Parts and Accessories Necessary for Safe Operation: Surge Brake Requirements, 58657-58661 [05-20297]
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Federal Register / Vol. 70, No. 194 / Friday, October 7, 2005 / Proposed Rules
valid allotment claims for a small
number of Alaska Native Veterans who
have already applied.
Author: The principal author of this
rule is Mike Haskins, Division of
Conveyance Management, Bureau of
Land Management, Anchorage, Alaska;
assisted by Kelly Odom of the BLM’s
Regulatory Affairs Group, Bureau of
Land Management, Washington, DC.
List of Subjects in 43 CFR Part 2560
Alaska, Homesteads, Indian lands,
Public lands, Public lands—sale, and
Reporting and recordkeeping
requirements, Alaska Native allotments
for certain veterans.
Dated: September 27, 2005.
Chad Calvert,
Acting Assistant Secretary, Land and
Minerals Management.
For the reasons set forth in the
preamble and under the authority of the
Alaska Native Veterans Allotment Act of
1998 (Section 432, Pub. L. 105–276) the
BLM proposes to amend part 2560 of
Title 43 of the Code of Federal
Regulations as set forth below:
PART 2560—ALASKA OCCUPANCY
AND USE
1. Revise the authority citation for
part 2560 to read as follows:
Authority: 43 U.S.C. 1629g(e).
2. Revise paragraph (d) of § 2568.74 to
read as follows:
§ 2568.74 What else must I file with my
application?
*
*
*
*
*
(d) A legal description of the land for
which you are applying. If there is a
discrepancy between the map and the
legal description, the map will control.
The map must be sufficient to allow the
BLM to locate the parcel on the ground.
You must also estimate the number of
acres in each parcel.
§ 2568.77
[Removed and Reserved]
3. Remove and reserve § 2568.77.
[FR Doc. 05–20164 Filed 10–6–05; 8:45 am]
BILLING CODE 4310–84–P
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 393
Docket No. FMCSA–2005–21323]
RIN–2126–AA91
Parts and Accessories Necessary for
Safe Operation: Surge Brake
Requirements
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM); request for comments.
AGENCY:
SUMMARY: In response to a petition for
rulemaking from the Surge Brake
Coalition, the Federal Motor Carrier
Safety Administration proposes to
amend the Federal Motor Carrier Safety
Regulations (FMCSRs) to allow the use
of automatic hydraulic inertia brake
systems (surge brakes) on trailers
operated in interstate commerce. A
surge brake is a self-contained
permanently closed hydraulic brake
system activated in response to the
braking action of the tow vehicle. The
amount of trailer braking effort
developed is proportional to the total
trailer weight and deceleration rate of
the tow vehicle. Currently, surge brakes
are not considered by FMCSA to comply
with the FMCSRs specifying that all
brakes with which a motor vehicle is
equipped must at all times be capable of
operating, and that a single application
valve must, when applied, operate all
the service brakes on the motor vehicle
or combination of motor vehicles. The
intent of this rulemaking is to adopt
performance-based brake system
requirements to allow the use of surge
brakes on certain combinations of
commercial motor vehicles based upon
engineering test data submitted by the
Surge Brake Coalition.
DATES: Comments must be received by
December 6, 2005.
ADDRESSES: You may submit comments
identified by DOT DMS Docket Number
FMCSA–2005–21323 by any of the
following methods:
• Web site: https://dms.dot.gov.
Follow the instructions for submitting
comments on the DOT electronic site.
• Fax: 1–202–493–2251.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–401, Washington, DC 20590–
0001.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
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58657
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal
Holidays.
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
Instructions: All submissions must
include the agency name and docket
number or Regulatory Identification
Number (RIN) for this rulemaking (RIN–
2126–AA91). Note that all comments
received will be posted without change
to https://dms.dot.gov, including any
personal information provided. Please
see the Privacy Act heading for further
information.
Docket: For access to the docket to
read background documents or
comments received, go to https://
dms.dot.gov at any time or to Room PL–
401 on the plaza level of the Nassif
Building, 400 Seventh Street, SW.,
Washington, DC, between 9 a.m. and 5
p.m., Monday through Friday, except
Federal Holidays.
Privacy Act: Anyone is able to search
the electronic form for all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477) or you may visit https://
dms.dot.gov.
Comments received after the comment
closing date will be included in the
docket and we will consider late
comments to the extent practicable.
FMCSA may, however, issue a final rule
at any time after the close of the
comment period.
FOR FURTHER INFORMATION CONTACT: Mr.
Luke W. Loy, Vehicle and Roadside
Operations Division, Federal Motor
Carrier Safety Administration, 202–366–
0676, 400 Seventh Street, SW.,
Washington, DC 20590–0001. Office
hours are from 9 a.m. to 5 p.m. e.s.t.,
Monday through Friday, except Federal
holidays.
SUPPLEMENTARY INFORMATION: This
notice is organized as follows:
I. Legal Basis for the Rulemaking
II. Background
III. Petition
IV. Regulatory Analyses and Notices
I. Legal Basis for the Rulemaking
This rulemaking is based on the
authority of the Motor Carrier Act of
1935 and the Motor Carrier Safety Act
of 1984 (49 U.S.C. 31131, et seq.).
The Motor Carrier Act of 1935, as
amended, provides that ‘‘[t]he Secretary
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of Transportation (Secretary) may
prescribe requirements for: (1)
Qualifications and maximum hours-ofservice of employees of, and safety of
operation and equipment of, a motor
carrier; and (2) qualifications and
maximum hours-of-service of employees
of, and standards of equipment of, a
motor private carrier, when needed to
promote safety of operation’’ (49 U.S.C.
31502(b)).
This NPRM proposes to amend
regulations located at 49 CFR 393.48
entitled ‘‘Brakes to be Operative,’’ 49
CFR 393.49 currently entitled ‘‘Single
Valve to operate all Brakes,’’ which
previously was interpreted as
prohibiting the use of surge brakes on
commercial motor vehicles (CMVs), and
to add a definition to § 393.5 for surge
brakes. Section 393.48 states that all
brakes with which a motor vehicle is
equipped must at all times be capable of
operating. Section 393.49 requires that a
single application valve must when
applied operate all the service brakes on
the motor vehicle or combination of
motor vehicles. The adoption and
enforcement of such rules is specifically
authorized by the Motor Carrier Act of
1935. This NPRM rests squarely on that
authority.
The Motor Carrier Safety Act of 1984
provides concurrent authority to
regulate drivers, motor carriers, and
vehicle equipment. It requires the
Secretary to ‘‘prescribe regulations on
commercial motor vehicle safety. The
regulations shall prescribe minimum
safety standards for commercial motor
vehicles. At a minimum, the regulations
shall ensure that: (1) Commercial motor
vehicles are maintained, equipped,
loaded, and operated safely; (2) the
responsibilities imposed on operators of
commercial motor vehicles do not
impair their ability to operate the
vehicles safely; (3) the physical
condition of operators of commercial
motor vehicles is adequate to enable
them to operate vehicles safely; and (4)
the operation of commercial motor
vehicles does not have a deleterious
effect on the physical condition of the
operators’’ (49 U.S.C. 31136(a)).
This NPRM deals with surge brakes.
The fundamental purpose of 49 CFR
Part 393 Parts and Accessories
Necessary for Safe Operation is to
ensure that no employer is allowed to
operate a commercial motor vehicle or
cause or permit it to be operated, unless
it is equipped in accordance with the
requirements and specifications of this
part. However, nothing contained in
part 393 can be construed to prohibit
the use of additional equipment and
accessories, not inconsistent with or
prohibited by part 393, provided such
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equipment and accessories do not
decrease the safety of operation of the
motor vehicles on which they are used.
Compliance with the brake regulations
is necessary to ensure vehicles are
equipped with adequate braking
capability to ensure control of the CMV.
Before prescribing modifications to such
regulations, FMCSA must consider the
‘‘costs and benefits’’ of any proposal (49
U.S.C. 31136(c)(2)(A)).
II. Background
The Surge Brake Coalition petitioned
FMCSA on February 28, 2002, to amend
§ 393.48 entitled ‘‘Brakes to be
Operative’’ and § 393.49 entitled ‘‘Single
Valve to Operate all Brakes,’’ which
have been interpreted as prohibiting the
use of surge brakes on commercial
motor vehicles. Coalition members
include trailer manufacturers, parts
suppliers, commercial users dependent
upon trailers, trailer rental companies,
and trade associations whose
memberships comprise distinct
segments of the trailer business. A copy
of the petition is included in the docket
referenced at the beginning of this
document.
Section 393.48 states that all brakes
with which a motor vehicle is equipped
must at all times be capable of
operating. Section 393.49 requires a
single application valve must, when
applied, operate all the service brakes
on the motor vehicle or combination of
motor vehicles. Regulatory guidance
previously issued by the Agency (40 FR
50671, 50688, Oct. 31, 1975) 1 indicates
the use of surge brakes on trailers
operated in interstate commerce is
inconsistent with the requirements of
§§ 393.48 and 393.49.
Section 393.48 Brakes to be
Operative. The Bureau’s position
regarding surge brakes has been that
they did not comply with the
requirements of Section 393.48 of the
Motor Carrier Safety Regulations. The
cited section requires, in part, that all
brakes with which motor vehicles are
required to be equipped must be
operative at all times. A surge brake
which is only operative under certain
preset conditions would not be in
compliance with this requirement. In
other words, surge brakes, in general,
are only operative when the vehicles are
moving in the forward direction.
Section 393.49 Single Valve to
Operate All Brakes. A surge brake
would comply with the requirements of
Section 393.49 as it specifically states
1 The Federal Highway Administration’s (FHWA)
Bureau of Motor Carrier Safety (Bureau) (FMCSA’s
predecessor agency) published these motor carrier
safety interpretations.
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that the brake system shall be so
arranged that one application valve
shall, when applied, operate all of the
service brakes on the motor vehicle or
combination of motor vehicles. When
the service brakes on a power unit
towing a vehicle with surge brakes are
applied, the brakes on both vehicles
would be applied. The power unit
brakes would be applied by its
application valve and the surge brakes
on the towed vehicle by the overrunning
effect.
Subsequent regulatory guidance
published by FHWA on November 17,
1993 (58 FR 60734, 60755) indicated
that surge brakes did not comply with
both §§ 393.48 and 393.49:
Section 393.48 Brakes to be
Operative. Question 1: Do surge brakes
comply with § 393.48? No. Section
393.48 requires that brakes be operable
at all times. Generally, surge brakes are
only operative when the vehicle is
moving in the forward direction and as
such do not comply with section 393.48.
Section 393.49 Single Valve to
Operate All Brakes. Question 1: Does a
combination of vehicles using a surge
brake to activate the towed vehicle’s
brakes comply with § 393.49? No. The
surge brake cannot keep the trailer
brakes in an applied position. Therefore,
the brakes on the combination of
vehicles are not under the control of a
single valve as required by § 393.49.
This guidance was also included in
FHWA’s April 4, 1997 (62 FR 16370,
16415 and 16416) publication,
‘‘Regulatory Guidance for the Federal
Motor Carrier Safety Regulations.’’
III. Petition
The Surge Brake Coalition proposed
in their petition for rulemaking that
§ 393.48 be amended by:
1. Revising paragraph (a) to read:
General rule. Except as provided in
paragraphs (b), (c), and (d) of this
section, all brakes with which a motor
vehicle is equipped must at all times be
capable of operating.
2. Adding a new paragraph (d) to
read:
Surge brakes. Paragraph (a) of this
section does not apply to:
Any trailer with a gross vehicle
weight rating (GVWR) of 12,000 lbs or
less, equipped with inertial surge brakes
when its GVWR does not exceed 1.75
times the GVWR of the towing vehicle;
or
Any trailer with a GVWR greater than
12,000 lbs, but less than 20,001 pounds
(lbs), equipped with inertial surge
brakes when the GVWR does not exceed
1.25 times the GVWR of the towing
vehicle.
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The Petitioner also requested the
following exception be added to
§ 393.49: ‘‘This requirement shall not
apply to trailers equipped with surge
brakes that satisfy the conditions
provided in § 393.48(d).’’
The Petitioner argues that surge
brakes provide a safe, practical braking
system for commercial motor vehicle
combinations, especially for scenarios
in which the trailer is likely to be towed
by a variety of vehicles. For example, in
the rental market, trailers are rented
separately from towing vehicles, and
towing vehicles frequently are not wired
for electric brake controls. The
Petitioner indicates that rental
companies believe it is ‘‘prohibitively
expensive and impractical’’ to install or
adapt a brake control system on each
towing vehicle every time they rent a
trailer or piece of mobile equipment.
The Petitioner estimates that over 25
percent of the rental trailer fleet is
equipped with surge brakes.
The Petitioner believes surge brakes
are a popular alternative to electric
brakes because surge brakes activate
automatically, adapt to the weight of the
load, have fewer components, and
require less maintenance. These features
make surge brakes ideal for flatbed and
van-type trailers with a GVWR of 20,000
lbs or less, and trailers serving the
marine industry. The Petitioner also
points out that manufacturers install
approximately 250,000 surge brake
systems annually on small to medium
sized trailers.
The Petitioner’s Engineering Tests
The Petitioner conducted brake
performance tests at Exponent Failure
Analysis Associates’ (EFAA) Test and
Engineering Center in Phoenix, Arizona.
EFAA tested the braking performance of
16 different configurations of towing
vehicles and trailers. The Petitioner
used the services of a consulting
engineer to interpret the test results and
prepare the final report concerning the
tests.
Test Protocol
1. Straight-line braking: Vehicle
combinations were stopped from speeds
of approximately 20 miles per hour
(mph) or greater to determine whether
the vehicle could meet the performance
requirements under § 393.52. The
vehicle combination was required to
stay within a 12-foot-wide lane during
the test and the stopping distance was
measured.
2. Brake holding on a 20 percent
incline: Using only the service brakes,
the combination was stopped going up
a 20 percent incline and required to
remain stationary for at least 5 minutes.
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3. Braking in a turn: The towing
vehicle and trailer were driven on a
circular, 12-foot-wide, 500-foot-radius
test track of known coefficient of
friction. The driver then applied the
brakes to achieve maximum
deceleration. The average deceleration
was calculated.
Test Vehicles
Trailers (GVWR):
• 1999 U-Haul tandem axle auto
transport (6,000 lbs GVWR), equipped
with U-Haul surge brake actuator.
• 2000 Big Tex tandem axle, open
cargo area, with side rails (14,000 lbs
GVWR), equipped with Demco model
DA20 surge brake actuator.
• Two 2001 Wells Cargo flatbed
trailers with triple torsion axles (20,000
lbs GVWR). One trailer was equipped
with a Titan model 20 surge brake
actuator and the other with a Demco
model DA20 surge brake actuator.
Towing vehicles (GVWR):
• 1993 Chevrolet C–1500 (6,100 lbs
GVWR), curb weight 4,200 lbs. The
vehicle was equipped with front disc
brakes and rear drum brakes. The
vehicle was also equipped with a rearaxle antilock braking system (ABS).
• 2001 Chevrolet K–3500 (11,400 lbs
GVWR), curb weight 7,072 lbs. The
vehicle was equipped with four-wheel
disc brakes and four-wheel ABS.
• 2001 GMC Sierra (11,400 lbs
GVWR), curb weight 7,476 lbs. The
vehicle was equipped with four-wheel
disc brakes and four-wheel ABS.
Towing vehicle & trailer test
combinations:
• Unladen pickup truck/unladen
trailer.
• Unladen pickup truck/full GVWR
trailer.
• Full GVWR pickup truck/unladen
trailer.
• Full GVWR pickup truck/full
GVWR trailer.
Test Results:
• Vehicle combinations that included
a heavy trailer (GVWR between 12,001
lbs and 14,600 lbs) complied with
FMCSA’s brake performance
requirements under 49 CFR 393.52
when the GVWR of the trailer was 1.25
times that of the towing vehicle or less,
including test runs with the towing
vehicle and trailer loaded to their
maximum GVWR.
• Vehicle combinations that included
a medium-weight trailer (GVWR up to
12,000 lbs) complied with FMCSA’s
brake performance requirements when
the GVWR of the trailer was 2 times that
of the towing vehicle or less, including
runs with the towing vehicle and trailer
loaded to their maximum GVWR.
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• Vehicle combinations that fall
within the ratios of towing vehicle
GVWR to trailer GVWR are capable of
complying with 49 CFR 393.52,
demonstrate stability and control during
braking-in-a-curve tests, and are capable
of being stopped and held stationary
going up a 20 percent grade.
On August 13, 2004, FMCSA granted
the Surge Brake Coalition’s petition.
FMCSA made a preliminary
determination that the petitioner
presented sufficient technical
information to support its request that
the Agency initiate a rulemaking to
allow the use of surge brakes on certain
combinations of vehicles. Although a
limited number of vehicle
configurations were tested, the Agency
believes the tests adequately
demonstrate safe ratios of the towing
vehicle GVWR to the trailer GVWR that
would be used to determine whether
surge brakes may be used on a particular
combination of vehicles.
The Agency does not believe that
permitting the use of surge brakes,
under the specific conditions noted in
this proposal, is inconsistent with the
original intent of §§ 393.48 and 393.49.
Section 393.48 requires that brakes be
capable of operating at all times the
vehicle is in operation on public roads.
The intent of the requirement is that all
commercial motor vehicles operating in
interstate commerce have sufficient
braking capability at all times. Based
upon the information provided by the
petitioner, FMCSA believes vehicles
equipped with surge brakes, under the
conditions being proposed in this
rulemaking notice, would have
sufficient braking capability at all times
the vehicle combination is being
operated on public roads, in interstate
commerce. While surge brakes
automatically release when the vehicle
combination comes to a complete stop,
the weight-ratio between the towing
vehicle and the trailer being proposed
today would ensure that the brakes on
the towing vehicle are sufficient to
maintain control of the combination
when the surge brakes release
automatically. Therefore, the agency
believes the original intent of Section
393.48 would be satisfied by surge brake
systems meeting the proposed
requirements.
The petitioner contends that:
Technological advances in braking systems
render the original purpose of § 393.49 and
its ‘‘single-valve’’ criterion overly broad and
excessively restrictive. FHWA [previously]
developed this regulation as a materialsoriented specification to foreclose the
shortcomings of and risks associated with the
predominant braking system of the day,
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wheel brakes and their use in conjunction
with large tractors or power units.
The Agency agrees with the petitioner
that advances in braking technology,
and specifically in the instance of surge
brakes, render the current single valve
requirement in the § 393.49 design
restrictive and not necessary or
appropriate when considered
specifically in the context of surge
brakes installed on the small and midsize trailers addressed by this proposal.
The Agency proposes to rename and
revise § 393.49 to make its construction
consistent with § 393.48, and to make it
easier to quickly understand the general
requirement and the exceptions, which
would include one for surge brakes. A
new title of ‘‘Control Valves for Brakes’’
is proposed for this section to be more
representative of the different types of
brake systems addressed.
The Agency is proposing to add a
definition for surge brakes to § 393.5 to
ensure a clear understanding of what is
meant by the term ‘‘surge brakes,’’ and
to facilitate consistent application of the
requirements being proposed.
If the proposed regulatory
amendments are adopted, the Agency
would withdraw the existing regulatory
guidance provided as Question 1 to
§ 393.48 and Question 1 to § 393.49,
originally published on November 17,
1993 (58 FR 60734) and republished on
April 4, 1997 (62 FR 16370). These
existing guidance questions addressing
whether surge brakes meet the
requirements of the standard would be
replaced by the proposed regulatory
text. Thus, the existing guidance would
be superseded by the proposed
regulatory text, and would be
withdrawn.
The Agency requests comment on
whether additional analysis is needed to
support the Petitioner’s assertion that
vehicle combinations that include a
heavy trailer (GVWR between 14,600 lbs
and 20,000 lbs) would satisfy FMCSA’s
brake performance requirements under
§ 393.52 when the GVWR of the trailer
is 1.25 times that of the towing vehicle
or less. The agency is also requesting the
submission of brake performance data
and information relevant to all the other
issues raised in the petition, and the
proposed amendments to §§ 393.48 and
393.49.
The Agency emphasizes that the
granting of the petition for rulemaking,
and subsequent proposal to amend
§§ 393.48 and 393.49 should not be
construed as an exception to the brake
performance requirements under
§ 393.52. Therefore, adoption of a final
rule would not relieve motor carriers of
their responsibility to ensure that any
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commercial motor vehicle, or
combination of commercial motor
vehicles, operated in interstate
commerce, comply with the brake
performance requirements under
§ 393.52.
IV. Regulatory Analyses and Notices
Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
FMCSA has determined that this
action is a significant regulatory action
within the meaning of Executive Order
12866 due to novel policy issues in that
it is the subject of both a regulatory
reform nomination and an industry
petition. This rule has generated a
significant amount of public interest as
it has been identified in the 2005
‘‘Regulatory Reform of the U.S.
Manufacturing Sector’’ as published by
the Office of Management and Budget.
We expect the proposed rule would
have minimal costs. The Agency has
prepared a preliminary regulatory
analysis analyzing the costs and benefits
of this undertaking. A copy of the
preliminary analysis document is
included in the docket referenced at the
beginning of this notice.
Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act (5 U.S.C. 601–612), the
FMCSA has considered the effects of
this regulatory action on small entities
and determined on a preliminary basis
that this proposed rulemaking would
have minimal, but positive impact on a
substantial number of small entities.
This is because it removes a regulatory
obstacle to the use of surge brakes on
small and medium trailers. There are
over 150 firms that manufacture trailers,
about 300 firms that are in the boat
delivery service, thousands of landscape
and construction firms that may use
trailers, and over 2,000 rental
equipment firms that may offer trailers
for rent. The majority of these firms are
small businesses according to the
definition provided by the Small
Business Administration. No entity
would be required to use surge brakes,
and those currently using electric or
other types of brakes have the option to
continue with no change.
The change proposed is to allow a
braking system that is not currently
allowed. Many of these operations use
small or medium trailers in their daily
operations, which are subject to the
FMCSRs if operated in interstate
commerce, which currently do not
allow the use of surge brakes. CMVs
using such trailers are most likely to be
operated in interstate commerce if the
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operation is near a State boundary. This
proposed regulatory action would help
to promote more uniform requirements.
This is because numerous State agencies
responsible for motor carrier safety are
faced with a current dilemma:
specifically, enforcing Federal
regulations prohibiting the use of surge
brakes on trailers operated in interstate
commerce, while allowing identical
trailer combinations to operate on the
same roads, under the same conditions,
in intrastate commerce.
Accordingly, FMCSA certifies that the
proposed rule would not have a
significant economic impact on a
substantial number of small entities.
Unfunded Mandates Reform Act of 1995
This rulemaking would not impose an
unfunded Federal mandate, as defined
by the Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1532, et seq.), that will
result in the expenditure by State, local,
and tribal governments, in the aggregate,
or by the private sector, of $100 million
or more in any 1 year.
Executive Order 12988 (Civil Justice
Reform)
This proposed action would meet
applicable standards in sections 3(a)
and 3(b)(2) of Executive Order 12988,
Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and
reduce burden.
Executive Order 13045 (Protection of
Children)
FMCSA has analyzed this proposed
action under Executive Order 13045,
Protection of Children from
Environmental Health Risks and Safety
Risks. We have determined
preliminarily that this rulemaking
would not concern an environmental
risk to health or safety that may
disproportionately affect children.
Executive Order 12630 (Taking of
Private Property)
This proposed rulemaking would not
effect a taking of private property or
otherwise have taking implications
under Executive Order 12630,
Governmental Actions and Interference
with Constitutionally Protected Property
Rights.
Executive Order 13132 (Federalism)
This proposed action has been
analyzed in accordance with the
principles and criteria contained in
Executive Order 13132. The FMCSA has
preliminarily determined that this
rulemaking would not have a
substantial direct effect on States, nor
would it limit the policy-making
discretion of the States.
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Executive Order 12372
(Intergovernmental Review)
Catalog of Federal Domestic
Assistance Program Number 20.217,
Motor Carrier Safety. The regulations
implementing Executive Order 12372
regarding intergovernmental
consultation on Federal programs and
activities do not apply to this program.
Code of Federal Regulations, chapter III,
as follows:
Paperwork Reduction Act
This proposed rulemaking would not
contain a collection of information
requirement for the purposes of the
Paperwork Reduction Act of 1995, 44
U.S.C. 3501, et seq.
1. The authority citation for part 393
continues to read as follows:
National Environmental Policy Act
We have analyzed this action for
purposes of the National Environmental
Policy Act of 1969 (42 U.S.C. 4321, et
seq.) and have determined preliminarily
that this action would not have an effect
on the quality of the environment.
However, a preliminary environmental
assessment (EA) has been prepared
because the rulemaking is not among
the type covered by a categorical
exclusion. A copy of the preliminary
environmental assessment is included
in the docket listed at the beginning of
this notice.
Executive Order 13211 (Energy Effects)
We have analyzed this proposed
action under Executive Order 13211,
Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use. We have
determined preliminarily that it would
not be a ‘‘significant energy action’’
under that Executive Order because it
would not be economically significant
and would not be likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
In consideration of the foregoing,
FMCSA proposes to amend title 49,
VerDate Aug<31>2005
15:27 Oct 06, 2005
Jkt 208001
List of Subjects in 49 CFR Part 393
Highway safety, Motor carriers and
Motor Vehicle Safety.
PART 393—PARTS AND
ACCESSORIES NECESSARY FOR
SAFE OPERATION
Authority: Section 1041(b) of Pub. L. 102–
240, 105 Stat. 1914; 49 U.S.C. 31136 and
31502; and 49 CFR 1.73.
2. Amend § 393.5 by adding a new
definition for ‘‘Surge Brake’’ in
alphabetical order to read as follows:
§ 393.5
Definitions.
*
*
*
*
*
Surge Brake. A self-contained,
permanently closed hydraulic brake
system for trailers that relies on inertial
forces, developed in response to the
braking action of the towing vehicle,
applied to a hydraulic device mounted
on or connected to the tongue of the
trailer, to slow down or stop the towed
vehicle.
*
*
*
*
*
3. Amend § 393.48 by revising
paragraph (a) and adding paragraph (d)
to read as follows:
§ 393.48
Brakes to be operative.
(a) General rule. Except as provided in
paragraphs (b), (c), and (d) of this
section, all brakes with which a motor
vehicle is equipped must at all times be
capable of operating.
*
*
*
*
*
(d) Surge brakes. Paragraph (a) of this
section does not apply to:
(i) Any trailer with a gross vehicle
weight rating (GVWR) of 12,000 lbs or
less, equipped with inertial surge brakes
PO 00000
Frm 00042
Fmt 4702
Sfmt 4702
58661
when its GVWR does not exceed 1.75
times the GVWR of the towing vehicle;
or
(ii) Any trailer with a GVWR greater
than 12,000 lbs, but less than 20,001 lbs,
equipped with inertial surge brakes
when the GVWR does not exceed 1.25
times the GVWR of the towing vehicle.
4. Revise § 393.49 in its entirety,
including a revised title, to read as
follows:
§ 393.49
Control valves for brakes.
(a) General rule. Except as provided in
paragraphs (b) and (c) of this section,
every motor vehicle, the date of
manufacture of which is subsequent to
June 30, 1953, which is equipped with
power brakes, must have the braking
system so arranged that one application
valve must when applied operate all the
service brakes on the motor vehicle or
combination of motor vehicles. This
requirement must not be construed to
prohibit motor vehicles from being
equipped with an additional valve to be
used to operate the brakes on a trailer
or trailers or as provided in § 393.44.
(b) Driveaway-Towaway Exception.
This section is not applicable to
driveaway-towaway operations unless
the brakes on such operations are
designed to be operated by a single
valve.
(c) Surge brake exception. This
requirement is not applicable to trailers
equipped with surge brakes that satisfy
the conditions specified in 49 CFR
393.48(d).
Issued on: October 3, 2005.
Annette M. Sandberg,
Administrator.
[FR Doc. 05–20297 Filed 10–6–05; 8:45 am]
BILLING CODE 4910–EX–P
E:\FR\FM\07OCP1.SGM
07OCP1
Agencies
[Federal Register Volume 70, Number 194 (Friday, October 7, 2005)]
[Proposed Rules]
[Pages 58657-58661]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-20297]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 393
Docket No. FMCSA-2005-21323]
RIN-2126-AA91
Parts and Accessories Necessary for Safe Operation: Surge Brake
Requirements
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Notice of proposed rulemaking (NPRM); request for comments.
-----------------------------------------------------------------------
SUMMARY: In response to a petition for rulemaking from the Surge Brake
Coalition, the Federal Motor Carrier Safety Administration proposes to
amend the Federal Motor Carrier Safety Regulations (FMCSRs) to allow
the use of automatic hydraulic inertia brake systems (surge brakes) on
trailers operated in interstate commerce. A surge brake is a self-
contained permanently closed hydraulic brake system activated in
response to the braking action of the tow vehicle. The amount of
trailer braking effort developed is proportional to the total trailer
weight and deceleration rate of the tow vehicle. Currently, surge
brakes are not considered by FMCSA to comply with the FMCSRs specifying
that all brakes with which a motor vehicle is equipped must at all
times be capable of operating, and that a single application valve
must, when applied, operate all the service brakes on the motor vehicle
or combination of motor vehicles. The intent of this rulemaking is to
adopt performance-based brake system requirements to allow the use of
surge brakes on certain combinations of commercial motor vehicles based
upon engineering test data submitted by the Surge Brake Coalition.
DATES: Comments must be received by December 6, 2005.
ADDRESSES: You may submit comments identified by DOT DMS Docket Number
FMCSA-2005-21323 by any of the following methods:
Web site: https://dms.dot.gov. Follow the instructions for
submitting comments on the DOT electronic site.
Fax: 1-202-493-2251.
Mail: Docket Management Facility; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401,
Washington, DC 20590-0001.
Hand Delivery: Room PL-401 on the plaza level of the
Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal Holidays.
Federal eRulemaking Portal: Go to https://
www.regulations.gov. Follow the online instructions for submitting
comments.
Instructions: All submissions must include the agency name and
docket number or Regulatory Identification Number (RIN) for this
rulemaking (RIN-2126-AA91). Note that all comments received will be
posted without change to https://dms.dot.gov, including any personal
information provided. Please see the Privacy Act heading for further
information.
Docket: For access to the docket to read background documents or
comments received, go to https://dms.dot.gov at any time or to Room PL-
401 on the plaza level of the Nassif Building, 400 Seventh Street, SW.,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal Holidays.
Privacy Act: Anyone is able to search the electronic form for all
comments received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (65 FR 19477) or you may visit https://dms.dot.gov.
Comments received after the comment closing date will be included
in the docket and we will consider late comments to the extent
practicable. FMCSA may, however, issue a final rule at any time after
the close of the comment period.
FOR FURTHER INFORMATION CONTACT: Mr. Luke W. Loy, Vehicle and Roadside
Operations Division, Federal Motor Carrier Safety Administration, 202-
366-0676, 400 Seventh Street, SW., Washington, DC 20590-0001. Office
hours are from 9 a.m. to 5 p.m. e.s.t., Monday through Friday, except
Federal holidays.
SUPPLEMENTARY INFORMATION: This notice is organized as follows:
I. Legal Basis for the Rulemaking
II. Background
III. Petition
IV. Regulatory Analyses and Notices
I. Legal Basis for the Rulemaking
This rulemaking is based on the authority of the Motor Carrier Act
of 1935 and the Motor Carrier Safety Act of 1984 (49 U.S.C. 31131, et
seq.).
The Motor Carrier Act of 1935, as amended, provides that ``[t]he
Secretary
[[Page 58658]]
of Transportation (Secretary) may prescribe requirements for: (1)
Qualifications and maximum hours-of-service of employees of, and safety
of operation and equipment of, a motor carrier; and (2) qualifications
and maximum hours-of-service of employees of, and standards of
equipment of, a motor private carrier, when needed to promote safety of
operation'' (49 U.S.C. 31502(b)).
This NPRM proposes to amend regulations located at 49 CFR 393.48
entitled ``Brakes to be Operative,'' 49 CFR 393.49 currently entitled
``Single Valve to operate all Brakes,'' which previously was
interpreted as prohibiting the use of surge brakes on commercial motor
vehicles (CMVs), and to add a definition to Sec. 393.5 for surge
brakes. Section 393.48 states that all brakes with which a motor
vehicle is equipped must at all times be capable of operating. Section
393.49 requires that a single application valve must when applied
operate all the service brakes on the motor vehicle or combination of
motor vehicles. The adoption and enforcement of such rules is
specifically authorized by the Motor Carrier Act of 1935. This NPRM
rests squarely on that authority.
The Motor Carrier Safety Act of 1984 provides concurrent authority
to regulate drivers, motor carriers, and vehicle equipment. It requires
the Secretary to ``prescribe regulations on commercial motor vehicle
safety. The regulations shall prescribe minimum safety standards for
commercial motor vehicles. At a minimum, the regulations shall ensure
that: (1) Commercial motor vehicles are maintained, equipped, loaded,
and operated safely; (2) the responsibilities imposed on operators of
commercial motor vehicles do not impair their ability to operate the
vehicles safely; (3) the physical condition of operators of commercial
motor vehicles is adequate to enable them to operate vehicles safely;
and (4) the operation of commercial motor vehicles does not have a
deleterious effect on the physical condition of the operators'' (49
U.S.C. 31136(a)).
This NPRM deals with surge brakes. The fundamental purpose of 49
CFR Part 393 Parts and Accessories Necessary for Safe Operation is to
ensure that no employer is allowed to operate a commercial motor
vehicle or cause or permit it to be operated, unless it is equipped in
accordance with the requirements and specifications of this part.
However, nothing contained in part 393 can be construed to prohibit the
use of additional equipment and accessories, not inconsistent with or
prohibited by part 393, provided such equipment and accessories do not
decrease the safety of operation of the motor vehicles on which they
are used. Compliance with the brake regulations is necessary to ensure
vehicles are equipped with adequate braking capability to ensure
control of the CMV. Before prescribing modifications to such
regulations, FMCSA must consider the ``costs and benefits'' of any
proposal (49 U.S.C. 31136(c)(2)(A)).
II. Background
The Surge Brake Coalition petitioned FMCSA on February 28, 2002, to
amend Sec. 393.48 entitled ``Brakes to be Operative'' and Sec. 393.49
entitled ``Single Valve to Operate all Brakes,'' which have been
interpreted as prohibiting the use of surge brakes on commercial motor
vehicles. Coalition members include trailer manufacturers, parts
suppliers, commercial users dependent upon trailers, trailer rental
companies, and trade associations whose memberships comprise distinct
segments of the trailer business. A copy of the petition is included in
the docket referenced at the beginning of this document.
Section 393.48 states that all brakes with which a motor vehicle is
equipped must at all times be capable of operating. Section 393.49
requires a single application valve must, when applied, operate all the
service brakes on the motor vehicle or combination of motor vehicles.
Regulatory guidance previously issued by the Agency (40 FR 50671,
50688, Oct. 31, 1975) \1\ indicates the use of surge brakes on trailers
operated in interstate commerce is inconsistent with the requirements
of Sec. Sec. 393.48 and 393.49.
---------------------------------------------------------------------------
\1\ The Federal Highway Administration's (FHWA) Bureau of Motor
Carrier Safety (Bureau) (FMCSA's predecessor agency) published these
motor carrier safety interpretations.
---------------------------------------------------------------------------
Section 393.48 Brakes to be Operative. The Bureau's position
regarding surge brakes has been that they did not comply with the
requirements of Section 393.48 of the Motor Carrier Safety Regulations.
The cited section requires, in part, that all brakes with which motor
vehicles are required to be equipped must be operative at all times. A
surge brake which is only operative under certain preset conditions
would not be in compliance with this requirement. In other words, surge
brakes, in general, are only operative when the vehicles are moving in
the forward direction.
Section 393.49 Single Valve to Operate All Brakes. A surge brake
would comply with the requirements of Section 393.49 as it specifically
states that the brake system shall be so arranged that one application
valve shall, when applied, operate all of the service brakes on the
motor vehicle or combination of motor vehicles. When the service brakes
on a power unit towing a vehicle with surge brakes are applied, the
brakes on both vehicles would be applied. The power unit brakes would
be applied by its application valve and the surge brakes on the towed
vehicle by the overrunning effect.
Subsequent regulatory guidance published by FHWA on November 17,
1993 (58 FR 60734, 60755) indicated that surge brakes did not comply
with both Sec. Sec. 393.48 and 393.49:
Section 393.48 Brakes to be Operative. Question 1: Do surge brakes
comply with Sec. 393.48? No. Section 393.48 requires that brakes be
operable at all times. Generally, surge brakes are only operative when
the vehicle is moving in the forward direction and as such do not
comply with section 393.48.
Section 393.49 Single Valve to Operate All Brakes. Question 1: Does
a combination of vehicles using a surge brake to activate the towed
vehicle's brakes comply with Sec. 393.49? No. The surge brake cannot
keep the trailer brakes in an applied position. Therefore, the brakes
on the combination of vehicles are not under the control of a single
valve as required by Sec. 393.49.
This guidance was also included in FHWA's April 4, 1997 (62 FR
16370, 16415 and 16416) publication, ``Regulatory Guidance for the
Federal Motor Carrier Safety Regulations.''
III. Petition
The Surge Brake Coalition proposed in their petition for rulemaking
that Sec. 393.48 be amended by:
1. Revising paragraph (a) to read:
General rule. Except as provided in paragraphs (b), (c), and (d) of
this section, all brakes with which a motor vehicle is equipped must at
all times be capable of operating.
2. Adding a new paragraph (d) to read:
Surge brakes. Paragraph (a) of this section does not apply to:
Any trailer with a gross vehicle weight rating (GVWR) of 12,000 lbs
or less, equipped with inertial surge brakes when its GVWR does not
exceed 1.75 times the GVWR of the towing vehicle; or
Any trailer with a GVWR greater than 12,000 lbs, but less than
20,001 pounds (lbs), equipped with inertial surge brakes when the GVWR
does not exceed 1.25 times the GVWR of the towing vehicle.
[[Page 58659]]
The Petitioner also requested the following exception be added to
Sec. 393.49: ``This requirement shall not apply to trailers equipped
with surge brakes that satisfy the conditions provided in Sec.
393.48(d).''
The Petitioner argues that surge brakes provide a safe, practical
braking system for commercial motor vehicle combinations, especially
for scenarios in which the trailer is likely to be towed by a variety
of vehicles. For example, in the rental market, trailers are rented
separately from towing vehicles, and towing vehicles frequently are not
wired for electric brake controls. The Petitioner indicates that rental
companies believe it is ``prohibitively expensive and impractical'' to
install or adapt a brake control system on each towing vehicle every
time they rent a trailer or piece of mobile equipment. The Petitioner
estimates that over 25 percent of the rental trailer fleet is equipped
with surge brakes.
The Petitioner believes surge brakes are a popular alternative to
electric brakes because surge brakes activate automatically, adapt to
the weight of the load, have fewer components, and require less
maintenance. These features make surge brakes ideal for flatbed and
van-type trailers with a GVWR of 20,000 lbs or less, and trailers
serving the marine industry. The Petitioner also points out that
manufacturers install approximately 250,000 surge brake systems
annually on small to medium sized trailers.
The Petitioner's Engineering Tests
The Petitioner conducted brake performance tests at Exponent
Failure Analysis Associates' (EFAA) Test and Engineering Center in
Phoenix, Arizona. EFAA tested the braking performance of 16 different
configurations of towing vehicles and trailers. The Petitioner used the
services of a consulting engineer to interpret the test results and
prepare the final report concerning the tests.
Test Protocol
1. Straight-line braking: Vehicle combinations were stopped from
speeds of approximately 20 miles per hour (mph) or greater to determine
whether the vehicle could meet the performance requirements under Sec.
393.52. The vehicle combination was required to stay within a 12-foot-
wide lane during the test and the stopping distance was measured.
2. Brake holding on a 20 percent incline: Using only the service
brakes, the combination was stopped going up a 20 percent incline and
required to remain stationary for at least 5 minutes.
3. Braking in a turn: The towing vehicle and trailer were driven on
a circular, 12-foot-wide, 500-foot-radius test track of known
coefficient of friction. The driver then applied the brakes to achieve
maximum deceleration. The average deceleration was calculated.
Test Vehicles
Trailers (GVWR):
1999 U-Haul tandem axle auto transport (6,000 lbs GVWR),
equipped with U-Haul surge brake actuator.
2000 Big Tex tandem axle, open cargo area, with side rails
(14,000 lbs GVWR), equipped with Demco model DA20 surge brake actuator.
Two 2001 Wells Cargo flatbed trailers with triple torsion
axles (20,000 lbs GVWR). One trailer was equipped with a Titan model 20
surge brake actuator and the other with a Demco model DA20 surge brake
actuator.
Towing vehicles (GVWR):
1993 Chevrolet C-1500 (6,100 lbs GVWR), curb weight 4,200
lbs. The vehicle was equipped with front disc brakes and rear drum
brakes. The vehicle was also equipped with a rear-axle antilock braking
system (ABS).
2001 Chevrolet K-3500 (11,400 lbs GVWR), curb weight 7,072
lbs. The vehicle was equipped with four-wheel disc brakes and four-
wheel ABS.
2001 GMC Sierra (11,400 lbs GVWR), curb weight 7,476 lbs.
The vehicle was equipped with four-wheel disc brakes and four-wheel
ABS.
Towing vehicle & trailer test combinations:
Unladen pickup truck/unladen trailer.
Unladen pickup truck/full GVWR trailer.
Full GVWR pickup truck/unladen trailer.
Full GVWR pickup truck/full GVWR trailer.
Test Results:
Vehicle combinations that included a heavy trailer (GVWR
between 12,001 lbs and 14,600 lbs) complied with FMCSA's brake
performance requirements under 49 CFR 393.52 when the GVWR of the
trailer was 1.25 times that of the towing vehicle or less, including
test runs with the towing vehicle and trailer loaded to their maximum
GVWR.
Vehicle combinations that included a medium-weight trailer
(GVWR up to 12,000 lbs) complied with FMCSA's brake performance
requirements when the GVWR of the trailer was 2 times that of the
towing vehicle or less, including runs with the towing vehicle and
trailer loaded to their maximum GVWR.
Vehicle combinations that fall within the ratios of towing
vehicle GVWR to trailer GVWR are capable of complying with 49 CFR
393.52, demonstrate stability and control during braking-in-a-curve
tests, and are capable of being stopped and held stationary going up a
20 percent grade.
On August 13, 2004, FMCSA granted the Surge Brake Coalition's
petition. FMCSA made a preliminary determination that the petitioner
presented sufficient technical information to support its request that
the Agency initiate a rulemaking to allow the use of surge brakes on
certain combinations of vehicles. Although a limited number of vehicle
configurations were tested, the Agency believes the tests adequately
demonstrate safe ratios of the towing vehicle GVWR to the trailer GVWR
that would be used to determine whether surge brakes may be used on a
particular combination of vehicles.
The Agency does not believe that permitting the use of surge
brakes, under the specific conditions noted in this proposal, is
inconsistent with the original intent of Sec. Sec. 393.48 and 393.49.
Section 393.48 requires that brakes be capable of operating at all
times the vehicle is in operation on public roads. The intent of the
requirement is that all commercial motor vehicles operating in
interstate commerce have sufficient braking capability at all times.
Based upon the information provided by the petitioner, FMCSA believes
vehicles equipped with surge brakes, under the conditions being
proposed in this rulemaking notice, would have sufficient braking
capability at all times the vehicle combination is being operated on
public roads, in interstate commerce. While surge brakes automatically
release when the vehicle combination comes to a complete stop, the
weight-ratio between the towing vehicle and the trailer being proposed
today would ensure that the brakes on the towing vehicle are sufficient
to maintain control of the combination when the surge brakes release
automatically. Therefore, the agency believes the original intent of
Section 393.48 would be satisfied by surge brake systems meeting the
proposed requirements.
The petitioner contends that:
Technological advances in braking systems render the original
purpose of Sec. 393.49 and its ``single-valve'' criterion overly
broad and excessively restrictive. FHWA [previously] developed this
regulation as a materials-oriented specification to foreclose the
shortcomings of and risks associated with the predominant braking
system of the day,
[[Page 58660]]
wheel brakes and their use in conjunction with large tractors or
power units.
The Agency agrees with the petitioner that advances in braking
technology, and specifically in the instance of surge brakes, render
the current single valve requirement in the Sec. 393.49 design
restrictive and not necessary or appropriate when considered
specifically in the context of surge brakes installed on the small and
mid-size trailers addressed by this proposal.
The Agency proposes to rename and revise Sec. 393.49 to make its
construction consistent with Sec. 393.48, and to make it easier to
quickly understand the general requirement and the exceptions, which
would include one for surge brakes. A new title of ``Control Valves for
Brakes'' is proposed for this section to be more representative of the
different types of brake systems addressed.
The Agency is proposing to add a definition for surge brakes to
Sec. 393.5 to ensure a clear understanding of what is meant by the
term ``surge brakes,'' and to facilitate consistent application of the
requirements being proposed.
If the proposed regulatory amendments are adopted, the Agency would
withdraw the existing regulatory guidance provided as Question 1 to
Sec. 393.48 and Question 1 to Sec. 393.49, originally published on
November 17, 1993 (58 FR 60734) and republished on April 4, 1997 (62 FR
16370). These existing guidance questions addressing whether surge
brakes meet the requirements of the standard would be replaced by the
proposed regulatory text. Thus, the existing guidance would be
superseded by the proposed regulatory text, and would be withdrawn.
The Agency requests comment on whether additional analysis is
needed to support the Petitioner's assertion that vehicle combinations
that include a heavy trailer (GVWR between 14,600 lbs and 20,000 lbs)
would satisfy FMCSA's brake performance requirements under Sec. 393.52
when the GVWR of the trailer is 1.25 times that of the towing vehicle
or less. The agency is also requesting the submission of brake
performance data and information relevant to all the other issues
raised in the petition, and the proposed amendments to Sec. Sec.
393.48 and 393.49.
The Agency emphasizes that the granting of the petition for
rulemaking, and subsequent proposal to amend Sec. Sec. 393.48 and
393.49 should not be construed as an exception to the brake performance
requirements under Sec. 393.52. Therefore, adoption of a final rule
would not relieve motor carriers of their responsibility to ensure that
any commercial motor vehicle, or combination of commercial motor
vehicles, operated in interstate commerce, comply with the brake
performance requirements under Sec. 393.52.
IV. Regulatory Analyses and Notices
Executive Order 12866 (Regulatory Planning and Review) and DOT
Regulatory Policies and Procedures
FMCSA has determined that this action is a significant regulatory
action within the meaning of Executive Order 12866 due to novel policy
issues in that it is the subject of both a regulatory reform nomination
and an industry petition. This rule has generated a significant amount
of public interest as it has been identified in the 2005 ``Regulatory
Reform of the U.S. Manufacturing Sector'' as published by the Office of
Management and Budget. We expect the proposed rule would have minimal
costs. The Agency has prepared a preliminary regulatory analysis
analyzing the costs and benefits of this undertaking. A copy of the
preliminary analysis document is included in the docket referenced at
the beginning of this notice.
Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act (5 U.S.C. 601-
612), the FMCSA has considered the effects of this regulatory action on
small entities and determined on a preliminary basis that this proposed
rulemaking would have minimal, but positive impact on a substantial
number of small entities. This is because it removes a regulatory
obstacle to the use of surge brakes on small and medium trailers. There
are over 150 firms that manufacture trailers, about 300 firms that are
in the boat delivery service, thousands of landscape and construction
firms that may use trailers, and over 2,000 rental equipment firms that
may offer trailers for rent. The majority of these firms are small
businesses according to the definition provided by the Small Business
Administration. No entity would be required to use surge brakes, and
those currently using electric or other types of brakes have the option
to continue with no change.
The change proposed is to allow a braking system that is not
currently allowed. Many of these operations use small or medium
trailers in their daily operations, which are subject to the FMCSRs if
operated in interstate commerce, which currently do not allow the use
of surge brakes. CMVs using such trailers are most likely to be
operated in interstate commerce if the operation is near a State
boundary. This proposed regulatory action would help to promote more
uniform requirements. This is because numerous State agencies
responsible for motor carrier safety are faced with a current dilemma:
specifically, enforcing Federal regulations prohibiting the use of
surge brakes on trailers operated in interstate commerce, while
allowing identical trailer combinations to operate on the same roads,
under the same conditions, in intrastate commerce.
Accordingly, FMCSA certifies that the proposed rule would not have
a significant economic impact on a substantial number of small
entities.
Unfunded Mandates Reform Act of 1995
This rulemaking would not impose an unfunded Federal mandate, as
defined by the Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1532, et
seq.), that will result in the expenditure by State, local, and tribal
governments, in the aggregate, or by the private sector, of $100
million or more in any 1 year.
Executive Order 12988 (Civil Justice Reform)
This proposed action would meet applicable standards in sections
3(a) and 3(b)(2) of Executive Order 12988, Civil Justice Reform, to
minimize litigation, eliminate ambiguity, and reduce burden.
Executive Order 13045 (Protection of Children)
FMCSA has analyzed this proposed action under Executive Order
13045, Protection of Children from Environmental Health Risks and
Safety Risks. We have determined preliminarily that this rulemaking
would not concern an environmental risk to health or safety that may
disproportionately affect children.
Executive Order 12630 (Taking of Private Property)
This proposed rulemaking would not effect a taking of private
property or otherwise have taking implications under Executive Order
12630, Governmental Actions and Interference with Constitutionally
Protected Property Rights.
Executive Order 13132 (Federalism)
This proposed action has been analyzed in accordance with the
principles and criteria contained in Executive Order 13132. The FMCSA
has preliminarily determined that this rulemaking would not have a
substantial direct effect on States, nor would it limit the policy-
making discretion of the States.
[[Page 58661]]
Executive Order 12372 (Intergovernmental Review)
Catalog of Federal Domestic Assistance Program Number 20.217, Motor
Carrier Safety. The regulations implementing Executive Order 12372
regarding intergovernmental consultation on Federal programs and
activities do not apply to this program.
Paperwork Reduction Act
This proposed rulemaking would not contain a collection of
information requirement for the purposes of the Paperwork Reduction Act
of 1995, 44 U.S.C. 3501, et seq.
National Environmental Policy Act
We have analyzed this action for purposes of the National
Environmental Policy Act of 1969 (42 U.S.C. 4321, et seq.) and have
determined preliminarily that this action would not have an effect on
the quality of the environment. However, a preliminary environmental
assessment (EA) has been prepared because the rulemaking is not among
the type covered by a categorical exclusion. A copy of the preliminary
environmental assessment is included in the docket listed at the
beginning of this notice.
Executive Order 13211 (Energy Effects)
We have analyzed this proposed action under Executive Order 13211,
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution or Use. We have determined preliminarily that it would not
be a ``significant energy action'' under that Executive Order because
it would not be economically significant and would not be likely to
have a significant adverse effect on the supply, distribution, or use
of energy.
In consideration of the foregoing, FMCSA proposes to amend title
49, Code of Federal Regulations, chapter III, as follows:
List of Subjects in 49 CFR Part 393
Highway safety, Motor carriers and Motor Vehicle Safety.
PART 393--PARTS AND ACCESSORIES NECESSARY FOR SAFE OPERATION
1. The authority citation for part 393 continues to read as
follows:
Authority: Section 1041(b) of Pub. L. 102-240, 105 Stat. 1914;
49 U.S.C. 31136 and 31502; and 49 CFR 1.73.
2. Amend Sec. 393.5 by adding a new definition for ``Surge Brake''
in alphabetical order to read as follows:
Sec. 393.5 Definitions.
* * * * *
Surge Brake. A self-contained, permanently closed hydraulic brake
system for trailers that relies on inertial forces, developed in
response to the braking action of the towing vehicle, applied to a
hydraulic device mounted on or connected to the tongue of the trailer,
to slow down or stop the towed vehicle.
* * * * *
3. Amend Sec. 393.48 by revising paragraph (a) and adding
paragraph (d) to read as follows:
Sec. 393.48 Brakes to be operative.
(a) General rule. Except as provided in paragraphs (b), (c), and
(d) of this section, all brakes with which a motor vehicle is equipped
must at all times be capable of operating.
* * * * *
(d) Surge brakes. Paragraph (a) of this section does not apply to:
(i) Any trailer with a gross vehicle weight rating (GVWR) of 12,000
lbs or less, equipped with inertial surge brakes when its GVWR does not
exceed 1.75 times the GVWR of the towing vehicle; or
(ii) Any trailer with a GVWR greater than 12,000 lbs, but less than
20,001 lbs, equipped with inertial surge brakes when the GVWR does not
exceed 1.25 times the GVWR of the towing vehicle.
4. Revise Sec. 393.49 in its entirety, including a revised title,
to read as follows:
Sec. 393.49 Control valves for brakes.
(a) General rule. Except as provided in paragraphs (b) and (c) of
this section, every motor vehicle, the date of manufacture of which is
subsequent to June 30, 1953, which is equipped with power brakes, must
have the braking system so arranged that one application valve must
when applied operate all the service brakes on the motor vehicle or
combination of motor vehicles. This requirement must not be construed
to prohibit motor vehicles from being equipped with an additional valve
to be used to operate the brakes on a trailer or trailers or as
provided in Sec. 393.44.
(b) Driveaway-Towaway Exception. This section is not applicable to
driveaway-towaway operations unless the brakes on such operations are
designed to be operated by a single valve.
(c) Surge brake exception. This requirement is not applicable to
trailers equipped with surge brakes that satisfy the conditions
specified in 49 CFR 393.48(d).
Issued on: October 3, 2005.
Annette M. Sandberg,
Administrator.
[FR Doc. 05-20297 Filed 10-6-05; 8:45 am]
BILLING CODE 4910-EX-P