National Emission Standards for Hazardous Air Pollutants: Final Standards for Hazardous Air Pollutants for Hazardous Waste Combustors (Phase I Final Replacement Standards and Phase II), 59402-59579 [05-18824]
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59402
Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Parts 9, 63, 260, 264, 265, 266,
270 and 271
[FRL–7971–8]
RIN 2050–AE01
National Emission Standards for
Hazardous Air Pollutants: Final
Standards for Hazardous Air Pollutants
for Hazardous Waste Combustors
(Phase I Final Replacement Standards
and Phase II)
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: This action finalizes national
emission standards (NESHAP) for
hazardous air pollutants for hazardous
waste combustors (HWCs): hazardous
waste burning incinerators, cement
kilns, lightweight aggregate kilns,
industrial/commercial/institutional
boilers and process heaters, and
hydrochloric acid production furnaces.
EPA has identified HWCs as major
sources of hazardous air pollutant
(HAP) emissions. These standards
implement section 112(d) of the Clean
Air Act (CAA) by requiring hazardous
waste combustors to meet HAP emission
standards reflecting the performance of
the maximum achievable control
technology (MACT).
The HAP emitted by HWCs include
arsenic, beryllium, cadmium,
chromium, dioxins and furans,
hydrogen chloride and chlorine gas,
lead, manganese, and mercury.
Exposure to these substances has been
demonstrated to cause adverse health
effects such as irritation to the lung,
skin, and mucus membranes, effects on
the central nervous system, kidney
damage, and cancer. The adverse health
effects associated with exposure to these
specific HAP are further described in
the preamble. For many HAP, these
findings have only been shown with
concentrations higher than those
typically in the ambient air.
This action also presents our decision
regarding the February 28, 2002 petition
for rulemaking submitted by the Cement
Kiln Recycling Coalition, relating to
EPA’s implementation of the so-called
omnibus permitting authority under
section 3005(c) of the Resource
Conservation and Recovery Act (RCRA).
That section requires that each permit
issued under RCRA contain such terms
and conditions as permit writers
determine to be necessary to protect
human health and the environment. In
that petition, the Cement Kiln Recycling
Coalition requested that we repeal the
existing site-specific risk assessment
policy and technical guidance for
hazardous waste combustors and that
we promulgate the policy and guidance
as rules in accordance with the
Administrative Procedure Act if we
continue to believe that site-specific risk
assessments may be necessary.
Category
NAICS code
SIC
code
The final rule is effective
December 12, 2005. The incorporation
by reference of Method 0023A into
§ 63.14 is approved by the Director of
the Federal Register as of December 12,
2005.
ADDRESSES: The official public docket is
the collection of materials that is
available for public viewing at the
Office of Air and Radiation Docket and
Information Center (Air Docket) in the
EPA Docket Center, Room B–102, 1301
Constitution Ave., NW., Washington,
DC.
DATES:
For
more information concerning
applicability and rule determinations,
contact your State or local
representative or appropriate EPA
Regional Office representative. For
information concerning rule
development, contact Michael
Galbraith, Waste Treatment Branch,
Hazardous Waste Minimization and
Management Division, (5302W), U.S.
EPA, 1200 Pennsylvania Avenue, NW.,
Washington DC 20460, telephone
number (703) 605–0567, fax number
(703) 308–8433, electronic mail address
galbraith.michael@epa.gov.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
Regulated Entities
The promulgation of the final rule
would affect the following North
American Industrial Classification
System (NAICS) and Standard Industrial
Classification (SIC) codes:
Examples of potentially regulated entities
Any industry that combusts hazardous waste as defined in
the final rule.
562211
327310
327992
4953
3241
3295
325
324
331
333
488, 561, 562
421
422
512, 541, 561, 812
512, 514, 541, 711
924
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
examples of the types of entities EPA is
now aware could potentially be
regulated by this action. Other types of
entities not listed could also be affected.
To determine whether your facility,
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29
33
38
49
50
51
73
89
95
company, business, organization, etc., is
regulated by this action, you should
examine the applicability criteria in Part
II of this preamble. If you have any
questions regarding the applicability of
this action to a particular entity, consult
the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
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Incinerator, hazardous waste
Cement manufacturing, clinker production
Ground or treated mineral and earth manufacturing
Chemical Manufacturers
Petroleum Refiners
Primary Aluminum
Photographic equipment and supplies
Sanitary Services, N.E.C.
Scrap and waste materials
Chemical and Allied Products, N.E.C
Business Services, N.E.C.
Services, N.E.C.
Air, Water and Solid Waste Management
Abbreviations and Acronyms Used in
This Document
acfm actual cubic feet per minute
Btu British thermal units
CAA Clean Air Act
CFR Code of Federal Regulations
DRE destruction and removal efficiency
dscf dry standard cubic foot
dscm dry standard cubic meter
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EPA Environmental Protection Agency
FR Federal Register
gr/dscf grains per dry standard cubic foot
HAP hazardous air pollutant(s)
ICR Information Collection Request
kg/hr kilograms per hour
kW-hour kilo Watt hour
MACT Maximum Achievable Control
Technology
mg/dscm milligrams per dry standard cubic
meter
MMBtu million British thermal unit
ng/dscm nanograms per dry standard cubic
meter
NESHAP national emission standards for
HAP
ng nanograms
POHC principal organic hazardous
constituent
ppmv parts per million by volume
ppmw parts per million by weight
Pub. L. Public Law
RCRA Resource Conservation and Recovery
Act
SRE system removal efficiency
TEQ toxicity equivalence
µg/dscm micrograms per dry standard cubic
meter
U.S.C. United States Code
Table of Contents
Part One: Background and Summary
I. What Is the Statutory Authority for this
Standard?
II. What Is the Regulatory Development
Background of the Source Categories in
the Final Rule?
A. Phase I Source Categories
B. Phase II Source Categories
III. How Was the Final Rule Developed?
IV. What Is the Relationship Between the
Final Rule and Other MACT Combustion
Rules?
V. What Are the Health Effects Associated
with Pollutants Emitted by Hazardous
Waste Combustors?
Part Two: Summary of the Final Rule
I. What Source Categories and Subcategories
Are Affected by the Final Rule?
II. What Are the Affected Sources and
Emission Points?
III. What Pollutants Are Emitted and
Controlled?
IV. Does the Final Rule Apply to Me?
V. What Are the Emission Limitations?
VI. What Are the Testing and Initial
Compliance Requirements?
A. Compliance Dates
B. Testing Requirements
C. Initial Compliance Requirements
VII. What Are the Continuous Compliance
Requirements?
VIII. What Are the Notification,
Recordkeeping, and Reporting
Requirements?
IX. What Is the Health-Based Compliance
Alternative for Total Chlorine, and How
Do I Demonstrate Eligibility?
A. Overview
B. HCl-Equivalent Emission Rates
C. Eligibility Demonstration
D. Assurance that the 1-Hour HClEquivalent Emission Rate Will Not Be
Exceeded
E. Review and Approval of Eligibility
Demonstrations
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F. Testing Requirements
G. Monitoring Requirements
H. Relationship Among Emission Rates,
Emission Rate Limits, and Feedrate
Limits
I. Changes
X. Overview on Floor Methodologies
Part Three: What Are the Major Changes
Since Proposal?
I. Database
A. Hazardous Burning Incinerators
B. Hazardous Waste Cement Kilns
C. Hazardous Waste Lightweight Aggregate
Kilns
D. Liquid Fuel Boilers
E. HCl Production Furnaces
F. Total Chlorine Emissions Data Below 20
ppmv
II. Emission Limits
A. Incinerators
B. Hazardous Waste Burning Cement Kilns
C. Hazardous Waste Burning Lightweight
Aggregate Kilns
D. Solid Fuel Boilers
E. Liquid Fuel Boilers
F. Hydrochloric Acid Production Furnaces
G. Dioxin/Furan Testing for Sources Not
Subject to a Numerical Standard
III. Statistics and Variability
A. Using Statistical Imputation to Address
Variability of Nondetect Values
B. Degrees of Freedom when Imputing a
Standard Deviation Using the Universal
Variability Factor for Particulate Matter
Controlled by a Fabric Filter
IV. Compliance Assurance for Fabric Filters,
Electrostatic Precipitators, and Ionizing
Wet Scrubbers
V. Health-Based Compliance Alternative for
Total Chlorine
Part Four: What Are the Responses to Major
Comments?
I. Database
A. Revisions to the EPA’s Hazardous Waste
Combustor Data Base
B. Use of Data from Recently Upgraded
Sources
C. Correction of Total Chlorine Data to
Address Potential Bias in Stack
Measurement Method
D. Mercury Data for Cement Kilns
E. Mercury Data for Lightweight Aggregate
Kilns
F. Incinerator Database
II. Affected Sources
A. Area Source Boilers and Hydrochloric
Acid Production Furnaces
B. Boilers Eligible for the RCRA Low Risk
Waste Exemption
C. Mobile Incinerators
III. Floor Approaches
A. Variability
B. SRE/Feed Methdology
C. Air Pollution Control Technology
Methodologies for the Particulate Matter
Standard and for the Total Chlorine
Standard for Hydrochloric Acid
Production Furnaces
D. Format of Standards
E. Standards Can Be No Less Stringent
Than the Interim Standards
F. How Can EPA’s Approach to Assessing
Variability and its Ranking
Methodologies be Reasonable when they
Result in Standards Higher than the
Interim Standards?
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IV. Use of Surrogates
A. Particulate Matter as Surrogate for Metal
HAP
B. Carbon Monoxide/Hydrocarbons and
DRE as Surrogates for Dioxin/Furan
C. Use of Carbon Monoxide and Total
Hydrocarbons as Surrogate for NonDioxin Organic HAP
V. Additional Issues Relating to Variability
and Statistics
A. Data Sets Containing Nondetects
B. Using Statistical Imputation to Address
Variability of Nondetect Values
C. Analysis of Variance Procedures to
Assess Subcategorization
VI. Emission Standards
A. Incinerators
B. Cement Kilns
C. Lightweight Aggregate Kilns
D. Liquid Fuel Boilers
E. General
VII. Health-Based Compliance Alternative for
Total Chlorine
A. Authority for Health-Based Compliance
Alternatives
B. Implementation of the Health-Based
Standards
C. National Health-Based Standards for
Cement Kilns.
VIII. Implementation and Compliance
A. Compliance Assurance Issues for both
Fabric Filters and Electrostatic
Precipitators (and Ionizing Wet
Scrubbers)
B. Compliance Assurance Issues for Fabric
Filters
C. Compliance Issues for Electrostatic
Precipitators and Ionizing Wet Scrubbers
D. Fugitive Emissions
E. Notification of Intent to Comply and
Compliance Progress Report
F. Startup, Shutdown, and Malfunction
Plan
G. Public Notice of Test Plans
H. Using Method 23 Instead of Method
0023A
I. Extrapolating Feedrate Limits for
Compliance with the Liquid Fuel Boiler
Mercury and Semivolatile Metal
Standards
J. Temporary Compliance with Alternative,
Otherwise Applicable MACT Standards
K. Periodic DRE Testing and Limits on
Minimum Combustion Chamber
Temperature for Cement Kilns
L. One Time Dioxin and Furan Test for
Sources Not Subject to a Numerical
Limit for Dioxin and Furan
M. Miscellaneous Compliance Issues
IX. Site-Specific Risk Assessment under
RCRA
A. What Is the Site-Specific Risk
Assessment Policy?
B. Why Might SSRAs Continue To Be
Necessary for Sources Complying With
Phase 1 Replacement Standards and
Phase 2 Standards?
C. What Changes Are EPA Finalizing With
Respect To the Site-Specific Risk
Assessment Policy?
D. How Will the New SSRA Regulatory
Provisions Work?
E. What Were Commenters’ Reactions to
EPA’s Proposed Decision Not to Provide
National Criteria for Determining When
an SSRA Is or Is Not Necessary?
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F. What Are EPA’s Responses to the
Cement Kiln Recycling Coalition’s
Comments on the Proposal and What is
EPA’s Final Decision on CKRC’s
Petition?
X. Permitting
A. What is the Statutory Authority for the
RCRA Requirements Discussed in this
Section?
B. Did Commenters Express any Concerns
Regarding the Current Permitting
Requirements?
C. Are There Any Changes to the Proposed
Class 1 Permit Modification Procedure?
D. What Permitting Approach Is EPA
Finalizing for New Units?
E. What Other Permitting Requirements
Were Discussed In the Proposal?
Part Five: What Are the CAA Delegation
Clarifications and RCRA State
Authorization Requirements?
I. Authority for this Rule.
II. CAA Delegation Authority.
III. Clarifications to CAA Delegation
Provisions for Subpart EEE.
A. Alternatives to Requirements.
B. Alternatives to Test Methods.
C. Alternatives to Monitoring.
D. Alternatives to Recordkeeping and
Reporting.
E. Other Delegation Provisions
IV. RCRA State Authorization and
Amendments To the RCRA Regulations.
Part Six: Impacts of the Final Rule
I. What Are the Air Impacts?
II. What Are the Water and Solid Waste
Impacts?
III. What Are the Energy Impacts?
IV. What Are the Control Costs?
V. What Are the Economic Impacts?
A. Market Exit Estimates
B. Waste Reallocations
VI. What Are the Social Costs and Benefits
of the Final Rule?
A. Combustion Market Overview
B. Baseline Specification
C. Analytical Methodology and Findings—
Social Cost Analysis
D. Analytical Methodology and Findings—
Benefits Assessment
Part Seven: How Does the Final Rule Meet
the RCRA Protectiveness Mandate?
I. Background
II. Evaluation of Protectiveness
Part Eight: Statutory and Executive Order
Reviews
I. Executive Order 12866: Regulatory
Planning and Review
II. Paperwork Reduction Act
III. Regulatory Flexibility Act
IV. Unfunded Mandates Reform Act of 1995
V. Executive Order 13132: Federalism
VI. Executive Order 13175: Consultation and
Coordination with Indian Tribal
Governments
VII. Executive Order 13045: Protection of
Children from Environmental Health
Risks and Safety Risks
VIII. Executive Order 13211: Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use
IX. National Technology Transfer and
Advancement Act
X. Executive Order 12898: Federal Actions to
Address Environmental Justice in
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Minority Populations and Low-Income
Populations
XI. Congressional Review
Part One: Background and Summary
I. What Is the Statutory Authority for
This Standard?
Section 112 of the Clean Air Act
requires that the EPA promulgate
regulations requiring the control of HAP
emissions from major and certain area
sources. The control of HAP is achieved
through promulgation of emission
standards under sections 112(d) and (in
a second round of standard setting) (f).
EPA’s initial list of categories of major
and area sources of HAP selected for
regulation in accordance with section
112(c) of the Act was published in the
Federal Register on July 16, 1992 (57 FR
31576). Hazardous waste incinerators,
Portland cement plants, clay products
manufacturing (including lightweight
aggregate kilns), industrial/commercial/
institutional boilers and process heaters,
and hydrochloric acid production
furnaces are among the listed 174
categories of sources. The listing was
based on the Administrator’s
determination that these sources may
reasonably be anticipated to emit one or
more of the 186 listed HAP in quantities
sufficient to designate them as major
sources.
II. What Is the Regulatory Development
Background of the Source Categories in
the Final Rule?
Today’s notice finalizes standards for
controlling emissions of HAP from
hazardous waste combustors:
incinerators, cement kilns, lightweight
aggregate kilns, boilers, process
heaters 1, and hydrochloric acid
production furnaces that burn
hazardous waste. We call incinerators,
cement kilns, and lightweight aggregate
kilns Phase I sources because we have
already promulgated standards for those
source categories. We call boilers and
hydrochloric acid production furnaces
Phase II sources because we intended to
promulgate MACT standards for those
source categories after promulgating
MACT standards for Phase I sources.
The regulatory background of Phase I
and Phase II source categories is
discussed below.
A. Phase I Source Categories
Phase I combustor sources are
regulated under the Resource
Conservation and Recovery Act (RCRA),
which establishes a ‘‘cradle-to-grave’’
1 A process heater meets the RCRA definition of
a boiler. Therefore, process heaters that burn
hazardous wastes are covered under subpart EEE as
boilers, and are discussed as such in subsequent
parts of the preamble.
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regulatory structure overseeing the safe
treatment, storage, and disposal of
hazardous waste. We issued RCRA rules
to control air emissions from hazardous
waste burning incinerators in 1981, 40
CFR Parts 264 and 265, Subpart O, and
from cement kilns and lightweight
aggregate kilns that burn hazardous
waste in 1991, 40 CFR Part 266, Subpart
H. These rules rely generally on riskbased standards to assure control
necessary to protect human health and
the environment, the applicable RCRA
standard. See RCRA section 3004 (a)
and (q).
The Phase I source categories also are
subject to standards under the Clean Air
Act. We promulgated standards for
Phase I sources on September 30, 1999
(64 FR 52828). This final rule is referred
to in this preamble as the Phase I rule
or 1999 final rule. These emission
standards created a technology-based
national cap for hazardous air pollutant
emissions from the combustion of
hazardous waste in these devices. The
rule regulates emissions of numerous
hazardous air pollutants: dioxin/furans,
other toxic organics (through
surrogates), mercury, other toxic metals
(both directly and through a surrogate),
and hydrogen chloride and chlorine gas.
Where necessary, Section 3005(c)(3) of
RCRA provides the authority to impose
additional conditions on a source-bysource basis in a RCRA permit if
necessary to protect human health and
the environment.
A number of parties, representing
interests of both industrial sources and
of the environmental community,
sought judicial review of the Phase I
rule. On July 24, 2001, the United States
Court of Appeals for the District of
Columbia Circuit granted portions of the
Sierra Club’s petition for review and
vacated the challenged portions of the
standards. Cement Kiln Recycling
Coalition v. EPA, 255 F. 3d 855 (D.C.
Cir. 2001). The court held that EPA had
not demonstrated that its calculation of
MACT floors met the statutory
requirement of being no less stringent
than (1) the average emission limitation
achieved by the best performing 12
percent of existing sources and, for new
sources, (2) the emission control
achieved in practice by the best
controlled similar source for new
sources. 255 F.3d at 861, 865–66. As a
remedy, the court, after declining to rule
on most of the issues presented in the
industry petitions for review, vacated
the ‘‘challenged regulations,’’ stating
that: ‘‘[W]e have chosen not to reach the
bulk of industry petitioners’ claims, and
leaving the regulations in place during
remand would ignore petitioners’
potentially meritorious challenges.’’ Id.
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at 872. Examples of the specific
challenges the Court indicated might
have merit were provisions relating to
compliance during start up/shut down
and malfunction events, including
emergency safety vent openings, the
dioxin/furan standard for lightweight
aggregate kilns, and the semivolatile
metal standard for cement kilns. Id.
However, the Court stated, ‘‘[b]ecause
this decision leaves EPA without
standards regulating [hazardous waste
combustor] emissions, EPA (or any of
the parties to this proceeding) may file
a motion to delay issuance of the
mandate to request either that the
current standards remain in place or
that EPA be allowed reasonable time to
develop interim standards.’’ Id.
Acting on this invitation, all parties
moved the Court jointly to stay the
issuance of its mandate for four months
to allow EPA time to develop interim
standards, which would replace the
vacated standards temporarily, until
final standards consistent with the
Court’s mandate are promulgated. The
interim standards were published on
February 13, 2002 (67 FR 6792). EPA
did not justify or characterize these
standards as conforming to MACT, but
rather as an interim measure to prevent
adverse consequences that would result
from the regulatory gap resulting from
no standards being in place. Id. at 6793,
6795–96; see also 69 FR at 21217 (April
20, 2004). EPA also entered into a
settlement agreement, enforceable by
the Court of Appeals, to issue final
standard conforming to the Court’s
mandate by June 14, 2005. That date has
since been extended to September 14,
2005.
B. Phase II Source Categories
Phase II combustors—boilers and
hydrochloric acid production
furnaces—are also regulated under the
Resource Conservation and Recovery
Act (RCRA) pursuant to 40 CFR Part
266, Subpart H, and (for reasons
discussed below) are also subject to the
MACT standard setting process in
section 112(d) of the CAA. We delayed
promulgating MACT standards for these
source categories pending reevaluation
of the MACT standard-setting
methodology following the Court’s
decision to vacate the standards for the
Phase I source categories. We also have
entered into a judicially enforceable
consent decree with Sierra Club that
requires EPA to promulgate MACT
standards for the Phase II sources by
June 14, 2005, since extended to
September 14, 2005—the same date that
(for independent reasons) is required for
the replacement standards for Phase I
sources.
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III. How Was the Final Rule Developed?
We proposed standards for HWCs on
April 20, 2004 (69 FR 21197). The
public comment period closed on July 6,
2004. In addition, on February 4, 2005,
we requested certain key commenters to
comment by email on a limited number
of issues arising from public comments
on the proposed rule. The comment
period for those issues closed on March
7, 2005.
We received approximately 100
public comment letters on the proposed
rule and the subsequent direct request
for comments. Comments were
submitted by owner/operators of HWCs,
trade associations, state regulatory
agencies and their representatives, and
environmental groups. Today’s final
rule reflects our consideration of all of
the comments and additional
information we received. Major public
comments on the proposed rule along
with our responses, are summarized in
this preamble.
IV. What Is the Relationship Between
the Final Rule and Other MACT
Combustion Rules?
The amendments to the Subpart EEE,
Part 63, standards for hazardous waste
combustors apply to the source
categories that are currently subject to
that subpart—incinerators, cement
kilns, and lightweight aggregate kilns
that burn hazardous waste. Today’s final
rule, however, also amends Subpart EEE
to establish MACT standards for the
Phase II source categories—those boilers
and hydrochloric acid production
furnaces that burn hazardous waste.
Generally speaking, you are an
affected source pursuant to Subpart EEE
if you combust, or have previously
combusted, hazardous waste in an
incinerator, cement kiln, lightweight
aggregate kiln, boiler, or hydrochloric
acid production furnace. You continue
to be an affected source until you cease
burning hazardous waste and initiate
closure requirements pursuant to RCRA.
Affected sources do not include: (1)
Sources exempt from regulation under
40 CFR part 266, subpart H, because the
only hazardous waste they burn is listed
under 40 CFR 266.100(c); (2) research,
development, and demonstration
sources exempt under § 63.1200(b); and
(3) boilers exempt from regulation under
40 CFR part 266, subpart H, because
they meet the definition of small
quantity burner under 40 CFR 266.108.
See § 63.1200(b).
If you never previously combusted
hazardous waste, or have ceased
burning hazardous waste and initiated
RCRA closure requirements, you are not
subject to Subpart EEE. Rather, EPA has
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promulgated separate MACT standards
for sources that do not burn hazardous
waste within the following source
categories: commercial and industrial
solid waste incinerators (40 CFR Part 60,
Subparts CCCC and DDDD); Portland
cement manufacturing facilities (40 CFR
Part 63, Subpart LLL); industrial/
commercial/institutional boilers and
process heaters (40 CFR Part 63, Subpart
DDDDD); and hydrochloric acid
production facilities (40 CFR Part 63,
Subpart NNNNN). In addition, EPA
considered whether to establish MACT
standards for lightweight aggregate
manufacturing facilities that do not burn
hazardous waste, and determined that
they are not major sources of HAP
emissions. Thus, EPA has not
established MACT standards for
lightweight aggregate manufacturing
facilities that do not burn hazardous
waste.
Note that non-stack emissions points
are not regulated under Subpart EEE.2
Emissions attributable to storage and
handling of hazardous waste prior to
combustion (i.e., emissions from tanks,
containers, equipment, and process
vents) would continue to be regulated
pursuant to either RCRA Subpart AA,
BB, and CC and/or an applicable MACT
that applies to the before-mentioned
material handling devices. Emissions
unrelated to the hazardous waste
operations may be regulated pursuant to
other MACT rulemakings. For example,
Portland cement manufacturing
facilities that combust hazardous waste
are subject to both Subpart EEE and
Subpart LLL, and hydrochloric acid
production facilities that combust
hazardous waste may be subject to both
Subpart EEE and Subpart NNNNN.3 In
these instances Subpart EEE controls
HAP emissions from the cement kiln
and hydrochloric acid production
furnace stack, while Subparts LLL and
NNNNN would control HAP emissions
from other operations that are not
directly related to the combustion of
hazardous waste (e.g., clinker cooler
emissions for cement production
facilities, and hydrochloric acid product
transportation and storage for
hydrochloric acid production facilities).
Note that if you temporarily cease
burning hazardous waste for any reason,
you remain an affected source and are
still subject to the applicable Subpart
2 Note, however, that fugitive emissions
attributable to the combustion of hazardous waste
from the combustion device are regulated pursuant
to Subpart EEE.
3 Hydrochloric acid production furnaces that
combust hazardous waste are also affected sources
subject to Subpart NNNNN if they produce a liquid
acid product that contains greater than 30%
hydrochloric acid.
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EEE requirements. However, even as an
affected source, the emission standards
or operating limits do not apply if: (1)
Hazardous waste is not in the
combustion chamber and you elect to
comply with other MACT (or CAA
section 129) standards that otherwise
would be applicable if you were not
burning hazardous waste, e.g., the
nonhazardous waste burning Portland
Cement Kiln MACT (Subpart LLL); or
(2) you are in a startup, shutdown, or
malfunction mode of operation.
V. What Are the Health Effects
Associated With Pollutants Emitted by
Hazardous Waste Combustors?
Today’s final rule protects air quality
and promotes the public health by
reducing the emissions of some of the
HAP listed in Section 112(b)(1) of the
CAA. Emissions data collected in the
development of this final rule show that
metals, hydrogen chloride and chlorine
gas, dioxins and furans, and other
organic compounds are emitted from
hazardous waste combustors. The HAP
that would be controlled with this rule
are associated with a variety of adverse
health affects. These adverse health
effects include chronic health disorders
(e.g., irritation of the lung, skin, and
mucus membranes and effects on the
blood, digestive tract, kidneys, and
central nervous system), and acute
health disorders (e.g., lung irritation and
congestion, alimentary effects such as
nausea and vomiting, and effects on the
central nervous system). Provided below
are brief descriptions of risks associated
with HAP that are emitted from
hazardous waste combustors.
Antimony
Antimony occurs at very low levels in
the environment, both in the soils and
foods. Higher concentrations, however,
are found at antimony processing sites,
and in their hazardous wastes. The most
common industrial use of antimony is
as a fire retardant in the form of
antimony trioxide. Chronic
occupational exposure to antimony
(generally antimony trioxide) is most
commonly associated with ‘‘antimony
pneumoconiosis,’’ a condition involving
fibrosis and scarring of the lung tissues.
Studies have shown that antimony
accumulates in the lung and is retained
for long periods of time. Effects are not
limited to the lungs, however, and
myocardial effects (effects on the heart
muscle) and related effects (e.g.,
increased blood pressure, altered EKG
readings) are among the bestcharacterized human health effects
associated with antimony exposure.
Reproductive effects (increased
incidence of spontaneous abortions and
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higher rates of premature deliveries)
have been observed in female workers
exposed in an antimony processing
facilities. Similar effects on the heart,
lungs, and reproductive system have
been observed in laboratory animals.
EPA assessed the carcinogenicity of
antimony and found the evidence for
carcinogenicity to be weak, with
conflicting evidence from inhalation
studies with laboratory animals,
equivocal data from the occupational
studies, negative results from studies of
oral exposures in laboratory animals,
and little evidence of mutagenicity or
genotoxicity.4 As a consequence, EPA
concluded that insufficient data are
available to adequately characterize the
carcinogenicity of antimony and,
accordingly, the carcinogenicity of
antimony cannot be determined based
on available information. However, the
International Agency for Research on
Cancer in an earlier evaluation,
concluded that antimony trioxide is
‘‘possibly carcinogenic to humans’’
(Group 2B).
Arsenic
Chronic (long-term) inhalation
exposure to inorganic arsenic in humans
is associated with irritation of the skin
and mucous membranes. Human data
suggest a relationship between
inhalation exposure of women working
at or living near metal smelters and an
increased risk of reproductive effects,
such as spontaneous abortions.
Inorganic arsenic exposure in humans
by the inhalation route has been shown
to be strongly associated with lung
cancer, while ingestion or inorganic
arsenic in humans has been linked to a
form of skin cancer and also to bladder,
liver, and lung cancer. EPA has
classified inorganic arsenic as a Group
A, human carcinogen.
Beryllium
Chronic inhalation exposure of
humans to high levels of beryllium has
been reported to cause chronic
beryllium disease (berylliosis), in which
granulomatous (noncancerous) lesions
develop in the lung. Inhalation exposure
to high levels of beryllium has been
demonstrated to cause lung cancer in
rats and monkeys. Human studies are
limited, but suggest a causal
relationship between beryllium
exposure and an increased risk of lung
cancer. We have classified beryllium as
a Group B1, probable human
carcinogen, when inhaled; data are
4 See ‘‘Evaluating THe Carcinogenicity of
Antimony,’’ Rish Assessment Issue Paper (98–030/
07–26–99), Superfund Technical Support Center,
National Center for Environmental Assessment, July
26, 1999.
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inadequate to determine whether
beryllium is carcinogenic when
ingested.
Cadmium
Chronic inhalation or oral exposure to
cadmium leads to a build-up of
cadmium in the kidneys that can cause
kidney disease. Cadmium has been
shown to be a developmental toxicant in
animals, resulting in fetal malformations
and other effects, but no conclusive
evidence exists in humans. An
association between cadmium exposure
and an increased risk of lung cancer has
been reported from human studies, but
these studies are inconclusive due to
confounding factors. Animal studies
have demonstrated an increase in lung
cancer from long-term inhalation
exposure to cadmium. EPA has
classified cadmium as a Group B1,
probable carcinogen.
Chlorine gas
Chlorine is an irritant to the eyes, the
upper respiratory tract, and lungs.
Chronic exposure to chlorine gas in
workers has resulted in respiratory
effects including eye and throat
irritation and airflow obstruction. No
information is available on the
carcinogenic effects of chlorine in
humans from inhalation exposure. A
National Toxicology Program (NTP)
study showed no evidence of
carcinogenic activity in male rats or
male and female mice, and equivocal
evidence in female rats, from ingestion
of chlorinated water. The EPA has not
classified chlorine for potential
carcinogenicity. In the absence of
specific scientific evidence to the
contrary, it is the Agency’s policy to
classify noncarcinogenic effects as
threshold effects. RfC development is
the default approach for threshold (or
nonlinear) effects.
Chromium
Chromium may be emitted in two
forms, trivalent chromium (chromium
III) or hexavalent chromium (chromium
VI). The respiratory tract is the major
target organ for chromium VI toxicity for
inhalation exposures. Bronchitis,
decreases pulmonary function,
pneumonia, and other respiratory effects
have been noted from chronic high does
exposure in occupational settings due to
chromium VI. Limited human studies
suggest that chromium VI inhalation
exposure may be associated with
complications during pregnancy and
childbirth, while animal studies have
not reported reproductive effects from
inhalation exposure to chromium VI.
Human and animal studies have clearly
established that inhaled chromium VI is
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a carcinogen, resulting in an increased
risk of lung cancer. EPA has classified
chromium VI as a Group A, human
carcinogen.
Chromium III is less toxic than
chromium VI. The respiratory tract is
also the major target organ for
chromium III toxicity, similar to
chromium VI. Chromium III is an
essential element in humans, with a
daily intake of 50 to 200 micrograms per
day recommended for an adult. The
body can detoxify some amount of
chromium VI to chromium III. EPA has
not classified chromium III with respect
to carcinogenicity.
Cobalt
Cobalt is a relatively rare metal that is
produced primarily as a by-product
during refining of other metals,
especially copper. Cobalt has been
widely reported to cause respiratory
effects in humans exposed by
inhalation, including respiratory
irritation, wheezing, asthma, and
pneumonia. Cardiomyopathy (damage
to the heart muscle) has also been
reported, although this effect is better
known from oral exposure. Other effects
of oral exposure in humans are
polycythemia (an abnormally high
number of red blood cells) and the
blocking of uptake of iodine by the
thyroid. In addition, cobalt is a
sensitizer in humans by any route of
exposure. Sensitized individuals may
react to inhalation of cobalt by
developing asthma or to ingestion or
dermal contact with cobalt by
developing dermatitis. Cobalt is as a
vital component of vitamin B12, though
there is no evidence that intake of cobalt
is ever limiting in the human diet.
A number of epidemiological studies
have found that exposures to cobalt are
associated with an increased incidence
of lung cancer in occupational settings.
The International Agency for Research
on Cancer (part of the World Health
Organization) classifies cobalt and
cobalt compounds as ‘‘possibly
carcinogenic to humans’’ (Group 2B).
The American Conference of
Governmental Industrial Hygienists has
classified cobalt as a confirmed animal
carcinogen with unknown relevance to
humans (category A3). An EPA
assessment concludes that under EPA’s
cancer guidelines, cobalt would be
considered likely to be carcinogenic to
humans.5
5 See ‘‘Derivation of a Provisional Carcinogenicity
Assessment for Cobalt and Compounds,’’ Risk
Assessment Issue Paper (00–122/1–15–02),
Superfund Technical Support Center, National
Center for Environmental Assessment, January 15,
2002. This is a provisional EPA assessment that has
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Dioxins and Furans
Exposures to 2,3,7,8tetrachlorodibenzo-p-dioxin (2,3,7,8–
TCDD) and related compounds at levels
10 times or less above those modeled to
approximate average background
exposure have resulted in adverse noncancer health effects in animals. This
statement is based on assumptions
about the toxic equivalent for these
compounds, for which there is
acknowledged uncertainty. These effects
include changes in hormone systems,
alterations in fetal development,
reduced reproductive capacity, and
immunosuppression. Effects that may be
linked to dioxin and furan exposures at
low dose in humans include changes in
markers of early development and
hormone levels. Dioxin and furan
exposures are associated with altered
liver function and lipid metabolism
changes in activity of various liver
enzymes, depression of the immune
system, and endocrine and nervous
system effects. EPA in its 1985 dioxin
assessment classified 2,3,7,8–TCDD as a
probable human carcinogen. The
International Agency for Research on
Cancer (IARC) concluded in 1997 that
the overall weight of the evidence was
sufficient to characterize 2,3,7,8–TCDD
as a known human carcinogen.6 In 2001
the U.S. Department of Health and
Human Services National Toxicology
Program in their 9th Report on
Carcinogens classified 2,3,7,8–TCDD as
a known human carcinogen.7
The chemical and environmental
stability of dioxins and their tendency
to accumulate in fat have resulted in
their detection within many ecosystems.
In the United States and elsewhere,
accidental contamination of the
environment by 2,3,7,8–TCDD has
resulted in deaths in many species of
wildlife and domestic animals.8 High
residues of this compound in fish have
resulted in closing rivers to fishing.
Laboratory studies with birds,
mammals, aquatic organisms, and other
species have demonstrated that
exposure to 2,3,7,8–TCDD can result in
acute and delayed mortality as well as
carcinogenic, teratogenic, mutagenic,
histopathologic, immunotoxic, and
been externally peer reviewed but has not yet been
incorporated in IRIS.
6 IARC (International Agency for Research on
Cancer). (1997) IARC monographs on the evaluation
of carcinogenic risks to humans. Vol. 69.
Polychlorinated dibenzo-para-dioxins and
polychlorinated dibenzofurans. Lyon, France.
7 The U.S. Department of Health and Human
Services, National Toxicology Program 9th Report
on Carcinogens, Revised January 2001.
8 This does not necessarily apply in regard to
laboratory testing, which tend to use 2,3,7,8 TCDD
as the test compound.
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reproductive effects, depending on dose
received, which varied widely in the
experiments.9
Hydrogen chloride/hydrochloric acid
Hydrogen chloride, also called
hydrochloric acid, is corrosive to the
eyes, skin, and mucous membranes.
Chronic (long-term) occupational
exposure to hydrochloric acid has been
reported to cause gastritis, bronchitis,
and dermatitis in workers. Prolonged
exposure to low concentrations may
also cause dental discoloration and
erosion. No information is available on
the reproductive or developmental
effects of hydrochloric acid in humans.
In rats exposed to hydrochloric acid by
inhalation, altered estrus cycles have
been reported in females and increased
fetal mortality and decreased fetal
weight have been reported in offspring.
EPA has not classified hydrochloric acid
for carcinogenicity. In the absence of
specific scientific evidence to the
contrary, it is the Agency’s policy to
classify noncarcinogenic effects as
threshold effects. RfC development is
the default approach for threshold (or
nonlinear) effects.
Lead
Lead can cause a variety of effects at
low dose levels. Chronic exposure to
high levels of lead in humans results in
effects on the blood, central nervous
system, blood pressure, and kidneys.
Children are particularly sensitive to the
chronic effects of lead, with slowed
cognitive development, reduced growth
and other effects reported. Reproductive
effects, such as decreased sperm count
in men and spontaneous abortions in
women, have been associated with lead
exposure. The developing fetus is at
particular risk from maternal lead
exposure, with low birth weight and
slowed postnatal neurobehavioral
development noted. Human studies are
inconclusive regarding lead exposure
and cancer, while animal studies have
reported an increase in kidney cancer
from lead exposure by the oral route.
EPA has classified lead as a Group B2,
probable human carcinogen.
Manganese
Health effects in humans have been
associated with both deficiencies and
excess intakes of manganese. Chronic
exposure to low levels of manganese in
the diet is considered to be nutritionally
essential in humans, with a
recommended daily allowance of 2 to 5
milligrams per day (mg/d). Chronic
9 Eisler, R. 1986. Dioxin hazards to fish, wildlife,
and invertebrates: a synoptic review. U.S. Fish and
Wildlife Service Biological Report. 85(1.8).
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exposure to high levels of manganese by
inhalation in humans results primarily
in central nervous system effects. Visual
reaction time, hand steadiness, and eyehand coordination were affected in
chronically-exposed workers. Impotence
and loss of libido have been noted in
male workers afflicted with manganism
attributed to inhalation exposures. EPA
has classified manganese in Group D,
not classifiable as to carcinogenicity in
humans.
studies have reported an increased risk
of lung and nasal cancers from exposure
to nickel refinery dusts and nickel
subsulfide. Animal studies of soluble
nickel compounds i.e., nickel carbonyl)
have reported lung tumors. The EPA has
classified nickel refinery subsulfide as a
Group A, human carcinogen and nickel
carbonyl as a Group B2, probable
human carcinogen.
Mercury
Mercury exists in three forms:
elemental mercury, inorganic mercury
compounds (primarily mercuric
chloride), and organic mercury
compounds (primarily methyl mercury).
Each form exhibits different health
effects. Various sources may release
elemental or inorganic mercury;
environmental methyl mercury is
typically formed by biological processes
after mercury has precipitated from the
air.
Chronic exposure to elemental
mercury in humans also affects the
central nervous system, with effects
such as increased excitability,
irritability, excessive shyness, and
tremors. The EPA has not classified
elemental mercury with respect to
cancer.
The major effect from chronic
exposure to inorganic mercury is kidney
damage. Reproductive and
developmental animal studies have
reported effects such as alterations in
testicular tissue, increased embryo
resorption rates, and abnormalities of
development. Mercuric chloride (an
inorganic mercury compound) exposure
has been shown to result in
forestomach, thyroid, and renal tumors
in experimental animals. EPA has
classified mercuric chloride as a Group
C, possible human carcinogen.
Organic HAPs include halogenated
and nonhalogenated organic classes of
compounds such as polycyclic aromatic
hydrocarbons (PAHs) and
polychlorinated biphenyls (PCBs). Both
PAHs and PCBs are classified as
potential human carcinogens, and are
considered toxic, persistent and
bioaccumulative. Organic HAP also
include compounds such as benzene,
methane, propane, chlorinated alkanes
and alkenes, phenols and chlorinated
aromatics. Adverse health effects of
HAPs include damage to the immune
system, as well as neurological,
reproductive, developmental,
respiratory and other health problems.
Nickel
Nickel is an essential element in some
animal species, and it has been
suggested it may be essential for human
nutrition. Nickel dermatitis, consisting
of itching of the fingers, hand and
forearms, is the most common effect in
humans from chronic exposure to
nickel. Respiratory effects have also
been reported in humans from
inhalation exposure to nickel. No
information is available regarding the
reproductive of developmental effects of
nickel in humans, but animal studies
have reported such effects, although a
consistent dose-response relationship
has not been seen. Nickel forms released
from industrial boilers include soluble
nickel compounds, nickel subsulfide,
and nickel carbonyl. Human and animal
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Organic HAP
Particulate Matter
Atmospheric particulate matter (PM)
is composed of sulfate, nitrate,
ammonium, and other ions, elemental
carbon, particle-bound water, a wide
variety of organic compounds, and a
large number of elements contained in
various compounds, some of which
originate from crustal materials and
others from combustion sources.
Combustion sources are the primary
origin of trace metals found in fine
particles in the atmosphere. Ambient
PM can be of primary or secondary
origin.
Exposure to particles can lead to a
variety of serious health effects. The
largest particles do not get very far into
the lungs, so they tend to cause fewer
harmful health effects. Fine particles
pose the greatest problems because they
can get deep into the lungs. Scientific
studies show links between these small
particles and numerous adverse health
effects. Epidemiological studies have
shown a significant correlation between
elevated PM levels and premature
mortality. Other important effects
associated with PM exposure include
aggravation of respiratory and
cardiovascular disease (as indicated by
increased hospital admissions,
emergency room visits, absences from
school or work, and restricted activity
days), lung disease, decreased lung
function, asthma attacks, and certain
cardiovascular problems. Individuals
particularly sensitive to PM exposure
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include older adults and people with
heart and lung disease.
This is only a partial summary of
adverse health and environmental
effects associated with exposure to PM.
Further information is found in the 2004
Criteria Document for PM (‘‘Air Quality
Criteria for Particulate Matter,’’ EPA/
600/P–99/002bF) and the 2005 Staff
Paper for PM (EPA, ‘‘Review of the
National Ambient Air Quality Standards
for Particulate Matter, Policy
Assessment of Scientific and Technical
Information: OAQPS Staff Paper,’’ (June
2005)).
Selenium
Selenium is a naturally occurring
substance that is toxic at high
concentrations but is also a nutritionally
essential element. Studies of humans
chronically exposed to high levels of
selenium in food and water have
reported discoloration of the skin,
pathological deformation and loss of
nails, loss of hair, excessive tooth decay
and discoloration, lack of mental
alertness, and listlessness. The
consumption of high levels of selenium
by pigs, sheep, and cattle has been
shown to interfere with normal fetal
development and to produce birth
defects. Results of human and animal
studies suggest that supplementation
with some forms of selenium may result
in a reduced incidence of several tumor
types. One selenium compound,
selenium sulfide, is carcinogenic in
animals exposed orally. We have
classified elemental selenium as a
Group D, not classifiable as to human
carcinogenicity, and selenium sulfide as
a Group B2, probable human
carcinogen.
Part Two: Summary of the Final Rule
I. What Source Categories and
Subcategories Are Affected by the Final
Rule?
Today’s rule promulgates standards
for controlling emissions of HAP from
hazardous waste combustors:
incinerators, cement kilns, lightweight
aggregate kilns, boilers, and
hydrochloric acid production furnaces
that burn hazardous waste. A
description of each source category can
be found in the proposed rule (see 69 FR
at 21207–08).
Hazardous waste burning
incinerators, cement kilns, and
lightweight aggregate kilns are currently
subject to 40 CFR part 63, subpart EEE,
National Emission Standards for
Hazardous Air Pollutants (NESHAP).
Today’s rule revises the emissions limits
and certain compliance and monitoring
provisions of subpart EEE for these
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source categories. The definitions of
hazardous waste incinerator, hazardous
waste cement kiln, and hazardous waste
lightweight aggregate kiln appear at 40
CFR 63.1201(a).
Boilers that burn hazardous waste are
also affected sources under today’s rule.
The rule uses the RCRA definition of a
boiler under 40 CFR 260.10 and
includes industrial, commercial, and
institutional boilers as well as thermal
units known as process heaters.
Hazardous waste burning boilers will
continue to comply with the emission
standards found under 40 CFR part 266,
subpart H (i.e., the existing RCRA rules)
until they demonstrate compliance with
the requirements of 40 CFR part 63,
subpart EEE, and, for permitted sources,
subsequently remove these
requirements from their RCRA permit.
Finally, hydrochloric acid production
furnaces that burn hazardous waste are
affected sources under today’s rule.
These furnaces are a type of halogen
acid furnace included in the definition
of ‘‘industrial furnace’’ defined at
§ 260.10. Hydrochloric acid production
furnaces that burn hazardous waste will
continue to comply with the emission
standards found under 40 CFR part 266,
subpart H, until they demonstrate
compliance with 40 CFR part 63,
subpart EEE, and, for permitted sources,
subsequently remove these
requirements from their RCRA permit.
II. What Are the Affected Sources and
Emission Points?
Today’s rule apply to each major and
area source incinerator, cement kiln,
lightweight aggregate kiln, boiler, and
hydrochloric acid production furnace
that burns hazardous waste.10 We note
that only major source boilers and
hydrochloric acid production furnaces
are subject to the full suite of subpart
EEE emission standards.11 The
emissions limits apply to each emission
point (e.g., stack) where gases from the
combustion of hazardous waste are
discharged or otherwise emitted into the
atmosphere. For facilities that have
multiple combustion gas discharge
points, the emission limits generally
apply to each emission point. A cement
kiln, for example, could be configured
to have dual stacks where the majority
of combustion gases are discharged
though the main stack and other
combustion gases emitted through a
10 A major source emits or has the potential to
emit 10 tons per year of any single hazardous air
pollutant or 25 tons per year or greater of hazardous
air pollutants in the aggregate. An area source is a
source that is not a major source.
11 See Part Four, Section II.A for a discussion of
the standards that are applicable to area source
boilers and hydrochloric acid production furnaces.
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separate stack, such as an alkali bypass
stack. In that case, the emission
standards would apply separately to
each of these stacks.12
III. What Pollutants Are Emitted and
Controlled?
Hazardous waste combustors emit
dioxin/furans, sometimes at high levels
depending on the design and operation
of the emission control equipment, and,
for incinerators, depending on whether
a waste heat recovery boiler is used. All
hazardous waste combustors can also
emit high levels of other organic HAP if
they are not designed, operated, and
maintained to operate under good
combustion conditions.
Hazardous waste combustors can also
emit high levels of metal HAP,
depending on the level of metals in the
waste feed and the design and operation
of air emissions control equipment.
Hazardous waste burning hydrochloric
acid production furnaces, however,
generally feed and emit low levels of
metal HAP.
All of these HAP metals (except for
the volatile metal mercury) are emitted
as a portion of the particulate matter
emitted by these sources. Hazardous
waste combustors can also emit high
levels of particulate matter, except that
hydrochloric acid production furnaces
generally feed hazardous wastes with
low ash content and consequently emit
low levels of particulate matter. A
majority of particulate matter emissions
from hazardous waste combustors are in
the form of fine particulate. Particulate
emissions from incinerators and liquid
fuel-fired boilers depend on the ash
content of the hazardous waste feed and
the design and operation of air emission
control equipment. Particulate
emissions from cement kilns and
lightweight aggregate kilns are not
significantly affected by the ash content
of the hazardous waste fuel because
uncontrolled particulate emissions are
attributable primarily to fine raw
material entrained in the combustion
gas. Thus, particulate emissions from
kilns depends on operating conditions
that effect entrainment of raw material,
and the design and operation of the
emission control equipment.
IV. Does the Final Rule Apply to Me?
The final rule applies to you if you
own or operate a hazardous waste
combustor—an incinerator, cement kiln,
lightweight aggregate kiln, boiler, or
hydrochloric acid production facility
12 We note that there is a provision that allows
cement kilns with dual stacks to average emissions
on a flow-weighted basis to demonstrate
compliance with the metal and chlorine emission
standards. See §§ 63.1204(e) and 63.1220(3).
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59409
that burns hazardous waste. The final
rule does not apply to a source that
meets the applicability requirements of
§ 63.1200(b) for reasons explained at 69
FR at 21212–13.
V. What Are the Emission Limitations?
You must meet the emission limits in
Tables 1 and 2 of this preamble for your
applicable source category and
subcategory. Standards are corrected to
7 percent oxygen. As noted at proposal,
we previously promulgated
requirements for carbon monoxide, total
hydrocarbon, and destruction and
removal efficiency standards under
subpart EEE for incinerators, cement
kilns, and lightweight aggregate kilns.
We view these standards as unaffected
by the Court’s vacature of the
challenged regulations in its decision of
July 24, 2001. We are therefore not repromulgating and reopening
consideration of these standards in
today’s final rule, but are summarizing
these standards in Tables 1 and 2 for
reader’s convenience.13 See 69 FR at
21221, 21248, 21261 and 21274.
Liquid fuel boilers equipped with dry
air pollution control devices are subject
to different dioxin/furan emission
standards than liquid fuel boilers that
are not equipped with dry air pollution
control devices.14 Liquid fuel boilers
processing hazardous waste with a
heating value less than 10,000 BTU/lb
must comply with the emission
concentration-based standards
(expressed as mass of total HAP
emissions per volume of stack gas
emitted) for mercury, semivolatile
metals, low volatile metals, and total
chlorine. Liquid fuel boilers processing
hazardous waste with heating values
greater than 10,000 BTU/lb must
comply with thermal emissions-based
standards (expressed as mass of HAP
emissions attributable to the hazardous
waste per million BTU input from the
hazardous waste) for those same
pollutants. Low volatile metal standards
for liquid fuel boilers apply only to
emissions of chromium, whereas the
low volatile metal standard for the other
source categories applies to the
combined emissions of chromium,
arsenic, and beryllium. Semivolatile
metal standards apply to the combined
emissions of lead and cadmium.
For any of the source categories
except hydrochloric acid production
13 We are also republishing these standards, for
reader’s convenience only, in the new replacement
standard section for these source categories. See
§ 63.1219, § 63.1220 and § 673.1219.
14 Liquid fuel boilers equipped with a wet air
pollution control device followed by a dry air
pollution control device do not meet the definition
of a dry air pollution device.
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furnaces, you may elect to comply with
an alternative to the total chlorine
standard under which you would
establish site-specific, health-based
emission limits for hydrogen chloride
and chlorine based on national exposure
standards. This alternative chlorine
standard is discussed in part two,
section IX and part four, section VII.
Incinerators and liquid and solid fuel
boilers may elect to comply with an
alternative to the particulate matter
standard that would limit emissions of
all the semivolatile metal HAPs and low
volatile metal HAPs. Under this
alternative, the numerical emission
limits for semivolatile metal and low
volatile metal emission HAP are
identical to the limitations included in
Tables 1 and 2. However, for
semivolatile metals, the alternative
standard applies to the combined
emissions of lead, cadmium, and
selenium; for low volatile metals, the
standard applies to the combined
emissions of chromium, arsenic,
beryllium, antimony, cobalt, manganese,
and nickel. See § 63.1219(e).
TABLE 1.—SUMMARY OF EMISSION LIMITS FOR EXISTING SOURCES
Lightweight aggregate kilns
Solid fuel-fired
boilers 1
Liquid fuel-fired boilers 1
0.20 or 0.40 and
temperature
control < 400°F
at APCD inlet.
0.20 or rapid
quench below
400°F at kiln
exit.
CO or HC and
DRE standard as a
surrogate.
Hazardous waste
feed restriction
of 3.0 ppmw
and 120 µg/
dscm MTEC 11;
or 120 µg/dscm
total emissions.
0.028 gr/dscf and
20% opacity 12.
120 hazardous
waste MTEC 11
feed restriction
or 120 µg/dscm
total emissions.
11 µg/dscm ...
0.40 for dry APCD
sources; CO or HC
and DRE standard
as surrogate for
others.
4.2E-5lb/MMBtu 2, 5
or 19 µg/dscm 2;
depending on BTU
content of hazardous waste 13.
0.025 gr/dscf .......
0.030 gr/dscf 8
0.035 gr/dscf 8 ...........
7.6 E-4 lbs/
MMBtu 5 and
330 µg/dscm 3.
3.0E-4 lb/MMBtu 5
and 250 µg/
dscm 3.
180 µg/dscm
92 µg/dscm .........
2.1 E-5 lbs/
MMBtu 5 and 56
µg/dscm 3.
9.5E-5 lb/MMBtu 5
and 110 µg/
dscm 3.
Total Chlorine (hydrogen chloride +
chlorine gas).
32 ppmv 7 ............
120 ppmv 7 ..........
600 ppmv 7 ..........
Carbon Monoxide
(CO) or Hydrocarbons (HC).
Destruction and Removal Efficiency.
100 ppmv CO 9 or
10 ppmv HC.
See Note # 10
below.
100 ppmv CO 9 or
20 ppmv HC.
Incinerators
Cement kilns
Dioxin/Furans (ng
TEQ/dscm).
0.20 or 0.40 and
temperature
control < 400°F
at APCD inlet 6.
Mercury ..................
130 µg/dscm .......
Particulate Matter ...
0.013 gr/dscf 8 .....
Semivolatile Metals
(lead + cadmium).
230 µg/dscm .......
Low Volatile Metals
(arsenic + beryllium + chromium).
Hydrochloric acid
production furnaces 1
CO or HC and
DRE standard
as surrogate.
Total chlorine
standard as
surrogate.
Total chlorine
standard as
surrogate.
Total chlorine
standard as
surrogate.
8.2 E–5 lb/MMBtu 2, 5
or 150 µg/dscm 2;
depending on BTU
content of hazardous waste 13.
380 µg/dscm
1.26E–4 lbMMBtu 4, 5 Total chlorine
or 370 µg/dscm 4;
standard as
depending on BTU
surrogate.
content of hazardous waste 13.
440 ppmv 7 .... 5.08E–2 lb/MMBtu 5, 7 150 ppmv or
or 31 ppmv 7; de99.923% syspending on BTU
tem removal efcontent of hazficiency.
ardous waste 13.
(2) 100 ppmv CO 9 or 10 ppmv HC
99.99% for each principal organic hazardous pollutant. For sources burning hazardous wastes F020, F021, F022, F023,
F026, or F027, however, 99.9999% for each principal organic hazardous pollutant.
Notes:
1 Particulate matter, semivolatile metal, low volatile metal, and total chlorine standards for solid and liquid fuel boilers apply only to major
sources. Particulate matter, semivolatile and low volatile metal standards for hydrochloric acid production furnaces apply only to major sources,
although area sources must still comply with the surrogate total chlorine standard to control mercury emissions.
2 Standard is based on normal emissions data, and is therefore expressed as an annual average emission limitation.
3 Sources must comply with both the thermal emissions and emission concentration standards.
4 Low volatile metal standard for liquid fuel-fired boilers is for chromium only.
5 Standards expressed as mass of pollutant contributed by hazardous waste per million BTU contributed by the hazardous waste.
6 APCD means ‘‘air pollution control device’’.
7 Sources may elect to comply with site-specific risk-based emission limits for hydrogen chloride and chlorine gas
8 Sources may elect to comply with an alternative to the particulate matter standard.
9 Sources that elect to comply with the CO standard must demonstrate compliance with the HC standard during the comprehensive performance test that demonstrates compliance with the destruction and removal efficiency requirement.
10 Kilns without a bypass: 20 ppmv HC or 100 ppmv CO 9. Kilns with a bypass/mid-kiln sampling system: 10 ppmv HC or 100 ppmv CO9 in the
bypass duct, mid-kiln sampling system or bypass stack.
11 MTEC means ‘‘maximum theoretical emission concentration’’, and is equivalent to the feed rate divided by gas flow rate
12 The opacity standard does not apply to a source equipped with a bag leak detection system under 63.1206(c)(8) or a particulate matter detection system under 63.1206(c)(9).
13 Emission concentration-based standards apply to sources processing hazardous waste with energy content less than 10,000 BTU/lb; thermal
emission standards apply to sources processing hazardous waste with energy content greater than 10,000 btu/lb.
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TABLE 2.—SUMMARY OF EMISSION LIMITS FOR NEW OR RECONSTRUCTED SOURCES
Incinerators
Cement kilns
Lightweight aggregate kilns
Solid fuel boilers 1
Liquid fuel boilers 1
Dioxin/Furans (ng
TEQ/dscm).
0.11 for dry APCD
and/or WHB 5
sources; 0.20
for other
sources.
0.20 or 0.40 and
temperature
control <400 °F
at APCD inlet.
0.20 or rapid
quench
<400 °F at kiln
exit.
CO or HC and
DRE standard as a
surrogate.
Mercury ..................
8.1 µg/dscm ........
120 hazardous
waste MTEC 10
feed restriction
or 120 µg/dscm
total emissions.
11 µg/dscm ...
Particulate matter
(gr/dscf).
Semivolatile Metals
(lead + cadmium).
0.0015 7 ...............
Hazardous waste
feed restriction
of 1.9 ppmw
and 120 µg/
dscm MTEC 10;
or 120 µg/dscm
total emissions.
0.0023 and 20%
opacity 11.
6.2E–5 lb/
MMBtu 4 and
180 µg/dscm.
0.40 for sources with
dry APCD; CO or
HC and DRE
standard as a surrogate for other
sources.
1.2E–6 lb/MMBtu 2 4
or 6.8 µg/dscm 2;
depending on BTU
content of hazardous waste 12.
0.0098 .................
0.015 7 ...........
3.7 E–5 lb/
MMBtu 4 and 43
µg/dscm.
180 µg/dscm
Low Volatile Metals
(arsenic + beryllium + chromium).
23 µg/dscm .........
1.5E–5 lb/
MMBtu 4 and 54
µg/dscm.
3..3E–5 lb/
MMBtu 4 and
110 µg/dscm.
Total Chlorine (Hydrogen chloride +
chlorine gas).
21 ppmv 6 ............
86 ppmv 6 ............
600 ppmv 6 ..........
Carbon monoxide
(CO) or Hydrocarbons (HC).
Destruction and Removal Efficiency.
100 ppmv CO 8 or
10 ppmv HC.
See note #9
below.
100 ppmv CO 8 or
20 ppmv HC.
Hydrochloric acid
production furnaces 1
10 µg/dscm .........
0.0087 7 .....................
CO or THC and
DRE standard
as a surrogate.
TCl as surrogate.
TCl as surrogate.
6.2 E–6 lb/MMBtu 2 4
TCl as surrogate.
or 78 µg/dscm 2;
depending on BTU
content of hazardous waste 12.
190 µg/dscm
1.41E–5lb/MMBtu 3 4
TCl as surrogate.
or 12 µg/dscm 3;
depending on BTU
content of hazardous waste 12.
73 ppmv 6 ...... 5.08E–2 lb/MMBtu 4 6
25 ppmv or
or 31 ppmv 6; de99.987% SRE.
pending on BTU
content of hazardous waste 12.
100 ppmv CO 8 or 10 ppmv HC
99.99% for each principal organic hazardous pollutant. For sources burning hazardous wastes F020, F021, F022, F023,
F026, or F027, however, 99.9999% for each principal organic hazardous pollutant.
Notes:
1 Particulate matter, semivolatile metal, low volatile metal, and total chlorine standards for solid and liquid fuel boilers apply only to major
sources. Particulate matter, semivolatile and low volatile metal standards for hydrochloric acid production furnaces apply only to major sources,
although area sources must still comply with the surrogate total chlorine standard to control mercury emissions.
2 Standard is based on normal emissions data, and is therefore expressed as an annual average emission limitation.
3 Low volatile metal standard for liquid fuel-fired boilers is for chromium only. Arsenic and beryllium are not included in the low volatile metal
total for liquid fuel-fired boilers.
4 Standards expressed as mass of pollutant contributed by hazardous waste per million BTU contributed by the hazardous waste.
5 APCD means ‘‘air pollution control device’’, WHB means ‘‘waste heat boiler’’.
6 Sources may elect to comply with risk-based emission limits for hydrogen chloride and chlorine gas.
7 Sources may elect to comply with an alternative to the particulate matter standard.
8 Sources that elect to comply with the CO standard must demonstrate compliance with the THC standard during the comprehensive performance test that demonstrates compliance with the destruction and removal efficiency requirement.
9 Greenfield kilns without a bypass: 20 ppmv HC or 100 ppmv CO 8 and 50 ppmv HC. Greenfield kilns with a bypass/mid kiln sampling system:
Main stack standard of 50 ppmv HC and 10 ppmv HC or 100 ppmv CO 8 in the bypass duct, mid-kiln sampling system or bypass stack. Greenfield kilns with a bypass/mid-kiln sampling system: 10 ppmv HC or 100 ppmv CO 8 in the bypass duct, mid-kiln sampling system or bypass stack;
Non-greenfield kilns without a bypass: 20 ppmv HC or 100 ppmv CO 8. A greenfield kiln is a kiln whose construction commenced after April 19,
1996 at a plant site where a cement kiln (whether burning hazardous waste or not) did not previously exist.
10 MTEC means ‘‘maximum theoretical emission concentration’’, and is equivalent to the feed rate divided by gas flow rate.
11 The opacity standard does not apply to a source equipped with a bag leak detection system under 63.1206(c)(8) or a particulate matter detection system under 63.1206(c)(9).
12 Emission concentration-based standards apply to sources processing hazardous waste with energy content less than 10,000 BTU/lb; thermal
emission standards apply to sources processing hazardous waste with energy content greater than 10,000 btu/lb.
VI. What Are the Testing and Initial
Compliance Requirements?
The testing and initial compliance
requirements we promulgate today for
solid fuel boilers, liquid fuel boilers,
and hydrochloric acid production
furnaces are identical to those that are
applicable to incinerators, cement kilns,
and lightweight aggregate kilns at
§§ 63.1206, 63.1207, and 63.1208. We
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note, however, that today’s final rule
revises some of these requirements as
they apply to all or specific HWCs (e.g.,
one-time dioxin/furan test for sources
not subject to a numerical dioxin/furan
standard; dioxin/furan stack test
method; hydrogen chloride and chlorine
stack test methods)
We also discuss compliance and
testing dates for incinerators, cement
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kilns, and lightweight aggregate kilns as
well. Even though we are not
repromulgating the compliance and
testing requirements for those source
categories, those sources must
demonstrate compliance with the
replacement emission standards
promulgated today.
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A. Compliance Dates
The time-line for testing and initial
compliance requirements is as follows:
1. The compliance date is October 14,
2008; 15
2. You must submit a comprehensive
performance test plan to the permitting
authority for review and approval 12
months prior to commencing the test.
3.You must submit an eligibility
demonstration for the health-based
compliance alternative to the total
chlorine emission standard 12 months
before the compliance date if you elect
to comply with § 63.1215;
4. You must place in the operating
record a Documentation of Compliance
by the compliance date identifying the
operating parameter limits that, using
available information, you have
determined will ensure compliance
with the emission standards;
5. For boilers and hydrochloric acid
production furnaces, you must
commence the initial comprehensive
performance test within 6 months after
the compliance date;
6. For incinerators, cement kilns, and
lightweight aggregate kilns, you must
commence the initial comprehensive
performance test within 12 months after
the compliance date;
7. You must complete the initial
comprehensive performance test within
60 days of commencing the test; and
8. You must submit a Notification of
Compliance within 90 days of
completing the test documenting
compliance with emission standards
and continuous monitoring system
requirements.
B. Testing Requirements
All hazardous waste combustors must
commence the initial comprehensive
performance test under the time lines
discussed above. The purpose of the
comprehensive performance test is to
document compliance with the
emission standards of the final rule and
establish operating parameter limits to
maintain compliance with those
standards. You must also conduct
periodic comprehensive performance
testing every five years.
If your source is subject to a
numerical dioxin/furan emission
standard (i.e., incinerators, cement
kilns, lightweight aggregate kilns that
comply with the 0.2 ng TEQ/dscm
standard, and liquid fuel boilers
equipped with a dry air pollution
control device), you must conduct a
dioxin/furan confirmatory performance
test no later than 2.5 years after each
comprehensive performance test (i.e.,
15 See 69 FR at 21313 for rationale. We received
no adverse comments at proposal.
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midway between comprehensive
performance tests). If your source is not
subject to a numerical dioxin/furan
emission standard (e.g., solid fuel
boilers, lightweight aggregate kilns that
comply with the 400 °F temperature
limit at the kiln exit, liquid fuel boilers
equipped with wet or no air pollution
control system, and hydrochloric acid
production furnaces), you must conduct
a one-time dioxin/furan test to enable
the Agency to evaluate the effectiveness
of the carbon monoxide/hydrocarbon
standard and the destruction and
removal efficiency standard in
controlling dioxin/furan emissions for
those sources. Previous dioxin/furan
emission tests may be used to meet this
requirement if the combustor operated
under the conditions required by the
rule and if design and operation of the
combustor has not changed since the
test in a manner that could increase
dioxin/furan emissions. The Agency
will use those emissions data when
reevaluating the MACT standards under
CAA section 112(d)(6), when
determining whether to develop
residual risk standards for these sources
pursuant to section 112(f)(2), and when
determining whether the source’s RCRA
Permit is protective of human health
and the environment.
You must use the following stack test
methods to document compliance with
the emission standards: (1) Method 29
for mercury, semivolatile metals, and
low volatile metals; and (2) Method 26/
26A, Methods 320 or 321, or ASTM D
6735–01 for hydrogen chloride and
chlorine; 16 (3) either Method 0023A or
Method 23 for dioxin/furans; and (4)
either Method 5 or 5i for particulate
matter.
C. Initial Compliance Requirements
The initial compliance requirements
for solid fuel boilers, liquid fuel boilers,
and hydrochloric acid production
furnaces include: 17
1. You must place in the operating
record a Documentation of Compliance
by the compliance date identifying the
operating parameter limits that, using
available information, you have
determined will ensure compliance
with the emission standards;
2. You must develop and comply with
a startup, shutdown, and malfunction
plan;
16 Note that you may be required to use other test
methods to document emissions of hydrogen
chloride and chlorine if you elect to comply with
the alternative, health-based emission limits for
total chlorine under § 63.1215. See § 63.1208(b)(5).
17 These same requirements currently apply to
incinerators, cement kilns, and lightweight
aggregate kilns.
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3. You must install an automatic
waste feed cutoff system that links the
operating parameter limits to the waste
feed cutoff system;
4. You must control combustion
system leaks;
5. You must establish and comply
with an operator training and
certification program;
6. You must establish and comply
with an operation and maintenance
plan;
7. If your source is equipped with a
baghouse, you must install either a bag
leak detection system or a particulate
matter detection system; 18 and
8. If your source is equipped with an
electrostatic precipitator or ionizing wet
scrubber, you must either establish sitespecific control device operating
parameter limits which limits are linked
to the automatic waste feed cutoff
system, or install a particulate matter
detection system and take corrective
measures when the alarm level is
exceeded.
VII. What Are the Continuous
Compliance Requirements?
The continuous compliance
requirements for solid fuel boilers,
liquid fuel boilers, and hydrochloric
acid production furnaces are identical to
those applicable to incinerators, cement
kilns, and lightweight aggregate kilns.
See § 63.1209. We note, however, that
today’s final rule revises some of these
requirements as they apply to all or
specific HWCs (e.g., bag leak detection
system requirements; optional
particulate matter detection system
requirements; compliance assurance for
thermal emissions-based standards).
You must use carbon monoxide or
hydrocarbon continuous emissions
monitors (as well as an oxygen
continuous emissions monitor to correct
the carbon monoxide or hydrocarbon
values to 7% oxygen) to ensure
compliance with the carbon monoxide
or hydrocarbon emission standards.
You must also establish limits (as
applicable) on the feedrate of metals,
chlorine, and ash, key combustor
operating parameters, and key operating
18 A major difference between a bag leak detection
system and a particulate matter detection system is
the way the alarm level is established. The alarm
level for a bag leak detection system is established
using concepts in the Agency’s bag leak detection
system guidance document while the alarm level
for a particulate matter detection system is
established based on the detector response during
the comprehensive performance test. The ash
feedrate limit for incinerators and boilers is waived
if you use a particulate matter detection system but
not if you use a bag leak detection system because
the bag leak detection system alarm level may not
provide reasonable assurance of continuous
compliance with the particulate matter emission
standard.
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parameters of the air pollution control
device based on operations during the
comprehensive performance test. You
must continuously monitor these
parameters with a continuous
monitoring system.
VIII. What Are the Notification,
Recordkeeping, and Reporting
Requirements?
The notification, recordkeeping, and
reporting requirements that we
promulgate today for solid fuel boilers,
liquid fuel boilers, and hydrochloric
acid production furnaces are identical to
those that are applicable to incinerators,
cement kilns, and lightweight aggregate
kilns. See §§ 63.1210 and 63.1211. We
note, however, that today’s final rule
revises some of these requirements as
they apply to all or specific HWCs.
You must submit notifications
including the following to the
permitting authority in addition to those
required by the NESHAP General
Provisions, subpart A of 40 CFR part 63:
1. Notification of changes in design,
operation, or maintenance
(§ 63.1206(b)(5)(i));
2. Notification of performance test
and continuous monitoring system
evaluation, including the performance
test plan and continuous monitoring
system performance evaluation plan
(§ 63.1207(e));
3. Notification of compliance,
including results of performance tests
and continuous monitoring system
evaluations (§§ 63.1210(b), 63.1207(j);
63.1207(k), and 63.1207(l)); and
4. Various notifications if you request
or elect to comply with alternative
requirements at § 63.1210(a)(2).
You must submit the following
reports to the permitting authority in
addition to those required by the
NESHAP General Provisions, subpart A
of 40 CFR part 63:
1. Startup, shutdown, and
malfunction plan, if you elect to comply
with § 63.1206(c)(2)(ii)(B));
2. Excessive exceedances report
(§ 63.1206(c)(3)(vi)); and
3. Emergency safety vent opening
reports (§ 63.1206(c)(4)(iv)).
Finally, you must keep records
documenting compliance with the
requirements of Subpart EEE.
Recordkeeping requirements are
prescribed in § 63.1211(b), and include
requirements under the NESHAP
General Provisions, subpart A of 40 CFR
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IX. What Is the Health-Based
Compliance Alternative for Total
Chlorine, and How Do I Demonstrate
Eligibility?
A. Overview
The rule allows you to establish and
comply with health-based compliance
alternatives for total chlorine for
hazardous waste combustors other than
hydrochloric acid production furnaces
in lieu of the MACT technology-based
emission standards established under
§§ 63.1216, 63.1217, 63.1219, 63.1220,
and 63.1221. See § 63.1215. To identify
and comply with the limits, you must:
(1) Identify a total chlorine emission
rate for each on-site hazardous waste
combustor. You may select total
chlorine emission rates as you choose to
demonstrate eligibility for the healthbased limits, except the total chlorine
emission rate limits for incinerators,
cement kilns, and lightweight aggregate
kilns cannot result in total chlorine
emission concentrations exceeding the
Interim Standards provided by
§§ 63.1203, 63.1204, and 63.1205;19
(2) Calculate the HCl-equivalent
emission rate for the total chlorine
emission rates you select, considering
long-term exposure and using Reference
Concentrations (RfCs) as the health
threshold metric. This emission rate is
called the annual average HClequivalent emission rate;
(3) Perform an eligibility
demonstration to determine if your
annual average HCl-equivalent emission
rate meets the national exposure
standard (i.e., Hazard Index not
exceeding 1.0 considering the maximum
annual average ambient concentration of
hydrogen chloride and chlorine at an
off-site receptor location which
concentrations are attributable to all onsite hazardous waste combustors) and
thus is below the annual average HClequivalent emission rate limit;
(4) Calculate the HCl-equivalent
emission rate for the total chlorine
emission rates you select, considering
short-term exposure and using acute
Reference Exposure Levels (aRELs) as
the health threshold metric. This
emission rate is called the 1-hour
average HCl-equivalent emission rate.
(5) Determine whether your 1-hour
HCl-equivalent emission rate may
exceed the national exposure standard
(i.e., Hazard Index not exceeding 1.0
considering the maximum 1-hour
average ambient concentration of
hydrogen chloride and chlorine at an
19 Note that the final rule sunsets the Interim
Standards on the compliance date of today’s rule
but codifies the Interim Standards for total chlorine
under § 63.1215(b)(7).
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59413
off-site receptor location which
concentrations are attributable to all onsite hazardous waste combustors) and
thus may exceed the 1-hour average
HCl-equivalent emission rate limit when
complying with the annual average HClequivalent emission rate limit, absent an
hourly rolling average limit on the
feedrate of total chlorine and chloride.
(6) Submit your eligibility
demonstration, including your
determination of whether the 1-hour
average HCl-equivalent emission rate
limit may be exceeded absent an hourly
rolling average limit on the feedrate of
total chlorine and chloride, for review
and approval;
(7) Document during the
comprehensive performance test the
total chlorine system removal efficiency
for each combustor and use this system
removal efficiency to calculate chlorine
feedrate limits. Also, document that
total chlorine emissions during the test
do not exceed the 1-hour average HClequivalent emission rate limit during
any run of the test. In addition, establish
operating limits on the emission control
device based on operations during the
comprehensive performance test; and
(8) Comply with the requirements for
changes in the design, operation, or
maintenance of the facility which could
affect the HCl-equivalent emission rate
limits or system removal efficiency for
total chlorine, and changes in the
vicinity of your facility over which you
do not have control (e.g., new receptors
locating proximate to the facility).
B. HCl-Equivalent Emission Rates
You must express total chlorine
emission rates (lb/hr) from each on-site
hazardous waste combustor, including
hydrochloric acid production
furnaces 20, as an annual average HClequivalent emission rate and a 1-hour
average HCl-equivalent emission rate.
See § 63.1215(b). The annual average
HCl-equivalent emission rate equates
chlorine emission rates to hydrogen
chloride (HCl) emission rates using
Reference Concentrations (RfCs) as the
health risk metric for long-term
exposure. The 1-hour average HClequivalent emission rate equates
chlorine emission rates to HCl emission
rates using 1-hour Reference Exposure
20 Although hydrochloric acid production
furnaces are not eligible for the health-based total
chlorine emission limits (because control of total
chlorine is a surrogate for control of metal HAP),
you must consider total chlorine emissions from
hydrochloric acid production furnaces when
demonstrating that total chlorine emissions from all
on-site hazardous waste combustors will not exceed
the Hazard Index limit of 1.0 at an off-site receptor
location.
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Levels (aRELs) as the health risk metric
for acute exposure.
To calculate HCl-equivalent emission
rates, you must apportion total chlorine
emissions (ppmv) between chlorine and
HCl using the volumetric ratio of
chlorine to hydrogen chloride (Cl2/HCl).
• To calculate the annual average
HCl-equivalent emission rate (lb/hr) and
the emission rate limit, you must use
the historical average Cl2/HCl
volumetric ratio from all regulatory
compliance tests and the gas flowrate
(and other relevant parameters) from the
most recent RCRA compliance test or
MACT performance test.
• To calculate the 1-hour average
HCl-equivalent emission rate (lb/hr) and
emission rate limit, you must use the
highest Cl2/HCl volumetric ratio from
all regulatory compliance tests and the
gas flowrate from the most recent RCRA
compliance test or MACT performance
test.
• If you believe that the Cl2/HCl
volumetric ratio for one or more
historical compliance tests is not
representative of the current ratio, you
may request that the permitting
authority allow you to screen those
ratios from the analysis of historical
ratios.
• If the permitting authority believes
that too few historical Cl2/HCl ratios are
available to establish a representative
average ratio and a representative
maximum ratio, the permitting authority
may require you to conduct periodic
testing to establish representative ratios.
• You must include the Cl2/HCl
volumetric ratio demonstrated during
each performance test in your data base
of historical Cl2/HCl ratios to update the
ratios for subsequent calculations of the
annual average and 1-hour average HClequivalent emission rates (and emission
rate limits).
C. Eligibility Demonstration
You must perform an eligibility
demonstration to determine whether the
total chlorine emission rates you select
for each on-site hazardous waste
combustor meet the national exposure
standard (i.e., the Hazard Index of 1.0
cannot be exceeded at an off-site
receptor location considering maximum
annual average ambient concentrations
attributable to all on-site hazardous
waste combustors and the RfCs for HCl
and chlorine) using either a look-up
table analysis or a site-specific
compliance demonstration.21 Eligibility
21 The total chlorine emission rates (lb/hr) for
incinerators, cement kilns, and lightweight
aggregate kilns cannot result in total chlorine
emission concentrations (ppmv) exceeding the
Interim Standards provided by §§ 63.1203, 63.1204,
and 63.1205. The final rule sunsets the Interim
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for the health-based total chlorine
standard is determined by comparing
the annual average HCl-equivalent
emission rate for the total chlorine
emission rate you select for each
combustor to the annual average HClequivalent emission rate limit.
The annual average HCl-equivalent
emission rate limit is the HCl-equivalent
emission rate, determined by equating
the toxicity of chlorine to HCl using
RfCs as the health risk metric for longterm exposure, which ensures that
maximum annual average ambient
concentrations of HCl equivalents do
not exceed a Hazard Index of 1.0,
rounded to the nearest tenths decimal
place (0.1) and considering all on-site
hazardous waste combustors. See
§ 63.1215(b)(2).
Your facility is eligible for the healthbased compliance alternatives for total
chlorine if either: (1) The annual
average HCl-equivalent emission rate for
each on-site hazardous waste combustor
is below the HCl-equivalent emission
rate limit determined from the
appropriate value for the emission rate
limit in the applicable look-up table and
the proration procedure for multiple
combustors discussed below; or (2) the
annual average HCl-equivalent emission
rate for each on-site hazardous waste
combustor is below the annual average
HCl-equivalent emission rate limit you
calculate based on a site-specific
compliance demonstration.
1. Look-Up Table Analysis
Look-up tables for the eligibility
demonstration are provided as Tables 1
and 2 to § 63.1215. Table 1 presents
annual average HCl-equivalent emission
rate limits for sources located in flat
terrain. For purposes of this analysis,
flat terrain is terrain that rises to a level
not exceeding one half the stack height
within a distance of 50 stack heights.
Table 2 presents annual average HClequivalent emission rate limits for
sources located in simple elevated
terrain. For purposes of this analysis,
simple elevated terrain is terrain that
rises to a level exceeding one half the
stack height, but that does not exceed
the stack height within a distance of 50
stack heights.
If your facility is not located in either
flat or simple elevated terrain, you must
conduct a site-specific compliance
demonstration.
To determine the annual average HClequivalent emission rate limit for a
source from the look-up table, you must
use the stack height and stack diameter
Standards on the compliance date of today’s rule
but codifies the Interim Standards for total chlorine
under § 63.1215(b)(7).
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for your hazardous waste combustors
and the distance between the stack and
the property boundary. If any of these
values for stack height, stack diameter,
and distance to nearest property
boundary do not match the exact values
in the look-up table, you must use the
next lowest table value. If you have
more than one hazardous waste
combustor on site, you must adjust the
emission rate limits provided by the
tables such that the sum of the ratios for
all combustors of the adjusted emission
rate limit to the emission rate limit
provided by the table cannot exceed 1.0.
See § 63.1215 (c)(3)(v).
2. Site-Specific Compliance
Demonstration
You may use any scientificallyaccepted peer-reviewed risk assessment
methodology for your site-specific
compliance demonstration to calculate
an annual average HCl-equivalent
emission rate limit for each on-site
hazardous waste combustor. An
example of one approach for performing
the demonstration for air toxics can be
found in the EPA’s ‘‘Air Toxics Risk
Assessment Reference Library, Volume
2, Site-Specific Risk Assessment
Technical Resource Document,’’ which
may be obtained through the EPA’s Air
Toxics Web site at https://www.epa.gov/
ttn/atw.
To determine the annual average HClequivalent emission rate limit for each
on-site hazardous waste combustor,
your site-specific compliance
demonstration must, at a minimum: (1)
estimate long-term inhalation exposures
through the estimation of annual or
multi-year average ambient
concentrations; (2) estimate the
inhalation exposure for the actual
individual most exposed to the facility’s
emissions from hazardous waste
combustors, considering locations
where people reside and where people
congregate for work, school, or
recreation; (3) use site-specific, qualityassured data wherever possible; (4) use
health-protective default assumptions
wherever site-specific data are not
available, and: (5) contain adequate
documentation of the data and methods
used for the assessment so that it is
transparent and can be reproduced by
an experienced risk assessor and
emissions measurement expert.
To establish the annual average HClequivalent emission rate limit for each
combustor, you may apportion as you
elect among the combustors the annual
average HCl-equivalent emission rate
limit for the facility, which limit
ensures that the RfC-based Hazard Index
of 1.0 is not exceeded.
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D. Assurance That the 1-Hour HClEquivalent Emission Rate Will Not Be
Exceeded
The long-term, RfC-based Hazard
Index will always be higher than the
short-term, aREL-based Hazard Index for
a constant HCl-equivalent emission rate
because the health threshold levels for
short-term exposure are orders of
magnitude higher than the health
threshold levels for long-term
exposure.22 Even though maximum 1hour average ambient concentrations are
substantially higher than maximum
annual average concentrations, the
higher short-term ambient
concentrations do not offset the much
higher health threshold levels for shortterm exposures. Thus, the long-term,
RfC-based Hazard Index will always
govern regarding whether a source can
make an eligibility demonstration.
Accordingly, eligibility for the healthbased emission limits is based solely on
whether a source can comply with the
annual average HCl-equivalent emission
rate limit.
Nonetheless, some sources may have
highly variably chlorine feedrates (and
corresponding highly variable HClequivalent emission rates) such that
they may feed chlorine at very high
levels for short periods of time and still
remain in compliance with the chlorine
feedrate limit established to ensure
compliance with the annual average
HCl-equivalent emission rate limit.23 To
ensure that the 1-hour HCl-equivalent
emission rate limit will not be exceeded
during these periods of peak emissions,
you must establish a 1-hour average
HCl-equivalent emission rate and 1-hour
average HCl-equivalent emission rate
limit for each combustor and consider
site-specific factors including prescribed
criteria to determine if the 1-hour
average HCl-equivalent emission rate
limit may be exceeded absent an hourly
rolling average limit on chlorine
feedrate. If the 1-hour average HClequivalent emission rate limit may be
exceeded, you must establish an hourly
rolling average feedrate limit on
chlorine.
You must calculate the 1-hour average
HCl-equivalent emission rate from the
total chlorine emission rate you select
for each source.
You must establish the 1-hour average
HCl-equivalent emission rate limit for
each affected source using either a lookup table analysis or site-specific
analysis. Look-up tables are provided
22 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 24.2.
23 See discussion below in Section F regarding the
requirement to establish chlorine feedrate limits.
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for 1-hour average HCl-equivalent
emission rate limits as Table 3 and
Table 4 to this section. Table 3 provides
limits for facilities located in flat terrain.
Table 4 provides limits for facilities
located in simple elevated terrain. You
must use the Tables to establish
emission rate limits in the same manner
as you use Tables 1 and 2 to establish
annual average HCl-equivalent emission
rate limits.
If you conduct a site-specific analysis
to establish a 1-hour average HClequivalent emission rate limit, you must
follow the risk assessment procedures
you used to establish an annual average
HCl-equivalent emission rate limit. The
1-hour HCl-equivalent emission rate
limit, however, is the emission rate than
ensures that the Hazard Index
associated with maximum 1-hour
average exposures is not greater than
1.0.
You must consider criteria including
the following to determine if a source
may exceed the 1-hour HCl-equivalent
emission rate limit absent an hourly
rolling average chlorine feedrate limit:
(1) The ratio of the 1-hour average HClequivalent emission rate based on the
total chlorine emission rate you select
for each hazardous waste combustor to
the 1-hour average HCl-equivalent
emission rate limit for the combustor;
and (2) the potential for the source to
vary total chlorine and chloride
feedrates substantially over the
averaging period for the feedrate limit
you establish to ensure compliance with
the annual average HCl-equivalent
emission rate limit.
If you determine that a source may
exceed the 1-hour average HClequivalent emission rate limit, you must
establish an hourly rolling average
chlorine feedrate limit as discussed
below in Section G.
You must include the following
information in your eligibility
demonstration to document your
determination whether an hourly rolling
average feedrate limit is needed to
maintain compliance with the 1-hour
HCl-equivalent emission rate limit: (1)
Determination of the Cl2/HCl
volumetric ratio established for 1-hour
average HCl-equivalent emission rate
determinations as provided by
§ 63.1215(b)(6)(ii); (2) determination of
the 1-hour average HCl-equivalent
emission rate calculated from the total
chlorine emission rate you select for the
combustor; (3) determination of the 1hour average HCl-equivalent emission
rate limit; (4) determination of the ratio
of the 1-hour average HCl-equivalent
emission rate to the 1-hour HClequivalent emission rate limit for the
combustor; and (5) determination of the
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59415
potential for the source to vary chlorine
feedrates substantially over the
averaging period for the long-term
feedrate limit (i.e., 12-hours, or up to
annually) established to maintain
compliance with the annual average
HCl-equivalent emission rate limit.
E. Review and Approval of Eligibility
Demonstrations
The permitting authority will review
and approve your eligibility
demonstration. Your eligibility
demonstration must contain, at a
minimum, the information listed in
§ 63.1215(d)(1).
1. Review and Approval for Existing
Sources
If you operate an existing source, you
must submit the eligibility
demonstration to your permitting
authority for review and approval not
later than 12 months prior to the
compliance date. You must also submit
a separate copy of the eligibility
demonstration to: U.S. EPA, Risk and
Exposure Assessment Group, Emission
Standards Division (C404–01), Attn:
Group Leader, Research Triangle Park,
North Carolina 27711, electronic mail
address REAG@epa.gov.
Your permitting authority should
notify you of approval or intent to
disapprove your eligibility
demonstration within 6 months after
receipt of the original demonstration,
and within 3 months after receipt of any
supplemental information that you
submit. A notice of intent to disapprove
your eligibility demonstration will
identify incomplete or inaccurate
information or noncompliance with
prescribed procedures and specify how
much time you will have to submit
additional information or to comply
with the MACT total chlorine standards.
If your eligibility demonstration is
disapproved, the permitting authority
may extend the compliance date of the
total chlorine standard to allow you to
make changes to the design or operation
of the combustor or related systems as
quickly as practicable to enable you to
achieve compliance with the MACT
standard for total chlorine.
If your permitting authority has not
approved your eligibility demonstration
by the compliance date, and has not
issued a notice of intent to disapprove
your demonstration, you may
nonetheless begin complying, on the
compliance date, with the annual
average HCl-equivalent emission rate
limits you present in your eligibility
demonstration.
If your permitting authority issues a
notice of intent to disapprove your
eligibility demonstration after the
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compliance date, the authority will
identify the basis for that notice and
specify how much time you will have to
submit additional information or to
comply with the MACT total chlorine
standards. The permitting authority may
extend the compliance date of the total
chlorine standard to allow you to make
changes to the design or operation of the
combustor or related systems as quickly
as practicable to enable you to achieve
compliance with the MACT standard for
total chlorine.
2. Review and Approval for New and
Reconstructed Sources
The procedures for review and
approval of eligibility demonstrations
applicable to existing sources discussed
above also apply to new or
reconstructed sources, except that the
date you must submit the eligibility
demonstration is as discussed below.
If you operate a new or reconstructed
source that starts up by April 12, 2007,
or a solid fuel-fired boiler or liquid fuelfired boiler that is an area source that
increases its emissions or its potential to
emit such that it becomes a major source
of HAP before April 12, 2007, you must
either: (1) Submit an eligibility
demonstration for review and approval
by April 12, 2006 and comply with the
HCl-equivalent emission rate limits and
operating requirements you establish in
the eligibility demonstration; or (2)
comply with the final total chlorine
emission standards under §§ 63.1216,
63.1217, 63.1219, 63.1220, and 63.1221,
by October 12, 2005, or upon startup,
whichever is later, except for a standard
that is more stringent than the standard
proposed on April 20, 2004 for your
source. If a final standard is more
stringent than the proposed standard,
you may comply with the proposed
standard until October 14, 2008, after
which you must comply with the final
standard.
If you operate a new or reconstructed
source that starts up on or after April 12,
2007, or a solid fuel-fired boiler or
liquid fuel-fired boiler that is an area
source that increases its emissions or its
potential to emit such that it becomes a
major source of HAP on or after April
12, 2007, you must comply with either
of the following. You may submit an
eligibility demonstration for review and
approval 12 months prior to startup.
Alternatively, you may comply with the
final total chlorine emission standards
under §§ 63.1216, 63.1217, 63.1219,
63.1220, and 63.1221 upon startup. If
the final standard is more stringent than
the standard proposed for your source
on April 20, 2004, however, and if you
start operations before October 14, 2008,
you may comply with the proposed
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standard until October 14, 2008, after
which you must comply with the final
standard.
under § 63.1209(o), except that feedrate
limits on total chlorine and chloride
must be established as described below.
F. Testing Requirements
You must comply with the
requirements for comprehensive
performance testing under § 63.1207.
1. Feedrate Limit to Ensure Compliance
with the Annual Average HClEquivalent Emission Rate Limit
For sources subject to the feedrate
limit for total chlorine and chloride
under § 63.1209(n)(4) to ensure
compliance with the semivolatile metals
standard, the feedrate limit (and
averaging period) for total chlorine and
chloride to ensure compliance with the
annual average HCl-equivalent emission
rate limit is the same as required by that
paragraph. Thus, the chlorine feedrate
limit is the average of the run averages
during the comprehensive performance
test, and is established as a 12-hour
rolling average.
That chlorine feedrate limit cannot
exceed the numerical value (i.e., not
considering the averaging period) of the
feedrate limit that ensures compliance
with the annual average HCl-equivalent
emission rate limit, however. Therefore,
the numerical value of the total chlorine
and chloride feedrate limit must not
exceed the value you calculate as the
annual average HCl-equivalent emission
rate limit (lb/hr) divided by [1 ¥ system
removal efficiency]. You must calculate
a total chlorine system removal
efficiency for each test run of the
comprehensive performance test as [1 ¥
total chlorine emission rate (g/s)/
chlorine feedrate (g/s)], and calculate
the average system removal efficiency of
the test run averages. If your source does
not control total chlorine, you must
assume zero system removal efficiency.
If emissions during the comprehensive
performance test exceed the annual
average HCl-equivalent emission rate
limit, eligibility for the health-based
emission limits is not affected. This is
because the emission rate limit is an
annual average limit. Compliance is
based on a 12-hour rolling average
chlorine feedrate limit (rather than an
(up to) an annual averaging period) for
sources subject to the 12-hour rolling
average feedrate limit for total chlorine
and chloride under § 63.1209(n)(4) to
ensure compliance with the semivolatile
metals standard given that the more
stringent feedrate limit (i.e., the feedrate
limit with the shorter averaging period)
would apply.
For sources exempt from the feedrate
limit for total chlorine and chloride
under § 63.1209(n)(4) because they
comply with § 63.1207(m)(2) (which
allows compliance with the semivolatile
metals emission standard absent
emissions testing by assuming all metals
fed are emitted), the feedrate limit for
total chlorine and chloride to ensure
1. Test Methods for Stack Gas
Containing Alkaline Particulate
If you operate a cement kiln or a
combustor equipped with a dry acid gas
scrubber, you must use EPA Method
320/321 or ASTM D 6735–01, or an
equivalent method, to measure
hydrogen chloride, and the back-half
(caustic impingers) of Method 26/26A,
or an equivalent method, to measure
chlorine.
2. Test Methods for Stack Gas
Containing High Levels of Bromine or
Sulfur
If you operate an incinerator, boiler,
or lightweight aggregate kiln and your
feedstreams contain bromine or sulfur
during the comprehensive performance
test at the levels indicated below, you
must use EPA Method 320/321 or
ASTM D 6735’01, or an equivalent
method, to measure hydrogen chloride,
and Method 26/26A, or an equivalent
method, to measure chlorine and
hydrogen chloride combined. You must
determine your chlorine emissions to be
the higher of: (1) The value measured by
Method 26/26A, or an equivalent
method; or (2) the value calculated by
the difference between the combined
hydrogen chloride and chlorine levels
measured by Method 26/26a, or an
equivalent method, and the hydrogen
chloride measurement from EPA
Method 320/321 or ASTM D 6735–01,
or an equivalent method.
These procedures apply if you feed
during the comprehensive performance
test bromine at a bromine/chlorine ratio
in feedstreams greater than 5 percent by
mass, or sulfur at a sulfur/chlorine ratio
in feedstreams greater than 50 percent
by mass.24
Finally, you should precondition the
M26/26A filter for one hour prior to
beginning the performance test to
minimize the potential for a low bias
caused by adsorption/absorption of
hydrogen chloride on the filter.
G. Monitoring Requirements
You must establish and comply with
limits on the same operating parameters
that apply to sources complying with
the MACT standard for total chlorine
24 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume IV: Compliance
with the HWC MACT Standards,’’ September 2005,
Chapter 15.1.2.
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compliance with the annual average
HCl-equivalent emission rate must be
established as follows:
• You must establish an average
period for the feedrate limit that does
not exceed an annual rolling average;
• You must calculate a total chlorine
system removal efficiency for each test
run of the comprehensive performance
test as [1 ¥ total chlorine emission rate
(g/s)/chlorine feedrate (g/s)], and
calculate the average system removal
efficiency of the test run averages. If
your source is not equipped with a
control system that consistently and
reproducibly controls total emissions
(e.g., wet or dry scrubber), you must
assume zero system removal efficiency.
If emissions during the comprehensive
performance test exceed the annual
average HCl-equivalent emission rate
limit, eligibility for emission limits
under this section is not affected. The
emission rate limit is an annual average
limit and compliance is based on an
annual average feedrate limit on total
chlorine and chloride (or a shorter
averaging period if you so elect under
paragraph (g)(2)(ii)(A) of this section);
and
• You must calculate the feedrate
limit for total chlorine and chloride as
the annual average HCl-equivalent
emission rate limit (lb/hr) divided by [1
¥ system removal efficiency] and
comply with the feedrate limit on the
averaging period you establish.
2. Feedrate Limit To Ensure Compliance
With the 1-Hour Average HClEquivalent Emission Rate Limit
You must establish an hourly rolling
average feedrate limit on total chlorine
and chloride to ensure compliance with
the 1-hour average HCl-equivalent
emission rate limit unless you
determine that the hourly rolling
average feedrate limit is waived as
discussed under Section D above. If
required, you must calculate the hourly
rolling average feedrate limit for total
chlorine and chloride as the 1-hour
average HCl-equivalent emission rate
limit (lb/hr) divided by [1 ¥ system
removal efficiency] using the system
removal efficiency demonstrated during
the comprehensive performance test.
H. Relationship Among Emission Rates,
Emission Rate Limits, and Feedrate
Limits
We summarize here the relationship
among: (1) the total chlorine emission
rate you select in your eligibility
demonstration; (2) the annual average
and 1-hour average HCl-equivalent
emission rates you present in your
eligibility demonstration; (3) the annual
average and 1-hour average emission
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rate limits you present in your eligibility
demonstration; (4) performance test
emission rates for total chlorine and
HCl-equivalent emissions; and (5) longterm and hourly rolling average chlorine
feedrate limits.
1. Total Chlorine Emission Rate, Annual
Average HCl-Equivalent Emission Rate,
and Annual Average HCl-Equivalent
Emission Rate Limit
For the eligibility demonstration, you
must select a total chlorine emission
concentration (ppmv) for each
combustor, determine the Cl2/HCl
volumetric ratio, calculate the annual
average HCl-equivalent emission rate
(lb/hr), and document that the emission
rate does not exceed the annual average
HCl-equivalent emission rate limit.
You select a total chlorine (i.e., HCl
and chlorine combined) emission
concentration (ppmv) for each
hazardous waste combustor expressed
as chloride (Cl(-)) equivalent. For
incinerators, cement kilns, and
lightweight aggregate kilns, this
emission concentration cannot exceed
the Interim Standards for total chlorine.
You then determine the average Cl2/HCl
volumetric ratio considering all
historical regulatory emissions tests and
apportion total chlorine emissions
between Cl2 and HCl accordingly. You
use these apportioned volumetric
emissions to calculate the Cl2 and HCl
emission rates (lb/hr) using the average
gas flowrate (and other relevant
parameters) for the most recent RCRA
compliance test or MACT performance
test for total chlorine. Finally, you use
these Cl2 and HCl emission rates to
calculate an annual average HClequivalent emission rate, which cannot
exceed the annual average HClequivalent emission rate limit that you
establish as discussed below.
To establish the annual average HClequivalent emission rate limit, you may
either use Tables 1 or 2 in § 63.1215 to
look-up the limit, or conduct a sitespecific risk analysis. Under the sitespecific risk analysis option, the annual
average HCl-equivalent emission rate
limit would be the highest emission rate
that the risk assessment estimates would
result in a Hazard Index not exceeding
1.0 for the actual individual most
exposed to the facility’s emissions
considering off-site locations where
people reside and where people
congregate for work, school, or
recreation.
If you have more than one on-site
hazardous waste combustor, and if you
use the look-up tables to establish the
annual average HCl-equivalent emission
rate limits, the sum of the ratios for all
combustors of the annual average HCl-
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59417
equivalent emission rate to the annual
average HCl-equivalent emission rate
limit cannot not exceed 1.0. This will
ensure that the RfC-based Hazard Index
of 1.0 is not exceeded, a principle
criterion of the eligibility
demonstration.
If you use site-specific risk analysis to
demonstrate that a Hazard Index of 1.0
is not exceeded, you would generally
identify for each combustor the
maximum annual average HClequivalent emission rate that the risk
assessment estimates would result in an
RfC-based Hazard Index of 1.0 at any
off-site receptor location (i.e.,
considering locations where people
reside and where people congregate for
work, school, or recreation.25 This
emission rate would be the annual
average HCl-equivalent emission rate
limit for each combustor.
2. 1-Hour Average HCl-Equivalent
Emission Rate and Emission Rate Limit
As discussed in Section D above, you
must determine in your eligibility
demonstration whether the 1-hour HClequivalent emission rate limit may be
exceeded absent an hourly rolling
average chlorine feedrate limit. To make
this determination, you must establish a
1-hour average HCl-equivalent emission
rate and a 1-hour average HClequivalent emission rate limit.
You calculate the 1-hour average HClequivalent emission rate from the total
chlorine emission rate, established as
discussed above, using the equation in
§ 63.1215(b)(3).
You establish the 1-hour average HClequivalent emission rate limit by either
using Tables 3 or 4 in § 63.1215 to lookup the limit, or conducting a sitespecific risk analysis. Under the sitespecific risk analysis option, the 1-hour
average HCl-equivalent emission rate
limit would be the highest emission rate
that the risk assessment estimates would
result in an aREL-based Hazard Index
not exceeding 1.0 at any off-site receptor
location (i.e., considering locations
where people reside and where people
congregate for work, school, or
recreation).
3. Performance Test Emissions
During the comprehensive
performance test, you must demonstrate
a system removal efficiency for total
chlorine as [1 ¥ TCl emitted (lb/hr)/
chlorine fed (lb/hr)]. During the test,
however, the total chlorine emission
rate you select for each combustor and
the annual average HCl-equivalent
25 Note again, however, that the total chlorine
emission concentration (ppmv) is capped by the
Interim Standards for incinerators, cement kilns,
and lightweight aggregate kilns.
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emission rate limit can exceed the levels
you present in the eligibility
demonstration. This is because those
emission rates are annual average rates
and need not be complied with over the
duration of three runs of the
performance test, which may be
nominally only 3 hours.
The 1-hour average HCl-equivalent
emission rate limit cannot be exceeded
during any run of the comprehensive
performance test, however. This limit is
based on an aREL Hazard Index of 1.0;
an exceedance of the limit over a test
run with a nominal 1-hour duration
would result in a Hazard Index of
greater than 1.0.
4. Chlorine Feedrate Limits
To maintain compliance with the
annual average HCl-equivalent emission
rate limit, you must establish a longterm average chlorine feedrate limit. In
addition, if you determine under
§ 63.1205(d)(3) that the 1-hour average
HCl-equivalent emission rate may be
exceeded (i.e., because your chlorine
feedrate may vary substantially over the
averaging period for the long-term
chlorine feedrate limit), you must
establish an hourly rolling average
chlorine feedrate limit.
Long-Term Chlorine Feedrate Limit.
The chlorine feedrate limit to maintain
compliance with the annual average
HCl-equivalent emission rate is either:
(1) The chlorine feedrate during the
comprehensive performance test if you
demonstrate compliance with the
semivolatile metals emission standard
during the test (see § 63.1209(o)); or (2)
if you comply with the semivolatile
metals emission standard under
§ 63.1207(m)(2) by assuming all metals
in the feed to the combustor are emitted,
the HCl-equivalent emission rate limit
divided by [1 ¥ system removal
efficiency] where you demonstrate the
system removal efficiency during the
comprehensive performance test.
If you establish the chlorine feedrate
limit based on the feedrate during the
performance test to demonstrate
compliance with the semivolatile metals
emission standard, the averaging period
for the feedrate limit is a 12-hour rolling
average. If you establish the chlorine
feedrate limit based on the system
removal efficiency during the
performance test, the averaging period is
up to an annual rolling average. See
discussion in Part Four, Section VII.B of
this preamble.
If you comply with the semivolatile
metals emission standard under
§ 63.1207(m)(2), however, the long-term
chlorine feedrate limit is based on the
system removal efficiency during the
comprehensive performance test rather
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than the feedrate during the
performance test. This is because the
averaging period for this chlorine
feedrate limit (that ensures compliance
with the annual average HCl-equivalent
emission rate limit) is up to an annual
rolling average. See § 63.1215(g)(2).
Thus, the chlorine feedrate, and total
chlorine emissions, can be higher than
the limit during the relatively short
duration of the comprehensive
performance tests.
Hourly Rolling Average Chlorine
Feedrate Limit. If you determine under
§ 63.1205(d)(3) that the 1-hour average
HCl-equivalent emission rate limit may
be exceeded, you must establish an
hourly rolling average chlorine feedrate
limit. That feedrate limit is established
as the 1-hour HCl-equivalent emission
rate limit divided by [1 ¥ system
removal efficiency]. The hourly rolling
average chlorine feedrate limit is not
established based on feedrates during
the performance test because
performance test feedrates may be
substantially lower than the feedrate
needed to ensure compliance with the
1-hour average HCl-equivalent emission
rate. Note, however, that the hourly
rolling average feedrate limit cannot be
exceeded during any run of the
comprehensive performance test. This
chlorine feedrate limit is based on the
1-hour average HCl-equivalent emission
rate limit, which is based on an aREL
Hazard Index of 1.0. Thus, an
exceedance of the hourly rolling average
feedrate limit (and the 1-hour lHClequivalent emission rate limit) over a
test run with a nominal 1-hour duration
would result in a Hazard Index of
greater than 1.0.
If you plan to change the design,
operation, or maintenance of the facility
in a manner than would increase the
annual average or 1-hour average HClequivalent emission rate limit, and you
elect to increase your total chlorine and
chloride feedrate limits, prior to the
change you must submit to the
permitting authority a revised eligibility
demonstration documenting the
increased emission rate limits and
calculations of the increased feedrate
limits prior to the change.
Changes That Affect System Removal
Efficiency. If you plan to change the
design, operation, or maintenance of the
combustor in a manner than could
decrease the system removal efficiency,
you are subject to the requirements of
§ 63.1206(b)(5) for conducting a
performance test to reestablish the
combustor’s system removal efficiency.
You also must submit a revised
eligibility demonstration documenting
the lower system removal efficiency and
the reduced feedrate limits on total
chlorine and chloride.
If you plan to change the design,
operation, or maintenance of the
combustor in a manner than could
increase the system removal efficiency,
and you elect to document the increased
system removal efficiency to establish
higher feedrate limits on total chlorine
and chloride, you are subject to the
requirements of § 63.1206(b)(5) for
conducting a performance test to
reestablish the combustor’s system
removal efficiency. You must also
submit a revised eligibility
demonstration documenting the higher
system removal efficiency and the
increased feedrate limits on total
chlorine and chloride.
I. Changes
2. Changes Over Which You Do Not
Have Control
If you use site-specific risk assessment
in lieu of the look-up tables to establish
the HCl-equivalent emission rate limit,
you must review the documentation you
use in your eligibility demonstration
every five years from the date of the
comprehensive performance test and
submit for review and approval with the
comprehensive performance test plan
either a certification that the
information used in your eligibility
demonstration has not changed in a
manner that would decrease the annual
average HCl-equivalent emission rate
limit, or a revised eligibility
demonstration. Examples of changes
beyond your control that may decrease
the annual average HCl-equivalent
emission rate limit (or 1-hour average
HCl-equivalent emission rate limit) are
construction of residences at a location
exposed to higher ambient
Your requirements will change in
response to changes that affect the HClequivalent emission rate or HClequivalent emission rate limit for a
source.
1. Changes Over Which You Have
Control
Changes That Affect HCl-Equivalent
Emission Rate Limits. If you plan to
change the design, operation, or
maintenance of the facility in a manner
that would decrease the annual average
or 1-hour average HCl-equivalent
emission rate limit (e.g., reduce the
distance to the property line; reduce
stack gas temperature; reduce stack
height), prior to the change you must
submit to the permitting authority a
revised eligibility demonstration
documenting the lower emission rate
limits and calculations of reduced total
chlorine and chloride feedrate limits.
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concentrations than evaluated during
your previous risk analysis, or a
reduction in the RfCs or aRELs.
If, in the interim between the dates of
your comprehensive performance tests,
you have reason to know of changes that
would decrease the annual average HClequivalent emission rate limit, you must
submit a revised eligibility
demonstration as soon as practicable but
not more frequently than annually.
If you determine that you cannot
demonstrate compliance with a lower
annual average HCl-equivalent emission
rate limit (dictated by a change over
which you do not have control) during
the comprehensive performance test
because you need additional time to
complete changes to the design or
operation of the source or related
systems, you may request that the
permitting authority grant you
additional time to make those changes
as quickly as practicable.
X. Overview on Floor Methodologies
The most contentious issue in the
rulemaking involved methodologies for
determining MACT floors, namely,
which sources are best performing, and
what is their level of performance.
Superficially, these questions have a
ready answer: the best performers are
the lowest emitters as measured by
compliance tests, and those tests fix
their level of performance. But
compliance tests are snapshots which
do not fully capture sources’ total
operating variability. Since the
standards must be met at all times,
picking lowest compliance test data to
set the standard results in standards best
performing sources themselves would
be unable to meet at all times.
To avoid this impermissible result,
EPA selected approaches that
reasonably estimate best performing
sources’ total variability. Certain types
of variability can be quantified
statistically, and EPA did so here (using
standard statistical approaches) in all of
the floor methodologies used in the rule.
There are other components of
variability, however, which cannot be
fully quantified, but nonetheless must
be accounted for in reasonably
estimating best performing sources’
performance over time. EPA selected
ranking methodologies which best
account for this total variability.
Where control of the feed of HAP is
feasible and technically assessable (the
case for HAP metals and for total
chlorine), EPA used a methodology that
ranked sources by their ability to best
control both HAP feed and HAP
emissions. This methodology thus
assesses the efficiency of control of both
the HAP inputs to a hazardous waste
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combustion unit, and the efficiency of
control of the unit’s outputs. This
methodology reasonably selects the best
performing (and for new sources, best
controlled) sources, and reasonably
assesses their level of performance.
When HAP feed control is not feasible,
notably where HAP is contributed by
raw material and fossil fuel inputs, EPA
determined best performers and their
level of performance using a
methodology that selects the lowest
emitters using the best air pollution
control technology. This methodology
reasonably estimates the best
performing sources’ level of
performance, and better accounts for
total variability in emissions levels of
the best performing sources.
EPA carefully examined approaches
selecting lowest emitters as best
performers. Examination of other test
conditions from the same best
performing sources shows, however,
that this approach results in standards
not achievable even by the best
performers. Indeed, in order to meet
such standards, even ‘‘best performing’’
sources (lowest emitting in individual
tests) would have to add additional air
pollution control technology. EPA views
this result as an end run around the
section 112(d)(2) beyond-the-floor
process, because floor standards would
force industry-wide technological
changes without consideration of the
factors (cost and energy in particular)
which Congress mandated for
consideration when establishing
beyond-the-floor standards.
Part Three: What Are the Major
Changes Since Proposal?
I. Database
A. Hazardous Burning Incinerators
Five incinerators have been removed
from the database because they have
initiated or completed RCRA closure.26
Two incinerators have been added to
the list of sources used to calculate the
floor levels.27 Emissions data from
source 3015 has been excluded for
purposes of calculating the particulate
matter floor because the source was
processing an atypical waste stream
from a particulate matter compliance
perspective. See part four, section I.F.
We have excluded the most recent
26 See ‘‘Final Technical Support Document for
HWC MACT Standards, Volume II: HWC Database’’
for a list of the sources that have initiated or
completed RCRA closure.
27 We noticed the data from these sources but did
not include them in the MACT standard
calculations at proposal. Note that inclusion of
these sources did not affect any of the calculated
MACT standards. See ‘‘Final Technical Support
Document for HWC MACT Standards, Volume II:
HWC Database’’ for more discussion.
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59419
mercury and dioxin/furan emissions
data from source 327, and have instead
used data from an older test condition
to represent this source’s emissions
because the source encountered
problems with its carbon injection
system during the most recent test. See
part four, section I.F. Emissions data
from source 3006 has been excluded for
purposes of calculating the semivolatile
metal standard because this source did
not measure cadmium emissions during
its emissions test. See part four, section
I.F. We have added mercury emissions
data from source 901 (DSSI) to the
incinerator mercury database because
this source (which is otherwise subject
to standards for liquid fuel boilers) is
burning a waste which is unlike that
burned by any other liquid fuel boiler
with respect to mercury concentration
and waste provenance, but typical of
waste burned by incinerators with
respect to those factors. See part four,
section VI.D.1. This change
correspondingly affects the liquid fuel
boiler standard by removing that data
from the liquid fuel boiler database.
B. Hazardous Waste Cement Kilns
1. Use of Emissions Data From Ash
Grove Cement Company
The emissions data from Ash Grove
Cement Company, which operates a
recently constructed preheater/
precalciner kiln located in Chanute,
Kansas, are considered when calculating
MACT floors for new hazardous waste
burning cement kilns. In the proposal,
we did not consider their emissions data
in the floor analyses for existing sources
because Ash Grove Cement used the
data to demonstrate compliance with
the new source interim standards, and
did not address the data for purposes of
new source standards. See 69 FR at
21217 n. 35. Consistent with our
position on use of post-1999 emissions
data, we are including Ash Grove
Cement’s emissions data in the floor
analyses for new sources. See also Part
Four, Section I.B of the preamble.
2. Removal of Holcim’s Emissions Data
From EPA’s HWC Data Base
Following cessation of hazardous
waste operations in 2003, we are
removing all emissions data from both
wet process cement kilns at Holcim’s
Holly Hill, South Carolina, plant from
our hazardous waste combustor data
base. This is consistent with our
approach in both this rule and the 1999
rule to base the standards only on
performance of sources that actually are
operating (i.e., burning hazardous
waste). See also Part Four, Section I.A
and 64 FR at 52844.
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3. Use of Mercury Data
D. Liquid Fuel Boilers
As discussed below, we are using a
commenter-submitted dataset as the
basis of the mercury standards for
existing and new cement kilns. This
comprehensive dataset documents the
day-to-day levels of mercury in
hazardous waste fired to all cement
kilns for a three year period covering
1999 to 2001. We have determined that
the commenter-submitted data are more
representative than data used at
proposal. See Part Four, Section I.D of
the preamble for our rationale.
In the proposed rule, we classified
liquid fuel boilers as one category. The
final rule classifies them into two for
purposes of the mercury, semivolatile
metals, chromium, and total chlorine
standards: one for liquid fuel boilers
burning lower heating value hazardous
waste (hazardous waste with a heating
value less than 10,000 Btu/lb), and
another for liquid fuel boilers burning
higher heating value hazardous waste
(hazardous waste with a heating value
of 10,000 Btu/lb or greater).
We also made other, minor changes to
the data base because some sources have
initiated closure, were misclassified as
other sources in the proposed rule, or
were inadvertently not considered in
the floor calculations although the
sources’ test reports were in the docket
at proposal.
C. Hazardous Waste Lightweight
Aggregate Kilns
We are incorporating mercury data
submitted by a commenter into the
MACT floor analysis for existing and
new lightweight aggregate kilns. These
data document the day-to-day levels of
mercury in hazardous waste fired to
lightweight aggregate kilns located at
Solite Corporation’s Arvonia plant
between October 2003 and June 2004.
We have determined that the
commenter-submitted data are more
representative than the data used at
proposal. See Part Four, Section I.E of
the preamble for our rationale.
E. HCl Production Furnaces
Six of the 17 hydrochloric acid
production furnaces have ceased
burning hazardous waste since
proposal. Consequently, we do not use
emissions data from these sources to
establish the final standards. All six of
these sources were equipped with waste
heat recovery boilers and had relatively
high dioxin/furan emissions. In
addition, we reclassified source #2020
as a boiler based on comments received
at proposal.
F. Total Chlorine Emissions Data Below
20 ppmv
We corrected all the total chlorine
measurements in the data base that were
below 20 ppmv to account for potential
systemic negative biases in the Method
0050 data in response to comments on
the proposed rule. See the discussion in
Part Four, Section I.C.1 below.
To account for the bias, we corrected
all total chlorine emissions data that
were below 20 ppmv to 20 ppmv. We
accounted for within-test condition
emissions variability for the corrected
data by imputing a standard deviation
that is based on a regression analysis of
run-to-run standard deviation versus
emission concentration for all data
above 20 ppmv. This approach of using
a regression analysis to impute a
standard deviation is similar to the
approach we used to account for total
variability (i.e., test-to-test and within
test variability) of PM emissions for
sources that use fabric filters.
II. Emission Limits
A. Incinerators
The changes in the incinerator
standards for existing sources since
proposal are:
Standard
Proposed limit
Final limit
Dioxin/Furans (ng TEQ/dscm) ...........................
Sources with dry air pollution control systems
or waste heat boilers: 0.28; For others: 0.2
or 0.4 and temperature control at inlet of air
pollution control device < 400 °F.
0.015 ................................................................
59 .....................................................................
84 .....................................................................
1.5 ....................................................................
59 .....................................................................
For all sources, 0.20 or 0.40 and temperature
control < 400 °F at the air pollution control
device inlet.
84 .....................................................................
92.
Particulate Matter (gr/dscf) ................................
Semivolatile Metals (µg/dscm) ...........................
Low Volatile Metals (µg/dscm) ...........................
Total Chlorine (ppmv) ........................................
Alternative to the particulate matter standard:
Combined emissions of lead, cadmium and
selenium (µg/dscm).
Alternative to the particulate matter standard:
Combined emissions of arsenic, berrylium,
chrome, antimony, cobalt, manganese, and
nickel (µg/dscm).
0.013.
230.
92.
32.
230.
The changes in the incinerator
standards for new sources since
proposal are:
Proposed
limit
Standard
Particulate Matter (gr/dscf) ..................................................................................................................................................
Mercury (µg/dscm) ...............................................................................................................................................................
Semivolatile Metals (µg/dscm) .............................................................................................................................................
Low Volatile Metals (µg/dscm) ............................................................................................................................................
Total Chlorine (ppmv) ..........................................................................................................................................................
Alternative to the particulate matter standard: Combined emissions of lead, cadmium and selenium (µg/dscm) ............
Alternative to the particulate matter standard: Combined emissions of arsenic, berrylium, chrome, antimony, cobalt,
manganese, and nickel (µg/dscm) ...................................................................................................................................
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Final limit
0.0007
8.0
6.5
8.9
0.18
6.5
0.0015
8.1
10
23
21
10
8.9
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Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 / Rules and Regulations
59421
Hazardous Waste Burning Cement Kilns
The changes in the standards for
existing cement kiln since proposal are:
Standard
Proposed limit
Final limit
Mercury (µg/dscm) .............................................
64 1 ...................................................................
Particulate matter ...............................................
Semivolatile metals ............................................
Low volatile metals .............................................
Total chlorine (ppmv) 6 .......................................
0.028 gr/dscf ....................................................
4.0E–04 lb/MMBtu 5 .........................................
1.4E–05 lb/MMBtu 5 .........................................
110 ...................................................................
Both 3.0 ppmw 2 and either 120 µg/dscm
(stack emissions) or 120 µg/dscm (expressed as a hazardous waste MTEC) 3.
0.028 gr/dscf and 20% opacity 4.
7.6E–04 lb/MMBtu 5 and 330 µg/dscm.
2.1E–05 lb/MMBtu 5 and 56 µg/dscm.
120.
1 The
proposed mercury standard was an annual limit.
concentration of mercury in hazardous waste as-fired.
3 HW MTEC means maximum theoretical emissions concentration of the hazardous waste and MTEC is defined at § 63.1201(a).
4 The opacity standard does not apply to a source equipped with a bag leak detection system under § 63.1206(c)(8) or a particulate matter detection system under § 63.1206(c)(9).
5 Standard is expressed as mass of pollutant stack emissions attributable to the hazardous waste per million British thermal unit heat input of
the hazardous waste.
6 Combined standard, reported as a chloride (Cl(-)) equivalent.
2 Feed
The changes in the standards for new
cement kilns since proposal are:
Standard
Proposed limit
Final limit
Mercury (µg/dscm) .............................................
35 1
Particulate matter ...............................................
Semivolatile metals ............................................
Low volatile metals .............................................
Total chlorine (ppmv) 6 .......................................
0.0058 gr/dscf ..................................................
6.2E–05 lb/MMBtu 5 .........................................
1.4E–05 lb/MMBtu 5 .........................................
78 .....................................................................
...................................................................
Both 1.9
and either 120 µg/dscm
(stack emissions) or 120 µg/dscm (expressed as a hazardous waste MTEC) 3.
0.0023 gr/dscf and 20% opacity 4.
6.2E–05 lb/MMBtu 5 and 180 µg/dscm.
1.5E–05 lb/MMBtu 5 and 54 µg/dscm.
86.
ppmw 2
1 The
proposed mercury standard was an annual limit.
concentration of mercury in hazardous waste as-fired.
3 HW MTEC means maximum theoretical emissions concentration of the hazardous waste and MTEC is defined at § 63.1201(a).
4 The opacity standard does not apply to a source equipped with a bag leak detection system under § 63.1206(c)(8) or a particulate matter detection system under § 63.1206(c)(9).
5 Standard is expressed as mass of pollutant stack emissions attributable to the hazardous waste per million British thermal unit heat input of
the hazardous waste.
6 Combined standard, reported as a chloride (Cl(-)) equivalent.
2 Feed
C. Hazardous Waste Burning
Lightweight Aggregate Kilns
The changes in the standards for
existing lightweight aggregate kilns
since proposal are:
Standard
Proposed limit
Final limit
Dioxins and furans (ng TEQ/dscm) ....................
0.40 ..................................................................
Mercury (µg/dscm) .............................................
67 1 ...................................................................
Semivolatile metals ............................................
3.1E–04 lb/MMBtu 3 and 250 µg/dscm ............
0.20 or rapid quench of the flue gas at the
exit of the kiln to less than 400 °F.
120 µg/dscm (stack emissions) or 120 µg/
dscm (expressed as a hazardous waste
MTEC) 2.
3.0E–04 lb/MMBtu 3 and 250 µg/dscm.
1 The
proposed mercury standard was an annual limit.
MTEC means maximum theoretical emissions concentration of the hazardous waste and MTEC is defined at § 63.1201(a).
is expressed as mass of pollutant stack emissions attributable to the hazardous waste per million British thermal unit heat input of
the hazardous waste.
2 HW
3 Standard
The changes in the standards for new
lightweight aggregate kilns since
proposal are:
Standard
Proposed limit
Final limit
Dioxins and furans (ng TEQ/dscm) ....................
0.40 ..................................................................
0.20 or rapid quench of the flue gas at the
exit of the kiln to less than 400 °F.
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Standard
Proposed limit
Final limit
Particulate matter ...............................................
Mercury (µg/dscm) .............................................
0.0099 gr/dscf ..................................................
67 1 ...................................................................
Semivolatile metals ............................................
2.4E–05 lb/MMBtu 3 and 43 µg/dscm ..............
0.0098 gr/dscf.
120 µg/dscm (stack emissions) or 120 µg/
dscm (expressed as a hazardous waste
MTEC) 2.
3.7E–05 lb/MMBtu 3 and 43 µg/dscm.
1 The
proposed mercury standard was an annual limit.
MTEC means maximum theoretical emissions concentration of the hazardous waste and MTEC is defined at § 63.1201(a).
is expressed as mass of pollutant stack emissions attributable to the hazardous waste per million British thermal unit heat input of
the hazardous waste.
2 HW
3 Standard
D. Solid Fuel Boilers
The changes in the solid fuel boiler
standards for existing sources since
proposal are:
Proposed
limit
Standard
Mercury (µg/dscm) ...................................................................................................................................................................
Semivolatile Metals (µg/dscm) .................................................................................................................................................
Low Volatile metals (µg/dscm) ................................................................................................................................................
Alternative to the particulate matter standard: Combined emissions of lead, cadmium and selenium (µg/dscm) ................
Alternative to the particulate matter standard: Combined emissions of arsenic, beryllium, chromium, antimony, cobalt,
manganese, and nickel (µg/dscm) .......................................................................................................................................
Final
limit
10
170
210
170
11
180
380
180
210
380
The changes in the solid fuel boiler
standards for new sources since
proposal are:
Proposed
limit
Standard
Mercury (µg/dscm) ...................................................................................................................................................................
Semivolatile Metals (µg/dscm) .................................................................................................................................................
Low Volatile metals (µg/dscm) ................................................................................................................................................
Alternative to the particulate matter standard: Combined emissions of lead, cadmium and selenium (µg/dscm) ................
E. Liquid Fuel Boilers
We redefined the liquid fuel boiler
subcategory into two separate boiler
subcategories based on the heating value
of the hazardous waste they burn: Those
that burn waste below 10,000 Btu/lb,
those that burn hazardous waste with a
heating value of 10,000 Btu/lb or
greater. See Part Four, Section VI.D.2 of
Final
limit
10
170
210
170
11
180
380
180
today’s preamble for a complete
discussion.
The additional changes to the liquid
fuel boiler standards for existing sources
since proposal are:
Final limit
Standard
Proposed
limit
Mercury (lb/MM Btu) ...........................................................................................................................
Particulate matter (gr/dscf) .................................................................................................................
Semivolatile metals (lb/MM Btu) .........................................................................................................
Chromium (lb/MM Btu) ........................................................................................................................
Total chlorine (Lb/MM Btu) .................................................................................................................
Alternative to the particulate matter standard: Combined emissions of lead, cadmium and selenium (lb/MM Btu).
Alternative to the particulate matter standard: Combined emissions of arsenic, beryllium, chromium, antimony, cobalt, manganese, and nickel (lb/MM Btu).
3.7E–6 .........
0.032 ...........
1.1E–5 .........
1.1E–4 .........
2.5E–2 .........
1.1E–5 .........
19 µg/dscm
1.1E–4 .........
370 µg/dscm
The changes in the liquid fuel boiler
standards for new sources since
proposal are:
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HW Fuel <
10,000 Btu/lb
HW Fuel ≥
10,000 Btu/lb
4.2E–5
0.035
150 µg/dscm 8.2E–5
370 µg/dscm 1.3E–4
31 ppmv ...... 5.1E–2
150 µg/dscm 8.2E–5
1.3E–4
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Final limit
Standard
Proposed limit
Dioxin and Furan, dry APCD (ng TEQ/dscm) ...............................................
0.015 or temp control <400F for dry
APCD.
3.8E–7 ..............................................
0.0076 ...............................................
4.3E–6 ..............................................
3.6E–5 ..............................................
7.2E–4 ..............................................
4.3E–6 ..............................................
6.8 µg/dscm
1.2E–6
0.0087
78 µg/dscm
6.2E–6
12 µg/dscm
1.4E–5
31 µg/dscm
5.1E–2
78 µg/dscm 1 6.2E–6 1
3.6E–5 ..............................................
12 µg/dscm 2
Mercury (lb/MM Btu) ......................................................................................
Particulate matter (gr/dscf) ............................................................................
Semivolatile metals (lb/MM Btu) ...................................................................
Chromium (lb/MM Btu) ..................................................................................
Total chlorine (lb/MM Btu) .............................................................................
Alternative to the particulate matter standard: Combined emissions of
lead, cadmium and selenium (lb/MM Btu).
Alternative to the particulate matter standard: Combined emissions of arsenic, beryllium, chromium, antimony, cobalt, manganese, and nickel
(lb/MM Btu).
HW fuel <
10,000 Btu/lb
HW fuel >
10,000 Btu/lb
0.40
1.4E–5 2
1 New or reconstructed liquid fuel boilers that process residual oil or liquid feedstreams that are neither fossil fuel nor hazardous waste and that
operate pursuant to the alternative to the particulate matter standard must comply with the alternative emission concentration standard of 4.7 µg/
dscm, which is applicable to lead, cadmium and selenium emissions attributable to all feedstreams (hazardous and nonhazardous).
2 New or reconstructed liquid fuel boilers that process residual oil or liquid feedstreams that are neither fossil fuel nor hazardous waste that operate pursuant to the alternative to the particulate matter standard must comply with the alternative emission concentration standard of 12 µg/
dscm, which is applicable to arsenic, beryllium, chrome, antimony, cobalt, manganese, and nickel emissions attributable to all feedstreams (hazardous and nonhazardous).
F. Hydrochloric Acid Production
Furnaces
The changes in the hydrochloric acid
production furnace standards for
existing sources since proposal are:
Standard
Proposed limit
Final limit
Dioxin and Furans ................
0.4 ng TEQ/dscm ............................................................
Total chlorine .......................
14 ppmv or 99.9927% system removal efficiency ..........
Carbon Monoxide/Total Hydrocarbons and DRE standards as surrogates.
150 ppmv or 99.923% system removal efficiency.
The changes in the hydrochloric acid
production furnace standards for new
sources since proposal are:
Standard
Proposed limit
Final limit
Dioxin and Furans ................
0.4 ng TEQ/dscm ............................................................
Total chlorine .......................
1.2 ppmv or 99.9994% system removal efficiency .........
Carbon Monoxide/Total Hydrocarbons and DRE standards as surrogates
25 ppmv or 99.987% system removal efficiency
G. Dioxin/Furan Testing for Sources Not
Subject to a Numerical Standard
Today’s final rule requires that all
sources not subject to a numerical
dioxin and furan standard perform a one
time test to determine their dioxin and
furan emissions. See the discussion in
Part Four, Section VII.L.
In the proposed rule, this requirement
was limited to solid fuel boilers and
those liquid fuel boilers with a wet or
no air pollution control system. The
final rule expands this requirement to
include hydrochloric acid production
furnaces and those lightweight aggregate
kilns that elect to comply with the
temperature limit at the kiln exit in lieu
of the 0.20 ng TEQ/dscm dioxin/furan
standard. Those sources are not subject
to a numerical dioxin/furan standard
under the final rule for reasons
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explained in Volume III of the Technical
Support Document, Sections 12 and 15.
We note that sources not subject to a
numerical dioxin/furan emission
standard are subject to the carbon
monoxide or hydrocarbon standards and
the DRE standard as surrogates.
We are making no changes to the
implementation of this requirement. See
the proposed rule at 69 FR at 21307 for
more information.
III. Statistics and Variability
A. Using Statistical Imputation To
Address Variability of Nondetect Values
In the final rule, we use a statistical
approach to impute the value of
nondetect emissions and feedrate
measurements to avoid dampening of
the variability of data sets when
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nondetect measurements are assumed to
be present at the detection limit.
At proposal, we assumed that
nondetects (i.e., HAP levels in stack
emissions below the level of detection
of the applicable analytic method) are
invariably present at the detection limit.
Commenters on the proposed rule
stated, however, that assuming
nondetects are present at the detection
limit dampens emissions variability—a
consideration necessary to reasonably
ascertain sources’ performance over
time. This could have significant
practical consequence for those data sets
(such as the data base for liquid fuel
boilers) dominated by nondetected
values. We agree with these
commenters, and instead of making the
arbitrary assumption that all
nondetected values are identical (which
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in fact is highly unlikely), we are using
a statistical methodology to impute the
value of nondetect measurements.
The imputation approach assigns a
value for each nondetect measurement
in a data set within the possible range
of values that results in maximizing the
99th percentile upper prediction limit
for the data set. For example, the
possible range of values for a
measurement that is 100% nondetect is
between zero and the detection limit.
On February 4, 2005 we distributed a
direct request for comments on the
imputation approach to major
stakeholders. We respond to the
comments we received in Part Four,
Section IV.D of today’s notice.
B. Degrees of Freedom When Imputing
a Standard Deviation Using the
Universal Variability Factor for
Particulate Matter Controlled by a
Fabric Filter
The use of the universal variability
factor to impute a standard deviation for
particulate emissions from sources
controlled with a fabric filter takes
advantage of the empirical observation
that the standard deviation of
particulate emissions from sources is
positively correlated to the average
particulate emissions of sources. Based
on this observation, we use regression
analysis to determine the best fitting
curve to explain the relationship of
average value to standard deviation.
In the final rule, we use the actual
sample size, rather than an assumed
sample size of nine used at proposal, to
determine the degrees of freedom for the
t-statistic to calculate the floor using the
standard deviation imputed from the
universal variability factor for
particulate matter controlled by a fabric
filter.
At proposal, we used eight degrees of
freedom to identify the t-statistic to
account for within-test condition
variability (i.e., run-to-run variability)
for standard deviations imputed from
the universal variability factor
regression.28 This is because, on
average, about three test conditions with
nine individual test runs are associated
with each source used to develop the
regression curve.
A commenter states, however, that
this approach can dramatically
understate variability when imputing a
standard deviation for a source with
only three runs because the t-statistic is
substantially higher for 2 degrees of
freedom than 8 degrees of freedom.
We agree with the commenter.
Moreover, using the actual number of
28 USEPA,
‘‘Draft Technical Support Document
for HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ March 2004, p. 5–4.
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runs to identify the t-statistic rather than
assuming nine runs is appropriate given
that the true test condition average is
less certain for sources with only three
runs, and thus there is less certainty in
the imputed standard deviation. The
higher t-statistic associated with a threerun data set reflects this uncertainty.
In addition, we include emissions
data classified as ‘‘normal’’ in the
regression analysis for the final rule. At
proposal, we used only data classified
as CT (i.e., highest compliance test
condition in a test campaign) or IB (i.e.,
a compliance test condition that
achieved lower emissions than another
compliance test condition in the test
campaign). We conclude that normal
data (i.e., emissions data that were not
used to establish operating limits and
thus do not reflect variability in
controllable operating parameters)
should also be considered in the
regression analysis because particulate
matter emissions are relatively
insensitive to baghouse inlet loading
and operating conditions.29 Including
normal emissions in the analysis
provides additional data to better
quantify these devices’ performance
variability.
IV. Compliance Assurance for Fabric
Filters, Electrostatic Precipitators, and
Ionizing Wet Scrubbers
The final rule provides additional
requirements to clarify how you
determine the duration of periods of
operation when the alarm set point has
been exceeded for a bag leak detection
system or a particulate matter detection
system:
1. You must keep records of the date,
time, and duration of each alarm, the
time corrective action was initiated and
completed, and a brief description of the
cause of the alarm and the corrective
action taken.
2. You must record the percent of the
operating time during each 6-month
period that the alarm sounds.
3. In calculating the operating time
percentage, if inspection of the fabric
filter, electrostatic precipitator, or
ionizing wet scrubber demonstrates that
no corrective action is required, no
alarm time is counted.
4. If corrective action is required, each
alarm shall be counted as a minimum of
1 hour.
The final rule also establishes revised
procedures for establishing the alarm set
point if you elect to use a particulate
matter detector system in lieu of site29 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 5.3.
See also Part Four, Section III.C of this preamble.
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specific operating parameter limits for
compliance assurance for sources
equipped with electrostatic precipitators
and ionizing wet scrubbers. The rule
explicitly allows you to maximize
controllable operating parameters
during the comprehensive performance
test to account for variability by, for
example, detuning the APCD or spiking
ash. To establish the alarm set-point,
you may either establish the set-point as
the average of the test condition run
average detector responses during the
comprehensive performance test or
extrapolate the detector response after
approximating the correlation between
the detector response and particulate
matter emission concentrations. You
may extrapolate the detector response
up to a response value that corresponds
to 50% of the particulate matter
emission standard or 125% of the
highest particulate matter concentration
used to develop the correlation,
whichever is greater. To establish an
approximate correlation of the detector
response to particulate matter emission
concentrations you should use as
guidance Performance Specification-11
for PM CEMS (40 CFR Part 60,
Appendix B), except that you need
conduct only 5 runs to establish the
initial correlation rather than a
minimum of 15 runs required by PS–11.
The final rule also notes that an
exceedance of a detector response that
corresponds to the particulate matter
emission standard is not evidence that
the standard has been exceeded because
the correlation is an approximate
correlation used for the purpose of
compliance assurance to determine
when corrective measures must be
taken. The correlation, however, does
not meet the requirements of PS–11 for
compliance monitoring.
In addition, if you elect to use a
particulate matter detection system in
lieu of site-specific control device
operating parameter limits on the
electronic control device, the ash
feedrate limit for incinerators and
boilers under § 63.1209(m)(3) is waived.
The ash feedrate limit is waived because
the particulate matter detection system
continuously monitors relative
particulate matter emissions and the
alarm set point provides reasonable
assurance that emissions will not
exceed the standard.30
30 Note that if your incinerator or boiler is
equipped with a fabric filter and you elect under
§ 63.1206(c)(8)(i) to use a particulate matter
detection system in lieu of a bag leak detection
system for compliance assurance, the ash feedrate
limit is waived. The ash feedrate limit is not waived
if you use a bag leak detection system, however,
because the alarm level may not ensure compliance
with the emission standard when you follow the
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Finally, you must submit an excessive
exceedance notification within 30 days
of the date that the alarm set-point is
exceeded more than 5 percent of the
time during any 6-month block period
of time, or within 30 days after the end
of the 6-month block period, whichever
is earlier. The proposed rule would have
required you to submit that notification
within 5 days of the end of the 6-month
block period.
V. Health-Based Compliance
Alternative for Total Chlorine
The final rule includes the following
major changes to the proposed healthbased compliance alternative for total
chlorine:
(1) You must use 1-hour Reference
Exposure Levels (aRELs) rather than 1hour acute exposure guideline levels
(AEGL–1) as the acute health risk
threshold metric when calculating 1hour HCl-equivalent emission rates;
(2) You must establish a long-term
average chlorine feedrate limit (i.e., 12
hour rolling average or an (up to) annual
rolling average) as the annual average
HCl-equivalent emission rate limit
divided by [1 ¥ system removal
efficiency]. You establish the total
chlorine system removal efficiency
during the comprehensive performance
test. The proposed rule would have
required you to establish the long-term
average chlorine feedrate limit as the
average of the test run averages of the
comprehensive performance test.31
(3) At proposal, we requested
comment on whether and how to
establish a short-term chlorine feedrate
limit to ensure that the acute exposure
Hazard Index of 1.0 is not exceeded. See
69 FR at 21304. We conclude for the
final rule that a 1-hour rolling average
feedrate limit may be needed for some
situations (i.e., if chlorine feedrates can
vary substantially during the averaging
period for the long-term feedrate limit
and potentially result in an exceedance
of the 1-hour average HCl-equivalent
emission rate limit). Accordingly,
concepts in the Agency’s guidance document on
bag leak detection systems to establish the alarm
level.
31 Note that, as a practical matter, most sources
must establish the chlorine feedrate limit as the
average of the test run average feedrate limit during
the comprehensive performance test to demonstrate
compliance with the semivolatile emission
standard. This is because chlorine feedrate is a
compliance assurance parameter for the
semivolatile metal emission standard. That feedrate
limit is based on a 12-hour rolling average. To
ensure compliance with the annual average HClequivalent emission rate limit, however, that
feedrate limit cannot exceed the value calculated as
the annual average HCl-equivalent emission rate
limit divided by [1 ¥ system removal efficiency],
where you demonstrate the total chlorine system
removal efficiency during the performance test.
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although your eligibility for the healthbased compliance alternatives is based
on annual average HCl-equivalent
emissions, you must determine
considering prescribed criteria whether
your 1-hour HCl-equivalent emission
rate may exceed the national exposure
standard (i.e., Hazard Index not
exceeding 1.0 considering the maximum
1-hour average ambient concentration of
hydrogen chloride and chlorine at an
off-site receptor location32) and thus
may exceed the 1-hour average HClequivalent emission rate limit absent an
hourly rolling average limit on the
feedrate of chlorine. If the acute
exposure standard may be exceeded,
you must establish an hourly rolling
average chlorine feedrate limit as the 1hour HCl-equivalent emission rate limit
divided by [1 ¥ system removal
efficiency]. You establish the system
removal efficiency during the
comprehensive performance test.
(4) When calculating HCl-equivalent
emission rates, rather than partitioning
total chlorine emissions between
chlorine and HCl (i.e., the Cl2/HCl
volumetric ratio) based on the
comprehensive performance test as
proposed, you must establish the Cl2/
HCl volumetric ratio used to calculate
the annual average HCl-equivalent
emission rate based on the historical
average ratio from all regulatory
compliance tests. You must establish
the Cl2/HCl volumetric used to calculate
the 1-hour average HCl-equivalent
emission rate as the highest of the
historical ratios from all regulatory
compliance tests. The rule allows you to
exclude ratios from historical
compliance tests where the emission
data may not be representative of the
current Cl2/HCl ratio for reasons such as
changes to the design or operation of the
combustor or biases in measurement
methods. The rule also explicitly allows
the permitting authority to require
periodic emissions testing to obtain a
representative average and maximum
ratio;
(5) The look-up table analysis has
been refined by presenting annual
average and 1-hour HCl-equivalent
emission rate limits as a function of
stack height, stack diameter, and
distance to property line. In addition,
separate look-up tables are presented for
flat terrain and simple elevated terrain;
(6) The proposed rule required
approval of the eligibility demonstration
before you could comply with the
alternative health-based emission limits
32 Under the site-specific risk assessment
approach to demonstrate eligibility, you must
consider locations where people reside and where
people congregate for work, school, or recreation.
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59425
for total chlorine. Under the final rule,
if your permitting authority has not
approved your eligibility demonstration
by the compliance date, and has not
issued a notice of intent to disapprove
your demonstration, you may
nonetheless begin complying, on the
compliance date, with the annual
average HCl-equivalent emission rate
limits you present in your eligibility
demonstration. In addition, if your
permitting authority issues a notice of
intent to disapprove your eligibility
demonstration, the authority will
identify the basis for that notice and
specify how much time you will have to
submit additional information or to
comply with the MACT total chlorine
standards. The permitting authority may
extend the compliance date of the total
chlorine standards to allow you to make
changes to the design or operation of the
combustor or related systems as quickly
as practicable to enable you to achieve
compliance with the MACT total
chlorine standards;
(7) We have revised the approach for
determining chlorine emissions if you
feed bromine or sulfur during the
comprehensive performance test at
levels higher than those specified in
§ 63.1215(e)(3)(ii)(B). Under the final
rule, you must use EPA Method 320/321
or ASTM D 6735’01, or an equivalent
method, to measure hydrogen chloride,
and Method 26/26A, or an equivalent
method, to measure chlorine and
hydrogen chloride. You must determine
your chlorine emissions to be the higher
of: (1) The value measured by Method
26/26A, or an equivalent method; or (2)
the value calculated by difference
between the combined hydrogen
chloride and chlorine levels measured
by Method 26/26a, or an equivalent
method, and the hydrogen chloride
measurement from EPA Method 320/
321 or ASTM D 6735–01, or an
equivalent method; and
(8) The proposed rule would have
required you to conduct a new
comprehensive performance test if you
planned to make changes to the facility
that would lower the annual average
HCl-equivalent emission rate limit.
Under the final rule, you would be
required to conduct a performance test
as a result of a planned change only for
a change to the design, operation, or
maintenance of the combustor that
could affect the system removal
efficiency for total chlorine if the change
could reduce the system removal
efficiency, or if the change would
increase the system removal efficiency
and you elect to increase the feedrate
limits on total chlorine and chloride.
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Part Four: What Are the Responses to
Major Comments?
I. Database
A. Revisions to the EPA’s Hazardous
Waste Combustor Data Base
Comment: Several commenters
identify sources which have ceased
operations as a hazardous waste
combustor and should be removed from
EPA’s data base.
Response: We agree with commenters
that data and information from sources
no longer burning hazardous waste
should not be included in our
hazardous waste combustor data base
and should not be used to calculate the
MACT standards. We consider any
source that has initiated RCRA closure
procedures and activities as a source
that is no longer burning hazardous
waste. This data handling decision is
consistent with the approach we used in
the 1999 final rule. See 64 FR at 52844.
As we stated in that rule, ample
emissions data remain to support
calculating the MACT standards
without using data from sources that no
longer burn hazardous waste.
As a result, we removed the following
former hazardous waste combustors
from the data base: the Safety-Kleen
incinerator in Clarence, New York, the
Dow Chemical Company incinerators in
Midland, Michigan, and LaPorte, Texas,
the two Holcim wet process cement
kilns in Holly Hill, South Carolina, the
Dow Chemical Company liquid fuelfired boiler in Freeport, Texas, the
Union Carbide liquid fuel-fired boilers
in Hahnville, Louisiana, and Texas City,
Texas, and six Dow Chemical Company
hydrochloric production furnaces in
Freeport, Texas.
We are retaining, however, Solite
Corporation’s lightweight aggregate
facility in Cascade, Virginia, in the data
base. Even though the facility recently
initiated RCRA closure procedures, this
data handling decision differs from
those listed in the preceding paragraph
because Solite Corporation provided
this new information in February 2005
while information on the other closures
was reported or available to us in 2004.
Because we cannot continually adjust
our data base and still finalize this
rulemaking by the court-ordered
deadline, we stopped making revisions
to the data base in late 2004. Additional
facility changes after that date, like
Solite Corporation’s Cascade facility
closure, simply could not be
incorporated.
Comment: One commenter identifies
a source in EPA’s data base that should
be classified as a boiler instead of a
hydrochloric acid production furnace.
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Response: We agree with the
commenter. In today’s rule, Dow
Chemical Company’s boiler F–2820,
located in Freeport, Texas, is
reclassified in our data base as a boiler.
This source is identified as unit number
2020 in our data base.
B. Use of Data From Recently Upgraded
Sources
Comment: Many commenters
recommend that EPA remove from the
data base (or not consider for standardssetting purposes) emissions data from
sources that upgraded their emissions
controls to comply with the
promulgated emission standards of
either the 1999 rule or the 2002 interim
standards. Several commenters also
state that any emissions data that were
obtained or used to demonstrate
compliance with the promulgated
standards of 1999 or 2002 should not be
used for standard-setting purposes by
the Agency. That is, EPA must evaluate
the source category as it existed at the
beginning of the rule development
process and not after emissions controls
are later added to comply with the 1999
or 2002 standards. Several commenters
also state that EPA is only partly correct
in claiming that the interim standards
are not MACT standards because the
interim standards were established and
considered to be MACT until the Court
issued its opinion in July 2001. Until
that time, sources proceeded to upgrade
their facilities to achieve the standards
promulgated in 1999. The rationale for
these recommendations is threefold: (1)
Use of the data unfairly ignores the
MACT-driven reductions already
achieved by some sources; (2) it is
contrary to sound public policy to use
data from upgraded facilities to ‘‘ratchet
down’’ the MACT floors to a level more
stringent because these sources would
not have increased their level of
performance but for the legal obligation
to comply with the standards; and (3)
EPA’s reliance on National Lime Ass’n
v. EPA, 233 F.3d 625, 640 (D.C. Cir.
2000), for the proposition that the
motivation for a source’s performance is
legally irrelevant in developing MACT
floor levels is misplaced because that
case involved the initial MACT standard
setting process, and not a subsequent
rule.
One commenter agrees with EPA’s
proposed position and states that use of
data from sources that have upgraded is
not only appropriate, but also required
by the Clean Air Act. This commenter
states that the actual performance of
sources that have upgraded their
emissions equipment—to meet the 1999
standards or for any reason—is reflected
only by the most recently generated
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emissions data for the source. Thus, the
Clean Air Act requires EPA to use the
most recently generated data available
to it and precludes the Agency from
using older, out-of-date performance
data.
EPA also received several comments
stating that the language of section
112(d)(3)(A) of the Clean Air Act
informs how the Agency should
consider emissions data from sources
that conducted testing after that 1999
rule was promulgated. One commenter
states that the only data which should
not be used in calculating the MACT
floors are from sources that are subject
to lowest achievable emission rates
(LAER). Thus, the commenter states,
Congress considered the possibility of
significant and recent upgrades, and
concluded that EPA should use up-todate data to reflect source’s
performance, but must exclude certain
sources from the floor calculation if
their upgrades were of a specific degree
and were accomplished within a
specific period of time. Another
commenter states that Congress did not
intend to pile technology upon
technology as confirmed by section
112(d)(3)(A) that specifically excludes
sources that implemented LAER from
consideration when establishing section
112(d) standards. Thus, the commenter
states, considering data from sources
that have upgraded violates both the
language and intent of the Clean Air
Act. Another commenter states that,
while Congress no doubt contemplated
that EPA should use all available
emissions information in setting initial
MACT standards, neither the statute nor
the legislative history suggest that
follow-up MACT rulemakings require
the use of data reflecting compliance
efforts with previous MACT standards
or interim standards.
Response: As proposed, EPA
maintains its position on use of post1999 emissions data. The statute
indicates that EPA is to base MACT
floors on performance of sources ‘‘for
which the Administrator has emissions
information.’’ Section 112(d)(3)(A);
CKRC, 255 F. 3d at 867. There can be
no dispute that post-1999 performance
data in EPA’s possession fits this
description. We also reiterate that the
motivation for the control reflected in
data available to us is irrelevant. See 69
FR at 21217–218. We further agree with
those commenters who pointed out that
Congress was explicit when it wanted
certain emissions information (i.e.,
sources operating pursuant to a LAER
standard) excluded from consideration
in establishing floors. There is, of
course, no such enumerated exception
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for sources that have upgraded their
performance for other reasons.
We also do not agree with those
commenters arguing (with respect to the
standards for the Phase 1 sources
(incinerators, cement kilns, and
lightweight aggregate kilns)) in effect
that the present rulemaking involves
revision of an existing MACT standard.
If this were indeed a revision of a MACT
standard under section 112(d)(6), then
EPA would not redetermine floor levels.
See 70 FR at 20008 (April 15, 2005).
However, EPA has not to date
promulgated valid MACT floors or valid
MACT standards for these sources. The
1999 standards do not reflect MACT, as
held by the CKRC court. The interim
standards likewise do not reflect MACT,
but were designed to prevent a
regulatory gap and were described as
such from their inception. 67 FR at 7693
(Feb. 13, 2002); see also Joint Motion of
all Parties for Stay of Issuance of
Mandate in case no. 99–1457 (October
19, 2001), pp. 11–12 (‘‘The Parties
emphasize that the contemplated
interim rule is in the nature of a remedy.
It would not respond to the Court’s
mandate regarding the need to
demonstrate that EPA’s methodology
reasonably predicts the performance of
the average of the best performing
twelve percent of sources (or bestperforming source). EPA intends to
address those issues in a subsequent
rule, which will necessarily require a
longer time to develop, propose, and
finalize.’’) EPA consequently believes
that it is adopting in this rule the initial
section 112(d) MACT standards for
hazardous waste burning incinerators,
cement kilns, and lightweight aggregate
kilns, and that the floor levels for
existing sources are based, as provided
in section 112(d)(3), on performance of
those sources for which EPA has
‘‘emissions information.’’
However, we disagree with the
comment that we must make exclusive
use of the most recent information from
hazardous waste combustion sources.
There is no such restriction in section
112(d)(3). EPA has exhaustively
examined all of the data in its
possession for all source categories
covered by this rule, and determined
(and documented) which data are
suitable for evaluating sources’
performance.
C. Correction of Total Chlorine Data to
Address Potential Bias in Stack
Measurement Method
Comment: Several commenters state
that EPA’s proposed total chlorine
standards of 1.5 ppm for existing
incinerators and 0.18 ppm for new
incinerators are based on biased data of
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indeterminate quality and are
unachievable. Commenters assert that
Method 26A and its RCRA equivalent,
SW 846 Method 0050, have a negative
bias at concentrations below 20 ppmv
when used on stacks controlled with
wet scrubbers. Commenters cite two
recurring situations when this bias is
likely to occur: (1) hydrogen chloride
dissolving in condensed moisture in the
sampling train; and (2) hydrogen
chloride reacting with alkaline
compounds from the scrubber water that
are collected on the filter ahead of the
impingers.
Commenters are particularly
concerned about the negative bias
associated with stack gas containing
substantial water vapor. Commenters
note that EPA found in a controlled
laboratory study by Steger 33 that the
bias is between 17 and 29 percent at
stack gas moisture content of 7 to 9
percent. This stack gas moisture is much
less than the nominal 50% moisture
contained in some hazardous waste
combustor stacks according to the
commenters. Commenters believe this is
why EPA’s Method 0050, which was
used to gather most of the data in the
HWC MACT data base, states in Section
1.2 that ‘‘this method is not acceptable
for demonstrating compliance with HCl
emission standards less than 20 ppm.’’
Moreover, commenters state that the
procedures in Method 0050 to address
the negative bias caused by condensed
moisture were not followed for many
RCRA compliance tests. The method
uses an optional cyclone to collect
moisture droplets, and requires a 45
minute purge of the cyclone and
sampling train to recover hydrogen
chloride from water collected by the
cyclone and any condensed moisture in
the train. The cyclone is not necessary
if the stack gas does not contain water
droplets. According to commenters, the
cyclone and subsequent purge were
often not used in the presence of water
droplets because a potential low bias
below 20 ppmv was irrelevant when
demonstrating compliance with
emission standards on the order of 100
ppmv. There was no need for the extra
complexity and expense of using a
cyclone and train purge given the
purpose of the test. Although the data
were acceptable for their intended
purpose, commenters conclude that the
data are not useful for establishing
standards below 20 ppmv.
For these reasons, commenters
suggest that EPA not consider total
33 Steger, J.L., et al, ‘‘Laboratory Evaluation of
Method 0050 for Hydrogen Chloride’’, Proc of 13th
Annual Incineration Conference, Houston, TX, May
1994.
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59427
chlorine measurements below 20 ppmv
when establishing the standards.
Response: For the reasons discussed
below, we corrected all total chlorine
measurements in our data base for all
source categories that were below 20
ppmv to 20 ppmv to establish the total
chlorine floors. Moreover, to address
run-to-run variability given that all runs
for several data sets are now corrected
to 20 ppmv, we impute a run standard
deviation based on a regression analysis
of run standard deviation versus total
chlorine concentration for sources with
total chlorine measurements greater
than 20 ppmv. This is the same
approach we used to impute variability
from sources using fabric filters when
determining the particulate matter
MACT floors.
Effect of Moisture Vapor. Commenters
imply that stack gas with high levels of
gas phase water vapor will inherently be
problematic, particularly at emissions
less than 20 ppmv. There is no basis for
claiming that water vapor, per se, causes
a bias in SW–846 Method 0050 or its
equivalent, Method 26A. Condensed
moisture (i.e., water droplets), however,
can cause a bias because it can dissolve
hydrogen chloride in the sampling train
and prevent it from being captured in
the impingers if the sampling train is
not properly purged. Water droplets can
potentially be present due to
entrainment from the wet scrubber,
condensation in cooler regions of the
stack along the stack walls, and
entrainment from condensed moisture
dripping down the stack wall across the
inlet duct opening.
Although Method 0050 addresses the
water droplet issue by use of a cyclone
and 45 minute purge, the Steger paper
(Ibid.) concludes that a 45 minute purge
is not adequate to evaporate all water
collected by the cyclone in stacks with
a total moisture content (vapor and
condensed moisture) of 7 to 9%. At
those moisture levels, Steger
documented the negative bias that
commenters reference. Steger’s
recommendation was to increase the
heat input to the sample train by
increasing the train and filter
temperature from 120C (248F) to 200C
(392F). We agree that increasing the
probe and filter temperature will
provide a better opportunity to
evaporate any condensed moisture, but
another solution to the problem is to
require that the post-test purge be run
long enough to evaporate all condensed
moisture. That is the approach used by
Method 26A, which EPA promulgated
after Method 0050, and which sources
must use to demonstrate compliance
with the final standards. Method 26A
uses an extended purge time rather than
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elevating the train temperature to
address condensed moisture because
that approach can be implemented by
the stack tester at the site without using
nonstandard equipment.
We attempted to quantify the level of
condensed moisture in the Steger study
and to compare it to the levels of
condensed moisture that may be present
in hazardous waste combustor stack gas.
This would provide an indication if the
bias that Steger quantified with a 45
minute purge might also be applicable
to some hazardous waste combustors.
We conclude that this comparison
would be problematic, however,
because: (1) given the limited
information available in the Steger
paper, it is difficult to quantify the level
of condensed moisture in his gas
samples; and (2) we cannot estimate the
levels of condensed moisture in
hazardous waste combustor stack gas
because, even though condensed
moisture may have been present during
a test, method protocol is to report the
saturation moisture level only (i.e., the
amount of water vapor present), and not
the total moisture content (i.e., both
condensed and vapor phase moisture).
We can conclude, however, that, if
hazardous waste combustor stack gas
were to contain the levels of condensed
moisture present in the gas that Steger
tested, the 45 minute purge required by
Method 0050 would not be sufficient to
avoid a negative bias. We also conclude
that this is potentially a practical issue
and not merely a theoretical concern
because, as commenters note, hazardous
waste combustors that use wet scrubbers
are often saturated with water vapor that
will condense if the flue gas cools.
Data from Wet Stacks When a Cyclone
Was Not Used. Commenters state that
Method 0050 procedures for addressing
water droplets (adequate or not, as
discussed above) were not followed in
many cases because a low bias below 20
ppmv was not relevant to demonstrating
compliance with standards on the order
of 100 ppmv. We do not know which
data sets may be problematic because, as
previously stated, the moisture
concentration reported was often the
saturation (vapor phase only) moisture
level and not the total (vapor and liquid)
moisture in the flue gas. We also have
no documentation that a cyclone was
used—even in situations where the
moisture content was documented to be
above the dew point. We therefore
conclude that all data below 20 ppmv
from sources controlled with a wet
scrubber are suspect and should be
corrected.
Potential Bias Due to Filter Affinity
for Hydrogen Chloride. Studies by the
American Society of Testing and
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Materials indicate that the filter used in
the Method 0050 train (and the M26/
26A trains) may adsorb/absorb hydrogen
chloride and cause a negative bias at
low emission levels. (See ASTM D6735–
01, section 11.1.3 and ‘‘note 2’’ of
section 14.2.3) This inherent affinity for
hydrogen chloride can be satisfied by
preconditioning the sampling train for
one hour. None of the tests in our
database were preconditioned in such a
manner.
We are normally not concerned about
this type of bias because we would
expect the bias to apply to all sources
equally (e.g., wet or dry gas) and for all
subsequent compliance tests. In other
words, we are ordinarily less concerned
if a standard is based on biased data, as
long as the means by which the
standard was developed and the means
of compliance would experience
identical bias.
However, we did correct the wet gas
measurements below 20 ppmv to
address the potential low bias caused by
condensed moisture. This correction
would also correct for any potential bias
caused by the filter’s inherent affinity
for hydrogen chloride. This results in a
data set that is partially corrected for
this issue—sources with wet stacks
would be corrected for this potential
bias while sources with dry stacks
would not be corrected. To address this
unacceptable mix of potentially biased
and unbiased data (i.e., dry gas data
biased due to affinity of filter for
hydrogen chloride and wet gas data
corrected for condensed moisture and
affinity of filter for hydrogen chloride),
we also correct total chlorine
measurements from dry gas stacks (i.e.,
sources that do not use wet scrubbers).
Deposition of Alkaline Particulate on
the Filter. Commenters are also
concerned that hydrogen chloride may
react with alkaline compounds from the
scrubber water droplets that are
collected on the filter ahead of the
impingers. Commenters suggest this
potential cause for a low bias at total
chlorine levels below 20 ppmv is
another reason not to use measurements
below 20 ppmv to establish the
standards.
Although alkaline particulate
deposition on the method filter causing
a negative bias is a much greater
concern for sources that have stack gas
containing high levels of alkaline
particulate (e.g., cement kilns, sources
equipped with dry scrubbers), we agree
with commenters that this may be of
concern for all sources equipped with
wet scrubbers. Our approach to correct
all data below 20 ppmv addresses this
concern.
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Decision Unique to Hazardous Waste
Combustors. We note that the rationale
for our decision to correct total chlorine
data below 20 ppmv to account for the
biases discussed above is unique to the
hazardous waste combustor MACT rule.
Some sources apparently did not follow
Method 0050 procedures to minimize
the low bias caused by condensed
moisture for understandable reasons.
Even if sources had followed Method
0050 procedures to minimize the bias
(i.e., cyclone and 45 minute purge) there
still may have been a substantial bias
because of insufficient purge time, as
Steger’s work may indicate. We note
that the total chlorine stack test method
used by sources other than hazardous
waste combustors—Method 26A—
requires that the cyclone and sampling
train be purged until all condensed
moisture is evaporated. We believe it is
necessary to correct our data below 20
ppmv data because of issues associated
exclusively with Method 0050 and how
it was used to demonstrate compliance
with these sources.
Determining Variability for Data at 20
ppmv. Correcting those total chlorine
data below 20 ppmv to 20 ppmv brings
about a situation identical to the one we
confronted with nondetect data. See
Part Four, Section V.B. below. The
MACT pool of best performing source(s)
for some data sets is now comprised of
largely the same values. This has the
effect of understating the variability
associated with these data.
To address this concern, we took an
approach similar to the one we used to
determine variability of PM emissions
for sources equipped with a fabric filter.
In that case, we performed a linear
regression on the data, charting
variability against emissions, and used
the variability that resulted from the
linear regression analysis as the
variability for the sources average
emissions. In this case, most or all of the
incinerator and liquid fuel boiler
sources in the MACT pool have average
emissions at or near 20 ppmv. We
therefore performed a linear regression
on the total chlorine data charting
average test condition results above 20
ppmv against the variability associated
with that test condition. The variability
associated with 20 ppmv was the
variability we used for incinerator and
liquid fuel boiler data sets affected by
the 20 ppmv correction.
We also considered using the
statistical imputation approach we used
for nondetect values. See discussion in
Section IV.B below. The statistical
imputation approach for correcting data
below 20 ppmv without dampening
variability would involve imputing a
value between the reported value and 20
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ppmv because the ‘‘true’’ value of the
biased data would lie in this interval.
This approach would be problematic,
however, given that many of the
reported values were much lower than
20 ppmv; our statistical imputation
approach would tend to overestimate
the run to run variability. Consequently,
we conclude that a regression analysis
approach is more appropriate. A
regression analysis is particularly
pertinent in this situation because: (1)
We consider data above 20 ppmv used
to develop the regression to be
unbiased; and (2) all the corrected data
averages for which we are imputing a
standard deviation from the regression
curve are at or near 20 ppmv. Thus, any
potential concern about downward
extrapolation from the regression would
be minimized.
We note that, although a regression
analysis is appropriate to estimate runto-run variability for the corrected total
chlorine data, we could not use a linear
regression analysis to address variability
of nondetect values. To estimate a
standard deviation from a regression
analysis, we would need to know the
test condition average emissions. This
would not be feasible, however, because
some or all of the run measurements for
a test condition are nondetect. In
addition, we are concerned that a
regression analysis would not accurately
estimate the standard deviation at low
emission levels because we would have
to extrapolate the regression downward
to levels where we have few measured
data (i.e., data other than nondetect).
Moreover, the statistical imputation
approach is more suitable for handling
nondetects because the approach
calculates the run-to-run variability by
taking into account the percent
nondetect for the emissions for each
run.34 A regression approach would be
difficult to apply particularly in the case
of test conditions containing partial
nondetects or a mix of detect and
nondetect values. Given these concerns
with using a regression analysis to
estimate the standard deviation of test
conditions with runs that have one or
more nondetect (or partial nondetect)
measurements, we conclude that the
statistical imputation approach best
assures that the calculated floor levels
account for run-to-run emissions
variability.
Compliance with the Standards. The
final standards are based on data that
were corrected to address specific issues
concerning these data. See the above
34 For multi-constituent HAP (e.g. SVM) the
emissions for a run could be comprised of fully
detected values for some HAP and detection limits
for other HAP that were nondetect.
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discussion regarding stack gas moisture,
filter affinity for hydrogen chloride, and
alkaline compound reactions with
hydrogen chloride in the sampling train.
Sources must demonstrate
compliance using a stack test method
that also addresses these issues. Sources
with wet stacks must use Method 26A
and follow those procedures regarding
the use of a cyclone and the purging of
the system whenever condensed
moisture may be present in the
sampling system.
Finally, all sources—those with either
wet or dry gas—should precondition the
sampling train for one hour prior to
beginning the test to satisfy the filter’s
affinity for hydrogen chloride. The
permitting authority will ensure that
sources precondition the sample train
(under authority of § 63.1209(g)(2))
when they review and approve the
performance test plan.
D. Mercury Data for Cement Kilns
Comment: Several commenters state
that EPA’s data base of mercury
emissions data (and associated feed
concentrations of mercury in the
hazardous waste) are unrepresentative
and unsuitable for use in determining
MACT standards for cement kilns.
These comments are supported by an
extensive amount of data submitted by
the cement manufacturing industry
including three years of data
documenting day-to-day levels of
mercury in hazardous waste fuels fired
to all 14 hazardous waste burning
cement kilns.35 The commenters
recommend that EPA use the
commenter-submitted data as the basis
for assessing cement kilns’ performance
for control of mercury because it is the
most complete and representative data
available to EPA.
Response: We agree that the
commenter-submitted mercury data are
more representative than those we used
at proposal. First, these data represent a
significantly larger and more
comprehensive dataset compared to the
one used to support the proposed
mercury standard. The commentersubmitted data document the day-to-day
levels of mercury in hazardous waste
fired to all cement kilns for a three year
period covering 1999 to 2001. In total,
approximately 20,000 measurements of
the concentration of mercury in
hazardous waste are included in the
dataset. When considered in whole,
these data describe the performance
(and variability thereof) of all cement
kilns for the three year period because
each measurement represents the
mercury concentration in the burn tank
35 See
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59429
used to fire the kiln over the course of
a day’s operation (or longer period).36 In
comparison, the data used to support
the proposed floor level consisted of a
much smaller dataset of approximately
50 test conditions representing a
snapshot of performance somewhere in
the range of normal operations, with
each test condition representing a
relatively short period of time (e.g.,
several hours).37 As discussed at
proposal, we were concerned regarding
the representativeness of this smaller
dataset. See 69 FR at 21251. In addition,
the commenter-submitted dataset allows
us to better evaluate the only mercury
control technique used by existing
hazardous waste burning cement kilns—
controlling the feed concentration of
mercury in the hazardous waste. The
commenters have demonstrated
convincingly that the mercury dataset
used at proposal does not properly show
the range of performance and variability
in performance these cement kilns
actually experience, while the
significantly more robust dataset
submitted by commenters does illustrate
this variability. Thus, we conclude the
larger commenter-submitted dataset is
superior to EPA’s smaller testing
dataset.
We note that our MACT floor analysis
of the commenter-submitted dataset to
determine which sources are the best
performers and to identify a mercury
standard for cement kilns is discussed
in the background document.38
Additional discussion of issues related
to the mercury standard for cement
kilns is found in Part Four, Section VI.B
of the preamble.
36 Mercury is a volatile compound at the typical
operating temperatures of the air pollution control
devices used by cement kilns (i.e., baghouses and
electrostatic precipitators). Most of the mercury
exits the cement kiln system as volatile stack
emissions, with a smaller fraction partitioning to
the clinker product or cement kiln dust. Thus, in
general, there is a proportional relationship
between the mercury concentration in the
hazardous waste and stack emissions of mercury
(i.e., as the mercury concentration in hazardous
waste increases (assuming mercury concentrations
in other inputs such as raw materials and fossil
fuels (coal) and other factors remain constant),
emissions of mercury will correspondingly
increase).
37 EPA’s dataset for mercury for cement kilns is
not like the RCRA compliance test emission data for
other HAPs where each source designs the
compliance test such that the operating limits it
establishes account for the variability it expects to
encounter during its normal operations (e.g., semiand low volatile metals). This is not necessarily true
for mercury for cement kilns as shown in our
analysis of our mercury dataset at proposal. See 69
FR at 21251.
38 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ Sections 7.5.3 and 11.0,
September 2005.
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E. Mercury Data for Lightweight
Aggregate Kilns
Comment: One commenter, an owner
and operator of seven of the nine
operating lightweight aggregate kilns,
states that the mercury dataset used by
EPA at proposal is a limited and
unrepresentative snapshot of
performance of their seven kilns. To
support their position that the snapshot
emissions data are unrepresentative, the
commenter submitted eight months of
data documenting levels of mercury in
hazardous waste fuels fired to their
lightweight aggregate kilns.39
Response: We agree with the
commenter that their mercury data
submission is more representative than
those used at proposal. As discussed in
a notice for public comment sent
directly to certain commenters,40 the
commenter-submitted dataset
documents the day-to-day levels of
mercury in hazardous waste fuels fired
to Solite Corporation’s Arvonia kilns
between October 2003 and June 2004.
The dataset consists of over 310
measurements of the concentration in
mercury in hazardous waste. Each
measurement represents the mercury
concentration of the burn tank used to
fire the kiln over the course of a day’s
operation (or longer period). In
comparison, the data used to support
the proposed floor level consisted of a
smaller dataset of 15 test conditions.
The nature of the mercury data
submitted by the commenter is the same
as we received for the cement kiln
category discussed in the preceding
section. For similar reasons, we accept
the more comprehensive commentersubmitted dataset as one that better
shows the range of performance and
variability in performance for these
lightweight aggregate kilns. One notable
difference, however, is that the
commenter submitted mercury data
only for its company (representing
seven of nine lightweight aggregate
kilns). Thus, we received no data
documenting day-to-day levels of the
concentration of mercury in hazardous
waste fuels for the other two lightweight
aggregate kilns owned by a different
company. For these two lightweight
aggregate kilns, we continue to use
available data available in our
database.41
39 See
docket items OAR–2004–0022–0270 and
OAR–2004–0022–0333.
40 See docket item OAR–2004–0022–0370.
41 Unlike that is available for the commenter’s
kilns, we note that we have compliance test
emissions data, which is designed to maximize
operating parameters (e.g., HAP feedrates) that
affect emissions, for the other two kilns. For
additional discussion on how these data were
analyzed in conjunction with the commenter-
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Comment: One commenter opposes
the use of the commenter-submitted
mercury data because EPA would be
uncritically accepting a limited and
select data set from a commenter with
a direct interest in the outcome of its
use. Instead, the commenter suggests
EPA use its section 114 authority to
obtain all data that are available, not just
the data selected by that commenter.
Response: We disagree that we
uncritically accepted the commentersubmitted mercury data. The reason the
commenter submitted data collected
between October 2003 and June 2004 is
that the facility was, prior to October
2003, in the process of upgrading its onsite analysis equipment. One outcome of
this laboratory upgrade was its
capability to detect mercury in
hazardous waste at lower
concentrations. Prior to the upgrade, the
facility’s on-site laboratory was capable
of detecting mercury in the hazardous
waste at a concentration of
approximately 2 ppmw, which is a level
such that the vast majority of
measurements would neither be
detected nor useful for identifying best
performers and their level of
performance.42 The June 4, 2004 cutoff
date represents a practicable date that
measurements could still be
incorporated into the commenter’s
public comments to the proposed rule,
which were submitted on July 6, 2004.
Finally, the commenter provided all
waste fuel measurements during this
period and states reliably that no
measurements made during this period
were selectively excluded.43
We also reject the commenter’s
suggestion that we use our authority
under section 114 of the Clean Air Act
to obtain additional hazardous waste
mercury concentration data from the
facility. There is no obligation for us to
gather more performance data, given
that the statute indicates that we are to
base floor levels on performance of
sources ‘‘for which the Administrator
has emissions information.’’ Section
112(d)(3)(A); CKRC, 255 F. 3d at 867. In
addition, given our concerns about the
usefulness of measurements with high
detection limits discussed above, the
collection of additional data prior to the
laboratory upgrade would not be
productive. When balanced against the
submitted data, see the document ‘‘Technical
Support Document for HWC MACT Standards,
Volume III: Selection of MACT Standards,’’ Section
7.5.3 and 12.0, September 2005.
42 A mercury concentration of 2 ppmw in the
hazardous waste corresponds to a stack
concentration of approximately 200 µg/dscm, which
is well above the interim standard of 120 µg/dscm
for mercury.
43 See also docket items OAR–2004–0022–0233
and OAR–2004–0022–0367.
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expenditure of significant resources,
both in time and level of effort, to
collect several more months of data, we
conclude that obtaining additional
mercury measurements is unnecessary
because the available eight months of
data—including over 310 individual
measurements—represent a significant
amount of data that we judge to be
adequately reflective of the source’s
performance and variability in
performance.
F. Incinerator Database
Comment: Commenters state that
many of the top performers (e.g., 3011,
3015, 3022, 349) dilute emission
concentrations in the stack by burning
natural gas to initiate reactive waste
(e.g., explosives, inorganic hydrides) or
to decontaminate inert material.
Commenters do not believe these units
should be considered ‘‘representative’’
of the overall incinerator source
category and should not be used to
establish standards for incinerators
combusting primarily organic wastes.
Response: Source 3022 has closed and
has been removed from the database.
Emission data from source #3015 (ICI
explosives) has been excluded for
purposes of calculating the particulate
matter floor because the test report
indicates this source was primarily
feeding scrap metal, which we conclude
to be an atypical waste stream from a
particulate matter compliance
perspective.44
The sources identified by the
commenter are among the best
performing sources in two instances.
Source 3011 is the second ranked best
performer for the particulate matter
standard. This source is among the best
performers for particulate matter
because it uses a state-of-the art
baghouse that is equipped with Teflon
coated bags. There is no evidence to
suggest that this source was diluting its
particulate matter emissions. We
acknowledge that we do not have ash
feed data for the test conditions that
were used in the particulate matter
standard analysis. However, this source
had the third and fourth highest metal
feed control levels among all the sources
used in the MACT analysis for the
semivolatile and low volatile metal
44 We did not have ash feed data for source 3015.
We acknowledge that ash feed control levels do not
significantly affect particulate matter emissions
from sources equipped with baghouses. However,
in this instance, the particulate matter emissions
from this source may not be representative because
this source may not have been feeding any
appreciable levels of ash given that scrap metal
feeds generally would not contribute to the ash
loading into the baghouse.
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standards.45 We therefore conclude that
it is appropriate to include this source
in the MACT analysis that determines
the relevant best performers for
particulate matter.
Source 349 is the eighth ranked (out
of 11) best performer for the particulate
matter standard. We acknowledge that
the ash feed level for this source is
lower than most incinerators equipped
with baghouses. However, particulate
matter emissions from sources equipped
with baghouses are not significantly
affected by the ash inlet loading to the
baghouse.46 This is further supported by
the fact that this source is ranked eighth
among the best performers. We
conclude source 349 is a best performer
not because of its relatively low ash feed
level, but rather because it is equipped
with a well designed and operated
baghouse. It is therefore appropriate to
include this source in the MACT
analysis.
Comment: Commenters state that
source 341 should not be considered in
the MACT analysis because it is a small
laboratory waste burner that processes
only 900 lbs/hr of waste. Commenters
claim that more than 80 percent of the
waste profile is non-hazardous waste.
Response: We approached this
comment by asking if it would be
appropriate to create a separate
subcategory for source 341. We
conclude it is not necessary to
subcategorize hazardous waste
incinerators based on the size of
combustion units. This is because the
ranking factors used to identify the
relevant best performing sources are
normalized in order to remove the
influence that combustion unit size
would otherwise have when identifying
best performing sources. See part 4
section III.D below. Air pollution
control system types (a ranking factor
for particulate matter) are generally
sized to match the corresponding
volumetric gas flow rate in order to
achieve a given control efficiency. The
size of the combustor therefore does not
influence a source’s ability to achieve a
given control efficiency. System
removal efficiency and hazardous waste
feed control MTECs (ranking factors
used by the SRE/Feed methodology as
described in part 4 section III.B below)
note that feed control levels are normalized
based on each source’s gas flowrate. The feed
control levels used to assess performance are
therefore appropriate indicators that directly
address whether emissions of these pollutants are
in fact being diluted by the combustion of natural
gas.
46 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Vol I: Description of
Source Categories,’’ September 2005, Section 3.2.2,
for further discussion.
are also not influenced by the size of the
combustor.47
Emission limitations are similarly
normalized to remove the influence of
combustion unit size by expressing the
standards as emission concentration
limits rather than as mass emission rate
limits. See section III.D. This is
illustrated in the following example.
Assume there are two cement kilns side
by side with similar designs, the only
difference being one is twice the size of
the other, producing twice as much
clinker. They both have identical types
of air pollution control systems (the
larger source is equipped with a larger
control device that is appropriately
sized to accommodate the larger
volumetric gas flow rates and achieves
the same control efficiency as the
smaller control device). If we were to
assess performance based on HAP mass
emission rates (e.g., pounds per hour),
the smaller source would be the better
performer because its mass emission
rates would be half of the mass emission
rate of the larger source, even though
they both are achieving the same backend control efficiency. Emission
concentrations, on the other hand, are
calculated by dividing the HAP mass
emission rate (e.g., pounds per hour) by
the volumetric gas flowrate (e.g., cubic
feet per hour). In the above example,
both sources would have identical HAP
emission concentrations (the larger
source has twice the mass emission rate,
but twice the volumetric gas flow rate),
accurately reflecting their identical
control efficiency. Emission
concentrations normalize the size of
each source by accounting for
volumetric gas flowate, which is
directly tied to the amount of raw
material each source processes (and
subsequently the amount of product that
is produced). This is a reason we point
out that normalization eliminates the
need to create subcategories based on
unit size. See part four section III.D.
Further, it would be difficult to
determine an appropriate minimum size
cutoff in which to base such a
subcategorization determination. Such a
subcategorization scheme could also
yield nonsensical floor results, as was
the case when we assessed
45 We
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47 System removal efficiency is a measure of the
amount of the pollutant that is removed from the
flue combustion gas prior to being emitted and
likewise is not influenced by the size of the
combustor because back-end control systems are
sized to achieve a given performance level.
Hazardous waste feed control levels are normalized
to remove the influence of combustor size by
dividing each source’s mass feed rate by its
volumetric gas flowrate.
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59431
subcategorizing commercial incinerators
and on-site incinerators.48
We have identified source 341 as the
best performing source for particulate
matter and low volatile metals. It is the
single best performing source for these
standards because it is equipped with a
state-of-the-art baghouse.49 This source,
which simultaneously feeds hazardous
and nonhazardous wastes, conducted
several emission tests that reflected
different modes of operation. The
amount of nonhazardous waste that was
processed in the combustion unit varied
across test conditions. We could not
ascertain the exact amount of hazardous
waste processed in the test condition
that was used in the MACT analysis for
low volatile metals because the test
report stated the wastes that were
processed were a mixture of hazardous
and nonhazardous wastes, although we
estimate that at least 26% of the waste
processed was nonhazardous.50 We note
that we are aware of several other
incinerators that processed
nonhazardous waste at levels greater
than 26 percent during their emission
tests. We therefore do not believe this to
be atypical operation that warrants
subcategoriztion.
Moreover, the fact that this source
was feeding nonhazardous wastes does
not result in atypically low hazardous
waste low volatile metal feed control
levels, as evidenced by the relative feed
control ranking for this source of
thirteenth among the 26 sources
assessed in the MACT analysis. It also
has the highest normalized hazardous
waste feed control level among the best
performing sources, and has the fifth
best low volatile metal system removal
efficiency among those same 26 sources.
We repeat that this source is being
identified as the best performing source
primarily because it is equipped with a
highly efficient baghouse, not because it
is feeding low levels of HAP metals
attributable to its hazardous waste.
Furthermore, this source is not the
lowest emitting source in the database.
There are two sources with similar, but
slightly lower low volatile metal
compliance test emissions (one
commercial incinerator and one onsite,
non-commercial incinerator). This
provides further evidence that the
48 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards’’, September 2005, Section 4.3.2
for further discussion.
49 See USEPA, ‘‘Final Technical Support
Document for the HWC MACT Standards, Volume
I: Description of Source Categories’’, September
2005, Section 3.2.1, for further discussion.
50 See USEPA, ‘‘Final Technical Support
Document for the HWC MACT Standards, Volume
I: Description of Source Categories’’, September
2005, Section 2.1 for further discussion.
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emissions from this source
appropriately represent emissions of a
relevant best performing source.
Regarding the particulate matter
standard, source 341 does not have
atypically low ash feed rates as
compared to other sources equipped
with baghouses. Out of the nine best
performing particulate matter sources
for which we have ash feed information,
this source ranks fourth (a ranking of
one is indicative of the lowest ash feed
rate). Nonetheless, as previously
discussed, particulate matter emissions
from sources equipped with baghouses
are not significantly affected by the ash
inlet loading to the baghouse. We note
that particulate matter emissions from
the second and third best performing
source are not significantly different
from this source, providing further
evidence that this source is
representative of the range of emissions
exhibited by other well designed and
operating incinerators equipped with
baghouses.51
Comment: Commenters state that
sources 3018 and 3019 are identified as
best performers for mercury emissions
for incinerators. After evaluating the
trial burn plans for these sources, the
commenter believes the data should not
be used to calculate the MACT floor
because the spiking rate for mercury
was extremely low for a compliance
test. The ranking for feedrate is therefore
unrepresentative. The commenter
suggests that these test results should be
characterized as ‘‘normal’’.
Response: We have verified that the
emission tests performed for sources
3018 and 3019 reflect the upper range
of mercury emissions that are not to be
exceeded by these sources, and that
their spiked mercury feed rates were
back-calculated from a risk assessment.
We therefore conclude that we properly
characterized these emissions as
compliance test emissions data because
they reflect the emissions resulting from
the upper bound of hazardous waste
mercury feedrates from these sources.52
Consequently, these data are properly
included with the other data used to
calculate floor standards for mercury for
incinerators.
Comment: Commenters state the trial
burn plan for sources 3018 and 3019
describes these units to be of similar
design. Thus the difference in results
between these two similar sources is
51 Source 341 particulate matter emissions, after
accounting for variability, equated to 0.0015 gr/dscf.
The second and third ranked particulate matter
sources emissions, considering variability, equated
to 0.0018 and 0.0023 gr/dscf, respectively.
52 See February 11, 2005 memo to docket titled
‘‘October 20 Conference Call with Squibb
Manufacturing regarding Source # 3018 and 3019’’.
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indicative of additional variability
above and beyond the run-to-run
variability and should be assessed if the
data are deemed usable at all.
Response: We conclude both of these
sources are in fact unique sources that
should be assessed as individual
sources for purposes of the MACT
analysis. Although these sources are of
similar design, we do not believe they
are identical, in part because: (1) The
facility itself conducted separate
emission tests for the two units (rather
than trying to avail itself of the ‘data in
lieu’ option, which could save it the
expense of a second compliance test, the
obvious inference being that the source
or regulatory official regards the two
units as different); and (2) discussions
with facility representatives indicated
these units are similar, but not
identical.53 As a result, it would be
inappropriate to assess emissions
variability by combining the emissions
of these two sources into one test
condition given they are not identical
units.
Comment: Commenters state that
emissions data from source 327 should
not be used to calculate dioxin/furan
and mercury floors because they claim
the carbon injection system did not
appear to function properly during the
test.
Response: We agree with the
commenters. We have determined that
this source encountered problems with
its carbon injection system during the
emissions test from which the data were
obtained and subsequently used in
EPA’s proposed MACT analysis. We
have also verified that this source did
not establish operating parameter limits
for the carbon injection system as a
result of this test.54 We therefore have
excluded this mercury and dioxin data
from the MACT analysis, and have
instead used emissions data from an
older test condition to represent this
source’s emissions.
Comment: Commenters state that the
emissions data from source 3006 were
based on a miniburn to determine how
close the unit was to achieving the
interim MACT standards. The
commenter questions whether these
data should be used for purposes of
calculating MACT standards.
Response: The fact that a source
conducts a voluntary emissions test
(e.g., a miniburn) to determine how
close it is operating to upcoming
emission standards does not necessarily
53 Also see February 11, 2005 memo to docket
titled ‘‘October 20 Conference Call with Squibb
Manufacturing regarding Source # 3018 and 3019’’.
54 See July 15, 2005 memo to docket titled
‘‘Telephone Conversation with Utah DEQ Regarding
2001 Clean Harbor Emission Test.’’
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lead us to conclude that the emission
data are inappropriate for purposes of
calculating MACT standards. However,
since proposal, we have determined that
this source did not measure cadmium
emissions during this emissions test. As
a result, we conclude the semivolatile
metal emissions data from this source
should not be used in the MACT
standard calculation for semivolatile
metals because the data do not represent
the source’s combined emissions of lead
and cadmium.
II. Affected Sources
A. Area Source Boilers and
Hydrochloric Acid Production Furnaces
Comment: Five commenters state that
the area sources subject to the proposed
rule are negligible contributors to
112(c)(6) HAP emissions and should not
be subject to major source standards for
112(c)(6) HAP. Commenters note that
requiring compliance with MACT for
112(c)(6) HAP and RCRA for other toxic
pollutants is more complicated and
burdensome for sources than complying
only with RCRA. Although an area
source can choose to become regulated
as a major source in order to reduce
some RCRA requirements, they would
become subject to more onerous
emissions limits under Subpart EEE and
the other MACT requirements.
One of these commenters states that
subjecting an area source to major
source standards under 112(c)(6) sends
a negative message to industry that EPA
does not value emissions reduction and/
or chemical substitution, or other
methods used by area sources to achieve
that status. EPA is no longer providing
any incentive for sources to take such
difficult yet environmentally beneficial
steps to become an area source.
Imposing Title V permitting
requirements on an entire facility that
operates as an area source of hazardous
air pollutants (HAPs) will impose an
unfair and undue burden on the facility.
Another of these commenters states
that section 112(c)(6) requires in
pertinent part that EPA list categories
and subcategories of sources assuring
that sources accounting for not less than
90% of the aggregate emissions of each
pollutant (specified in 112(c)(6)) are
subject to standards under Section
112(d)(2) or (d)(4). In 1998, EPA
published a notice identifying the list of
source categories accounting for the
section 112(c)(6) HAP emissions and to
be regulated under section 112(d) to
meet the 90% requirement. (63 FR
17838) At the time, EPA acknowledged
that MACT standards for a number of
the source categories had not yet been
promulgated, and stated that when the
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regulations for each of those categories
are developed, EPA will analyze the
data specific to those sources and
determine, under Section 112(d), in
what manner requirements will be
established. EPA also stated that:
‘‘Some area categories may be negligible
contributors to the 90% goal, and as such
pose unwarranted burdens for subjecting to
standards. These trivial source categories will
be removed from the listing as they are
evaluated since they will not contribute
significantly to the 90% goal.’’ (63 FR 17841)
The commenter believes the ‘‘two or
fewer’’ area source boilers identified by
EPA in the present rulemaking are
‘‘negligible contributors’’ to the 90%
goal and therefore, should not be
required to adopt the same MACT
emission limitations and requirements
as major sources of the 112(c)(6)
pollutants. The commenter believes
EPA’s decision to subject area source
boilers and hydrochloric acid
production furnaces is incorrect,
unsupported by the administrative
record, and therefore arbitrary and
capricious.
One commenter states that, if EPA
regulates area sources, it should
significantly reduce the administrative
burden for area sources by: exempting
them from Title V provisions for
Subpart EEE requirements; exempting
them from compliance with the General
Provisions of 63 Subpart A; limiting
them to a one-time comprehensive
performance test; or limiting other
applicable requirements.
Response: We continue to believe that
boiler and hydrochloric acid furnace
area sources warrant regulation under
the major source MACT standards for
mercury, dioxin/furan, carbon
monoxide/hydrocarbons, and
destruction and removal efficiency
pursuant to section 112(c)(6).
As discussed at proposal (69 FR at
21212), section 112(c)(6) of the CAA
requires EPA to list and promulgate
section 112(d)(2) or (d)(4) standards
(i.e., standards reflecting MACT) for
categories and subcategories of sources
emitting seven specific pollutants. Five
of those listed pollutants are emitted by
boilers and hydrochloric acid
production furnaces: mercury, 2,3,7,8tetrachlorodibenzofuran, 2,3,7,8tetrachlorodibenzo-p-dioxin, polycyclic
organic matter, and polychlorinated
biphenyls.
As discussed below, EPA must assure
that source categories accounting for not
less than 90 percent of the aggregated
emissions of each enumerated pollutant
are subject to MACT standards (and of
course is not prohibited from requiring
more than 90 percent of aggregated
emissions to be controlled by MACT
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standards). Congress singled out the
pollutants in section 112(c)(6) as being
of ‘‘’specific concern’’’ not just because
of their toxicity but because of their
propensity to cause substantial harm to
human health and the environment via
indirect exposure pathways (i.e., from
the air through other media, such as
water, soil, food uptake, etc.).
Furthermore, these pollutants have
exhibited special potential to
bioaccumulate, causing pervasive
environmental harm in biota and,
ultimately, human health risks.
Section 112(c)(6) of the CAA requires
EPA to list categories and subcategories
of sources of seven specified pollutants
to assure that sources accounting for not
less than 90 percent of the aggregate
emissions of each such pollutant are
subject to standards under CAA section
112(d)(2) or 112(d)(4). In 1998, EPA
issued the list of source categories
pursuant to section 112(c)(6), and that
list is published at 63 Fed. Reg. 17838,
17849, Table 2 (April 10, 1998).
In the 1998 listing, EPA identified the
following three subcategories of the
HWC source category that emit one or
more of the seven section 112(c)(6)
pollutants: (1) Hazardous waste
incinerators—(emit mercury, dioxin,
furans, polycyclic organic matter (POM)
and polychlorinated biphenyls (PCBs));
(2) Portland cement manufacture:
hazardous waste kilns—(emit mercury,
dioxin, furans, and POM); and (3)
lightweight aggregate kilns: hazardous
waste kilns—(emit dioxin, furans, and
mercury). These three subcategories are
all subject to today’s rule, which is
issued pursuant to CAA section
112(d)(2). As explained below, the HWC
NESHAP effectively controls emissions
of the identified section 112(c)(6)
pollutants from the identified
subcategories. Accordingly, EPA
considers the sources in these three
subcategories as being ‘‘subject to
standards’’ for purposes of section
112(c)(6).
Specifically, with regard to hazardous
waste-burning incinerators, cement
kilns, and lightweight aggregate kilns,
EPA is adopting in this final rule MACT
standards for mercury and dioxins/
furans. EPA has already adopted MACT
standards for control of POM and PCBs
emitted by these sources in the 1999
rule, which standards were not
reopened or reconsidered in this
rulemaking. These standards are the
CO/HC standards, which in
combination with the Destruction
Removal Efficiency (DRE) requirement,
assure that these sources operate
continuously under good combustion
conditions which inhibit formation of
POM and PCBs as combustion by-
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59433
products, or destroy these HAP if they
are present in the wastes being
combusted.55 See discussion in Part
Four, Sections V.A and V.B of this
preamble.
The HWC NESHAP also applies to
hazardous waste-burning boilers and
hydrochloric acid production furnaces.
In particular, for these boilers and
furnaces, this rule addresses emissions
of dioxin/furan, mercury, POM and
PCBs either through specific numeric
standards for the identified HAP, or
through standards for surrogate
pollutants which control emissions of
the identified HAP.
We estimate that approximately 620
pounds of mercury are emitted annually
in aggregate from hazardous waste
burning boilers in the United States.56
Also, we estimate that hazardous waste
burning boilers and hydrochloric acid
production furnaces emit in aggregate
approximately 2.3 and 0.2 grams TEQ
per year of dioxin/furan, respectively.
Controlling emissions of these HAP
from area sources consequently reduces
emissions of these HAP through
application of MACT standards. We
note that only major source boilers and
hydrochloric acid furnaces are subject to
the full suite of subpart EEE emission
standards.57 Section 112(c)(3) of the
CAA requires us to subject area sources
to the full suite of standards applicable
to major sources if we find ‘‘a threat of
adverse effects to human health or the
environment’’ that warrants such action.
We cannot make this finding for area
source boilers and halogen acid
production furnaces. 69 FR at 21212.
Consequently, as proposed, area sources
in these categories would be subject
only to the MACT standards for
mercury, dioxin/furan, and polycyclic
55 Courts have repeatedly upheld EPA’s authority
under CAA section 112(d) to use a surrogate to
regulate hazardous pollutants if it is reasonable to
do so. See, e.g., National Lime, 233 F. 3d at 637
(holding that EPA properly used particulate matter
as a surrogate for HAP metals).
56 See USEPA ‘‘Technical Support Document for
HWC MACT Standards, Volume V: Emission
Estimates and Engineering Costs,’’ September, 2005,
Section 3.
57 We note that as a practical matter, however, the
same MACT standards apply to both major and area
source HCl production furnaces. This is because
major sources are subject to the following
standards: CO/HC, DRE, and total chlorine. Because
the CO/HC and DRE standards are surrogates to
control dioxin/furan, and the total chlorine
standard is a surrogate to control metal HAP, area
sources are subject to the same standards that
address dioxin/furan, polycyclic organic matter,
polychlorinated biphenyls, and mercury. There is
an enforcement difference between the
requirements, however. For area sources, an
exceedance of the total chlorine standard (or failure
to ensure that compliance is maintained) relates to
control of mercury only while for a major source,
the same failure relates to control of mercury, other
metal HAP, and HCl and chlorine.
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organic matter and polychlorinated
biphenyls (through the surrogate
standards for carbon monoxide/
hydrocarbons and destruction and
removal efficiency) to control the HAP
enumerated in section 112(c)(6). RCRA
standards under Part 266, Subpart H for
particulate matter, metals other than
mercury, and hydrogen chloride and
chlorine gas would continue to apply to
these area sources unless an area source
elects to comply with the major source
standards in lieu of the RCRA standards.
See § 266.100(b)(3) and the revisions to
§§ 270.22 and 270.66.
Commenters refer to the ‘‘two or
fewer’’ potential area source boilers we
identified at proposal as ‘‘negligible
contributors’’ and, therefore, conclude
that these area sources should not be
subject to major source standards for
emission of these HAPs. Commenters
did not quantify the amount of
emissions from area sources, and did
not even identify how many area
sources are at issue. We do not know
how many boilers and hydrochloric acid
furnaces are area sources. We
apparently underestimated the number
given that four companies commented
on the proposed rule saying that area
sources should not be subject to major
source standards for mercury, dioxin/
furan, PCBs, and polycyclic organic
matter, and one of those companies
indicates it operates multiple area
sources. Consequently, we continue to
believe that area sources in these
categories may have the potential to
emit more than negligible levels of these
HAP.
We also note that the major source
standards are tailored to minimize the
compliance burden for sources that emit
low levels of HAP. Commenters raise
concerns about applying the major
source standards for HAP enumerated in
section 112(c)(6) to liquid fuel boiler
area sources. The emission standard
compliance burden for liquid fuel
boilers that have the potential to emit
only low levels of mercury, dioxin/
furan, and polycyclic organic matter is
minimal. For example, sources that emit
low levels of mercury because their
feedstreams have low levels of mercury
can elect to comply with the mercury
emission standard by documenting that
the mercury in feedstreams will not
exceed the standard assuming zero
removal by emission control equipment.
We note that 75% of the liquid fuel
boilers in our data base, and the two
boilers cited by commenters, do not
have emission control devices.
The compliance burden for the major
source standards for dioxin/furan and
for the surrogates to control other
polycyclic organic matter—carbon
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monoxide/hydrocarbons and
destruction and removal efficiency
(DRE)—should also be minimal for area
source liquid fuel boilers. The dioxin/
furan standard applicable to the 90% of
liquid fuel boilers with wet or no air
pollution control equipment is
compliance with the carbon monoxide/
hydrocarbon standard and the DRE
standard. Liquid fuel boilers already
comply with these same standards
under RCRA. The surrogate standards to
control other polycyclic organic matter
are also the carbon monoxide/
hydrocarbon and DRE standards.
Finally, we note that the DRE
requirement under Subpart EEE is less
burdensome than the DRE requirement
under RCRA. Under Subpart EEE, a
source needs to conduct a one-time only
DRE test, provided that design and
operation does not change in a manner
than could adversely affect DRE. Under
RCRA, the DRE test must be conducted
each time the RCRA permit is renewed.
The incremental compliance burden
associated with the other Subpart EEE
major source requirements, such as the
operations and maintenance plan, the
startup, shutdown, and malfunction
plan, operator training, and the
automatic waste feed cutoff system
should also be minimal for liquid fuel
boilers without an emission control
device. In addition, most of the
requirements are either identical to or
very similar to requirements under
RCRA with which these area sources are
already complying.58
B. Boilers Eligible for the RCRA Low
Risk Waste Exemption
Comment: Several commenters state
that EPA should exempt those boilers
that qualify as Low Risk Waste
Exemption (LRWE) burners under the
RCRA Boiler and Industrial Furnace
Rule at § 266.109 from the MACT
particulate matter and destruction and
removal efficiency (DRE) standards
because EPA has not: (1) Made a
demonstration that the data used to
provide the exemption to low risk
burners under RCRA is no longer valid;
or (2) established in the affirmative that
regulating these units will provide any
benefit to human, health and the
environment. Commenters believe that
58 RCRA, 40 CFR Part 264 requirements that are
similar to MACT requirements include: the general
inspection requirements and personnel training
requirements of Subpart B; the preparedness and
prevention requirements of Subpart C, including
design and operation of facility, testing and
maintenance of equipment, and access to
communications or alarm system; the contingency
plan and emergency procedures requirements of
Subpart D; and the operating requirements and
monitoring and inspection requirements of Subpart
O.
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regulating LRWE units under Subpart
EEE is unnecessary and inconsistent
with RCRA subtitle C and more
importantly, appears to be controlling
LRWE units for control’s sake.
Commenters also state that EPA has
not properly addressed the requirements
of CAA section 112(n)(7) regarding the
inconsistency between the requirements
for Low Risk Waste Exempt (LRWE)
units under RCRA and those of Subpart
EEE. The purported purpose of section
112(n)(7) is to allow EPA to avoid
imposing additional emission
limitations on a source category
subcategory when such limitations
would be unnecessary and duplicative.
In addition, commenters state that the
costs associated with this MACT are
much more than improved feed control
or better back-end control. This
proposed rule also requires substantial
dollar investment in improved data
acquisition, computer controls and
recordkeeping systems, performance
testing, training, development of plans,
and other regulatory requirements.
Response: Boilers and hydrochloric
acid production furnaces that currently
qualify for the RCRA § 266.109 low risk
waste exemption are not exempt from
Subpart EEE under the final rule.
The Administrator does not have the
authority under CAA section 112(d) to
exempt sources that comply with RCRA
§ 266.109. Indeed, there is no necessary
connection between the two provisions,
since one is technology-based and the
other is risk-based. CAA section
112(d)(2) requires the Administrator to
establish technology-based emission
standards, standards that require the
maximum degree of reduction in
emissions that is deemed achievable.
Although section 112(d)(4) gives the
Administrator the authority to establish
health-based emission standards in lieu
of the MACT standards for pollutants
for which a health threshold has been
established, we cannot use that
authority to develop health-based
standards for sources that comply with
RCRA § 266.109 because those sources
emit HAP for which a health threshold
has not been established.
The final rule complies fully with
CAA section 112(n)(7) by coordinating
applicability of the RCRA and CAA
requirements and precluding dual
requirements. For example, RCRA
requirements that are duplicative of
MACT requirements will be removed
from the RCRA operating permit when
the permitting authority issues a
certification of compliance after the
source submits a Notification of
Compliance.
We also note that the MACT
standards are tailored to impose
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minimal burden on sources that have
low emissions of HAP. The particulate
matter emission standard and associated
testing can be waived (similar to the
§ 266.109 exemption) for boilers that
elect to document that emissions of total
metal HAP do not exceed the limits
provided by § 63.1206(b)(14).
Hydrochloric acid production furnaces
are not subject to a particulate matter
emission standard.
The compliance burden with the
destruction and removal efficiency
(DRE) standard is also minimal given
that it is a one-time test, provided that
the source does not change its design or
operation in a manner that would
adversely affect DRE. In addition, the
compliance burden for sources with low
levels of metals in their feedstreams is
minimal. Sources can document
compliance with the metals emission
standards by assuming all metals in the
feed are emitted (i.e., by assuming zero
system removal efficiency). Under this
procedure, boilers burning relatively
clean wastes are not required to conduct
a performance test to document
compliance with the metals emission
standards.
Further, we note that the MACT
standard to control organic HAP
emissions other than dioxin/furan is the
same as the RCRA standard—
demonstrating good combustion
conditions by complying with a carbon
monoxide standard of 100 ppmv.
Finally, we note that the ancillary
requirements under MACT (e.g.,
personnel training; operating and
maintenance plan; startup, shutdown,
and malfunction plan) should not pose
substantially higher costs than similar
requirements under RCRA. See response
to comment in Section A above. To the
extent that compliance costs increase,
we have accounted for those costs in our
estimates of the cost of the final rule.59
C. Mobile Incinerators
Comment: A mobile incinerator used
as a directly-fired thermal desorption
unit at a Superfund remediation site
should not be an affected source under
this rule.
Response: EPA is not determining or
changing the applicability of any
hazardous waste burning unit under
today’s rule. A combustion unit that
treats hazardous waste and meets the
definition of incinerator at 40 CFR
260.10 is an affected source under this
rule. 40 CFR part 63 also defines a
source as any building, structure,
facility, or installation which emits or
59 USEPA ‘‘Technical Support Document for
HWC MACT Standards, Volume V: Emission
Estimates and Engineering Costs,’’ September, 2005.
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may emit any air pollutant. A mobile
incinerator at a remediation site meets
this definition.
Comment: One commenter states that
a subcategory with different standards
must be created for mobile incinerators,
or the standards for incinerators must be
calculated using actual emissions data
from mobile units.
Response: EPA did not have any
emissions data from mobile incinerators
in the database for the proposed rule.
That data base was developed over
many years with ample opportunity for
public comment. We developed a data
base for incinerators to support the 1996
proposed rule (61 FR 17358) and
noticed that data base for public
comment on January 7, 1997 (64 FR
52828). We updated that data base in
July 2002, and noticed the revised data
base for public comment (67 FR 44452).
We used that revised data base to
support the proposed rule. We did not
receive comments providing data for
mobile incinerators as a result of either
public notice.
One commenter on the proposed rule
provided a summary of emissions data
from one test at a mobile incinerator.
The commenter suggested that the data
support its view that its mobile
incinerator is unique and that EPA
should consider subcategorizing
incinerators according to mobile
incinerators versus other incinerators.
We analyzed these data and conclude
that the final standards are readily
achievable by this source. Moreover, as
explained elsewhere, EPA’s approach to
assess the need for subcategorization is
to apply a statistical test to determine
whether the emissions data are
statistically different from the remaining
group. Given that owners and operators
of mobile incinerators have not
provided emissions data prior to
proposal, and that the commenter
provides summarized data for only one
mobile incinerator (which also indicate
that the source can achieve the emission
standards in the final rule); we are not
compelled to gather additional
information, particularly given our time
constraints to promulgate the final rule
under a court-ordered deadline.
Comment: In support of
subcategorizing mobile incinerators,
commenters state that mobile thermal
treatment systems are substantially
different from hazardous waste
incinerators. They are much smaller in
size, firing capacity rate, refractory
lining, and operating temperatures.
Most of them treat contaminated soil, so
have very high particulate feedrate
loading with high ash content, rapid
kiln rotation rate, and counter-current
flow design like cement kilns. This
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59435
results in high particulate matter
emissions. They operate only for a short
duration at a site (usually less than 6
months), and have no flexibility with
regard to their waste feed.
Response: We recognize that there is
variability between various sources’
with regard to size, capacity, operating
temperatures etc., and so we applied a
statistical test to assess the need of
subcategorization, as has been discussed
above. The emissions data provided by
the commenter also indicate the source
can achieve the final standards. The soil
entrained in desorber off-gases of mobile
incinerators has a relatively large
particle size, and is very easy to capture
with conventional particulate control
systems (such as a fabric filter) used by
the incinerators.
Comment: Since mobile incinerators
are relocated from site to site, the new
source standard should not apply based
on the erection date of the mobile unit.
Response: We are not changing the
applicability of a new or reconstructed
source designation in this rulemaking.
The relocation issue is addressed in the
definition of ‘‘construction’’ in 40 CFR
Section 63.2, which states:
‘‘Construction does not include the
removal of all equipment comprising an
affected source from an existing location
and the reinstallation of such equipment
at a new location * * *’’ (emphasis
added). Therefore, the relocation of an
existing Subpart EEE affected source,
such as a mobile incinerator, would not
result in that mobile incinerator
becoming a ‘‘new’’ source. Keep in mind
also that the relocation exemption only
applies to affected sources. If a mobile
incinerator is relocated from an R&D
facility (where the unit is not an affected
source per Table 1 to Section 63.1200)
to a location where the mobile
incinerator would become an affected
source, the relocation exemption within
the definition of ‘‘construction’’ would
not apply and the mobile incinerator
would be a ‘‘new’’ source. Also, with
regard to leased sources, the owner/
operator of the facility is responsible for
all affected sources operating at his/her
facility regardless of whether the
sources are owned or leased. The owner
or operator should obtain from the
leasing company all relevant
information pertaining to the affected
source in order to be able to
demonstrate that the affected source is
operating in compliance with the
appropriate standards.
III. Floor Approaches
In this section we discuss comments
addressing methodologies used in this
rule for determining MACT floors. We
address comments relating both to
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general, overarching issues and to the
specific methodologies used in the rule.
Our most important point is that the
methodologies EPA selected reasonably
estimate the performance of the best
performing sources by best accounting
for these sources’ total variability.
A. Variability
1. Authority To Consider Emissions
Variability
Comment: Many commenters concur
with our approach to account for
emissions variability while several
commenters believe that our approach
does not adequately account for
emissions variability. See discussions
on separate topics below. One
commenter, however, states that use of
variability factors (however derived) is
inherently unlawful and arbitrary and
capricious. The commenter notes that,
because floors for existing sources must
reflect the ‘‘average’’ emission level
achieved by the relevant best
performing sources, they cannot reflect
any worse levels of performance from
the best performers. Indeed, the
argument is that the Clean Air Act
already accounts for variability by
requiring EPA to base existing source
floors on the average emission level
achieved by the best performing
sources.
The commenter continues by stating
that EPA has added variability factors
both to each individual source’s
performance and to the collective
performance of the alleged best
performers, in each case purporting to
find an emission level that the
individual or group would meet ninetynine times out of 100 future emission
tests. Thus, EPA ignores sources’
measured performance in favor of the
theoretical worst performance that
might ever be expected from them. By
looking to the best performers’ worst
performance rather than their average
performance, EPA would set weaker
floors than the Clean Air Act allows.
In addition, the commenter notes that
EPA’s approach to account for
emissions variability is arbitrary and
capricious because EPA never explains
why it chose the 99th percentile for its
variability adjustments rather than some
other percentile.
Finally, the commenter notes that
EPA appears to indicate that its
variability analysis would either be
applied to variation between sources or
would affect EPA’s statistical analysis of
the variation between sources. The
commenter states that any attempt by
EPA to add a variability factor to adjust
for intersource variability is unlawful
and arbitrary and capricious.
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Response: Our response explains our
approach to estimating best performing
sources’ variability and addresses the
following issues: (1) Considering the
variability in each source’s performance
is necessary to identify the best
performing sources and their level of
performance; (2) EPA reasonably
considered variability in ranking
sources to identify the best performers
and in considering the range of best
performing sources’ performance over
time to identify an emission level that
the average of those sources can
achieve; (3) considering variability at
the 99th percentile level is reasonable;
(4) considering intersource variability
by pooling run-to-run variability is
appropriate; and (5) compliance test
conditions do not fully reflect all of best
performing sources’ performance
variability.
a. Variability Must Be Considered.
Variability in each source’s performance
must be considered at the outset in
identifying the best performing sources.
This is simply another way of saying
that best performers are those that
perform best over time (i.e. day-in, dayout), a reasonable approach. This
approach not only reasonably reflects
the statutory language, but also furthers
the ultimate objective of section 112
which is to reduce risk from exposure
to HAP. Since most of the risk from
exposure to emissions from this source
category is associated with chronic
exposure to HAP (see Part 1 section VI
above), assessing a source’s performance
over time by accounting for variability
is reasonable and appropriate.
For similar reasons, variability must
be considered in ascertaining these
sources’ level of performance. Floors for
existing sources must reflect ‘‘the
average emission limitation achieved by
the best performing 12 percent’’ of
sources, and for new sources, must
reflect ‘‘the emission control that is
achieved in practice by the best
controlled source.’’ Section 112 (d) (3).
EPA construes these requirements as
meaning achievable over time, since
sources are required to achieve the
standards at all times. This
interpretation has strong support in the
case law. See Sierra Club v. EPA, 167 F.
3d 658, 665 (D.C. Cir. 1999), stating that
‘‘EPA would be justified in setting the
floors at a level that is a reasonable
estimate of the performance of the ‘best
controlled similar unit’ under the worst
reasonably foreseeable circumstances. It
is reasonable to suppose that if an
emissions standard is as stringent as ‘the
emissions control that is achieved in
practice’ by a particular unit, then that
particular unit will not violate the
standard. This only results if ‘achieved
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in practice’ is interpreted to mean
‘achieved under the worst foreseeable
circumstances’; see also National Lime
Ass’n v. EPA, 627 F. 2d 416, 431 n. 46
(D.C. Cir. 1980) (where a statute requires
that a standard be ‘achievable,’ it must
be achievable under ‘‘the most adverse
circumstances which can reasonably be
expected to recur’’);
The court has further indicated that
EPA is to account for variability in
assessing sources’ performance for
purposes of establishing floors, and
stated that this assessment may require
EPA to make reasonable estimates of
performance of best performing sources.
CKRC, 255 F. 3d at 865–66; Mossville
Environmental Action Now v. EPA, 370
F. 3d 1232, 1242 (D.C. Cir.
2004)(maximum daily variability must
be accounted for when establishing
MACT floors).60 Indeed, EPA’s error in
CKRC was not in estimating best
performing sources’ variability, but in
using an unreasonable means of doing
so. CKRC, 255 F. 3d at 866; Mossville,
370 F. 3d at 1241.
Since the emission standards in
today’s rule must be met at all times, the
standards need to account for
performance variability that could occur
on any single day of these sources’
operation (assuming proper design and
operation). See Mossville, 370 F. 3d at
1242 (upholding MACT floor because it
was established at a level that took into
account sources’ long term performance,
not just performance on individual
days). Moreover, since EPA’s database
consists of single data points (because
there are no continuous emission
monitors for HAPs in stack emissions),
EPA must of necessity estimate longterm performance, including daily
maximum performance, from this
limited set of short term data.
b. EPA Reasonably Considered
Variability in Ranking Sources to
Identify the Best Performers and in
Considering the Range of Best
Performing Sources’ Performance Over
Time to Identify an Emission Level that
the Average of Those Sources Can
Achieve. (1) Selecting Best Performing
Sources. Each of the floor
methodologies used in the rule
considers various factors in ranking
which sources are the best performing.
For each methodology, we therefore
consider the quantifiable variability of
60 See also Chemical Manufacturers Ass’n v. EPA,
870 F. 2d 177, 228 (5th Cir. 1989) (‘‘The same plant
using the same treatment method to remove the
same toxic does not always achieve the same result.
Tests conducted one day may show a different
concentration of the same toxic than are shown by
the same test the next day. This variability may be
due to the inherent inaccuracy of analytical testing,
(i.e. ‘analytical variability,’ or to routine
fluctuations in a plant’s treatment performance.’’)
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the ranking factors in determining
which are the best performing sources.
69 FR at 21230–31. Specifically, we
assess run-to-run variability (normally
the only type of variability which we
can quantify) of the factors used under
each methodology to rank best
performers. Where SRE/Feed is the
ranking methodology, we thus assess
run-to-run variability of hazardous
waste HAP feedrate and of system
removal efficiency. Where ranking is
based on sources’ emissions (the straight
emissions methodology), we assess the
run-to-run variability of emission levels.
Where we use the air pollution control
device methodology for ranking, we
assess the run-to-run variability of
emissions of the lowest-emitting sources
(as we do for straight emissions) using
the best air pollution control devices.
For hydrochloric acid production
furnaces, we assess the run-to-run
variability of total chlorine system
removal efficiency. Id.61
To account for run-to-run variability
in these ranking factors, we rank sources
by the 99th percentile upper prediction
limit (UPL99). The UPL99 is an estimate
of the value that the source would
achieve in 99 of 100 future tests if it
could replicate the operating conditions
of the compliance test. Id. at 21231.
(2). Assessing the Best Performers’
Level of Performance Over Time. Once
we identify the best performing sources,
we need to consider their emissions
variability to establish a floor level that
the average of the best performing
sources can achieve day-in, day-out.
There are two components of emissions
variability that must be considered: runto-run variability and test-to-test
variability. Run-to-run emissions
variability encompasses variability in
individual runs comprising the
compliance tests, and includes
uncertainties in correlation of
monitoring parameters and emissions,
and imprecision of stack test methods
and laboratory analyses. See 69 FR at
21232.62 Test-to-test emissions
variability is the variability that exists
between multiple compliance tests
conducted at different times and
includes the variability in control
device collection efficiency caused by
testing at different points in the
maintenance cycle of the emission
61 These ranking methodologies are discussed
later in this section of the preamble, and in USEPA,
‘‘Technical Support Document for HWC MACT
Standards, Volume III: Selection of MACT
Standards,’’ September 2005, Section 7.
62 Analytic variability exists, and normally must
be accounted for in establishing technology-based
standards based on performance of the bestperforming plants. Chemical Manufacturers Ass’n
v. EPA, 870 F. 2d at 230.
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control device 63, and the variability
caused by other uncontrollable factors
such as using a different stack testing
crew or different analytical laboratory,
and by different weather conditions
(e.g., ambient moisture and temperature)
that may affect measurements.
We are able to quantify run-to-run
variability. We do so by applying a 99th
percentile modified upper prediction
limit to the averaged emissions of the
best performing sources. Id. at 21233
and Technical Support Document
Volume III section 7.2. The modified
upper prediction limit accounts for runto-run variability of the best performers
by pooling their run variance (i.e.,
within-test condition variability).64 See
Chemical Manufacturer’s Ass’n v EPA,
870 F. 2d 177, 228 (5th Cir. 1989)
(upholding use of a variability factor
derived, as here, by pooling the
performance variability of the best
performing plants). Using this approach,
we ensure that the average of the best
performing sources will be able to
achieve the floor in 99 of 100 future
performance tests, assuming these best
performing sources could replicate their
performance when attempting to operate
under identical conditions to those used
for the compliance test establishing the
source as best performing. As just noted,
we call this value the modified UPL 99.
The only instance in which we are
able to quantify test-to-test variability
(as noted above, the other significant
component of total operating variability)
is for fabric filters (baghouses) when
used to control emissions of particulate
matter. The modified UPL 99 in these
instances reflects not only run-to-run
variability, but test-to-test variability as
well. That total variability is expressed
by the Universal Variability Factor
which is derived from analyzing longterm variability in particulate matter
emissions for best performing sources
across all of the source categories
sources that are equipped with fabric
filters. 69 FR at 21233. See also the
discussion below in Section III.A.2.
63 There are myriad factors that affect
performance of an emissions control device. These
factors change over time, including during the
maintenance cycle of the device, such that it is
virtually impossible to conduct future compliance
tests under conditions that replicate the
performance of the control device. See USEPA,
‘‘Technical Support Document for HWC MACT
Standards, Volume III: Selection of MACT
Standards,’’ September 2005, Section 5.3.
64 We note that the Agency used a statistical
approach when proposing the NESHAP for Electric
Utility Steam Generating Units. See memo from
William Maxwell, EPA, to Utility MACT Project
Files, entitled, ‘‘Analysis of variability in
determining MACT floor for coal-fired electric
utility steam generating units,’’ dated Nov. 26, 2003,
Docket A–92–55.
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59437
Test-to-test variability must be
accounted for in other instances as well,
however. It follows that if the
performance of most efficient fabric
filters varies over time relative to
particulate matter emissions, then so
does their performance relative to the
non-mercury metal HAP emissions. We
also believe that particulate matter
emissions variability from sources
equipped with back-end controls other
than fabric filters also exists, and is
furthermore likely to be higher than
what was calculated for fabric filters
because there are more uncertainties
associated with the correlations between
operating parameter limits and control
efficiency for these devices.65 Again, it
clearly follows that if the performance
of these other control devices varies
relative to particulate matter emissions
(perhaps even more than what has
already been quantified for fabric
filters), then so does their performance
relative to the non-mercury metal HAP
emissions.
Although we cannot quantify this testto-test variability, we can document its
existence and its significance. We
conducted two parallel analyses
examining all situations where we had
multiple test conditions for the sources
ranked as best performing performing
(examining separate pools for best
performing sources under both the
straight emissions and SRE/feed ranking
methodologies). These analyses showed
that these sources’ emissions do in fact
vary over time, sometimes significantly.
In many instances sources had poorer
system removal efficiencies and higher
emission levels than those in the
compliance test used to identify the
source as best performing. We further
projected that in many instances these
best performing sources would not
achieve their own UPL 99, the
statistically determined prediction limit
which captures 99 out of 100 future
three-run test averages for the source, if
they were to operate at the poorer
system removal efficiency of its earlier
test and used the federate of its later
(best-performing) compliance test. This
is significant because the UPL 99
reflects all of a source’s run-to-run
65 For example, sources equipped with
electrostatic precipitators generally establish
multiple operating limits to best assure compliance
with the emission standard (feed control limits,
power input limits, etc.). There is not an exact
correlation between emission levels and operating
levels because there are several factors that can
affect the control efficiency of these air pollution
control systems, such as variations in inlet loads,
power inputs, spark rates, humidity, as well as
particle resistivity. See USEPA, ‘‘Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards,’’ September 2005,
Sections 16 and 17.
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variability. Failure to meet the UPL 99
thus shows both that further variability
exists, namely test-to-test variability,
and that it is a significant component of
total variability. We obtained similar
results when we projected best
performing sources’ performance based
on each of these sources’ overall system
removal efficiency obtained by pooling
the removal efficiencies of all of its
tests. In many instances, moreover,
these projected levels exceeded floor
levels calculated by using the straight
emissions approach, which ranks best
performers as those with the lowest
emission levels. This point is discussed
further in Section III.B below. EPA’s
analysis is set out in detail in chapters
16 and 17 of Volume III of the Technical
Support Document.66
EPA’s conclusion is that total
variability includes both run-to-run and
test-to-test variability, and that both
must be accounted for in determining
which are the best performing sources
and what are their levels of performance
over time. As explained in the following
Sections B and C, EPA has accordingly
adopted floor methodologies which
account for this total variability either
quantitatively or qualitatively. The
approach advocated by the commenter
simply ignores that variability exists.
Since this approach is contrary to both
fact and law, EPA is not adopting it.
c. Quantifying Run-to-Run Variability
at the 99th Percentile Level Is
Reasonable. We selected the 99%
prediction limit to ensure a reasonable
level ‘‘ namely the 99th percentile—of
achievability for sources designed and
operated to achieve emission levels
equal to or better than the average of the
best performing sources.67 Because of
the randomness of the emission values,
there is an associated probability of the
average of the best performing sources,
and similarly designed and operated
sources, not passing the performance
test conducted under the same
conditions.68 At a 99% confidence
level, the average of the best performing
sources could expect to achieve the
floor in 99 of 100 future performance
66 We explain in those sections that these
projections assume that system removal efficiencies
are constant across differing HAP federates and that
the sources’ historical (poorer) system removal
efficiencies were not the primary result of operating
at poorer ‘‘controllable’’ conditions relative to the
most recent test condition. These are reasonable
assumptions, as explained in section 17. 3 of
Volume III of the Technical Support Document,
although these assumptions also create a measure
of uncertainty regarding the emissions projections.
67 Note, again, that the variability we quantify by
these analyses is within-test condition variability
only. We cannot quantify test-to-test variability and
thus cannot quantify sources’ total variability.
68 See Volume III of the Technical Support
Document, Section 7.2 .
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tests conducted under the same
conditions as its performance test.. The
commenter thus sharply
mischaracterizes a 99% confidence level
as the worst performance of a best
performing source.: the level in fact
assumes identical operating conditions
as those of the performance test.
EPA routinely establishes not-toexceed standards (daily maximum
values which cannot be exceeded in any
compliance test) using the 99%
confidence level. National Wildlife
Federation v. EPA, 286 F. 3d 554, 572
(D.C. Cir. 2002).69 At a confidence level
of only 97% for example, the average of
the best performing sources could
expect to achieve the floor in only 97 of
100 future performance tests.
We note that the choice of a
confidence level is not a choice
regarding the stringency of the emission
standard. Although the numerical value
of the floor increases with the
confidence level selected it only appears
to become less stringent. If EPA selected
a lower confidence interval, we would
necessarily adjust the standard
downward due to the expectation that a
source would not be expected to achieve
the standard for uncontrollable reasons
a larger per cent of the time. We would
then have to account in some manner
for this inability to achieve the standard.
See Weyerhaeuser v. Costle, 590 F. 2d
1011, 1056–57 (D.C. Cir. 1978) (also
upholding standards established at 99
% confidence level). The governing
issue is what level of confidence should
the average of the best performing
sources, and similarly designed and
operated sources, have of passing the
performance test demonstrating
compliance with the standard. We
believe that the 99% confidence level is
a confidence level within the range of
values we could have reasonably
selected.70
d. Considering Intersource Variability
by Pooling Run-to-Run Variability is
Appropriate. The commenter believes
that any attempt by EPA to add a
variability factor to adjust for
intersource variability is unlawful and
arbitrary and capricious. We see no
statutory prohibition in considering
69 The opinion notes further that percentiles for
standards expressed as long-term average typically
use a lower confidence level (usually 95 %c) due
to the opportunity to lower the overall distribution
with multiple measurements. 286 F. 3d at 573. The
standards in this rule are necessarily daily
maximum standards because continuous emissions
monitors for HAP do not exist or have not been
demonstrated on all types of Subpart EEE sources.
70 See also Chemical Mfrs. Ass’n v. EPA, 870 F.
2d at 229 (99th percentile daily variability factor is
reasonable); 227 (‘‘the choice of statistical methods
is committed to the sound discretion of the
Administrator’’).
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intersource run-to-run variability of the
best performing sources (which is all
our floor calculation does, by
considering the pooled run-to-run
variability of the best performing
sources). Section 112(d)(3) states that
MACT floors are to reflect the ‘‘average
emission limitation achieved’’ but does
not specify any single method of
ascertaining an average. Considering the
average run-to-run variability among the
group of best performing sources is well
within the language of the provision
(and was upheld in CMA, as noted
above; see 870 F. 2d at 228). The
commenter’s further argument that
‘average’ can only mean average of
emission levels achieved in
performance tests is inconsistent with
the holding in Mossville, 370 F. 3d at
1242, that EPA must account for
variability in developing MACT floors
and that individual performance tests
do not by themselves account for such
variability.
We believe that it is reasonable and
necessary to account for intersource
variability of the best performing
sources by taking the pooled average of
the best performing sources’ run-to-run
variability. This is an aspect of
identifying the average performance of
those sources. Emissions data for each
best performing source are random in
nature, and this random nature is
characterized by a stochastic
distribution. The stochastic distribution
is defined by its central tendency
(average value) and the amount of
dispersion from the point of central
tendency (variance or standard
deviation). Consequently, to define the
performance of the average of the best
performing sources, we must consider
the average of the average emissions for
the best performing sources as well as
the pooled variance for those sources.
Hence, we must consider intersource
variability to identify the floor—the
average performance of the best
performing sources.
The commenter further states that
EPA’s attempt to adjust for intersource
variability is unlawful, arbitrary, and
capricious. EPA set floors at the 99th
percentile worst emission level that it
believed any source within the group of
best performers could achieve,
according to the commenter. The 99th
percentile worst performance that could
be expected from a source within the
best performers is, simply put, not the
average performance of the sources in
that group, according to the commenter.
The commenter misunderstands our
approach to calculate the floor—the
floor is not the 99th percentile highest
emission level that any best performing
source could achieve. The floor for
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existing sources is calculated as the 99th
percentile modified upper prediction
limit of the average of the best
performing sources. It represents the
average of the best performing sources’
emissions levels plus the pooled withintest condition variance of the best
performing sources. The floor for
existing sources is not the highest 99th
percentile upper prediction limit for any
best performing source as the
commenter states.
e. Why isn’t Total Variability Already
Accounted for by Compliance Test
Conditions?
Comment: One commenter states that
EPA’s use of variability factors along
with worst-case data is unlawful and
arbitrary and capricious. EPA has stated
that its use of worst case ‘‘compliance’’
data accounts for variability. EPA
admits that compliance data reflect
special worst case conditions created
artificially for the purpose of obtaining
lenient permit limits, according to the
commenter. EPA provides no reason
whatsoever to believe that a source
would continue to operate under such
conditions even one percent of the time.
Thus, the commenter concludes, by
applying a 99 percent variability factor
to compliance test data, EPA ensures
that the adjusted data do not accurately
reflect the performance of any source.
Accordingly, EPA’s use of a variability
factor is unlawful.
The commenter also states that, to
increase compliance data with the
reality that sources will not be operating
under the worst case conditions except
during permit setting tests, the Agency’s
use of a variability factor with
compliance data is arbitrary and
capricious.
Response: All but two standards in
the final rule are based on compliance
test data—when sources maximized
operating parameters that affect
emissions to reflect variability of those
parameters and to achieve emissions at
the upper end of the range of normal
operations. Use of these data is
appropriate both because they are data
in EPA’s possession for purposes of
section 112(d)(3) and because these data
help account for best performing
sources’ operating variability. CKRC,
255 F. 3d at 867.
The main thrust of the comment is
that total variability is accounted for by
the conditions of the performance test,
so that making further adjustments to
allow for additional variability is
improper. The commenter believes that
the floor should be calculated simply as
the average emissions of the best
performing sources and that this floor
would encompass the range of
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operations of the average of the best
performing sources. We disagree.
The compliance test is designed to
mirror the outer end of the controllable
variability occurring in normal
operations. These controllable factors
include the amount of HAP fed to a
source in hazardous waste, and
controllable operating parameters on
pollution control equipment (such as
power input to ESPs, or pressure drop
across wet scrubbers, factors which are
reflected in the parametric operating
limits written into the source’s permit
and which are based on the results of
the compliance testing). However, this
is plainly not all of the variability a
source experiences. Other components
of run-to-run variability, including
variability relating to measuring (both
stack measurements and measurements
at analytic laboratories) are not
reflected, for example. Nor is test-to-test
variability reflected, notably the point in
the maintenance cycle that testing is
conducted and the variability associated
with those inherently differing test
conditions even though the source
attempts to replicate the test conditions
(e.g., measurement variability
attributable to use of a different test
crew and analytical laboratory and
different weather conditions such as
ambient temperature and moisture).
Other changes that occur over time are
due to a wide variety of factors related
to process operation, fossil fuels, raw
materials, air pollution control
equipment operation and design, and
weather. Sampling and analysis
variations can also occur from test to
test (above and beyond those accounted
for when assessing within-test
variability) due to differences in
emissions testing equipment, sampling
crews, weather, and analytical
laboratories or laboratory technicians.
Thus, there is some need for a
standard to account for this additional
variability, and not simply expect for a
single performance test to account for it.
The analyses in Sections 16 and 17 of
Volume III of the Technical Support
Document confirm these points.
Moreover, the best performing sources
(and the average of the best performers)
must be able to replicate the compliance
test if they are to be able to continue
operating under their full range of
normal operations. It is thus no answer
to say that the best performing sources
could operate under a more restricted
set of conditions in subsequent
performance tests and still demonstrate
compliance, so that there is no need to
assure that results of initial performance
tests can be replicated. To do so would
no longer allow the best performing
sources (and thus the average of the best
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59439
performing sources) to operate under
their full range of normal operations,
and thus impermissibly would fail to
account for their total variability.
As discussed throughout this
preamble, emissions variability—run-torun and test-to-test variability—is real
and must be accounted for if a best
performing source is to be able to
replicate the emissions achieved during
the initial compliance test. We
consequently conclude that we must
account for variability in establishing
floor levels, and that merely considering
the average of compliance test data fails
to do so. We have therefore quantified
run-to-run variability using standard
statistical methodologies, and accounted
for test-to-test variability either by
quantifying it (in the case of fabric filter
particulate matter removal performance)
or accounting for it qualitatively (in the
case of the SRE/feed ranking
methodology).
Comment: The commenter notes that
if EPA believes that single performance
test results do not accurately capture
source’s variability, the solution is to
gather more data, not to avoid using a
straight emissions methodology. EPA
cannot use this as an excuse for basing
floor levels on a chosen technology
rather than the performance of the best
performing sources.
Response: There is no obligation for
EPA to gather more performance data,
since the statute indicates that EPA is to
base floor levels on performance of
sources ‘‘for which the Administrator
has emissions information.’’ Section
112(d)(3)(A); CKRC, 255 F. 3d at 867
(upholding EPA’s decision to use the
compliance test data in its possession in
establishing MACT standards). Indeed,
the already-tight statutory deadlines for
issuing MACT standards would be even
less feasible if EPA took further time in
data gathering. EPA notes further that
because particulate matter continuous
emission monitors are not widely used,
even further data gathering would be
limited to snapshot, single performance
test results, still leaving the problem of
estimating variability from a limited
data set.71 See also Sierra Club v. EPA,
167 F. 3d at 662 (‘‘EPA typically has
wide latitude in determining the extent
of data-gathering necessary to solve a
problem’’).
Thus, EPA has no choice but to assess
best performers and their level of
performance on the basis of limited
amounts of data per source. As
explained in the previous response to
71 Performance tests take an average of 5–8 days
to conduct, and cost approximately from
$200,000—$500,000 per test. The commenter’s offhand suggestion appears to have ignored these
realities.
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comments, EPA has selected a
methodology that reasonably do so.
EPA notes further that it has carefully
examined those instances where there
are multiple test conditions (usually
compliance tests conducted at different
times) for sources ranked as best
performing. This analysis confirms
EPA’s engineering judgment that total
variability is not fully encompassed in
the single test condition results used to
identify these sources as best
performing, and that without taking this
additional variability into account, best
performing sources would be unable to
achieve the floor standard reflecting
their own performance in those single
test conditions.72
2. Universal Variability Factor for
Particulate Emissions Controlled with a
Fabric Filter
Comment: One commenter states that,
in calculating the universal variability
factor (UVF) to account for total
variability—test-to-test variability and
within-test variability—for sources
controlling particulate matter with a
fabric filter, it appears that EPA
considered the variability of sources
that are not best performing sources. If
so, EPA has contravened the law.
The commenter also states that EPA’s
attempt to use a variability factor
derived from an analysis of variability of
multiple sources is unlawful. If EPA
considers variability at all, it must
consider the relevant source’s
variability.
Response: We developed the
particulate matter UVF for sources
equipped with a fabric filter using data
from best performing sources only.73
It is reasonable to aggregate
particulate matter emissions data across
source categories for all best performing
sources equipped with a fabric filter
because the relationship between
standard deviation and emissions of
particulate matter is not expected to be
impacted by the source category type.74
Rather, particulate emissions from fabric
filters are a function of seepage (i.e.,
migration of particles through the filter
cake) and leakage (i.e., particles leaking
through pores, channels, or pinholes
formed as the filter cake builds up). The
effect of seepage and leakage on
emissions variability should not vary
72 USEPA, ‘‘Technical Support Document for the
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’, September 2005, Sections 16
and 17.
73 USEPA, ‘‘Draft Technical Support Document
for HWC MACT Standards, Volume III: Selection of
MACT Standards,’’, March 2004, p. 5–4.
74 In addition, emissions are not generally
affected by particulate inlet loading.
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across source categories.75 Put another
way, fabric filter particulate matter
reduction is relatively independent of
inlet loadings to the fabric filter. 69 FR
21233. This is confirmed by the fact that
there are no operating parameters that
can be readily changed to increase
emissions from fabric filters, id., so
control efficiencies reflected in test
conditions from different source types
will still accurately reflect fabric filter
control efficiency.
3. Test-to-Test Variability
Comment: Several commenters state
that EPA seems to have ignored test-totest variability resulting from changes
that occur over time such as: normal
and natural changes in a wide variety of
factors related to process operation,
fuels, raw materials, air pollution
control equipment operation and
design, and differences in emissions
testing equipment, sampling crews,
weather, analytical laboratories or
laboratory technicians. All these sources
of variation are expected in that they are
typical and are not aberrations. In
addition, there are unexpected sources
of variability that occur in real-world
operations, which also must be
accommodated according to
commenters.
Commenters state that using
compliance test data and assessing
within-test condition variability (i.e.,
run variance) do not fully account for
test-to-test variability and thus
understates total variability.
Consequently, the average of the best
performing sources may not be able to
achieve the same emission level under
a MACT performance test when
attempting to operate under the same
conditions as it did during the
compliance test EPA used to establish
the floor. Even though sources generally
operated at the extreme high end of the
range of normal operations during the
compliance tests EPA uses to establish
the standards, the average of the best
performing sources would need to
operate under those same compliance
test conditions to establish the same
operating envelope—the operating
envelope needed to ensure the source
can operate under the full range of
normal emissions.
Response: We agree with commenters
that we have not quantified test-to-test
variability when establishing the floors
for standards other than particulate
matter where a best performing source
uses a fabric filter. We are able to
quantify only within-test variability
75 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 5.3.
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(i.e., run-to-run variability) for the other
floors, which is only one component of
total variability. This is one reason we
use the SRE/Feed approach wherever
possible rather than a straight emissions
approach to rank the best performing
sources to calculate the floor—the SRE/
Feed ranking approach derives floors
that better estimate the levels of best
performing sources’ performance. See
also discussion in Part Four, Section
III.A, and the discussion below
documenting that test-to-test variability
can be substantial.
Comment: One commenter states that
EPA should use the universal variability
factor (UVF) that accounts for total
variability for particulate matter
controlled with a fabric filter to derive
a correction factor to account for the
missing test-to-test variability
component of variability for
semivolatile metals and low volatile
metals. The commenter then suggests
that the within-test variability for
semivolatile and low volatile metals be
adjusted upward by the correction factor
to correct for the missing test-to-test
variability component.
The commenter focused on cement
kilns and compared the total variability
imputed from the UVF for the three
cement kiln facilities used to establish
the UVF to the within-test variability
(i.e., run variance) for each facility. The
commenter determined that, on average
for the three facilities, total variability
was a factor of 4.2 higher than withintest variability. Because semivolatile
and low volatile metals are also
controlled with a fabric filter, the
commenter suggested that the total
variability of particulate matter could be
used as an estimate of the total
variability for semivolatile and low
volatile metals. Thus, the commenter
suggested that the within-test condition
variability for semivolatile and low
volatile metals be increased by a factor
of 4.2 to account for total variability
when calculating floors.
Response: As stated throughout this
preamble, we believe that there is
variability in addition to within-test
condition (i.e., run-to-run) variability
that we cannot quantify—that we refer
to as test-to-test variability. We also do
not believe this test-to-test variability is
captured by compliance test operating
conditions as discussed above, and thus
establishing the floor using emissions
data representing the extreme high end
of the range of normal emissions does
not account for test-to-test variability.
We disagree, however, with the
commenter’s attempts to quantify the
remaining test-to-test variability for
floors other than particulate matter
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where all best performing sources are
equipped with fabric filters.
We generally agree with the
commenter’s approach for extracting the
test-to-test component of variability
using the UVF curve for particulate
matter controlled with a fabric filter.76
The commenter has documented that for
cement kilns, test-to-test variability of
particulate emissions controlled with a
fabric filter is on average a factor of 4.2
higher than within-test variability.
We believe the commenter’s
suggestion to adopt this correction
factor to semivolatile and low volatile
metals is technically flawed and for
several reasons would present statistical
difficulties. First, total variability for
semivolatile metals and low volatile
metals controlled with a fabric filter can
be different from the total variability of
particulate matter controlled with a
fabric filter because: (1) The test
methods are different (i.e., Method 5 for
particulate matter and Method 29 for
metals) and thus sample extraction and
analysis methods differ; (2) the factors
that affect partitioning of particulate
matter to combustion gas (i.e.,
entrainment) are different from the
factors that affect semivolatile metal
partitioning to the combustion gas (i.e.,
metal volatility); and (3) the volatility of
semivolatile metals is affected by
chlorine feedrates.
Second, adopting a variability factor
applicable to fabric filters for use on
electrostatic precipitators 77 is
problematic because both test-to-test
and within-test variability of these
emission control devices can be vastly
different. Factors that affect emissions
variability for sources equipped with a
fabric filter include: (1) Bag wear and
tear due to thermal degradation and
chemical attack; and (2) variability in
flue gas flowrate. Factors that affect
emissions variability for sources
equipped with an electrostatic
precipitator are different (see discussion
in Section III.B above) and include:
variations in particle loading and
particle size distribution, erosion of
collection plates, and variation in fly
ash resistivity due to changes
atmospheric moisture and in sulfur
feedrate (e.g. different type of coal).
Finally, the approach raises several
difficult statistical questions including:
76 We note, however, that an argument could be
made for using a source or condition-specific
correction factor rather than averaging the
correction factors for all sources within a source
category.
77 We infer that the commenter suggests that we
use this correction factor for semivolatile and low
volatile metals controlled by both electrostatic
precipitators and fabric filters since the majority of
cement kilns are equipped with electrostatic
precipitators.
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(1) What is the appropriate number of
runs to use to identify the degrees of
freedom and the t-statistic in the floor
calculations (e.g., should we use the
number of runs available for metals
emissions for the source or the number
of runs available for particulate matter
emissions from which the correction
factor is derived); and (2) should we use
a generic correction factor for all source
categories or calculate source categoryspecific or source-specific correction
factors.
For these reasons, we believe the
approach we use for quantifying
baghouse particulate matter collection
variability is not readily transferable to
other types of control devices and other
HAP. We therefore are not applying a
quantified correction factor in the final
rule but rather are using a MACT
ranking methodology that qualitatively
accounts for total emission variability,
notably test-to-test variability.
B. SRE/Feed Methdology
1. Description of the Methodology
As proposed, we are using the System
Removal Efficiency (SRE)/Feed
approach to determine the pool of best
performing sources for those HAP
whose emissions can be controlled in
part by controlling the hazardous waste
feed of the HAP—that is, controlling the
amount of HAP in the hazardous waste
fed to the source. These are HAP metals
and chlorine. Our basic approach is to
determine the sources in our database
with the lowest hazardous waste
feedrate of the HAP in question (semivolatile metals, low volatile metals,
mercury, or chlorine), and the sources
with the best system removal efficiency
for the same HAP. The system removal
efficiency is a measure of the percentage
of HAP that is removed prior to being
emitted relative to the amount fed to the
unit from all inputs (hazardous waste,
fossil fuels, raw materials, and any other
input). The pool of best performing
sources are those with the best
combination of hazardous waste
feedrate and system removal efficiency
as determined by our ranking
procedure, separate best performer
pools being determined for each HAP in
question (SVM, LVM, mercury, and
chlorine), reflecting the variability
inherent in each of these ranking factors
(see A.2.a.(1) above). We then use the
emission levels from these sources to
calculate the emission level achieved by
the average of the best performing
sources, as also explained in the
previous section. This is the MACT
floor for the HAP from the source type.
For new sources, we use the same
methodology but select the emission
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59441
level (adjusted statistically to account
for quantifiable variability) of the source
with the best combined ranking. A more
detailed description of the methodology
is found in Volume III of the Technical
Support Document, section 7.3.
This methodology provides a
reasonable estimate of the best
performing sources and their level of
performance for HAP susceptible to
hazardous waste feed control. As
required by section 112(d)(2), EPA has
considered measures that reduce the
volume of emissions through process
changes, or that prevent pollutant
release through capture at the stack, and
assessed how these control measures are
used in combination. Section
112(d)(2)(A), (C) and (E). Hazardous
waste feed control is clearly a process
change that reduces HAP emissions; air
pollution control systems collect
pollutants at the stack. These are the
best systems and measures for
controlling HAP emissions from
hazardous waste combustors. 69 FR at
21226. In considering these factors, EPA
has necessarily considered such factors
as design of different air pollution
control devices, waste composition,
pollution control operator training and
behavior, and use of pollution control
devices and methodologies in
combination. CKRC, 255 F. 3d at 864–
65 (noting these as factors, in addition
to a particular type of air pollution
control device, that can influence
pollution control performance); 69 FR at
21223 n. 47 (system removal efficiency
measures all internal control
mechanisms as well as back-end
emission control device performance).
EPA also believes that this
methodology reasonably estimates the
best performing sources’ level of
performance by accounting for these
sources’ total variability, including their
performance over time. The
methodology quantifies run-to-run
variability. See 69 FR at 21232–33. It
does not quantify test-to-test variability
because we are unable to do so for these
pollutants. (See sections A. 2.a.(2) and
3 above.) Although all variability must
be accounted for when calculating
floors, the only definitive way to
accurately quantify this test-to-test
emissions variability is through
evaluation of long-term continuous
emissions monitoring data, which do
not presently exist. We believe,
however, that SRE/Feed methodology
provides some margin for estimating
this additional, non-quantifiable
variability. This is illustrated in the
technical support document (volume III
section 17), which clearly shows that
the straight emissions approach
underestimates (indeed, fails to account
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for) lower emitting sources’ long-term
emissions variability. These lower
emitting sources that would otherwise
not meet the floor levels on individual
days under the straight emission
approach would be able (or otherwise
are more capable) to do so under the
SRE/feed approach.
EPA further believes that the SRE/
Feed methodology appropriately
accounts for design variability that
exists across sources for categories, like
those here, which consist of a diverse
and heterogeneous mixture of sources.
This is especially true of incinerators
and boilers, for which there are smaller
on-site units that are located at widely
varying industrial sectors that
essentially combust single, or multiple
wastestreams that are specific to their
industrial process, and off-site
commercial units dealing with many
different wastes of different origins and
HAP metal and chlorine composition.
EPA believes that these variations are
best encompassed in the SRE/Feed
approach, rather than with a
subcategorization scheme that could
result in anomalous floor levels because
there are fewer sources in each source
subcategory from which to assess
relative performance.78 See Mossville,
370 F. 3d at 1240 (upholding floor
methodology involving reasonable
estimation, rather than use of emissions
data, when sources in the category have
heterogeneous emission characteristics
due to highly variable HAP
concentrations in feedstocks).
Use of the SRE/Feed approach also
avoids basing the floor standards on a
combination of the lowest emitting low
feeding sources and the lowest emitting
high feeding sources. For example, the
five lowest emitting incinerators for
semivolatile metals that would comprise
the MACT pool using a straight
emissions methodology include three
sources that are the first, second, and
fourth lowest feeding sources among all
the incinerators.79 The other two best
78 At proposal, we conducted a technical analysis
to determine potential subcategorization options.
We then conducted an analysis to determine if
these different types of sources exhibited
statistically different emissions. Although EPA in
the end determined that these source categories
should not be subcategorized further, this decision
was based in part because the SRE/Feed
methodology better accounts for the range of
emissions from the best performing sources for
these diverse combustion types. See USEPA,
‘‘Technical Support Document for the HWC MACT
Standards, Volume III: Selection of MACT
Standards,’’ September 2005, Section 4, for an
explanation of the subcategorization assessment,
which includes examples of anomalous floor results
for certain subcategorization approaches.
79 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Appendix C,
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performing incinerators have the first
and second best system removal
efficiencies (and the highest two metal
feedrates). It is noteworthy that the
highest feed control level among these
best performing sources is over three
orders of magnitude higher than the
feed control level of the lowest feeding
best performing source.80 Establishing
limits dominated by both superior feed
control sources and back-end controlled
sources would result in floor levels that
are not reflective of the range of
emissions exhibited by either low
feeding sources or high feeding sources
and would more resemble new source
standards for both of these different
types of combustors. Such floors could
lead to situations, for example, where
commercial sources could find it
impracticable to achieve the standards
without reducing the overall scope of
their operations (since the standard
could operate as a direct constraint on
the amount of hazardous waste that
could be fed to the device, in effect
depriving a combustion source of its
raw material). Similarly, low feeding
sources that cannot achieve this floor
level may be required to add expensive
back-end control equipment that would
result in minimal emission reductions,
likely forcing the smaller on-site source
to cease hazardous waste treatment
operations and to instead send the waste
to a commercial treatment unit.
The inappropriateness of a straight
emissions-based approach for feed
controlled pollutants for commercial
hazardous waste combustors is further
highlighted by the fact that several
commercial hazardous waste
combustors that are achieving the
design level of the particulate matter
standard are not achieving the
semivolatile and/or low volatile metals
straight emissions based design level,
and, in some instances, floor level.81
This provides further evidence that low
feeding sources are in fact biasing some
of the straight emissions-based floors to
the extent that even the sources with the
most efficient back-end control devices
would be incapable of achieving the
emission standards calculated on a
straight emission basis.
These results are inconsistent with
the intent of the section 112 (d) (see 2
Legislative History at 3352 (House
Table ‘‘E_INC_SVMCT’’ and, to determine relative
feed control and SRE rankings for these sources,
Appendix E Table ‘‘SF_INC_SVMCT’’.
80 Source 340 had a semivolatile metal feed
control MTEC of 892 µg/dscm, whereas source 327
had a semivolatile metal feed control MTEC of
3,080,571 µg/dscm.
81 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 17.4
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Report) stating that MACT is not
intended to drive sources out of
business). Standards that could force
commercial sources to reduce the
overall scope of their operations are also
inconsistent with requirements and
objectives of the Resource Conservation
and Recovery Act to require treatment of
hazardous wastes before the wastes can
be land disposed, and to encourage
hazardous waste treatment. RCRA
sections 3004 (d), (e), (g) and 1003 (a)
(6); see also section 112 (n) (7) of the
CAA, stating that section 112 (d) MACT
standards are to be consistent with
RCRA subtitle C emission standards for
the same sources to the maximum
extent practicable (consistent with the
requirements of section 112 (d));
moreover, EPA doubts that a standard
which precludes effective treatment
mandated by a sister environmental
statute must be viewed as a type of best
performance under section 112 (d). The
SRE/Feed methodology avoids this
result by always considering hazardous
waste feed control in combination with
system removal efficiency and
according equal weight to both means of
control in the ranking process.
It is also important to emphasize what
the SRE/Feed methodology does not
evaluate: Feed control of HAP in fossil
fuel or raw material inputs to these
devices. Emission reduction of these
HAP are controllable by back-end
pollution control devices which remove
a given percentage of pollutants
irrespective of their origin and is
assured by the system removal
efficiency portion of the methodology,
as well as through the particulate matter
standard (see section IV.A below). Feed
control of these inputs is not a feasible
means of control, however. HAP content
in raw materials and fossil fuel can be
highly variable, and so cannot even be
replicated by a single source. Raw
material and fossil fuel sources are also
normally proprietary, so other sources
would not have access to raw material
and fossil fuel available (in its
performance test) to a source with low
HAP fossil fuel and raw material inputs.
Such sources would thus be unable to
duplicate these results. Moreover, there
are no commercial-scale pretreatment
processes available for removing or
reducing HAP content in raw materials
or fossil fuels to these units. See
technical support document volume III
section 17.5 and 25; see also 69 FR at
21224 and n. 48.
2. Why Aren’t the Lowest Emitters the
Best Performers?
Some commenters nonetheless argue
that best performing sources can only
mean sources with the lowest HAP
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emissions, and that the SRE/Feed
methodology is therefore flawed
because it does not invariably select
lowest emitters as best performers.82
The statute does not compel this result.
There is no language stating that lowest
emitting sources are by definition the
best performers. The floor for existing
sources is to be based on the average
emission limitation achieved by the
‘‘best performing’’ 12 per cent of
sources. Section 112(d)(3)(A). This
language does not specify how ‘‘best
performing’’ is to be determined: by
means of emission level, emission
control efficiency, measured over what
period of time, etc. See Sierra Club v.
EPA, 167 F. 3d at 661 (language of floor
requirement for existing sources ‘‘on its
own says nothing about how the
performance of the best units is to be
calculated’’). Put another way, this
language does not answer the question
of which source is the better performing:
one that emits 100 units of HAP but also
feeds 100 units of that HAP, or one that
emits 101 units of the HAP but feeds
10,000 units. See 69 FR at 21223.
Moreover, new source floors are to be
based on the performance of the ‘‘best
controlled’’ similar source achieved in
practice. Section 112(d)(3). ‘‘Best
controlled’’ can naturally be read to
refer to some means of control such as
system removal efficiency as well as to
emission level.
Use of a straight emissions approach
to identify floor levels can lead to
arbitrary results. Most important, as
explained above, it leads to standards
which cannot be achieved consistently
even by the best performing sources
because operating variability is not
accounted for. This is shown in section
17 of volume III of the technical support
document. These analyses show that (a)
emissions from these sources do in fact
vary from test-to-test, and that no two
snapshot emission test results are
identical; (b) our statistical approach
that quantifies within test, run-to-run
variability underestimates the best
performing sources’ long term, test-totest variability; 83 (c) best performing
sources under the straight emissions
approach advocated by the commenter
(i.e. the lowest emitting sources) had
other test conditions that did not
achieve straight emission floor levels;
82 In fact, many of the sources identified as best
performing under the SRE/Feed methodology are
also the lowest emitting, although this is not
invariably the case.
83 Best performing sources pursuant to the
straight emissions methodology are projected to be
unable to achieve the levl of their of their
performance test emissions even after they are
adjusted upward to account for run-to-run
variability.
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(d) best performing sources under the
straight emissions approach are
projected, based on two separate
analyses using reasonable assumptions,
not to achieve the straight emissions
floor standard based on these sources’
demonstrated variations in system
removal efficiencies over time (i.e., from
test-to-test); and (e) SRE/feed
methodology yields floor levels (i.e. the
floor standards in the rule) that better
estimate the emission levels reflecting
the performance over time of the best
performing sources. See Mossville, 370
F. 3d at 1242 (floor standard is
reasonable because it accommodated
best performing source’s highest level of
performance (i.e. its total variability),
even though the level of the standard
was higher than any individual
measurement from that source).
As noted earlier, the straight
emissions methodology can also limit
operation of commercial units because
the standard reflects a level of
hazardous waste feed control which
could force commercial units to burn
less hazardous waste because such
standards more resemble new source
standards. The straight emissions
methodology also arbitrarily reflects
HAP levels in raw materials and fossil
fuels, an infeasible means of control for
any source.
Another arbitrary, and indeed
impermissible, result of the straight
emissions methodology is that in some
instances (noted in responses below) the
methodology results in standards which
would force sources identified as best
performing to install upgraded air
pollution control equipment. This result
undermines section 112 (d) (2) of the
statute, by imposing what amounts to a
beyond the floor standard without
consideration of the beyond the floor
factors: the cost of achieving those
reductions, as well as energy and nonair
environmental impacts.
Comment: The commenter states that
because MACT floors must reflect the
‘‘actual performance’’ of the relevant
best performing hazardous waste
combusters, this means that the lowest
emitters must be the best performers.
The commenter cites CKRC v. EPA, 255
F. 3d at 862 and other cases in support.
Response: As explained in the
introduction above, the statute does not
specify that lowest emitters are
invariably best performers. Nor does the
caselaw cited by the commenter support
this position. The D.C. Circuit has held
repeatedly that EPA may determine
which sources are best performing and
may ‘‘reasonably estimate’’ the
performance of the top 12 percent of
these sources by means other than use
of actual data. Mossville, 370 F. 3d at
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1240–41 (collecting cases). In Mossville,
sources had varying levels of vinyl
chloride emissions due to varying
concentrations of vinyl chloride in their
feedstock. Individual measurements
consequently did not adequately
represent these sources’ performance
over time. Not-to-exceed permit limits
thus reasonably estimated sources’
performance, corroboration being that
individual sources with the lowest longterm average performance occasionally
came close to exceeding those permit
limits. Id. at 1241–42. The facts are
similar here, since our examination of
best performing sources with multiple
test conditions likewise shows instances
where these sources would be unable to
meet floors established based solely on
lowest emissions (including their own).
As here, EPA was not compelled to base
the floor levels on the lowest measured
emission levels.
Comment: The same commenter
maintains that it is clear from the
caselaw that MACT floors must reflect
the relevant best performing sources’
‘‘actual performance’’, and that this
must refer to the emissions level it
achieves.
Response: As just stated, the D.C.
Circuit has repeatedly stated that EPA
may make reasonable estimates of
sources’ performance in assessing both
which sources are best performing and
the level of their performance. The court
has further indicated that EPA is to
account for variability in assessing
sources’ performance for purposes of
establishing floors, and this assessment
may require that EPA make reasonable
estimates of performance of best
performing sources. CKRC, 255 F. 3d at
865–66; Mossville, 370 F. 3d at 1241–42.
See discussion in A.1.a above.
Comment: The commenter generally
maintains that EPA’s floor approaches
consider only the performance of backend pollution control technology and so
fail to capture other means of HAP
emission control that otherwise would
be captured if EPA were to assess
performance based on the emission
levels each source achieved.
Response: EPA agrees that factors
other than end-of-stack pollution
control can affect metal HAP and
chlorine emissions. This is why EPA
assesses performance for these HAP by
considering combinations of system
removal efficiency (which measures
every element in a control system
resulting in HAP reduction, not limited
to efficiency of a control device), and
hazardous waste HAP feed control.
Standards for dioxins and other organic
HAP (which have no hazardous waste
feed control component) likewise assess
every element of control.
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EPA also accounts for the variability
of HAP levels in the (essential) use of
raw materials and fossil fuels by
assessing performance of back-end
control but not evaluating fuel/raw
material substitution, which, as
discussed later in the response to
comments section, are infeasible means
of control. Mossville, 370 F. 3d at 1241–
42, is instructive on this point. The
court held that the constant change in
raw materials justified EPA’s use of a
regulatory limit to estimate a floor level.
The reasonableness of this level was
confirmed by showing that the highest
individual data point of a best
performing source was nearly at the
level of the regulatory limit. Under the
commenter’s approach, the court would
have had no choice but to hold that the
level the source achieved in a single test
result using ‘clean’ raw materials—i.e.
the ‘level achieved’ in the commenter’s
language—dictated the floor level.
See part four, section III.C for EPA’s
response to this comment as it relates to
the methodologies for the particulate
matter standard and total chlorine
standard for hydrochloric acid
production furnaces.
Comment: The commenter notes that
the SRE/Feed methodology does not
account for all HAP emissions, failing to
account for metal and chlorine feedrates
in raw materials and fossil fuels.
Response: The methodology does not
assess the effect of feed ‘‘control’’ of
HAP levels in raw materials or fossil
fuels which may be inputs to the
combustion units. This is because such
control may not be replicable by an
individual source, or duplicable by any
other source. See 69 FR at 21224 and n.
48; Sierra Club v. EPA, 353 F. 3d 976,
988 (‘‘substitution of cleaner ore stocks
was not * * * a feasible basis on which
to set emission standards. Metallic
impurity levels are variable and
unpredictable both from mine to mine
and within specific ore deposits,
thereby precluding ore-switching as a
predictable and consistent control
strategy’’).84 EPA’s methodology does
account for HAP control of all inputs by
assessing system removal efficiency,
which measures reductions of HAPs in
all inputs (including fossil fuel and raw
materials) to a hazardous waste
combustion unit. Further, nonmercury
metal HAP emissions attributable to raw
84 Although this language arose in the context of
a potential beyond-the-floor standard, EPA believes
that the principle stated is generally applicable.
MACT standards, after all, are technology-based,
and if there is no technology (i.e. no avaialble
means) to achieve a standard—i.e. for a soruce to
achieve a standard whenever it is tested (as the
rules require)—then the standard is not an
achieveable one.
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materials and fossil fuels are effectively
controlled with the particulate matter
standard, a standard that is based on the
sources with best back-end control
devices. The only element which is not
controlled is what cannot be: HAP
levels in feeds for which fuel or raw
material switching is simply not an
available option.
Comment: The commenter further
maintains, however, that the means by
which sources may be achieving levels
of performance are legally irrelevant
(citing National Lime Ass’n v. EPA, 233
F. 3d 625 , 634 and 640 (D.C. Cir. 2000)).
The fact that sources with ‘‘cleaner’’ raw
material and fossil fuel inputs may not
intend to have resulting lower HAP
emissions is therefore without legal
bearing.
Response: The issue here is not one of
intent. The Court, in National Lime,
rejected the argument that sources’ lack
of intent to control a HAP did not
preclude EPA from establishing a
section 112(d) standard for that HAP.
See 233 F. 3d at 640, rejecting the
argument that HAP metal control
achieved by use of back-end control
devices (baghouses) could not be
assessed by EPA because the sources
used the back-end control devices to
control emissions of particulate matter.
The case did not consider the facts
present here, where the issue is not a
source’s intent, but rather a means of
control which involves happenstance
(composition of HAP in raw materials
and fossil fuel used the day the test was
conducted) and so is neither replicable
nor duplicable.
National Lime also held that EPA
must establish a section 112(d) emission
standard for every HAP emitted by a
major source. 233 F. 3d at 634. EPA is
establishing emission standards for all
HAP emitted by these sources. In
establishing these standards, EPA is not
evaluating emission reductions
attributable to the type of fossil fuel and
raw material used in the performance
tests, because this is not a ‘‘feasible
basis on which to set emission
standards.’’ Sierra Club, 353 F. 3d at
988.
EPA thus does not agree with this
comment because the issue is not a
source’s intent but rather whether or not
to assess emission reductions from
individual test results which reflect an
infeasible means of control.
Comment: The commenter maintains,
however, that even if individual sources
(including those in the pool of best
performing sources) cannot reduce HAP
concentrations in raw materials and
fossil fuels, they may achieve the same
reductions by adding back-end
pollution control. Nothing in section
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112(d)(3) says that sources have to use
the means of achieving a level of
performance that other best performing
sources used.
Response: The thrust of this comment
is essentially to impermissibly bypass
the beyond-the-floor factors set out in
section 112(d)(2) under the guise of
adopting a floor standard. Suppose that
EPA were to adopt a floor standard
dominated by emission levels reflecting
HAP concentrations present in a few
sources’ raw materials and fossil fuels
during their test conditions. Suppose
further that some sources have to
upgrade their back-end control
equipment to operate at efficiencies
better than the average level
demonstrated by the best performing
sources, because test results based on
fossil fuel and raw material levels are
neither replicable nor duplicable. In this
situation, EPA believes that it would
have improperly adopted a beyond-thefloor standard because EPA would have
failed to consider the beyond-the-floor
factors (cost, energy, and nonair
environmental impacts) set out in
section 112(d)(2).85
Comment: EPA has not substantiated
its claim that sources cannot switch
fossil fuels or raw materials.
Response: At proposal we evaluated
fuel switching and raw material
substitution as beyond-the-floor
technologies for cement kilns and
lightweight aggregate kilns and stated
these technologies would not be cost
effective.86 We also discussed why fuel
switching is not an appropriate floor
control technology for solid fuel-fired
boilers. 69 FR at 21273. Upon further
evaluation, we again conclude that fuel
switching and raw material substitution
are not floor control technologies and
are not cost effective beyond-the-floor
technologies for cement kilns,
lightweight aggregate kilns, and solid
fuel-fired boilers.87
Comment: EPA has failed to
document the basis for its SRE ranking.
85 Analysis of the levels of HAP in raw matrial
and nonhazardous waste fuels suggests that this is
a realistic outcome. Our analysis shows that
emissions attributable to raw material and fossil
fuel can be significant relative to the level of the
straight emissions-based floor design level and floor
(the methodology advocated by the commenter),
and therefore could inappropriately impact a
sournce’s ability to comply with such a floor
standard. See USEPA, ‘‘Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards,’’ September 2005,
Section 17.6.
86 See, for example, 69 FR at 21252, where we
discuss the use of fuel-switching or raw material
substitution as a possible beyond-the-floor control
for mercury at cement kilns.
87 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards, September 2005, Sections 11 and
25, for further discussion.
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Specifically, EPA has not stated how it
measured sources’ SREs, or how it
knows those rankings are accurate.
Response: System removal efficiency
is a parameter that is included in our
59445
database that is calculated by the
following formula:
The HAP feedrate and emission data
are components of the database that
were extracted from emission test
reports for each source. We use system
removal efficiency for each relevant
pollutant or pollutant group (e.g.,
semivolatile metals, low volatile metals,
mercury, total chlorine) whenever the
data allows us to calculate a reliable
system removal efficiency. For example,
we generally do not use system removal
efficiencies that are based on normal
emissions data because of the concern
that normal feed data are too sensitive
to sampling and measurement error. See
69 FR at 21224.88
The system removal efficiencies used
in our ranking process are reliable and
accurate because the feed and emissions
data originate from compliance tests
that demonstrate compliance with
existing emission standards (primarily
RCRA requirements). As such, the data
are considered to have excellent
accuracy and quality. RCRA trial burn
and certification of compliance reports
are typically reviewed in detail by the
permitting authority. The compliance
tests and test reports generally contain
the use of various quality assurance
procedures, including laboratory,
method, and field blanks, spikes, and
surrogate samples, all of which are
designed to minimize sampling and
analytical inaccuracies. EPA also
noticed the data base for this rule for
multiple rounds of comment and has
made numerous changes in response to
comment to assure accuracy of the
underlying data. Thus, EPA concludes
the calculated system removal
efficiencies used in the ranking process
are both reliable and accurate.
Comment: EPA’s approach with
regard to use of stack data is internally
contradictory. EPA uses stack data in
establishing floors, but does not use
stack data to determine which
performers are best. EPA has failed to
explain this contradiction.
88 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume II: Database,’’
September 2005, Section 2, for further discussion
on system removal efficiencies, which includes
sample calculations and references to the database
that contain the calculated system removal
efficiencies for each source and each HAP or HAP
group.
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Response: Emission levels are used to
calculate system removal efficiencies in
order to assess each source’s relative
back-end control efficiency. Also, as
explained in the introduction to this
comment response section, the SRE/
Feed methodology uses the stack
emission levels of the sources using the
best combinations of hazardous waste
feed control and system-wide air
pollution control (expressed as HAP
percent removal over the entire system)
to calculate the floors. The data are
adjusted statistically to account for
quantifiable forms of variability (run-torun variability). This methodology
reasonably selects best performing
sources (for HAP amenable to these
means of control), and reasonably
estimates these sources’ performance
over time. As further stated in section
B.2 above, using a straight emissions
approach to identify best performers
and their level of performance can lead
to standards for these HAP that do not
fully account for variability (including
variability resulting from varying and/or
uncontrollable amounts of HAP in raw
materials and fossil fuels) and could
force installation of de facto beyond-thefloor controls without consideration of
the section 112(d)(2) beyond-the-floor
factors.
EPA thus does not see the
contradiction expressed by the
commenter. Use of the straight
emissions approach as advocated by the
commenter would lead to standards that
do not reasonably estimate sources’
performance and which could not be
achieved even by the best performers
with individual test conditions below
the average of the 12 percent of best
performing sources. These problems
would be compounded many-fold if the
data were not normalized and adjusted
to at least account for quantifiable
variability, steps the commenter also
opposes. EPA’s use of emissions data
(suitably adjusted) after identifying best
performers through the ranking
methodology avoids these problems and
reasonably estimates best performers’
level of performance.
Comment: The commenter rejects
EPA’s finding (69 FR at 21226) that
individual test results in the data base
do not fully express the best performing
sources’ performance. The commenter
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gives a number of reasons for its
criticisms, which we answer in the
following sequence of comments listed
a though f.
a. Comment: The commenter states
that EPA claims emission levels do not
fully reflect variability in part because
they are sometimes based on tests where
the source was feeding low levels of
HAP during the test. The commenter
claims this is inconsistent with the fact
that EPA preferentially uses worst-case
emissions obtained from tests where the
sources spiked their feedstreams with
metals, and that the mere possibility
that these emissions do not reflect test
data from conditions where variability
was not maximized does not mean those
data fail to represent a source’s actual
performance. The commenter also states
that ‘‘EPA’s apparent suggestion that the
best performing sources could not
replicate the average performance of the
sources with the lowest emissions is
unsubstantiated and unexplained.
Assuming that EPA accurately assesses
a source’s actual performance, the
source can replicate that performance.’’
Response: HAPs in raw materials and
fossil fuels contribute to a source’s
emissions. EPA has concerns that a
straight emissions approach to setting
floors may not be replicable by the best
performing sources nor duplicable by
other non-best performing sources
because of varying concentration levels
of HAP in raw material and
nonhazardous waste fuels. The best
performing sources operated under
compliance test conditions as the
commenter suggests. However, raw
material and nonhazardous fuel HAP
concentrations for the best performing
sources will change over time, perhaps
due to a different source of fuel or raw
material quarry location, which could
affect their ability to achieve the floor
level that was based on emissions
obtained while processing different
fossil fuel or raw materials. EPA takes
sharp issue with the commenter’s
statement that a single performance test
result is automatically replicable so long
as it is measured properly in the first
instance. This statement is incorrect
even disregarding HAP contributions in
raw materials and fossil fuels since, as
noted previously in section A.2.e, there
are many other sources of variability
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which will influence sources’
performance over time (i.e., in
subsequent performance tests).
A straight emissions approach for
establishing semivolatile and low
volatile metal floors may result in
instances where the best performing
sources would not be capable of
achieving the standards if their raw
material and nonhazardous waste fuel
HAP levels change over time. For each
cement kiln and lightweight aggregate
kiln, we estimated the emissions
attributable to these raw materials and
fossil fuels assuming each source was
operating with hazardous waste HAP
feed and back-end control levels
equivalent to the average of the best
performing sources (the difference in
emissions across sources only being the
result of the differing HAP levels in the
nonhazardous waste feeds). The
analysis shows that emissions
attributable to these nonhazarous waste
feedstreams (raw materials and fossil
fuels) varies across sources, and can be
significant relative to the level of the
straight emissions-based floor design
level and floor, and therefore could
inappropriately impact a source’s ability
to comply with the floor standard.89
b. Comment: The commenter states
that EPA must consider contributions to
emissions from raw materials and fossil
fuels, that it is irrelevant if sources from
outside the pool of best performing
sources can duplicate emission levels
reflecting ‘‘cleaner’’ raw materials and
fossil fuels used by the best performing
sources, and that sources unable to
obtain such ‘‘cleaner’’ inputs may
always upgrade other parts of their
systems to achieve that level of
performance.
Response: As previously discussed,
EPA’s methodology does account for
HAP control of all inputs by assessing
system removal efficiency, which
measures reductions of HAPs from all
inputs. Further, nonmercury metal HAP
emissions attributable to raw materials
and fossil fuels are effectively controlled
with the particulate matter standard, a
standard that is based on the sources
with lowest emissions from best backend control devices. We are not basing
any standards on performance of
sources not ranked as among the best
performing.
c. Comment: The commenter disputes
EPA’s conclusions that failure of
sources to meet all of the standards
based on a straight emissions
methodology at once shows that the
89 See
USEPA, ‘‘Final Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards,’’ September 2005,
Section 17.6. .
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methodology is flawed. The standards
are not mutually dependent, so the fact
that they are not achieved
simultaneously is irrelevant. There is no
reason a best performer for one HAP
should be a best performer for other
HAP.
Response: EPA agrees with this
comment. On reflection, EPA believes
that because all our standards are not
technically interdependent (i.e.,
implementation of one emission control
technology does not prevent the source
from implementing another control
technology), the fact that sources are not
achieving all the standards
simultaneously does not indicate a flaw
in a straight emissions approach. See
Chemical Manufacturers Ass’n, 870 F.
2d at 239 (best performing sources can
be determined on a pollutant-bypollutant basis so that different plants
can be best performers for different
pollutants).
d. Comment: Several commenters
took the opposite position that EPA
must assure that all existing source
standards must be achievable by at least
6 percent of the sources, and that all
new source standards must be
achievable by at least one existing
source.
Response: As discussed above, we are
not obligated to establish a suite of
floors that are simultaneously
achievable by at least six percent of the
sources because the standards are not
technically interdependent.
Nonetheless, the SRE/Feed methodology
does result in existing floor levels (when
combined with the other floor levels for
sources in the source category) that are
simultaneously achievable by at least
six percent of the sources (or, for source
categories that have fewer than 30
sources, by at least two or three
sources).90 However, for the new source
standards, three of the source categories
do not include any sources that are
simultaneously achieving all the
standards (incinerators, cement kilns,
and lightweight aggregate kilns). Again,
similar to existing sources, EPA is not
obligated to establish a suite of new
source floors that are simultaneously
achievable by at least one existing
source because these standards are not
technically interdependent. We
conclude that a new source can be
designed (from a back-end control
perspective) to achieve all the new
source standards.91
90 These achievability analyses did not account
for the additional test-to-test variability that we
cannot quantify.
91 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume V: Emission
Estimates and Engineering Costs,’’ September 2005,
Section 4.2.3 for a discussion that explains how
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e. Comment: The commenter
criticizes EPA’s discussion at 69 FR
21227–228 indicating that both
hazardous waste feed control and backend pollution control are superior
means of HAP emission control and
treatment standards should be
structured to allow either method to be
the dominant control mechanism.
Response: EPA is not relying on this
part of the proposed preamble
discussion as justification for the final
rule, with the one exception noted in
the response to the following comment.
f. Comment: Considerations of proper
waste disposal policy are not relevant to
MACT floor determinations. In any case,
the possibility that some commercial
waste combustors may upgrade their
back-end pollution control systems to
meet standards reflecting low hazardous
waste HAP feedrates, or divert wastes to
better-controlled units, is positive, not
negative.
Response: As discussed in section B.1
above, there are instances where
standards derived by using a straight
emissions approach are based on a
combination of lowest emitting low
feeding sources and lowest emitting
higher feeding sources. Resulting floor
standards would thus reflect these low
hazardous waste feedrates and could
put some well-controlled commercial
incinerators in the untenable situation
of having to reduce the amount of
hazardous waste that is treated at their
source. Our database verifies that such
an outcome is in fact realistic.92
This type of standard would operate
as a direct constraint on the amount of
hazardous waste that could be fed to the
device, in effect depriving a combustion
source of its raw material. In this
instance, hazardous wastes could not be
readily diverted to other units because
the low feeding hazardous waste
sources tend not to be commercial units.
In these circumstances, there would be
a significant adverse nonair
environmental impact. Hazardous waste
is required to be treated by Best
Demonstrated Available Technology
(BDAT) before it can be land disposed.
RCRA sections 3004 (d), (e), (g), and (m);
Hazardous Waste Treatment Council v.
EPA, 866 F. 2d 355, 361 (D.C.Cir. 1990)
(upholding Best Demonstrated Available
Technology treatment requirement).
Most treatment standards for organic
pollutants in hazardous waste can only
be achieved by combustion. Leaving
some hazardous wastes without a
such a new source could be designed to achieve the
new source standards.
92 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards’’, September 2005, Section 17.4.
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treatment option is in derogation of
these statutory requirements and goals,
and calls into question whether a
treatment standard that has significant
adverse nonair environmental impacts
must be viewed as best performing. See
Portland Cement Ass’n v. Ruckelshaus,
486 F. 2d 375 , 386 (D.C. Cir. 1973);
Essex Chemical Co. v. EPAEPA, 486 F.
2d 427, 439 (D.C. Cir. 1973). The
commenter’s statement that waste
disposal policy is not relevant to the
MACT standard-setting process is not
completely correct, since section 112 (n)
(7) of the Clean Air Act directs some
accommodation between MACT and
RCRA standards for sources combusting
hazardous waste. Part of this
accommodation is using a methodology
to evaluate best performing sources that
evaluates as best performers those using
the best combination of hazardous waste
feed control (among other things, an
existing control measure under RCRA
rules) and system-wide removal.
We assessed whether we could
address this issue by subcategorizing
commercial incinerators and on-site
incinerators. Applying the straight
emission approach to such a
subcategorization scheme, however,
yields anomalous results due to the
scarcity of available and complete
compliance test data from commercial
incinerators. Calculated floor levels for
semivolatile metals and low volatile
metals for the commercial incinerator
subcategory equate to 2,023 and 111 µg/
dscm, respectively (both higher than the
current interim standards).93 We
conclude that the SRE/Feed
methodology better addresses this issue
because it yields floor levels that better
represent the performance of the best
performing commercial incinerators and
onsite incinerators alike by applying
equal weights to hazardous waste feed
control and back-end control in the
ranking process.
EPA notes, however, that its choice of
the SRE/Feed methodology is justified
independent of considerations of
adverse impact on hazardous waste
treatment and disposal.
Comment: The commenter reiterates
its comments with respect to floor levels
for new sources.
Response: EPA’s previous responses
to comments apply to both new and
existing source standards.
Comment: Two commenters
recommend that EPA define the single
best performing source as that source
with the lowest aggregated SRE/Feed
93 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards’’, September 2005, Section 4. and
Appendix C, Table ‘‘E–INC–SVM–CT–COM’’ and
Table ‘‘E–INC–LVM–CT-COM’’
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aggregated score (as proposed), as
opposed to the source with the lowest
emissions among the best performing
existing sources (an approach on which
we requested comment).
Response: We agree with the
commenters because this is consistent
with our methodology for defining best
performers for existing sources and
assessing their level of performance. We
note, however, that with respect to the
new source standards, we encountered
two instances where the SRE/Feed
methodology identified multiple
sources with identical single best
aggregated scores, resulting in a tie for
the best performing source. This
occurred for the mercury and low
volatile metal new source standards for
incinerators. In these instances, EPA
applied a tie breaking procedure that
resulted in selecting as the single best
performing source as that source (of the
tied sources) with the lowest emissions.
We believe this is a reasonable
interpretation of section112(d)(3), which
states the new source standard shall not
be less stringent than the emission
control that is achieved in practice by
the best controlled similar source
(‘‘source’’ being singular, not plural).
Moreover, we believe use of the
emission level as the tie-breaking
criteria is reasonable, not only because
it is a measure of control, but because
we have already fully accounted for
hazardous waste feedrate control and
system removal efficiency in the ranking
methodology. To choose either of these
factors to break the tie would give that
factor disproportionate weight.
C. Air Pollution Control Technology
Methodologies for the Particulate Matter
Standard and for the Total Chlorine
Standard for Hydrochloric Acid
Production Furnaces
At proposal, EPA used what we
termed ‘‘air pollution control
technology’’ methodologies to estimate
floor levels for particulate matter from
all source categories as a surrogate for
non-mercury HAP metals, and for total
chlorine from hydrochloric acid furnace
production furnaces. 69 FR at 21225–
226. Under this approach, we do not
estimate emission reductions
attributable to feed control, but instead
assess the performance of back-end
control technologies.94 We are adopting
the same methodologies for these HAP
in the final rule. Because the details of
the approaches differ for particulate
94 See generally USEPA, ‘‘Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards’’, September 2005,
Section 7.4 and 7.5.
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matter and for total chlorine, we discuss
the approaches separately below.
1. Air Pollution Control Device
Methodology for Particulate Matter
Our approach to establishing floor
standards for particulate matter raises
three major issues.
The first issue is whether particulate
matter is an appropriate surrogate for
non-enumerated HAP metals from all
inputs, and for all non-mercury HAP
metals in raw material and fossil fuel
inputs. This issue is discussed at section
IV.A of this part, where we conclude
that particulate matter is indeed a
reasonable surrogate for these metal
HAP.
The second issue is why EPA is not
evaluating some type of feed control for
the particulate matter floor. There are
two potential types of feed control at
issue: hazardous waste feed control of
nonenumerated metals, and feed control
of non-mercury HAP metals in raw
material and fossil fuel inputs. With
respect to feed control of nonenumerated metals in hazardous waste,
as discussed in more detail in section
IV.A of this part, we lack sufficient
reliable data on non-enumerated metals
to assess their feedrates in hazardous
waste. In addition, there are significant
questions about whether feedrates of the
non-enumerated metals can be
optimized along with SVM and LVM
feedrates. We also have explained
elsewhere why control of hazardous
waste ash feedrate would be technically
inappropriate, since it would not
properly assess feed control of
nonenumerated metals in hazardous
waste. See also 69 FR at 21225.
We have also explained why we are
not evaluating control of feedrates of
HAP metals in raw materials and fossil
fuels to hazardous waste combusters: it
is an infeasible means of control. See
section B of this part. We consequently
are not evaluating raw material and
fossil fuel ash feed control in
determining the level of the various
floors for particulate matter.
a. The methodology. The final issue is
the means by which EPA is evaluating
back-end control. Essentially, after
determining (as just explained) that
back-end control is the means of
controlling non-mercury metal HAP and
that particulate matter is a proper
surrogate for these metals, EPA is using
its engineering judgment to determine
what the best type of air pollution
control device (i.e., back-end control) is
to control particulate matter (and, of
course, the contained HAP metals). We
then ascertain the level of performance
by taking the average of the requisite
number of sources (either 12 % or five,
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depending on the size of the source
category) equipped with the best backend control with the lowest emissions.95
These floor standards are therefore
essentially established using a straight
emissions methodology. We have
determined that baghouses (also termed
fabric filters) are generally the best air
pollution control technology for control
of particulate matter, and that
electrostatic precipitators are the next
best.
b. Why not select the lowest emitters?
Although sources with baghouses
tended to have the lowest emission
levels for particulate matter, this was
not invariably the case. There are
certain instances when sources
controlled with electrostatic
precipitators (or, in one instance, a
venturi scrubber) had lower emissions
in individual test conditions than
sources we identified as best performing
which were equipped with baghouses.96
Under the commenter’s approach, we
must always use these lowest emitting
sources as the best performers.
We again disagree. We do not know
if these sources equipped with control
devices other than baghouses with
lower emissions in single test
conditions would actually have lower
emissions over time than sources
equipped with baghouses because we
cannot assess their uncontrollable
emissions variability over time. Our
data suggests that they likely are not
better performing sources. We further
conclude that our statistical procedures
that account for these sources’ within
test, run-to-run emissions variability
underestimates these sources long-term
emissions variability. This is not the
case for sources equipped with
baghouses, where we have completely
assessed, quantified, and accounted for
long-term, test-to-test emissions
variability through application of the
universal variability factor.97 The
sources equipped with control devices
other than baghouses with lower
snapshot emissions data could therefore
have low emissions in part because they
were operating at the low end of the
‘‘uncontrollable’’ emissions variability
profile for that particular snapshot in
time. The basis for these conclusions, all
95 As explained in the responses below, the
approach varies slightly if the requisite number of
sources do not all use the best back-end pollution
control technology. In that case, EPA includes in its
pool of best performers the lowest emission levels
from sources using the next best pollution control
technology.
96 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 22.
97 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 5.3.
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of which are supported by our data, are
found in section 16 of volume III of the
technical support document.
We therefore conclude sources
equipped with baghouses are the best
performers for particulate matter control
not only based on engineering
judgment, but because we are able to
reliably quantify their likely
performance over time. The straight
emissions methodology ignores the
presence of long-term emissions
variability from sources not equipped
with baghouses, and assumes without
basis that these sources are always
better performing sources in instances
where they achieved lower snapshot
emissions relative to the emissions from
baghouses, emissions that have notably
already been adjusted to account for
long-term emissions variability.
A straight emissions approach also
results in inappropriate floor levels for
particulate matter because it improperly
reflects/includes low ash feed when
identifying best performing sources for
particulate matter. 69 FR at 21228. For
example, the MACT pool of best
performing liquid fuel boilers for
particulate matter under the straight
emissions approach includes eight
sources, only one of which is equipped
with a back-end control device. These
sources have low particulate matter
emissions solely because they feed low
levels of ash. The average ash inlet
loadings for these sources are well over
two orders of magnitude lower than the
average ash inlet loading for the best
performing sources that we identify
with the Air Pollution Control
Technology approach. (Of course, since
ash loadings are not a proper surrogate
for HAP metals, these sources’
emissions are lowest for particulate
matter but not necessarily for HAP
metals.) The straight emissions
approach would yield a particulate
matter floor level of 0.0025 gr/dscf (with
a corresponding design level of 0.0015
gr/dscf). There is not one liquid fuel
boiler that is equipped with a back-end
control that achieved this floor level,
much less the design level. The best
performing source under the air
pollution control technology approach,
which is equipped with both a fabric
filter and HEPA filter, did not even
make the pool of best performing
sources for the straight emissions
approach. Yet this unit has an excellent
ash removal efficiency of 99.8% and the
lower emitting devices’ removal
efficiencies are, for the most part, 0%
because they do not have any back-end
controls. EPA believes that it is arbitrary
to say that these essentially
uncontrolled devices must be regarded
as ‘‘best performing’’ for purposes of
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section 112(d)(3). We therefore conclude
that a straight emissions floor would not
be achievable for any source feeding
appreciable levels of ash, even if they all
were to upgrade with baghouses, or
baghouses in combination with HEPA
filters, and that a rote selection of lowest
emitters as best performers can lead to
the nonsensical result of uncontrolled
units being classified as best performers.
Comment: Commenter claims end-ofstack control technology is not the only
factor affecting emissions of particulate
matter, stating that EPA admits that
particulate matter emission levels are
affected by the feedrate of ash.
Accordingly, the performance of a
source’s end-of-stack control technology
is not a reasonable estimate of that
source’s total performance.
Response: The particulate matter
standard serves as a surrogate control
for the non-enumerated metals in the
hazardous waste streams (for all source
categories), and all nonmercury metal
HAP in the nonhazardous waste process
streams (essentially, raw materials and
fossil fuels) for cement kilns,
lightweight aggregate kilns, and liquid
fuel boilers. The commenter suggests
that the APCD approach inappropriately
ignores HAP feed control in the
assessment of best performing sources.
We conclude that it would not be
appropriate to use a methodology that
directly assesses feed control, such as
the SRE/Feed methodology, to
determine particulate matter floors.
First, direct assessment of total ash feed
control would inappropriately assess
and seek to control (even though
variability of raw material and fossil
fuel inputs are uncontrollable) raw
material and fossil fuel HAP input, as
well as raw material and fossil fuel
input. Controlling raw material and
fossil fuel HAP input is infeasible, as
previously discussed. It also
inappropriately limits theses sources’
feedstocks that are necessary for their
associated production process.
Second, we do not believe that
developing a floor standard based on
hazardous waste feed control of
nonenumerated metals (as opposed to
feed control of these metals in raw
material and fossil fuels) is appropriate
or feasible. In part four, section IV.A, we
explain that we lack the data to reliably
assess direct feedrate of these metals in
hazardous waste. In addition, we also
discuss that it is unclear (the lack of
certainty resulting from the sparse
available data) that hazardous waste
feed control of the nonenumerated
metals is feasible. The majority of these
metals are not directly regulated under
existing RCRA requirements, so sources
have optimized control of the other HAP
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metals, raising issues of whether
simultaneous optimization of feed
control of the remaining metals is
feasible. Moreover, even if one were to
conclude that hazardous waste feed
control is feasible for the
nonenumerated metal HAPs, hazardous
waste ash feedrates are not reliable
indicators of nonmercury metal HAP
feed control levels and are therefore
inappropriate parameters to assess in
the MACT evaluation process. For
example, a source could reduce its ash
feed input by reducing the amount of
silica in its feedstreams. This would not
result in feed control or emission
reductions of metal HAP.98
Finally, hazardous waste ash feed
control levels do not significantly affect
particulate matter emissions from
cement kilns, lightweight aggregate
kilns, and solid fuel-fired boilers
because the majority of particulate
matter that is emitted originates from
the raw material and nonhazardous fuel.
Hazardous waste ash feed control levels
also do not significantly affect
particulate matter emissions from
sources equipped with baghouses
because these control devices are not
sensitive to particulate matter inlet
loadings.99
Thus, even if one were to conclude
that the nonenumerated metal HAPs are
amenable to hazardous waste feed
control, explicit use of ash feed control
in a MACT methodology would not
assure that each source’s ability to
control either nonmercury metal HAP or
surrogate particulate matter emissions is
assessed. The Air Pollution Control
Device methodology identifies and
assesses (with the surrogate particulate
matter standard) the known technology
that always assures metal HAP
emissions are being controlled to MACT
levels—that technology being back-end
control.
Comment: Commenter claims the Air
Pollution Control Device approach to
calculate particulate matter floors is
flawed because the performance of backend control technology alone does not
reflect the performance of the relevant
best sources that otherwise would be
reflected if EPA were to assess
performance based on the emission
98 For the same reason, even if feed control of
total inputs (i.e. raw material and fossil fuel as well
as hazardous waste fuel) were feasible, it would be
technically inappropriate to use ash feedrates as a
surrogate: ash feed control allows sources to
selectively reduce the ash feeds without reducing
the metal HAP portion of that feed. Back-end
control, in contrast, unselectively removes a
percentage of everything that is fed to the
combustor.
99 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
Mact Standards,’’ September 2005, Section 3.1.
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levels each source achieved because, as
EPA admits, it fails to account for the
effect of ash feed rate.
Response: We explain above why the
Air Pollution Control Technology
approach properly identifies the
relevant best performing sources for
purposes of controlling non-mercury
metal HAP (measured as particulate
matter), irrespective of ash feed rates.
Typically, this results in selecting the
sources with the lowest particulate
matter emission rates, the result the
commenter advocates. This is because
we evaluate sources with the bestperforming (e.g. lowest emitting)
baghouses, and particulate matter
emissions from baghouses are not
significantly affected by inlet particulate
matter loadings. Where the pool of best
performing sources includes sources
operating some other type of back-end
control device (because insufficient
numbers of sources are equipped with
baghouses to comprise 12% of sources,
or five sources (depending on the size
of the source category)), we again use
the lowest particulate matter emission
level from the sources equipped with
second best technology. Although these
data do not reflect test-to-test variability,
they are the best remaining data in
EPA’s possession to estimate
performance and EPA is therefore, as
required by section 112 (d) (3) (A) and
(B), using the data to fill out the
requisite percentage of sources for
calculating floors.
Comment: Commenter states that EPA
has failed to demonstrate how it
reasonably estimated the actual
performance of each source’s end-ofstack control technology because: (1) It
failed to acknowledge that there can be
substantial differences between the
performance of different models of the
same type of technology; and (2) it did
not explain or support its rankings of
pollution control devices.
Response: As discussed in sections
7.4 and 16.2 of volume III of the
technical support document and C.1 of
this comment response section, we rank
associated back-end air pollution
control device classes (e.g., baghouses,
electrostatic precipitators, etc.), after
assessing particulate matter control
efficiencies from hazardous waste
combustors that are equipped with the
associated back-end control class. The
data used to make this assessment are
included in our database. We also
evaluated particulate matter control
efficiencies from other similar source
categories that also use these types of
control systems, such as municipal
waste combustors, medical waste
incinerators, sewage sludge combustors,
coal-fired boilers, oil fired boilers, non-
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59449
hazardous industrial waste combustors,
and non-hazardous waste Portland
cement kilns.100
After we assign a ranking score to
each back-end control class, we
determine the number of sources that
are using each of these control
technology classes. We then identify the
MACT control technology or
technologies to be those best ranked
back-end controls that are being used by
12 percent of the sources (or used by
five sources in instances where there are
fewer than 30 sources). We then look
only at those sources using MACT backend control and rank order all these
sources first by back-end control type,
and second by emissions. For example,
in instances where there is more than
one MACT back-end control, we array
the emissions from the sources
equipped with the top ranked back-end
controls from best to worst (i.e., lowest
to highest), followed by the emissions
from sources equipped with the second
ranked back-end controls from best to
worst, and so on. We then determine the
appropriate number of sources to
represent 12 percent of the source
category (5 in instances where there are
fewer than 30 sources). If 10 sources
represented 12% of the sources in the
source category, we would then select
the emissions from best ranked 10
sources in accordance with this ranking
procedure to calculate the MACT floor.
This methodology results in selection of
lowest emitters using best back-end air
pollution control as pool of the best
performing sources.
The commenter is correct that there
can be differences between the
performance of different models of the
same type of technology. We are not
capable of thoroughly assessing
differences in designs of each air
pollution control device in a manner
that could be used in the MACT
evaluation process, so that we would
only select, for example, baghouses of a
certain type. Each baghouse, for
example, will be designed differently
and thus will have different
combinations of design aspects that may
or may not make that baghouse better
than other baghouses (e.g., bag types, air
to cloth ratios, control mechanisms to
collect accumulated filter cake and
maintain optimum pressure drops). We
also do not have detailed design
information for each source’s air
pollution control system; such an
assessment would therefore not be
100 See USEPA, ‘‘Technical Support Document for
th HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 5.3
and 16.2, for further discussion.
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possible even if the information could
be used to assess relative performance.
We instead account for this difference
by selecting sources with the lowest
emissions that are using the defined
MACT back-end controls to differentiate
the performance among those sources
that are using that technology (the best
performer being the source with the
lowest emissions, as just explained). For
example, in situations where more than
12% of the sources are using the single
best control technology (e.g., more than
12% of incinerators use baghouses to
control particulate matter), we use the
emissions from the lowest emitting
sources equipped with baghouses to
calculate the MACT floor. In instances
where there are two defined MACT
technologies (i.e., 12% of sources do not
use the single best control technology),
we use all the emissions data from
sources equipped with the best ranked
control class, and then subsequently use
only the lowest emissions from the
sources equipped with the second
ranked back-end controls.
Comment: EPA did not say how it
picked the best performers if more than
twelve percent used the chosen
technologies. If EPA used emissions
data to differentiate performance, the
Agency is necessarily acknowledging
that emissions data are a valid measure
of sources’ performance—in which case
the Agency’s claims to the contrary are
arbitrary and capricious.
Response: We did use emissions data
to select the pool of best performers
where over 12% use the best type of
emissions control technology, as
explained in the previous response.
Emissions data is obviously one means
of measuring performance. EPA’s
position is that it need not be the
exclusive means, in part because doing
so leads to arbitrary results in certain
situations. Our use of emission levels to
rank sources that use the best
particulate matter control (i.e.,
baghouses) does not lead to arbitrary
results, however. First, we are assessing
emission levels here as a means of
differentiating sources using a known
type of pollution control technology.
More importantly, the adjusted emission
levels from sources equipped with
baghouses are the most accurate
measures of performance because these
emissions have been statistically
adjusted to accurately account for longterm variability through application of
the universal variability factor.
Comment: Commenter states that
EPA, in its support for its Air Pollution
Control Technology Approach used to
calculate particulate matter floors,
claims that an emissions-based
approach would result in floor levels
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that ‘‘could not necessarily be achieved
by sources using the chosen end-ofstack technology,’’ citing 69 FR at
21228. Commenter claims that it is
settled law that standards do not have
to be achievable through the use of any
given control technology, and that it is
also erroneous to establish floors at
levels thought to be achievable rather
than levels sources actually achieve.
Response: EPA is not establishing
floor levels based on assuring the
standards are achievable by a particular
type of end-of-stack technology (or, for
that matter, any end-of-stack
technology). The floor levels in today’s
final rule reasonably estimate average
performance of the requisite percent of
best performing sources without regard
for whether the levels themselves can be
achieved by a particular means. Floor
standards for particulate matter are
based on the performance of those
sources with the lowest emissions using
the best back-end control technology
(most often baghouses, and sometimes
electrostatic precipitators). EPA uses
this approach not to assure that the
floors are achievable by sources using
these control devices, but to best
estimate performance of the best
performing sources, including these
sources’ variability.
2. Total Chlorine Standard for
Hydrochloric Acid Production Furnaces
We are adopting the methodology we
proposed to estimate floor levels for
total chlorine from hydrochloric acid
production furnaces. 69 FR at 21225–
226. As stated there, we are defining
best performers as those sources with
the best total chlorine system removal
efficiency. We are not assessing a level
of control attributable to control of
chlorine in feedstocks because this
would simply prevent these furnaces
from producing their ultimate product.
Further details are presented in
responses below.
Comment: Basing the standard for
hydrochloric acid production furnaces
on the basis of system removal
efficiency rather than chlorine emission
reduction is impermissible. Even though
these devices’ purpose is to produce
chlorinated product, the furnaces can
use less chlorinated inputs. EPA’s
proposed approach is surreptitious, an
impermissible attempt to assure that the
standards are achievable by all sources
using EPA’s chosen technology, the
approach already rejected in CKRC.
Response: EPA disagrees. There is
nothing in the text of the statute that
compels an approach that forces sources
to produce less product to achieve a
MACT floor standard. Yet this is the
consequence of the comment. If
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standards were based on levels of
chlorine in feedstock to these units, less
product would be produced since there
would be less chlorine to recover. EPA
has instead reasonably chosen to
evaluate best performing/best controlled
sources for this source category by
measuring the efficiency of the entire
chlorine emission reduction system.
Indeed, the situation here is similar to
that in Mossville, where polyvinyl
chloride production units fed raw
materials containing varying amounts of
vinyl chloride depending on the
product being produced. This led to
variable levels of vinyl chloride in plant
emissions. Rather than holding that EPA
must base a floor standard reflecting the
lowest amount of vinyl chloride being
fed to these units, the court upheld a
standard estimating the amount of
pollution control achievable with backend control. 370 F. 3d at 1240, 1243. In
the present case, as in Mossville, the
standard is based on actual performance
of back-end pollution control (although
here EPA is assessing actual
performance of the control technology
rather than estimating performance by
use of a regulatory limit, making the
situation here a fortiorari from that in
Mossville), and does not reflect
‘‘emission variations not related to
technological performance’’. 370 F. 3d
at 1240.
It also should be evident that EPA is
not establishing a standard to assure its
achievability by a type of pollution
control technology, as the commenter
mistakenly asserts. The standard for
total chlorine is based on the average of
the best five sources ‘‘ best meaning
those sources with greatest (most
efficient) system removal efficiencies.
EPA did not, as in CKRC, establish the
standard using the highest emission
limit achieved by a source operating a
particular type of control.
Comment: The commenter generally
maintains that EPA’s methodology to
determine total chlorine floors for
hydrochloric acid production furnaces
fails to capture other means of HAP
emission control that otherwise would
be captured if EPA were assess
performance based on the emission
levels each source achieved.
Response: As discussed above, the
standard for total chlorine is based on
the sources with the best system
removal efficiencies. System removal
efficiency encompasses all means of
MACT floor control when assessing
relative performance because: (1)
Chlorine feed control is not a MACT
floor technology for these sources; and
(2) the measure of system removal
efficiency accounts for every other
controllable factor that can affect
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emissions (e.g., operating practices,
worker training, proper maintenance,
pollution control device type, etc).
D. Format of Standards
1. Thermal Emissions
EPA proposed, and is finalizing
standards for HAP metals and chlorine
(the HAPs amenable to hazardous waste
feed control) emitted by energy recovery
units (cement kilns, lightweight
aggregate kilns, and liquid fuel boilers)
expressed in terms of pounds of HAP
attributable to the hazardous waste fuel
per million british thermal units (BTUs)
of hazardous waste fired. 69 FR at
21219–20. EPA received many
comments on this issue to which we
respond below and in the Response to
Comment Document. Some initial
discussion of the issue is appropriate,
however.
a. Expressing Standards in Terms of a
Normalizing Parameter is Reasonable.
First, using a thermal emissions form of
a standard is an example of expressing
standards in terms of a normalizing
parameter. EPA routinely normalizes
emission standards either by expressing
them as stack HAP concentrations or by
expressing the standards in units of
allowable mass emissions per amount of
production or raw material processed.
Emission concentration-based standards
normalize the size of each source by
accounting for volumetric gas flowrate,
which is directly tied to the amount of
raw material each source processes (and
subsequently the amount of product that
is produced). Metal and particulate
matter emission standards for
commercial and industrial solid waste
incinerators are expressed in emission
concentration format. See § 60.2105.
The particulate matter standard for
Portland cement kilns is expressed as
mass of allowable emissions per mass of
raw material processed. See § 63.1342.
The particulate matter, mercury, and
hydrogen chloride standards for
nonhazardous waste industrial boilers
are expressed as pounds of allowable
emissions per million British thermal
units (BTUs). See § 63.7500.
Technology-based standards typically
normalize emissions because such a
format assures equal levels of control
across sources per amount of raw
material that is processed, and allows
EPA to equally assess source categories
that comprise units that differ in size.
By normalizing the emissions standard
we better ensure the same percentage of
emission reduction per unit of raw
material processed by each source.101
101 A more familiar example of normalization is
the Earned Run Average (ERA), which normalizes
a baseball pitchers’ earned runs on the basis of nine
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See Weyerhaeuser v. Costle, 590 F. 2d
1011, 1059 (D.C. Cir. 1978) (technologybased standards are typically expressed
in terms of volume of pollutants emitted
per volume of some type of unit of
production).
There is no legal bar to this approach
since the statute does not directly
address the question of whether a
source emitting 100 units of HAP per
unit of production but 100 units of HAP
overall is a better performer (or, for new
sources, better controlled) than a source
emitting 10 units of HAP per unit of
production but emitting 101 units
overall.102 One commenter appeared to
suggest that we should assess
performance on mass feedrates and
mass emission rates, without
normalizing. Such an approach would
yield nonsensical results because the
best performing sources would more
likely be the smallest sources in the
source category (smaller sources
generally have lower mass emission
rates because they process less
hazardous waste). This would likely
yield emission standards that would not
be achievable by the larger sources that
more likely are better controlled sources
based on a HAP removal efficiency
basis.103 Normalization by unit of
production is another way of expressing
unit size, so that normalizing on this
basis is a reasonable alternative to
subcategorization on a plant size-byplant size basis. See section 112(d)(1)
(size is an enumerated basis for
subcategorizing).
b. Using Hazardous Waste Thermal
Input as the Normalizing Parameter is
Permissible and Reasonable.
Normalization of standards based on
thermal input is analogous. For energy
recovery units (in this rule, kilns and
most liquid fuel boilers), normalizing on
the basis of thermal input uses a key
feed input as the normalizing parameter,
allowing comparison of units with
different inputs rather than separately
evaluating these units by size and type
(see section 112(d)(1)). Again, this
approach is legally permissible. The
statute does not answer the question of
which source is better performing, the
source emitting 100 pounds of HAP per
million BTUs hazardous waste but 100
pounds of HAP overall or the source
emitting 10 pounds of HAP per million
innings pitched in order to make comparisons
among pitchers possible.
102 Or, put another way, the statute does not
directly address the question of whether a small
source that emits 10 units of HAP is better than a
much larger source with better back-end control
(but feeding the same raw material at a higher mass
feedrates) that emits 100 units of HAP.
103 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 6.0.
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59451
BTUs hazardous waste but emitting 101
pounds overall.
The approach also is reasonable. First,
as with other standards expressed in
normalized terms, by normalizing the
emissions standard we ensure the same
percentage of emission reduction per
unit of raw material processed by each
source, thus allowing meaningful
comparison among sources. For
example, emission concentration-based
standards normalize the size of each
source by accounting for volumetric gas
flowrate, which is directly tied to the
amount of raw material each source
processes (and subsequently to the
amount of product that is produced),
and assures equal levels of control per
amount of product. Normalization on
the basis of HAP amount in hazardous
waste per BTU level in the hazardous
waste similarly assures equal levels of
control across sources per amount of
raw material that is processed. Here, the
raw material is the hazardous waste
fuel, expressed as units of energy. It is
reasonable to regard a hazardous waste
fuel as a raw material to an energy
recovery device. Indeed, fuels are the
only input to boilers, so fuels are
necessarily such units’ sole raw
material.104 105 Hazardous waste burning
cement kilns and lightweight aggregate
kilns produce a product in addition to
recovered energy and so process other
raw materials. However, the reason
these units use hazardous waste as
inputs is typically to recover usable
energy from the wastes. Hence, the
hazardous waste fuel is reasonably
viewed as a raw material to these
devices.
In this regard, we note that our choice
of normalizing parameter essentially
says that best performers with respect to
hazardous waste fuel burned in energy
recovery units are those using the
lowest HAP feedrate (for metals and
chlorine) per amount of energy
104 EPA thus has expressed the MACT standards
for particulate matter, mercury, and hydrogen
chloride standards for nonhazardous waste
industrial boilers as pounds of allowable emissions
per million BTUs. § See 63.7500. This
normalization considers the total heat input into the
combustion device. Normalizing by total heat input
would not be appropriate for hazardous waste
combustors for metals and chlorine because this
would implicitly account for, and in turn require
the use of, feed control of HAP in non hazardous
waste fuels. This is inappropriate for the reasons
discussed in Section III.B of this Part.
105We distinguish (i.e., subcategorize) liquid fuel
boilers that process hazardous waste with heating
values less than 10,000 BTU/lb from those
processing hazardous wastes with heating content
greater than 10,000 BTU/lb. Although boilers that
process hazardous waste with heating values less
than 10,000 BTU/lb are still considered to be energy
recovery units, we conclude a thermal emissions
normalization approach for these sources is not
appropriate. See Part Four, Section VI.D.
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recovered.106 This approach accords
well with the requirement in section
112(d)(2) that EPA take energy
considerations into account in
developing MACT, and also that the
Agency consider front-end means of
control such as input substitution
(section 112(d)(2)(A)). In addition, our
choice furthers the RCRA goal of
encouraging properly conducted
recycling and reuse (RCRA section
1003(b)(6)), which is of relevance here
in that Congress directed EPA to
consider the RCRA emission controls for
hazardous waste combustion units in
developing MACT standards for these
units, and to ensure ‘‘to the maximum
extent possible, and consistent with
[section 112 ]’’ that section 112
standards are ‘‘consistent’’ with the
RCRA scheme. CAA section
112(n)(7).107 Conversely, emission
concentration-based standards, the
methodology that otherwise would be
used to calculate emission
concentration-based standards, may
result in standards that are biased
against sources that recover more energy
from hazardous waste. This may
discourage sources from recovering
energy from hazardous waste because
such standards do not normalize each
source’s allowable emissions based on
the amount of hazardous waste it
processes for energy recovery purposes.
See 69 FR at 21219 and responses
below.
Second, use of this normalizing
parameter makes it much more likely
that hazardous waste feed controls will
be utilized by these devices as an aspect
of emissions control. See section
112(d)(2)(A) (use of measures reducing
the volume of pollutants emitted
through ‘‘substitution of materials’’);
CKRC, 255 F. 3d at 865 (EPA to consider
means of control in addition to back-end
pollution control technology when
establishing MACT floors). As explained
in our discussion of the SRE/Feed
methodology, the MACT floor level for
metals and chlorine reflects the best
combination of hazardous waste
feedrate, and total HAP removal
efficiency. See section III.B. However, if
standards for energy recovery units are
expressed in terms of mass of HAP per
volume of stack gas, then it would be
relatively easy for these energy recovery
106 As
explained earlier, the ultimate ranking of
best performers then further evaluates system
removal efficiency, best performers then being
defined in terms of the combination of hazardous
waste thermal feed and system removal efficiency.
See USEPA, ‘‘Technical Support Document for the
HWC MACT Standards, Volume III: Selection of
MACT Standards’’, September 2005, Section 7.3.
107 EPA would adopt the thermal format for the
standards, however, whether or not the approach
furthered RCRA objectives.
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devices to achieve a standard, without
decreasing concentrations of HAP in
their hazardous waste fuels, by diluting
the HAP contribution of hazardous
waste with emissions from fossil fuel. A
thermal emissions format prevents this
type of dilution from happening because
it ignores additions of stack gases
attributable to burning fossil fuels.
Weyerhaeuser, 590 F. 2d at 1059 (use of
production of a unit as a normalizing
parameter serves ‘‘the commendable
purpose’’ of preventing plants from
achieving emission limitations via
dilution).
For example, assume there are two
identical energy recovery units with
identical back-end control devices (that
reflect the performance of the average of
the best performing sources). Source A
fulfills 25% of its energy demand from
the combustion of hazardous waste;
source B fulfills 50% of its energy
demand from the combustion of
hazardous waste. Also assume that the
hazardous waste for these two sources
have equivalent energy contents. If these
sources were required to comply with
an emission concentration basedstandard (e.g., µg/dscm), source A
would be allowed to feed hazardous
waste containing twice the metal
content (on a mass concentration basis,
e.g., ppm), and would be allowed to
emit metal HAP at the same mass
emission rate relative to source B. This
is because this source is effectively
diluting its emissions with the
emissions that are being generated by
the fossil fuels.108 A thermal emissions
standard format does not allow sources
to dilute their emissions with the
emissions from fossil fuel inputs
because it directly regulates the
emissions and feeds associated with the
hazardous waste fuel. Under a thermal
emissions format both sources would be
required to feed hazardous waste with
the same thermal feed concentrations
(on a lb HAP per million BTU
hazardous waste basis), and source A
would be required to process hazardous
waste with an equivalent concentration
of metal HAP (on a mass basis) and also
be required to emit half as much metal
HAP (on a mass emission rate basis)
relative to source B, because source A is
processing half as much hazardous
waste fuel, thus vindicating the
hazardous waste feed control aspect of
the standard (see also note below
regarding the likelihood of sources
using hazardous waste feed control).
Further, the thermal feed concentration
with which these sources must comply
reflects the feed control of the average
108 This example assumes there are no HAP
emissions attributable to the fossil fuels.
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performance of the best performing
sources (on a mass of HAP per million
BTU basis). Such a requirement assures
that these sources are processing the
cleanest hazardous waste fuels to
recover energy and are reducing HAP
emissions to MACT levels.
We note that it would not be
appropriate to express the emission
standards for incinerators, hydrochloric
acid production furnaces, and solid fuel
boilers in terms of thermal emissions.
As just explained, the choice of a
normalizing parameter is fitted to the
nature of the device to which it is
applied in order to allow the most
meaningful comparisons between
devices of like type. We therefore
conclude that a thermal emissions
format (i.e., normalizing parameter) for
incinerators is not appropriate because
the primary function of incinerators is
to thermally treat hazardous waste (as
opposed to recovering energy from the
hazardous waste). See 67 FR at 17362
(April 19, 1996). Our database indicates
that most incinerators processed
hazardous waste during their emissions
tests that had, on average, heating
values below 10,000 BTU/lb.109 We
have emission test hazardous waste
heating value information for 62
incinerators in our database. Of these 62
sources, 40 sources processed hazardous
waste with an average heating value of
less than 10,000 BTU/lb. The other 22
sources processed hazardous waste with
heating values greater than 10,000 BTU/
lb in at least one test condition,
although we note that 14 of these 22
sources also processed hazardous waste
in different test conditions with heating
values lower than 10,000 BTU/lb.110
We assessed whether we should
subcategorize incinerators, similar to
how we subcategorize liquid fuel
boilers, based on the BTU content of the
hazardous waste. Incinerators do
recover energy from processing high
BTU wastes. Some incinerators are
equipped with waste heat boilers, and
high BTU hazardous waste can displace
fossil fuels that otherwise would have to
be burned to thermally treat low BTU
wastestreams. However, such energy
recovery is considered to be a secondary
product because their primary function
is to thermally treat hazardous waste. A
109 As discussed later, the heating values of
hazardous wastes processed at cement kiln and
lightweight aggregate kilns are primarily 10,000
BTU/lb or greater.
110 These data are based on a compilation of
heating contents for every incinerator test condition
in the database where the source reported such
heating content, and include both the most recent
test conditions as well as older test conditions.
Incinerator test condition heating values range from
a low of 790 to a high of 19,800 BTU/lb, with a
median value of 7800 BTU/lb.
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thermal emissions normalization
approach for incinerators that combust
hazardous wastes with heating values
greater than 10,000 BTU/lb would
therefore not be appropriate because the
normalized parameter would not be tied
to the primary production output that
results from the processing of hazardous
waste (i.e., treated hazardous waste). In
confirmation, no commenters suggested
that we apply a thermal emissions
format to incinerators.
We also conclude that a thermal
emission format is inappropriate for
hydrochloric acid production furnaces.
These devices recover chlorine, an
essential raw material in the process,
from hazardous waste. The classic
normalizing parameter of amount of
product (HCl) produced is therefore the
obvious normalizing parameter for these
sources. It is true that some
hydrochloric acid production furnaces
recover energy from high BTU
hazardous wastes. See 56 FR at 7141/1
and 7141–42 (Feb. 21, 1991). Some
sources are equipped with waste heat
boilers, and high BTU wastes help
sustain the combustion process, which
is necessary to liberate the chlorine from
the wastestreams prior to recovering the
chlorine in the scrubbing systems.
Again, energy recovery is not the
primary function of these types of
sources.111 Hydrochloric acid
production furnace hazardous waste
heating values range from 1,100 to
11,000 BTU/lb (the median energy
content for these sources is slightly
above 6,000 BTU/lb). The range of
hazardous waste heating contents from
these sources is much lower than the
ranges for cement kilns, lightweight
aggregate kilns, and liquid fuel boilers,
supporting the premise that energy
recovery is of secondary importance. In
addition, and critically, the hazardous
waste that is processed in these units
contains high concentrations of
chlorine, confirming that the wastes
serve as feedstock for hydrochloric acid
production, even if the wastes also have
111 EPA notes that when first adopting RCRA air
emission standards for hydrochloric acid recovery
furnaces (then called ‘halogen acid furnaces’), EPA
indicated that those furnaces designed as boilers
would be subject to the emission standards for
boilers. 56 FR at 7040. This determination did not
have regulatory consequence, since all hydrochloric
acid production furnaces were subject to the same
emission standards whether they were classified as
boilers or as industrial furnaces. Thus, EPA was not
concluding that some hydrochloric acid furnaces
existed for the primary purpose of recovering
energy in the 1991 rulemaking. 56 FR at 7139
(‘‘[Hydrochloric acid recovery furnaces] are
typically modified firetube boilers that process
secondary waste streams containing 20 to 70 per
cent chlorine or bromine to produce a halogen acid
product by scrubbing acid from the combustion
gases’’).
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energy value.112 No commenters
suggested that we apply a thermal
emissions format to hydrochloric acid
production furnaces.
We consider the processing of
hazardous waste in solid fuel boilers to
be more reflective of energy recovery
(relative to incinerators and
hydrochloric acid production furnaces)
because these sources directly recover
the heat that is released from the
combustion of the waste streams.
However, as stated at proposal, not all
these sources are processing hazardous
wastes for energy recovery. 69 FR at
21220. These boilers are generally not
commercial units, and so tend to burn
whatever hazardous wastes are
generated at the facility where they are
located. Heating values for this source
category range from 1,300 to 10,500
BTU/lb, with a median value of 8,000
BTU/lb. We therefore conclude that
thermal emission standards for these
sources are not appropriate because
most of these sources are processing
hazardous waste with energy content
lower than 10,000 BTU/lb. As discussed
in section VI.D, we conclude that 10,000
BTU/lb is an appropriate level that
distinguishes whether thermal emission
standards or mass emission
concentration-based standards are
appropriate. We also note that no
commenters suggested that we apply a
thermal emissions format to solid fuel
boilers.
Comment: Commenters state that
thermal emission standards are
inappropriate because sources burning
hazardous waste with a higher energy
content or higher percent hazardous
waste firing rate (i.e., one that fulfills a
greater percentage of its total energy
demand from the hazardous waste)
would be allowed to emit more HAP.
Response: Part of this comment would
apply regardless of what normalizing
parameter is used. Technology-based
standards (including MACT standards)
are almost always expressed in terms of
some type of normalizing parameter,
i.e., ‘‘X’’ amount of HAP may be emitted
per unit of normalizing parameter. This
allows a meaningful comparison
between units of different size and
production capacity. A consequence is
that the overall mass of HAP emissions
varies, but the rate of control remains
112 Hazardous waste chlorine feedrates that are
included in our database (expressed as MTECs)
range from a low of 46,000,000 µg/dscm to a high
of 294,000,000 µg/dscm. On a mass chlorine
percentage basis, these wastes range from 17% to
82%, noting that these percentages did not include
the chlorine that was also spiked during the
emissions tests). See USEPA, ‘‘Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards’’, September 2005,
Section 15.
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59453
constant per the normalizing unit. As
explained in the introduction to this
section, this approach is both routine
and permissible.
Cement kilns, lightweight aggregate
kilns, and liquid fuel boilers combust
hazardous waste to recover valuable
energy. Recovering energy is an integral
part of their production process. As
discussed at proposal, emission
concentration-based standards (and the
methodology that otherwise would be
used to calculate emission
concentration-based standards) may
result in standards that are biased
against sources that recover more energy
from hazardous waste. 69 FR at 21219.
This may discourage sources from
recovering energy from hazardous waste
because such standards do not
normalize each source’s allowable
emissions based on the amount of
hazardous waste it processes for energy
recovery purposes. A source that fulfills
100 percent of its energy demand from
hazardous waste would be required to
limit its mass HAP emissions to the
same levels as an identical source that
satisfies, for example, only 10 percent of
its energy demand from hazardous
waste and 90% from coal. This would
inappropriately discourage the safe
recovery of energy from hazardous
waste, and could in turn result in
greater consumption of valuable fossil
fuels that otherwise would be
consumed.
Sources which fulfill a greater
percentage of their energy demand from
hazardous waste (either by processing
hazardous wastes that are higher in
energy content, or by simply processing
more hazardous waste) will be allowed
to emit more HAP (on a mass emission
rate basis) than an identical source that
satisfies less of its total energy demand
from hazardous waste. This is
appropriate because: (1) The source
fulfilling a greater percentage of its
energy demand from hazardous waste is
processing more raw material than the
other source (the raw material being the
energy content of the waste); and (2)
The source fulfilling a lower percentage
of its energy demand requirements from
hazardous waste would not be allowed
to dilute its emissions with
nonhazardous waste fuels, and we
would thus assure that all sources
implement hazardous waste feed control
to levels consistent with MACT.113 This
113 Although the rule does not require use of feed
control (or any particular means of control to
achieve a standard), the rule assures that all
sources’ emissions will reflect the emissions of the
sources with the best hazardous waste federates
expressed in terms of amount of HAP per BTU of
hazardous waste. Because this format eliminates
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was illustrated in the example provided
in the introduction to this comment
response section.
Similarly, two sources that combust
hazardous waste with the same energy
content and the same metal
concentrations (on both a thermal
concentration and mass-based
concentration basis), but at different
hazardous waste firing rates, would be
required to achieve identical back-end
control device operating efficiencies to
comply with a thermal emissions-based
standard. Holding these factors
constant, thermal emission standards
require sources to achieve identical
percent reductions of the HAP that is
processed within the combustor via
removal with an air pollution control
device. A thermal emission standard
format is thus equally stringent for these
sources on a percent HAP removal basis,
irrespective of the amount of hazardous
waste it processes for energy recovery,
and better assures that sources burning
smaller amounts of hazardous waste
(from an energy recovery perspective)
are also controlling emissions as well as
the average of the best performing
sources.
Sources processing higher energy
content hazardous wastes would be
allowed to feed hazardous wastes with
higher metal and chlorine mass-based
concentrations relative to other sources
combusting lower energy content
wastes. To illustrate this, assume there
are two sources (named C and D) with
identical back-end control systems and
identical mass feedrates of hazardous
waste. Also assume the hazardous waste
of source C has twice the energy content
as compared to the hazardous waste
processed by source D. A thermal
emission standard will allow Source C
to feed a hazardous waste that has twice
the metals concentration (as measured
on a mass basis) as compared to source
D, even though both sources would be
required to comply with equivalent
thermal feed rates limitations. Notably,
however: (1) Source C is displacing (i.e.,
not using) twice as much valuable fossil
fuel as the source with the lower energy
content hazardous waste, and is feeding
twice as much raw material—the raw
material being energy content contained
in the hazardous waste; (2) source C
cannot exceed the feed control levels
(expressed on a lbs of HAP per million
BTU basis) that was achieved by the
average of the best performing sources
(assuming its back-end control
efficiency is equivalent to the average
consideration of stack gas attributable to fossil fuel
emissions, and thus eliminates the dilutive effect of
these emissions, the likelihood that sources will in
fact use hazardous waste feed control as part of
their control strategy is great.
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performance demonstrated by the best
performing sources); and (3) source D is
required to have lower mass
concentrations of metals in its
hazardous waste because it is firing
poorer quality hazardous waste fuel
(from an energy recovery perspective)
and because it is feeding less of the
same raw material (measured by energy
content). Thus, the thermal emissions
format appropriately encourages and
promotes the processing of clean, high
energy content hazardous waste fuels
(consistent with evaluating hazardous
waste feed control as an aspect of
MACT, and not just relying on control
solely through use of back end
technology), and does so equally for all
sources because it normalizes the
allowable emissions based on the
amount of energy each source recovers
from the hazardous waste. Put another
way, source C in the above example is
controlling HAP emissions to the same
extent as the average of the best
performing sources per every BTU of
hazardous waste fuel it processes (as is
source D).
We note that this is a hypothetical
example. In practice the average energy
content of hazardous waste processed at
cement kilns does not vary significantly
across sources. Cement kilns burn
hazardous wastes with relatively
consistent energy contents because that
is what their production process
necessitates. This is supported by our
database and by comments received
from the Cement Kiln Recycling
Coalition.114 Heating values of
hazardous wastes processed at cement
kilns during compliance tests
(information which is included in our
database) range from 10,300 to 17,600
BTU/lb, with a median value of 12,400
BTU/lb. We note that these are snapshot
representations of hazardous waste
heating content from these sources that
originate from compliance tests. We also
have long term average hazardous waste
heating measurements from cement
kilns indicating that the heating content
of the hazardous wastes on average
range from 9,900 to 12,200 BTU/lb, with
a median value of 11, 500 BTU/lb. We
thus conclude that the commenter’s
concern regarding sources being
allowed to emit more HAP if they
process hazardous waste with higher
114 See comment submitted by the Cement Kiln
Recycling Coalition, USEPA, ‘‘Comment Response
Document to the Proposed HWC MACT Standards,
Volume 1: MACT Standards,’’ September 2005,
Section 3.3. Also see USEPA, ‘‘Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards,’’ September 2005,
Section 23.
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energy content is overstated for these
sources.
Energy content of hazardous wastes
processed in liquid fuel boilers and
lightweight aggregate kilns varies more
than energy content of hazardous wastes
processed by cement kilns, and sources
with higher energy content wastes
would be allowed to emit more metals
than identical sources burning identical
volumes of lower energy content wastes
(although the degree of control is
identical per BTU of hazardous waste
fuel processed).115 Again, these are
hypothetical examples. Each energy
recovery unit will have an upper bound
on the amount of energy it can process
from the hazardous waste. Sources that
process higher energy content
hazardous wastes would not necessarily
feed the same volume of hazardous
waste as compared to sources
processing lower energy content
hazardous wastes because they cannot
exceed the thermal capacity of their
combustion unit. Under a thermal
emission standard format, the mass
emission rates that would be allowed for
identical sources that fulfill 100 percent
of their energy demand from hazardous
waste and that have differing hazardous
waste energy contents would be
identical. Although the source with the
higher energy content hazardous waste
would have a higher allowable massbased hazardous waste feed
concentration, this source would have
to process less hazardous waste (on a
mass basis) to remain within its thermal
capacity. This helps to ensure that its
mass HAP emission rate is similar to
other sources that process lower energy
content hazardous waste.
One commenter’s apparent concern
with thermal emissions seems to center
on an assertion that sources will
intentionally blend nonhazardous, high
heating value wastes or fuels with low
energy, high metal bearing hazardous
wastes in order to increase the energy
content of these metal bearing wastes so
that they will be subject to higher
allowable emissions via thermal
emission standards. We specifically
address that comment later as it relates
to commercial energy recovery units
(lightweight aggregate kilns and cement
kilns). We note here, however, that we
do not consider that comment to be of
practical concern for liquid fuel boilers
115 The hazardous waste heating values of liquid
fuel boilers range from 2,200 to 21,000 BTU/lb, with
a median value of 14,800. Heating values of
lightweight aggregate kilns range from 4,900 to
16,900 BTU/lb, with a median value of 14,800. We
note that the low end heating value for lightweight
aggregate kilns reflects one source and is not typical
of heating values used by the other commercial
lightweight aggregate kiln facilities, and are similar
to the heating values of cement kilns.
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because they do not engage in
commercial fuel blending practices.
Comment: A commenter states that
EPA’s assessment of thermal emissions
to identify the relevant best sources is
inappropriate because thermal
emissions are not emission levels, but
rather a ratio of emissions to the heat
content in a source’s hazardous waste.
Response: This comment challenges
the basic idea of normalization, since
the comment would be the same
regardless of the normalizing parameter
being used. Thermal emissions are
emission levels that are normalized to
account for the amount of energy (i.e.,
raw material) these sources recover by
processing hazardous waste. Similarly, a
mass emission concentration (i.e., µg/
dscm) is a ratio of the emissions to the
volume of combustion gas that is
generated, which normalize emissions
to account for differences in the size of
the combustion units (as well as
differences in production capacity).
This rulemaking assesses performance
and expresses emission standards in
both of these formats; both formats
normalize the emissions so that we may
better assess emission control
efficiencies equally across sources based
on the percent of HAP in the feed
(whether thermal feed or feed
normalized based on combustor size) 116
that is controlled or removed from the
stack gas prior to being emitted into the
atmosphere. As discussed above,
technology-based standards have
historically assessed performance after
normalizing emissions based on the
amount of raw material processed by the
given industry sector. Thermal
emissions normalize each source’s
emissions based on the amount of raw
material (hazardous waste fuel) it
processes, and are therefore appropriate
to assess and identify the relevant best
performers. Finally, as previously
explained, this approach is consistent
with both the language of section 112
(d) (2) and (3), and the purpose of these
provisions.
Comment: A commenter states that
EPA’s assessment of thermal emissions
to identify the relevant best sources is
inappropriate because it ignores HAP
emissions attributable to the
nonhazardous fuel and raw material.
Response: Thermal emission
standards do not directly control HAP
emissions attributable to the fossil fuels
and raw material, in the sense that we
did not assess feed control of fossil fuels
or raw materials. However, this issue is
116 For emission concentration-based standards
we normalize hazardous waste feed control levels
by calculating what we call maximum theoretical
emission concentrations, which are equivalent to
the HAP mass feed rate divided by gas flow rate.
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not related to our choice to use thermal
content of hazardous waste as a
normalizing parameter. Rather, the issue
is whether feed control of fossil fuels
and raw materials is a feasible means of
control at all. We have determined that
it is not, and that only back-end control
(expressed as system removal efficiency)
is feasible. Moreover, today’s rule
controls emissions from HAP in raw
material and fossil fuels. All nonmercury metal HAP emissions
attributable to fossil fuels or raw
material are effectively and efficiently
controlled to the level of the average of
the best performing sources with the
surrogate particulate matter standard, as
well as the system removal efficiency
component of the SRE/Feed
methodology.
Comment: EPA has failed to
document sources’ actual feedrates.
Feedrates are presented either as MTECs
(where hazardous waste HAP feedrates
are divided by gas flow rates) or as
thermal feedrates, (where feedrate is
expressed as the mass of HAP per
million BTUs of hazardous waste fired).
This is impermissible, since it does not
measure actual feed levels.
Response: This comment essentially
takes the position that it is legally
impermissible to normalize standards,
i.e., express standards on a common
basis. EPA rejects this comment for the
reasons stated in the introduction to this
section.
Comment: A commenter states that an
increasing number of fuel blenders are
producing fuels with a minimum
heating content and maximum metals
content in order to maximize revenues
because high metal bearing wastes
command a higher revenue on the
commercial waste market. The
commenter states that thermal emission
standards are not appropriate because
they are based on the implicit
assumption that energy recovery entails
metals feed.
Response: Contrary to what the
commenter suggests, the thermal
emissions format will more likely
discourage the alleged practice of fuel
blenders producing fuels with a
minimum heat content and maximum
metals content because the standard
limits the allowable metal emissions
based on the amount of energy
contained in the hazardous waste. Thus,
a source with a lower energy waste
would have to ensure that the mass
concentration of metals is also lower to
comply with the thermal emission
formatted standard. The source would
consequently emit less metals (on a
mass basis) because of the lower metal
mass concentration in the waste fuel.
Thermal emission standards reflect the
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reality that the hazardous waste fuels
that are currently processed safely and
efficiently in energy recovery units to
displace valuable fossil fuel do in fact
contain metal HAP. From a feed control
perspective, the thermal emissions
format appropriately requires sources to
process high energy content hazardous
waste fuels that reflect the thermal feed
control levels achieved by the average of
the best performing sources, and does so
equally for all sources because it
normalizes the allowable emissions
based on the amount of energy each
source recovers from the hazardous
waste.
Comment: A commenter states that
EPA should be concerned that fuel
blenders and kilns will use the thermal
emission standard format to increase the
allowable metals feedrates for their
units. The commenter claims that
sources could inappropriately convert
non-hazardous waste fuel to hazardous
waste fuel by simply putting coal in a
bunker in which hazardous waste was
once stored, or mixing nonhazardous
waste fuel oil with hazardous waste.
The commenter states that a facility
with a low hazardous waste firing rate,
and relatively low allowable emissions
can become a facility with a high
hazardous waste percent firing rate,
with higher allowable emissions, simply
by ‘creative’ use of the hazardous waste
mixture rule. The commenter suggests
that EPA clearly state that the hazardous
waste thermal emission standards apply
only to the hazardous waste portion of
the fuel blend mixture. The commenter
further suggests that EPA require fuel
blenders to report the amount of
nonhazardous waste fuel that is
contained in the fuel blend, and that
cement kilns use this to determine
allowable metal feed rates based on the
original hazardous waste energy
content.
Response: We do not believe
hazardous waste combustors will engage
in the practice of redesignating their
fossil fuels, i.e., coal, as hazardous
wastes with creative use of the mixture
rule in order to increase their allowable
metal HAP emission rate. That would
require large quantities of coal to be
newly classified as hazardous waste.
The coal, and the unit where the coal is
stored, would subsequently become
subject to all applicable subtitle C
requirements, which include storage
and closure/post closure requirements.
We believe this disincentive will
discourage this hypothetical practice.
Moreover, as previously discussed,
today’s rule does not allow cement kiln
or lightweight aggregate kiln emissions
to exceed the interim standards. The
fact that we are issuing emission
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standards for some pollutants in the
thermal emissions standard format will
not encourage fuel blenders to send
more metals to these commercial energy
recovery sources because their
allowable emission concentrations are,
by definition, either equivalent to or
more stringent than the current
limitations with which they are
complying. Thus, even if the fuel
blenders and energy recovery units
engaged in this practice, they could not
emit more metals than they are
currently allowed to emit. We therefore
conclude that it is not necessary to
promulgate complicated regulatory
provisions that would increase the
reporting and recordkeeping
requirements of fuel blenders and
energy recovery units in order to
address a hypothetical scenario that
likely would never occur.
Finally, we note that combustion of
certain high HAP metal content wastes
is already prohibited under RCRA rules.
See 40 CFR 268.3. Such wastes remain
prohibited from combustion even if they
are mixed with fossil fuel so that the
mixture has a higher energy content.
U.S. v. Marine Shale Processors, 81 F.
3d 1361, 1366 (5th Cir. 1996) (an
unrecyclable hazardous waste is not
recycled when it is mixed with a usable
non-waste and the mixture is
processed). Thus, the dilution
prohibition in § 268.3 serves as a further
guard against the commenter’s concern.
Comment: A commenter states that
the thermal emissions format may be
problematic because it is based on a
flawed assumption that metal HAP from
the cement kiln raw material and
hazardous waste partition in equal
proportions to the total stack gas
emissions. The commenter believes that
metal retention in the raw materials is
higher than the hazardous waste,
suggesting that thermal emission
standards allow an arbitrary increase in
allowable hazardous waste metals
emissions. The commenter suggests that
EPA require that compliance
demonstrations be conducted only
under conditions where the metals
content in the hazardous waste is
significantly higher than the metal
content in the raw material to minimize
this bias.
Response: The commenter has not
provided any emissions data to support
this claim, nor does the EPA know of
data available that reaches this
conclusion. We do not believe there is
a significant difference in the
partitioning rates of these metals in a
cement kiln.117 Even if there is a
117 We reference comments submitted by the
cement kiln recycling coalition that address this
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difference, this would not result in an
arbitrary increase of allowable
hazardous waste metals emissions. The
thermal emission standards were
calculated using thermal emissions data
that are based on each source’s
compliance test. These tests were
conducted at hazardous waste feed
control levels that represented the upper
bound of feed control levels these
sources see on a day-to-day basis. To
accomplish this, sources spiked metals
into the hazardous waste prior to
combusting the wastes. The amount of
metals that were contained in the
hazardous waste streams, after
accounting for these spiked metals, far
exceeded the metal levels that were
contained in the raw material. Thus the
differences in partitioning, if any, would
likely be overshadowed by the fact that
the majority of the metals were
contained in the hazardous waste.
Notably, any partitioning bias that
that may be present would also have
been present during these compliance
tests. As a result, this potential bias
would be built into the emission
standard and thus would not result in
an arbitrary increase in allowable
hazardous waste metals emissions
because these sources will again
demonstrate compliance under testing
conditions similar to those used to
generate the data used to calculate the
MACT floors. We conclude that it is not
necessary to provide additional
prescriptive regulatory language that
would require sources to demonstrate
system removal efficiencies under
testing conditions that exhibit a high
ratio of hazardous waste metal content
to raw material metal content because
the regulations implicitly require
sources to demonstrate hazardous waste
metal feed control levels that represent
the upper range of their allowable feed
control levels.118
Comment: A commenter states that
compliance with standards expressed in
a thermal emissions format is
problematic because the measurement
of energy content of hazardous waste
fuel blends is subject to significant
variability due to the nature of the test.
The commenter also claims that heating
value measurements of waste streams
very point. See USEPA, ‘‘Comment Response
Document to the Proposed HWC MACT Standards,
Volume 1: MACT Standards,’’ September 2005,
Section 3.3. We have evaluated these comments and
find them persuasive on this issue.
118 Although today’s final rule allows sources to
extrapolate their allowable hazardous waste feed
control levels to levels that are higher than the level
demonstrated in the comprehensive performance
test, sources must still spike metals into the
hazardous waste during the test in order to assure
that the system removal efficiency used for the
extrapolation procedure is reliable and accurate.
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that are mixtures of solids and liquids
tend be biased high, which would
inappropriately give these sources
higher allowable metal emission
limitation.
Response: There are standard ASTM
procedures that reliably measure the
energy content of the hazardous waste.
Any parameter that is measured for
compliance purposes is subject to
method imprecision and variability. We
do not believe that hazardous waste
energy content measurements result in
imprecision and variability above and
beyond the measurement methods that
are currently used to assure compliance
with emission concentration-based
standards.
The commenter did not provide
evidence that supports the claim that
energy content measurement and/or
sampling methods consistently result in
a positive bias. If a bias were
consistently present for these types of
wastes, then one would expect it to be
also reflected in the measured data for
which we based the emission standards,
which would fully address the
commenter’s concern. Nonetheless, we
note that all hazardous waste sampling
and analysis procedures must be
prescribed in each source’s feedstream
analysis plan, which can be reviewed by
the permitting authority upon request.
These feedstream analysis plans must
ensure that sampling and analysis
procedures are unbiased, precise, and
that the results are representative of the
feedstream. See § 63.1208(b)(8). More
information on obtaining a
representative samples can be found in
EPA’s SW–846 publication.119 These
procedures involve acquiring several
sub-samples that provide integration
over the breadth, depth and surface area
of the waste container and obtaining
replicate samples (see Ch. 13.3.1 of SW–
846).
Comment: A commenter states that
BTU measurements can be reported as
either a higher heating value or a lower
heating value, and suggests that EPA
require sources to use the lower heating
value calculation when determining
allowable hazardous waste feed control
levels. The commenter seems to imply
that use of higher heating values will
inappropriately result in higher
allowable metal feed rates for fuel
blends that contain aqueous waste.
Response: The BTU data in our
database that we use to calculate the
emission standards reflect higher
heating values. It is standard practice in
the incineration/combustion industry to
report the gross heat of combustion (or
119 SW–846, ‘‘Test Methods for Evaluating Solid
Waste, Physical/Chemical Methods.’’
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higher heating value). We conclude that
sources should use the higher heating
value rather than the lower heating
value for all compliance determinations
because these are method-based
emission standards. Fuel blends that
contain aqueous wastes will not be
inappropriately rewarded with higher
allowable feed rates because any fuel
mixture that contain aqueous mixtures
will have lower reported heating values,
irrespective of whether they are
reported as higher heating values or
lower heating values.120
E. Standards Can Be No Less Stringent
Than the Interim Standards
Comment: Several commenters
oppose EPA’s position in the proposed
rule that the replacement standards can
be promulgated at a level no less
stringent than the interim standards for
incinerators, cement kilns, and
lightweight aggregate kilns. In instances
where the calculated replacement
standard is less stringent than the
interim standard, the commenters
oppose EPA’s position of ‘‘capping’’ the
replacement standard at the level of the
interim standard to prevent backsliding
from those levels. Instead, commenters
recommend that EPA calculate and
finalize the existing and new source
floor levels without regard to the
interim standards. One commenter also
notes that the interim standards are
simply a placeholder without the
necessary statutory basis to qualify as
emission limitations for purposes of
establishing MACT floors. Another
commenter, however, supports EPA’s
position to prevent backsliding to levels
less stringent than the interim
standards.
Response: We maintain that the
replacement standards can be no less
stringent than existing standards,
including the interim standards under
§§ 63.1203–1205, for incinerators,
cement kilns, and lightweight aggregate
kilns. These standards were
promulgated on February 13, 2002, and
sources were required to comply with
them no later than September 30, 2003,
unless granted a one-year extension (see
§ 63.1206(a)). Thus, all hazardous waste
combustors are currently complying
with the interim standards. The
comment that the standards lack some
type of requisite statutory pedigree
misses the central point of our
interpretation of the statute: motivation
for achieving a standard (be it regulatory
compulsion, statutory requirement, or
120 The
difference between the higher heating
value and lower heating value of an aqueous waste
is insignificant relative to the difference in heating
value between an aqueous waste and an organic
liquid waste fuel.
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some other reason) is irrelevant in
determining levels of MACT floors.
National Lime v. EPA, 233 F. 3d at 640.
What matters is the level of
performance, not what motivated that
level.
As a result, the replacement standards
promulgated today ensure that sources
will emit HAP at levels no higher than
levels achieved under current
regulations. We do this in this rule,
when necessary, by either capping a
calculated floor level by the interim
standard (when both the calculated floor
level and interim standard are expressed
in the same format of the standard) or
by adopting dual standards in cases
where formats of the standard vary (so
that comparison of stringency cannot be
uniformly determined (as for cement
kilns and lightweight aggregate kilns, as
explained in the preceding section
above and in the following response). In
this case, the sources are subject to both
the replacement and interim standards.
Comment: One commenter states that
some proposed standards expressed in a
thermal emissions format would allow
some sources to emit semivolatile
metals at levels higher than the interim
standard. The commenter states that
EPA reached incorrect conclusions
when making relative stringency
comparisons between standards
expressed in a thermal emissions and
mass concentrations format because, in
part, EPA assumed an average F-factor
(e.g., semivolatile metals for cement
kilns).121 In addition, the commenter
notes that the actual relationship
between standards expressed in terms of
thermal emissions and mass
concentrations is complex and depends
on a number of factors. As a result, the
commenter urges EPA to adopt dual
standards (i.e., promulgate the MACT
standard as both the standard expressed
in a thermal emissions format and also
the interim standard expressed in a
mass concentration format) to prevent
backsliding.
Response: Even though a source may
operate in compliance with a standard
expressed in a thermal emission format,
a source may or may not also be in
compliance with the corresponding
mass concentration interim standard
(e.g., the semi- and low volatile metal
emission standards for cement and
lightweight aggregate kilns of §§ 63.1204
121 An F-factor is an estimate of the amount of
combustion gas volume that is generated per fuel
heat input for a given type of fuel, expressed in
units, for example, cubic feet of combustion gas per
million British thermal units (BTU) of fuel burned.
In the proposal, EPA used F-factors to convert the
emission standards expressed on a thermal basis to
mass concentrations in order to make a judgment
as to the relative stringency of the proposed MACT
standards relative to the interim standards.
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59457
and 63.1205, respectively). As reflected
in the comment, making a judgment as
to whether a replacement standard is
more stringent than the interim standard
for the HAP is not always a straightforward calculation. As we discussed in
the proposed rule 122 and echoed by the
commenter, comparing standards in the
thermal emissions format to those in a
mass concentration format involves
assumptions that vary on a site-specific
basis and can vary over time, including
the hazardous waste fuel replacement
rate, contributions to emissions from
nonhazardous waste inputs such as raw
materials and nonhazardous waste fuels
such as coal, how close to the standard
a source elects to comply, the system
removal efficiency demonstrated during
testing, and the type and composition,
including heating value, of fuels burned.
To ensure that sources operating
under standards expressed in a thermal
emissions format will not emit HAP
metals at levels higher than currently
achieved under the interim standards,
we adopt a dual standard to prevent
emissions increasing to levels higher
than the interim standards. The dual
standard structure includes both the
standard expressed in a thermal
emissions format and the interim
standard, which is expressed in a mass
concentration format. We apply this
concept to several standards including
semivolatile metals, low volatile metals,
and mercury 123 for cement kilns and
semivolatile metals and low volatile
metals for lightweight aggregate kilns.
This approach ensures that sources are
not emitting HAP metals above the
levels of the interim standards because
we cannot reliably determine that
emissions under a standard expressed in
a thermal emissions format would not
exceed the interim standard for all
sources in the category. See
§§ 63.1220(a)(2)–(a)(4), and (b)(2)–(b)(4)
and 63.1221(a)(3)–(a)(4) and (b)(3)–
(b)(4).
We evaluated the relative stringency
of the standards expressed in the
thermal emissions format compared to
the interim standards for the entire
source category in order to determine if
the dual standard scheme could be
avoided. We determined that we could
not. For some HAP groups we found
that many sources in the category would
have the potential to exceed the interim
122 For
example, see 69 FR at 21255–258, 267–
271.
123 Although the mercury standard promulgated
for cement kilns is not expressed using a thermal
emission format basis, the same concept applies
because the mercury standard is a hazardous waste
feed concentration standard, which is a different
format than the interim standard.
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standards for that HAP.124 In this case,
we considered simply ‘‘capping’’ the
standard expressed in the thermal
emission format by the interim standard
(i.e., the promulgated standard would
only be expressed in a mass
concentration format). However, we
conclude that this approach would not
be appropriate because the standard
expressed in a thermal emission format
would likely be more stringent than the
mass concentration for some sources,
and the statute requires that MACT
floors reflect this superior level of
performance.
In other cases we found that the
standards expressed in the thermal
emissions format would not likely
exceed the interim standards by the
majority of sources operating under
typical conditions.125 While our
analysis (based on information in our
data base) shows in these cases that the
emission standard expressed in a
thermal emission format would not
likely result in an exceedance of the
interim standard, this conclusion may
not be true because the assumptions
may not be valid for a particular source
or site-specific factors may change in
future operations. For example, HAP
metal emissions could increase over
time due to increases in HAP
contributions from raw materials or
alternative raw materials. Given this
potential, we adopt dual standards for
the HAP metal standards in order to
ensure that standards expressed in a
thermal emissions format will not
exceed emission levels achieved under
the interim standards.126
Comment: Several commenters state
that the interim standards do not reflect
the average performance of the best
sources, and so cannot be the basis for
floor levels.
124 An example for each category is semivolatile
metals thermal emissions standard for existing
cement and lightweight aggregate kilns. See USEPA,
‘‘Final Technical Support Document for the HWC
MACT Standards, Volume III: Selection of MACT
Standards,’’ Section 23.1, September 2005.
125 An example is the emission standards for low
volatile metals for existing and new cement kilns
and new lightweight aggregate kilns. See USEPA,
‘‘Final Technical Support Document for the HWC
MACT Standards, Volume III: Selection of MACT
Standards,’’ Section 23.1, September 2005.
126 In response to a comment regarding the
implementation of dual standards, we note the
promulgation of a new provision allowing sources
to petition the Administrator to waive the HAP
metal feedrate operating parameter limits for either
the emissions standards expressed in a thermal
emissions format (or the mercury feed
concentration standard for cement kilns) or the
interim standards based on documentation that the
feedrate operating parameter limit is not needed to
ensure compliance with the relevant standard on a
continuous basis. See new § 63.1209(g)(1)(iv) and
Comment Response Document, Volume I, Section
3.5.
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Response: In those few situations
where we have established floor levels
at the level of the interim standards, we
have done so as the best means of
estimating performance of the best
performing sources. Based on the
available data to us, the average of the
best performing sources exceeds the
level of the interim standards in a few
instances. Under these circumstances,
the binding regulatory limit becomes the
best means available to us to estimate
performance. See Mossville, 370 F. 3d at
1241–42 (accepting regulatory level as a
floor standard where sources’ measured
performance is not a valid means of
determining floor levels, and where
such data contains results as high as
those regulatory levels).
F. How Can EPA’s Approach to
Assessing Variability and its Ranking
Methodologies Be Reasonable When
They Result in Standards Higher Than
the Interim Standards?
A commenter argued that EPA’s floor
methodologies, in particular its
consideration of variability beyond that
demonstrated in single test conditions,
the SRE/feed and Air Pollution Control
Device methodologies, must be arbitrary
because in a few instances projected
standards using these approaches were
higher than the current interim
standards, a level every source (not just
the best performers) are achieving.
Commenters also noted that one of the
new source standards calculated under
these approaches was higher than an
existing source standard, another
arbitrary result.
EPA believes that these seeming
anomalies (which are infrequent) result
from the database used to calculate
performance and standards, rather than
from the approaches to assessing
variability or the two questioned floor
methodologies. The data base is from
test results which preceded EPA’s
adoption of the interim standards. Thus,
the level of performance required by the
later rule is not necessarily reflected in
pre-rule test data. In confirmation, some
of the standards computed using
straight emission approaches also are
higher than the interim standards. Other
anomalies arise simply due to scarcity
of data (floor levels for certain HAP
emitted by lightweight aggregate kilns
especially, where there are only nine
sources total). In these situations there
is a greater likelihood that one or more
of the best performing sources will have
relatively high emissions because we are
required to use data from five sources to
comprise the MACT pool whenever we
have data from fewer than 30 sources,
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and a small amount of data can skew the
result. See § 112(d)(3)(B).127
For example, many of the calculated
new source chlorine floors were slightly
higher than the calculated existing
source standards because we assumed
all sources with measured emissions
below 20 ppmv were in fact emitting at
20 ppmv (see part four, section I.C). We
generally are unable to differentiate a
single best performing source among
these best performers because many/all
of the best performing sources emissions
are adjusted to the same emission level.
The calculated new source floor can be
slightly higher than the existing source
floor because the variability factor that
is applied to the single best performing
source is based on only one test
condition (with three emission test
runs). This results in a higher level of
uncertainty relative to the existing
source standard, which is based on a
compilation of emissions data from
several sources that have essentially the
same projected emissions as a result of
the method bias correction factor. The
variability factor that is applied to the
emissions of the single best performing
source is therefore higher than the
variability factor for the existing source
floor because there are fewer degrees of
freedom in the statistical analysis.128
Likewise, many of the calculated solid
fuel boiler new source standards were
slightly higher than the calculated
existing source standards because, as
discussed above, there are fewer degrees
of freedom when assessing the
variability from a single best performing
source. The solid fuel boiler
‘‘anomalies’’ also occur using a straight
emissions methodology. See USEPA,
‘‘Technical Support Document for the
HWC MACT Standards, Volume III:
Selection of MACT Standards,’’
September, 2005, Section 19, for further
discussion that summarizes and
explains these so-called anomalies.
127 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 19, for
further discussion.
128 For a single test condition the t factor used in
variability factor calculation has n–1 degrees of
freedom where n is the number of runs for that
condition. For the MACT floor calculation the t
factor has X–N degrees of freedom where X is the
total number of runs from all sources in the MACT
pool and N is the number of sources in the pool.
See USEPA, ‘‘Technical Support Document for the
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September, 2005, Section 7.1 for
more information on the floor calculation
procedure.
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IV. Use of Surrogates
A. Particulate Matter as Surrogate for
Metal HAP
Comment: A commenter states that
EPA’s use of particulate matter as a
surrogate for nonenumerated metals is
unlawful and arbitrary and capricious
because although particulate matter
emissions may provide some indication
of how good a source’s end-of stack
control of such metals is, it does not
indicate what its actual metal emission
levels are.129 The commenter states that
emissions of these metals can vary
based on metal feed rate without having
any appreciable effect on particulate
matter emission levels. Thus a
particulate matter standard does not
necessarily ensure that metal emissions
are reduced to the metal emission levels
achieved by the relevant best
performing sources. To support this
assertion, the commenter states that
EPA is on record saying ‘‘low
particulate matter emissions do not
necessarily guarantee low metal HAP
emissions, especially in instances where
the hazardous waste feeds are highly
concentrated with metal HAP.’’ 69 FR at
21221.
Response: The final rule uses a
particulate matter standard as a
surrogate to control: (1) Emissions of
nonenumerated metals that are
attributable to all feedstreams (both
hazardous waste and remaining inputs);
and (2) all nonmercury metal HAP
emissions (both enumerated and
nonenumerated metal HAP) from the
nonhazardous waste process feeds at
cement kilns, lightweight aggregate
kilns, and liquid fuel boilers (e.g.,
emissions attributable to coal and raw
material at a cement kiln, and emissions
attributable to fuel oil for liquid fuel
boilers). Incinerators, liquid and solid
fuel boilers may elect to comply with an
alternative to the particulate matter
standard that would limit emissions of
all the semivolatile metal HAPs and low
volatile metal HAPs. See § 63.1219(e).
The particulate matter standard is a
necessary, effective, and appropriate
surrogate to control nonmercury metal
HAPs. The record demonstrates
overwhelmingly that when a hazardous
waste combustor emits particulate
matter, it also emits nonmercury HAP
metals as part of that particulate matter,
129 ‘‘Enumerated’’ metals are those HAP metals
directly controlled with an emission limit, i.e., lead,
cadmium, chromium, arsenic and beryllium. The
remaining nonmercury metal HAP (i.e., antimony,
cobalt, manganese, nickel, and selenium) are called
‘‘nonenumerated’’ metal HAP (note that arsenic and
berrylium are nonenumerated metals for liquid fuel
boilers because the low volatile metal emission
standard applies only to chrome).
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and that when particulate matter is
removed from emissions the
nonmercury HAP metals are removed
with it.130 Nonmercury metal HAP
emissions are therefore reduced
whenever particulate matter emissions
are reduced. The particulate matter
standard thus is an effective and
appropriate surrogate that assures
sources are controlling these metal HAP
with an appropriate back-end control
technology. National Lime v. EPA, 233
F. 3d at 639. The nonenumerated metal
HAP are no different than other
semivolatile or low volatile metals in
that they also will be effectively
controlled with a back-end particulate
matter air pollution control device.
We also considered the possibility of
developing a standard for
nonenumerated HAP metals instead of a
PM standard (i.e., regulating these
metals directly, rather than through use
of a surrogate). We conclude for several
reasons, however, that issuing emission
standards for these nonenumerated
metals in lieu of a particulate matter
standard would not adequately control
nonmercury metal HAPs to levels
achieved by the relevant best
performing sources.
We generally lack sufficient
compliance test emissions data for the
noneneumerated metals to assess the
relevant best performing sources,
because, as discussed below, most of
these metals were not directly regulated
pursuant to RCRA air emission
standards.131 Although we have more
emissions data for these metals that are
based on (so called) normal operations,
we still lack sufficient emissions data to
establish nonenumerated metal
standards for all the source categories.
Use of normal data may also be
problematic because of the concern
raised by the cement kiln and
lightweight aggregate kiln stakeholders
that our normal metals emissions data
obtained from compliance tests are not
representative of the range of actual
emissions at their sources. Cement kiln
and lightweight aggregate kiln
stakeholders submitted long-term
130 This statement is equally true for any emitting
source, not just hazardous waste combustors. It is
well established that semivolatile and low volatile
metals exist in solid particulate form at typical air
pollution control device operating temperatures.
This is supported by (1) known operating
temperature ranges of air pollution control devices
used by hazardous waste combustors; (2) known
metal volatility equilibrium relationships; and (3)
extensive technical literature. See USEPA,
‘‘Technical Support Document for the HWC MACT
Standards, Volume III: Selection of MACT
Standards,’’ September 2005, Section 3.1.
131 At best, we may have enough compliance test
data for antimony and selenium to adequately
assess relevant best performers for only incinerators
and lightweight aggregate kilns.
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59459
hazardous waste mercury feed control
data that support their assertion.
Although these stakeholders did not
submit long-term normal hazardous
waste feed control data for the
nonenumerated metals, we can still see
that use of the normal nonenumerated
metal snapshot emissions in our
database to determine MACT floors
could raise similar concerns with
respect to whether the normal data in
fact represents average emissions at
these sources, and their level of
performance.
Use of particulate matter emissions
data to assess the relevant best
performers for nonenumerated metal
HAP is therefore more appropriate for
two reasons. Compliance test data better
account for emissions variability and
avoid the normal emissions bias
discussed above. We also have much
more particulate matter emissions data
from more sources, which better allows
us to evaluate the true range of
emissions from all the sources within
the source category and to assess and
identify the relevant top performing 12
percent of the sources.
It would be inappropriate to assess
total stack gas emissions of
nonenumerated metals for cement kiln
and lightweight aggregate kilns when
determining the relevant best
performers because these emissions
would, in part, reflect the metal feed
levels in these sources’ nonhazardous
waste process feedstreams. This is not
appropriate because nonhazardous
process feedstream control is not a
feasible means of control. See part four,
section III.B.1. A potential solution to
this problem would be to identify the
relevant best performers by assessing
each source’s hazardous waste thermal
emissions for these nonenumerated
metals (given that hazardous waste
thermal emissions exclude by definition
emissions attributable to inputs other
than hazardous waste, i.e. raw materials
and fossil fuels). This, however, would
be problematic because, aside from the
data limitation issues, the majority of
the nonenumerated metals data reflect
normal emissions which often do not
contain the highest feed rates used by
the source. As a result, we cannot assess
performance on a thermal emissions
basis because of the uncertainty
associated with system removal
efficiencies at such low metal feedrates.
Furthermore, even if we could issue
hazardous waste thermal emissions
standards for these metals, a particulate
matter emission standard would still be
necessary to control nonmercury metal
HAP emissions from the nonhazardous
waste process feedstreams.
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Emission standards for these
nonenumerated metals could require
sources to implement hazardous waste
feed control (for these metals) to comply
with the standard.132 We are less
assured that these sources were
implementing hazardous waste feed
control for these nonenumerated metals
at the time they conducted the
emissions tests (which serve as the basis
for floor calculations) because most of
these metals were never directly
regulated pursuant to the RCRA
emission standards.133 This means that
sources tended to optimize (or at least
concentrate their efforts on) control of
the metals that are regulated. Although
these metals were being controlled with
each source’s back-end control device,
sources may not have been controlling
these metal feedrates because they
probably were not subject to specific
feedrate limitations (feed control of the
enumerated metal HAP does not ensure
feed control of these nonenumerated
metal HAP). Furthermore, simultaneous
feed control of all these metals, when
combined with enumerated semivolatile
and low volatile metals, may not be
possible because the best performing
sources for all these metals may
collectively represent a hazardous waste
feedstream that does not exist in
practice (from a combined metal
concentration perspective) because
there likely would be different best
performers for each of the metal HAP or
metal HAP groups.134 We thus conclude
that back-end control as measured and
assessed by each source’s particulate
matter emissions is the appropriate floor
technology to assess when identifying
132 Sources that otherwise would be equipped
with what is considered to be a MACT back-end
control devices (i.e., a control device achieving the
final rule particulate matter standard) may not be
able to achieve these metal emissions standards due
to varying metal feed levels (both within sources
and across sources). Such an outcome may require
a source to limit the amount of metal that is fed into
the combustion unit to achieve the standard.
133 Antimony is the only nonenumerated metal
that is directly regulated pursuant to the boilers and
industrial furnace regulations. See § 266.106.
134 We generally cannot combine these
nonenumerated metals into the associated
semivoltile or low volatile metal volatility
groupings promulgated in this final rule for
purposes of establishing ‘‘grouped’’ emission
standards because we cannot mix compliance test
data with normal emissions data when calculating
floors (the majority of the standards included in this
final rule are based on compliance test data, and the
majority of the data we have for nonenumerated
metals being normal). Furthermore, if we were to
separately group the normal nonenumerated metal
emission data into their associated semivolatile or
low volatile metal group, we may encounter data
limitation issues because each source would need
to have measured each of the nonenumerated
metals in that associated metal volatility group in
order for us to conclude that the emission data
adequately represents the sources combined
emissions of semivolatile or low volatile metals.
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the relevant best performers for
nonenumerated HAP metals and
estimating these sources’ level of
performance.
Comment: A commenter states that
EPA’s rationale for use of particulate
matter as a surrogate for nonenumerated
metals is flawed because EPA has
provided no data in the proposal to
justify its hypothesis that particulate
matter is an appropriate surrogate for
non-enumerated metal HAP. The
commenter also states that the proposed
emission standards for particulate
matter for existing sources discriminate
against boilers and process heaters that
burn clean (i.e., little or very low
concentrations of HAP metals)
hazardous waste fuels. The commenter
suggests that if there are sufficient data,
EPA should consider developing an
alternative emission standard for total
HAP metals for new and existing liquid
fuel boilers, as was done for the Subpart
DDDDD National Emission Standards
for Hazardous Air Pollutants for
Industrial/Commercial/Institutional
Boilers and Process Heaters.
Response: As previously discussed in
this section, particulate matter reflects
emissions of nonmercury metal HAPs
because these compounds comprise a
percentage of the particulate matter
(provided these metals are fed into the
combustion unit). The technologies that
have been developed and implemented
to control particulate matter also control
nonmercury metal HAP. Since nonmercury metal HAP is a component of
particulate matter, we can use
particulate matter as a surrogate for
these metals. Further justification for
the use of particulate matter as a
surrogate to control metal HAP is
included in the technical support
document.135
We conclude that we do not have
enough nonenumerated metal emissions
data to calculate alternative total metal
emission floors for liquid fuel boilers.
The most problematic of these metals
are manganese and cobalt, where we
have emission data from only three
sources. We have much more
compliance test particulate matter
emissions data from liquid fuel boilers,
and thus conclude that the particulate
matter standard best reflects the
emission levels achieved by the relevant
best performers.
Similar to the above discussion,
calculating an alternative total metal
emissions floor raises questions
regarding the method used to calculate
such floors. Hazardous waste combustor
135 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 3.1.
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metal emissions have traditionally been
regulated in volatility groupings because
the volatility of the metal affects the
efficiency of back-end control (i.e.,
semivolatile metals are more difficult to
control than low volatile metals because
they volatilize in the combustor and
then condense as small particulates
prior to or in the emission control
device). When identifying the best
performing sources, we previously have,
in general, only evaluated sources that
have metal emissions information for
every metal in the volatility grouping.
This approach could prove to be
problematic since it is not likely many
sources will have emissions data for all
the metals.
Although we could not calculate
alternative total metal emission floor
standards based on the available
emissions data we have, we agree with
the commenters’ view that sources that
burn hazardous waste fuels with low
levels of nonenumerated metals should
be allowed to comply with a metals
standard rather than the particulate
matter standard. We proposed an
alternative to the particulate matter
standard (see 69 FR at 21331) for
incinerators, liquid, and solid fuel
boilers that was a simplified version of
the alternative particulate matter
standard that is currently in effect for
incinerators pursuant to the interim
standards (see § 63.1206(b)(14)). We
received no adverse comment and are
promulgating this alternative as
proposed. The alternative metal
standards apply to both enumerated and
nonenumerated metal HAP, excluding
mercury. For purposes of these
alternative requirements, each
nonenumerated metal is classified as
either a semivolatile or a low volatile
metal and subsequently grouped with
the associated semivolatile and low
volatile enumerated metals. The
semivolatile and low volatile metals
standards under this alternative are the
same as those that apply to other liquid
fuel boilers, but the standard would
apply to all metal HAP, not just those
enumerated in the generic low volatile
metal and semivolatile metal standards.
See §§ § 63.1216(e), 63.1217(e) and
63.1219(e).
B. Carbon Monoxide/Hydrocarbons and
DRE as Surrogates for Dioxin/Furan
Comment: One commenter states that
the dioxin/furan floors for new and
existing solid fuel boilers is unlawful
and arbitrary and capricious. EPA
established the floor for dioxin/furan for
these sources as compliance with the
carbon monoxide or hydrocarbon
standard and the destruction and
removal efficiency (DRE) standard. The
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commenter states that EPA has not
shown that carbon monoxide or
hydrocarbon emissions correlate to
dioxin/furan emissions, and,
accordingly, has not shown that the
carbon monoxide or hydrocarbon
standard, together with the DRE
standard, are valid surrogates.
This commenter also states that it is
inappropriate for EPA to use carbon
monoxide or hydrocarbons and DRE as
surrogates to establish dioxin/furan
floors for liquid fuel boilers with wet or
no air pollution control devices and for
hydrochloric acid production furnaces.
The commenter believes EPA
inappropriately justifies these surrogates
by claiming that a numerical dioxin/
furan floor would not be replicable by
the best sources or duplicable by the
others. The commenter states that EPA
has no discretion to avoid setting floors
for a HAP just because it believes that
HAP is not controlled with a
technology. Rather, EPA must set floors
reflecting the relevant best sources’
actual performance. Such floors
necessarily will be duplicable by the
relevant best sources themselves. That
they cannot be replicated by other
sources is irrelevant according to the
commenter.
In addition, the commenter states that
EPA does not claim or demonstrate that
the carbon monoxide and hydrocarbon
floors for solid fuel boilers reflect the
average emission levels achieved by the
relevant best sources.
Finally, the commenter also notes that
EPA appears to argue that its carbon
monoxide or hydrocarbon standard and
DRE standard could be viewed as work
practice standards under section 112(h)
which allows EPA to establish work
practice standards in lieu of emission
standards only if it is not be feasible to
set the former. Because EPA has made
no such demonstration, setting work
practice standards to control dioxin/
furan emissions from boilers would be
unlawful according to the commenter.
Response: The commenter raises four
issues: (1) Are the carbon monoxide/
hydrocarbon standard and the DRE
standard adequate surrogate floors to
control dioxin/furan; (2) floors for
existing sources must be established as
the average emission limitation
achieved by the best performing sources
irrespective of whether the limitation is
duplicable by the best performing
sources or replicable by other sources;
(3) EPA has not explained how the
carbon monoxide and hydrocarbon
floors reflect the average emission
limitation achieved by the relevant best
sources; and (4) EPA cannot establish
work practice standards for dioxin/furan
under section 112(h) because it has not
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demonstrated that setting an emission
standard is infeasible under section
112(h)(1).
Carbon Monoxide and Hydrocarbons
Are Adequate Surrogates to Control
Dioxin/Furan when Other Controls Are
Not Effective or Achievable. Carbon
monoxide and hydrocarbons (coupled
with the DRE standard) are the best
available surrogates to control dioxin/
furan emissions when a numerical floor
would not be achievable and when
other indirect controls, such as control
of the gas temperature at the inlet of a
dry particulate matter control device to
400F, are not applicable or effective.136
As we explained at proposal,
operating under good combustion
conditions to minimize emissions of
organic compounds such as
polychlorinated biphenyls, benzene,
and phenol that can be precursors to
dioxin/furan formation is an important
requisite to control dioxin/furan
emissions.137 See 69 FR at 21274.
Minimizing dioxin/furan precursors by
operating under good combustion
practices plays a part in controlling
dioxin/furan emissions, and that role is
substantially enhanced when there are
no other dominant factors that relate to
dioxin/furan formation and emission
(e.g., operating a dry particulate matter
control device at temperatures above
400F).
Carbon monoxide and hydrocarbons
are widely accepted indicators of
combustion conditions. The current
RCRA regulations for boilers and
hydrochloric acid production furnaces
use emissions limits on carbon
monoxide and hydrocarbons to control
emissions of toxic organic compounds.
See 56 FR 7150 (February 21, 1991)
documenting the relationship between
carbon monoxide, combustion
efficiency, and emissions of organic
compounds. In addition, carbon
monoxide and hydrocarbons are used by
many CAA standards for combustion
sources to control emissions of organic
HAP, including: MACT standards for
hazardous waste burning incinerators,
hazardous waste burning cement kilns,
hazardous waste burning lightweight
136 As discussed in Part Two, Section V, we view
the carbon monoxide, hydrocarbon, and destruction
removal efficiency standards as unaffected by the
Court’s vacature of the September 1999 challenged
regulations for incinerators, cement kilns, and
lightweight aggregate kilns. We are therefore not repromulgating and reopening consideration of these
standards in today’s final rule for these source
categories.
137 Operating under good combustion conditions
also helps minimize soot formation on boiler tubes.
Research has shown that operating under
conditions that can form soot followed by operating
under good combustion conditions can lead to
dioxin/furan formation. See Section 2.4 of Volume
III of the Technical Support Document.
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aggregate kilns, Portland cement plants,
and industrial boilers; and section 129
standards for commercial and industrial
waste incinerators, municipal waste
combustors, and medical waste
incinerators. Finally, hydrocarbon
emissions are an indicator of organic
hazardous air pollutants because
hydrocarbons are a direct measure of
organic compounds.
Commenters on our proposed MACT
standards for hazardous waste
incinerators, cement kilns, and
lightweight aggregate kilns stated that
EPA’s own surrogate evaluation 138 did
not demonstrate a relationship between
carbon monoxide or hydrocarbons and
organic HAP at the carbon monoxide
and hydrocarbon levels evaluated. See
64 FR at 52847 (September 30, 1999).
Several commenters on that proposed
rule noted that this should not have
been a surprise given that the carbon
monoxide and hydrocarbon emissions
data evaluated were generally from
hazardous waste combustors operating
under good combustion conditions (and
thus, relatively low carbon monoxide
and hydrocarbon levels). Under these
conditions, emissions of HAP were
generally low, which made the
demonstration of a relationship more
difficult. These commenters noted that
there may be a correlation between
carbon monoxide and hydrocarbons and
organic HAP, but it would be evident
primarily when actual carbon monoxide
and hydrocarbon levels are higher than
the regulatory levels. We agreed with
those commenters, and concluded that
carbon monoxide and hydrocarbon
levels higher than those we established
as emission standards for hazardous
waste burning incinerators, cement
kilns, and lightweight aggregate kilns
are indicative of poor combustion
conditions and the potential for
increased emissions organic HAP. We
continue to believe that carbon
monoxide and hydrocarbons are
adequate surrogates for organic HAP
which may be precursors for dioxin/
furan formation and note that the
commenter did not explain why our
technical analysis is problematic.
Emissions that Are Not Replicable or
Duplicable Are Not Being ‘‘Achieved’’.
The commenter believes that floors
must be established as the average
emission limitation of the best
performing sources irrespective of
whether they are replicable by the best
performing sources or duplicable by
other sources. To the contrary, emission
138 See Energy and Environmental Research
Corporation, ‘‘’Surrogate Evaluation of Thermal
Treatment Systems,’’’ Draft Report, October 17,
1994.
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levels that are not replicable by the best
performing sources are not being
‘‘achieved’’ by those sources and cannot
be used to establish the floor.
For solid fuel boilers, we explained at
proposal why dioxin/furan emissions
are not replicable by the best performing
sources (or duplicable by other sources):
there is no dominant, controllable
means that sources are using that can
control dioxin/furan emissions to a
particular level. See 69 FR at 21274–75.
We explained that data and information
lead us to conclude that rapid quench
of post-combustion gas temperatures to
below 400 °F—the control technique
that is the basis for the MACT standards
for dioxin/furan for hazardous waste
burning incinerators, and cement and
lightweight aggregate kilns—is not the
dominant dioxin/furan control
mechanism for coal-fired boilers. We
believe that sulfur contributed by the
coal fuel is a dominant control
mechanism by inhibiting formation of
dioxin/furan. Nonetheless, we do not
know what minimum level of sulfur
provides significant control. Moreover,
sulfur in coal causes emissions of sulfur
oxides, a criteria pollutant, and
particulate sulfates. For this reason, as
well as reasons stated at 69 FR 21275,
we are not specifying a level of sulfur
in coal for these sources as a means of
dioxin/furan control.
The same rationale applies to liquid
fuel boilers with no air pollution
controls or wet air pollution control
systems and to hydrochloric acid
production furnaces—there is no
dominant, controllable means that
sources are using that can control
dioxin/furan emissions to a particular
emission level.139 Thus, best performer
dioxin/furan emissions are not
replicable by the best performing
sources (or duplicable by other sources).
For these sources, the predominant
dioxin/furan formation mechanism for
other source categories—operating a
fabric filter or electrostatic precipitator
above 400F—is not a factor.
Given that these sources are not using
controllable means to control dioxin/
furan to a particular emission level,
there is no assurance that the best
performers can achieve in the future the
emission level reported in the
compliance test in our data base. Put
another way, the test data do not reflect
these sources’ variability, and the
variability is largely unquantifiable
given the uncertainties regarding control
mechanisms plus the environmental
counter-productiveness of encouraging
use of higher sulfur coal. Hence, that
reported emission level is not being
‘‘achieved’’ for the purpose of
establishing a floor.
Finally, we note that beyond-the-floor
controls such as activated carbon can
control dioxin/furan to a particular
emission level. If a source were to
install activated carbon, it could achieve
the level demonstrated in a compliance
test, after adjusting the level to account
for emissions variability to ensure the
measurement was replicable. The
commenter argues that such a result is
mandatory under the straight emissions
approach (the only way the commenter
believes best performers can be
determined). Doing so, however, would
amount to a surreptitious beyond-thefloor standard (forcing adoption of a
control technology not used by any
existing source), without considering
the beyond-the-floor factors set out in
section 112(d)(2). In fact, we considered
beyond-the-floor standards based on use
of activated carbon for these sources—
solid fuel boilers, liquid fuel boilers
with wet or no emission control device,
and hydrochloric acid production
furnaces—but rejected them for reasons
of cost. The cost-effectiveness ranged
from $2.5 million to $4.9 million per
gram TEQ of dioxin/furan removed. In
contrast, the cost-effectiveness of the
beyond-the-floor standard we
promulgate for liquid fuel boilers
equipped with dry emission control
devices is $0.63 million per gram TEQ
of dioxin/furan removed.140
Consequently, we are not
promulgating a beyond-the-floor
standard for dioxin/furan for these
sources, and do not believe we should
adopt such a standard under the guise
of determining floor levels.
The Carbon Monoxide and
Hydrocarbon Floors Are Appropriate
MACT Floors. We explained at proposal
why the carbon monoxide standard of
100 ppmv and the hydrocarbon
standard of 10 ppmv are appropriate
floors. See 69 FR at 21282. The floor
level for carbon monoxide of 100 ppmv
is a currently enforceable Federal
standard. Although some sources are
achieving carbon monoxide levels
below 100 ppmv, it is not appropriate to
establish a lower floor level because
carbon monoxide is a conservative
surrogate for organic HAP. Organic HAP
emissions may or may not be substantial
at carbon monoxide levels greater than
100 ppmv, and are extremely low when
139 We note that the same rationale also applies
to incinerators with wet or no air pollution control
equipment and that are not equipped with a waste
heat boiler.
140 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Sections 12,
13, and 15.
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sources operate under the good
combustion conditions required to
achieve carbon monoxide levels in the
range of zero to 100 ppmv.141 (See also
the discussion below regarding the
progression of hydrocarbon oxidation to
carbon dioxide and water). As such,
lowering the carbon monoxide floor
below 100 ppmv may not provide
significant reductions in organic HAP
emissions. Moreover, it would be
inappropriate to establish the floor
blindly using a mathematical
approach—the average emissions for the
best performing sources—because the
best performing sources may not be able
to replicate their emission levels (and
other sources may not be able to
duplicate those emission levels) using
the exact types of good combustion
practices they used during the
compliance test documented in our data
base. This is because there are myriad
factors that affect combustion efficiency
and, subsequently, carbon monoxide
emissions. Extremely low carbon
monoxide emissions cannot be assured
by controlling only one or two operating
parameters.
We proposed a floor level for
hydrocarbons of 10 ppmv even though
the currently enforceable standard for
boilers and hydrochloric acid
production furnaces is 20 ppmv
because: (1) Although very few sources
elect to comply with the RCRA standard
for hydrocarbons rather than the
standard for carbon monoxide, those
that comply with the hydrocarbon
standard have hydrocarbon levels well
below 10 ppmv; and (2) reducing
hydrocarbon emissions within the range
of 20 ppmv to 10 ppmv may reduce
emissions of organic HAP.
Although all sources are likely to be
achieving hydrocarbon levels below 10
ppmv, it is not appropriate to establish
a lower floor level because
hydrocarbons are a surrogate for organic
HAP. Although total hydrocarbons
would be reduced at a floor level below
10 ppmv, we do not know whether
141 We note, however, that this general principle
may not always apply. There are data that indicate
that even though carbon monoxide levels are below
100 ppmv, hydrocarbon levels may not always be
below 10 ppmv. See 64 FR at 52851 and Part Four,
Section IV B. and C. of this preamble. An example
of how this might occur, although not a likely
practical scenario, is if combustion is quenched
before substantial carbon monoxide can be
generated, leaving unburned hydrocarbons in the
stack gas. Because of this potential (although
unlikely) concern, the rule requires sources that
elect to monitor carbon monoxide rather than
hydrocarbons to conduct a one-time test to
document that hydrocarbons are below 10 ppmv
and to establish operating limits on parameters that
affect combustion conditions (i.e., the same
operating parameters that we use for compliance
assurance with the DRE standard). See
§ 63.1206(b)(6).
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organic HAP would be reduced
substantially. As combustion conditions
improve and hydrocarbon levels
decrease, the larger and easier to
combust compounds are oxidized to
form smaller compounds that are, in
turn, oxidized to form carbon monoxide
and water. As combustion continues,
carbon monoxide is then oxidized to
form carbon dioxide and water. Because
carbon monoxide is a difficult-todestroy refractory compound (i.e.,
oxidation of carbon monoxide to carbon
dioxide is the slowest and last step in
the oxidation of hydrocarbons), it is a
conservative surrogate for destruction of
hydrocarbons, including organic HAP,
as discussed above. As oxidation
progresses and hydrocarbon levels
decrease, the larger, heavier compounds
are destroyed to form smaller, lighter
compounds until ideally all
hydrocarbons are oxidized to carbon
monoxide (and then carbon dioxide)
and water. Consequently, the
relationship between total hydrocarbons
and organic HAP becomes weaker as
total hydrocarbon levels decrease to
form compounds that are not organic
HAP, such as methane and acetylene.142
Moreover, as discussed above for
carbon monoxide, it would be
inappropriate to establish the floor
blindly using a mathematical
approach—the average emissions for the
best performing sources—because the
best performing sources may not be able
to replicate their emission levels (and
other sources may not be able to
duplicate those emission levels) using
the exact types of good combustion
practices they used during the
compliance test documented in our data
base. This is because there are myriad
factors that affect combustion efficiency
and, subsequently, hydrocarbon (and
carbon monoxide) emissions. Extremely
low hydrocarbon emissions cannot be
assured by controlling only one or two
operating parameters.
The Standards for CO and HC Are
Not Work Practice Standards. The floor
standards for CO or HC for boilers and
hydrochloric acid production furnaces
are quantified emission limits. The
standards consequently are not work
practice standards (even though they
represent levels showing good
combustion control). CAA section
302(k). EPA’s reference to section
112(h)(1) at proposal (69 FR at 21275)
was consequently erroneous.
142 USEPA, Technical Support Document for
HWC MACT Standards, Volume III: Selection of
MACT Standards and Technologies, July 1999,
Section 12.1.2.
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C. Use of Carbon Monoxide and Total
Hydrocarbons as Surrogate for NonDioxin Organic HAP 143
Comment: A commenter states that
neither the total hydrocarbon nor carbon
monoxide standard alone provides
adequate surrogate control for organic
HAP. Accordingly, EPA must include
standards for both. Hazardous waste
combustors could have total
hydrocarbon levels below the standard
during the carbon monoxide compliance
tests, but higher total hydrocarbon
levels at other times during normal
operation because there are many
variables that can affect total
hydrocarbon emissions, and these will
not all be represented during the carbon
monoxide compliance test. The
commenter states that EPA is on record
stating that carbon monoxide limits
alone may not by itself minimize
organic emissions because products of
incomplete combustion can result from
small pockets within the combustion
zone where adequate time, temperature,
turbulence and oxygen have not been
provided to completely oxidize these
organics. The commenter also states that
EPA is on record stating that total
hydrocarbon levels can exceed good
combustion condition levels when
carbon monoxide levels are below 100
ppmv.
Response: The final rule requires
compliance with destruction and
removal efficiency and carbon
monoxide or hydrocarbon standards as
surrogates to control non-dioxin organic
HAP emissions 144 from liquid fuel
boilers, solid fuel boilers, and
hydrochloric acid production furnaces.
These are effective and reliable
surrogates to control organic HAP. We
conclude that simultaneous
measurement of both total hydrocarbons
and carbon monoxide with continuous
emission monitors is not necessary
because each serves as a reliable
surrogate to control organic HAP
emissions. The commenter has cited
EPA preamble language that was
included in the April 19, 1996 proposed
rule for hazardous waste incinerators,
cement kilns, and lightweight aggregate
143 As discussed in part two, section V, we view
carbon monoxide, hydrocarbon, and destruction
removal efficiency standards as unaffected by the
Court’s vacature of the September 1999 challenged
regulations for incinerators, cement kilns, and
lightweight aggregate kilns. We are therefore not repromulgating and did not reconsider these
standards in today’s final rule for these source
categories.
144 As discussed in the previous section, these
standards are also used as surrogates to control
dioxin/furans for hydrochloric acid production
furnaces, solid fuel-fired boilers, and liquid fuelfired boilers that are not equipped with dry air
pollution control devices.
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kilns. In that rule we proposed to
require compliance with both the total
hydrocarbon standard and the carbon
monoxide standard. We requested
comment on whether these
requirements were redundant, and we
later requested comment on whether we
should allow sources to comply with
either the carbon monoxide standard or
the total hydrocarbon standard. We
clarified, however, that allowing sources
to comply with the carbon monoxide
standard would be contingent on the
source demonstrating compliance with
the hydrocarbon standard during the
compliance test. We believed this was
necessary because we had limited data
that showed a source could have total
hydrocarbon levels exceeding 10 ppmv
even though their carbon monoxide
emission levels were below 100 ppmv.
EPA subsequently promulgated this
approach in the September 1999 Final
Rule. 62 FR 52829.
Today’s rule adopts the same
approach for liquid and solid fuel
boilers and hydrochloric acid
production furnaces. We again conclude
that it is not necessary to require
sources to verify compliance with both
of these standards on a continuous basis
with two separate continuous emission
monitors, given the redundancy of these
measurement techniques. Total
hydrocarbon emission measurements
are a more direct indicator of organic
HAP emissions than carbon monoxide.
Hence, continuous compliance with this
standard always assures that organic
HAP are well controlled. Carbon
monoxide is a conservative indicator of
combustion efficiency because it is a
product of incomplete combustion and
because it is a refractory compound that
is more thermally stable than
hydrocarbons. The hydrocarbon
products of incomplete combustion that
are simultaneously formed during
incomplete, or inefficient, combustion
conditions can be subsequently
oxidized later in the combustion
process. In such instances carbon
monoxide will likely still be prevalent
in the exhaust gas even though the
products of incomplete combustion
were later oxidized. The conservative
nature of carbon monoxide as an
indicator of good combustion practices
is supported by our data. At carbon
monoxide levels less than 100 ppmv,
our data indicates that there is no
apparent relationship between carbon
monoxide and hydrocarbons (other than
that hydrocarbon levels are generally
below 10 ppm when carbon monoxide
levels are below 100 ppm). For example,
a source with a carbon monoxide level
of 1 ppm is no more likely to have lower
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measured hydrocarbons than a source
achieving a carbon monoxide emission
level of 100 ppm. 145
We consider the few instances where
the data showed total hydrocarbon
levels above 10 ppmv while carbon
monoxide levels are below 100 ppmv to
be anomalies. Even so, we have
accounted for this by requiring
compliance with the hydrocarbon
standard during the compliance test if a
source elects to comply with the carbon
monoxide standard. See
§§ § 63.1216(a)(5)(i), 1217(a)(5)(i), and
1218(a)(5)(i).
We disagree with the commenter’s
assertion that the total hydrocarbon
compliance demonstration during the
compliance test is insufficient. Sources
are required to establish numerous
operating requirements based on
operating levels that were demonstrated
during the test, including minimum
operating temperature, maximum feed
rates, minimum combustion zone
residence time, and operating
requirements on the hazardous waste
firing system that control liquid waste
atomization efficiency. Sources must
comply with these operating
requirements on a continuous basis.
Compliance with these requirements, in
addition to the requirements to comply
with the carbon monoxide and
destruction and removal standards,
adequately assure sources are
controlling organic HAP emissions to
MACT levels.
Comment: A commenter states that
EPA’s proposed use of surrogates for
organic HAP do not ensure that each of
the organic HAP (e.g., polychlorinated
biphenyls and polyaromatic
hydrocarbons) are reduced to the level
of the HAP emitted by the relevant best
performing sources. EPA has not shown
the necessary correlation between either
the total hydrocarbon or carbon
monoxide standards and organic HAP,
and neither is a reasonable surrogate
according to the commenter.
Response: Carbon monoxide and total
hydrocarbon monitoring are widely
used and accepted indicators of
combustion efficiency, and hence
control organic HAP, which are
destroyed by combustion.146 Sources
145 See
USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 3.2
and USEPA, ‘‘Final Technical Support Document
for the HWC MACT Standards, Volume III:
Selection of MACT Standards and Technologies,’’
July 1999, Section 5.1.
146 This is why almost all of the RCRA Land
Disposal Restiction treatment standards for organic
waste, which standards are for the most part
established at an analytic detection level for the
organic HAP in question plus a variability factor,
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that are achieving carbon monoxide of
emission levels of 100 ppm or a
hydrocarbon emission levels of 10 ppm
are known to be operating pursuant to
good combustion practices. This is
supported by an extensive data analysis
we used to support identical standards
for incinerators, cement kilns, and
lightweight kilns which were
promulgated in the September 1999
Final Rule. We are applying the same
rationale to support these standards for
boilers and hydrochloric acid
production furnaces.
Today’s rule requires continuous
compliance with either a carbon
monoxide and hydrocarbon standard, in
combination with a destruction and
removal efficiency standard, as
surrogates to control organic HAP. We
conclude that sources which comply
with these standards are operating
under efficient combustion conditions,
assuring non-dioxin organic HAP are
being oxidized, thus limiting emissions
to levels reflecting MACT. Efficient
combustion of hazardous waste
minimizes emissions of organic HAP
that are fed to the combustion chamber
as well as emissions attributable to
products of incomplete combustion that
may form within the combustion
chamber or post combustion. We are not
capable of issuing emission standards
for each organic HAP because of data
limitations and because such emission
standards may not be replicable by
individual sources or duplicable by the
other best performing sources because of
the complex nature of combustion and
post combustion formation of products
of incomplete combustion.
V. Additional Issues Relating to
Variability and Statistics
Many commenters raised issues
relating to emissions variability and
statistics other than those discussed
above in Section III.A: (1) Variability
dampening for data sets containing
nondetects; (2) imputation of variability
to address variability dampening for
data sets containing nondetects; and (3)
our analysis of variance procedures to
identify subcategories. We present
comments and responses on the
remaining topics below.
A. Data Sets Containing Nondetects
Comment: One commenter states that
EPA’s approach of assuming
measurements that are below detection
limits are present at the detection limit
dampens the variability of the data set.
Thus, the variability of ranking
parameters is understated when ranking
are based on the performance of combustion
technology. See 40 CFR Part 268.40–43.
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sources to identify the best performers
and emissions variability is understated
when calculating the floor.
Response: We agree with the
commenter. For the final rule, we use an
approach to address nondetects
whereby a value is assigned to each
nondetect within its possible range such
that the 99th percentile upper
prediction limit for the data set (i.e., test
condition runs for each source) is
maximized. Although this approach
maximizes the deviation among runs
containing nondetect measurements, the
test condition average is lower because
we no longer assume the nondetect
analyte is present at the level of
detection. See response to comments
discussion below for more information
on this statistical approach to address
variability of nondetects.
We use this measurement imputation
approach to address variability of
feedrate data sets containing nondetects
for source ranking purposes and to
address variability of emissions data
sets containing nondetects when
calculating floors. We do not apply the
measurement implementation approach
to system removal efficiency (SRE) data
sets where feedrates or emissions
contain nondetects, however. Statistical
imputation of nondetect SREs is
complicated given that SRE is derived
from feedrate and emissions data, both
of which could contain nondetect
measurements.147 Our inability to apply
the imputation approach to SREs is not
a major concern, however, because
system removal efficiency is used as a
source ranking criterion only (i.e., it is
not used as the standard, except for
hydrochloric acid production furnaces
where there are no nondetect feedrate or
emissions measurements), and there are
few instances where system removal
efficiencies are derived from nondetect
feedrate or emissions data.
B. Using Statistical Imputation To
Address Variability of Nondetect Values
On February 4, 2005, EPA distributed
by email to major commenters on the
proposed rule a direct request for
comments on a limited number of issues
that were raised by the public comments
on the proposed rule. The nondetect
measurement imputation approach
discussed above was one of the issues
for which we requested comment. We
discuss below the major comments on
the approach.
Comment: Most commenters state that
they agree with either the concept or the
approach in principle but cannot
147 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005 Section 7.3.
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provide substantive comments. These
commenters indicate they cannot
provide substantive comments because
they cannot determine the implications
of using the approach given that we did
not provide the resulting floor
calculations. One commenter suggests
that, before blindly applying this
arbitrary estimate of a nondetect value,
a reality check should be done to
validate that this is reasonable by
consulting what is published on the
method variability, as well as by
checking variability factors derived for
other data in the database that are above
the detection limit.
Another commenter voiced significant
concerns with the approach. The
commenter states that EPA contradicts
its assumption at proposal that all data
that are reported as nondetect are
present at the detection limits by now
admitting that the true value is between
zero and the level of detection. The
commenter concludes that EPA now
proposes to retreat from its assumption
that undetected pollutants are always
present at the detection limits not
because that assumption is false but
because it does not generate sufficiently
lenient floors. The commenter believes
that this underscores that EPA’s
statistical analysis approach cannot
possibly give an accurate picture of any
source’s actual emission levels.
Accordingly, it cannot possibly satisfy
EPA’s obligation to ensure that its floors
reflect the average emission levels
achieved by the relevant best
performing sources.
The commenter also states that EPA’s
imputation approach is independently
flawed because it assumes—again
inaccurately—that the value for a
nondetect is always either the highest
value or lowest value in the allowable
range. In reality the undetected values
will necessarily fall in a range between
the highest and lowest, and thus yield
less variability than EPA would assume.
Response: We agree in theory with the
commenter who suggests that the results
of the imputation approach should be
checked to see if it overstates variability
for nondetect data by comparing the
results of the imputation approach with
the actual variability for detected
measurements in the data set. We
considered comparing the relative
standard deviation derived from the
imputation approach for data sets with
nondetects, to the relative standard
deviation for the data set using a
regression analysis. Under the
regression analysis approach, we
considered relating the relative standard
deviation of detected data sets to the
average measurement. We would
determine this relationship for each
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standard for which we have nondetect
data, and use the relationship to impute
the standard deviation for a data set
containing nondetects.148
We could not perform this analysis,
however, because: (1) We have very few
detected measurements for the data sets
for several standards and could not
establish the relationship between
relative standard deviation and
emission concentration for those data
sets; and (2) moreover, for many data
sets where detected measurements
would have been adequate to establish
the relationship, it would have been
problematic statistically to extrapolate
the relationship to the very low values
assigned to the nondetect measurements
(e.g., 100% of the detection limit; the
value assigned by our statistical
imputation approach).149
This commenter also suggests that we
check the resultant standard deviation
after imputation by consulting what is
published on the method variability.
The commenter did not explain,
however, how method variability relates
to the variability of nondetect data.
Moreover, we believe that the
imputation approach is one approach
we could have reasonably used to
estimate variability of nondetect data.
We first attempted to apply standard
statistical techniques to address the
nondetect issue. We investigated
standard interval censoring techniques
to calculate maximum likelihood
estimates (MLE) of the average and
standard deviation that provide the best
fit for a normal distribution for the data
containing nondetect values, taking into
account that each nondetect data point
can be anywhere within its allowable
interval. These techniques are not
applicable, however, to data sets where
all data are nondetects, as is the case for
many of our data sets. In that situation,
we approximated the mean as the
average of the midpoints of the
nondetect intervals, and the standard
deviation as one half of the possible
range of the data.
After working with this MLE/
Approximation approach for some time
and iteratively developing complicated
algorithms to address problems as they
arose, we concluded that we needed a
simpler approach that could be applied
to all data sets. Accordingly, we
148 Note that, under this approach, we would
continue to assume that the nondetect analyte is
present at the detection limit.
149 Note that this was not the case where we use
a regression analysis of relative standard deviation
versus total chlorine measurements to impute a
standard deviation for values below 20 ppmv that
we corrected to 20 ppmv to address the low bias
of Method 0050. In that situation, we have several
total chlorine measurements very close to 20 ppmv.
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59465
developed the statistical imputation
approach discussed in Section IV.A
above.
For 22 separate floors, we compared
the results of the approaches we
considered for nondetects: (1)
Nondetects present at the detection
limit (i.e., full detection limit approach);
(2) MLE; (3) MLE combined with an
approximation approach (i.e., MLE/
Approximation approach; and (4)
statistical imputation.150 The MLE
approach was only applicable to 2 of the
22 floor data sets, and the numerical
algorithm failed to converge on an
answer for one of those. The MLE/
Approximation approach sometimes
results in floors that are unrealistically
high (i.e., it calculated 5 of 22 floors that
were higher than the statistical
imputation approach, which always
produces floors that are equal to or
higher than assuming nondetects are
present at the full detection limit), and
sometimes fails to converge on an
answer. Because of these limitations, we
do not use either the MLE or MLE/
Approximation approach.
We believe the statistical imputation
approach is preferable to the full
detection limit approach because it: (1)
Accounts for variability of data sets
containing nondetects; (2) can be
applied to all data sets containing
nondetects; and (3) results in reasonable
floor levels. In most cases, floors
calculated using statistical imputation
are close to those calculated by the full
detection limit approach. The statistical
imputation approach can produce
substantially higher floors than the full
detection limit approach, however,
when a relatively high nondetect is
reported because of a high detection
limit. Nonetheless, the statistical
imputation approach calculated floors
that were 30% higher than the full
detection limit approach for only 2 of
the 22 floors.
We reject the comment that our
approach to handling nondetect data is
a mere manipulation to raise the floor.
The commenter observes that EPA
appears to determine that its initial
approach of assuming the worst-case for
nondetect data—that the data are
present at the detection limit—did not
produce floors that were high enough,
and consequently applies another
manipulation—statistical imputation of
nondetect measurements—that assumes
the nondetect data are present at lower
levels but nonetheless generates floors
that are even higher than before.
Although the commenter is correct
150 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 5.4.
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about the outcome of our handling of
nondetect data’the floors are generally
higher after statistically imputing
nondetect measurements than if
nondetects are simply assumed to be
present at the detection limit—our
rationale for handling nondetects is
sound. At proposal, we assumed that
nondetects are present at the detection
limit. We do not know (nor does anyone
else) whether a nondetect value is
actually present at 1% or 99% of the
detection limit. We thought that
assuming that all values were at the
limit of detection would reasonably
estimate the range of performance a
source could experience for these
nondetect measurements. This approach
inherently maximizes the average
emissions but minimizes emissions
variability.
Commenters on the proposed rule
state that assuming nondetects are
present at the detection limit dampens
emissions variability—a consideration
necessary to ensure that a source’s
performance over time is estimated
reasonably. Mossville, 370 F. 3d at 1242
(daily maximum variability must be
accounted for in MACT standards
[including floors] which must be
achieved continuously). See also CMA,
870 F. 2d at 232 (EPA not even obligated
to use data from plants that consistently
reported nondetected values in
calculating variability factors for best
performing plants). We agree with these
commenters, and are using the
statistical imputation approach to
address the concern. Relative to our
proposed approach of assuming
nondetect measurements are present at
the detection limit, the statistical
imputation approach reduces the
average of the data set for a source while
maximizing the deviation of the data
set. These are competing and somewhat
offsetting factors when calculating the
floor for existing sources given that we
use a modified 99th percentile upper
prediction limit to calculate the floor—
the floor is the average of the test
condition averages for the best
performers plus the pooled variance of
their runs. See CMA, 870 F. 2d at 232
(upholding approach to variability for
datasets with nondetect values where
various conservative assumptions in
methodology offset less conservative
assumptions).
We further disagree with this
commenter’s view that the statistical
imputation approach is independently
flawed because it assumes that the value
for a nondetect is always either the
highest value or lowest value in the
allowable range. The commenter states
that, in reality, the undetected values
will necessarily fall in a range between
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the highest and lowest, and thus yield
less variability than EPA would assume.
Although the commenter is correct that
the true value of a nondetect
measurement is likely to be in the range
between the highest or lowest value
possible rather than at either extreme,
we do not know where the true value is
within that range. To ensure that
variability is adequately considered in
establishing a floor, the statistical
imputation approach, by design,
maximizes the deviation by assuming
the nondetect value is at one end of the
range or the other, whichever results in
a higher average for the data set.
C. Analysis of Variance Procedures To
Assess Subcategorization
We use analysis of variance (ANOVA)
to determine whether subcategories of
sources have significantly different
emissions. For two subsets of emissions,
the variance of the data between the two
subsets is compared to the variance
within the subsets. The ratio of these
two variances is called the F-statistic.
The larger the F-statistic the more likely
the underlying data distributions are
different. To make a decision regarding
the difference between the two subsets,
we compare this calculated F-statistic to
an F-value associated with a particular
confidence level.
One commenter has raised several
concerns with our use of the ANOVA
procedure in the selection of incinerator
subcategories.
Comment: The ANOVA procedure is
based upon the assumption that the
underlying distribution of both data sets
has a normal shape. For incinerator
emissions data this assumption is not
valid. A log-probability plot shows that
particulate emission data is better
described by a lognormal distribution.
Prior to conducting the ANOVA
procedure, the data should be logtransformed.
Response: We use probability plots,
Skewness Coefficients, and Correlation
Coefficient/Shapiro-Wilks testing to
evaluate whether it is more appropriate
to analyze emissions data for ANOVA
and floor calculations assuming the data
represent a normal or lognormal
distribution. We believe it is reasonable
to assume the data represent a normal
distribution for several reasons.
The purpose of the ANOVA
subcategorization analysis is to
determine if there is a significant
difference in emission levels between
potential subcategories to warrant
establishing separate floors for the
subcategories. Although in some cases it
may appear that a data set in its entirety
may be better represented by a
lognormal distribution, the high
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emissions data causing the right-hand
skew will be truncated when we
identify the best performing sources—
those with the lowest emissions—to
calculate floors. This moves the
appearance of a skewed distribution
toward one that is more symmetric and
thus, more representative of a normal
distribution.
In addition, our analyses showed: (1)
The probability plots do not suggest that
either assumed distribution is
significantly or consistently better; (2)
the data set arithmetic averages tend to
be in the neighborhood of the medians,
indicating the data sets are not
significantly skewed and more closely
normal than lognormal; and (3) in some
cases, neither assumed distribution
could be statistically rejected.151
Comment: Some of the data sets used
for comparison have very few members.
This means that the within-group
variance for a small data set would have
to be very low for the two groups to be
judged as separate.
Response: We agree, but note that as
the sample sizes change, the critical
values are also changing depending on
the degrees of freedom.
Comment: Only emissions data were
considered in the ANOVA tests. Feed
rate and removal efficiency should have
been considered as well.
Response: Differences between
subcategories in feedrates or system
removal efficiency are irrelevant if there
is no significant difference in emissions
between the subcategories. The purpose
of considering subcategorization is to
determine if there are design, operation,
or maintenance differences between
subcategories that could affect the type
or concentration of HAP emissions and
thus sources’ ability to achieve the floor
absent subcategorization. Consequently,
it is appropriate to consider emissions
only when evaluating subcategorization.
Comment: The confidence level used
by EPA for the F-statistic in all cases
was 95 percent. If the calculated Fstatistic were equal to this 95 percent
confidence value, it would mean that
there is only a 5 percent chance that
data for the two subsets were drawn
from the same parent distribution. A
less stringent (lower) confidence level
would be more appropriate for this
analysis.
The commenter evaluated particulate
emissions for specialty incinerators (i.e.,
munitions, chemical weapons and
mixed waste incinerators) and nonspecialty incinerators (all others). The
commenter log-transformed the data and
151 USEPA, ‘‘Technical Support Document for the
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 8.2.
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determined that there was only a 30
percent chance that the two data sets
could come from the same parent
distribution. This result, together with
the vastly different operating
characteristics for the two types of
incinerators, argues for their being
treated as separate categories, according
to the commenter.
Response: A confidence level of 95%
assigns a probability of 0.95 of accepting
the hypothesis when there is no
difference between subcategories and
hence a probability of 0.05 of rejecting
a true hypothesis. This reduces the
probability to 5% of rejecting a true
hypothesis. A less stringent confidence
level would increase the chances of
rejecting a true hypothesis. The farther
apart the averages of the two potential
subcategories are, the more likely they
are to be statistically different and the
more likely you are to be wrong if you
hypothesize that they are not different.
A 95% confidence level is most often
used for ANOVA because it is generally
believed that being wrong one time out
of 20 is an acceptable risk for purposes
of ANOVA. In addition, statisticians are
comfortable with a 95% confidence
level because, in a normal distribution,
95% of the data fall within 2 (actually
1.96) standard deviations of the mean.
Other confidence levels could be used
for ANOVA—99% or 90%—if there is a
good reason to deviate from the general
default of 95%. A 99% confidence level
is the second most commonly used
confidence level and is generally used
when it is very important that you be
sure that you are right (i.e., where you
can only accept the risk of being wrong
1 time out of 100) before you classify the
populations (in this case subcategories)
as different. Occasionally, but much less
frequently, confidence levels of 90% or
less are used. But, we note that these
situations are so infrequent that some
statistics books provide tables for the
ANOVA F-statistic only at the 95% and
99% confidence levels.
For these reasons, we believe that the
95% confidence level is an appropriate
level among those we could have
reasonably selected.
VI. Emission Standards
A. Incinerators
Comment: A commenter states that
EPA’s subcategorization (and
assignment of differing dioxin/furan
standards as a result) between
incinerators with wet or no air pollution
control device and incinerators
equipped with dry air pollution control
devices or waste heat boilers is unlawful
because incinerators equipped with a
given type of pollution control
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equipment are not different ‘‘classes,’’
‘‘types,’’ or ‘‘sizes’’ of source. The
commenter implies that EPA justifies
this subcategorization by stating that
these sources have different emission
characteristics, which is no less
unlawful and arbitrary than
subcategorizing based on the pollution
control devices they use.
Response: We agree that it would not
be appropriate to subcategorize source
categories based on a given air pollution
control technique. See 69 FR at 403 (Jan.
4, 2004). As stated at proposal, we do
not subcategorize incinerators with
respect to dioxin/furans based on the
type of air pollution control device
used. 69 FR at 21214. For example, with
respect to dioxin/furans, it would not be
appropriate subcategorize based on
whether a source is using: (1) Good
combustion practices; (2) a carbon bed;
(3) an activated carbon injection system;
or (4) temperature control at the inlet to
its dry air pollution control device.
These devices and practices are what
control dioxin/furan emissions. Today’s
final rule does not subcategorize based
on these control devices and practices.
Instead, our subcategorization approach
recognizes the potential of some
emission control equipment to create
pollutant emissions that subsequently
must be addressed.152
Dioxin/furans are unique in that these
pollutants are not typically present in
the process inputs, but rather are formed
in the combustor or in post combustion
equipment. The primary cause of
dioxin/furan emissions from
incinerators not equipped with waste
heat boilers is post combustion
formation by surface-catalyzed reactions
that occur within the dry air pollution
system.153 This is evidenced by the
statistically significant higher dioxin
furan emissions for incinerators with
dry air pollution control systems
compared to those without dry systems.
Incinerators with dry air pollution
systems are designed to effectively
control metal and particulate matter
emissions through use of baghouses,
152 Although we subcategorize between
incinerators with wet or no air pollution control
device and incinerators equipped with dry air
pollution control devices or waste heat boilers for
the floor analysis, the calculated dioxin furan floors
for both subcategories for existing sources were
determined to be less stringent than the current
interim standard. Subsequently, the final rule
emission limitations for both subcategories are, for
the most part, identical, and equivalent to the
interim standard. See USEPA, ‘‘Technical Support
Document for the HWC MACT Standards, Volume
III: Selection of MACT Standards,’’ September 2005,
Section 10.1, for further discussion.
153 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume IV: Selection
of MACT Standards,’’ September 2005, Section 3,
for further discussion.
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electrostatic precipitators, etc.
Incinerators that are designed in this
manner have the potential for elevated
dioxin/furan emissions because dry air
pollution control systems provide
locations where surface-catalyzed
reactions can occur (e.g., on particles on
fabric filter bags or electrostatic
precipitator plates). Thus, for purposes
of dioxin/furan formation and control,
incinerators equipped with dry air
pollution systems are in fact different
‘‘types’’ of incinerators because of their
unique pollutant generation
characteristics.
On the other hand, incinerators with
wet air pollution control systems are
generally designed to effectively reduce
total chlorine emissions (with the use of
wet scrubbers) and metals and
particulate matter emissions. There
generally is a tradeoff, however, in that
these types of incinerators may not be
as efficient in reducing particulate
matter and metal emissions compared to
incinerators that are equipped with
baghouses and dry electrostatic
precipitators. These types of
incinerators generally do not have the
potential to have elevated dioxin/furan
emissions because they do not provide
locations where surface catalyzed
reactions can occur. For purposes of
dioxin/furan emission formation and
control, sources with wet air pollution
control systems are thus likewise
different types of incinerators.154
Subcategorizing dry air pollution
systems and wet air pollution control
systems for purposes of establishing a
dioxin/furan standard is no different
than subcategorizing incinerators
equipped with waste heat boilers. The
waste heat boiler is the origin of the
dioxin/furan that is generated. These
incinerators are designed to efficiently
recover heat from the flue gas to
produce useful energy. A result of this
type of incinerator design, however, is
that it also provides a location where
surface catalyzed reactions can occur
(i.e., the boiler tubes), potentially
resulting in elevated dioxin/furan
formation (and emissions if not properly
controlled).
An alternative approach that does not
subcategorize these sources, but rather
identifies best performing sources as
those sources with the lowest emissions
irrespective of whether they have a wet
154 A similar analogy applies to incinerators that
are not equipped with air pollution systems. These
incinerators are not designed to control emissions
of metals, chlorine, and particulate matter (perhaps
because emission levels are low due to low HAP
feed levels). Similar to incinerator types with wet
systems, this design does not provide the locations
for surface catalyzed reactions to occur, which leads
us to conclude that these are different types of
incinerator with respect to dioxin/furan control.
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or dry air pollution control device,
would yield floors that would not be
achievable unless all the sources,
including the best performers, adopted
beyond-the-floor technology. The
calculated dioxin/furan floor for
existing incinerators and liquid fuel
boilers using such an approach would
be 0.008 and 0.009 ng TEQ/dscm,
respectively.155 All of the best
performing sources for these calculated
floors had either wet air pollution
systems or no air pollution control
systems. The floor technology used by
these sources is good combustion
practices. As a result, these floor levels
would not be replicable by these best
performing sources nor duplicable by
other sources through use of the same
good combustion practices because of
the uncertainties associated with
dioxin/furan generation mechanisms
and rates that can vary both within
sources and across sources, potentially
leading to significant variability in
emission levels.156 Sources equipped
with wet or no air pollution systems
would thus likely be required to install
carbon systems to comply with these
standards, a technology used by only
four incinerators (none of which were
best performers in the above discussed
floor analysis). Such an outcome should
be viewed as a beyond-the-floor
technology and therefore assessed
pursuant to the factors enumerated in
section 112(d)(2). Furthermore, it is
unclear, and perhaps doubtful, that
these floors would be achievable by
these sources even if they were to install
beyond-the-floor controls such as
activated carbon systems because no
sources using activated carbon are
currently achieving those floor levels.
We therefore conclude that it is
appropriate, and necessary, to
subcategorize these types of incinerators
for purposes of calculating dioxin/furan
floor standards.
B. Cement Kilns
1. Hg Standard
Comment: Several commenters
recommend that EPA use a commentersubmitted dataset, which includes three
years of data documenting day-to-day
levels of mercury in hazardous waste
155 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Section 20 and
Appendix C, tables labeled ‘‘E-INC-all-DF’’ and ‘‘ELFB-all-DF’’.
156 Dioxin/furan formation mechanisms are
complex. Sources equipped with wet or no air
pollution control systems cannot rely on good
combustion practices alone to achieve these floor
levels because they cannot ‘‘dial in’’ to a specific
emission level, as is the case with typical back-end
control systems that control particulate matter and
metals, for example. See Part Four, Section IV.B.
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fuels fired to all hazardous waste
burning cement kilns, to identify a
MACT floor for existing and new
cement kilns. Several commenters state
that existing cement kilns should have
the option to comply with either of the
following mercury standards: (1) A
hazardous waste feed concentration
limit, expressed in ppmw, based on an
evaluation of the five best performing
sources within the commentersubmitted dataset (documenting day-today levels of mercury in the hazardous
waste over a three year period); or (2) a
hazardous waste maximum theoretical
emissions concentration (MTEC),
expressed in units of µg/dscm,
developed by projecting emissions of
the best performing sources assuming
mercury concentrations in the
hazardous waste were at the source’s
99th percentile level in the commentersubmitted dataset. To identify the best
performing sources, the commenter
suggests selecting the five sources with
the lowest median mercury
concentrations in the dataset. For
existing sources, the commenters’
evaluation yields a hazardous waste
feed concentration limit of 3.3 ppmw
and a stack concentration emission limit
of 150 µg/dscm (rounded to two
significant figures and considering
mercury contributions only from the
hazardous waste). For new cement kilns,
the commenters recommend a mercury
standard in the format of a hazardous
waste feed concentration limit only,
expressed in ppmw, based on the single
source with the lowest 99th percentile
level of mercury in hazardous waste.
The commenters recommend a mercury
standard of 1.9 ppmw for new sources.
Response: We agree with commenters
that the commenter-submitted dataset
documenting the day-to-day levels of
mercury in hazardous waste fuels fired
to all hazardous waste burning cement
kilns is the best available data to
identify floor levels for existing and new
cement kilns. See discussion in Part
Four, Section I.D. However, we disagree
with the commenters’ suggested format
of the mercury standard for existing
sources. Establishing the mercury
standard as the commenters’ suggest
(i.e., 3.3 ppmw in the hazardous waste
feed or 150 µg/dscm as a hazardous
waste MTEC) fails to consider the
interim mercury standards. As
discussed in Part Four, Section III.E,
there can be no backsliding from the
levels of performance established in the
interim standards. While not every
source feeding hazardous waste with a
maximum mercury concentration of 3.3
ppmw would exceed the interim
standard, most sources using more than
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50 percent hazardous waste as fuel (i.e.,
replacing at least half its fossil fuel with
hazardous waste) would exceed the
interim standard, emitting mercury
higher than the levels allowed under
§§ 63.1204(a)(2) and 63.1206(b)(15) of
the interim standards.157 The hazardous
waste MTEC of 150 µg/dscm calculated
by the commenters is also higher than
the level currently allowed under
§ 63.1206(b)(15) of the interim
standards. Since sources cannot
backslide from the levels of the interim
standards, if we were to accept the
commenters’ floor analysis results as
presented (which we are not), then we
would ‘‘cap’’ each calculated standard
(i.e., 3.3 ppmw hazardous waste feed
concentration and 150 µg/dscm in stack
emissions) at the interim standard level.
This would result in a mercury standard
for existing sources of 3.3 ppmw
hazardous waste feed and a hazardous
waste feed MTEC of 120 µg/dscm or 120
µg/dscm as a stack gas concentration
limit. We note this is similar to the
mercury standard adopted today: a
hazardous waste feed concentration
limit of 3.0 ppmw and a hazardous
waste feed MTEC of 120 µg/dscm or 120
µg/dscm as a stack gas concentration
limit. For an explanation of why we
derived a level of 3.0 ppmw from the
data, see Section 7.5.3 of Volume III of
the Technical Support Document.
The commenters’ suggested new
source mercury standard of 1.9 ppmw in
the hazardous waste has the same
deficiency. New sources with a
hazardous waste fuel replacement rate
of approximately 75% could emit
mercury at levels higher than currently
allowed under the interim standards.
After capping the calculated standard at
the interim standard level, we would
identify the mercury standard for new
sources as a hazardous waste
concentration limit of 1.9 ppmw in the
hazardous waste and a hazardous waste
feed MTEC of 120 µg/dscm or 120 µg/
dscm as a stack gas concentration limit.
For reasons discussed in Section 7.5.3 of
Volume III of the Technical Support
Document, this is indeed the mercury
standard we are promulgating for new
cement kilns.
The commenters also suggest that the
best performing sources should be
identified as those with the lowest
three-year median concentration of
mercury in hazardous waste. Although
this approach would be permissible, we
conclude that it is more appropriate to
identify the best performers (or single
best performer for new sources) by
157 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ Section 23.4, September 2005.
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59469
selecting those with the lowest 99th
percentile upper level mercury
concentrations. (This is not a
statistically determined upper
prediction limit; there is sufficient data
for an arithmetically calculated 99th
percentile to reliably reflect sources’
performance.) We believe that this
approach best accounts for the
variability experienced by best
performing sources over time.
A detailed discussion of the MACT
floor analysis for existing and new
cement kilns is presented in Section
7.5.3 of Volume III of the Technical
Support Document. In summary, the
mercury standard for existing cement
kilns is 3.0 ppmw in the hazardous
waste feed and 120 µg/dscm as a
hazardous waste maximum theoretical
emission concentration feed limit or 120
µg/dscm as a stack gas concentration
limit. For new sources the mercury
standard is 1.9 ppmw in the hazardous
waste feed and 120 µg/dscm as a
hazardous waste maximum theoretical
emission concentration feed limit or 120
µg/dscm as a stack gas concentration
limit.158
Comment: Two commenters oppose
EPA’s proposed approach to base
compliance with the mercury standard
on averaged annual emissions. The
commenters state an annual average
would allow mercury emissions to
exceed the interim standard because a
source could burn high concentrations
of mercury waste over a short period
and still comply with an annual limit by
burning low concentration wastes at
other times. These commenters support
the concept of a 12-hour rolling average
feedrate limit (i.e., the current
requirement under the interim
standards) in conjunction with an
emission standard no less stringent than
the interim standard.
Response: We agree with these
comments. Cement kilns must establish
a 12-hour rolling average feedrate limit
of mercury to comply with these
standards. The mercury standards for
cement kilns are ‘‘capped’’ at the
interim standard level to prevent
backsliding from the current level of
performance. This is accomplished by
expressing the standard as a limit on the
mercury concentration in the hazardous
waste (with the rolling average) and
either an emission concentration limit
or hazardous waste maximum
theoretical emission concentration feed
limit. See § 63.1209(l)(1)(iii).
2. Total Chlorine
Comment: One commenter states that
the proposed MACT floor approach is
inconsistent with the statutory
definition of MACT because EPA’s
selection of a routinely achievable
system removal efficiency (SRE) was
arbitrary and not representative of the
best performing sources. Instead, the
commenter suggests EPA identify a
MACT SRE based on the five sources
with the best SREs and apply that SRE
to the MACT chlorine feed level. Later,
in supplemental comments, the same
commenter suggests two alternative
approaches to identify a floor level. One
approach applies a ranking
methodology based on emissions and
chlorine feed, and the second suggested
approach applies a triple ranking
method based on emissions, feed, and
chlorine SRE. Other commenters,
however, supported EPA’s proposed
approach.
Response: We are adopting the same
approach we proposed at 69 FR at
21259. As we explained, this is a variant
of the SRE/Feed approach, the variant
involving the degree of system removal
efficiency achieved by the best
performing sources. In summary, to
determine the floor level we first
identify the best performing sources
according to their hazardous waste
chlorine feedrate. The best performing
sources are those that have the lowest
maximum theoretical emissions
concentration (MTEC), considering
variability. We then apply an SRE of 90
percent (the specific point in
contention) to the best performing
sources’ total MTEC (i.e., thus
evaluating removal of total chlorine
across the entire system, including
chlorine contributions to emissions
from all feedstreams such as raw
materials and fossil fuels) to identify the
MACT floor, which is expressed as a
stack gas emissions concentration in
parts per million by volume. This
approach defines the MACT floor as an
emission level that the best performing
sources could achieve if the source
limits the feedrate of chlorine in the
hazardous waste to the MACT level (i.e.,
the level achieved by the average of the
best performing five sources) while also
achieving an SRE that accounts for the
inherent variability in raw material
alkalinity and (to a lesser degree)
cement kiln dust recycle rates, and
production requirements. 69 FR at
21259.
Under this approach, we are
evaluating hazardous waste feed control
as we do for other sources. One
commenter objects to our determination
that an SRE of 90 percent is
representative of the best performing
sources because we have not established
a MACT SRE—the average SRE
achieved by the best performing
sources.
There is no doubt that the cement
manufacturing process is capable of
capturing significant quantities of
chlorine when favorable conditions
exist within the kiln system. Our usual
approach of establishing an SRE by
ranking the most efficient SREs taken
from individual compliance tests,
however, would result in a standard that
would not be achievable because it may
not be duplicable by the best performers
or certainly would not be replicable by
others, given that it is a function of
various highly variable parameters,
especially levels of alkali metals (e.g.,
sodium and potassium) and volatile
compounds (e.g., chlorine and sulfur) in
the raw materials. Alkalis and volatiles
vary at a given best performer facility (in
fact, at all facilities) as different strata
are mined in the quarry, and across
facilities due to different sources of raw
materials. Raw material substitution is
infeasible and counter to the objective of
producing quality product (i.e., a
product with low alkali content).
Cement kilns thus are not able to
design or operate to achieve a specific
SRE at the high (most efficient) end of
the range of test conditions. This is
demonstrated by our calculations of
system removal efficiency data, which is
essentially a collection of performance
‘‘snapshots.’’ See SRE data summarized
in Table 1 at the end of this response;
see also Mossville, 370 F. 3d at 1242
(maximum emission variability
associated with raw material variability
needs to be accounted for in MACT
floor determination since the standard
must be met at all times under all
operating conditions). The performance
data of the ‘‘apparent’’ best performers—
upwards of 99 percent—identified by
the commenter are simply a snapshot in
the possible range of performance and
are not replicable in the future due to
factors which are uncontrollable by the
source, as just explained. In
confirmation, cement kilns achieving
this level of removal in one test proved
incapable of replicating their own result
in other tests even though individual
sources each have their own proprietary
source of raw materials. See results in
table for Giant (SC), Essroc (IN), Holcim
(MO), Giant (PA), and LaFarge (KS) all
158 Please note that we do not regard this standard
as a work practice standard under section 112(h)(1)
of the Act, because part of the standard includes an
emission limit which is measured at the stack. EPA
believes the special requirements of section
112(h)(1) apply when a work practice is the
exclusive standard.
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of whom would violate a 99 + percent
standard based on their own operating
results.
TABLE 1.—SUMMARY OF SYSTEM REMOVAL EFFICIENCY DATA FOR WET PROCESS CEMENT KILNS 159
Number Runs
in Data Base
Facility
Low SRE Run
(%)
High SRE Run
(%)
Average SRE
of All Runs
(%)
3
24
13
6
12
17
3
37
6
9
99.1
95.5
97.3
96.4
95.7
87.7
95.7
85.1
88.8
76.5
99.4
99.8
99.9
99.9
99.3
99.4
97.0
98.8
97.0
99.2
99.3
99.0
98.7
98.4
98.1
97.1
96.5
95.1
93.6
90.0
LaFarge (OH) ...................................................................................................
Giant (SC) ........................................................................................................
Essroc (IN) .......................................................................................................
Holcim (MO) .....................................................................................................
LaFarge (KS) ...................................................................................................
Giant (PA) ........................................................................................................
Continental (MO) .............................................................................................
Ash Grove (AR) ...............................................................................................
Texas Industries (TX) ......................................................................................
Holcim (MS) .....................................................................................................
159 See
Section 3.6 of Volume II (Specific MACT Standards) of Comment Response Document, September 2005.
However, the data indicate that SRE is
reasonably quantifiable to a point. Based
on our data base of system removal
efficiency information from 130 test
conditions where total chlorine was
evaluated, we conclude that a system
removal efficiency of 90 percent is a
reasonable estimate of MACT SRE.160
We also reject the commenter’s three
suggested alternative approaches to
identify a MACT SRE to apply to the
MACT feed level. The commenter’s
methods all suffer a common flaw: They
fail to recognize and take into account
the limitations of the total chlorine SRE
data. For example, as just demonstrated,
available data show that considering the
SRE data associated with the most
recent compliance test as a ranking
factor will result in unachievable
standards due to the varying
effectiveness of chlorine capture (which
impacts emissions) depending on the
raw material mix characteristics.
Considering only the most recent
compliance test data as suggested yields
results that are unachievable because
the best performer’s SRE data are likely
biased high (e.g., sources that happen to
test under favorable conditions are
likely to be identified as best
performers), which would not be
replicable by even that source on a dayto-day basis.
3. Semivolatile and Low Volatile Metals
Comment: Commenters oppose EPA’s
proposed approach to treat each kiln as
160 As discussed a number of times earlier, we are
not basing any standards on feed control of HAP in
raw material and fossil fuel input. We instead are
controlling HAP attributable to those inputs by
means of end-of-stack emission standards which
reflect removal of HAP by some type of control
device. This approach is consistent with the
discussion above, since we are not basing the
cement kiln chlorine standard on control of any raw
material input, but rather on some type of back-end
removal efficiency.
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a separate and unique source in the
SRE/Feed MACT floor analysis for
cement kilns.161 Commenters state that
the approach is an improper way to
perform a statistical analysis and
reduces the variability in emissions that
otherwise would be observed in a
MACT pool of five unique sources.
Variability is reduced because colocated kilns at the same plant share
many of the factors that comprise frontend and back-end controls. As a result,
the calculated MACT floors for SVMs
and LVMs for cement kilns are too
stringent. The commenters’
recommended solution (in instances
where co-located kilns are among the
top five performers) is to use only the
data from the best performing co-located
kiln, exclude any lesser performing
kilns at the plant site, and then include
the next-best performing non-co-located
kiln in the MACT pool. Implementing
their recommendation, the commenters
state that the MACT floor for SVMs
increases from 4.0 × 10¥4 to 7.4 × 10¥4
lbs/MMBtu and the floor for LVMs
increases from 1.4 × 10¥5 to 1.8 × 10¥5
lbs/MMBtu. Another commenter
generally supports EPA’s approach
noting that the variability factor applied
to the emissions data already accounts
for variability.
Response: We consider sources that
are not identical as unique sources and
emissions data and information from
unique sources are considered separate
sources in the floor analyses. An
example of an ‘‘identical’’ source in our
data base is compliance test data from
a similar on-site combustion unit used
in place of a compliance test for another
unit (i.e., emissions testing of an
identical unit was not conducted).
These sources and their associated data
161 It is common for cement manufacturing plants
to operate multiple cement kilns at the same plant.
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are called ‘‘data in lieu of’’ sources in
our data based on the RCRA provisions
under § 266.103(c)(3)(i). We
acknowledge that co-located sources
may in fact share certain similar
operation features (e.g., use of raw
material from the same quarry, use of
the same coal and hazardous waste burn
tank to fire the kilns); however, given
that the co-located sources (except those
designated as data in lieu of) are not
designed identically, and given their
hazardous waste feed control levels
were not identical during testing, we
conclude we must consider each source
as a unique source in the floor
analyses.162
Comment: Commenter states that
EPA’s proposed standards for new
cement kilns are unachievable due to
problems with its accounting for
variability, in part because EPA did not
consider geographic differences when
assessing feed control levels. The
concentrations of hazardous
constituents in the waste in a particular
region are likely to be different than in
the waste from another geographical
region due to types of industrial sectors
located within each region. Sources
cannot reasonably arrange for
transportation of lower HAP wastes
generated across the country and cannot
treat the hazardous waste to remove or
reduce HAP concentrations. The
commenter cites several court decisions
that support their assertions.
Commenter believes that while this
represents a problem for developing
both the new and existing source floors,
it is a greater predicament for the new
162 Nonetheless, we analyzed the SVM and LVM
floors for cement kilns as suggested by the
commenter. Results of the analysis are presented in
‘‘Technical Support Document for HWC MACT
Standards, Volume III: Selection of MACT
Standards,’’ Section 8.8, September 2005.
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source floor because this floor level is
based on test data for only one source.
Response: We are not obligated to
account for varying hazardous waste
feed control levels occurring because of
differing HAP generation rates in
different locations (for commercial
sources), or because different
production process types generate
higher or lower levels HAP
concentration wastes. Hazardous waste
feed control is a legitimate control
technology. The commenter seems to
suggest that we should subcategorize
low feeding sources and high feeding
sources based on their hazardous waste
feed control level. This would
inappropriately subcategorize sources
based on differing levels of controls,
which we do not do. See 69 FR at 403
(January 5, 2004). Nonetheless, as
previously discussed, the SRE/Feed
methodology lessens the impact of feed
control variations across commercial
units because it results in fewer
situations where best performing backend controlled sources (from a
particulate matter emissions
perspective) cannot achieve the
semivolatile and low volatile metal
design levels and floors.
For new source standards, the single
best performing cement kiln sources for
semivolatile metals and low volatile
metals were not the lowest hazardous
waste feed controlled source (both floors
were based on sources with the fourth
best, (i.e., lowest, hazardous waste feed
control level). We therefore do not
believe these sources are atypically low
hazardous waste feeders relative to the
other best performing sources in the
existing source MACT pools.
C. Lightweight Aggregate Kilns
1. Mercury Standard
Comment: One commenter, an
operator of lightweight aggregate kilns
subject to this rule, recommends that
EPA establish the mercury standard for
lightweight aggregate kilns at a
hazardous waste feed concentration
limit of 3.3 ppmw for existing sources
and 1.9 ppmw for new sources, which
is the same standard suggested in public
comments by a trade organization
representing hazardous waste burning
cement kilns. The commenter notes that
these mercury limits are appropriate for
lightweight aggregate kilns because the
commenter’s two lightweight aggregate
manufacturing facilities participate in
the same hazardous waste fuel market as
the majority of cement kilns. Moreover,
the commenter maintains that its parent
company also owns and operates two
cement kilns and that its lightweight
aggregate kilns receive hazardous waste
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from many of the same generators that
provide hazardous waste fuel to the
cement kilns. Consequently, the
commenter states that the cement
industry’s data set of actual mercury
feed concentrations in the hazardous
waste best represents the full range of
hazardous waste fuel concentrations
that exist in the waste fuel market (see
also Part Four, Sections I.D and E).
Response: We disagree with the
commenter. Although the cement
industry’s set of mercury feed
concentration data in the hazardous
waste may represent the full range of
concentrations for the cement kiln
source category, we cannot conclude the
same for lightweight aggregate kilns
because the commenter states that the
mercury dataset are only applicable to
its kilns.163 Further, the commenter
provides no specific information or data
to support the conclusion that its
suggested approach is justified for the
other lightweight aggregate kiln facility.
We also disagree with the commenter
as to the appropriateness of establishing
the mercury standard in the format of a
hazardous waste feed concentration
(i.e., 3.3 ppmw for existing sources and
1.9 ppmw for new sources) for
lightweight aggregate kilns. A hazardous
waste feed concentration standard is
improper for this source category
because one lightweight aggregate kiln
facility’s sources (although not the
commenter’s) controls mercury
emissions using wet scrubbing. Thus, a
hazardous waste feed concentration
standard would inappropriately limit
the mercury concentration in hazardous
waste for sources that use control
equipment capable of capturing
mercury. A source with control
equipment should not be restricted to a
hazardous waste feed concentration
standard that is based on sources that
can only control mercury emissions
through limiting the amount of mercury
in the hazardous waste.
In any case, as explained earlier in
our discussion of cement kiln mercury
standard, we believe that it is preferable
to establish an emission standard to
assure that the actual amount of
mercury emitted by these sources is
controlled by means of a numerical
standard for stack emissions.
Comment: One commenter agrees that
a source may not be able to achieve the
mercury standard due to raw material
contributions that might cause an
exceedance of the emission standard in
163 We note that the commenter-submitted dataset
is not amenable for use in establishing standards
expressed in a thermal emission format because
sufficient information on the characteristics of the
hazardous waste (e.g., heating value of hazardous
waste) were not provided.
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spite of a source using properly
designed and operated MACT floor
control technologies, including
controlling the levels of metals in the
hazardous waste. The commenter
opposes the proposed alternative
standard of 42 µg/dscm, which is
expressed as a hazardous waste
maximum theoretical emissions
concentration. Instead, the commenter
suggests that EPA maintain the
alternative standard options of
§§ 63.1206(b)(15) or 63.1206(b)(9).
Response: We agree with the
commenter that the mercury standard
should address the concern of raw
material contributions causing an
exceedance of the emission standard.
We also agree that the proposed
alternative standard of a hazardous
waste maximum theoretical emissions
concentration of 42 µg/dscm is an
improper standard because the
underlying data are unrepresentative.
See discussion in Part Four, Section I.E.
We note that the mercury standard
promulgated today is 120 µg/dscm as a
stack gas concentration limit or 120 µg/
dscm as a hazardous waste maximum
theoretical emission concentration feed
limit. The alternative mercury standard
sought by the commenter under
§ 63.1206(b)(15) is a limit of 120 µg/
dscm as a hazardous waste maximum
theoretical emission concentration,
which is included in the mercury
standard promulgated today. This
should address the commenter’s
concern.
Comment: One commenter supports a
mercury standard with short-term
compliance limits (e.g., 12-hour rolling
average feedrate limits) as opposed to
the annual limit proposed.
Response: For reasons discussed in
Part Four, Section I.E, we are using a
different mercury dataset than at
proposal. We solicited comment on a
floor approach using these data in a
notice 164 sent directly to certain
commenters. We are adopting that
approach today. The monitoring
requirements of the mercury standard
for lightweight aggregate kilns includes
short-term averaging periods (i.e., not to
exceed a 12-hour rolling average), as
recommended by the commenter.
2. Total Chlorine Standard
Comment: One commenter supports
excluding from the floor analysis all
lightweight aggregate kiln sources that
lack air pollution control devices for
chlorine, such as scrubbing technology.
The floor analysis should simply
exclude sources without back-end
controls according to the commenter.
164 See
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Response: We disagree. For the final
rule, we are using the SRE/Feed MACT
floor approach which defines best
performers as those sources with the
best combined front-end hazardous
waste feed control and back-end air
pollution control efficiency. The
commenter’s suggestion would exclude
emissions data from two of the three
facilities in this source category even
though valid emissions data from these
sources are available (and therefore
ordinarily to be used, see CKRC, 255 F.
3d at 867), and these sources achieved
the best front-end hazardous waste feed
control in the category. We note that the
best feedrate controlled sources have
hazardous waste thermal feed levels that
are approximately one-fifth the level of
the source’s with back-end controls.
These data describe the level of
performance of sources in the category
and must be evaluated in the MACT
floor analysis. We also note that even if
we were to implement the commenter’s
suggestion, the MACT floor results
would not change for existing and new
lightweight aggregate kilns because the
total chlorine emissions data of the
source with back-end air pollution
controls (after considering variability)
are higher than the standards
promulgated today. Thus, the
commenter’s suggestion also would
result in a standard that would be
capped by the interim standard.
3. Beyond-the-Floor Standards
Comment: One commenter opposes
EPA’s proposed decision to promulgate
a beyond-the-floor standard for dioxin/
furans for existing and new lightweight
aggregate kilns based on performance of
activated carbon injection.
Response: For the final rule, we
conclude that a beyond-the-floor
standard for lightweight aggregate kilns
is not warranted. The Clean Air Act
requires us to consider costs and nonair quality impacts and energy
requirements when considering more
stringent requirements than the MACT
floor. In the proposed rule, we estimated
that the incremental annualized
compliance costs for lightweight
aggregate kilns to achieve the beyondthe-floor standard would be
approximately $1.8 million and would
provide an incremental reduction in
dioxin/furan emissions of 1.9 grams
TEQ per year (see 69 FR at 21262). At
proposal we judged costs of
approximately $950,000 per additional
gram of dioxin/furan TEQ removed as
justified, and, therefore, we proposed a
beyond-the-floor standard. Since
proposal, we made several changes to
the dioxin/furan data base as the result
of public comments. One implication of
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these changes is a lower national
emissions estimate for dioxin/furans for
lightweight aggregate kilns. We now
estimate an incremental reduction in
dioxin/furan emissions of 1.06 grams
TEQ per year with costs ranging
between $1.6 and $2.2 million per
additional gram of dioxin/furan TEQ
removed. Based on these costs and
consideration of the non-air quality
impacts and energy requirements
(including more waste generated in the
form of spent activated carbon, and
more energy consumed), we conclude
that a beyond-the-floor standard for
existing and new lightweight aggregate
kilns is no longer justified. For an
explanation of the beyond-the-floor
analysis, see Section 12.1.2 of Volume
III of the Technical Support Document.
We note that EPA also retains its
authority under RCRA section 3005(c)
(the so-called omnibus permitting
authority) by which permit writers can
adopt more stringent emission standards
in RCRA permits if they determine that
today’s standards are not protective of
human health and the environment.
D. Liquid Fuel Boilers
1. Mercury Standard Not Achievable
When Burning Legacy Mixed Waste
Comment: One commenter states that
the proposed liquid fuel boiler mercury
standard is not achievable by a
commercial boiler, DSSI (Diversified
Scientific Services, Inc.) that burns
mercury-bearing low level radioactive
waste that is also a hazardous waste (socalled ‘mixed waste’) that was generated
years ago (so-called, legacy waste). The
waste is an organic liquid containing
high concentrations of mercury. The
boiler is equipped with a wet scrubber
which provides good mercury control—
93%, system removal efficiency
according to the commenter.
The commenter states that the
proposed liquid fuel boiler mercury
standard is not achievable using
feedrate control and/or additional backend control. Waste minimization is not
an option because the waste has already
been generated. Further, available
national treatment capacity for mercurybearing, low-level radioactive organic
hazardous waste is very limited. The
only other hazardous waste combustion
facility authorized to treat such waste is
the Department of Energy incinerator at
Oak Ridge, Tennessee. Waste treatment
volumes at that facility are restricted by
the mercury feed rate limitation for the
incinerator. In addition, the feedrate of
the waste cannot be practicably reduced
because of the large back-log of waste
that must be treated.
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The commenter suggests that their
boiler be subject to the incinerator
mercury standard because the mixed
waste has far higher concentrations of
mercury than wastes burned by other
boilers and, as a consequence, the boiler
is more incinerator-like with respect to
the feedrate of mercury.
Response. We agree with the
commenter’s suggestion. The final rule
subjects this commercial liquid fuel
boiler to the mercury standard for
incinerators. We are classifying this
source as a separate type of source for
purposes of the mercury standard,
because the type of mercury-containing
waste it processes is dramatically
different from that processed by other
liquid fuel boilers, effectively making
this a different type of source for
purposes of a mercury standard 165. The
source thus feeds mercury at
concentrations exceeding that of any
boiler but at concentrations within the
range processed by hazardous waste
incinerators. The maximum test
condition average MTEC 166 for mercury
for the remaining liquid fuel boilers is
20 µg/dscm. All the liquid fuel boiler
mercury data represent ‘‘normal’’ data,
i.e., data that were not spiked. (The lack
of spiked data in the liquid fuel boiler
data base, in and of itself, indicates that
these sources do not process mercurybearing waste and do not need the
operational flexibility gained by spiking
to account for occasional higher
concentration mercury wastes.) DSSI’s
2002 mercury test condition average
MTEC was spiked to 3500 µg/dscm. In
other words, DSSI needs the operational
flexibility to feed 175 times more
mercury than any other liquid fuel
boiler. Incinerators, on the other hand,
had mercury MTECs that ranged to
110,000 µg/dscm in 2002. In fact, DSSI’s
mercury feed rate is the eighth highest
of the 40 incinerators, including DSSI,
for which we have 2002 mercury feed
rate data. DSSI’s process feed is thus
within the upper range of mercury feed
found at incinerators.
We believe it is well within the broad
discretion accorded us in section
112(d)(1) to subcategorize among
‘‘types’’ and ‘‘classes’’ of sources within
a category. See also Weyerhaeuser v.
Costle, 590 F. 2d at 254, n. 70 (D.C. Cir.
1978) (similar raw waste characteristics
justify common classification) and
Chemical Manufacturers Ass’n v. EPA,
870 F. 2d 177, 253–54 and n. 340 (5th
165 See CAA section 112 (d) (1)), authorizing EPA
to distinguish among different ‘‘types * * * of
sources within a category or subcategory’’ in
developing MACT standards.
166 Maximum theoretical emission concentration
is the feedrate normalized by gas flowrate assuming
zero system removal efficiency.
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Cir. 1989) (same). We note that this
boiler will be subject to the liquid fuel
boiler standards for all HAP other than
mercury (the only HAP where the issue
of appropriate classification arises).
Not surprisingly, given the disparity
in waste concentration levels, the DSSI
boiler, even though equipped with back
end control comparable to best
performing commercial incinerators,
achieves mercury emission levels less
than an order of magnitude higher than
the other hazardous waste-burning
liquid fuel boilers, few of which use
back end control that is effective for
mercury.167 This emission disparity
likewise indicates that DSSI is treating
a different type of waste than other
liquid fuel boilers.
The nature of the mercury-bearing
waste further confirms that it is of a
different type than that processed by
other hazardous waste burning liquid
fuel boilers. The waste is a remediation
waste, a type of waste burned routinely
by commercial hazardous waste
incinerators but almost never by a liquid
fuel boiler.
Moreover, the waste is a legacy,
mixed waste generated decades ago in
support of the United States’ strategic
nuclear arsenal. It is not amenable to the
types of control all other liquid fuel
boilers use to reduce mercury
emissions—some type of feed control or
other minimization technique. We
investigated whether any waste
minimization options are feasible for
this waste, and find that they are not.
Normally, waste minimization is
accomplished by one of three means:
eliminating the use of mercury in the
process to prevent it from being in the
waste; pretreating the waste before
burning to remove the mercury; or
sending it to another facility better
suited to handle the waste. Changing the
production process to eliminate or
reduce the mercury content of the waste
is not an option because this waste has
already been generated. Pretreatment is
already practiced to the maximum
extent feasible by settling out and
separating the heavier mercury from the
liquid components after thermal
desorbtion. The remaining organic
liquid that is burned by the mixed waste
boiler contains concentrations of
mercury (in organo-mercury and other
organic soluble forms) that are orders of
magnitude higher than burned by other
liquid fuel boilers. Much of the waste
cannot be feasibly pretreated to remove
mercury because this legacy, mixed
waste comes from many highly diverse
167 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume I: Description of
Source Categories,’’ September 2004, Section 2.4.4.
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sources. It is not practical or feasible to
investigate how to remove the mercury
from wastes of such varied and unique
origins.
Only one other facility could
potentially treat this mixed waste,
DOE’s incinerator at Oak Ridge,
Tennessee, whose permit allows the
incinerator to manage mixed waste.
However, waste treatment volumes for
mercury-bearing wastes at that facility
are restricted by the mercury feed rate
limitation in the incinerator’s permit.
The DOE incinerator alone cannot
assure national capacity for mercurybearing, low-level radioactive organic
hazardous waste. In addition, the backend emission controls of the mixed
waste boiler are superior to those used
by most incinerators, including the Oak
Ridge incinerator. This boiler uses a
highly effective wet scrubbing system—
the principal MACT floor back-end
control for mercury used by
incinerators—that achieves over 93%
system removal efficiency. This is
superior control compared to most
incinerators, including the one at Oak
Ridge which achieves 75 to 85%
removal.168
Thus, this mixed waste boiler is
reasonably classified a different type of
source with respect to mercury waste
than other hazardous waste-burning
liquid fuel boilers, based on the nature
of the waste burned and confirmed by
the source’s mercury emissions. We
note that, although the final rule
subjects only the DSSI mixed waste
boiler to the incinerator mercury
standard, we would conclude that any
other liquid fuel boiler with the same
fact pattern (i.e., that met the same
criteria as the DSSI boiler as discussed
above) should also be subject to the
incinerator mercury standard rather
than the liquid fuel boiler mercury
standard.
Comment. One commenter states that
EPA’s standards for all sources must
reflect the actual emission levels
achieved by the relevant best sources. If
EPA wishes to subject the boiler source
and incinerators to the same emission
standards, however, it is entirely within
the Agency’s power to do so.
Response. We agree. There is no
functional difference between this boiler
and incinerators with respect to
mercury feed rate and the type of waste
processed (incinerators often treat
remediation wastes). Therefore, the
168 For more explanation concerning mixed waste
sources, limitations on the concentrations of
mercury fed to these sources, and the system
removal efficiency achieved, see USEPA,
‘‘Technical Support Document for HWC MACT
Standards, Volume III: Selection of Standards,’’
September 2005, Section 8.7.
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most relevant sources for the purposes
of clarification in this case are
incinerators, not liquid fuel boilers.
Accordingly, we have classified DSSI
as an incinerator for purposes of a
mercury standard (i.e., made it subject
to the mercury standard for
incinerators), and have included the
DSSI mercury data with the incinerator
data when assessing mercury standards
for incinerators.
Comment. In something of a
contradiction, the same commenter
argues that the mixed waste boiler
source (DSSI) does not claim that it
cannot meet the relevant mercury
standard for liquid fuel boilers, but only
that it cannot do so ‘‘using either
feedrate control or MACT floor back end
emission control.’’ Floors must reflect
the emission levels that the relevant best
sources actually achieve, not what is
achievable through the use of a chosen
emission control technology. It is flatly
unlawful—and essentially
contemptuous of court—for EPA even to
entertain the source’s argument that the
source should be subject to a less
stringent emission standard based on
the levels they believe would be
achievable through the use of one
chosen control technology.
The commenter also states that the
source acknowledges that it could
achieve a better emission level, and
apparently meet the relevant standards,
by using activated carbon. Their
argument that doing so would generate
large quantities of spent radioactive
carbon does not support its attempt to
avoid Clean Air Act requirements; the
alternative to the source accumulating
large quantities of radioactive carbon is
releasing large quantities of radioactive
and toxic pollution into the
environment.
Response. DSSI cannot meet the
liquid boiler mercury standard because
it burns a unique waste that resembles
wastes processed by hazardous waste
incinerators (in terms of mercury
concentration and provenance) and is
unlike any mercury-containing waste
burned by the remaining liquid fuel
boilers. See the earlier discussion
showing that DSSI needs the operational
flexibility to feed 175 times more
mercury than any other liquid fuel
boiler, but that DSSI’s process feed is
within the upper range of mercury feed
found at incinerators.
We agree that DSSI is processing
different types of mercury-bearing
wastes than those combusted by all
other liquid fuel boilers. We believe that
establishing a different mercury
standard for DSSI is warranted, as it
would for any source with demonstrably
unique, unalterable feedstock which is
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more difficult to treat than that
processed by other sources otherwise in
the same category.
How DSSI chooses to comply with the
incinerator mercury standard (for
example, whether it must use some
other type of emissions control
technology) is not germane to this
decision. We note that today’s mercury
standard for incinerators will force this
source to lower its mercury emissions,
since it is unlikely that it can meet
today’s 120 µg/dscm standard at all
times without some changes in
operations.
Comment. The source argues that
waste minimization is not feasible for
legacy mixed waste that has already
been generated. It is not possible to
travel back in time and unmake mixed
legacy waste that already has been
created. That obvious fact, however,
lends no support to their argument that
it should be allowed to burn mixed
legacy waste with less stringent
emission standards, according to one
commenter.
Response. As discussed above, the
mercury standard for liquid fuel boilers
is not achievable for this source because
it is a different type and class of boiler,
based on the type of mercury-containing
hazardous waste it processes. Because
this boiler has mercury feed rates that
resemble those of incinerators—not
liquid fuel boilers—and waste
minimization is not possible, subjecting
the boiler to the mercury incinerator
standard is a reasonable means of subcategorization pursuant to the
discretionary authority provided us by
section 112(d)(1) of the Clean Air Act.
Comment. The commenter states that
it is entirely possible to dispose of
mixed legacy waste without burning it.
Specifically, currently available
technologies such as chemical oxidation
and precipitation can be used to treat
mixed legacy waste without burning it—
and without releasing mercury into the
air. Therefore, mixed legacy waste
should not be burned at all; it should be
disposed of safely through the
application of one of these more
advanced technologies.
Response. First, these wastes must be
treated before they can be land
disposed. RCRA sections 3004(d), (g)(5),
and (m). They also must meet a standard
of 0.025 mg/l measured by the Toxicity
Characteristic Leaching Procedure
before land disposal is permissible. 40
CFR 268.40 (standard for ‘‘all other
nonwastewaters that exhibit the
characteristic of toxicity for
mercury’’).169 EPA’s technical judgment
169 Although
the legacy waste that DSSI is
burning is nominally classified as a nonwastewater
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is that it would be very difficult to meet
this standard by any means other than
combustion. Moreover, as an organic
liquid, the waste is readily amenable to
treatment by combustion. In addition,
combustion is a legal form of treatment
for the waste. EPA did not propose to
change or otherwise reconsider these
treatment standards in this rulemaking,
and is not doing so here. We note,
however, that 40 CFR 268.42 and 268.44
provide means by which generators and
treatment facilities can petition the
Agency to seek different treatment
standards from those specified by rule,
and set out requirements for evaluating
such petitions.
We note further that, because this
waste is radioactive, exceptional
precautions need to be taken in its
handling. The nonthermal treatment
alternatives mentioned by the
commenter ignore the potential for
radiation exposure if nonthermal
treatment is used. Concerns (some of
which are mentioned in DSSI’s
comment) include: Nonthermal
treatment would (or could) increase
worker exposure; desire to reduce
handling of radioactive materials in
general; need to avoid contaminating
equipment that subsequently requires
decontamination or handling as
radioactive material; minimizing the
generation of additional radioactive
waste residues; reducing the amount of
analysis of radioactive materials, which
causes potential exposure, generation of
radioactive wastes and equipment;
wastes are varied and often of small
volumes, which makes it difficult to
develop routine procedures.
Nonthermal treatment alternatives are
also not currently available to DOE to
manage the diversity and volume of
DOE mixed waste. It is thus our belief
that the commenter has not fully
explored the implications of its
position, especially with regard to
radiation exposure.
If the commenter wishes to pursue
this issue, EPA believes the appropriate
context is through the Land Disposal
Restriction mechanisms described
above.
Comment. The commenter states that
the source argues that feedrate control is
not ‘‘practical.’’ There appears to be no
record evidence indicating what would
make feedrate control impractical and
why any such obstacle could not be
overcome.
Response. Feedrate control to the
extent necessary to achieve the liquid
fuel boiler standards is not practical for
due to its high organic content, it is in fact a liquid
matrix, meaning that the treatment standard of
0.025 µg/l is effectively a total standard.
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reasons just discussed. This source is
one of two available sources that is
authorized to treat mixed waste, and the
other source is not likely to have the
ability to burn mercury-bearing organic
waste in the future due to permit
limitations and size constraints.
Comment. The commenter states that
mixed legacy waste should not be
burned at all. If there are truly no other
facilities that are currently permitted to
dispose of mixed legacy waste, such
waste should be stored until a facility
that can treat such waste safely—e.g.,
through chemical oxidation—can be
permitted.
Response. The commenter’s
suggestion is beyond the scope of
today’s rulemaking. The suggestion is
also illegal, since RCRA prohibits the
storage of hazardous waste for extended
periods. See RCRA section 3004(j); and
Edison Electric Inst. v. EPA, 996 F. 2d
326, 335–37 (DC Cir. 1993) (illegal
under RCRA section 3004(j) to store
hazardous waste pending development
of a treatment technology). EPA also
notes that it retains authority under
RCRA section 3005(c) (the so-called
omnibus permitting authority) by which
permit writers can adopt more stringent
emission standards in RCRA permits if
they determine that today’s standards
are not protective of human health and
the environment.
2. Different Mercury, Semivolatile
Metals, Chromium, and Total Chlorine
Standards for Liquid Fuel Boilers
Depending on the Heating Value of the
Hazardous Waste Burned
Comment. Several commenters state
that liquid fuel boilers should have an
alternative concentration-based
standard in addition to the thermal
emission-based standard. Liquid fuel
boilers are typically ‘‘captive’’ units that
burn waste fuels generated from on-site
or nearby manufacturing operations,
rather than accepting wastes from a
wide variety of other sources. Because
they have captive fuel sources, operators
generally do not have fuel blending
capabilities. Liquid fuel boilers ‘‘burn
what they have,’’ and as such have very
limited operational flexibility. EPA
should not penalize boilers that have
the same mass concentrations of metals
or chlorine in their waste compared to
other boilers, but which wastes have a
lower heating value than wastes burned
by other boilers. (The ‘‘penalty’’ is that
emissions limits that are normalized by
the heating value of the hazardous waste
require that less volume of lower
heating value waste can be burned
compared to higher heating value fuel.)
This problem is made worse by the
limited data base for liquid fuel boilers,
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the lack of historical data to verify that
these standards are achievable over
time, and having most or all of the
measured emissions below detection
limits. In addition, most of the mercury
and semivolatile metal data EPA has in
the data base were obtained during
normal operations and while the source
demonstrated compliance with RCRA’s
chromium standard—the other metals
data were available only because stack
method Method 29 reports data for all
RCRA metals, even ones that are not at
issue for the compliance test. (Sources
generally elected to comply with the BIF
Tier I metals emissions levels, but Tier
III for chromium. Thus, the Method 29
test for chromium will give emissions
results for all the metals—even those
not subjected to stack testing—not just
chromium.)
Response. As explained earlier in Part
Four, Section V.A., EPA has selected
normalizing parameters that best fit the
input to the combustion device. A
thermal normalizing parameter (i.e.,
expressing the standards in terms of
amount of HAP contributed by
hazardous waste per thermal content of
hazardous waste) is appropriate where
hazardous waste is being used in
energy-recovery devices as a fuel, since
the waste serves as a type of fuel. Using
a thermal normalizing parameter in
such instances avoids the necessity of
subcategorizing based on unit size.
The commenters raise the other side
of the same issue. As the commenters
point out, some liquid fuel boilers burn
lower Btu hazardous waste because that
is the waste available to them, and those
with waste that has a low heating value
are, in their words, ‘‘penalized,’’
compared to those with a high(-er)
heating value. Also, since these are not
commercial combustion units, they
normally lack the opportunity to blend
wastes of different heating values to
result in as-fired high heating value
fuels. If boiler standards are normalized
by hazardous waste heating value,
sources with lower heating value waste
must either reduce the mass
concentration of HAP or increase the
waste fuel heating value (or increase the
system removal efficiency) compared to
sources with wastes having the same
mass concentration of HAP but higher
heating value.
Moreover, the thermal normalizing
parameter is not well suited for a
hazardous waste that is not burned
entirely for its fuel value. In cases where
the lower heating value waste is burned,
the boiler is serving—at least in part—
as a treatment device for the lower
heating value hazardous waste. When
this occurs, the better normalizing
parameter is the unit’s gas flow (a
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59475
different means of accounting for
sources of different size), where the
standard is expressed as amount of HAP
per volume of gas flow (the same
normalizing parameter used for most of
the other standards promulgated in
today’s final rule.)
The commenters requested that liquid
fuel boilers be able to select the
applicable standard (i.e., to choose
between normalizing parameters) and
further requested that we assess the
performance of these units (for the
purpose of establishing concentrationbased MACT floor levels) by using the
same MACT pool of best performing
sources expressed on a thermal
emissions basis.
Neither of these suggestions is
appropriate. Choice of normalizing
parameter is not a matter of election, but
rather reflects an objective
determination of what parameter is
reasonably related to the activity
conducted by the source. Moreover, the
commenter’s suggestion to use thermal
emissions to measure best performance
for a concentration-based standard does
not make sense. It arbitrarily assumes
that the best performers with respect to
low and high heating value wastes are
identical.
Instead, we have established two
subcategories among the liquid fuel
boilers: those burning high and those
burning low heating value hazardous
waste. The normalizing parameter for
sources burning lower energy hazardous
waste is that used for the other
hazardous waste treatment devices, gas
flow rate, so that the standard is
expressed as concentration of HAP per
volume of gas flow (a concentrationbased form of the standard.) The
normalizing parameter for sources
burning higher energy content
hazardous waste is the thermal
parameter used for energy recovery
devices, such as cement kilns and
lightweight aggregate kilns. For the
purposes of calculating MACT floors,
the best performers are then drawn from
those liquid fuel boilers burning lower
energy hazardous waste for the lower
heating value subcategory, and from
those liquid fuel boilers burning higher
energy hazardous waste for the higher
heating value subcategory 170. (See
Section 23.2 of Volume III of the
Technical Support Document for more
information.)
Moreover, liquid fuel boilers are not
irrevocably placed in one or the other of
these subcategories. Rather, the source
is subject to the standard for one or the
other of these subcategories based on
the as-fired heating value of the
hazardous waste it burns at a given
time. Thus, when the source is burning
for energy recovery, then the thermal
emissions-based standard would apply.
When the source is burning at least in
part for thermal destruction, then the
concentration based standard would
apply. This approach is similar to how
we have addressed the issue of
normalization in other rules where
single sources switch back and forth
among inputs which are sufficiently
different to warrant separate
classification. 171
We next considered what an
appropriate as-fired heating value
would be for each liquid fuel boiler
subcategory. Although we have used
5000 Btu/lb (the heating value of lowest
grade fuels such as scrap wood) in past
RCRA actions as a presumptive measure
of when hazardous waste is burned for
destruction (see, e.g. 48 FR 11159
(March 16, 1983)), we do not think that
measure is appropriate here. We used
the 5,000 Btu/lb level to delineate
burning for destruction from burning for
energy recovery at a time when that
determination meant the difference
between regulation and nonregulation.
See 50 FR 49166–167 (Nov. 29, 1985).
This is a different issue from choosing
the most reasonable normalizing
parameter for regulated units (i.e., units
which will be subject to a standard in
either case).
Instead, we are adopting a value of
10,000 Btu/lb as the threshold for
subcategorization. This is approximately
the heating value of commercial liquid
fossil fuels. 63 FR 33782, 33788 (June
19, 1998) It is also typical of current
hazardous waste burned for energy
recovery. Id. Moreover, EPA has used
this value in its comparable fuel
specification as a means of
differentiating fuels from waste. See id.
and Table 1 to 40 CFR section 261.38,
showing that EPA normalizes all
170 We also agree that liquid fuel boilers present
several unique circumstances, namely: they are
often unable to blend fuel and have limited
operational flexibility as a result; our data base on
these sources’ performance is relatively small;
much of our mercury and semivolatile metals data
is at or near detection limits; and much of the
mercury and semivolatile metals data was obtained
for other purposes, namely from risk burns or as a
result of Method 29 testing to demonstrate
compliance with a RCRA chromium standard.
While not immediately important to the topic at
hand—namely that not all liquid fuel boilers burn
for energy recovery—they are secondary issues that
we need to closely consider to make sure we do not
estimate what the best performing 12% of sources
are achieving in an unreasonable manner.
171 See NESHAP for Stationary Combustion
Turbines, 40 CFR section 63.6175 (definitions of
‘‘diffusion flame gas-fired stationary combustion
turbine’’, ‘‘diffusion flame oil-fired stationary
combustion turbine’’, ‘‘lean pre-mix gas-fired
stationary combustion turbine’’ and ‘‘lean premix
oil-fired stationary combustion turbine’’).
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constituent concentrations to a 10,000
Btu/lb level in its specification for
differentiating fuels from wastes.
We next examined the waste fuel
being burned at cement kilns and
lightweight aggregate kilns, which burn
hazardous waste fuels to drive the
process chemistry to produce
products172, to cross-check whether
10,000 Btu/lb is a reasonable
demarcation value for subcategorizing.
10,000 Btu/lb is the minimum heating
value found in burn tank and test report
data we have for cement kilns and
lightweight aggregate kilns 173. We
believe the cement kiln and light weight
aggregate kiln data confirm that this is
an appropriate cutpoint, since these
sources are energy recovery devices that
blend hazardous wastes into a
consistent, high heating value fuel for
energy recovery in their manufacturing
process.
We then separated the liquid fuel
boiler emissions data we had into two
groups, sources burning hazardous
waste fuel with less than 10,000 Btu/lb
and all other liquid fuel boilers, and
performed separate MACT floor
analyses. (See Sections 13.4, 13.6, 13.7,
13.8, and 22 of Volume III of the
Technical Support Document.) We
calculated concentration-based MACT
standards for these sources from their
respective mercury, semivolatile metals,
chromium, and total chlorine data.
Liquid fuel boilers will need to
determine which of the two
subcategories the source belongs in at
any point in time. Thus, you must
determine the as-fired heating value of
each batch of hazardous waste fired so
that you know the heating value of the
hazardous waste fired at all times.174 If
the as-fired heating value of hazardous
wastes varies above and below the
cutpoint (i.e., 10,000 Btu/lb) at times,
you are subject to the thermal emissions
standards when the heating value is not
less than 10,000 Btu/lb and the mass
concentration standards when the
heating value is less than 10,000 Btu/lb.
To avoid the administrative burden of
frequently switching applicable
172 The Norlite light-weight aggregate kiln was not
included in this analysis because they claim they
are not burning for energy recovery. The waste
Norlite burns is 4,860 Btu/lb or lower. This is
indicative of a source burning solely for thermal
treatment of the waste and not, at least in part, for
energy recovery. See 40 CFR 266.100(d)(2)(ii).
173 The cement kiln burn tank data and test report
data shows the minimum heating values of 9,900
and 10,000 Btu/lb, respectively, for the hazardous
waste. The minimum lightweight aggregate kiln
heating values for hazardous waste was 10,000 Btu/
lb, excluding the Norlite source.
174 If you burn hazardous waste in more than one
firing nozzle, you must determine the massweighted average heating value of the as-fired
hazardous waste across all firing nozzles.
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operating requirements between the
subcategories, you may elect to comply
with the more stringent operating
requirements that ensure compliance
with the standards for both
subcategories.
Comment: EPA’s attempt to give
actual performance two different
meanings within a single floor approach
is unlawful, unexplained, internally
inconsistent, and arbitrary. If EPA
believes that mass-based emissions
constitute sources’ actual performance,
the best performing sources must be
those with the best mass based
emissions—not thermal emissions.
Response: As just explained, we agree
with this comment, and have developed
MACT floors independently for the two
subcategories of liquid fuel boilers.
Thus, we have defined two separate
MACT pools based on the thermal input
of the waste fuel and derived two
separate and consistent MACT
standards for sources when they burn
solely for energy recovery, and when
they do not.
We also note that a source cannot
‘‘pick and choose’’ the less stringent of
the two standards and comply with
those. The source must be in
compliance with the set of standards
that apply.
3. Alternative Particulate Matter
Standard for Liquid Fuel Boilers
Comment: A commenter requested
that EPA establish standards that allow
boilers the option to comply with either
a concentration-based particulate matter
standard or thermal emissions-based
particulate matter standard.
Response: We determined that it is
appropriate to express the particulate
matter emission standard as a
concentration-based standard
consistently across source categories
and not to give boilers the option to
comply with a thermal emissions-based
particulate matter standard. As
discussed in Part Four, Section III.D as
well as the preceding section, metal and
chlorine concentration-based emission
standards can be biased against sources
that process more hazardous waste
(from an energy demand perspective), in
part because the SRE/Feed methodology
assesses feed control of each source
when identifying the best performing
sources; the ranking procedure thus
favors sources with lower percentage
hazardous waste firing rates (keeping all
other assessment factors equal). The
thermal emission standard format
eliminates this firing rate bias, which
amounts to a limitation on the amount
of raw material (hazardous waste fuel to
an energy recovery device) that may be
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processed, when identifying best
performing sources.
The methodology we use to identify
best performing sources for particulate
matter emissions is not affected by the
firing rate bias in the manner that metal
and chlorine emissions are. This is
primarily because we define best
performing sources as those with the
best back-end air pollution control
technology; feed control is not assessed
(specifically ash feed control) for raw
materials, fossil fuel, or unenumerated
HAP metal in the hazardous waste. The
hazardous waste firing rate bias is
therefore not present when we identify
the best performing particulate matter
sources because a source’s hazardous
waste firing rate is not a direct factor in
the ranking procedure.
We also note that four of the nine best
performing liquid fuel boilers for
particulate matter are equipped with
fabric filters. Particulate matter
emissions from sources equipped with
fabric filters are not significantly
affected by ash inlet loading. This is not
true for metals and chlorine, given metal
and chlorine emissions from fabric
filters tend to increase at increased feed
rates. See Volume III of the Technical
Support Document, Sections 5.3 and
7.4. We conclude that the hazardous
waste firing rate issue is not a concern
for these sources given their particulate
matter emissions would not be
significantly affected by increased
hazardous waste firing rates.
4. Long-term, Annual Averaging Is
Impermissible
Comment: Standards expressed as
long-term limits are legally
impermissible because those levels, by
definition, would sometimes be greater
than the average emission levels
achieved by the best performing
sources. Compliance also must be
measured on a continuous basis, under
section 302(k) of the Act. Thus, floor
levels (and standards) for mercury
expressed as long-term limits are illegal.
Response: The commenter maintains
that the statutory command in section
112(d)(3)(A) to base floor standards for
existing sources on ‘‘the average
emission limitation achieved by the best
performing 12 percent of * * * existing
sources’’ precludes establishing
standards expressed as long term
averages because certain daily values
could be higher. We do not accept this
position. The statute does not state what
type of ‘‘average’’ performance EPA
must assess. Long term, i.e., annual,
averaging of performance is quite
evidently a type of average, and so is
permissible under the statutory text.
Moreover, it is reasonable to establish
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standards on this basis (the standards
being the average of the best performing
sources, expressed as a long-term
average), where sufficient data exist.
Indeed, since the principal health
concern posed by the emitted HAP is
from chronic exposure (i.e. cumulative
exposure over time), long-term
standards (which reduce the long-term
distribution of emitted HAP) arguably
would be preferable in addressing the
chief risks posed by these sources’
emissions.
We establish standards with long-term
averaging limits whenever we use
normal data to estimate long-term
performance. We do this in the few
instances where there are insufficient
data (whether normal data or
compliance test data) to estimate each
source’s short term emission levels (e.g.,
mercury and semivolatile metal
standards for liquid fuel boilers).175 One
or two snapshot data based on normal
operations are not likely to reflect a
source’s short-term operating levels in
part because feed control levels can vary
over time.176 See Mossville, 370 F. 3d at
1242 (varying feed rates lead to different
emission levels, and this variability
must be encompassed within the floor
standard because the standard must be
met at all times). As a result, snapshot
normal emissions, when averaged
together, better reflect a source’s long
term average emissions. An emission
standard based on normal data that is
averaged together, but expressed as a
short-term limit, would not be
achievable by the best performing
sources because it would not adequately
account for their emissions variability.
See National Wildlife Federation v.
EPA, 286 F. 3d at 572–73 (‘‘[c]ontinuous
operation at or near the daily maximum
would in fact result in discharges that
exceed the long-term average. Likewise,
setting monthly limitations at the 99th
percentile would not insure that the
long-term average is met’’). Long-term
limits better account for this variability
175 Two emission standards in this rulemaking are
based on normal data but are expressed as short
term limits (the mercury standards for lightweight
aggregate and cement kilns). However, in these
instances we had enough normal data to reasonably
estimate each source’s maximum emissions, thus
allowing us to express the standard as a short term
limit. See USEPA, ‘‘Technical Support Document
for HWC MACT Standards, Volume III: Selection of
MACT Standards,’’ September 2005, Sections 11.2
and 12.2.
176 This is not the case for floors that are based
on compliance tests because sources spiked their
hazardous wastes to account for variability in
hazardous waste feedrate. See Part Four, Section
III.C above. Normal data, however, are a snapshot
of what occurred on that day and are not likely to
be representative over the long term, especially for
mercury and semivolatile metals for liquid fuel
boilers, where these limited data were almost
entirely below the analytic detection limit.
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because such limits allow sources to
average their varying feed control levels
over time while still assuring average
emissions over this period are below the
levels demonstrated by the best
performing sources.
Indeed, under the commenter’s
approach where no averaging of intrasource data would be allowed, sources
would not be in compliance with the
standards during the performance tests
themselves. The tests consist of the
average of three data runs, so half of the
emissions-weighted data points would
be impermissibly higher than the
average during the test used to derive
today’s emission standards.
EPA also does not see that section
302(f) of the Act, cited by the
commenter, supports its position. That
provision indicates that the emission
standards EPA establishes must limit
the quantity, rate, or concentration of air
pollutants on a continuous basis. A
standard expressed as a long-term
average does so by constraining the
overall distribution of emissions to meet
a long-term average. Also, long term
limits result in emission standards that
are lower than those that otherwise
would be implemented on a short-term
basis. The short-term limit would have
to reflect the best performing sources’
short term emissions variability (i.e., the
maximum amount of variability a source
could experience during a single test
period). National Wildlife Federation,
286 F. 3d at 571–73.
Comment: Other commenters argued
the opposite point, that ERA has no data
to show that an annual average is
achievable, and EPA should establish a
longer averaging period.
Response: We believe that all sources
can achieve the mercury and
semivolatile metals standards for liquid
fuel boilers on an annual basis using
some combination of MACT controls,
i.e., feed control, back end control, or
some combination of both. We agree
that we have a small data set for these
standards, but also believe that it is
intuitive that a liquid fuel boiler can
meet these standards on an annual
basis, because one year is sufficiently
more than any seasonal (i.e., several
month long) production of certain items
that may not be represented by the tests
we have.
This informs us that an average of less
than a year may not be achievable. It
does not inform us that averaging of
more than a year is required, since
variations that occur with a year are
averaged together. An annual average is
sufficient for a source to determine
whether an individual waste stream
impacts negatively on the compliance of
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59477
the liquid fuel boiler and take measures
to address the issue.
5. Gas Fuel Boilers
Comment: How can a boiler burning
only gaseous waste also be burning
hazardous waste? Uncontained gases are
not considered hazardous waste under
RCRA. Why are boilers that burn only
gasses part of the liquid fuel boiler
subcategory?
Response: We agree with the
commenter that boilers that burn gasses
are unlikely to burn hazardous wastes.
However, gas fuel hazardous waste
boilers have existed in the past,177 and
we believe we need to define a MACT
standard for them. Therefore, we
included gas fuel boilers in the liquid
fuel boiler subcategory for reasons cited
in the proposed rule. See 69 FR at
21216.
E. General
1. Alternative to the Particulate Matter
Standards
Comment: Commenters state that
some incinerators are currently
complying with the alternative to the
particulate matter standard provision
pursuant to the interim standards. See
§ 63.1206(b)(14). The eligibility and
operating requirements for the
alternative to the particulate matter
standard in the Interim Standards are
different than the proposed alternative
to the particulate matter standard in the
replacement rule. Specifically, the
proposed alternative to the particulate
matter standard would no longer require
sources to demonstrate a 90% system
removal efficiency or a minimum
hazardous waste metal feed control
level to be eligible for the alternative.
Commenters request that EPA clarify in
the final rule that the proposed
alternative to the particulate matter
standard supersedes the requirements in
the Interim Standards.
Response: We are finalizing the
alternative to the particulate matter
standard for incinerators as proposed,
with the exception that the alternative
metal emission limitations have been
revised as a result of database changes
since proposal. See § 1219(e) and part
three, section II.A. We considered
superseding the interim standard
alternative to the particulate matter
standard requirements (63.1206(b)(14))
immediately (upon promulgation) by
replacing it with the revised alternative
177 For example, sources 2014 and 2015 owned by
Environmental Purification Industries in Toledo,
Ohio, were considered hazardous waste boilers at
the time the Phase II data base was noticed in the
June 27, 2000, despite the fact that these boilers
burned only gasses. These boilers have since
stopped burning hazardous waste.
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standard provisions finalized in today’s
rule. Although the eligibility
requirements for the alternative to the
particulate matter standard finalized
today are less stringent than the interim
standard requirements, the metal
emission limitations that are also
required by the alternative finalized
today are by definition equivalent to or
more stringent than the metal
limitations in the interim standard
alternative. We therefore cannot
completely supersede the interim
standard provisions immediately (upon
promulgation) because sources have
three years to comply with more
stringent standards. We are instead
revising the interim standard provisions
of § 63.1206(b)(14) to only reflect the
revised alternative standard eligibility
criteria (specifically, we have removed
the requirements to achieve a given
system removal efficiency and
hazardous waste metal HAP feed control
level).178 These eligibility criteria
revisions become effective immediately
with respect to the interim standards
because they are less stringent than the
current requirements. Sources should
modify existing Notifications of
Compliance and permit requirements as
necessary prior to implementing these
revised procedures.
Comment: One commenter is opposed
to the alternative to the particulate
matter standard because it ignores the
health effects/benefits that are
attributable to particulate matter.
Response: Particulate matter is not
defined as a hazardous air pollutant
pursuant the NESHAP program. See
CAA 112(b)(1). We control particulate
matter as a surrogate for metal HAP. See
part four, section IV.A. As a result, a
particulate matter standard is not
necessary in instances where metal HAP
emission standards can alternatively
and effectively control the nonmercury
metal HAP that is intended be
controlled with the surrogate particulate
matter standard. The alternative to the
particulate matter standard in the final
rule accomplishes this. We acknowledge
that particulate matter emission
reductions result in health benefits.
That in itself does not give EPA the
authority under § 112(d)(2) to directly
regulate particulate matter, however.
178 Sources can only use § 63.1206(b)(14) for
purposes of complying with the interim standards.
After the compliance date for today’s rule,
incinerators electing to comply with the alternative
to the particulate matter standard must comply with
the provisions found in § 63.1219(e).
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2. Assessing Risk as Part of
Consideration of Nonair Environmental
Impacts
Comment: Commenter states that EPA
has inappropriately failed to consider
emissions of persistent bioaccumulative
pollutants in its beyond-the-floor
analysis despite EPA’s acknowledgment
that these HAPs have non-air quality
health and environmental impacts.
Response: EPA has taken the
consistent position that considerations
of risk from air emissions have no place
when setting MACT standards, but
rather are to be considered as part of the
residual risk determination and
standard-setting process made under
section 112 (f) of the statute. EPA thus
interprets the requirement in section
112 (d) (2) that we consider ‘‘non-air
quality health and environmental
impacts’’ as applying to the by-product
outputs from utilization of the pollution
control technology, such as additional
amount of waste generated, and water
discharged.179 EPA’s interpretation was
upheld as reasonable in Sierra Club v.
EPA, 353 F. 3d 976, 990 (D.C. Cir. 2004)
(Roberts, J.).
VII. Health-Based Compliance
Alternative for Total Chlorine
A. Authority for Health-Based
Compliance Alternatives
Comment: One commenter states
there is no established health threshold
for either HCl or chlorine.
Response: Although EPA has not
developed a formal evaluation of the
potential for HCl or chlorine
carcinogenicity (e.g., for IRIS), the
evaluation by the International Agency
for Research on Cancer stated that there
was inadequate evidence for
carcinogenicity in humans or
experimental animals and thus
concluded that HCl and chlorine are not
classifiable as to their carcinogenicity to
humans (Group 3 in their categorization
method). Therefore, for the purposes of
this rule, we have evaluated HCl and
chlorine only with regard to non-cancer
effects. In the absence of specific
scientific evidence to the contrary, it has
been our policy to classify noncarcinogenic effects as threshold effects.
RfC development is the default
approach for threshold (or nonlinear)
effects.
Comment: One commenter states that
the proposal is an inappropriate forum
for bringing forward such a significant
change in the way that MACT standards
179 See USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume V: Emission
Estimates and Engineering Costs,’’ September 2005,
Section 6, for a discussion of the non-air impact
that were assessed for this final rule.
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are established under Section 112(d) of
the Clean Air Act. A precedent-setting
change of the magnitude that EPA has
raised should be discussed openly and
carefully with all affected parties, rather
than being buried in several individual
proposed standards.
Response: Including health-based
compliance alternatives for hazardous
waste combustors does not mean that
EPA will automatically provide such
alternatives for other source categories.
Rather, as has been the case throughout
the MACT rule development process,
EPA will undertake in each individual
rule to determine whether it is
appropriate to exercise its discretion to
use its authority under CAA section
112(d)(4) in developing applicable
emission standards. Stakeholders for
those affected rules will have ample
opportunity to comment on the
Agency’s proposals.
Comment: One commenter states that
the proposed approach is contrary to the
intent of the CAA which explicitly calls
for a general reduction in HAP
emissions from all major sources
nationwide through the establishment of
MACT standards based on technology,
rather than risk, as a first step.
Response: For pollutants for which a
health threshold has been established,
CAA section 112(d)(4) allows the
Administrator to consider such
threshold level, with an ample margin
of safety, to establish emission
standards.
Comment: One commenter states that
the proposed approach would take the
national air toxics program back to the
time-consuming NESHAP process that
existed prior to the Clean Air Act
Amendments of 1990.
Response: We disagree that allowing a
health-based compliance alternative in
the final rule will alter the MACT
program or affect the schedule for
promulgation of the remaining MACT
standards. Today’s rule is the last
MACT rule to be promulgated, and the
health-based compliance alternative did
not delay promulgation of the rule.
Comment: A commenter is concerned
that the proposal would remove the
benefit of the ‘‘level-playing field’’ that
would result from the proper
implementation of technology-based
MACT standards.
Response: Providing health-based
compliance alternatives in the final rule
for sources that can meet them will
assure the application of a uniform set
of requirements across the nation. The
final rule and its criteria for
demonstrating eligibility for the healthbased compliance alternatives apply
uniformly to all hazardous waste
combustors except hydrochloric acid
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production furnaces. The final rule
establishes two baseline levels of
emission reduction for total chlorine,
one based on a traditional MACT
analysis and the other based on EPA’s
evaluation of the health threat posed by
emissions of HCl and chlorine. All
hazardous waste combustor facilities
must meet one of these baseline levels,
and all facilities have the same
opportunity to demonstrate that they
can meet the alternative health-based
emission standards. We also note that
additional uniformity is provided by
limiting the health-based compliance
alternatives for incinerators, cement
kilns, and lightweight aggregate kilns to
the emission levels allowed by the
Interim Standards.
Comment: Several commenters state
that site-specific emission limits are
inappropriate under section 112(d)(4)
because they are not emission
standards. One commenter asserts that
the Agency’s position that the limits are
based on uniform procedures is flawed
because the process allows ‘‘any
scientifically-accepted, peer-reviewed
risk assessment methodology for your
site-specific compliance
demonstration.’’ This is not a ‘‘uniform’’
procedure, according to the commenter.
There are a host of variables that
influence the results of an accepted
methodology. The commenter reasons
that, without some standardization of
those variables, there is no uniform or
standard analysis. Each permitting
authority could establish its view of
appropriate variables; there would be no
national consistency.
Several other commenters assert that
EPA has the authority to establish an
exposure-based emission limit for total
chlorine. One commenter notes that one
issue that often arises when considering
risk-based standards is whether EPA has
authority under section 112 to establish
an exposure-based emission limit. The
commenter states that the concern
seems to be that some stakeholders
construe the Act’s statutory provisions
as requiring uniform emission
limitations at all facilities, rather than
emissions that are measured at places
away from the source and that vary from
facility to facility. The commenter does
not see any legal impediment to
establishing exposure-based limits.
The commenter notes that, first, under
section 112, EPA has authority to
establish ‘‘emission standards.’’
Emission standards are defined to be a
requirement established by the State or
the Administrator which limits the
quantity, rate or concentration of
emissions of air pollutants on a
continuous basis * * * to assure
continuous emission reduction, and any
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design, equipment, work practice or
operational standard promulgated under
this chapter. EPA’s alternate risk-based
emission standard will limit the
quantity, rate or concentration of the
emissions. The commenter states that
there is no requirement in the definition
that specifies where the emission
standard is to be measured, nor is there
such a requirement anywhere in the
statute.
Second, the commenter notes that
EPA’s proposed exposure-based limit
will result in facilities establishing
operating parameter limitations, or
OPLs. These OPLs qualify as emission
limitations because they are
‘‘operational standards’’ being
promulgated under section 112,
according to the commenter. They will
be measured at the facility, not at the
point of exposure. Finally, the
commenter reasons that the limitations
EPA is establishing are uniform. They
uniformly protect the individual most
exposed to emission levels no higher
than a hazard index of 1.0.
Consequently, the commenter believes
that there is nothing in the statute that
prevents the Agency from promulgating
exposure-based emission standards.
Response: We agree with the
commenters who believe the Agency
has the authority to establish healthbased compliance alternatives under a
national exposure standard. In
particular, we agree with the commenter
that the health-based compliance
alternatives are national standards since
they provide a uniform and national
measure of risk control, and also that
the health-based compliance
alternatives are ‘‘emission standards’’
because they limit the quantity, rate or
concentration of total chlorine
emissions.
Section 112(d)(4) authorizes EPA to
bypass the mandate in section 112(d)(3)
in appropriate circumstances. Those
circumstances are present for hazardous
waste combustors other than
hydrochloric acid production furnaces.
Section 112(d)(4) provides EPA with
authority, at its discretion, to develop
health-based compliance alternatives for
HAP ‘‘for which a health threshold has
been established,’’ provided that the
standard reflects the health threshold
‘‘with an ample margin of safety.’’
Both the plain language of section
112(d)(4) and the legislative history
indicate that EPA has the discretion
under section 112(d)(4) to develop
health-based compliance alternatives for
some source categories emitting
threshold pollutants, and that those
standards may be less stringent than the
corresponding MACT standard
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59479
(including floor standards) would be.180
EPA’s use of such standards is not
limited to situations where every source
in the category or subcategory can
comply with them. As with technologybased standards, a particular source’s
ability to comply with a health-based
standard will depend on its individual
circumstances, as will what it must do
to achieve compliance.
In developing health-based
compliance alternatives under section
112(d)(4), EPA seeks to ensure that the
concentration of the particular HAP to
which an individual exposed at the
upper end of the exposure distribution
is exposed does not exceed the health
threshold. The upper end of the
exposure distribution is calculated
using the ‘‘high end exposure estimate,’’
defined as ‘‘a plausible estimate of
individual exposure for those persons at
the upper end of the exposure
distribution, conceptually above the
90th percentile, but not higher than the
individual in the population who has
the highest exposure’’ (EPA Exposure
Assessment Guidelines, 57 FR 22888,
May 29, 1992). Assuring protection to
persons at the upper end of the
exposure distribution is consistent with
the ‘‘ample margin of safety’’
requirement in section 112(d)(4).
We agree with the view of several
commenters that section 112(d)(4) is
appropriate for establishing healthbased compliance alternatives for total
chlorine for hazardous waste
combustors other than hydrochloric
acid production furnaces. Therefore, we
have established such compliance
alternatives for affected sources in those
categories. Affected sources which
believe that they can demonstrate
compliance with the health-based
compliance alternatives may choose to
comply with those compliance
alternatives in lieu of the otherwise
applicable MACT-based standard.
Comment: One commenter states that
the risk assessments would not provide
an ample margin of safety because
background exposures are not taken into
account. There is no accounting for
other chlorine compounds from other
sources at the facility, or from other
neighboring facilities. The commenter
believes that there is no evidence in the
section 112(f) residual risk assessments
produced thus far that emissions from
collocated sources will actually be
pursued by EPA. The commenter also
notes that the Urban Air Toxics program
cannot be relied upon to address
ambient background. This program,
180 See also Legislative History at 876 (section
112(d)(4) standard may be less stringent than
MACT).
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required under section 112(k), was to be
completed by 1999. However, the
strategy has not been finalized and the
small amount of activity in this area is
focused on voluntary emission
reductions rather than federal
requirements. Finally, the commenter
notes that control of criteria pollutants
via State Implementation Plans to
achieve compliance with the NAAQS is
problematic. For particulate matter (PM)
and ozone, new NAAQS were set in
1997 and seven years later the
nonattainment designations are still
being determined. The designation
process will be followed by a 3 year
period to prepare State Implementation
Plans and several more years to carry
out those plans. In the meantime, there
will be high levels of PM and ozone in
the air near many hazardous waste
combustors in New Jersey which will
exacerbate exposures to chlorine and
hydrogen chloride.
Response: Total chlorine missions
from collocated hazardous waste
combustors must be considered in
establishing health-based compliance
alternatives under § 63.1215. Ambient
levels of HCl or chlorine attributable to
other on-site sources, as well as off-site
sources, are not considered, however.
As we indicated in the Residual Risk
Report to Congress and in the recent
residual risk rule for Coke Ovens, the
Agency intends to consider facility-wide
HAP emissions as part of the ample
margin of safety determination for CAA
section 112(f) residual risk actions. 70
FR at 19996–998 (April 15, 2005); see
also, 54 FR at 38059 (Sept. 14, 1989)
(benzene NESHAP).
Comment: Several commenters state
that acute exposure guideline levels
(AEGLs) are once-in-a-lifetime exposure
levels. They assert that, because short
term exposures at a Hazard Index
greater than 1.0 may occur more than
once in a lifetime, using AEGLs for the
purpose of setting risk-based short-term
limits for HCl and chlorine does not
provide an ‘‘ample margin of safety.’’
Response: To assess acute exposure,
we proposed to use acute exposure
guideline levels for 1-hour exposures
(AEGL–1) as health thresholds. We have
investigated commenters’ concerns,
however, and conclude that AEGLs are
not likely to be protective of human
health because individuals may be
subject to multiple acute exposures at a
Hazard Index greater than 1.0 from
hazardous waste combustors.
Consequently, we use acute Reference
Exposure Levels (aRELs) rather than
acute exposure guideline levels (AEGLs)
as acute exposure thresholds for the
final rule. See also Part Two, Section
IX.D above. Acute RELs are health
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thresholds below which there would be
no adverse health effects while AEGL–
1 values are health thresholds below
which there may be mild adverse
effects.
Acute exposures are relevant (in
addition to chronic exposures) and the
acute exposure hazard index of 1.0
could be exceeded multiple times over
an individual’s lifetime. Although we
concluded at proposal that the chronic
exposure Hazard Index would always be
higher than the acute exposure Hazard
Index, and thus would be the basis for
the total chlorine emission rate limit,
this conclusion relates to acute versus
chronic exposure to a constant,
maximum average emission rate of total
chlorine from a hazardous waste
combustor. See 69 FR at 21300. We
explained that acute exposure must
nonetheless be considered when
establishing operating requirements to
ensure that short-term emissions do not
result in an acute exposure Hazard
Index of greater than 1.0. This is
because total chlorine and chloride
feedrates to a hazardous waste
combustor (e.g., commercial incinerator)
can vary substantially over time.
Although a source may remain in
compliance with a feedrate limit with a
long-term averaging period (e.g., 12hour, monthly, or annual) based on the
chronic Hazard Index, the source could
feed chlorine during short periods of
time that substantially exceed the longterm feedrate limit. This could result
potentially in emissions that exceed the
one-hour (i.e., acute exposure) Hazard
Index. Consequently, we discussed at
proposal the need to establish both
short-term and long-term total chlorine
and chloride feedrate limits to ensure
that neither the chronic exposure nor
the acute exposure Hazard Index
exceeds 1.0.181
We conclude that 1-hour Reference
Exposure Levels (aRELs) are a more
appropriate health threshold metric
than AEGL–1 values for hazardous
waste combustors given that the acute
Hazard Index limit of 1.0 may be
exceeded multiple times over an
individual’s lifetime, albeit resulting
from uncontrollable factors. The
California Office of Health Hazard
Assessment has developed acute health
threshold levels that are intended to be
181 Note that we conclude for the final rule that
most sources are not likely to exceed the acute
Hazard Index because they will establish a 12-hour
rolling average chlorine feedrate limit and their
chlorine feedrates are not likely to vary
substantially over that averaging period. Thus, we
believe that most sources will not be required to
establish an hourly rolling average chlorine feedrate
limit. The owner/operator must determine whether
the hourly rolling average chloride feedrate limit
can be waived under § 63.1215(d).
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protective for greater than once in a
lifetime exposures. The acute exposure
levels are called acute Reference
Exposure Levels and are available at
https://www.oehha.ca.gov/air/acute_rels/
acuterel.html.
The 1-hour REL values for hydrogen
chloride and chlorine are 2.1 mg/m3 and
0.21 mg/m3, respectively. The AEGL–1
values for hydrogen chloride and
chlorine are 2.7 mg/m3 and 1.4 mg/m3,
respectively. Although there is little
difference between the 1-hour REL and
AEGL–1 values for hydrogen chloride,
the 1-hour REL for chlorine is
substantially lower than the AEGL–1
value.
In summary, we believe that aRELs
are a more appropriate health threshold
metric than AEGL–1 values for
establishing health-based compliance
alternatives for hazardous waste
combustors because aRELs are ‘‘no
adverse effect’’ threshold levels that are
intended to be protective for multiple
exposures.
Comment: One commenter states that
the health-based compliance alternative
is unlawful because the proposal does
not address ecological risks that may
result from uncontrolled HAP
emissions, including risks posed to
those areas where few people currently
live, but sensitive habitats exist.
Response: An ecological assessment is
normally required under CAA section
112(d)(4) to assess the presence or
absence of ‘‘adverse environmental
effects’’ as that term is defined in CAA
section 112(a)(7). To identify potential
multimedia and/or environmental
concerns, EPA has identified HAP with
significant potential to persist in the
environment and to bioaccumulate. This
list does not include hydrogen chloride
or chlorine.
We also note that health-based total
chlorine emission limits for
incinerators, cement kilns, and
lightweight aggregate kilns cannot be
higher than the current Interim
Standards. See § 63.1215(b)(7). Thus,
the ecological risk from total chlorine
emissions from these sources will not be
increased under the health-based limits.
In addition, we note that only 2 of 12
solid fuel boilers have total chlorine
emissions higher than 180 ppmv, and
only 1 liquid fuel boiler has emissions
higher than 170 ppmv. Thus, boilers
generally have low total chlorine
emissions which would minimize
ecological risk.
Consequently, we do not believe that
emissions of hydrogen chloride or
chlorine from hazardous waste boilers
will pose a significant risk to the
environment, and facilities attempting
to comply with the health-based
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alternatives for these HAP are not
required to perform an ecological
assessment.
B. Implementation of the Health-Based
Standards
Comment: Several commenters are
concerned that the health-based
compliance alternative will place an
intensive resource demand on state and
local agencies to review and approve
facilities’ eligibility demonstrations, and
State and local agencies may not have
adequate expertise to review and
approve the demonstrations. One
commenter states that permitting
authorities do not have the expertise to
review eligibility demonstrations that
are based on procedures other than
those included in EPA’s Reference
Library, as would be allowed. The
commenter also states that, if the healthbased compliance alternative is
promulgated, EPA should establish one
standard method for the analyses so
there is consistency nationwide. If EPA
offers more than one method, EPA
should do all of the risk assessment
reviews, instead of passing the
responsibility, without clear direction,
to the permitting authorities, according
to the commenter.
Response: The health-based
compliance alternatives for total
chlorine that EPA has adopted in the
final rule should not impose significant
resource burdens on states. The required
compliance demonstration methodology
is structured in such a way as to avoid
the need for states to have significant
expertise in risk assessment
methodology. We have considered the
commenters’ concerns in developing the
criteria defining eligibility for these
compliance alternatives, and the
approach that is included in the final
rule provides clear, flexible
requirements and enforceable
compliance parameters. The final rule
provides two ways that a facility may
demonstrate eligibility for complying
with the health-based compliance
alternatives. First, look-up tables allow
facilities to determine, using a limited
number of site-specific input
parameters, whether emissions from
their sources might cause the Hazard
Index limit to be exceeded. Second, if a
facility cannot demonstrate eligibility
using a look-up table, a modeling
approach can be followed. The final rule
presents the criteria for performing this
modeling.
Only a portion of hazardous waste
combustors will submit eligibility
demonstrations for the health-based
compliance alternatives. Of these
sources, several should be able to
demonstrate eligibility based on simple
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analyses—using the look-up tables.
However, some facilities will require
more detailed modeling. The criteria for
demonstrating eligibility for the
compliance alternatives are clearly
defined in the final rule. Moreover,
under authority of RCRA section
3005(c)(3), multi-pathway risk
assessments will typically have already
been completed for many hazardous
waste combustors to document that
emissions of toxic compounds,
including total chlorine, do not pose a
hazard to human health and the
environment. Thus, state permitting
officials have already reviewed and
approved detailed modeling studies for
many hazardous waste combustors. The
results of these studies could be applied
to the eligibility demonstration required
by this final rule.
Because these requirements are
clearly defined, and because any
standards or requirements created under
CAA section 112 are considered
applicable requirements under 40 CFR
part 70, the compliance alternatives
would be incorporated into title V
programs, and states would not have to
overhaul existing permitting programs.
Finally, with respect to the burden
associated with ongoing assurance that
facilities that opt to do so continue to
comply with the health-based
compliance alternatives, the burden to
states will be minimal. In accordance
with the provisions of title V of the CAA
and part 70 of 40 CFR (collectively ‘‘title
V’’), the owner or operator of any
affected source opting to comply with
the health-based compliance
alternatives is required to certify
compliance with those standards every
five years on the anniversary of the
comprehensive performance test. In
addition, if the facility has reason to
know of changes over which the facility
does not have control, and these
changes could decrease the allowable
HCl-equivalent emission rate limit, the
facility must submit a revised eligibility
demonstration. Further, before changing
key parameters that may impact an
affected source’s ability to continue to
meet the health-based emission
standards, the source is required to
evaluate its ability to continue to
comply with the health-based
compliance alternatives and submit
documentation to the permitting
authority supporting continued
eligibility for the compliance
alternative. Thus, compliance
requirements are largely selfimplementing and the burden on states
will be minimal.
Comment: One commenter suggests
that the look-up tables would have more
utility if EPA developed tables for each
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source category to ensure the HClequivalent emission rate limits reflected
stack parameters representative of each
source category. Similarly, another
commenter notes that a look-up table
designed to be applicable to all
hazardous waste combustors is very
conservative and will have limited
utility. This commenter does not suggest
that EPA develop look-up tables for
each class of hazardous waste
combustors, however. Rather, the
commenter suggests that since look-up
tables have already been developed for
industrial boilers that do not burn
hazardous waste 182 hazardous waste
combustors should be allowed to use
those look-up tables instead of the lookup tables proposed for hazardous waste
combustors.
Response: We noted at proposal that
the emission rates provided in the lookup table for hazardous waste
combustors are more stringent than
those promulgated for solid fuel
industrial boilers that do not burn
hazardous waste. This is because the
key parameters used by the SCREEN3
atmospheric dispersion model (i.e.,
stack diameter, stack exit gas velocity,
and stack exit gas temperature) to
predict the normalized air
concentrations that EPA used to
establish HCl-equivalent emission rates
for solid fuel industrial boilers that do
not burn hazardous waste are
substantially different for hazardous
waste combustors. Thus, the maximum
HCl-equivalent emission rates for
hazardous waste combustors would
generally be lower than those EPA
established for solid fuel industrial
boilers that do not burn hazardous
waste.
Nonetheless, we agree with the
commenter’s concerns that the look-up
tables would have more utility if they
better reflected the range of stack
properties representative of hazardous
waste combustors. Accordingly, we
examined the stack parameters for all
hazardous waste-burning sources in our
data base (except for hydrochloric acid
production furnaces that are not eligible
for the health-based emission
standards). After analyzing the
relationships among the various stack
parameters (i.e., stack height, stack
diameter, stack gas exhaust volume, and
exit temperature), we concluded that the
look-up table should be modified to
treat both stack diameter and stack
height as independent variables rather
than relying on stack height alone.
We developed separate tables for
short-term (i.e., 1-hour) HCl-equivalent
182 See Table 2 of Appendix A to Subpart
DDDDD, Part 63.
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emissions limits to protect against acute
health effects and long-term (i.e.,
annual) emission limits to protect
against chronic effects from exposures
to chlorine and hydrogen chloride. As
discussed above, we used the acute
Reference Exposure Level (aREL)
developed by Cal-EPA as the benchmark
for acute health effects. We used EPA’s
Reference Concentrations (RfC) as the
benchmark for chronic health effects
from exposures occurring over a
lifetime.
Emission limits in the look-up table
are expressed in terms of HCl-toxicity
equivalent emission rates (lbs/hr). To
convert your total chlorine emission rate
(lb/hr) to an HCl-equivalent emission
rate, you must adjust your chlorine
emission rate by a multiplicative factor
representing the ratio of the HCl health
risk benchmark to the chlorine health
risk benchmark. For 1-hour average HClequivalent emission rates, the ratio is
the ratio of the aREL for HCl (2100
micrograms per cubic meter) to the
aREL for chlorine (210 micrograms per
cubic meter), or a factor of 10.183 For
annual average emissions, the ratio is
the ratio of the RfC for HCl (20
micrograms per cubic meter) to the RfC
of chlorine (0.2 micrograms per cubic
meter), or a factor of 100. See
§ 63.1215(b).
We used the SCREEN3 air dispersion
model to develop the emission limits in
the look-up tables. SCREEN3 is a
screening model that estimates air
concentrations under a wide variety of
meteorological conditions in order to
identify the meteorological conditions
under which the highest ambient air
concentrations are likely to occur and
what the magnitude of the ambient air
concentrations are likely to be. The
SCREEN3 model implements the
procedures in EPA’s ‘‘Screening
Procedures for Estimating the Air
Quality Impact of Stationary Sources,
Revised’’ (EPA–454/R–92–019, U.S.
Environmental Protection Agency,
Office of Air Quality Planning and
Standards, Research Triangle Park, NC,
October 1992). Included are options for
estimating ambient air concentrations in
simple elevated terrain and complex
terrain. Simple elevated terrain refers to
terrain elevations below stack top. We
did not use the complex terrain option
in the development of the look-up tables
because of the site-specific nature of
plume impacts in areas of complex
terrain. Therefore, the look-up tables
183 We note that this factor of 10 ratio of the
aRELs of HCl to chlorine is based on current aREL
values and is subject to change. You must use
current aREL (and RfC) values when you conduct
your eligibility demonstration. See § 63.1215(b)(4
and 5).
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cannot be used in areas of complex
terrain (which we define generally as
terrain that rises above stack top).
Sources located in complex terrain (i.e.,
as a practical matter, sources other than
those that are located in flat or simple
elevated terrain as discussed below and
thus cannot use the look-up tables) must
use site-specific modeling procedures to
establish HCl-equivalent emission rates.
We looked at two generic terrain
scenarios for purposes of the look-up
table. In one we assumed the terrain
rises at a rate of 5 meters for every 100
meter run (i.e., a slope of 5 percent) and
that terrain is ‘‘chopped off’’ above stack
top (following the convention for such
analyses in simple elevated terrain). In
the other we assumed flat terrain. As
can be seen from the tables in § 63.1215,
the emission limits with flat terrain are
significantly higher than those with
simple elevated terrain. To reasonably
ensure that the emission limits are not
substantially over-stated (e.g., by a
factor of 2), the simple elevated terrain
table must be used whenever terrain
rises to an elevation of one half (1⁄2) the
stack height within a distance of 50
stack heights.
For both the simple elevated terrain
and flat terrain scenarios, we performed
model runs for urban and rural
dispersion conditions, with and without
building downwash. We selected the
highest (ambient air concentration)
values at each distance from among the
four runs for each of the terrain
scenarios.
As can be seen from the tables in
§ 63.1215, the HCl-equivalent emission
rate limits range from 0.13 pounds per
hour on an annual average (for a 0.3
meter diameter stack that is 5 meters tall
that lies within 30 meters of the
property boundary) to 340 pounds per
hour (for a 4.0 meter diameter stack that
is 100 meters tall that lies 5000 meters
from the property boundary) when
located in simple elevated terrain. In flat
terrain, the range is from 0.37 to 1100
pounds per hour on an annual average.
This contrasts with the look-up table at
proposal, where the comparable range
was from 0.0612 pounds per hour (for
a 5 meter stack height at a distance of
30 meters) to a maximum of 18 pounds
per hour (for stack heights of 50 meters
or greater, at distances of 500 meters or
greater).
If you have more than one hazardous
waste combustor on site, the sum of the
ratios for all combustors of the HClequivalent emission rate to the HClequivalent emission rate limit cannot
exceed 1.0. See § 63.1215 (c)(3)(v). This
will ensure that the Hazard Index of 1.0
is not exceeded considering emissions
from all on-site combustors.
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Comment: Several commenters state
that facilities should be allowed to
establish an averaging period for the
total chlorine and chloride feedrate
limit that is shorter than an annual
rolling average. Commenters are
referring to the feedrate limit to ensure
compliance with the annual average
HCl-equivalent emission rate limit.
Commenters are concerned with the
data handling issues that could arise
from calculating, recording, and
reporting an annual rolling average
feedrate level that is updated hourly,
and note that a shorter averaging period
would make the limit more stringent.
Response: We agree with commenters,
and conclude, moreover, that a 12-hour
averaging period rather than an annual
averaging period will be imposed on the
vast majority of sources as a practical
matter. This is because sources must
establish a limit on the feedrate of total
chlorine and chloride to ensure
compliance with the semivolatile metals
emission standards. See § 63.1209(n).
The feedrate limit for total chlorine and
chloride is established under
§ 63.1209(n) as the average of the hourly
rolling averages for each test run, and
the averaging period is 12 hours. Thus,
the averaging period for the feedrate
limit for semivolatile metals—12-hour
rolling average updated hourly—trumps
the annual rolling average averaging
period that would otherwise apply
here.184
Sources may also demonstrate
compliance with the semivolatile metals
standard by assuming all semivolatile
metals in feedstreams are emitted. See
§ 63.1207(m)(2). Sources that do not
have emission control equipment, such
as most liquid fuel boilers, are
particularly likely to use this approach.
Under this approach, there is no
concern regarding increased volatility of
metals as chlorine feedrates increase,
and such sources are not subject to a
feedrate limit for chlorine for
compliance assurance with the
semivolatile metal standard. These
sources may establish an averaging
period for the feedrate of total chlorine
and chloride for compliance with the
health-based compliance alternative for
total chlorine of not to exceed one
year.185
184 To also ensure compliance with the annual
average HCl-equivalent emission rate limit,
however, the numerical value of the feedrate limit
established during the semivolatile metals
performance test cannot exceed the value calculated
as the annual average HCl-equivalent emission rate
limit divided by [1 ¥ system removal efficiency],
where you demonstrate the total chlorine system
removal efficiency during the comprehensive
performance test.
185 We note that we have also applied this ‘‘notto-exceed’’ approach to establishing the duration of
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Comment: Several commenters
offered suggestions on whether a shortterm feedrate limit was needed for total
chlorine and chloride (i.e., chlorine) as
EPA suggested, and if EPA continues to
consider it necessary, how the limit
should be established.
One commenter states that it is not
necessary to set short-term limits for
chlorine feedrates. If EPA concludes
that short-term limits are necessary,
however, the commenter recommended
these options: (1) Cap the feedrate at a
level that is extrapolated up to the
feedrate associated with Interim
Standard for incinerators; (2) if the
facility uses the site-specific option to
set emission limits, the dispersion
models can easily be used to set a 1hour (or longer) limit; and (3) if the
facility uses the look up table (which at
proposal provided only annual average
HCl-equivalent emission rate limits), a
short-term limit can be set based on a
multiplier of the annual limit’10 times
the annual limit as recommended by
documents in EPA’s Air Toxics Risk
Assessment Reference Library.
Another commenter states that, if EPA
were to promulgate a short-term feedrate
limit, the EPA-endorsed factor of 0.08
employed to translate maximum hourly
concentrations to annual concentrations
could be used to identify the maximum
hourly feedrate limit.
Finally, another commenter states that
extrapolation of the chlorine feedrate
(from the level during the
comprehensive performance test when
the source documents compliance with
the annual average HCl-equivalent
emission rate limit) should be allowed
to 100% of the 1-hour average HClequivalent emission rate limit because
numerous safety factors have already
been included in the health risk
threshold values, look-up tables, and
modeling demonstration.
Response: At proposal, we explained
that sources would establish an annual
average feedrate limit on chlorine as the
feedrate level during the comprehensive
performance test demonstrating
compliance with the annual average
HCl-equivalent emission rate limit. 186
averaging periods for the limits on all operating
parameters established under § 63.1209. See new
§ 63.1209(r) and USEPA, ‘‘Final Technical Support
Document for HWC MACT Standards, Volume IV:
Compliance with HWC MACT Standards,
September 2005, Section 2.4.6.
186 We discussed at proposal that the feedrate
limit to ensure compliance with the long-term
Hazard Index limit of not to exceed 1.0 would be
the average of the hourly rolling averages for each
test run, with compliance based on an annual
average. Note that, under the final rule however, the
long-term chlorine feedrate limit is established as
the annual average HCl-equivalent emission rate
limit divided by [1 ¥ system removal efficiency].
See § 63.1215(g)(2).
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Only long-term exposures—maximum
annual average exposures—need be
considered when confirming that the
chlorine feedrate during the
comprehensive performance test (i.e.,
average of the hourly rolling averages
for each run) is acceptable because the
annual exposure Hazard Index limit
(i.e., not to exceed 1.0) would always be
exceeded before the 1-hour Hazard
Index limit (i.e., not to exceed 1.0).
Thus, the feedrate limit associated with
annual exposures would always be more
stringent than the feedrate limit
associated with 1-hour exposures. See
69 FR at 21299.
We further explained at proposal,
however, the need to establish a shortterm feedrate limit for chlorine to
ensure that the 1-hour HCl-equivalent
emission rate did not exceed the 1-hour
average HCl-equivalent emission rate
limit due to variability in the chlorine
feedrate during the annual averaging
period for the feedrate limit. We
requested comment on approaches to
establish this 1-hour chlorine feedrate
limit, including extrapolating feedrates
to 100% of the 1-hour average HClequivalent emission rate limit. See 69
FR at 21304.
In the final rule we have corrected
and refined these procedures. The final
rule requires you to establish a longterm chlorine feedrate limit to maintain
compliance with the annual average
HCl-equivalent emission rate limit as
either: (1) The chlorine feedrate during
the comprehensive performance test if
you demonstrate compliance with the
semivolatile metals emission standard
during the test (see § 63.1209(o)); or (2)
if you comply with the semivolatile
metals emission standard under
§ 63.1207(m)(2) by assuming all metals
in the feed to the combustor are emitted,
the annual average HCl-equivalent
emission rate limit divided by [1 ¥
system removal efficiency] where you
demonstrate the system removal
efficiency during the comprehensive
performance test. See discussion in Part
Two, Section IX.H, of this preamble. If
you establish the chlorine feedrate limit
based on the feedrate during the
performance test to demonstrate
compliance with the semivolatile metals
emission standard, the averaging period
for the feedrate limit is a 12-hour rolling
average. If you establish the chlorine
feedrate limit based on the system
removal efficiency during the
performance test, the averaging period is
up to an annual rolling average.
The final rule also requires you to
establish an hourly rolling average
chlorine feedrate limit if you determine
under § 63.1215(d)(3) that the 1-hour
average HCl-equivalent emission rate
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limit may be exceeded. That feedrate
limit is established as the 1-hour HClequivalent emission rate limit divided
by [1 ¥ system removal efficiency].
Under § 63.1215(d)(3), you must
establish an hourly rolling average
chlorine feedrate limit unless you
determine considering specified criteria
that your chlorine feedrates will not
increase over the averaging period for
the long-term chlorine feedrate limit
(i.e., 12-hour rolling average or (up to)
annual rolling average) to a level that
may result in an exceedance of the 1hour average HCl-equivalent emission
rate limit. The criteria that you must
consider are: (1) The ratio of the 1-hour
average HCl-equivalent emission rate
based on the total chlorine emission rate
you select for each combustor to the 1hour average HCl-equivalent emission
rate limit for the combustor; and (2) the
potential for the source to vary chlorine
feedrates substantially over the
averaging period for the long-term
chlorine feedrate limit.
For example, if a source’s primary
chlorine-bearing feedstreams have a
relatively constant chlorine
concentration over the averaging period
for the chlorine feedrate limit to ensure
compliance with the annual average
HCl-equivalent emission rate limit (e.g.,
generally 12-hours), as may be the case
for commercial sources feeding from
large burn tanks or on-site sources
where chlorine levels in wastes are
fairly constant, you may conclude that
there is little probability that 1-hour
feedrates would vary substantially over
the averaging period. Thus, a 1-hour
rolling average chlorine feedrate limit
may not be warranted. Even if chlorine
feedrates could vary substantially over
the long-term feedrate averaging period,
however, an hourly rolling average
feedrate limit still may not be warranted
if the source’s 1-hour average HClequivalent emission rate is well below
the 1-hour HCl-equivalent emission rate
limit. See Part Two, Section IX.H, of this
preamble for a discussion of the
relationship between emission rates,
emission rate limits, and feedrate limits.
We disagree with the commenter who
states that short-term chlorine feedrate
limits are not necessary. The 1-hour
average HCl-equivalent emission rate
limit could potentially be exceeded for
sources with highly variable chlorine
feedrates and where the 1-hour HClequivalent emission rate is relatively
high compared to the 1-hour HClequivalent emission rate limit. The 1hour average HCl-equivalent emission
rate limit could be exceeded even
though the source remains in
compliance with the annual average
HCl-equivalent emission rate limit (and,
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moreover, the 12-hour rolling average or
(up to) annual rolling average chlorine
feedrate limit).
We agree with commenters that
suggest that the hourly rolling average
chlorine feedrate limit should be
extrapolated from performance test
feedrates up to 100% of the 1-hour
average HCl-equivalent emission rate
limit. The final rule requires you to
establish the hourly rolling average
feedrate limit (if a limit is required
under § 63.1215(d)(3)) as the 1-hour
HCl-equivalent emission rate limit
divided by [1 ¥ system removal
efficiency]. Establishing the hourly
rolling average feedrate in this manner
ensures that the 1-hour HCl-equivalent
emission rate limit is not exceeded, and
thus that the aREL-based Hazard Index
of 1.0 is not exceeded.
We also agree in principle with
commenters that suggest that the hourly
rolling average feedrate limit be based
on the 1-hour average HCl-equivalent
emission rate limit which is based on
emissions modeling. These commenters
suggested that we use a multiplier of 10
or 12.5 (i.e., 1/0.08) to project 1-hour
average HCl-equivalent emission rate
limits from the annual average HClequivalent emission rate limits. Rather
than use these approaches to project 1hour average emissions from annual
average emissions, however, we use
emissions modeling to develop look-up
tables for both 1-hour average HClequivalent emission rate limits and
annual average HCl-equivalent emission
rate limits. For sources that use sitespecific risk assessment to demonstrate
eligibility, they will use the same
models to estimate 1-hour average
maximum ambient concentrations.
Thus, the final rule uses modeling to
establish directly 1-hour average HClequivalent emission rate limits rather
than approximating those limits from
annual average HCl-equivalent emission
rate limits as commenters suggest. In
summary, the final rule requires you to
establish the 1-hour average HClequivalent emission rate limit by either
using Tables 3 or 4 in § 63.1215 to lookup the limit, or conducting a sitespecific risk analysis. Under the sitespecific risk analysis option, the 1-hour
average HCl-equivalent emission rate
limit would be the highest emission rate
that the risk assessment estimates would
result in an aREL-based Hazard Index
not exceeding 1.0 at any off-site receptor
location.
We do not agree that the short-term
feedrate limit should be capped at the
level corresponding to the Interim
Standards for incinerators, cement kilns,
and lightweight aggregate kilns. The
final rule caps the total chlorine
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emission rate and the annual average
HCl-equivalent emission rate limit at the
level equivalent to the Interim Standard
for total chlorine. Thus, the long-term
chlorine feedrate limit (12-hour rolling
average or (up to) an annual rolling
average) is capped at the level
corresponding to the Interim Standards
for incinerators, cement kilns, and
lightweight aggregate kilns. The hourly
rolling average feedrate limit to
maintain compliance with the 1-hour
average HCl-equivalent emission rate
limit, however, can exceed the
numerical value of the long-term
chlorine feedrate limit because the 1hour average HCl-equivalent emission
rate limit is substantially higher than
the annual average HCl-equivalent
emission rate limit. Thus, capping at the
interim standard level is inappropriate
unless the interim standard were
somehow re-expressed as a 1-hour limit.
Comment: Many commenters state
that requiring prior approval of the
eligibility demonstration would be
unworkable. Commenters are concerned
that the permitting authority may not
approve the demonstration prior to the
compliance date even though the source
has submitted complete and accurate
information and has responded to any
requests for additional information in
good faith. Commenters are also
concerned that the permitting authority
may disapprove the demonstration too
late for the source to take other
measures to comply with the total
chlorine MACT standard. Once
commenter recommends the following
alternative approach: (1) If the
regulatory agency does not act on a risk
demonstration within the 6-month
period, it is conditionally deemed
approved; and (2) if a risk
demonstration is disapproved, the
source would have to comply with the
MACT emission standards no later than
three years after notice of disapproval
and, in the interim, sources would
comply with current emission limits for
total chlorine.
Another commenter suggests that, if
the permitting authority has neither
approved nor disapproved the eligibility
demonstration by the compliance date,
the source may begin complying on the
compliance date with the alternative
health-based limits specified in the
eligibility demonstration.
Finally, another commenter states that
facilities should be granted a three-year
extension of the compliance date if the
Agency denies a good-faith eligibility
demonstration. The commenter is
concerned that sources will not have
time to install additional controls or
take other measures after a denial is
issued but prior to the compliance date.
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Response: We agree with commenters
that requiring prior approval of the
eligibility demonstration may be
unworkable for the reasons commenters
suggest. We also agree with commenters
that sources who make a good-faith
eligibility demonstration but whose
demonstration is denied by the
permitting authority may need
additional time to install controls or
take other measures to comply with the
MACT emission standards.
Accordingly, the final rule does not
require prior approval of the eligibility
demonstration for existing sources. If
your permitting authority has not
approved your eligibility demonstration
by the compliance date, and has not
issued a notice of intent to disapprove
your demonstration, you may
nonetheless begin complying, on the
compliance date, with the HClequivalent emission rate limits and
associated chlorine feedrate limits you
present in your eligibility
demonstration.
In addition, the final rule states that
the permitting authority should notify
you of approval or intent to disapprove
your eligibility demonstration within 6
months after receipt of the original
demonstration, and within 3 months
after receipt of any supplemental
information that you submit. A notice of
intent to disapprove your eligibility
demonstration, whether before or after
the compliance date, will identify
incomplete or inaccurate information or
noncompliance with prescribed
procedures and specify how much time
you will have to submit additional
information or comply with the total
chlorine MACT standards. The
permitting authority may extend the
compliance date of the total chlorine
MACT standards to allow you to make
changes to the design or operation of the
combustor or related systems as quickly
as practicable to enable you to achieve
compliance with the total chlorine
MACT standards.
Comment: One commenter states that
proposed § 63.1215(f)(1)(A) should have
required sources to conduct a new
comprehensive performance test only if
there are changes that would decrease
the HCl-equivalent emission rate limit
below the HCl-equivalent emission rate
demonstrated during the comprehensive
performance test. Similarly, the
commenter suggests that a retest should
not be required if a change increases the
HCl-equivalent emission rate limit but
the source elects to maintain the current
feedrate limit.
Another commenter states that the
Agency should clarify that if there are
any changes that are not controlled by
the facility owner/operator, and the
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facility is required to change its design
or operation to lower chlorine emissions
to address the changes, the facility may
request up to three years to make such
changes.
Response: We generally agree with the
commenters and have revised the rule
as follows: (1) A new comprehensive
performance test is required to
reestablish the system removal
efficiency for total chlorine only if you
change the design, operation, or
maintenance of the source in a manner
that may decrease the system removal
efficiency (e.g., the emission control
system is modified in a manner than
may decrease total chlorine removal
efficiency); and (2) if you use the sitespecific risk analysis option for your
eligibility demonstration and changes
beyond your control (e.g., off-site
receptors newly residing or congregating
at locations exposed to higher ambient
levels than originally estimated) dictate
a lower HCl-equivalent emission rate
limit and you must make changes to the
design, operation, or maintenance of the
combustor or related systems to comply
with the lower limit, you may request
that the permitting authority grant you
additional time to make those changes
as quickly as practicable.
Comment: Several commenters state
that the proposed approach for
calculating chlorine emissions to
address the potential bias using Method
26/26A attributable to high bromine or
sulfur levels in feedstreams is not
statistically valid. They indicate that the
approach could lead to collection of
total chlorine, hydrogen chloride and
chlorine data that are contradictory and
difficult to apply in a compliance
situation. One commenter suggests that
using Method 26/26A results for sources
with bromine and sulfur dioxide, while
recognizing that there is bias in the
sampling method, will result in a valid
compliance approach.
Response: We agree with commenters
that the proposed approach to avoid the
bias when feedstreams contain high
levels of bromine or sulfur (bromine/
chlorine ratio in feedstreams of greater
than 5 percent, or sulfur/chlorine ratio
in feedstreams of greater than 50
percent) during the comprehensive
performance test may be problematic.
The proposed approach would have
required you to use Method 320/321 or
ASTM D 6735–01 for hydrogen chloride
measurements, to use Method 26/26A
for total chlorine (i.e., hydrogen
chloride and chlorine combined)
measurements, and to calculate chlorine
levels by difference. The potential
problem is that chlorine emission levels
are generally a very small portion of
total chlorine measurements, and
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variability in the hydrogen chloride or
total chlorine measurements due to
method imprecision or other factors
could result in inaccurate estimations of
chlorine emission levels.
We do not agree, however, that using
Method 26/26A for chlorine
measurements for combustors feeding
high levels of bromine or sulfur is
acceptable–the chlorine measurement
may be biased low. Chlorine emission
levels must be determined as accurately
as possible given that the long-term
health threshold for chlorine is 100
times the threshold for HCl, and the
short-term health threshold for chlorine
is 10 times the threshold for HCl (i.e.,
using current RfCs and aRELs). To
ensure that a conservative estimate of
the chlorine emission rate is used to
establish the alternative health-based
emission limits and to address
commenters’ concerns, the final rule
requires that you determine chlorine
emissions to be the higher of: (1) The
chlorine value measured by Method 26/
26A, or an equivalent method; or (2) the
chlorine value calculated by difference
between the combined hydrogen
chloride and chlorine levels measured
by Method 26/26A, or an equivalent
method, and the hydrogen chloride
measurement from EPA Method 320/
321 or ASTM D 6735–01, or an
equivalent method.
Comment: Several commenters state
the procedures for calculating HClequivalent emission rates cannot merely
reference an outside source, such as a
Web site, unless that reference specifies
that the contents of the source are as of
a date certain. To specify use of health
threshold values that can change over
time provides inadequate opportunity
for notice and comment on the
regulation.
Response: We believe that the best
available sources of health effects
information should be used for risk or
hazard determinations. To assist us in
identifying the most scientifically
appropriate toxicity values for our
analyses and decisions, the Web site to
be used for RfCs identifies pertinent
toxicity values using a default hierarchy
of sources, with EPA’s Integrated Risk
Information System (IRIS) being the
preferred source. The IRIS process
contains internal and external peer
review steps and IRIS toxicity values
represent EPA consensus values. When
adequate toxicity information is not
available in IRIS, however, we consult
other sources in a default hierarchy that
recognizes the desirability of these
qualities in ensuring that we have
consistent and scientifically sound
assessments. Furthermore, where the
IRIS assessment substantially lags the
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59485
current scientific knowledge, we have
committed to consider alternative
credible and readily available
assessments (e.g., the acute Relative
Exposure Levels established by the
California Office of Health Hazard
Assessment). For our use, these
alternatives need to be grounded in
publicly available, peer-reviewed
information. We agree with the
commenter that the issue of changing
toxicity values is a general challenge in
setting health-based regulations.
However, we are committed to
establishing such regulations that reflect
current scientific understanding, to the
extent feasible.
C. National Health-Based Standards for
Cement Kilns
Comment: One commenter states that
our suggestion at proposal that it would
be appropriate to establish a single
national emission rate type standard
applicable to all cement kilns based on
the worst-case scenario cement kiln is
unduly burdensome as it discounts the
benefits of improved dispersion realized
by facilities that have invested in taller
stacks that minimize downwash effects.
The commenter recommends a dual
limit for cement kilns such that the HCl
equivalent emission rate is limited to
both: (1) A 130 ppmv total chlorine
emission standard (the Interim
Standard) coupled with a chlorine
feedrate limit based on a 12-hour rolling
average; and (2) a Hazard Index of 1.0.
Response: We have decided not to
include a separate national standard for
cement kilns in the final rule for several
reasons: (1) We have no assurance that
the Cl2/HCl volumetric ratio exhibited
during the most recent compliance test,
and that was the basis for the
commenter documenting in a study 187
that the Hazard Index of 1.0188 was not
exceeded, is representative of ratios in
the past or future; (2) the commenter’s
recommended emission standard for
cement kilns—130 ppmv total chlorine
emission limit and a Hazard Index of
1.0—is equivalent to the requirements
under § 63.1215 applicable to other
hazardous waste combustors to establish
site-specific emission limits; (3) the
MACT standard for total chlorine for
cement kilns is 120 ppmv such that the
health-based standard that the
commenter recommends—130 ppmv,
187 See Trinity Consultants, ‘‘Analysis of HCl/Cl2
Emissions from Cement Kilns for 112(d)(4)
Consideration in the HWC MACT Replacement
Standards,’’ September 17, 2003.
188 The HCl/Cl ratio for the total chlorine
2
measurement is important because the current RfC
for chlorine is 0.2 µg/m3 while the current RfC for
HCl is 20 µg/m3. Thus, when calculating HClequivalent emission rate limits, chlorine emissions
are currently multiplied by a factor of 100.
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the Interim Standard—would provide
little compliance relief; and (4) even
though the final rule does not provide
a separate national health-based
standard for cement kilns, cement kilns
may apply for the health-based
compliance alternatives applicable to
other hazardous waste combustors.
Prior to publication of the proposed
rule, the commenter submitted results of
site-specific risk assessments for all
cement kiln facilities showing that both
the long-term and short term Hazard
Index of 1.0 would not be exceeded at
any facility assuming: (1) Sources emit
total chlorine at the Interim Standard
level of 130 ppmv; and (2) total chlorine
emissions are apportioned between HCl
and chlorine according to the
apportionment exhibited during the
most recent compliance test.
At proposal, we requested comment
on how to ensure that the 130 ppmv
concentration-based standard would
ensure that total chlorine emission rates
(lb/hr) would not increase to levels that
may exceed the Hazard Index limit of
1.0 given that: (1) The partitioning ratio
between HCl and chlorine could change
over time such that a larger fraction of
total chlorine could be emitted as
chlorine, which has a much lower
health risk threshold; and (2) the mass
emission rate of total chlorine could
increase. See 69 FR at 21306.
The commenter has addressed the
concern about the mass emission rate of
total chlorine potentially increasing by
suggesting that the health-based
standard include a limit on the feedrate
of total chlorine and chloride at the
level used in their risk assessment
supporting a separate national standard
for cement kilns. The commenter has
also addressed the concern about the
HCl and chlorine apportionment ratio
changing over time by suggesting that
the standard also include a requirement
that the Hazard Index of 1.0 not be
exceeded. We agree that sources need to
account for variability in the chlorine to
HCl ratio (see § 63.1215(b)(6)) and that
periodic checks to ensure that the
Hazard Index of 1.0 is not exceeded are
needed. We believe the best way to
ensure that the health-based compliance
alternatives for total chlorine for cement
kilns are protective with an ample
margin of safety is through the
procedures of § 63.1215 where sitespecific emission rate limits are
established rather than under a separate
national standard for cement kilns.
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VIII. Implementation and Compliance
A. Compliance Assurance Issues for
both Fabric Filters and Electrostatic
Precipitators (and Ionizing Wet
Scrubbers)
1. Implementation Issues
Comment: Several commenters state
that design and performance
specifications and explicit detailed test
procedures to determine conformance
with the specifications are needed so
that manufacturers can certify that their
bag leak detection systems and
particulate matter detection systems
meet applicable criteria. Absent design
and performance specifications and test
procedures, commenters assert that the
‘‘manufacturer’s certification’’ cannot
ensure the performance capabilities of
the devices.
Response: In general, we believe
adherence to manufacturer’s written
specifications and recommendations is
an appropriate approach to reasonably
ensure performance of a bag leak
detection system or particulate matter
detection system, and we have retained
that provision in the final rule. We
agree, however, that there may be cases
where other procedures are more
appropriate than the manufacturer’s
recommendations to ensure
performance of a bag leak detection
system or particulate matter detection
system. Consequently, the rule allows
you to request approval for alternative
monitoring procedures under
§ 63.1209(g)(1).189 We note that you may
use references other than EPA’s
Guidance Document, ‘‘Fabric Filter Bag
Leak Detection Guidance,’’ September
1997 to identify appropriate
performance specifications for the bag
leak detection system or particulate
matter detection system, including: PS–
11 for PM CEMS; PS–1 for opacity
monitors; and CPS–001 for opacity
monitoring below 10% opacity. You
may use these references to support
your request for additions to, or
deviations from, manufacturer’s
specifications.
Comment: One commenter states that
bag leak detection systems and
particulate matter detection systems
should have a detection limit of 1.0 mg/
acm to ensure peak performance is
maintained rather than explicitly
allowing sources to request approval for
a detection limit on a site-specific basis
as the rule currently allows. Several
other commenters state that the bag leak
detection system or particulate matter
189 See discussion in Part Five, Section III.C, for
an explanation of how the alternative monitoring
provisions of § 63.1209(g)(1) relate to those of
§ 63.8(f).
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detection system need not have a
detection limit as low as 1.0 mg/acm to
detect increases in normal emissions.
One commenter believes that bag leak
detection systems installed on cement
kilns should be allowed to have a
detection limit of 10 mg/acm because:
(1) A detection limit requirement of 10
mg/acm is more than sufficient to
protect the particulate matter emission
limit and to detect increases in
particulate matter concentration given
that the current particulate matter
emission limit for existing kilns is 63
mg/dscm; (2) a detection limit
requirement of 10 mg/acm is consistent
with the requirement for bag leak
detection systems in Subpart LLL, Part
63, for cement plants that choose to
install bag leak detection systems on
finish mills and raw mills, for bag leak
detection systems and particulate matter
detection systems installed on lime
kilns under Subpart AAAAAA, and for
industrial boilers under Subpart
DDDDD; (3) a 10 mg/acm detection limit
is achievable using state-of-the-art
transmissometers (the actual instrument
used in a continuous opacity monitoring
system (COMS) at cement plants having
kiln stack diameters of 2–3 meters, or
greater; and (4) it is unclear if any bag
leak detection system device can
actually be demonstrated to achieve a
1.0 mg/acm detection limit except by
extrapolation from tests conducted at
higher dust loadings and theoretical
arguments based on signal-to-noise
ratios or other parameters. This
commenter also recommends that EPA
establish a 10 mg/am3 detection limit
for all cement kilns rather than provide
for site-specific determinations because
allowing site-specific determinations is
likely to create confusion in the
selection of monitoring devices and
further complicate the manufacturer’s
certification of performance
requirements.
Response: The current requirement
for the bag leak detection system
sensitivity/detection limit applicable to
incinerators and lightweight aggregate
kilns is 1.0 mg/acm unless you
demonstrate under § 63.1209(g)(1) that a
lower sensitivity (i.e., higher detection
limit) would detect bag leaks. We
proposed to apply the bag leak detection
system requirements to all hazardous
waste combustors equipped with fabric
filters and promulgate that requirement
today. Although we also requested
comment whether detection limits
higher than 1.0 mg/acm should be
allowed, none of the comments has
convinced us to alter our view that the
rule should allow higher detection
limits on a site-specific basis. Similarly,
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detection limit requirement as discussed
above (i.e., 1.0 mg/acm or a higher
detection limit that you document
under an alternative monitoring petition
under § 63.1209(g)(1) would routinely
detect particulate matter loadings
during normal operations) as the
detector for your bag leak detection
system or particulate matter detection
system.
we believe that the same detection limit
requirement should apply to particulate
matter detection systems that you may
elect to use for compliance monitoring
for your electrostatic precipitator or
ionizing wet scrubber in lieu of sitespecific operating parameter limits.
Both bag leak detection systems and
particulate matter detection systems
must be able to detect particulate
emission in the range of normal
concentrations. For example, to
establish the alarm level for the bag leak
detection system, you must first adjust
detector gain/sensitivity and response
time based on normal operations.
Although the alarm level for particulate
matter detection systems will be
established based on operations during
the comprehensive performance test or
higher (see discussion below), the
detector must be responsive within the
range of normal operations for you to
effectively minimize exceedances of the
alarm level.
The range of normal emission
concentrations will generally be well
below both the particulate matter
standard and emissions during the
comprehensive performance test.
Consequently, we disagree with
commenters that believe the detection
limit need only be within the range of
emissions at the particulate matter
emission standard. On the other hand,
normal emissions may be well above 1.0
mg/acm such that a higher detection
limit (e.g., 10 mg/acm) may be
appropriate on a site-specific basis.
We also disagree with the comment
that bag leak detection systems (or
particulate matter detection systems)
may not be able actually to achieve a 1.0
mg/acm detection limit. EPA is aware of
bag leak detection system instruments
certified to meet levels of 0.2 mg/m3 and
particulate matter detection systems can
readily achieve detection limits well
below 1.0 mg/acm.190
Comment: One commenter states that
a continuous opacity monitoring system
(COMS) that can achieve a detection
level of 10 mg/acm or less can be used
to monitor electrostatic precipitator
performance. The commenter believes
that allowing a COMS for compliance
under Subpart EEE is also appropriate
because cement kilns will be operating
under the requirements of Subpart LLL
(for cement kilns that do not burn
hazardous waste) at times, which
requires compliance with an opacity
standard using a COMS.
Response: You may use a COMS (i.e.,
transmissometer) that meets the
Comment: One commenter states that,
if the bag leak detection system or
particulate matter detection system
exceeds the alarm level or an operating
parameter limit (OPL) is exceeded, the
automatic waste feed cutoff (AWFCO)
system must be initiated. Allowing a
source to exceed the alarm level for 5%
of the time in a 6-month period does not
ensure continuous compliance.
Response: Although the AWFCO
system must be initiated if an OPL is
exceeded, we believe that allowing
exceedances of the bag leak detection
system or particulate matter detection
system alarm level up to 5% of the time
in a 6-month period is reasonable.
Requiring initiation of the AWFCO for
an exceedance of an OPL is reasonable
because sources generally can control
directly the parameter that is limited.
Examples are the feedrate of metals or
chlorine, or pressure drop across a wet
scrubber. Bag leak detection systems
and particulate matter detection
systems, however, measure mass
emissions of particulate matter, a
parameter that is affected by many
interrelated factors and that is not
directly controllable. We believe that
the 5 percent alarm rate is a reasonable
allowance for sources due to difficult-tocontrol variations in particulate matter
emissions. More important, although the
bag leak detection system and
particulate matter detection system
measure mass emissions of particulate
matter, the detector response is not
correlated to particulate matter emission
concentrations to the extent necessary
for compliance monitoring.191 Thus,
triggering the alarm level is not
evidence that the particulate matter
emission standard has been exceeded.
The purpose of a BLDS or PMDS is to
alert the operator that the PM control
device is not functioning properly and
that corrective measures must be
undertaken. We believe that using a
BLDS or PMDS for compliance
assurance better minimizes emissions of
PM (and metal HAP) than use of
190 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume IV: Compliance
with the HWC MACT Standards,’’ September 2005,
Appendix C, Section 4.0.
191 Actually, the BLDS is not correlated at all to
PM concentrations, and the alarm level for a PMDS
may or may not be approximately correlated to PM
concentrations. See § 63.1206(c)(9).
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operating parameter limits (which are
linked to the automatic waste feed
cutoff system). APCD operating
parameters often have an uncertain
relationship to PM emissions while the
BLDS and PMDS provide real-time
information on actual PM mass
emission levels.192
Comment: One commenter states that
requiring a notification if the bag leak
detection system or particulate matter
detection system set point is exceeded
more than 5% of the time in a 6-month
period is not cost-effective. Sources
using bag leak detection systems have
not linked exceedances to the data
logging system and would incur an
expense to do so.
Response: We continue to believe that
limiting the aggregate duration of
exceedances in a 6-month period is a
reasonable approach to gage the
effectiveness of the operation and
maintenance procedures for the
combustor. We note that recent MACT
standards for several other source
categories use this approach, including
standards for industrial boilers and
process heaters and standards for lime
kilns.
Comment: One commenter states that
EPA did not present a rationale for
requiring a notification within 5
working days if the bag leak detection
system or particulate matter detection
system set point is exceeded more than
5% of the time during a 6-month period.
The commenter notes that this notice is
not required under the Subpart DDDDD
boiler and process heater MACT. The
commenter also notes that the source is
required to take corrective measures
under both the operation and
maintenance plan and bag leak
detection systems and particulate matter
detection systems requirements. The
commenter believes that requiring a
report to the permitting authority is
duplicative, unnecessary, and increases
the burden on regulated facilities
without providing additional protection
to human health or the environment.
Response: If a source exceeds the
alarm set point more than 5% of the
time in a 6-month period, it is an
indication that the operation and
maintenance plan may need to be
revised. Requiring the source to report
the excess exceedances to the permitting
192 Moreover, for FFs, we are not aware of any
APCD operating parameters that correlate well with
PM emissions. Thus, sources must use a BLDS or
PMDS for compliance assurance. For ESPs and
IWSs, we are not aware of generic APCD parameters
that correlate well with PM emissions. See
discussion below in Section VIII.C of the text.
Consequently, although the rule allows sources
with ESPs and IWSs to establish site-specific
operating parameter limits, sources are encouraged
to use a PMDS.
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authority serves as a notification that
the authority may need to review the
operation and maintenance plan with
the source to determine if changes are
warranted.
We agree with the commenter,
however, that it is not necessary to
require that the report be submitted
within five working days of the end of
the 6-month block period.
Consequently, the final rule requires
you to submit the report within 30 days
of the end of the 6-month block period.
Allowing 30 days to submit the report
rather than 5 days as proposed is
reasonable. We are concerned that 5
days may not be enough time to
complete the report given that several
exceedances toward the end of the 6month block period may cause you to
exceed the 5% time limit and that there
may be many individual exceedances
that need to be included in the report.
We acknowledge that it may take some
time to prepare the report given that you
must describe the causes of each
exceedance and the revisions to the
operation and maintenance plan you
have made to mitigate the exceedances.
Comment: One commenter notes that
there is no guidance on how to calculate
when the set-point has been exceeded
more than 5 percent of the operating
time within a 6 month period. The
commenter notes that the MACT for
industrial boilers and process heaters
provides minimal instruction on how
this is to be done, but it is not specific
enough to enable facilities to ensure that
they are in compliance with this
requirement.
Response: For the final rule, we have
adopted the procedures specified in the
industrial boiler and process heater
MACT for calculating the duration of
exceedances of the set point. Those
procedures are as follows:
1. You must keep records of the date,
time, and duration of each alarm, the
time corrective action was initiated and
completed, and a brief description of the
cause of the alarm and the corrective
action taken.
2. You must record the percent of the
operating time during each 6-month
period that the alarm sounds.
3. In calculating the operating time
percentage, if inspection of the fabric
filter, electrostatic precipitator, or
ionizing wet scrubber demonstrates that
no corrective action is required, no
alarm time is counted.
4. If corrective action is required, each
alarm shall be counted as a minimum of
1 hour.
Although the commenter indicates
that these procedures are not specific
enough to ensure that sources are in
compliance with the requirements, the
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commenter did not indicate the
deficiencies or suggest additional
requirements. If you need additional
guidance on compliance with this
provision, you should contact the
permitting authority.
Comment: One commenter supports
the approach of listing the shutting
down of the combustor as a potential—
but not mandatory—corrective measure
in response to exceeding an alarm set
point. Several commenters suggest,
however, that EPA should specify that
corrective measures could include
shutting off the hazardous waste feed
rather than shutting down the
combustor. Other commenters state that
it is inappropriate to imply that shutting
down the combustor must be part of a
corrective measures program for
responding to exceedance of a set point.
These commenters believe that the
requirement to take corrective action
upon the alarm is sufficiently
protective. The facility should
determine if shutting down the
combustor is a necessary response to
avoid noncompliance with a standard.
Response: You must operate and
maintain the fabric filter, electrostatic
precipitator, or ionizing wet scrubber to
ensure continuous compliance with the
particulate matter, semivolatile metals,
and low volatile metals emission
standards. Your response to exceeding
the alarm set point should depend on
whether you may be close to exceeding
an operating parameter limit (e.g., ash
feedrate limit for an incinerator or
liquid fuel boiler equipped with an
electrostatic precipitator) or an emission
standard. If so, corrective measures
should include, as commenters suggest,
cutting off the hazardous waste feed.
Corrective measures could also include,
however, shutting down the combustor
as the ultimate immediate corrective
measure if an emission standard may
otherwise be exceeded. Consequently,
the final rule continues to require you
to alleviate the cause of the alarm by
taking the necessary corrective
measure(s) which may include shutting
down the combustor. This provision
does not imply that shutting down the
combustor is the default corrective
measure. Rather, it implies that the
ultimate immediate response, absent
other effective corrective measures,
would be to shut down the combustor.
Comment: One commenter states that
periods of time when the combustor is
operating but the bag leak detection
system or particulate matter detection
system is malfunctioning should not be
considered exceedances of the set-point.
Response: If the bag leak detection
system or particulate matter detection
system is malfunctioning, the source
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cannot determine whether it is
operating within the alarm set point.
Accordingly, it is reasonable to consider
periods when the bag leak detection
system or particulate matter detection
system is malfunctioning as
exceedances of the set point.
B. Compliance Assurance Issues for
Fabric Filters
Comment: One commenter states that
establishing the set point for the bag
leak detection system at twice the
detector response achieved during bag
cleaning as recommended by EPA
guidance would not be sensitive enough
to detect gradual degradation of the
fabric filter, nor would it be low enough
to require the operator of the source to
take corrective measures that would
ensure effective operation of the
baghouse over time.
Response: The commenter expresses
the same concern that EPA raised at
proposal. See 69 FR at 21347. We have
concluded, however, that it may be
problematic to establish an alarm set
point for fabric filters based on
operations during the comprehensive
performance test. This is because, as
noted in earlier responses and at 69 FR
at 21233, it is much more difficult to
‘‘detune’’ a fabric filter than an
electrostatic precipitator to maximize
emissions during the performance
test.193 Consequently, emissions from
fabric filters that have not been detuned
during the performance test may not be
representative of the range of normal
emissions caused by factors such as bag
aging. Baghouse performance degrades
over time as bags age. In addition,
establishing the alarm set point based
on operations during the performance
test for baghouses that have not been
detuned would establish more stringent
compliance requirements on sources
that perform the best—the lower the
emissions, the lower the alarm set point.
This would unfairly penalize the best
performing sources.
For these reasons, the final rule
requires you to establish the alarm setpoint for bag house detection systems
using principles provided in USEPA,
‘‘Fabric Filter Bag Leak Detection
Guidance,’’ (EPA–454/R–98–015,
September 1997).
Comment: One commenter states that
the bag leak detection system
requirement should not apply to the
coal mill baghouse for cement kilns
with indirect-fired coal mill systems
where a fraction of kiln gas is taken
193 One approach to detune a fabric filter to
simulate the extreme high range of normal
operations would be to install a butterfly valve that
allows a portion of the combustion gas to by-pass
a section of the baghouse.
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from the preheater and routed to the
coal mill and subsequently to a
baghouse before entering the stack. The
commenter notes that the PM in this gas
is nearly exclusively coal dust, and the
baghouse is substantially smaller than
the baghouse for the kiln.
Response: We believe that a bag leak
detection system is a reasonable
approach to monitor emissions for the
coal mill baghouse to ensure
compliance with the particulate matter
(and semivolatile and low volatile
metals) emission standards. These
systems are inexpensive to install and
operate. Annualized costs are
approximately $24,000.194 Although the
commenter did not suggest an
alternative monitoring approach, and
we are not aware of a less expensive and
effective approach, we note that sources
may petition the permitting authority
under § 63.1209(g)(1) to request an
alternative monitoring approach.
C. Compliance Issues for Electrostatic
Precipitators and Ionizing Wet
Scrubbers
Comment: Several commenters
believe that a particulate matter
detection system may not be necessary
for monitoring of electrostatic
precipitators and ionizing wet
scrubbers. Commenters state that sitespecific operating parameter limits
linked to the automatic waste feed
cutoff system can effectively monitor
and ensure the performance of
electrostatic precipitators and ionizing
wet scrubbers. Particulate matter
detection systems on cement kilns
would have to operate in a high
moisture stack environment (all kilns
burning hazardous waste that are
equipped with electrostatic precipitators
are wet process kilns), with the
potential for condensation and/or water
droplet interference. Commenters state
that when water droplets are present,
many of these devices are not
applicable.
Response: The final rule provides
sources equipped with electrostatic
precipitators or ionizing wet scrubbers
the alternative of using a particulate
matter detection system or establishing
site-specific operating parameter limits
for compliance assurance. If a
particulate matter detection system is
used, corrective measures must be taken
if the alarm set point is exceeded. If the
source elects to establish site-specific
operating parameter limits, the limits
194 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume IV: Compliance
with the HWC MACT Standards,’’ September 2005,
Appendix C.
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must be linked to the automatic waste
feed cutoff system.
In response to commenters’ concern
that high moisture stack gas may be
problematic for particulate matter
detection systems, we note that
extractive light-scattering detectors and
beta gauge detectors can effectively
operate in high moisture environments.
We acknowledge, however, that the cost
of these extractive detector systems is
substantially higher than
transmissometers or in situ lightscattering detectors.
Comment: One commenter states that
EPA must set minimum total power
requirements for both ionizing wet
scrubbers and electrostatic precipitators
because allowing permit officials to
establish compliance operating
parameters on a site-specific basis
frustrates the intention of the CAA by
obviating the requirements for federal
standards. The commenter asserts that a
minimum total power requirement is
monitorable, recordable, and reportable,
three requirements that are necessary for
these facilities to come into, and remain
in compliance with, their Title V
operating permits.
Other commenters state that
electrostatic devices are not easily
characterized by operating parameters
in a ‘‘one-size-fits-all’’ fashion. The
significant operating parameters for
electrostatic devices are secondary
voltage, secondary current, and
secondary power (the product of the
first two items). The relationship
between these parameters and
performance of the unit differ between
applications and unit types. For
example, inlet field power can increase
as unit performance appears to decrease.
In this case, an operating parameter
other than secondary power by field
would be more appropriate. The
commenter notes that, in its various
proposals over the years, EPA has
discussed a number of approaches to
establish operating parameter limits for
electrostatic devices, including:
Minimum total secondary power;
minimum secondary power by field;
pattern of increasing power from inlet to
outlet field; and minimum secondary
power of the last 1⁄3 of fields (or the last
field). Commenters have also proposed:
minimum specific power (secondary
power divided by flue gas flow rate);
minimum secondary voltage and/or
secondary current; and total secondary
voltage and/or secondary current. The
commenter concludes that it is not
surprising that there is so little
agreement on the right approach,
because different units and applications
respond differently. EPA’s proposal to
let facilities and local regulators
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59489
determine the best approach is far wiser
than regulating from a distance.
Response: We agree with the
commenters that state that it is not
practicable to establish operating
parameter limits that would effectively
ensure performance of all electrostatic
devices. Accordingly, the final rule
continues to allow sources to establish
site-specific operating parameter limits
for these devices.
We disagree with the commenter’s
assertion that site-specific operating
parameter limits obviate the
requirements for federal standards. The
site-specific operating parameter limits
merely reflect the truism that no two
sources are identical and so what each
needs to do to comply with the uniform
standards may differ. The final rule
provides consistent, federallyenforceable emission standards.
Necessary flexibility in compliance
assurance for those emission standards
does not undermine the uniformity of
those standards. In addition, we
disagree with the commenter’s concern
that without a minimum power limit,
there will be no monitorable,
recordable, and reportable Title V
permit limits for electrostatic devices.
To the contrary, site-specific operating
parameter limits can and will be
monitored, recorded, reported, and
linked to the automatic waste feed cutoff system. And, if a source elects to use
a particulate matter detection system in
lieu of establishing site-specific
operating parameter limits, the detector
response will be monitored, recorded,
reported, and linked to requirements to
take corrective measures if the alarm set
point is exceeded.
Comment: One commenter asserts
that the use of electrostatic precipitator
total power input data (sum of the
product of kilovolts times milliamps for
each electrostatic precipitator field) is
one acceptable approach as a sitespecific parameter to monitor
electrostatic precipitator performance.
Limits on power input for each field (or
particular fields) are not warranted.
Response: A limit on total power
input to a multifield electrostatic device
is generally not an acceptable operating
parameter for compliance assurance. We
have documented that when total power
input was held constant for a four-field
electrostatic precipitator while the
power input to the fourth field was
decreased, emissions of particulate
matter doubled from 0.06 gr/dscf to 0.12
gr/dscf. See 66 FR at 35143 (July 3,
2001). Thus, if the total power input
during the comprehensive performance
test were used as the operating
parameter limit, particulate matter
emissions could exceed the emission
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standard because of changes in other
parameters that were not limited even
though total power input did not exceed
the parametric limit.
Notwithstanding our concern that a
limit on total power input to a
multifield electrostatic device is
generally not an effective operating
parameter for compliance assurance,
this does not preclude you from
documenting to the permitting authority
that total power input is an effective
compliance assurance parameter for
your source. See § 63.1209(m)(1)(iv).
Comment: Several commenters
suggest that the rule should offer
various approaches to establish an
achievable particulate matter detection
system alarm level on a site-specific
basis in lieu of the approach we
proposed (i.e., average detector response
during the comprehensive performance
test): (1) Use the 2 times the maximum
peak height or 3 times the baseline
concepts developed in EPA’s bag leak
detection guidance documents; (2) allow
spiking to set the alarm set point given
that PS 11 allows for spiking as a way
to calibrate PM CEMs; (3) establish the
limit as the 99th percentile upper
prediction limit of the average response
during each performance test run
instead of the average of the test run
averages; (4) allow upward
extrapolation from the average of the
test run averages to some percentage of
the particulate matter emissions
standard (fraction could be variable
depending upon how close to the
standard the facility is during the
compliance test); or (5) set the alarm
point at the maximum test run.
Response: We agree with several of
the commenters’ suggestions: explicitly
allowing spiking (and emission control
device detuning) during the
comprehensive performance test to
maximize controllable operating
parameters to simulate the full range of
normal operations; and upward
extrapolation of the detector response.
See discussion below.
The final rule is consistent with
commenters’ suggestion to establish the
alarm level for particulate matter
detection systems on fabric filters based
on the concepts in the Agency’s
guidance document on bag leak
detection systems. Commenters made
this suggestion in response to our
request for comments on requiring
particulate matter detection systems on
fabric filters and establishing the alarm
level based on the detector response
during the comprehensive performance
test. See 69 FR at 21347. The final rule
requires bag leak detection systems on
all fabric filters and suggests that you
establish the alarm level using concepts
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in the bag leak detection system
guidance. 195
Neither the suggestion to establish the
alarm level at the 99th percentile upper
prediction limit (UPL99) based on the
average response during the
comprehensive performance test runs
nor the suggestion to establish the alarm
level at the maximum test run response
would control PM emissions at the level
achieved during the performance test or
provide some assurance that the PM
standard was not being exceeded, unless
the detector response is correlated to
PM concentrations. For example, if the
detector response does not relate
linearly to PM concentration (or if the
response changes w/changes in
particulate characteristics), the UPL99
detector response could relate to a much
higher (e.g., 99.9th percentile) PM
concentration. In addition, even if the
detector response were correlated to PM
concentration, there is no assurance that
the correlation would be consistent over
the range of the average detector
response during the performance test to
the UPL99 detector response. Note that
under PS–11 for PM CEMS, even after
complying with rigorous procedures to
correlate the detector response to PM
concentrations, the detector response
may be extrapolated only to 125% of the
highest PM concentration used for the
correlation. Thus, the final rule does not
use these approaches to establish the
alarm level.
If you elect to use a particulate matter
detection system in lieu of site-specific
operating parameters for your
electrostatic precipitator or ionizing wet
scrubber, you must establish the alarm
level using either of two approaches.
See Appendix C of USEPA, ‘‘Technical
Support Document for HWC MACT
Standards, Volume IV: Compliance with
the HWV MACT Standards,’’ September
2005. Under either approach, you may
195 Note that a bag leak detection system is a type
of particulate matter detection system for purposes
of this discussion. A triboelectric detector is
normally used for a bag leak detector system
because it is very inexpensive and has a low
detection limit. A triboelectric detector meets the
criterion for a particulate matter detector in a
particulate matter detection system in that it detects
relative mass emissions of particulate matter within
the range of normal emission concentrations. (Note
further, however, that a triboelectric detector cannot
be correlated to particulate matter concentrations
and thus cannot be used as a particulate matter
CEMS. Note also that a triboelectric detector cannot
be used on sources equipped with electronic
control devices.) The alarm level for a bag leak
detection system would be established using the
concepts discussed in the Agency’s guidance
document on bag leak detection systems. The alarm
level for a particulate matter detection system used
on a fabric filter, however, (preferable with a
detector other than a tribolectric device that could
be correlated to PM concentrations) would be
established based on the detector response during
the comprehensive performance test.
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maximize controllable operating
parameters during the comprehensive
performance test to simulate the full
range of normal operations (e.g., by
spiking the ash feedrate and/or detuning
the electrostatic device).196
You may establish the alarm set-point
as the average detector response of the
test condition averages during the
comprehensive performance test.
Alternatively, you may establish the
alarm set point by extrapolating the
detector response. Under the
extrapolation approach, you must
approximate the correlation between the
detector response and particulate matter
emission concentrations during an
initial correlation test. You may
extrapolate the detector response
achieved during the comprehensive
performance test (i.e., average of the test
condition averages) to the higher of: (1)
A response that corresponds to 50% of
the particulate matter emission
standard; or (2) a response that
correlates to 125% of the highest
particulate matter concentration used to
develop the correlation.
To establish an approximate
correlation of the detector response to
particulate matter emission
concentrations, you should use as
guidance Performance Specification–11
for PM CEMS (40 CFR Part 60,
Appendix B), except that you need only
conduct only 5 runs to establish the
initial correlation rather than a
minimum of 15 runs required by PS–11.
In addition, the final rule requires you
to conduct an annual Relative Response
Audit (RRA) for quality assurance as
required by Procedure 2—Quality
Assurance Requirements for Particulate
Matter Continuous Emission Monitoring
Systems at Stationary Sources,
Appendix F, Part 60.197 The RRA is
required on only a 3-year interval,
however, after you pass two sequential
annual RRAs.
The rule requires only minimal
correlation testing because the
particulate matter detection system is
used for compliance assurance only—as
an indicator for reasonable assurance
that an emission standard is not
exceeded. The particulate matter
detection system is not used for
compliance monitoring—as an indicator
of continuous compliance with an
196 Note, however, that bypassing or detuning an
emission control system could cause PM
stratification and could make it difficult to pass the
PS–11 performance criteria you use as guidelines
for a PMDS.)
197 You perform an RRA by collecting three
simultaneous reference method PM concentration
measurements and PM CEMS measurements at the
as-found source operating conditions and PM
concentration.
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emission standard. Because particulate
matter detection system correlation
testing and quality assurance is much
less rigorous than the requirements of
PS–11 for a PM CEMS, the particulate
matter detection system response cannot
be used as credible evidence of
exceedance of the emission standard.
are conducted in a manner protective of
human health and the environment.201
It is therefore appropriate to clarify that
the intent of this requirement is to
control fugitive emission releases from
the combustion of hazardous waste.
Furthermore, MACT requirements for
source categories that do not combust
hazardous waste (e.g., industrial boilers,
D. Fugitive Emissions
Portland cement kilns, and commercial
Comment: A commenter does not
and industrial solid waste incinerators)
support EPA’s proposed approach to
do not have combustion chamber
allow alternative techniques that can be fugitive emission control requirements
demonstrated to prevent fugitive
for the non-hazardous waste inputs or
emissions without the use of
outputs (e.g., clinker product for cement
instantaneous pressure limits given that kilns or coal and natural gas fuels for
the CAA requires continuous
industrial boilers). We have previously
compliance with the standards and
taken the position that emissions not
given positive pressure events can result affected by the combustion of hazardous
in fugitive emissions, irrespective of
waste (e.g., clinker coolers, raw material
facility design.
handling operations, etc.) are regulated
Response: Rotary kilns can be
pursuant to the applicable nonazardous
designed to prevent fugitive emissions
waste MACT rules.202, 203 We conclude
during positive pressure events. As
the clarification that the fugitive
stated in the February 14, 2002 final
emission control requirements applies
rule, and subsequently in the April 20,
only to fugitive emissions that result
2004 proposed rule, there are state-offrom the combustion of hazardous waste
the-art rotary kiln seal designs (such as
is appropriate because it regulates
those with shrouded and pressurized
emissions attributable to nonhazardous
seals) which are capable of handling
waste streams to the same level of
positive pressures without fugitive
stringency that otherwise would apply if
releases. See 67 FR at 6973 and 69 FR
the source did not combust hazardous
at 21340. We have included
waste.204
documentation of such kiln designs in
Comment: A commenter states that
the docket.198 Instantaneous combustion the instantaneous monitoring
zone pressure limits thus may not be
requirements are inappropriate because
necessary to assure continuous
(1) EPA has not demonstrated that the
compliance with these fugitive emission average of the top 12% of boilers are
control requirements. Our approach to
capable of operating with no
allow alternative techniques that have
been demonstrated to prevent fugitive
201 Section 3004(a) of RCRA requires the Agency
emissions is therefore reasonable and
to promulgate standards for hazardous waste
treatment, storage, and disposal facilities as
appropriate. We note that these
alternative techniques must be reviewed necessary to protect human health and the
environment. The standards for hazardous waste
and approved by the appropriate
incinerators generally rest on this authority.
199
delegated regulatory official.
§ 3004(q) of RCRA requires the Agency to
Comment: A commenter disagrees
promulgate standards for emissions from facilities
that burn hazardous waste fuels (e.g., cement and
with EPA’s clarification that fugitive
lightweight aggregate kilns, boilers, and
emission control requirements apply
hydrochloric acid production furnaces) as necessary
only to fugitives attributable to the
to protect human health and the environment.
hazardous waste, given that the CAA
202 See 69 FR at 21203 and 64 FR at 52871, and
does not distinguish between HAP
§ 63.1206(b)(1)(ii).
203 Portland cement manufacturing facilities that
emissions that come from hazardous
waste streams and other HAP emissions. combust hazardous waste are subject to both
Subpart EEE and Subpart LLL, and hydrochloric
Response: The fugitive emission
acid production facilities that combust hazardous
control requirements in today’s final
waste may be subject to both Subpart EEE and
rule originated from the RCRA
Subpart NNNNN. In these instances Subpart EEE
controls HAP emissions from the cement kiln and
hazardous waste combustion fugitive
hydrochloric acid production furnace stack (and
emission control requirements for
also fugitive emissions from the combustion
incinerators and boilers and industrial
chamber), while Subparts LLL and NNNNN would
200 The primary focus of these
furnaces.
control HAP emissions from other operations that
are not directly related to the combustion of
RCRA requirements is to ensure
hazardous waste (e.g., clinker cooler emissions for
hazardous waste treatment operations
cement production facilities, and hydrochloric acid
198 See
USEPA, ‘‘Technical Support Document for
the HWC MACT Standards, Volume IV: Compliance
With the HWC MACT Standards,’’ September 2005,
Section 10.
199 See § 63.1206(c)(5)(i)(C) and (D).
200 See § 266.102(e)(7) and § 264.345(d).
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product transportation and storage for hydrochloric
acid production facilities).
204 This issue has little relevance given that the
measures taken to control the fugitive emissions
from the combustion of hazardous waste will also
control the fugitive emission associated with other
feedstreams.
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instantaneous deviations from the
negative pressure requirements; and (2)
these requirements, though not
standards themselves, effectively
increase the stringency of the standard
itself beyond what even the best
available technology can achieve.
Response: As previously discussed,
the fugitive emission control
requirements included in today’s rule
originated from the RCRA hazardous
waste combustion chamber fugitive
emission control requirements. These
provisions allow sources to control
fugitive emissions by ‘‘maintaining the
combustion zone pressure lower than
atmospheric pressure, or an alternative
means of control equivalent to
maintenance of combustion zone
pressure lower than atmospheric
pressure.’’ All sources that must comply
with the provisions of this rule are, or
were, required to control fugitive
emissions from the combustion unit
pursuant to RCRA.
The monitoring requirements in
today’s rule do not increase the
stringency of the standard beyond what
the best available technology can
achieve. Although we do not have data
that confirm negative pressure is being
maintained on an instantaneous basis
(as we define it)205 for at least 12
percent of the boilers, we believe this is
current practice and readily achievable
by most sources.206 These requirements
have been in force for many years, and
there is no basis for stating that they are
unachievable (EPA is not aware of
industrywide noncompliance with these
provisions, the necessary premise of the
comment). First, maintaining negative
pressure is the option that most boilers
elect to implement to demonstrate
compliance with the RCRA fugitive
emission control requirements. Second,
negative pressure is readily achieved on
an instantaneous basis in boilers
through use of induced draft fans.
Third, the requirements we are
finalizing today for boilers are identical
to the fugitive emission control
requirements that hazardous waste
incinerators, cement kilns, and
lightweight aggregate kilns are currently
complying with pursuant to the EEE
interim standard regulations. See
§ 63.1206(c)(5). Most of these sources
maintain negative combustion chamber
pressure through use of induced draft
fans, providing further evidence that
continuously maintaining combustion
205 The February 14, 2002 Final Amendments
Rule clarifies that that a reasonable pressure
monitoring frequency that could meet the intent of
‘‘instantaneous’’ would be once every second. See
67 FR at 6974.
206 Commenters did not provide data to the
contrary.
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zone pressure lower than ambient
pressure is readily achievable by well
designed and operated boilers.207
We note that use of instantaneous
pressure monitoring is not a
requirement. A source can elect to
implement any of the four compliance
options to control combustion system
leaks as well as request to use
alternative monitoring approaches. See
§§ 63.1206(c)(5) and 63.1209(g). The
instantaneous pressure monitoring
option offers sources a method that
satisfies the intent of the rule that can
be applied at numerous sources. The
inclusion of this requirement in today’s
rule is thus an attempt to simplify the
review process for both regulators and
affected sources; the absence of
prescriptive compliance options in this
case may likely result in timeconsuming site-specific negotiations
that would prolong the review and
approval of comprehensive performance
test workplans.
Comment: A commenter believes that
requiring an instantaneous waste-feed
cutoff when these pressure excursions
occur is short-sighted and will result in
greater HAP emissions. The commenter
recommends EPA instead allow the use
of reasonable pressure averaging periods
in lieu of instantaneous pressure
requirements.
Response: As discussed in the
February 14, 2002 Final Amendments
Rule, automatic waste feed cutoffs are
appropriate non-compliance deterrents,
and are necessary whenever an
operating limit is exceeded. See 67 FR
at 6973. Pressure excursions that result
in combustion system leaks (and
subsequently lead to automatic waste
feed cutoffs) should be prevented by
maintaining negative pressure in the
combustion zone. We agree that
needless triggering of automatic waste
feed cutoffs due to short term pressure
fluctuations that do not result in
combustion system leaks would provide
less environmental protection, not more.
Today’s rule offers three alternative
options that do not require the use of
instantaneous pressure monitoring to
control combustion system leaks. See
§ 63.1206(c)(5). The use of averaging
periods in these alternatives is not
prohibited. Sources that elect to use an
alternative compliance option must
demonstrate that the alternative method
is equivalent to maintaining combustion
zone pressure lower than ambient
pressure or, that the alternative
approach prevents fugitive emissions.
207 The commenter did not provide information
that would lead us to conclude that these
requirements are harder to implement for boilers
than for incinerators, cement kilns, and lightweight
aggregate kilns.
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E. Notification of Intent To Comply and
Compliance Progress Report
1. Notice of Intent To Comply
In the NPRM, we proposed to reinstitute the Notification of Intent to
Comply (NIC) because we felt that it
offered many benefits in the early stages
of MACT compliance. As discussed in
the 1998 ‘‘fast track’’ rule (63 FR 33782)
and in the proposal, the NIC serves
several purposes: as a planning and
communication tool in the early
implementation stages, to compensate
for lost public participation
opportunities when using the RCRA
streamlined permit modification
procedure to make upgrades for MACT
compliance, and as a means to share
information and provide public
participation opportunities that would
be lost when new units are not required
to comply with certain RCRA permit
requirements and performance
standards. Please refer to the proposal at
69 FR 21313–21316 for additional
discussion of the regulatory history,
purpose, and implementation of the NIC
provisions.
Overall, most commenters supported
our decision to finalize NIC provisions.
However, they also feel that the NIC
should only be required for sources that
have not completed a NIC previously
(i.e., Phase 2 sources or Phase 1 sources
that did not meet the previous NIC
deadline) and for sources that need to
make upgrades to comply with the final
standards (i.e., either Phase 1 or Phase
2). They suggest that if sources do not
need to make upgrades, then they
should not be required to complete the
NIC process, if they had done so
previously. To require a second NIC
would only add to the administrative
burden and is not in line with Agency
efforts to reduce reporting burdens. We
agree that if Phase 1 sources do not need
to make upgrades to comply with the
Replacement Standards and if they
completed the NIC process before, then
it is not necessary to do so again.
In addition to the comment discussed
above, a few commenters proposed that
for sources who must still comply with
the NIC because they wish to make
upgrades, that the NIC public notice be
combined with the Title V re-opening or
renewal public notice. They point out
that sources with existing Title V
permits will have their permits reopened or renewed to incorporate the
new applicable requirements (i.e., Phase
1 Replacement or even Phase 2
Standards) shortly after the NIC public
notice and meeting are to occur. Title V
permit re-openings and renewals
require: public notice, a minimum of 30
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days for comment, and an opportunity
to request a hearing.
While we do agree that the Title V reopening and renewal requirements
provide adequate information to the
public and an opportunity for the public
to comment and request a hearing, we
are concerned that the timing
requirements for the NIC may not
correspond with the timing
requirements for title V permit
reopenings, revisions, and renewals.
The public review of the draft NIC and
subsequent public meeting are
scheduled to occur 9 and 10 months,
respectively, after the rule’s effective
date. On the other hand, Title V permits
for major sources that have a remaining
permit term of greater than 3 years from
the rule’s promulgation date will need
to be re-opened, but this re-opening may
not occur until 18 months beyond the
promulgation date of the rule. Also,
Title V permits that have a remaining
permit term of less than 3 years from the
rule’s promulgation date will need to be
renewed, but the timing of the renewal
is contingent upon the individual
permit term, not the timing
requirements for public review of the
draft NIC and public meeting. Thus, we
do not believe there is ample
opportunity to combine the
requirements of the NIC and Title V
process for the vast majority of
sources.208 Also, those sources that need
to make upgrades to comply with the
final standards and that need to modify
any applicable conditions in their RCRA
permit will not be able to request the
streamlined modification procedure (see
40 CFR 270.42(j)) until they meet the
NIC requirements. So the earlier they
comply with the NIC requirements, the
earlier they can begin upgrading their
combustion units.
Another commenter suggested a
change to the regulations at
§ 63.1210(c)(1) to account for sources
that will cease burning hazardous waste
prior to or on the compliance date. The
regulations, as proposed, require
sources to hold an informal public
meeting to discuss anticipated activities
described in the draft NIC even if they
plan to cease burning hazardous waste.
The commenter also suggested a similar
change to § 63.1210(b)(2) that requires
the draft NIC be made available for
public review no later than 30 days
208 We recognize that there may be instances
when states can coordinate the Title V permit reopening, revision, and renewal process with the
NIC timeframe requirements. Where this is possible,
we encourage states (or other permitting authorities)
to coordinate the two processes. By coordinating
the two, duplication with respect to material
content and public participation would be
eliminated for both sources and states.
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prior to the public meeting. We agree
with the commenter that it does not
make sense to require sources that
intend to cease burning hazardous waste
to submit a NIC that discusses
anticipated activities that will allow
them to achieve compliance with the
standards. We also agree that it is not
necessary for those sources to hold an
informal public meeting, since there are
no MACT compliance activities to
discuss. However, we believe that the
public should be provided notice of the
draft NIC so that they are aware of the
source’s intentions to cease burning and
the steps (and key dates) the source will
undertake to stop hazardous waste
combustion activities.
With regard to Phase 2 sources, we
had proposed that all Phase 2 sources
comply with the same NIC requirements
as the Phase 1 sources. Commenters did
not express opinions in favor or against
the NIC for Phase 2 sources. We believe
that the NIC is beneficial in several
respects. As mentioned previously, it
serves as a planning and
communication tool in the early
implementation stages, it compensates
for lost public participation
opportunities when using the RCRA
streamlined permit modification
procedure to make upgrades for MACT
compliance, and it is a tool to share
information and provide public
participation opportunities that would
be lost when new units are not required
to comply with certain RCRA permit
requirements and performance
standards. Ultimately, it creates more
public confidence in the permitting
process and so promotes a more stable
regulatory environment.
For today’s rule, we are finalizing our
decision to re-institute the NIC
provisions for Phase 1 and Phase 2
sources. We are including a few minor
changes and clarifications to improve
the proposed regulatory language based
on commenters’ suggestions. Section
63.1210(b) is revised so that Phase 1
sources that previously complied with
the NIC requirements, and that do not
need to make upgrades to comply with
the Replacement Standards, are not
required to comply with the NIC again.
Sections 63.1210(b)(1)(iv) and (b)(2)
have been revised and (c)(5) has been
added so that sources that intend to
cease burning hazardous waste prior to
or on the compliance date are only
required to prepare a (draft) NIC, make
a draft of the NIC available for public
review no later than 9 months after the
effective date of the rule, and submit a
final NIC to the Administrator no later
than one year following the effective
date of the rule. Last, we have revised
language in § 63.1210(b) based upon a
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commenter’s concerns that the term you
‘‘will’’ implies that sources are required
meet their ‘‘estimated’’ dates for
achieving key activities. We have
removed ‘‘will’’ and replaced it with
‘‘anticipate’’ to more accurately
represent the objective of the NIC,
which is for sources to communicate
their plans for complying with the
standards in two years.
2. Compliance Progress Report
In the proposal, we explained why we
thought a compliance progress report
would be beneficial. In short, we
believed it would help regulatory
agencies determine whether Phase 1 and
Phase 2 sources were making sufficient
headway in their efforts to meet the
compliance date. The progress report
would be due to the regulatory agency
at the midway point of the 3 year
compliance period and would serve to
update the information the source
provided in its NIC. However, because
we do not have any experience to draw
upon regarding the value of the progress
report, we requested comment on
whether or not it should be required.
In response to our request for
comment, all commenters were opposed
to the progress report. They cited
several reasons, with the most
consistent one being that the progress
report serves no useful purpose and
imposes unnecessary additional
burdens on sources. As we discussed
above, sources and regulatory agencies
will be focusing on the NIC as well as
initial Title V applications, re-openings,
revisions, and renewals during this
three year compliance period. We agree
with the commenter who noted that
there is already significant interaction
between sources and regulatory
authorities during this period.
Furthermore, we learned through
implementation of the Interim
Standards that some regulatory agencies
found it difficult to manage the notices,
applications, requests, and test plans
that were due prior to the compliance
date. Therefore, we have decided not to
finalize any compliance progress report
requirements for today’s rule.
F. Startup, Shutdown, and Malfunction
Plan
Comment: One commenter states that
an exceedance of a standard or
operating requirement during a
malfunction should be a violation not
only because source owners and
operators need an incentive to minimize
exceedances caused by malfunctions,
but also because an exemption for
malfunction periods would violate the
plain language of the CAA. The
commenter notes that an emission
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standard is defined by 42 U.S.C.
§ 7602(k) as a standard that ‘‘limits the
quantity, rate, or concentration of
emissions of air pollutants on a
continuous basis, including any
requirement relating to the operation of
maintenance of a source to assure
continuous emission reduction, and any
design, equipment, work practice or
operational standard * * *.’’ The
commenter concludes that a standard
that contains a malfunction exemption
does not apply ‘‘on a continuous basis’’
as required by the statute. Likewise, the
commenter concludes that an
exemption for startup and shutdown
periods would also violate this
unambiguous statutory language.
The commenter also notes that,
although some courts have held that a
technology-based standard must provide
some kind of an exemption for
unavoidable technology failures, the
rationale for such an exemption is that
the underlying standard is based on the
performance of a particular control
technology that cannot be expected to
function properly all of the time. The
commenter believes that neither the
rationale nor the exemption apply to
section 112(d) standards, which are not
based on the performance of any
particular technology but instead must
reflect the ‘‘maximum degree of
reduction’’ that can be achieved,
irrespective of the measures used by a
source to achieve that reduction. CAA
§ 112(d)(2).
The commenter states that, even
assuming for the sake of argument that
EPA has authority to depart from the
statutory language and carve out a
startup, shutdown, and malfunction
exemption, any such exemption must be
narrowly drafted to apply only where a
source demonstrates that a violation was
unavoidable. See, e.g., Marathon Oil,
564 F.2d at 1272–73. As EPA
recognizes, emission exceedances that
occur during SSM events are frequently
avoidable. See 69 FR at 21339/3 (noting
that ‘‘proper operation and maintenance
of equipment’’ helps avoid exceedances
during startup, shutdown, and
malfunction events), 69 FR at 21339/2
(describing the industry view that
‘‘some’’ exceedances that occur due to
malfunctions are unavoidable). Thus,
the commenter concludes that, even if a
Marathon Oil-type exemption applies to
a § 112(d) standard, it would be
unlawful and arbitrary for EPA to
exempt sources from liability for all
emission exceedances occurring during
startup, shutdown, and malfunction
events. Rather, such an exemption could
only apply where a source demonstrates
that a given exceedance was
unavoidable.
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Many other commenters state that it
would be illegal to require compliance
with the emission standards and
operating requirements during startup,
shutdown, and malfunction events. The
commenters note that EPA and the
courts have long recognized that
technology fails at times, despite a
source’s best efforts to maintain
compliance. For this reason, the courts
have recognized that technology-based
standards such as EPA’s § 112(d)(2)
MACT standards must account for such
unavoidable technology failures if the
standards are to be truly ‘‘achievable.’’
Thus, the standards must excuse
noncompliance with the actual emission
standards during startup, shutdown,
and malfunction events.
These commenters also note that EPA
took the position in the September 1999
final MACT rule for hazardous waste
combustors that exceedance of an
operating requirement during startup,
shutdown, or malfunction events was a
violation if hazardous waste remained
in the combustion chamber. The
commenters note that industry groups
challenged the rule, and while the D.C.
Circuit did not reach this issue because
it vacated the emission standards, it
pointed out that ‘‘industry petitioners
may be correct that EPA should have
exempted HWCs from regulatory limits
during periods of startup, shutdown,
and malfunction, permitting sources to
return to compliance by following the
steps of a startup, shutdown, and
malfunction plan filed with the
Agency.’’ CKRC v. EPA, 255 F.3d 855,
872 (2001). Commenters conclude that,
after reading this language, EPA officials
wisely decided that hazardous waste
combustors should not be required to
meet the MACT emission standards and
operating limits during startup,
shutdown, and malfunction events.
Response: We agree with commenters
who state that sources must be exempt
from technology-based emission
standards and operating limits during
startup, shutdown, and malfunction
events. Technology is imperfect and can
malfunction for reasons that are not
reasonably preventable. The regulations
must provide relief for such situations.
We believe that existing case law
supports this position. See, e.g.,
Chemical Mfr’s Ass’n v. EPA, 870 F. 2d
at 228–230 (daily maximum limitations
established at 99th percentile reasonable
because rules also provide for upset
defense for unavoidable exceedances);
Marathon Oil v. EPA, 541 F. 2d at 1272–
73 (acknowledged by commenter). As
commenters noted, the D.C. Circuit also
intimated in CKRC that some type of
exception from compliance with
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standards during startup, shutdown and
malfunction periods was required.
We do not agree with the commenter
who contends that the § 112(d) MACT
standards are not technology-based
standards because they are not based on
the performance of any particular
technology but instead must reflect the
‘‘maximum degree of reduction’’ that
can be achieved, irrespective of the
measures used by a source to achieve
that reduction. On the contrary, the
standards must reflect the average
performance of the best performing
sources, which performance is achieved
using technical controls—air pollution
control devices, and for some
pollutants, hazardous waste feedrate
control. Those controls can fail for
reasons that are not reasonably
preventable. We note further that the
situation was the same in the Clean
Water Act cases which the commenter
seeks to distinguish. Like section 112(d)
standards, Clean Water Act standards
are technology-based (reflecting Best
Practicable Technology or Best
Available Technology, see CWA
sections 304 (b) and 301 (b)) and do not
require use of any particular type of
technology. See also Mossville, 370 F.
3d at 1242 (EPA must account for
foreseeable variability in establishing
MACT floor standards).
We agree with the commenter who
states that any exemption from the
emission standards and operating
requirements during malfunctions must
apply only where a source demonstrates
that a violation was unavoidable. We
note that the term malfunction is
defined in § 63.2 as ‘‘any sudden,
infrequent, and not reasonably
preventable failure of air pollution
control and monitoring equipment,
process equipment, or a process to
operate in a normal or usual manner
which causes, or has the potential to
cause, the emission limitations in an
applicable standard to be exceeded.
Failures that are caused in part by poor
maintenance or careless operation are
not malfunctions.’’ We believe this
definition largely addresses the
commenter’s concern.
We acknowledge, however, that
emissions can increase during
malfunctions and potentially exceed the
standards and agree that exceedances
must be minimized. Accordingly, the
final rule (and the current rule for
incinerators, cement kilns, and
lightweight aggregate kilns) requires that
sources maintain compliance with the
automatic hazardous waste feed cutoff
system during malfunctions and notify
the permitting authority if they have 10
or more exceedances of an emission
standard or operating limit during a 6-
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month block period when hazardous
waste is in the combustion chamber. See
§ 63.1206(c)(2)(v). This will alert the
permitting authority that the source’s
operation and maintenance plan may
not be adequate to maintain compliance
with the emission standards and that
the authority may need to direct the
source to revise the plan under
§ 63.6(e)(3)(vi). Finally, we note that
sources must report all excess emissions
semiannually under § 63.10(e)(3) if an
emission standard or operating limit is
exceeded, including during
malfunctions.
Comment: One commenter states that
any exemption for emission
exceedances during startup, shutdown,
or malfunction events would violate the
RCRA mandate for standards necessary
‘‘to protect human health and the
environment.’’ 42 U.S.C. 6924(a). The
commenter reasons that, because EPA’s
RCRA standards are health-based rather
than technology-based, no
unavoidability defense is available.
Given that EPA concludes that the
hazardous waste combustor MACT rule
satisfies both its CAA and RCRA
mandates, the emission standards and
operating requirements cannot be
waived during startup, shutdown, and
malfunction events.
Response: We agree that the RCRA
mandate to ensure protection of human
health and the environment applies at
all times, including during startup,
shutdown, and malfunction events.
Accordingly, the existing MACT
requirements for incinerators, cement
kilns, and lightweight aggregate kilns
give sources the option of continuing to
comply with RCRA permit requirements
to control emission during these events,
or to comply with special MACT
requirements that are designed to be
proactive and reactive and intended to
be equivalent to the incentive to
minimize emissions during these events
provided by the RCRA requirements.
See existing § 63.1206(c)(2)(ii). The
special MACT requirements require
sources to include proactive measures
in the startup, shutdown, and
malfunction plan to minimize the
frequency and severity of malfunctions
and to submit the startup, shutdown,
and malfunction plan to the permitting
authority for review and approval. We
proposed to require boilers and
hydrochloric acid production furnaces
to comply with those same provisions
providing for equivalence between the
two sets of requirements, and
promulgate those provisions today.
Comment: One commenter states that
the rule should clarify the definitions of
startup, shutdown, and malfunctions to
preclude sources from improperly
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classifying as unavoidable exceedances
those exceedances that could have been
avoided had the source implemented an
appropriate operation and maintenance
plan. Many other commenters state that
the current definitions in § 63.2 clearly
define these terms.
Response: We believe the definitions
of startup, shutdown, and malfunction
are clearly defined in § 63.2, and
combined with the startup, shutdown,
and malfunction plan requirements, will
preclude sources from improperly
classifying as malfunctions events that
could have been reasonably prevented
by following appropriate procedures in
the operation and maintenance plan. As
discussed above, the definition of
malfunction clearly states that failures
that are caused in part by poor
maintenance or careless operation are
not malfunctions.
Comment: One commenter states that
all stack bypasses, automatic waste feed
cutoffs, and excursions from the
operating parameter limits should be
considered malfunctions.
Response: All failures resulting in
stack bypasses, automatic waste feed
cutoff, and excursions from the
operating parameter limits are not
malfunctions. As discussed above,
failures caused in part by poor
maintenance or careless operation are
not malfunctions.
Comment: One commenter states that
the rule should require sources to
expand the startup, shutdown, and
malfunction plan to address specific
proactive measures that the source has
considered and is taking to minimize
the frequency and severity of
malfunctions. Many other commenters
believe that it is not necessary to expand
the scope of the startup, shutdown, and
malfunction plan beyond that required
under § 63.6(e)(3) for other MACT
source categories.
Response: We do not believe that it is
necessary to expand the scope of the
startup, shutdown, and malfunction
plan generically for all hazardous waste
combustors to address specific proactive
measures that the source has considered
and is taking to minimize the frequency
and severity of malfunctions. Imposing
additional requirements in particular
situations is appropriate, however. For
example, as discussed above, this
expanded plan is required for sources
that elect to meet the RCRA mandate
using provisions of the startup,
shutdown, and malfunction plan. See
§ 63.1206(c)(2)(ii). In addition, the plan
with expanded scope may be
appropriate for sources that have
demonstrated an inability to minimize
malfunctions. Consequently, the
permitting authority should consider
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expanding the scope of the startup,
shutdown, and malfunction plan on a
site-specific basis under authority of
§ 63.6(e)(3)(vii) if the source has
excessive exceedances during
malfunctions. See
§ 63.1206(c)(2)(v)(A)(3) defining
excessive exceedances during
malfunctions and requiring reporting of
the exceedances in the excess emissions
report required under § 63.10(e)(3).
Comment: Two commenters state that
all startup, shutdown, and malfunction
plans should be submitted for review
and approval by the delegated authority
and made available for a 60-day public
review period. Review and approval of
the plans is needed in light of EPA’s
acknowledgment that most excess
emissions would occur during startup,
shutdown, and malfunctions. One of
these commenters also believes that the
regulations should provide for the
public review period to be extended as
necessary to accommodate a thorough
public review. The reviewing authority
should be required to provide a written
response to public comments explaining
any decision to reject a public comment
suggesting ways for a facility to limit
emissions during startup, shutdown,
and malfunction events.
Many other commenters have
concerns with requiring review and
approval of startup, shutdown, and
malfunction plans, except as required
under § 63.1206(c)(2)(ii) for sources that
elect to meet the RCRA mandate using
provisions of the startup, shutdown, and
malfunction plan as discussed above.
Response: Commenters express the
same views here that they expressed
under the rulemaking the Agency
recently completed to revise the startup,
shutdown, and malfunction plan
requirements of the General Provisions
applicable to all MACT source
categories. See 68 FR at 32589–93 (May
30, 2003).
EPA concluded in that final rule that
the Administrator may at any time
request in writing that the owner or
operator submit a copy of any startup,
shutdown, and malfunction plan (or a
portion thereof). Upon receipt of such a
request, the owner or operator must
promptly submit a copy of the requested
plan (or a portion thereof) to the
Administrator. In addition, the
Administrator must request that the
owner or operator submit a particular
startup, shutdown, or malfunction plan
(or a portion thereof) whenever a
member of the public submits a specific
and reasonable request to examine or to
receive a copy of that plan or portion of
a plan.
These provisions to provide the
Administrator and the public with
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access to startup, shutdown, and
malfunction plans, coupled with the
provisions of § 63.6(e)(3)(vii) under
which the Administrator must require
the source to make changes to a
deficient plan, should ensure that
startup, shutdown, and malfunction
plans are complete and accurate. We
note that under § 63.6(e)(3)(vii) the
Administrator must require the source
to revise the plan if the plan: (1) does
not address a startup, shutdown, or
malfunction event that has occurred; (2)
fails to operate the source (including
associated air pollution control and
monitoring equipment) during a startup,
shutdown, or malfunction event in a
manner consistent with the general duty
to minimize emissions; (3) does not
provide adequate procedures for
correcting malfunctioning process and/
or air pollution control and monitoring
equipment as quickly as practicable; or
(4) includes an event that does not meet
the definition of startup, shutdown, or
malfunction listed in § 63.2.
The commenter advocating that all
hazardous waste combustors should be
required to submit their startup,
shutdown, and malfunction plans for
review and approval did not explain
why the concerns the Agency expressed
in the General Provisions rulemaking
(see 68 FR at 32589–93) are not valid for
hazardous waste combustors.
Accordingly, we do not believe it is
appropriate to deviate from the General
Provisions to require that all hazardous
waste combustors submit their startup,
shutdown, and malfunction plans for
review.
G. Public Notice of Test Plans
1. What Are the Revised Public Notice
Requirements for Test Plans?
Prior to the proposal, it was brought
to our attention that the Agency did not
provide any direction in the 1999 final
rule regarding how and when sources
should notify the public, what the
notification should include, or where
and for how long performance test plans
should be made available.
Consequently, we proposed to add
clarifying language to the § 63.1207(e)(2)
public notification requirement for
approved performance test and CMS
performance evaluation test plans
because we believe that providing
opportunities for timely and adequate
public notice is necessary to fully
inform nearby communities of a
source’s plans to initiate important
waste management activities. The
proposed clarifications are based upon
the RCRA Expanded Public
Participation Rule (60 FR 63417,
December 11, 1995) requirements for
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public notification of an impending trial
burn test. As a result, we did not feel
that the clarifications imposed any new
or additional requirements upon sources
that will conduct a MACT
comprehensive performance test or
confirmatory performance test.
Commenters generally supported the
clarifications to the public notice.209
However, they suggested a change to the
proposed requirement to provide notice
of test plan approval no later than 60
days prior to conducting the test. The
basis for suggesting a change is that
many sources had not received approval
of their test plans 60 days prior to the
deadline for initiating their test under
the Interim Standards. Moreover,
several sources did not receive approval
until well after the deadline for
initiating the test. The problem created
for these sources is that the required 60
day notification of the approved test
plan effectively determines when the
source will be able to begin its test. In
other words, its test would need to be
postponed until the approved test plan
had been noticed for 60 days. Thus,
commenters provided several possible
alternatives.
One alternative that would avoid
causing delays to testing is to require
the public notice when the source
submits its test plan. Although this
fulfills the notification requirement, this
alternative has a shortfall: The notice
would occur at least one year (barring
any extensions) in advance of the test
and given this long period of time, the
test plan is likely to be modified prior
to approval. A second alternative is to
provide notice of the test plan 60 days
before the test as before, but regardless
of approval status. This alternative is
improved over the first, but still faces
the same problem of potentially not
offering the public an opportunity to
view a final approved plan. A third
alternative is to issue notice of the test
plan as soon as it is approved. With this
alternative, the public will have the
most up-to-date information; however, it
may not be until a few days prior to
commencement of the test. Ideally, the
second and third alternatives could be
combined to provide the best possible
chance of providing the public with an
approved test plan in a reasonable
period of time prior to the test. On the
other hand, that would potentially
require the facility to issue two notices
if the test plan is not approved 60 days
prior to the test. We do not believe this
would be reasonable given that sources
will be focused on activities associated
with the impending test.
209 See
69 FR 21347–21349.
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In consideration of practicality, we
believe that the second alternative
provides an adequate solution. As we
mentioned, the drawback is that the
public may not have the opportunity to
view an approved test plan. However,
we believe it is more important that the
public be aware of a source’s plans (i.e.,
how and when) for conducting the
performance test.210 This way, if they
have questions, there will be 60 days in
which they may contact the regulatory
authority or the source before the test is
scheduled to begin. This alternative will
also eliminate the conflict associated
with the confirmatory performance test.
The regulations at § 63.1207(e)(1)(ii)
specify that a source must submit to the
regulatory authority its notice of intent
to conduct a confirmatory performance
test and the applicable test plans at least
60 calendar days prior to the date the
test is to begin. Since we are no longer
requiring that the test plans be approved
before issuing public notice, sources
would then provide notice of their
confirmatory performance test plan to
the public at the same time they submit
their notice of intent and test plans to
the regulatory authority. Therefore, we
are requiring that sources issue the
public notice of test plans 60 days in
advance of commencing the
performance test, whether their test
plans have been approved or not. The
regulations at § 63.1207(e)(2) have been
revised accordingly.
One last concern related to the public
notice of approved test plans involves
sources that choose to conduct a
performance test without an approved
test plan (e.g., both time extensions
provided by §§ 63.7(h) and 63.1207(e)(3)
have expired or due to other
circumstances, the source has elected to
begin the test without approval).
Because we did not believe any sources
would choose or need to do so, we did
not propose any guidance or regulations
specific to issuing notice to the public
of their test plans. Nevertheless, a few
commenters raised this possibility
indirectly in their discussion of the
problematic 60 day notice of approved
test plan requirement. The revised
proposal addresses this concern by no
longer requiring that test plans be
approved before issuing public notice.
Thus, sources that choose to begin their
test without an approved plan will have
complied with the requirement to issue
210 We expect that some source’s test plans may
be modified after notice is issued and prior to
approval or commencement of their test. However,
even under the previous regulations, test plans
could be modified after they had been approved
and public noticed. It is often a necessary
consequence as sources continue to prepare the
combustion unit for the test.
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public notice. Irrespective of the public
notice requirements for noticing test
plans, we expect that sources will notify
their regulatory authority of their
decision to proceed with their test in the
absence of plan approval.
2. What Are the Revised Public Notice
Requirements for the Petition To Waive
a Performance Test?
In the Final Amendments Rule (67 FR
6968, February 14, 2002), the Agency
did not provide direction regarding
how, when, where, and what should be
included in the public notice for a
petition for time extension if the
Administrator fails to approve or deny
test plans.211 In the proposal, we
believed it important to provide
clarification regarding when the notice
must be issued and what it should
contain. Thus, we proposed to revise
paragraph § 63.1207(e)(3)(iv).
We received only one comment in
response to the proposed requirements.
The commenter did not express any
concern over the requirements
themselves, but rather suggested a
change to terminology used. The
commenter feels that the terms ‘‘to
waive a performance test’’ or ‘‘waiver’’
as used in § 63.1207(e)(3)(iv) could be
confusing to readers when we are
actually referring to a time extension for
commencing the test. Although we agree
the terminology could be confusing, 40
CFR 63.1207(e)(3) clearly uses the term
‘‘waiver’’ in the context of an extension
of time to conduct the performance test
at a later date, implying that the
deadline can be waived in this specific
situation. The use of the term waiver is
derived from the General Provisions
requirements for requesting a waiver of
performance tests (§ 63.7(h)). Thus,
§ 63.7(h)(3) provides the basis by which
sources may petition, in the form of a
waiver, for a time extension under
§ 63.1207(e)(3). In consideration of the
above and that the existing regulations
of § 63.1207(e)(3)(i)-(iii) consistently use
the term waiver, we do not feel that a
change to § 63.1207(e)(3)(iv) is
warranted.
H. Using Method 23 Instead of Method
0023A
Comment. Most commenters support
our proposal to allow the use of Method
23 instead of Method 0023A if a source
includes this request in the
comprehensive test plan to the
permitting authority. Some commenters
believe that Method 23 should be
211 Sections 63.1207(e)(2) and (e)(3) each require
public notice, but neither had provided any
direction on how, when, where, and what should
be included in their respective notices until today’s
final rule.
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allowed in all cases without prior
approval or on a source category basis.
Response. We proposed to allow
sources to use Method 23 for dioxin and
furan testing instead of SW–846 Method
0023A in situations where the enhanced
procedures found in Method 0023A
would not increase measurement
accuracy. We proposed this change in
the July 3, 2001, proposed rule, and
again in the April 20, 2004, proposal.
See 66 FR at 35137 and 69 FR at 21342.
The final rule promulgates this
change as proposed. See
§ 63.1208(b)(1)(i). You may use Method
23 in lieu of Method 0023A after
justifying use of Method 23 as part of
your performance test plan that must be
reviewed and approved the delegated
permitting authority. You may be
approved to use Method 23 considering
factors including whether previous
Method 0023A analyses document that
dioxin/furan are not detected, are
detected at low levels in the front half
of Method 0023A, or are detected at
levels well below the emission standard,
and the design and operation of the
combustor has not changed in a manner
that could increase dioxin/furan
emissions. We note that coal-fired
boilers and combustors equipped with
activated carbon injection systems may
not be able to support use of Method 23,
however, because these sources’ stack
gas is likely to contain carbonaceous
particulate. Thus, these sources are
likely to benefit the most from using
Method 0023A.
The final rule does not automatically
allow use of Method 23 for particular
source categories because we cannot
assess whether all sources in a category
meet the conditions for use of Method
23—generally that quality assurance
may not be improved—such as those
listed above. These determinations can
only be made on a site specific basis by
the permitting authority most familiar
with the particular source.
Comment: Commenters do not believe
that an additional petition process (i.e.,
under § 63.1209(g)(1)) is necessary
before allowing use of Method 23.
Instead, EPA should require that the use
of Method 23 should be submitted with
the test plan to the regulatory agency for
approval.
Response: We agree that a separate
petition is unnecessary. Sources should
include a justification to use Method 23
in the performance test plan that is
submitted for review and approval. This
will allow the permitting authority to
determine whether use of Method 23 is
appropriate for the source.
Comment: Two commenters state that
‘‘the justification of the use of Method
23 will not be by the existing system of
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a petition to EPA, but will be included
as a part of the performance test plan
that is submitted to the delegated
regulatory authority for review and
approval. This means that the expertise,
training, and decision-making will not
be consistent across the country. This is
especially a problem because of the
severe resource, training and staff
reductions among the delegated
regulatory authorities across the country
and from region to region. The decision
to allow or disallow use of Method 23
should come specifically, for each case,
from EPA consideration of the
submitted justification, based on the
knowledge and expertise of trained and
experienced EPA staff. This is important
for uniformly applying the testing
requirements all across the country.’’
Response: We disagree, and we
believe the responses to comments in
today’s rule make clear when Method 23
is an acceptable substitute for Method
0023A. If the source has carbon in the
flue gas, as is the case with coal-fired
boilers, boilers with carbon injection,
and other sources likely to have a
substantial amount of carbonaceous
particulate matter in the flue gas,
Method 0023A will generally be
preferable because it includes
procedures to account for dioxin and
furan bound to carbonaceous particulate
matter found in the probe and filter. In
other situations, Method 23 will
generally give the same results at a
lower cost.
I. Extrapolating Feedrate Limits for
Compliance With the Liquid Fuel Boiler
Mercury and Semivolatile Metal
Standards
Comment: One commenter questions
whether allowing sources to extrapolate
metal feedrates downward from the
levels achieved during the
comprehensive performance test to
establish a metal feedrate limit will
ensure compliance with the emission
standards.
Response: The mercury and
semivolatile metals standards for liquid
fuel boilers are annual average emission
limits where compliance is established
by a rolling average mercury feedrate
limit with an averaging period not to
exceed an annual rolling average
(updated hourly).212 We use this
212 If you select an averaging period for the
feedrate limit that is greater than a 12-hour rolling
average, you must calculate the initial rolling
average as though you had selected a 12-hour
rolling average, as provided by § 63.1209 (b)(5)(i).
This is reasonable because allowing a longer period
of time before calculating the initial rolling average
would not effectively ensure compliance with the
feedrate limit. You must calculate rolling averages
thereafter as the average of the available one-minute
values until enough one-minute values are available
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59497
approach because the emissions data
used to establish the standards are more
representative of normal emissions than
compliance test emissions.213
As we explained at proposal, to
ensure compliance with the mercury
and semivolatile metal emission
standards for liquid fuel boilers, you
must document during the
comprehensive performance test a
system removal efficiency for the metals
and back-calculate from the emission
standard a maximum metal feedrate
limit that must not be exceeded on an
(not to exceed) annual rolling average.
See 69 FR at 21311–12. If your source
is not equipped with an emission
control system (such as activated carbon
to control mercury) for the metals in
question, however, you must assume
zero system removal efficiency. This is
because, although a source that is not
equipped with an emission control
system may be able to document a
positive system removal efficiency in a
single test, that removal efficiency is not
likely to be reproducible. Rather, it is
likely to be an artifact of the calculation
of emissions and feeds rather than a
removal efficiency that can reliably be
repeated.
To ensure that you can calculate a
valid, reproducible system removal
efficiency for sources equipped with a
control system that effectively controls
the metal in question, you may need to
spike metals in the feed during the
comprehensive performance test at
levels that may result in emissions that
are higher than the standard. This is
appropriate because compliance with an
emission standard derived from normal
emissions data is based on compliance
with an (not to exceed) annual average
feedrate limit calculated as prescribed
here, rather than compliance with the
emission standard during the
comprehensive performance test.214
The commenter is concerned that
downward extrapolation from the levels
achieved during the comprehensive
performance test to establish a metal
feedrate limit may not ensure
to calculate the rolling average period you select.
We note that this is an approach allowed for
calculating rolling averages under different modes
of operation at § 63.1209(q)(2)(ii). At that time and
thereafter, you update the rolling average feedrate
each hour with a 60-minute average feedrate.
213 See USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume III: Selection of
HWC MACT Standards,’’ September 2005, Section
13.
214 The emission standard accounts for long-term
variability by incorporating an (not to exceed)
annual averaging period that is implemented by an
(not to exceed) annual average chlorine feedrate
limit. Thus, because the emission level achieved
during the performance test relates to daily (or
hourly) variability, an exceedance of the emission
standard during the test is not a violation.
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compliance with the standard because
system removal efficiency may be lower
at lower feedrates.
This is a valid concern, and we have
investigated it since proposal. We
conclude that downward extrapolation
of feedrates for the purpose of
complying with the mercury and
semivolatile metals emission standards
for liquid fuel boilers will ensure
compliance with the emission standards
under the conditions discussed below.
We investigated the theoretical
relationship between stack gas
emissions and feedrate considering
vapor phase metal equilibrium, the
chlorine, mercury, and semivolatile
metal feedrates for liquid fuel boilers in
our data base, and the mercury and
semivolatile emission standards for
liquid fuel boilers.215 We considered
sources equipped with dry particulate
matter controls and sources equipped
with wet particulate matter controls.
Sources Equipped with Dry Controls.
For sources equipped with dry controls
other than activated carbon, mercury is
not controlled. Thus, you must assume
zero system removal efficiency.
Consequently, if you are in the low Btu
subcategory and comply with the
mercury standard expressed as a mass
concentration (µg/dscm), the mercury
feedrate limit expressed as an MTEC
(maximum theoretical emission
concentration, µg/dscm) is equivalent to
the emission standard.216 If you are in
the high Btu subcategory and comply
with the mercury standard expressed as
a hazardous waste thermal emission
concentration (lb/MM Btu), the mercury
feedrate limit expressed as a hazardous
waste thermal feed concentration (lb/
MM Btu) is also equivalent to the
emission standard.
For semivolatile metals, the
theoretical relationship between
emissions and feedrate indicates that
downward extrapolation introduces
only a trivial error’0.17% at an emission
rate 100 times the standard irrespective
of the level of chlorine present. Id.
Nonetheless, to ensure the error is
minimal and to be practicable, you
should limit semivolatile emissions
during the comprehensive performance
test to five times the emission standard.
Sources Equipped with Wet
Scrubbers. For sources equipped with
wet scrubbers, we conclude that the
215 USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume IV: Compliance
with the HWC MACT Standards,’’ September 2005,
Section 2.5 and Appendix B.
216 Note, however, that you convert the MTEC
(µg/dscm) to a mass feedrate (lb/hr) by considering
the average gas flowrate of the test run averages
during the comprehensive performance test to
simply implementation and compliance.
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approach we use for semivolatile metals
for dry scrubbers will also be
appropriate to extrapolate a semivolatile
metal feedrate limit for wet scrubbers.
To ensure that downward extrapolation
of the feedrate limit is conservative and
to be practicable, you should limit
semivolatile metal emissions during the
comprehensive performance test to five
times the emission standard.
For mercury, ensuring control with
wet systems is more complicated
because the level of chlorine present
affects the formation of mercuric
chloride which is soluble in water and
easily controlled by wet scrubbers.
Elemental mercury has very low
solubility in scrubber water and is not
controlled. The worst-case situation for
conversion of elemental mercury to
soluble mercuric chloride would be
when the chlorine MTEC is lowest and
the mercury MTEC is highest. We
conclude that downward extrapolation
of mercury feedrates is conservative for
feedstreams that contain virtually no
chlorine, e.g., below an MTEC of 100 µg/
dscm. In addition, we conclude that
downward extrapolation is
appropriate 217 for boilers feeding
chlorinated feedstreams provided that
during the performance test: (1)
Scrubber blowdown has been
minimized and the scrubber water has
reached steady-state levels of mercury
prior to the test (e.g., by spiking the
scrubber water); (2) scrubber water pH
is minimized (i.e., you establish a
minimum pH operating limit based on
the performance test as though you were
establishing a compliance parameter for
the total chlorine emission standard);
and (3) temperature of the scrubber
water is maximized (i.e., you establish a
maximum scrubber water temperature
limit).
J. Temporary Compliance With
Alternative, Otherwise Applicable
MACT Standards
Comment: One commenter requests
clarification on the requirements
applicable to a source that switches to
an alternative mode of operation when
hazardous waste is no longer in the
combustion chamber under the
provisions of § 63.1206(b)(1)(ii). The
commenter suggests that
§ 63.1206(b)(1)(ii) can imply that the
complete compliance strategy needs to
be switched over to the alternative
section 112 or 129 requirements, even
though compliance with the Subpart
EEE requirements for monitoring,
notification, reporting, and
recordkeeping remains environmentally
217 Mercury SRE is constant as the mercury
feedrate decreases.
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protective under Subpart EEE. For
example, the commenter notes that
§ 63.1206(b)(1)(ii) could be incorrectly
interpreted to require a source to
comply with illogical requirements
when the source temporarily switches to
alternative, otherwise applicable
standards, including standards testing
and opacity monitoring under the
alternative section 112 or 129
requirements. The commenter states
that this interpretation makes little
sense because a source that temporarily
changes its mode of operation will
continue to do testing under Subpart
EEE, Part 63, or, in the case of opacity,
the alternative section 112 requirements
for cement kilns would necessarily
require duplicate systems and
compliance with redundant limits
because a source may already be using
a bag leak detection system or a
particulate matter detection system. The
commenter suggests only requiring
sources to comply with the otherwise
applicable emission standards under the
alternative section 112 or 129
requirements while still operating under
the various associated compliance
requirements of Subpart EEE, part 63.
Response: The commenter requests
clarification of § 63.1206(b)(1)(ii), which
states that if a source is not feeding
hazardous waste to the combustor and
the hazardous waste residence time has
expired (i.e., the hazardous waste feed
to the combustor has been cut off for a
period of time not less than the
hazardous waste residence time), then
the source may elect to comply
temporarily with alternative, otherwise
applicable standards promulgated under
the authority of sections 112 and 129 of
the Clean Air Act.218 As we have
explained in previous notices,219
sources that elect to invoke
§ 63.1206(b)(1)(ii) to become
temporarily exempt from the emission
standards and operating requirements of
Subpart EEE, Part 63, remain an affected
source under Subpart EEE (and only
Subpart EEE) until the source is no
longer an affected source by meeting the
requirements specified in Table 1 of
§ 63.1200. Of course, a source can elect
not to use the alternative requirements
for compliance during periods when
218 Examples include 40 CFR part 60, subparts
CCCC and DDDD for commercial and industrial
solid waste incinerators, 40 CFR part 63, subpart
LLL for Portland cement manufacturing facilities,
40 CFR part 63, subpart DDDDD for industrial/
commercial/institutional boilers and process
heaters, and 40 CFR part 63, subpart NNNNN for
hydrochloric acid production facilities.
219 This provision has been discussed in several
Federal Register notices including 64 FR at 52904
(September 30, 1999), 66 FR at 35090, 35145 (July
3, 2001), 67 FR at 6979 (February 14, 2002), and 69
FR at 21203 (April 20, 2004).
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they are not feeding hazardous waste,
but, if so, the source must comply with
all of the operating and monitoring
requirements and emission standards of
Subpart EEE at all times.220 To
implement § 63.1206(b)(1)(ii) a source
defines the period of compliance with
the otherwise applicable sections 112
and 129 requirements as an alternative
mode of operation under § 63.1209(q).
In order to be exempt from the emission
standards and operating requirements of
Subpart EEE, a source documents in the
operating record that they are
complying with the otherwise
applicable Section 112 and 129
requirements specified under
§ 63.1209(q).
The commenter recommends that the
complete compliance strategy need not
be switched over to the alternative
section 112 and 129 requirements when
temporarily switching to the alternative
standards. In general, we disagree. The
intent of § 63.1206(b)(1)(ii) is to ensure
that a source is complying with all
requirements of sections 112 and 129 as
an alternative mode of operation in lieu
of the requirements under Subpart EEE.
In the 1999 final rule we stated that the
source must comply with all otherwise
applicable standards under the
authority of sections 112 and 129.
Specifically, the source must comply
with all of the applicable notification
requirements of the alternative
regulation, comply with all of the
monitoring, recordkeeping, and testing
requirements of the alternative
regulation, modify the Notice of
Compliance (or Documentation of
Compliance) to include the alternative
mode(s) of operation, and note in the
operating record the beginning and end
of each period when complying with the
alternative regulation. See 64 FR at
52904. A source that elects to comply
with otherwise applicable standards
under § 63.1206(b)(1)(ii) must specify all
requirements of those standards, not
only the emission standards applicable
under the sections 112 and 129
standards, but also the associated
monitoring and compliance
requirements and notification,
reporting, and recordkeeping
requirements in the operating record
under § 63.1209(q).
The commenter suggests that a source
should be able to comply with the
otherwise applicable emission
standards, while continuing to operate
under the associated compliance
requirements for the HAP under Subpart
220 However, the operating requirements do not
apply during startup, shutdown, or malfunction
provided that hazardous waste is not in the
combustion chamber. See § 63.1206(b)(1)(i).
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EEE. An example would be a cement
kiln source complying with the dioxin
and furan monitoring requirements
under § 63.1209(k) of Subpart EEE for
the dioxin and furan standards under
§ 63.1343(d) under Subpart LLL. We did
not determine, when promulgating the
provisions of §§ 63.1206(b)(1)(ii) and
63.1209(q)(1), that the monitoring
provisions under Subpart EEE are
equivalent to the associated monitoring
requirements under the otherwise
applicable 112 and 129 standards, or
indeed, whether they are even wellmatched. Such a determination would
require notice and opportunity for
comment, which we have not provided.
However, this should not be interpreted
to mean that a similar determination
could not be made on a site-specific
basis given that the MACT general
provisions allow a source to request
alternative monitoring procedures under
§ 63.8(f)(4). Certainly, a source can
apply under this provision that the
compliance requirements under Subpart
EEE satisfy the associated monitoring
requirements under the otherwise
applicable 112 and 129 standards.
We also disagree with the commenter
that emissions testing under the
alternative standards of sections 112
and 129 is an example of an illogical
requirement under § 63.1206(b)(1)(ii).
Performance testing generally is
required to demonstrate compliance
with the emission standards and to
establish limits on specified operating
parameters to ensure compliance is
maintained. In order to take advantage
of the alternative under
§ 63.1206(b)(1)(ii), a source needs to
show that compliance with and
establish operating parameter limits for
the otherwise applicable standards of
sections 112 and 129. Thus, testing in
order to establish operating parameter
limits will be necessary. However, this
does not mean that a separate
performance test with the alternative
sections 112 or 129 standards is
necessarily required. We note that a
source can make use of the performance
test waiver provision under § 63.7(h) of
the general provisions to request that
the performance test under the
alternative sections 112 and 129
standards be waived because the source
is meeting the relevant standard(s) on a
continuous basis by continuing to
comply with Subpart EEE for the
relevant HAP. This approach may be
practicable for sources that can
demonstrate that their level of
performance during testing under
Subpart EEE, including the associated
operating and monitoring limits, will
undoubtedly ensure continuous
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59499
compliance with the emissions
standards and the associated operating
limits of alternative sections 112 and
129 standards.
Finally, the commenter notes that
Subpart LLL (the alternative section 112
standards for cement kilns) includes
opacity monitoring while Subpart EEE
may not. The commenter states that this
unnecessarily would require duplicate
systems and compliance with redundant
limits because of the bag leak detection
and particulate matter detection system
requirements under Subpart EEE. We
respond that Subpart LLL specifies
opacity as a standard (see
§ 63.1343(b)(2)), and, therefore, cement
kilns subject to Subpart EEE must
comply with the opacity standard when
electing to comply temporarily with the
requirements of Subpart LLL. We note
that the opacity standard under Subpart
EEE does not apply to cement kilns that
are equipped with a bag leak detection
system under § 63.1206(c)(8) and to
sources using a particulate matter
detection system under § 63.1206(c)(9).
However, a cement kiln may use an
opacity monitor that meets the detection
limit requirements as the detector for a
bag leak detection system or particulate
matter detection system. See Part Four,
Section VIII.A-C of the preamble.
K. Periodic DRE Testing and Limits on
Minimum Combustion Chamber
Temperature for Cement Kilns
Comment: Several commenters
oppose the need for cement kilns that
burn at locations other than the normal
flame zone to demonstrate compliance
with the destruction and removal
efficiency (DRE) standard during each
comprehensive performance test. These
commenters recommend that EPA
remove the requirement of
§ 63.1206(b)(7)(ii) for cement kilns
citing that existing rule provisions (i.e.,
the requirements under § 63.1206(b)(5)
pertaining to changes that may
adversely affect compliance) are
sufficient to require additional DRE
testing after changes are made that may
adversely affect combustion efficiency.
Commenters question EPA’s position
that cement kilns that burn hazardous
waste at locations other than the normal
flame zone demonstrate a variability in
DRE sufficient to justify the expense of
re-testing for DRE with each
performance test. Commenters point to
EPA’s data base that includes DRE
results from over 30 tests with nearly
250 runs showing consistent DRE
results, including sources burning
hazardous waste at locations other than
the normal flame zone, being achieved
by cement kilns. The commenters note
several burdens associated with DRE
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testing that do not result in improved
environmental benefit including the
purchase of expensive exotic virgin
chemicals for performance testing, the
risks to workers and contractors
associated with the handling of these
chemicals, and increasing the length of
operation at stressful kiln operating
conditions necessary to conduct DRE
testing at minimum combustion
chamber temperatures. Alternatively,
commenters recommend that EPA revise
the DRE requirements such that periodic
testing is no longer required for cement
kilns (that burn at locations other than
the normal flame zone) after they have
successfully achieved the DRE standard
over multiple testing cycles (e.g., two or
three) under similar testing regimes.
That is, the source should only be
required to demonstrate compliance
with the DRE standard a maximum of
two or three times until the source (that
burns at locations other than the normal
flame zone) modifies the system in a
manner that could affect the ability of it
to achieve the DRE standard.
Response: We are revising the
requirements of § 63.1206(b)(7)(ii) such
that cement kilns that feed hazardous
waste at locations other than the normal
flame zone need only demonstrate
compliance with the DRE standard
during three consecutive comprehensive
performance tests provided that the
source has successfully demonstrated
compliance with the DRE standard in
each test and that the design, operation,
and maintenance features of each of the
three tests are similar. These revisions
do not affect sources that burn
hazardous waste only in the normal
flame zone.221
Prior to today’s change, we required
sources that feed hazardous waste in
locations other than the flame zone to
perform periodic DRE testing every 5
years to ensure that the DRE standard
continues to be achieved over the life of
the unit. See § 63.1206(b)(7)(ii). We
justified this requirement because of
concerns that sources that feed
hazardous waste at locations other than
the flame zone have a greater potential
of varying DRE performance due to their
hazardous waste firing practices. As we
stated in the 1999 rule, we were
concerned that the DRE may vary over
time due to the design and operation of
221 The DRE demonstration for these sources need
be made only once during the operational life of a
source, either before or during the initial
comprehensive performance test, provided that the
design, operation, or maintenance features do not
change in a manner that could reasonably be
expected to affect the ability to meet the DRE
standard. See §§ 63.1206(b)(7) and 63.1207(c)(2)(ii).
The source would ensure continued compliance by
operating under the operating parameter limits
established during this DRE test.
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the hazardous waste firing system, and
that those variations may not be
identical or limited through operating
limits set during a single DRE test
(similar to what we concluded for
sources that burn hazardous waste only
in the normal flame zone). See 64 FR at
52850.
Commenters now question the need
for subsequent DRE testing at cement
kilns that feed hazardous waste at
locations other than the normal flame
zone once a cement kiln demonstrates
compliance with the MACT DRE
standard. The regulatory requirement
for the destruction and removal
efficiency standard has proved to be an
effective method to determine
appropriate process controls necessary
for the combustion of hazardous waste.
We are not convinced that only one DRE
test is sufficient to ensure that a cement
kiln that burns hazardous waste at
locations other than the normal flame
zone will continue to meet the DRE
standard because temperatures are
lower and gas residence times are
shorter at the other firing locations. This
is especially true given the industry
trend to convert to the more thermally
efficient preheater/precalciner kiln
manufacturing process.222 Precalciner
kilns use a secondary firing system (i.e.,
flash furnace) at the base of the
preheater tower to calcine the raw
material feed outside the rotary kiln.
This results in two separate combustion
processes that must be controlled ‘‘ one
in the kiln and the other in the flash
furnace. The gas temperature necessary
for calcining the limestone raw material
in the flash furnace is lower than the
temperature required making the clinker
product. We conclude, therefore, that it
is necessary, in spite of the concerns
raised by commenters, to retain periodic
DRE testing to ensure continued
compliance with the DRE standard
necessary for the control of nondioxin/
furan organic HAP.
We also acknowledge, however, the
concerns raised by the commenters. Our
DRE data base of operating cement kilns
includes results from approximately 25
DRE tests and nearly 200 runs.223 All
data show compliance with the DRE
222 For example, Ash Grove Cement in Chanute,
KS replaced their two wet process cement kilns
with one preheater/precalciner kiln in 2001. Holcim
Inc in Holly Hill, SC has also recently constructed
a new preheater/precalciner kiln to replace two wet
process cement kilns. Keystone Cement Company
in Bath, PA is considering replacing their two wet
process cement kilns with a new preheater/
precalciner kiln. See docket item OAR–2004–0022–
0384.
223 U.S. EPA, ‘‘Final Technical Support Document
for HWC MACT Standards, Volume III: Selection of
MACT Standards and Technologies,’’ Section 23.4,
September 2005.
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standard. Of these, approximately onequarter of the data are from cement kilns
that burned hazardous waste at
locations other than the normal flame
zone (e.g., injecting waste at midkiln in
a wet process kiln), but we do not have
DRE results from every operating
cement kiln. Considering available DRE
data and the concerns of the
commenters, we believe that DRE
testing during three consecutive
comprehensive performance tests is
sufficient to provide needed certainty
about DRE performance while reducing
the overall costs and toxic chemical
handling concerns to the regulated
source. Thus, we are revising the
requirements of § 63.1206(b)(7)(ii) such
that cement kilns that feed hazardous
waste at locations other than the normal
flame zone need only demonstrate
compliance with the DRE standard
during three consecutive comprehensive
performance tests provided that the
source has successfully demonstrated
compliance with the DRE standard in
each test and that the design, operation,
and maintenance features of each of the
three tests are similar. If a facility
wishes to operate under new operating
parameter limits that could be expected
to affect the ability to meet the DRE
standard, then the source would need to
conduct another DRE test. Once the
facility has conducted another three
DRE tests under the new operating
limits, then subsequent DRE testing
would not be required. Accordingly, we
are revising the requirements of
§ 63.1206(b)(7)(ii).
Comment: Several commenters
support EPA’s proposal to delete the
requirement to establish an operating
limit on the minimum combustion
chamber temperature for dioxin/furans
under § 63.1209(k)(1) for cement kilns.
These commenters point to the high
temperatures of approximately 2500°F
required to make the clinker product.
These high temperatures are fixed by
the reaction kinetics and
thermodynamics occurring in the
burning zone and cannot be reduced
below minimum values at the whim of
the operator and still make a marketable
product. In addition to deleting the
minimum combustion chamber
temperature limit for dioxin/furans,
commenters also recommend, for
similar reasons, that EPA delete the
minimum combustion chamber
temperature requirement under
§ 63.1209(j)(1) associated with the
destruction and removal efficiency
standand. Commenters note that
demonstrating the minimum
temperature requires operating under
stressful operating conditions that can
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lead to upset conditions and potentially
damage the integrity of the
manufacturing equipment. Other
commenters oppose, however, deletion
of the minimum combustion chamber
temperature limit for cement kilns.
These commenters state that all
combustion sources, including cement
kilns, must meet a minimum
combustion chamber temperature limit
to control dioxin/furans and organic
HAP emissions given that some cement
kilns feed hazardous waste at locations
other than the high temperature clinkerforming zone of the kiln.
Response: We are deleting as
proposed the requirement to establish a
minimum combustion chamber
temperature limit for dioxin/furan
under § 63.1209(k)(2) for cement kilns.
See 69 FR at 21343. However, we retain
the requirement for cement kilns to
establish and comply with a minimum
combustion chamber temperature limit
for the destruction and removal
efficiency standard under
§ 63.1209(j)(1).224
As discussed in the 1999 rule,
nondioxin/furan organic hazardous air
pollutants are controlled by the DRE
standard and the carbon monoxide and
hydrocarbon standards. See 64 FR at
52848–52852. This standard was not
reopened in the present rulemaking. We
note, however, that the DRE standard
determines appropriate process controls
necessary for the combustion of
hazardous waste. Establishing and
monitoring a minimum temperature of
the combustion chamber is a principal
factor in ensuring combustion efficiency
and destruction of toxic organic
compounds. As discussed in the
previous response, we believe this is
especially true given the industry trend
to convert to the more thermally
efficient preheater/precalciner kiln
manufacturing process, which use two
separate combustion processes. We
conclude that it is necessary, in spite of
the concerns raised by commenters, to
retain the minimum combustion
chamber temperature limit as related to
224 Under the interim standards, cement kilns
must establish and continuously monitor limits on
minimum gas temperature in the combustion zone
for both the dioxin/furan and DRE standards. As
discussed in the preceding paragraph, a source may
not need to conduct DRE testing during each
comprehensive performance test. If DRE testing is
required, then the source will need to establish a
minimum combustion zone temperature limit as
required under the DRE standard. However, if DRE
testing is not required, then (according to the
changes made today) the cement kiln will not be
required to establish the minimum combustion
chamber temperature limit under the dioxin/furan
standard during a subsequent comprehensive
performance test. The minimum combustion
chamber temperature operating limit established
during previous testing remains in effect, however.
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the DRE standard to ensure that
combustion efficiency within the entire
kiln system is maintained for the control
of nondioxin/furan organic HAP.
However, we acknowledge the
difficulties that cement kiln operators
face in establishing a minimum
combustion chamber temperature limit,
including the stressful operating
conditions necessary to establish the
limit. As we stated at proposal, our data
indicate that limiting the gas
temperature at the inlet to the
particulate matter control device is a
critical parameter in controlling dioxin/
furan emissions in cement kilns. See 69
FR at 21344. Therefore, we believe that
an operating limit on the minimum
combustion chamber temperature is less
important to ensure compliance with
the dioxin/furan standard than to ensure
compliance with the DRE standard.
Thus, we remove the requirement to
establish a minimum combustion
chamber temperature limit for dioxin/
furan under § 63.1209(k)(2) for cement
kilns. This change does not affect the
other operating parameter limits under
§ 63.1209(k) that must be established for
dioxin/furans, including a limit on the
gas temperature at the inlet to the
particulate matter control device.
Comment: One commenter supports
the use of previous minimum
combustion zone temperature data,
regardless of the test age, in lieu of
conducting new, stressful DRE testing.
That is, if a cement kiln is required to
conduct future DRE tests, then the
source should not have to re-establish a
minimum combustion chamber
temperature limit during the new test.
Rather, the source should have the
option to submit minimum combustion
chamber temperature results in lieu of
re-establishing the limit.
Response: We reject the commenter’s
suggestion for reasons discussed above.
We believe that it is necessary to retain
the link between the minimum
combustion chamber temperature limit
and the DRE test itself, which will
ensure that the combustion efficiency of
the entire system will be maintained for
the control of nondioxin/furan organic
HAP.
Comment: One commenter supports
deletion of the minimum combustion
chamber temperature requirement for
dioxin/furan under § 63.1209(k)(2) for
lightweight aggregate kilns.
Response: We reject the commenter’s
suggestion. Our data base of dioxin/
furan emissions data shows substantial
variability in test results at each
source.225 This may indicate that factors
225 For example, dioxin/furan emissions from
source number 307 range from a low of 0.024 to a
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59501
other than limiting kiln exit gas
temperatures may be influencing
significantly dioxin/furan formation in
lightweight aggregate kilns. As such, we
conclude that removing the minimum
combustion chamber temperature limit
would not be appropriate at this time
due to the uncertain nature of dioxin/
furan formation in lightweight aggregate
kilns. Thus, we are retaining the
requirement to establish a minimum
combustion chamber temperature limit
for dioxin/furans under § 63.1209(k)(2)
and § 63.1209(j)(1) for lightweight
aggregate kilns.
L. One Time Dioxin and Furan Test for
Sources Not Subject to a Numerical
Limit for Dioxin and Furan
Comment. Commenters support the
one-time dioxin/furan test for sources
not subject to a numerical dioxin and
furan standard. Commenters agree that
previous testing should be allowed to
document the one time test.
Response. The final rule requires
sources that are not subject to a standard
with numerical dioxin and furan
levels 226 to conduct a one-time dioxin
and furan test as part of their initial
comprehensive performance testing:
lightweight aggregate kilns that elect to
control the gas temperature at the kiln
exit rather than comply with a dioxin/
furan standard of 0.20 ng TEQ/dscm,
solid fuel boilers, liquid fuel boilers
with wet or no air pollution control
systems, and HCl production furnaces.
We will use these data as part of the
process of addressing residual risk
under CAA section 112(f) and
evaluating future MACT standards
under section 112(d)(6). The results may
also be used as part of the RCRA
omnibus permitting process.
Comment. EPA proposed that source
not subject to a numerical dioxin and
furan limit conduct a dioxin and furan
test under worst-case conditions.
Commenters state that operating under
worst-case conditions is inconsistent
with the CAA Section 112(f) process,
which is to consider actual (i.e., normal)
emissions. Commenters suggest that we
require the tests be conducted under
normal to above normal conditions.
Response. Section 112 (f) standards
evaluate allowable emission levels,
although actual emissions levels may
also be considered. See 70 FR at 19998–
high of 57.9 ng TEQ/dscm. See ‘‘Source Category
Summary Sheets’’ available in the docket or
USEPA, ‘‘Final Technical Support Document for
HWC MACT Standards, Volume II: HWC Data
Base,’’ September 2005.
226 These sources do, however, need to comply
with the carbon monoxide or hydrocarbon
standards, as well as the DRE standard as surrogates
to comply with today’s dioxin and furan emissions
control requirements.
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19999 (April 15, 2005). Although we
agree with the commenter that, in
general, emissions in the range of
normal to maximum are considered for
section 112(f) determinations, we
believe that dioxin/furan testing to
provide information of use in section
112(f) residual risk determinations
should be conducted under conditions
where controllable operating conditions
are maximized to reflect the full range
of expected variability of those
parameters which can be controlled.
This is because dioxin/furan emissions
may relate exponentially with the
operating conditions that affect
formation. We believe that dioxin/furan
emissions relate exponentially with gas
temperature at the inlet to an ESP or
fabric filter,227 and are concerned that
emissions may also relate exponentially
with the operating parameters
(discussed below) that affect emissions
from sources subject to the one-time
dioxin/furan emissions test. Emissions
testing under operating conditions that
are in the range of ‘‘normal to above
normal’’ may be exponentially lower
than emissions under operating
conditions reflecting maximum daily
variability of the source. Since testing
under normal operating conditions
makes no effort to assess operating
variability, emissions during such
testing would fail to reflect expected
daily maximum operating variability
and so would not represent timeweighted average emissions and would
under-represent health risk from
chronic exposure.
Although we acknowledge that
sources will not exhibit maximum
operating variability each day of
operation, we believe that it is
important to assess the upper range of
emissions that these sources may emit
to properly evaluate under section
112(f) whether the MACT standards for
dioxin/furan for these sources (i.e.,
absent a numerical emission standard)
protect public health with an ample
margin of safety.228
In addition, we note that emissions
reflecting daily maximum variability
would be most useful for section
112(d)(6) determinations in the future
because they would represent the full
range of emissions variability that
227 See USEPA, ‘‘Technical Support Document for
HWC MACT Standards, Volume IV: Compliance,’’
July 1999, Chapter 3.
228 Dioxin/furan are some of the most toxic
compounds known due to their bioaccumulation
potential and wide range of health effects, including
carcinogenesis, at exceedingly low doses. Exposure
via indirect pathways is a chief reason that
Congress singled out dioxin/furan for priority
MACT control in CAA section 112(c)(6). See S. Rep.
No. 128, 101st Cong. 1st Sess. at 154–155.
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results from controllable operating
conditions.
For these reasons, the final rule
requires sources to test under feed and
operating conditions that are most likely
to reflect maximized expected daily
variability of dioxin/furan emissions, as
proposed. Such testing is similar to a
comprehensive performance test to
demonstrate compliance with a
numerical dioxin/furan emission
standard where operating limits would
be established based on operations
during the test. As a practical matter,
however, we note that many of the
operating parameters discussed below,
although controllable to some extent,
cannot be quantified and cannot be
controlled to replicate the condition in
a future test. In addition, some operating
parameters we identify may not have as
strong a relationship to dioxin/furan
emissions as others. Consequently, the
operating conditions are generally
described subjectively.
Based on currently available research,
you should consider the following
factors to ensure that you conduct the
test under operating conditions that
seek to fully reflect maximum daily
variability of dioxin/furan emissions: (1)
Dioxin/furan testing should be
conducted at the point in the
maintenance cycle for a boiler when the
boiler tubes are more fouled and sootladen, and not after maintenance
involving soot or ash removal from the
tubes; (2) dioxin/furan testing should be
performed following (or during) a
period of feeding normal or greater
quantities of metals; (3) dioxin/furan
testing should be performed while
feeding normal or greater quantities of
chlorine; (4) the flue gas temperature in
some portion of the heat recovery
section of a boiler should be within the
dioxin formation temperature window
of 750 to 400°F during the testing; (5)
the testing should not be conducted
under optimal combustion conditions
(e.g., combustion chamber temperature
should be in the range of normal to the
operating limit; hazardous waste
feedrate and combustor through put
should be in the range of normal to
maximum); (6) for units equipped with
wet air pollution control systems, the
testing should be conducted after a high
solids loading has developed in the
scrubber system (consistent with normal
operating cycles); and (7) for solid fuel
boilers, the sulfur content of the coal
should be equivalent to or lower than
normal coal sulfur levels (within the
range of sulfur levels that the source
utilizes), and the gas temperature at the
inlet to the electrostatic precipitator or
fabric filter should be close to the
operating limit. In addition, unless
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sulfur compounds are routinely fed to
the boler, dioxin/furan testing should
not be performed after a period of firing
high sulfur fuel or injection of sulfur
additives. See 69 FR at 21308 for more
information.
Comment: Commenters state that we
should delete the one-time testing
requirement for dioxin and furans. The
Clean Air Act at Section 114(a)(1)(D)
allows EPA to request ‘‘any person’’ to
sample emissions. Applying the Section
114 authority to an entire subcategory of
sources is overly broad, particularly in
the context of having already
established appropriate surrogates for
dioxin and furan in a MACT rule.
Commenters are not aware of EPA
taking this approach in previous efforts.
(Section 114 requests have focused on
collecting existing information from
sources facing future MACT standards).
Commenters oppose this approach
because it established a precedent they
do not favor, and will bring about
significant costs and difficulties to
provide the data. They suggest that we
delete the proposed requirements for a
one-time dioxin and furan test.
Response: We believe that section
114(a)(1)(D) of the Clean Air Act
provides us the authority to require
sources to conduct a one time test to
generate data which can be used in
making later section 112 (f)
determinations for the source category.
The results of the testing may also
inform the section 112(d)(6) review and
the RCRA omnibus permitting
processes. The fact that section 114
specifically indicates that a purpose of
gathering information under section 114
is to assist in developing national rules
indicates that the provision can have
wide sweep extending to all sources in
a category. See 69 FR at 21307–308 for
a full explanation.
We believe a dioxin and furan test
costs approximately $10,000 when
conducted along with other testing. We
do not believe this cost is significant,
and sources must only perform this test
once, not more frequently as would be
the case to ensure compliance with a
standard. We also allow sources to use
prior testing to meet this requirement,
and allow sources to use ‘‘data in lieu’’
so they can test one source if they have
more than one of the same identical
sources.
We do not believe that obtaining these
data will be difficult, and note that the
permitting authority can assist sources
in planning their tests.
M. Miscellaneous Compliance Issues
Comment: Several commenters state
that § 63.1206(c)(3)(iv) requiring an
automatic waste feed cutoff (AWFCO) if
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a parameter linked to the AWFCO is
exceeded should be revised to reflect
§ 63.1206(c)(2)(v)(A)(1). Section
63.1206(c)(2)(v)(A)(1) states that, if the
AWFCO is affected by a malfunction
such that the malfunction itself prevents
immediate and automatic cutoff of the
hazardous waste feed, you must cease
feeding hazardous waste as quickly as
possible.
Response: We agree with commenters
in principle, but note that the automatic
waste feed cutoff system may fail for
reasons other than a malfunction. That
is, equipment or other failures are
malfunctions only if they meet the
definition of malfunction at § 63.2.
Failures that result from improper
maintenance or operation are not
malfunctions. Consequently, the final
rule revises § 63.1206(c)(3)(iv) to state
that if the AWFCO is affected by a
failure such that the failure itself
prevents immediate and automatic
cutoff of the hazardous waste feed, you
must cease feeding hazardous waste as
quickly as possible. Revised
§ 63.1206(c)(3)(iv) does not refer to
malfunctions, however, because the
AWFCO system may fail for reasons
other than a malfunction. The reference
in § 63.1206(c)(2)(v)(A)(1) to
malfunctions is appropriate because that
paragraph addresses requirements
during malfunctions.
Comment: Several commenters note
that the proposed rule did not include
a sunset provision for the Interim
Standards applicable to incinerators,
cement kilns, and lightweight aggregate
kilns after the compliance date of the
standards we promulgate today (i.e., the
‘‘permanent replacement standards’’).
Commenters are concerned that,
although the Agency intends for the
replacement standards to be more
stringent than the Interim Standards,
that may not be the case in all situations
because of the different format used for
some of the replacement standards. For
example, several of the replacement
standards for cement kilns and
lightweight aggregate kilns are
expressed as hazardous waste thermal
emissions.
Response: Although we are
promulgating the replacement standards
in a format that ensures they are not less
stringent than the Interim Standards, we
agree with commenters that not
sunsetting the Interim Standards may
lead to confusion as to which standards
apply. Consequently, we include a
sunset provision in today’s rule for the
Interim Standards. The Interim
Standards will be superseded by the
final rule promulgated today on the
compliance date.
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We note, however, that the Interim
Standards for total chlorine continue to
apply to sources that establish healthbased limits for total chlorine under
§ 63.1215. Consequently, we have
incorporated the total chlorine Interim
Standards in § 63.1215 as they apply as
a cap to the health-based emission
limits.
Comment: Several commenters state
that the rule should allow extrapolation
of ash and chlorine feedrates to
establish feedrate limits corresponding
to the particulate matter and total
chlorine standards. Commenters believe
the rationale we use to allow
extrapolation of metals feedrates is also
applicable to ash and chlorine.
Response: The final rule does not
allow you to extrapolate ash and
chlorine feedrates achieved during the
comprehensive performance test to
establish feedrate limits comparable to
the particulate matter and total chlorine
emission standards.
We do not allow extrapolation of ash
to the particulate matter emission
standard because particulate matter (i.e.,
soot) may form in the combustor,
particularly at times of unstable
combustion conditions. Consequently,
extrapolating from ash feedrates may
underestimate particulate matter
emissions and may not ensure
compliance with the particulate matter
emission standard.
We do not allow extrapolation of
chlorine feedrates to the total chlorine
emission standard because chlorine
feedrate is an operating parameter limit
to ensure compliance with the
semivolatile metal emission standard.
Because an increase in chlorine feedrate
can increase the volatility of
semivolatile metals and we do not know
the precise relationship among chlorine
feedrate, metal volatility, and metals
emissions, extrapolating the chlorine
feedrate achieved during the
comprehensive performance test to a
feedrate comparable to the total chlorine
emission standard may not ensure
compliance with the semivolatile metal
emission standard. If a source complies
with the semivolatile metals emission
standard under § 63.1207(m)(2) where
the performance test is waived,
however, by assuming zero system
removal efficiency and limiting the
semivolatile feedrate (expressed as a
maximum theoretical emission
concentration) to the level of the
emission standard, the source may
request under § 63.1209(g)(1) to
extrapolate chlorine feedrates during the
comprehensive performance test up to
the total chlorine emission standard.
Comment: Several commenters state
that the proposed regulatory language
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under §§ 63.1206(b)(9)(i) and
63.1206(b)(10)(i) is inconsistent with the
proposed preamble, which states that
sources should be allowed to petition
for alternative standards provided they
submit information showing that HAP
contributions to emissions from the raw
materials are preventing the source from
achieving the emissions standard
though the source is using MACT
control.229 The commenters state that
the proposed regulatory language,
despite the intent signaled in the
proposed preamble, inappropriately
excludes the provisions of
§§ 63.1206(b)(9)(i) and 63.1206(b)(10)(i)
as an alternative option when
complying with the replacement
emission standards under §§ 63.1220
and 63.1221.
Response: We agree with the
commenters. The proposed regulatory
text inadvertently excluded the
alternative standard provisions from use
by cement and lightweight aggregate
kilns under the replacement standards.
Accordingly, we are revising the
introductory text of §§ 63.1206(b)(9)(i)
and 63.1206(b)(10)(i) by making the
alternative standards available under
the replacement standards.
Comment: One commenter states that
the availability of the alternative
standard for mercury under
§ 63.1206(b)(10)(i) should not be
conditioned upon mercury being
present only at levels below the
detection limit in raw materials, as
specified under § 63.1206(b)(10)(i)(B).
The commenter suggests that the
approach for mercury should be the
same as for other HAP such as semi- and
low volatile metals under
§ 63.1206(b)(10)(i)(A).
Response: The commenter misreads
the alternative standard provisions
under § 63.1206(b)(10)(i). We note that
§ 63.1206(b)(10) includes two separate
provisions for cement kilns. The first
provision allows sources to petition for
an alternative standard when a source
cannot achieve a standard because of
HAP metal or chlorine concentrations in
their raw material feedstocks cause an
exceedance of a standard despite the
source’s use of MACT control. See
§ 63.1206(b)(10)(i)(A). The term
‘‘regulated metals’’ specified in
§ 63.1206(b)(10)(i)(A) includes mercury,
semivolatile metals, and low volatile
metals. The second provision allows a
source to petition for an alternative
mercury standard when mercury is not
present at detectable levels in the
source’s raw materials.
§ 63.1206(b)(10)(i)(B). These two
provisions are indeed separate as
229 For
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discussed in the 1999 rule. See 64 FR at
52962–967. Also note that the
conjunction separating paragraphs
(b)(10)(i)(A) and (b)(10)(i)(B) is ‘‘or,’’ not
‘‘and.’’
Given the potential confusion of the
term ‘‘regulated metals,’’ we are
clarifying the regulatory text by
specifying the three metal HAP
volatility groups that comprise the term
‘‘regulated metals.’’ See revised
§ 63.1206(b)(10)(i)(A). Finally, given
that the alternative standard provisions
are similar for lightweight aggregate
kilns, we are also clarifying
§§ 63.1206(b)(9)(i)(A) and (b)(9)(iv).
IX. Site-Specific Risk Assessment
Under RCRA
A. What Is the Site-Specific Risk
Assessment Policy?
The Site-Specific Risk Assessment
(SSRA) Policy has undergone several
revisions since its inception in the 1993
draft Combustion Strategy. Currently, it
is the same policy as we expressed in
the 1999 final rule preamble. In the
1999 rule, we recommended that for
hazardous waste combustors subject to
the Phase 1 MACT standards, permitting
authorities should evaluate the need for
an SSRA on a case-by-case basis.
Further, while SSRAs are not
anticipated to be necessary for every
facility, they should be conducted
where there is some reason to believe
that operation in accordance with the
MACT standards alone may not be
protective of human health and the
environment. For hazardous waste
combustors not subject to the Phase 1
standards, we continued to recommend
that SSRAs be conducted as part of the
RCRA permitting process. See 64 FR
52841. Since 1999, we have provided
additional clarification of the
appropriate use of the SSRA policy and
technical guidance in an April 10, 2003
memorandum from OSWER’s Assistant
Administrator to the EPA Regional
Administrators entitled, ‘‘Use of the
Site-Specific Risk Assessment Policy
and Guidance for Hazardous Waste
Combustion Facilities’’ (see Docket #
OAR–2004–0022–0083). Most
importantly, in this memorandum we
reiterated that where a permitting
authority concludes that a risk
assessment is necessary for a particular
combustor, the basis for this decision
must be substantiated in each case. The
factual and technical basis for any
decisions to conduct a risk assessment
must be included in the administrative
record for the facility per 40 CFR 124.7,
124.8, 124.9, and 124.18. In addition, if
the facility, or any other party, files
comments on a draft permit decision
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objecting to the permitting authority’s
conclusions regarding the need for a risk
assessment, the permitting authority
must respond fully to the comments.
Any permit conditions determined to be
necessary based either on the SSRA, or
because the facility declined to conduct
an SSRA, also must be documented and
supported in the administrative record.
Today, we are codifying additional
regulatory language providing authority
for SSRAs while maintaining the same
basic SSRA policy. It is important to
note that all of the requirements of Part
124 referred to above will continue to
apply to actions taken in accordance
with the additional regulatory language
we are codifying. The SSRA regulatory
provisions, which establish that the
need for an SSRA should be determined
on a case-by-case basis, apply equally to
both Phase 1 and Phase 2 sources.
B. Why Might SSRAs Continue To Be
Necessary for Sources Complying With
Phase 1 Replacement Standards and
Phase 2 Standards?
EPA conducted a national evaluation
of human health and ecological risk for
the MACT standards as proposed in the
1996 NPRM and then revised the
evaluation to include more facilities for
the 1999 final rulemaking. Based on the
results of the final national risk
evaluation for hazardous air pollutants
(excluding non-dioxin products of
incomplete combustion), we concluded
that sources complying with the MACT
standards generally would not pose an
unacceptable risk to human health or
the environment. For today’s final rule,
we did not conduct another national
risk assessment as we did for the 1999
rule. Rather, for both the April 20, 2004
NPRM and today’s final rule we
conducted a comparative risk analysis,
comparing the Phase 1 Replacement and
Phase 2 Standards to the 1999promulgated Phase 1 Standards, to
determine if there were any significant
differences that might influence or
impact the potential risk. Similar to the
proposal, the comparative analysis
conducted for today’s final rule focused
on several key characteristics: emission
rates, stack height, stack gas buoyancy,
meteorological conditions (which
include a number of variables),
population parameters including
density and radial distribution, and
correlations among the characteristics
themselves. The results of the
comparative analysis suggest that the
MACT standards for both Phase 1 and
Phase 2 sources are generally protective.
Therefore, separate national emissions
standards under RCRA are unnecessary.
See Part Seven: How Does the Final
Rule Meet the RCRA Protectiveness
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Mandate? Although we have concluded
that the Phase 1 Replacement and Phase
2 standards are generally protective, as
we discussed in the 2004 proposal (69
FR 21325), there may be instances
where we cannot assure that emissions
from each source will be protective of
human health and the environment, and
therefore an SSRA may be necessary.
Furthermore, it should be noted that,
just as for the risk assessment for the
1999 rule, the comparative analysis does
not account for cumulative emissions at
a source or background exposures from
other sources.
Before discussing factors that may
lead permit authorities to consider
whether or not to conduct an SSRA, it
should be noted that the Agency
generally does not expect that facilities
that have conducted risk assessments
will have to repeat them. As we
explained in the 1999 final rule
preamble, changes to comply with the
MACT standards should not cause an
increase in risk for the vast majority of
facilities given that the changes will
likely be the addition of pollution
control equipment or a reduction in the
hazardous waste being burned (see 64
FR 52842). Instances where a facility
may need to repeat a risk assessment
would be related to changes in
conditions that would likely lead to
increased risk. For example, if the only
changes at a facility relate to the
exposed population (a new housing
development is constructed within a
few square miles of the source), what
was once determined to be protective
under a previous risk assessment may
now be beyond acceptable levels.
Another example would be where a
hazardous waste burning cement kiln
that previously monitored hydrocarbons
in the main stack elects to install a midkiln sampling port for carbon monoxide
or hydrocarbon monitoring to avoid
restrictions on hydrocarbon levels in the
main stack. Thus, the stack hydrocarbon
emissions may increase (64 FR 52843,
footnote 29). In such situations, we
would anticipate that the risk
assessment would not have to be
entirely redone. It may be as limited as
collecting relevant new data for
comparison purposes, leading to a
decision not to repeat any portion of a
risk assessment. Or, it may be more
inclusive such that modifications would
be made to specific inputs to or aspects
of the risk assessment using data from
a previous risk assessment, risk burn or
comprehensive performance test. In
recognition of this, we have added an
additional factor to the list of factors at
§ 270.10(l)(1) to indicate that a
previously conducted risk assessment
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would be relevant in evaluating changes
in conditions that may lead to increased
risk. The factor reads as follows:
‘‘Adequacy of any previously conducted
risk assessment, given any subsequent
changes in conditions likely to affect
risk.’’ The following discussion is
intended mainly to address facilities
that have not yet conducted an SSRA
(i.e., where it has been determined that
one is needed).
In the proposal we discussed our
conclusion that almost all of the
proposed standards for Phase 1 sources
were equivalent to or more stringent
than the 1999 final standards, with the
exception of the mercury standard for
new and existing LWAKs and the total
chlorine standard for new LWAKs.
However, there are additional standards
for Phase 1 sources finalized in today’s
rulemaking that are less stringent than
the 1999 final standards. In addition to
those discussed in the proposal, the
following standards are less stringent
than the 1999 final standards: mercury
for new cement kilns and semi-volatile
metals for existing cement kilns; dioxin/
furan for existing and new LWAKs,
mercury for existing and new LWAKs,
and total chlorine for existing and new
LWAKs. Because these standards exceed
the levels which were evaluated in the
1999 national risk assessment,
especially with respect to mercury and
dioxin/furan standards for which the
national risk assessment showed high
end risks at or near levels of concern,
permit authorities may decide on a caseby-case basis that an SSRA is
appropriate to determine whether the
less stringent Replacement standards are
protective. In addition, the comparative
analysis results suggest concern
regarding the dioxin/furan standard for
LWAKs and thus, permit authorities
may consider site-specific factors in
determining whether the standard is
sufficiently protective.
Specific to Phase 2 sources, we
mentioned earlier that we conducted the
same comparative risk analysis for
Phase 2 sources as we did for Phase 1
sources (i.e., by comparing the Phase 2
standards to the 1999 final standards for
Phase 1 sources). Although several
MACT standards for Phase 2 sources are
more stringent than the BIF standards
under RCRA, there are a few MACT
standards that may be cause for concern
on a case-by-case basis, as they are
either less stringent than some of the
1999 final standards or the comparative
risk analysis suggests concern. They are:
The particulate matter standard (and
certain metals such as antimony and
thallium), mercury standard, and total
chlorine standard for solid fuel-fired
boilers (SFBs); the dioxin/furan
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standard (carbon monoxide or total
hydrocarbon as surrogate controls,
versus a numerical standard) for HCl
production furnaces; and the dioxin/
furan standard for liquid fuel-fired
boilers (LFBs) with dry APCDs. In
addition, dioxin/furan emissions data
for LFBs with wet or no APCDs indicate
an observed level (1.4 ng TEQ/dscm) of
more than three times the highest
dioxin/furan standard evaluated in the
1999 national risk assessment (69 FR
21285).230 Thus, these standards may
warrant site-specific risk consideration,
especially with respect to the dioxin/
furan standards. That is, due to the
complexity of the dioxin/furan
formation mechanism and given the
toxicity of dioxin/furans,231 an SSRA
may be needed based on the specific
emission levels of each source not
subject to a numerical standard. For
additional discussion on the
protectiveness of standards, please refer
to Part Seven: How Does the Final Rule
Meet the RCRA Protectiveness Mandate?
There are also site-specific factors
beyond the standards that can be
important to the SSRA decision making
process. As discussed in the proposal,
examples include a source’s proximity
to a water body or endangered species
habitat, repeated occurrences of
contaminant advisories for nearby water
bodies, the number of hazardous air
pollutant emission sources within a
facility and the surrounding
community, whether or not the waste
feed to the combustor is made up of
persistent, bioaccumulative or toxic
contaminants, and sensitive receptors
with potentially significantly different
exposure pathways, such as Native
Americans (69 FR 21326). Also, there
are several uncertainties inherent in the
1999 national risk assessment.232 Thus,
the same uncertainties related to the fate
and transport of mercury in the
environment and the biological
significance of mercury exposures in
fish (i.e., once mercury has been
transformed into methylmercury, it can
be ingested by the lower trophic level
organisms where it can bioaccumulate
in fish tissue), as well as the risk posed
by non-dioxin products of incomplete
230 The comparative analysis did not specifically
suggest concern as it has for other source categories,
but per the reference to the proposal, we have some
concern regarding the protectiveness of the
standard.
231 There is ongoing uncertainty in cancer and
other health effects levels for chlorinated dioxins
and furans.
232 Uncertainties stem from a lack of information
regarding the behavior of mercury in the
environment and a lack of sufficient emissions data
and parameter values (e.g., bioaccumulation values)
for nondioxin products of incomplete combustion.
See 64 FR 52840–52841.
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combustion, remain today and may
influence a permitting authority’s
decision. Last, we are finalizing the
option for Phase 2 area sources to
comply with specific MACT standards
as provided by CAA § 112(c)(6) specific
pollutants authority. These area sources
may need to conduct an SSRA for the
remaining RCRA standards that they
choose to comply with (i.e., since they
do not address the potential risk from
indirect exposures to long-term
deposition of metals onto soils and
surface waters).233
In addition to the examples provided
in the previous paragraph, we also
expressed that an SSRA may be
necessary with respect to the proposed
thermal emission standards. With
respect to Phase 1 sources, we had
noted in the proposal that the thermal
emission standards for semi-volatile and
low volatile metals for cement kilns and
LWAKs may be of concern because they
directly address emissions attributable
to hazardous waste versus a source’s
total HAP metal emissions. See 69 FR
21326. However, we are requiring
sources to comply with both the thermal
emission standards and the Interim
Standards in today’s final rulemaking,
since compliance with the thermal
emission standards may not always
assure compliance with the Interim
Standards. As a result, the thermal
emission standards for cement kilns and
LWAKs no longer pose the uncertainties
that they had in the proposal.234 In
regard to Phase 2 sources, the concern
at the time of proposal was with respect
to the thermal emission standards for
liquid fuel-fired boilers. However, the
comparative analysis for today’s final
rulemaking for liquid fuel-fired boilers,
which is based on total stack emissions
from these sources while assuming
compliance with the thermal standards,
does not suggest that risks for LFBs are
cause for concern (except as otherwise
noted, e.g., dioxins).
C. What Changes Are EPA Finalizing
With Respect to the Site-Specific Risk
Assessment Policy?
In the 1999 final rule preamble, we
included a revised site-specific risk
assessment (SSRA) policy
recommendation to account for
promulgation of the new technologybased CAA MACT standards for Phase
233 Currently, there are only five area sources that
this may apply to; they are interim status units in
the process of conducting an SSRA as part of their
final permits.
234 An exception would be the semivolatile metal
Interim standard for existing cement kilns, which
is less stringent than the 1999 final standard. As we
noted, permit authorities may consider the need for
an SSRA as a result.
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1 sources. We recommended that
permitting authorities evaluate the need
for an SSRA on a case-by-case basis for
hazardous waste combustors subject to
the Phase 1 MACT standards. For
hazardous waste combustors not subject
to the Phase 1 standards, we continued
to recommend that SSRAs be conducted
as part of the RCRA permitting process
if necessary to protect human health
and the environment. We indicated that
the RCRA omnibus provision authorized
permit authorities to require applicants
to submit SSRA results where an SSRA
was determined to be necessary. For the
reasons described in the previous
subsection, we believe that additional
controls may be necessary on a sitespecific basis to ensure that adequate
protection is achieved in accordance
with RCRA.
Consequently, because SSRAs are
likely to continue to be necessary at
some facilities (mainly those that have
not previously conducted an SSRA), we
concluded that it is more appropriate to
include a regulatory provision that
explicitly provides for the permit
authority to require SSRAs on a case-bycase basis and add conditions to RCRA
permits based on SSRA results.
Therefore, instead of relying on RCRA
§ 3005(c)(3) and its associated
regulations at § 270.10(k) when
permitting authorities conduct or
require a risk assessment on a sitespecific basis (i.e., as applicable to those
newly entering the RCRA permit
process), we had proposed to codify the
authorities provided by sections 3004(a)
and (q) and 3005(b). See proposed
regulations at 69 FR 21383–21384,
§§ 270.10(l) and 270.32(b)(3). In
proposing to codify these authorities,
we stated that we were not requiring
that SSRAs automatically be conducted
for hazardous waste combustion units,
but that the decision of whether or not
a risk assessment is necessary must be
made based upon relevant factors
associated with an individual
combustion unit and that there are
combustion units for which an SSRA
will not be necessary. Further, we
explained that the proposed language
would provide notice to the regulated
community that an SSRA may be
necessary to support a source’s permit,
while reminding the permit agency of
the need to evaluate whether an SSRA
would be necessary on a site-specific
basis.
Despite our efforts to explain that by
codifying these provisions, we are only
modifying the statutory authority under
which we implement the SSRA policy
while maintaining the same SSRA
policy from a substantive standpoint,
commenters generally opposed EPA’s
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proposed codification. The comment
most frequently presented was that the
proposed regulatory language is not
helpful to anyone (i.e., regulated
community, the public or permitting
agencies), is redundant with the
omnibus authority, and sets an
extremely low hurdle for regulators to
require SSRAs.
We disagree that the new regulatory
language is not helpful and that it sets
an extremely low hurdle for regulators
to require SSRAs. We believe that the
new provisions are beneficial in two
ways: (1) They provide notice to the
regulated community and public that an
SSRA may be necessary to support a
source’s permit; and (2) they remind the
permitting agencies of the importance of
evaluating whether an SSRA would be
necessary on a site-specific basis. The
new regulatory provision in no way
expands or supplements the authority
on which EPA had previously relied—
i.e., omnibus and § 270.10(k), thus it
does not provide any more or less
authority to permit authorities (i.e.,
lower or raise the hurdle) to require
SSRAs. We agree that, because the
proposed language provides permitting
authorities with no greater authority
than the omnibus authority, it is
somewhat duplicative of § 270.10(k).
However, as noted, EPA believes this
provision offers important benefits to
both the agency and the regulated
community, and as explained further
below, EPA has adopted a slightly
modified version of the proposal
pursuant to RCRA § 3004(a) and
§ 3005(b). See also discussion in
subsection F.
Another common view expressed by
commenters is that, although extensive
risk assessments that have been
performed for more than a decade,
showing lack of risk to human health
and the environment, EPA continues to
require SSRAs without a technical
evaluation of the historical results. To
the contrary, EPA Regional permit
writers have found that certain
chemicals (especially dioxin and
mercury)235 pose excess risk in certain
circumstances—even under the Interim
Standards—and consequently find it
necessary to assess risk to human health
and the environment based on sitespecific conditions at the facility. In
EPA Regions 7 and 10 for example,
235 Dioxin is a common risk driver due to ongoing
uncertainty in cancer and other health effects levels
for chlorinated dioxins and furans. Mercury is also
a common risk driver due to uncertainties implicit
in the quantitative mercury analysis. See discussion
in Part Seven, Section II. and 65 FR 52997. Thus,
it is not uncommon for permit authorities to require
risk-based RCRA permit limits (based on risk
assessment results) to control emissions of these
pollutants.
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some facilities have RCRA risk-based
permit conditions that establish more
frequent sampling or limits on feed rate
for specified metals to ensure that
ecologically sensitive areas are not
adversely impacted.
Many commenters also state that CAA
§ 112(f) residual risk process is the
appropriate method to assess risk for
hazardous waste combustors complying
with MACT, not RCRA risk assessments.
Specifically, one commenter argued that
EPA lacked statutory authority to rely
on the omnibus provisions to require
SSRA and SSRA-based controls on the
grounds that § 112(f) of the Clean Air
Act establishes a specific provision to
control any residual risk from
combustor emissions. We disagree with
commenters for two reasons. First, as we
explained in the 1999 final rule
preamble, the omnibus provision is a
RCRA statutory requirement and the
CAA does not override RCRA.
Promulgation of the MACT standards,
therefore, does not duplicate, supersede,
or otherwise modify the omnibus
provision or its applicability to the
sources covered by today’s rule. Second,
the SSRA under RCRA is usually
conducted prior to issuance of the final
permit. The CAA residual risk
determination is generally made eight
years after promulgation of the MACT
standards for a source category.
Accordingly, a permit authority
currently facing a permit decision could
not rely on these yet unwritten residual
risk standards to resolve its identified
concern that the MACT standard may
not be sufficiently protective at an
individual site. In addition, even though
we believe that § 3005(c)(3) and its
associated regulations provide the
authority to require and perform SSRAs
and to write permit conditions based on
SSRA results, we are not relying on
these provisions as the authority for
§ 270.10(l). Rather, we are relying on
§§ 3004(a) and (q) and 3005(b). See 69
FR 21327.
With respect to the costs incurred
when conducting an SSRA, several
commenters raised the concern that our
approximations do not include portions
of actual costs (e.g., data gathering, QA/
QC, and third party consultants, risk
assessors, and plant personnel time to
coordinate and review SSRA efforts and
collect facility data), thus resulting in
artificially low costs. Commenters cited
additional reasons why they feel that
EPA’s cost estimates are too low
including our assumptions that: (1)
SSRAs are a one-time or infrequent cost;
(2) most SSRAs fall under ‘‘normal’’
versus ‘‘unusual’’ situations; and (3) the
cost of conducting a risk burn during a
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trial burn adds only 20% more to the
cost.
Regarding the comment that we did
not include actual costs for our
estimates of overall costs to conduct an
SSRA, we agree that some costs were
overlooked. We did include the costs
related to conducting an SSRA under
‘‘normal’’ and ‘‘unusual’’ conditions,
SSRA data collection in conjunction
with a regular performance burn, and a
full independent risk burn including
protocol, sampling, analysis, and report.
However, we did not capture facility
time associated with data collection and
management related to the SSRA.
Consequently, we have revised our cost
estimate for performing these activities;
see chapter 4 of the background
document entitled, Assessment of the
Potential Costs, Benefits, and Other
Impacts of the Hazardous Waste
Combustion MACT Replacement
Standards—Final Rule, October 12,
2005.
In response to the broader comment
that our cost estimates are too low (for
several reasons mentioned previously),
we agree that our estimate of a 20%
additional cost to conduct a risk burn
with a trial burn may have been
conservative and therefore, we have
adjusted our previous estimate to
include a range of 20% to 40%. The
total SSRA cost range has also been
updated from $141K–$370K to $157K–
$815K.236 With respect to our
assumption that the majority of SSRAs
are conducted under ‘‘normal’’
conditions (lending to overall lower cost
estimates), we do believe that the
majority of future SSRAs will fall under
the ‘‘normal’’ conditions.237 We believe
this is appropriate due to: lack of new
facilities coming on-line for which there
is no previous test data; availability of
commercial modeling software; and
finalization of the ‘‘Human Health Risk
Assessment Protocol for Hazardous
Waste Combustion Facilities’’ guidance,
or ‘‘HHRAP’’ guidance. However, we do
recognize that some facilities can be
more complex than others in the
hazardous waste combustion universe.
Therefore, we have identified a portion
of facilities that are likely to incur
‘‘unusual’’ costs for a future SSRA and
236 The high end of this range applies only to
those systems operating under ‘‘unusual
conditions’’ (the available data suggest that there
are only five such facilities).
237 Normal conditions assume use of previously
collected performance burn data, use of standard
commercial modeling software that meet Agency
guidance, and limited interactions with State and
Federal oversight authorities. Unusual conditions
assume the need for site-specific modeling,
extensive interactions with stakeholders and
regulators, an extended time frame, and targeted
ecological analyses.
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have revised our cost analysis to reflect
inclusion of these higher-cost facilities.
See background document, Assessment
of the Potential Costs, Benefits, and
Other Impacts of the Hazardous Waste
Combustion MACT Replacement
Standards—Final Rule, October 12,
2005.
Also, we maintain our assumption
that SSRAs generally represent a onetime cost unless a facility significantly
changes its operations or if receptors
change such that an increase in risk is
anticipated as a result. Even so, as
explained earlier in subsection B., we
would anticipate that the risk
assessment would not have to be
entirely redone. It may be as limited as
collecting relevant new data for
comparison purposes, leading to a
decision not to repeat any portion of a
risk assessment. Or, it may be more
inclusive such that modifications would
be made to specific inputs to or aspects
of the risk assessment using data from
a previous risk assessment, risk burn or
comprehensive performance test. With
respect to chemical weapons
demilitarization facilities, we recognize
that due to their specialized waste
streams and multiple treatment units,
SSRAs, in many cases, are not one-time
events and as a result, their SSRA costs
are relatively high. The high costs can
be attributed to the necessity for each
chemical weapons demilitarization
facility to perform surrogate trial burns
and then agent trial burns for each
furnace and each agent campaign (e.g.,
GB (Sarin), VX, and HD (Sulfur
Mustard)). For example, a chemical
weapons demilitarization facility would
conduct GB trial burns on all the
furnaces and then complete destruction
of the GB stockpile, followed by VX trial
burns and VX stockpile and finally, the
HD trial burns and the HD stockpile.
This effectively extends the input to the
risk assessment of the trial burn data
over most of the operational life of the
facility.
Last, several commenters raised the
concern that EPA’s proposal to codify
the authority to require SSRAs on a
case-by-case basis and add conditions to
RCRA permits based on SSRA results,
violates the due process protections
afforded under the current structure,
where SSRAs are required and
performed pursuant to RCRA
§ 3005(c)(3) omnibus authority.
Commenters were further concerned
that the proposed language in § 270.10(l)
would remove existing procedural
safeguards by allowing the Agency to
require a very expensive SSRA before
the draft permit is even issued, thus
violating EPA’s own procedural
standards as well as due process. It
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appears as though commenters believe
that the procedures (and procedural
protections) currently applicable
whenever an SSRA is conducted are
unique to circumstances in which the
permitting authority proceeds under the
authority of RCRA § 3005(c)(3)—the
‘‘omnibus’’ provision. This is incorrect.
All of the specific procedural
requirements the commenters have
raised would be applicable whether the
permitting authority proceeded under
§ 270.10(l), as EPA proposed, or
pursuant to RCRA § 3005(c)(3) and
§ 270.10(k), as is the current practice.
All of the requirements established in
Part 124 continue to apply, whether
EPA proceeds under § 270.10(l) or under
§ 270.10(k). As we discussed in the
proposal, the basis for the decision to
conduct a risk assessment, or to request
additional information to evaluate risk
or determine whether a risk assessment
is necessary, must be included in the
administrative record for the facility and
made available to the public during the
comment period for the draft permit.
See 40 CFR 124.7 [statement of basis];
124.9 [administrative record for draft
permit]; 124.18 [administrative record
for final permit]. If the facility, or any
other party, files comments on a draft
permit decision objecting to the
permitting authority’s conclusions
regarding the need for a risk assessment,
the permitting authority must respond
fully to the comments. Any permit
conditions determined to be necessary
based either on the SSRA, or because
the facility declined to conduct an
SSRA, also must be documented and
supported in the administrative record.
The commenters’ concern that
§ 270.10(l) allows the permitting
authority to require the SSRA prior to
the issuance of a draft permit, and
therefore the applicant would have no
opportunity to comment or challenge
that determination, is equally
unfounded. There is effectively no
practical or substantive distinction
between the circumstance when a
permit authority communicates the
decision that an SSRA is necessary to
issue the permit prior to issuing the
draft permit, or as part of the draft
permit. In either case, if a facility
refuses to provide a risk assessment or
data to support a risk assessment
requested under this provision, the
regulations at part 124 make clear that
the appropriate recourse is for the
permit authority to deny the permit (See
40 CFR 124.3(d); 124.6(b) and 270.10(c).
The basis for the denial would
essentially be the same in either case—
that the information before the agency
gives rise to a concern that the MACT
may not be sufficiently protective,
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which the agency is unable to dispel
based on the information before it.
Consequently, the permit authority
cannot determine that the permit meets
RCRA’s standard for permit issuance.
An as noted above, all of the
requirements of Part 124 would apply to
actions taken in accordance with
§ 270.10(l). For additional discussion on
this issue, please refer to the Response
to Comments background document for
this final rule.238
Despite the many reasons offered by
commenters opposing our proposal, we
continue to believe that our proposed
approach is appropriate. As discussed
in the proposal (69 FR 21327) and in the
previous subsection, although the Phase
1 Replacement and Phase 2 standards
provide a high level of protection (i.e.,
they are generally protective) to human
health and the environment, thereby
allowing us to nationally defer the
RCRA emission requirements to MACT,
additional controls may be necessary on
an individual source basis to ensure that
adequate protection is achieved in
accordance with RCRA. Until today, we
have relied exclusively upon RCRA
§ 3005(c)(3) and its associated
regulations at § 270.10(k) when
conducting or requiring an SSRA. We
continue to believe that § 3005(c)(3) and
its associated regulations provide the
authority to require and perform SSRAs
and to write permit conditions based on
SSRA results. In fact, as the next
subsection will explain, EPA will likely
continue to include permit conditions
based on the omnibus authority in some
circumstances when conducting these
activities, and state agencies in states
with authorized programs will continue
to rely on their own authorized
equivalent. However, because SSRAs
are likely to continue to be necessary at
some facilities, we are finalizing the
authority to require them on a case-bycase basis and add conditions to RCRA
permits based on SSRA results under
the authority of RCRA §§ 3004(a) and (q)
and 3005(c). Therefore, we are finalizing
§§ 270.10(l) and 270.32(b)(3) with some
minor modifications to provide further
clarification of the Agency’s intent.
D. How Will the New SSRA Regulatory
Provisions Work?
The new regulatory provisions are
finalized under both base program
authority (§ 3004(a) and § 3005(b)) and
HSWA authority (§ 3004(q)). That is,
changes made to regulations applicable
to boilers are promulgated under HSWA
authority, whereas changes made to
regulations applicable to incinerators
238 See final Response to Comment to the HWC
MACT Standards, Volume 5, Miscellaneous.
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are promulgated under non-HSWA
authority. Consequently, when it is
determined that an SSRA is needed, the
applicability of these provisions will
vary according to the type of
combustion unit (whether it is regulated
under 3004(q), or only 3004(a) and
3005(b)), and the authorization status of
the state. Depending on the facts, the
new authority would be applicable, or
the omnibus provision would remain
the principal authority for requiring
SSRAs and imposing risk-based
conditions where appropriate. See 69
FR 21327.
According to the state authorization
section of this preamble (see Part Five,
Section IV.), EPA does not consider
these provisions to be either more or
less stringent than the pre-existing
federal program, since they simply make
explicit an authority that has been and
remains available under the omnibus
authority and its implementing
regulations. Thus, states with
authorized equivalents to the federal
omnibus authority will not be required
to adopt these provisions, so long as
they interpret their omnibus authority
broadly enough to require risk
assessments where necessary.239
The provisions of §§ 270.10(l) and
270.32(b)(3) adopted in today’s rule are
substantially similar to the provisions
EPA proposed. Section 270.10(l)
continues to explicitly provide that a
permit authority has the authority to
evaluate, on a case-by-case basis, the
need for an SSRA. EPA has also retained
its proposed language that explicitly
provides that, where an SSRA is
determined to be necessary, the permit
authority may require a permittee or an
applicant to conduct an SSRA, or to
provide the regulatory agency with the
information necessary to conduct an
SSRA on behalf of the permittee/
applicant. The final provision also
essentially retains the standard laid out
in the proposal: that a permit authority
may decide that an SSRA is warranted
based on a conclusion that additional
controls beyond those required pursuant
to 40 CFR parts 63, 264, 265, or 266 may
be needed to ensure protection of
human health and the environment
under RCRA. In § 270.32(b)(3), EPA has
also explicitly codified the authority for
permit authorities to require that the
applicant provide information, if
needed, to make the decision of whether
an SSRA should be required.
239 Authorized states are required to modify their
programs only when EPA enacts federal
requirements that are more stringent or broader in
scope than existing federal requirements. This
applies to regulations promulgated under both
HSWA and non-HSWA authorities.
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However, EPA has adopted some
further clarifications to the final
provisions in response to comments. In
response to comments that the
regulatory language EPA had proposed
still fails to provide the regulated
community with adequate notice that an
SSRA might be required, and what that
might entail, EPA has included
additional language to address those
issues. Specifically, EPA has included a
sentence stating that the information
required under § 270.10(l) can include
the information necessary to evaluate
the potential risk to human health and/
or the environment resulting from both
direct and indirect exposure pathways.
EPA has also added language to remind
permit authorities that the
determination that the MACT standards
may not be sufficiently protective is to
be based only on factors relevant to the
potential risk from the hazardous waste
combustion unit at the site, and has
provided a list of factors to guide the
permit authority in making that
determination. See subsections E. and F.
for further discussion. The applicability
language of §§ 270.19, 270.22, 270.62,
and 270.66 also has been amended to
allow a permit authority that has
determined that an SSRA is necessary to
continue to apply the relevant
requirements of these sections on a caseby-case basis and as they relate to the
performance of the SSRA after the
source has demonstrated compliance
with the MACT standards.
As previously noted, the requirements
at 40 CFR Part 124 continue to apply to
actions taken to implement § 270.10(l).
Thus, if the permitting authority
concludes that a risk assessment or
additional information is necessary for a
particular combustor, the permitting
authority must provide the factual and
technical basis for its decision in the
permit’s administrative record and must
make it available to the public during
the comment period for the draft permit.
If the facility or any other party files
comments on a draft permit decision
objecting to the permitting authority’s
conclusions regarding the need for an
SSRA, the authority must respond fully
to the comments. In addition, the SSRA
must be included in the administrative
record and made available to the public
during the comment period. Any
additional conditions and limitations
determined to be necessary as a result
of the SSRA must be documented and
supported in the administrative record
as well.240
240 Additional clarification on the appropriate use
of the SSRA policy and technical guidance is
provided in the April 10, 2003 memorandum from
Marianne Lamont Horinko entitled ‘‘Use of the Site-
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E. What Were Commenters’ Reactions to
EPA’s Proposed Decision Not To
Provide National Criteria for
Determining When an SSRA Is or Is Not
Necessary?
In the proposal, we stated that we
were not proposing national criteria
(e.g., guiding factors) for determining
when an SSRA is necessary. Although
we had developed a list of qualitative
guiding factors for permit authorities to
consult when considering the need for
an SSRA in the September 1999 final
rulemaking (revised from the April 1996
NPRM), we never intended for them to
comprise an exclusive list for several
reasons. Mainly, we felt that the
complexity of multi-pathway risk
assessments precluded the conversion
of the qualitative guiding factors into
more definitive criteria. See 69 FR
21328.
Commenters generally agreed that the
risk assessment guidance and policy
should not be codified. They agreed in
principle that it is important to keep the
decision to require an SSRA flexible
because factors vary from facility to
facility. However, several commenters
raised the concern that the proposed
language of § 270.10 (l) was too vague.
For example, one commenter suggested
that any additional guidance clarifying
how risk assessments should be
performed and that providing standards
or goals to be achieved by the operating
conditions would be helpful. Another
commenter felt that EPA should identify
specific factors that the regions and
authorized states should consider, and
specific criteria that should be met,
before requiring an SSRA or additional
emission controls or other standards.
We agree with commenters that
additional guidance would be beneficial
and have taken a number of actions in
this regard. First, EPA is adopting a
more detailed regulatory provision that
provides a non-exclusive list of guiding
factors for permit authorities to use in
determining whether the MACT will be
sufficiently protective at an individual
site, and consequently, whether an
SSRA is warranted. Section 270.10(l)
now requires that the permit writer’s
evaluation of whether compliance with
the standards of 40 CFR part 63, Subpart
EEE alone is protective of human health
or the environment be based on factors
relevant to the potential risk from a
hazardous waste combustion unit,
including, as appropriate, any of the
specifically enumerated factors. These
factors reflect the eight guiding factors
that EPA has discussed in several rule
Specific Risk Assessment Policy and Guidance for
Hazardous Waste Combustion Facilities.’’ (See
Docket # OAR–2004–0022–0083).
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preambles. See 61 FR 17372, 64 FR
52842, and 69 FR 21328. However, EPA
has also incorporated a few minor
revisions to reflect the standards
promulgated today, and to reflect the
fact that the factors will be codified.
EPA has revised the language of the
factors so that the language is consistent
between the provisions. Consistency of
phrasing is generally more important in
regulations, which are binding, than in
guidance. For example, some of the
factors listed in the 1999 preamble used
the phrase ‘‘presence or absence’’ while
other used the phrase ‘‘identities and
quantities.’’ EPA has adopted the phrase
‘‘identities and quantities,’’ on the
grounds that it more precisely expresses
the concept intended by both phrases.
EPA has also made minor revisions to
reduce redundant text, and to shorten
the provisions, in the interests of clarity.
For example, rather than addressing the
proximity of receptors in two factors,
EPA addresses this issue in a single
factor. However, nothing contained in
either of the original factors was deleted
as part of this revision. None of the
revisions described here substantively
change the issues to be considered from
those contained in the original eight
guiding factors.
In addition to these minor technical
revisions, EPA has included language to
clarify that one potentially relevant
factor for consideration is the ‘‘identities
and quantities of persistent,
bioaccumulative or toxic pollutants
considering enforceable controls in
place to limit those pollutants.’’ This
reflects changes made between the
proposed and final MACT standards
(e.g., the proposed rule called for
beyond-the-floor dioxin limits for some
sources; those were not promulgated in
the final rule).
Another change is the EPA has
deleted the factor that listed ‘‘concerns
raised by the public.’’ The regulation
will allow the decision to be based on
any one of the listed factors, and public
concern, unaccompanied by an
identifiable risk, would not provide an
adequate basis for determining that an
SSRA was warranted.
Finally, as discussed previously in
subsection B., EPA has added an
additional factor to indicate that a
previously conducted risk assessment
would be relevant in evaluating changes
in conditions that may lead to increased
risk. The factor reads as follows:
‘‘Adequacy of any previously conducted
risk assessment, given any subsequent
changes in conditions likely to affect
risk.’’ See § 270.10(l)(1).
One commenter raised the concern
that the eight guiding factors the Agency
specified in its Federal Register notice
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59509
at 64 FR 52842 (September 30, 1999) did
not adequately focus on the central
question of whether there are likely to
be emissions that would be
uncontrolled under the Subpart EEE
final rule. They argued that, as an
example, under guiding factor #5, if the
waste containing highly toxic
constituents are being addressed by the
Subpart EEE standards, the fact that
there might be such wastes should not
justify an SSRA. The commenter
apparently misunderstands that the
factors were not intended to function as
stand-alone criteria for requiring an
SSRA—i.e., to use their example, the
commenter believes that the mere fact
that highly toxic constituents are
present in the waste would justify an
SSRA without consideration of whether
the MACT emission standards were
sufficiently protective. This is an
incorrect reading of EPA’s proposed
regulation. Rather, the factors were
always intended to function as
considerations that might be relevant to
the determination of whether the MACT
was sufficiently protective. However,
the regulatory structure EPA has
adopted in the final rule makes perfectly
clear that the critical determination is
that ‘‘compliance with the standards of
40 CFR part 63, Subpart EEE alone may
not be protective of human health or the
environment.’’ Further, the provision
states that this determination is to be
based only on factors relevant to the
potential risk from the hazardous waste
combustion unit, including, as
appropriate, the listed factors. EPA
believes that these provisions make
clear that the determination of whether
to require an SSRA is to be based on
consideration of the conditions at the
facility site, including, for example, an
evaluation of all enforceable controls in
place to limit emissions. Further
discussion of EPA’s revised provisions
can be found in subsection F.
Second, as discussed in more detail
below, EPA is issuing a revised risk
assessment guidance document that we
believe will provide additional insight
to help users. While clearly delineating
between risk management and risk
assessment, the HHRAP explains in
great detail a recommended process for
performing and reporting on costeffective, scientifically defensible risk
assessments. It includes numerous
recommended defaults, while at the
same time is flexible enough to
incorporate site-specific values.
Although the HHRAP provides
numerous recommendations, it remains
merely guidance and consequently
leaves the final decisions up to the
permitting authority. We believe that
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the revised HHRAP guidance will
provide further assistance to permit
writers, risk assessors and facilities in
determining whether or not to conduct
an SSRA and what and how much
information is required for the SSRA.
F. What Are EPA’s Responses to the
Cement Kiln Recycling Coalition’s
Comments on the Proposal and What is
EPA’s Final Decision on CKRC’s
Petition?
In the proposal, we provided a
lengthy discussion in response to
CKRC’s petition for rulemaking (69 FR
21325–21331). In its petition, CKRC
presented two requests with respect to
SSRAs: (1) That EPA repeal the existing
SSRA policy and technical guidance
because CKRC believes that the policy
and guidance ‘‘are regulations issued
without appropriate notice and
comment rulemaking procedures’’; and
(2) after EPA repeals the policy and
guidance, ‘‘should EPA believe it can
establish the need to require SSRAs in
certain situations, CKRC urges EPA
undertake an appropriate notice and
comment rulemaking process seeking to
promulgate regulations establishing
such requirements.’’ Additionally,
CKRC stated that it does ‘‘not believe
that these SSRAs are in any event
necessary or appropriate’’ and that they
disagree with EPA’s use of the RCRA
omnibus provision as the authority to
conduct SSRAs. Finally, CKRC raised
three general concerns: (1) Whether an
SSRA is needed for hazardous waste
combustors that will be receiving a
RCRA permit when the combustor is in
full compliance with the RCRA boiler
and industrial furnace regulations and/
or with the MACT regulations; (2) how
an SSRA should be conducted; and (3)
what is the threshold level for a ‘‘yes’’
or ‘‘no’’ decision that additional riskbased permit conditions are necessary.
We believe our tentative decision in the
proposal addressed each request and
concern presented in their petition.
However, in its comments, CKRC has
restated many of the same issues with
new emphasis. Thus, we believe it is
appropriate to address their major
comments in the following
paragraphs.240a
1. Whether SSRAs Are Necessary for
Facilities in Full Compliance With BIF
or MACT Regulations
In its comments, CKRC continues to
question the need for any SSRAs at
240a CKRC provided numerous comments
organized by subtitles. Rather than relying on this
format in the preamble, we have organized the
comments and responses according to the concerns
initially raised in the petition, and consistent with
the discussion presented in the proposal.
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facilities that are in full compliance
with the MACT EEE standards. CKRC
also states that ‘‘[our] Petition
challenged EPA to explain why, if there
is any need for SSRAs at all under
RCRA, there is a rational basis for why
it has limited the entire SSRA program
to hazardous waste combustors.’’ They
argue that, ‘‘The point is that if the
‘‘omnibus’’ words in RCRA mean what
EPA says they mean for hazardous
waste combustors, why do they not
mean the same thing for all of the other
TSD facilities that also pose the same
kind of ‘‘what-if’’ hypotheticals that
EPA throws out in its preamble?’’
As discussed above in subsection B.,
and in greater detail below, EPA
believes that risk assessments will
continue to be necessary at some
facilities. For example, based on the
inconclusive results from the national
risk assessment conducted for the 1999
final rule and the comparative risk
analysis conducted for today’s rule, EPA
is not able to conclude that all MACT
standards will be sufficiently protective
for every facility (e.g., non-dioxin PICs
not previously modeled, no numerical
dioxin/furan emission standard for solid
fuel-fired boilers, liquid fuel-fired
boilers with wet or no APCDs, and
hydrochloric acid production furnaces,
etc.). EPA also provided examples of
site-specific factors that might lead risk
assessors to decide that the MACT
standards may not be sufficiently
protective, and therefore an SSRA may
be necessary (e.g., if a source’s
emissions are comprised of persistent
bioaccumulative or toxic contaminants).
EPA also discussed this issue at length
in both the 2004 proposal, and the 1999
rule preamble. See 69 FR 21326 and 64
FR 52842. Given these uncertainties, the
SSRA provides significant support for
the Agency’s 1006(b) determination
supporting the elimination of separate
RCRA emission standards for MACT
EEE facilities.
We disagree that our discussion of
standards (and site-specific factors) that
may warrant a risk evaluation at certain
types of facilities are mere ‘‘what-if’’
hypotheticals. The examples that we
discussed in both the earlier preambles
and above were based on the 1999
national risk assessment and a
comparative risk analysis, which
concluded that either there was not
enough information to make a definitive
protectiveness determination or that
uncertainty in cancer and other health
effects levels of dioxin and furans, for
instance, make it difficult to draw
conclusions about potential risks.
Furthermore, the discussions with
respect to the protectiveness of certain
standards (i.e., some are less stringent
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today than the 1999 standards) in
subsection B., present a reasonable basis
for permitting authorities to consider
whether or not risk should be evaluated.
In support of our position that the
examples we have provided in the 1999
final rule preamble, the 2004 proposed
rule preamble, and this final rule, are
more than ‘‘what-if’’ hypotheticals, we
have placed copies of completed risk
assessments where risk-based limits
were found to be necessary in the
docket for today’s final rule (see OAR–
2004–0022).
The CKRC fails to acknowledge that
there are many aspects of hazardous
waste combustors and the combustion
process itself, which make this category
of TSD facilities different from others,
and which factor heavily into our SSRA
policy. Consider that many combustion
facilities feed a wide array of waste
streams comprised of many hazardous
constituents. The combustion of these
constituents results in complex
chemical processes (which are difficult
to predict) occurring throughout the
combustion unit. The end product is
stack emissions comprised of a variety
of compounds different from those that
enter the process, and thus are difficult
to predict because they can vary greatly
based on the many variables of the
individual combustion unit, making
them difficult to address (i.e., there are
no specific emissions standards to limit
certain compounds such as products of
incomplete combustion). For example,
in attempting to maximize the
destruction of organic compounds,
products of incomplete combustion are
often generated as a consequence.
Further, due to stack dispersion,
hazardous waste combustors have the
potential to affect several square miles.
Other types of TSD facilities’ operations
typically do not encompass such
complex processes or have the potential
to adversely affect receptors for several
square miles.
It should be noted that hazardous
waste combustors are not the only type
of TSD subjected to site-specific
evaluations of risk. We take a sitespecific approach to regulating
miscellaneous units under Part 264,
subpart X. Because it is not possible to
develop performance standards and
emission limits for each type of
treatment unit that may fall under this
broad category, we rely on general
environmental performance standards to
meet our mandate under §§ 3004 (a) and
(q) that standards governing the
operation of hazardous waste facilities
be protective of human health and the
environment. For example, § 264.601(c)
requires ‘‘Prevention of any release that
may have adverse effects on human
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health or the environment due to
migration of waste constituents in the
air, considering: * * * (6) the potential
for health risks caused by human
exposure to waste constituents; and
* * *’’ For all intents and purposes,
subparts X units are subject to SSRAs as
well.
In addition, the question of whether
an SSRA continues to be necessary is
partly a function of the fact that EPA is
seeking to rely on CAA MACT standards
in order to eliminate RCRA emissions
standards for these facilities. As noted
above, because the MACT is technologybased, and because of uncertainties in
our national risk assessments, permit
writers’ ability to conduct an SSRA in
individual cases provides important
support for our deferral.
RCRA §§ 3004(a) and (q) mandate that
standards governing the operation of
hazardous waste combustion facilities
be protective of human health and the
environment. To meet this mandate, we
originally developed national
combustion standards under RCRA,
taking into account the potential risk
posed by direct inhalation of the
emissions from these sources. With
advancements in risk assessment
science since promulgation of the
original national standards (i.e., 1981 for
incinerators and 1991 for boilers and
industrial furnaces), it became apparent
that the risk posed by indirect exposure
(e.g., ingestion of contaminants in the
food chain) to long-term deposition of
metals, dioxins/furans and other organic
compounds onto soils and surface
waters should be assessed in addition to
the risk posed by direct inhalation
exposure to these contaminants. We also
recognized that the national assessments
performed in support of the original
hazardous waste combustor standards
did not take into account unique and
site-specific considerations which might
influence the risk posed by a particular
source. Therefore, until EPA was able to
revise its regulations, to ensure the
RCRA mandate was met on a facilityspecific level for all hazardous waste
combustors, we strongly recommended
that site-specific risk assessments
(SSRAs), including evaluations of risk
resulting from both direct and indirect
exposure pathways, be conducted as
part of the RCRA permitting process. In
those situations where the results of an
SSRA showed that a facility’s operations
could pose an unacceptable risk (even
after compliance with the RCRA
national regulatory standards),
additional risk based, site-specific
permit conditions could be imposed
pursuant to RCRA’s omnibus authority,
§ 3005(c)(3).
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Rather than establish separate
emission standards under RCRA, EPA
decided to coordinate its revisions to
the RCRA emissions standards for
hazardous waste combustors with the
adoption of the MACT standards
pursuant to § 112(d) of the CAA. See 64
FR 52832. In the rulemaking
establishing the MACT standards for
incinerators, cement kilns and
lightweight aggregate kilns (Phase 1
sources), relying on RCRA § 1006(b),
EPA determined that in most cases, the
MACT standards would be sufficiently
protective that separate RCRA emission
standards and operating conditions
would not need to be included in the
facility’s RCRA permit. However, for a
variety of reasons, EPA lacked sufficient
factual basis to conclude that a complete
deferral of RCRA requirements could be
supported for all facilities.
Section 1006(b) conditions EPA’s
authority to reduce or eliminate RCRA
requirements on the Agency’s ability to
demonstrate that the integration meets
RCRA’s protectiveness mandate (42
U.S.C. 6005(b)(1)). See Chemical Waste
Management v. EPA, 976 F.2d 2, 23, 25
(D.C. Cir. 1992). To support its RCRA
§ 1006(b) determination, EPA conducted
a national evaluation of both direct and
indirect human health and ecological
risks to determine if the MACT
standards would satisfy the RCRA
mandate to protect human health and
the environment. That evaluation,
however, did not quantitatively assess
the proposed standards with respect to
mercury and nondioxin products of
incomplete combustion. This was due to
a lack of adequate information regarding
the behavior of mercury in the
environment and a lack of sufficient
emissions data and parameter values
(e.g., bioaccumulation values) for
nondioxin products of incomplete
combustion. Since it was not possible to
suitably evaluate the proposed
standards for the potential risk posed by
mercury and nondioxin products of
incomplete combustion, in order to
support our 1006(b) determination, we
continued to recommend that SSRAs be
conducted for some facilities as part of
the permitting process until we could
conduct a further assessment once final
MACT standards were promulgated and
implemented. Specifically, we
recommended that for hazardous waste
combustors subject to the Phase 1
MACT standards—hazardous waste
burning incinerators, cement kilns and
light-weight aggregate kilns—permitting
authorities should evaluate the need for
an SSRA on a case-by-case basis. We
further stated that while SSRAs are not
anticipated to be necessary for every
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facility, they should be conducted
where there is some reason to believe
that operation in accordance with the
MACT standards alone may not be
protective of human health and the
environment. For hazardous waste
combustors not subject to the Phase 1
standards, we continued to recommend
that SSRAs be conducted as part of the
RCRA permitting process. See 64 FR
52841. As discussed in subsection B.,
EPA believes that SSRAs may continue
to be necessary for some Phase 1
facilities. For the Phase 2 sources, our
comparative risk analysis generally
indicates that, although the MACT
standards for Phase 2 sources are
appreciably more stringent than the
current RCRA BIF standards, an SSRA
may be necessary to confirm that a
facility will operate in a way that is
protective of human health and the
environment.
Thus, for both Phase 1 and Phase 2
sources, we continue to believe that
SSRAs may be necessary for some
facilities.241 We generally believe the
MACT standards will be protective; in
most cases they are substantially more
protective than the existing RCRA part
264, 265, and 266 requirements.
However, because HWCs manage
hazardous waste and process it by
burning and emitting the by-products
into the air, a multitude of potential
exposure pathways exist. These
exposure pathways can also vary
substantially based on site-specific
factors associated with an individual
combustion unit and the surrounding
site. Such factors make it difficult for
the Agency to conclude that a single,
national risk assessment provides
adequate factual support for its
determination that the technology-based
MACT standards will be sufficiently
protective. This is further complicated
by the fact that, for certain parameters,
the Agency lacked sufficient
information to quantitatively assess the
risk, but is relying on a combination of
quantitative and qualitative assessments
of the MACT standards’ protectiveness.
Nonetheless, EPA does not believe
that the uncertainty is so great that it
would preclude a deferral under 1006(b)
for the affected categories of facilities;
nor does EPA believe that these
uncertainties necessarily support
requiring a risk assessment for all such
facilities. Conditions at the facility
241 As discussed in section B., we expect that
facilities that have previously conducted an SSRA
will not need to conduct another in consideration
of today’s final standards. Only those facilities
newly subject to the RCRA permitting requirements,
or existing sources where changes in conditions
could lead to increased risk, may need to conduct
or modify an existing SSRA.
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might confirm that the MACT standards
are sufficiently protective, without the
need for a facility-wide risk assessment.
For example, if the results of the MACT
testing demonstrated that the facility’s
dioxin emissions fall below the levels
estimated in the database EPA used for
its comparative risk assessment, the
uncertainties in EPA’s comparative risk
assessment would not, by itself, support
a decision to require an SSRA. Such
decisions require an evaluation of the
conditions at the site, and EPA believes
it important to retain the flexibility for
permit authorities to take these
conditions into account. Accordingly,
EPA believes that the regulatory
structure adopted in today’s rule strikes
the appropriate balance between these
competing factors.
In response to EPA’s statement in the
proposal that non-HAP emissions,
which were beyond the direct scope of
MACT, may pose risk which could
necessitate an SSRA (69 FR 21326),
CKRC pointed out that the same could
be said for other types of TSDs, such as
landfills, land treatment systems,
etcetera, and EPA has not addressed this
point in its preamble. As previously
noted, combustion units are distinct
from other types of TSDs due to the
wide array of waste streams being fed to
the unit, the complex chemical
processes throughout the combustion
unit, stack emissions comprised of a
wide variety of compounds that are
difficult to address, and the potential to
impact receptors for several square
miles due to stack dispersion. A further
distinction is that EPA is seeking to rely
on the MACT standards to eliminate
national RCRA stack emissions
standards under § 1006(b). Unless EPA
can affirmatively demonstrate that
RCRA’s protectiveness standards are
met, the Agency cannot eliminate RCRA
requirements. A number of uncertainties
remain concerning the protectiveness of
the MACT standards based on the
uncertainties remaining in the
supporting national risk assessment and
comparative analysis, and the variability
of site-specific factors from one facility
to another. Permitting authorities’
ability to resolve these uncertainties
through the use of the SSRA, where
appropriate, provides important support
for the Agency’s 1006(b) finding.
Furthermore, as we have noted, under
omnibus, to the extent permitting
authorities believe there are problems
with other types of TSDs, they can
impose requirements and request
additional information, including an
SSRA in accordance with § 270.10(k).
Also as previously noted, Part 264,
subpart X specifically incorporates site-
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specific consideration of risk into its
regulatory framework.
Next, CKRC comments that EPA has
a non-discretionary duty under CAA
§ 112(f) to address and take care of any
‘‘residual risk’’ from MACT facilities in
the future in any event. We discussed
why we do not believe that the residual
risk process should or can take the place
of an SSRA under RCRA in subsection
C. of this SSRA preamble, as well as in
the 1999 rule preamble (64 FR 52843).
In short, because the residual risk
standards have not yet been established,
permit writers cannot rely on this
process in reaching current permitting
decisions or in acting on currently
pending permit applications.
2. Codification of EPA’s Technical
Guidance
In response to our explanation in the
proposal that risk assessment guidelines
should be flexible and reflect current
science, CKRC gave three comments: (1)
Not a word of the current SSRA
guidelines has been changed in 3 years;
(2) it is easy to write regulations that
have provisions that might be applied
differently in different situations, and at
least many basic, fundamental points
can go in regulations, while some
details can be in guidance—EPA writes
regulations accompanied by ‘‘fill in the
small details’’ guidance all the time; and
(3) EPA seems to have no real problems
with regulatory fixes anyway. In
addition, CKRC provides several
comments related to the previous three
throughout their comment document,
which are addressed below.
None of these comments address the
specific issue EPA raised, which is that,
while it certainly is possible to codify
our risk assessment guidance, for a
variety of reasons, we disagree that it
would be appropriate to issue these
technical recommendations as a
regulation. As we previously explained,
risk assessment—especially multipathway, indirect exposure
assessment—is a highly technical and
evolving field. Any regulatory approach
EPA might codify in this area is likely
to become outdated, or at least
artificially constraining, shortly after
promulgation in ways that EPA cannot
anticipate now. In support of this, we
noted specific examples of problems we
experienced in implementing the BIF
regulations. See 69 FR 21330. Further,
we explained that at the time of
codification, BIF risk assessments were
not intended to address indirect routes
of exposure, thus making the parameters
easier to implement. Today, however,
risk assessments are more complex due
to the necessary inclusion of multipathway and indirect exposure routes.
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Given the complexity of multi-pathway
and indirect exposure assessments and
the fact that risk science is continuously
evolving, it would be difficult and
again, overly constraining, to codify risk
parameters today. We note as well, in
this regard, that several commenters
agreed that codification of EPA’s risk
assessment guidance would be too
constraining for both the agency and the
regulated community.
We also believe that a guidance
approach is consistent with the fact that
permit authorities must make sitespecific decisions whether to do risk
assessments at all. We think that it
makes little sense to allow this kind of
flexibility regarding whether to do a risk
assessment and for what purposes,
while prescribing how one must be
conducted if one is required. In fact,
permitting authorities, in some cases,
have developed their own guidance
methodologies responsive to the specific
needs associated with their facilities.
For example, North Carolina, Texas, and
New York have each developed their
own risk assessment methodologies.
Further, facilities that choose to conduct
SSRAs themselves can choose
alternative approaches in applying
methodologies as well. We think this
flexibility employed in the field
supports our judgment that risk
assessment methodologies should not be
codified. CKRC’s comments failed to
address any of these issues.
Turning to the remainder of CKRC’s
specific points—CKRC’s assertion that
the technical guidance has not been
amended in the past three years is
inaccurate. A revised HHRAP guidance,
that has been amended to take into
account the technical recommendations
from both the public comments and
peer review, is published in conjunction
with this rule. In addition, as noted
above, in some cases, permitting
authorities have developed their own
methodologies responsive to the specific
needs associated with their facilities.
With respect to CKRC’s third point,
the regulatory corrections made to the
MACT rules were necessary either to fix
an error or omission or to resolve
potential legal issues. To codify
technical tools and chemical
information pertinent to the risk process
simply is not prudent, as this
information is continually changing and
would almost always be out of date.
Granted, when this information is
presented in guidance, it can just as
easily become outdated, however,
facilities and risk assessors are free to
use the most up-to-date air modeling
tools and toxicity values available (i.e.,
they would not be bound to regulations
requiring the use of obsolete tools and
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information). We continue to believe
that publishing our technical
recommendations as regulation would
remove much of the flexibility that is
important in evaluating risk on a sitespecific basis.
CKRC discounts EPA’s statement that
codification of risk assessment is the
exception arguing that ‘‘Neither TSCA
or CERCLA, however, specifically
commands EPA to define the type of
information necessary for a permit
application through the rulemaking
process as RCRA does. Moreover, the
TSCA and CERCLA examples EPA cites
are not analogous to the situation where
a permit applicant can be denied a
permit—or at least strung through
months or years of tortuous and costly
submissions, revision, and
resubmission—to obtain a permit.’’
Even if TSCA and CERCLA were not
considered to be analogous, that does
not change EPA’s fundamental rationale
that codification of highly technical risk
assessment guidance is not appropriate.
EPA does not believe that RCRA
§ 3005(b) requires EPA to codify an
exhaustive list of every possible piece of
information that might be required in a
permit. To some extent, that is the
reason for having a permit process—to
allow site specific conditions to be
taken into account. Nevertheless, EPA
has revised part 270, pursuant to RCRA
§ 3004(a) and § 3005(b) to specifically
provide that a risk assessment may be
necessary, where there is reason to
believe that the MACT standards may
not be sufficiently protective. This was
done wholly to address the petitioner’s
concern that the current regulations do
not adequately provide notice that an
SSRA might be necessary as part of a
permit application. This provision,
while it does not provide as much detail
as the petitioner wishes, clearly
‘‘defines the type of information
necessary for a permit application.’’
CKRC complains that the Agency did
not address in its proposed response the
petitioner’s discussion of the ‘‘strong
case law compelling the conclusion that
‘guidance’ documents EPA has issued
for conducting SSRAs must be subjected
to notice-and-comment rulemaking.’’
EPA has chosen not to respond to
CKRC’s legal interpretation because we
believe that it is clear that the guidance
documents do not impose mandatory
requirements, and therefore need not be
issued by notice and comment
rulemaking. Nevertheless, EPA notes
that in the proposal, the Agency
explained that we were in the process
of reviewing the guidance documents,
and, to the extent we found language
that could be construed as limiting
discretion, we committed to revise the
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documents to make clear that they are
non-binding. See 69 FR 21329. We
specifically noted that CKRC indicated
in its petition that, in its view, the
documents contain language that could
be construed as mandatory. While EPA
does not necessarily agree, and believes
that, in context, it is clear that the
recommendations in the documents are
discretionary, EPA nonetheless
reviewed the documents to ensure that
they are carefully drafted. Consequently,
under the standards articulated in
Appalachian Power Co. v. EPA, 208
F.3d 1015 (D.C. Cir. 2000) and
subsequent case law, the final HHRAP
guidance is truly guidance and does not
require notice-and-comment
rulemaking. The HHRAP explains in
great detail an acceptable process for
performing and reporting on costeffective, scientifically defensible risk
assessments. It includes numerous
recommended defaults, while at the
same time provides the risk assessor or
facility full opportunity to incorporate
site-specific values in place of the
defaults. The HHRAP offers numerous
recommendations, but requires nothing.
EPA has placed a copy of the final
guidance document in the docket for
today’s action (see OAR–2004–0022).
CKRC believes that EPA’s technical
guidance imposes information
requirements upon the RCRA permit
applicant that are not contained in any
regulations and in fact exceed by orders
of magnitude any information
requirements contained in the part 270
regulations. We disagree that anything
contained in HHRAP is ‘‘required’’ in
any way. Moreover, to the extent any
individual facility believes the
information requested is inappropriate
or unnecessary, they can challenge that
as part of the permitting process.
Lastly, CKRC argues that ‘‘The
procedures EPA has been using to issue
and revise the SSRA guidance do not by
any measure comply with the full
panoply of procedures and protections
offered by the APA process. Most
critically, when EPA merely solicits
comments on draft guidance documents,
it has no duty to respond to comments
and provide a rational basis and
justification in defense of its choices in
the face of comments. EPA is essentially
running its entire SSRA program on the
basis of ‘‘draft’’ guidance versions for
which EPA has never to this day
prepared any response to comments.’’
As previously noted, EPA believes the
final HHRAP is merely guidance and
therefore, EPA is not required to
proceed through notice and comment
rulemaking pursuant to § 553 of the
APA. However, because we want the
HHRAP guidance to be useful and clear,
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59513
we have solicited public review and
comment. As a result, it has been
improved over the years by including
revisions to the guidance based upon
feedback from users of the guidance and
from experience in the field. A response
to comments document has been
prepared and released along with the
final HHRAP and final MACT rules,
even though the Agency was not
required to do so. More to the point,
because it is only guidance, sources will
have the opportunity to raise questions
or comments on anything in the
guidance as part of the permitting
process and the permitting authority
will be required to respond to those
comments as part of the permitting
process. See 40 CFR part 124. Sources
will also have the right to challenge the
responses or use of the guidance as part
of the permitting process.
3. Codification of Criteria for
Determining That Additional RiskBased Permit Conditions or an SSRA Is
Necessary
CKRC argues that EPA’s proposed
regulatory changes should not be
considered as a partial grant because
EPA has not codified specific criteria in
the proposed regulations for permit
authorities to use to decide whether to
require an SSRA; to set the risk levels
that are deemed protective; or to
otherwise provide any further definition
as to what it means to protect human
health and the environment.
In its petition, CKRC requested that
after we repeal the policy and guidance
(per the first request), ‘‘should EPA
believe it can establish the need to
require SSRAs in certain situations,
CKRC urges EPA to undertake an
appropriate notice and comment
rulemaking process seeking to
promulgate regulations establishing
such requirements.’’ As discussed at
length in both the proposal (69 FR
21325–21327) and the preceding
paragraphs, we believe that we have
established certain circumstances where
the MACT standards may not be
protective and that an SSRA may be
warranted, based on relevant sitespecific factors associated with an
individual combustion unit.
Consequently, we are finalizing
regulations that explicitly authorize
permitting authorities to conduct or
require an SSRA on a site-specific basis.
This, in our view, grants the second of
CKRC’s requests. Our response directly
addresses a number of CKRC’s concerns:
(1) Through a notice and comment
rulemaking process, EPA has
established circumstances in which an
SSRA may be necessary; and (2) EPA’s
regulations will now explicitly
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acknowledge that an SSRA might be
necessary as part of the permitting
process, thereby addressing the
petitioner’s concern that EPA’s past
approach of relying on RCRA’s omnibus
authority to implement this policy
violates the requirements of RCRA
§ 3005(b). And as discussed further
below, EPA has codified criteria for
permit authorities to use to determine
whether to require an SSRA.
While it does not provide exactly
what CKRC requested, the regulated
community has had a full opportunity
to comment on the need for an SSRA
both as part of the 1999 rulemaking and,
again, as part of this rulemaking to
adopt the provisions of § 270.10(l),
which contain an explicit reference to
the potential need for an SSRA as part
of the permitting process pursuant to
RCRA § 3004(a) and § 3005(b). As
previously explained, § 270.10(k) does
not explicitly mention the potential for
an SSRA to be required. Although the
rule does not identify a priori that an
SSRA will be required in an individual
circumstance, but defers that
determination to the permitting process,
the final rule reflects EPA’s findings that
an SSRA is not anticipated to be
necessary in every circumstance—only
where site-specific conditions give the
permit authority reason to believe that
additional controls beyond those
required pursuant to 40 CFR parts 63,
264, 265, or 266 may be necessary to
protect human health and the
environment.
CKRC argues that EPA’s decision not
to codify national criteria renders the
regulation impermissibly vague, and
therefore, ‘‘in their view totally deficient
as a legal matter.’’ The petitioner argues
that the rule is essentially ‘‘a bootstrap
attempt to avoid rulemaking
requirements by establishing ‘rules’ that
give no more guidance or direction than
general terms in the statute and in no
way channel the decision maker’s
discretion or put the public on notice of
anything.’’ According to CKRC, this
unbridled discretion is manifest in three
ways: (1) No criteria explain how a
permit writer is to decide whether to
require an SSRA; need merely to
conclude ‘‘reason to believe’’; (2) there
are absolutely no limits on what type of
information or assessments the permit
writer may demand and the proposed
reg. does not even hint at what type of
information or assessments might be
demanded; and (3) there is not a word
of guidance or specification as to what
it means to ‘‘ensure protection of human
health and the environment.’’ The
petitioner argues that as a consequence,
the proposed § 270.10(l) would be
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struck down as a ‘‘standardless
regulation.’’
EPA disagrees that the provisions at
§ 270.10(l) are impermissibly vague, or
otherwise inconsistent with the cases
the petitioner cites. In the cited cases
the courts found that the regulated
entity bore the entire burden of
determining how to comply with the
challenged regulation in the complete
absence of a government-generated
standard or guidance. See Maryland v.
EPA, 530 F.2d 215, 220 (4th Cir. 1975);
South Terminal Corp v. EPA, 504 F.2d
646, 670 (1st Cir. 1974). This is entirely
distinct from the regulations codified at
§ 270.10(l).
In § 270.10(l) EPA identified the
standard for when a risk assessment
may be necessary: where the regulatory
authority identifies factors or conditions
at the facility that indicate that the
MACT standards may not be sufficiently
protective, and defers the articulation of
the more precise requirement to the
permitting process, where the onus falls
on the permitting authority to identify
the basis for its determination. Until the
permitting authority provides this
further guidance, the regulated entity
incurs no obligation. The mere fact that
specific factors or facility conditions
that form the basis for the determination
that an SSRA is warranted will be
subsequently identified through the
permitting process does not invalidate
the regulation. See Ethyl Corp v. EPA,
306 F.3d 1144, 1149–1150 (D.C. Cir.
2002).
The regulation also identifies the
categories of information that might be
required for MACT EEE facilities: The
information must be necessary to
determine whether additional controls
are needed to ensure protection of
human health and the environment; it
can include the information necessary
to evaluate the potential risk from both
direct and indirect exposure pathways;
or it can include the information
necessary to determine whether such an
assessment is necessary. Here as well,
EPA’s reliance on the permitting process
to provide further specification of the
required information is not improper.
Moreover, as discussed above in
subsection C., in response to
commenters’ concerns, EPA has revised
§ 270.10(l) to provide more detail, both
with respect to the basis for the
determination that an SSRA is
necessary, and with respect to the type
of information the permit authority
might need. EPA has added language to
remind permit authorities that the
determination that the MACT standards
may not be sufficiently protective is to
be based only on factors relevant to the
potential risk from the hazardous waste
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combustion unit at the site. EPA has
also added language to § 270.10(l) to
identify guiding factors for permitting
authorities to consult in determining
whether the MACT will be sufficiently
protective at an individual site.
Although the list of guiding factors is
not all-inclusive, they offer a structure
for risk managers (as well as the
regulated community) to use to frame
the evaluation of whether a combustor’s
potential risk may or may not be
acceptable.
Finally, we note that, unlike the
circumstances in the cited cases,
§ 270.10 is promulgated in the context
of an existing permitting regime. The
regulatory standards at 40 CFR part 124
provide further structure for both the
regulated community and the permit
authority. For similar reasons, EPA
disagrees that the cited cases compel the
Agency to establish risk levels that are
deemed protective, or to otherwise
provide any further definition as to
what it means to protect human health
and the environment. We discussed at
length throughout the proposal the
reasons we believe it would not be
appropriate to codify either an exclusive
set of national criteria for determining
that an SSRA (or additional risk-based
permit conditions) would be necessary,
or a uniform risk level. The decision to
require an SSRA is inherently site
specific, thus permitting authorities
need to have the flexibility to evaluate
a range of factors that can vary from
facility to facility. See 69 FR 21328–
21331. CKRC has neither presented new
factual or policy reasons that would
cause the Agency to reconsider the
tentative decisions presented in the
proposal, nor specifically addressed the
issues underlying EPA’s decision.
Instead, the petitioner has merely
reiterated the concerns presented in its
petition and its general disagreement
with EPA’s decision.
EPA also disagrees that its new
regulatory structure grants permit
writers unbridled discretion for many of
the same reasons that EPA does not
believe that § 270.10(l) is impermissibly
vague. As EPA has previously
explained, the requirements at Part 124
continue to apply to actions taken to
implement § 270.10(l). Moreover, the
language of § 270.10(l) makes clear that
the onus initially falls on the permitting
authority to identify the basis for its
conclusion that the MACT standards
may not be sufficiently protective. As
both part 124 et. seq., and EPA’s
preamble discussions make clear,
facilities will continue to have the
opportunity to comment on and
challenge the determination. See
§§ 124.10, 124.11, and 124.19. The
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regulatory structure adopted in
§ 270.10(l) mirrors the structure
Congress established in sections 3004
and 3005; although 3004 directs EPA to
establish national standards, section
3005 recognizes that those standards
will be applied on a case-by-case basis
through the permitting process, to allow
site-specific conditions to be taken into
account, and to supplement those
standards as necessary.
EPA has also provided
recommendations through guidance on
how an SSRA can be conducted.
Although the recommendations are not
binding, they provide risk managers (as
well as the facility) with a starting point
from which to determine whether a
combustor’s potential risk may or may
not be acceptable.
CKRC argues that it appears that
rather than following the statutory
authorities and requirements to review
and amend regulations every 3 years as
necessary (RCRA § 2002(b)), EPA
decided to take the easy way out and
impose, through non-rulemaking
‘‘guidance’’, massive, costly, and
confusing requirements leaving
unbridled discretion to its permit
writers.
We disagree that the Agency has
attempted to avoid rulemaking in this
context. EPA has conducted several
rulemakings to amend our regulations.
The first was in 1999, when we adopted
revised emission standards under the
authority of both § 112(d) of the CAA
and RCRA to more rigorously control
toxic emissions from burning hazardous
waste in incinerators, cement kilns, and
lightweight aggregate kilns. See 64 FR
52828. At the time, we noted that
‘‘today’s rule fulfills our 1993 and 1994
public commitments to upgrade
emission standards for hazardous waste
combustors.’’ We have continued to
revise our regulations consistent with
and based on the facts before the
Agency, taking into account the
arguments presented in CKRC’s petition.
As explained above, we believe that the
facts do not support granting all of
CKRC’s requests. Rather we believe that
the MACT standards will generally be
protective, and that permit authorities
should reach the decision to require an
SSRA based on a variety of factors and
concerns specific to their sites. In
addition, as previously addressed, we
believe that our risk assessment
guidance should remain as guidance.
Several other commenters agree that the
guidance should not be codified.
The petitioner argues that the
regulation EPA has proposed to adopt is
so vague, that it is essentially not a
regulation, and that consequently, even
if finalized, it would not be sufficient to
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comply with the requirement in RCRA
§ 3005(b) to specify in regulations, the
information necessary to obtain a
permit. They compare the level of detail
in § 270.10(l) to the lengthy regulations
(codified in 40 CFR part 270) specifying
in great detail the information required
when one is submitting a RCRA permit
application, arguing that ‘‘these
regulations cover 75 pages of fine print
in Code of Federal Regulations,’’ to
demonstrate that this regulation would
be insufficient under RCRA § 3005(b). In
further support of this argument, CKRC
cites Ethyl Corporation v. EPA, 306 F.3d
1144 (D.C. Cir. 2002).
EPA disagrees that its regulations are
in any way inconsistent with the
decision in Ethyl Corp. At issue in that
case was a regulation issued pursuant to
section 206(d) of the CAA. Section
206(d) provides that EPA ‘‘shall, by
regulation, establish methods and
procedures for making tests under this
section.’’ 42 U.S.C. 7525(d). The court
found that ‘‘with CAP 2000, [the
challenged regulation] the EPA does not
claim to have itself articulated even a
vague durability test. Rather CAP 2000
requires that ‘the manufacturer shall
propose a durability program’ for EPA
approval. 40 CFR 86.182301(a). It thus
falls on the forbidden side of the line.’’
Ethyl Corp., 306 F.3d at 323–324. The
Court distinguished the challenged
regulation from the situation in which
an agency issues a ‘‘vague’’ regulation,
and relies on subsequent proceedings to
flesh out the specific details. And as the
court explained, where ‘‘Congress had
not specified the level of specificity
expected of the agency, we held that the
agency was entitled to broad deference
in picking the suitable level.’’ 306 F.3d
at 323 (citing American Trucking
Associations v. DOT, 166 F.3d 374 (D.C.
Cir. 1999) and New Mexico v. EPA, 114
F.3d 290 (D.C. Cir. 1997).
In § 270.10(l) EPA has articulated the
standard for when a risk assessment
may be necessary: where the regulatory
authority has identified factors or
conditions at the facility that indicate
that the MACT standards may not be
sufficiently protective. EPA has also
adopted a list of factors on which permit
writers are to rely in reaching this
determination. EPA has also identified
the categories of information that might
be required for MACT EEE facilities:
The information must be necessary to
determine whether additional controls
are needed to ensure protection of
human health and the environment; it
can include the information necessary
to evaluate the potential risk from both
direct and indirect exposure pathways;
or it can include the information
necessary to determine whether such an
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59515
assessment is necessary. While it does
not provide as much detail as the
petitioner wishes, this provision
unquestionably ‘‘defines the type of
information necessary for a permit
application.’’
Thus, the issue turns on the level of
specificity that RCRA § 3005(b) requires,
and EPA does not believe that RCRA
§ 3005(b) requires EPA to publish a list
of every possible piece of information
that might be required in a permit.
Section 3005(b) merely establishes a
broad directive that ‘‘each application
for a permit under this section shall
contain such information as may be
required under regulations promulgated
by the Administrator,’’ and that it shall
include the information contained in
subsections (1) and (2), leaving to EPA’s
discretion to determine the level of
specificity at which to promulgate
regulations. To some extent, this reflects
the reason for having a permit process—
to allow site specific conditions to be
taken into account. The regulatory
structure adopted in § 270.10 mirrors
the structure Congress established in
RCRA § 3004 and § 3005. Despite the
petitioner’s comparison to the length of
part 270, the length of these provisions
are not indicative of any determination
of the precise level of detail that
§ 3005(b) requires, but reflects the fact
that EPA has adopted requirements
specific to individual types of units.
Moreover, notwithstanding the
petitioner’s characterization, the
language at § 270.10(l) is comparable to
many other provisions in 40 CFR part
270. See, for example: §§ 270.14(b)(8);
270.16(h)(1)–(2); 270.22(a)(6)(i)(C);
270.22(c).
Lastly, CKRC argues that the proposed
regulation is particularly problematic,
because it extends beyond
‘‘information’’ that may already exist.
CKRC says that it is one thing to
demand that a party go out and gather
existing information, but another thing
to demand that an applicant conduct
‘‘assessments.’’ Moreover, nothing in the
regulations prohibits a permit authority
from demanding revised assessments,
and even more revised assessments. We
agree that permit authorities have the
authority to require facilities to provide
additional information beyond that
which already exists. However, based
on feedback from EPA Regional permit
writers, SSRAs generally represent a
one-time cost. We do not expect that
facilities that have conducted risk
assessments will have to repeat them.
As discussed in the 1999 final rule
preamble, changes to comply with the
MACT standards should not cause an
increase in risk for the vast majority of
facilities given that the changes, in all
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probability, will be the addition of
pollution control equipment or a
reduction in the hazardous waste being
burned (see 64 FR 52842). Instances
where a facility may need to repeat a
risk assessment would be related to
changes in conditions that would likely
lead to increased risk.242 In such
situations, we would anticipate that the
risk assessment would not have to be
entirely redone. It may be as limited as
collecting relevant new data for
comparison purposes, leading to a
decision not to repeat any portion of a
risk assessment. Or, it may be more
inclusive such that modifications would
be made to specific inputs to or aspects
of the risk assessment using data from
a previous risk assessment, risk burn or
comprehensive performance test. As
discussed in subsection B., we have
added a new regulatory provision to
indicate a previously conducted risk
assessment would be relevant in
evaluating changes in conditions that
may lead to increased risk. The factor
reads as follows: ‘‘Adequacy of any
previously conducted risk assessment,
given any subsequent changes in
conditions likely to affect risk.’’
4. EPA’s Cost Estimates for SSRAs
CKRC raised several objections to our
cost estimates for conducting an SSRA,
and provided higher cost estimates
($200K to $1M, with upper bound of
$1.3M). We suggested in the proposal,
that the higher cost figures provided by
CKRC were likely incurred prior to the
1998 release of the Human Health Risk
Assessment Protocol (HHRAP) guidance
document. We believe our lower cost
estimates can be attributed to the fact
that we based them on the conduct of
future SSRAs that will benefit from
substantially better guidance and
commercially available software.
Multiple issues regarding the cost
information we provided in the
proposal are raised by CKRC. The first
of five issues is that CKRC believes that
EPA’s methods for calculating costs
associated with future SSRAs do not
include data gathering costs, QA/QC,
third party consultants in addition to
risk assessors and plant personnel time
to coordinate and review SSRA efforts
and collect facility data. We disagree
with this statement in part; the
242 For example, hazardous waste burning cement
kilns that previously monitored hydrocarbons in
the main stack may elect to install a mid-kiln
sampling port for carbon monoxide or hydrocarbon
monitoring to avoid restrictions on hydrocarbon
levels in the main stack. Thus, their hydrocarbon
emissions may increase. (64 FR 52843, footnote 29.)
Another example would be if the only change at a
facility relates to the exposed population; what was
acceptable in a previous risk assessment may not
be any longer.
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estimates developed by the Agency do
include data gathering costs, QA/QC,
and third-party consultants. (Refer to
the proposed rule’s support document
entitled: Preliminary Cost Assessment
for Site Specific Risk Assessment,
November 2003, Docket # OAR–2004–
0022; and the Assessment of the
Potential Costs, Benefits, and Other
Impacts of the Hazardous Waste
Combustion MACT Replacement
Standards—Final Rule, October 12,
2005, for a description of how the
estimates were arrived at.) However, we
agree with CKRC that the method used
to develop SSRA costs does not capture
facility time associated with data
collection and management related to
the SSRA. Consequently, we have
adjusted our SSRA cost estimates to
account for these activities by
incorporating costs associated with time
needed for facility data collection and
management efforts associated with the
SSRA, and will assume that engineering
staff are required to perform these tasks.
The second issue concerns the extent
to which cement kiln SSRAs are
consistent with EPA’s ‘‘normal’’
assumptions. We do not question the
accuracy of the costs submitted by
CKRC. However, it is not clear that the
costs submitted by CKRC represent
typical future costs for SSRA
implementation at all facilities in the
universe. Certain of the CKRC cost
estimates (e.g., those submitted by Ash
Grove and Holcim) reflect
implementation of SSRAs over a
number of years in the 1990s, while
SSRA implementation was in its early
stages. In other cases (e.g., estimates
provided by Solite) costs appear to be
consistent with EPA estimates. While
we do not dispute the accuracy of these
costs, earlier costs are likely to reflect
the deliberative process common with
early SSRAs.
For the third issue, CKRC’s points out
that EPA’s estimate of 20 percent
additional cost for adding a risk burn
during a trial burn may be low; CKRC
asserts that additional test costs can add
up to 40 percent depending on the
circumstances. We agree with this and
have adjusted the range of total SSRA
costs as necessary to assure that a range
of additional test costs for separate risk
burns (20 to 40 percent incremental
cost) are included. For revised figures,
see background document, Assessment
of the Potential Costs, Benefits, and
Other Impacts of the Hazardous Waste
Combustion MACT Replacement
Standards—Final Rule, October 12,
2005.
CKRC’s fourth issue is that EPA does
not appear to include more than
evaluations of stack emissions in its
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estimates of SSRA costs. We disagree
with this comment. The estimates of
SSRA costs developed by the Agency
reflect total contractor costs for
performing an SSRA at a facility under
different sets of conditions, and are not
limited to stack emissions.
In the fifth cost-related issue, CKRC
asserts that EPA’s average estimates
might be reasonable if the SSRA process
were limited to the submission and
acceptance of one SSRA effort. CKRC
contends, however, that its members’
experiences with SSRAs have involved
coordination with state and regional
offices and multiple revisions and
submissions. Again, we do not question
the experiences and costs of specific
facilities. However, we anticipate that
the 2003 Memorandum, Use of the SiteSpecific Risk Assessment Policy and
Guidance for Hazardous Waste
Combustion Facilities, and the Human
Health Risk Assessment Protocol for
Hazardous Waste Combustion Facilities
guidance, which is finalized and
released in conjunction with today’s
rule, will provide facilities and
regulators with a clearer understanding
of SSRA policy and guidance and will
support a more efficient SSRA process.
EPA’s future SSRA cost estimates are
based on current or recent cost data
from multiple practitioners, and likely
reflect a more efficient process than that
experienced by some CKRC members in
the 1990s.
X. Permitting
As discussed in the proposal, we
believe that the permitting approach we
adopted in the 1999 final rule is still the
most appropriate means to avoid
duplication to the extent practicable and
to streamline requirements. Thus, both
Phase 1 and Phase 2 sources will
comply with their RCRA emission limits
and operating requirements until they
demonstrate compliance with the
MACT standards by conducting a
comprehensive performance test (CPT),
submitting a Notification of Compliance
(NOC) documenting compliance to the
Administrator or delegated state, and
then requesting to have their RCRA
permits modified to remove the
duplicative RCRA requirements (unless
a sunset clause had been added
previously that inactivates specified
requirements upon compliance with
MACT).243 Ultimately, the MACT air
emissions and related operating
requirements will reside in the CAA
Title V permit, while all other aspects
243 Although we expect that the vast majority of
Phase 1 sources will have had their RCRA permits
modified by the time this rule is promulgated, we
acknowledge that there may be a few permits yet
to be modified.
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of the combustion unit and the facility
(e.g., corrective action, general facility
standards, other combustor specific
concerns such as material handling,
risk-based emission limits and operating
requirements, and other hazardous
waste management units) will remain in
the RCRA permit. A new pictorial
timeline has been provided to highlight
milestones of the MACT compliance
process. See figure 1 at the end of this
section.
A. What is the Statutory Authority for
the RCRA Requirements Discussed in
this Section?
EPA is finalizing amendments to
modify RCRA permits in today’s rule
pursuant to sections 1006(b), 2002,
3004, 3005 and 7004(b) of RCRA. 42
U.S.C. §§ 6905(b), 6912, 6924, 6905, and
6074. Our approach is likewise
consistent with section 112(n)(7) of the
Clean Air Act which indicates that EPA
should strive to harmonize requirements
under section 112 and RCRA
requirements for hazardous waste
combustion sources. With respect to the
regulatory framework that is discussed
in this section, we are finalizing the
process to eliminate the existing RCRA
stack emissions national standards for
hazardous air pollutant for Phase 2
sources as we had done for Phase 1
sources in the 1999 final rule. That is,
after submittal of the NOC established
by today’s rule and, where applicable,
once RCRA permit modifications are
completed at individual facilities, RCRA
national stack emission standards will
no longer apply to these hazardous
waste combustors (unless risk-based
permit conditions are determined
necessary).
We originally issued emission
standards under the authority of section
3004(a) and (q) of RCRA, which calls for
EPA to promulgate standards ‘‘as may
be necessary to protect human health
and the environment.’’ We believe that
the final MACT standards are generally
protective of human health and the
environment, and that separate RCRA
emission standards are not needed to
protect human health and the
environment. See Part Seven, How Does
the Final Rule Meet the RCRA
Protectiveness Mandate? for a
discussion of this topic. RCRA section
1006(b) directs EPA to integrate the
provisions of RCRA for purposes of
administration and enforcement and to
avoid duplication, to the maximum
extent practicable, with the appropriate
provisions of the Clean Air Act (and
other federal statutes). This integration
must be done in a way that is consistent
with the goals and policies of these
statutes. Therefore, based on its findings
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regarding the protectiveness of the
MACT standards, and pursuant to
section 1006(b), EPA is generally
eliminating the existing RCRA stack
emission standards to avoid duplication
with the new MACT standards. The
amendments made today to allow new
combustion units to comply with the
MACT standards upon start-up, versus
the RCRA stack emissions national
standards, are based on the principle of
avoiding duplication between programs.
We are not stating that RCRA permit
conditions to control emissions from
these sources will never be necessary,
only that the national RCRA standards
appear to be unnecessary. Under the
authority of RCRA’s ‘‘omnibus’’ clause
section 3005(c)(3); (see §§ 270.32(b)(2)
and (b)(3)), RCRA permit authorities
may impose additional terms and
conditions on a site-specific basis as
may be necessary to protect human
health and the environment. Thus, if
MACT standards are not protective in
an individual instance, RCRA permit
writers will establish permit limits that
are protective.
In RCRA, Congress gave EPA broad
authority to provide for public
participation in the RCRA permitting
process. Section 7004(b) of RCRA
requires EPA to provide for, encourage
and assist public participation in the
development, revision, implementation,
and enforcement of any regulation,
guideline, information, or program
under the Act.
B. Did Commenters Express any
Concerns Regarding the Current
Permitting Requirements?
Generally speaking, commenters favor
maintaining the permitting approach
and requirements referred to above. This
approach was finalized in the 1999 rule
and has been implemented, and in a few
cases is currently being implemented,
for Phase 1 sources complying with the
Interim Standards Rule. However,
several commenters raised similar
concerns regarding certain aspects of the
transition process from RCRA to MACT
and Title V permitting.
1. Removal of Duplicative RCRA Permit
Conditions
One comment is in regard to Phase 1
sources that have been fully transitioned
(i.e., have had duplicative RCRA permit
conditions and requirements removed
or that have been ‘‘sunsetted’’) to
compliance with the Interim Standards
that may need to make upgrades to
comply with the revised Phase 1 MACT
Standards. The concern is that Phase 1
sources needing to make upgrades for
MACT should be able to do so without
a RCRA permit modification (unless
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59517
risk-based conditions are present). We
agree with the commenters that as long
as the technology upgrades (e.g.,
equipment changes to upgrade air
pollution control equipment) do not
affect any remaining conditions in the
RCRA permit, the regulations do not
require a permit modification. For those
Phase 1 sources that need to make
upgrades to comply with the revised
standards, they should address the
specific upgrades in their draft
Notification of Intent to Comply (NIC)
and during the informal NIC public
meeting so that the regulatory authority
and public are aware of the source’s
activities and plans for compliance. We
encourage early communication
between the source and the RCRA
permit writer to ensure a common
understanding of whether a RCRA
permit modification will be needed.
Additionally, Phase 1 sources must
comply with the provisions of
§ 63.1206(b)(5) for changes in facility
design. We do not anticipate that
upgrades made to comply with the
Replacement Standards will adversely
affect a source’s compliance with the
Interim Standards. Therefore, consistent
with § 63.1206(b)(5)(ii), sources must
document the change in their operating
record, revise their NOC and resubmit it
to the permitting authority (per
§ 63.9(h)), and, as necessary, revise their
start-up, shutdown, and malfunction
plan.244
Several commenters felt that we
should re-emphasize the importance of
removing duplicative RCRA permit
conditions and requirements. We agree
with the commenters that this is an
important action for regulatory agencies.
In addition to comments received, we
also have learned through the
implementation process for the Interim
Standards, that some state agencies are
not removing duplicative requirements
from the RCRA permit. We have clearly
stated in several preambles and
guidance documents that we believe it
is appropriate to retain only the RCRA
risk-based conditions that are more
stringent than the applicable MACT
limits (i.e., if the RCRA condition has
been determined to limit risk to an
acceptable level and is necessary to
protect human health and the
environment) in the RCRA permit after
244 The requirements in § 63.1206(b)(5)(ii) call for
sources to revise (as necessary) the performance test
plan, DOC, NOC, and start-up, shutdown, and
malfunction plan. For sources complying with the
Interim Standards, it is not necessary to revise the
performance test plan or the DOC, since they were
developed in preparation for compliance with the
Interim Standards.
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compliance with MACT.245 However,
we also acknowledge that in certain
cases it may not be clear which
compliance requirement is more
stringent. For example, standards under
MACT are expressed as concentration
based limits (micrograms/dry standard
cubic meter) while certain RCRA
standards are expressed as mass
emission rate limits (grams/second).
Also, averaging times between the two
programs differ: MACT requires hourly
rolling averages whereas RCRA requires
instantaneous values. This is an
unfortunate consequence of moving
compliance from a risk-based program
to a technology-based program. Because
we cannot definitively say when a
RCRA requirement is more stringent
than a MACT requirement and
consistently apply it to all sources, we
are relying on sources and permitting
agencies to work together to determine
which requirement is more stringent. If
the MACT requirement is determined to
be more stringent, the permitting agency
can remove the requirement from the
RCRA permit.
In adopting a permitting approach to
place the MACT air emissions and
related operating requirements in the
CAA Title V permit and to keep all
other aspects of the combustion unit
and the facility in the RCRA permit, our
intent was and still is, to minimize
duplication to the extent practicable and
to eliminate the potential for dual
enforcement. We view it as an
unnecessary duplication of effort
between programs as well as an
unnecessary expenditure of resources
and costs for both facilities and
regulatory authorities to maintain a
RCRA permit and a Title V permit that
contain duplicative requirements, when
there are viable mechanisms (i.e., Class
1 modification procedure at 270.42
Appendix I, section A.8, or Class 2 or
3 if a state has not adopted the Class 1
procedure) in place to avoid doing so.
Nevertheless, we believe that states
should have the flexibility to decide
how they will allocate their resources,
which is why we did not include a
single transition approach for
implementing agencies to follow in the
1999 rule or in today’s rule. So, in such
cases where a state agency chooses not
to adopt the transition language (i.e. the
245 As an example, a RCRA permit could specify
a higher minimum operating temperature than what
is necessary for the facility to achieve compliance
with MACT. The lower minimum operating
temperature under MACT may be sufficient, unless
the RCRA permit authority determines that the
higher RCRA temperature is necessary to limit risk
to an acceptable level for that facility. There should
be a connection between the RCRA limit and
protection of human health and the environment
when retaining a RCRA limit.
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Class 1 modification procedure at
270.42 Appendix I, section A.8) into
their state requirements (e.g., because
the state’s procedures are broader in
scope or more stringent than the federal
requirements) or is unable to reach an
agreement between its RCRA and air
programs regarding which standards are
more stringent, the Title V permitting
authority should document these issues,
including any continuing RCRA permit
requirements, in the title V permit’s
statement of basis (40 CFR §§ 70.7(a)(5)
and 71.7(a)(5)). This will help to ensure
that the source is clear regarding its
compliance obligations, which is a main
goal of the Title V program. Further, for
purposes of clarification and as a matter
of courtesy, we urge regulatory
authorities that choose to impose dual
compliance requirements, to also
provide a written justification to the
source explaining the reasons for their
decisions.
2. Transition of Interim Status Phase 2
Units From RCRA to CAA Permits
In response to our discussion in the
proposal regarding RCRA permitting for
interim status Phase 2 units (69 FR
21324), two commenters suggest that
EPA establish policy and/or regulation
that discourage further RCRA permitting
work for interim status Phase 2 sources.
Their comments are directed our
statement in the proposal that the RCRA
combustion permitting procedures in 40
CFR part 270 also continue to apply
until you demonstrate compliance. As
noted in this statement, we intended for
Phase 2 sources to continue to be
subject to RCRA permitting
requirements for air emissions standards
and related operating parameters,
including trial burn planning and
testing, until they have demonstrated
compliance with the MACT standards
by conducting a comprehensive
performance test and submitting an
NOC to the Agency. However, we also
provided several factors that should be
taken into consideration when
determining whether to proceed with
the RCRA permit process such as: the
facility’s permit status at the time the
MACT rule becomes final, the facility’s
anticipated schedule for MACT
compliance, the priorities and schedule
of the regulatory agency, and the level
of environmental concern at a given site
(69 FR 21324).
To support their position, the
commenters noted that time and
resources would be conserved and
duplicative and overlapping activities
could be minimized if Phase 2 sources
were permitted solely via Title V. Also,
they argued that it would avoid
expending resources to modify the
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RCRA permit once the source has
demonstrated compliance with MACT.
We agree with commenters that every
effort should be made to conserve
resources and avoid duplication to the
extent possible. However, we do not
believe it is appropriate to establish
policy or regulation that permitting
authorities must suspend the RCRA
permit process (whether it pertains to
interim status or renewals), especially in
cases where considerable time and effort
has been invested and the permit is
close to final issuance. As before, we
strongly encourage sources and
regulatory authorities to work together
to establish an approach that will
provide for the most practical transition.
For example, we strongly recommend
that sunset provisions be included in a
permit that will be issued well in
advance of compliance with MACT to
avoid duplication and a later
modification to remove the duplicative
RCRA conditions. Also, it would make
more sense to transition a source to
MACT compliance prior to issuing the
RCRA permit if it will comply with
MACT early.
3. Transition From Compliance With the
Interim Standards to the Replacement
Standards
A specific question that has been
raised relates to the applicable
standards and operating parameters that
the source must comply with during the
period between the rule’s effective date
for the Phase 1 Replacement Standards
and submission of their new NOC. Upon
the publication date of the rule, the
Replacement Standards (and Phase 2
Standards) will become effective and
sources will have 3 years to come into
compliance. During this 3-year period,
Phase I sources’ existing title V permits
will either be reopened to include the
Replacement Standards, or the
permitting authority will have
incorporated the Replacement
Standards during permit renewal. In
this example, a Phase 1 source’s Title V
permit has been reopened, revised, or
renewed and includes the Replacement
Standards, the compliance date has not
yet passed, no new documentation of
compliance (DOC) for the replacement
standards has been included in the
operating record, and the source has not
yet conducted a comprehensive
performance test and submitted a new
NOC (therefore it still has an NOC
containing the operating parameters for
compliance with the Interim Standards).
In the above scenario, the question
asked is whether the source should
comply with the Interim Standards in
the current NOC or the Replacement
Standards in the Title V permit. The
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source should comply with the Interim
Standards until the compliance date of
the Replacement Standards. Although
the Title V permit now includes the
Replacement Standards, the permit will
also include the Replacement
Standards’ future compliance date. With
regard to the transition from the Interim
Standards NOC to the Replacement
Standards DOC, we are revising the
regulations at § 63.1211(c) to render the
NOC, which documented compliance
with the Interim Standards, inapplicable
upon inclusion of the DOC for the
Replacement Standards in the operating
record by the compliance date. Thus,
the source will not be placed in a
situation where it must continue to
ensure compliance with the operating
parameters established in the NOC for
the Interim Standards, while seeking to
comply with the Replacement Standards
and operating parameters in its DOC.
Although it can be assumed that the
source would still be able to comply
with its Interim Standard-based NOC
because the Replacement Standards are
the same as or more stringent than the
Interim Standards, we believe that the
revision to render the previous NOC
inapplicable provides a clearer and
more sensible approach.
4. Changes to Title V Permits
Both the Replacement Standards and
the Phase 2 Standards will necessitate
permit reopenings or revisions to some
existing title V permits; other permits
will incorporate the requirements upon
renewal. 40 CFR §§ 70.7 and 71.7
include the requirements for Title V
permit revisions, reopenings, and
renewals. Also, approved Title V
permitting authorities may have
additional requirements. Please refer to
the appropriate permitting authority and
its individual Title V permits program
to determine the necessary requirements
and procedures.
With respect to incorporating minor
revisions into the Title V permit, one
commenter had asked, for example,
whether revisions made to the NOC to
reflect minor operating changes could
be incorporated into the permit by
reference rather than through the
reopening procedures. Determining the
appropriate Title V permit reopening or
revision requirements is based on the
nature of the change and the source
specific permit terms and conditions,
and is therefore difficult to generalize.
We recommend that sources work with
their Title V permit authorities to
determine the appropriate requirements
and procedures that are applicable to
any specific situation. However, we
would like to note that, when
incorporating requirements by reference
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into the Title V permit is appropriate,
this does not necessarily obviate the
need for permit revisions if the material
incorporated by reference is
subsequently revised. For more
information on incorporation by
reference, please refer to the Office of
Air Quality Planning and Standards’
‘‘White Paper Number 2 for Improved
Implementation of the Part 70 Operating
Permits Program’’ (March 5, 1996),
Section II.E.2.c. This paper can be found
at: https://www.epa.gov/ttn/oarpg/t5/
memoranda/wtppr-2.pdf.
C. Are There Any Changes to the
Proposed Class 1 Permit Modification
Procedure?
In the NPRM, we proposed a new
Class 1, with prior Agency approval,
permit modification procedure to help
further minimize potential conflicts
between the RCRA permit requirements
and MACT requirements. See 69 FR
21384 and proposed § 270.42(k). During
implementation of the Interim
Standards for Phase 1 sources, it became
evident that there are two significant
instances where RCRA permit limits
may overlap with MACT requirements:
during initial (and future) performance
testing and during the period between
placement of the documentation of
compliance (DOC) in the operating
record and the final modification of the
RCRA permit after receipt of the NOC.
We discussed several existing
approaches (e.g., a class 2 or 3
modification, request for approval
submitted via the RCRA trial burn plan
or coordinated MACT/RCRA test plan,
or through a temporary authorization)
for addressing these instances, noting
that none provided an optimal solution.
All commenters agreed that the new
Class 1 modification procedure is the
appropriate and most efficient method
to enable specific RCRA permit
conditions to be waived during
instances of overlap referred to above.
However, a few commenters were
concerned with the requirements in
proposed § 270.42(k)(2)(ii) and (k)(3),
that require sources to submit their
permit modification request upon
approval of the test plan and the
requirement for the Director to approve
or deny the request within 30 days, or
within 60 days with an extension. This
timeframe is feasible only for those
sources that have received approval of
their test plans at least 60 days prior to
their scheduled date for commencing
their performance test. We
acknowledged the potential
impracticality of this requirement in the
proposal, but at the time believed that
few sources, if any, would conduct their
performance tests without an approved
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59519
test plan. While this still may be true,
we have learned that sources who
received extensions for testing (so that
they would have an approved plan),
typically commenced their test shortly
after approval. Consequently, this still
would not allow enough time to review
and approve the permit modification
before the test begins. Thus, the new
Class 1 modification would be of no
benefit to facilities that conduct their
tests without an approved test plan, or
to facilities that received extensions and
need to begin their tests upon or shortly
after approval of the test plan. Also, we
found one other circumstance where the
timeframes could be problematic: If a
permitting agency has allowed sources
to begin pretesting/testing upon
approval of the test plan. Again, a
source would not be able to have RCRA
permit requirements waived in time to
begin its test.
We agree with commenters that the
proposed requirements in
270.42(k)(2)(ii) and (iii) do not provide
any flexibility to waive RCRA permit
limits for sources that (1) do not have
an approved test plan but choose to
conduct their test; (2) are granted an
extension to their test date because they
do not yet have an approved test plan;
and (3) may begin testing upon approval
of their test plans. Our original intent to
require prior Agency approval for the
new Class 1 permit modification
procedure was to ensure that the
proposed test conditions would be
sufficiently protective when specific
RCRA requirements are waived and that
a source has met the regulatory
requirements for performance test plans.
We still believe that review and
approval is an important step; however,
we also believe it should not be a barrier
and therefore, should occur in advance
of a source commencing its performance
test. As a result, we have revised the
proposed regulatory language in
270.42(k)(2)(i) to specify that sources
submit their permit modification
requests with their test plans, to allow
potentially up to one year for approval
(i.e., the performance test plan is due
one year before the test is to begin).
Also, so that approval does not impede
the commencement of the performance
test, we have revised the proposed
language in 270.42(k)(2)(ii) so that the
Director can choose whether to issue
approval of the permit modification
request contingent upon approval of the
performance test plan.246 In that respect,
246 In all likelihood, we anticipate that the RCRA
permit authority will have reviewed the
modification request along with the test plans,
worked with its Air counterparts and the source to
resolve any concerns, and have prepared the permit
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the RCRA permit authority would
continue to have an extra measure of
assurance in circumstances that may
demand it.
D. What Permitting Approach Is EPA
Finalizing for New Units?
1. Why Did EPA Propose a Separate
Permitting Approach?
As discussed in the proposal, the
current RCRA regulations at §§ 264.340,
265.340, 266.100, 270.19, 270.22,
270.62, and 270.66 do not address how
or when new combustion units will
comply with the MACT standards.
Consequently, the part 270 regulations
imply that a new unit must obtain a
complete RCRA permit before it can
demonstrate compliance with the
MACT standards. It was never our
intent for new units to develop a trial
burn plan and provide suggested
conditions for the various phases of
operation in the RCRA permit
application, given that these conditions
will become inactive or need to be
removed from their permits upon
demonstrating compliance with MACT.
To rectify our previous omission, we
suggested several options that would
allow units newly entering the RCRA
permit process 247 (and that will comply
with the Subpart EEE requirement upon
start-up) to forego certain RCRA permit
requirements and performance
standards. In developing the options
that would enable new units to forego
certain RCRA requirements, we noted
the importance of public participation
opportunities under the MACT/CAA
framework equivalent to those provided
under the RCRA framework. Thus, each
option was constructed in such a way
that would streamline the RCRA
requirements, but continue to provide
early and frequent public participation
commensurate with the requirements of
the RCRA Expanded Public
Participation Rule (60 FR 63417,
December 11, 1995).
2. What Options Did EPA Propose for
Permitting New Units?
In our preferred approach, we
proposed that new units not be required
to develop a trial burn plan and provide
suggested conditions for the various
phases of operation in their RCRA
permit application. Instead, new units
would only be required to address the
modification approval prior to issuance of the test
plan approval.
247 Units ‘‘newly’’ entering the RCRA permit
process refers to a newly constructed facility, thus
newly constructed hazardous waste combustion
unit; an existing facility that constructs a new unit;
or an existing facility that converts a non-hazardous
fuel combustion unit to a hazardous waste fuel
combustion unit.
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remaining RCRA activities at the facility
in their permit application (or
modification request) including
corrective action, general facility
standards, other combustor specific
concerns such as materials handling,
risk-based emission limits and operating
requirements, and other hazardous
waste management units. While this
approach appears to be ideal from the
standpoint of reducing the regulatory
burden to sources and RCRA permit
authorities, we noted that even though
a new unit will be required to meet the
RCRA public participation requirements
as part of the permit application
process, the operations and emission
information specific to the combustor
would no longer be provided. Thus, we
focused on certain compliance activities
under the MACT/CAA framework (i.e.,
the Notification of Intent to Comply
requirements) that would allow for
combustor-specific information to be
made available to the public as it would
have been under the full RCRA permit
process.
Regarding the three additional
approaches or ‘‘options’’, each
considered a different point in the
RCRA permit process where a new unit
could ‘‘transition’’ to compliance with
the MACT standards (see 69 FR 21319).
Under the first option, a new unit could
transition to MACT compliance after it
had submitted its RCRA Part B
application. The Part B however, would
not include the trial burn plan
information. The new unit would only
be required to discuss the compliance
activities related to the combustor as
part of the RCRA informal public
meeting. In the second option, we
proposed that a new unit would
transition after its RCRA permit has
been issued. Here, the new unit would
be required to develop a trial burn plan
which provided its proposed operations
and emissions information and to
discuss its compliance activities via the
RCRA informal public meeting. Then, a
permit would be issued, but it would
not contain operating and emissions
requirements in order to avoid a future
modification to remove them. For the
third option, the transition point would
have been after the new unit places the
DOC in its operating record, which is
the compliance point for MACT. This
option is more inclusive than the
second because it requires the new unit
to have a draft permit that covers the
construction and shakedown period.
3. Which Option Is EPA Finalizing?
For today’s final rule, we are adopting
our preferred, proposed approach: new
units will not be required to follow the
full RCRA permitting process for
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establishing combustor operations and
emissions. Thus, new units are not
subject to the combustor-specific RCRA
permit requirements and performance
standards (i.e., to develop a trial burn
plan, provide suggested conditions for
the various phases of operation in their
permit application, and subsequently
operate under those conditions).
However, because these units remain
hazardous waste treatment units, they
are still required to obtain a RCRA
permit, or to modify an existing RCRA
permit to include a new unit, prior to
construction. They need only address
the remaining hazardous waste
management activities at the facility in
their permit application (or
modification request) including
corrective action, general facility
standards, other combustor specific
concerns such as materials handling,
risk-based emission limits and operating
requirements, and other hazardous
waste management units. As we noted
in the previous section and will discuss
again more thoroughly in the next
section, we are relying on the NIC
process to provide the public with the
combustor-specific information that
previously would have been provided
under the full RCRA permit process.
Almost all commenters supported our
preferred approach to not require that
new units complete the full RCRA
permit process and to rely on the NIC
requirements and the MACT/CAA
framework to provide a level of public
participation that is commensurate with
the requirements under RCRA.
Commenters generally agreed that our
preferred approach achieves this goal
while streamlining the RCRA permit
process for new units. One commenter
felt that the Title V and New Source
Review programs (NSR) provide
sufficient requirements to regulate new
combustion units. We disagree that
either or both of those programs fully
address the hazardous waste and public
participation components
commensurate with that provided by
the approach we are finalizing today.
For instance, a unit may be constructed
and operating before a Title V permit is
issued, which directly conflicts with
RCRA’s early public participation
requirements. Also, in some instances,
public participation may not be a
required component of state issued NSR
permits (see footnote regarding public
participation and SIPs below). However,
we do believe that the NSR program will
play an important role regarding the
exchange of information, as we will
discuss in the section below. With
respect to the remaining three options
presented in the proposal (69 FR 21319–
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21320) that suggested a transitional
approach (i.e., each option explored
progressive points in the RCRA permit
process where facilities could transfer
over to MACT without fully completing
the RCRA process), nearly all
commenters were in agreement that they
would require more work to implement
than is necessary and consequently
oppose them.
4. How Will Permitting for New Units
Work?
In the proposed rule, we created an
approach that utilizes the NIC
requirements and the MACT/CAA
framework with the intent of ensuring
that the requirements of the RCRA
Expanded Public Participation Rule
would continue to be fulfilled. The four
requirements for public participation as
they relate to hazardous waste
combustion units are: (1) Permit
applicants must hold an informal public
meeting before applying for a permit; (2)
permit agencies must announce the
submission of a permit application
which will tell community members
where they can view the application
while the agency reviews it; (3)
permitting agencies may require a
facility to set up an information
repository at any point during the
permitting process if warranted; and (4)
permitting agencies must notify the
public prior to a trial (or test) burn.
As discussed in the preamble to the
proposal (69 FR 21318), we believe that
the NIC process addresses the first two
RCRA public participation
requirements. The NIC process requires
a source to make its draft NIC, which
discusses the source’s plan for coming
into compliance with the MACT
standards, available for public review
and to hold an informal public meeting
to discuss the activities contained in the
NIC. While the NIC process gives the
public an early opportunity to
participate in the unit’s compliance
planning process early on, a few
components are still missing before we
can consider the first 2 RCRA public
participation requirements to be
fulfilled under the MACT framework.
One component is that there is no
permit action associated with the NIC
requirements. However, the NSR
program can provide a permit
mechanism that will determine whether
or not a source may be constructed.248
248 We believe that the majority of new units will
be classified as major sources for NSR permitting
(requiring either prevention of significant
deterioration or nonattainment permits), however,
those that do not, will likely be required to obtain
a minor NSR permit. In few cases, new sources (e.g.,
newly constructed as opposed to modified) may not
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The steps associated with obtaining an
NSR permit, or a ‘‘pre-construction’’
permit, are similar, but not necessarily
identical to that required under RCRA.
They are: (1) Preparation of the permit
application (sources must provide the
location, design, construction, and
operation information) and participation
in pre-application meetings; (2) issuance
of permit application completeness
determination by the State; (3)
development and negotiation of draft
permit; (4) opportunity for public notice
and comment on the draft permit; (5)
response of permitting authority to
public comments; (6) possible
administrative and judicial appeals; and
(7) permit issuance/denial.249
A second component is that the NIC
does not provide the information on the
proposed combustor operations or
emissions information that would
normally be available as part of the
RCRA process. To address these gaps
between RCRA and MACT, we are
requiring an approach similar to that
which was proposed. New sources
must: (1) Prepare a draft NIC and make
it available to the public at the same
time as their RCRA pre-application
meeting notice; (2) provide a draft of
their comprehensive performance test
(CPT) plan (to the public) to coincide
with the draft NIC and RCRA preapplication meeting notices; and (3)
hold their NIC public meeting with their
RCRA informal public meeting. The first
two requirements ensure that the public
is provided with most of the same
information that would have been
available via the RCRA trial burn plan
prior to the source burning hazardous
waste. Other information not required
by the NIC or CPT plan, such as the
combustion unit’s design specifications
will, in most cases, be available to the
public through the NSR permit
application. We recommend that
sources submit a copy of their NSR
permit application to the RCRA permit
authority so that this information is
readily available for development of the
RCRA permit. The third requirement
allows the public to inquire and
comment on both the new unit’s
proposed activities and operations. By
requiring new sources to develop,
notice, and hold a combined public
be required to obtain an NSR permit if its potential
to emit does not exceed the NSR threshold level.
249 With respect to numbers 4 and 5, many States
omitted the public participation steps in their
federally approved SIPs. This was the reason why
Sierra Club had been opposed to our efforts to
simply rely on NSR permitting to provide public
participation opportunities that would have been
otherwise provided under the traditional RCRA
permit process for new units. Today, however,
many SIPs have been revised to address public
participation requirements.
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59521
meeting that encompasses the NIC, draft
CPT plan, and RCRA pre-application
notice information, the public will be
provided with all information related to
the combustor’s compliance plans as
well as its operating plans and
emissions estimates prior to burning
hazardous waste. See new requirements
in § 63.1212.
With respect to the requirements we
are finalizing today, we received only
one comment that expressed concern.
The concern is that the requirement to
submit the CPT plan is too early in the
compliance process. For example, the
RCRA application is submitted
approximately 2–3 years before start-up
whereas the CPT plan is required 1.5
years after the final NIC is due.250 The
commenter feels that the facility would
not have enough time to learn about the
‘‘detailed nuances of the system’’.
However, the commenter does note that
it is possible to submit the CPT plan,
but it will not be as complete or refined
as it would be if it was submitted
according to the deadline for existing
units. We agree with the commenter that
a considerable amount of planning is
required of the source to be able to draft
the CPT plan at such an early stage, but
we are only requiring that a draft of the
CPT plan be made available, with the
final CPT plan due 6 months prior to the
source’s compliance date. Moreover, at
this early stage, we liken the
development of the draft CPT plan to
the development of the trial burn plan.
Even though it may not be as complete
or refined as it will be when the final
CPT plan is due, we believe that it will
still be of benefit to the public and the
regulatory authority, but also to the
source in terms of advance planning for
the design of the unit through start-up
of the unit.
The components thus far, have
satisfied the first (2) two RCRA public
participation requirements. The third
RCRA public participation requirement
enables a regulatory authority to
evaluate the need for and require a
facility to establish and maintain an
information repository. The
establishment of an information
repository is typically required only
when there are concerns or unique
information needs of a community. The
purpose of the information repository is
to make information regarding the
facility (and combustion unit) available
to the public during the permit issuance
process and during the life of the
permit. In the preamble, we noted that
250 Comprehensive performance test plans are
required to be submitted one year in advance of the
scheduled test. The submittal date would be as late
as 2.5 years after the effective date of the rule
assuming no extensions are granted.
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although the Title V permit process
contains a provision that any materials
relevant to the permit decision be made
available to interested persons (see
§ 70.7(h)(2) and § 71.11(d)), the
information may not be made available
until well after the combustor is
constructed and operating.
Consequently, we have chosen to adopt
additional provisions under the NIC
requirements that parallel the
requirements of § 124.33.
We had proposed two options that
would allow a regulatory authority to
require, on a case-by-case basis, a source
to establish an information repository
specific to the combustor. The first
option was to place such a provision in
the NIC regulations and the second
option was to amend the applicability
language in § 124.33 to include
combustion sources that will comply
with Part 63, subpart EEE upon start-up.
Two commenters felt that the second
option would create problems as far as
organization (i.e., by modifying the
RCRA regulations to include a provision
solely for new units complying with
MACT). We agree that the second option
could be confusing and that it would be
more appropriate to keep all new
requirements for new units in one set of
regulations. Therefore, we are finalizing
a provision that will allow for an
information repository to be established
specific to the combustor (recall that a
repository established pursuant to the
RCRA permit will include documents
relevant to the facility only), if deemed
appropriate, under the NIC regulations.
See new § 63.1212(c). Under the NIC
regulations, the repository could
include the NIC, test plans, draft Title
V permit and application, reports, et
cetera.
The fourth and final RCRA public
participation requirement to be fulfilled
is for the regulatory authority to notify
the public of an impending trial burn or
test burn. As discussed in the RCRA
Expanded Public Participation Rule, the
RCRA permit authority will typically
provide the notice at least 30 days in
advance of the test (60 FR 63426,
December 11, 1995). Similarly, the
MACT regulations require an existing or
new unit to provide notice to the public
that the CPT plan (and the continuous
monitoring system performance
evaluation test plan) is available for
review. The regulations in
§ 63.1207(e)(2) fulfill this requirement.
Although the CPT plan may not be
approved before the public is notified,
the intent is to provide notice to the
public of a future test. We believe that
the MACT regulations provide public
notice of the test plans that are
commensurate with the RCRA
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regulations and thus, no additional
regulatory revisions or amendments are
needed.
4.a. Process for New Units Seeking an
Initial RCRA Permit
We anticipate that the process for new
units seeking an initial permit will work
as follows. Any new unit would begin
the process by developing and
compiling the information necessary for
the RCRA draft permit (e.g., information
required for the part A application at
§ 270.13, the relevant general
information for the part B application
according to Part 270) and the
applicable NSR permit.251 The
information needed to compile the draft
NIC and draft CPT plan would be
gathered simultaneously, as if the
source were developing the trial burn
plan. When the source has compiled its
RCRA permit application, draft NIC and
draft CPT plan, it would submit a RCRA
pre-application meeting notice at least
30 days prior to the date scheduled for
the RCRA informal public meeting
according to §§ 124.31(b) and (d). At the
time of the RCRA pre-application
meeting notice, the source would also
issue notice of the NIC public meeting
(at least 30 days prior to the NIC
meeting) according to § 63.1210(c)(3), so
that the two meetings can occur at the
same time. In order for the public to be
able to view all information relevant to
the combustor before the combined
RCRA pre-application and NIC public
meeting, the source would make the
draft NIC and draft CPT plan available
to the public for review at the same time
the notices for the meetings are issued.
To aid the RCRA permit authority in its
development of the draft RCRA permit
(i.e., mainly for purposes of evaluating
risk), we strongly recommend that the
source also provide copies of the draft
NIC, draft CPT plan, and NSR
application (if applicable) to the RCRA
permit authority. It is our hope that the
availability of information will expedite
the development of the draft permit. All
notices should be presented to the
public in sufficient time to allow for a
combined RCRA informal public
meeting and NIC public meeting.
Following the combined public
meeting, the source will submit its
RCRA permit application and the RCRA
regulatory authority will prepare and
251 Because the information required for NSR
permit is less comprehensive than a RCRA permit,
it allows for a much shorter time period for
issuance. The average time for issuing a PSD
permit, for example, after receiving an application
is slightly more than 7 months, but varies
depending upon public involvement and
negotiation of the application content. USEPA.
Docket A–2001–19, Document II–A–01. NSR 90-Day
Review Background Paper, June 22, 2001.
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issue a draft permit. The public will
then have an opportunity to comment
on the draft permit and request a public
hearing. Upon resolution of any issues
surrounding the draft permit, a final
RCRA permit will be issued. The RCRA
process is the same as before, but should
be reasonably shorter. Finally, the new
unit may begin burning hazardous waste
when it can assure it will operate in
compliance with the MACT standards
(i.e., by placing a documentation of
compliance in its operating record on
the day it begins burning hazardous
waste). See new regulatory language at
§ 63.1212(c). To aid readers in
understanding the above process, we
have included a pictorial timeline.
Please see figure 2.
Finally, it may also be feasible to
combine an NSR pre-application
meeting and public notice of the draft
NSR permit with the process described
above. Thus, we recommend that
sources work closely with their Air and
RCRA permit agencies so that the NSR
public notices and meetings may be
coordinated with the RCRA and NIC
notices and meetings so time and
resources are efficiently utilized.
4.b. Process for New Units Modifying an
Existing RCRA Permit
The process of adding a new unit to
an existing permit is accomplished
through a Class 3 permit modification
(see § 270.42 (c) for requirements). The
requirements governing public notices
of the draft NIC, draft CPT plan, and
holding a combined public meeting are
essentially the same as new units
seeking an initial permit. The process is
as follows. The source prepares and
submits its RCRA permit modification
request (and if applicable, NSR
application). It must then publish a
notice of the modification request seven
days later, followed by a public meeting
no earlier than 15 days after publication
of the notice for the modification
request, and no later than 15 days before
the close of the 60-day comment period.
As with new units that are submitting
an initial RCRA permit application, it is
also important for sources seeking to
modify their permit to coordinate their
NIC public meeting with their RCRA
permit modification public meeting.
This is made possible due to the
flexibility of the NIC public meeting; it
can be held any time prior to the 10
month deadline. After the combined
public meeting and the close of the
comment period, the permit authority
will either grant or deny the
modification request. If approved, the
source may then begin construction or
modification of the unit. To aid readers
in understanding the timing of the
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E. What Other Permitting Requirements
Were Discussed in the Proposal?
At proposal, we discussed where most
Phase 1 sources would be in terms of
their transition from their RCRA permit
requirements to compliance with the
MACT Interim Standards (see 69 FR
21321). The transition process was
discussed with respect to both the
RCRA permit and the Title V permit.
However, when we discussed the Title
V permit requirements in the proposal,
we did not elaborate on the transition
between the Interim Standards and
Replacement Standards. Because we
believe that such a discussion would be
helpful to readers, we have included
general information describing how the
transition process would work for most
sources in Section B. Did Commenters
Express any Concerns Regarding the
Current Permitting Requirements?,
subsections 3 and 4.
For Phase 2 sources, we proposed the
same permitting approach as we did for
Phase 1 sources. Today, we are
finalizing as proposed, the following for
Phase 2 sources: (1) the new Phase 2
emissions standards will be placed only
in the CAA regulations at 40 CFR part
63, subpart EEE, and be implemented
through the air program; (2) with few
exceptions, the analogous standards in
the RCRA regulations no longer apply
once a facility demonstrates compliance
with the MACT standards in subpart
EEE and any duplicative requirements
have been removed from the RCRA
permit; and (3) the new standards will
be incorporated into operating permits
issued under Title V of the CAA rather
than be incorporated into RCRA
permits. Consequently, we are finalizing
the proposed changes to §§ 270.22 and
270.66 to implement the above. Also
applicable to Phase 2 sources via today’s
final rule are the changes and additions
we finalized in the 1999 final rule for
Phase 1 sources. These include a
streamlined RCRA permit modification
procedure to allow sources to make
upgrades to comply with MACT
(§§ 270.42(j) and 270.42 appendix I,
section L.9), a second streamlined RCRA
permit modification procedure to
remove conditions from a permit that
are no longer applicable (§ 270.42
appendix I, section A.8), an addition to
§ 270.235 to specify conditions for startup, shutdown, and malfunction plan
and integrate them with the CAA
program, and an amendment to the
interim status regulations at § 270.72 to
exempt interim status facilities from the
reconstruction limitation when making
upgrades to comply with MACT.
Also, we are finalizing three new
permitting changes that are applicable
to both Phase 1 and 2 sources. Two have
been discussed previously in this
section and are: (1) A new streamlined
RCRA permit modification procedure
designed to reduce overlap during the
transition from RCRA to MACT
(§§ 270.42(k) and 270.42, appendix I,
L.10); and (2) regulatory provisions
stating that new units are no longer
subject to the full array of RCRA
combustion permitting requirements.
The third change is discussed above in
Section IX. Site-Specific Risk
Assessment Under RCRA and finalizes
our response to a petition for
rulemaking with respect to site-specific
risk assessments (SSRAs). As part of this
change we have decided to adopt
regulatory language that specifically
provides clarification of authority for
RCRA permit writers to evaluate the
need for and, where appropriate, require
SSRAs and to add conditions to RCRA
permits that they determine, based on
the results of an SSRA, are necessary to
protect human health and the
environment.
Last, as explained in part four section
II.A, we are finalizing our decision to
regulate emissions of dioxin/furans,
mercury, polycyclic organic matter, and
polychlorinated biphenyls from Phase 2
area sources under section 112(d).252
This means that Phase 2 area sources are
subject to MACT standards only for
these hazardous air pollutants (HAP) in
the final rule. To reiterate, they are:
Dioxin/furans, mercury, and polycyclic
organic matter (controlled by the
surrogates DRE and carbon monoxide/
hydrocarbon). For the remaining HAP
(hydrogen chloride and chlorine gas and
metals other than mercury), Phase 2 area
sources may either comply with the
252 As explained in the Comment Response
Document vol. V, although § 502(a) allows EPA to
exempt area sources from title V permitting
requirements if EPA finds that those requirements
would be (among other things) ‘‘unnecessarily
burdensome’’, we believe that Title V requirements
remain appropriate for these sources given the
highly toxic nature of the HAP and the importance
above process, we have included a
pictorial timeline. Please see figure 2.
Again, it may be feasible to combine
an NSR pre-application meeting and
public notice of the draft NSR permit
with the process described above. Thus,
we recommend that sources work
closely with their Air and RCRA permit
agencies so that the NSR public notices
and meetings may be coordinated with
the RCRA and NIC notices and meetings
so time and resources are efficiently
utilized.
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MACT standards for Phase 2 major
sources or continue complying with the
RCRA standards and requirements of
their RCRA permit.
In the 2004 proposal, we stated that
we were not making a positive area
source finding for Phase 2 area sources
as we have for Phase 1 area sources (69
FR 21212 and 21325). Regardless of this,
however, the Phase 2 area sources are
still subject to the requirement to obtain
a Title V permit because they are subject
to section 112 standards under this
subpart. See § 502(a) of the CAA and 40
CFR §§ 70.3(b)(2) and 71.3(b)(2).
It is important to note that the Title
V applications for the Phase 2 area
sources will need to contain emissions
information relative to all regulated air
pollutants (to determine applicable
requirements, fees, etc.) that are being
emitted from the units subject to the
MACT standards, not just the specific
HAP pollutants regulated by the MACT
standards (see §§ 70.5(c)(3)(i) and
71.5(c)(3)(i)). Although, the permit itself
would contain standards only for the
HAP subject to MACT standards (the
§ 112(c)(6) HAP). A Phase 2 area source
which chooses to control hydrogen
chloride, chlorine gas, and metals other
than mercury by continuing to comply
with the relevant RCRA standards and
the requirements of its RCRA permit
should note this choice in its Title V
application and cite to the relevant
requirements of this subpart. This will
help ensure that the permitting
authority is aware that these
requirements apply in lieu of the MACT
standards for Phase 2 major sources.
The permitting authority should also
document this choice in the statement
of basis for the source’s Title V permit.
See §§ 70.7(a)(5) and 71.7(a)(5). Finally,
for the units at a source which are
subject to the subpart EEE MACT
standards, all CAA applicable
requirements to which these units are
subject, e.g., State Implementation Plan
requirements, not just the relevant
Subpart EEE requirements, must be
included in the Title V permits issued
to these sources. See §§ 70.3(c)(2) and
71.3(c)(2). For more information
regarding § 112(c)(6) and how it relates
to Phase 2 area sources, see Part Four,
Section II.A., ‘‘Area Source Boilers and
Hydrochloric Acid Production
Furnaces’’.
BILLING CODE 6560–50–P
of affording opportunity for public participation as
provided for in the Title V permit issuance process.
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Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 / Rules and Regulations
59526
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Part Five: What Are the CAA
Delegation Clarifications and RCRA
State Authorization Requirements?
I. Authority for This Rule
Today’s rule amends the promulgated
standards located at 40 CFR part 63,
subpart EEE. It amends the standards for
the Phase 1 source categories—
incinerators, cement kilns, and
lightweight aggregate kilns that burn
hazardous waste, and it also amends
subpart EEE to establish MACT
standards for the Phase 2 source
categories—boilers and hydrochloric
acid production furnaces that burn
hazardous waste. Additionally, this rule
amends several RCRA regulations
located in 40 CFR part 270 to reflect
changes in applicability, addition of a
new permit modification procedure, and
additions related to site-specific
assessments and permitting.
II. CAA Delegation Authority
Before discussing the clarifications
being finalized today, it is important to
first highlight a few key aspects of
delegation authority. Recall from the
proposal that a state, local, or tribal (S/
L/T) agency must be delegated authority
under CAA section 112(l) before it can
exercise the delegable provisions’
authorities. The delegable authorities
can be found in 40 CFR 63.91(g)(1)(i),
also known as Category I Authorities. A
S/L/T agency that has applied for and
received delegation authority can
approve: test plans, requests for minor
and in most cases, intermediate changes
to monitoring and test methods,
performance test waivers, and several
other Category I Authorities. Please note
that even though a S/L/T agency may
have an approved Title V permit
program, it cannot exercise delegable
authorities or be the primary
enforcement authority if it has not
received delegation authority under
CAA section 112(l). Moreover, when a
S/L/T agency has not taken delegation
of a section 112 standard, the agency
can only incorporate the section 112
standard’s requirements into its Title V
permits, (and then implement and
enforce these requirements through its
title V permits) when it has adequate
authority under State, local, or tribal
law which allows it to conduct the
above actions without delegation. See,
e.g., the proposed Federal Plan for
Commercial and Industrial Solid Waste
Incinerators, November 25, 2002 (67 FR
70640, 70652). Please also refer to 69 FR
21335 of the proposal and the fact sheet
entitled, Clean Air Act Delegation for
the HWC NESHAP at: https://
www.epa.gov/epaoswer/hazwaste/
combust/toolkit/factshts.htm to learn
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more about the advantages of receiving
delegation authority.
Also, we would like to point out that
there are several delegation options that
S/L/T agencies can receive. Regardless,
many S/L/T agencies choose the
‘‘straight delegation’’ option when
applying for delegation approval.
Straight delegation means that these
agencies have agreed to implement and
enforce federal MACT standards as they
have been written in the promulgated
requirements. As a result, many EPA
Regions and states have established
memoranda of agreement that
essentially provide automatic delegation
of each future MACT, as opposed to the
state applying for delegation of each
future MACT, which requires a
rulemaking to implement. For more
information related to the delegation
options and procedures, please refer to
the fact sheet, Clean Air Act Delegation
for the HWC NESHAP at: https://
www.epa.gov/epaoswer/hazwaste/
combust/toolkit/factshts.htm and EPA’s
delegation website at: https://
www.epa.gov/ttnatw01/112(l)/112lpg.html.
III. Clarifications to CAA Delegation
Provisions for Subpart EEE
In the proposal, we discussed the
need to provide additional clarification
for the delegable and non-delegable
authorities within Subpart EEE based
upon our implementation experience
with the Phase 1 Interim Standards and
the Clarifications to Existing National
Emissions Standards for Hazardous Air
Pollutants Delegation’ Provisions final
rule published on June 23, 2003 (68 FR
37334). Although the June 23, 2003 final
rule provided clarification and
streamlined the delegable provisions for
each existing NESHAP, it overlooked
several non-delegable and delegable
authorities within Subpart EEE. It
provided clarification on the nondelegable authorities of Subpart EEE as
they relate to major alternatives to the
standards themselves and to test
methods, monitoring, or recordkeeping
and reporting under the General
Provisions.254 However, it omitted
major alternatives specific to Subpart
EEE such as: test methods under
§§ 63.1208(b) and 63.1209(a)(1);
monitoring under § 63.1209(a)(5) and;
recordkeeping and reporting under
§ 63.1211(a) through (d). Therefore, the
254 For example, the final rule included approval
of alternatives to requirements in §§ 63.1200,
63.1203, through 63.1205, and 63.1206(a); approval
of major alternatives to test methods under
§ 63.7(e)(2)(ii) and (f); approval of major alternatives
to monitoring under § 63.8(f) and; approval of major
alternatives to recordkeeping and reporting under
§ 63.10(f).
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following paragraphs will explain
which authorities in Subpart EEE are
delegable and are not delegable to
S/L/T agencies that have been delegated
authority and will provide some
examples of or references to alternative
requests associated with each delegable
or non-delegable provisions authority.
To review, the regulations at 40 CFR
63.90 define three types of alternative
requests. Alternative requests or
‘‘changes’’ to a particular delegable or
non-delegable provision are classified as
major, intermediate, or minor
depending upon the degree (i.e.,
potential to be nationally significance,
potential to reduce the stringency of the
standard, etc.) of change being
requested. An alternative request that
qualifies as a major change is not
delegable to S/L/T agencies, even when
they have delegation authority. These
requests must be sent to the EPA Region
or, if it concerns a test method under
§§ 63.7(e)(2)(ii) and (f), 63.1208(b) and
63.1209(a)(1) or a standard under
§§ 63.1200, 63.1206(a), or 63.1216–
63.1221, then it must be sent to our
Office of Air Quality Planning and
Standards (OAPQS).255 An alternative
request that qualifies as an intermediate
or minor change is delegable. However,
the EPA Region may choose whether or
not they will delegate authority to
S/L/T agencies to approve intermediate
and, even some minor changes during
the delegation approval process. In
addition to the regulations, the guidance
document entitled, How to Review and
Issue Clean Air Act Applicability
Determinations and Alternative
Monitoring (EPA 305–B–99–004,
February 1999) provides a listing of
delegable and non-delegable authorities
in Tables 1 and 2, as well as
descriptions and examples of major,
intermediate, and minor changes in
Attachment 1.
A. Alternatives to Requirements
Any change to a promulgated
standard is considered a major change
and as noted above, must be sent to
OAQPS (see contact information in
footnote). The reason why a change to
a standard must be sent to EPA
Headquarters is because the change
must be established through national
rulemaking, regardless of the degree of
change sought. Thus, only OAQPS can
approve alternative requests for changes
to standards. Additionally, any change
to applicability requirements and
compliance dates (e.g., requirements
that ensure that the standards are
achieved as EPA intended) are also
255 For contact information, please visit
www.epa.gov/ttn/emc/staffdir.html.
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considered major and also must be sent
to OAQPS for approval. Specific to
Subpart EEE, alternative requirement
requests including those pursuant to
§§ 63.1200, 63.1206(a), or 63.1216–
63.1221 are considered major changes
and consequently are non-delegable.
The regulations at § 63.1214(c) correctly
identified the requirements in Subpart
EEE, however we have revised them
today (as we proposed) to reflect the
new sections that house the Phase 1
Replacement Standards and Phase 2
Standards.
There are a few exceptions to the
above, however. Subpart EEE
incorporates specific provisions for
sources to request alternative standards
which are delegable because they have
been established through rulemaking. In
fact, several alternative standards are
self-implementing meaning that the
source only need specify in their DOC
which standard it will comply with. The
alternative to the particulate matter
standard in § 63.1206(b)(14) and the
emissions averaging standards for
cement kilns with in line kiln raw mills
and preheater or preheater/precalciner
kilns with dual stacks in § 63.1204(d)
and (e) are three examples. There are
also alternative standards that sources
may petition to comply with. They
include: Alternatives to the standards
for existing and new LWAKs at
§ 63.1206(9) and cement kilns at
§ 63.1206(b)(10) and the alternative riskbased standard for total chlorine at
§ 63.1215. Sources choosing to comply
with these alternative standards must
receive approval from their delegated S/
L/T agency prior to implementing
them.256 With respect to changes to
compliance dates, requests under
§ 63.1213 specifically allow sources to
request an extension to the compliance
date for the installation of pollution
prevention or waste minimization
controls. Again, because this provision
has been specified in subpart EEE, it is
not considered a major change and is
delegable.
B. Alternatives to Test Methods
With respect to test methods, we
noted above that the final delegations
rule stated that major alternatives to the
test methods at §§ 63.7(e)(2)(ii) and (f)
were not delegable. Therefore, as we
proposed, it is necessary to add major
alternatives to 63.1208(b), which
specifies the test methods sources must
256 The alternative risk-based standard for total
chlorine at § 63.1215 requires sources to submit
their eligibility demonstration to both the delegated
S/L/T agency and to the Risk and Exposure
Assessment Group in Research Triangle Park, NC
for review, even though the delegated S/L/T agency
can grant or deny approval.
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use to determine compliance with
subpart EEE. Also, we are adding the
CEMS monitoring requirement under
§ 63.1209(a)(1). It is regarded as a test
method because it serves as a
benchmark method for demonstrating
compliance with the emission
standards. Both sections are delegable to
S/L/T agencies as long as they have
been delegated authority and as long as
the alternative requests comprise minor
or intermediate changes. However, a
major change to either of these test
method sections must be sent to OAQPS
for approval.257 Only OAQPS can
approve major changes to test methods
because they are designated in the
standard as the means for determining
compliance with an emission standard.
The proposed revisions to § 63.1214 are
finalized today to include major
alternatives to test methods under
§§ 63.1208(b) and 63.1209(a)(1) as nondelegable authorities.
C. Alternatives to Monitoring
For monitoring, the final delegations
rule stated that major alternatives to
monitoring at § 63.8(f) were not
delegable, but did not reference
monitoring specific to subpart EEE. In
subpart EEE, the monitoring
requirements are located in § 63.1209.
This section also includes two
provisions specific to alternative
monitoring, thus removing some of the
‘‘guesswork’’ when trying to discern
whether a request for change is minor,
intermediate, or major. One is located at
§ 63.1209(a)(5), Petitions to use CEMS
for other standards and the other is
located at § 63.1209(g)(1), Alternative
monitoring requirements other than
continuous emissions monitoring
systems. Each is discussed in the
following paragraphs.
In the proposal, we explained that a
request to use other monitoring in lieu
of a CEMS is always considered a major
change due to CEMS generally being
considered a more accurate measure of
compliance. However, if a source
requests to use a CEMS in lieu of a
required operating parameter, it may be
considered an intermediate change.
Since publication of the proposal,
performance specifications have been
promulgated for PM CEMS (and
mercury CEMS).258 Consequently, today
257 For contact information, please visit
www.epa.gov/ttn/emc/staffdir.html.
258 Although performance specifications have
been promulgated for mercury CEMS, there has not
been as much experience in implementing these
devices for hazardous waste combustion sources (or
similar sources) as there has been for PM CEMS at
this time. Therefore, we believe it appropriate to
continue sending requests to use mercury CEMS in
lieu of an operating parameter to the appropriate
EPA Region for review and approval.
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59527
we view requests per § 63.1209(a)(5) to
use PM CEMS as intermediate changes
to monitoring. Although the
implementation of PM CEMS according
to PS–11 (69 FR 1786 and 40 CFR part
60, Appendix B; January 12, 2004) and
Procedure 2 (see also 40 CFR part 60,
Appendix F) is largely ‘‘selfimplementing,’’ sources wishing to
apply to use of PM CEMS should
develop and submit QA/QC plans
specifying audit frequencies to account
for site-specific stack conditions. We
believe that other site-specific issues
that may need to be addressed prior to
use of the CEMS, such as a source’s
request to deviate from PS–11 or a
source’s selection of the correct
correlation curve(s), are properly
addressed under EPA’s established
policies and procedures for alternative
method requests. We believe that a
petition to use PM CEMS under § 63.8(f)
is still the appropriate mechanism, but
that sources can submit their petitions
to their delegated S/L/T agency for
review and approval, and we
recommend that EPA Regional offices
work with these agencies to monitor
implementation. Thus, with the
exception of petitions to use PM CEMS
in lieu of an operating parameter which
is considered an intermediate change,
we are finalizing our proposed revision
to § 63.1214(c) to include major
alternatives to monitoring under
§ 63.1209(a)(5) as a non-delegable
authority.
Section 63.1209(g)(1), Alternative
monitoring requirements other than
continuous emissions monitoring
systems, contains the other alternative
monitoring provision. This provision
allows sources to request alternative
monitoring methods to monitor
compliance, except for those standards
that must be monitored with a CEMS
(e.g., those in § 63.1209(a)(1)), and to
request a waiver of an operating
parameter limit. We provided several
examples of alternative parameter
monitoring for which a request may be
submitted under this section in the
proposal at 69 FR 21337. They include
use of: a different detector, different
monitoring location, a different method
as recommended by the manufacturer,
or a different averaging period that is
more stringent than the applicable
standard. In the proposal, we stated that
we believe the majority of requests
submitted pursuant to § 63.1209(g)(1)
are not major and discussed in the
preamble amending the language in
§ 63.1209(g)(1) so that these types of
changes could be reviewed and
approved by the delegated S/L/T
agency. However, when we added
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language to § 63.1209(g)(1) to allow for
the above, we inadvertently referred to
an approved Title V program instead of
a S/L/T agency which has taken
delegation of subpart EEE. We have
corrected and finalized the proposed
language. Therefore, whether minor or
intermediate, requests under
§ 63.1209(g)(1) may be sent to your
delegated S/L/T agency for review and
approval.
Please note that 63.1209(g)(1) cannot
be used when requesting major changes
to the monitoring required by the
standard. Such changes typically
involve new unproven monitoring
methods. Unproven monitoring
methods refer to those where the
technology or procedures are not
generally accepted by the scientific
community (§ 63.90(a)). If you are
uncertain whether your request
constitutes a new unproven monitoring
method, which is considered a major
change, you should submit your request
to your EPA Region. The regulatory
language in 63.1209(g)(1) has been
revised to reflect this clarification.
D. Alternatives to Recordkeeping and
Reporting.
As with the others, the final
delegation provisions’ rule only cited
the waiver of recordkeeping and
reporting requirements of § 63.10(f) as a
non-delegable provision. Thus, it is
necessary to add the relevant subpart
EEE recordkeeping and reporting
requirements of § 63.1211. Section
63.1211 is delegable in its entirety to S/
L/T agencies unless an alternative
request is determined to be a major
change. An alternative request that is a
major change, such as decreases in
record retention for all records, must be
sent to your EPA Region for review and
approval. Similar to the monitoring
section, § 63.1211 contains a specific
alternative provision. Section
63.1211(d) Data Compression, allows
sources to request to use data
compression techniques to record data
from CMS and CEMS on a frequency
less than that required by § 63.1209. We
view the alternative request to be a
minor change because available
guidance provides criteria for defining
fluctuation and data compression limits.
See 64 FR 52961 and 52962, September
30, 1999. Therefore, requests submitted
under 63.1211(d) can be consistently
evaluated by delegated S/L/T agencies.
Section 63.1214(c) has been revised to
specify that major alternatives to
63.1211(a)—(c) are non-delegable
authorities.
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E. Other Delegation Provisions
Although not discussed in the
proposal, it is important to note that
issuing applicability determinations is
another delegable authority. The EPA
document How to Review and Issue
Clean Air Act Applicability
Determinations and Alternative
Monitoring (EPA 305–B–99–004,
February 1999) provides guidance
regarding who has the lead for issuing
applicability determinations. In general,
Regions may delegate the authority to
issue applicability determinations to S/
L/T agencies when the determinations
are routine in nature. However,
delegation of authority for certain
applicability determinations should be
retained by the Regions. These include
applicability determinations that: (1)
Are unusually controversial or complex;
(2) have bearing on more than one state
or district (are multi-Regional); (3)
appear to create conflict with previous
policy or determinations; (4) are a legal
issue which has not previously been
considered (a matter of first impression);
or (5) raise new policy questions. It is
recommended that Regional offices
require notification when S/L/T
agencies issue applicability
determinations.
IV. RCRA State Authorization and
Amendments to the RCRA Regulations
Under section 3006 of RCRA, EPA
may authorize qualified states to
administer their own hazardous waste
programs in lieu of the federal program
within the state. Following
authorization, EPA retains enforcement
authority under sections 3008, 3013,
and 7003 of RCRA, although authorized
states have primary enforcement
responsibility. The standards and
requirements for state authorization are
found at 40 CFR Part 271.
Prior to enactment of the Hazardous
and Solid Waste Amendments of 1984
(HSWA), a State with final RCRA
authorization administered its
hazardous waste program entirely in
lieu of EPA administering the federal
program in that state. The federal
requirements no longer applied in the
authorized state, and EPA could not
issue permits for any facilities in that
state, since only the state was
authorized to issue RCRA permits.
When new, more stringent federal
requirements were promulgated, the
state was obligated to enact equivalent
authorities within specified time frames.
However, the new federal requirements
did not take effect in an authorized state
until the state adopted the federal
requirements as state law.
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In contrast, under RCRA section
3006(g) (42 U.S.C. 6926(g)), which was
added by HSWA, new requirements and
prohibitions imposed under HSWA
authority take effect in authorized states
at the same time that they take effect in
unauthorized states. EPA is directed by
the statute to implement these
requirements and prohibitions in
authorized states, including the
issuance of permits, until the state is
granted authorization to do so. While
states must still adopt HSWA related
provisions as state law to retain final
authorization, EPA implements the
HSWA provisions in authorized states
until the states do so.
Authorized states are required to
modify their programs only when EPA
enacts federal requirements that are
more stringent or broader in scope than
existing federal requirements. RCRA
section 3009 allows the states to impose
standards more stringent than those in
the federal program (see also 40 CFR
271.1). Therefore, authorized states may,
but are not required to, adopt federal
regulations, both HSWA and nonHSWA, that are considered less
stringent than previous federal
regulations.
We discussed in the proposal which
RCRA regulations we intended to
amend and their impact on state
authorization procedures. Today, we are
finalizing those amendments in
§§ 270.10, 270.22, 270.32, 270.42,
27062, 270.66, and 270.235. In addition,
we are amending the regulations in
§§ 264.340 and 266.100 to reflect
changes that have been made based
upon comments. Today’s amendments
fall under both HSWA and non-HSWA
authorities. That is, changes made to
regulations applicable to boilers and
industrial furnaces are promulgated
under HSWA authority, whereas
changes made to regulations applicable
to incinerators are promulgated under
non-HSWA authority. 259 All of the
amendments made today are considered
to be either less stringent or equivalent
to the existing Federal program, which
means that states are not required to
adopt and seek authorization for these
provisions regardless of whether they
are finalized under non-HSWA or
HSWA authorities. Nevertheless, we
strongly encourage states to become
authorized for today’s amendments.
259 When new requirements and prohibitions
(that are more stringent than the previous federal
regulations) are imposed under non-HSWA
authority, the new federal requirements do not take
effect in an authorized state until the state adopts
the federal requirements as law. Conversely, when
imposed under HSWA authority, the new federal
requirements are federally enforceable in an
authorized state until the necessary changes to a
state’s authorization are approved by EPA.
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Experience has shown that when states
have been authorized for previous
amendments (i.e., those finalized in the
1999 rule) that were intended to
facilitate the transition from the RCRA
program to MACT and the CAA Title V
program, the process has proven to be
less cumbersome. For a more detailed
discussion of non-HSWA and HSWA
authorities with respect to how and
when they take effect, please refer to the
proposal’s preamble discussion at 69 FR
21338.
Several RCRA sections that have been
enacted as part of HSWA apply to
today’s rule: 3004(o), 3004(q), and
3005(c)(3). Thus, if a state is not
authorized for the boiler and industrial
furnace regulations, these provisions are
federally enforceable in an authorized
state until the necessary changes to a
state’s authorization are approved by us.
See RCRA section 3006, 42 U.S.C. 6926.
We are adding today’s requirements to
Table 1 in 271.1(j) where rulemakings
promulgated pursuant to HSWA
authority are identified.
Part Six: Impacts of the Final Rule
I. What Are the Air Impacts?
Table 1 below shows the emissions
reductions achieved by the final rule for
all existing hazardous waste
combustors. For Phase I sources—
incinerators, cement kilns, and
lightweight aggregate kilns—the
emission reductions represent the
difference in emissions between sources
controlled to today’s standards and
estimated emissions when complying
with the interim MACT standards
promulgated on February 13, 2002.
Thus, the significant emissions
reductions already achieved by the
interim standards are not reflected in
the estimates shown in Table 1.260 For
Phase II sources—solid fuel boilers,
liquid fuel boilers, and hydrochloric
acid production furnaces—the
reductions represent the difference in
emissions between today’s standards
and the current baseline of control
provided by 40 CFR part 266, subpart H.
Nationwide baseline HAP and
particulate matter emissions from
hazardous waste combustors are
estimated to be approximately 12,650
tons per year at the current baseline
level of control. Depending on the
number of facilities demonstrating
compliance with health-based
compliance alternatives for total
chlorine, the total reduction of HAP and
particulate matter for existing sources
260 USEPA, ‘‘Final Technical Support Document
for HWC MACT Standards, Volume V: Emission
Estimates and Engineering Costs,’’ Section 3, July
1999.
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could be between approximately 2,260
and 3,380 tons per year. A discussion of
the emission estimates methodology and
results are presented in ‘‘Technical
Support Document for HWC MACT
Replacement Standards, Volume V:
Emission Estimates and Engineering
Costs’’ that is available in the docket.
TABLE 1.—NATIONWIDE ANNUAL EMISSIONS REDUCTIONS OF HAP AND
OTHER POLLUTANTS
Estimated
emission reductions
(tons per year)
Pollutant
Dioxin/furans1 .......................
All HAP metals .....................
Mercury .................................
Semivolatile metals (Cd, Pb)
Low volatile metals (As, Be,
Cr) .....................................
Other metals (Co, Mn, Ni,
Sb, Se) ..............................
HCl and chlorine gas2 ..........
Particulate matter .................
0.20
19.5
0.21
2.9
6.5
9.9
1220
2,140
1 Dioxin/furan emission reductions are expressed as grams TEQ per year.
2 We are promulgating health-based compliance alternatives for total chlorine for hazardous waste combustors other than hydrochloric acid production furnaces in lieu of the
MACT technology-based emission standards
(see Part Four, Section VII of the preamble for
details). Given that a number of sources may
elect to comply with the health-based compliance alternatives, the estimated reductions of
total chlorine represent an upper bound
estimate.
II. What Are the Water and Solid Waste
Impacts?
We estimate that water usage for
existing sources will increase between
400 million and 1.6 billion gallons per
year as a result of today’s rule. The
upper range estimate represents the
water usage assuming no sources elect
to comply with the health-based
compliance alternatives for total
chlorine, while the lower range estimate
represents water usage assuming all
sources elect the alternative. Water
usage increases are estimated for
reducing combustion gas temperatures
with evaporated spray coolers for
dioxin/furan control as well as for new
particulate matter and acid gas air
pollution control equipment. The
increased water usage will also result in
an increase in wastewater generation.
Depending on the number of sources
that elect to comply with the healthbased compliance alternatives for total
chlorine, we also estimate that up to 775
million gallons of wastewater may be
generated.
We estimate that the generation of
solid waste will increase between
approximately 8,700 tons and 12,200
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tons per year depending on the number
of sources that elect to comply with the
health-based compliance alternatives for
total chlorine. Of these totals,
approximately 250 tons per year will be
classified as hazardous waste subject to
RCRA Subtitle C regulations. We
estimate the remainder—between 8,450
and 11,950 tons per year—will be
classified and managed as a nonhazardous industrial waste subject to
Subtitle D of RCRA. The costs
associated with these disposal and
water requirements are accounted for in
the annualized compliance cost
estimates. A discussion of the
methodology used to estimate impacts is
presented in ‘‘Technical Support
Document for HWC MACT Replacement
Standards, Volume V: Emission
Estimates and Engineering Costs’’ that is
available in the docket. We note that the
nonair quality health and environmental
impacts effects for both floor and
beyond-the-floor options are discussed
in the technical support document and
are part of our consideration of such
factors under section 112(d)(2).
III. What Are the Energy Impacts?
We estimate that the national annual
energy usage as a result of this rule will
increase between approximately 73
million and 85 million kilowatt hours
(kWh) depending on the number of
sources that elect to comply with the
health-based compliance alternatives for
total chlorine. The increase results from
the electricity required to operate air
pollution control equipment installed to
meet the standards. The increase energy
usage costs are accounted for in the
annualized compliance cost estimates.
A discussion of the methodology used
to estimate impacts is presented in
‘‘Technical Support Document for HWC
MACT Replacement Standards, Volume
V: Emission Estimates and Engineering
Costs.’’ We note that the energy effects
for both floor and beyond-the-floor
options are discussed in the technical
support document and are part of our
consideration of such factors under
section 112(d)(2).
IV. What Are the Control Costs?
Control costs, as presented in this
section, refer only to engineering,
operation, and maintenance costs
associated with unit/system upgrades
necessary to meet the final standards.
These costs do not incorporate any
market-based adjustments. All costs
presented in this section are annualized
estimates in 2002 dollars.
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We estimate there are a total of 267
sources 261 that may be subject to
requirements of this final rule. Of this
total, there are 116 boilers (104 liquid
fuel boilers plus 12 solid fuel boilers),
92 on-site incinerators, 25 cement kilns,
15 commercial incinerators, nine (or
seven) lightweight aggregate kilns, and
ten hydrochloric acid (HCl) production
furnaces.
Total national private sector
engineering costs for the final standards
are estimated at $40.2 million per
year.262 This estimate reflects total non
market adjusted upgrade costs
(engineering, plus administrative and
permitting), excluding chlorine control
costs.263 All Phase II sources combined
(liquid fuel boilers, coal fired boilers,
and HCl production furnaces) represent
86 percent of this total. The average
private sector engineering cost,
excluding permitting and
administrative, is projected to be highest
for liquid fuel boilers, at $256,300 per
source. Coal fired boilers are second at
approximately $170,246 per source.
Total engineering costs to cement kilns
and HCl production furnaces are
estimated to average $113,600, and
$16,645 per source, respectively.
Commercial incinerators are projected
to experience engineering costs
averaging $12,300 per source. On-site
incinerators and LWAKs will face the
lowest engineering costs at $10,200 and
$3,330, respectively.
For all Phase I sources (141 sources;
commercial incinerators, on-site
incinerators, cement kilns, and
lightweight aggregate kilns), total
average annualized non market-adjusted
compliance costs (including permitting
and administrative 264) are estimated at
$39,700 per source. The combined
Phase II sources (126 sources; solid and
liquid fuel-fired boilers and
hydrochloric acid production furnaces)
have total average annualized non
261 For purposes of this discussion, a source is
defined as the air pollution control system
associated with one or more hazardous waste
combustion unit(s). A facility may operate one or
more sources. Note that this total includes two
LWAK units limited by system burn constraints.
Exclusion of these two units results in a total of 265
independent sources.
262 Not included here are total annual government
costs. These costs, with or without chlorine control,
are approximately $0.5 million/year.
263 We are finalizing the incorporation of section
112(d)(4) of the Clean Air Act to establish riskbased standards for total chlorine for hazardous
waste combustors (except for hydrochloric acid
production furnaces). The low-end of this cost
range assumes all facilities emit total chlorine levels
below risk-based levels of concern. Under this
scenario, no total chlorine controls are assumed to
be necessary. The total engineering cost with
chlorine control is estimated at $46.7 million/year.]
264 See Exhibit 4–3 in the economic assessment
background document.
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market-adjusted compliance costs of
approximately $274,500 per source.
Across all sectors covered by today’s
rule (Phase I and Phase II sources), total
annualized compliance costs were
found to average $150,500 per source.
Private sector engineering costs
(control) costs have also been assessed
on a per ton (U.S.) basis. Captive energy
recovery sources (solid and liquid fuelfired boilers, and hydrochloric acid
production furnaces) burned a total of
944,667 tons of hazardous waste in
2003. These facilities are projected to
experience the highest average
incremental control costs, at
approximately $37 per ton of waste
burned. Commercial energy recovery
sources (cement kilns and LWAKs),
burning an estimated 999,076 tons in
2003, are projected to experience
average incremental control costs of
approximately of $3.00 per ton. Captive
(on-site) and commercial incinerators
burn an estimated 925,828 tons and
447,524 tons per year, respectively.
These sources are estimated to
experience average incremental
engineering costs of $2.15 per ton and
$0.80 per ton, respectively.
The aggregate control costs presented
in this section do not reflect the
anticipated real world cost burden on
the economy. Any market disruption,
such as the requirements in this final
rule, will cause a short-term
disequilibrium in the hazardous waste
burning market, resulting in a natural
economic process designed to reach the
new market equilibrium. Actual cost
impacts to society are more accurately
measured by taking into account market
adjustments in the targeted industry,
plus secondary (societal) costs. Total
market-adjusted costs plus secondary
costs are commonly termed Social
Costs, and are generally less than total
engineering costs due to efficiencies
implemented during the market
adjustment process. Social Costs
theoretically represent the total real
world costs of all goods and services
society must give up in order to gain the
added protection to human health and
the environment. Social Costs are
presented in Part VI of this Section.265
V. What Are the Economic Impacts?
Economic impacts may be measured
through several factors. This section
presents estimated economic impacts
relative to market exits, waste
reallocations, and employment impacts.
265 Beyond-the-Floor standards were assessed for
all floors. These findings are available in Appendix
F and G of the engineering background document:
See: Final Technical Support Document for HWC
MACT Standards, Volume V—Emissions Estimates
and Engineering Costs.
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Economic impacts presented in this
section are distinct from social costs,
which correspond only to the estimated
monetary value of market disturbances.
A. Market Exit Estimates
The hazardous waste combustion
industry operates in a dynamic market,
with systems entering and exiting the
market on a routine basis. Our analysis
defines ‘‘market exit’’ as ceasing to burn
hazardous waste. We have projected
post-rule hazardous waste combustion
system market exits based on economic
feasibility only. Social, liability, and
informational issues are not
incorporated into our market exit
analysis.
Market exit estimates are derived from
a breakeven analysis designed to
determine system viability. This
analysis is subject to several
assumptions, including: Cost
assumptions concerning the per sector
baseline cost of hazardous waste
burning, cost estimates for necessary
pollution control devices (including
operation and maintenance), prices for
combustion services, and estimated
waste quantities burned at these
facilities. It is important to note that, for
most sectors, exiting the hazardous
waste combustion market is not
equivalent to closing a plant. (Actual
plant closure may occur only in the case
of a commercial incinerator closing all
systems.)
We estimate that 39 systems,
representing about 15 percent of the
total affected universe, may stop
burning hazardous waste in response to
the final standards. Approximately
59,000 tons of hazardous waste may be
diverted from these closed systems.
These estimates assume no chlorine
controls are put in place as a direct
result of the rule.266 Of the estimated 39
market exits, 26 are projected to be onsite incinerators and 8 are liquid fuel
boilers. Three commercial incinerator
systems may exit the market in response
to the final rule. However, these systems
are considered economically marginal
in the baseline. Two coal-fired boiler
systems are also projected to exit the
market. No cement kilns, lightweight
aggregate kilns, or HCl production
furnaces are projected to exit the market
as a result of the final rule. Market exit
estimates were found to be identical
266 Even though we are allowing sources (except
hydrochloric acid production furnaces) to invoke
§ 112(d)(4) in lieu of MACT chlorine control
requirements, we have not attempted to estimate
the following: (1) The total number of sources that
may elect to implement this provision, and, (2)
what level of control may be necessary following a
§ 112(d)(4) risk-based determination, since this
would vary on a site-by-site basis.
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when the cost of chlorine control is
included in the model.
B. Waste Reallocations
Some on-site combustion systems
(sources) may no longer be able to cover
their hazardous waste burning costs as
a result of final rule requirements. These
sources are projected to divert or reroute
their wastes to different hazardous
waste combustion sources (usually some
type of commercial unit).267 For
multiple system facilities, this diversion
may include on-site (non-commercial)
waste consolidation among fewer
systems at the same facility. Under
current market conditions, noncombustion alternatives are generally
not economically feasible, and in any
case, would normally be unable to
achieve the RCRA Land Disposal
Restriction Treatment standards, which
are based on the performance of
combustion technology (which
optimizes destruction of organic HAP).
As mentioned above, our economic
model indicates that approximately
59,000 tons (U.S.) of hazardous waste
may be reallocated. This figure
represents approximately 1.8 percent of
the total 2003 quantity of hazardous
waste burned at all sources. On-site
consolidations account for nearly 24
percent (13,915 tons) of all diverted
waste. Commercial incinerators are
projected to receive the vast majority
(42,722 tons, or 73 percent) of all off-site
waste reallocations. Cement kilns and
LWAKs are projected to receive the
remaining reallocation (2,289 tons).
Currently, there is more than adequate
capacity to accommodate all off-site
hazardous waste diversions.
C. Employment Impacts
Today’s rule is projected to induce
employment shifts across all affected
sectors. These shifts may occur as
specific combustion facilities find it no
longer economically feasible to keep all
of their systems running, or to stay in
the hazardous waste market at all. When
this occurs, workers at these locations
may lose their jobs or experience forced
relocations. At the same time, the rule
is projected to result in positive
employment impacts, as new purchases
of pollution control equipment
stimulate additional hiring in the
pollution control manufacturing sector,
and as additional staff are required at
selected combustion facilities to
accommodate reallocated waste and/or
various compliance activities.
267 This analysis includes the cost of waste
transport to alternative combustion sources,
burning fees, and purchase of alternative fuels (if
appropriate).
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1. Employment Impacts—Dislocations
(Losses)
Employment dislocations in the
combustion industry are projected to
occur when facilities consolidate waste
into fewer systems, or when a facility
exits the hazardous waste combustion
market altogether. Operation and
maintenance labor hours are expected to
be reduced for each system that stops
burning hazardous waste. For each
facility that completely exits the market,
employment dislocations may also
include supervisory and/or
administrative personnel.
Total employment dislocations
resulting from implementation of the
final standards are estimated at 310 fulltime-equivalent (FTE) jobs. On-site
incinerators account for about 62
percent of this total, followed by
commercial incinerators (about 24
percent), and liquid-fuel boilers (about
12 percent). The large number of on-site
incinerators drives the impacts within
this sector.
2. Employment Impacts—Positive
In addition to employment
dislocations, our analysis indicates that
today’s rule may also result in positive
employment impacts. These positive
impacts are projected to occur to both
the air pollution control industry and to
combustion firms as they hire personnel
to accommodate reallocated waste and/
or comply with the various
requirements of the rule. Hazardous
waste combustion sources are projected
to need additional operation and
maintenance personnel for the new
pollution control equipment and other
compliance activities, such as new
reporting and record keeping
requirements.
The total annual positive employment
impact associated with the final
standards is estimated at 323 FTEs.
Positive employment impacts to the air
pollution control industry 268 are
projected at 93 FTEs, or about 29
percent of this total. At 183 jobs, liquidfuel boilers are projected to experience
the greatest positive employment impact
among all combustors.
While it may appear that our analysis
suggests overall net positive
employment impacts, such a conclusion
would be inappropriate. Because the
positive employment impacts and
employment dislocations occur in
different sectors of the economy, they
should not be added together. Doing so
would mask important distributional
effects of the rule. In addition, these
268 Manufacturers and distributors of air pollution
control devices are projected to increase sales as a
result of this action.
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employment estimates reflect within
sector impacts only and therefore do not
account for potential displacements
across sectors. This may occur if
investment funds are diverted from
other areas of the larger economy.
VI. What Are the Social Costs and
Benefits of the Final Rule?
The value of any regulatory action is
traditionally measured by the net
change in social welfare that it
generates. Our economic assessment
conducted in support of today’s final
rule evaluated compliance (control)
costs, and economic impacts, as
discussed above. The Assessment also
analyzed social costs, benefits, small
entity impacts, and other impacts (e.g.,
children’s health, unfunded mandates).
To conduct this analysis, we examined
the current combustion market and
practices, developed and implemented a
methodology for examining compliance
and social costs, applied an economic
model to analyze industry economic
impacts (discussed above), examined
benefits, and followed appropriate
guidelines and procedures for
examining equity considerations,
children’s health, and other impacts.
The data applied in this analysis were
the most recently available at the time
of the analysis. Because our data were
limited, the findings from these analyses
should be more accurately viewed as
national estimates.
A. Combustion Market Overview
The hazardous waste industry
consists of three key segments:
hazardous waste generators, fuel
blenders/intermediaries, and hazardous
waste burners. Hazardous waste is
combusted at four main types of
facilities: commercial incinerators, onsite incinerators, waste burning kilns
(cement kilns and lightweight aggregate
kilns), and industrial boilers.
Commercial incinerators are generally
larger in size and designed to manage
virtually all types of solids, as well as
liquid wastes. On-site incinerators are
more often designed as liquid-injection
systems that handle liquids and
pumpable solids. Waste burning kilns
and boilers generally burn hazardous
wastes to generate heat and power for
their manufacturing processes.
As discussed above, we have
identified a total of 267 hazardous waste
burning sources (systems) currently in
operation in the United States. Liquid
fuel-boilers account for 104 sources,
followed by on-site incinerators at 92
sources. Cement kilns, hydrochloric
acid production furnaces, and
commercial incinerators account for 25,
10, and 15 sources, respectively. Solid
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fuel boilers and lightweight aggregate
kilns make up the remainder, at 12 and
nine systems, respectively. These 267
sources are operated at a total of 145
different facilities. A single facility may
have one or more combustion systems.
Facilities with multiple systems may
have different types of hazardous waste
burning units. Combustion systems
operating at chemical manufacturing
facilities (NAICS 325) were found to
account for about 70 percent of the total
number of facilities and manage about
58 percent of all hazardous waste
burned in 2003.
The EPA Biennial Reporting System
(BRS) reports a total demand for all
combusted hazardous waste, across all
facilities, at 3.32 million tons (U.S. ton)
in 2003. Commercial energy recovery
(cement kilns and lightweight aggregate
kilns) burned about 30 percent of this
total. Hazardous waste destruction at
on-site incinerators and commercial
incinerators accounted for 28 percent
and 13 percent, respectively. Captive
energy recovery accounted for the
remainder, at 29 percent of the total.
About 65 percent of all hazardous
waste burned in 2003 was organic
liquids. This is followed by solids (14
percent), inorganic liquids (11 percent),
and sludges (10 percent). Hazardous
gases were found to represent a
negligible portion, at about 0.08 percent
of the total quantity burned in 2003. In
terms of hazardous waste generating
sources, the Basic Organic Chemical
Manufacturing e sector (NAICS 325)
generated approximately 32 percent of
all hazardous waste burned in 2001,
followed by pesticides and agricultural
chemicals, business services, organic
fibers, medicinal chemicals,
pharmaceuticals, plastics materials and
resins, petroleum, and miscellaneous.
Companies that generate large
quantities of uniform hazardous wastes
generally find it more economical and
efficient to combust these wastes on-site
using their own noncommercial
systems. Commercial incineration
facilities manage a wide range of
hazardous waste streams generated in
small to medium quantities by diverse
industries. Cement kilns, lightweight
aggregate kilns, and boilers derive heat
and energy by burning high-Btu
(solvents and organics) liquid hazardous
wastes.269 Sometimes these wastes are
blended with fossil fuels where system
operators choose to not derive all of
their energy input from hazardous
waste.
Regulatory requirements, liability
concerns, and economics influence the
269 Many cement kilns are also able to burn a
certain level of non liquid waste.
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demand for hazardous waste
combustion services. Regulatory forces
influence the demand for combustion by
mandating certain hazardous waste
treatment standards (land disposal
restriction requirements, etc.). Liability
concerns of waste generators affect
combustion demand because
combustion, by destroying organic
wastes, greatly reduces the risk of future
environmental problems. Finally, if
alternative waste management options
are more expensive, hazardous waste
generators will likely choose to send
their wastes to combustion facilities in
order to increase overall profitability.
Throughout much of the 1980s,
hazardous waste combustors enjoyed a
strong competitive position and
generally maintained a high level of
profitability. During this period, EPA
regulations helped stimulate a greatly
expanded market. In addition, federal
permitting requirements, as well as
powerful local opposition to siting of
new incinerators, constrained the entry
of new combustion systems. As a result,
combustion prices rose steadily,
ultimately reaching record levels in
1987. The high profits of the late 1980s
induced many firms to enter the market,
in spite of the difficulties and delays
anticipated in the permitting and siting
process.
Hazardous waste markets have
changed significantly since the late
1980s. In the early 1990s, substantial
overcapacity resulted in fierce
competition, declining prices, poor
financial performance, numerous
project cancellations, system
consolidations, and facility closures.
Since the mid 1990s, several additional
combustion facilities have closed, while
many of those that have remained open
have consolidated their operations.
Available (prior to this final rule) excess
commercial capacity is currently
estimated at about 21 percent of the
total 2003 quantity combusted.
B. Baseline Specification
Proper and consistent baseline
specification is vital to the accurate
assessment of incremental costs,
benefits, and other economic impacts
associated with today’s rule. The
baseline essentially describes the world
absent the rule. The incremental
impacts of today’s rule are evaluated by
predicting post MACT compliance
responses with respect to the baseline.
The baseline, as applied in this analysis,
is the point at which today’s rule is
promulgated. Thus, incremental cost
and economic impacts are projected
beyond the standards established in the
February 13, 2002 Interim Standards
Final Rule.
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C. Analytical Methodology and
Findings—Social Cost Analysis
Total social costs include the value of
resources used to comply with the
standards by the private sector, the
value of resources used to administer
the regulation by the government, and
the value of output lost due to shifts of
resources away from the current market
equilibrium. To evaluate these shifts in
resources and changes in output
requires predicting changes in behavior
by all affected parties in response to the
regulation, including responses of
directly-affected entities, as well as
indirectly-affected private parties.
For this analysis, social costs are
grouped into two categories: Economic
welfare (changes in consumer and
producer surplus), and government
administrative costs. The economic
welfare analysis conducted for today’s
rule uses a simplified partial
equilibrium approach. In this analysis,
changes in economic welfare are
measured by summing the changes in
consumer and producer surplus. This
simplified approach bounds potential
economic welfare losses associated with
the rule by considering two scenarios:
Compliance costs assuming no market
adjustments, and market adjusted
compliance costs.
The annualized private sector
compliance (engineering) costs of $40.2
million, as presented in Section IV,
assume no market adjustments. Our best
estimate of total social costs
incorporates rational market
adjustments and all government costs.
Under this scenario, increased
compliance (engineering) costs are
examined in the context of likely
incentives hazardous waste combustion
facilities have to continue burning, and
the competitive balance in the market.
Total annualized market-adjusted net
private-sector costs are estimated at
$22.1 million. 270 In addition to the net
private sector costs, total annual
government costs are approximately
$0.50 million. Thus, our best estimate of
total social costs of this final rule is
$22.6 million per year.
The $22.1 million figure incorporates
a net gain to selected Phase I sources
and an estimated $3.6 million cost
270 We are finalizing alternative risk-based total
chlorine standards for hazardous waste combustors
(ecept for hydrochloric acid production furnaces).
The net private sector costs of $22.1 million/year
may be considered a lower-bound estimate that
assumes facilities emit total chlorine (TCI) below
risk-based levels of concern (i.e., no TCI controls
are assumed to be necessary). Total net private
sector market-adjusted costs would increase to
approximately $28.1 million per year if we were to
assume all sources were to comply with technologybased TCI standards (as opposed to the risk-based
standards).
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(price) increase to pre-existing
customers of commercial hazardous
waste combustion facilities. On-site
incinerators are projected to experience
total market-adjusted cost increases of
approximately $1.5 million/year. All
phase II sources account for
approximately $31.9 million in
increased costs. Our economic model
indicates that, of the Phase I source
categories, commercial incinerators,
cement kilns, and LWAKs would
experience net gains following all
market adjustments. The total net gain
for these three source categories is
estimated at $14.8 million per year.
Commercial incinerators would receive
about 98 percent of the total gain ($14.5
million/year). Gains to commercial
facilities occur due to marginally higher
prices, increased waste receipts, and
relatively low upgrade costs, when
compared to the other sources.
D. Analytical Methodology and
Findings—Benefits Assessment
This section discusses the monetized
and non monetized benefits to human
health and the environment potentially
associated with today’s final rule.
Monetized human health benefits are
derived from reductions in particulate
matter (PM) and dioxin/furan exposure,
and are based on a Value of Statistical
Life (VSL) estimate of $6.2 million. 271
Non monetized benefits are associated
with human health, ecological, and
waste minimization factors.
1. Monetized Benefits
Total monetized human health
benefits for the final standards are
estimated to range from $5.61 million/
year to $6.31 million/year. This estimate
includes human health benefits
associated with avoided PM and dioxin/
furans exposure. The range is driven by
alternative discount rate assumptions
(no discount rate, 3 percent, or 7
percent) for mortality valuation. PM
benefits represent 99 percent of the total
monetized human health benefits.
Particulate Matter
Results from our risk assessment
extrapolation procedure 272 are used to
evaluate incremental human health
benefits potentially associated with
particulate matter emission reductions
from hazardous waste combustion
271 Monetized benefits associated with avoided
premature mortality reflect a VSL range of $1.1
million to $11.4 million, with a central VSL
estimate of $6.2 million. These values are derived
from willingness-to-pay based VSL estimates
presented in U.S. EPA, Regulatory Impact Analysis
for the Final Clean Air Interstate Rule, March 2005.
272 Inferential Risk Analysis in Support of
Standards for Emissions of Hazardous Air
Pollutants from Hazardous Waste Combustors.
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facilities. This analysis applied avoided
human health benefits factors from the
March 2004 Assessment document,273
combined with more recent emissions
estimates for particulate matter.
Reduced PM emissions are estimated
to result in monetized human health
benefits of approximately $6.29 million
per year. This is an undiscounted figure.
Avoided PM morbidity cases account
for $3.42 million of this total, and
include: respiratory illness,
cardiovascular disease, chronic
bronchitis, work loss days, and minor
restricted activity. Chronic bronchitis
accounts for approximately 89 percent
of the total value of avoided PM
morbidity cases. All morbidity cases are
assumed to be avoided within the first
year following reduced PM emissions
and are not discounted under any
scenario.
Avoided premature deaths (mortality)
are valued at $2.87 million per year,
undiscounted. Assuming a discount rate
of three and seven percent, PM
mortality benefits would be $2.52
million and $2.19 million, respectively.
Our discounted analysis of PM mortality
benefits assumes that 30 percent of
premature mortalities occur during the
first year, 50 percent occur evenly from
the second through the fifth years, and
the remaining 20 percent occur evenly
from the sixth through the twentieth
years.274 Due to limitations in the risk
analysis, this assessment of PM benefits
does not consider corresponding health
benefits associated with the reduction of
HAP metals carried by the PM.
Dioxin/furan—Dioxin/furan
emissions are projected to be reduced by
a total of 0.2 grams per year under the
final standards. In the July 23, 1999
Addendum to the Assessment, cancer
risk reductions linked to consumption
of dioxin-contaminated agricultural
products accounted for the vast majority
of the 0.36 cancer cases per year that
were expected to be avoided due to the
1999 standards. Cancer risk reductions
associated with the final standards are
expected to be less than 0.36 cases per
year, but greater than zero.
At this time, the Agency is still using
a cancer risk slope factor of 1.56 × 105
[mg/kg/day]¥1 for dioxin. This cancer
slope factor is derived from the
Agency’s 1985 health assessment
document for polychlorinated dibenzo273 Assessment of the Potential Costs, Benefits,
and Other Impacts of the Hazardous Waste
Combustion MACT Replacement Standards:
Proposed Rule, March 2004 (Chapter 6), and
Addendum to the Assessment.
274 See: U.S. EPA. March 2005. Regulatory Impact
Analysis for the Final Interstate Air Quality Rule.
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59533
p-dioxins 275 and represents an upper
bound 95th percentile confidence limit
of the excess cancer risk from a lifetime
exposure. For the past several years the
Agency has been conducting a
reassessment of the human health risks
associated with dioxin and dioxin-like
compounds. In October of 2004 this
reassessment 276 was delivered to the
National Academy of Sciences (NAS) for
review.
Evidence compiled from this draft
reassessment indicates that the
carcinogenic effects of dioxin/furans
may be six times as great as believed in
1985, reflecting an upper bound cancer
risk slope factor of 1 × 106 [mg/kg/
day]¥1 for some individuals. Agency
scientists’ more likely (central tendency)
estimates (derived from the ED01 rather
than the LED01) result in slope factors
and risk estimates that are within 2–3
times of the upper bound estimates (i.e.,
between 3 × 105 [mg/kg/day]¥1 and 5 ×
105 [mg/kg/day]¥1) based on the
available epidemiological and animal
cancer data. However, risks could be as
low as zero for some individuals. Use of
the alternative upper bound cancer risk
slope factor could result in a higher
human health monetized health benefit
associated with premature cancer deaths
avoided in response to the final
standard for dioxin/furans. The
assessment of upper bound cancer risk
using this alternative slope factor
should not be considered current
Agency policy. The standards for dioxin
in today’s final rule were not based on
this draft reassessment.
Total non-discounted human health
benefits associated with projected
dioxin reductions are estimated at $0.02
million/year. These benefits may range
from $0.01 million/year to nearly zero,
applying a discount rate of 3 percent
and 7 percent, respectively. Our
discounted estimates incorporate an
assumed latency period of 21 and 34
years from exposure to death.
2. Non-Monetized Benefits
We examined, but did not monetize
human health benefits potentially
associated with reduced exposure to
lead, mercury, and total chlorine. Non
monetized ecological benefits
275 USEPA, 1985. Health Assessment Document
for Polychlorinated Dibenzo-p-Dioxins. EPA/600/884/014F. Final Report. Office of Health and
Environmental Assessment. Washington, DC.
September, 1985.
276 U.S.EPA. Exposure and Human Health
Reassessment of 2,3,7,8-Tetrachlorodibenzo-pDioxin (TCDD) and Related Compounds National
Academy Sciences (NAS) Review Draft, December
2003. [Note: Toxicity risk factors presented in this
document should not be considered EPA’s official
estimate of dioxin toxicity, but rather reflect EPA’s
ongoing effort to reevaluate dioxin toxicity].
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Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 / Rules and Regulations
potentially associated with reductions
in dioxin/furan; selected metals, total
chlorine, and particulate matter were
also examined. Finally, waste
minimization is examined as a nonmonetized benefit.
Lead—The final standards are
expected to reduce lead emissions by
approximately 2.5 tons per year. In
comparison, the 1999 standards were
expected to reduce lead emissions by 89
tons per year, and were expected to
reduce cumulative lead exposures for
two children, ages zero to five, to less
than 10 µg/dL. The lead benefits
associated with these final standards are
therefore expected to be modest. The
final standards will also result in
reduced lead levels for children of subpopulations with especially high levels
of exposure. Children of subsistence
fishermen, commercial beef farmers,
and commercial dairy farmers who face
the greatest levels of cumulative lead
exposure may also experience
comparable reductions in overall
exposure as a result of the MACT
standards.
Mercury—The HWC MACT final
standards are expected to reduce
mercury emissions by approximately
0.21 tons per year, approximately 93
percent less than the four-ton reduction
expected under the 1999 Standards. We
do not attempt to quantify the mercuryrelated benefits associated with today’s
final standards. However, because the
reduction in mercury emissions
represents a fraction of the reduction
expected under the 1999 Standards, the
mercury-related benefits of the final
standards are likely to be less than the
corresponding benefits under the 1999
Standards.
To characterize the benefits associated
with reduced mercury emissions, the
1999 Assessment measured changes in
hazard quotients for populations living
near hazardous waste combustion
facilities. For any given population, the
hazard quotient is the ratio of the actual
level of exposure to a safe level of
exposure. A hazard quotient greater
than one implies that a population is
potentially at risk. The exposure
quotient analysis in the 1999
Assessment found that the measurable
benefits of reduced mercury emissions
under the 1999 Standards were likely to
be small because baseline exposures
were relatively low. In addition, many
of the studies examining the adverse
health effects of mercury are
inconclusive. Over the past several
years, however, scientists have
conducted three large-scale studies of
individuals in the Faroe Islands, New
Zealand, and the Seychelles Islands
examining the relationship between
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mercury exposure in women and the
neuro-development of their unborn
children.277 The New Zealand and
Faroe Islands studies both found a
statistically significant relationship
between maternal methylmercury
exposure and IQ decrements in the
unborn children of these women. In its
2000 report on the toxicological effects
of methylmercury, the National
Research Council suggested that
integrating the results of all three
studies could be useful for risk
assessment purposes.278 Such an
integrative risk assessment, later
published by Ryan et al. in 2005, served
as the basis of the Agency’s health
effects analysis for the Clean Air
Mercury Rule (CAMR).279 The
regulatory impact analysis for CAMR
summarizes several of the adverse
health effects that may be linked to
mercury and reviews the
epidemiological literature examining
the link between these effects and
exposure to mercury.280
Total Chlorine—We were not able to
quantify the benefits associated with
reductions in total chlorine emissions.
Total chlorine is a combination of
hydrogen chloride and chlorine gas. The
final standards are projected to reduce
total annual chlorine emissions by about
277 Grandjean, P., K. Murata, E. Budtz-Jorgensen,
and P. Weihe. 2004. ‘‘Autonomic Activity in
Methylmercury Neurotoxicity: 14–Year Follow-Up
of a Faroese Birth Cohort.’’ Journal of
Pediatrics.144:169–76; Kjellstrom, T., P. Kennedy,
S. Wallis, A. Stewart, L. Friberg, B. Lind, P.
Witherspoon, and C. Mantell. 1989. Physical and
mental development of children with prenatal
exposure to mercury from fish. Stage 2: Interviews
and psychological tests at age 6. National Swedish
Environmental Protection Board Report No. 3642;
Crump, K.S., T. Kjellstrom, A.M. Shipp, A. Silvers,
and A. Stewart. 1998. ‘‘Influence of prenatal
mercury exposure upon scholastic and
psychological test performance: benchmark analysis
of a New Zealand cohort.’’ Risk Analysis.
18(6):701–713; Davidson, P.W., G.J. Myers, C. Cox,
C. Axtell, C. Shamlaye, J. Sloane-Reeves, E.
Cernichiari, L. Needham, A. Choi, Y. Wang, M.
Berlin, and T.W. Clarkson. 1998. ‘‘Effects of
prenatal and postnatal methylmercury exposure
from fish consumption on neurodevelopment:
outcomes at 66 months of age in the Seychelles
Child Development Study.’’ Journal of the
American Medical Association. 280(8):701–707;
and Myers, G.J., P.W. Davidson, C. Cox, C.F.
Shamlaye, D. Palumbo, E. Cernichiari, J. SloaneReeves, G.E. Wilding, J. Kost, L.S. Huang, and T.W.
Clarkson. 2003. ‘‘Prenatal methylmercury exposure
from ocean fish consumption in the Seychelles
child development study.’’ Lancet. 361(9370):1686–
92.
278 National Research Council of the National
Academy of Sciences, Toxicological Effects of
Methylmercury. 2000, p. 299.
279 Ryan, L.M. Effects of Prenatal Methylmercury
on Childhood IQ: A Synthesis of Three Studies.
Report to the U.S. Environmental Protection
Agency, 2005; U.S. EPA. Regulatory Impact
Analysis of the Clean Air Mercury Rule: Final
Report. March 2005.
280 U.S. EPA. Regulatory Impact Analysis of the
Clean Air Mercury Rule: Final Report. March 2005.
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107 tons per year 281 (HCl production
furnaces only). Hydrogen chloride is
corrosive to the eyes, skin, and mucous
membranes. Acute inhalation can cause
eye, nose, and respiratory tract irritation
and inflammation, and pulmonary
edema. Chronic occupational inhalation
has been reported to cause gastritis,
bronchitis, and dermatitis in workers.
Long term exposure can also cause
dental discoloration and erosion.
Chlorine gas inhalation can cause
bronchitis, asthma and swelling of the
lungs, headaches, heart disease, and
meningitis. Acute exposure causes more
severe respiratory and lung effects, and
can result in fatalities in extreme cases.
The exposure levels established under
112(d)(4) are expected to reduce
chlorine exposure for people in close
proximity to hazardous waste
combustion facilities, and are therefore
likely to reduce the risk of all associated
health effects.
Ecological Benefits—We examined
ecological benefits through a
comparison of the 1999 Assessment and
today’s final standards. Ecological
benefits in the 1999 Assessment were
based on reductions of approximately
100 tons per year in dioxin/furans and
selected metals. Lead was the only
pollutant of concern for aquatic
ecosystems, while mercury appeared to
be of greatest concern for terrestrial
ecosystems. Dioxin/furan and lead
emission reductions also provided some
potential benefits for terrestrial
ecosystems. The final standards are
expected to reduce dioxin/furan and
selected metal emissions by about 12
percent to 13 percent of the 1999
estimate, resulting in fewer incremental
benefits than those estimated for the
1999 Assessment (and later, for the 2002
Interim Standards). However, the 1999
Assessment did not estimate the
ecological benefits of MACT standards
for hazardous waste burning industrial
boilers and HCl production furnaces.
These systems were excluded from the
universe in 1999 but are part of the
universe addressed by today’s final
standards. As a result, while the total
ecological benefits of the final rule are
likely to be modest, areas near facilities
with boilers may enjoy more significant
ecological benefits under the final
standards than areas near facilities that
have already complied with the 2002
Interim standards.
Mercury, lead, and chlorides are
among the HAPs that can cause damage
to the health and visual appearance of
281 This is a lower bound estimate that assumes
all other sources will implement 112(d)(4) and will
not move to reduce TCl emissions from current
baseline levels.
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plants.282 While the total value of forest
health is difficult to estimate, visible
deterioration in the health of forests and
plants can cause a measurable change in
recreation behavior. Several studies that
measure the change in outdoor
recreation behavior according to forest
health have attempted to place a value
on aesthetic degradation of forests.283
Although these studies are available,
additional research is needed to fully
understand the effects of these Haps on
the forest ecosystem. Thus, these
benefits are not quantified in this
analysis.
Emissions that are sufficient to cause
structural and aesthetic damage to
vegetation are likely to affect growth as
well. Little research has been done on
the effects of compounds such as
chlorine, heavy metals (as air
pollutants), and PM on agricultural
productivity.284 Even though the
potential for visible damage and
production decline from metals and
other pollutants suggests the final
standards could increase agricultural
productivity, we have not monetized the
benefits of these changes.
3. Waste Minimization Benefits
Facilities that burn hazardous waste
and remain in operation following
implementation of the final standards
are expected to experience marginally
increased costs as a result of these
standards. This will result in an
incentive to pass these increased costs
on to their customers in the form of
higher combustion prices. In the 1999
Assessment we conducted a waste
282 Although
the primary pollutants which are
detrimental to vegetation aesthetics and growth are
tropospheric ozone, sulfur dioxide, and hydrogen
fluoride (three pollutants which are not regulated
in the MACT standards), some literature exists on
the relationship between metal deposition and
vegetation health. (Mercury Study Report to
Congress Volume VI, 1997) (Several studies are
cited in this report.)
283 See, for example, Brown, T.C. et al. 1989,
Scenic Beauty and Recreation Value: Assessing the
Relationship, In J. Vining, ed., Social Science and
Natural Resources Recreation Management,
Westview Press, Boulder, Colorado; this work
studies the relationship between forest
characteristics and the value of recreational
participation. Also see Peterson, D.G. et al. 1987,
Improving Accuracy and Reducing Cost of
Environmental Benefit Assessments. Draft Report to
the U.S. EPA, by Energy and Resource Consultants,
Boulder, Colorado; Walsh et al. 1990, Estimating the
public benefits of protecting forest quality, Journal
of Forest Management, 30:175–189., and Homes et
al. 1992, Economic Valuation of Spruce-Fir Decline
in the Southern Appalachian Mountains: A
comparison of Value Elicitation Methods. Presented
at the Forestry and the Environment: Economic
Perspectives Conference, March 1, 1992 Jasper,
Alberta, Canada for estimates of the WTP of visitors
and residents to avoid forest damage.
284 MacKenzie, James J., and Mohamed T. ElAshry, Air Pollution’s Toll on Forests and Crops
(New Haven, Yale University Press, 1989).
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minimization analysis to inform the
expected price change. The analysis
concluded that the demand for
hazardous waste combustion is
relatively inelastic. While a variety of
waste minimization alternatives are
available for managing hazardous waste
streams that are currently combusted,
the costs of these alternatives generally
exceed the cost of combustion. When
the additional costs of compliance with
the MACT standards are taken into
account, waste minimization
alternatives still tend to exceed the
higher combustion costs. This relative
inelasticity suggests that, in the short
term, large reductions in the amount of
hazardous waste requiring combustion
are not likely to occur. However, over
the longer term (i.e. as production
systems are updated), companies may
continue to seek alternatives to
expensive hazardous wastemanagement. This may include process
adjustments that result, to some degree
in source reduction of hazardous waste
and the increased generation of non
hazardous waste. To the extent that
increases in combustion prices provide
additional incentive to adopt more
efficient processes, the final standards
may contribute to longer term processbased hazardous waste minimization
efforts.
No hazardous waste minimization
impacts are captured in our quantitative
analysis of costs and benefits.285 A
quantitative assessment of the benefits
associated with waste minimization
may result in double-counting of some
of the benefits described earlier. For
example, waste minimization may
reduce emissions of hazardous air
pollutants and therefore have a positive
effect on public health. Furthermore,
emission reductions beyond those
necessary for compliance with the final
standards are not addressed in the
benefits assessment. In addition, waste
minimization is likely to result in
specific types of benefits not captured in
this Assessment. For example, waste
generators that engage in waste
minimization may experience a
reduction in their waste handling costs
and could also reduce the risk related to
waste spills and waste management.
Finally, waste minimization procedures
potentially stimulated by today’s action
may result in additional costs to
facilities that implement these
technologies. These factors have not
285 Note that this rule does, in fact, consider
hazardous waste feed control. Feed control can be
implemented by each source through waste
minimization procedures. See: Final Technical
Support Document for HWC MACT Standards,
Volume V–Emissions Estimates and Engineering
Costs.
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59535
been assessed in our analysis but are
likely to at least partially offset
corresponding benefits.
4. Conclusion
Total non-discounted monetized
human health benefits associated with
the final standards are estimated at
$6.31 million/year. Annualized
discounted benefits were found to range
from $5.61 million to $5.95 million/
year. The range reflects an alternative
discount rate of 3 percent and 7 percent
for mortality benefits.
It is important to emphasize that
monetized benefits represent only a
portion of the total benefits associated
with this rule. A significant portion of
the benefits are not monetized, as
discussed above, due to data and
analytical limitations. Specifically,
ecological benefits, and human health
benefits associated with reductions in
chlorine, mercury, and lead are not
quantified or monetized. In some
regions these benefits may be
significant. In addition, specific subpopulations near combustion facilities,
including children and minority
populations, may be disproportionately
affected by environmental risks and may
therefore enjoy more significant
benefits. Visibility benefits associated
with reduced PM are also expected from
this final rule. For a complete
discussion of the methodology, data,
findings, and limitations associated
with our benefits analysis the reader is
encouraged to review the Assessment
document,286 and the Addendum to the
Assessment.
Part Seven: How Does the Final Rule
Meet the RCRA Protectiveness
Mandate?
As discussed in more detail below, we
believe today’s final standards are
generally protective of human health
and the environment. We therefore
finalize and apply these standards, in
most instances, in lieu of the RCRA air
emission standards applicable to these
sources.
I. Background
Section 3004(a) of RCRA requires the
Agency to promulgate standards for
hazardous waste treatment, storage, and
disposal facilities as necessary to protect
human health and the environment. The
standards for hazardous waste
incinerators generally rest on this
authority. In addition, § 3004(q) requires
the Agency to promulgate standards for
emissions from facilities that burn
286 Assessment of the Potential Costs, Benefits,
and Other Impacts of the Hazardous Waste
Combustion MACT Final Rule Standards.
September 2005.
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hazardous waste fuels (e.g., cement and
lightweight aggregate kilns, boilers, and
hydrochloric acid production furnaces)
as necessary to protect human health
and the environment. Using RCRA
authority, the Agency has established
emission (and other) standards for
hazardous waste combustors that are
either entirely risk-based (e.g., sitespecific standards for metals under the
Boiler and Industrial Furnace rule), or
are technology-based but determined by
a generic risk assessment to be
protective (e.g., the DRE standard for
incinerators and BIFs).
The MACT standards finalized today
implement the technology-based regime
of CAA § 112(d). There is, however, a
residual risk component to air toxics
standards. Section 112(f) of the Clean
Air Act requires the Agency to impose,
within eight years after promulgation of
the technology-based standards
promulgated under § 112(d) (i.e., the
authority for today’s final standards),
additional controls if needed to protect
public health with an ample margin of
safety or to prevent adverse
environmental effect.
RCRA § 1006(b) directs that EPA
‘‘integrate all provisions of [RCRA] for
purposes of administration and
enforcement and * * * avoid
duplication, to the maximum extent
possible, with the appropriate
provisions of the Clean Air Act * * * ’’
Thus, although considerations of risk
are not ordinarily part of the MACT
process, in order to avoid duplicative
standards where possible, we have
evaluated the protectiveness of the
standards finalized today.
As noted above, under RCRA, EPA
must promulgate standards ‘‘as may be
necessary to protect human health and
the environment.’’ RCRA § 3004(a) and
(q). Technology-based standards
developed under CAA § 112 do not
automatically satisfy this requirement,
but may do so in fact. See 59 FR at
29776 (June 6, 1994) and 60 FR at 32593
(June 23, 1995) (RCRA regulation of
secondary lead smelter emissions
unnecessary at this time given
stringency of technology-based standard
and pendency of § 112(f)
determination). If the MACT standards,
as a factual matter, are sufficiently
protective to also satisfy the RCRA
mandate, then no independent RCRA
standards are required. Conversely, if
MACT standards are inadequate, the
RCRA authorities would have to be used
to fill the gap.
II. Evaluation of Protectiveness
For the purpose of satisfying the
RCRA statutory mandates, the Agency
has conducted an evaluation of the
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degree of protection afforded by the
MACT standards being finalized today.
We have not conducted a
comprehensive risk assessment for this
rulemaking as was done for incinerators,
cement kilns, and lightweight aggregate
kilns in the 1999 MACT rule where we
concluded that the promulgated
standards were generally protective and
therefore, the RCRA standards need not
be retained. However, we noted that in
certain instances, permit authorities
may invoke the omnibus authority
(RCRA § 3005(c)(3) and its
implementing regulations at § 270.10(k))
if there is some reason to believe that
additional controls beyond those
required pursuant to 40 CFR parts 63,
264, 265, and 266 may be needed to
ensure protection of human health and
the environment under RCRA.
For this final rule, we instead
compared the risk-related characteristics
of the sources covered by the 1999 rule
to the sources covered by today’s rule
(e.g., estimated emissions, stack
characteristics, meteorology, and
population). For a description of the
methodology and technical discussion
of its application, see ‘‘Inferential Risk
Analysis in Support of Standards for
Emissions of Hazardous Air Pollutants
from Hazardous Waste Combustors,’’ in
the docket for today’s rule. We
performed a large array of statistical
comparisons and from these we
attempted to make inferences about
whether risks would be expected to be
about the same, less than, or greater
than the risks estimated for 1999 rule.
We think the comparative analysis lends
additional support to our view that
today’s final standards are generally
protective. We received no comments
either in support of or in opposition to
our use of the comparative analysis to
evaluate the protectiveness of the
standards being finalized today or our
view that the standards are generally
protective.
While we regard the final standards as
generally protective, the comparative
analysis suggests some concern for solid
fuel-fired boilers (SFBs) with regard to
the particulate matter standard (and
certain metals such as antimony and
thallium), mercury, and total chlorine
standards (other than the alternative
risk-based chlorine standards). The
analysis also suggests some concern for
hydrochloric acid (HCl) production
furnaces with regard to the dioxin/furan
standard, where carbon monoxide and
total hydrocarbon serve as surrogate
control. However, because both SFBs
and HCl production furnaces comprise
such small source categories (4 SFB
facilities and 8 HCl production
facilities), it is difficult to reach firm
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conclusions. For example, for SFBs it
was not possible to conduct hypothesis
tests that could be considered valid
involving correlations among variables
for a number of variables in the analysis
because of the small number of data
points and the power of the tests to
detect differences for those that were
conducted was very low, which greatly
diminishes the value of the results.
(Indeed, no differences in correlations
were found for SFBs at the 0.1
significance level—the level of
significance that was used in the
analysis.) Similarly, for HCl production
furnaces the power of the tests to detect
differences in correlations was quite
low. It must be noted that the
comparative analysis methodology was
not intended for comparisons that
involve relatively few facilities because
it is grounded in tests of hypotheses and
levels of statistical significance which
generally require substantial amounts of
data to produce firm conclusions.
Nevertheless, in consideration of the
indications of possible risks for the
aforementioned standards, permit
authorities may want to consider sitespecific factors in determining whether
or not the MACT standards are
sufficiently protective for facilities that
fall into these categories.
The comparative analysis may also
raise possible concerns for lightweight
aggregate kilns (LWAKs) and liquid
fuel-fired boilers (LFBs) with dry APCDs
with regard to the dioxin/furan
standards, in view of the ongoing
uncertainty in cancer and other health
effects levels for chlorinated dioxins
and furans. In particular, some recent
estimates of the carcinogenicity of these
compounds that consider both human
and animal data, are higher than earlier
estimates derived from animal data
alone. However, like SFBs and HCl
production furnaces, LWAKs and LFBs
with dry APCDs both comprise small
source categories (3 LWAK facilities and
7 dry APCD LFB facilities). This makes
it very difficult to reach firm
conclusions and suggests the need to
consider site-specific factors in
determining whether the MACT
standards are sufficiently protective in
these instances.
Except as noted, we believe today’s
final standards provide a substantial
degree of protection to human health
and the environment. We therefore do
not believe that we need to retain the
existing RCRA standards for boilers and
hydrochloric acid production furnaces
(just as we found that existing RCRA
standards for incinerators, cement kilns,
and lightweight aggregate kilns were no
longer needed after the 1999 rule).
However, as previously discussed in
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more detail in Part Four, Section IX,
site-specific risk assessments may be
warranted on an individual source basis
to ensure that the MACT standards
provide adequate protection in
accordance with RCRA.
Part Eight: Statutory and Executive
Order Reviews
I. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 [58 FR
51735 (October 4, 1993)] the Agency, in
conjunction with OMB’s Office of
Information and Regulatory Affairs
(OIRA), must determine whether a
regulatory action is ‘‘significant’’ and
therefore subject to OMB review and the
full requirements of the Executive
Order. The Order defines ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Pursuant to the terms of Executive
Order 12866, it has been determined
that this rule is a ‘‘significant regulatory
action’’ because this action may raise
novel legal or policy issues due to the
methodology applied in development of
the final standards. As such, this action
was submitted to OMB for review.
Changes made in response to OMB
suggestions or recommendations are
documented in the public record.
The total social costs for this rule are
estimated at $22.6 million per year 287.
This figure is significantly below the
$100 million threshold established
under point number one above. Thus,
this rule is not considered to be an
economically significant action.
However, in an effort to comply with
the spirit of the Order, we have
prepared an economic assessment in
287 This figure includes approximately $0.5
million/year in total government costs. Total social
costs would increase to approximately $28.6
million per year if we were to assume all sources
were to comply with technology-based TC1
standards.
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support of today’s final rule. This
document is entitled: Assessment of the
Potential Costs, Benefits, and Other
Impacts of the Hazardous Waste
Combustion MACT Final Rule
Standards, September 2005. We have
also prepared an Addendum to this
Assessment entitled: Addendum to the
Assessment of the Potential Costs,
Benefits, and Other Impacts of the
Hazardous Waste Combustion MACT
Final Rule Standards, September 2005.
This Addendum captures changes made
to the rulemaking following completion
of the full Assessment document. The
Assessment and Addendum were
designed to adhere to analytical
requirements established under
Executive Order 12866, and
corresponding Agency and OMB
guidance; subject to data, analytical, and
resource limitations. Findings presented
under Part Six of this Preamble were
developed in accordance with this
guidance. The RCRA docket established
for today’s rulemaking maintains a copy
of the Assessment and Addendum for
public review. Interested persons are
encouraged to read both documents to
gain a full understanding of the
analytical methodology, findings, and
limitations associated with this report.
II. Paperwork Reduction Act
We have prepared an Information
Collection Request (ICR) document (ICR
No. 1773.08) listing the information
collection requirements of this final
rule, and have submitted it for approval
to the Office of Management and Budget
(OMB) under the provisions of the
Paperwork Reduction Act, U.S.C. 3501
et seq. OMB has assigned a control
number 2050–0171 for this ICR. This
ICR is available for public viewing in
the EPA Docket Center, Room B102,
1301 Constitution Avenue NW.,
Washington, DC. Copy may also be
obtained from the EDOCKET on the EPA
Web site, or by calling (202) 566–1744.
The information collection requirements
are not enforceable until OMB approves
them.
The public burden associated with
this final rule is projected to affect 238
HWC units and is estimated to average
211 hours per respondent annually. The
reporting and recordkeeping cost
burden is estimated to average $5,640
per respondent annually.
Burden means total time, effort, or
financial resources expended by persons
to generate, maintain, retain, disclose, or
provide information to or for a Federal
agency. That includes the time needed
to review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating, and verifying information,
processing and maintaining
information, and disclosing and
providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations are listed
in 40 CFR part 9. When this ICR is
approved by OMB, the Agency will
publish a technical amendment to 40
CFR part 9 in the Federal Register to
display the OMB control number for the
approved information collection
requirements contained in this final
rule.
The EPA requested comments (see 70
FR 20748, Apr. 21, 2005) on the need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, including through
the use of automated collection
techniques.
III. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
as amended by the Small Business
Regulatory Enforcement Fairness Act of
1996 (SBREFA), 5 U.S.C. 601 et seq.,
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act, or any
other statute. This analysis must be
completed unless the agency is able to
certify that the rule will not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
small not-for-profit enterprises, and
small governmental jurisdictions.
The RFA provides default definitions
for each type of small entity. Small
entities are defined as: (1) A small
business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s final rule on small
entities, I certify that this action will not
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have a significant economic impact on
a substantial number of small entities.
We have determined that hazardous
waste combustion facilities are not
owned by small governmental
jurisdiction or nonprofit organizations.
Therefore, only small businesses were
analyzed for small entity impacts. For
the purposes of the impact analyses,
small entity is defined either by the
number of employees or by the dollar
amount of sales. The level at which a
business is considered small is
determined for each North American
Industrial Classification System
(NAICS) code by the Small Business
Administration.
Affected individual waste combustors
(incinerators, cement kilns, lightweight
aggregate kilns, solid and liquid fuelboilers, and hydrochloric acid
production furnaces) will bear the
impacts of today’s rule. These units will
incur direct economic impacts (positive
or negative) as a result of today’s rule.
Few of the hazardous waste combustion
facilities affected by this rule were
found to be owned by small businesses,
as defined by the Small Business
Administration (SBA). From our
universe of 145 facilities, we identified
eight facilities that are currently owned
by small businesses. Four of these
facilities are liquid boilers, two are onsite incinerators, one is a cement kiln,
and one is a lightweight aggregate kiln
(LWAK). Our analysis indicates that
none of these facilities are likely to
incur annualized compliance costs
greater than one percent of gross annual
corporate revenues. Cost impacts of the
final standards were found to range
from less than 0.01 percent to 0.46
percent of annual gross corporate
revenues.
The reader is encouraged to review
our regulatory flexibility screening
analysis prepared in support of this
determination. This analysis is
incorporated as Appendix H of the
Assessment document, and updated in
the Addendum.
IV. Unfunded Mandates Reform Act of
1995
Signed into law on March 22, 1995,
the Unfunded Mandates Reform Act
(UMRA) calls on all federal agencies to
provide a statement supporting the need
to issue any regulation containing an
unfunded federal mandate and
describing prior consultation with
representatives of affected state, local,
and tribal governments.
Today’s final rule is not subject to the
requirements of sections 202, 204 and
205 of UMRA. In general, a rule is
subject to the requirements of these
sections if it contains ‘‘Federal
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mandates’’ that may result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any one year. Today’s final rule does
not result in $100 million or more in
expenditures for any of these categories.
The aggregate annualized social cost for
today’s rule is estimated at $22.6
million.
V. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
Under Executive Order 13132, EPA
may not issue a regulation that has
federalism implications, that imposes
substantial direct compliance costs, and
that is not required by statute, unless
the Federal government provides the
funds necessary to pay the direct
compliance costs incurred by State and
local governments, or EPA consults with
State and local officials early in the
process of developing the regulation.
This final rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in the
Order. The rule focuses on requirements
for facilities burning hazardous waste,
without affecting the relationships
between Federal and State governments.
Thus, Executive Order 13132 does not
apply to this rule. Although section 6 of
Executive Order 13132 does not apply
to this rule, EPA did include various
State representatives on our Agency
workgroup. These representatives
participated in the development of this
rule.
VI. Executive Order 13175:
Consultation and Coordination With
Indian Tribal Governments
Executive Order 13175: Consultation
and Coordination with Indian Tribal
Governments (65 FR 67249, November
9, 2000), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by tribal
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officials in the development of
regulatory policies that have tribal
implications.’’ Our Agency workgroup
for this rule included Tribal
representation. We have determined
that this final rule does not have tribal
implications, as specified in the Order.
No Tribal governments are known to
own or operate hazardous waste
combustors subject to the requirements
of this final rule. Furthermore, this rule
focuses on requirements for all
regulated sources without affecting the
relationships between tribal
governments in its implementation, and
applies to all regulated sources, without
distinction of the surrounding
populations affected. Thus, Executive
Order 13175 does not apply to this rule.
VII. Executive Order 13045: Protection
of Children From Environmental Health
Risks and Safety Risks
Executive Order 13045: ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR. 19885,
April 23, 1997) applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under E.O.
12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency. Today’s final
rule is not subject to the Executive
Order because it is not economically
significant as defined under point one of
the Order, and because the Agency does
not have reason to believe the
environmental health or safety risks
addressed by this action present a
disproportionate risk to children.
VIII. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
Fed. Reg. 28355 (May 22, 2001)). This
rule, as finalized, will not seriously
disrupt energy supply, distribution
patterns, prices, imports or exports.
Furthermore, this rule is not an
economically significant action under
Executive Order 12866.
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IX. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This rulemaking involves
environmental monitoring or
measurement. Both Performance Based
Measurement System (PBMS) and
specific measurement methods are
finalized under this rule. The PBMS
approach is intended to be more flexible
and cost-effective for the regulated
community; it is also intended to
encourage innovation in analytical
technology and improved data quality.
Where allowed, EPA is not precluding
the use of any method, whether it
constitutes a voluntary consensus
standard or not, as long as it meets the
performance criteria specified.
X. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898, ‘‘Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations’ (February 11,
1994) requires us to complete an
analysis of today’s rule with regard to
equity considerations. The Order is
designed to address the environmental
and human health conditions of
minority and low-income populations.
This section briefly discusses potential
impacts (direct or disproportional)
today’s rule may have in the area of
environmental justice.
We have recently analyzed
demographic data from the U.S. Census,
and have previously examined data
from two other reports: ‘‘Race, Ethnicity,
and Poverty Status of the Populations
Living Near Cement Plants in the United
States’’ (EPA, August 1994) and ‘‘Race,
Ethnicity, and Poverty Status of the
Populations Living Near Hazardous
Waste Incinerators in the United States’’
(EPA, October 1994). These reports
examine the number of low-income and
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minority individuals living near a
relatively large sample of cement kilns
and hazardous waste incinerators and
provide county, state, and national
population percentages for various subpopulations. The demographic data in
these reports provide several important
findings when examined in conjunction
with the risk reductions projected from
today’s rule.
We find that combustion facilities, in
general, are not located in areas with
disproportionately high minority and
low-income populations. However,
there is evidence that hazardous waste
burning cement kilns are somewhat
more likely to be located in areas that
have relatively higher low-income
populations. Furthermore, there are a
small number of commercial hazardous
waste incinerators located in highly
urbanized areas where there is a
disproportionately high concentration of
minorities and low-income populations
within one and five mile radii. The
reduced emissions at these facilities due
to today’s rule could represent
meaningful environmental and health
improvements for these populations.
Overall, today’s rule should not result in
any adverse or disproportional health or
safety effects on minority or low-income
populations. Any impacts on these
populations are likely to be positive due
to the reduction in emissions from
combustion facilities near minority and
low-income population groups. The
Assessment document available in the
RCRA docket established for today’s
rule discusses our Environmental
Justice analysis.
40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Incorporation by reference,
Reporting and recordkeeping
requirements.
XI. Congressional Review
40 CFR Part 271
The Congressional Review Act (CRA),
5 U.S.C. 801 et seq., as added by the
Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. Prior to publication
of the final rule in the Federal Register,
we will submit all necessary
information to the U.S. Senate, the U.S.
House of Representatives, and the
Comptroller General of the United
States. Under the CRA, a major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
Administrative practice and
procedure, Hazardous materials
transportation, Hazardous waste,
Intergovernmental relations, Reporting
and recordkeeping requirements.
List of Subjects
40 CFR Part 9
Environmental protection, Reporting
and recordkeeping requirements.
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40 CFR Part 260
Environmental protection,
Administrative practice and procedure,
Confidential business information,
Hazardous waste, Reporting and
recordkeeping requirements.
40 CFR Part 264
Environmental protection, Air
pollution control, Hazardous waste,
Insurance, Packaging and containers,
Reporting and recordkeeping
requirements, Security measures, Surety
bonds.
40 CFR Part 265
Environmental protection, Air
pollution control, Hazardous waste,
Insurance, Packaging and containers,
Reporting and recordkeeping
requirements.
40 CFR Part 266
Environmental protection, Energy,
Hazardous waste, Recycling, Reporting
and recordkeeping requirements.
40 CFR Part 270
Environmental protection,
Administrative practice and procedure,
Confidential business information,
Hazardous materials transportation,
Hazardous waste, Reporting and
recordkeeping requirements.
Dated: September 14, 2005.
Stephen L. Johnson,
Administrator.
For the reasons set out in the
preamble, title 40, chapter I, of the Code
of Federal Regulations is amended as
follows:
I
PART 9—OMB APPROVALS UNDER
THE PAPERWORK REDUCTION ACT
1. The authority citation for part 9
continues to read as follows:
I
Authority: 7 U.S.C. 135 et seq., 136–136y;
15 U.S.C. 2001, 2003, 2005, 2006, 2601–2671;
21 U.S.C. 331j, 346a, 348; 31 U.S.C. 9701; 33
U.S.C. 1251 et seq., 1311, 1313d, 1314, 1318,
1321, 1326, 1330, 1342, 1344, 1345 (d) and
(e), 1361; E.O. 11735, 38 FR 21243, 3 CFR,
1971–1975 Comp. p. 973; 42 U.S.C. 241,
242b, 243, 246, 300f, 300g, 300g–1, 300g–2,
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300g–3, 300g–4, 300g–5, 300g–6, 300j–1,
300j–2, 300j–3, 300j–4, 300j–9, 1857 et seq.,
6901–6992k, 7401–7671q, 7542, 9601–9657,
11023, 11048.
2. Section 9.1 is amended in the table
under center heading ‘‘National
I
Emission Standards for Hazardous Air
Pollutants for Source Categories’’ by
adding entry ‘‘63.1200–63.1221’’ in
numerical order to read as follows:
§ 9.1 OMB approvals under the Paperwork
Reduction Act.
*
40 CFR citation
*
*
*
*
*
*
OMB control No.
*
*
*
*
*
National Emission Standards for Hazardous Air Pollutants for Source Categories 3
*
*
*
*
63.1200–63.1221 ...................................................................................... 2050–0171
*
*
*
3 The ICRs referenced in this section of the table encompass the applicable general provisions contained in 40 CFR part 63, subpart A, which
are not independent information collection requirements.
*
*
*
*
*
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continues to read as follows:
I
Authority: 42 U.S.C. 7401 et seq.
2. Section 63.14 is amended by:
a. Removing paragraphs (i)(1) and
(i)(2).
I b. Redesignating paragraph (i)(3) as
(i)(1).
I c. Adding and reserving new
paragraph (i)(2).
I d. Revising paragraph (k).
The revisions and additions read as
follows:
I
I
§ 63.14
Incorporations by reference.
*
*
*
*
*
(i) * * *
(2) [Reserved]
*
*
*
*
*
(k) The following materials are
available for purchase from the National
Technical Information Service (NTIS),
5285 Port Royal Road, Springfield, VA
22161, (703) 605–6000 or (800) 553–
6847; or for purchase from the
Superintendent of Documents, U.S.
Government Printing Office,
Washington, DC 20402, (202) 512–1800:
(1) The following methods as
published in the test methods
compendium known as ‘‘Test Methods
for Evaluating Solid Waste, Physical/
Chemical Methods,’’ EPA Publication
SW–846, Third Edition. A suffix of ‘‘A’’
in the method number indicates
revision one (the method has been
revised once). A suffix of ‘‘B’’ in the
method number indicates revision two
(the method has been revised twice).
(i) Method 0023A, ‘‘Sampling Method
for Polychlorinated Dibenzo-p-Dioxins
and Polychlorinated Dibenzofuran
Emissions from Stationary Sources,’’
dated December 1996 and in Update III,
IBR approved for § 63.1208(b)(1) of
Subpart EEE of this part.
(ii) Method 9071B, ‘‘n-Hexane
Extractable Material (HEM) for Sludge,
Sediment, and Solid Samples,’’ dated
April 1998 and in Update IIIA, IBR
approved for § 63.7824(e) of Subpart
FFFFF of this part.
(iii) Method 9095A, ‘‘Paint Filter
Liquids Test,’’ dated December 1996
and in Update III, IBR approved for
§§ 63.7700(b) and 63.7765 of Subpart
EEEEE of this part.
(2) [Reserved]
3. Section 63.1200 is amended by:
a. Revising the introductory text.
b. Revising paragraph (a)(2).
c. Adding entry (4) in Table 1 in
paragraph (b).
The revisions and additions read as
follows:
I
I
I
I
§ 63.1200 Who is subject to these
regulations?
The provisions of this subpart apply
to all hazardous waste combustors:
hazardous waste incinerators, hazardous
waste cement kilns, hazardous waste
lightweight aggregate kilns, hazardous
waste solid fuel boilers, hazardous
waste liquid fuel boilers, and hazardous
waste hydrochloric acid production
furnaces. Hazardous waste combustors
are also subject to applicable
requirements under parts 260 through
270 of this chapter.
(a) * * *
(2) Both area sources and major
sources subject to this subpart, but not
previously subject to title V, are
immediately subject to the requirement
to apply for and obtain a title V permit
in all States, and in areas covered by
part 71 of this chapter.
(b) * * *
TABLE 1 TO § 63.1200.—HAZARDOUS WASTE COMBUSTORS EXEMPT FROM SUBPART EEE
If
And If
*
*
*
(4) You meet the definition of a small quantity burner under § 266.108 of this chapter
*
*
*
*
*
4. Section 63.1201 is amended in
paragraph (a) by revising the definitions
of ‘‘Hazardous waste combustor’’, ‘‘New
source’’, and ‘‘TEQ’’, and adding
I
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Then
*
*
*
*
............................................................. You are not subject to the requirements of this
subpart (Subpart EEE).
definitions for ‘‘Btu’’, ‘‘Hazardous waste
hydrochloric acid production furnace’’,
‘‘Hazardous waste liquid fuel boiler’’,
‘‘Hazardous waste solid fuel boiler’’,
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and ‘‘System removal efficiency’’ in
alphabetical order to read as follows:
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§ 63.1201 Definitions and acronyms used
in this subpart.
(a) * * *
Btu means British Thermal Units.
*
*
*
*
*
Hazardous waste combustor means a
hazardous waste incinerator, hazardous
waste burning cement kiln, hazardous
waste burning lightweight aggregate
kiln, hazardous waste liquid fuel boiler,
hazardous waste solid fuel boiler, or
hazardous waste hydrochloric acid
production furnace.
*
*
*
*
*
Hazardous waste hydrochloric acid
production furnace and Hazardous
Waste HCl production furnace mean a
halogen acid furnace defined under
§ 260.10 of this chapter that produces
aqueous hydrochloric acid (HCl)
product and that burns hazardous waste
at any time.
*
*
*
*
*
Hazardous waste liquid fuel boiler
means a boiler defined under § 260.10 of
this chapter that does not burn solid
fuels and that burns hazardous waste at
any time. Liquid fuel boiler includes
boilers that only burn gaseous fuel.
*
*
*
*
*
Hazardous waste solid fuel boiler
means a boiler defined under § 260.10 of
this chapter that burns a solid fuel and
that burns hazardous waste at any time.
*
*
*
*
*
New source means any affected source
the construction or reconstruction of
which is commenced after the dates
specified under §§ 63.1206(a)(1)(i)(B),
(a)(1)(ii)(B), and (a)(2)(ii).
*
*
*
*
*
System removal efficiency means [1 ¥
Emission Rate (mass/time) / Feedrate
(mass/time)] X 100.
*
*
*
*
*
TEQ means the international method
of expressing toxicity equivalents for
dioxins and furans as defined in U.S.
EPA, Interim Procedures for Estimating
Risks Associated with Exposures to
Mixtures of Chlorinated Dibenzo-pdioxins and -dibenzofurans (CDDs and
CDFs) and 1989 Update, March 1989.
*
*
*
*
*
5. Section 63.1203 is amended by:
a. Revising an undesignated center
heading above the section heading.
I b. Revising the section heading.
I c. Revising paragraph (c)(3)(2).
The revisions and additions read as
follows:
I
I
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Interim Emissions Standards and
Operating Limits For Incinerators,
Cement Kilns, and Lightweight
Aggregate Kilns
§ 63.1203 What are the standards for
hazardous waste incinerators that are
effective until compliance with the
standards under § 63.1219?
*
*
*
*
*
(c) * * *
(3) * * *
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
*
*
*
*
*
I 6. The section heading to § 63.1204
and paragraph (c)(3)(ii) are revised to
read as follows:
§ 63.1204 What are the standards for
hazardous waste burning cement kilns that
are effective until compliance with the
standards under § 63.1220?
*
*
*
*
*
(c) * * *
(3) * * *
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
*
*
*
*
*
I 7. The section heading to § 63.1205
and paragraph (c)(3)(ii) are revised to
read as follows:
§ 63.1205 What are the standards for
hazardous waste burning lightweight
aggregate kilns that are effective until
compliance with the standards under
§ 63.1221?
*
*
*
*
*
(c) * * *
(3) * * *
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
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59541
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
*
*
*
*
*
I 8. Section 63.1206 is amended by:
I a. Revising paragraph (a).
I b. Revising paragraphs (b)(1)(ii), (b)(6)
introductory text, (b)(7)(i)(A), (b)(7)(ii),
(b)(9)(i) introductory text, (b)(9)(i)(A),
(b)(9)(iv)(A), (b)(9)(vi), (b)(9)(vii)
introductory text, (b)(9)(viii)(D),
(b)(9)(ix)(D), (b)(10)(i) introductory text,
(b)(10)(i)(A), (b)(10)(vi), (b)(10)(vii)
introductory text, (b)(10)(viii)(D),
(b)(10)(ix)(D), (b)(11), (b)(13)(i)
introductory text, (b)(13)(ii), and (b)(14).
I c. Adding paragraph (b)(16).
I d. Revising paragraphs (c)(1)(i)
introductory text, (c)(3)(iv), (c)(6)(iii)(B)
introductory text, (c)(6)(iv) introductory
text, and (c)(7).
I e. Adding paragraphs (c)(8) and (c)(9).
The revisions and additions read as
follows:
§ 63.1206 When and how must you comply
with the standards and operating
requirements?
(a) Compliance dates. (1) Compliance
dates for incinerators, cement kilns, and
lightweight aggregate kilns that burn
hazardous waste. (i) Compliance date
for standards under §§ 63.1203,
63.1204, and 63.1205. (A) Compliance
dates for existing sources. You must
comply with the emission standards
under §§ 63.1203, 63.1204, and 63.1205
and the other requirements of this
subpart no later than the compliance
date, September 30, 2003, unless the
Administrator grants you an extension
of time under § 63.6(i) or § 63.1213.
(B) New or reconstructed sources. (1)
If you commenced construction or
reconstruction of your hazardous waste
combustor after April 19, 1996, you
must comply with the emission
standards under §§ 63.1203, 63.1204,
and 63.1205 and the other requirements
of this subpart by the later of September
30, 1999 or the date the source starts
operations, except as provided by
paragraph (a)(1)(i)(B)(2) of this section.
The costs of retrofitting and replacement
of equipment that is installed
specifically to comply with this subpart,
between April 19, 1996 and a source’s
compliance date, are not considered to
be reconstruction costs.
(2) For a standard under §§ 63.1203,
63.1204, and 63.1205 that is more
stringent than the standard proposed on
April 19, 1996, you may achieve
compliance no later than September 30,
2003 if you comply with the standard
proposed on April 19, 1996 after
September 30, 1999. This exception
does not apply, however, to new or
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reconstructed area source hazardous
waste combustors that become major
sources after September 30, 1999. As
provided by § 63.6(b)(7), such sources
must comply with the standards under
§§ 63.1203, 63.1204, and 63.1205 at
startup.
(ii) Compliance date for standards
under §§ 63.1219, 63.1220, and 63.1221.
(A) Compliance dates for existing
sources. You must comply with the
emission standards under §§ 63.1219,
63.1220, and 63.1221 and the other
requirements of this subpart no later
than the compliance date, October 14,
2008, unless the Administrator grants
you an extension of time under § 63.6(i)
or § 63.1213.
(B) New or reconstructed sources. (1)
If you commenced construction or
reconstruction of your hazardous waste
combustor after April 20, 2004, you
must comply with the new source
emission standards under §§ 63.1219,
63.1220, and 63.1221 and the other
requirements of this subpart by the later
of October 12, 2005 or the date the
source starts operations, except as
provided by paragraph (a)(1)(ii)(B)(2) of
this section. The costs of retrofitting and
replacement of equipment that is
installed specifically to comply with
this subpart, between April 20, 2004,
and a source’s compliance date, are not
considered to be reconstruction costs.
(2) For a standard under §§ 63.1219,
63.1220, and 63.1221 that is more
stringent than the standard proposed on
April 20, 2004, you may achieve
compliance no later than October 14,
2008, if you comply with the standard
proposed on April 20, 2004, after
October 12, 2005. This exception does
not apply, however, to new or
reconstructed area source hazardous
waste combustors that become major
sources after October 14, 2008. As
provided by § 63.6(b)(7), such sources
must comply with the standards under
§§ 63.1219, 63.1220, and 63.1221 at
startup.
(2) Compliance dates for solid fuel
boilers, liquid fuel boilers, and hydrogen
chloride production furnaces that burn
hazardous waste for standards under
§§ 63.1216, 63.1217, and 63.1218. (i)
Compliance date for existing sources.
You must comply with the standards of
this subpart no later than the
compliance date, October 14, 2008,
unless the Administrator grants you an
extension of time under § 63.6(i) or
§ 63.1213.
(ii) New or reconstructed sources. (A)
If you commenced construction or
reconstruction of your hazardous waste
combustor after October 12, 2005, you
must comply with the new source
emission standards of this subpart by
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20:20 Oct 11, 2005
Jkt 208001
the later of October 12, 2005, or the date
the source starts operations, except as
provided by paragraph (a)(2)(ii)(B) of
this section. The costs of retrofitting and
replacement of equipment that is
installed specifically to comply with
this subpart, between April 20, 2004,
and a source’s compliance date, are not
considered to be reconstruction costs.
(B) For a standard in the subpart that
is more stringent than the standard
proposed on April 20, 2004, you may
achieve compliance no later than
October 14, 2008, if you comply with
the standard proposed on April 20,
2004, after October 12, 2005. This
exception does not apply, however, to
new or reconstructed area source
hazardous waste combustors that
become major sources after October 14,
2008. As provided by § 63.6(b)(7), such
sources must comply with this subpart
at startup.
(3) Early compliance. If you choose to
comply with the emission standards of
this subpart prior to the dates specified
in paragraphs (a)(1) and (a)(2) of this
section, your compliance date is the
earlier of the date you postmark the
Notification of Compliance under
§ 63.1207(j)(1) or the dates specified in
paragraphs (a)(1) and (a)(2) of this
section.
(b) * * *
(1) * * *
(ii) When hazardous waste is not in
the combustion chamber (i.e., the
hazardous waste feed to the combustor
has been cut off for a period of time not
less than the hazardous waste residence
time) and you have documented in the
operating record that you are complying
with all otherwise applicable
requirements and standards
promulgated under authority of sections
112 (e.g., 40 CFR part 63, subparts LLL,
DDDDD, and NNNNN) or 129 of the
Clean Air Act in lieu of the emission
standards under §§ 63.1203, 63.1204,
63.1205, 63.1215, 63.1216, 63.1217,
63.1218, 63.1219, 63.1220, and 63.1221;
the monitoring and compliance
standards of this section and §§ 63.1207
through 63.1209, except the modes of
operation requirements of § 63.1209(q);
and the notification, reporting, and
recordkeeping requirements of
§§ 63.1210 through 63.1212.
*
*
*
*
*
(6) Compliance with the carbon
monoxide and hydrocarbon emission
standards. This paragraph applies to
sources that elect to comply with the
carbon monoxide and hydrocarbon
emissions standards of this subpart by
documenting continuous compliance
with the carbon monoxide standard
using a continuous emissions
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monitoring system and documenting
compliance with the hydrocarbon
standard during the destruction and
removal efficiency (DRE) performance
test or its equivalent.
*
*
*
*
*
(7) * * * (i) * * *
(A) You must document compliance
with the Destruction and Removal
Efficiency (DRE) standard under this
subpart only once provided that you do
not modify the source after the DRE test
in a manner that could affect the ability
of the source to achieve the DRE
standard.
*
*
*
*
*
(ii) Sources that feed hazardous waste
at locations other than the normal flame
zone. (A) Except as provided by
paragraph (b)(7)(ii)(B) of this section, if
you feed hazardous waste at a location
in the combustion system other than the
normal flame zone, then you must
demonstrate compliance with the DRE
standard during each comprehensive
performance test;
(B)(1) A cement kiln that feeds
hazardous waste at a location other than
the normal flame zone need only
demonstrate compliance with the DRE
standard during three consecutive
comprehensive performance tests
provided that:
(i) All three tests achieve the DRE
standard in this subpart; and
(ii) The design, operation, and
maintenance features of each of the
three tests are similar;
(iii) The data in lieu restriction of
§ 63.1207(c)(2)(iv) does not apply when
complying with the provisions of
paragraph (b)(7)(ii)(B) of this section;
(2) If at any time you change your
design, operation, and maintenance
features in a manner that could
reasonably be expected to affect your
ability to meet the DRE standard, then
you must comply with the requirements
of paragraph (b)(7)(ii)(A) of this section.
*
*
*
*
*
(9) * * * (i) You may petition the
Administrator to request alternative
standards to the mercury or hydrogen
chloride/chlorine gas emission
standards of this subpart, to the
semivolatile metals emission standards
under §§ 63.1205, 63.1221(a)(3)(ii), or
63.1221(b)(3)(ii), or to the low volatile
metals emissions standards under
§§ 63.1205, 63.1221(a)(4)(ii), or
63.1221(b)(4)(ii) if:
(A) You cannot achieve one or more
of these standards while using
maximum achievable control
technology (MACT) because of raw
material contributions to emissions of
mercury, semivolatile metals, low
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volatile metals, or hydrogen chloride/
chlorine gas; or
*
*
*
*
*
(iv) * * * (A) The alternative
standard petition you submit under
paragraph (b)(9)(i)(A) of this section
must include data or information
documenting that raw material
contributions to emissions prevent you
from complying with the emission
standard even though the source is
using MACT, as defined under
paragraphs (b)(9)(viii) and (ix) of this
section, for the standard for which you
are seeking relief.
*
*
*
*
*
(vi) You must include data or
information with semivolatile metals,
low volatile metals, and hydrogen
chloride/chlorine gas alternative
standard petitions that you submit
under paragraph (b)(9)(i)(A) of this
section documenting that semivolatile
metals, low volatile metals, and
hydrogen chloride/chlorine gas
emissions attributable to the hazardous
waste only will not exceed the emission
standards of this subpart.
(vii) You must not operate pursuant to
your recommended alternative
standards in lieu of emission standards
specified in this subpart:
*
*
*
*
*
(viii) * * *
(D) For hydrogen chloride/chlorine
gas, a hazardous waste chlorine feedrate
corresponding to an MTEC of 2,000,000
µg/dscm or less, and use of an air
pollution control device with a
hydrogen chloride/chlorine gas removal
efficiency of 85 percent or greater.
(ix) * * *
(D) For hydrogen chloride/chlorine
gas, a hazardous waste chlorine feedrate
corresponding to an MTEC of
14,000,000 µg/dscm or less, and use of
an air pollution control device with a
hydrogen chloride/chlorine gas removal
efficiency of 99.6 percent or greater.
(10) * * * (i) You may petition the
Administrator to request alternative
standards to the mercury or hydrogen
chloride/chlorine gas emission
standards of this subpart, to the
semivolatile metals emission standards
under §§ 63.1204, 63.1220(a)(3)(ii), or
63.1220(b)(3)(ii), or to the low volatile
metals emissions standards under
§§ 63.1204, 63.1220(a)(4)(ii), or
63.1220(b)(4)(ii) if:
(A) You cannot achieve one or more
of these standards while using
maximum achievable control
technology (MACT) because of raw
material contributions to emissions of
mercury, semivolatile metals, low
VerDate Aug<31>2005
20:20 Oct 11, 2005
Jkt 208001
volatile metals, or hydrogen chloride/
chlorine gas; or
*
*
*
*
*
(vi) You must include data or
information with semivolatile metals,
low volatile metals, and hydrogen
chloride/chlorine gas alternative
standard petitions that you submit
under paragraph (b)(10)(i)(A) of this
section documenting that emissions of
the regulated metals and hydrogen
chloride/chlorine gas attributable to the
hazardous waste only will not exceed
the emission standards in this subpart.
(vii) You must not operate pursuant to
your recommended alternative
standards in lieu of emission standards
specified in this subpart:
*
*
*
*
*
(viii) * * *
(D) For hydrogen chloride/chlorine
gas, a hazardous waste chlorine feedrate
corresponding to an MTEC of 720,000
µg/dscm or less.
(ix) * * *
(D) For hydrogen chloride/chlorine
gas, a hazardous waste chlorine feedrate
corresponding to an MTEC of 420,000
µg/dscm or less.
(11) Calculation of hazardous waste
residence time. You must calculate the
hazardous waste residence time and
include the calculation in the
performance test plan under § 63.1207(f)
and the operating record. You must also
provide the hazardous waste residence
time in the Documentation of
Compliance under § 63.1211(c) and the
Notification of Compliance under
§§ 63.1207(j) and 63.1210(d).
*
*
*
*
*
(13) * * *
(i) Cement kilns that feed hazardous
waste at a location other than the end
where products are normally discharged
and where fuels are normally fired must
comply with the carbon monoxide and
hydrocarbon standards of this subpart as
follows:
*
*
*
*
*
(ii) Lightweight aggregate kilns that
feed hazardous waste at a location other
than the end where products are
normally discharged and where fuels
are normally fired must comply with the
hydrocarbon standards of this subpart as
follows:
(A) Existing sources must comply
with the 20 parts per million by volume
hydrocarbon standard of this subpart;
(B) New sources must comply with
the 20 parts per million by volume
hydrocarbon standard of this subpart.
(14) Alternative to the particulate
matter standard for incinerators. (i).
General. In lieu of complying with the
particulate matter standards under
§ 63.1203, you may elect to comply with
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59543
the following alternative metal emission
control requirements:
(ii) Alternative metal emission control
requirements for existing incinerators.
(A) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain cadmium, lead,
and selenium in excess of 240 µg/dscm,
combined emissions, corrected to 7
percent oxygen; and,
(B) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel in excess of 97
µg/dscm, combined emissions,
corrected to 7 percent oxygen.
(iii) Alternative metal emission
control requirements for new
incinerators. (A) You must not discharge
or cause combustion gases to be emitted
into the atmosphere that contain
cadmium, lead, and selenium in excess
of 24 µg/dscm, combined emissions,
corrected to 7 percent oxygen; and,
(B) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel in excess of 97
µg/dscm, combined emissions,
corrected to 7 percent oxygen.
(iv) Operating limits. Semivolatile and
low volatile metal operating parameter
limits must be established to ensure
compliance with the alternative
emission limitations described in
paragraphs (e)(2) and (e)(3) of this
section pursuant to § 63.1209(n), except
that semivolatile metal feedrate limits
apply to lead, cadmium, and selenium,
combined, and low volatile metal
feedrate limits apply to arsenic,
beryllium, chromium, antimony, cobalt,
manganese, and nickel, combined.
*
*
*
*
*
(16) Compliance with subcategory
standards for liquid fuel boilers. You
must comply with the mercury,
semivolatile, low volatile metal, and
total chlorine standards for liquid fuel
boilers under § 63.1217 as follows:
(i) You must determine the as-fired
heating value of each batch of hazardous
waste fired by each firing system of the
boiler so that you know the massweighted heating value of the hazardous
waste fired at all times.
(ii) If the as-fired heating value of the
hazardous waste is 10,000 Btu per
pound or greater, you are subject to the
thermal emission concentration
standards (lb/million Btu) under
§ 63.1217.
(iii) If the as-fired heating value of the
hazardous waste is less than 10,000 Btu/
lb, you are subject to the mass or
volume emission concentration
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standards (µg/dscm or ppmv) under
§ 63.1217.
(iv) If the as-fired heating value of
hazardous wastes varies above and
below 10,000 Btu/lb over time, you are
subject to the thermal concentration
standards when the heating value is
10,000 Btu/lb or greater and the mass
concentration standards when the
heating value is less than 10,000 Btu/lb.
You may elect to comply at all times
with the more stringent operating
requirements that ensure compliance
with both the thermal emission
concentration standards and the mass or
volume emission concentration
standards.
*
*
*
*
*
(c) * * * (1) * * * (i) You must
operate only under the operating
requirements specified in the
Documentation of Compliance under
§ 63.1211(c) or the Notification of
Compliance under §§ 63.1207(j) and
63.1210(d), except:
*
*
*
*
*
(3) * * *
(iv) Failure of the AWFCO system. If
the AWFCO system fails to
automatically and immediately cutoff
the flow of hazardous waste upon
exceedance of a parameter required to
be interlocked with the AWFCO system
under paragraph (c)(3)(i) of this section,
you have failed to comply with the
AWFCO requirements of paragraph
(c)(3) of this section. If an equipment or
other failure prevents immediate and
automatic cutoff of the hazardous waste
feed, however, you must cease feeding
hazardous waste as quickly as possible.
*
*
*
*
*
(6) * * *
(iii) * * *
(B) Be trained under the requirements
of, and certified under, one of the
following American Society of
Mechanical Engineers (ASME)
standards: QHO–1–1994, QHO–1a–
1996, or QHO–1–2004 (Standard for the
Qualification and Certification of
Hazardous Waste Incinerator Operators).
If you elect to use the ASME program:
*
*
*
*
*
(iv) Control room operators of cement
kilns, lightweight aggregate kilns, solid
fuel boilers, liquid fuel boilers, and
hydrochloric acid production furnaces
must be trained and certified under:
*
*
*
*
*
(7) Operation and maintenance
plan—(i) You must prepare and at all
times operate according to an operation
and maintenance plan that describes in
detail procedures for operation,
inspection, maintenance, and corrective
measures for all components of the
combustor, including associated
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pollution control equipment, that could
affect emissions of regulated hazardous
air pollutants.
(ii) The plan must prescribe how you
will operate and maintain the
combustor in a manner consistent with
good air pollution control practices for
minimizing emissions at least to the
levels achieved during the
comprehensive performance test.
(iii) This plan ensures compliance
with the operation and maintenance
requirements of § 63.6(e) and minimizes
emissions of pollutants, automatic waste
feed cutoffs, and malfunctions.
(iv) You must record the plan in the
operating record.
(8) Bag leak detection system
requirements. (i) If your combustor is
equipped with a baghouse (fabric filter),
you must continuously operate either:
(A) A bag leak detection system that
meets the specifications and
requirements of paragraph (c)(8)(ii) of
this section and you must comply with
the corrective measures and notification
requirements of paragraphs (c)(8)(iii)
and (iv) of this section; or
(B) A particulate matter detection
system under paragraph (c)(9) of this
section.
(ii) Bag leak detection system
specification and requirements. (A) The
bag leak detection system must be
certified by the manufacturer to be
capable of continuously detecting and
recording particulate matter emissions
at concentrations of 1.0 milligrams per
actual cubic meter unless you
demonstrate, under § 63.1209(g)(1), that
a higher detection limit would routinely
detect particulate matter loadings
during normal operations;
(B) The bag leak detection system
shall provide output of relative or
absolute particulate matter loadings;
(C) The bag leak detection system
shall be equipped with an alarm system
that will sound an audible alarm when
an increase in relative particulate
loadings is detected over a preset level;
(D) The bag leak detection system
shall be installed and operated in a
manner consistent with available
written guidance from the U.S.
Environmental Protection Agency or, in
the absence of such written guidance,
the manufacturer’s written
specifications and recommendations for
installation, operation, and adjustment
of the system;
(E) The initial adjustment of the
system shall, at a minimum, consist of
establishing the baseline output by
adjusting the sensitivity (range) and the
averaging period of the device, and
establishing the alarm set points and the
alarm delay time;
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(F) Following initial adjustment, you
must not adjust the sensitivity or range,
averaging period, alarm set points, or
alarm delay time, except as detailed in
the operation and maintenance plan
required under paragraph (c)(7) of this
section. You must not increase the
sensitivity by more than 100 percent or
decrease the sensitivity by more than 50
percent over a 365 day period unless
such adjustment follows a complete
baghouse inspection which
demonstrates the baghouse is in good
operating condition;
(G) For negative pressure or induced
air baghouses, and positive pressure
baghouses that are discharged to the
atmosphere through a stack, the bag leak
detector shall be installed downstream
of the baghouse and upstream of any
wet acid gas scrubber; and
(H) Where multiple detectors are
required, the system’s instrumentation
and alarm system may be shared among
the detectors.
(iii) Bag leak detection system
corrective measures requirements. The
operating and maintenance plan
required by paragraph (c)(7) of this
section must include a corrective
measures plan that specifies the
procedures you will follow in the case
of a bag leak detection system alarm.
The corrective measures plan must
include, at a minimum, the procedures
used to determine and record the time
and cause of the alarm as well as the
corrective measures taken to correct the
control device malfunction or minimize
emissions as specified below. Failure to
initiate the corrective measures required
by this paragraph is failure to ensure
compliance with the emission standards
in this subpart.
(A) You must initiate the procedures
used to determine the cause of the alarm
within 30 minutes of the time the alarm
first sounds; and
(B) You must alleviate the cause of the
alarm by taking the necessary corrective
measure(s) which may include, but are
not to be limited to, the following:
(1) Inspecting the baghouse for air
leaks, torn or broken filter elements, or
any other malfunction that may cause
an increase in emissions;
(2) Sealing off defective bags or filter
media;
(3) Replacing defective bags or filter
media, or otherwise repairing the
control device;
(4) Sealing off a defective baghouse
compartment;
(5) Cleaning the bag leak detection
system probe, or otherwise repairing the
bag leak detection system; or
(6) Shutting down the combustor.
(iv) Excessive exceedances
notification. If you operate the
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combustor when the detector response
exceeds the alarm set-point more than 5
percent of the time during any 6-month
block time period, you must submit a
notification to the Administrator within
30 days of the end of the 6-month block
time period that describes the causes of
the exceedances and the revisions to the
design, operation, or maintenance of the
combustor or baghouse you are taking to
minimize exceedances. To document
compliance with this requirement:
(A) You must keep records of the date,
time, and duration of each alarm, the
time corrective action was initiated and
completed, and a brief description of the
cause of the alarm and the corrective
action taken;
(B) You must record the percent of the
operating time during each 6-month
period that the alarm sounds;
(C) In calculating the operating time
percentage, if inspection of the fabric
filter demonstrates that no corrective
action is required, no alarm time is
counted; and
(D) If corrective action is required,
each alarm shall be counted as a
minimum of 1 hour.
(9) Particulate matter detection
system requirements for electrostatic
precipitators and ionizing wet
scrubbers. If your combustor is
equipped with an electrostatic
precipitator or ionizing wet scrubber,
and you elect not to establish under
§ 63.1209(m)(1)(iv) site-specific control
device operating parameter limits that
are linked to the automatic waste feed
cutoff system under paragraph (c)(3) of
this section, you must continuously
operate a particulate matter detection
system that meets the specifications and
requirements of paragraph (c)(9)(i)
through (iii) of this section and you
must comply with the corrective
measures and notification requirements
of paragraphs (c)(9)(iv) through (v) of
this section.
(i) Particulate matter detection system
requirements.—(A) The particulate
matter detection system must be
certified by the manufacturer to be
capable of continuously detecting and
recording particulate matter emissions
at concentrations of 1.0 milligrams per
actual cubic meter unless you
demonstrate, under § 63.1209(g)(1), that
a higher detection limit would routinely
detect particulate matter loadings
during normal operations;
(B) The particulate matter detector
shall provide output of relative or
absolute particulate matter loadings;
(C) The particulate matter detection
system shall be equipped with an alarm
system that will sound an audible alarm
when an increase in relative or absolute
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particulate loadings is detected over the
set-point
(D) You must install, operate, and
maintain the particulate matter
detection system in a manner consistent
with the provisions of paragraph (c)(9)
of this section and available written
guidance from the U.S. Environmental
Protection Agency or, in the absence of
such written guidance, the
manufacturer’s written specifications
and recommendations for installation,
operation, maintenance and quality
assurance of the system;
(E) You must include procedures for
installation, operation, maintenance,
and quality assurance of the particulate
matter detection system in the sitespecific continuous monitoring system
test plan required under § 63.8(e)(3) of
this chapter.
(F) Where multiple detectors are
required to monitor multiple control
devices, the system’s instrumentation
and alarm system may be shared among
the detectors.
(G) You must establish the alarm setpoint as provided by either paragraph
(c)(9)(ii) or paragraph (c)(9)(iii) of this
section.
(ii) Establishing the alarm set-point
without extrapolation. (A) The alarm
set-point is the average of the test run
averages of the detector response
achieved during the comprehensive
performance test demonstrating
compliance with the particulate matter
emission standard.
(B) During the comprehensive
performance test, you may simulate
emission concentrations at the upper
end of the range of normal operations by
means including feeding high levels of
ash and detuning the emission control
equipment.
(C) You must comply with the alarm
set-point on a 6-hour rolling average,
updated each hour with a one-hour
block average that is the average of the
detector responses over each 15-minute
block;
(iii) Establishing the alarm set-point
with extrapolation. You may extrapolate
the average of the test run averages of
the detector response achieved during
the comprehensive performance test as
provided by paragraph (c)(9)(iii)(A) of
this section to establish an alarm level
after you approximate the correlation of
the detector response to particulate
matter concentration as prescribed by
paragraph (c)(9)(iii)(B) of this section.
You must comply with the extrapolated
alarm set-point on a 6-hour rolling
average, updated each hour with a onehour block average that is the average of
the detector responses over each 15minute block.
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59545
(A) You may extrapolate the detector
response up to a particulate matter
concentration that is 50% of the
particulate matter emission standard or
125% of the highest particulate matter
concentration used to develop the
correlation under paragraph (c)(9)(iii)(B)
of this section, whichever is greater. The
extrapolated emission concentration
must not exceed the particulate matter
emission standard.
(B) To establish an approximate
correlation of the detector response to
particulate matter emission
concentrations, you should use as
guidance Performance Specification-11
for PM CEMS (40 CFR Part 60,
Appendix B), except that you need only
conduct 5 runs to establish the initial
correlation under Section 8.6 of
Performance Specification 11.
(C) For quality assurance, you should
use as guidance Procedure 2 of
Appendix F to Part 60 of this chapter
and the detector manufacturer’s
recommended procedures for periodic
quality assurance checks and tests,
except that:
(1) You must conduct annual Relative
Response Audits as prescribed by
Procedure 2 of Appendix F to Part 60 of
this chapter (Section 10.3(6));
(2) You need only conduct Relative
Response Audits on a 3-year interval
after passing two sequential annual
Relative Response Audits.
(D) An exceedance of the particulate
matter emission standard by a
particulate matter detection system for
which particulate emission
concentrations have been approximately
correlated with the detector response
under paragraph (c)(9)(iii) of this section
is not evidence that the standard has
been exceeded. The approximate
correlation is used for compliance
assurance to determine when corrective
measures must be taken rather than for
compliance monitoring.
(iv) Particulate matter detection
system corrective measures
requirements. The operating and
maintenance plan required by paragraph
(c)(7) of this section must include a
corrective measures plan that specifies
the procedures you will follow in the
case of a particulate matter detection
system alarm. The corrective measures
plan must include, at a minimum, the
procedures used to determine and
record the time and cause of the alarm
as well as the corrective measures taken
to correct the control device
malfunction or minimize emissions as
specified below. Failure to initiate the
corrective measures required by this
paragraph is failure to ensure
compliance with the emission standards
in this subpart.
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(A) You must initiate the procedures
used to determine the cause of the alarm
within 30 minutes of the time the alarm
first sounds; and
(B) You must alleviate the cause of the
alarm by taking the necessary corrective
measure(s) which may include shutting
down the combustor.
(v) Excessive exceedances
notification. If you operate the
combustor when the detector response
exceeds the alarm set-point more than 5
percent of the time during any 6-month
block time period, you must submit a
notification to the Administrator within
30 days of the end of the 6-month block
time period that describes the causes of
the exceedances and the revisions to the
design, operation, or maintenance of the
combustor or emission control device
you are taking to minimize exceedances.
To document compliance with this
requirement:
(A) You must keep records of the date,
time, and duration of each alarm, the
time corrective action was initiated and
completed, and a brief description of the
cause of the alarm and the corrective
action taken;
(B) You must record the percent of the
operating time during each 6-month
period that the alarm sounds;
(C) In calculating the operating time
percentage, if inspection of the emission
control device demonstrates that no
corrective action is required, no alarm
time is counted; and
(D) If corrective action is required,
each alarm shall be counted as a
minimum of 1 hour.
I 9. Section 63.1207 is amended by:
I a. Revising paragraph (b)(1).
I b. Adding paragraph (b)(3).
I c. Revising paragraphs (c)(1) and
(c)(2)(iii).
I d. Adding paragraph (c)(3).
I e. Revising paragraph (d)(4)(i).
I f. Revising paragraphs (e)(2) and
(e)(3)(iv).
I g. Revising paragraphs (f)(1)(ii)(D),
(f)(1)(x) introductory text, (f)(1)(xiii),
(f)(1)(xiv), (f)(1)(xvi), and (f)(1)(xxv).
I h. Adding paragraph (f)(1)(xv).
I i. Revising paragraph (h)(2)(i).
I j. Revising paragraph (j)(3).
I k. Revising paragraph (l)(1)
introductory text.
I l. Revising paragraph (m)(2)
introductory text.
The revisions and additions read as
follows:
§ 63.1207 What are the performance
testing requirements?
*
*
*
*
*
(b) * * *
(1) Comprehensive performance test.
You must conduct comprehensive
performance tests to demonstrate
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compliance with the emission standards
provided by this subpart, establish
limits for the operating parameters
provided by § 63.1209, and demonstrate
compliance with the performance
specifications for continuous
monitoring systems.
*
*
*
*
*
(3) One-Time Dioxin/Furan Test for
Sources Not Subject to a Numerical
Dioxin/Furan Standard. For solid fuel
boilers and hydrochloric acid
production furnaces, for lightweight
aggregate kilns that are not subject to a
numerical dioxin/furan emission
standard under § 63.1221, and liquid
fuel boilers that are not subject to a
numerical dioxin/furan emission
standard under § 63.1217, you must
conduct a one-time emission test for
dioxin/furan under feed and operating
conditions that are most likely to reflect
daily maximum operating variability,
similar to a dioxin/furan comprehensive
performance test.
(i) You must conduct the dioxin/furan
emissions test no later than the deadline
for conducting the initial
comprehensive performance test.
(ii) You may use dioxin/furan
emissions data from previous testing to
meet this requirement, provided that:
(A) The testing was conducted under
feed and operating conditions that are
most likely to reflect daily maximum
operating variability, similar to a
dioxin/furan compliance test;
(B) You have not changed the design
or operation of the source in a manner
that could significantly affect stack gas
dioxin/furan emission concentrations;
and
(C) The data meet quality assurance
objectives that may be determined on a
site-specific basis.
(iii) You may use dioxin/furan
emissions data from a source to
represent emissions from another onsite source in lieu of testing (i.e., data in
lieu of testing) if the design and
operation, including hazardous waste
feed and other feedstreams, of the
sources are identical.
(iv) You must include the results of
the one-time dioxin/furan emissions test
with the results of the initial
comprehensive performance test in the
Notification of Compliance.
(v) You must repeat the dioxin/furan
emissions test if you change the design
or operation of the source in a manner
that may increase dioxin/furan
emissions.
(c) * * * (1) Test date. Except as
provided by paragraphs (c)(2) and (c)(3)
of this section, you must commence the
initial comprehensive performance test
not later than six months after the
compliance date.
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(2) * * * (iii) The data in lieu test age
restriction provided in paragraph
(c)(2)(i)(A) of this section does not apply
for the duration of the interim standards
(i.e., the standards published in the
Federal Register on February 13, 2002,
67 FR 6792). See 40 CFR parts 63, 264,
265, 266, 270, and 271 revised as of July
1, 2002. Paragraph (c)(2)(i)(A) of this
section does not apply until EPA
promulgates permanent replacement
standards pursuant to the Settlement
Agreement noticed in the Federal
Register on November 16, 2001 (66 FR
57715).
*
*
*
*
*
(3) For incinerators, cement kilns, and
lightweight aggregate kilns, you must
commence the initial comprehensive
performance test to demonstrate
compliance with the standards under
§§ 63.1219, 63.1220, and 63.1221 not
later than 12 months after the
compliance date.
(d) * * *
(4) * * * (i) Waiver of periodic
comprehensive performance tests.
Except as provided in paragraph (c)(2)
of this section, you must conduct only
an initial comprehensive performance
test under the interim standards (i.e.,
the standards published in the Federal
Register on February 13, 2002); all
subsequent comprehensive performance
testing requirements are waived under
the interim standards. The provisions in
the introductory text to paragraph (d)
and in paragraph (d)(1) of this section
do not apply until EPA promulgates
permanent replacement standards
pursuant to the Settlement Agreement
noticed in the Federal Register on
November 16, 2001.
*
*
*
*
*
(e) * * *
(2) You must make your site-specific
test plan and CMS performance
evaluation test plan available to the
public for review no later than 60
calendar days before initiation of the
test. You must issue a public notice to
all persons on your facility/public
mailing list (developed pursuant to 40
CFR 70.7(h), 71.11(d)(3)(i)(E) and
124.10(c)(1)(ix)) announcing the
availability of the test plans and the
location where the test plans are
available for review. The test plans must
be accessible to the public for 60
calendar days, beginning on the date
that you issue your public notice. The
location must be unrestricted and
provide access to the public during
reasonable hours and provide a means
for the public to obtain copies. The
notification must include the following
information at a minimum:
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(i) The name and telephone number of
the source’s contact person;
(ii) The name and telephone number
of the regulatory agency’s contact
person;
(iii) The location where the test plans
and any necessary supporting
documentation can be reviewed and
copied;
(iv) The time period for which the test
plans will be available for public
review; and
(v) An expected time period for
commencement and completion of the
performance test and CMS performance
evaluation test.
(3) * * *
(iv) Public notice. At the same time
that you submit your petition to the
Administrator, you must notify the
public (e.g., distribute a notice to the
facility/public mailing list developed
pursuant to 40 CFR 70.7(h),
71.11(d)(3)(i)(E) and 124.10(c)(1)(ix)) of
your petition to waive a performance
test. The notification must include all of
the following information at a
minimum:
(A) The name and telephone number
of the source’s contact person;
(B) The name and telephone number
of the regulatory agency’s contact
person;
(C) The date the source submitted its
site-specific performance test plan and
CMS performance evaluation test plans;
and
(D) The length of time requested for
the waiver.
(f) * * *
(1) * * *
(ii) * * *
(D) The Administrator may approve
on a case-by-case basis a hazardous
waste feedstream analysis for organic
hazardous air pollutants in lieu of the
analysis required under paragraph
(f)(1)(ii)(A) of this section if the reduced
analysis is sufficient to ensure that the
POHCs used to demonstrate compliance
with the applicable DRE standards of
this subpart continue to be
representative of the most difficult to
destroy organic compounds in your
hazardous waste feedstreams;
*
*
*
*
*
(x) If you are requesting to extrapolate
metal feedrate limits from
comprehensive performance test levels
under §§ 63.1209(l)(1)(v) or
63.1209(n)(2)(vii):
*
*
*
*
*
(xiii) For cement kilns with in-line
raw mills, if you elect to use the
emissions averaging provision of this
subpart, you must notify the
Administrator of your intent in the
initial (and subsequent) comprehensive
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performance test plan, and provide the
information required by the emission
averaging provision;
(xiv) For preheater or preheater/
precalciner cement kilns with dual
stacks, if you elect to use the emissions
averaging provision of this subpart, you
must notify the Administrator of your
intent in the initial (and subsequent)
comprehensive performance test plan,
and provide the information required by
the emission averaging provision;
(xv) If you request to use Method 23
for dioxin/furan you must provide the
information required under
§ 63.1208(b)(1)(i)(B);
(xvi) If you are not required to
conduct performance testing to
document compliance with the
mercury, semivolatile metals, low
volatile metals, or hydrogen chloride/
chlorine gas emission standards under
paragraph (m) of this section, you must
include with the comprehensive
performance test plan documentation of
compliance with the provisions of that
section.
*
*
*
*
*
(xxv) If your source is equipped with
a dry scrubber to control hydrogen
chloride and chlorine gas, you must
document in the comprehensive
performance test plan key parameters
that affect adsorption, and the limits
you establish for those parameters based
on the sorbent used during the
performance test, if you elect not to
specify and use the brand and type of
sorbent used during the comprehensive
performance test, as required by
§ 63.1209(o)(4)(iii)(A); and
*
*
*
*
*
(h) * * *
(2) * * *
(i) Operations when stack emissions
testing for dioxin/furan, mercury,
semivolatile metals, low volatile metals,
particulate matter, or hydrogen
chloride/chlorine gas is being
performed; and
*
*
*
*
*
(j) * * *
(3) See §§ 63.7(g), 63.9(h), and
63.1210(d) for additional requirements
pertaining to the Notification of
Compliance (e.g., you must include
results of performance tests in the
Notification of Compliance).
*
*
*
*
*
(l) Failure of performance test—(1)
Comprehensive performance test. The
provisions of this paragraph do not
apply to the initial comprehensive
performance test if you conduct the test
prior to your compliance date.
*
*
*
*
*
(m) * * *
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59547
(2) You are not required to conduct
performance tests to document
compliance with the mercury,
semivolatile metals, low volatile metals,
or hydrogen chloride/chlorine gas
emission standards under the
conditions specified in this paragraph
(m)(2). You are deemed to be in
compliance with an emission standard
if the twelve-hour rolling average
maximum theoretical emission
concentration (MTEC) does not exceed
the emission standard:
*
*
*
*
*
I 10. Section 63.1208 is amended by
removing and reserving paragraph (a)
and revising paragraphs (b)(1)(i) and
(b)(5) to read as follows:
§ 63.1208
What are the test methods?
(a) [Reserved]
(b) * * *
(1) * * * (i) To determine compliance
with the emission standard for dioxins
and furans, you must use:
(A) Method 0023A, Sampling Method
for Polychlorinated Dibenzo-p-Dioxins
and Polychlorinated Dibenzofurans
emissions from Stationary Sources, EPA
Publication SW–846 (incorporated by
reference— see § 63.14); or
(B) Method 23, provided in appendix
A, part 60 of this chapter, after approval
by the Administrator.
(1) You may request approval to use
Method 23 in the performance test plan
required under § 63.1207(e)(i) and (ii).
(2) In determining whether to grant
approval to use Method 23, the
Administrator may consider factors
including whether dioxin/furan were
detected at levels substantially below
the emission standard in previous
testing, and whether previous Method
0023 analyses detected low levels of
dioxin/furan in the front half of the
sampling train.
(3) Sources that emit carbonaceous
particulate matter, such as coal-fired
boilers, and sources equipped with
activated carbon injection, will be
deemed not suitable for use of Method
23 unless you document that there
would not be a significant improvement
in quality assurance with Method
0023A.
*
*
*
*
*
(5) Hydrogen chloride and chlorine
gas—(i) Compliance with MACT
standards. To determine compliance
with the emission standard for hydrogen
chloride and chlorine gas (combined),
you must use:
(A) Method 26/26A as provided in
appendix A, part 60 of this chapter; or
(B) Methods 320 or 321 as provided
in appendix A, part 63 of this chapter,
or
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this section. ASTM D 6735–01 is
available for purchase from at least one
of the following addresses: American
Society for Testing and Materials
(ASTM), 100 Barr Harbor Drive, Post
Office Box C700, West Conshohocken,
PA 19428–2959; or ProQuest, 300 North
Zeeb Road, Ann Arbor, MI 48106.
C1 − C2a
RSD a = (100 ) AbsoluteValue a
C1a + C2a
Where:
RSDa = The test run relative standard
deviation of sample pair a, percent.
C1a and C2a = The HCl concentrations,
milligram/dry standard cubic meter
(mg/dscm), from the paired
samples.
(3) You must calculate the test average
relative standard deviation according to
Equation 2 of this section:
p
RSDTA =
∑ RSD
a
a =1
p
( Eq. 2 )
Where:
RSDTA = The test average relative
standard deviation, percent.
RSDa = The test run relative standard
deviation for sample pair a.
p = The number of test runs, ≥3.
(4) If RSDTA is greater than 20
percent, the data are invalid and the test
must be repeated.
(5) The post-test analyte spike
procedure of section 11.2.7 of ASTM
Method D6735–01 is conducted, and the
percent recovery is calculated according
to section 12.6 of ASTM Method
D6735–01.
(6) If the percent recovery is between
70 percent and 130 percent, inclusive,
the test is valid. If the percent recovery
is outside of this range, the data are
considered invalid, and the test must be
repeated.
(ii) Compliance with risk-based limits
under § 63.1215. To demonstrate
compliance with emission limits
established under § 63.1215, you must
use Method 26/26A as provided in
appendix A, part 60 of this chapter,
Method 320 as provided in appendix A,
part 63 of this chapter, Method 321 as
provided in appendix A, part 63 of this
chapter, or ASTM D 6735–01, Standard
Test Method for Measurement of
Gaseous Chlorides and Fluorides from
Mineral Calcining Exhaust Sources—
Impinger Method (following the
provisions of paragraphs (b)(5)(C)(1)
through (6) of this section), except:
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(Eq. 1)
(A) For cement kilns and sources
equipped with a dry acid gas scrubber,
you must use Methods 320 or 321 as
provided in appendix A, part 63 of this
chapter, or ASTM D 6735–01 to measure
hydrogen chloride, and the back-half,
caustic impingers of Method 26/26A as
provided in appendix A, part 60 of this
chapter to measure chlorine gas; and
(B) For incinerators, boilers, and
lightweight aggregate kilns, you must
use Methods 320 or 321 as provided in
appendix A, part 63 of this chapter, or
ASTM D 6735–01 to measure hydrogen
chloride, and Method 26/26A as
provided in appendix A, part 60 of this
chapter to measure total chlorine, and
calculate chlorine gas by difference if:
(1) The bromine/chlorine ratio in
feedstreams is greater than 5 percent; or
(2) The sulfur/chlorine ratio in
feedstreams is greater than 50 percent.
*
*
*
*
*
I 11. Section 63.1209 is amended by:
I a. Revising paragraphs (a)(1)(ii),
(a)(1)(iv)(D), (a)(1)(v)(D), and (a)(5).
I b. Revising paragraph (b)(2)(ii).
I c. Revising the heading of paragraph
(g)(1) introductory text and paragraph
(g)(1)(i).
I d. Adding paragraph (g)(1)(iv).
I e. Revising paragraphs (k)(1)(i) and
(k)(2)(i).
I f. Revising paragraph (l)(1).
I g. Revising paragraphs (m)(1)(iv)
introductory text and (m)(3).
I h. Revising paragraph (n)(2).
I i. Revising the heading of paragraph
(o) introductory text and paragraph
(o)(1).
I j. Adding paragraph (r).
The revisions read as follows:
§ 63.1209 What are the monitoring
requirements?
(a) * * *
(1) * * *
(ii) (A) Cement kilns under
§ 63.1204—Except as provided by
paragraphs (a)(1)(iv) and (a)(1)(v) of the
section, you must use a COMS to
demonstrate and monitor compliance
with the opacity standard under
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(1) A test must include three or more
runs in which a pair of samples is
obtained simultaneously for each run
according to section 11.2.6 of ASTM
Method D6735–01.
(2) You must calculate the test run
standard deviation of each set of paired
samples to quantify data precision,
according to Equation 1 of this section:
§§ 63.1204(a)(7) and (b)(7) at each point
where emissions are vented from these
affected sources including the bypass
stack of a preheater or preheater/
precalciner kiln with dual stacks.
(B) Cement kilns under § 63.1220—
Except as provided by paragraphs
(a)(1)(iv) and (a)(1)(v) of the section and
unless your source is equipped with a
bag leak detection system under
§ 63.1206(c)(8) or a particulate matter
detection system under § 63.1206(c)(9),
you must use a COMS to demonstrate
and monitor compliance with the
opacity standard under §§ 63.1220(a)(7)
and (b)(7) at each point where emissions
are vented from these affected sources
including the bypass stack of a
preheater or preheater/precalciner kiln
with dual stacks.
(C) You must maintain and operate
each COMS in accordance with the
requirements of § 63.8(c) except for the
requirements under § 63.8(c)(3). The
requirements of § 63.1211(c) shall be
complied with instead of § 63.8(c)(3);
and
(D) Compliance is based on a sixminute block average.
*
*
*
*
*
(iv) * * *
(D) To remain in compliance, all sixminute block averages must not exceed
the opacity standard.
(v) * * *
(D) To remain in compliance, all sixminute block averages must not exceed
the opacity standard.
*
*
*
*
*
(5) Petitions to use CEMS for other
standards. You may petition the
Administrator to use CEMS for
compliance monitoring for particulate
matter, mercury, semivolatile metals,
low volatile metals, and hydrogen
chloride and chlorine gas under § 63.8(f)
in lieu of compliance with the
corresponding operating parameter
limits under this section.
*
*
*
*
*
(b) * * *
(2) * * *
E:\FR\FM\12OCR2.SGM
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(C) ASTM D 6735–01, Standard Test
Method for Measurement of Gaseous
Chlorides and Fluorides from Mineral
Calcining Exhaust Sources—Impinger
Method to measure emissions of
hydrogen chloride, and Method 26/26A
to measure emissions of chlorine gas,
provided that you follow the provisions
in paragraphs (b)(5)(C)(1) through (6) of
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(ii) Accuracy and calibration of
weight measurement devices for
activated carbon injection systems. If
you operate a carbon injection system,
the accuracy of the weight measurement
device must be ± 1 percent of the weight
being measured. The calibration of the
device must be verified at least once
each calendar quarter at a frequency of
approximately 120 days.
*
*
*
*
*
(g) * * *
(1) Requests to use alternatives to
operating parameter monitoring
requirements. (i) You may submit an
application to the Administrator under
this paragraph for approval of
alternative operating parameter
monitoring requirements to document
compliance with the emission standards
of this subpart. For requests to use
additional CEMS, however, you must
use paragraph (a)(5) of this section and
§ 63.8(f). Alternative requests to
operating parameter monitoring
requirements that include unproven
monitoring methods may not be made
under this paragraph and must be made
under § 63.8(f).
*
*
*
*
*
(iv) Dual Standards that incorporate
the Interim Standards for HAP metals.
(A) Semivolatile and Low Volatile
Metals. You may petition the
Administrator to waive a feedrate
operating parameter limit under
paragraph (n)(2) of this section for either
the emission standards expressed in a
thermal emissions format or the interim
standards based on documentation that
the feedrate operating parameter limit is
not needed to ensure compliance with
the relevant standard on a continuous
basis.
(B) Mercury. You may petition the
Administrator to waive a feedrate
operating parameter limit under
paragraph (l)(1) of this section for either
the feed concentration standard under
§§ 63.1220(a)(2)(i) and (b)(2)(i) or the
interim standards based on
documentation that the feedrate
operating parameter limit is not needed
to ensure compliance with the relevant
standard on a continuous basis.
*
*
*
*
*
(k) * * *
(1) * * * (i) For sources other than a
lightweight aggregate kiln, if the
combustor is equipped with an
electrostatic precipitator, baghouse
(fabric filter), or other dry emissions
control device where particulate matter
is suspended in contact with
combustion gas, you must establish a
limit on the maximum temperature of
the gas at the inlet to the device on an
hourly rolling average. You must
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establish the hourly rolling average limit
as the average of the test run averages.
*
*
*
*
*
(2) * * * (i) For sources other than
cement kilns, you must measure the
temperature of each combustion
chamber at a location that best
represents, as practicable, the bulk gas
temperature in the combustion zone.
You must document the temperature
measurement location in the test plan
you submit under §§ 63.1207(e) and (f);
*
*
*
*
*
(l) Mercury. * * *
(1) Feedrate of mercury. (i) For
incinerators and solid fuel boilers, when
complying with the mercury emission
standards under §§ 63.1203, 63.1216
and 63.1219, you must establish a 12hour rolling average limit for the total
feedrate of mercury in all feedstreams as
the average of the test run averages.
(ii) For liquid fuel boilers, when
complying with the mercury emission
standards of § 63.1217, you must
establish a rolling average limit for the
mercury feedrate as follows on an
averaging period not to exceed an
annual rolling average:
(A) You must calculate a mercury
system removal efficiency for each test
run and calculate the average system
removal efficiency of the test run
averages. If emissions exceed the
mercury emission standard during the
comprehensive performance test, it is
not a violation because the averaging
period for the mercury emission
standard is (not-to-exceed) one year and
compliance is based on compliance
with the mercury feedrate limit with an
averaging period not-to-exceed one year.
(B) If you burn hazardous waste with
a heating value of 10,000 Btu/lb or
greater, you must calculate the mercury
feedrate limit as follows:
(1) The mercury feedrate limit is the
emission standard divided by [1 ¥
system removal efficiency].
(2) The mercury feedrate limit is a
hazardous waste thermal concentration
limit expressed as pounds of mercury in
hazardous waste feedstreams per
million Btu of hazardous waste fired.
(3) You must comply with the
hazardous waste mercury thermal
concentration limit by determining the
feedrate of mercury in all hazardous
waste feedstreams (lb/hr) at least once a
minute and the hazardous waste
thermal feedrate (MM Btu/hr) at least
once a minute to calculate a 60-minute
average thermal emission concentration
as [hazardous waste mercury feedrate
(lb/hr) / hazardous waste thermal
feedrate (MM Btu/hr)].
(4) You must calculate a rolling
average hazardous waste mercury
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thermal concentration that is updated
each hour.
(5) If you select an averaging period
for the feedrate limit that is greater than
a 12-hour rolling average, you must
calculate the initial rolling average as
though you had selected a 12-hour
rolling average, as provided by
paragraph (b)(5)(i) of this section. You
must calculate rolling averages
thereafter as the average of the available
one-minute values until enough oneminute values are available to calculate
the rolling average period you select. At
that time and thereafter, you update the
rolling average feedrate each hour with
a 60-minute average feedrate.
(C) If you burn hazardous waste with
a heating value of less than 10,000 Btu/
lb, you must calculate the mercury
feedrate limit as follows:
(1) You must calculate the mercury
feedrate limit as the mercury emission
standard divided by [1 ¥ System
Removal Efficiency].
(2) The feedrate limit is expressed as
a mass concentration per unit volume of
stack gas (µg/dscm) and is converted to
a mass feedrate (lb/hr) by multiplying it
by the average stack gas flowrate of the
test run averages.
(3) You must comply with the
feedrate limit by determining the
mercury feedrate (lb/hr) at least once a
minute to calculate a 60-minute average
feedrate.
(4) You must update the rolling
average feedrate each hour with this 60minute feedrate measurement.
(5) If you select an averaging period
for the feedrate limit that is greater than
a 12-hour rolling average, you must
calculate the initial rolling average as
though you had selected a 12-hour
rolling average, as provided by
paragraph (b)(5)(i) of this section. You
must calculate rolling averages
thereafter as the average of the available
one-minute values until enough oneminute values are available to calculate
the rolling average period you select. At
that time and thereafter, you update the
rolling average feedrate each hour with
a 60-minute average feedrate.
(D) If your boiler is equipped with a
wet scrubber, you must comply with the
following unless you document in the
performance test plan that you do not
feed chlorine at rates that may
substantially affect the system removal
efficiency of mercury for purposes of
establishing a mercury feedrate limit
based on the system removal efficiency
during the test:
(1) Scrubber blowdown must be
minimized during a pretest conditioning
period and during the performance test:
(2) Scrubber water must be
preconditioned so that mercury in the
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water is at equilibrium with stack gas at
the mercury feedrate level of the
performance test; and
(3) You must establish an operating
limit on minimum pH of scrubber water
as the average of the test run averages
and comply with the limit on an hourly
rolling average.
(iii) For cement kilns:
(A) When complying with the
emission standards under
§§ 63.1220(a)(2)(i) and (b)(2)(i), you
must:
(1) Comply with the mercury
hazardous waste feed concentration
operating requirement on a twelve-hour
rolling average;
(2) Monitor and record in the
operating record the as-fired mercury
concentration in the hazardous waste
(or the weighted-average mercury
concentration for multiple hazardous
waste feedstreams);
(3) Initiate an automatic waste feed
cutoff that immediately and
automatically cuts off the hazardous
waste feed when the as-fired mercury
concentration operating requirement is
exceeded;
(B) When complying with the
emission standards under §§ 63.1204,
63.1220(a)(2)(ii) and (b)(2)(ii), you must
establish a 12-hour rolling average limit
for the total feedrate of mercury in all
feedstreams as the average of the test
run averages;
(C) Except as provided by paragraph
(l)(1)(iii)(D) of this section, when
complying with the hazardous waste
feedrate corresponding to a maximum
theoretical emission concentration
(MTEC) under §§ 63.1220(a)(2)(iii) and
(b)(2)(iii), you must:
(1) Comply with the MTEC operating
requirement on a twelve-hour rolling
average;
(2) Monitor and record the feedrate of
mercury for each hazardous waste
feedstream according to § 63.1209(c);
(3) Monitor with a CMS and record in
the operating record the gas flowrate
(either directly or by monitoring a
surrogate parameter that you have
correlated to gas flowrate);
(4) Continuously calculate and record
in the operating record a MTEC
assuming mercury from all hazardous
waste feedstreams is emitted;
(5) Initiate an automatic waste feed
cutoff that immediately and
automatically cuts off the hazardous
waste feed when the MTEC operating
requirement is exceeded;
(D) In lieu of complying with
paragraph (l)(1)(iii)(C) of this section,
you may:
(1) Identify in the Notification of
Compliance a minimum gas flowrate
limit and a maximum feedrate limit of
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mercury from all hazardous waste
feedstreams that ensures the MTEC
calculated in paragraph (l)(1)(iii)(B)(4)
of this section is below the operating
requirement under paragraphs
§§ 63.1220(a)(2)(iii) and (b)(2)(iii); and
(2) Initiate an automatic waste feed
cutoff that immediately and
automatically cuts off the hazardous
waste feed when either the gas flowrate
or mercury feedrate exceeds the limits
identified in paragraph (l)(1)(iv)(D)(1) of
this section.
(iv) For lightweight aggregate kilns:
(A) When complying with the
emission standards under §§ 63.1205,
63.1221(a)(2)(i) and (b)(2)(i), you must
establish a 12-hour rolling average limit
for the total feedrate of mercury in all
feedstreams as the average of the test
run averages;
(B) Except as provided by paragraph
(l)(1)(iv)(C) of this section, when
complying with the hazardous waste
feedrate corresponding to a maximum
theoretical emission concentration
(MTEC) under §§ 63.1221(a)(2)(ii) and
(b)(2)(ii), you must:
(1) Comply with the MTEC operating
requirement on a twelve-hour rolling
average;
(2) Monitor and record the feedrate of
mercury for each hazardous waste
feedstream according to § 63.1209(c);
(3) Monitor with a CMS and record in
the operating record the gas flowrate
(either directly or by monitoring a
surrogate parameter that you have
correlated to gas flowrate);
(4) Continuously calculate and record
in the operating record a MTEC
assuming mercury from all hazardous
waste feedstreams is emitted;
(5) Initiate an automatic waste feed
cutoff that immediately and
automatically cuts off the hazardous
waste feed when the MTEC operating
requirement is exceeded;
(C) In lieu of complying with
paragraph (l)(1)(iv)(B) of this section,
you may:
(1) Identify in the Notification of
Compliance a minimum gas flowrate
limit and a maximum feedrate limit of
mercury from all hazardous waste
feedstreams that ensures the MTEC
calculated in paragraph (l)(1)(iv)(B)(4) of
this section is below the operating
requirement under paragraphs
§§ 63.1221(a)(2)(ii) and (b)(2)(ii); and
(2) Initiate an automatic waste feed
cutoff that immediately and
automatically cuts off the hazardous
waste feed when either the gas flowrate
or mercury feedrate exceeds the limits
identified in paragraph (l)(1)(iv)(C)(1) of
this section.
(v) Extrapolation of feedrate levels. In
lieu of establishing mercury feedrate
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limits as specified in paragraphs (l)(1)(i)
through (iv) of this section, you may
request as part of the performance test
plan under §§ 63.7(b) and (c) and
§§ 63.1207 (e) and (f) to use the mercury
feedrates and associated emission rates
during the comprehensive performance
test to extrapolate to higher allowable
feedrate limits and emission rates. The
extrapolation methodology will be
reviewed and approved, as warranted,
by the Administrator. The review will
consider in particular whether:
(A) Performance test metal feedrates
are appropriate (i.e., whether feedrates
are at least at normal levels; depending
on the heterogeneity of the waste,
whether some level of spiking would be
appropriate; and whether the physical
form and species of spiked material is
appropriate); and
(B) Whether the extrapolated feedrates
you request are warranted considering
historical metal feedrate data.
*
*
*
*
*
(m) * * *
(1) * * *
(iv) Other particulate matter control
devices. For each particulate matter
control device that is not a fabric filter
or high energy wet scrubber, or is not an
electrostatic precipitator or ionizing wet
scrubber for which you elect to monitor
particulate matter loadings under
§ 63.1206(c)(9) of this chapter for
process control, you must ensure that
the control device is properly operated
and maintained as required by
§ 63.1206(c)(7) and by monitoring the
operation of the control device as
follows:
*
*
*
*
*
(3) Maximum ash feedrate. Owners
and operators of hazardous waste
incinerators, solid fuel boilers, and
liquid fuel boilers must establish a
maximum ash feedrate limit as a 12hour rolling average based on the
average of the test run averages. This
requirement is waived, however, if you
comply with the particulate matter
detection system requirements under
§ 63.1206(c)(9).
(n) * * *
(2) Maximum feedrate of semivolatile
and low volatile metals. (i) General. You
must establish feedrate limits for
semivolatile metals (cadmium and lead)
and low volatile metals (arsenic,
beryllium, and chromium) as follows,
except as provided by paragraph
(n)(2)(vii) of this section.
(ii) For incinerators, cement kilns, and
lightweight aggregate kilns, when
complying with the emission standards
under §§ 63.1203, 63.1204, 63.1205, and
63.1219, and for solid fuel boilers when
complying with the emission standards
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under § 63.1216, you must establish 12hour rolling average limits for the total
feedrate of semivolatile and low volatile
metals in all feedstreams as the average
of the test run averages.
(iii) Cement kilns under § 63.1220—
(A) When complying with the emission
standards under §§ 63.1220(a)(3)(i),
(a)(4)(i), (b)(3)(i), and (b)(4)(i), you must
establish 12-hour rolling average
feedrate limits for semivolatile and low
volatile metals as the thermal
concentration of semivolatile metals or
low volatile metals in all hazardous
waste feedstreams. You must calculate
hazardous waste thermal concentrations
for semivolatile metals and low volatile
metals for each run as the total mass
feedrate of semivolatile metals or low
volatile metals for all hazardous waste
feedstreams divided by the total heat
input rate for all hazardous waste
feedstreams. The 12-hour rolling
average feedrate limits for semivolatile
metals and low volatile metals are the
average of the hazardous waste thermal
concentrations for the runs.
(B) When complying with the
emission standards under
§§ 63.1220(a)(3)(ii), (a)(4)(ii), (b)(3)(ii),
and (b)(4)(ii), you must establish 12hour rolling average limits for the total
feedrate of semivolatile and low volatile
metals in all feedstreams as the average
of the test run averages.
(iv) Lightweight aggregate kilns under
§ 63.1221—(A) When complying with
the emission standards under
§§ 63.1221(a)(3)(i), (a)(4)(i), (b)(3)(i), and
(b)(4)(i), you must establish 12-hour
rolling average feedrate limits for
semivolatile and low volatile metals as
the thermal concentration of
semivolatile metals or low volatile
metals in all hazardous waste
feedstreams as specified in paragraphs
(n)(2)(iii)(A) of this section.
(B) When complying with the
emission standards under
§§ 63.1221(a)(3)(ii), (a)(4)(ii), (b)(3)(ii),
and (b)(4)(ii), you must establish 12hour rolling average limits for the total
feedrate of semivolatile and low volatile
metals in all feedstreams as the average
of the test run averages.
(v) Liquid fuel boilers under
§ 63.1217. (A) Semivolatile metals. You
must establish a rolling average limit for
the semivolatile metal feedrate as
follows on an averaging period not to
exceed an annual rolling average.
(1) System removal efficiency. You
must calculate a semivolatile metal
system removal efficiency for each test
run and calculate the average system
removal efficiency of the test run
averages. If emissions exceed the
semivolatile metal emission standard
during the comprehensive performance
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test, it is not a violation because the
averaging period for the semivolatile
metal emission standard is one year and
compliance is based on compliance
with the semivolatile metal feedrate
limit that has an averaging period not to
exceed an annual rolling average.
(2) Boilers that feed hazardous waste
with a heating value of 10,000 Btu/lb or
greater. You must calculate the
semivolatile metal feedrate limit as the
semivolatile metal emission standard
divided by [1 ¥ System Removal
Efficiency].
(i) The feedrate limit is a hazardous
waste thermal concentration limit
expressed as pounds of semivolatile
metals in all hazardous waste
feedstreams per million Btu of
hazardous waste fed to the boiler.
(ii) You must comply with the
hazardous waste semivolatile metal
thermal concentration limit by
determining the feedrate of semivolatile
metal in all hazardous waste
feedstreams (lb/hr) and the hazardous
waste thermal feedrate (MM Btu/hr) at
least once a minute to calculate a 60minute average thermal emission
concentration as [hazardous waste
semivolatile metal feedrate (lb/hr) /
hazardous waste thermal feedrate (MM
Btu/hr)].
(iii) You must calculate a rolling
average hazardous waste semivolatile
metal thermal concentration that is
updated each hour.
(iv) If you select an averaging period
for the feedrate limit that is greater than
a 12-hour rolling average, you must
calculate the initial rolling average as
though you had selected a 12-hour
rolling average, as provided by
paragraph (b)(5)(i) of this section. You
must calculate rolling averages
thereafter as the average of the available
one-minute values until enough oneminute values are available to calculate
the rolling average period you select. At
that time and thereafter, you update the
rolling average feedrate each hour with
a 60-minute average feedrate.
(3) Boilers that feed hazardous waste
with a heating value less than 10,000
Btu/lb. (i) You must calculate the
semivolatile metal feedrate limit as the
semivolatile metal emission standard
divided by [1 ¥ System Removal
Efficiency].
(ii) The feedrate limit is expressed as
a mass concentration per unit volume of
stack gas (µg/dscm) and is converted to
a mass feedrate (lb/hr) by multiplying it
by the average stack gas flowrate (dscm/
hr) of the test run averages.
(iii) You must comply with the
feedrate limit by determining the
semivolatile metal feedrate (lb/hr) at
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least once a minute to calculate a 60minute average feedrate.
(iv) You must update the rolling
average feedrate each hour with this 60minute feedrate measurement.
(v) If you select an averaging period
for the feedrate limit that is greater than
a 12-hour rolling average, you must
calculate the initial rolling average as
though you had selected a 12-hour
rolling average, as provided by
paragraph (b)(5)(i) of this section. You
must calculate rolling averages
thereafter as the average of the available
one-minute values until enough oneminute values are available to calculate
the rolling average period you select. At
that time and thereafter, you update the
rolling average feedrate each hour with
a 60-minute average feedrate.
(B) Chromium. (1) Boilers that feed
hazardous waste with a heating value of
10,000 Btu/lb or greater. (i) The feedrate
limit is a hazardous waste thermal
concentration limit expressed as pounds
of chromium in all hazardous waste
feedstreams per million Btu of
hazardous waste fed to the boiler.
(ii) You must comply with the
hazardous waste chromium thermal
concentration limit by determining the
feedrate of chromium in all hazardous
waste feedstreams (lb/hr) and the
hazardous waste thermal feedrate (MM
Btu/hr) at least once a minute to
calculate a 60-minute average thermal
emission concentration as [hazardous
waste chromium feedrate (lb/hr) /
hazardous waste thermal feedrate (MM
Btu/hr)]. You must update the rolling
average feedrate each hour with this 60minute average feedrate measurement.
(2) Boilers that feed hazardous waste
with a heating value less than 10,000
Btu/lb. You must establish a 12-hour
rolling average limit for the total
feedrate (lb/hr) of chromium in all
feedstreams as the average of the test
run averages. You must update the
rolling average feedrate each hour with
a 60-minute average feedrate
measurement.
(vi) LVM limits for pumpable wastes.
You must establish separate feedrate
limits for low volatile metals in
pumpable feedstreams using the
procedures prescribed above for total
low volatile metals. Dual feedrate limits
for both pumpable and total feedstreams
are not required, however, if you base
the total feedrate limit solely on the
feedrate of pumpable feedstreams.
(vii) Extrapolation of feedrate levels.
In lieu of establishing feedrate limits as
specified in paragraphs (l)(1)(i) through
(iii) of this section, you may request as
part of the performance test plan under
§§ 63.7(b) and (c) and §§ 63.1207(e) and
(f) to use the semivolatile metal and low
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volatile metal feedrates and associated
emission rates during the
comprehensive performance test to
extrapolate to higher allowable feedrate
limits and emission rates. The
extrapolation methodology will be
reviewed and approved, as warranted,
by the Administrator. The review will
consider in particular whether:
(A) Performance test metal feedrates
are appropriate (i.e., whether feedrates
are at least at normal levels; depending
on the heterogeneity of the waste,
whether some level of spiking would be
appropriate; and whether the physical
form and species of spiked material is
appropriate); and
(B) Whether the extrapolated feedrates
you request are warranted considering
historical metal feedrate data.
*
*
*
*
*
(o) Hydrogen chloride and chlorine
gas. * * *
(1) Feedrate of total chlorine and
chloride. (i) Incinerators, cement kilns,
lightweight aggregate kilns, solid fuel
boilers, and hydrochloric acid
production furnaces. You must establish
a 12-hour rolling average limit for the
total feedrate of chlorine (organic and
inorganic) in all feedstreams as the
average of the test run averages.
(ii) Liquid fuel boilers. (A) Boilers that
feed hazardous waste with a heating
value not less than 10,000 Btu/lb. (1)
The feedrate limit is a hazardous waste
thermal concentration limit expressed
as pounds of chlorine (organic and
inorganic) in all hazardous waste
feedstreams per million Btu of
hazardous waste fed to the boiler.
(2) You must establish a 12-hour
rolling average feedrate limit as the
average of the test run averages.
(3) You must comply with the
feedrate limit by determining the mass
feedrate of hazardous waste feedstreams
(lb/hr) at least once a minute and by
knowing the chlorine (organic and
inorganic) content and heating value
(million Btu/lb) of hazardous waste
feedstreams at all times to calculate a
60-minute average feedrate
measurement as [hazardous waste
chlorine feedrate (lb/hr) / hazardous
waste thermal feedrate (million Btu/hr)].
You must update the rolling average
feedrate each hour with this 60-minute
average feedrate measurement.
(B) Boilers that feed hazardous waste
with a heating value less than 10,000
Btu/lb. You must establish a 12-hour
rolling average limit for the total
feedrate of chlorine (organic and
inorganic) in all feedstreams as the
average of the test run averages. You
must update the rolling average feedrate
each hour with a 60-minute average
feedrate measurement.
*
*
*
*
*
(r) Averaging periods. The averaging
periods specified in this section for
operating parameters are not-to-exceed
averaging periods. You may elect to use
shorter averaging periods. For example,
you may elect to use a 1-hour rolling
average rather than the 12-hour rolling
average specified in paragraph (l)(1)(i) of
this section for mercury.
I 12. Section 63.1210 is amended by:
I a. Revising the table in paragraph
(a)(1) and the table in paragraph (a)(2).
I b. Redesignating paragraph (b) as (d).
I c. Adding new paragraph (b).
I d. Adding new paragraph (c).
The revisions and additions read as
follows:
§ 63.1210 What are the notification
requirements?
(a) * * *
(1) * * *
Reference
Notification
63.9(b) .................................................................
63.9(d) .................................................................
63.9(j) ..................................................................
63.1206(b)(5)(i) ...................................................
63.1206(c)(7)(ii)(C) .............................................
63.1207(e), 63.9(e) 63.9(g)(1) and (3) ...............
Initial notifications that you are subject to Subpart EEE of this Part.
Notification that you are subject to special compliance requirements.
Notification and documentation of any change in information already provided under § 63.9.
Notification of changes in design, operation, or maintenance.
Notification of excessive bag leak detection system exceedances.
Notification of performance test and continuous monitoring system evaluation, including the
performance test plan and CMS performance evaluation plan.1
Notification of intent to comply.
Notification of compliance, including results of performance tests and continuous monitoring
system performance evaluations.
63.1210(b) ...........................................................
63.1210(d), 63.1207(j), 63.1207(k), 63.1207(l),
63.9(h), 63.10(d)(2), 63.10(e)(2).
1 You
may also be required on a case-by-case basis to submit a feedstream analysis plan under § 63.1209(c)(3).
(2) * * *
Reference
Notification, request, petition, or application 6
63.9(i) ..................................................................
You may request an adjustment to time periods or postmark deadlines for submittal and review of required information.
You may request to reduce the frequency of excess emissions and CMS performance reports.
You may request to waive recordkeeping or reporting requirements.
Notification that you elect to comply with the emission averaging requirements for cement kilns
with in-line raw mills.
Notification that you elect to comply with the emission averaging requirements for preheater or
preheater/precalciner kilns with dual stacks.
You may request an extension of the compliance date for up to one year.
You may request to burn hazardous waste for more than 720 hours and for purposes other
than testing or pretesting after making a change in the design or operation that could affect
compliance with emission standards and prior to submitting a revised Notification of Compliance.
If you elect to conduct particulate matter CEMS correlation testing and wish to have federal
particulate matter and opacity standards and associated operating limits waived during the
testing, you must notify the Administrator by submitting the correlation test plan for review
and approval.
You may request approval to have the particulate matter and opacity standards and associated operating limits and conditions waived for more than 96 hours for a correlation test.
63.10(e)(3)(ii) ......................................................
63.10(f) ................................................................
63.1204(d)(2)(iii), 63.1220(d)(2)(iii) .....................
63.1204(e)(2)(iii), 63.1220(e)(2)(iii) .....................
63.1206(b)(4), 63.1213, 63.6(i), 63.9(c) .............
63.1206(b)(5)(i)(C) ..............................................
63.1206(b)(8)(iii)(B) .............................................
63.1206(b)(8)(v) ..................................................
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Reference
Notification, request, petition, or application 6
63.1206(b)(9) ......................................................
Owners and operators of lightweight aggregate kilns may request approval of alternative emission standards for mercury, semivolatile metal, low volatile metal, and hydrogen chloride/
chlorine gas under certain conditions.
Owners and operators of cement kilns may request approval of alternative emission standards
for mercury, semivolatile metal, low volatile metal, and hydrogen chloride/chlorine gas under
certain conditions.
Owners and operators of incinerators may elect to comply with an alternative to the particulate
matter standard.
Owners and operators of cement and lightweight aggregate kilns may request to comply with
the alternative to the interim standards for mercury.
You may request to make changes to the startup, shutdown, and malfunction plan.
You may request an alternative means of control to provide control of combustion system
leaks.
You may request other techniques to prevent fugitive emissions without use of instantaneous
pressure limits.
You may request to base initial compliance on data in lieu of a comprehensive performance
test.
You may request more than 60 days to complete a performance test if additional time is needed for reasons beyond your control.
You may request a time extension if the Administrator fails to approve or deny your test plan.
You may request to waive current operating parameter limits during pretesting for more than
720 hours.
You may request a reduced hazardous waste feedstream analysis for organic hazardous air
pollutants if the reduced analysis continues to be representative of organic hazardous air
pollutants in your hazardous waste feedstreams.
You may request to operate under a wider operating range for a parameter during confirmatory performance testing.
You may request up to a one-year time extension for conducting a performance test (other
than the initial comprehensive performance test) to consolidate testing with other state or
federally-required testing.
You may request more than 90 days to submit a Notification of Compliance after completing a
performance test if additional time is needed for reasons beyond your control.
After failure of a performance test, you may request to burn hazardous waste for more than
720 hours and for purposes other than testing or pretesting.
You may request: (1) Approval of alternative monitoring methods for compliance with standards that are monitored with a CEMS; and (2) approval to use a CEMS in lieu of operating
parameter limits.
You may request approval of: (1) Alternatives to operating parameter monitoring requirements,
except for standards that you must monitor with a continuous emission monitoring system
(CEMS) and except for requests to use a CEMS in lieu of operating parameter limits; or (2)
a waiver of an operating parameter limit.
You may request to extrapolate mercury feedrate limits.
You may request to extrapolate semivolatile and low volatile metal feedrate limits.
You may request to use data compression techniques to record data on a less frequent basis
than required by § 63.1209.
63.1206(b)(10) ....................................................
63.1206(b)(14) ....................................................
63.1206(b)(15) ....................................................
63.1206(c)(2)(ii)(C) .............................................
63.1206(c)(5)(i)(C) ..............................................
63.1206(c)(5)(i)(D) ..............................................
63.1207(c)(2) ......................................................
63.1207(d)(3) ......................................................
63.1207(e)(3), 63.7(h) .........................................
63.1207(h)(2) ......................................................
63.1207(f)(1)(ii)(D) ..............................................
63.1207(g)(2)(v) ..................................................
63.1207(i) ............................................................
63.1207(j)(4) .......................................................
63.1207(l)(3) .......................................................
63.1209(a)(5), 63.8(f) ..........................................
63.1209(g)(1) ......................................................
63.1209(l)(1) .......................................................
63.1209(n)(2) ......................................................
63.1211(d) ...........................................................
(b) Notification of intent to comply
(NIC). These procedures apply to
sources that have not previously
complied with the requirements of
paragraph (b) of this section, and to
sources that previously complied with
the NIC requirements of § 63.1210,
which were in effect prior to October 11,
2000, that must make a technology
change requiring a Class 1 permit
modification to meet the standards of
§§ 63.1219, 63.1220, and 63.1221.
(1) You must prepare a Notification of
Intent to Comply that includes all of the
following information:
(i) General information:
(A) The name and address of the
owner/operator and the source;
(B) Whether the source is a major or
an area source;
(C) Waste minimization and emission
control technique(s) being considered;
(D) Emission monitoring technique(s)
you are considering;
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(E) Waste minimization and emission
control technique(s) effectiveness;
(F) A description of the evaluation
criteria used or to be used to select
waste minimization and/or emission
control technique(s); and
(G) A general description of how you
intend to comply with the emission
standards of this subpart.
(ii) As applicable to each source,
information on key activities and
estimated dates for these activities that
will bring the source into compliance
with emission control requirements of
this subpart. You must include all of the
following key activities and dates in
your NIC:
(A) The dates by which you anticipate
you will develop engineering designs
for emission control systems or process
changes for emissions;
(B) The date by which you anticipate
you will commit internal or external
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resources for installing emission control
systems or making process changes for
emission control, or the date by which
you will issue orders for the purchase of
component parts to accomplish
emission control or process changes.
(C) The date by which you anticipate
you will submit construction
applications;
(D) The date by which you anticipate
you will initiate on-site construction,
installation of emission control
equipment, or process change;
(E) The date by which you anticipate
you will complete on-site construction,
installation of emission control
equipment, or process change; and
(F) The date by which you anticipate
you will achieve final compliance. The
individual dates and milestones listed
in paragraphs (b)(1)(ii)(A) through (F) of
this section as part of the NIC are not
requirements and therefore are not
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enforceable deadlines; the requirements
of paragraphs (b)(1)(ii)(A) through (F) of
this section must be included as part of
the NIC only to inform the public of
how you intend to comply with the
emission standards of this subpart.
(iii) A summary of the public meeting
required under paragraph (c) of this
section;
(iv) If you intend to cease burning
hazardous waste prior to or on the
compliance date, the requirements of
paragraphs (b)(1)(ii) and (b)(1)(iii) of this
section do not apply. You must include
in your NIC a schedule of key dates for
the steps to be taken to stop hazardous
waste activity at your combustion unit.
Key dates include the date for submittal
of RCRA closure documents required
under subpart G, part 264 or subpart G,
part 265 of this chapter.
(2) You must make a draft of the NIC
available for public review no later than
30 days prior to the public meeting
required under paragraph (c)(1) of this
section or no later than 9 months after
the effective date of the rule if you
intend to cease burning hazardous waste
prior to or on the compliance date.
(3) You must submit the final NIC to
the Administrator no later than one year
following the effective date of the
emission standards of this subpart.
(c) NIC public meeting and notice. (1)
Prior to the submission of the NIC to the
permitting agency, and no later than 10
months after the effective date of the
emission standards of this subpart, you
must hold at least one informal meeting
with the public to discuss anticipated
activities described in the draft NIC for
achieving compliance with the emission
standards of this subpart. You must post
a sign-in sheet or otherwise provide a
voluntary opportunity for attendees to
provide their names and addresses;
(2) You must submit a summary of the
meeting, along with the list of attendees
and their addresses developed under
paragraph (b)(1) of this section, and
copies of any written comments or
materials submitted at the meeting, to
the Administrator as part of the final
NIC, in accordance with paragraph
(b)(1)(iii) of this section;
(3) You must provide public notice of
the NIC meeting at least 30 days prior
to the meeting and you must maintain,
and provide to the Administrator upon
request, documentation of the notice.
You must provide public notice in all of
the following forms:
(i) Newspaper advertisement. You
must publish a notice in a newspaper of
general circulation in the county or
equivalent jurisdiction of your facility.
In addition, you must publish the notice
in newspapers of general circulation in
adjacent counties or equivalent
jurisdiction where such publication
would be necessary to inform the
affected public. You must publish the
notice as a display advertisement.
(ii) Visible and accessible sign. You
must post a notice on a clearly marked
sign at or near the source. If you place
the sign on the site of the hazardous
waste combustor, the sign must be large
enough to be readable from the nearest
spot where the public would pass by the
site.
(iii) Broadcast media announcement.
You must broadcast a notice at least
once on at least one local radio station
or television station.
(iv) Notice to the facility mailing list.
You must provide a copy of the notice
to the facility mailing list in accordance
with § 124.10(c)(1)(ix) of this chapter.
(4) You must include all of the
following in the notices required under
paragraph (c)(3) of this section:
(i) The date, time, and location of the
meeting;
(ii) A brief description of the purpose
of the meeting;
(iii) A brief description of the source
and proposed operations, including the
address or a map (e.g., a sketched or
copied street map) of the source
location;
(iv) A statement encouraging people
to contact the source at least 72 hours
before the meeting if they need special
access to participate in the meeting;
(v) A statement describing how the
draft NIC (and final NIC, if requested)
can be obtained; and
(vi) The name, address, and telephone
number of a contact person for the NIC.
(5) The requirements of this paragraph
do not apply to sources that intend to
cease burning hazardous waste prior to
or on the compliance date.
I 13. Section 63.1211 is amended by:
I a. Revising the table in paragraph (b).
I b. Revising paragraph (c)(1).
The revisions read as follows:
§ 63.1211 What are the recordkeeping and
reporting requirements?
*
*
*
(b) * * *
*
*
Reference
Document, Data, or Information
63.1200, 63.10(b) and (c) ...................................
General. Information required to document and maintain compliance with the regulations of
Subpart EEE, including data recorded by continuous monitoring systems (CMS), and copies
of all notifications, reports, plans, and other documents submitted to the Administrator.
Documentation of mode of operation changes for cement kilns with in-line raw mills.
Documentation of compliance with the emission averaging requirements for cement kilns with
in-line raw mills.
Documentation of compliance with the emission averaging requirements for preheater or preheater/precalciner kilns with dual stacks.
If you elect to comply with all applicable requirements and standards promulgated under authority of the Clean Air Act, including Sections 112 and 129, in lieu of the requirements of
Subpart EEE when not burning hazardous waste, you must document in the operating
record that you are in compliance with those requirements.
Documentation that a change will not adversely affect compliance with the emission standards
or operating requirements.
Calculation of hazardous waste residence time.
Startup, shutdown, and malfunction plan.
Documentation of your investigation and evaluation of excessive exceedances during malfunctions.
Corrective measures for any automatic waste feed cutoff that results in an exceedance of an
emission standard or operating parameter limit.
Documentation and results of the automatic waste feed cutoff operability testing.
Emergency safety vent operating plan.
Corrective measures for any emergency safety vent opening.
Method used for control of combustion system leaks.
Operator training and certification program.
Operation and maintenance plan.
Feedstream analysis plan.
63.1204(d)(1)(ii), 63.1220(d)(1)(ii) ......................
63.1204(d)(2)(ii), 63.1220(d)(2)(ii) ......................
63.1204(e)(2)(ii), 63.1220(e)(2)(ii) ......................
63.1206(b)(1)(ii) ..................................................
63.1206(b)(5)(ii) ..................................................
63.1206(b)(11) ....................................................
63.1206(c)(2) ......................................................
63.1206(c)(2)(v)(A) .............................................
63.1206(c)(3)(v) ..................................................
63.1206(c)(3)(vii) .................................................
63.1206(c)(4)(ii) ..................................................
63.1206(c)(4)(iii) ..................................................
63.1206(c)(5)(ii) ..................................................
63.1206(c)(6) ......................................................
63.1206(c)(7)(i)(D) ..............................................
63.1209(c)(2) ......................................................
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59555
Reference
Document, Data, or Information
63.1209(k)(6)(iii),
63.1209(k)(7)(ii),
63.1209(k)(9)(ii), 63.1209(o)(4)(iii).
63.1209(k)(7)(i)(C) ..............................................
63.1209(q) ...........................................................
63.1211(c) ...........................................................
Documentation that a substitute activated carbon, dioxin/furan formation reaction inhibitor, or
dry scrubber sorbent will provide the same level of control as the original material.
Results of carbon bed performance monitoring.
Documentation of changes in modes of operation.
Documentation of compliance.
(c) * * *
(1) By the compliance date, you must
develop and include in the operating
record a Documentation of Compliance.
You are not subject to this requirement,
however, if you submit a Notification of
Compliance under § 63.1207(j) prior to
the compliance date. Upon inclusion of
the Documentation of Compliance in the
operating record, hazardous waste
burning incinerators, cement kilns, and
lightweight aggregate kilns regulated
under the interim standards of
§§ 63.1203, 63.1204, and 63.1205 are no
longer subject to compliance with the
previously applicable Notification of
Compliance.
*
*
*
*
*
I 14. Section 63.1212 is added to
subpart EEE to read as follows:
§ 63.1212 What are the other requirements
pertaining to the NIC?
(a) Certification of intent to comply.
The Notice of Intent to Comply (NIC)
must contain the following certification
signed and dated by a responsible
official as defined under § 63.2 of this
chapter: I certify under penalty of law
that I have personally examined and am
familiar with the information submitted
in this document and all attachments
and that, based on my inquiry of those
individuals immediately responsible for
obtaining the information, I believe that
the information is true, accurate, and
complete. I am aware that there are
significant penalties for submitting false
information, including the possibility of
fine and imprisonment.
(b) New units. Any source that files a
RCRA permit application or permit
modification request for construction of
a hazardous waste combustion unit after
October 12, 2005 must:
(1) Prepare a draft NIC according to
§ 63.1210(b) and make it available to the
public upon issuance of the notice of
NIC public meeting per § 63.1210(c)(3);
(2) Prepare a draft comprehensive
performance test plan pursuant to the
requirements of § 63.1207 and make it
available for public review upon
issuance of the notice of NIC public
meeting;
(3) Provide notice to the public of a
pre-application meeting pursuant to
§ 124.30 or notice to the public of a
permit modification request pursuant to
§ 270.42 and;
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(4) Hold an informal public meeting
30 days following notice of NIC public
meeting and notice of the preapplication meeting or notice of the
permit modification request.
(c) Information Repository specific to
new combustion units. (1) Any source
that files a RCRA permit application or
modification request for construction of
a new hazardous waste combustion unit
after October 12, 2005 may be required
to establish an information repository if
deemed appropriate.
(2) The Administrator may assess the
need, on a case-by-case basis for an
information repository. When assessing
the need for a repository, the
Administrator shall consider the level of
public interest, the presence of an
existing repository, and any information
available via the New Source Review
and Title V permit processes. If the
Administrator determines a need for a
repository, then the Administrator shall
notify the facility that it must establish
and maintain an information repository.
(3) The information repository shall
contain all documents, reports, data,
and information deemed necessary by
the Administrator. The Administrator
shall have the discretion to limit the
contents of the repository.
(4) The information repository shall
be located and maintained at a site
chosen by the source. If the
Administrator finds the site unsuitable
for the purposes and persons for which
it was established, due to problems with
location, hours of availability, access, or
other relevant considerations, then the
Administrator shall specify a more
appropriate site.
(5) The Administrator shall require
the source to provide a written notice
about the information repository to all
individuals on the source mailing list.
(6) The source shall be responsible for
maintaining and updating the repository
with appropriate information
throughout a period specified by the
Administrator. The Administrator may
close the repository at his or her
discretion based on the considerations
in paragraph (c)(2) of this section.
15. Section 63.1214 is amended by
revising paragraphs (c)(1), (c)(2), (c)(3),
and (c)(4) to read as follows:
I
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§ 63.1214 Implementation and
enforcement.
*
*
*
*
*
(c) * * *
(1) Approval of alternatives to
requirements in §§ 63.1200, 63.1203,
63.1204, 63.1205, 63.1206(a), 63.1215,
63.1216, 63.1217, 63.1218, 63.1219,
63.1220, and 63.1221.
(2) Approval of major alternatives to
test methods under §§ 63.7(e)(2)(ii) and
(f), 63.1208(b), and 63.1209(a)(1), as
defined under § 63.90, and as required
in this subpart.
(3) Approval of major alternatives to
monitoring under §§ 63.8(f) and
63.1209(a)(5), as defined under § 63.90,
and as required in this subpart.
(4) Approval of major alternatives to
recordkeeping and reporting under
§§ 63.10(f) and 63.1211(a) through (c), as
defined under § 63.90, and as required
in this subpart.
I 16. Section § 63.1215 is added to
subpart EEE to read as follows:
§ 63.1215 What are the health-based
compliance alternatives for total chlorine?
(a) General. (1) Overview. You may
establish and comply with health-based
compliance alternatives for total
chlorine under the procedures
prescribed in this section for your
hazardous waste combustors other than
hydrochloric acid production furnaces.
You may comply with these healthbased compliance alternatives in lieu of
the emission standards for total chlorine
provided under §§ 63.1216, 63.1217,
63.1219, 63.1220, and 63.1221. To
identify and comply with the limits, you
must:
(i) Identify a total chlorine emission
concentration (ppmv) expressed as
chloride (Cl(-)) equivalent for each onsite hazardous waste combustor. You
may select total chlorine emission
concentrations as you choose to
demonstrate eligibility for the risk-based
limits under this section, except as
provided by paragraph (b)(4) of this
section;
(ii) Apportion the total chlorine
emission concentration between HCl
and Cl2 according to paragraph (b)(6)(i)
of this section, and calculate HCl and
Cl2 emission rates (lb/hr) using the gas
flowrate and other parameters from the
most recent regulatory compliance test.
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(iii) Calculate the annual average HClequivalent emission rate as prescribed
in paragraph (b)(2) of this section.
(iv) Perform an eligibility
demonstration to determine if your HClequivalent emission rate meets the
national exposure standard and thus is
below the annual average HClequivalent emission rate limit, as
prescribed by paragraph (c) of this
section;
(v) Submit your eligibility
demonstration for review and approval,
as prescribed by paragraph (e) of this
section, which must include
information to ensure that the 1-hour
average HCl-equivalent emission rate
limit is not exceeded, as prescribed by
paragraph (d) of this section;
(vi) Demonstrate compliance with the
annual average HCl-equivalent emission
rate limit during the comprehensive
performance test, as prescribed by the
testing and monitoring requirements
under paragraph (e) of this section;
(vii) Comply with compliance
monitoring requirements, including
establishing feedrate limits on total
chlorine and chloride, and operating
parameter limits on emission control
equipment, as prescribed by paragraph
(f) of this section; and
(viii) Comply with the requirements
for changes, as prescribed by paragraph
(h) of this section.
(2) Definitions. In addition to the
definitions under § 63.1201, the
following definitions apply to this
section:
1-Hour Average HCl-Equivalent
Emission Rate means the HCl-equivalent
emission rate (lb/hr) determined by
equating the toxicity of chlorine to HCl
using 1-hour RELs as the health risk
metric for acute exposure.
1-Hour Average HCl-Equivalent
Emission Rate Limit means the HClequivalent emission rate (lb/hr)
determined by equating the toxicity of
chlorine to HCl using 1-hour RELs as
the health risk metric for acute exposure
and which ensures that maximum 1hour average ambient concentrations of
HCl-equivalents do not exceed a Hazard
Index of 1.0, rounded to the nearest
tenths decimal place (0.1), at an off-site
receptor location.
Acute Reference Exposure Level
(aREL) means health thresholds below
which there would be no adverse health
effects for greater than once in a lifetime
exposures of one hour. ARELs are
developed by the California Office of
Health Hazard Assessment and are
available at https://www.oehha.ca.gov/
air/acute_rels/acuterel.html.
Annual Average HCl-Equivalent
Emission Rate means the HCl-equivalent
emission rate (lb/hr) determined by
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equating the toxicity of chlorine to HCl
using RfCs as the health risk metric for
long-term exposure.
Annual Average HCl-Equivalent
Emission Rate Limit means the HClequivalent emission rate (lb/hr)
determined by equating the toxicity of
chlorine to HCl using RfCs as the health
risk metric for long-term exposure and
which ensures that maximum annual
average ambient concentrations of HCl
equivalents do not exceed a Hazard
Index of 1.0, rounded to the nearest
tenths decimal place (0.1), at an off-site
receptor location.
Hazard Index (HI) means the sum of
more than one Hazard Quotient for
multiple substances and/or multiple
exposure pathways. In this section, the
Hazard Index is the sum of the Hazard
Quotients for HCl and chlorine.
Hazard Quotient (HQ) means the ratio
of the predicted media concentration of
a pollutant to the media concentration
at which no adverse effects are
expected. For chronic inhalation
exposures, the HQ is calculated under
this section as the air concentration
divided by the RfC. For acute inhalation
exposures, the HQ is calculated under
this section as the air concentration
divided by the aREL.
Look-up table analysis means a risk
screening analysis based on comparing
the HCl-equivalent emission rate from
the affected source to the appropriate
HCl-equivalent emission rate limit
specified in Tables 1 through 4 of this
section.
Reference Concentration (RfC) means
an estimate (with uncertainty spanning
perhaps an order of magnitude) of a
continuous inhalation exposure to the
human population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime. It can be derived from
various types of human or animal data,
with uncertainty factors generally
applied to reflect limitations of the data
used.
(b) HCl-equivalent emission rates. (1)
You must express total chlorine
emission rates for each hazardous waste
combustor as HCl-equivalent emission
rates.
(2) Annual average rates. You must
calculate annual average toxicityweighted HCl-equivalent emission rates
for each combustor as follows:
ERtw = ERHCl + ERCl2 × (RfCHCl/RfCCl2)
Where:
ERLTtw is the annual average HCl
toxicity-weighted emission rate
(HCl-equivalent emission rate)
considering long-term exposures,
lb/hr
ERHCl is the emission rate of HCl in
lbs/hr
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ERCl2 is the emission rate of chlorine in
lbs/hr
RfCHCl is the reference concentration of
HCl
RfCCl2 is the reference concentration of
chlorine
(3) 1-hour average rates. You must
calculate 1-hour average toxicityweighted HCl-equivalent emission rates
for each combustor as follows:
ERSTtw = ERHCl + ERCl2 × (aRELHCl/
aRELCl2)
Where:
ERSTtw is the 1-hour average HCl
toxicity-weighted emission rate
(HCl-equivalent emission rate)
considering 1-hour (short-term)
exposures, lb/hr
ERHCl is the emission rate of HCl in lbs/
hr
ERCl2 is the emission rate of chlorine in
lbs/hr
aRELHCl is the 1-hour Reference
Exposure Level of HCl
aRELCl2 is the 1-hour Reference
Exposure Level of chlorine
(4) You must use the RfC values for
hydrogen chloride and chlorine found at
https://epa.gov/ttn/atw/toxsource/
summary.html.
(5) You must use the aREL values for
hydrogen chloride and chlorine found at
https://www.oehha.ca.gov/air/
acute_rels/acuterel.html.
(6) Cl2HCl ratios—(i) Ratio for
calculating annual average HClequivalent emission rates. (A) To
calculate the annual average HClequivalent emission rate (lb/hr) for each
combustor, you must apportion the total
chlorine emission concentration (ppmv
chloride (Cl(-)) equivalent) between HCl
and chlorine according to the historical
average Cl2/HCl volumetric ratio for all
regulatory compliance tests.
(B) You must calculate HCl and Cl2
emission rates (lb/hr) using the
apportioned emission concentrations
and the gas flowrate and other
parameters from the most recent
regulatory compliance test.
(C) You must calculate the annual
average HCl-equivalent emission rate
using these HCl and Cl2 emission rates
and the equation in paragraph (b)(2) of
this section.
(ii) Ratio for calculating 1-hour
average HCl-equivalent emission rates.
(A) To calculate the 1-hour average HClequivalent emission rate for each
combustor as a criterion for you to
determine under paragraph (d) of this
section if an hourly rolling average
feedrate limit on total chlorine and
chloride may be waived, you must
apportion the total chlorine emission
concentration (ppmv chloride (Cl(-))
equivalent) between HCl and chlorine
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according to the historical highest Cl2/
HCl volumetric ratio for all regulatory
compliance tests.
(B) You must calculate HCl and Cl2
emission rates (lb/hr) using the
apportioned emission concentrations
and the gas flowrate and other
parameters from the most recent
regulatory compliance test.
(C) You must calculate the 1-hour
average HCl-equivalent emission rate
using the se HCl and Cl2 emission rates
and the equation in paragraph (b)(3) of
this section.
(iii) Ratios for new sources. (A) You
must use engineering information to
estimate the Cl2/HCl volumetric ratio for
a new source for the initial eligibility
demonstration.
(B) You must use the Cl2/HCl
volumetric ratio demonstrated during
the initial comprehensive performance
test to demonstrate in the Notification of
Compliance that your HCl-equivalent
emission rate does not exceed your HClequivalent emission rate limit.
(C) When approving the test plan for
the initial comprehensive performance
test, the permitting authority will
establish a periodic testing requirement,
such as every 3 months for 1 year, to
establish a record of representative Cl2/
HCl volumetric ratios.
(1) You must revise your HClequivalent emission rates and HClequivalent emission rate limits after
each such test using the procedures
prescribed in paragraphs (b)(6)(i) and
(ii) of this section.
(2) If you no longer are eligible for the
health-based compliance alternative,
you must notify the permitting authority
immediately and either:
(i) Submit a revised eligibility
demonstration requesting lower HClequivalent emission rate limits,
establishing lower HCl-equivalent
emission rates, and establishing by
downward extrapolation lower feedrate
limits for total chlorine and chloride; or
(ii) Request a compliance schedule of
up to three years to demonstrate
compliance with the emission standards
under §§ 63.1216, 63.1217, 63.1219,
63.1220, and 63.1221.
(iv) Unrepresentative or inadequate
historical Cl2/HCl volumetric ratios. (A)
If you believe that the Cl2/HCl
volumetric ratio for one or more
historical regulatory compliance tests is
not representative of the current ratio,
you may request that the permitting
authority allow you to screen those
ratios from the analysis of historical
ratios.
(B) If the permitting authority believes
that too few historical ratios are
available to calculate a representative
average ratio or establish a maximum
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ratio, the permitting authority may
require you to conduct periodic testing
to establish representative ratios.
(v) Updating Cl2/HCl ratios. You must
include the Cl2/HCl volumetric ratio
demonstrated during each performance
test in your data base of historical Cl2/
HCl ratios to update the ratios you
establish under paragraphs (b)(6)(i) and
(ii) of this section for subsequent
calculations of the annual average and
1-hour average HCl-equivalent emission
rates.
(7) Emission rates are capped. The
hydrogen chloride and chlorine
emission rates you use to calculate the
HCl-equivalent emission rate limit for
incinerators, cement kilns, and
lightweight aggregate kilns must not
result in total chlorine emission
concentrations exceeding:
(i) For incinerators that were existing
sources on April 19, 1996: 77 parts per
million by volume, combined
emissions, expressed as chloride (Cl(-))
equivalent, dry basis and corrected to 7
percent oxygen;
(ii) For incinerators that are new or
reconstructed sources after April 19,
1996: 21 parts per million by volume,
combined emissions, expressed as
chloride (Cl(-)) equivalent, dry basis and
corrected to 7 percent oxygen;
(iii) For cement kilns that were
existing sources on April 19, 1996: 130
parts per million by volume, combined
emissions, expressed as chloride (Cl(-))
equivalent, dry basis and corrected to 7
percent oxygen;
(iv) For cement kilns that are new or
reconstructed sources after April 19,
1996: 86 parts per million by volume,
combined emissions, expressed as
chloride (Cl(-)) equivalent, dry basis and
corrected to 7 percent oxygen;
(v) For lightweight aggregate kilns that
were existing sources on April 19, 1996:
600 parts per million by volume,
combined emissions, expressed as
chloride (Cl(-)) equivalent, dry basis and
corrected to 7 percent oxygen;
(vi) For lightweight aggregate kilns
that are new or reconstructed sources
after April 19, 1996: 600 parts per
million by volume, combined
emissions, expressed as chloride (Cl(-))
equivalent, dry basis and corrected to 7
percent oxygen.
(c) Eligibility demonstration—(1)
General. (i) You must perform an
eligibility demonstration to determine
whether the total chlorine emission
rates you select for each on-site
hazardous waste combustor meet the
national exposure standards using either
a look-up table analysis prescribed by
paragraph (c)(3) of this section, or a sitespecific compliance demonstration
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59557
prescribed by paragraph (c)(4) of this
section.
(ii) You must also determine in your
eligibility demonstration whether each
combustor may exceed the 1-hour HClequivalent emission rate limit absent an
hourly rolling average limit on the
feedrate of total chlorine and chloride,
as provided by paragraph (d) of this
section.
(2) Definition of eligibility. (i)
Eligibility for the risk-based total
chlorine standard is determined by
comparing the annual average HClequivalent emission rate for the total
chlorine emission rate you select for
each combustor to the annual average
HCl-equivalent emission rate limit.
(ii) The annual average HClequivalent emission rate limit ensures
that the Hazard Index for chronic
exposure from HCl and chlorine
emissions from all on-site hazardous
waste combustors is less than or equal
to 1.0, rounded to the nearest tenths
decimal place (0.1), for the actual
individual most exposed to the facility’s
emissions, considering off-site locations
where people reside and where people
congregate for work, school, or
recreation.
(iii) Your facility is eligible for the
health-based compliance alternative for
total chlorine if either:
(A) The annual average HClequivalent emission rate for each on-site
hazardous waste combustor is below the
appropriate value in the look-up table
determined under paragraph (c)(3) of
this section; or
(B) The annual average HClequivalent emission rate for each on-site
hazardous waste combustor is below the
annual average HCl-equivalent emission
rate limit you calculate based on a sitespecific compliance demonstration
under paragraph (c)(4) of this section.
(3) Look-up table analysis. Look-up
tables for the eligibility demonstration
are provided as Tables 1 and 2 to this
section.
(i) Table 1 presents annual average
HCl-equivalent emission rate limits for
sources located in flat terrain. For
purposes of this analysis, flat terrain is
terrain that rises to a level not exceeding
one half the stack height within a
distance of 50 stack heights.
(ii) Table 2 presents annual average
HCl-equivalent emission rate limits for
sources located in simple elevated
terrain. For purposes of this analysis,
simple elevated terrain is terrain that
rises to a level exceeding one half the
stack height, but that does not exceed
the stack height, within a distance of 50
stack heights.
(iii) To determine the annual average
HCl-equivalent emission rate limit for a
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source from the look-up table, you must
use the stack height and stack diameter
for your hazardous waste combustors
and the distance between the stack and
the property boundary.
(iv) If any of these values for stack
height, stack diameter, and distance to
n
∑
i =1
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one hazardous waste combustor on site,
the sum across all hazardous waste
combustors of the ratio of the adjusted
HCl-equivalent emission rate limit to
the HCl-equivalent emission rate limit
provided by Tables 1 or 2 cannot exceed
1.0, according to the following equation:
HC1-Equivalent Emission Rate Limit Adjusted i
≤ 1.0
HCI-Equivalent Emission Rate Limit Tablei
Where:
i = number of on-site hazardous waste
combustors;
HCl-Equivalent Emission Rate Limit
Adjustedi means the apportioned,
allowable HCl-equivalent emission
rate limit for combustor i, and
HCl-Equivalent Emission Rate Limit
Tablei means the HCl-equivalent
emission rate limit from Table 1 or
2 to § 63.1215 for combustor i.
(B) The adjusted HCl-equivalent
emission rate limit becomes the HClequivalent emission rate limit.
(4) Site-specific compliance
demonstration. (i) You may use any
scientifically-accepted peer-reviewed
risk assessment methodology for your
site-specific compliance demonstration
to calculate an annual average HClequivalent emission rate limit for each
on-site hazardous waste combustor. An
example of one approach for performing
the demonstration for air toxics can be
found in the EPA’s ‘‘Air Toxics Risk
Assessment Reference Library, Volume
2, Site-Specific Risk Assessment
Technical Resource Document,’’ which
may be obtained through the EPA’s Air
Toxics Web site at https://www.epa.gov/
ttn/fera/risk_atra_main.html.
(ii) The annual average HClequivalent emission rate limit is the
HCl-equivalent emission rate that
ensures that the Hazard Index
associated with maximum annual
average exposures is not greater than 1.0
rounded to the nearest tenths decimal
place (0.1).
(iii) To determine the annual average
HCl-equivalent emission rate limit, your
site-specific compliance demonstration
must, at a minimum:
(A) Estimate long-term inhalation
exposures through the estimation of
annual or multi-year average ambient
concentrations;
(B) Estimate the inhalation exposure
for the actual individual most exposed
to the facility’s emissions from
hazardous waste combustors,
considering off-site locations where
people reside and where people
congregate for work, school, or
recreation;
VerDate Aug<31>2005
nearest property boundary do not match
the exact values in the look-up table,
you must use the next lowest table
value.
(v) Adjusted HCl-equivalent emission
rate limit for multiple on-site
combustors. (A) If you have more than
(C) Use site-specific, quality-assured
data wherever possible;
(D) Use health-protective default
assumptions wherever site-specific data
are not available, and:
(E) Contain adequate documentation
of the data and methods used for the
assessment so that it is transparent and
can be reproduced by an experienced
risk assessor and emissions
measurement expert.
(iv) Your site-specific compliance
demonstration need not:
(A) Assume any attenuation of
exposure concentrations due to the
penetration of outdoor pollutants into
indoor exposure areas;
(B) Assume any reaction or deposition
of the emitted pollutants during
transport from the emission point to the
point of exposure.
(d) Assurance that the 1-hour HClequivalent emission rate limit will not
be exceeded. To ensure that the 1-hour
HCl-equivalent emission rate limit will
not be exceeded when complying with
the annual average HCl-equivalent
emission rate limit, you must establish
a 1-hour average HCl-equivalent
emission rate for each combustor,
establish a 1-hour average HClequivalent emission rate limit for each
combustor, and consider site-specific
factors including prescribed criteria to
determine if the 1-hour average HClequivalent emission rate limit may be
exceeded absent an hourly rolling
average limit on the feedrate of total
chlorine and chloride. If the 1-hour
average HCl-equivalent emission rate
limit may be exceeded, you must
establish an hourly rolling average
feedrate limit on total chlorine as
provided by paragraph (f)(3) of this
section.
(1) 1-hour average HCl-equivalent
emission rate. You must calculate the 1hour average HCl-equivalent emission
rate from the total chlorine emission
concentration you select for each source
as prescribed in paragraph (b)(6)(ii)(C)
of this section.
(2) 1-hour average HCl-equivalent
emission rate limit. You must establish
the 1-hour average HCl-equivalent
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emission rate limit for each affected
source using either a look-up table
analysis or site-specific analysis:
(i) Look-up table analysis. Look-up
tables are provided for 1-hour average
HCl-equivalent emission rate limits as
Table 3 and Table 4 to this section.
Table 3 provides limits for facilities
located in flat terrain. Table 4 provides
limits for facilities located in simple
elevated terrain. You must use the
Tables to establish 1-hour average HClequivalent emission rate limits as
prescribed in paragraphs (c)(3)(iii)
through (c)(3)(v) of this section for
annual average HCl-equivalent emission
rate limits.
(ii) Site-specific analysis. The 1-hour
average HCl-equivalent emission rate
limit is the HCl-equivalent emission rate
that ensures that the Hazard Index
associated with maximum 1-hour
average exposures is not greater than 1.0
rounded to the nearest tenths decimal
place (0.1). You must follow the risk
assessment procedures under paragraph
(c)(4) of this section to estimate shortterm inhalation exposures through the
estimation of maximum 1-hour average
ambient concentrations.
(3) Criteria for determining whether
the 1-hour HCl-equivalent emission rate
may be exceeded absent an hourly
rolling average limit on the feedrate of
total chlorine and chloride. An hourly
rolling average feedrate limit on total
chlorine and chloride is waived if you
determine considering the criteria listed
below that the long-term feedrate limit
(and averaging period) established
under paragraph (c)(4)(i) of this section
will also ensure that the 1-hour average
HCl-equivalent emission rate will not
exceed the 1-hour average HClequivalent emission rate limit you
calculate for each combustor.
(i) The ratio of the 1-hour average
HCl-equivalent emission rate based on
the total chlorine emission rate you
select for each hazardous waste
combustor to the 1-hour average HClequivalent emission rate limit for the
combustor; and
(ii) The potential for the source to
vary total chlorine and chloride
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feedrates substantially over the
averaging period for the feedrate limit
established under paragraph (c)(4)(i) of
this section.
(e) Review and approval of eligibility
demonstrations—(1) Content of the
eligibility demonstration—(i) General.
The eligibility demonstration must
include the following information, at a
minimum:
(A) Identification of each hazardous
waste combustor combustion gas
emission point (e.g., generally, the flue
gas stack);
(B) The maximum and average
capacity at which each combustor will
operate, and the maximum rated
capacity for each combustor, using the
metric of stack gas volume (under both
actual and standard conditions) emitted
per unit of time, as well as any other
metric that is appropriate for the
combustor (e.g., million Btu/hr heat
input for boilers; tons of dry raw
material feed/hour for cement kilns);
(C) Stack parameters for each
combustor, including, but not limited to
stack height, stack diameter, stack gas
temperature, and stack gas exit velocity;
(D) Plot plan showing all stack
emission points, nearby residences and
property boundary line;
(E) Identification of any stack gas
control devices used to reduce
emissions from each combustor;
(F) Identification of the RfC values
used to calculate annual average HClequivalent emission rates and the aREL
values used to calculate 1-hour average
HCl-equivalent emission rates;
(G) Calculations used to determine the
annual average and 1-hour average HClequivalent emission rates and rate
limits, including calculation of the Cl2/
HCl ratios as prescribed by paragraph
(b)(6) of this section;
(ii) Additional content to implement
the annual average HCl-equivalent
emission rate limit. You must include
the following in your eligibility
demonstration to implement the annual
average HCl-equivalent emission rate
limit:
(A) For incinerators, cement kilns,
and lightweight aggregate kilns,
calculations to confirm that the annual
average HCl-equivalent emission rate
that you calculate from the total
chlorine emission rate you select for
each combustor does not exceed the
limits provided by paragraph (b)(7) of
this section;
(B) Comparison of the annual average
HCl-equivalent emission rate limit for
each combustor to the annual average
HCl-equivalent emission rate for the
total chlorine emission rate you select
for each combustor;
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(C) The annual average HClequivalent emission rate limit for each
hazardous waste combustor, and the
limits on operating parameters required
under paragraph (g)(1) of this section;
(D) Determination of the long-term
chlorine feedrate limit, including the
total chlorine system removal efficiency
for sources that establish an (up to)
annual rolling average feedrate limit
under paragraph (g)(2)(ii) of this section;
(iii) Additional content to implement
the 1-hour average HCl-equivalent
emission rate limit. You must include
the following in your eligibility
demonstration to implement the 1-hour
average HCl-equivalent emission rate
limit:
(A) Determination of whether the
combustor may exceed the 1-hour HClequivalent emission rate limit absent an
hourly rolling average chlorine feedrate
limit, including:
(1) Determination of the 1-hour
average HCl-equivalent emission rate
from the total chlorine emission rate
you select for the combustor;
(2) Determination of the 1-hour
average HCl-equivalent emission rate
limit using either look-up Tables 3 and
4 to this section or site-specific risk
analysis;
(3) Determination of the ratio of the 1hour average HCl-equivalent emission
rate to the 1-hour average HClequivalent emission rate limit for the
combustor; and
(4) The potential for the source to vary
total chlorine and chloride feedrates
substantially over the averaging period
for the long-term feedrate limit
established under paragraphs (g)(2)(i)
and (g)(2)(ii) of this section; and
(B) Determination of the hourly
rolling average chlorine feedrate limit,
including the total chlorine system
removal efficiency.
(iv) Additional content of a look-up
table demonstration. If you use the lookup table analysis to establish HClequivalent emission rate limits, your
eligibility demonstration must also
contain, at a minimum, the following:
(A) Documentation that the facility is
located in either flat or simple elevated
terrain; and
(B) For facilities with more than one
on-site hazardous waste combustor,
documentation that the sum of the ratios
for all such combustors of the HClequivalent emission rate to the HClequivalent emission rate limit does not
exceed 1.0.
(v) Additional content of a sitespecific compliance demonstration. If
you use a site-specific compliance
demonstration, your eligibility
demonstration must also contain, at a
minimum, the following information to
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59559
support your determination of the
annual average HCl-equivalent emission
rate limit for each combustor:
(A) Identification of the risk
assessment methodology used;
(B) Documentation of the fate and
transport model used;
(C) Documentation of the fate and
transport model inputs, including the
stack parameters listed in paragraph
(d)(1)(i)(C) of this section converted to
the dimensions required for the model;
(D) As applicable:
(1) Meteorological data;
(2) Building, land use, and terrain
data;
(3) Receptor locations and population
data, including areas where people
congregate for work, school, or
recreation; and
(4) Other facility-specific parameters
input into the model;
(E) Documentation of the fate and
transport model outputs; and
(F) Documentation of any exposure
assessment and risk characterization
calculations.
(2) Review and approval—(i) Existing
sources. (A) If you operate an existing
source, you must submit the eligibility
demonstration to your permitting
authority for review and approval not
later than 12 months prior to the
compliance date. You must also submit
a separate copy of the eligibility
demonstration to: U.S. EPA, Risk and
Exposure Assessment Group, Emission
Standards Division (C404–01), Attn:
Group Leader, Research Triangle Park,
North Carolina 27711, electronic mail
address REAG@epa.gov.
(B) Your permitting authority should
notify you of approval or intent to
disapprove your eligibility
demonstration within 6 months after
receipt of the original demonstration,
and within 3 months after receipt of any
supplemental information that you
submit. A notice of intent to disapprove
your eligibility demonstration, whether
before or after the compliance date, will
identify incomplete or inaccurate
information or noncompliance with
prescribed procedures and specify how
much time you will have to submit
additional information or to achieve the
MACT standards for total chlorine
under §§ 63.1216, 63.1217, 63.1219,
63.1220, and 63.1221. If your eligibility
demonstration is disapproved, the
permitting authority may extend the
compliance date of the total chlorine
standards to allow you to make changes
to the design or operation of the
combustor or related systems as quickly
as practicable to enable you to achieve
compliance with the MACT total
chlorine standards.
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(C) If your permitting authority has
not approved your eligibility
demonstration by the compliance date,
and has not issued a notice of intent to
disapprove your demonstration, you
may nonetheless begin complying, on
the compliance date, with the HClequivalent emission rate limits you
present in your eligibility
demonstration.
(D) If your permitting authority issues
a notice of intent to disapprove your
eligibility demonstration after the
compliance date, the authority will
identify the basis for that notice and
specify how much time you will have to
submit additional information or to
comply with the MACT standards for
total chlorine under §§ 63.1216,
63.1217, 63.1219, 63.1220, and 63.1221.
The permitting authority may extend
the compliance date of the total chlorine
standards to allow you to make changes
to the design or operation of the
combustor or related systems as quickly
as practicable to enable you to achieve
compliance with the MACT standards
for total chlorine.
(ii) New or reconstructed sources. (A)
General. The procedures for review and
approval of eligibility demonstrations
applicable to existing sources under
paragraph (e)(2)(i) of this section also
apply to new or reconstructed sources,
except that the date you must submit
the eligibility demonstration is as
prescribed in this paragraph (e)(2)(ii).
(B) If you operate a new or
reconstructed source that starts up
before April 12, 2007, or a solid fuel
boiler or liquid fuel boiler that is an area
source that increases its emissions or its
potential to emit such that it becomes a
major source of HAP before April 12,
2007, you must either:
(1) Comply with the final total
chlorine emission standards under
§§ 63.1216, 63.1217, 63.1219, 63.1220,
and 63.1221, by October 12, 2005, or
upon startup, whichever is later, except
for a standard that is more stringent
than the standard proposed on April 20,
2004 for your source. If a final standard
is more stringent than the proposed
standard, you may comply with the
proposed standard until October 14,
2008, after which you must comply with
the final standard; or
(2) Submit an eligibility
demonstration for review and approval
under this section by April 12, 2006,
and comply with the HCl-equivalent
emission rate limits and operating
requirements you establish in the
eligibility demonstration.
(C) If you operate a new or
reconstructed source that starts up on or
after April 12, 2007, or a solid fuel
boiler or liquid fuel boiler that is an area
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source that increases its emissions or its
potential to emit such that it becomes a
major source of HAP on or after April
12, 2007, you must either:
(1) Comply with the final total
chlorine emission standards under
§§ 63.1216, 63.1217, 63.1219, 63.1220,
and 63.1221 upon startup. If the final
standard is more stringent than the
standard proposed for your source on
April 20, 2004, however, and if you start
operations before October 14, 2008, you
may comply with the proposed standard
until October 14, 2008, after which you
must comply with the final standard; or
(2) Submit an eligibility
demonstration for review and approval
under this section 12 months prior to
startup.
(f) Testing requirements—(1) General.
You must comply with the requirements
for comprehensive performance testing
under § 63.1207.
(2) System removal efficiency. (i) You
must calculate the total chlorine
removal efficiency of the combustor
during each run of the comprehensive
performance test.
(ii) You must calculate the average
system removal efficiency as the average
of the test run averages.
(iii) If your source does not control
emissions of total chlorine, you must
assume zero system removal efficiency.
(3) Annual average HCl-equivalent
emission rate limit. If emissions during
the comprehensive performance test
exceed the annual average HClequivalent emission rate limit,
eligibility for emission limits under this
section is not affected. This emission
rate limit is an annual average limit
even though compliance is based on a
12-hour or (up to) an annual rolling
average feedrate limit on total chlorine
and chloride because the feedrate limit
is also used for compliance assurance
for the semivolatile metal emission
standard
(4) 1-hour average HCl-equivalent
emission rate limit. Total chlorine
emissions during each run of the
comprehensive performance test cannot
exceed the 1-hour average HClequivalent emission rate limit.
(5) Test methods. (i) If you operate a
cement kiln or a combustor equipped
with a dry acid gas scrubber, you must
use EPA Method 320/321 or ASTM D
6735–01, or an equivalent method, to
measure hydrogen chloride, and the
back-half (caustic impingers) of Method
26/26A, or an equivalent method, to
measure chlorine gas.
(ii) Bromine and sulfur
considerations. If you operate an
incinerator, boiler, or lightweight
aggregate kiln and your feedstreams
contain bromine or sulfur during the
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comprehensive performance test at
levels specified under paragraph
(e)(2)(ii)(B) of this section, you must use
EPA Method 320/321 or ASTM D 6735–
01, or an equivalent method, to measure
hydrogen chloride, and Method 26/26A,
or an equivalent method, to measure
chlorine and hydrogen chloride, and
determine your chlorine emissions as
follows:
(A) You must determine you chlorine
emissions to be the higher of the value
measured by Method 26/26A, or an
equivalent method, or the value
calculated by difference between the
combined hydrogen chloride and
chlorine levels measured by Method 26/
26a, or an equivalent method, and the
hydrogen chloride measurement from
EPA Method 320/321 or ASTM D 6735–
01, or an equivalent method.
(B) The procedures under paragraph
(f)(2)(ii) of this section for determining
hydrogen chloride and chlorine
emissions apply if you feed bromine or
sulfur during the performance test at the
levels specified in this paragraph
(f)(5)(ii)(B):
(1) If the bromine/chlorine ratio in
feedstreams is greater than 5 percent by
mass; or
(2) If the sulfur/chlorine ratio in
feedstreams is greater than 50 percent
by mass.
(g) Monitoring requirements. (1)
General. You must establish and comply
with limits on the same operating
parameters that apply to sources
complying with the MACT standard for
total chlorine under § 63.1209(o), except
that feedrate limits on total chlorine and
chloride must be established according
to paragraphs (g)(2) and (g)(3) of this
section:
(2) Feedrate limit to ensure
compliance with the annual average
HCl-equivalent emission rate limit. (i)
For sources subject to the feedrate limit
for total chlorine and chloride under
§ 63.1209(n)(4) to ensure compliance
with the semivolatile metals standard:
(A) The feedrate limit (and averaging
period) for total chlorine and chloride to
ensure compliance with the annual
average HCl-equivalent emission rate
limit is the same as required by
§ 63.1209(n)(4), except as provided by
paragraph (g)(2)(i)(B) of this section.
(B) The numerical value of the total
chlorine and chloride feedrate limit (i.e.,
not considering the averaging period)
you establish under § 63.1209(n)(4)
must not exceed the value you calculate
as the annual average HCl-equivalent
emission rate limit (lb/hr) divided by [1
¥ system removal efficiency], where the
system removal efficiency is calculated
as prescribed by paragraph (f)(2) of this
section.
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(ii) For sources exempt from the
feedrate limit for total chlorine and
chloride under § 63.1209(n)(4) because
they comply with § 63.1207(m)(2), the
feedrate limit for total chlorine and
chloride to ensure compliance with the
annual average HCl-equivalent emission
rate must be established as follows:
(A) You must establish an average
period for the feedrate limit that does
not exceed an annual rolling average;
(B) The numerical value of the total
chlorine and chloride feedrate limit (i.e.,
not considering the averaging period)
must not exceed the value you calculate
as the annual average HCl-equivalent
emission rate limit (lb/hr) divided by [1
¥ system removal efficiency], where the
system removal efficiency is calculated
as prescribed by paragraph (f)(2) of this
section.
(C) You must calculate the initial
rolling average as though you had
selected a 12-hour rolling average, as
provided by paragraph (b)(5)(i) of this
section. You must calculate rolling
averages thereafter as the average of the
available one-minute values until
enough one-minute values are available
to calculate the rolling average period
you select. At that time and thereafter,
you update the rolling average feedrate
each hour with a 60-minute average
feedrate.
(3) Feedrate limit to ensure
compliance with the 1-hour average
HCl-equivalent emission rate limit. (i)
You must establish an hourly rolling
average feedrate limit on total chlorine
and chloride to ensure compliance with
the 1-hour average HCl-equivalent
emission rate limit unless you
determine that the hourly rolling
average feedrate limit is waived under
paragraph (d) of this section.
(ii) You must calculate the hourly
rolling average feedrate limit for total
chlorine and chloride as the 1-hour
average HCl-equivalent emission rate
limit (lb/hr) divided by [1 ¥ system
removal efficiency], where the system
removal efficiency is calculated as
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prescribed by paragraph (f)(2)(ii) of this
section.
(h) Changes—(1) Changes over which
you have control. (i) Changes that would
affect the HCl-equivalent emission rate
limit. (A) If you plan to change the
design, operation, or maintenance of the
facility in a manner than would
decrease the annual average or 1-hour
average HCl-equivalent emission rate
limit, you must submit to the permitting
authority prior to the change a revised
eligibility demonstration documenting
the lower emission rate limits and
calculations of reduced total chlorine
and chloride feedrate limits.
(B) If you plan to change the design,
operation, or maintenance of the facility
in a manner than would increase the
annual average or 1-hour average HClequivalent emission rate limit, and you
elect to increase your total chlorine and
chloride feedrate limits. You must also
submit to the permitting authority prior
to the change a revised eligibility
demonstration documenting the
increased emission rate limits and
calculations of the increased feedrate
limits prior to the change.
(ii) Changes that could affect system
removal efficiency. (A) If you plan to
change the design, operation, or
maintenance of the combustor in a
manner than could decrease the system
removal efficiency, you are subject to
the requirements of § 63.1206(b)(5) for
conducting a performance test to
reestablish the combustor’s system
removal efficiency and you must submit
a revised eligibility demonstration
documenting the lower system removal
efficiency and the reduced feedrate
limits on total chlorine and chloride.
(B) If you plan to change the design,
operation, or maintenance of the
combustor in a manner than could
increase the system removal efficiency,
and you elect to document the increased
system removal efficiency to establish
higher feedrate limits on total chlorine
and chloride, you are subject to the
requirements of § 63.1206(b)(5) for
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conducting a performance test to
reestablish the combustor’s system
removal efficiency. You must also
submit to the permitting authority a
revised eligibility demonstration
documenting the higher system removal
efficiency and the increased feedrate
limits on total chlorine and chloride.
(2) Changes over which you do not
have control that may decrease the HClequivalent emission rate limits. These
requirements apply if you use a sitespecific risk assessment under
paragraph (c)(4) of this section to
demonstrate eligibility for the healthbased limits.
(i) Proactive review. You must review
the documentation you use in your
eligibility demonstration every five
years from the date of the
comprehensive performance test and
submit for review and approval with the
comprehensive performance test plan
either a certification that the
information used in your eligibility
demonstration has not changed in a
manner that would decrease the annual
average or 1-hour average HClequivalent emission rate limit, or a
revised eligibility demonstration.
(ii) Reactive review. If in the interim
between your comprehensive
performance tests you have reason to
know of changes that would decrease
the annual average or 1-hour average
HCl-equivalent emission rate limit, you
must submit a revised eligibility
demonstration as soon as practicable but
not more frequently than annually.
(iii) Compliance schedule. If you
determine that you cannot demonstrate
compliance with a lower annual average
HCl-equivalent emission rate limit
during the comprehensive performance
test because you need additional time to
complete changes to the design or
operation of the source, you may request
that the permitting authority grant you
additional time to make those changes
as quickly as practicable.
BILLING CODE 6560–50–P
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17. Section 63.1216 and an
undesignated center heading are added
to subpart EEE to read as follows:
I
Emissions Standards and Operating
Limits for Solid Fuel Boilers, Liquid
Fuel Boilers, and Hydrochloric Acid
Production Furnaces
§ 63.1216 What are the standards for solid
fuel boilers that burn hazardous waste?
(a) Emission limits for existing
sources. You must not discharge or
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cause combustion gases to be emitted
into the atmosphere that contain:
(1) For dioxins and furans, either
carbon monoxide or hydrocarbon
emissions in excess of the limits
provided by paragraph (a)(5) of this
section;
(2) Mercury in excess of 11 µg/dscm
corrected to 7 percent oxygen;
(3) For cadmium and lead combined,
except for an area source as defined
under § 63.2, emissions in excess of 180
µg/dscm, corrected to 7 percent oxygen;
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(4) For arsenic, beryllium, and
chromium combined, except for an area
source as defined under § 63.2,
emissions in excess of 380 µg/dscm,
corrected to 7 percent oxygen;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
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you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(a)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) For hydrogen chloride and
chlorine combined, except for an area
source as defined under § 63.2,
emissions in excess of 440 parts per
million by volume, expressed as a
chloride (Cl(-)) equivalent, dry basis and
corrected to 7 percent oxygen; and
(7) For particulate matter, except for
an area source as defined under § 63.2
or as provided by paragraph (e) of this
section, emissions in excess of 68 mg/
dscm corrected to 7 percent oxygen.
(b) Emission limits for new sources.
You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain:
(1) For dioxins and furans, either
carbon monoxide or hydrocarbon
emissions in excess of the limits
provided by paragraph (b)(5) of this
section;
(2) Mercury in excess of 11 µg/dscm
corrected to 7 percent oxygen;
(3) For cadmium and lead combined,
except for an area source as defined
under § 63.2, emissions in excess of 180
µg/dscm, corrected to 7 percent oxygen;
(4) For arsenic, beryllium, and
chromium combined, except for an area
source as defined under § 63.2,
emissions in excess of 190 µg/dscm,
corrected to 7 percent oxygen;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(b)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
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§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) For hydrogen chloride and
chlorine combined, except for an area
source as defined under § 63.2,
emissions in excess of 73 parts per
million by volume, expressed as a
chloride (Cl(-)) equivalent, dry basis and
corrected to 7 percent oxygen; and
(7) For particulate matter, except for
an area source as defined under § 63.2
or as provided by paragraph (e) of this
section, emissions in excess of 34 mg/
dscm corrected to 7 percent oxygen.
(c) Destruction and removal efficiency
(DRE) standard. (1) 99.99% DRE. Except
as provided in paragraph (c)(2) of this
section, you must achieve a DRE of
99.99% for each principle organic
hazardous constituent (POHC)
designated under paragraph (c)(3) of this
section. You must calculate DRE for
each POHC from the following equation:
DRE = [1 ¥ (Wout ÷ Win)] × 100%
Where:
Win = mass feedrate of one POHC in
a waste feedstream; and
Wout = mass emission rate of the same
POHC present in exhaust emissions
prior to release to the atmosphere.
(2) 99.9999% DRE. If you burn the
dioxin-listed hazardous wastes F020,
F021, F022, F023, F026, or F027 (see
§ 261.31 of this chapter), you must
achieve a DRE of 99.9999% for each
POHC that you designate under
paragraph (c)(3) of this section. You
must demonstrate this DRE performance
on POHCs that are more difficult to
incinerate than tetra-, penta-, and
hexachlorodibenzo-p-dioxins and
dibenzofurans. You must use the
equation in paragraph (c)(1) of this
section to calculate DRE for each POHC.
In addition, you must notify the
Administrator of your intent to
incinerate hazardous wastes F020, F021,
F022, F023, F026, or F027.
(3) Principal organic hazardous
constituents (POHCs). (i) You must treat
the POHCs in the waste feed that you
specify under paragraph (c)(3)(ii) of this
section to the extent required by
paragraphs (c)(1) and (c)(2) of this
section.
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(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
(d) Significant figures. The emission
limits provided by paragraphs (a) and
(b) of this section are presented with
two significant figures. Although you
must perform intermediate calculations
using at least three significant figures,
you may round the resultant emission
levels to two significant figures to
document compliance.
(e) Alternative to the particulate
matter standard. (1) General. In lieu of
complying with the particulate matter
standards of this section, you may elect
to comply with the following alternative
metal emission control requirement:
(2) Alternative metal emission control
requirements for existing solid fuel
boilers. (i) You must not discharge or
cause combustion gases to be emitted
into the atmosphere that contain
cadmium, lead, and selenium in excess
of 180 µg/dscm, combined emissions,
corrected to 7 percent oxygen; and,
(ii) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel in excess of 380
µg/dscm, combined emissions,
corrected to 7 percent oxygen.
(3) Alternative metal emission control
requirements for new solid fuel boilers.
(i) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain cadmium, lead,
and selenium in excess of 180 µg/dscm,
combined emissions, corrected to 7
percent oxygen; and,
(ii) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel in excess of 190
µg/dscm, combined emissions,
corrected to 7 percent oxygen.
(4) Operating limits. Semivolatile and
low volatile metal operating parameter
limits must be established to ensure
compliance with the alternative
emission limitations described in
paragraphs (e)(2) and (e)(3) of this
section pursuant to § 63.1209(n), except
that semivolatile metal feedrate limits
apply to lead, cadmium, and selenium,
combined, and low volatile metal
feedrate limits apply to arsenic,
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beryllium, chromium, antimony, cobalt,
manganese, and nickel, combined.
(f) Elective standards for area sources.
Area sources as defined under § 63.2 are
subject to the standards for cadmium
and lead, the standards for arsenic,
beryllium, and chromium, the standards
for hydrogen chloride and chlorine, and
the standards for particulate matter
under this section if they elect under
§ 266.100(b)(3) of this chapter to comply
with those standards in lieu of the
standards under 40 CFR 266.105,
266.106, and 266.107 to control those
pollutants.
I 18. Section 63.1217 is added to read
as follows:
§ 63.1217 What are the standards for liquid
fuel boilers that burn hazardous waste?
(a) Emission limits for existing
sources. You must not discharge or
cause combustion gases to be emitted
into the atmosphere that contain:
(1)(i) Dioxins and furans in excess of
0.40 ng TEQ/dscm, corrected to 7
percent oxygen, for liquid fuel boilers
equipped with a dry air pollution
control system; or
(ii) Either carbon monoxide or
hydrocarbon emissions in excess of the
limits provided by paragraph (a)(5) of
this section for sources not equipped
with a dry air pollution control system;
(iii) A source equipped with a wet air
pollution control system followed by a
dry air pollution control system is not
considered to be a dry air pollution
control system, and a source equipped
with a dry air pollution control system
followed by a wet air pollution control
system is considered to be a dry air
pollution control system for purposes of
this emission limit;
(2) For mercury, except as provided
for in paragraph (a)(2)(iii) of this
section:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of 19
µg/dscm, corrected to 7 percent oxygen,
on an (not-to-exceed) annual averaging
period;
(ii) When you burn hazardous waste
with an as-fired heating value 10,000
Btu/lb or greater, emissions in excess of
4.2 × 10¥5 lbs mercury attributable to
the hazardous waste per million Btu
heat input from the hazardous waste on
an (not-to-exceed) annual averaging
period;
(iii) The boiler operated by Diversified
Scientific Services, Inc. with EPA
identification number TND982109142,
and which burns radioactive waste
mixed with hazardous waste, must
comply with the mercury emission
standard under § 63.1219(a)(2);
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(3) For cadmium and lead combined,
except for an area source as defined
under § 63.2,
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of
150 µg/dscm, corrected to 7 percent
oxygen, on an (not-to-exceed) annual
averaging period;
(ii) When you burn hazardous waste
with an as-fired heating value of 10,000
Btu/lb or greater, emissions in excess of
8.2 × 10¥5 lbs combined cadmium and
lead emissions attributable to the
hazardous waste per million Btu heat
input from the hazardous waste on an
(not-to-exceed) annual averaging period;
(4) For chromium, except for an area
source as defined under § 63.2:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of
370 µg/dscm, corrected to 7 percent
oxygen;
(ii) When you burn hazardous waste
with an as-fired heating value of 10,000
Btu/lb or greater, emissions in excess of
1.3 × 10¥4 lbs chromium emissions
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(a)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) For hydrogen chloride and
chlorine, except for an area source as
defined under § 63.2:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of 31
parts per million by volume, combined
emissions, expressed as a chloride (Cl(-))
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equivalent, dry basis and corrected to 7
percent oxygen;
(ii) When you burn hazardous waste
with an as-fired heating value of 10,000
Btu/lb or greater, emissions in excess of
5.08 × 10¥2 lbs combined emissions of
hydrogen chloride and chlorine gas
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste;
(7) For particulate matter, except for
an area source as defined under § 63.2
or as provided by paragraph (e) of this
section, emissions in excess of 80 mg/
dscm corrected to 7 percent oxygen.
(b) Emission limits for new sources.
You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain:
(1)(i) Dioxins and furans in excess of
0.40 ng TEQ/dscm, corrected to 7
percent oxygen, for liquid fuel boilers
equipped with a dry air pollution
control system; or
(ii) Either carbon monoxide or
hydrocarbon emissions in excess of the
limits provided by paragraph (b)(5) of
this section for sources not equipped
with a dry air pollution control system;
(iii) A source equipped with a wet air
pollution control system followed by a
dry air pollution control system is not
considered to be a dry air pollution
control system, and a source equipped
with a dry air pollution control system
followed by a wet air pollution control
system is considered to be a dry air
pollution control system for purposes of
this emission limit;
(2) For mercury:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of 6.8
µg/dscm, corrected to 7 percent oxygen,
on an (not-to-exceed) annual averaging
period;
(ii) When you burn hazardous waste
with an as-fired heating value of 10,000
Btu/lb or greater, emissions in excess of
1.2 × 10¥6 lbs mercury emissions
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste on an (not-to-exceed)
annual averaging period;
(3) For cadmium and lead combined,
except for an area source as defined
under § 63.2:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of 78
µg/dscm, corrected to 7 percent oxygen,
on an (not-to-exceed) annual averaging
period;
(ii) When you burn hazardous waste
with an as-fired heating value greater
than or equal to 10,000 Btu/lb,
emissions in excess of 6.2 × 10¥6 lbs
combined cadmium and lead emissions
attributable to the hazardous waste per
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million Btu heat input from the
hazardous waste on an (not-to-exceed)
annual averaging period;
(4) For chromium, except for an area
source as defined under § 63.2:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of 12
µg/dscm, corrected to 7 percent oxygen;
(ii) When you burn hazardous waste
with an as-fired heating value of 10,000
Btu/lb or greater, emissions in excess of
1.4 × 10¥5 lbs chromium emissions
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(b)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) For hydrogen chloride and
chlorine, except for an area source as
defined under § 63.2:
(i) When you burn hazardous waste
with an as-fired heating value less than
10,000 Btu/lb, emissions in excess of 31
parts per million by volume, combined
emissions, expressed as a chloride (Cl(-))
equivalent, dry basis and corrected to 7
percent oxygen;
(ii) When you burn hazardous waste
with an as-fired heating value of 10,000
Btu/lb or greater, emissions in excess of
5.08 × 10¥2 lbs combined emissions of
hydrogen chloride and chlorine gas
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste;
(7) For particulate matter, except for
an area source as defined under § 63.2
or as provided by paragraph (e) of this
section, emissions in excess of 20 mg/
dscm corrected to 7 percent oxygen.
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(c) Destruction and removal efficiency
(DRE) standard. (1) 99.99% DRE. Except
as provided in paragraph (c)(2) of this
section, you must achieve a DRE of
99.99% for each principle organic
hazardous constituent (POHC)
designated under paragraph (c)(3) of this
section. You must calculate DRE for
each POHC from the following equation:
DRE = [1 ¥ (Wout ÷ Win)] × 100%
Where:
Win = mass feedrate of one POHC in a
waste feedstream; and
Wout = mass emission rate of the same
POHC present in exhaust emissions
prior to release to the atmosphere.
(2) 99.9999% DRE. If you burn the
dioxin-listed hazardous wastes F020,
F021, F022, F023, F026, or F027 (see
§ 261.31 of this chapter), you must
achieve a DRE of 99.9999% for each
POHC that you designate under
paragraph (c)(3) of this section. You
must demonstrate this DRE performance
on POHCs that are more difficult to
incinerate than tetra-, penta-, and
hexachlorodibenzo-p-dioxins and
dibenzofurans. You must use the
equation in paragraph (c)(1) of this
section to calculate DRE for each POHC.
In addition, you must notify the
Administrator of your intent to
incinerate hazardous wastes F020, F021,
F022, F023, F026, or F027.
(3) Principal organic hazardous
constituents (POHCs). (i) You must treat
the POHCs in the waste feed that you
specify under paragraph (c)(3)(ii) of this
section to the extent required by
paragraphs (c)(1) and (c)(2) of this
section.
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
(d) Significant figures. The emission
limits provided by paragraphs (a) and
(b) of this section are presented with
two significant figures. Although you
must perform intermediate calculations
using at least three significant figures,
you may round the resultant emission
levels to two significant figures to
document compliance.
(e) Alternative to the particulate
matter standard. (1) General. In lieu of
complying with the particulate matter
standards of this section, you may elect
to comply with the following alternative
metal emission control requirement:
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(2) Alternative metal emission control
requirements for existing liquid fuel
boilers. (i) When you burn hazardous
waste with a heating value less than
10,000 Btu/lb:
(A) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain cadmium, lead,
and selenium, combined, in excess of
150 µg/dscm, corrected to 7 percent
oxygen; and
(B) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel, combined, in
excess of 370 µg/dscm, corrected to
7 percent oxygen;
(ii) When you burn hazardous waste
with a heating value of 10,000 Btu/lb or
greater:
(A) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain in excess of
8.2 × 10¥5 lbs combined emissions of
cadmium, lead, and selenium
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste; and
(B) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain either in excess
of 1.3 × 10¥4 lbs combined emissions of
antimony, arsenic, beryllium,
chromium, cobalt, manganese, and
nickel attributable to the hazardous
waste per million Btu heat input from
the hazardous waste;
(3) Alternative metal emission control
requirements for new liquid fuel boilers.
(i) When you burn hazardous waste
with a heating value less than 10,000
Btu/lb:
(A) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain cadmium, lead,
and selenium, combined, in excess of 78
µg/dscm, corrected to 7 percent oxygen;
and
(B) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel, combined, in
excess of 12 µg/dscm, corrected to
7 percent oxygen;
(ii) When you burn hazardous waste
with a heating value greater than or
equal to 10,000 Btu/lb:
(A) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain in excess of
6.2 × 10¥6 lbs combined emissions of
cadmium, lead, and selenium
attributable to the hazardous waste per
million Btu heat input from the
hazardous waste; and
(B) You must not discharge or cause
combustion gases to be emitted into the
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atmosphere that contain either in excess
of 1.4 × 10¥5 lbs combined emissions of
antimony, arsenic, beryllium,
chromium, cobalt, manganese, and
nickel attributable to the hazardous
waste per million Btu heat input from
the hazardous waste;
(4) Operating limits. Semivolatile and
low volatile metal operating parameter
limits must be established to ensure
compliance with the alternative
emission limitations described in
paragraphs (e)(2) and (e)(3) of this
section pursuant to § 63.1209(n), except
that semivolatile metal feedrate limits
apply to lead, cadmium, and selenium,
combined, and low volatile metal
feedrate limits apply to arsenic,
beryllium, chromium, antimony, cobalt,
manganese, and nickel, combined.
(f) Elective standards for area sources.
Area sources as defined under § 63.2 are
subject to the standards for cadmium
and lead, the standards for chromium,
the standards for hydrogen chloride and
chlorine, and the standards for
particulate matter under this section if
they elect under § 266.100(b)(3) of this
chapter to comply with those standards
in lieu of the standards under 40 CFR
266.105, 266.106, and 266.107 to control
those pollutants.
I 19. Section 63.1218 is added to read
as follows:
§ 63.1218 What are the standards for
hydrochloric acid production furnaces that
burn hazardous waste?
(a) Emission limits for existing
sources. You must not discharge or
cause combustion gases to be emitted
into the atmosphere that contain:
(1) For dioxins and furans, either
carbon monoxide or hydrocarbon
emissions in excess of the limits
provided by paragraph (a)(5) of this
section;
(2) For mercury, hydrogen chloride
and chlorine gas emissions in excess of
the levels provided by paragraph (a)(6)
of this section;
(3) For lead and cadmium, except for
an area source as defined under § 63.2,
hydrogen chloride and chlorine gas
emissions in excess of the levels
provided by paragraph (a)(6) of this
section;
(4) For arsenic, beryllium, and
chromium, except for an area source as
defined under § 63.2, hydrogen chloride
and chlorine gas emissions in excess of
the levels provided by paragraph (a)(6)
of this section;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
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emissions monitoring system), dry basis
and corrected to
7 percent oxygen. If you elect to comply
with this carbon monoxide standard
rather than the hydrocarbon standard
under paragraph (a)(5)(ii) of this section,
you must also document that, during the
destruction and removal efficiency
(DRE) test runs or their equivalent as
provided by § 63.1206(b)(7),
hydrocarbons do not exceed 10 parts per
million by volume during those runs,
over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) For hydrogen chloride and
chlorine gas, either:
(i) Emission in excess of 150 parts per
million by volume, combined
emissions, expressed as a chloride (Cl(¥)
equivalent, dry basis and corrected to 7
percent oxygen; or
(ii) Emissions greater than the levels
that would be emitted if the source is
achieving a system removal efficiency
(SRE) of less than 99.923 percent for
total chlorine and chloride fed to the
combustor. You must calculate SRE
from the following equation:
SRE = [1 ¥ (Cl out / Cl in)] × 100%
Where:
Cl in = mass feedrate of total chlorine
or chloride in all feedstreams,
reported as chloride; and
Cl out = mass emission rate of hydrogen
chloride and chlorine gas, reported
as chloride, in exhaust emissions
prior to release to the atmosphere.
(7) For particulate matter, except for
an area source as defined under § 63.2,
hydrogen chloride and chlorine gas
emissions in excess of the levels
provided by paragraph (a)(6) of this
section.
(b) Emission limits for new sources.
You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain:
(1) For dioxins and furans, either
carbon monoxide or hydrocarbon
emissions in excess of the limits
provided by paragraph (b)(5) of this
section;
(2) For mercury, hydrogen chloride
and chlorine gas emissions in excess of
the levels provided by paragraph (b)(6)
of this section;
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(3) For lead and cadmium, except for
an area source as defined under § 63.2,
hydrogen chloride and chlorine gas
emissions in excess of the levels
provided by paragraph (b)(6) of this
section;
(4) For arsenic, beryllium, and
chromium, except for an area source as
defined under § 63.2, hydrogen chloride
and chlorine gas emissions in excess of
the levels provided by paragraph (b)(6)
of this section;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(b)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) For hydrogen chloride and
chlorine gas, either:
(i) Emission in excess of 25 parts per
million by volume, combined
emissions, expressed as a chloride (Cl(¥)
equivalent, dry basis and corrected to 7
percent oxygen; or
(ii) Emissions greater than the levels
that would be emitted if the source is
achieving a system removal efficiency
(SRE) of less than 99.987 percent for
total chlorine and chloride fed to the
combustor. You must calculate SRE
from the following equation:
SRE = [1 ¥ (Cl out / Cl in)] × 100%
Where:
Cl in = mass feedrate of total chlorine
or chloride in all feedstreams,
reported as chloride; and
Cl out = mass emission rate of hydrogen
chloride and chlorine gas, reported
as chloride, in exhaust emissions
prior to release to the atmosphere.
(7) For particulate matter, except for
an area source as defined under § 63.2,
hydrogen chloride and chlorine gas
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emissions in excess of the levels
provided by paragraph (b)(6) of this
section.
(c) Destruction and removal efficiency
(DRE) standard. (1) 99.99% DRE. Except
as provided in paragraph (c)(2) of this
section, you must achieve a DRE of
99.99% for each principle organic
hazardous constituent (POHC)
designated under paragraph (c)(3) of this
section. You must calculate DRE for
each POHC from the following equation:
DRE = [1 ¥ (W out / W in)] × 100%
Where:
Win = mass feedrate of one POHC in a
waste feedstream; and
Wout = mass emission rate of the same
POHC present in exhaust emissions
prior to release to the atmosphere.
(2) 99.9999% DRE. If you burn the
dioxin-listed hazardous wastes F020,
F021, F022, F023, F026, or F027 (see
§ 261.31 of this chapter), you must
achieve a DRE of 99.9999% for each
POHC that you designate under
paragraph (c)(3) of this section. You
must demonstrate this DRE performance
on POHCs that are more difficult to
incinerate than tetra-, penta-, and
hexachlorodibenzo-p-dioxins and
dibenzofurans. You must use the
equation in paragraph (c)(1) of this
section to calculate DRE for each POHC.
In addition, you must notify the
Administrator of your intent to
incinerate hazardous wastes F020, F021,
F022, F023, F026, or F027.
(3) Principal organic hazardous
constituents (POHCs). (i) You must treat
the POHCs in the waste feed that you
specify under paragraph (c)(3)(ii) of this
section to the extent required by
paragraphs (c)(1) and (c)(2) of this
section.
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
(d) Significant figures. The emission
limits provided by paragraphs (a) and
(b) of this section are presented with
two significant figures. Although you
must perform intermediate calculations
using at least three significant figures,
you may round the resultant emission
levels to two significant figures to
document compliance.
(e) Elective standards for area
sources. Area sources as defined under
§ 63.2 are subject to the standards for
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cadmium and lead, the standards for
arsenic, beryllium, and chromium, the
standards for hydrogen chloride and
chlorine, and the standards for
particulate matter under this section if
they elect under § 266.100(b)(3) of this
chapter to comply with those standards
in lieu of the standards under 40 CFR
266.105, 266.106, and 266.107 to control
those pollutants.
I 20. Section 63.1219 and a new
undesignated center heading are added
to subpart EEE to read as follows:
Replacement Emissions Standards and
Operating Limits for Incinerators,
Cement Kilns, and Lightweight
Aggregate Kilns
§ 63.1219 What are the replacement
standards for hazardous waste
incinerators?
(a) Emission limits for existing
sources. You must not discharge or
cause combustion gases to be emitted
into the atmosphere that contain:
(1) For dioxins and furans:
(i) For incinerators equipped with
either a waste heat boiler or dry air
pollution control system, either:
(A) Emissions in excess of 0.20 ng
TEQ/dscm, corrected to 7 percent
oxygen; or
(B) Emissions in excess of 0.40 ng
TEQ/dscm, corrected to 7 percent
oxygen, provided that the combustion
gas temperature at the inlet to the initial
particulate matter control device is
400°F or lower based on the average of
the test run average temperatures. (For
purposes of compliance, operation of a
wet particulate matter control device is
presumed to meet the 400°F or lower
requirement);
(ii) Emissions in excess of 0.40 ng
TEQ/dscm, corrected to 7 percent
oxygen, for incinerators not equipped
with either a waste heat boiler or dry air
pollution control system;
(iii) A source equipped with a wet air
pollution control system followed by a
dry air pollution control system is not
considered to be a dry air pollution
control system, and a source equipped
with a dry air pollution control system
followed by a wet air pollution control
system is considered to be a dry air
pollution control system for purposes of
this standard;
(2) Mercury in excess of 130 µg/dscm,
corrected to 7 percent oxygen;
(3) Cadmium and lead in excess of
230 µg/dscm, combined emissions,
corrected to 7 percent oxygen;
(4) Arsenic, beryllium, and chromium
in excess of 92 µg/dscm, combined
emissions, corrected to 7 percent
oxygen;
(5) For carbon monoxide and
hydrocarbons, either:
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Fmt 4701
Sfmt 4700
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(a)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) Hydrogen chloride and chlorine
gas (total chlorine) in excess of 32 parts
per million by volume, combined
emissions, expressed as a chloride
(Cl(¥)) equivalent, dry basis and
corrected to 7 percent oxygen; and
(7) Except as provided by paragraph
(e) of this section, particulate matter in
excess of 0.013 gr/dscf corrected to 7
percent oxygen.
(b) Emission limits for new sources.
You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain:
(1)(i) Dioxins and furans in excess of
0.11 ng TEQ/dscm corrected to 7
percent oxygen for incinerators
equipped with either a waste heat boiler
or dry air pollution control system; or
(ii) Dioxins and furans in excess of
0.20 ng TEQ/dscm corrected to 7
percent oxygen for sources not equipped
with either a waste heat boiler or dry air
pollution control system;
(iii) A source equipped with a wet air
pollution control system followed by a
dry air pollution control system is not
considered to be a dry air pollution
control system, and a source equipped
with a dry air pollution control system
followed by a wet air pollution control
system is considered to be a dry air
pollution control system for purposes of
this standard;
(2) Mercury in excess of 8.1 µg/dscm,
corrected to 7 percent oxygen;
(3) Cadmium and lead in excess of 10
µg/dscm, combined emissions,
corrected to 7 percent oxygen;
(4) Arsenic, beryllium, and chromium
in excess of 23 µg/dscm, combined
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emissions, corrected to 7 percent
oxygen;
(5) For carbon monoxide and
hydrocarbons, either:
(i) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(b)(5)(ii) of this section, you must also
document that, during the destruction
and removal efficiency (DRE) test runs
or their equivalent as provided by
§ 63.1206(b)(7), hydrocarbons do not
exceed 10 parts per million by volume
during those runs, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 10 parts
per million by volume, over an hourly
rolling average (monitored continuously
with a continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) Hydrogen chloride and chlorine
gas in excess of 21 parts per million by
volume, combined emissions, expressed
as a chloride (Cl(-)) equivalent, dry basis
and corrected to 7 percent oxygen; and
(7) Except as provided by paragraph
(e) of this section, particulate matter in
excess of 0.0015 gr/dscf, corrected to 7
percent oxygen.
(c) Destruction and removal efficiency
(DRE) standard. (1) 99.99% DRE. Except
as provided in paragraph (c)(2) of this
section, you must achieve a destruction
and removal efficiency (DRE) of 99.99%
for each principle organic hazardous
constituent (POHC) designated under
paragraph (c)(3) of this section. You
must calculate DRE for each POHC from
the following equation:
DRE = [1 ¥ (Wout / Win)] × 100%
Where:
Win = mass feedrate of one POHC in a
waste feedstream; and
Wout = mass emission rate of the same
POHC present in exhaust emissions
prior to release to the atmosphere.
(2) 99.9999% DRE. If you burn the
dioxin-listed hazardous wastes F020,
F021, F022, F023, F026, or F027 (see
§ 261.31 of this chapter), you must
achieve a DRE of 99.9999% for each
POHC that you designate under
paragraph (c)(3) of this section. You
must demonstrate this DRE performance
on POHCs that are more difficult to
incinerate than tetra-, penta-, and
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Jkt 208001
hexachlorodibenzo-p-dioxins and
dibenzofurans. You must use the
equation in paragraph (c)(1) of this
section to calculate DRE for each POHC.
In addition, you must notify the
Administrator of your intent to
incinerate hazardous wastes F020, F021,
F022, F023, F026, or F027.
(3) Principal organic hazardous
constituent (POHC). (i) You must treat
each POHC in the waste feed that you
specify under paragraph (c)(3)(ii) of this
section to the extent required by
paragraphs (c)(1) and (c)(2) of this
section.
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
(d) Significant figures. The emission
limits provided by paragraphs (a) and
(b) of this section are presented with
two significant figures. Although you
must perform intermediate calculations
using at least three significant figures,
you may round the resultant emission
levels to two significant figures to
document compliance.
(e) Alternative to the particulate
matter standard. (1). General. In lieu of
complying with the particulate matter
standards of this section, you may elect
to comply with the following alternative
metal emission control requirement:
(2) Alternative metal emission control
requirements for existing incinerators.
(i) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain cadmium, lead,
and selenium in excess of 230 µg/dscm,
combined emissions, corrected to 7
percent oxygen; and,
(ii) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
manganese, and nickel in excess of 92
µg/dscm, combined emissions,
corrected to 7 percent oxygen.
(3) Alternative metal emission control
requirements for new incinerators. (i)
You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain cadmium, lead,
and selenium in excess of 10 µg/dscm,
combined emissions, corrected to 7
percent oxygen; and,
(ii) You must not discharge or cause
combustion gases to be emitted into the
atmosphere that contain antimony,
arsenic, beryllium, chromium, cobalt,
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manganese, and nickel in excess of 23
µg/dscm, combined emissions,
corrected to 7 percent oxygen.
(4) Operating limits. Semivolatile and
low volatile metal operating parameter
limits must be established to ensure
compliance with the alternative
emission limitations described in
paragraphs (e)(2) and (e)(3) of this
section pursuant to § 63.1209(n), except
that semivolatile metal feedrate limits
apply to lead, cadmium, and selenium,
combined, and low volatile metal
feedrate limits apply to arsenic,
beryllium, chromium, antimony, cobalt,
manganese, and nickel, combined.
I 21. Section 63.1220 is added to
subpart EEE to read as follows:
§ 63.1220 What are the replacement
standards for hazardous waste burning
cement kilns?
(a) Emission and hazardous waste
feed limits for existing sources. You
must not discharge or cause combustion
gases to be emitted into the atmosphere
or feed hazardous waste that contain:
(1) For dioxins and furans, either:
(i) Emissions in excess of 0.20 ng
TEQ/dscm corrected to 7 percent
oxygen; or
(ii) Emissions in excess of 0.40 ng
TEQ/dscm corrected to 7 percent
oxygen provided that the combustion
gas temperature at the inlet to the initial
dry particulate matter control device is
400 °F or lower based on the average of
the test run average temperatures;
(2) For mercury, both:
(i) An average as-fired concentration
of mercury in all hazardous waste
feedstreams in excess of 3.0 parts per
million by weight; and
(ii) Emissions in excess of 120 µg/
dscm, corrected to 7 percent oxygen; or
(iii) A hazardous waste feedrate
corresponding to a maximum theoretical
emission concentration (MTEC) in
excess of 120 µg/dscm;
(3) For cadmium and lead, both:
(i) Emissions in excess of 7.6 × 10¥4
lbs combined emissions of cadmium
and lead attributable to the hazardous
waste per million Btu heat input from
the hazardous waste; and
(ii) Emissions in excess of 330 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(4) For arsenic, beryllium, and
chromium, both:
(i) Emissions in excess of 2.1 × 10¥5
lbs combined emissions of arsenic,
beryllium, and chromium attributable to
the hazardous waste per million Btu
heat input from the hazardous waste;
and
(ii) Emissions in excess of 56 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
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(5) Carbon monoxide and
hydrocarbons. (i) For kilns equipped
with a by-pass duct or midkiln gas
sampling system, either:
(A) Carbon monoxide in the by-pass
duct or mid-kiln gas sampling system in
excess of 100 parts per million by
volume, over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis and corrected to 7
percent oxygen. If you elect to comply
with this carbon monoxide standard
rather than the hydrocarbon standard
under paragraph (a)(5)(i)(B) of this
section, you must also document that,
during the destruction and removal
efficiency (DRE) test runs or their
equivalent as provided by
§ 63.1206(b)(7), hydrocarbons in the bypass duct or mid-kiln gas sampling
system do not exceed 10 parts per
million by volume during those runs,
over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(B) Hydrocarbons in the by-pass duct
or midkiln gas sampling system in
excess of 10 parts per million by
volume, over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane;
(ii) For kilns not equipped with a bypass duct or midkiln gas sampling
system, either:
(A) Hydrocarbons in the main stack in
excess of 20 parts per million by
volume, over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(B) Carbon monoxide in the main
stack in excess of 100 parts per million
by volume, over an hourly rolling
average (monitored continuously with a
continuous emissions monitoring
system), dry basis and corrected to 7
percent oxygen. If you elect to comply
with this carbon monoxide standard
rather than the hydrocarbon standard
under paragraph (a)(5)(ii)(A) of this
section, you also must document that,
during the destruction and removal
efficiency (DRE) test runs or their
equivalent as provided by
§ 63.1206(b)(7), hydrocarbons in the
main stack do not exceed 20 parts per
million by volume during those runs,
over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
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Jkt 208001
system), dry basis, corrected to 7
percent oxygen, and reported as
propane.
(6) Hydrogen chloride and chlorine
gas in excess of 120 parts per million by
volume, combined emissions, expressed
as a chloride (Cl(-)) equivalent, dry basis,
corrected to 7 percent oxygen; and
(7) For particulate matter, both:
(i) Emissions in excess of 0.028 gr/
dscf corrected to 7 percent oxygen; and
(ii) Opacity greater than 20 percent,
unless your source is equipped with a
bag leak detection system under
§ 63.1206(c)(8) or a particulate matter
detection system under § 63.1206(c)(9).
(b) Emission and hazardous waste
feed limits for new sources. You must
not discharge or cause combustion gases
to be emitted into the atmosphere or
feed hazardous waste that contain:
(1) For dioxins and furans, either:
(i) Emissions in excess of 0.20 ng
TEQ/dscm corrected to 7 percent
oxygen; or
(ii) Emissions in excess of 0.40 ng
TEQ/dscm corrected to 7 percent
oxygen provided that the combustion
gas temperature at the inlet to the initial
dry particulate matter control device is
400 °F or lower based on the average of
the test run average temperatures;
(2) For mercury, both:
(i) An average as-fired concentration
of mercury in all hazardous waste
feedstreams in excess of 1.9 parts per
million by weight; and
(ii) Emissions in excess of 120 µg/
dscm, corrected to 7 percent oxygen; or
(iii) A hazardous waste feedrate
corresponding to a maximum theoretical
emission concentration (MTEC) in
excess of 120 µg/dscm;
(3) For cadmium and lead, both:
(i) Emissions in excess of 6.2 x 10-5 lbs
combined emissions of cadmium and
lead attributable to the hazardous waste
per million Btu heat input from the
hazardous waste; and
(ii) Emissions in excess of 180 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(4) For arsenic, beryllium, and
chromium, both:
(i) Emissions in excess of 1.5 x 10-5 lbs
combined emissions of arsenic,
beryllium, and chromium attributable to
the hazardous waste per million Btu
heat input from the hazardous waste;
and
(ii) Emissions in excess of 54 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(5) Carbon monoxide and
hydrocarbons. (i) For kilns equipped
with a by-pass duct or midkiln gas
sampling system, carbon monoxide and
hydrocarbons emissions are limited in
both the bypass duct or midkiln gas
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sampling system and the main stack as
follows:
(A) Emissions in the by-pass or
midkiln gas sampling system are limited
to either:
(1) Carbon monoxide in excess of 100
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis
and corrected to 7 percent oxygen. If
you elect to comply with this carbon
monoxide standard rather than the
hydrocarbon standard under paragraph
(b)(5)(i)(A)(2) of this section, you also
must document that, during the
destruction and removal efficiency
(DRE) test runs or their equivalent as
provided by § 63.1206(b)(7),
hydrocarbons do not exceed 10 parts per
million by volume during those runs,
over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(2) Hydrocarbons in the by-pass duct
or midkiln gas sampling system in
excess of 10 parts per million by
volume, over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; and
(B) Hydrocarbons in the main stack
are limited, if construction of the kiln
commenced after April 19, 1996 at a
plant site where a cement kiln (whether
burning hazardous waste or not) did not
previously exist, to 50 parts per million
by volume, over a 30-day block average
(monitored continuously with a
continuous monitoring system), dry
basis, corrected to 7 percent oxygen, and
reported as propane.
(ii) For kilns not equipped with a bypass duct or midkiln gas sampling
system, hydrocarbons and carbon
monoxide are limited in the main stack
to either:
(A) Hydrocarbons not exceeding 20
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis,
corrected to 7 percent oxygen, and
reported as propane; or
(B)(1) Carbon monoxide not exceeding
100 parts per million by volume, over
an hourly rolling average (monitored
continuously with a continuous
emissions monitoring system), dry basis,
corrected to 7 percent oxygen; and
(2) Hydrocarbons not exceeding 20
parts per million by volume, over an
hourly rolling average (monitored
continuously with a continuous
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monitoring system), dry basis, corrected
to 7 percent oxygen, and reported as
propane at any time during the
destruction and removal efficiency
(DRE) test runs or their equivalent as
provided by § 63.1206(b)(7); and
(3) If construction of the kiln
commenced after April 19, 1996 at a
plant site where a cement kiln (whether
burning hazardous waste or not) did not
previously exist, hydrocarbons are
limited to 50 parts per million by
volume, over a 30-day block average
(monitored continuously with a
continuous monitoring system), dry
basis, corrected to 7 percent oxygen, and
reported as propane.
(6) Hydrogen chloride and chlorine
gas in excess of 86 parts per million by
volume, combined emissions, expressed
as a chloride (Cl(-)) equivalent, dry basis
and corrected to 7 percent oxygen; and
(7) For particulate matter, both:
(i) Emissions in excess of 0.0023 gr/
dscf corrected to 7 percent oxygen; and
(ii) Opacity greater than 20 percent,
unless your source is equipped with a
bag leak detection system under
§ 63.1206(c)(8) or a particulate matter
detection system under § 63.1206(c)(9).
(c) Destruction and removal efficiency
(DRE) standard. (1) 99.99% DRE. Except
as provided in paragraph (c)(2) of this
section, you must achieve a destruction
and removal efficiency (DRE) of 99.99%
for each principle organic hazardous
constituent (POHC) designated under
paragraph (c)(3) of this section. You
must calculate DRE for each POHC from
the following equation:
DRE = [1 ¥ (Wout / Win)] × 100%
Where:
Win = mass feedrate of one POHC in a
waste feedstream; and
Wout = mass emission rate of the same
POHC present in exhaust emissions
prior to release to the atmosphere.
(2) 99.9999% DRE. If you burn the
dioxin-listed hazardous wastes F020,
F021, F022, F023, F026, or F027 (see
§ 261.31 of this chapter), you must
achieve a DRE of 99.9999% for each
POHC that you designate under
paragraph (c)(3) of this section. You
must demonstrate this DRE performance
on POHCs that are more difficult to
incinerate than tetra-, penta-, and
hexachlorodibenzo-p-dioxins and
dibenzofurans. You must use the
equation in paragraph (c)(1) of this
section to calculate DRE for each POHC.
In addition, you must notify the
Administrator of your intent to
incinerate hazardous wastes F020, F021,
F022, F023, F026, or F027.
(3) Principal organic hazardous
constituent (POHC). (i) You must treat
each POHC in the waste feed that you
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specify under paragraph (c)(3)(ii) of this
section to the extent required by
paragraphs (c)(1) and (c)(2) of this
section.
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
(d) Cement kilns with in-line kiln raw
mills. (1) General. (i) You must conduct
performance testing when the raw mill
is on-line and when the mill is off-line
to demonstrate compliance with the
emission standards, and you must
establish separate operating parameter
limits under § 63.1209 for each mode of
operation, except as provided by
paragraphs (d)(1)(iv) and (d)(1)(v) of this
section.
(ii) You must document in the
operating record each time you change
from one mode of operation to the
alternate mode and begin complying
with the operating parameter limits for
that alternate mode of operation.
(iii) You must calculate rolling
averages for operating parameter limits
as provided by § 63.1209(q)(2).
(iv) If your in-line kiln raw mill has
dual stacks, you may assume that the
dioxin/furan emission levels in the bypass stack and the operating parameter
limits determined during performance
testing of the by-pass stack when the
raw mill is off-line are the same as when
the mill is on-line.
(v) In lieu of conducting a
performance test to demonstrate
compliance with the dioxin/furan
emission standards for the mode of
operation when the raw mill is on-line,
you may specify in the performance test
workplan and Notification of
Compliance the same operating
parameter limits required under
§ 63.1209(k) for the mode of operation
when the raw mill is on-line as you
establish during performance testing for
the mode of operation when the raw
mill is off-line.
(2) Emissions averaging. You may
comply with the mercury, semivolatile
metal, low volatile metal, and hydrogen
chloride/chlorine gas emission
standards on a time-weighted average
basis under the following procedures:
(i) Averaging methodology. You must
calculate the time-weighted average
emission concentration with the
following equation:
PO 00000
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59573
Ctotal = {Cmill-off × (Tmill-off / (Tmill-off +
Tmill-on))} + {Cmill-on × (Tmill-on /
(Tmill-off + Tmill-on))}
Where:
Ctotal = time-weighted average
concentration of a regulated constituent
considering both raw mill on time and
off time;
Cmill-off = average performance test
concentration of regulated constituent
with the raw mill off-line;
Cmill-on = average performance test
concentration of regulated
constituent with the raw mill online;
Tmill-off = time when kiln gases are not
routed through the raw mill; and
Tmill-on = time when kiln gases are
routed through the raw mill.
(ii) Compliance. (A) If you use this
emission averaging provision, you must
document in the operating record
compliance with the emission standards
on an annual basis by using the
equation provided by paragraph (d)(2) of
this section.
(B) Compliance is based on one-year
block averages beginning on the day you
submit the initial notification of
compliance.
(iii) Notification. (A) If you elect to
document compliance with one or more
emission standards using this emission
averaging provision, you must notify the
Administrator in the initial
comprehensive performance test plan
submitted under § 63.1207(e).
(B) You must include historical raw
mill operation data in the performance
test plan to estimate future raw mill
down-time and document in the
performance test plan that estimated
emissions and estimated raw mill downtime will not result in an exceedance of
an emission standard on an annual
basis.
(C) You must document in the
notification of compliance submitted
under § 63.1207(j) that an emission
standard will not be exceeded based on
the documented emissions from the
performance test and predicted raw mill
down-time.
(e) Preheater or preheater/precalciner
kilns with dual stacks. (1) General. You
must conduct performance testing on
each stack to demonstrate compliance
with the emission standards, and you
must establish operating parameter
limits under § 63.1209 for each stack,
except as provided by paragraph
(d)(1)(iv) of this section for dioxin/furan
emissions testing and operating
parameter limits for the by-pass stack of
in-line raw mills.
(2) Emissions averaging. You may
comply with the mercury, semivolatile
metal, low volatile metal, and hydrogen
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chloride/chlorine gas emission
standards specified in this section on a
gas flowrate-weighted average basis
under the following procedures:
(i) Averaging methodology. You must
calculate the gas flowrate-weighted
average emission concentration using
the following equation:
Ctot = {Cmain × (Qmain / (Qmain + Qbypass))}
+ {Cbypass × (Qbypass / (Qmain +
Qbypass))}
Where:
Ctot = gas flowrate-weighted average
concentration of the regulated
constituent;
Cmain = average performance test
concentration demonstrated in the
main stack;
Cbypass = average performance test
concentration demonstrated in the
bypass stack;
Qmain = volumetric flowrate of main
stack effluent gas; and
Qbypass = volumetric flowrate of bypass
effluent gas.
(ii) Compliance. (A) You must
demonstrate compliance with the
emission standard(s) using the emission
concentrations determined from the
performance tests and the equation
provided by paragraph (e)(1) of this
section; and
(B) You must develop operating
parameter limits for bypass stack and
main stack flowrates that ensure the
emission concentrations calculated with
the equation in paragraph (e)(1) of this
section do not exceed the emission
standards on a 12-hour rolling average
basis. You must include these flowrate
limits in the Notification of Compliance.
(iii) Notification. If you elect to
document compliance under this
emissions averaging provision, you
must:
(A) Notify the Administrator in the
initial comprehensive performance test
plan submitted under § 63.1207(e). The
performance test plan must include, at
a minimum, information describing the
flowrate limits established under
paragraph (e)(2)(ii)(B) of this section;
and
(B) Document in the Notification of
Compliance submitted under
§ 63.1207(j) the demonstrated gas
flowrate-weighted average emissions
that you calculate with the equation
provided by paragraph (e)(2) of this
section.
(f) Significant figures. The emission
limits provided by paragraphs (a) and
(b) of this section are presented with
two significant figures. Although you
must perform intermediate calculations
using at least three significant figures,
you may round the resultant emission
levels to two significant figures to
document compliance.
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20:20 Oct 11, 2005
Jkt 208001
(g) [Reserved].
(h) When you comply with the
particulate matter requirements of
paragraphs (a)(7) or (b)(7) of this section,
you are exempt from the New Source
Performance Standard for particulate
matter and opacity under § 60.60 of this
chapter.
I 22. Section 63.1221 is added to
subpart EEE to read as follows:
§ 63.1221 What are the replacement
standards for hazardous waste burning
lightweight aggregate kilns?
(a) Emission and hazardous waste
feed limits for existing sources. You
must not discharge or cause combustion
gases to be emitted into the atmosphere
or feed hazardous waste that contain:
(1) For dioxins and furans, either:
(i) Emissions in excess of 0.20 ng
TEQ/dscm corrected to 7 percent
oxygen; or
(ii) Rapid quench of the combustion
gas temperature at the exit of the (last)
combustion chamber (or exit of any
waste heat recovery system that
immediately follows the last
combustion chamber) to 400°F or lower
based on the average of the test run
average temperatures. You must also
notify in writing the RCRA authority
that you are complying with this option;
(2) For mercury, either:
(i) Emissions in excess of 120 µg/
dscm, corrected to 7 percent oxygen; or
(ii) A hazardous waste feedrate
corresponding to a maximum theoretical
emission concentration (MTEC) in
excess of 120 µg/dscm;
(3) For cadmium and lead, both:
(i) Emissions in excess of 3.0 × 10¥4
lbs combined emissions of cadmium
and lead attributable to the hazardous
waste per million Btu heat input from
the hazardous waste; and
(ii) Emissions in excess of 250 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(4) For arsenic, beryllium, and
chromium, both:
(i) In excess of 9.5 × 10¥5 lbs
combined emissions of arsenic,
beryllium, and chromium attributable to
the hazardous waste per million Btu
heat input from the hazardous waste;
(ii) Emissions in excess of 110 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(5) Carbon monoxide and
hydrocarbons. (i) Carbon monoxide in
excess of 100 parts per million by
volume, over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis and corrected to 7
percent oxygen. If you elect to comply
with this carbon monoxide standard
rather than the hydrocarbon standard
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Sfmt 4700
under paragraph (a)(5)(ii) of this section,
you also must document that, during the
destruction and removal efficiency
(DRE) test runs or their equivalent as
provided by § 63.1206(b)(7),
hydrocarbons do not exceed 20 parts per
million by volume during those runs,
over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 20 parts
per million by volume, over an hourly
rolling average, dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) Hydrogen chloride and chlorine
gas in excess of 600 parts per million by
volume, combined emissions, expressed
as a chloride (Cl(-)) equivalent, dry basis
and corrected to 7 percent oxygen; and
(7) Particulate matter emissions in
excess of 0.025 gr/dscf, corrected to 7
percent oxygen.
(b) Emission and hazardous waste
feed limits for new sources. You must
not discharge or cause combustion gases
to be emitted into the atmosphere or
feed hazardous waste that contain:
(1) For dioxins and furans, either:
(i) Emissions in excess of 0.20 ng
TEQ/dscm corrected to 7 percent
oxygen; or
(ii) Rapid quench of the combustion
gas temperature at the exit of the (last)
combustion chamber (or exit of any
waste heat recovery system that
immediately follows the last
combustion chamber) to 400°F or lower
based on the average of the test run
average temperatures. You must also
notify in writing the RCRA authority
that you are complying with this option;
(2) For mercury, either:
(i) Emissions in excess of 120 µg/
dscm, corrected to 7 percent oxygen; or
(ii) A hazardous waste feedrate
corresponding to a maximum theoretical
emission concentration (MTEC) in
excess of 120 µg/dscm;
(3) For cadmium and lead, both:
(i) Emissions in excess of 3.7 × 10¥5
lbs combined emissions of cadmium
and lead attributable to the hazardous
waste per million Btu heat input from
the hazardous waste; and
(ii) Emissions in excess of 43 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(4) For arsenic, beryllium, and
chromium, both:
(i) In excess of 3.3 × 10¥5 lbs
combined emissions of arsenic,
beryllium, and chromium attributable to
the hazardous waste per million Btu
heat input from the hazardous waste;
E:\FR\FM\12OCR2.SGM
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Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 / Rules and Regulations
(ii) Emissions in excess of 110 µg/
dscm, combined emissions, corrected to
7 percent oxygen;
(5) Carbon monoxide and
hydrocarbons. (i) Carbon monoxide in
excess of 100 parts per million by
volume, over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis and corrected to 7
percent oxygen. If you elect to comply
with this carbon monoxide standard
rather than the hydrocarbon standard
under paragraph (b)(5)(ii) of this section,
you also must document that, during the
destruction and removal efficiency
(DRE) test runs or their equivalent as
provided by § 63.1206(b)(7),
hydrocarbons do not exceed 20 parts per
million by volume during those runs,
over an hourly rolling average
(monitored continuously with a
continuous emissions monitoring
system), dry basis, corrected to 7
percent oxygen, and reported as
propane; or
(ii) Hydrocarbons in excess of 20 parts
per million by volume, over an hourly
rolling average, dry basis, corrected to 7
percent oxygen, and reported as
propane;
(6) Hydrogen chloride and chlorine
gas in excess of 600 parts per million by
volume, combined emissions, expressed
as a chloride (Cl(-)) equivalent, dry basis
and corrected to 7 percent oxygen; and
(7) Particulate matter emissions in
excess of 0.0098 gr/dscf corrected to 7
percent oxygen.
(c) Destruction and removal efficiency
(DRE) standard. (1) 99.99% DRE. Except
as provided in paragraph (c)(2) of this
section, you must achieve a destruction
and removal efficiency (DRE) of 99.99%
for each principal organic hazardous
constituent (POHC) designated under
paragraph (c)(3) of this section. You
must calculate DRE for each POHC from
the following equation:
DRE = [1 ¥ (Wout / Win)] × 100%
Where:
Win = mass feedrate of one POHC in
a waste feedstream; and
Wout = mass emission rate of the same
POHC present in exhaust emissions
prior to release to the atmosphere.
(2) 99.9999% DRE. If you burn the
dioxin-listed hazardous wastes F020,
F021, F022, F023, F026, or F027 (see
§ 261.31 of this chapter), you must
achieve a destruction and removal
efficiency (DRE) of 99.9999% for each
POHC that you designate under
paragraph (c)(3) of this section. You
must demonstrate this DRE performance
on POHCs that are more difficult to
incinerate than tetra-, penta-, and
hexachlorodibenzo-dioxins and
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dibenzofurans. You must use the
equation in paragraph (c)(1) of this
section to calculate DRE for each POHC.
In addition, you must notify the
Administrator of your intent to burn
hazardous wastes F020, F021, F022,
F023, F026, or F027.
(3) Principal organic hazardous
constituents (POHCs). (i) You must treat
each POHC in the waste feed that you
specify under paragraph (c)(3)(ii) of this
section to the extent required by
paragraphs (c)(1) and (c)(2) of this
section.
(ii) You must specify one or more
POHCs that are representative of the
most difficult to destroy organic
compounds in your hazardous waste
feedstream. You must base this
specification on the degree of difficulty
of incineration of the organic
constituents in the hazardous waste and
on their concentration or mass in the
hazardous waste feed, considering the
results of hazardous waste analyses or
other data and information.
(d) Significant figures. The emission
limits provided by paragraphs (a) and
(b) of this section are presented with
two significant figures. Although you
must perform intermediate calculations
using at least three significant figures,
you may round the resultant emission
levels to two significant figures to
document compliance.
PART 260—HAZARDOUS WASTE
MANAGEMENT SYSTEM: GENERAL
1. The authority citation for part 260
continues to read as follows:
I
Authority: 42 U.S.C. 6905, 6912(a), 6921–
6927, 6930, 6934, 6935, 6937, 6938, 6939,
and 6974.
2. Section 260.11 is amended by
I a. Revising the first sentence in
paragraph (a).
I b. Revising paragraph (c)(1).
The revisions and additions read as
follows:
I
§ 260.11
Frm 00175
Fmt 4701
PART 264—STANDARDS FOR
OWNERS AND OPERATORS OF
HAZARDOUS WASTE TREATMENT,
STORAGE, AND DISPOSAL
FACILITIES
1. The authority citation for part 264
continues to read as follows:
I
Authority: 42 U.S.C. 6905, 6912(a), 6924,
6925, 6927, 6928(h), and 6974.
2. Section 264.340 is amended by
revising the first sentence of paragraph
(b)(1) and adding paragraph (b)(5) to
read as follows:
I
§ 264.340
Applicability.
*
*
*
*
*
(b) * * * (1) Except as provided by
paragraphs (b)(2) through (b)(5) of this
section, the standards of this part do not
apply to a new hazardous waste
incineration unit that becomes subject
to RCRA permit requirements after
October 12, 2005; or no longer apply
when an owner or operator of an
existing hazardous waste incineration
unit demonstrates compliance with the
maximum achievable control
technology (MACT) requirements of part
63, subpart EEE, of this chapter by
conducting a comprehensive
performance test and submitting to the
Administrator a Notification of
Compliance under §§ 63.1207(j) and
63.1210(d) of this chapter documenting
compliance with the requirements of
part 63, subpart EEE, of this chapter.
* * *
*
*
*
*
*
(5) The particulate matter standard of
§ 264.343(c) remains in effect for
incinerators that elect to comply with
the alternative to the particulate matter
standard of §§ 63.1206(b)(14) and
63.1219(e) of this chapter.
*
*
*
*
*
PART 265—INTERIM STATUS
STANDARDS FOR OWNERS AND
OPERATORS OF HAZARDOUS WASTE
TREATMENT, STORAGE, AND
DISPOSAL FACILITIES
1. The authority citation for part 265
continues to read as follows:
I
References.
(a) When used in parts 260 through
268 of this chapter, the following
publications are incorporated by
reference. * * *
*
*
*
*
*
(c) * * *
(1) ‘‘APTI Course 415: Control of
Gaseous Emissions,’’ EPA Publication
EPA–450/2–81–005, December 1981,
IBR approved for §§ 264.1035 and
265.1035.
*
*
*
*
*
PO 00000
59575
Sfmt 4700
Authority: 42 U.S.C. 6905, 6906, 6912,
6922, 6923, 6924, 6925, 6935, 6936, and
6937.
2. Section 265.340 is amended by
revising paragraph (b)(1) to read as
follows:
I
§ 265.340
Applicability.
*
*
*
*
*
(b) * * * (1) Except as provided by
paragraphs (b)(2) and (b)(3) of this
section, the standards of this part no
longer apply when an owner or operator
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Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 / Rules and Regulations
demonstrates compliance with the
maximum achievable control
technology (MACT) requirements of part
63, subpart EEE, of this chapter by
conducting a comprehensive
performance test and submitting to the
Administrator a Notification of
Compliance under §§ 63.1207(j) and
63.1210(d) of this chapter documenting
compliance with the requirements of
part 63, subpart EEE, of this chapter.
*
*
*
*
*
PART 266—STANDARDS FOR THE
MANAGEMENT OF SPECIFIC
HAZARDOUS WASTES AND SPECIFIC
TYPES OF HAZARDOUS WASTE
MANAGEMENT FACILITIES
2. Section 266.100 is amended by
revising the first sentence of paragraph
(b)(1) and adding paragraphs (b)(3) and
(b)(4) to read as follows:
I
Applicability.
*
*
*
*
(b) * * * (1) Except as provided by
paragraphs (b)(2), (b)(3), and (b)(4) of
this section, the standards of this part
do not apply to a new hazardous waste
boiler or industrial furnace unit that
becomes subject to RCRA permit
requirements after October 12, 2005; or
no longer apply when an owner or
operator of an existing hazardous waste
boiler or industrial furnace unit
demonstrates compliance with the
maximum achievable control
technology (MACT) requirements of part
63, subpart EEE, of this chapter by
conducting a comprehensive
performance test and submitting to the
Administrator a Notification of
Compliance under §§ 63.1207(j) and
63.1210(d) of this chapter documenting
compliance with the requirements of
part 63, subpart EEE, of this chapter.
* * *
*
*
*
*
*
(3) If you own or operate a boiler or
hydrochloric acid production furnace
that is an area source under § 63.2 of
this chapter and you elect not to comply
with the emission standards under
§§ 63.1216, 63.1217, and 63.1218 of this
chapter for particulate matter,
semivolatile and low volatile metals,
and total chlorine, you also remain
subject to:
(i) Section 266.105—Standards to
control particulate matter;
(ii) Section 266.106—Standards to
control metals emissions, except for
mercury; and
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20:20 Oct 11, 2005
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1. The authority citation for part 270
continues to read as follows:
I
2. Section 270.6 is revised to read as
follows:
I
Authority: 42 U.S.C. 1006, 2002(a), 3001–
3009, 3014, 6905, 6906, 6912, 6921, 6922,
6924–6927, 6934, and 6937.
*
PART 270—EPA ADMINISTERED
PERMIT PROGRAMS: THE
HAZARDOUS WASTE PERMIT
PROGRAM
Authority: 42 U.S.C. 6905, 6912, 6924,
6925, 6927, 6939, and 6974.
1. The authority citation for part 266
continues to read as follows:
I
§ 266.100
(ii) Section 266.107—Standards to
control hydrogen chloride and chlorine
gas.
(4) The particulate matter standard of
§ 266.105 remains in effect for boilers
that elect to comply with the alternative
to the particulate matter standard under
§§ 63.1216(e) and 63.1217(e) of this
chapter.
*
*
*
*
*
§ 270.6
References.
(a) When used in part 270 of this
chapter, the following publications are
incorporated by reference. These
incorporations by reference were
approved by the Director of the Federal
Register pursuant to 5 U.S.C. 552(a) and
1 CFR part 51. These materials are
incorporated as they exist on the date of
approval and a notice of any change in
these materials will be published in the
Federal Register. Copies may be
inspected at the Library, U.S.
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., (3403T),
Washington, DC 20460,
libraryhq@epa.gov; or at the National
Archives and Records Administration
(NARA). For information on the
availability of this material at NARA,
call 202–741–6030, or go to: https://
www.archives.gov/federal_register/
code_of_federal_regulations/
ibr_locations.html.
(b) The following materials are
available for purchase from the National
Technical Information Service (NTIS),
5285 Port Royal Road, Springfield, VA
22161, (703) 605–6000 or (800) 553–
6847; or for purchase from the
Superintendent of Documents, U.S.
Government Printing Office,
Washington, DC 20402, (202) 512–1800:
(1) ‘‘APTI Course 415: Control of
Gaseous Emissions,’’ EPA Publication
EPA–450/2–81–005, December 1981,
IBR approved for §§ 270.24 and 270.25.
(2) [Reserved].
I 3. Section 270.10 is amended by
adding paragraph (l) to read as follows:
§ 270.10
General application requirements.
*
*
*
*
*
(l) If the Director concludes, based on
one or more of the factors listed in
paragraph (l)(1) of this section that
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compliance with the standards of 40
CFR part 63, subpart EEE alone may not
be protective of human health or the
environment, the Director shall require
the additional information or
assessment(s) necessary to determine
whether additional controls are
necessary to ensure protection of human
health and the environment. This
includes information necessary to
evaluate the potential risk to human
health and/or the environment resulting
from both direct and indirect exposure
pathways. The Director may also require
a permittee or applicant to provide
information necessary to determine
whether such an assessment(s) should
be required.
(1) The Director shall base the
evaluation of whether compliance with
the standards of 40 CFR part 63, subpart
EEE alone is protective of human health
or the environment on factors relevant
to the potential risk from a hazardous
waste combustion unit, including, as
appropriate, any of the following
factors:
(i) Particular site-specific
considerations such as proximity to
receptors (such as schools, hospitals,
nursing homes, day care centers, parks,
community activity centers, or other
potentially sensitive receptors), unique
dispersion patterns, etc.;
(ii) Identities and quantities of
emissions of persistent, bioaccumulative
or toxic pollutants considering
enforceable controls in place to limit
those pollutants;
(iii) Identities and quantities of
nondioxin products of incomplete
combustion most likely to be emitted
and to pose significant risk based on
known toxicities (confirmation of which
should be made through emissions
testing);
(iv) Identities and quantities of other
off-site sources of pollutants in
proximity of the facility that
significantly influence interpretation of
a facility-specific risk assessment;
(v) Presence of significant ecological
considerations, such as the proximity of
a particularly sensitive ecological area;
(vi) Volume and types of wastes, for
example wastes containing highly toxic
constituents;
(vii) Other on-site sources of
hazardous air pollutants that
significantly influence interpretation of
the risk posed by the operation of the
source in question;
(viii) Adequacy of any previously
conducted risk assessment, given any
subsequent changes in conditions likely
to affect risk; and
(ix) Such other factors as may be
appropriate.
(2) [Reserved]
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4. Section 270.19 is amended by
revising paragraph (e) to reads as
follows:
I
§ 270.19 Specific part B information
requirements for incinerators.
*
*
*
*
*
(e) When an owner or operator of a
hazardous waste incineration unit
becomes subject to RCRA permit
requirements after October 12, 2005, or
when an owner or operator of an
existing hazardous waste incineration
unit demonstrates compliance with the
air emission standards and limitations
in part 63, subpart EEE, of this chapter
(i.e., by conducting a comprehensive
performance test and submitting a
Notification of Compliance under
§§ 63.1207(j) and 63.1210(d) of this
chapter documenting compliance with
all applicable requirements of part 63,
subpart EEE, of this chapter), the
requirements of this section do not
apply, except those provisions the
Director determines are necessary to
ensure compliance with §§ 264.345(a)
and 264.345(c) of this chapter if you
elect to comply with § 270.235(a)(1)(i) to
minimize emissions of toxic compounds
from startup, shutdown, and
malfunction events. Nevertheless, the
Director may apply the provisions of
this section, on a case-by-case basis, for
purposes of information collection in
accordance with §§ 270.10(k), 270.10(l),
270.32(b)(2), and 270.32(b)(3).
I 5. Section 270.22 is amended by
revising the introductory text to read as
follows:
§ 270.22 Specific part B information
requirements for boilers and industrial
furnaces burning hazardous waste.
When an owner or operator of a
cement kiln, lightweight aggregate kiln,
solid fuel boiler, liquid fuel boiler, or
hydrochloric acid production furnace
becomes subject to RCRA permit
requirements after October 12, 2005, or
when an owner or operator of an
existing cement kiln, lightweight
aggregate kiln, solid fuel boiler, liquid
fuel boiler, or hydrochloric acid
production furnace demonstrates
compliance with the air emission
standards and limitations in part 63,
subpart EEE, of this chapter (i.e., by
conducting a comprehensive
performance test and submitting a
Notification of Compliance under
§§ 63.1207(j) and 63.1210(d) of this
chapter documenting compliance with
all applicable requirements of part 63,
subpart EEE, of this chapter), the
requirements of this section do not
apply. The requirements of this section
do apply, however, if the Director
determines certain provisions are
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necessary to ensure compliance with
§§ 266.102(e)(1) and 266.102(e)(2)(iii) of
this chapter if you elect to comply with
§ 270.235(a)(1)(i) to minimize emissions
of toxic compounds from startup,
shutdown, and malfunction events; or if
you are an area source and elect to
comply with the §§ 266.105, 266.106,
and 266.107 standards and associated
requirements for particulate matter,
hydrogen chloride and chlorine gas, and
non-mercury metals; or the Director
determines certain provisions apply, on
a case-by-case basis, for purposes of
information collection in accordance
with §§ 270.10(k), 270.10(l),
270.32(b)(2), and 270.32(b)(3).
*
*
*
*
*
I 6. Section 270.24 is amended by
revising paragraph (d)(3) to read as
follows:
§ 270.24 Specific part B information
requirements for process vents.
*
*
*
*
*
(d) * * *
(3) A design analysis, specifications,
drawings, schematics, and piping and
instrumentation diagrams based on the
appropriate sections of ‘‘APTI Course
415: Control of Gaseous Emissions’’
(incorporated by reference as specified
in § 270.6) or other engineering texts
acceptable to the Regional
Administrator that present basic control
device information. The design analysis
shall address the vent stream
characteristics and control device
operation parameters as specified in
§ 264.1035(b)(4)(iii).
*
*
*
*
*
I 7. Section 270.25 is amended by
revising paragraph (e)(3) to read as
follows:
§ 270.25 Specific part B information
requirements for equipment.
*
*
*
*
*
(e) * * *
(3) A design analysis, specifications,
drawings, schematics, and piping and
instrumentation diagrams based on the
appropriate sections of ‘‘APTI Course
415: Control of Gaseous Emissions’’
(incorporated by reference as specified
in § 270.6) or other engineering texts
acceptable to the Regional
Administrator that present basic control
device information. The design analysis
shall address the vent stream
characteristics and control device
operation parameters as specified in
§ 264.1035(b)(4)(iii).
*
*
*
*
*
I 8. Section 270.32 is amended by
adding paragraph (b)(3) to read as
follows:
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§ 270.32
59577
Establishing permit conditions.
*
*
*
*
*
(b) * * *
(3) If, as the result of an assessment(s)
or other information, the Administrator
or Director determines that conditions
are necessary in addition to those
required under 40 CFR parts 63, subpart
EEE, 264 or 266 to ensure protection of
human health and the environment, he
shall include those terms and
conditions in a RCRA permit for a
hazardous waste combustion unit.
*
*
*
*
*
I 9. Section 270.42 is amended by:
I a. Revising paragraph (j)(1).
I b. Redesignating paragraph (j)(2) as
(j)(3).
I c. Adding new paragraph (j)(2).
I d. Adding new paragraph (k); and
I e. Adding a new entry 10 in numerical
order in the table under section L of
Appendix I.
The revisions and additions read as
follows:
§ 270.42 Permit modification at the request
of the permittee.
*
*
*
*
*
(j) * * *
(1) Facility owners or operators must
have complied with the Notification of
Intent to Comply (NIC) requirements of
40 CFR 63.1210 that were in effect prior
to October 11, 2000, (See 40 CFR part
63 §§ 63.1200–63.1499 revised as of July
1, 2000) in order to request a permit
modification under this section for the
purpose of technology changes needed
to meet the standards under 40 CFR
63.1203, 63.1204, and 63.1205.
(2) Facility owners or operators must
comply with the Notification of Intent to
Comply (NIC) requirements of 40 CFR
63.1210(b) and 63.1212(a) before a
permit modification can be requested
under this section for the purpose of
technology changes needed to meet the
40 CFR 63.1215, 63.1216, 63.1217,
63.1218, 63.1219, 63.1220, and 63.1221
standards promulgated on October 12,
2005.
*
*
*
*
*
(k) Waiver of RCRA permit conditions
in support of transition to the part 63
MACT standards. (1) You may request
to have specific RCRA operating and
emissions limits waived by submitting a
Class 1 permit modification request
under Appendix I of this section,
section L(10). You must:
(i) Identify the specific RCRA permit
operating and emissions limits which
you are requesting to waive;
(ii) Provide an explanation of why the
changes are necessary in order to
minimize or eliminate conflicts between
the RCRA permit and MACT
compliance; and
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(iii) Discuss how the revised
provisions will be sufficiently
protective.
(iv) The Director shall approve or
deny the request within 30 days of
receipt of the request. The Director may,
as his or her discretion, extend this 30
day deadline one time for up to 30 days
by notifying the facility owner or
operator.
(2) To request this modification in
conjunction with MACT performance
testing where permit limits may only be
waived during actual test events and
pretesting, as defined under 40 CFR
63.1207(h)(2)(i) and (ii), for an aggregate
time not to exceed 720 hours of
operation (renewable at the discretion of
the Administrator) you must:
(i) Submit your modification request
to the Director at the same time you
submit your test plans to the
Administrator; and
(ii) The Director may elect to approve
or deny the request continent upon
approval of the test plans.
*
*
*
*
*
Appendix I to § 270.42—Classification
of Permit Modification
Modifications
Class
*
*
*
*
*
*
*
L. * * * ................................................................................................................................................................................................................
10. Changes to RCRA permit provisions needed to support transition to 40 CFR part 63 (Subpart EEE—National Emission Standards for
Hazardous Air Pollutants From Hazardous Waste Combustors), provided the procedures of § 270.42(k) are followed..
*
1 Class
*
*
*
*
*
11
*
1 modifications requiring prior Agency approval.
*
*
*
*
*
10. Section 270.62 is amended by
revising the introductory text to read as
follows:
I
§ 270.62 Hazardous waste incinerator
permits.
When an owner or operator of a
hazardous waste incineration unit
becomes subject to RCRA permit
requirements after October 12, 2005, or
when an owner or operator of an
existing hazardous waste incineration
unit demonstrates compliance with the
air emission standards and limitations
in part 63, subpart EEE, of this chapter
(i.e., by conducting a comprehensive
performance test and submitting a
Notification of Compliance under
§§ 63.1207(j) and 63.1210(d) of this
chapter documenting compliance with
all applicable requirements of part 63,
subpart EEE, of this chapter), the
requirements of this section do not
apply, except those provisions the
Director determines are necessary to
ensure compliance with §§ 264.345(a)
and 264.345(c) of this chapter if you
elect to comply with § 270.235(a)(1)(i) to
minimize emissions of toxic compounds
from startup, shutdown, and
malfunction events. Nevertheless, the
Director may apply the provisions of
this section, on a case-by-case basis, for
purposes of information collection in
accordance with §§ 270.10(k), 270.10(l),
270.32(b)(2), and 270.32(b)(3).
*
*
*
*
*
I 11. Section 270.66 is amended by
revising the introductory text to read as
follows:
§ 270.66 Permits for boilers and industrial
furnaces burning hazardous waste.
When an owner or operator of a
cement kiln, lightweight aggregate kiln,
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solid fuel boiler, liquid fuel boiler, or
hydrochloric acid production furnace
becomes subject to RCRA permit
requirements after October 12, 2005 or
when an owner or operator of an
existing cement kiln, lightweight
aggregate kiln, solid fuel boiler, liquid
fuel boiler, or hydrochloric acid
production furnace demonstrates
compliance with the air emission
standards and limitations in part 63,
subpart EEE, of this chapter (i.e., by
conducting a comprehensive
performance test and submitting a
Notification of Compliance under
§§ 63.1207(j) and 63.1210(d) of this
chapter documenting compliance with
all applicable requirements of part 63,
subpart EEE, of this chapter), the
requirements of this section do not
apply. The requirements of this section
do apply, however, if the Director
determines certain provisions are
necessary to ensure compliance with
§§ 266.102(e)(1) and 266.102(e)(2)(iii) of
this chapter if you elect to comply with
§ 270.235(a)(1)(i) to minimize emissions
of toxic compounds from startup,
shutdown, and malfunction events; or if
you are an area source and elect to
comply with the §§ 266.105, 266.106,
and 266.107 standards and associated
requirements for particulate matter,
hydrogen chloride and chlorine gas, and
non-mercury metals; or the Director
determines certain provisions apply, on
a case-by-case basis, for purposes of
information collection in accordance
with §§ 270.10(k), 270.10(l),
270.32(b)(2), and 270.32(b)(3).
*
*
*
*
*
I 12. Section 270.235 is amended by:
I a. Revising the section heading and
paragraphs (a)(1) introductory text and
(a)(2) introductory text.
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b. Revising paragraphs (b)(1)
introductory text and (b)(2).
I c. Adding new paragraph (c).
The revisions read as follows:
*
*
*
*
*
I
§ 270.235 Options for incinerators, cement
kilns, lightweight aggregate kilns, solid fuel
boilers, liquid fuel boilers and hydrochloric
acid production furnaces to minimize
emissions from startup, shutdown, and
malfunction events.
(a) * * * (1) Revisions to permit
conditions after documenting
compliance with MACT. The owner or
operator of a RCRA-permitted
incinerator, cement kiln, lightweight
aggregate kiln, solid fuel boiler, liquid
fuel boiler, or hydrochloric acid
production furnace may request that the
Director address permit conditions that
minimize emissions from startup,
shutdown, and malfunction events
under any of the following options
when requesting removal of permit
conditions that are no longer applicable
according to §§ 264.340(b) and
266.100(b) of this chapter:
*
*
*
*
*
(2) Addressing permit conditions
upon permit reissuance. The owner or
operator of an incinerator, cement kiln,
lightweight aggregate kiln, solid fuel
boiler, liquid fuel boiler, or
hydrochloric acid production furnace
that has conducted a comprehensive
performance test and submitted to the
Administrator a Notification of
Compliance documenting compliance
with the standards of part 63, subpart
EEE, of this chapter may request in the
application to reissue the permit for the
combustion unit that the Director
control emissions from startup,
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shutdown, and malfunction events
under any of the following options:
*
*
*
*
*
(b) * * * (1) Interim status
operations. In compliance with
§§ 265.340 and 266.100(b), the owner or
operator of an incinerator, cement kiln,
lightweight aggregate kiln, solid fuel
boiler, liquid fuel boiler, or
hydrochloric acid production furnace
that is operating under the interim
status standards of part 265 or 266 of
this chapter may control emissions of
toxic compounds during startup,
shutdown, and malfunction events
under either of the following options
after conducting a comprehensive
performance test and submitting to the
Administrator a Notification of
Compliance documenting compliance
with the standards of part 63, subpart
EEE, of this chapter.
*
*
*
*
*
(2) Operations under a subsequent
RCRA permit. When an owner or
operator of an incinerator, cement kiln,
lightweight aggregate kiln, solid fuel
boiler, liquid fuel boiler, or
hydrochloric acid production furnace
that is operating under the interim
status standards of parts 265 or 266 of
this chapter submits a RCRA permit
application, the owner or operator may
request that the Director control
emissions from startup, shutdown, and
malfunction events under any of the
options provided by paragraphs (a)(2)(i),
(a)(2)(ii), or (a)(2)(iii) of this section.
(c) New units. Hazardous waste
incinerator, cement kiln, lightweight
aggregate kiln, solid fuel boiler, liquid
fuel boiler, or hydrochloric acid
production furnace units that become
subject to RCRA permit requirements
after October 12, 2005 must control
emissions of toxic compounds during
startup, shutdown, and malfunction
events under either of the following
options:
(1) Comply with the requirements
specified in § 63.1206(c)(2) of this
chapter; or
(2) Request to include in the RCRA
permit, conditions that ensure
emissions of toxic compounds are
minimized from startup, shutdown, and
malfunction events, including releases
from emergency safety vents, based on
review of information including the
source’s startup, shutdown, and
malfunction plan and design. The
director will specify that these permit
conditions apply only when the facility
is operating under its startup,
shutdown, and malfunction plan.
PART 271—REQUIREMENTS FOR
AUTHORIZATION OF STATE
HAZARDOUS WASTE PROGRAMS
1. The authority citation for part 271
continues to read as follows:
I
Authority: 42 U.S.C. 6905, 6912(a), and
6926.
2. Section 271.1(j) is amended by
adding the following entries to Table 1
in chronological order by date of
publication in the Federal Register, to
read as follows:
I
§ 271.1
*
Purpose and scope.
*
*
(j) * * *
*
*
TABLE 1.—REGULATIONS IMPLEMENTING THE HAZARDOUS AND SOLID WASTE AMENDMENTS OF 1984
Promulgation date
Title of Reglation
*
*
Oct. 12, 2005 ................................
Federal Register reference
Effective date
*
*
*
Standards for Hazardous Air Pol- [Insert FR page numbers] .............
lutants for Hazardous Waste
Combustors.
*
Oct. 12, 2005.
[FR Doc. 05–18824 Filed 10–11–05; 8:45 am]
BILLING CODE 6560–50–P
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*
Agencies
[Federal Register Volume 70, Number 196 (Wednesday, October 12, 2005)]
[Rules and Regulations]
[Pages 59402-59579]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-18824]
[[Page 59401]]
-----------------------------------------------------------------------
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Parts 9, 63, 260 et al.
National Emission Standards for Hazardous Air Pollutants: Final
Standards for Hazardous Air Pollutants for Hazardous Waste Combustors
(Phase I Final Replacement Standards and Phase II); Final Rule
Federal Register / Vol. 70, No. 196 / Wednesday, October 12, 2005 /
Rules and Regulations
[[Page 59402]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 9, 63, 260, 264, 265, 266, 270 and 271
[FRL-7971-8]
RIN 2050-AE01
National Emission Standards for Hazardous Air Pollutants: Final
Standards for Hazardous Air Pollutants for Hazardous Waste Combustors
(Phase I Final Replacement Standards and Phase II)
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action finalizes national emission standards (NESHAP) for
hazardous air pollutants for hazardous waste combustors (HWCs):
hazardous waste burning incinerators, cement kilns, lightweight
aggregate kilns, industrial/commercial/institutional boilers and
process heaters, and hydrochloric acid production furnaces. EPA has
identified HWCs as major sources of hazardous air pollutant (HAP)
emissions. These standards implement section 112(d) of the Clean Air
Act (CAA) by requiring hazardous waste combustors to meet HAP emission
standards reflecting the performance of the maximum achievable control
technology (MACT).
The HAP emitted by HWCs include arsenic, beryllium, cadmium,
chromium, dioxins and furans, hydrogen chloride and chlorine gas, lead,
manganese, and mercury. Exposure to these substances has been
demonstrated to cause adverse health effects such as irritation to the
lung, skin, and mucus membranes, effects on the central nervous system,
kidney damage, and cancer. The adverse health effects associated with
exposure to these specific HAP are further described in the preamble.
For many HAP, these findings have only been shown with concentrations
higher than those typically in the ambient air.
This action also presents our decision regarding the February 28,
2002 petition for rulemaking submitted by the Cement Kiln Recycling
Coalition, relating to EPA's implementation of the so-called omnibus
permitting authority under section 3005(c) of the Resource Conservation
and Recovery Act (RCRA). That section requires that each permit issued
under RCRA contain such terms and conditions as permit writers
determine to be necessary to protect human health and the environment.
In that petition, the Cement Kiln Recycling Coalition requested that we
repeal the existing site-specific risk assessment policy and technical
guidance for hazardous waste combustors and that we promulgate the
policy and guidance as rules in accordance with the Administrative
Procedure Act if we continue to believe that site-specific risk
assessments may be necessary.
DATES: The final rule is effective December 12, 2005. The incorporation
by reference of Method 0023A into Sec. 63.14 is approved by the
Director of the Federal Register as of December 12, 2005.
ADDRESSES: The official public docket is the collection of materials
that is available for public viewing at the Office of Air and Radiation
Docket and Information Center (Air Docket) in the EPA Docket Center,
Room B-102, 1301 Constitution Ave., NW., Washington, DC.
FOR FURTHER INFORMATION CONTACT: For more information concerning
applicability and rule determinations, contact your State or local
representative or appropriate EPA Regional Office representative. For
information concerning rule development, contact Michael Galbraith,
Waste Treatment Branch, Hazardous Waste Minimization and Management
Division, (5302W), U.S. EPA, 1200 Pennsylvania Avenue, NW., Washington
DC 20460, telephone number (703) 605-0567, fax number (703) 308-8433,
electronic mail address galbraith.michael@epa.gov.
SUPPLEMENTARY INFORMATION:
Regulated Entities
The promulgation of the final rule would affect the following North
American Industrial Classification System (NAICS) and Standard
Industrial Classification (SIC) codes:
----------------------------------------------------------------------------------------------------------------
Examples of potentially
Category NAICS code SIC code regulated entities
----------------------------------------------------------------------------------------------------------------
Any industry that combusts hazardous
waste as defined in the final rule.
562211 4953 Incinerator, hazardous waste
327310 3241 Cement manufacturing, clinker
production
327992 3295 Ground or treated mineral and
earth manufacturing
325 28 Chemical Manufacturers
324 29 Petroleum Refiners
331 33 Primary Aluminum
333 38 Photographic equipment and
supplies
488, 561, 562 49 Sanitary Services, N.E.C.
421 50 Scrap and waste materials
422 51 Chemical and Allied Products,
N.E.C
512, 541, 561, 812 73 Business Services, N.E.C.
512, 514, 541, 711 89 Services, N.E.C.
924 95 Air, Water and Solid Waste
Management
----------------------------------------------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists examples of the types of entities EPA is now
aware could potentially be regulated by this action. Other types of
entities not listed could also be affected. To determine whether your
facility, company, business, organization, etc., is regulated by this
action, you should examine the applicability criteria in Part II of
this preamble. If you have any questions regarding the applicability of
this action to a particular entity, consult the person listed in the
preceding FOR FURTHER INFORMATION CONTACT section.
Abbreviations and Acronyms Used in This Document
acfm actual cubic feet per minute
Btu British thermal units
CAA Clean Air Act
CFR Code of Federal Regulations
DRE destruction and removal efficiency
dscf dry standard cubic foot
dscm dry standard cubic meter
[[Page 59403]]
EPA Environmental Protection Agency
FR Federal Register
gr/dscf grains per dry standard cubic foot
HAP hazardous air pollutant(s)
ICR Information Collection Request
kg/hr kilograms per hour
kW-hour kilo Watt hour
MACT Maximum Achievable Control Technology
mg/dscm milligrams per dry standard cubic meter
MMBtu million British thermal unit
ng/dscm nanograms per dry standard cubic meter
NESHAP national emission standards for HAP
ng nanograms
POHC principal organic hazardous constituent
ppmv parts per million by volume
ppmw parts per million by weight
Pub. L. Public Law
RCRA Resource Conservation and Recovery Act
SRE system removal efficiency
TEQ toxicity equivalence
[mu]g/dscm micrograms per dry standard cubic meter
U.S.C. United States Code
Table of Contents
Part One: Background and Summary
I. What Is the Statutory Authority for this Standard?
II. What Is the Regulatory Development Background of the Source
Categories in the Final Rule?
A. Phase I Source Categories
B. Phase II Source Categories
III. How Was the Final Rule Developed?
IV. What Is the Relationship Between the Final Rule and Other MACT
Combustion Rules?
V. What Are the Health Effects Associated with Pollutants Emitted by
Hazardous Waste Combustors?
Part Two: Summary of the Final Rule
I. What Source Categories and Subcategories Are Affected by the
Final Rule?
II. What Are the Affected Sources and Emission Points?
III. What Pollutants Are Emitted and Controlled?
IV. Does the Final Rule Apply to Me?
V. What Are the Emission Limitations?
VI. What Are the Testing and Initial Compliance Requirements?
A. Compliance Dates
B. Testing Requirements
C. Initial Compliance Requirements
VII. What Are the Continuous Compliance Requirements?
VIII. What Are the Notification, Recordkeeping, and Reporting
Requirements?
IX. What Is the Health-Based Compliance Alternative for Total
Chlorine, and How Do I Demonstrate Eligibility?
A. Overview
B. HCl-Equivalent Emission Rates
C. Eligibility Demonstration
D. Assurance that the 1-Hour HCl-Equivalent Emission Rate Will
Not Be Exceeded
E. Review and Approval of Eligibility Demonstrations
F. Testing Requirements
G. Monitoring Requirements
H. Relationship Among Emission Rates, Emission Rate Limits, and
Feedrate Limits
I. Changes
X. Overview on Floor Methodologies
Part Three: What Are the Major Changes Since Proposal?
I. Database
A. Hazardous Burning Incinerators
B. Hazardous Waste Cement Kilns
C. Hazardous Waste Lightweight Aggregate Kilns
D. Liquid Fuel Boilers
E. HCl Production Furnaces
F. Total Chlorine Emissions Data Below 20 ppmv
II. Emission Limits
A. Incinerators
B. Hazardous Waste Burning Cement Kilns
C. Hazardous Waste Burning Lightweight Aggregate Kilns
D. Solid Fuel Boilers
E. Liquid Fuel Boilers
F. Hydrochloric Acid Production Furnaces
G. Dioxin/Furan Testing for Sources Not Subject to a Numerical
Standard
III. Statistics and Variability
A. Using Statistical Imputation to Address Variability of
Nondetect Values
B. Degrees of Freedom when Imputing a Standard Deviation Using
the Universal Variability Factor for Particulate Matter Controlled
by a Fabric Filter
IV. Compliance Assurance for Fabric Filters, Electrostatic
Precipitators, and Ionizing Wet Scrubbers
V. Health-Based Compliance Alternative for Total Chlorine
Part Four: What Are the Responses to Major Comments?
I. Database
A. Revisions to the EPA's Hazardous Waste Combustor Data Base
B. Use of Data from Recently Upgraded Sources
C. Correction of Total Chlorine Data to Address Potential Bias
in Stack Measurement Method
D. Mercury Data for Cement Kilns
E. Mercury Data for Lightweight Aggregate Kilns
F. Incinerator Database
II. Affected Sources
A. Area Source Boilers and Hydrochloric Acid Production Furnaces
B. Boilers Eligible for the RCRA Low Risk Waste Exemption
C. Mobile Incinerators
III. Floor Approaches
A. Variability
B. SRE/Feed Methdology
C. Air Pollution Control Technology Methodologies for the
Particulate Matter Standard and for the Total Chlorine Standard for
Hydrochloric Acid Production Furnaces
D. Format of Standards
E. Standards Can Be No Less Stringent Than the Interim Standards
F. How Can EPA's Approach to Assessing Variability and its
Ranking Methodologies be Reasonable when they Result in Standards
Higher than the Interim Standards?
IV. Use of Surrogates
A. Particulate Matter as Surrogate for Metal HAP
B. Carbon Monoxide/Hydrocarbons and DRE as Surrogates for
Dioxin/Furan
C. Use of Carbon Monoxide and Total Hydrocarbons as Surrogate
for Non-Dioxin Organic HAP
V. Additional Issues Relating to Variability and Statistics
A. Data Sets Containing Nondetects
B. Using Statistical Imputation to Address Variability of
Nondetect Values
C. Analysis of Variance Procedures to Assess Subcategorization
VI. Emission Standards
A. Incinerators
B. Cement Kilns
C. Lightweight Aggregate Kilns
D. Liquid Fuel Boilers
E. General
VII. Health-Based Compliance Alternative for Total Chlorine
A. Authority for Health-Based Compliance Alternatives
B. Implementation of the Health-Based Standards
C. National Health-Based Standards for Cement Kilns.
VIII. Implementation and Compliance
A. Compliance Assurance Issues for both Fabric Filters and
Electrostatic Precipitators (and Ionizing Wet Scrubbers)
B. Compliance Assurance Issues for Fabric Filters
C. Compliance Issues for Electrostatic Precipitators and
Ionizing Wet Scrubbers
D. Fugitive Emissions
E. Notification of Intent to Comply and Compliance Progress
Report
F. Startup, Shutdown, and Malfunction Plan
G. Public Notice of Test Plans
H. Using Method 23 Instead of Method 0023A
I. Extrapolating Feedrate Limits for Compliance with the Liquid
Fuel Boiler Mercury and Semivolatile Metal Standards
J. Temporary Compliance with Alternative, Otherwise Applicable
MACT Standards
K. Periodic DRE Testing and Limits on Minimum Combustion Chamber
Temperature for Cement Kilns
L. One Time Dioxin and Furan Test for Sources Not Subject to a
Numerical Limit for Dioxin and Furan
M. Miscellaneous Compliance Issues
IX. Site-Specific Risk Assessment under RCRA
A. What Is the Site-Specific Risk Assessment Policy?
B. Why Might SSRAs Continue To Be Necessary for Sources
Complying With Phase 1 Replacement Standards and Phase 2 Standards?
C. What Changes Are EPA Finalizing With Respect To the Site-
Specific Risk Assessment Policy?
D. How Will the New SSRA Regulatory Provisions Work?
E. What Were Commenters' Reactions to EPA's Proposed Decision
Not to Provide National Criteria for Determining When an SSRA Is or
Is Not Necessary?
[[Page 59404]]
F. What Are EPA's Responses to the Cement Kiln Recycling
Coalition's Comments on the Proposal and What is EPA's Final
Decision on CKRC's Petition?
X. Permitting
A. What is the Statutory Authority for the RCRA Requirements
Discussed in this Section?
B. Did Commenters Express any Concerns Regarding the Current
Permitting Requirements?
C. Are There Any Changes to the Proposed Class 1 Permit
Modification Procedure?
D. What Permitting Approach Is EPA Finalizing for New Units?
E. What Other Permitting Requirements Were Discussed In the
Proposal?
Part Five: What Are the CAA Delegation Clarifications and RCRA State
Authorization Requirements?
I. Authority for this Rule.
II. CAA Delegation Authority.
III. Clarifications to CAA Delegation Provisions for Subpart EEE.
A. Alternatives to Requirements.
B. Alternatives to Test Methods.
C. Alternatives to Monitoring.
D. Alternatives to Recordkeeping and Reporting.
E. Other Delegation Provisions
IV. RCRA State Authorization and Amendments To the RCRA Regulations.
Part Six: Impacts of the Final Rule
I. What Are the Air Impacts?
II. What Are the Water and Solid Waste Impacts?
III. What Are the Energy Impacts?
IV. What Are the Control Costs?
V. What Are the Economic Impacts?
A. Market Exit Estimates
B. Waste Reallocations
VI. What Are the Social Costs and Benefits of the Final Rule?
A. Combustion Market Overview
B. Baseline Specification
C. Analytical Methodology and Findings--Social Cost Analysis
D. Analytical Methodology and Findings--Benefits Assessment
Part Seven: How Does the Final Rule Meet the RCRA Protectiveness
Mandate?
I. Background
II. Evaluation of Protectiveness
Part Eight: Statutory and Executive Order Reviews
I. Executive Order 12866: Regulatory Planning and Review
II. Paperwork Reduction Act
III. Regulatory Flexibility Act
IV. Unfunded Mandates Reform Act of 1995
V. Executive Order 13132: Federalism
VI. Executive Order 13175: Consultation and Coordination with Indian
Tribal Governments
VII. Executive Order 13045: Protection of Children from
Environmental Health Risks and Safety Risks
VIII. Executive Order 13211: Actions Concerning Regulations that
Significantly Affect Energy Supply, Distribution, or Use
IX. National Technology Transfer and Advancement Act
X. Executive Order 12898: Federal Actions to Address Environmental
Justice in Minority Populations and Low-Income Populations
XI. Congressional Review
Part One: Background and Summary
I. What Is the Statutory Authority for This Standard?
Section 112 of the Clean Air Act requires that the EPA promulgate
regulations requiring the control of HAP emissions from major and
certain area sources. The control of HAP is achieved through
promulgation of emission standards under sections 112(d) and (in a
second round of standard setting) (f).
EPA's initial list of categories of major and area sources of HAP
selected for regulation in accordance with section 112(c) of the Act
was published in the Federal Register on July 16, 1992 (57 FR 31576).
Hazardous waste incinerators, Portland cement plants, clay products
manufacturing (including lightweight aggregate kilns), industrial/
commercial/institutional boilers and process heaters, and hydrochloric
acid production furnaces are among the listed 174 categories of
sources. The listing was based on the Administrator's determination
that these sources may reasonably be anticipated to emit one or more of
the 186 listed HAP in quantities sufficient to designate them as major
sources.
II. What Is the Regulatory Development Background of the Source
Categories in the Final Rule?
Today's notice finalizes standards for controlling emissions of HAP
from hazardous waste combustors: incinerators, cement kilns,
lightweight aggregate kilns, boilers, process heaters \1\, and
hydrochloric acid production furnaces that burn hazardous waste. We
call incinerators, cement kilns, and lightweight aggregate kilns Phase
I sources because we have already promulgated standards for those
source categories. We call boilers and hydrochloric acid production
furnaces Phase II sources because we intended to promulgate MACT
standards for those source categories after promulgating MACT standards
for Phase I sources. The regulatory background of Phase I and Phase II
source categories is discussed below.
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\1\ A process heater meets the RCRA definition of a boiler.
Therefore, process heaters that burn hazardous wastes are covered
under subpart EEE as boilers, and are discussed as such in
subsequent parts of the preamble.
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A. Phase I Source Categories
Phase I combustor sources are regulated under the Resource
Conservation and Recovery Act (RCRA), which establishes a ``cradle-to-
grave'' regulatory structure overseeing the safe treatment, storage,
and disposal of hazardous waste. We issued RCRA rules to control air
emissions from hazardous waste burning incinerators in 1981, 40 CFR
Parts 264 and 265, Subpart O, and from cement kilns and lightweight
aggregate kilns that burn hazardous waste in 1991, 40 CFR Part 266,
Subpart H. These rules rely generally on risk-based standards to assure
control necessary to protect human health and the environment, the
applicable RCRA standard. See RCRA section 3004 (a) and (q).
The Phase I source categories also are subject to standards under
the Clean Air Act. We promulgated standards for Phase I sources on
September 30, 1999 (64 FR 52828). This final rule is referred to in
this preamble as the Phase I rule or 1999 final rule. These emission
standards created a technology-based national cap for hazardous air
pollutant emissions from the combustion of hazardous waste in these
devices. The rule regulates emissions of numerous hazardous air
pollutants: dioxin/furans, other toxic organics (through surrogates),
mercury, other toxic metals (both directly and through a surrogate),
and hydrogen chloride and chlorine gas. Where necessary, Section
3005(c)(3) of RCRA provides the authority to impose additional
conditions on a source-by-source basis in a RCRA permit if necessary to
protect human health and the environment.
A number of parties, representing interests of both industrial
sources and of the environmental community, sought judicial review of
the Phase I rule. On July 24, 2001, the United States Court of Appeals
for the District of Columbia Circuit granted portions of the Sierra
Club's petition for review and vacated the challenged portions of the
standards. Cement Kiln Recycling Coalition v. EPA, 255 F. 3d 855 (D.C.
Cir. 2001). The court held that EPA had not demonstrated that its
calculation of MACT floors met the statutory requirement of being no
less stringent than (1) the average emission limitation achieved by the
best performing 12 percent of existing sources and, for new sources,
(2) the emission control achieved in practice by the best controlled
similar source for new sources. 255 F.3d at 861, 865-66. As a remedy,
the court, after declining to rule on most of the issues presented in
the industry petitions for review, vacated the ``challenged
regulations,'' stating that: ``[W]e have chosen not to reach the bulk
of industry petitioners' claims, and leaving the regulations in place
during remand would ignore petitioners' potentially meritorious
challenges.'' Id.
[[Page 59405]]
at 872. Examples of the specific challenges the Court indicated might
have merit were provisions relating to compliance during start up/shut
down and malfunction events, including emergency safety vent openings,
the dioxin/furan standard for lightweight aggregate kilns, and the
semivolatile metal standard for cement kilns. Id. However, the Court
stated, ``[b]ecause this decision leaves EPA without standards
regulating [hazardous waste combustor] emissions, EPA (or any of the
parties to this proceeding) may file a motion to delay issuance of the
mandate to request either that the current standards remain in place or
that EPA be allowed reasonable time to develop interim standards.'' Id.
Acting on this invitation, all parties moved the Court jointly to
stay the issuance of its mandate for four months to allow EPA time to
develop interim standards, which would replace the vacated standards
temporarily, until final standards consistent with the Court's mandate
are promulgated. The interim standards were published on February 13,
2002 (67 FR 6792). EPA did not justify or characterize these standards
as conforming to MACT, but rather as an interim measure to prevent
adverse consequences that would result from the regulatory gap
resulting from no standards being in place. Id. at 6793, 6795-96; see
also 69 FR at 21217 (April 20, 2004). EPA also entered into a
settlement agreement, enforceable by the Court of Appeals, to issue
final standard conforming to the Court's mandate by June 14, 2005. That
date has since been extended to September 14, 2005.
B. Phase II Source Categories
Phase II combustors--boilers and hydrochloric acid production
furnaces--are also regulated under the Resource Conservation and
Recovery Act (RCRA) pursuant to 40 CFR Part 266, Subpart H, and (for
reasons discussed below) are also subject to the MACT standard setting
process in section 112(d) of the CAA. We delayed promulgating MACT
standards for these source categories pending reevaluation of the MACT
standard-setting methodology following the Court's decision to vacate
the standards for the Phase I source categories. We also have entered
into a judicially enforceable consent decree with Sierra Club that
requires EPA to promulgate MACT standards for the Phase II sources by
June 14, 2005, since extended to September 14, 2005--the same date that
(for independent reasons) is required for the replacement standards for
Phase I sources.
III. How Was the Final Rule Developed?
We proposed standards for HWCs on April 20, 2004 (69 FR 21197). The
public comment period closed on July 6, 2004. In addition, on February
4, 2005, we requested certain key commenters to comment by email on a
limited number of issues arising from public comments on the proposed
rule. The comment period for those issues closed on March 7, 2005.
We received approximately 100 public comment letters on the
proposed rule and the subsequent direct request for comments. Comments
were submitted by owner/operators of HWCs, trade associations, state
regulatory agencies and their representatives, and environmental
groups. Today's final rule reflects our consideration of all of the
comments and additional information we received. Major public comments
on the proposed rule along with our responses, are summarized in this
preamble.
IV. What Is the Relationship Between the Final Rule and Other MACT
Combustion Rules?
The amendments to the Subpart EEE, Part 63, standards for hazardous
waste combustors apply to the source categories that are currently
subject to that subpart--incinerators, cement kilns, and lightweight
aggregate kilns that burn hazardous waste. Today's final rule, however,
also amends Subpart EEE to establish MACT standards for the Phase II
source categories--those boilers and hydrochloric acid production
furnaces that burn hazardous waste.
Generally speaking, you are an affected source pursuant to Subpart
EEE if you combust, or have previously combusted, hazardous waste in an
incinerator, cement kiln, lightweight aggregate kiln, boiler, or
hydrochloric acid production furnace. You continue to be an affected
source until you cease burning hazardous waste and initiate closure
requirements pursuant to RCRA. Affected sources do not include: (1)
Sources exempt from regulation under 40 CFR part 266, subpart H,
because the only hazardous waste they burn is listed under 40 CFR
266.100(c); (2) research, development, and demonstration sources exempt
under Sec. 63.1200(b); and (3) boilers exempt from regulation under 40
CFR part 266, subpart H, because they meet the definition of small
quantity burner under 40 CFR 266.108. See Sec. 63.1200(b).
If you never previously combusted hazardous waste, or have ceased
burning hazardous waste and initiated RCRA closure requirements, you
are not subject to Subpart EEE. Rather, EPA has promulgated separate
MACT standards for sources that do not burn hazardous waste within the
following source categories: commercial and industrial solid waste
incinerators (40 CFR Part 60, Subparts CCCC and DDDD); Portland cement
manufacturing facilities (40 CFR Part 63, Subpart LLL); industrial/
commercial/institutional boilers and process heaters (40 CFR Part 63,
Subpart DDDDD); and hydrochloric acid production facilities (40 CFR
Part 63, Subpart NNNNN). In addition, EPA considered whether to
establish MACT standards for lightweight aggregate manufacturing
facilities that do not burn hazardous waste, and determined that they
are not major sources of HAP emissions. Thus, EPA has not established
MACT standards for lightweight aggregate manufacturing facilities that
do not burn hazardous waste.
Note that non-stack emissions points are not regulated under
Subpart EEE.\2\ Emissions attributable to storage and handling of
hazardous waste prior to combustion (i.e., emissions from tanks,
containers, equipment, and process vents) would continue to be
regulated pursuant to either RCRA Subpart AA, BB, and CC and/or an
applicable MACT that applies to the before-mentioned material handling
devices. Emissions unrelated to the hazardous waste operations may be
regulated pursuant to other MACT rulemakings. For example, Portland
cement manufacturing facilities that combust hazardous waste are
subject to both Subpart EEE and Subpart LLL, and hydrochloric acid
production facilities that combust hazardous waste may be subject to
both Subpart EEE and Subpart NNNNN.\3\ In these instances Subpart EEE
controls HAP emissions from the cement kiln and hydrochloric acid
production furnace stack, while Subparts LLL and NNNNN would control
HAP emissions from other operations that are not directly related to
the combustion of hazardous waste (e.g., clinker cooler emissions for
cement production facilities, and hydrochloric acid product
transportation and storage for hydrochloric acid production
facilities).
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\2\ Note, however, that fugitive emissions attributable to the
combustion of hazardous waste from the combustion device are
regulated pursuant to Subpart EEE.
\3\ Hydrochloric acid production furnaces that combust hazardous
waste are also affected sources subject to Subpart NNNNN if they
produce a liquid acid product that contains greater than 30%
hydrochloric acid.
---------------------------------------------------------------------------
Note that if you temporarily cease burning hazardous waste for any
reason, you remain an affected source and are still subject to the
applicable Subpart
[[Page 59406]]
EEE requirements. However, even as an affected source, the emission
standards or operating limits do not apply if: (1) Hazardous waste is
not in the combustion chamber and you elect to comply with other MACT
(or CAA section 129) standards that otherwise would be applicable if
you were not burning hazardous waste, e.g., the nonhazardous waste
burning Portland Cement Kiln MACT (Subpart LLL); or (2) you are in a
startup, shutdown, or malfunction mode of operation.
V. What Are the Health Effects Associated With Pollutants Emitted by
Hazardous Waste Combustors?
Today's final rule protects air quality and promotes the public
health by reducing the emissions of some of the HAP listed in Section
112(b)(1) of the CAA. Emissions data collected in the development of
this final rule show that metals, hydrogen chloride and chlorine gas,
dioxins and furans, and other organic compounds are emitted from
hazardous waste combustors. The HAP that would be controlled with this
rule are associated with a variety of adverse health affects. These
adverse health effects include chronic health disorders (e.g.,
irritation of the lung, skin, and mucus membranes and effects on the
blood, digestive tract, kidneys, and central nervous system), and acute
health disorders (e.g., lung irritation and congestion, alimentary
effects such as nausea and vomiting, and effects on the central nervous
system). Provided below are brief descriptions of risks associated with
HAP that are emitted from hazardous waste combustors.
Antimony
Antimony occurs at very low levels in the environment, both in the
soils and foods. Higher concentrations, however, are found at antimony
processing sites, and in their hazardous wastes. The most common
industrial use of antimony is as a fire retardant in the form of
antimony trioxide. Chronic occupational exposure to antimony (generally
antimony trioxide) is most commonly associated with ``antimony
pneumoconiosis,'' a condition involving fibrosis and scarring of the
lung tissues. Studies have shown that antimony accumulates in the lung
and is retained for long periods of time. Effects are not limited to
the lungs, however, and myocardial effects (effects on the heart
muscle) and related effects (e.g., increased blood pressure, altered
EKG readings) are among the best-characterized human health effects
associated with antimony exposure. Reproductive effects (increased
incidence of spontaneous abortions and higher rates of premature
deliveries) have been observed in female workers exposed in an antimony
processing facilities. Similar effects on the heart, lungs, and
reproductive system have been observed in laboratory animals.
EPA assessed the carcinogenicity of antimony and found the evidence
for carcinogenicity to be weak, with conflicting evidence from
inhalation studies with laboratory animals, equivocal data from the
occupational studies, negative results from studies of oral exposures
in laboratory animals, and little evidence of mutagenicity or
genotoxicity.\4\ As a consequence, EPA concluded that insufficient data
are available to adequately characterize the carcinogenicity of
antimony and, accordingly, the carcinogenicity of antimony cannot be
determined based on available information. However, the International
Agency for Research on Cancer in an earlier evaluation, concluded that
antimony trioxide is ``possibly carcinogenic to humans'' (Group 2B).
---------------------------------------------------------------------------
\4\ See ``Evaluating THe Carcinogenicity of Antimony,'' Rish
Assessment Issue Paper (98-030/07-26-99), Superfund Technical
Support Center, National Center for Environmental Assessment, July
26, 1999.
---------------------------------------------------------------------------
Arsenic
Chronic (long-term) inhalation exposure to inorganic arsenic in
humans is associated with irritation of the skin and mucous membranes.
Human data suggest a relationship between inhalation exposure of women
working at or living near metal smelters and an increased risk of
reproductive effects, such as spontaneous abortions. Inorganic arsenic
exposure in humans by the inhalation route has been shown to be
strongly associated with lung cancer, while ingestion or inorganic
arsenic in humans has been linked to a form of skin cancer and also to
bladder, liver, and lung cancer. EPA has classified inorganic arsenic
as a Group A, human carcinogen.
Beryllium
Chronic inhalation exposure of humans to high levels of beryllium
has been reported to cause chronic beryllium disease (berylliosis), in
which granulomatous (noncancerous) lesions develop in the lung.
Inhalation exposure to high levels of beryllium has been demonstrated
to cause lung cancer in rats and monkeys. Human studies are limited,
but suggest a causal relationship between beryllium exposure and an
increased risk of lung cancer. We have classified beryllium as a Group
B1, probable human carcinogen, when inhaled; data are inadequate to
determine whether beryllium is carcinogenic when ingested.
Cadmium
Chronic inhalation or oral exposure to cadmium leads to a build-up
of cadmium in the kidneys that can cause kidney disease. Cadmium has
been shown to be a developmental toxicant in animals, resulting in
fetal malformations and other effects, but no conclusive evidence
exists in humans. An association between cadmium exposure and an
increased risk of lung cancer has been reported from human studies, but
these studies are inconclusive due to confounding factors. Animal
studies have demonstrated an increase in lung cancer from long-term
inhalation exposure to cadmium. EPA has classified cadmium as a Group
B1, probable carcinogen.
Chlorine gas
Chlorine is an irritant to the eyes, the upper respiratory tract,
and lungs. Chronic exposure to chlorine gas in workers has resulted in
respiratory effects including eye and throat irritation and airflow
obstruction. No information is available on the carcinogenic effects of
chlorine in humans from inhalation exposure. A National Toxicology
Program (NTP) study showed no evidence of carcinogenic activity in male
rats or male and female mice, and equivocal evidence in female rats,
from ingestion of chlorinated water. The EPA has not classified
chlorine for potential carcinogenicity. In the absence of specific
scientific evidence to the contrary, it is the Agency's policy to
classify noncarcinogenic effects as threshold effects. RfC development
is the default approach for threshold (or nonlinear) effects.
Chromium
Chromium may be emitted in two forms, trivalent chromium (chromium
III) or hexavalent chromium (chromium VI). The respiratory tract is the
major target organ for chromium VI toxicity for inhalation exposures.
Bronchitis, decreases pulmonary function, pneumonia, and other
respiratory effects have been noted from chronic high does exposure in
occupational settings due to chromium VI. Limited human studies suggest
that chromium VI inhalation exposure may be associated with
complications during pregnancy and childbirth, while animal studies
have not reported reproductive effects from inhalation exposure to
chromium VI. Human and animal studies have clearly established that
inhaled chromium VI is
[[Page 59407]]
a carcinogen, resulting in an increased risk of lung cancer. EPA has
classified chromium VI as a Group A, human carcinogen.
Chromium III is less toxic than chromium VI. The respiratory tract
is also the major target organ for chromium III toxicity, similar to
chromium VI. Chromium III is an essential element in humans, with a
daily intake of 50 to 200 micrograms per day recommended for an adult.
The body can detoxify some amount of chromium VI to chromium III. EPA
has not classified chromium III with respect to carcinogenicity.
Cobalt
Cobalt is a relatively rare metal that is produced primarily as a
by-product during refining of other metals, especially copper. Cobalt
has been widely reported to cause respiratory effects in humans exposed
by inhalation, including respiratory irritation, wheezing, asthma, and
pneumonia. Cardiomyopathy (damage to the heart muscle) has also been
reported, although this effect is better known from oral exposure.
Other effects of oral exposure in humans are polycythemia (an
abnormally high number of red blood cells) and the blocking of uptake
of iodine by the thyroid. In addition, cobalt is a sensitizer in humans
by any route of exposure. Sensitized individuals may react to
inhalation of cobalt by developing asthma or to ingestion or dermal
contact with cobalt by developing dermatitis. Cobalt is as a vital
component of vitamin B12, though there is no evidence that
intake of cobalt is ever limiting in the human diet.
A number of epidemiological studies have found that exposures to
cobalt are associated with an increased incidence of lung cancer in
occupational settings. The International Agency for Research on Cancer
(part of the World Health Organization) classifies cobalt and cobalt
compounds as ``possibly carcinogenic to humans'' (Group 2B). The
American Conference of Governmental Industrial Hygienists has
classified cobalt as a confirmed animal carcinogen with unknown
relevance to humans (category A3). An EPA assessment concludes that
under EPA's cancer guidelines, cobalt would be considered likely to be
carcinogenic to humans.\5\
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\5\ See ``Derivation of a Provisional Carcinogenicity Assessment
for Cobalt and Compounds,'' Risk Assessment Issue Paper (00-122/1-
15-02), Superfund Technical Support Center, National Center for
Environmental Assessment, January 15, 2002. This is a provisional
EPA assessment that has been externally peer reviewed but has not
yet been incorporated in IRIS.
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Dioxins and Furans
Exposures to 2,3,7,8-tetrachlorodibenzo-p-dioxin (2,3,7,8-TCDD) and
related compounds at levels 10 times or less above those modeled to
approximate average background exposure have resulted in adverse non-
cancer health effects in animals. This statement is based on
assumptions about the toxic equivalent for these compounds, for which
there is acknowledged uncertainty. These effects include changes in
hormone systems, alterations in fetal development, reduced reproductive
capacity, and immunosuppression. Effects that may be linked to dioxin
and furan exposures at low dose in humans include changes in markers of
early development and hormone levels. Dioxin and furan exposures are
associated with altered liver function and lipid metabolism changes in
activity of various liver enzymes, depression of the immune system, and
endocrine and nervous system effects. EPA in its 1985 dioxin assessment
classified 2,3,7,8-TCDD as a probable human carcinogen. The
International Agency for Research on Cancer (IARC) concluded in 1997
that the overall weight of the evidence was sufficient to characterize
2,3,7,8-TCDD as a known human carcinogen.\6\ In 2001 the U.S.
Department of Health and Human Services National Toxicology Program in
their 9th Report on Carcinogens classified 2,3,7,8-TCDD as a known
human carcinogen.\7\
---------------------------------------------------------------------------
\6\ IARC (International Agency for Research on Cancer). (1997)
IARC monographs on the evaluation of carcinogenic risks to humans.
Vol. 69. Polychlorinated dibenzo-para-dioxins and polychlorinated
dibenzofurans. Lyon, France.
\7\ The U.S. Department of Health and Human Services, National
Toxicology Program 9th Report on Carcinogens, Revised January 2001.
---------------------------------------------------------------------------
The chemical and environmental stability of dioxins and their
tendency to accumulate in fat have resulted in their detection within
many ecosystems. In the United States and elsewhere, accidental
contamination of the environment by 2,3,7,8-TCDD has resulted in deaths
in many species of wildlife and domestic animals.\8\ High residues of
this compound in fish have resulted in closing rivers to fishing.
Laboratory studies with birds, mammals, aquatic organisms, and other
species have demonstrated that exposure to 2,3,7,8-TCDD can result in
acute and delayed mortality as well as carcinogenic, teratogenic,
mutagenic, histopathologic, immunotoxic, and reproductive effects,
depending on dose received, which varied widely in the experiments.\9\
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\8\ This does not necessarily apply in regard to laboratory
testing, which tend to use 2,3,7,8 TCDD as the test compound.
\9\ Eisler, R. 1986. Dioxin hazards to fish, wildlife, and
invertebrates: a synoptic review. U.S. Fish and Wildlife Service
Biological Report. 85(1.8).
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Hydrogen chloride/hydrochloric acid
Hydrogen chloride, also called hydrochloric acid, is corrosive to
the eyes, skin, and mucous membranes. Chronic (long-term) occupational
exposure to hydrochloric acid has been reported to cause gastritis,
bronchitis, and dermatitis in workers. Prolonged exposure to low
concentrations may also cause dental discoloration and erosion. No
information is available on the reproductive or developmental effects
of hydrochloric acid in humans. In rats exposed to hydrochloric acid by
inhalation, altered estrus cycles have been reported in females and
increased fetal mortality and decreased fetal weight have been reported
in offspring. EPA has not classified hydrochloric acid for
carcinogenicity. In the absence of specific scientific evidence to the
contrary, it is the Agency's policy to classify noncarcinogenic effects
as threshold effects. RfC development is the default approach for
threshold (or nonlinear) effects.
Lead
Lead can cause a variety of effects at low dose levels. Chronic
exposure to high levels of lead in humans results in effects on the
blood, central nervous system, blood pressure, and kidneys. Children
are particularly sensitive to the chronic effects of lead, with slowed
cognitive development, reduced growth and other effects reported.
Reproductive effects, such as decreased sperm count in men and
spontaneous abortions in women, have been associated with lead
exposure. The developing fetus is at particular risk from maternal lead
exposure, with low birth weight and slowed postnatal neurobehavioral
development noted. Human studies are inconclusive regarding lead
exposure and cancer, while animal studies have reported an increase in
kidney cancer from lead exposure by the oral route. EPA has classified
lead as a Group B2, probable human carcinogen.
Manganese
Health effects in humans have been associated with both
deficiencies and excess intakes of manganese. Chronic exposure to low
levels of manganese in the diet is considered to be nutritionally
essential in humans, with a recommended daily allowance of 2 to 5
milligrams per day (mg/d). Chronic
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exposure to high levels of manganese by inhalation in humans results
primarily in central nervous system effects. Visual reaction time, hand
steadiness, and eye-hand coordination were affected in chronically-
exposed workers. Impotence and loss of libido have been noted in male
workers afflicted with manganism attributed to inhalation exposures.
EPA has classified manganese in Group D, not classifiable as to
carcinogenicity in humans.
Mercury
Mercury exists in three forms: elemental mercury, inorganic mercury
compounds (primarily mercuric chloride), and organic mercury compounds
(primarily methyl mercury). Each form exhibits different health
effects. Various sources may release elemental or inorganic mercury;
environmental methyl mercury is typically formed by biological
processes after mercury has precipitated from the air.
Chronic exposure to elemental mercury in humans also affects the
central nervous system, with effects such as increased excitability,
irritability, excessive shyness, and tremors. The EPA has not
classified elemental mercury with respect to cancer.
The major effect from chronic exposure to inorganic mercury is
kidney damage. Reproductive and developmental animal studies have
reported effects such as alterations in testicular tissue, increased
embryo resorption rates, and abnormalities of development. Mercuric
chloride (an inorganic mercury compound) exposure has been shown to
result in forestomach, thyroid, and renal tumors in experimental
animals. EPA has classified mercuric chloride as a Group C, possible
human carcinogen.
Nickel
Nickel is an essential element in some animal species, and it has
been suggested it may be essential for human nutrition. Nickel
dermatitis, consisting of itching of the fingers, hand and forearms, is
the most common effect in humans from chronic exposure to nickel.
Respiratory effects have also been reported in humans from inhalation
exposure to nickel. No information is available regarding the
reproductive of developmental effects of nickel in humans, but animal
studies have reported such effects, although a consistent dose-response
relationship has not been seen. Nickel forms released from industrial
boilers include soluble nickel compounds, nickel subsulfide, and nickel
carbonyl. Human and animal studies have reported an increased risk of
lung and nasal cancers from exposure to nickel refinery dusts and
nickel subsulfide. Animal studies of soluble nickel compounds i.e.,
nickel carbonyl) have reported lung tumors. The EPA has classified
nickel refinery subsulfide as a Group A, human carcinogen and nickel
carbonyl as a Group B2, probable human carcinogen.
Organic HAP
Organic HAPs include halogenated and nonhalogenated organic classes
of compounds such as polycyclic aromatic hydrocarbons (PAHs) and
polychlorinated biphenyls (PCBs). Both PAHs and PCBs are classified as
potential human carcinogens, and are considered toxic, persistent and
bioaccumulative. Organic HAP also include compounds such as benzene,
methane, propane, chlorinated alkanes and alkenes, phenols and
chlorinated aromatics. Adverse health effects of HAPs include damage to
the immune system, as well as neurological, reproductive,
developmental, respiratory and other health problems.
Particulate Matter
Atmospheric particulate matter (PM) is composed of sulfate,
nitrate, ammonium, and other ions, elemental carbon, particle-bound
water, a wide variety of organic compounds, and a large number of
elements contained in various compounds, some of which originate from
crustal materials and others from combustion sources. Combustion
sources are the primary origin of trace metals found in fine particles
in the atmosphere. Ambient PM can be of primary or secondary origin.
Exposure to particles can lead to a variety of serious health
effects. The largest particles do not get very far into the lungs, so
they tend to cause fewer harmful health effects. Fine particles pose
the greatest problems because they can get deep into the lungs.
Scientific studies show links between these small particles and
numerous adverse health effects. Epidemiological studies have shown a
significant correlation between elevated PM levels and premature
mortality. Other important effects associated with PM exposure include
aggravation of respiratory and cardiovascular disease (as indicated by
increased hospital admissions, emergency room visits, absences from
school or work, and restricted activity days), lung disease, decreased
lung function, asthma attacks, and certain cardiovascular problems.
Individuals particularly sensitive to PM exposure include older adults
and people with heart and lung disease.
This is only a partial summary of adverse health and environmental
effects associated with exposure to PM. Further information is found in
the 2004 Criteria Document for PM (``Air Quality Criteria for
Particulate Matter,'' EPA/600/P-99/002bF) and the 2005 Staff Paper for
PM (EPA, ``Review of the National Ambient Air Quality Standards for
Particulate Matter, Policy Assessment of Scientific and Technical
Information: OAQPS Staff Paper,'' (June 2005)).
Selenium
Selenium is a naturally occurring substance that is toxic at high
concentrations but is also a nutritionally essential element. Studies
of humans chronically exposed to high levels of selenium in food and
water have reported discoloration of the skin, pathological deformation
and loss of nails, loss of hair, excessive tooth decay and
discoloration, lack of mental alertness, and listlessness. The
consumption of high levels of selenium by pigs, sheep, and cattle has
been shown to interfere with normal fetal development and to produce
birth defects. Results of human and animal studies suggest that
supplementation with some forms of selenium may result in a reduced
incidence of several tumor types. One selenium compound, selenium
sulfide, is carcinogenic in animals exposed orally. We have classified
elemental selenium as a Group D, not classifiable as to human
carcinogenicity, and selenium sulfide as a Group B2, probable human
carcinogen.
Part Two: Summary of the Final Rule
I. What Source Categories and Subcategories Are Affected by the Final
Rule?
Today's rule promulgates standards for controlling emissions of HAP
from hazardous waste combustors: incinerators, cement kilns,
lightweight aggregate kilns, boilers, and hydrochloric acid production
furnaces that burn hazardous waste. A description of each source
category can be found in the proposed rule (see 69 FR at 21207-08).
Hazardous waste burning incinerators, cement kilns, and lightweight
aggregate kilns are currently subject to 40 CFR part 63, subpart EEE,
National Emission Standards for Hazardous Air Pollutants (NESHAP).
Today's rule revises the emissions limits and certain compliance and
monitoring provisions of subpart EEE for these
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source categories. The definitions of hazardous waste incinerator,
hazardous waste cement kiln, and hazardous waste lightweight aggregate
kiln appear at 40 CFR 63.1201(a).
Boilers that burn hazardous waste are also affected sources under
today's rule. The rule uses the RCRA definition of a boiler under 40
CFR 260.10 and includes industrial, commercial, and institutional
boilers as well as thermal units known as process heaters. Hazardous
waste burning boilers will continue to comply with the emission
standards found under 40 CFR part 266, subpart H (i.e., the existing
RCRA rules) until they demonstrate compliance with the requirements of
40 CFR part 63, subpart EEE, and, for permitted sources, subsequently
remove these requirements from their RCRA permit.
Finally, hydrochloric acid production furnaces that burn hazardous
waste are affected sources under today's rule. These furnaces are a
type of halogen acid furnace included in the definition of ``industrial
furnace'' defined at Sec. 260.10. Hydrochloric acid production
furnaces that burn hazardous waste will continue to comply with the
emission standards found under 40 CFR part 266, subpart H, until they
demonstrate compliance with 40 CFR part 63, subpart EEE, and, for
permitted sources, subsequently remove these requirements from their
RCRA permit.
II. What Are the Affected Sources and Emission Points?
Today's rule apply to each major and area source incinerator,
cement kiln, lightweight aggregate kiln, boiler, and hydrochloric acid
production furnace that burns hazardous waste.\10\ We note that only
major source boilers and hydrochloric acid production furnaces are
subject to the full suite of subpart EEE emission standards.\11\ The
emissions limits apply to each emission point (e.g., stack) where gases
from the combustion of hazardous waste are discharged or otherwise
emitted into the atmosphere. For facilities that have multiple
combustion gas discharge points, the emission limits generally apply to
each emission point. A cement kiln, for example, could be configured to
have dual stacks where the majority of combustion gases are discharged
though the main stack and other combustion gases emitted through a
separate stack, such as an alkali bypass stack. In that case, the
emission standards would apply separately to each of these stacks.\12\
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\10\ A major source emits or has the potential to emit 10 tons
per year of any single hazardous air pollutant or 25 tons per year
or greater of hazardous air pollutants in the aggregate. An area
source is a source that is not a major source.
\11\ See Part Four, Section II.A for a discussion of the
standards that are applicable to area source boilers and
hydrochloric acid production furnaces.
\12\ We note that there is a provision that allows cement kilns
with dual stacks to average emissions on a flow-weighted basis to
demonstrate compliance with the metal and chlorine emission
standards. See Sec. Sec. 63.1204(e) and 63.1220(3).
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III. What Pollutants Are Emitted and Controlled?
Hazardous waste combustors emit dioxin/furans, sometimes at high
levels depending on the design and operation of the emission control
equipment, and, for incinerators, depending on whether a waste heat
recovery boiler is used. All hazardous waste combustors can also emit
high levels of other organic HAP if they are not designed, operated,
and maintained to operate under good combustion conditions.
Hazardous waste combustors can also emit high levels of metal HAP,
depending on the level of metals in the waste feed and the design and
operation of air emissions control equipment. Hazardous waste burning
hydrochloric acid production furnaces, however, generally feed and emit
low levels of metal HAP.
All of these HAP metals (except for the volatile metal mercury) are
emitted as a portion of the particulate matter emitted by these
sources. Hazardous waste combustors can also emit high levels of
particulate matter, except that hydrochloric acid production furnaces
generally feed hazardous wastes with low ash content and consequently
emit low levels of particulate matter. A majority of particulate matter
emissions from hazardous waste combustors are in the form of fine
particulate. Particulate emissions from incinerators and liquid fuel-
fired boilers depend on the ash content of the hazardous waste feed and
the design and operation of air emission control equipment. Particulate
emissions from cement kilns and lightweight aggregate kilns are not
significantly affected by the ash content of the hazardous waste fuel
because uncontrolled particulate emissions are attributable primarily
to fine raw material entrained in the combustion gas. Thus, particulate
emissions from kilns depends on operating conditions that effect
entrainment of raw material, and the design and operation of the
emission control equipment.
IV. Does the Final Rule Apply to Me?
The final rule applies to you if you own or operate a hazardous
waste combustor--an incinerator, cement kiln, lightweight aggregate
kiln, boiler, or hydrochloric acid production facility that burns
hazardous waste. The final rule does not apply to a source that meets
the applicability requirements of Sec. 63.1200(b) for reasons
explained at 69 FR at 21212-13.
V. What Are the Emission Limitations?
You must meet the emission limits in Tables 1 and 2 of this
preamble for your applicable source category and subcategory. Standards
are corrected to 7 percent oxygen. As noted at proposal, we previously
promulgated requirements for carbon monoxide, total hydrocarbon, and
destruction and removal efficiency standards under subpart EEE for
incinerators, cement kilns, and lightweight aggregate kilns. We view
these standards as unaffected by the Court's vacature of the challenged
regulations in its decision of July 24, 2001. We are therefore not re-
promulgating and reopening consideration of these standards in today's
final rule, but are summarizing these standards in Tables 1 and 2 for
reader's convenience.\13\ See 69 FR at 21221, 21248, 21261 and 21274.
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\13\ We are also republishing these standards, for reader's
convenience only, in the new replacement standard section for these
source categories. See Sec. 63.1219, Sec. 63.1220 and Sec.
673.1219.
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Liquid fuel boilers equipped with dry air pollution control devices
are subject to different dioxin/furan emission standards than liquid
fuel boilers that are not equipped with dry air pollution control
devices.\14\ Liquid fuel boilers processing hazardous waste with a
heating value less than 10,000 BTU/lb must comply with the emission
concentration-based standards (expressed as mass of total HAP emissions
per volume of stack gas emitted) for mercury, semivolatile metals, low
volatile metals, and total chlorine. Liquid fuel boilers processing
hazardous waste with heating values greater than 10,000 BTU/lb must
comply with thermal emissions-based standards (expressed as mass of HAP
emissions attributable to the hazardous waste per million BTU input
from the hazardous waste) for those same pollutants. Low volatile metal
standards for liquid fuel boilers apply only to emissions of chromium,
whereas the low volatile metal standard for the other source categories
applies to the combined emissions of chromium, arsenic, and beryllium.
Semivolatile metal standards apply to the combined emissions of lead
and cadmium.
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\14\ Liquid fuel boilers equipped with a wet air pollution
control device followed by a dry air pollution control device do not
meet the definition of a dry air pollution device.
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For any of the source categories except hydrochloric acid
production
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furnaces, you may elect to comply with an alternative to the total
chlorine standard under which you would establish site-specific,
health-based emission limits for hydrogen chloride and chlorine based
on national exposure standards. This alternative chlorine standard is
discussed in part two, section IX and part four, section VII.
Incinerators and liquid and solid fuel boilers may elect to comply
with an alternative to the particulate matter standard that would limit
emissions of all the semivolatile metal HAPs and low volatile metal
HAPs. Under this alternative, the numerical emission limits for
semivolatile metal and low volatile metal emission HAP are identical to
the limitations included in Tables 1 and 2. However, for semivolatile
metals, the alternative standard applies to the combined emissions of
lead, cadmium, and selenium; for low volatile metals, the standard
applies to the combined emissions of chromium, arsenic, beryllium,
antimony, cobalt, manganese, and nickel. See Sec. 63.1219(e).
Table 1.--Summary of Emission Limits for Existing Sources
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Hydrochloric acid
Incinerators Cement kilns Lightweight Solid fuel-fired Liquid fuel-fired production
aggregate kilns boilers \1\ boilers \1\ furnaces \1\
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Dioxin/Furans (ng TEQ/dscm)..... 0.20 or 0.40 and 0.20 or 0.40 and 0.20 or rapid CO or HC and DRE 0.40 for dry APCD CO or HC and DRE
temperature temperature quench below standard as a sources; CO or HC standard as
control < control < 400[deg]F at kiln surrogate. and DRE standard surrogate.
400[deg]F at APCD 400[deg]F at APCD exit. as surrogate for
inlet \6\. inlet. others.
Mercury......................... 130 [mu]g/dscm.... Hazardous waste 120 hazardous 11 [mu]g/dscm..... 4.2E-5lb/MMBtu Total chlorine
feed restriction waste MTEC \11\ \2\, \5\ or 19 standard as
of 3.0 ppmw and feed restriction [mu]g/dscm \2\; surrogate.
120 [mu]g/dscm or 120 [mu]g/dscm depending on BTU
MTEC \11\; or 120 total emissions. content of
[mu]g/dscm total hazardous waste
emissions. \13\.
Particulate Matter.............. 0.013 gr/dscf \8\. 0.028 gr/dscf and 0.025 gr/dscf..... 0.030 gr/dscf \8\. 0.035 gr/dscf \8\. Total chlorine
20% opacity \12\. standard as
surrogate.
Semivolatile Metals (lead + 230 [mu]g/dscm.... 7.6 E-4 lbs/MMBtu 3.0E-4 lb/MMBtu 180 [mu]g/dscm.... 8.2 E-5 lb/MMBtu Total chlorine
cadmium). \5\ and 330 [mu]g/ \5\ and 250 [mu]g/ \2\, \5\ or 150 standard as
dscm \3\. dscm \3\. [mu]g/dscm \2\; surrogate.