Improved Seats in Air Carrier Transport Category Airplanes, 56542-56559 [05-19208]
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Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA–2002–13464–2;
Amendment No. 121–315]
RIN 2120–AC84
Improved Seats in Air Carrier
Transport Category Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
This final rule amends the
FAA’s regulations on the
crashworthiness of passenger and flight
attendant seats on transport category
airplanes used in part 121 passengercarrying operations. This final rule
requires those transport category
airplanes type-certificated after January
1, 1958 which have not yet been
manufactured that are used in part 121
passenger-carrying operations to have
passenger and flight attendant seats that
meet the current improved
crashworthiness standards. This action
is necessary because research, accident
data, and analysis show that these
improvements provide increased
occupant protection in airplanes
involved in impact-survivable
accidents.
SUMMARY:
This amendment becomes
effective October 27, 2005. Transport
category airplanes manufactured on and
after October 27, 2009 used in part 121
passenger carrying operations must
comply with this final rule.
FOR FURTHER INFORMATION CONTACT: Hal
Jensen, Aircraft Engineering Division,
AIR–100, Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591;
telephone (202) 267–8807; facsimile
(202) 267–5340, e-mail
hal.jensen@faa.gov.
DATES:
Authority for This Rulemaking
This rulemaking is promulgated
under the authority described in Title
49, Subtitle VII, Part A, Subpart III,
Section 44701, General requirements,
and Section 44705, Air carrier operating
certificates. Under section 44701(b), the
FAA may prescribe minimum safety
standards for an air carrier to which the
agency issues a certificate under section
44705. Under section 44705, the FAA
issues an operating certificate to a
person desiring to operate as an air
carrier if the FAA finds, after
investigation, that the person properly
and adequately is equipped and able to
operate safely under Part A and the
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regulations and standards prescribed
under it.
This regulation is within the scope of
section 44701 because it establishes new
minimum safety standards that the seats
in transport category airplanes that are
used in part 121 passenger-carrying
operations must meet to protect
occupants of that airplane if it is
involved in an impact-survivable
accident. The regulation also is within
the scope of section 44705 since the
section requires that the person to
whom the FAA issues an air carrier
operating certificate be properly and
adequately equipped to operate safely.
The improved seats mandated by this
regulation will increase the safety of air
carrier operations.
Background
SUPPLEMENTARY INFORMATION:
In 1988 the FAA concurrently
published a final rule, ‘‘Improved Seat
Safety Standards’’ (53 FR 17640, May
17, 1988)(Amendment 25–64) and a
notice of proposed rulemaking, ‘‘Retrofit
of Improved Seats In Air Carrier
Transport Category Airplanes’’ (53 FR
17650, May 17, 1988) (Notice 88–8).
Amendment 25–64 upgraded the
certification standards for occupant
protection during emergency landing
conditions in transport category
airplanes from only a 9g static standard
to an upgraded 9g static standard and a
new 16g dynamic standard. Notice 88–
8 proposed to prohibit, after June 16,
1995, the operation of transport category
airplanes under parts 121 and 135 that
were type-certificated after January 1,
1958 unless all seats onboard met the
certification requirements of § 25.785 in
effect on June 16, 1988. These
certification requirements include the
16g standard created by Amendment
25–64.
The FAA received 70 comments to
Notice 88–8. Based on these comments,
we decided that we needed more
information to determine the impact of
Notice 88–8 on the aviation community.
Even though much research and
development on the dynamic testing of
seats had been done to support the 16g
standard, the process of certifying seats
to the 16g standard was still new. The
dynamic testing requirements for 16g
seats represented an increase in
sophistication and complexity over the
simpler static testing used for 9g seats.
Industry needed time to work out the
technical problems of meeting the 16g
seat standard, and we needed time to
evaluate specific problems presented by
industry and to develop proper
guidance material for obtaining 16g seat
certification.
As these issues were addressed by
industry and the FAA, our standards
Availability of Rulemaking Documents
You can get an electronic copy of this
final rule using the Internet by:
(1) Searching the Department of
Transportation’s electronic Docket
Management System (DMS) Web page
(https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking’s
Web page at https://www.faa.gov/
regulations_policies/; or
(3) Accessing the Government
Printing Office’s Web page at https://
www.access.gpo.gov/su_docs/aces/
aces140.html.
You can also get a copy by filing a
request with the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. To facilitate a
prompt response, please make sure to
identify the amendment number, notice
number or docket number of this
rulemaking in your request.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires the FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question about this document, you may
contact your local FAA official, or the
person listed under FOR FURTHER
INFORMATION CONTACT. You can find out
more about SBREFA on the Internet at
our Web page, https://www.faa.gov/
regulations_policies/rulemaking/
sbre_act/, or by e-mailing us at 9–AWA–
SBREFA@faa.gov.
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A. History
1. Pre-SNPRM
This final rule is in response to
Section 303(b) of the Airport and
Airway Safety and Capacity Expansion
Act of 1987 (Pub. L. 100–223) (the Act
of 1987) and follows a notice of
proposed rulemaking published in 1988
and a supplemental notice of proposed
rulemaking published in 2002 (SNPRM).
The Act of 1987 directed the Secretary
of Transportation to:
‘‘* * * initiate a rulemaking proceeding to
consider requiring all seats onboard all air
carrier aircraft to meet improved
crashworthiness standards based upon the
best available testing standards for
crashworthiness.’’
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and guidance material evolved. This
helped the aircraft seat manufacturing
industry transition from producing 9g
seats to 16g seats that could meet the
new requirements. During this time, we
never lost sight of the goal of improving
the crashworthiness of seats in transport
category airplanes. The significant
actions taken during this time included:
• On March 6, 1990, we published an
advisory circular (AC) to provide
industry guidance on the dynamic test
process. This was AC 25.562–1,
‘‘Dynamic Evaluation of Seat Restraint
Systems & Occupant Protection on
Transport Airplanes.’’ AC 25.562–1A
superseded AC 25.562–1 on January 19,
1996.
• We worked with industry through
the Society of Automotive Engineers
SEAT Committee to develop a standard
that would detail the requirements for
dynamic testing of a 16g seat. That
standard (Aerospace Standard (AS)
8049, Performance Standard for Seats in
Civil Rotorcraft, Transport Aircraft and
General Aviation Aircraft) was
incorporated in Technical Standard
Order (TSO)–C127 (Rotorcraft,
Transport Airplane, and Normal and
Utility Airplane Seating Systems) in
1992 and revised in 1998 (TSO–C127a).
• We held a public meeting on
October 23 and 24, 1995, in Seattle,
Washington, to gather information on
challenges the industry had in meeting
our 16g dynamic seat certification
requirements for new programs and for
existing airplanes that would be affected
by the proposed rulemaking. We
presented our views and listened to
comments from the aviation industry at
that meeting. The information gained
during this public meeting led us to
reconsider the original rule proposed in
Notice 88–8.
From the mid-to-late 1990s, although
industry and the FAA continued to
address significant 16g seat issues
primarily related to occupant
protection, enough progress had been
made that 16g seats were being
produced and approved regularly.
Therefore, we determined it was
suitable to move forward with our
proposed rulemaking to improve seats
on transport category airplanes. As a
result, we held a public meeting on
December 8 and 9, 1998. The goals of
this meeting were to discuss our
proposed revisions to Notice 88–8 and
to get current information and
viewpoints. In addition to seeking
comments at the public meeting, we
reopened the docket for comments. We
received approximately 40 additional
comments by the close of this comment
period.
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The above is a summary of the events
leading up to the publication of the
SNPRM. For a more detailed discussion,
please read the ‘‘Background’’ section of
the SNPRM.
2. SNPRM
On October 4, 2002, the FAA
published a supplemental notice of
proposed rulemaking (SNPRM),
‘‘Improved Seats in Air Carrier
Transport Category Airplanes’’ (67 FR
62294, October 4, 2002). The SNPRM
proposed the following:
• For all airplanes manufactured on
or after four years after the effective date
of the final rule, all passenger and flight
attendant seats on the airplane must
meet the requirements of § 25.562 in
effect on June 16, 1988 (proposed
§ 121.311(j)(1));
• For all airplanes manufactured
before four years after the effective date
of the final rule, all passenger and flight
attendant seats on the airplane must
meet the requirements of § 25.562 in
effect on June 16, 1988, after any
passenger seat or any flight attendant
seat in that airplane is replaced
(proposed § 121.311(j)(2)); and
• On or after fourteen years after the
effective date of the final rule, no person
could operate a transport category
airplane type-certificated after January
1, 1958, in passenger-carrying
operations under this part unless all
passenger and all flight attendant seats
on the airplane meet the requirements of
§ 25.562 in effect on June 16, 1988
(proposed § 121.311(k)).
In preparing the SNPRM, the FAA
hired a consultant to conduct an
analysis of the benefits of 16g seats over
9g seats in transport category airplanes.
This consultant, R.G.W. Cherry &
Associates Limited (Cherry), performed
this analysis and produced a report
entitled ‘‘A Benefit Analysis for Aircraft
16g Dynamic Seats’’ (Report DOT/FAA/
AR–00/13/April 2000)(the Cherry
Report).
The Cherry Report studied those
transport category airplane accidents
that occurred from 1984 to 1998 and
predicted the benefits to the occupants
if 16g seats had been installed in those
airplanes. It predicted:
• A range in the reduction of serious
injuries to occupants in impactsurvivable accidents if they were in 16g
seats instead of 9g seats; and
• A range in the reduction of fatalities
to occupants in impact-survivable
accidents if they were in 16g seats
instead of 9g seats.
Since publication of the SNPRM,
Cherry completed an addendum report
entitled ‘‘A Benefit Analysis for Aircraft
16-g Dynamic Seats Configured Without
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Enhancements to Head Injury Criteria’’
(DOT/FAA/AR–04/27, March 2003)(the
Cherry Report Addendum). The Cherry
Report Addendum assessed the
incremental benefits resulting from the
enhanced Head Injury Criteria.
B. Seat Classifications—9g/16g/16g
‘‘Compatible’’
Currently, there are several
classifications of seats in transport
category airplanes used in part 121
operations. They are as follows:
1.9g Seats
a. What is a 9g seat?
A 9g seat is tested to different load
factors in different directions. The
highest load factor is in the forward
direction at 9g’s. This is why these seats
are commonly referred to as 9g seats.
The testing procedure is typically
accomplished by applying a force to the
seat through the safety belt by means of
a cable and winch system. The
minimum force that the seat must be
capable of reacting in the forward
direction without structural failure is 9
times the combined weight of the seat
and a 170 pound occupant in each seat
place. As an example, if a seat had three
places and the seat weighs 100 pounds,
then the seat must be capable of reacting
5490 pounds ((170 pounds per occupant
times 3 seat places plus 100 pounds of
seat weight) times 9).
b. Regulations and the TSO for 9g Seats
In 1952, the regulations for transport
category airplane seats were revised to
increase the emergency landing
condition forward load factor from 6g’s
to 9g’s. Five years later, the FAA issued
TSO–C39 (‘‘Aircraft Seats and Berths’’)
that included guidance on static testing
to 9g’s for seats that would be used in
transport category airplanes. It is
important to note that obtaining
TSO C39 approval for a seat does not
mean that the seat is approved for
installation in an airplane. A separate
approval, known as an installation
approval, is necessary to show the seat’s
compliance with all the applicable
regulations of the FAA. However,
because TSO C39 was closely aligned
with the other applicable regulations
then in effect, installation approval was
easy to attain if the seat had TSO C39
approval. This was generally the process
for getting a 9g seat approved for use in
an airplane until 1988.
2.16g Seats
a. What is a 16g seat?
For transport category airplanes, a 16g
seat is one that meets the 9g
requirements of § 25.561 and the
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dynamic requirements of § 25.562. A
16g seat is tested in a manner that
simulates the loads that could be
expected in an impact-survivable
accident. Two separate dynamic tests
are conducted to simulate two different
accident scenarios: one in which the
forces are predominantly in the vertical
downward direction and one in which
the forces are predominantly in the
longitudinal forward direction. The
highest load factor is in the forward
direction at 16 g’s. This is why these
seats are commonly referred to as 16g
seats. The test procedure requires ‘‘crash
testing’’ the seat (i.e., rapidly
decelerating the seat in accordance with
the criteria in § 25.562(b)). For the 16g
test, this means deceleration must go
from a minimum of 44ft/sec to 0 ft/sec
in not more than 0.09 seconds with a
peak deceleration of at least 16g’s. The
seats are tested with seat floor tracks
that are representative of those that will
be used in the airplane installation.
The seats are also tested with test
dummies in each seat position. The
reaction of the test dummies during the
dynamic test imparts loads into the seat
restraints and seat structure more
accurately than the cable and winch
system used in the 9g seat static pull
test. The test dummies are instrumented
to measure data like forces and
accelerations that are then used for
evaluating occupant protection criteria.
As an example, accelerometers in the
heads of the test dummies measure
accelerations that are used in
calculating the Head Injury Criteria
(HIC). Limitations on an acceptable
level of HIC serve to protect the
occupant from serious head injury
where head contact with seats or other
structure can occur. 16g seats also:
• Protect the occupant from
debilitating leg and spine injuries;
• Improve the attachment to the
airframe;
• Protect crewmembers from serious
chest injury when upper torso restraints
are used; and
• Ensure occupants do not become
trapped in their seats due to excessive
seat deformation.
b. Regulations and the TSO for 16g Seats
In 1988, the emergency landing
conditions were revised to include
dynamic landing conditions to improve
occupant protection. Four years later,
TSO–C127 (‘‘Rotorcraft, Transport
Airplane, Normal and Utility Airplane
Seating Systems’’) was issued and
included guidance on dynamic testing
of 16 g’s for seats that would be used in
transport category airplanes. As
previously stated, TSO seat approval is
not installation approval. Although
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TSO C127 is the basis for getting most
16g seats approved for use in transport
category airplanes, installation approval
is not as easy as it is for a 9g seat.
The 16g seat installation approval
process is more complicated than the 9g
seat installation approval process
because the dynamic standard includes
several occupant protection criteria not
required for the 9g seat. These occupant
protection criteria can only be
completely evaluated when the seat is
considered in relationship to how and
where it is installed in the airplane. For
example, the dynamic test will cause a
test dummy’s upper torso and head to
swing forward in an arcing motion since
the test dummy is constrained only at
the pelvis by the safety belt. A record of
the motion of the test dummy’s head
through the arc, called a headpath trace,
can be recorded during the testing for
the TSO approval. The headpath trace is
used during the installation approval
process to ensure there is enough
clearance from objects, like bulkheads
or equipment mounted to partitions, to
reduce the possibility of a head strike.
Because airplane interior arrangements
differ by airplane model—and even
from operator to operator for the same
airplane model—the headpath trace
must be evaluated for each unique
installation. This illustrates one reason
why installation approval cannot rely
solely on the TSO approval.
3. 16g ‘‘Compatible’’ Seats
Transport category airplanes designed
between 1952 and 1988 were required to
have seats that met the 9g emergency
landing conditions in § 25.561. These
standards were met by the static testing
described above in the section entitled
‘‘Regulations and TSO for 9g seats.’’
Typically, the seats approved in those
airplanes were also approved to TSO–
C39. When Amendment 25–64 went
into effect in 1988, any transport
category airplane design submitted for
approval was required to have seats that
met both the 9g static standard in
§ 25.561 and the 16g dynamic standard
in § 25.562.
However, Amendment 25–64 applied
only to new airplane designs like the
Boeing B–777. Airframe manufacturers
occasionally redesign an existing
airplane design to meet marketing
demands rather than develop a new
design from scratch. These redesigned
airplanes are referred to as derivative
models, since they are based largely on
a previously approved airplane design.
An example of this is the Boeing B–
737NG models (737–600, –700, –800,
–900), which are based on the
previously approved B–737 airplane
design. The basis for a derivative model
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design approval is the regulations in
place at the time of the original design
approval. However, for a variety of
reasons, the derivative model design
will be approved to regulations more
current than those in existence when
the original design was approved, but
not quite to the level of the regulations
current at the time of application for a
derivative model design approval.
There are numerous derivative
transport category airplane models
approved after 1988 whose original
design was approved before 1988. These
airplane models’ seats do not meet all
the requirements of § 25.562 (16g seats),
but meet more than the requirements of
§ 25.561 (9g seats). The dynamic
standard in § 25.562 includes criteria to
evaluate the seat’s structural integrity
and occupant protection during
dynamic testing. Most of the derivative
models meet the seat structural integrity
requirements in § 25.562 but none or
only a few of the occupant protection
requirements in § 25.562. Seats that
have been approved to meet the 9g
requirements in § 25.561 and the seat
structural integrity requirements in
§ 25.562 are commonly called 16g
‘‘compatible’’ seats.
Discussion of Comments
A. Request for Extension
Based on requests for an extension of
the comment period from the Aerospace
Industries Association, Airbus, the
Aviation Technical and Safety
Committee Cabin Safety Working
Group, The Boeing Company, the
General Aviation Manufacturers
Association and the Regional Airline
Association, the FAA extended the
SNPRM’s comment period from
December 3, 2002 to March 3, 2003.
B. General Summary
In addition to the requests for
extension, the FAA received forty-six
comment submissions in response to the
SNPRM. Two of these comment
submissions are duplicates and one is
an attachment from another comment,
from which it had been separated. In
addition, two individual commenters
address issues about passengers with
disabilities and are directed at other
rulemaking initiatives. We will not
address these two comment submissions
in this discussion of comments.
Of the remaining forty-one comment
submissions, twelve commenters either
express support for the proposed rule or
their support can be implied from their
comments. Another ten commenters
generally support the proposed rule, but
suggest changes. These twenty-two
commenters are mostly individuals and
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companies that provide aircraft interior
components. Among the reasons given
for their support:
• The results of the cost-benefit
analysis are reasonable and the
amortized cost of seat upgrades will be
offset by increased ticket prices;
• Any safety increase justifies any
rise in ticket prices;
• Economies of scale will make safety
improvements economical;
• The deaths and injuries being
avoided far outweigh the issue of cost to
conform to the proposed rule; and
• The safety of passengers and their
ability to survive an impact-survivable
accident is very important.
Six of these commenters also favor
shorter implementation periods than
those proposed in the SNPRM.
Fourteen commenters oppose the
proposed rule. These commenters are
mostly air carriers and airframe
manufacturers. These commenters base
their opposition on a belief that:
• The cost-benefit analysis is flawed
because it fails to adequately address
issues like how the costs would impact
an industry struggling in a post-9/11
travel economy or whether the
industry’s limited resources would be
better spent on other safety initiatives
that would result in bigger dividends;
• The proposed rule is contrary to the
Safer Skies and Commercial Aviation
Safety Team (CAST) initiatives; and/or
• No convincing accident data exists
to support the need for 16g seats and,
therefore, a convincing safety benefit
case cannot be made for requiring 16g
seats.
The remaining five commenters
recommend one or more of the
following actions in addition, or as
alternatives, to the proposed rule:
• Requiring the use of rearward facing
seats;
• Making child restraint
improvements and setting up regulatory
changes that would mandate securing
all children in safety seats;
• Requiring the use of three-point
harness restraints or shoulder harnesses;
• Requiring the use of air bags;
• Requiring the use of a standardized
seat belt latching mechanism or,
without such standardization, telling
passengers of any variations among seat
belt latching mechanisms;
• Improving seat belt security, using
fewer seats or changing seating
configuration; and
• Focusing the FAA’s attention on
flight crew safety and health issues.
Some of those commenters expressing
support or opposition for the proposed
rule also recommend some of the above
actions as possible alternatives.
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C. Acronyms
In this Discussion of Comments
section, we use the following acronyms
or abbreviated company names to
identify the associated commenters:
• Air Transport Association (ATA)
• AMSAFE Aviation (AMSAFE)
• Association of Asia Pacific Airlines
(AAPA)
• Association of European Airlines
(AEA)
• Association of Flight Attendants
(AFA)
• Association of Professional Flight
Attendants (APFA)
• Aviation Technical and Safety
Committee Cabin Safety Working Group
(ATASCO)
• B/E Aerospace, Inc. (B/E)
• The Boeing Company (Boeing)
• The International Brotherhood of
Teamsters (IBT)
• National Air Disaster Alliance/
Foundation (NADA/F)
• RECARO Aircraft Seating
(RECARO)
• Regional Airline Association (RAA)
• Sicma Aero Seat Services (Sicma)
D. Removal of Retrofit Requirements
As stated in the regulatory evaluation
supporting the SNPRM, the FAA
believed there were two viable options
to improve seats in transport category
airplanes operating under part 121 at
that time:
• Requiring full 16g seats in newly
manufactured airplanes only (Option 2
in the SNPRM’s regulatory evaluation);
and
• Requiring full 16g seats in newly
manufactured airplanes and
replacement with full 16g seats for all
other in-service airplanes (Option 5 in
the SNPRM’s regulatory evaluation).
While Option 2 was projected to have
a benefit-to-cost ratio greater than 1.0 at
that time, it also averted fewer fatalities
and serious injuries than Option 5.
Therefore, we decided to move forward
with Option 5.
Based on the comments received to
the SNPRM, we decided to re-evaluate
the retrofit requirements of proposed
§§ 121.311(j)(2) and 121.311(k). After
detailed consideration, we now believe
the final rule should not contain these
retrofit requirements and that we should
proceed with the requirement for newly
manufactured airplanes only.
There are several reasons why the
FAA’s current analysis of Options 2 and
5 has resulted in a different conclusion
from that in the SNPRM. All of these
reasons are the result of the dramatic
changes in the airline industry since the
publication of the SNPRM.
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1. Accelerated Retirement of Pre-1992
Manufactured Airplanes
Initially, the terrorist events of
September 11, 2001 significantly
impacted the airline industry because
many people were less likely to fly.
Rather than flying airplanes with empty
seats, many airlines choose to ‘‘park’’ or
‘‘retire’’ their older airplanes. While the
impact of the terrorist attacks on
passenger boardings has passed, the
industry remains in poor shape
financially for reasons including, but
not limited to, high fuel prices and
increased competition from low-cost
carriers. Therefore, those older airplanes
that are inefficient to operate remain
‘‘retired.’’
Since 9/11, part 121 operators have
‘‘retired’’ over 1,360 airplanes. This
represents 23.6% of the pre-9/11 part
121-fleet. The majority of these
airplanes were manufactured before
1992 (for example, B–727, B–737–100/
200/300, B–747–100/200, DC–9, F–100,
DC–10, L–1011, MD–80) and were
certified for 9g seats. Due to the high
operating costs associated with these
airplanes, it is unlikely that many of
these ‘‘retired’’ airplanes will find their
way back into the part-121 fleet.
The retirement of these pre-1992
manufactured airplanes has occurred at
a rate far faster than that projected in the
SNPRM’s regulatory evaluation. In that
regulatory evaluation, those seats
installed on airplanes manufactured
prior to 1992 fell into one of two
categories: Group I or Group II seats.1 In
1999, the seats in Groups I and II totaled
477,991 and comprised approximately
66% of the total seats in the part 121fleet. For 2004, the projected seat total
barely changed (477,707) and comprised
approximately 54% of the part 121-fleet.
The decrease from a projected 66% to a
projected 54% was based on more
airplanes with 16g seats entering the
part 121-fleet. For the last forecast year
in the SNPRM’s regulatory evaluation
(2020), these seats were projected to still
make-up approximately 20% of all seats
in the part 121-fleet. Therefore, with
such a significant percentage of
potential 9g seats projected to be in the
part 121-fleet over the course of the
forecast period (1999–2020), the need
1 Group I covered those seats in airplanes
manufactured before 1992 having seats installed
before 1992. While 16g seats were being installed
before this date, the majority of these seats are 9g.
Group II covered those seats in airplanes
manufactured before 1992 having replacement seats
installed after 1991. Some (unknown) proportion of
seats in this group may have partial 16g
performance although no airplane model in this
group is 16g certificated.
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for the retrofit requirement was more
apparent.
However, the accelerated retirement
of so many pre-1992 manufactured
airplanes alters this conclusion. These
airplane retirements mean
approximately 155,000 Group I and
Group II seats were removed from the
part-121 fleet. By comparison, for the
last forecast year of the SNPRM’s
regulatory evaluation (2020), only
109,020 Group I and Group II seats were
projected to have been removed from
the part-121 fleet. The removal of these
155,000 seats also has a dramatic affect
on the percentages discussed before.
The percentage of Group I and Group II
seats in the 2004 part-121 fleet drops
from a projected 54% to an actual 36%.
These seats are now at a level
previously projected to occur in 2011.
Based on this accelerated retirement
of pre-1992 manufactured airplanes, the
FAA believes the level of occupant
protection has increased dramatically
over the past few years in the part-121
fleet. The FAA also believes the
accelerated retirement of pre-1992
manufactured airplanes will continue to
occur as airlines strive to increase the
efficiency of their operations.
2. Increased Appeal and Use of Regional
Jets
One factor that assisted in the
accelerated retirement of pre-1992
manufactured airplanes is the continued
appeal of regional jets and the new ways
airlines are using these airplanes. As
pointed out in the comment from RAA,
within the last 10 years, the U.S.
regional fleet has rapidly transitioned
from a mostly turboprop fleet to a
majority regional jet fleet. As of October,
2004, almost 1,600 regional jets were in
operations with part 121 carriers, with
over 600 more on firm order and options
and conditional orders for over 1,700
more.2
Most of these regional jets are newer
designs that must meet the requirements
of Amendment 25–64. According to
RAA, in 2004, about 77% of the entire
regional fleet was capable of meeting at
least the structural requirements of
Amendment 25–64.
The effects of 9/11 on the airline
industry have increased the appeal of
the regional jet. Whereas, in the past,
the regional jet was primarily used to
replace turboprops or open new
markets, several airlines are now using
it as a tool to replace inefficient larger
jets on certain routes. In addition,
JetBlue and USAirways have placed
2 Figures from the Regional Air Service Initiative
(https://www.regionalairservice.org).
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large orders for regional jets that will be
used in their own operations.
Based on developments such as these,
the FAA expects that regional jets will
play an even larger role in the part 121fleet than considered for the SNPRM. As
a result, this will further increase the
percentage of 16g seats in the part 121fleet.
3. Effect of Certification Costs
Based on the dramatic changes in the
part-121 fleet over the past 3 years,
which are expected to continue for the
foreseeable future, the FAA believes the
resource expenditure associated with
retrofitting seats on existing airplanes
would no longer be cost beneficial.
As stated before, the installation
approval process for a 16g seat is more
complicated than the installation
approval process for a 9g seat because
the dynamic standard includes
occupant protection criteria not
required for the 9g seat. The occupant
criteria can only be completely
evaluated when the seat is considered in
relationship to how and where it is
installed in the airplane’s cabin. A seat’s
installation in relationship to other seats
and other objects in the airplane affects
the number of dynamic tests that must
be successfully completed. If all seats
were uniformly installed at the same
distance from one row to the next in
every airplane, only a few forward tests
would be required: perhaps one to show
structural adequacy and one or two to
demonstrate occupant protection.
However, this is not the case. Cabin
configurations vary from airplane to
airplane and also from operator to
operator. Some operators even have
different configurations within the same
airplane model in their fleets.
Therefore, different tests are required
to determine the effect of such things as
seatback video monitors, bulkheads,
partitions, seat pitch and seat angle
(seats installed in tail sections where the
fuselage tapers are frequently installed
at an angle relative to the other rows).
These examples represent some of the
installation issues that result in
numerous forward dynamic testing for a
single airplane configuration. The
testing and resultant seat approval can
be used for other airplanes of the same
model that have identical
configurations. However, even if
another operator uses the same seating
configurations, if it uses seats from a
different seat manufacturer or a different
seat model from the same manufacturer,
a new series of tests will be required.
Because approval to § 25.562 is
largely dependent on the airplane’s
interior, considerable effort is expended
by the seat manufacturer and the
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airframe manufacturer to ensure the seat
design will work with the airplane
design prior to any seat testing. If failure
to meet § 25.562 becomes evident
during testing, there are several options
available to resolve the non-compliance:
the seat can be redesigned, the seat can
be reconfigured within the airplane, or
the airplane can be redesigned. Usually
redesigning the airplane is the last
option chosen due to expense and time
needed to integrate the change. But, if
required, the design change can be
accomplished at less expense in
airplanes manufactured in the future
than in existing airplanes. Upgrading
existing airplanes to meet § 25.562 may
require modification and substantiation
of a range of seat pitches, changes to
bulkheads to which flight attendant
seats are mounted, increasing seat
setbacks from bulkheads, partitions, and
emergency exits, and removal of seats in
some circumstances. All of these
concerns can be handled more
effectively when time is allowed for
proper planning of the redesign and
integration in airplanes manufactured in
the future. Resolving the same noncompliances in existing airplanes
require more costly modifications to the
interiors and is more likely to result in
the loss of revenue-generating seats.
4. Conclusion
Based on the above, the FAA decided
to mandate improved seats for only
those airplanes type-certificated after
January 1, 1958 which have not yet been
manufactured. While this requirement
may require airframe manufacturers to
make design modifications, we believe
that the four-year compliance period
provides sufficient time for them to
develop efficient solutions.
The FAA still believes that this final
rule is necessary to improve occupant
protection in impact-survivable
accidents. We believe that these types of
accidents can still occur and this rule
focuses on protecting occupants when
these accidents do occur. Although we
recognize that most of the seats in the
current part-121 passenger carrying fleet
are capable of meeting the dynamic
testing structural criteria, we want to
ensure that all occupant protection
criteria ‘‘ including HIC ‘‘ are met. In
addition, the airplanes covered by this
final rule include several models that
have hundreds of outstanding orders.
These airplanes will remain in the part121 passenger carrying fleet the longest
and should, therefore, offer the best
level of occupant protection available
for seat certification. Finally, as we
discuss below in more detail, this final
rule is also cost-beneficial, with a
benefits-to-costs ratio of 2.27 to 1 (or,
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2.15 to 1 and 1.98 to 1 when underlying
estimates are in present value at 3% and
7%. respectively).
We acknowledge that, for some yet-tobe manufactured airplanes, the
requirement of this final rule will have
no practical effect as 16g seats are
already mandated as a result of the
airplane’s certification basis.
Specifically, the requirements of
Amendment 25–64 are applicable to
those airplanes for which an application
for a type certificate was made on or
after June 16, 1988. Therefore, no action
should be necessary to bring those
airplanes into compliance with this
final rule assuming that they comply
fully with § 25.562. In general, this final
rule will require compliance action for
those new production airplane models
that were type-certificated after January
1, 1958 and before June 16, 1988 and
derivatives of such models for which an
application for an amended typecertificate was made after January 1,
1958.
We do not believe that the removal of
the retrofit requirement will cause an
increase in the use of 9g seats. There is
no incentive for seat manufacturers and
operators to reverse the current trend
away from 9g seats. Both domestic and
foreign seat manufacturers have
changed the way they manufacture seats
in order to meet the requirements for
16g ‘‘compatible’’ and 16g seats. It
currently does not make financial sense
for them to run a separate 9g seat
manufacturing line to meet a declining
need. While some seats are sold with a
9g label, it is our belief that these seats
are the same seats that are sold as 16g
‘‘compatible.’’ We see no reason why
this situation would change. However,
we will continue to monitor this issue.
If we see an increase in the use of 9g
seats, we will consider taking action to
stop this development.
E. Discussion of Non-Retrofit Comments
Since the retrofit requirements have
been removed from this final rule, the
comments that address only those
provisions (i.e., proposed
§§ 121.311(j)(2) and 121.311(k)) are no
longer relevant to this rulemaking action
and will not be addressed in detail in
this final rule. We discuss the other
comments received about the SNPRM in
the following order:
• General comments about the costbenefit analysis;
• Comments about the cost side of the
cost-benefit analysis;
• Comments about the benefit side of
the cost-benefit analysis;
• General comments about flight
attendant seats;
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• Comments about the cost-benefit
analysis for flight attendant seats;
• General technical comments; and
• Other comments.
In the following discussion of
comments, we use the term ‘‘newly
manufactured airplanes.’’ This means
those transport category airplanes type
certificated after January 1, 1958 and
manufactured on or after October 27,
2009, that are used in part 121
passenger-carrying operations.
Cost-Benefit Analysis—General
Proposed Rule Will Result in Increased
Ticket Prices
A commenter states that the proposed
rule would result in increased ticket
prices. The commenter believes these
higher prices would then force some of
the traveling public to drive instead of
fly, thereby increasing their risk of
injury or death. This commenter
suggests that we perform further
analysis on this issue.
FAA Response: The FAA has greatly
reduced the scope of this rulemaking
from that proposed in the SNPRM. This
change produces a reduction in
predicted costs from $519 million to
$34.7 million (or, $22.3 million and
$13.3 million in present value at 3%
and 7%, respectively).
Based on historical evidence and the
vastly lower predicted costs of this
rulemaking, we do not expect that this
final rule will result in an increase in
ticket prices.
Cost-Benefit Ratio Does Not Justify the
Change
A commenter believes the cost-benefit
ratio does not justify the proposed rule.
FAA Response: For the base case
scenario presented in the regulatory
evaluation supporting this final rule
(i.e., using accident rates for the 1984–
1998 period), the total costs of this
rulemaking, over the analysis period,
are $34.7 million (or, $22.3 million and
$13.3 million in present value at 3%
and 7%, respectively). The total benefits
of installing fully compliant 16g seats
are $78.9 million (or, $47.9 million and
$26.4 million in present value at 3%
and 7%, respectively). Therefore, this
rulemaking is cost-beneficial, with a
benefit-to-cost ratio of 2.27 to 1 (or, 2.15
to 1 and 1.98 to 1 when underlying
estimates are in present value at 3% and
7%, respectively).
While the final rule in its entirety is
cost-beneficial, the FAA notes that,
separately, the requirements for
passenger seats and flight attendant
seats are each cost-beneficial. For
passenger seats, the benefits of installing
fully compliant 16g seats are
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approximately $76.3 million (or, $46.4
million and $25.5 million in present
value at 3% and 7%, respectively), as
compared to the costs of $33.7 million
(or, $21.5 million and $12.8 million in
present value at 3% and 7%,
respectively).
For flight attendant seats, the benefits
of installing fully compliant 16g seats
are $2.5 million (or, $1.5 million and
$850,000 million in present value at 3%
and 7%, respectively), as compared to
the costs of approximately $954,000
($731,000 and $529,000 in present value
at 3% and 7%, respectively).
A copy of this regulatory evaluation is
in the docket for this final rule. You can
get a copy of this analysis by using any
of the methods listed above in the
‘‘Availability of Rulemaking
Documents’’ section of this final rule.
Analysis Fails to Accurately Account for
Impact on Small Businesses
RAA states that the FAA fails to
accurately account for the proposal’s
impact on small business operators.
FAA Response: The FAA performed a
regulatory flexibility analysis for both
the proposed rule and this final rule.
Both assessments showed no significant
impact on small businesses. A detailed
discussion of this determination is
located later in this document in the
section entitled ‘‘Regulatory Flexibility
Analysis’’ and in the regulatory
evaluation supporting this final rule.
Analysis Fails to Consider Differences
Between Regional Transport Category
Airplanes and Very Large Transport
Category Aircraft
RAA believes the cost-benefit analysis
does not consider the differences
between regional transport category
airplanes and very large transport
category airplanes. RAA argues that the
benefit methodology assumes there will
be 100 occupants per accident, while
the average number of seats on regional
transport category airplanes is well
below 50 occupants.
FAA Response: The Cherry Report
does not assume there will be 100
occupants per accident. The
methodology in the Cherry Report used
100 occupants as an example to explain
the concept of ‘‘survivability chains.’’ Of
the 25 accidents that provided enough
information for analysis, the number of
passenger and flight attendant seats
ranged from 38 to about 350.
Analysis Fails to Account for Fewer
Flight Attendants in Regional Transport
Category Airplanes
RAA states that regional transport
category airplanes typically have only
one flight attendant, not two. According
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to RAA, this difference further skews
the cost-benefit analysis.
FAA Response: Based on the FAA’s
flight attendant requirements as
specified in § 121.391, the SNPRM’s
regulatory evaluation assumed one
flight attendant per 50 passengers
regardless of the aircraft size. Therefore,
the cost and benefit calculations were
normalized between regional transport
category airplanes and larger transport
category airplanes. This assumption
remains in the regulatory evaluation
supporting this final rule. We believe
this assumption is conservative as air
carriers often provide more flight
attendants than the number required by
regulation.
Rulemaking Does Not Provide the Most
Safety Value for the Economic
Investment
Boeing states the proposed rule does
not provide the most safety value for the
economic investment. Boeing states that
since the aircraft manufacturing and
airline industries have been reeling from
some of the worst economic conditions
in their histories, it is now more
important than ever to invest in the
safety initiatives that provide the best
return. Therefore, Boeing believes we
should reexamine the cost-benefit
analysis.
FAA Response: As discussed above,
based, in part, on comments received,
the FAA reconsidered the proposed rule
and removed requirements from the
final rule to upgrade seats in existing
airplanes. However, it still requires
improved seats in newly manufactured
airplanes. As a result, the costs of this
final rule are substantially less than
those of the proposed rule (from $519
million to $34.7 million). As noted
above, this rulemaking is now cost
beneficial with a benefits to costs ratio
of 2.27 to 1.
Cost-Benefit Analysis—Costs
Costs Too Low
ATA believes the FAA’s cost-benefit
analysis is faulty because we:
(1) Failed to consider the high costs
of upgrading monument walls to
support flight attendant seats;
(2) Failed to consider the high costs
associated with removing seats to meet
the front-row head injury criteria (HIC);
and
(3) Failed to consider the cost of
demonstrating compliance with the
more complex requirements than were
discussed in previous 16g seat retrofit
comment periods (1998, 1988).
ATASCO agrees that the FAA’s cost
forecast is ‘‘too low’’ and ‘‘far from the
realistic cost.’’ ATASCO would like the
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FAA to perform the cost-benefit analysis
again based on the comments received.
FAA Response: As for the issue of
removing seats to comply with frontrow HIC, the FAA notes that reasonable
solutions and alternatives, like air-bag
technology, exist and/or can be
developed to prevent the need for
removing a row of seats. Since this final
rule does not require compliance for
four years from its effective date, we
believe that this compliance date
provides industry with enough time to
carry out cost-effective solutions.
As for ATA’s concerns about
compliance costs, we have included
estimates of compliance costs in our
cost-benefit analysis for this final rule.
Finally, our analysis includes
estimates of the costs associated with
strengthening monument walls to
support 16g flight attendant seats. We
based our estimates on data provided by
an airframe manufacturer.
Analysis Fails to Consider Increase in
Certification Costs
Boeing asserts that the FAA’s cost
analysis does not consider the added
complexity of the new certification
requirements. Boeing maintains that
certification to the dynamic
requirements of § 25.562 is more
complex and time consuming than
certification to the static testing
requirements. This added complexity
takes more time and resources for the
airframe manufacturer, as well as the
seat suppliers and the airlines. Boeing
believes this ‘‘complexity-factor’’ is
overlooked by our cost analysis.
ATA agrees with Boeing.
FAA Response: The FAA agrees that
dynamic testing is more complex and
time consuming than static testing. In
addition, we acknowledge that we did
not include this ‘‘complexity-factor’’ in
the SNPRM’s regulatory evaluation.
However, to ensure the accuracy of
our estimates of the certification costs in
the regulatory evaluation supporting
this final rule, we obtained updated cost
information from Boeing on this subject
and have included it in our analysis.
Since our estimates are now in-line with
Boeing’s cost information, we believe
that the regulatory evaluation
supporting the final rule does consider
the complexity of certification to the
dynamic requirements of § 25.562.
Cost-Benefit Analysis—Benefits
Analysis Fails to Consider Declining
Accident Rate
Boeing believes the cost-benefit
analysis fails to account for declining
accident rates over the past decade.
Boeing claims the accident statistics
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used by the FAA to support the
proposed rule ignore impressive
improvements made in aviation safety.
Based on these improvements, Boeing
maintains that the benefits analysis does
not consider a declining future accident
rate that is consistent with the Safer
Skies goals. Boeing believes the FAA
should revise the regulatory analysis to
match FAA published safety goals.
RAA agrees with Boeing, stating that
the Commercial Aviation Safety Team
(CAST) projects an 80% reduction in
accidents by 2007 through
implementing a terrain awareness and
warning system (TAWS) retrofit,
implementing constant descent
approach and other safety enhancement
procedures. RAA states that the FAA’s
cost-benefit analysis should account for
these safety improvements when
forecasting the accident rate for the next
20 years.
ATA and AAPA agree with RAA and
Boeing.
FAA Response: In the regulatory
evaluation supporting this final rule, the
FAA has performed sensitivity tests of
our accident rate using multiple time
periods. In each case, the predicted
benefits exceed the predicted costs of
this final rule.
Considerable progress has been made
under CAST and Safer Skies to reduce
the accident rate. However, we believe
that impact-survivable accidents can
still occur and this rule focuses on
protecting occupants when these
accidents do occur.
Analysis Fails to Consider Impact of
September 11
Boeing comments that the FAA
enplanement estimates do not account
for the slowing world economy and the
effects of the September 11, 2001
terrorist attacks. Boeing recommends
that the FAA update the benefit analysis
to reflect future estimated enplanements
using 2001 or, preferably, 2002 data.
ATA agrees, stating that forecasts for
future enplanements have decreased
and this should impact the cost-benefit
analysis.
FAA Response: The FAA
acknowledges that we based the
proposed rule’s regulatory evaluation on
pre-9/11 information. At that time, the
long-term effects of 9/11 on
enplanements were difficult to predict.
However, for the regulatory
evaluation supporting this final rule, we
based our enplanement estimates on the
data in ‘‘FAA Aerospace Forecasts for
Fiscal Years 2003–2014’’ (FAA–APO–
03–1, March 2003). This forecast
accounts for recent world events,
including the events of September 11,
2001.
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Analysis Fails to Consider U.S. Fleet
Changes
Boeing states the benefit analysis does
not account for changes in fleet capacity
and fleet age resulting from recent world
events. Boeing argues that the current
part 121-fleet has changed dramatically
since the terrorist attacks of September
11, 2001. Boeing states that many
airlines are retiring their oldest aircraft
because of system overcapacity and
most of these retired aircraft have 9g
seats. Boeing recommends that the FAA
revise the benefit analysis to reflect this
change.
FAA Response: Since, in the final
rule, the FAA is no longer requiring
existing seats to be retrofitted, changes
in fleet capacity resulting from recent
world events have only a negligible
effect on the cost-benefit analysis.
However, as we stated above, part 121fleet changes since 9/11 are a factor in
our decision to remove the retrofit
provisions from the final rule. In
particular, the retirement of old
airplanes and the addition of new
airplanes since 9/11 result in a younger
fleet with more airplanes that are fully
or partially compliant with § 25.562. We
believe that newly manufactured seats
used for replacement seats in existing
airplanes—even when labeled as 9g
seats—have, in general, the capability of
meeting the 16g structural requirements.
Based on this, when operators replace
9g seats with newly manufactured seats,
the level of occupant protection
improves. These factors support our
decision for not going forward with
rulemaking that affects the existing fleet.
‘‘Double Counting’’ of Benefits
Boeing believes the FAA gave credit
to seat improvements for lives already
saved by other safety initiatives. Boeing
states that a subset of accident scenarios
used to justify 16g seats includes
accidents involving controlled flight
into terrain (CFIT), wind shear, takeoff
with improper flap/slat setting, and
approach and landing accidents. Boeing
believes we are ‘‘double counting’’
benefits already realized through other
safety actions. Therefore, Boeing
believes we should remove such
accidents from the Cherry Report and
recalculate the benefits.
FAA Response: Even though the
accident rate has declined, impactsurvivable (as well as non-survivable)
accidents will still occur. For these
impact-survivable accidents, installation
of 16g seats in new airplanes will
reduce the number of fatalities and
serious injuries.
Further, the FAA reassessed the
accidents used in the Cherry Report to
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determine if any of the accidents
studied would not have happened today
based on any regulatory change since
their occurrence. We found that none of
these regulatory changes would have
directly affected the outcome of the
accidents in the Cherry Report. Of
further note, 10 of the 25 accidents
studied yielded no reduction of
fatalities or serious injuries due to using
improved seats. This attests to the nonbias of the assessment.
Safety Analysis Inadequate
ATA states that the FAA’s safety
analysis is inadequate.
FAA Response: The FAA has
continued to assess the merits of 16g
seats since this rule was first proposed
in 1988. During that time, we examined
many options available to improve seats
in transport category airplanes.
Based on this review, we believe there
is a clear need to improve safety for
passengers and flight attendants in the
event of an impact-survivable accident.
The Cherry Report demonstrates this
need. Based on the predicted benefits of
16g seats over 9g seats in the Cherry
Report and in the regulatory evaluation
supporting this final rule, this final rule
should achieve that goal.
Accidents Studied not Appropriate for
this Analysis and No Proof 16g Seats
Would Have Reduced Fatalities and
Serious Injuries in Accidents Studied
Boeing states the benefit analysis was
not well correlated with the types of
accidents where 16g seats would have
been an influence in saving lives. For
example, Boeing claims the Cherry
Report cited accidents where survival
was a matter of chance. Boeing argues
that such accidents are atypical of those
used to justify part 25 standards.
According to Boeing, it is inappropriate
to use such accidents to justify the need
for equipment that was not specifically
designed to be effective in these severe
events. Boeing believes that the FAA
should not use these accidents in the
benefit analysis.
In addition, Boeing believes the
assessment of whether the use of 16g
seats would have actually reduced the
number of fatalities and serious injuries
is ‘‘inadequate.’’ Boeing believes the
Cherry Report’s assessment approach is
nothing more than ‘‘guesswork.’’
FAA Response: The FAA believes that
the accidents studied were appropriate.
The Cherry Report looked at only those
impact-survivable accidents that had
sufficient textural data from NTSB
accident reports to make a
determination whether a 16g seat would
have made a difference in occupant
survivability. The resulting 25 accidents
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56549
were then studied to determine the
difference in fatalities and serious
injuries to occupants had 16g seats been
in place. The assessment of these
accidents was then used to make a more
general assessment on similar impactsurvivable accidents that lacked
adequate textural information in the
accident reports to make an individual
finding.
The FAA also disagrees with Boeing’s
negative assertion about the Cherry
Report’s assessment approach. The
Cherry Report used a logical three-stage
assessment approach that eliminated
any ‘‘guesswork.’’ First, as stated above,
the Cherry Report determined which
accidents were valid to study to
evaluate the effect of 16g seats. The
Cherry Report then looked at each space
within the accident aircraft that
exhibited a similar threat to the
occupants. This prevented making gross
assumptions about the effect of 16g seats
on occupant survivability for the entire
aircraft based on the worst-case area of
the aircraft for each accident. Finally,
for each space that posed a similar
threat to the occupants, the Cherry
Report then examined that space on a
seat-by-seat basis to determine the effect
a 16g seat would have made had it been
in place. The FAA believes this
assessment approach is the best analysis
to date to predict the benefits of 16g
seats. Nonetheless, as we stated before,
we reevaluated the Cherry Report to see
if any of the accidents studied would
not have happened today based on any
regulatory change since their
occurrence. We found that none of these
regulatory changes would have directly
affected the outcome of the accidents in
the Cherry Report. Therefore, we believe
that these accidents remain valid
candidates for evaluating the effect of
16g seats and provide sufficient proof of
the benefits of such seats.
While survival for each occupant in
an accident may be a matter of chance
to some extent, the Cherry Report’s
analysis determined that the use of 16g
seats would have increased those
chances of survival for occupants in
those accidents evaluated.
Analysis Overstates Benefits of
Streamlined Seat Certification Process
ATA states the cost-benefit analysis is
inaccurate and overstates the benefits of
the FAA-Industry Seat Certification
Streamlining activities. More
importantly, ATA points out that this
streamlining process does not yet exist.
ATA believes we should not include
efficiencies from streamlining the seat
certification process in the cost-benefit
analysis until they have been
demonstrated.
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AAPA agrees, claiming that our
analysis takes credit for undemonstrated
certification streamlining.
Boeing concurs, stating that the efforts
to improve the seat certification process
over the past several years have not
materially improved the cost or flow
time to certify seats. Therefore, Boeing
argues that before the FAA can take the
benefit from these activities, there must
be demonstrated results.
FAA Response: The regulatory
evaluation supporting the SNPRM did
not quantify any benefits from the
effects of the Seat Certification
Streamlining efforts. The regulatory
evaluation only stated that potential
unclaimed benefits exist due to the
efforts made by both industry and the
FAA under the Seat Certification
Streamlining program. This is the same
approach used in the regulatory
evaluation supporting this final rule.
To try to reduce certification costs
and simplify the seat certification
process, we will continue to work with
industry under the Seat Certification
Streamlining program. In the past, this
cooperation has resulted in the FAA
implementing many of industry’s
recommendations to improve the seat
certification process and reduce costs.
Analysis Overestimates Performance of
16g Seats
Boeing states the benefits analysis
vastly overestimates the expectation of
16g seat performance in past accident
scenarios. Boeing believes we should
recalculate the benefits to reflect this
more accurately.
FAA Response: The performance
expectation of 16g seats is based on
long-standing FAA/industrycoordinated research. The genesis of the
16g seat standard came from recognition
that many deaths or serious injuries in
general aviation airplanes could be
avoided if the crashworthiness of the
airplane was improved. Additional
research showed this also applied to
transport category airplanes. Please refer
to the ‘‘Background’’ section above for
more information on the development of
the 16g standard. The FAA viewed the
new dynamic seat standards as a
necessity and major improvement over
existing static seat standards. While it is
difficult to precisely quantify the
improvements of seats that meet the
dynamic standard over seats that meet
only the static standard, we believe the
estimates used to develop the regulatory
evaluation are reasonable, justified and
the best available data. No commenter
provided data or expert opinion to
dispute our assessment of 16g seat
performance during the comment
period.
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Use of High Benefit Estimates in Error
Boeing is concerned that, in the
FAA’s benefit analysis, we used the
Cherry Report’s ‘‘high’’ benefit estimate
of the decrease in fatalities and serious
injuries because of the possible
unmeasured benefits of ‘‘better than 9g
seats.’’ Boeing believes that, of the
accidents analyzed, it is likely that
many of the accidents did not involve
aircraft with ‘‘better than 9g seats.’’
According to Boeing, only five of the
accidents studied definitely involved
aircraft with ‘‘better than 9g seats.’’
Therefore, any unmeasured benefit of
‘‘better than 9g’’ seats should be specific
to those 5 accidents.
ATA states that by using the ‘‘high’’
benefit estimate from the Cherry Report,
we inaccurately stated the true costs/
benefits of the proposed rule. ATA
believes the use of the Cherry Report’s
‘‘high’’ benefit estimate is not
reasonable because of the number of 16g
compatible seats in the fleet.
FAA Response: Based on our review
of the comments received and a reexamination of the Cherry Report, the
FAA agrees that the ‘‘median’’ benefit
estimate from the Cherry Report
represents a better estimate based on the
available data. For the regulatory
evaluation supporting this final rule, we
have reassessed the benefits using the
Cherry Report’s ‘‘median’’ benefits
estimate of the decrease in fatalities and
serious injuries.
Flight Attendant Seats—General
Inclusion in Rule—General—Support
Goodrich Aircraft Interior Products
strongly supports the inclusion of the
16g standard for flight attendant seats in
the proposed rule. This support is based
on the potential for additional passenger
lives being saved by flight attendants
who would not be injured due to their
being seated in 16g seats during an
accident.
IBT concurs, stating that the FAA has
recognized the critical role of cabin
crews in evacuating airplanes in
survivable accidents.
An individual commenter also
supports the inclusion of flight
attendant seats in the proposed rule,
stating there is little value in increasing
passenger survivability without
providing an equal increase for flight
attendants.
A second individual commenter
agrees, stating that cabin crews should
be afforded the best crash protection
against incapacitating injuries that
could prevent them from performing
their role during emergency
evacuations.
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FAA Response: The FAA agrees and
is requiring flight attendant seats and
passenger seats in newly manufactured
airplanes to meet all the requirements of
§ 25.562. In this manner, the
requirements for passenger and flight
attendant seats are the same.
Inclusion in Rule—General—Opposition
An individual commenter states that
the link between flight attendants and
passengers being safely evacuated seems
very tenuous at best and does not justify
the high cost of the proposed rule.
A second individual commenter
believes we have not fully developed
the argument for flight attendant seat
upgrades. This individual states that
this issue should be the subject of an
independent proposal. This individual
also points out that variations in seat
mounting add complexity and expense
to the proposal and that we need to
recognize this in our analysis.
AAPA also recommends that we
exempt cabin attendant seats from this
final rule.
FAA Response: The FAA believes
sufficient information exists to support
how important flight attendants are in
passenger evacuation. However, we
acknowledge the decision to upgrade
flight attendant seats was not based on
an independent study. Historically,
NTSB reports have not consistently
addressed the role of flight attendants in
passenger evacuation in every accident.
Under the best of circumstances, this
information can be subjective and
difficult to assess accurately. In the
qualitative assessment of the benefits
gained by including flight attendant
seats in the proposal, we recognized the
effect that trained personnel have on the
successful evacuation of passengers who
survive an accident’s impact because of
improved seats. We carefully analyzed
the Cherry Report’s findings and
determined there were sufficient
accident cases where the flight
attendant would have survived with a
16g seat. We believe the flight
attendants who would have survived an
accident as a result of being restrained
in a 16g seat would have helped these
passengers to safety, thereby avoiding
these fatalities. Our regulatory
evaluation shows that the final rule is
cost-beneficial for the inclusion of both
passenger and flight attendant seats.
Inclusion in Rule—Need Testing
Specific to Flight Attendant Seats
APFA strongly opposes including
flight attendant seats in the rule. APFA
believes testing specific to cabin
attendant seats should be undertaken to
adequately determine the safety of these
seats before changes are mandated.
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APFA claims that the assumption
cannot be made that such seats will
perform in a manner similar to
passenger seats. Therefore, APFA
concludes that flight attendant seats
should meet the 16g standard, but
stresses the differences between
different seat types and configurations.
FAA Response: The dynamic standard
of § 25.562 is suitable for all seats used
in transport category airplanes and the
FAA does not intend to delay this rule
by undertaking a new study. Although
accident reports have shown that flight
attendant seats typically withstand a
crash better than passenger seats in the
same area and we recognize that
passenger seats and flight attendant
seats are mounted differently, we do not
believe that those differences warrant
any further performance analysis.
Inclusion in Rule—Costs Too High
ATASCO asserts that we should
exclude flight attendant seats because of
the high costs required to make flight
attendant seats comply with § 25.562.
FAA Response: One reason the FAA
decided to proceed with this rulemaking
for newly manufactured airplanes only
was the high cost of mandating the
upgrade of flight attendant seats on
existing airplanes.
However, for newly manufactured
airplanes, we contend that the
incremental costs of changing current
designs to address seat mounting issues
is justified by the benefits (i.e., lives
saved by flight attendants in impactsurvivable accidents). In addition, we
believe that manufacturers will be able
to accomplish and implement these
design changes prior to October 27,
2009.
Rule Should Apply to Newly
Manufactured Aircraft Only
With 55% ($285.7 million) of the
overall undiscounted upgrade costs
related to flight attendant seats, Airbus
questions the need for their
replacement. Airbus believes the
accident data does not support the
assumption that cabin attendants would
be ‘‘less safe’’ in 9g seats than
passengers in 16g seats. Airbus also
states that, to justify this cost, it is
assumed that each cabin attendant who
does not suffer fatal or serious injuries
due to the introduction of 16g seats
would then take actions to avert further
passenger fatalities. Airbus believes this
assumption is an uncertain estimate.
Airbus recommends that we apply the
16g standard of § 25.562 only to new
aircraft programs.
FAA Response: The high costs
associated with replacing flight
attendant seats in existing airplanes was
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part of the reasoning that led the FAA
to revise the proposal so that this final
rule applies to newly manufactured
airplanes only.
However, we disagree with Airbus’
comment about the role of flight
attendants during emergency
evacuations. As we stated above, we
contend that a review of aircraft
accidents indicates that the presence of
flight attendants during an evacuation
after an impact survivable accident
improve passenger survivability. The
Cherry Report specifically refers to cases
where flight attendants assisted
passengers to safety. Therefore, we
contend it is reasonable to expect that
surviving flight attendants trained in
emergency procedures will save lives in
an impact survivable accident.
Allow for TSO–C127 Compliant Flight
Attendant Seat Installation
Boeing states that this final rule
should allow for the installation of
TSO–C127 compliant flight attendant
seats because full compliance with
§ 25.562 requires upgrades to the
monuments on which flight attendant
seats are mounted. Boeing believes this
violates the assumption in the SNPRM
about minimizing the impact to the
aircraft structure. Therefore, Boeing
recommends that any implementation of
flight attendant seat upgrades should
exclude upgrade requirements for
galleys, lavatories, partitions, or other
items on which these seats are mounted.
FAA Response: The FAA is requiring
one level of safety for seats throughout
the cabin of newly manufactured
airplanes. How a seat is secured to the
airframe is crucial to ensuring that flight
attendants are adequately protected.
Therefore, the mounting structures for
flight attendant seats that have been
dynamically tested must be capable of
supporting the seats consistent with
current airworthiness requirements.
Dynamically tested flight attendant seats
have been successfully certified on
numerous aircraft with many different
mounting configurations. We contend
that providing industry with a four-year
period in which to comply with this
rule provides enough time for industry
to develop cost-effective solutions for
any unique installation issues that 16g
flight attendant seats may present.
Separate Rulemaking for Flight
Attendant Seats
An individual commenter
recommends placing the provisions
affecting flight attendant seats in a
separate rulemaking project. In this way,
the complications and costs associated
with covering flight attendant seats can
be thoroughly examined.
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FAA Response: The FAA believes we
have conducted a thorough examination
of the costs and other implications
associated with applying the 16g
standard to flight attendant seats. This
analysis supports our decision to
include flight attendant seats in the final
rule. A separate rulemaking would
result in a delay in providing the same
crash protection for flight attendants as
would be afforded passengers under this
rule.
Flight Attendant Seats—Cost-Benefit
Analysis
Analysis Fails to Consider Impact on
Aircraft Structure and Monuments
Boeing states that the FAA’s cost
analysis fails to consider the impact of
including flight attendant seats on the
aircraft structure and monument design.
Boeing believes we did not include the
costs resulting from increased
monument weight needed to support
seats with higher loading capability in
the cost analysis. In addition, Boeing
states that because windscreens,
partitions, and flight attendant seats are
tested as a system, a change to the seats
will require added testing and
certification costs. Boeing argues that
we do not account for these costs in our
analysis.
ATA agrees with Boeing and believes
that we also did not include the high
costs to upgrade monument walls for
flight attendant seats in the cost
analysis.
Airbus states we did not consider the
cost to modify the support structure for
wall-mounted seats or to replace their
components if the new dynamic test
criterion is applied.
Finally, ATASCO states that
compliance with § 25.562 will require
potential cabin interior re-design and
additional certification activities.
FAA Response: While the regulatory
analysis supporting the SNPRM did not
specifically break down the costs for
testing and certification of improved
flight attendant seats, these costs were
included in that analysis and
considered the use of monuments,
partitions and wind screens, consistent
with current policy. The regulatory
analysis for this final rule also includes
such costs. However, to ensure the
accuracy of our estimates of the
certification costs in the regulatory
evaluation supporting this final rule, we
obtained updated cost information from
Boeing on this subject and have
included it in our analysis. Our
estimates are now in-line with Boeing’s
cost information.
As for any increased aircraft weight
associated with improving flight
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attendant seats, the FAA expects that
any changes that might be required of
monuments will not significantly
increase airplane weight. However, we
did include weight increases of 13
pounds per airplane for flight attendant
dynamic seats and 36 pounds per
airplane for passenger seats in our
analysis. We recalculated costs based on
this new data supplied by Boeing.
Finally, as for other impacts
associated with improving flight
attendant seats, the FAA has provided
industry with adequate time to develop
cost effective solutions to this rule.
Impact on Seating at Monument
Locations
Boeing comments that our cost
analysis did not examine the impact on
seating arrangements at monument
locations and the cost of new
technologies to mitigate this impact.
ATASCO agrees, stating that
compliance with § 25.562 will require
the possible loss of an entire seat row
due to configuration changes.
FAA Response: The FAA believes that
new technologies, like inflatable
restraints, provide low-cost solutions
that will prevent the loss of a seat row
and the associated revenue. In fact, we
re-evaluated the issue, and, in the final
rule’s regulatory evaluation, estimated
the acquisition/installation costs for
seat-belt air bags necessary to meet the
front row HIC requirement. The
regulatory evaluation for this final rule
estimates that about four percent of all
seats will require such restraints. Use of
these restraints is less costly than
removing a row of seats to meet front
row HIC requirements.
Technical Comments
Structural Requirements of § 25.562
Sufficient
AEA believes the structural
requirements of § 25.562 provide a
significant increase in safety. However,
the extra requirements for occupant
protection (e.g., HIC) would require
costly recertification programs and
changes in seat layout. AEA argues that
a safety case is missing for those extra
requirements since the cost-benefit
analysis does not specify the percentage
of fatalities and injuries because of
unfulfilled HIC and front-row rules.
FAA Response: The FAA believes it is
necessary to propose a rule that ensures
one level of safety for all occupants. HIC
is an important aspect of occupant
protection criteria. Therefore, we
believe that a rule that requires
compliance with only the structural
requirements of § 25.562 is not meeting
the intent or gaining the maximum
benefit of Amendment 25–64.
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We acknowledge that the cost to
ensure HIC is met increases the cost of
seat certification. However, we believe
that this cost increase is justified by the
benefits of HIC compliance.
Exclusion of 16g Seat Compliance From
§ 25.785
IBT objects to the exclusion of 16g
seat compliance from § 25.785, as was
originally outlined in the 1988 NPRM.
IBT believes this omission weakens the
rule.
AMSAFE agrees, remarking that
proposing compliance with § 25.562
while excluding the requirements of
§ 25.785 weakens the proposed rule.
FAA Response: The FAA does not
agree that the exclusion of the
requirements of § 25.785 weakens this
final rule. We believe the intent of this
final rule is to improve seats in
transport category airplanes based on
dynamic testing. We also believe that
§ 25.562 accomplishes that goal without
creating the extra burden of requiring
compliance with the provisions of
§ 25.785.
AC 25.562–1A ‘‘Exemption’’ From Head
Injury Protection Requirements
IBT raises concerns over what it terms
as an exemption from the head injury
protection requirements of § 25.562(c)(5)
afforded by AC 25.562–1A. IBT states
that this AC permits the extension of
seat pitch away from a vertical hazard
as a method of compliance with
§ 25.562. IBT believes that such an
extension of seat pitch introduces a
potential head injury hazard from the
occupant of such a seat striking his own
legs and/or the aircraft floor. IBT
concludes that requiring a 16g seat
without requiring HIC testing and
adherence to HIC standards does not
promote an acceptable safety level.
AMSAFE agrees, recommending
removal of what it terms as the AC
25.562–1A ‘‘loophole’’ that allows an
applicant to move or extend seat pitch
away from a vertical hazard. By so
moving or extending the seat, the
occupant can strike his or her own legs
or the floor of the airplane. The
resulting HIC from this impact is not
considered in this process. AMSAFE
believes that removing the ‘‘loophole’’
will also reduce the potential for
liability losses.
FAA Response: The FAA disagrees
with the comments of IBT and
AMSAFE. AC 25.562–1A provides
acceptable methods for complying with
§ 25.562. This can include avoidance of
the hazard by locating the seat such that
the occupant’s head cannot strike an
object. Also, we do not believe the
measurements obtained when a test
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dummy strikes itself are accurate for use
in calculating HIC and predicting injury.
Without an accurate means of
measuring this phenomenon, we do not
believe this situation should be
evaluated as part of the criteria for
determining compliance with § 25.562.
We also do not believe that a head strike
with the airplane floor occurs to an
extent that it should be added to the
§ 25.562 criteria or evaluated under
§ 25.785. We believe this phenomenon
is rare, if it does occur. Testing of this
nature would require a representative
floor structure be included in the
dynamic test and this would
dramatically increase the test’s
complexity.
Seat Track Failures
RECARO asks how we will handle
situations in which a seat track fails,
resulting in a failed 16g certification
test.
FAA Response: Since seat track
‘‘crowns’’ are tested and approved
under 16g dynamic standards, failures
of the seat track crowns will be
unacceptable. Traditionally, these types
of failures require a redesign of the seat
track fitting to lessen loads to the seat
track crowns. This usually results in a
change or replacement of the seat track
fitting. Since the dynamic testing
standard was developed in correlation
with 9g static floors and seat tracks, the
FAA does not expect this to be an issue
in a 16g certification test.
Finally, we do not intend to provide
new guidance on how seat tracks are
evaluated under dynamic testing in this
final rule.
Exemption for New Aircraft Configured
With Either TSO–C127a Seats or Seats
Partially Compliant With § 25.562
B/E recommends that FAA consider
modifying the proposed rule to allow
new aircraft configured with TSO–
C127a seats or seats that are partially
compliant with § 25.562 to be delivered
as currently certified if the procurement
time frame extends more than four years
past the effective date of this final rule.
B/E believes that it should be a goal not
to interrupt existing aircraft
procurement programs or add to the
certification and logistical costs for
upgrades. Therefore, B/E believes an
airplane, such as a B737NG, should
continue to be deliverable up to and
beyond the effective date of the final
rule, as long as seat part numbers and
aircraft configuration remain
unchanged. Beyond the four-year time
frame, B/E recommends that 9g seats be
upgraded to partial 16g compliance,
similar to the seats on the B737NG.
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FAA Response: The FAA disagrees
with B/E’s recommendation. We believe
that seats in newly manufactured
airplanes should meet all the
requirements of § 25.562 by the
compliance date. The four-year time
frame after the effective date of this rule
should allow industry enough time to
set up cost-effective measures for
meeting the rule and to adjust their
procurement programs accordingly.
Nominally Compliant 16g Seats
B/E recommends that nominally
compliant 16g seats keep the
compliance baseline of their original
certification.
FAA Response: The FAA believes that
seats in newly manufactured airplanes
should meet all the requirements of
§ 25.562 by the compliance date. This
rule does not affect existing airplanes
that already have ‘‘nominally compliant
16g’’ or partially compliant 16g seats
since it applies only to newly
manufactured airplanes. However,
airplanes with those same certification
bases that have not yet been
manufactured must comply with all the
requirements of § 25.562 by the
compliance date.
‘‘Full-up’’ Amendment 25–64
Configurations
B/E recommends that for ‘‘full-up’’
Amendment 25–64 configurations, any
new seat or cabin configuration be
certified to the same requirements.
FAA Response: The FAA agrees that
airplanes with Amendment 25–64 in
their certification basis must be ‘‘fullup’’ (i.e., meet all the requirements of
§ 25.562). We also contend that newly
manufactured airplanes, regardless of
their certification basis, should meet all
the requirements of § 25.562 by October
27, 2009.
Pre-Amendment 25–64 Aircraft
Airbus states that requiring 16g seats
on pre-Amendment 25–64 aircraft
would force many changes in the
surrounding cabin, as well as the
supporting structure. Airbus states that,
for aircraft not having § 25.562 in their
certification basis, there is no easy ‘‘take
out’’ and ‘‘fit in a new part’’ solution, as
their cabin interiors are not designed to
address the new requirement. Airbus
recommends that FAA provide guidance
on how installation criteria have to be
considered for pre-Amendment 25–64
aircraft programs.
FAA Response: The FAA
acknowledges that requiring 16g seats
on pre-Amendment 25–64 airplanes will
require airframe manufacturers to make
changes to these airplanes. However,
this rule provides enough time for
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airframe manufacturers to determine the
best way to comply with this final rule,
whether it be through the use of new
seating arrangements, seat and/or cabin
interior design modifications and/or
new, cost-effective technologies (both
for the seats and the cabin interior).
Certification Costs
Boeing states that seat certification
streamlining activities have not
materially improved the cost or time
needed to certify seats. Boeing believes
the use of a single seat track for dynamic
testing would help.
FAA Response: The FAA received
information from industry in June of
2003 that set forth practices that would
result in considerable savings in both
costs and time associated with certifying
seats. This information was developed
partly as a result of activities initiated
under the seat certification streamlining
efforts. However, in both the regulatory
evaluation supporting the SNPRM and
the regulatory evaluation supporting
this final rule, we made no use of
anticipated or realized reductions in
cost from the results of the seat
certification streamlining efforts.
As to Boeing’s comment about the use
of a single seat track for dynamic
testing, this proposal can be addressed
under the policy review process in Part
1 of the Seat Certification Streamlining
Effort or discussed with the Transport
Airplane Directorate outside the
Streamlining Effort.
Compliant Installation Not Possible for
Certain Seats
Airbus believes there might be cases
where a compliant installation is not
possible for a given seat. For example,
swivel cabin attendant seats arranged in
cabin zones restricted in space might
not be certifiable to the new standard.
This scenario would require Airbus to
install fixed cabin attendant seats under
the rule.
ATASCO agrees, stating that cabin
interior re-design may decrease the
number of passenger seats.
FAA Response: While the FAA
acknowledges that some seats may
present more difficulties than others to
comply with this final rule, we believe
that only one standard should apply to
all seats in the passenger cabin. We also
believe this rule provides enough time
for airframe manufacturers to address
this concern by using new seat
arrangements, design modifications, and
cost-effective new technologies, both for
seats and the cabin interior.
Average/Standard Track Crown
Boeing states that we should define an
average track crown. Boeing believes
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that this is consistent with other
conventions used in the dynamic testing
and certification of seats.
In addition, Boeing recommends that
FAA allow a specific seat track crown
section to be used as a ‘‘standard track’’
for all certification testing and
compliance findings. Boeing states that
this would reduce the number of
required tests for certifying seats, while
still allowing the seat to be fully
substantiated for the dynamic loads.
ATA concurs, stating that, for
streamlining seat approval, the FAA
should allow the use of a new industrystandard seat track in the dynamic
testing of seats in conjunction with
TSO–C127 or § 25.562. The specific
configuration of this standard track
could be defined by a joint industryFAA initiative.
FAA Response: The FAA disagrees
that this rule should address the issue
of allowing for the use of a generic track
crown. The current dynamic standard
requires that the seat remain attached to
the floor throughout dynamic testing.
This requires that a seat track
representative of the one installed on
the airplane be used for dynamic
testing. As such a proposal would
require a change to § 25.562, it is
outside the scope of this rulemaking
action.
We would welcome adoption by
industry of a standardized seat track
that meets all of the requirements for
dynamic testing. Industry proposals of
this nature can be submitted to the FAA
and evaluated under the policy review
process in Part 1 of the Seat
Certification Streamlining Effort or
discussed with the Transport Airplane
Directorate outside the Streamlining
Effort.
Full-Scale Dynamic Tests Preferable to
Component Tests
AFA states that a migration from fullscale dynamic testing to component
tests should be resisted, as it will likely
lead to a proposal to eliminate the
former. AFA’s comments praise the
virtue of full-scale dynamic tests, as
they evaluate how the seat, restraint,
occupant, and the near-vicinity aircraft
interior interact.
FAA Response: The FAA does not see
component testing as a substitute for
full-scale dynamic testing for first time
approvals. We have said that component
testing can be accepted only for design
changes to seats that have been
previously approved using the full-scale
dynamic tests required by § 25.562. We
believe that component testing can be
utilized effectively to integrate design
changes that may improve safety but
that would otherwise not be integrated
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if full-scale testing were required for
every change. We share AFA’s concern
about the fidelity of component testing
and the extent that it could be used in
the future for seat approvals. There are
no current policies that allow
component testing without confirmation
of the original design using full-scale
dynamic testing.
Track Failure During Testing
Sicma recommends that seats tested
to a ‘‘16g compatible’’ standard be
accepted and not subject to more
testing. Sicma states that dynamic
testing has already been accomplished,
and it has never had a track failure on
a 14g down test.
FAA Response: The FAA does not
agree with Sicma’s recommendation.
We note that track failures are most
likely to occur during the 16g
longitudinal test and that track failures
during a 14g down test are extremely
rare. Also, we believe that, for newly
manufactured airplanes, full compliance
to § 25.562 is readily achievable due to
the current knowledge and capabilities
in dynamic seat design and certification.
The four-year period before compliance
with the rule is required provides
enough time to develop feasible
solutions to meeting all the occupant
protection criteria of § 25.562.
Flawed Testing
An individual commenter states that
flaws exist in the tests used to gather
supporting data for the HIC portion of
§ 25.562. Based on these flaws, the HIC
test can be proven to have no technical
merit and could lead to designs with
lower levels of safety. This individual
recommends we remove the criterion
from future regulations involving
aircraft seating.
FAA Response: The commenter did
not offer any specifics as to why he
believes flaws exist in the tests. The
FAA issued Amendment 25–64 based
on the recommendations of GASP.
These recommendations have been the
foundation for technical standards
developed by industry and guidance
developed by us with public
participation. We continue to review
these standards and policies with
industry groups and make appropriate
changes, when necessary. So far, these
standards and policies have served the
aviation community well. We welcome
any valid data to support the
commenter’s concerns.
TSO–C127
ATA and Boeing recommend that new
seats installed on new production
aircraft should meet TSO–C127,
ensuring dynamic seat testing. They
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would like to see this requirement
become effective four years from the
rule’s effective date. ATA and Boeing
believe that installation limitations
relative to seat dynamic testing should
be consistent with the airplane’s type
certificate. For example, airplanes that
have partial § 25.562 compliance as part
of their certificate basis would continue
to contain TSO–C127 compliant seats,
while fully compliant airplanes would
continue to contain fully compliant 16g
seats.
FAA Response: For newly
manufactured airplanes, the FAA
believes that flight attendant and
passenger seats should comply with all
the requirements of § 25.562. Allowing
installation limitations consistent with
the airplane’s original type certificate
would undermine the intent of the rule
and would result in only limited or no
compliance with § 25.562. We seek to
establish the highest level of safety for
passenger and flight attendant seats that
is currently practicable throughout the
part 121-fleet. The commenters’
proposal would do little more than
allow partially compliant 16g seats to be
accepted in newly manufactured
airplanes and would not significantly
alter the current configuration of seats
in the existing fleet.
Ability of Tracks To Withstand Loads
Imposed by 16g Seats
ATASCO questions the ability of
existing seat tracks to withstand the
loads imposed by 16g seats. The group
goes on to recommend that FAA
examine the strength of seat tracks in
airplane models other than the B–777.
FAA Response: When the
performance requirements currently in
§ 25.562 were developed, the strength of
tracks then on airplanes was evaluated.
Using analysis and testing, we
determined that track strengths were
satisfactory when coupled with a seat
designed to meet the dynamic criteria.
Based on this previous analysis and
testing, we do not consider any further
testing to be required.
General Comments
No Accident Data To Support Need for
16g Seats
Based on recent safety improvements,
RAA believes it is reasonable to project
that there will be no more than 2 or 3
impact-survivable accidents within the
next 20 years. Since RAA also projects
that 80% of the seats will be 16g
compliant in the next three years
without a rule mandate, RAA believes
that the impact-survivable accident rate
in regional airplanes without 16g
compliant seats will be less than one
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accident in the next 20 years. Therefore,
RAA believes that the proposed rule
will not make any difference in
reducing the fatalities or serious injuries
that may occur in the regional fleet.
FAA Response: The FAA believes the
Cherry Report accurately determines the
fatalities and serious injuries that could
have been averted had 16g seats been
installed in those airplanes studied.
Despite recent improvements made in
accident prevention, we strongly believe
that the potential for impact-survivable
accidents still exists. The use of 16g
seats will improve passenger
survivability in such accidents in the
future irrespective of the type of aircraft
in which these seats are installed.
As for regional carriers who operate
smaller transport category airplanes,
these airplanes have less energy
absorbing structure below the floor than
larger transport category airplanes.
Therefore, we believe that these carriers
might benefit even more from the
installation of seats that meet the
dynamic testing requirements than their
counterparts that operate larger
transport category airplanes.
Lack of a Convincing Safety Argument
AEA believes that some aspects of the
proposed rule have not been fully
thought through since they are missing
a convincing safety case and impact
assessment. AEA also believes that the
FAA does not give credit for
investments in improved seats already
made by airlines.
FAA Response: The FAA did consider
and give credit for airplanes that used
seats that complied with parts of
§ 25.562 or were simply later production
seats believed to perform better than
traditional early model 9g seats. The
study, ‘‘Improved Seats in Transport
Category Airplanes: Analysis of
Options,’’ prepared by the FAA’s Office
of System Safety (ASY)(November 2000)
grouped the current fleet into 5
categories. These categories included
aircraft with seats ranging from early 9g
seats to fully compliant 16g seats.
The 2003 Cherry Report Addendum
updated their data and concludes that
fully compliant 16g seats could have
averted 45 fatalities and 40 serious
injuries over the analysis period. HIC
improvement accounts for 39% of the
averted fatalities and 46% of the averted
serious injuries.
Suggested Alternatives
Several commenters recommend the
following in addition or as an
alternative to the proposed rule to
increase survivability in impactsurvivable accidents:
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(1) Using rearward facing seats (five
commenters);
(2) Making child restraint
improvements and regulatory changes
that would mandate securing all
children in safety seats (six
commenters);
(3) Using three-point harness
restraints (one commenters) or shoulder
harnesses (one commenter);
(4) Using air bags (one commenter);
(5) Improving seat belt security, using
fewer seats or changing seating
configuration (one commenter); and
(6) Using standardized seat belt
latching mechanisms or, without such
standardization, telling passengers
about any variations (one commenter).
Finally, one commenter states that the
FAA should focus our attention on
flight crew safety and health issues
rather than on improving seats.
FAA Response: While the FAA
accepts that some of these alternatives
may improve accident survivability,
these commenters do not offer any
persuasive evidence why we should
abandon the approach contained in the
SNPRM to adopt a suggested alternative.
We have performed extensive research
on the subject of improving
survivability in impact-survivable
accidents and have explored many
options. We believe the approach taken
in this final rule is the most effective
and efficient way to improve
survivability in impact-survivable
accidents.
As for the comment about flight crew
safety and health issues, we believe our
attention should be on both improving
seats and flight crew safety and health
issues. We have several offices that deal
with flight crew safety and health issues
and these offices are continuously
analyzing ways to further improve these
areas. However, improving seats in
transport category aircraft is also an
important issue. Our focus on this issue
does not detract in any way from our
continuing commitment to address
flight crew safety and health issues.
Rule Not Consistent With Safer Skies
Partnership or Commercial Aviation
Safety Team (CAST) Objectives
Boeing and ATA believe the proposed
rule is not consistent with the Safer
Skies partnership or Commercial
Aviation Safety Team (CAST)
objectives, which are intended to direct
safety investment where it has the most
leverage.
FAA Response: The FAA started the
16g seat initiative in response to a
directive from Congress before the
existence of CAST. We believe that we
need to complete the 16g seat initiative
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since the safety concerns that led to its
initial development are still valid.
We also recognize that considerable
progress has been made under CAST to
reduce the accident rate. In fact, we
used a lower accident rate in predicting
the benefits of this final rule in addition
to the rate used for the SNPRM. CAST
goals are to dramatically reduce
accidents through accident prevention.
However, we recognize that impactsurvivable accidents can still occur, and
this rule focuses on protecting
occupants when these accidents do
occur.
Rule Will Not Influence Types of
Accidents With Most Fatalities
Boeing states the proposed rule will
not influence the types of accidents that
have the most fatalities.
In addition, Boeing contends that
other safety initiatives will serve to
reduce the number of accidents, further
reducing the benefits of the proposed
rule.
FAA Response: While this rulemaking
action does not necessarily address
those accidents that result in the most
fatalities, it does improve survivability
for passengers and crewmembers when
impact-survivable accidents occur.
Regardless of improvements in accident
prevention, there is still a need to
improve passenger and crewmember
survivability since other accident
prevention measures have not
eliminated all impact-survivable
accidents.
HIC Compliance
AMSAFE recommends requiring HIC
compliance in all situations, regardless
of strike hazard fidelity.
FAA Response: The FAA is using
existing policy for meeting HIC
requirements and does not intend to
expand the scope or definition of
compliance with HIC.
Inclusion of HIC
ATA states that most of the benefits
of improved seats are achieved through
structural criteria, not HIC. Adding HIC
only creates significant costs without
commensurate benefits.
ATA also argues that the FAA has not
accurately projected the cost of front
row HIC. HIC requirements, especially
front row HIC, are expensive and have
not been proven to have a significantly
higher value.
FAA Response: The FAA agrees that
most of the benefits of improved seats
come from compliance with the
structural requirements. While the
Cherry Report (upon which the
SNPRM’s benefits were based) does not
assess the specific safety benefits from
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HIC improvements, the Cherry Report
Addendum concludes that 39% of the
fatalities and 46% of the serious injuries
averted by installing fully compliant 16g
seats can be attributed to HIC
improvements.
In our regulatory evaluation
supporting this final rule, the cost of
seat certification included HIC for all
seats, front row as well as row-to-row.
The FAA recognizes that front row HIC
requirements can lead to compliance
alternatives that cost the operator more
than row-to-row HIC compliance
alternatives. However, we do not agree
that the value for the front row
alternative must be commensurate with
the row-to-row alternative. To do so
implies that passengers in the front row
should be given a lower protection level
than passengers in the following rows
simply because it may cost more to
protect those passengers in the front
row. We do not agree with this
reasoning.
Quarterly Reports
NADA/F supports the proposed rule.
It also recommends that airlines file
quarterly public reports updating their
progress in complying with the rule.
FAA Response: The FAA believes
NADA/F was directing this comment at
seat replacement on existing airplanes.
Because the final rule will not require
seats on the existing fleet to be
upgraded, the comment is no longer
relevant. When mandating actions
similar to that set forth in this rule, we
typically mandate only compliance time
frames and do not require progress
reports.
Applicability to Part 135 Operators,
Flight Deck Seats, and Cargo-Only
Airplanes
IBT states that the rule should address
part 135 operators, flight deck seats and
seats on cargo-only aircraft. IBT states
that the omission of these seats is not
consistent with our stated philosophy of
‘‘one level of safety’’ and should be
remedied.
NADA/F also recommends that part
121 air cargo aircraft meet the new
standards within three years of this final
rule.
FAA Response: Regarding flight deck
seats, the FAA’s review of the accidents
studied showed that the existing seats
performed well in impact-survivable
accidents. Therefore, we do not see any
need to mandate any crashworthiness
improvements to these seats.
As for cargo-only airplanes, the final
rule does not apply to these airplanes
because they do not carry passengers for
compensation or hire. However,
transport category aircraft manufactured
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four (4) years after the effective date of
this final rule that have convertible or
combination configurations will have to
meet the same standards required for
all-passenger carrying transport category
airplanes operated under part 121
because those airplanes carry
passengers.
As for transport category airplanes
operated under part 135, at the time
Notice No. 88–8 was published, a
significant number of transport category
airplanes were operated under part 135.
Accordingly, Notice 88–8 proposed that
seats on transport category airplanes
operated under part 135 in air carrier
operations or scheduled intrastate
common carriage meet the same
standards as seats on transport category
airplanes operated under part 121. In
1995, we issued Amendment Nos. 119,
121–251, and 135–58, ‘‘Commuter
Operations and General Certification
and Operations Requirements;’’ Final
Rule (60 FR 65832; December 20,
1995)(the Commuter Rule). The
Commuter Rule requires all operators
conducting scheduled passengercarrying operations in airplanes that
have passenger-seating configurations of
10 through 30 seats (excluding
crewmember seats) and in turbojet
airplanes regardless of seating
configuration that formerly conducted
operations under part 135, to conduct
those operations under part 121. As a
consequence of the Commuter Rule, the
operation of virtually all transport
category airplanes previously operated
under part 135 now comes under part
121. Only nonscheduled, on-demand
operations remain in part 135. Since the
scope of this final rule is limited to
transport category airplanes, it is no
longer necessary to apply to this rule to
part 135 operations.
Expedited Final Rule Issuance
NADA/F recommends that we issue
the final rule by January 31, 2003.
FAA Response: Because the comment
period did not close until March 3,
2003, the FAA was unable to meet the
commenter’s requested issue date. Also,
after a comment period closes, we must
analyze and address each comment.
Other considerations, such as reviewing
alternatives based on public comments,
can further lengthen that process.
Although we understand the
commenter’s intent, we must develop a
final rule in accordance with all
statutory and procedural requirements.
Rule Should Not Apply to Certain
Aircraft
ATA recommends this rule not apply
to aircraft that do not have § 25.562(c)(5)
in their original certification basis.
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FAA Response: The FAA contends
that all flight attendant and passenger
seats in newly manufactured airplanes
should meet the requirements of
§ 25.562, including § 25.562(c)(5).
Occupants must be protected from head
trauma as accident investigations have
shown it to be a primary cause of
serious injuries and fatalities in impactsurvivable aviation accidents. In
addition, in developing the
recommendation that led to
§ 25.562(c)(5), GASP made it a primary
goal to reduce the likelihood of fatal or
serious head trauma, concussion, and
unconsciousness to airplane occupants.
We found this goal to be appropriate for
all of civil aircraft, and it has therefore
been addressed in the new emergency
landing dynamic conditions applicable
to aircraft certificated under parts 23,
25, 27 and 29.
Expedited Compliance Date
Several commenters recommend an
expedited compliance date:
(1) NADA/F recommends that all
newly constructed aircraft be equipped
with ‘‘safer’’ seats by June 30, 2003, or
sooner;
(2) RECARO recommends a shortened
compliance period of two years to
replace the proposed four-year period
for newly manufactured airplanes;
(3) IBT believes the four-year
compliance period for newly
manufactured aircraft is problematic
considering the industry’s current
economic situation.
FAA Response: For newly
manufactured airplanes, we believe the
current compliance time frame of four
years after the effective date of the final
rule is reasonable. We believe this time
frame provides enough time for industry
to adjust to this new requirement while
still ensuring that an improved safety
level is reached in the near future.
Although we would like to see the
improved seats installed as quickly as
possible, shortening that compliance
time frame will drive costs up
disproportionate to the benefits.
Concept of 16g Compatible Seats
ATA believes the proposed rule
ignores 16g compatible seats.
FAA Response: Although the concept
of 16g compatible seats was recognized
in the 1998 Public Meeting, it applied
only to the existing fleet. Since the final
rule will not apply to the existing fleet,
the commenters’ concerns no longer
apply. However, the FAA wants to
clarify that the 1988 rulemaking
initiative did not recognize the concept
of 16g compatible seats. The 1988
NPRM would have required seats to
meet all the requirements of § 25.562 for
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part 121 and part 135 operations,
including all cargo operations.
Additionally, the SNPRM and the
Options Study did give credit for having
partially compliant seats installed.
Joint Aviation Authorities Technical
Standard Order (JTSO) Approval
Sicma recommends that the FAA
consider accepting JTSO approval for
determining compliance with the
proposed rule. Sicma believes that this
would streamline the certification
process, as the requirement to have an
FAA Technical Standard Order (TSO) in
addition to the JTSO approval is
redundant.
FAA Response: The FAA does not
recognize a JTSO or a European
Aviation Safety Agency Technical
Standard Order (ETSO) approval on its
own. A separate FAA Letter of TSO
Design Approval is required. When the
JTSO/ETSO is identical to the FAA
TSO, the FAA Letter of TSO Design
Approval can be issued with a
minimum of review. Also, an approval
to TSO–C127a is only an approval to a
standard. It is not approval for
installation. Installation approval is
based on an airplane’s type design and
can vary depending on the specific
airplane model. This rule serves to make
one standard, that contained in § 25.562,
applicable to all newly manufactured
airplanes. TSO approval of a seat does
not necessarily ensure compliance with
§ 25.562, although it is generally the
basis for that certification.
Harmonization
ATASCO CSWG asks the FAA to
consider issues of worldwide
harmonization when moving forward
with these regulatory changes.
NADA/F agrees, recommending that
we do all that is possible to promote the
safest seats as a harmonization standard
with the JAA.
FAA Response: Although the FAA
supports harmonization when
appropriate, we believe that aviation
safety will improve significantly by
issuing this final rule and, therefore, do
not want to further delay its
implementation while undertaking
harmonization efforts. We also note that
the seat certification streamlining effort
is addressing harmonization issues.
Impact on Seating
Airbus comments that applying
§ 25.562 to all passenger seats would
compel changes in aircraft seating
configurations. For example, it may
create one row of seating without the
ability to recline. Airbus believes that
FAA has not considered the economic
impact of these changes.
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FAA Response: The FAA
acknowledges that this is a possibility.
However, we believe there is enough
time from the effective date of the rule
for industry to develop cost-effective
solutions that will not require changes
in aircraft seating configurations, or
actions such as installing seat belt air
bags.
As for the comment about the ability
of seats to recline, we are aware that, as
of today, many seats located at or near
overwing exits do not recline. Airbus
did not present any data to show that
this has created an economic impact.
Tax Incentives
A commenter proposes tax incentives
to accelerate compliance with the
proposed rule.
FAA Response: It is beyond the scope
of the FAA’s authority to effectuate such
changes.
Inclusion of Military Aircraft
NADA/F recommends that the
military be directed by Executive Order,
or whatever rulemaking is available, to
have all military aircraft upgraded with
safer seats. NADA/F believes the
compliance standards should be as high
as, or higher than, those for commercial
aircraft.
FAA Response: This request is outside
the scope of this proposal.
Expedited Testing
NADA/F recommends that we
expedite any testing needed to proceed
with safer seats for all aircraft.
FAA Response: The FAA believes the
standards set forth in current emergency
landing dynamic conditions adequately
improve seat safety over 9g static seats.
These standards were developed after
extensive research and testing by the
FAA, NASA, and industry. The
standards were developed to provide
improved safety for passenger and
crewmembers based on the seat
technology of the day. Because we
consider these standards to be adequate,
no additional testing is needed at this
time.
Air Bag TSO
AMSAFE recommends the timely
issuance of an air bag TSO as an
acceptable means of compliance with
§ 25.562.
FAA Response: Currently, the Society
of Automotive Engineers (SAE) Seat
Committee is working on an Aerospace
Standard for inflatable restraint systems.
Once the SAE issues that document, the
FAA may consider issuing a TSO for
inflatable restraint systems that
incorporates that document.
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Paperwork Reduction Act
There are no current or new
requirements for information collection
associated with this amendment.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these regulations.
Economic Assessment, Regulatory
Flexibility Determination, Trade Impact
Assessment, and Unfunded Mandates
Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs
each Federal agency to propose or adopt
a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (19 U.S.C. 2531–2533)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act also requires
agencies to consider international
standards and, where appropriate, use
them as the basis of U.S. standards.
Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104–4) requires
agencies to prepare a written assessment
of the costs, benefits, and other effects
of proposed or final rules that include
a Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually (adjusted for inflation).
In conducting these analyses, FAA
has determined this rule (1) has benefits
that justify its costs, is a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866 and is
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (2)
will not have a significant economic
impact on a substantial number of small
entities; (3) will not reduce barriers to
international trade; and (4) does not
impose an unfunded mandate on state,
local, or tribal governments, or on the
private sector. These analyses, available
in the docket, are summarized below.
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Total Costs and Benefits of This
Rulemaking
This final rule amends FAA
regulations dealing with improved
crashworthiness standards for passenger
and flight attendant seats on new
transport category airplanes used in part
121 passenger-carrying operations. The
rule requires all such airplanes typecertificated after January 1, 1958
(starting with those manufactured four
years after this rule’s effective date) to
comply with all the requirements of 14
CFR 25.562, which is applicable to
airplane models for which an
application for a type-certificate is made
on or after June 16, 1988. Therefore, no
action should be necessary to bring
those airplanes into compliance with
this final rule assuming that they
comply fully with § 25.562. Essentially,
from an incremental cost/benefit
standpoint, the new production
airplanes to be affected by this rule are
those models that were type-certificated
after January 1, 1958 and before June 16,
1988 and derivatives of such models for
which an application for an amended
type-certificate was made after January
1, 1958.
Total Costs of This Rulemaking
The total costs of this rulemaking,
over the analysis period, are $34.7
million (or, $22.3 million and $13.3
million in present value at 3% and 7%,
respectively). These costs are composed
of seat belt air bags costs of $19.3
million (or, $12.4 million and $7.5
million in present value at 3% and 7%,
respectively), additional fuel burn costs
of $12.6 million (or, $7.7 million and
$4.2 million in present value at 3% and
7%, respectively), and certification and
testing of the improved seats of $2.7
million (or $2.2 million and $1.6
million in present value at 3% and 7%,
respectively).
Total Benefits of This Rulemaking
The total benefits of this rulemaking
are $78.9 million (or, $47.9 million and
$26.4 million in present value at 3%
and 7%, respectively). The benefits
were calculated by estimating the
number of fatalities and serious injuries
that could be averted as a result of
installing the improved seats beginning
in 2009; averted casualties are based on
estimated future enplanements of newproduction airplanes now to be covered
by improved seat standards.
Total Costs and Benefits of This
Rulemaking
In summary, the total costs of this
rulemaking, over the analysis period are
$34.7 million (or, $22.3 million and
$13.3 million in present value at 3%
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and 7%, respectively). The total benefits
of installing fully compliant 16g seats
are $78.9 million (or, $47.9 million and
$26.4 million in present value at 3%
and 7%, respectively). This rulemaking
is cost-beneficial with a benefits to cost
ratio of 2.27 to 1 (or, 2.15 to 1 and 1.98
to 1, when underlying estimates are in
present value at 3% and 7%,
respectively). Therefore, the FAA
contends that the quantifiable benefits
of the rule adequately justify the costs
of the rule.
Who Is Potentially Affected by This
Rulemaking?
This rulemaking affects anyone who
operates transport category airplanes
used in part 121 passenger-carrying
operations on or after October 27, 2009.
Our Cost Assumptions and Sources of
Information
• Discount rate—3% and 7%.
• Period of Analysis 2005–2034.
• Monetary values expressed in 2004
dollars.
• Cost of certificating and installing
a fully compliant 16g passenger seat
instead of a 9g passenger seat, $212.
• Cost of certificating and installing a
fully compliant 16g passenger seat
instead of a partially compliant 16g (i.e.,
without HIC) passenger seat, $126 ($32
non-recurring and $94 recurring).
• Cost of certificating and installing a
fully compliant 16g flight attendant seat
instead of a partially compliant flight
attendant seat, $302 ($135 nonrecurring, and $167 recurring).
• Acquisition cost of installing a seat
belt air bag, for front-row HIC
requirement, $722 ($700 seat belt, $22
certification).3
• Annual maintenance cost and onetime overhaul cost of seat belt air bag,
$150, and $388, respectively.
• Increased weight per aircraft, for
passenger seat requirements, 36 pounds.
• Increased weight per aircraft, for
flight attendant seat requirements, 13
pounds.
• Fuel costs are based on FAA’s
forecast data.
3 We have assumed the cost associated with this
rule based on the cost of installing a seat belt
equipped with an air bag (inflatable restraints).
Other options, such as shoulder harnesses, y-belts,
padding to the bulkhead or increasing the distance
between the bulkhead and the seat back, may also
be sufficient to meet the HIC requirements of this
rule and may be less costly. We believe the costs
of this rule could be much lower when a
combination of options is used. For a complete
explanation of the estimated costs of this rule,
please read the final regulatory evaluation located
in the docket.
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Final Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the Act requires agencies to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions. The Act covers a wide-range of
small entities, including small
businesses, not-for-profit organizations,
and small governmental jurisdictions.
Agencies must perform a review to
determine whether a proposed or final
rule will have a significant economic
impact on a substantial number of small
entities. If the determination is that it
will, the agency must prepare a
regulatory flexibility analysis as
described in the Act. However, if an
agency determines that a proposed or
final rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the 1980 act provides
that the head of the agency may so
certify and a regulatory flexibility
analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
The rule will affect manufacturers of
part 25 transport category airplanes
type-certificated after January 1, 1958
and manufactured after four years
following the effective date of this final
rule. It will also affect air carriers
conducting operations under part 121.
For manufacturers and part 121
operators, a small entity is one with
1,500 or fewer employees. No part 25
airframe manufacturer has 1,500 or
fewer employees. Consequently, the rule
will not have a ‘‘significant economic
impact on a substantial number’’ of
small part 25 manufacturers.
There are approximately 100 part 121
operators in the potential pool of small
entities. In the regulatory evaluation for
the SNPRM, the FAA performed a
detailed analysis of the economic
impacts on 33 of these operators who
clearly: (1) Had less than 1,500
employees (the size threshold for
classification as a small entity); (2) were
not subsidiaries of larger organizations;
and, (3) reported operating revenue to
the Department of Transportation. The
FAA believed these 33 were
representative of the affected small
PO 00000
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Fmt 4701
Sfmt 4700
firms. The FAA performed a detailed
analysis of potential small-entity
impacts on the small operators and
determined that the proposed rule
would not have a significant economic
impact on a substantial number of small
entities. The FAA invited comments on
this assessment from interested and
affected parties. Though no comments
were received on FAA’s small-entityimpact methodology, the FAA did
receive comments on the significant
costs for all operators (whether small or
not) to retrofit the existing fleet—
especially in light of the difficult
financial condition of operators in
recent years. The FAA removed the
SNPRM’s retrofit requirement, therefore
eliminating improved seat costs for the
existing fleet.
Consequently, the Administrator
certifies that the rule will not have a
significant economic impact on a
substantial number of small entities
(manufacturers or operators).
International Trade Impact Assessment
The Trade Agreement Act of 1979
prohibits Federal agencies from
establishing any standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Legitimate domestic objectives, such as
safety, are not considered unnecessary
obstacles. The statute also requires
consideration of international standards
and, where appropriate, that they be the
basis for U.S. standards. The FAA has
assessed the potential effect of this final
rule and determined that it will impose
the same costs on domestic and
international entities and thus have a
neutral trade impact.
Unfunded Mandates Assessment
The Unfunded Mandates Reform Act
of 1995 (the Act) is intended, among
other things, to curb the practice of
imposing unfunded Federal mandates
on State, local, and tribal governments.
Title II of the Act requires each Federal
agency to prepare a written statement
assessing the effects of any Federal
mandate in a proposed or final agency
rule that may result in an expenditure
of $100 million or more (adjusted
annually for inflation) in any one year
by State, local, and tribal governments,
in the aggregate, or by the private sector;
such a mandate is deemed to be a
‘‘significant regulatory action.’’ The
FAA currently uses an inflationadjusted value of $120.7 million in lieu
of $100 million.
This final rule does not contain such
a mandate. The requirements of Title II
do not apply.
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Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Rules and Regulations
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and therefore does
not have federalism implications.
Regulations Affecting Intrastate
Aviation in Alaska
Section 1205 of the FAA
Reauthorization Act of 1996 (110 Stat.
3213) requires the FAA, when
modifying its regulations in a manner
affecting intrastate aviation in Alaska, to
consider the extent to which Alaska is
not served by transportation modes
other than aviation, and to establish
appropriate regulatory distinctions. In
the NPRM, we requested comments on
whether the proposed rule should apply
differently to intrastate operations in
Alaska. We didn’t receive any
comments, and we have determined,
based on the administrative record of
this rulemaking, that there is no need to
make any regulatory distinctions
applicable to intrastate aviation in
Alaska.
VerDate Aug<31>2005
15:29 Sep 26, 2005
Jkt 205001
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
List of Subjects in 14 CFR Part 121
Air carriers, Aircraft, Aviation safety,
Safety, Transportation.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
I
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56559
amends Part 121 of Chapter I of Title 14,
Code of Federal Regulations as follows:
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
1. The authority citation for part 121
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 40113, 40119,
44101, 44701–44702, 44705, 44709–44711,
44713, 44716–44717, 44722, 44901, 44903–
44904, 44912, 46105.
2. Amend § 121.311 by adding
paragraph (j) to read as follows:
I
§ 121.311 Seats, safety belts, and shoulder
harnesses.
*
*
*
*
*
(j) After October 27, 2009, no person
may operate a transport category
airplane type certificated after January
1, 1958 and manufactured on or after
October 27, 2009 in passenger-carrying
operations under this part unless all
passenger and flight attendant seats on
the airplane meet the requirements of
§ 25.562 in effect on or after June 16,
1988.
Issued in Washington, DC, on September
20, 2005.
Marion C. Blakey,
Administrator.
[FR Doc. 05–19208 Filed 9–26–05; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 70, Number 186 (Tuesday, September 27, 2005)]
[Rules and Regulations]
[Pages 56542-56559]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-19208]
[[Page 56541]]
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Part III
Department of Transportation
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Federal Aviation Administration
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14 CFR Part 121
Improved Seats in Air Carrier Transport Category Airplanes; Final Rule
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 /
Rules and Regulations
[[Page 56542]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA-2002-13464-2; Amendment No. 121-315]
RIN 2120-AC84
Improved Seats in Air Carrier Transport Category Airplanes
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule amends the FAA's regulations on the
crashworthiness of passenger and flight attendant seats on transport
category airplanes used in part 121 passenger-carrying operations. This
final rule requires those transport category airplanes type-
certificated after January 1, 1958 which have not yet been manufactured
that are used in part 121 passenger-carrying operations to have
passenger and flight attendant seats that meet the current improved
crashworthiness standards. This action is necessary because research,
accident data, and analysis show that these improvements provide
increased occupant protection in airplanes involved in impact-
survivable accidents.
DATES: This amendment becomes effective October 27, 2005. Transport
category airplanes manufactured on and after October 27, 2009 used in
part 121 passenger carrying operations must comply with this final
rule.
FOR FURTHER INFORMATION CONTACT: Hal Jensen, Aircraft Engineering
Division, AIR-100, Federal Aviation Administration, 800 Independence
Avenue SW., Washington, DC 20591; telephone (202) 267-8807; facsimile
(202) 267-5340, e-mail hal.jensen@faa.gov.
Authority for This Rulemaking
This rulemaking is promulgated under the authority described in
Title 49, Subtitle VII, Part A, Subpart III, Section 44701, General
requirements, and Section 44705, Air carrier operating certificates.
Under section 44701(b), the FAA may prescribe minimum safety standards
for an air carrier to which the agency issues a certificate under
section 44705. Under section 44705, the FAA issues an operating
certificate to a person desiring to operate as an air carrier if the
FAA finds, after investigation, that the person properly and adequately
is equipped and able to operate safely under Part A and the regulations
and standards prescribed under it.
This regulation is within the scope of section 44701 because it
establishes new minimum safety standards that the seats in transport
category airplanes that are used in part 121 passenger-carrying
operations must meet to protect occupants of that airplane if it is
involved in an impact-survivable accident. The regulation also is
within the scope of section 44705 since the section requires that the
person to whom the FAA issues an air carrier operating certificate be
properly and adequately equipped to operate safely. The improved seats
mandated by this regulation will increase the safety of air carrier
operations.
SUPPLEMENTARY INFORMATION:
Availability of Rulemaking Documents
You can get an electronic copy of this final rule using the
Internet by:
(1) Searching the Department of Transportation's electronic Docket
Management System (DMS) Web page (https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking's Web page at https://
www.faa.gov/regulations_policies/; or
(3) Accessing the Government Printing Office's Web page at https://
www.access.gpo.gov/su_docs/aces/aces140.html.
You can also get a copy by filing a request with the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. To
facilitate a prompt response, please make sure to identify the
amendment number, notice number or docket number of this rulemaking in
your request.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires the FAA to comply with small entity requests for
information or advice about compliance with statutes and regulations
within its jurisdiction. If you are a small entity and you have a
question about this document, you may contact your local FAA official,
or the person listed under FOR FURTHER INFORMATION CONTACT. You can
find out more about SBREFA on the Internet at our Web page, https://
www.faa.gov/regulations_policies/rulemaking/sbre_act/, or by e-
mailing us at 9-AWA-SBREFA@faa.gov.
Background
A. History
1. Pre-SNPRM
This final rule is in response to Section 303(b) of the Airport and
Airway Safety and Capacity Expansion Act of 1987 (Pub. L. 100-223) (the
Act of 1987) and follows a notice of proposed rulemaking published in
1988 and a supplemental notice of proposed rulemaking published in 2002
(SNPRM). The Act of 1987 directed the Secretary of Transportation to:
``* * * initiate a rulemaking proceeding to consider requiring
all seats onboard all air carrier aircraft to meet improved
crashworthiness standards based upon the best available testing
standards for crashworthiness.''
In 1988 the FAA concurrently published a final rule, ``Improved
Seat Safety Standards'' (53 FR 17640, May 17, 1988)(Amendment 25-64)
and a notice of proposed rulemaking, ``Retrofit of Improved Seats In
Air Carrier Transport Category Airplanes'' (53 FR 17650, May 17, 1988)
(Notice 88-8). Amendment 25-64 upgraded the certification standards for
occupant protection during emergency landing conditions in transport
category airplanes from only a 9g static standard to an upgraded 9g
static standard and a new 16g dynamic standard. Notice 88-8 proposed to
prohibit, after June 16, 1995, the operation of transport category
airplanes under parts 121 and 135 that were type-certificated after
January 1, 1958 unless all seats onboard met the certification
requirements of Sec. 25.785 in effect on June 16, 1988. These
certification requirements include the 16g standard created by
Amendment 25-64.
The FAA received 70 comments to Notice 88-8. Based on these
comments, we decided that we needed more information to determine the
impact of Notice 88-8 on the aviation community. Even though much
research and development on the dynamic testing of seats had been done
to support the 16g standard, the process of certifying seats to the 16g
standard was still new. The dynamic testing requirements for 16g seats
represented an increase in sophistication and complexity over the
simpler static testing used for 9g seats. Industry needed time to work
out the technical problems of meeting the 16g seat standard, and we
needed time to evaluate specific problems presented by industry and to
develop proper guidance material for obtaining 16g seat certification.
As these issues were addressed by industry and the FAA, our
standards
[[Page 56543]]
and guidance material evolved. This helped the aircraft seat
manufacturing industry transition from producing 9g seats to 16g seats
that could meet the new requirements. During this time, we never lost
sight of the goal of improving the crashworthiness of seats in
transport category airplanes. The significant actions taken during this
time included:
On March 6, 1990, we published an advisory circular (AC)
to provide industry guidance on the dynamic test process. This was AC
25.562-1, ``Dynamic Evaluation of Seat Restraint Systems & Occupant
Protection on Transport Airplanes.'' AC 25.562-1A superseded AC 25.562-
1 on January 19, 1996.
We worked with industry through the Society of Automotive
Engineers SEAT Committee to develop a standard that would detail the
requirements for dynamic testing of a 16g seat. That standard
(Aerospace Standard (AS) 8049, Performance Standard for Seats in Civil
Rotorcraft, Transport Aircraft and General Aviation Aircraft) was
incorporated in Technical Standard Order (TSO)-C127 (Rotorcraft,
Transport Airplane, and Normal and Utility Airplane Seating Systems) in
1992 and revised in 1998 (TSO-C127a).
We held a public meeting on October 23 and 24, 1995, in
Seattle, Washington, to gather information on challenges the industry
had in meeting our 16g dynamic seat certification requirements for new
programs and for existing airplanes that would be affected by the
proposed rulemaking. We presented our views and listened to comments
from the aviation industry at that meeting. The information gained
during this public meeting led us to reconsider the original rule
proposed in Notice 88-8.
From the mid-to-late 1990s, although industry and the FAA continued
to address significant 16g seat issues primarily related to occupant
protection, enough progress had been made that 16g seats were being
produced and approved regularly. Therefore, we determined it was
suitable to move forward with our proposed rulemaking to improve seats
on transport category airplanes. As a result, we held a public meeting
on December 8 and 9, 1998. The goals of this meeting were to discuss
our proposed revisions to Notice 88-8 and to get current information
and viewpoints. In addition to seeking comments at the public meeting,
we reopened the docket for comments. We received approximately 40
additional comments by the close of this comment period.
The above is a summary of the events leading up to the publication
of the SNPRM. For a more detailed discussion, please read the
``Background'' section of the SNPRM.
2. SNPRM
On October 4, 2002, the FAA published a supplemental notice of
proposed rulemaking (SNPRM), ``Improved Seats in Air Carrier Transport
Category Airplanes'' (67 FR 62294, October 4, 2002). The SNPRM proposed
the following:
For all airplanes manufactured on or after four years
after the effective date of the final rule, all passenger and flight
attendant seats on the airplane must meet the requirements of Sec.
25.562 in effect on June 16, 1988 (proposed Sec. 121.311(j)(1));
For all airplanes manufactured before four years after the
effective date of the final rule, all passenger and flight attendant
seats on the airplane must meet the requirements of Sec. 25.562 in
effect on June 16, 1988, after any passenger seat or any flight
attendant seat in that airplane is replaced (proposed Sec.
121.311(j)(2)); and
On or after fourteen years after the effective date of the
final rule, no person could operate a transport category airplane type-
certificated after January 1, 1958, in passenger-carrying operations
under this part unless all passenger and all flight attendant seats on
the airplane meet the requirements of Sec. 25.562 in effect on June
16, 1988 (proposed Sec. 121.311(k)).
In preparing the SNPRM, the FAA hired a consultant to conduct an
analysis of the benefits of 16g seats over 9g seats in transport
category airplanes. This consultant, R.G.W. Cherry & Associates Limited
(Cherry), performed this analysis and produced a report entitled ``A
Benefit Analysis for Aircraft 16g Dynamic Seats'' (Report DOT/FAA/AR-
00/13/April 2000)(the Cherry Report).
The Cherry Report studied those transport category airplane
accidents that occurred from 1984 to 1998 and predicted the benefits to
the occupants if 16g seats had been installed in those airplanes. It
predicted:
A range in the reduction of serious injuries to occupants
in impact-survivable accidents if they were in 16g seats instead of 9g
seats; and
A range in the reduction of fatalities to occupants in
impact-survivable accidents if they were in 16g seats instead of 9g
seats.
Since publication of the SNPRM, Cherry completed an addendum report
entitled ``A Benefit Analysis for Aircraft 16-g Dynamic Seats
Configured Without Enhancements to Head Injury Criteria'' (DOT/FAA/AR-
04/27, March 2003)(the Cherry Report Addendum). The Cherry Report
Addendum assessed the incremental benefits resulting from the enhanced
Head Injury Criteria.
B. Seat Classifications--9g/16g/16g ``Compatible''
Currently, there are several classifications of seats in transport
category airplanes used in part 121 operations. They are as follows:
1.9g Seats
a. What is a 9g seat?
A 9g seat is tested to different load factors in different
directions. The highest load factor is in the forward direction at
9g's. This is why these seats are commonly referred to as 9g seats. The
testing procedure is typically accomplished by applying a force to the
seat through the safety belt by means of a cable and winch system. The
minimum force that the seat must be capable of reacting in the forward
direction without structural failure is 9 times the combined weight of
the seat and a 170 pound occupant in each seat place. As an example, if
a seat had three places and the seat weighs 100 pounds, then the seat
must be capable of reacting 5490 pounds ((170 pounds per occupant times
3 seat places plus 100 pounds of seat weight) times 9).
b. Regulations and the TSO for 9g Seats
In 1952, the regulations for transport category airplane seats were
revised to increase the emergency landing condition forward load factor
from 6g's to 9g's. Five years later, the FAA issued TSO-C39 (``Aircraft
Seats and Berths'') that included guidance on static testing to 9g's
for seats that would be used in transport category airplanes. It is
important to note that obtaining TSO C39 approval for a seat does not
mean that the seat is approved for installation in an airplane. A
separate approval, known as an installation approval, is necessary to
show the seat's compliance with all the applicable regulations of the
FAA. However, because TSO C39 was closely aligned with the other
applicable regulations then in effect, installation approval was easy
to attain if the seat had TSO C39 approval. This was generally the
process for getting a 9g seat approved for use in an airplane until
1988.
2.16g Seats
a. What is a 16g seat?
For transport category airplanes, a 16g seat is one that meets the
9g requirements of Sec. 25.561 and the
[[Page 56544]]
dynamic requirements of Sec. 25.562. A 16g seat is tested in a manner
that simulates the loads that could be expected in an impact-survivable
accident. Two separate dynamic tests are conducted to simulate two
different accident scenarios: one in which the forces are predominantly
in the vertical downward direction and one in which the forces are
predominantly in the longitudinal forward direction. The highest load
factor is in the forward direction at 16 g's. This is why these seats
are commonly referred to as 16g seats. The test procedure requires
``crash testing'' the seat (i.e., rapidly decelerating the seat in
accordance with the criteria in Sec. 25.562(b)). For the 16g test,
this means deceleration must go from a minimum of 44ft/sec to 0 ft/sec
in not more than 0.09 seconds with a peak deceleration of at least
16g's. The seats are tested with seat floor tracks that are
representative of those that will be used in the airplane installation.
The seats are also tested with test dummies in each seat position.
The reaction of the test dummies during the dynamic test imparts loads
into the seat restraints and seat structure more accurately than the
cable and winch system used in the 9g seat static pull test. The test
dummies are instrumented to measure data like forces and accelerations
that are then used for evaluating occupant protection criteria. As an
example, accelerometers in the heads of the test dummies measure
accelerations that are used in calculating the Head Injury Criteria
(HIC). Limitations on an acceptable level of HIC serve to protect the
occupant from serious head injury where head contact with seats or
other structure can occur. 16g seats also:
Protect the occupant from debilitating leg and spine
injuries;
Improve the attachment to the airframe;
Protect crewmembers from serious chest injury when upper
torso restraints are used; and
Ensure occupants do not become trapped in their seats due
to excessive seat deformation.
b. Regulations and the TSO for 16g Seats
In 1988, the emergency landing conditions were revised to include
dynamic landing conditions to improve occupant protection. Four years
later, TSO-C127 (``Rotorcraft, Transport Airplane, Normal and Utility
Airplane Seating Systems'') was issued and included guidance on dynamic
testing of 16 g's for seats that would be used in transport category
airplanes. As previously stated, TSO seat approval is not installation
approval. Although TSO C127 is the basis for getting most 16g seats
approved for use in transport category airplanes, installation approval
is not as easy as it is for a 9g seat.
The 16g seat installation approval process is more complicated than
the 9g seat installation approval process because the dynamic standard
includes several occupant protection criteria not required for the 9g
seat. These occupant protection criteria can only be completely
evaluated when the seat is considered in relationship to how and where
it is installed in the airplane. For example, the dynamic test will
cause a test dummy's upper torso and head to swing forward in an arcing
motion since the test dummy is constrained only at the pelvis by the
safety belt. A record of the motion of the test dummy's head through
the arc, called a headpath trace, can be recorded during the testing
for the TSO approval. The headpath trace is used during the
installation approval process to ensure there is enough clearance from
objects, like bulkheads or equipment mounted to partitions, to reduce
the possibility of a head strike. Because airplane interior
arrangements differ by airplane model--and even from operator to
operator for the same airplane model--the headpath trace must be
evaluated for each unique installation. This illustrates one reason why
installation approval cannot rely solely on the TSO approval.
3. 16g ``Compatible'' Seats
Transport category airplanes designed between 1952 and 1988 were
required to have seats that met the 9g emergency landing conditions in
Sec. 25.561. These standards were met by the static testing described
above in the section entitled ``Regulations and TSO for 9g seats.''
Typically, the seats approved in those airplanes were also approved to
TSO-C39. When Amendment 25-64 went into effect in 1988, any transport
category airplane design submitted for approval was required to have
seats that met both the 9g static standard in Sec. 25.561 and the 16g
dynamic standard in Sec. 25.562.
However, Amendment 25-64 applied only to new airplane designs like
the Boeing B-777. Airframe manufacturers occasionally redesign an
existing airplane design to meet marketing demands rather than develop
a new design from scratch. These redesigned airplanes are referred to
as derivative models, since they are based largely on a previously
approved airplane design. An example of this is the Boeing B-737NG
models (737-600, -700, -800, -900), which are based on the previously
approved B-737 airplane design. The basis for a derivative model design
approval is the regulations in place at the time of the original design
approval. However, for a variety of reasons, the derivative model
design will be approved to regulations more current than those in
existence when the original design was approved, but not quite to the
level of the regulations current at the time of application for a
derivative model design approval.
There are numerous derivative transport category airplane models
approved after 1988 whose original design was approved before 1988.
These airplane models' seats do not meet all the requirements of Sec.
25.562 (16g seats), but meet more than the requirements of Sec. 25.561
(9g seats). The dynamic standard in Sec. 25.562 includes criteria to
evaluate the seat's structural integrity and occupant protection during
dynamic testing. Most of the derivative models meet the seat structural
integrity requirements in Sec. 25.562 but none or only a few of the
occupant protection requirements in Sec. 25.562. Seats that have been
approved to meet the 9g requirements in Sec. 25.561 and the seat
structural integrity requirements in Sec. 25.562 are commonly called
16g ``compatible'' seats.
Discussion of Comments
A. Request for Extension
Based on requests for an extension of the comment period from the
Aerospace Industries Association, Airbus, the Aviation Technical and
Safety Committee Cabin Safety Working Group, The Boeing Company, the
General Aviation Manufacturers Association and the Regional Airline
Association, the FAA extended the SNPRM's comment period from December
3, 2002 to March 3, 2003.
B. General Summary
In addition to the requests for extension, the FAA received forty-
six comment submissions in response to the SNPRM. Two of these comment
submissions are duplicates and one is an attachment from another
comment, from which it had been separated. In addition, two individual
commenters address issues about passengers with disabilities and are
directed at other rulemaking initiatives. We will not address these two
comment submissions in this discussion of comments.
Of the remaining forty-one comment submissions, twelve commenters
either express support for the proposed rule or their support can be
implied from their comments. Another ten commenters generally support
the proposed rule, but suggest changes. These twenty-two commenters are
mostly individuals and
[[Page 56545]]
companies that provide aircraft interior components. Among the reasons
given for their support:
The results of the cost-benefit analysis are reasonable
and the amortized cost of seat upgrades will be offset by increased
ticket prices;
Any safety increase justifies any rise in ticket prices;
Economies of scale will make safety improvements
economical;
The deaths and injuries being avoided far outweigh the
issue of cost to conform to the proposed rule; and
The safety of passengers and their ability to survive an
impact-survivable accident is very important.
Six of these commenters also favor shorter implementation periods
than those proposed in the SNPRM.
Fourteen commenters oppose the proposed rule. These commenters are
mostly air carriers and airframe manufacturers. These commenters base
their opposition on a belief that:
The cost-benefit analysis is flawed because it fails to
adequately address issues like how the costs would impact an industry
struggling in a post-9/11 travel economy or whether the industry's
limited resources would be better spent on other safety initiatives
that would result in bigger dividends;
The proposed rule is contrary to the Safer Skies and
Commercial Aviation Safety Team (CAST) initiatives; and/or
No convincing accident data exists to support the need for
16g seats and, therefore, a convincing safety benefit case cannot be
made for requiring 16g seats.
The remaining five commenters recommend one or more of the
following actions in addition, or as alternatives, to the proposed
rule:
Requiring the use of rearward facing seats;
Making child restraint improvements and setting up
regulatory changes that would mandate securing all children in safety
seats;
Requiring the use of three-point harness restraints or
shoulder harnesses;
Requiring the use of air bags;
Requiring the use of a standardized seat belt latching
mechanism or, without such standardization, telling passengers of any
variations among seat belt latching mechanisms;
Improving seat belt security, using fewer seats or
changing seating configuration; and
Focusing the FAA's attention on flight crew safety and
health issues.
Some of those commenters expressing support or opposition for the
proposed rule also recommend some of the above actions as possible
alternatives.
C. Acronyms
In this Discussion of Comments section, we use the following
acronyms or abbreviated company names to identify the associated
commenters:
Air Transport Association (ATA)
AMSAFE Aviation (AMSAFE)
Association of Asia Pacific Airlines (AAPA)
Association of European Airlines (AEA)
Association of Flight Attendants (AFA)
Association of Professional Flight Attendants (APFA)
Aviation Technical and Safety Committee Cabin Safety
Working Group (ATASCO)
B/E Aerospace, Inc. (B/E)
The Boeing Company (Boeing)
The International Brotherhood of Teamsters (IBT)
National Air Disaster Alliance/Foundation (NADA/F)
RECARO Aircraft Seating (RECARO)
Regional Airline Association (RAA)
Sicma Aero Seat Services (Sicma)
D. Removal of Retrofit Requirements
As stated in the regulatory evaluation supporting the SNPRM, the
FAA believed there were two viable options to improve seats in
transport category airplanes operating under part 121 at that time:
Requiring full 16g seats in newly manufactured airplanes
only (Option 2 in the SNPRM's regulatory evaluation); and
Requiring full 16g seats in newly manufactured airplanes
and replacement with full 16g seats for all other in-service airplanes
(Option 5 in the SNPRM's regulatory evaluation).
While Option 2 was projected to have a benefit-to-cost ratio
greater than 1.0 at that time, it also averted fewer fatalities and
serious injuries than Option 5. Therefore, we decided to move forward
with Option 5.
Based on the comments received to the SNPRM, we decided to re-
evaluate the retrofit requirements of proposed Sec. Sec. 121.311(j)(2)
and 121.311(k). After detailed consideration, we now believe the final
rule should not contain these retrofit requirements and that we should
proceed with the requirement for newly manufactured airplanes only.
There are several reasons why the FAA's current analysis of Options
2 and 5 has resulted in a different conclusion from that in the SNPRM.
All of these reasons are the result of the dramatic changes in the
airline industry since the publication of the SNPRM.
1. Accelerated Retirement of Pre-1992 Manufactured Airplanes
Initially, the terrorist events of September 11, 2001 significantly
impacted the airline industry because many people were less likely to
fly. Rather than flying airplanes with empty seats, many airlines
choose to ``park'' or ``retire'' their older airplanes. While the
impact of the terrorist attacks on passenger boardings has passed, the
industry remains in poor shape financially for reasons including, but
not limited to, high fuel prices and increased competition from low-
cost carriers. Therefore, those older airplanes that are inefficient to
operate remain ``retired.''
Since 9/11, part 121 operators have ``retired'' over 1,360
airplanes. This represents 23.6% of the pre-9/11 part 121-fleet. The
majority of these airplanes were manufactured before 1992 (for example,
B-727, B-737-100/200/300, B-747-100/200, DC-9, F-100, DC-10, L-1011,
MD-80) and were certified for 9g seats. Due to the high operating costs
associated with these airplanes, it is unlikely that many of these
``retired'' airplanes will find their way back into the part-121 fleet.
The retirement of these pre-1992 manufactured airplanes has
occurred at a rate far faster than that projected in the SNPRM's
regulatory evaluation. In that regulatory evaluation, those seats
installed on airplanes manufactured prior to 1992 fell into one of two
categories: Group I or Group II seats.\1\ In 1999, the seats in Groups
I and II totaled 477,991 and comprised approximately 66% of the total
seats in the part 121-fleet. For 2004, the projected seat total barely
changed (477,707) and comprised approximately 54% of the part 121-
fleet. The decrease from a projected 66% to a projected 54% was based
on more airplanes with 16g seats entering the part 121-fleet. For the
last forecast year in the SNPRM's regulatory evaluation (2020), these
seats were projected to still make-up approximately 20% of all seats in
the part 121-fleet. Therefore, with such a significant percentage of
potential 9g seats projected to be in the part 121-fleet over the
course of the forecast period (1999-2020), the need
[[Page 56546]]
for the retrofit requirement was more apparent.
---------------------------------------------------------------------------
\1\ Group I covered those seats in airplanes manufactured before
1992 having seats installed before 1992. While 16g seats were being
installed before this date, the majority of these seats are 9g.
Group II covered those seats in airplanes manufactured before 1992
having replacement seats installed after 1991. Some (unknown)
proportion of seats in this group may have partial 16g performance
although no airplane model in this group is 16g certificated.
---------------------------------------------------------------------------
However, the accelerated retirement of so many pre-1992
manufactured airplanes alters this conclusion. These airplane
retirements mean approximately 155,000 Group I and Group II seats were
removed from the part-121 fleet. By comparison, for the last forecast
year of the SNPRM's regulatory evaluation (2020), only 109,020 Group I
and Group II seats were projected to have been removed from the part-
121 fleet. The removal of these 155,000 seats also has a dramatic
affect on the percentages discussed before. The percentage of Group I
and Group II seats in the 2004 part-121 fleet drops from a projected
54% to an actual 36%. These seats are now at a level previously
projected to occur in 2011.
Based on this accelerated retirement of pre-1992 manufactured
airplanes, the FAA believes the level of occupant protection has
increased dramatically over the past few years in the part-121 fleet.
The FAA also believes the accelerated retirement of pre-1992
manufactured airplanes will continue to occur as airlines strive to
increase the efficiency of their operations.
2. Increased Appeal and Use of Regional Jets
One factor that assisted in the accelerated retirement of pre-1992
manufactured airplanes is the continued appeal of regional jets and the
new ways airlines are using these airplanes. As pointed out in the
comment from RAA, within the last 10 years, the U.S. regional fleet has
rapidly transitioned from a mostly turboprop fleet to a majority
regional jet fleet. As of October, 2004, almost 1,600 regional jets
were in operations with part 121 carriers, with over 600 more on firm
order and options and conditional orders for over 1,700 more.\2\
Most of these regional jets are newer designs that must meet the
requirements of Amendment 25-64. According to RAA, in 2004, about 77%
of the entire regional fleet was capable of meeting at least the
structural requirements of Amendment 25-64.
---------------------------------------------------------------------------
\2\ Figures from the Regional Air Service Initiative (https://
www.regionalairservice.org).
---------------------------------------------------------------------------
The effects of 9/11 on the airline industry have increased the
appeal of the regional jet. Whereas, in the past, the regional jet was
primarily used to replace turboprops or open new markets, several
airlines are now using it as a tool to replace inefficient larger jets
on certain routes. In addition, JetBlue and USAirways have placed large
orders for regional jets that will be used in their own operations.
Based on developments such as these, the FAA expects that regional
jets will play an even larger role in the part 121-fleet than
considered for the SNPRM. As a result, this will further increase the
percentage of 16g seats in the part 121-fleet.
3. Effect of Certification Costs
Based on the dramatic changes in the part-121 fleet over the past 3
years, which are expected to continue for the foreseeable future, the
FAA believes the resource expenditure associated with retrofitting
seats on existing airplanes would no longer be cost beneficial.
As stated before, the installation approval process for a 16g seat
is more complicated than the installation approval process for a 9g
seat because the dynamic standard includes occupant protection criteria
not required for the 9g seat. The occupant criteria can only be
completely evaluated when the seat is considered in relationship to how
and where it is installed in the airplane's cabin. A seat's
installation in relationship to other seats and other objects in the
airplane affects the number of dynamic tests that must be successfully
completed. If all seats were uniformly installed at the same distance
from one row to the next in every airplane, only a few forward tests
would be required: perhaps one to show structural adequacy and one or
two to demonstrate occupant protection. However, this is not the case.
Cabin configurations vary from airplane to airplane and also from
operator to operator. Some operators even have different configurations
within the same airplane model in their fleets.
Therefore, different tests are required to determine the effect of
such things as seatback video monitors, bulkheads, partitions, seat
pitch and seat angle (seats installed in tail sections where the
fuselage tapers are frequently installed at an angle relative to the
other rows). These examples represent some of the installation issues
that result in numerous forward dynamic testing for a single airplane
configuration. The testing and resultant seat approval can be used for
other airplanes of the same model that have identical configurations.
However, even if another operator uses the same seating configurations,
if it uses seats from a different seat manufacturer or a different seat
model from the same manufacturer, a new series of tests will be
required.
Because approval to Sec. 25.562 is largely dependent on the
airplane's interior, considerable effort is expended by the seat
manufacturer and the airframe manufacturer to ensure the seat design
will work with the airplane design prior to any seat testing. If
failure to meet Sec. 25.562 becomes evident during testing, there are
several options available to resolve the non-compliance: the seat can
be redesigned, the seat can be reconfigured within the airplane, or the
airplane can be redesigned. Usually redesigning the airplane is the
last option chosen due to expense and time needed to integrate the
change. But, if required, the design change can be accomplished at less
expense in airplanes manufactured in the future than in existing
airplanes. Upgrading existing airplanes to meet Sec. 25.562 may
require modification and substantiation of a range of seat pitches,
changes to bulkheads to which flight attendant seats are mounted,
increasing seat setbacks from bulkheads, partitions, and emergency
exits, and removal of seats in some circumstances. All of these
concerns can be handled more effectively when time is allowed for
proper planning of the redesign and integration in airplanes
manufactured in the future. Resolving the same non-compliances in
existing airplanes require more costly modifications to the interiors
and is more likely to result in the loss of revenue-generating seats.
4. Conclusion
Based on the above, the FAA decided to mandate improved seats for
only those airplanes type-certificated after January 1, 1958 which have
not yet been manufactured. While this requirement may require airframe
manufacturers to make design modifications, we believe that the four-
year compliance period provides sufficient time for them to develop
efficient solutions.
The FAA still believes that this final rule is necessary to improve
occupant protection in impact-survivable accidents. We believe that
these types of accidents can still occur and this rule focuses on
protecting occupants when these accidents do occur. Although we
recognize that most of the seats in the current part-121 passenger
carrying fleet are capable of meeting the dynamic testing structural
criteria, we want to ensure that all occupant protection criteria ``
including HIC `` are met. In addition, the airplanes covered by this
final rule include several models that have hundreds of outstanding
orders. These airplanes will remain in the part-121 passenger carrying
fleet the longest and should, therefore, offer the best level of
occupant protection available for seat certification. Finally, as we
discuss below in more detail, this final rule is also cost-beneficial,
with a benefits-to-costs ratio of 2.27 to 1 (or,
[[Page 56547]]
2.15 to 1 and 1.98 to 1 when underlying estimates are in present value
at 3% and 7%. respectively).
We acknowledge that, for some yet-to-be manufactured airplanes, the
requirement of this final rule will have no practical effect as 16g
seats are already mandated as a result of the airplane's certification
basis. Specifically, the requirements of Amendment 25-64 are applicable
to those airplanes for which an application for a type certificate was
made on or after June 16, 1988. Therefore, no action should be
necessary to bring those airplanes into compliance with this final rule
assuming that they comply fully with Sec. 25.562. In general, this
final rule will require compliance action for those new production
airplane models that were type-certificated after January 1, 1958 and
before June 16, 1988 and derivatives of such models for which an
application for an amended type-certificate was made after January 1,
1958.
We do not believe that the removal of the retrofit requirement will
cause an increase in the use of 9g seats. There is no incentive for
seat manufacturers and operators to reverse the current trend away from
9g seats. Both domestic and foreign seat manufacturers have changed the
way they manufacture seats in order to meet the requirements for 16g
``compatible'' and 16g seats. It currently does not make financial
sense for them to run a separate 9g seat manufacturing line to meet a
declining need. While some seats are sold with a 9g label, it is our
belief that these seats are the same seats that are sold as 16g
``compatible.'' We see no reason why this situation would change.
However, we will continue to monitor this issue. If we see an increase
in the use of 9g seats, we will consider taking action to stop this
development.
E. Discussion of Non-Retrofit Comments
Since the retrofit requirements have been removed from this final
rule, the comments that address only those provisions (i.e., proposed
Sec. Sec. 121.311(j)(2) and 121.311(k)) are no longer relevant to this
rulemaking action and will not be addressed in detail in this final
rule. We discuss the other comments received about the SNPRM in the
following order:
General comments about the cost-benefit analysis;
Comments about the cost side of the cost-benefit analysis;
Comments about the benefit side of the cost-benefit
analysis;
General comments about flight attendant seats;
Comments about the cost-benefit analysis for flight
attendant seats;
General technical comments; and
Other comments.
In the following discussion of comments, we use the term ``newly
manufactured airplanes.'' This means those transport category airplanes
type certificated after January 1, 1958 and manufactured on or after
October 27, 2009, that are used in part 121 passenger-carrying
operations.
Cost-Benefit Analysis--General
Proposed Rule Will Result in Increased Ticket Prices
A commenter states that the proposed rule would result in increased
ticket prices. The commenter believes these higher prices would then
force some of the traveling public to drive instead of fly, thereby
increasing their risk of injury or death. This commenter suggests that
we perform further analysis on this issue.
FAA Response: The FAA has greatly reduced the scope of this
rulemaking from that proposed in the SNPRM. This change produces a
reduction in predicted costs from $519 million to $34.7 million (or,
$22.3 million and $13.3 million in present value at 3% and 7%,
respectively).
Based on historical evidence and the vastly lower predicted costs
of this rulemaking, we do not expect that this final rule will result
in an increase in ticket prices.
Cost-Benefit Ratio Does Not Justify the Change
A commenter believes the cost-benefit ratio does not justify the
proposed rule.
FAA Response: For the base case scenario presented in the
regulatory evaluation supporting this final rule (i.e., using accident
rates for the 1984-1998 period), the total costs of this rulemaking,
over the analysis period, are $34.7 million (or, $22.3 million and
$13.3 million in present value at 3% and 7%, respectively). The total
benefits of installing fully compliant 16g seats are $78.9 million (or,
$47.9 million and $26.4 million in present value at 3% and 7%,
respectively). Therefore, this rulemaking is cost-beneficial, with a
benefit-to-cost ratio of 2.27 to 1 (or, 2.15 to 1 and 1.98 to 1 when
underlying estimates are in present value at 3% and 7%, respectively).
While the final rule in its entirety is cost-beneficial, the FAA
notes that, separately, the requirements for passenger seats and flight
attendant seats are each cost-beneficial. For passenger seats, the
benefits of installing fully compliant 16g seats are approximately
$76.3 million (or, $46.4 million and $25.5 million in present value at
3% and 7%, respectively), as compared to the costs of $33.7 million
(or, $21.5 million and $12.8 million in present value at 3% and 7%,
respectively).
For flight attendant seats, the benefits of installing fully
compliant 16g seats are $2.5 million (or, $1.5 million and $850,000
million in present value at 3% and 7%, respectively), as compared to
the costs of approximately $954,000 ($731,000 and $529,000 in present
value at 3% and 7%, respectively).
A copy of this regulatory evaluation is in the docket for this
final rule. You can get a copy of this analysis by using any of the
methods listed above in the ``Availability of Rulemaking Documents''
section of this final rule.
Analysis Fails to Accurately Account for Impact on Small Businesses
RAA states that the FAA fails to accurately account for the
proposal's impact on small business operators.
FAA Response: The FAA performed a regulatory flexibility analysis
for both the proposed rule and this final rule. Both assessments showed
no significant impact on small businesses. A detailed discussion of
this determination is located later in this document in the section
entitled ``Regulatory Flexibility Analysis'' and in the regulatory
evaluation supporting this final rule.
Analysis Fails to Consider Differences Between Regional Transport
Category Airplanes and Very Large Transport Category Aircraft
RAA believes the cost-benefit analysis does not consider the
differences between regional transport category airplanes and very
large transport category airplanes. RAA argues that the benefit
methodology assumes there will be 100 occupants per accident, while the
average number of seats on regional transport category airplanes is
well below 50 occupants.
FAA Response: The Cherry Report does not assume there will be 100
occupants per accident. The methodology in the Cherry Report used 100
occupants as an example to explain the concept of ``survivability
chains.'' Of the 25 accidents that provided enough information for
analysis, the number of passenger and flight attendant seats ranged
from 38 to about 350.
Analysis Fails to Account for Fewer Flight Attendants in Regional
Transport Category Airplanes
RAA states that regional transport category airplanes typically
have only one flight attendant, not two. According
[[Page 56548]]
to RAA, this difference further skews the cost-benefit analysis.
FAA Response: Based on the FAA's flight attendant requirements as
specified in Sec. 121.391, the SNPRM's regulatory evaluation assumed
one flight attendant per 50 passengers regardless of the aircraft size.
Therefore, the cost and benefit calculations were normalized between
regional transport category airplanes and larger transport category
airplanes. This assumption remains in the regulatory evaluation
supporting this final rule. We believe this assumption is conservative
as air carriers often provide more flight attendants than the number
required by regulation.
Rulemaking Does Not Provide the Most Safety Value for the Economic
Investment
Boeing states the proposed rule does not provide the most safety
value for the economic investment. Boeing states that since the
aircraft manufacturing and airline industries have been reeling from
some of the worst economic conditions in their histories, it is now
more important than ever to invest in the safety initiatives that
provide the best return. Therefore, Boeing believes we should reexamine
the cost-benefit analysis.
FAA Response: As discussed above, based, in part, on comments
received, the FAA reconsidered the proposed rule and removed
requirements from the final rule to upgrade seats in existing
airplanes. However, it still requires improved seats in newly
manufactured airplanes. As a result, the costs of this final rule are
substantially less than those of the proposed rule (from $519 million
to $34.7 million). As noted above, this rulemaking is now cost
beneficial with a benefits to costs ratio of 2.27 to 1.
Cost-Benefit Analysis--Costs
Costs Too Low
ATA believes the FAA's cost-benefit analysis is faulty because we:
(1) Failed to consider the high costs of upgrading monument walls
to support flight attendant seats;
(2) Failed to consider the high costs associated with removing
seats to meet the front-row head injury criteria (HIC); and
(3) Failed to consider the cost of demonstrating compliance with
the more complex requirements than were discussed in previous 16g seat
retrofit comment periods (1998, 1988).
ATASCO agrees that the FAA's cost forecast is ``too low'' and ``far
from the realistic cost.'' ATASCO would like the FAA to perform the
cost-benefit analysis again based on the comments received.
FAA Response: As for the issue of removing seats to comply with
front-row HIC, the FAA notes that reasonable solutions and
alternatives, like air-bag technology, exist and/or can be developed to
prevent the need for removing a row of seats. Since this final rule
does not require compliance for four years from its effective date, we
believe that this compliance date provides industry with enough time to
carry out cost-effective solutions.
As for ATA's concerns about compliance costs, we have included
estimates of compliance costs in our cost-benefit analysis for this
final rule.
Finally, our analysis includes estimates of the costs associated
with strengthening monument walls to support 16g flight attendant
seats. We based our estimates on data provided by an airframe
manufacturer.
Analysis Fails to Consider Increase in Certification Costs
Boeing asserts that the FAA's cost analysis does not consider the
added complexity of the new certification requirements. Boeing
maintains that certification to the dynamic requirements of Sec.
25.562 is more complex and time consuming than certification to the
static testing requirements. This added complexity takes more time and
resources for the airframe manufacturer, as well as the seat suppliers
and the airlines. Boeing believes this ``complexity-factor'' is
overlooked by our cost analysis.
ATA agrees with Boeing.
FAA Response: The FAA agrees that dynamic testing is more complex
and time consuming than static testing. In addition, we acknowledge
that we did not include this ``complexity-factor'' in the SNPRM's
regulatory evaluation.
However, to ensure the accuracy of our estimates of the
certification costs in the regulatory evaluation supporting this final
rule, we obtained updated cost information from Boeing on this subject
and have included it in our analysis. Since our estimates are now in-
line with Boeing's cost information, we believe that the regulatory
evaluation supporting the final rule does consider the complexity of
certification to the dynamic requirements of Sec. 25.562.
Cost-Benefit Analysis--Benefits
Analysis Fails to Consider Declining Accident Rate
Boeing believes the cost-benefit analysis fails to account for
declining accident rates over the past decade. Boeing claims the
accident statistics used by the FAA to support the proposed rule ignore
impressive improvements made in aviation safety. Based on these
improvements, Boeing maintains that the benefits analysis does not
consider a declining future accident rate that is consistent with the
Safer Skies goals. Boeing believes the FAA should revise the regulatory
analysis to match FAA published safety goals.
RAA agrees with Boeing, stating that the Commercial Aviation Safety
Team (CAST) projects an 80% reduction in accidents by 2007 through
implementing a terrain awareness and warning system (TAWS) retrofit,
implementing constant descent approach and other safety enhancement
procedures. RAA states that the FAA's cost-benefit analysis should
account for these safety improvements when forecasting the accident
rate for the next 20 years.
ATA and AAPA agree with RAA and Boeing.
FAA Response: In the regulatory evaluation supporting this final
rule, the FAA has performed sensitivity tests of our accident rate
using multiple time periods. In each case, the predicted benefits
exceed the predicted costs of this final rule.
Considerable progress has been made under CAST and Safer Skies to
reduce the accident rate. However, we believe that impact-survivable
accidents can still occur and this rule focuses on protecting occupants
when these accidents do occur.
Analysis Fails to Consider Impact of September 11
Boeing comments that the FAA enplanement estimates do not account
for the slowing world economy and the effects of the September 11, 2001
terrorist attacks. Boeing recommends that the FAA update the benefit
analysis to reflect future estimated enplanements using 2001 or,
preferably, 2002 data.
ATA agrees, stating that forecasts for future enplanements have
decreased and this should impact the cost-benefit analysis.
FAA Response: The FAA acknowledges that we based the proposed
rule's regulatory evaluation on pre-9/11 information. At that time, the
long-term effects of 9/11 on enplanements were difficult to predict.
However, for the regulatory evaluation supporting this final rule,
we based our enplanement estimates on the data in ``FAA Aerospace
Forecasts for Fiscal Years 2003-2014'' (FAA-APO-03-1, March 2003). This
forecast accounts for recent world events, including the events of
September 11, 2001.
[[Page 56549]]
Analysis Fails to Consider U.S. Fleet Changes
Boeing states the benefit analysis does not account for changes in
fleet capacity and fleet age resulting from recent world events. Boeing
argues that the current part 121-fleet has changed dramatically since
the terrorist attacks of September 11, 2001. Boeing states that many
airlines are retiring their oldest aircraft because of system
overcapacity and most of these retired aircraft have 9g seats. Boeing
recommends that the FAA revise the benefit analysis to reflect this
change.
FAA Response: Since, in the final rule, the FAA is no longer
requiring existing seats to be retrofitted, changes in fleet capacity
resulting from recent world events have only a negligible effect on the
cost-benefit analysis. However, as we stated above, part 121-fleet
changes since 9/11 are a factor in our decision to remove the retrofit
provisions from the final rule. In particular, the retirement of old
airplanes and the addition of new airplanes since 9/11 result in a
younger fleet with more airplanes that are fully or partially compliant
with Sec. 25.562. We believe that newly manufactured seats used for
replacement seats in existing airplanes--even when labeled as 9g
seats--have, in general, the capability of meeting the 16g structural
requirements. Based on this, when operators replace 9g seats with newly
manufactured seats, the level of occupant protection improves. These
factors support our decision for not going forward with rulemaking that
affects the existing fleet.
``Double Counting'' of Benefits
Boeing believes the FAA gave credit to seat improvements for lives
already saved by other safety initiatives. Boeing states that a subset
of accident scenarios used to justify 16g seats includes accidents
involving controlled flight into terrain (CFIT), wind shear, takeoff
with improper flap/slat setting, and approach and landing accidents.
Boeing believes we are ``double counting'' benefits already realized
through other safety actions. Therefore, Boeing believes we should
remove such accidents from the Cherry Report and recalculate the
benefits.
FAA Response: Even though the accident rate has declined, impact-
survivable (as well as non-survivable) accidents will still occur. For
these impact-survivable accidents, installation of 16g seats in new
airplanes will reduce the number of fatalities and serious injuries.
Further, the FAA reassessed the accidents used in the Cherry Report
to determine if any of the accidents studied would not have happened
today based on any regulatory change since their occurrence. We found
that none of these regulatory changes would have directly affected the
outcome of the accidents in the Cherry Report. Of further note, 10 of
the 25 accidents studied yielded no reduction of fatalities or serious
injuries due to using improved seats. This attests to the non-bias of
the assessment.
Safety Analysis Inadequate
ATA states that the FAA's safety analysis is inadequate.
FAA Response: The FAA has continued to assess the merits of 16g
seats since this rule was first proposed in 1988. During that time, we
examined many options available to improve seats in transport category
airplanes.
Based on this review, we believe there is a clear need to improve
safety for passengers and flight attendants in the event of an impact-
survivable accident. The Cherry Report demonstrates this need. Based on
the predicted benefits of 16g seats over 9g seats in the Cherry Report
and in the regulatory evaluation supporting this final rule, this final
rule should achieve that goal.
Accidents Studied not Appropriate for this Analysis and No Proof 16g
Seats Would Have Reduced Fatalities and Serious Injuries in Accidents
Studied
Boeing states the benefit analysis was not well correlated with the
types of accidents where 16g seats would have been an influence in
saving lives. For example, Boeing claims the Cherry Report cited
accidents where survival was a matter of chance. Boeing argues that
such accidents are atypical of those used to justify part 25 standards.
According to Boeing, it is inappropriate to use such accidents to
justify the need for equipment that was not specifically designed to be
effective in these severe events. Boeing believes that the FAA should
not use these accidents in the benefit analysis.
In addition, Boeing believes the assessment of whether the use of
16g seats would have actually reduced the number of fatalities and
serious injuries is ``inadequate.'' Boeing believes the Cherry Report's
assessment approach is nothing more than ``guesswork.''
FAA Response: The FAA believes that the accidents studied were
appropriate. The Cherry Report looked at only those impact-survivable
accidents that had sufficient textural data from NTSB accident reports
to make a determination whether a 16g seat would have made a difference
in occupant survivability. The resulting 25 accidents were then studied
to determine the difference in fatalities and serious injuries to
occupants had 16g seats been in place. The assessment of these
accidents was then used to make a more general assessment on similar
impact-survivable accidents that lacked adequate textural information
in the accident reports to make an individual finding.
The FAA also disagrees with Boeing's negative assertion about the
Cherry Report's assessment approach. The Cherry Report used a logical
three-stage assessment approach that eliminated any ``guesswork.''
First, as stated above, the Cherry Report determined which accidents
were valid to study to evaluate the effect of 16g seats. The Cherry
Report then looked at each space within the accident aircraft that
exhibited a similar threat to the occupants. This prevented making
gross assumptions about the effect of 16g seats on occupant
survivability for the entire aircraft based on the worst-case area of
the aircraft for each accident. Finally, for each space that posed a
similar threat to the occupants, the Cherry Report then examined that
space on a seat-by-seat basis to determine the effect a 16g seat would
have made had it been in place. The FAA believes this assessment
approach is the best analysis to date to predict the benefits of 16g
seats. Nonetheless, as we stated before, we reevaluated the Cherry
Report to see if any of the accidents studied would not have happened
today based on any regulatory change since their occurrence. We found
that none of these regulatory changes would have directly affected the
outcome of the accidents in the Cherry Report. Therefore, we believe
that these accidents remain valid candidates for evaluating the effect
of 16g seats and provide sufficient proof of the benefits of such
seats.
While survival for each occupant in an accident may be a matter of
chance to some extent, the Cherry Report's analysis determined that the
use of 16g seats would have increased those chances of survival for
occupants in those accidents evaluated.
Analysis Overstates Benefits of Streamlined Seat Certification Process
ATA states the cost-benefit analysis is inaccurate and overstates
the benefits of the FAA-Industry Seat Certification Streamlining
activities. More importantly, ATA points out that this streamlining
process does not yet exist. ATA believes we should not include
efficiencies from streamlining the seat certification process in the
cost-benefit analysis until they have been demonstrated.
[[Page 56550]]
AAPA agrees, claiming that our analysis takes credit for
undemonstrated certification streamlining.
Boeing concurs, stating that the efforts to improve the seat
certification process over the past several years have not materially
improved the cost or flow time to certify seats. Therefore, Boeing
argues that before the FAA can take the benefit from these activities,
there must be demonstrated results.
FAA Response: The regulatory evaluation supporting the SNPRM did
not quantify any benefits from the effects of the Seat Certification
Streamlining efforts. The regulatory evaluation only stated that
potential unclaimed benefits exist due to the efforts made by both
industry and the FAA under the Seat Certification Streamlining program.
This is the same approach used in the regulatory evaluation supporting
this final rule.
To try to reduce certification costs and simplify the seat
certification process, we will continue to work with industry under the
Seat Certification Streamlining program. In the past, this cooperation
has resulted in the FAA implementing many of industry's recommendations
to improve the seat certification process and reduce costs.
Analysis Overestimates Performance of 16g Seats
Boeing states the benefits analysis vastly overestimates the
expectation of 16g seat performance in past accident scenarios. Boeing
believes we should recalculate the benefits to reflect this more
accurately.
FAA Response: The performance expectation of 16g seats is based on
long-standing FAA/industry-coordinated research. The genesis of the 16g
seat standard came from recognition that many deaths or serious
injuries in general aviation airplanes could be avoided if the
crashworthiness of the airplane was improved. Additional research
showed this also applied to transport category airplanes. Please refer
to the ``Background'' section above for more information on the
development of the 16g standard. The FAA viewed the new dynamic seat
standards as a necessity and major improvement over existing static
seat standards. While it is difficult to precisely quantify the
improvements of seats that meet the dynamic standard over seats that
meet only the static standard, we believe the estimates used to develop
the regulatory evaluation are reasonable, justified and the best
available data. No commenter provided data or expert opinion to dispute
our assessment of 16g seat performance during the comment period.
Use of High Benefit Estimates in Error
Boeing is concerned that, in the FAA's benefit analysis, we used
the Cherry Report's ``high'' benefit estimate of the decrease in
fatalities and serious injuries because of the possible unmeasured
benefits of ``better than 9g seats.'' Boeing believes that, of the
accidents analyzed, it is likely that many of the accidents did not
involve aircraft with ``better than 9g seats.'' According to Boeing,
only five of the accidents studied definitely involved aircraft with
``better than 9g seats.'' Therefore, any unmeasured benefit of ``better
than 9g'' seats should be specific to those 5 accidents.
ATA states that by using the ``high'' benefit estimate from the
Cherry Report, we inaccurately stated the true costs/benefits of the
proposed rule. ATA believes the use of the Cherry Report's ``high''
benefit estimate is not reasonable because of the number of 16g
compatible seats in the fleet.
FAA Response: Based on our review of the comments received and a
re-examination of the Cherry Report, the FAA agrees that the ``median''
benefit estimate from the Cherry Report represents a better estimate
based on the available data. For the regulatory evaluation supporting
this final rule, we have reassessed the benefits using the Cherry
Report's ``median'' benefits estimate of the decrease in fatalities and
serious injuries.
Flight Attendant Seats--General
Inclusion in Rule--General--Support
Goodrich Aircraft Interior Products strongly supports the inclusion
of the 16g standard for flight attendant seats in the proposed rule.
This support is based on the potential for additional passenger lives
being saved by flight attendants who would not be injured due to their
being seated in 16g seats during an accident.
IBT concurs, stating that the FAA has recognized the critical role
of cabin crews in evacuating airplanes in survivable accidents.
An individual commenter also supports the inclusion of flight
attendant seats in the proposed rule, stating there is little value in
increasing passenger survivability without providing an equal increase
for flight attendants.
A second individual commenter agrees, stating that cabin crews
should be afforded the best crash protection against incapacitating
injuries that could prevent them from performing their role during
emergency evacuations.
FAA Response: The FAA agrees and is requiring flight attendant
seats and passenger seats in newly manufactured airplanes to meet all
the requirements of Sec. 25.562. In this manner, the requirements for
passenger an