, and
construction designs that illustrate that
they are affordable and suitable for one
or more market segments in the local
community.
(7) Conducting extensive focus
groups, design charettes, or other
decision-making activities that engage
residents and community leaders in
providing input and responses to
proposed designs and plans. This may
be done in a method that is sensitive to
the potential geographic dispersal of
community residents.
(8) Preparing final designs and
construction specifications, including,
where appropriate, the use of
industrialized housing systems.
(9) Identifying the site or sites for
rehabilitation, reconstruction, and
construction for submission to local
officials and potential non-profit and
private developers and builders.
(10) Working with local HUD offices,
other government agencies, and private
institutions (such as private foundations
and lending institutions), nonprofit and
private sector developers to identify
sources of financing for rehabilitation
and reconstruction of houses and other
community structures.
(11) Identifying regulatory barriers,
including zoning restrictions, building
codes, and permitting or inspection
standards, which inhibit the use of new
technologies or construction methods;
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assisting communities to eliminate or
reduce excessive, unnecessary, or
duplicative regulations; or to eliminate
processes or policies that restrict the
development, construction, or
rehabilitation, or add to the cost of
affordable housing.
(12) Implementing an information
dissemination program for builders,
investors, and civic leaders that could
include exhibits of completed
rehabilitation and reconstruction plans
and designs in suitable community
locations, along with symposia,
community workshops, or other
activities.
(13) Providing continuing
architectural services during the
construction of the completed design by
a nonprofit or for-profit developer.
c. Both Grant Categories. In addition
to eligible activities in each grant
category described above, the following
are eligible activities for both grant
categories:
(1) Incorporating relevant housing
design and planning topics in the
curriculum of architecture and planning
schools, by offering design and planning
courses and studios on relevant topics,
such as affordable housing, housing
economics, real estate development,
accessible design, energy efficient
housing, and/or metropolitan growth, as
well as extensive service learning
components in existing coursework.
(2) Leases for local office space in
which to house the program, under the
following conditions:
(a) The lease must be for existing
facilities not requiring rehabilitation or
construction;
(b) No repairs or renovations of the
property may be undertaken with
program funds; and
(c) Properties in the Coastal Barrier
Resource System designated under the
Coastal Barrier Resources Act (16 U.S.C.
3501) cannot be leased with Federal
funds.
2. Audit Requirements
Applicants must ensure that their
most current A–133 audit is on file at
the Federal Audit Clearinghouse.
(Applicants are not required to submit
a copy of the audit with the
application.) Grantees that expend
$500,000 or more in Federal financial
assistance in a single year (this can be
program year or fiscal year) must be
audited in accordance with OMB
requirements as established in 24 CFR
part 84. Additional information
regarding this requirement can be
accessed at the following Web site:
https://harvester.census.gov/sac.
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3. Threshold Requirements
All applicants must comply with the
threshold requirements as defined in the
General Section of the FY2005
SuperNOFA (70 FR 13576, March 21,
2005) and the requirements listed below
to be evaluated, rated, and ranked.
Applications that do not meet these
requirements will be considered
ineligible for funding and will be
disqualified:
a. An applicant must meet the
eligibility requirements as defined in
Section III.A. Eligible Applicants.
b. Only one application can be
submitted per institution. If multiple
applications are submitted, all will be
disqualified.
c. An applicant must receive a
minimum score of 75 points to be
considered for funding.
d. An applicant must have a DUNS
number to receive HUD grant funds.
(The General Section of the FY 2005
SuperNOFA provides information
regarding the DUNS requirement.)
e. Applicants may be part of only one
consortium or submit only one
application; otherwise, all of the
applicant’s applications will be
disqualified. HUD will hold the
applicant responsible for ensuring that
neither the applicant nor any part of
their institution, including specific
faculty, participates in more than one
application.
4. Program Requirements
In addition to the requirements listed
in Section III.C of the General Section,
applicants must meet the following
program requirements specific to the
URAP Community Design Program
awards:
a. Employ the research and outreach
resources of the institution of higher
education to solve specific problems
identified by the communities affected
by Hurricanes Katrina or Rita (or both)
and served by the program funds;
b. Establish activities in areas
identified in the application as the
communities to be served;
c. Coordinate activities in
communities to be served by the
program funds;
d. Act as a clearinghouse for
dissemination of information;
e. Develop instructional materials and
provide training for local community
leaders, when appropriate; and
f. Exchange information with other
URAP-funded efforts.
g. Applicants must have an identified
partner within the communities affected
by Hurricanes Katrina or Rita (or both),
neighborhood, municipality or
metropolitan area. Applicants must
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obtain a written agreement with the
local entity to receive funding under
this program. Examples of potential
partners are State and local
governments; a quasi-government
agency such as a development
corporation; public housing authority;
local or national nonprofit
organizations, if national organization
must have a local affiliate; financial
institutions; foundations; faith-based
organizations, if national must have a
local affiliate; institutions of higher
education; and other community-based
organizations.
information on the outside of the
envelope:
a. Office of University Partnerships;
b. Universities Rebuilding America
Partnerships (URAP)—Community
Design program (CDP);
c. Applicant’s name and mailing
address (including zip code); and
d. Applicant’s telephone number
(including area code).
A complete paper application package
must include an original signed
application, three copies, one computer
disk of the application (in Word 6.0 or
higher), and required forms.
IV. Application and Submission
Information
B. Content and Form of Application
Submission
A. Addresses To Request Application
Package
Applicants may submit either a paper
or electronic application. When
submitting an electronic application,
applicants may download the
instructions to the application found on
the Grants.gov Web site at https://
www.Grants.gov./Apply. The
instructions contain the General Section
and Program Section of the published
NOFA, as well as forms that you must
complete and attach as a ZIP file to your
application submission. If you have
difficulty accessing the information, you
may call the Grants.gov Support Desk
toll-free at (800) 518–GRANTS or e-mail
your questions to Support@Grants.gov.
The Support Desk staff will assist you
in accessing the information. Please
remember that you must complete the
five-step registration process in order to
submit an application utilizing
Grants.gov. Your registration allows you
to electronically sign the application
and enables Grants.gov to authenticate
that the person signing the application
has the legal authority to submit the
application on behalf of the applicant.
Please see the General Section for
information regarding the registration
process or ask for registration
information from the Grants.gov
Support Desk. Please be aware that the
registration process is a separate process
from requesting e-mail notification of
funding opportunities or downloading
the application and should be done as
soon as you download the application
from the Grants.gov Web site. If you are
not sure if you are already registered,
the Grants.gov Support Desk can verify
that for you.
A paper application package must be
submitted to the following address:
University Partnerships Clearinghouse,
c/o Danya International, 8737 Colesville
Road, Suite 1200, Silver Spring, MD
20910. When submitting an application
package, please include the following
1. Forms
The following forms are required for
submission. Copies of these forms are
included in Appendix A of the General
Section. The electronic version of the
NOFA contains all forms required for
submission.
a. Application for Federal Assistance
(SF–424);
b. Survey on Ensuring Equal
Opportunity for Applicants (SF–424
Supplement);
c. Grant Application Detailed Budget
(HUD–424–CB);
d. Disclosure of Lobbying Activities
(SF–LLL);
e. Americas’ Affordable Communities
Initiative (HUD–27300);
f. Applicant/Recipient Disclosure/
Update Report (HUD–2880);
g. Program Logic Model (HUD–
96010); and
h. Facsmille Transmittal Cover Page
(HUD–96011). This form must be used
as part of the electronic application to
transmit third-party documents and
other information as described in the
General Section as part of your
electronic application submittal (if
applicable). Applicants are advised to
download the application package and
complete the SF–424 first, as it will prepopulate the Transmittal Cover page.
The Transmittal Cover page will contain
a unique identifier embedded in the
page that will help HUD associate your
faxed materials to your application.
Please download the cover page and
then make multiple copies to provide to
any of the entities responsible for
submitting faxed materials to HUD on
your behalf. Please be sure to use the
Facsimile Transmittal Cover Page as the
cover page to any documents faxed in
response to this NOFA. HUD will not
accept entire applications submitted by
facsimile.
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2. Certifications and Assurances
Please read the General Section for
detailed information on all
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Certifications and Assurances. All
applications submitted through
Grants.gov constitute an
acknowledgement and agreement to all
required certifications and assurances.
Please include in your application each
item listed below. Applicants
submitting paper copy applications
should submit the application in the
following order:
a. SF–424, Application for Federal
Assistance. Please remember the
following:
(1) Include the name, title, address,
telephone number, facsimile number,
and e-mail address of the designated
contact. This is the person who will
receive the reviewers’ comments;
therefore, please ensure the accuracy of
the information;
(2) The Employer Identification/Tax
ID;
(3) The DUNS number;
(4) The Catalog of Federal Domestic
Assistance number for this program has
not yet been assigned;
(5) The project’s proposed start date
and completion date. For the purpose of
this application, the program start date
should be January 1, 2006; and
(6) The signature of the Authorized
Organization Representative (AOR):
(i) Applicants submitting electronic
applications. The signature of the AOR
is the individual who has been
authenticated by the credential provider
to submit applications via Grants.gov.
The AOR must be able to make a
binding legal agreement with HUD. See
the General Section for instructions and
requirements for registration with
Grants.gov.
(ii) Applicants submitting paper
applications. The signature of the Chief
Executive Officer of the institution or
his/her assigned designee is the
individual who has the authority to
make a binding legal agreement with
HUD.
b. Application Checklist. Applicants
should use the checklist to ensure that
they have all the elements required in
their application submission.
Applicants submitting an electronic
application do not have to submit the
checklist in their application. The
checklist can be found in the NOFA
(See Attachment A).
c. Abstract. Applicants must include
no more than a one-page summary of
the proposed project. Please include the
following:
(1) A clear description of the
proposed project activities, the
designated disaster area, and target
population that will be assisted;
(2) A statement that the institution is
an eligible institution because it is a
two- or four-year fully accredited
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institution; the name of the accrediting
agency; and an assurance that the
accrediting agency is recognized by the
U.S. Department of Education;
(3) The designated contact person,
including phone number, facsimile
number, and e-mail address (this is the
person who will receive the reviewers’
comments; therefore, please ensure the
accuracy of the information);
(4) University’s name, department,
mailing address, telephone number,
facsimile number, and e-mail address;
and
(5) The principal investigator, if
different from the designated contact
person, for the project, including phone
number, facsimile number, and e-mail
address.
d. Narrative statement addressing the
Rating Factors. HUD will use the
narrative response to the ‘‘Rating
Factors’’ to evaluate, rate, and rank
applications. The narrative statement is
the main source of information.
Applicants are advised to review each
factor carefully for program-specific
requirements. The response to each
factor should be concise and contain
only information relevant to the factor,
but detailed enough to address each
factor fully. Focus on how well the
proposal responds to each of the factors.
In factors where there are subfactors,
each subfactor must be presented
separately, with the short title of the
subfactor presented. Make sure to
address each subfactor and provide
sufficient information about every
element of the subfactor. The narrative
section of an application must not
exceed 15 pages, double spaced, in a
Times Roman 12 point font (excluding
forms, budget narrative, commitment
letters, memoranda of understanding,
agreements, and abstracts). Each page of
the narrative must include the
applicant’s name and must be
numbered. Please note that although
submitting pages in excess of the page
limit will not disqualify an applicant,
HUD will not consider the information
on any excess pages. This exclusion
may result in a lower score or failure to
meet a threshold requirement, resulting
in ineligibility.
e. Budget. The budget submission
must include the following form:
(1) HUD–424–CB, ‘‘Grant Application
Detailed Budget.’’ This budget form
shows the total budget by year and by
line item for the program activities to be
carried out with the proposed HUD
grant. Each year of the program should
be presented separately. Applicants
must also submit this form to reflect the
total cost for the entire grant
performance period (Grand Total).
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Make sure that the amount shown on
the SF–424, the HUD–424–CB, and all
other required program forms is
consistent and the budget totals are
correct. Remember to check addition in
totaling the categories on all forms so
that all items are included in the total.
If there is an inconsistency between any
of the budget forms required, the HUD–
424–CB will be used. All budget forms
must be fully completed. If an
application is selected for award, the
applicant may be required to provide
greater specificity to the budget during
grant agreement negotiations.
(2) Budget Justification. A narrative
must be submitted that explains how
the applicant arrived at the cost
estimates for any line item, including
match items, over $5,000. The proposed
cost estimates should be both reasonable
for the work to be performed and
consistent with rates established for the
level of expertise required to perform
the work proposed. When an applicant
proposes to use a consultant, the
applicant must indicate whether there is
a formal agreement or written
procurement policy. For each
consultant, please provide the name, if
known, hourly or daily rate, and the
estimated time on the project. For
equipment, applicants must provide a
list by type and cost for each item and
explain how it will be used.
(3) Indirect costs. Indirect costs, if
applicable, are allowable based on an
established approved indirect cost rate.
Applicants should include a copy of
their indirect cost rate agreement with
their application. Please refer to Section
IV.F of the General Section for
instructions on how these documents
are to be submitted to HUD using the
electronic submission process.
Applicants who are selected for funding
that do not have an approved indirect
cost rate agreement (established by the
appropriate Federal agency, Certified
Public Accountant, or auditor) will be
required to submit an indirect cost
proposal to the cognizant Federal
agency to establish a rate. In such cases,
HUD will issue an award with a
provisional rate and enter into an
agreement to have one established.
f. Appendix. All letters of
commitment and other required forms
should be placed in this section.
Applicants applying as a Consortium
must include a memorandum of
understanding or agreement signed by
each of Chief Executive Officers of the
institutions involved. The document
must describe all the members of the
Consortium, outline each institution’s
roles and responsibilities, and describe
how much funding each institution will
receive from the grant. For applicants
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submitting electronic applications,
please refer to Section IV.F of the
General Section for instructions on how
third-party documents are to be
submitted to HUD using the electronic
submission process. An applicant
SHOULD NOT submit general support
letters or resumes or other back-up
materials. If this information is
included, it will not be considered
during the review process. The
additional items will also slow the
transmission of your application.
C. Submission Dates and Times
An electronic application package
must be received electronically by the
Grants.gov portal no later than 11:59:59
p.m. Eastern time on or before December
1, 2005. Applications may be submitted
in advance of the submission date.
Electronic faxes using the Facsimile
Transmittal (Form HUD–96011) cover
sheet contained in the electronic
application may be submitted prior to
the application submission date and
must be received no later than 11:59:59
p.m. Eastern time on the application
submission date. Please see Section IV.F
of the General Section for electronic
application submission instructions and
timely receipt requirements.
A paper application package must be
postmarked on or before 12 midnight on
the application due date and received
by the Office of University Partnerships
Clearinghouse within three (3) calendar
days of the application due date.
Applications should be sent using DHL,
Falcon Carrier, Federal Express (FedEx),
United Parcel Services (UPS), or the
United States Postal Services (USPS), as
access to the clearinghouse by other
delivery services is not guaranteed. All
applicants must obtain and save a
delivery service receipt or certificate of
mailing to indicate the application was
submitted for delivery on or before the
application due date. Hand deliveries
will not be accepted.
D. Intergovernmental Review
This program is excluded from an
Intergovernmental Review.
E. Funding Restrictions
1. Activities such as, but not limited
to, the following are ineligible for
funding:
a. Any type of capital costs for
construction, rehabilitation, or other
physical development.
b. Routine operations and day-to-day
administration of institutions of higher
education, local governments, or
neighborhood groups.
c. Payment of court fines, judgments
or fees imposed as a result of a court
case, or a settlement of a court case.
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2. Funding may only be provided to
applicants that meet the standards for
eligible applicants in Section III.A.
F. Other Submission Requirements
1. Application Submission and
Receipt Procedure. Please read the
General Section carefully and
completely for the submission and
receipt procedures for all applications
because failure to comply may
disqualify your application.
2. Paper applications will be
accepted.
V. Application Review Information
A. Criteria
1. Rating Factor 1: Capacity of the
Applicant and Relevant Organizational
Experience (25 Points)
This factor addresses the extent to
which an applicant has the
organizational resources necessary to
successfully implement the proposed
activities in a timely manner. In rating
this factor, HUD will consider the extent
to which the proposal demonstrates the
knowledge and experience of the overall
proposed project director and staff,
including the day-to-day program
manager, consultants, and contractors in
planning and managing the kind of
program for which funding is being
requested. Experience will be judged in
terms of recent, relevant, and successful
knowledge and skills of the staff to
undertake eligible program activities.
HUD will consider experience within
the last 5 years to be recent; experience
pertaining to the specific activities being
proposed to be relevant; and experience
producing specific accomplishments to
be successful.
Applicants should include
information on the commitment of
project staff time to the project. In
addition, applicants must provide
position titles and qualifications of
persons to carry out the proposed
activities, including academic
background, training, and relevant
publications of project staff.
Applicants must provide information
that reflects whether they have
sufficient personnel, if they will be able
to retain qualified experts or
professionals to begin the proposed
project immediately, and to perform
proposed activities in a timely and
effective fashion.
Applicants may submit attachments
totaling no more than 15 pages over and
above the narrative statement that
consists of copies of plans, drawings,
photographs, award announcements, or
journal articles that illustrate previous
projects, both for project staff and/or
representative studio design projects
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completed by students that illustrate the
type of design and plans anticipated to
be carried out as part of the proposed
activities. Photographs must be
submitted as a JPEG file. Drawings,
plans, or articles must be submitted as
PDF files. HUD is only able to read files
that are formatted in Microsoft Office,
Word, and Excel.
2. Rating Factor 2: Need/Extent of the
Problem (10 Points)
This factor addresses the extent to
which there is a need for the activities
the applicant proposes to undertake in
response to this NOFA. An indication of
urgency of meeting the need to
participate in the target area is not
necessary, as this has already been
identified for the entire region impacted
by Hurricane Katrina or Rita. On this
factor, the proposal will be evaluated on
the extent to which it documents an
assessment of the need for the proposed
activities.
3. Rating Factor 3: Soundness of
Approach (55 Points)
This factor addresses the quality and
cost-effectiveness of the proposed work
plan. There must be a clear relationship
among the proposed activities,
community needs, and the purpose of
the funding to receive points for this
factor. The factor will be evaluated
based on the extent to which the
proposed work plan will:
a. (25 Points) Specific Services and/or
Activities. The work plan must identify
the services or activities, major tasks,
milestones, and timelines for the
activity category proposed. In reviewing
this subfactor, HUD will consider the
extent to which the applicant:
(1) Identifies which activity category
as discussed in III.C.1 of this NOFA they
will focus on;
(2) Describes each proposed activity
to successfully implement and complete
the proposed activities;
(3) Identifies tasks and time frames
necessary to accomplish the proposed
activities;
(4) Describes the measurable
objectives to be accomplished,
including short- and long-term
objectives to be achieved as a result of
the proposed activities; the tangible and
measurable impact the activities will
have on the community in the target
hurricane disaster area or a population
in particular; and the relationship of the
proposed activities to other ongoing or
proposed efforts to improve the
economic, social, or living environment
in the impact area; and
(5) Identifies who will be responsible
for the proposed activities and how the
architecture, urban planning and design,
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or construction school will be involved
(where appropriate in partnership with
other disciplines, departments, and
administrative offices).
b. (5 Points) Involving the
communities to be served in a
partnership for the planning and
implementation of the proposed
activities. In reviewing this subfactor,
HUD will look at the extent to which the
applicant:
(1) Involves local citizens directly in
the decision-making and design
processes;
(2) Identifies a partner within the
Hurricane-impacted community,
neighborhood, municipality, or
metropolitan area. Applicants must
obtain a written agreement with the
local entity to receive funding under
this program. Examples of potential
partners are state and local
governments; a quasi-government
agency such as a development
corporation; public housing authority;
local or national nonprofit
organizations, if national must have a
local affiliate; financial institutions;
foundations; faith-based, if national
must have a local affiliate; institutions
of higher education; and other
community-based organizations.
c. (6 Points) Helping to solve or to
address an urgent problem as identified
in Rating Factor 2 and will achieve the
purposes of the proposed activities. In
reviewing this subfactor, HUD will look
at the extent to which the activities
proposed are responsive to pressing and
urgent needs, as identified in the
documents described in Rating Factor 2.
d. (4 Points) Work will yield
innovative strategies or ‘‘best practices’’
that can be replicated and disseminated
to other organizations, including
nonprofit organizations, state and local
governments and other communities
impacted by the hurricanes. In
reviewing this subfactor, HUD will
assess the applicant’s demonstrated
ability to disseminate results to other
universities and communities.
e. (5 Points) Results in supporting the
planning and design functions and
activities of the institution. In rating this
subfactor, HUD will evaluate the extent
to which the URAP activities will
benefit students (because they are part
of the professional training programs at
the institution rather than just volunteer
activities) and support the institution’s
commitment to faculty and staff to
continue to work in URAP communities
and the institution’s local communities
and neighborhoods or replicate
successes in other neighborhoods.
f. (5 points) Involvement of students
in course work. In rating this subfactor,
HUD will look at the extent to which
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URAP activities are incorporated or
addressed in student course work,
including design and planning studios.
This should include students’
developing an understanding of design
and planning issues associated with the
project. Please describe the proposed
relationship between student work and
the final plans or housing designs.
g. (5 Points) Commitment to the effort.
This subfactor addresses the applicant’s
ability to identify/secure additional
resources that will aid in project
implementation. HUD is looking for
proposed plans to be adopted and
resources allocated from the community
to support the plan/development.
Governmental entities, public or
private nonprofit organizations, forprofit private organizations, or other
entities willing to establish partnerships
with the institution may provide
resources. In order to receive points
under this subfactor, applicants must
submit letters of commitment that
outline the services/resources
committed, how the services/resources
will be utilized, and the involvement of
the entity in the program.
4. Rating Factor 4: Achieving Results
and Program Evaluation (10 Points)
This factor reflects HUD’s goal to
embrace high standards of management
and accountability. It measures the
applicant’s commitment to assess their
performance to achieve the program’s
proposed objectives and goals.
Applicants are required to develop an
effective, quantifiable, outcome-oriented
evaluation plan for measuring
performance and determining that
objectives and goals have been
achieved. The Logic Model is a
summary of the narrative statements
presented in Factors 1–3. Therefore, the
information submitted on the Logic
Model should be consistent with the
information contained in the narrative
statements, but does not have to be as
detailed.
‘‘Outcomes’’ are benefits accruing to
institutions of higher education and/or
communities during or after
participation in the URAP—Community
Design program. Applicants must
clearly identify the outcomes to be
measured and achieved. Examples of
outcomes are increased business startup in the target community by a certain
percentage, or increased family financial
stability (e.g., increased assets to
families and communities through the
development of incubators).
In addition, applicants must establish
interim benchmarks and outputs that
lead to the ultimate achievement of
outcomes. ‘‘Outputs’’ are the direct
products of the program’s activities.
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Examples of outputs are the number of
new businesses developed, the number
of students involved in service learning
activities, and the number of new
courses an institution developed that
focus on community outreach activities,
the number of newly formed
partnerships that aid in community
capacity building. Outputs should
produce outcomes for the program. At a
minimum, an applicant must address
the following activities in the evaluation
plan:
a. Specific time-phased short- and
long-term measurable outputs to be
accomplished.
b. Measurable outcomes the grant will
have on the community in general and
the target area or population.
c. The impact the grant will have on
the long-term commitment of the
university to the faculty and students to
provide opportunities to continue this
type of work.
d. The impact the grant will have on
assisting the university in obtaining
additional resources to continue this
type of work at the end of the grant
performance period.
This information must be placed
under this section on a HUD–96010
Program Outcome Logic Model form.
Applicants may submit as many copies
of this form as required. It will not be
included in the page count requirement.
A narrative is not required. However, if
a narrative is provided, those pages will
be included in the page count.
Additional information on this form and
how to use it can be found in the
General Section.
B. Review and Selection Process
1. Application Selection Process
Two types of reviews will be
conducted:
a. A threshold review to determine an
applicant’s basic eligibility; and
b. A technical review for all
applications that pass the threshold
review to rate and rank the application
based on the ‘‘Rating Factors’’ listed in
Section V.A. Only those applications
that pass the threshold review will
receive a technical review and be rated
and ranked.
2. Rating Panels
To review and rate applications, HUD
may establish panels which may
include experts or consultants not
currently employed by HUD.
3. Ranking
HUD will fund applications in rank
order until all available program funds
are awarded. In order to be funded, an
applicant must receive a minimum
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score of 75 points out of a possible 100
points. HUD reserves the right to reduce
the amount of funding requested in
order to fund as many highly ranked
applications as possible. Additionally, if
funds remain after funding the highest
ranked applications, HUD may fund
part of the next highest-ranking
application. If an applicant turns down
the award offer, HUD will make the
same determination for the next highestranking application.
4. Correction to Deficient Applications
The General Section provides the
procedures for correction to deficient
applications.
VI. Award Administration Information
A. Award Notice
After all selections have been made,
HUD will notify all winning
applications in writing. HUD may
require winning applicants to
participate in additional negotiations
before receiving an official award. For
further discussion on this matter, please
refer to the General Section.
B. Administrative and National Policy
Requirements
Applicants may meet any of the
National Policy Requirements listed in
Section VI.B of the General Section.
1. Debriefing
The General Section provides the
procedures for requesting a debriefing.
All requests for debriefings must be
made in writing and submitted ninety
(90) days after the awards have been
announced to: Kinnard Wright, Office of
University Partnerships, Robert C.
Weaver Federal Building, 451 Seventh
Street, SW., Room 8106, Washington,
DC 20410–6000. Applicants may also
write to Mr. Wright via e-mail at
Kinnard_D._Wright@hud.gov.
2. Administrative
Grants awarded under this NOFA will
be governed by the provisions of 24 CFR
part 84 (Grants and Agreements with
Institutions of Higher Education,
Hospitals and Other Non-Profit
Organizations), A–21 (Cost Principles
for Educational Institutions), and A–133
(Audits of States, Local Governments,
and Non-Profit Organizations).
Applicants can access the OMB
circulars at the White House Web site at:
https://www.whitehouse.gov/omb/
circulars/.
3. OMB Circulars and Government-Wide
Regulations Applicable to Financial
Assistance Programs
The General Section provides further
discussion.
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4. Code of Conduct
See the General Section for further
discussion.
Ms. Brunson at
Susan_S._Brunson@hud.gov.
VIII. Other Information
5. Recovered Materials
The General Section provides further
discussion.
6. Environmental Requirements
In accordance with 24 CFR 50.19(b) of
HUD regulations, activities assisted
under this NOFA are categorically
excluded from the requirements of the
National Environmental Policy Act and
are not subject to environmental review
under related laws and authorities.
C. Reporting
All grant recipients under this NOFA
are required to submit semi-annual
progress reports. The progress reports
shall consist of two components, a
narrative that must reflect the activities
undertaken during the reporting period
and a financial report, as well as a
cumulative summary of costs incurred
during the reporting period.
For each reporting period, as part of
the required report to HUD, grant
recipients must include a completed
Logic Model (HUD–96010), which
identifies output and outcome
achievements.
VII. Agency Contacts
Applicants may contact Kinnard
Wright at (202) 708–3061, extension
7495, or Susan Brunson at (202) 708–
3061, extension 3852. Persons with
speech or hearing impairments may call
the Federal Information Relay Service
(TTY) at (800) 877–8339. Except for the
‘‘800’’ number, these numbers are not
toll-free. Applicants may also reach Mr.
Wright via e-mail at
Kinnard_D._Wright@hud.gov, and/or
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A. Paperwork Reduction Act
The information collection
requirements contained in this
document have been approved by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501–3520) and
assigned OMB control number is
pending. In accordance with the
Paperwork Reduction Act, HUD may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless the collection
displays a currently valid OMB control
number. Public reporting burden for the
collection of information is estimated to
average 144 hours per annum per
respondent for the application and grant
administration. This includes the time
for collecting, reviewing, and reporting
the data for the application, quarterly,
semi-annual, and final reports. The
information will be used for grantee
selection and monitoring the
administration of funds. Response to
this request for information is required
in order to receive the benefits to be
derived.
B. Modification of the Definition of
Institution of Higher Learning
For this URAP—Community Design
program NOFA, HUD is modifying the
definition of Institution of Higher
Learning provided for in 24 CFR
570.411(b). Although HUD generally
publishes regulatory changes for
comment before issuing the regulation
for effect, HUD may issue a regulatory
change when good cause allows the
Department to omit advance notice and
comment, in accordance with HUD’s
rules at 24 CFR part 10. The good cause
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requirement is satisfied when prior
public procedure is ‘‘impractical,
unnecessary, or contrary to the public
interest’’ (see 24 CFR 10.1). Because of
the widespread devastation caused by
Hurricanes Katrina and Rita and the
urgency to provide assistance to persons
affected by these natural disasters, HUD
has determined that it would be
contrary to the public interest to delay
the effectiveness of this regulatory
change in order to solicit prior public
comment. Therefore, for grants awarded
pursuant to this NOFA, colleges or
universities granting 2-year degrees and
accredited by a national or regional
accrediting agency recognized by the
U.S. Department of Education will be
considered eligible applicants. The
modification is limited to grants
awarded under this NOFA and does not
extend to any other program or grant.
C. Environmental Impacts
This NOFA provides funding under,
and does not alter the environmental
requirements of, 24 CFR 570.411.
Accordingly, under 24 CFR 50.19(c)(5),
this NOFA is categorically excluded
from environmental review under the
National Environmental Policy Act of
1969 (42 U.S.C. 4321) (NEPA). Activities
under this NOFA are subject to the
environmental review provisions set out
at 24 CFR 570.411(n). However, as
indicated in Sec. VI of this NOFA,
activities assisted under this NOFA are
categorically excluded from the
requirements of NEPA and are not
subject to environmental review under
related laws and authorities.
Dated: October 24, 2005.
Darlene F. Williams,
Assistant Secretary for Policy Development
and Research.
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[FR Doc. 05–21790 Filed 10–31–05; 8:45 am]
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BILLING CODE 4210–62–C
Agencies
[Federal Register Volume 70, Number 210 (Tuesday, November 1, 2005)]
[Notices]
[Pages 66228-66236]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-21790]
[[Page 66227]]
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Part VI
Department of Housing and Urban Development
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Universities Rebuilding America Partnerships--Community Design Program;
Notice
Federal Register / Vol. 70, No. 210 / Tuesday, November 1, 2005 /
Notices
[[Page 66228]]
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DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
[Docket No. FR-5023-N-01]
Universities Rebuilding America Partnerships--Community Design
Program
AGENCY: Office of Policy Development and Research, HUD.
ACTION: Notice of Funding Availability (NOFA).
-----------------------------------------------------------------------
Overview Information
A. Federal Agency Name: Department of Housing and Urban
Development, Office of Policy Development and Research, Office of
University Partnerships.
B. Funding Opportunity Title: Universities Rebuilding America
Partnerships--Community Design program.
C. Announcement Type: Initial announcement.
D. Funding Opportunity Numbers: The Federal Register number for
this Notice of Funding Availability (NOFA) is FR-5023-N-01. The OMB
Approval number for this program is pending.
E. Catalog of Federal Domestic Assistance (CFDA) Number: The CFDA
number for this program has not yet been assigned.
F. Dates: The application submission date is December 1, 2005.
G. Additional Overview Content Information:
1. Purpose of the Program: The Universities Rebuilding America
Partnerships (URAP)--Community Design program provides funds to schools
of architecture, urban planning and design, or construction at
accredited two- and four-year colleges and universities to establish
and operate partnerships with and for communities affected by
Hurricanes Katrina or Rita (or both).
2. Award Information: Approximately $2 million in recaptured Urban
Development Action Grant (UDAG) program funds will be made available
for this program. The maximum amount an applicant can request for award
is $300,000 for a two-year (24-month) grant performance period.
3. Eligible Applicants: Public or private nonprofit institutions of
higher education granting two- or four-year degrees in architecture,
urban planning and design, or construction that are accredited by a
national or regional accrediting agency and recognized by the U.S.
Department of Education are eligible to apply for funding under the
program. A consortium of eligible institutions may also apply for
funding under this program, as long as one institution is designated
the lead applicant. Institutions that were previous Office of
University Partnerships (OUP) grant recipients are eligible to apply
for these funds.
Full Text of Announcement
I. Funding Opportunity Description
A. Purpose
The purpose of the Universities Rebuilding America Partnerships
(URAP)--Community Design program is to provide funds to schools of
architecture, urban planning and design, or construction at accredited
two- and four-year colleges and universities to establish and operate
partnerships with and for communities affected by Hurricanes Katrina or
Rita (or both) to:
(1) Develop long-range neighborhood designs and plans for local
communities that address both reconstruction and future growth needs
within a municipality or established neighborhood(s) within a larger
municipality; or
(2) Develop architectural design assessment and rehabilitation/
reconstruction planning for housing and community amenities damaged or
eliminated by the hurricanes to address resettlement needs.
B. Authority
This program is authorized under Section 107(b)(5) of the Housing
and Community Development Act of 1974 and its implementing regulations
found at 24 CFR 570.411.
II. Award Information
A. Award Amount
Approximately $2 million in recaptured Urban Development Action
Grant (UDAG) funds will be made available for this program. The maximum
amount an applicant can request for award is $300,000 for a two-year
(24-month) grant performance period. HUD will not make awards of less
than $100,000.
B. Additional Information
Applicants may apply for only one grant to address one of the
categories described in III.C.1.
III. Eligibility Information
A. Eligible Applicants
Public or private nonprofit institutions of higher education
granting two- and four-year degrees in architecture, urban planning and
design, or construction that are accredited by a national or regional
accrediting agency and recognized by the U.S. Department of Education
are eligible to apply for funding under this program. A consortium of
eligible institutions may also apply for funding under this program, as
long as one institution is designated the lead applicant. Institutions
that were previous OUP grant recipients are eligible to apply for these
funds.
B. Cost Sharing or Matching
None required.
C. Other
All activities must be primarily for the benefit of low- and
moderate-income individuals (as described at 24 CFR 570.208).
1. Eligible Activities
a. Neighborhood Design and Planning for Reconstruction Activities.
Eligible activities in this category include, but are not limited to,
the following:
(1) Making use of visual simulation, Geographic Information
Systems, and other computer modeling tools in the planning process.
(2) Preparing computer models that can simulate growth, market, and
investment demands as a tool for community planning and development
decision-making.
(3) Partnering with economists and market analysts to determine
market demands for resettlement and growth, and their effect on housing
and other needs.
(4) Conducting symposia to do outreach with and to educate local
officials and residents.
(5) Working with legal and regulatory authorities to resolve legal
and regulatory issues that might limit housing resettlement,
development, or growth options for the area.
(6) Meeting and entering into agreements with local officials and
community groups to establish priorities for plan implementation.
(7) Conducting focus groups, design charettes or other decision-
making activities that involve communities in providing input and
responses to proposed designs and plans.
b. Housing Design and Planning for Reconstruction Activities.
Eligible activities for this category of URAP awards include, but are
not limited to, the following:
(1) Researching and identifying housing rehabilitation,
resettlement, reconstruction, and construction needs for one or more
target communities.
(2) Identifying the range of housing markets within a community
utilizing both pre- and post-Hurricane demographic trends, including
market needs of different income groups, as
[[Page 66229]]
well as diverse populations such as the elderly, persons with
disabilities, younger families with children, empty nesters, racial and
ethnic minorities, and persons who are homeless.
(3) Identifying relevant technologies that show promise for
improving the durability, affordability, and accessibility of housing,
including but not limited to advanced technologies and building systems
that have been identified through such sources as the PATH program
(Partnership for Advancing Technology in Housing), Energy Star and
other sources (See www.pathnet.org for further information on PATH's
technology inventory, and www.energystar.gov for information on Energy
Star).
(4) Developing housing rehabilitation strategies and housing
reconstruction designs, as well as construction plans that demonstrate
innovative technologies, energy efficiency, accessibility, green
building techniques, and/or other features of innovative design.
(5) Preparing schematic designs of these houses for review by a
panel of construction and design experts, such as builders, developers,
and local architects.
(6) Preparing cost analyses of these rehabilitation,
reconstruction, and construction designs that illustrate that they are
affordable and suitable for one or more market segments in the local
community.
(7) Conducting extensive focus groups, design charettes, or other
decision-making activities that engage residents and community leaders
in providing input and responses to proposed designs and plans. This
may be done in a method that is sensitive to the potential geographic
dispersal of community residents.
(8) Preparing final designs and construction specifications,
including, where appropriate, the use of industrialized housing
systems.
(9) Identifying the site or sites for rehabilitation,
reconstruction, and construction for submission to local officials and
potential non-profit and private developers and builders.
(10) Working with local HUD offices, other government agencies, and
private institutions (such as private foundations and lending
institutions), nonprofit and private sector developers to identify
sources of financing for rehabilitation and reconstruction of houses
and other community structures.
(11) Identifying regulatory barriers, including zoning
restrictions, building codes, and permitting or inspection standards,
which inhibit the use of new technologies or construction methods;
assisting communities to eliminate or reduce excessive, unnecessary, or
duplicative regulations; or to eliminate processes or policies that
restrict the development, construction, or rehabilitation, or add to
the cost of affordable housing.
(12) Implementing an information dissemination program for
builders, investors, and civic leaders that could include exhibits of
completed rehabilitation and reconstruction plans and designs in
suitable community locations, along with symposia, community workshops,
or other activities.
(13) Providing continuing architectural services during the
construction of the completed design by a nonprofit or for-profit
developer.
c. Both Grant Categories. In addition to eligible activities in
each grant category described above, the following are eligible
activities for both grant categories:
(1) Incorporating relevant housing design and planning topics in
the curriculum of architecture and planning schools, by offering design
and planning courses and studios on relevant topics, such as affordable
housing, housing economics, real estate development, accessible design,
energy efficient housing, and/or metropolitan growth, as well as
extensive service learning components in existing coursework.
(2) Leases for local office space in which to house the program,
under the following conditions:
(a) The lease must be for existing facilities not requiring
rehabilitation or construction;
(b) No repairs or renovations of the property may be undertaken
with program funds; and
(c) Properties in the Coastal Barrier Resource System designated
under the Coastal Barrier Resources Act (16 U.S.C. 3501) cannot be
leased with Federal funds.
2. Audit Requirements
Applicants must ensure that their most current A-133 audit is on
file at the Federal Audit Clearinghouse. (Applicants are not required
to submit a copy of the audit with the application.) Grantees that
expend $500,000 or more in Federal financial assistance in a single
year (this can be program year or fiscal year) must be audited in
accordance with OMB requirements as established in 24 CFR part 84.
Additional information regarding this requirement can be accessed at
the following Web site: https://harvester.census.gov/sac.
3. Threshold Requirements
All applicants must comply with the threshold requirements as
defined in the General Section of the FY2005 SuperNOFA (70 FR 13576,
March 21, 2005) and the requirements listed below to be evaluated,
rated, and ranked. Applications that do not meet these requirements
will be considered ineligible for funding and will be disqualified:
a. An applicant must meet the eligibility requirements as defined
in Section III.A. Eligible Applicants.
b. Only one application can be submitted per institution. If
multiple applications are submitted, all will be disqualified.
c. An applicant must receive a minimum score of 75 points to be
considered for funding.
d. An applicant must have a DUNS number to receive HUD grant funds.
(The General Section of the FY 2005 SuperNOFA provides information
regarding the DUNS requirement.)
e. Applicants may be part of only one consortium or submit only one
application; otherwise, all of the applicant's applications will be
disqualified. HUD will hold the applicant responsible for ensuring that
neither the applicant nor any part of their institution, including
specific faculty, participates in more than one application.
4. Program Requirements
In addition to the requirements listed in Section III.C of the
General Section, applicants must meet the following program
requirements specific to the URAP Community Design Program awards:
a. Employ the research and outreach resources of the institution of
higher education to solve specific problems identified by the
communities affected by Hurricanes Katrina or Rita (or both) and served
by the program funds;
b. Establish activities in areas identified in the application as
the communities to be served;
c. Coordinate activities in communities to be served by the program
funds;
d. Act as a clearinghouse for dissemination of information;
e. Develop instructional materials and provide training for local
community leaders, when appropriate; and
f. Exchange information with other URAP-funded efforts.
g. Applicants must have an identified partner within the
communities affected by Hurricanes Katrina or Rita (or both),
neighborhood, municipality or metropolitan area. Applicants must
[[Page 66230]]
obtain a written agreement with the local entity to receive funding
under this program. Examples of potential partners are State and local
governments; a quasi-government agency such as a development
corporation; public housing authority; local or national nonprofit
organizations, if national organization must have a local affiliate;
financial institutions; foundations; faith-based organizations, if
national must have a local affiliate; institutions of higher education;
and other community-based organizations.
IV. Application and Submission Information
A. Addresses To Request Application Package
Applicants may submit either a paper or electronic application.
When submitting an electronic application, applicants may download the
instructions to the application found on the Grants.gov Web site at
https://www.Grants.gov./Apply. The instructions contain the General
Section and Program Section of the published NOFA, as well as forms
that you must complete and attach as a ZIP file to your application
submission. If you have difficulty accessing the information, you may
call the Grants.gov Support Desk toll-free at (800) 518-GRANTS or e-
mail your questions to Support@Grants.gov. The Support Desk staff will
assist you in accessing the information. Please remember that you must
complete the five-step registration process in order to submit an
application utilizing Grants.gov. Your registration allows you to
electronically sign the application and enables Grants.gov to
authenticate that the person signing the application has the legal
authority to submit the application on behalf of the applicant. Please
see the General Section for information regarding the registration
process or ask for registration information from the Grants.gov Support
Desk. Please be aware that the registration process is a separate
process from requesting e-mail notification of funding opportunities or
downloading the application and should be done as soon as you download
the application from the Grants.gov Web site. If you are not sure if
you are already registered, the Grants.gov Support Desk can verify that
for you.
A paper application package must be submitted to the following
address: University Partnerships Clearinghouse, c/o Danya
International, 8737 Colesville Road, Suite 1200, Silver Spring, MD
20910. When submitting an application package, please include the
following information on the outside of the envelope:
a. Office of University Partnerships;
b. Universities Rebuilding America Partnerships (URAP)--Community
Design program (CDP);
c. Applicant's name and mailing address (including zip code); and
d. Applicant's telephone number (including area code).
A complete paper application package must include an original
signed application, three copies, one computer disk of the application
(in Word 6.0 or higher), and required forms.
B. Content and Form of Application Submission
1. Forms
The following forms are required for submission. Copies of these
forms are included in Appendix A of the General Section. The electronic
version of the NOFA contains all forms required for submission.
a. Application for Federal Assistance (SF-424);
b. Survey on Ensuring Equal Opportunity for Applicants (SF-424
Supplement);
c. Grant Application Detailed Budget (HUD-424-CB);
d. Disclosure of Lobbying Activities (SF-LLL);
e. Americas' Affordable Communities Initiative (HUD-27300);
f. Applicant/Recipient Disclosure/Update Report (HUD-2880);
g. Program Logic Model (HUD-96010); and
h. Facsmille Transmittal Cover Page (HUD-96011). This form must be
used as part of the electronic application to transmit third-party
documents and other information as described in the General Section as
part of your electronic application submittal (if applicable).
Applicants are advised to download the application package and complete
the SF-424 first, as it will pre-populate the Transmittal Cover page.
The Transmittal Cover page will contain a unique identifier embedded in
the page that will help HUD associate your faxed materials to your
application. Please download the cover page and then make multiple
copies to provide to any of the entities responsible for submitting
faxed materials to HUD on your behalf. Please be sure to use the
Facsimile Transmittal Cover Page as the cover page to any documents
faxed in response to this NOFA. HUD will not accept entire applications
submitted by facsimile.
2. Certifications and Assurances
Please read the General Section for detailed information on all
Certifications and Assurances. All applications submitted through
Grants.gov constitute an acknowledgement and agreement to all required
certifications and assurances. Please include in your application each
item listed below. Applicants submitting paper copy applications should
submit the application in the following order:
a. SF-424, Application for Federal Assistance. Please remember the
following:
(1) Include the name, title, address, telephone number, facsimile
number, and e-mail address of the designated contact. This is the
person who will receive the reviewers' comments; therefore, please
ensure the accuracy of the information;
(2) The Employer Identification/Tax ID;
(3) The DUNS number;
(4) The Catalog of Federal Domestic Assistance number for this
program has not yet been assigned;
(5) The project's proposed start date and completion date. For the
purpose of this application, the program start date should be January
1, 2006; and
(6) The signature of the Authorized Organization Representative
(AOR):
(i) Applicants submitting electronic applications. The signature of
the AOR is the individual who has been authenticated by the credential
provider to submit applications via Grants.gov. The AOR must be able to
make a binding legal agreement with HUD. See the General Section for
instructions and requirements for registration with Grants.gov.
(ii) Applicants submitting paper applications. The signature of the
Chief Executive Officer of the institution or his/her assigned designee
is the individual who has the authority to make a binding legal
agreement with HUD.
b. Application Checklist. Applicants should use the checklist to
ensure that they have all the elements required in their application
submission. Applicants submitting an electronic application do not have
to submit the checklist in their application. The checklist can be
found in the NOFA (See Attachment A).
c. Abstract. Applicants must include no more than a one-page
summary of the proposed project. Please include the following:
(1) A clear description of the proposed project activities, the
designated disaster area, and target population that will be assisted;
(2) A statement that the institution is an eligible institution
because it is a two- or four-year fully accredited
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institution; the name of the accrediting agency; and an assurance that
the accrediting agency is recognized by the U.S. Department of
Education;
(3) The designated contact person, including phone number,
facsimile number, and e-mail address (this is the person who will
receive the reviewers' comments; therefore, please ensure the accuracy
of the information);
(4) University's name, department, mailing address, telephone
number, facsimile number, and e-mail address; and
(5) The principal investigator, if different from the designated
contact person, for the project, including phone number, facsimile
number, and e-mail address.
d. Narrative statement addressing the Rating Factors. HUD will use
the narrative response to the ``Rating Factors'' to evaluate, rate, and
rank applications. The narrative statement is the main source of
information. Applicants are advised to review each factor carefully for
program-specific requirements. The response to each factor should be
concise and contain only information relevant to the factor, but
detailed enough to address each factor fully. Focus on how well the
proposal responds to each of the factors. In factors where there are
subfactors, each subfactor must be presented separately, with the short
title of the subfactor presented. Make sure to address each subfactor
and provide sufficient information about every element of the
subfactor. The narrative section of an application must not exceed 15
pages, double spaced, in a Times Roman 12 point font (excluding forms,
budget narrative, commitment letters, memoranda of understanding,
agreements, and abstracts). Each page of the narrative must include the
applicant's name and must be numbered. Please note that although
submitting pages in excess of the page limit will not disqualify an
applicant, HUD will not consider the information on any excess pages.
This exclusion may result in a lower score or failure to meet a
threshold requirement, resulting in ineligibility.
e. Budget. The budget submission must include the following form:
(1) HUD-424-CB, ``Grant Application Detailed Budget.'' This budget
form shows the total budget by year and by line item for the program
activities to be carried out with the proposed HUD grant. Each year of
the program should be presented separately. Applicants must also submit
this form to reflect the total cost for the entire grant performance
period (Grand Total).
Make sure that the amount shown on the SF-424, the HUD-424-CB, and
all other required program forms is consistent and the budget totals
are correct. Remember to check addition in totaling the categories on
all forms so that all items are included in the total. If there is an
inconsistency between any of the budget forms required, the HUD-424-CB
will be used. All budget forms must be fully completed. If an
application is selected for award, the applicant may be required to
provide greater specificity to the budget during grant agreement
negotiations.
(2) Budget Justification. A narrative must be submitted that
explains how the applicant arrived at the cost estimates for any line
item, including match items, over $5,000. The proposed cost estimates
should be both reasonable for the work to be performed and consistent
with rates established for the level of expertise required to perform
the work proposed. When an applicant proposes to use a consultant, the
applicant must indicate whether there is a formal agreement or written
procurement policy. For each consultant, please provide the name, if
known, hourly or daily rate, and the estimated time on the project. For
equipment, applicants must provide a list by type and cost for each
item and explain how it will be used.
(3) Indirect costs. Indirect costs, if applicable, are allowable
based on an established approved indirect cost rate. Applicants should
include a copy of their indirect cost rate agreement with their
application. Please refer to Section IV.F of the General Section for
instructions on how these documents are to be submitted to HUD using
the electronic submission process. Applicants who are selected for
funding that do not have an approved indirect cost rate agreement
(established by the appropriate Federal agency, Certified Public
Accountant, or auditor) will be required to submit an indirect cost
proposal to the cognizant Federal agency to establish a rate. In such
cases, HUD will issue an award with a provisional rate and enter into
an agreement to have one established.
f. Appendix. All letters of commitment and other required forms
should be placed in this section. Applicants applying as a Consortium
must include a memorandum of understanding or agreement signed by each
of Chief Executive Officers of the institutions involved. The document
must describe all the members of the Consortium, outline each
institution's roles and responsibilities, and describe how much funding
each institution will receive from the grant. For applicants submitting
electronic applications, please refer to Section IV.F of the General
Section for instructions on how third-party documents are to be
submitted to HUD using the electronic submission process. An applicant
SHOULD NOT submit general support letters or resumes or other back-up
materials. If this information is included, it will not be considered
during the review process. The additional items will also slow the
transmission of your application.
C. Submission Dates and Times
An electronic application package must be received electronically
by the Grants.gov portal no later than 11:59:59 p.m. Eastern time on or
before December 1, 2005. Applications may be submitted in advance of
the submission date. Electronic faxes using the Facsimile Transmittal
(Form HUD-96011) cover sheet contained in the electronic application
may be submitted prior to the application submission date and must be
received no later than 11:59:59 p.m. Eastern time on the application
submission date. Please see Section IV.F of the General Section for
electronic application submission instructions and timely receipt
requirements.
A paper application package must be postmarked on or before 12
midnight on the application due date and received by the Office of
University Partnerships Clearinghouse within three (3) calendar days of
the application due date. Applications should be sent using DHL, Falcon
Carrier, Federal Express (FedEx), United Parcel Services (UPS), or the
United States Postal Services (USPS), as access to the clearinghouse by
other delivery services is not guaranteed. All applicants must obtain
and save a delivery service receipt or certificate of mailing to
indicate the application was submitted for delivery on or before the
application due date. Hand deliveries will not be accepted.
D. Intergovernmental Review
This program is excluded from an Intergovernmental Review.
E. Funding Restrictions
1. Activities such as, but not limited to, the following are
ineligible for funding:
a. Any type of capital costs for construction, rehabilitation, or
other physical development.
b. Routine operations and day-to-day administration of institutions
of higher education, local governments, or neighborhood groups.
c. Payment of court fines, judgments or fees imposed as a result of
a court case, or a settlement of a court case.
[[Page 66232]]
2. Funding may only be provided to applicants that meet the
standards for eligible applicants in Section III.A.
F. Other Submission Requirements
1. Application Submission and Receipt Procedure. Please read the
General Section carefully and completely for the submission and receipt
procedures for all applications because failure to comply may
disqualify your application.
2. Paper applications will be accepted.
V. Application Review Information
A. Criteria
1. Rating Factor 1: Capacity of the Applicant and Relevant
Organizational Experience (25 Points)
This factor addresses the extent to which an applicant has the
organizational resources necessary to successfully implement the
proposed activities in a timely manner. In rating this factor, HUD will
consider the extent to which the proposal demonstrates the knowledge
and experience of the overall proposed project director and staff,
including the day-to-day program manager, consultants, and contractors
in planning and managing the kind of program for which funding is being
requested. Experience will be judged in terms of recent, relevant, and
successful knowledge and skills of the staff to undertake eligible
program activities. HUD will consider experience within the last 5
years to be recent; experience pertaining to the specific activities
being proposed to be relevant; and experience producing specific
accomplishments to be successful.
Applicants should include information on the commitment of project
staff time to the project. In addition, applicants must provide
position titles and qualifications of persons to carry out the proposed
activities, including academic background, training, and relevant
publications of project staff.
Applicants must provide information that reflects whether they have
sufficient personnel, if they will be able to retain qualified experts
or professionals to begin the proposed project immediately, and to
perform proposed activities in a timely and effective fashion.
Applicants may submit attachments totaling no more than 15 pages
over and above the narrative statement that consists of copies of
plans, drawings, photographs, award announcements, or journal articles
that illustrate previous projects, both for project staff and/or
representative studio design projects completed by students that
illustrate the type of design and plans anticipated to be carried out
as part of the proposed activities. Photographs must be submitted as a
JPEG file. Drawings, plans, or articles must be submitted as PDF files.
HUD is only able to read files that are formatted in Microsoft Office,
Word, and Excel.
2. Rating Factor 2: Need/Extent of the Problem (10 Points)
This factor addresses the extent to which there is a need for the
activities the applicant proposes to undertake in response to this
NOFA. An indication of urgency of meeting the need to participate in
the target area is not necessary, as this has already been identified
for the entire region impacted by Hurricane Katrina or Rita. On this
factor, the proposal will be evaluated on the extent to which it
documents an assessment of the need for the proposed activities.
3. Rating Factor 3: Soundness of Approach (55 Points)
This factor addresses the quality and cost-effectiveness of the
proposed work plan. There must be a clear relationship among the
proposed activities, community needs, and the purpose of the funding to
receive points for this factor. The factor will be evaluated based on
the extent to which the proposed work plan will:
a. (25 Points) Specific Services and/or Activities. The work plan
must identify the services or activities, major tasks, milestones, and
timelines for the activity category proposed. In reviewing this
subfactor, HUD will consider the extent to which the applicant:
(1) Identifies which activity category as discussed in III.C.1 of
this NOFA they will focus on;
(2) Describes each proposed activity to successfully implement and
complete the proposed activities;
(3) Identifies tasks and time frames necessary to accomplish the
proposed activities;
(4) Describes the measurable objectives to be accomplished,
including short- and long-term objectives to be achieved as a result of
the proposed activities; the tangible and measurable impact the
activities will have on the community in the target hurricane disaster
area or a population in particular; and the relationship of the
proposed activities to other ongoing or proposed efforts to improve the
economic, social, or living environment in the impact area; and
(5) Identifies who will be responsible for the proposed activities
and how the architecture, urban planning and design, or construction
school will be involved (where appropriate in partnership with other
disciplines, departments, and administrative offices).
b. (5 Points) Involving the communities to be served in a
partnership for the planning and implementation of the proposed
activities. In reviewing this subfactor, HUD will look at the extent to
which the applicant:
(1) Involves local citizens directly in the decision-making and
design processes;
(2) Identifies a partner within the Hurricane-impacted community,
neighborhood, municipality, or metropolitan area. Applicants must
obtain a written agreement with the local entity to receive funding
under this program. Examples of potential partners are state and local
governments; a quasi-government agency such as a development
corporation; public housing authority; local or national nonprofit
organizations, if national must have a local affiliate; financial
institutions; foundations; faith-based, if national must have a local
affiliate; institutions of higher education; and other community-based
organizations.
c. (6 Points) Helping to solve or to address an urgent problem as
identified in Rating Factor 2 and will achieve the purposes of the
proposed activities. In reviewing this subfactor, HUD will look at the
extent to which the activities proposed are responsive to pressing and
urgent needs, as identified in the documents described in Rating Factor
2.
d. (4 Points) Work will yield innovative strategies or ``best
practices'' that can be replicated and disseminated to other
organizations, including nonprofit organizations, state and local
governments and other communities impacted by the hurricanes. In
reviewing this subfactor, HUD will assess the applicant's demonstrated
ability to disseminate results to other universities and communities.
e. (5 Points) Results in supporting the planning and design
functions and activities of the institution. In rating this subfactor,
HUD will evaluate the extent to which the URAP activities will benefit
students (because they are part of the professional training programs
at the institution rather than just volunteer activities) and support
the institution's commitment to faculty and staff to continue to work
in URAP communities and the institution's local communities and
neighborhoods or replicate successes in other neighborhoods.
f. (5 points) Involvement of students in course work. In rating
this subfactor, HUD will look at the extent to which
[[Page 66233]]
URAP activities are incorporated or addressed in student course work,
including design and planning studios. This should include students'
developing an understanding of design and planning issues associated
with the project. Please describe the proposed relationship between
student work and the final plans or housing designs.
g. (5 Points) Commitment to the effort. This subfactor addresses
the applicant's ability to identify/secure additional resources that
will aid in project implementation. HUD is looking for proposed plans
to be adopted and resources allocated from the community to support the
plan/development.
Governmental entities, public or private nonprofit organizations,
for-profit private organizations, or other entities willing to
establish partnerships with the institution may provide resources. In
order to receive points under this subfactor, applicants must submit
letters of commitment that outline the services/resources committed,
how the services/resources will be utilized, and the involvement of the
entity in the program.
4. Rating Factor 4: Achieving Results and Program Evaluation (10
Points)
This factor reflects HUD's goal to embrace high standards of
management and accountability. It measures the applicant's commitment
to assess their performance to achieve the program's proposed
objectives and goals. Applicants are required to develop an effective,
quantifiable, outcome-oriented evaluation plan for measuring
performance and determining that objectives and goals have been
achieved. The Logic Model is a summary of the narrative statements
presented in Factors 1-3. Therefore, the information submitted on the
Logic Model should be consistent with the information contained in the
narrative statements, but does not have to be as detailed.
``Outcomes'' are benefits accruing to institutions of higher
education and/or communities during or after participation in the
URAP--Community Design program. Applicants must clearly identify the
outcomes to be measured and achieved. Examples of outcomes are
increased business start-up in the target community by a certain
percentage, or increased family financial stability (e.g., increased
assets to families and communities through the development of
incubators).
In addition, applicants must establish interim benchmarks and
outputs that lead to the ultimate achievement of outcomes. ``Outputs''
are the direct products of the program's activities. Examples of
outputs are the number of new businesses developed, the number of
students involved in service learning activities, and the number of new
courses an institution developed that focus on community outreach
activities, the number of newly formed partnerships that aid in
community capacity building. Outputs should produce outcomes for the
program. At a minimum, an applicant must address the following
activities in the evaluation plan:
a. Specific time-phased short- and long-term measurable outputs to
be accomplished.
b. Measurable outcomes the grant will have on the community in
general and the target area or population.
c. The impact the grant will have on the long-term commitment of
the university to the faculty and students to provide opportunities to
continue this type of work.
d. The impact the grant will have on assisting the university in
obtaining additional resources to continue this type of work at the end
of the grant performance period.
This information must be placed under this section on a HUD-96010
Program Outcome Logic Model form. Applicants may submit as many copies
of this form as required. It will not be included in the page count
requirement. A narrative is not required. However, if a narrative is
provided, those pages will be included in the page count. Additional
information on this form and how to use it can be found in the General
Section.
B. Review and Selection Process
1. Application Selection Process
Two types of reviews will be conducted:
a. A threshold review to determine an applicant's basic
eligibility; and
b. A technical review for all applications that pass the threshold
review to rate and rank the application based on the ``Rating Factors''
listed in Section V.A. Only those applications that pass the threshold
review will receive a technical review and be rated and ranked.
2. Rating Panels
To review and rate applications, HUD may establish panels which may
include experts or consultants not currently employed by HUD.
3. Ranking
HUD will fund applications in rank order until all available
program funds are awarded. In order to be funded, an applicant must
receive a minimum score of 75 points out of a possible 100 points. HUD
reserves the right to reduce the amount of funding requested in order
to fund as many highly ranked applications as possible. Additionally,
if funds remain after funding the highest ranked applications, HUD may
fund part of the next highest-ranking application. If an applicant
turns down the award offer, HUD will make the same determination for
the next highest-ranking application.
4. Correction to Deficient Applications
The General Section provides the procedures for correction to
deficient applications.
VI. Award Administration Information
A. Award Notice
After all selections have been made, HUD will notify all winning
applications in writing. HUD may require winning applicants to
participate in additional negotiations before receiving an official
award. For further discussion on this matter, please refer to the
General Section.
B. Administrative and National Policy Requirements
Applicants may meet any of the National Policy Requirements listed
in Section VI.B of the General Section.
1. Debriefing
The General Section provides the procedures for requesting a
debriefing. All requests for debriefings must be made in writing and
submitted ninety (90) days after the awards have been announced to:
Kinnard Wright, Office of University Partnerships, Robert C. Weaver
Federal Building, 451 Seventh Street, SW., Room 8106, Washington, DC
20410-6000. Applicants may also write to Mr. Wright via e-mail at
Kinnard--D.--Wright@hud.gov.
2. Administrative
Grants awarded under this NOFA will be governed by the provisions
of 24 CFR part 84 (Grants and Agreements with Institutions of Higher
Education, Hospitals and Other Non-Profit Organizations), A-21 (Cost
Principles for Educational Institutions), and A-133 (Audits of States,
Local Governments, and Non-Profit Organizations). Applicants can access
the OMB circulars at the White House Web site at: https://
www.whitehouse.gov/omb/circulars/.
3. OMB Circulars and Government-Wide Regulations Applicable to
Financial Assistance Programs
The General Section provides further discussion.
[[Page 66234]]
4. Code of Conduct
See the General Section for further discussion.
5. Recovered Materials
The General Section provides further discussion.
6. Environmental Requirements
In accordance with 24 CFR 50.19(b) of HUD regulations, activities
assisted under this NOFA are categorically excluded from the
requirements of the National Environmental Policy Act and are not
subject to environmental review under related laws and authorities.
C. Reporting
All grant recipients under this NOFA are required to submit semi-
annual progress reports. The progress reports shall consist of two
components, a narrative that must reflect the activities undertaken
during the reporting period and a financial report, as well as a
cumulative summary of costs incurred during the reporting period.
For each reporting period, as part of the required report to HUD,
grant recipients must include a completed Logic Model (HUD-96010),
which identifies output and outcome achievements.
VII. Agency Contacts
Applicants may contact Kinnard Wright at (202) 708-3061, extension
7495, or Susan Brunson at (202) 708-3061, extension 3852. Persons with
speech or hearing impairments may call the Federal Information Relay
Service (TTY) at (800) 877-8339. Except for the ``800'' number, these
numbers are not toll-free. Applicants may also reach Mr. Wright via e-
mail at Kinnard--D.--Wright@hud.gov, and/or Ms. Brunson at Susan--S.--
Brunson@hud.gov.
VIII. Other Information
A. Paperwork Reduction Act
The information collection requirements contained in this document
have been approved by the Office of Management and Budget (OMB) under
the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520) and assigned
OMB control number is pending. In accordance with the Paperwork
Reduction Act, HUD may not conduct or sponsor, and a person is not
required to respond to, a collection of information unless the
collection displays a currently valid OMB control number. Public
reporting burden for the collection of information is estimated to
average 144 hours per annum per respondent for the application and
grant administration. This includes the time for collecting, reviewing,
and reporting the data for the application, quarterly, semi-annual, and
final reports. The information will be used for grantee selection and
monitoring the administration of funds. Response to this request for
information is required in order to receive the benefits to be derived.
B. Modification of the Definition of Institution of Higher Learning
For this URAP--Community Design program NOFA, HUD is modifying the
definition of Institution of Higher Learning provided for in 24 CFR
570.411(b). Although HUD generally publishes regulatory changes for
comment before issuing the regulation for effect, HUD may issue a
regulatory change when good cause allows the Department to omit advance
notice and comment, in accordance with HUD's rules at 24 CFR part 10.
The good cause requirement is satisfied when prior public procedure is
``impractical, unnecessary, or contrary to the public interest'' (see
24 CFR 10.1). Because of the widespread devastation caused by
Hurricanes Katrina and Rita and the urgency to provide assistance to
persons affected by these natural disasters, HUD has determined that it
would be contrary to the public interest to delay the effectiveness of
this regulatory change in order to solicit prior public comment.
Therefore, for grants awarded pursuant to this NOFA, colleges or
universities granting 2-year degrees and accredited by a national or
regional accrediting agency recognized by the U.S. Department of
Education will be considered eligible applicants. The modification is
limited to grants awarded under this NOFA and does not extend to any
other program or grant.
C. Environmental Impacts
This NOFA provides funding under, and does not alter the
environmental requirements of, 24 CFR 570.411. Accordingly, under 24
CFR 50.19(c)(5), this NOFA is categorically excluded from environmental
review under the National Environmental Policy Act of 1969 (42 U.S.C.
4321) (NEPA). Activities under this NOFA are subject to the
environmental review provisions set out at 24 CFR 570.411(n). However,
as indicated in Sec. VI of this NOFA, activities assisted under this
NOFA are categorically excluded from the requirements of NEPA and are
not subject to environmental review under related laws and authorities.
Dated: October 24, 2005.
Darlene F. Williams,
Assistant Secretary for Policy Development and Research.
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