Frozen Desserts; Petition to Revoke Standards for Goat's Milk Ice Cream and Mellorine and to Amend Standards for Ice Cream and Frozen Custard, Sherbet, and Water Ices; Petition to Amend Standards for Parmesan and Reggiano Cheese, 56409-56417 [05-19194]
Download as PDF
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
(a) A short account of the progress of
drug development including a
description of studies initiated, ongoing,
and completed, and a short summary of
the status or results of such studies;
(b) A description of the
investigational plan for the coming year,
as well as any anticipated difficulties in
development, testing, and marketing;
and
(c) A brief discussion of any changes
that may affect the MUMS-designated
drug status of the product. For example,
situations in which testing data
demonstrate that the proposed intended
use is inappropriate due to unexpected
issues of safety or effectiveness.
§ 516.31 Scope of MUMS-drug exclusive
marketing rights.
(a) After conditional approval or
approval of an application for a MUMSdesignated drug in the dosage form and
for the intended use for which MUMSdrug designation has been granted, FDA
will not conditionally approve or
approve another application or
abbreviated application for the same
drug in the same dosage form for the
same intended use before the expiration
of 7 years after the date of conditional
approval or approval as stated in the
approval letter from FDA, except that
such an application can be
conditionally approved or approved
sooner if, and at such time as, any of the
following occurs:
(1) FDA terminates the MUMS-drug
designation and associated exclusive
marketing rights under § 516.29; or
(2) FDA withdraws or proposes to
withdraw the conditional approval or
approval of the application for the drug
for any reason; or
(3) The sponsor with exclusive
marketing rights provides written
consent to FDA to conditionally
approve or approve another application
before the expiration of 7 years; or
(4) The sponsor fails to assure a
sufficient quantity of the drug in
accordance with section 573 of the act
and § 516.36.
(b) If an application for a MUMS drug
cannot be approved until the expiration
of the period of exclusive marketing of
a MUMS-designated drug, FDA will so
notify the sponsor in writing.
§ 516.34 FDA recognition of exclusive
marketing rights.
(a) FDA will send the sponsor (or the
permanent-resident U.S. agent, if
applicable) timely written notice
recognizing exclusive marketing rights
when an application for a MUMSdesignated drug has been conditionally
approved or approved. The written
notice will inform the sponsor of the
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
requirements for maintaining MUMSdesignated drug exclusive marketing
rights for the full 7-year term. This
notice will generally be contained in the
letter conditionally approving or
approving the application.
(b) When an application is
conditionally approved or approved for
a MUMS-designated drug that qualifies
for exclusive marketing rights, FDA will
publish this information in the Federal
Register at the time of the conditional
approval or approval. This notice will
generally be contained in the notice of
conditional approval or approval of the
application.
§ 516.36 Insufficient quantities of MUMSdesignated drugs.
(a) Under section 573 of the act,
whenever the FDA has reason to believe
that sufficient quantities of a
conditionally-approved or approved,
MUMS-designated drug to meet the
needs for which the drug was
designated cannot be assured by the
sponsor, the FDA will so notify the
sponsor of this possible insufficiency
and will offer the sponsor the following
options, one of which must be exercised
by a time that FDA specifies:
(1) Provide FDA information and data
regarding how the sponsor can assure
the availability of sufficient quantities of
the MUMS-designated drug within a
reasonable time to meet the needs for
which the drug was designated; or
(2) Provide FDA in writing the
sponsor’s consent for the conditional
approval or approval of other
applications for the same drug before
the expiration of the 7-year period of
exclusive marketing rights.
(b) If, within the time that FDA
specifies, the sponsor fails to consent to
the conditional approval or approval of
other applications and if FDA finds that
the sponsor has not shown that it can
assure the availability of sufficient
quantities of the MUMS-designated drug
to meet the needs for which the drug
was designated, FDA will issue a
written order terminating designation of
the MUMS drug and the associated
exclusive marketing rights. This order
will state FDA’s findings and
conclusions and will constitute final
agency action. An order terminating
designation and associated exclusive
marketing rights may issue whether or
not there are other sponsors that can
assure the availability of alternative
sources of supply. Such an order will
not withdraw the conditional approval
or approval of an application. Once
terminated under this section, neither
designation, nor exclusive marketing
rights may be reinstated.
PO 00000
Frm 00032
Fmt 4702
Sfmt 4702
56409
§ 516.52 Availability for public disclosure
of data and information in requests.
(a) FDA will not publicly disclose the
existence of a request for MUMS-drug
designation under section 573 of the act
prior to final FDA action on the request
unless the existence of the request has
been previously publicly disclosed or
acknowledged.
(b) Whether or not the existence of a
pending request for designation has
been publicly disclosed or
acknowledged, no data or information
in the request are available for public
disclosure prior to final FDA action on
the request.
(c) Except as provided in paragraph
(d) of this section, upon final FDA
action on a request for designation, the
public availability of data and
information in the request will be
determined in accordance with part 20
of this chapter and other applicable
statutes and regulations.
(d) In accordance with § 516.28, FDA
will make a cumulative list of all
MUMS-drug designations available to
the public and update such list
periodically. In accordance with
§ 516.29, FDA will give public notice of
the termination of all MUMS-drug
designations.
Subpart C—[Reserved]
Subpart D—[Reserved]
Dated: August 31, 2005.
Jeffrey Shuren,
Assistant Commissioner for Policy.
[FR Doc. 05–19196 Filed 9–26–05; 8:45 am]
BILLING CODE 4160–01–S
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 135
[Docket Nos. 2003P–0132 and 2000P–1491
(formerly 03P–0132 and 00P–1491)]
Frozen Desserts; Petition to Revoke
Standards for Goat’s Milk Ice Cream
and Mellorine and to Amend Standards
for Ice Cream and Frozen Custard,
Sherbet, and Water Ices; Petition to
Amend Standards for Parmesan and
Reggiano Cheese
AGENCY:
Food and Drug Administration,
HHS.
Advance notice of proposed
rulemaking.
ACTION:
SUMMARY: The Food and Drug
Administration (FDA) is announcing
that the following two petitions have
E:\FR\FM\27SEP1.SGM
27SEP1
56410
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
been filed: A petition requesting that the
agency revoke the standards of identity
for goat’s milk ice cream and mellorine,
and amend the standards of identity for
ice cream and frozen custard, sherbet,
and water ices in numerous respects;
and a petition requesting that the agency
amend the standard of identity for
parmesan and reggiano cheese to
decrease the minimum curing time from
10 months to 6 months. The FDA is
issuing an advance notice of proposed
rulemaking (ANPRM) to request
comments to determine whether the
action proposed in the petitions would
promote honesty and fair dealing in the
interest of consumers.
DATES: Submit written or electronic
comments by December 27, 2005.
ADDRESSES: You may submit comments,
identified by Docket Nos. 2003P–0132
and 2000P–1491, by any of the
following methods:
Electronic Submissions
Submit electronic comments in the
following ways:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Agency Web site: https://
www.fda.gov/dockets/ecomments.
Follow the instructions for submitting
comments on the agency Web site.
Written Submissions
Submit written submissions in the
following ways:
• FAX: 301–827–6870.
• Mail/Hand delivery/Courier [For
paper, disk, or CD–ROM submissions]:
Division of Dockets Management (HFA–
305), Food and Drug Administration,
5630 Fishers Lane, rm. 1061, Rockville,
MD 20852.
To ensure more timely processing of
comments, FDA is no longer accepting
comments submitted to the agency by email. FDA encourages you to continue
to submit electronic comments by using
the Federal eRulemaking Portal or the
agency Web site, as described in the
Electronic Submissions portion of this
paragraph.
Instructions: All submissions received
must include the agency name and
Docket No(s). or Regulatory Information
Number (RIN) for this rulemaking. All
comments received may be posted
without change to https://www.fda.gov/
ohrms/dockets/default.htm, including
any personal information provided. For
detailed instructions on submitting
comments and additional information
on the rulemaking process, see the
‘‘Comments’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.fda.gov/ohrms/dockets/
default.htm and insert the docket
number(s), found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Division of Dockets
Management, 5630 Fishers Lane, rm.
1061, Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT:
´
Catalina Ferre-Hockensmith, Center for
Food Safety and Applied Nutrition
(HFS–820), Food and Drug
Administration, 5100 Paint Branch
Pkwy., College Park, MD 20740, 301–
436–2371.
SUPPLEMENTARY INFORMATION:
I. The International Ice Cream
Association (IICA) Petition
IICA submitted a citizen petition on
March 31, 2003, requesting that FDA
revoke the standards of identity in part
135 (21 CFR part 135) for goat’s milk ice
cream (§ 135.115) and mellorine
(§ 135.130), amend the current standard
of identity for ice cream and frozen
custard (§ 135.110), amend the standard
of identity for sherbet (§ 135.140), and
amend the standard of identity for water
ices (§ 135.160).
In its petition, IICA states that its
proposed amendments to the frozen
desserts standards of identity improve
efficiency by bringing these standards of
identity up to current technological
standards. Specifically, IICA’s proposed
amendments to the frozen desserts
regulations in part 135, establish
definitions for the following terms: (1)
Ultrapasteurized, (2) milk (to include
filtered milk), (3) nonfat milk, (4) milkderived protein, and (5) milk-derived
ingredients. In addition, IICA’s
proposed ice cream and frozen custard
standard would permit, among other
things, the use of any safe and suitable
milk-derived ingredients as well as milk
from other animal sources and would
require source declaration when milk
other than cow’s milk is used (e.g., goat,
sheep). IICA’s proposed amendments
would also provide for ‘‘alternate make’’
procedures and would change the
minimum requirements of fat and
protein content. For frozen custard,
French ice cream, and French custard
ice cream, the IICA proposal provides
for a minimum of 1.4 percent egg yolk.
Further, IICA’s proposed amendments
would require the use of specific
Association of Official Analytical
Chemists International (AOAC)
analytical methods for determination of
fat and protein content. Finally, IICA’s
proposed amendments would provide
PO 00000
Frm 00033
Fmt 4702
Sfmt 4702
that the manufacturer may determine
whether a natural or artificial flavor
provides the characterizing flavor for
purposes of labeling and would provide
for collective common or usual names
for some milk-derived ingredients.
IICA also proposes that many of the
proposed changes to the ice cream and
frozen custard standard be applied to
the sherbet standard. IICA’s proposed
amendments to the sherbet standard
included allowing for use of the
following: (1) Any safe and suitable
milk-derived ingredients; (2) milk from
animals other than cows, whose source
would be reflected in the product name;
(3) safe and suitable sweeteners; and (4)
‘‘alternate make’’ procedures. IICA also
proposes minimum and/or maximum
requirements for milk-derived protein,
milkfat and fruit content.
IICA’s proposed amendments to the
water ices standard provide for the use
of safe and suitable ingredients and
optional fruit-characterizing ingredients
and remove the requirement that the
product is aerated or stirred while
freezing.
FDA is publishing this document in
accordance with section 701(e)(1) of the
Federal Food, Drug, and Cosmetic Act
(the act) (21 U.S.C. 371(e)(1)), which
directs the Secretary of Health and
Human Services to publish proposals
made by petition to amend or repeal a
dairy product food standard, as long as
the petition includes reasonable
grounds for the action requested, and to
provide interested persons with an
opportunity to present their views. FDA
tentatively finds that IICA’s petition
presents reasonable grounds. Therefore,
FDA requests comment on whether the
actions proposed in the petition would
promote honesty and fair dealing in the
interest of consumers.
A. Grounds for the Suggested Changes
for Ice Cream and Frozen Custard,
Goat’s Milk Ice Cream, Mellorine,
Sherbet, and Water Ices Standards
IICA asserts that the proposed
changes to the frozen desserts standards
of identity would increase efficiency by
reducing unnecessary regulatory
burdens and would allow manufacturers
to take advantage of new manufacturing
and ingredient technologies. IICA states
that these changes would allow
manufacturers to reduce costs and to
pass these savings on to consumers.
IICA contends that the proposed
changes would result in a finished
product nutritionally equivalent to
products manufactured according to the
current standard; therefore, no
economic harm or consumer deception
would result from the proposed
amendments. IICA also maintains that
E:\FR\FM\27SEP1.SGM
27SEP1
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
the proposed amendments to the
standards would reduce FDA’s expenses
because newly developed ingredients
could be used without having to amend
the standards for each change while still
ensuring consumer health and safety.
IICA’s proposed amendments to the
ice cream and frozen custard and
sherbet standards provide for the use of
safe and suitable milk-derived
ingredients rather than providing an
extensive list of ingredients permitted as
is done in the current standards. IICA
asserts that this would streamline the
current standards. Moreover, IICA notes
that its proposed amendment to the ice
cream and frozen custard standard,
which provides for seven categories of
milk derived ingredients to be declared
on labels under common names, would
allow manufacturers to adjust their
formulas based on ingredient
availability within each class of
ingredients without the need to print
new labels. In addition, IICA asserts,
that because the nutritional profile of
ice cream is based on a protein
equivalent, consumers will not be
deceived by the proposed categories
because the final product will be
nutritionally equivalent regardless of
the individual ingredient within the
class that is used.
In its petition, IICA proposes
removing the maximum 25-percent
restriction on whey solids in ice cream
and frozen custard to allow for any
combination of safe and suitable dairyderived ingredients. IICA contends that,
by removing the 25-percent cap on
whey solids, more whey proteins can be
used to satisfy the minimum protein
requirement. In addition, IICA asserts
that whey proteins have a higher
nutritional value than other milk
proteins and higher protein digestibility
than milk.
Further, IICA proposes replacing the
minimum nonfat milk solids
requirements contained in the current
ice cream and frozen custard and
sherbet standards with a minimum
milk-derived protein percentage based
on the proportionate amount of fat in
the foods. IICA contends that a milkderived protein requirement is easier to
measure, and thus, the requirement is
easier to enforce than a minimum nonfat
milk solids requirement.
In its petition, IICA proposes a new
provision for ‘‘alternate make’’ in the
manufacture of ice cream and frozen
custard and sherbet. IICA states that the
proposed amendment for an ‘‘alternate
make’’ provision in certain frozen
desserts is consistent with the alternate
make provisions in cheese standards.
IICA further states that the ‘‘alternate
make’’ provision would be confined to
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
those processes that produce a finished
product that is equivalent to the product
made by traditional procedures
regarding physical, chemical (including
nutritional) and organoleptic properties.
IICA also states that including an
‘‘alternate make’’ provision would
provide flexibility to use improvements
in food technology in the manufacture
of ice cream, frozen custard, and sherbet
without having to amend the standard.
In its petition, IICA also proposes
removing the current ice cream and
frozen custard standard requirement
regarding the amounts of fruits, fruit
juice and nut meats present, at or below
which an artificial flavor simulating a
characterizing flavor is deemed the
predominant flavor for purposes of
naming the product. Also, IICA
proposes changing the levels of fruit
content in sherbet at or below which the
artificial flavor is deemed to
predominate over the fruit ingredient in
characterizing the flavor of the product.
IICA proposes changing these levels
from a minimum of 2-percent for citrus
sherbets, 6-percent for berry sherbets,
and 10-percent for sherbets prepared
with other fruits to a 2-percent
minimum content for all fruits to allow
greater flexibility in developing new
and exotic flavors. IICA asserts that
intense flavors, when used in
combination with bland flavors,
overpower the bland flavors if used at
the 10-percent level currently required
for sherbet prepared with fruits other
than citrus and berry.
IICA also proposes to delete the
standard for goat’s milk ice cream and
instead to provide for declaration of the
source-animal for milk in ice cream
when the milk is from an animal other
than cow. IICA states that having
separate standards of identity is
unnecessarily duplicative and limits
possibilities for the use of milk from
other source animals.
In addition, IICA proposes to revoke
the mellorine standard. IICA asserts that
mellorine is not in great demand. IICA
further states that, if the mellorine
standard is revoked, frozen dairy
desserts formulated by replacing milkfat
with vegetable fat may still be
manufactured but would be labeled
with a common or usual name that is
more descriptive, such as ‘‘frozen
dessert’’ or ‘‘frozen dairy dessert,’’ if the
milk solids predominate. IICA contends
that these names would allow
manufacturers more flexibility to
address consumer demand and more
accurately describe the product.
Finally, IICA proposes to provide for
the use of safe and suitable ingredients
in the water ices standard rather than
providing an extensive list of
PO 00000
Frm 00034
Fmt 4702
Sfmt 4702
56411
ingredients permitted as is done in the
current standard. IICA also proposes the
use of optional fruit-characterizing
ingredients in water ices.
B. Matters of Particular Interest to FDA
Regarding IICA’s Petition
FDA requests that interested persons
submit data and information concerning
the need for, and the appropriateness of,
revoking the standards for goat’s milk
ice cream and mellorine and amending
the standards for ice cream and frozen
custard, sherbet, and water ices as
proposed by IICA. FDA specifically
requests comment and supporting data,
as appropriate, on the following
provisions set forth in the petition:
1. The use of filtered milk in the
making of frozen desserts;
2. The use of any safe and suitable
milk-derived ingredients in the
manufacture of frozen desserts;
3. The use of milk from source
animals other than cows in the making
of ice cream and frozen custard and
sherbet;
4. The use of ‘‘alternate make’’
procedures in the manufacture of ice
cream and frozen custard and sherbet;
5. A minimum weight requirement of
4 pounds per gallon for reduced fat ice
cream;
6. A minimum milk-derived protein
requirement based on the amount of fat;
7. The removal of the requirement of
the maximum 25-percent restriction on
whey solids in ice cream and frozen
custard;
8. The removal of the requirements for
the amounts of fruits, fruit juices, and
nut meats needed to determine if an
artificial flavor simulating a
characterizing flavor is the predominant
flavor when naming an ice cream or
frozen dessert product, and providing
that the manufacturer may determine
whether the natural or artificial flavor
ingredients provide the characterizing
flavor of the product for purposes of
labeling;
9. The establishment of categories of
ingredients to be declared on labels
under common names for ice cream and
frozen custard;
10. The removal of the restrictions on
ingredients in goat’s milk ice cream;
11. The use of a 2-percent minimum
level of fruit content in sherbet.
After reviewing the comments
received, FDA will further evaluate the
need for, and appropriateness of, each of
the amendments requested by IICA and
will decide what further actions are
appropriate. To facilitate comment, in
the following paragraphs FDA discusses
some of the amendments requested by
IICA.
E:\FR\FM\27SEP1.SGM
27SEP1
56412
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
IICA proposes amending the current
standards of identity for frozen desserts
(part 135) to provide for a definition of
‘‘milk’’ that includes ‘‘filtered milk’’ for
use in the manufacture of frozen
desserts. IICA also proposes allowing
categories of ingredients to be declared
on labels under a common name. For
example, IICA proposes allowing
filtered milk in dried and liquid form to
be labeled as ‘‘milk.’’ Currently, filtered
milk is not allowed in the manufacture
of frozen desserts. FDA solicits
comment on the need to amend the
standard to provide for the use of
filtered milk in the making of frozen
desserts, and whether all forms or only
specific forms of filtered milk should be
permitted. FDA also solicits comments
on the importance of filtered milk for
the basic nature and essential
characteristics of ice cream. The basic
nature of the food is directly related to
consumer expectations and beliefs about
the food. The essential characteristics of
a food are those that define or
distinguish a food or describe the
distinctive properties of a food.
Although the essential characteristics of
a food may contribute to achieving the
basic nature of that food or may be
relevant to meeting certain consumer
expectations about the food, they differ
from the basic nature of the food in that
consumers may not be aware of the
essential characteristics that make the
food what it is.
The standards for ice cream and
frozen custard, sherbet, and water ices
proposed by IICA permit the use of any
safe and suitable ingredient added to
accomplish a specific function. FDA
recognizes the need for food standards
to permit flexibility in food technology,
as long as that technology does not alter
the basic nature or essential
characteristics of the food. The existing
regulatory framework governing
standardized foods already provides for
the addition of substances for a
nutritional purpose. Under the
provisions of (part 130) 21 CFR 130.10,
standardized foods may be modified to
contain nutrients not specifically
permitted by the relevant standard of
identity and to make an expressed
nutrient content claim defined by FDA
regulation. FDA also notes that
flexibility in the use of ingredients for
a functional purpose may be achieved
by specifying the ingredients by
functional use category, e.g.,
‘‘emulsifiers’’ or ‘‘preservatives,’’ rather
than by listing the specific ingredients.
FDA seeks comment on the proposed
amendment permitting the use of any
safe and suitable ingredient to
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
accomplish a specific function in the
manufacture of frozen desserts.
IICA proposes replacing the minimum
nonfat milk solids requirement
contained in the current ice cream and
frozen custard and sherbet standards
with a minimum milk-derived protein
requirement based on the amount of fat
because the nonfat milk solids cannot be
differentiated from other solids in the
foods. FDA seeks comments on the
following: (1) The necessity and
appropriateness of this proposed
amendment; (2) whether this
amendment would be consistent with
the basic nature and essential
characteristics of ice cream and frozen
custard and sherbet; (3) whether the
proposed minimum milk-derived
protein content requirement should
replace the current minimum nonfat
milk solids requirement or be
implemented in addition to the current
requirement for a minimum nonfat milk
solids; and (4) how replacing a
minimum nonfat milk solid requirement
with a minimum milk-derived protein
requirement would affect the
compositional and nutritional profile of
the product.
In its petition, IICA proposes to
provide for the use of any safe and
suitable milk-derived ingredient, such
as components or fractions of milk
including, milkfat, milk protein, milk
sugars and minerals in the manufacture
of frozen desserts. IICA asserts this
would allow for the use of newly
developed ingredients without having to
amend the standard. FDA solicits
comment on the appropriateness of this
proposed amendment, and on whether
it would be consistent with the basic
nature and essential characteristics of
frozen desserts.
IICA proposes creating categories of
ingredients to be declared on labels
under a common name to allow
manufacturers to adjust their formulas
based on ingredient availability without
the need to print new labels. In
addition, IICA asserts that the milkderived ingredients in the proposed
categories are nutritionally and
functionally equivalent when used in
frozen desserts, and therefore,
consumers would not be deceived by
the proposed categories because the
final product would be nutritionally
equivalent regardless of the individual
ingredient within the class that is used.
We seek comment on the
appropriateness of this amendment
requested by IICA. Specifically, FDA
seeks comment on whether consumers
would be confused by category names
on frozen desserts when compared to
other dairy products or non-dairy
products and whether category names as
PO 00000
Frm 00035
Fmt 4702
Sfmt 4702
described in the petition would inform
consumers about the specific
ingredients that are used to make the
food. In addition, if considered
appropriate, should collective names be
permitted for all the categories in the
petition? Why or why not? Would
consumers be confused, misled or
deprived of material information?
IICA also proposes including a new
provision for ‘‘alternate make’’
procedures in the manufacture of frozen
desserts. IICA states that this provision
is necessary to provide flexibility to
permit the use of improvements in food
technology without having to amend the
standards. However, IICA did not
submit information about any current
‘‘alternate make’’ procedures. We
request information describing
‘‘alternate make’’ procedures in the
making of ice cream currently available
and on the consistency of those
procedures with the basic nature and
essential characteristics of ice cream. In
addition, if ‘‘alternate make’’ procedures
are allowed, is the framework currently
used for cheese standards appropriate
for ice cream?
The current standard for ice cream
and frozen custard has a maximum 25
percent restriction on whey solids. The
IICA proposed standard removes the
maximum 25-percent restriction on
whey solids in ice cream and frozen
custard to allow for any combination of
safe and suitable dairy-derived
ingredients, provided the proposed
minimum milk-derived protein content
is satisfied. FDA requests comment on
the following: (1) The appropriateness
of removing the maximum 25-percent
restriction on whey solids to allow for
any combination of safe and suitable
dairy-derived ingredients, provided the
minimum milk-derived protein content
is satisfied; (2) any concerns with using
whey protein as a main ingredient in the
manufacture of ice cream and frozen
custard; (3) any information that
supports the contention in the petition
that whey protein currently used in the
market is of higher nutritional value,
higher quality and protein digestibility
than protein currently used in ice cream
and custard; and (4) whether the use of
more than 25-percent whey ingredients
is consistent with the basic nature and
essential characteristics of ice cream
and frozen custard.
IICA proposes removing the amounts
of fruits, fruit juices, and nut meats in
the ice cream and frozen custard
standard used to determine whether an
artificial flavor simulating a
characterizing flavor is the predominant
flavor when naming the product. IICA
states that under its proposed
amendments, the manufacturer would
E:\FR\FM\27SEP1.SGM
27SEP1
56413
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
determine whether the natural or
artificial flavor ingredients provides the
characterizing flavor of the product and
would label the product accordingly. In
its petition, IICA also proposes changing
the requirements in sherbet for the
amounts of fruit or fruit juice from a
minimum of 6-percent for berry sherbets
and a minimum of 10-percent for
sherbets from other fruits to a minimum
of 2-percent. FDA implemented the
current requirement for determining
whether the fruit ingredient or artificial
flavor is the characterizing flavor of the
food in 1964 when a final rule on frozen
desserts was published. We recognize
that there have been advancements in
food technology, and we question
whether this requirement is still
necessary. Specifically, FDA seeks
comment on the following: (1) Whether
standard amounts of fruits, fruit juices,
and nut meats are needed to determine
if an artificial flavor simulates a
characterizing flavor when naming the
product; (2) other alternatives to the
current requirements in the standard
and to the petitioner’s proposed
amendment that would ensure products
are labeled in a way that would not be
misleading to consumers; and (3)
whether it is appropriate to allow
manufacturers to determine whether the
fruit ingredient or artificial flavor
predominates in characterizing the
flavor of the product and label the
product accordingly.
IICA proposes amending the current
standard of identity for sherbet to
provide for a 2-percent minimum fruit
content. Under the current sherbet
standard, the minimum amount of fruit
content is not less than 2-percent for
citrus sherbets, 6-percent for berry
sherbets, and 10-percent for sherbets
prepared with other fruits. FDA solicits
comment on changing the varying
minimum levels of fruit content in
sherbet to a 2-percent minimum content
for all types of fruit and on what
technical impact such an amendment
would have on the finished product.
FDA also solicits comments on the
consistency of the existing and
proposed minimum fruit content levels
with the basic nature and essential
characteristics of citrus sherbet, berry
sherbets, and other relevant sherbets.
FDA further solicits comments on
whether any other requirements that are
currently in the standards for frozen
deserts including ice cream, frozen
custard, water ice, and sherbet are not
needed to ensure that products bearing
these terms on their labels conform to
the basic nature and essential
characteristics of these products. FDA
also requests information on the costs
associated with any unnecessary
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
elements or on the cost savings
associated with eliminating them.
FDA solicits comments on the impact
of the recommended changes in food
standards on manufacturers of frozen
deserts and, in particular, on small
manufacturers. The relevant impacts
include both direct effects, such as
labeling costs and changes in
production costs, as well as indirect
effects, such as any impact on the sales
of products affected by these changes.
FDA solicits comments on any
paperwork burden from generating the
recommended changes in food
standards.
In addition, while we ask for
comment on specific petition
provisions, we would accept comment
on other aspects of the frozen desserts
standards. Please submit copies of
supportive data along with your
comments.
On May 20, 2005, FDA published a
proposed rule entitled ‘‘Food Standards;
General Principles and Food Standards
Modernization’’ (hereinafter referred to
as the ‘‘food standards proposal’’) (70
FR 29214) that proposes to establish a
set of general principles to modernize
food standards. While we recognize that
we are proposing this advance notice of
proposed rulemaking (ANPRM) before
the food standards proposal is finalized,
we encourage the public to consider the
proposed general principles in the food
standards proposal when commenting
on this ANPRM.
C. International Ice Cream Association
Requested Amendments
The requested amendments of the ice
cream and frozen custard standard, the
sherbet standard, and the water ices
standard submitted by IICA are set forth
in the following paragraphs. The
following language is as suggested by
IICA; FDA has made only minor
nonsubstantitve changes. FDA will
further evaluate the need and
appropriateness of these regulations
proposed by IICA following the receipt
of public comments.
IICA’s suggested standard of identity
for ice cream and frozen custard is as
follows:
Subpart A—General Provisions
§ 135.3 Definitions.
For the purposes of this part:
(a) A pasteurized mix is one in which
every particle of the mix has been
heated in properly operated equipment
to one of the temperatures specified in
the table in this section and held
continuously at or above that
temperature for the specified time (or
other time/temperature relationship
which has been demonstrated to be
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
equivalent thereto in microbial
destruction):
Temperature
Time
155 °F
30 min.
175 °F
25 sec.
180 °F
15 sec.
191 °F
1 sec.
204 °F
0.05 sec.
212 °F
0.01 sec.
(b) Ultra-pasteurized when used to
describe a dairy product means that
such product shall have been thermally
processed at or above 280 °F for at least
2 seconds, either before or after
packaging, so as to produce a product
which has an extended shelf life under
refrigerated conditions.
(c) Milk means the lacteal secretion,
practically free from colostrum,
obtained by the complete milking of one
or more healthy cows, which may be
clarified and may be adjusted by
separating part of the fat therefrom;
concentrated milk, filtered milk,
reconstituted milk, and dry whole milk.
Water in sufficient quantity to
reconstitute concentrated and dry forms
may be added.
(d) Nonfat milk means skim milk,
concentrated skim milk, filtered skim
milk, reconstituted skim milk and
nonfat dry milk. Water in a sufficient
quantity to reconstitute concentrated
forms may be added.
(e) Milk-derived protein means casein
and/or whey protein(s) and its
constituents, fractions, hydrolysates or
polymers derived from milk.
(f) Milk-derived ingredients means
any ingredient derived from milk or any
component or fraction of milk such as
milkfat, milk proteins defined in
135.3(e), milk sugars and minerals.
[42 FR 19127 at 19132, April 12, 1977]
Subpart B—Requirements for Specific
Standardized Frozen Desserts
§ 135.110 Ice Cream and frozen custard.
(a) Description. (1) Ice cream is
produced by freezing, while stirring, a
pasteurized aerated mix consisting of
safe and suitable milk-derived
ingredients alone or in combination;
and excluding other food fats, except
such as are natural components of
flavoring ingredients used or are added
in incidental amounts to accomplish
specific functions. The use of milk and
milk products from cows as well as
other milk source animals (e.g., goat,
sheep) is permitted. Water may be
added, or water may be removed from
the mix. Safe and suitable non-dairy
E:\FR\FM\27SEP1.SGM
27SEP1
56414
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
derived ingredients that serve a useful
function may be added. Ice cream is
sweetened with safe and suitable
sweeteners and may be characterized by
the addition of flavoring ingredients.
(2) Ice cream is a food prepared by the
procedures set forth in paragraph (a) of
this section, or by any other procedure
which produces a finished product
which has essentially the same physical,
chemical and organoleptic
characteristics.
(3) Ice cream contains not less than
1.6 pounds of total solids to the gallon,
and weighs not less than 4.5 pounds to
the gallon, except where the ice cream
is a fat reduced ice cream as defined by
applicable sections of § 130.10, reduced
fat ice cream shall weigh not less than
4.0 pounds per gallon. Ice cream
contains not less than 10-percent
milkfat, nor less than 2.95 percent milkderived protein, except that when it
contains milkfat above 10-percent
minimum, it may contain the following
Percent Milkfat
milkfat, milk-derived protein levels
specified in the table in this section.
The protein to meet the minimum milkderived protein requirement shall be
provided by milk-derived ingredients,
and shall have a protein efficiency ratio
(PER) not less than that of whole milk
protein (108 percent of casein) as
determined by the method prescribed in
the most recent edition of AOAC
Approved Methods for the following
protein levels.
Minimum Percent Milk-Derived Protein
10
2.95
11
2.66
12
2.36
13
2.07
14
1.77
Except that when one or more bulky
flavors are used, the weight of milkfat is
not less than 10-percent of the
remainder obtained by subtracting the
weight of the bulky flavors from the
weight of the finished food; but in no
case is the weight of milkfat less than
7.5 percent of the weight of the finished
food, nor is the milk-derived protein
content less than 1.8 percent of the
weight of the finished food. Except in
the case of frozen custard, ice cream
contains less than 1.4 percent egg yolk
solids by weight of the food, exclusive
of the weight of any bulky flavoring
ingredients used. Frozen custard, french
ice cream or french custard ice cream
shall contain at a minimum 1.4 percent
egg yolk solids by weight of the finished
food: Provided, however, that when
bulky flavors are added the egg yolk
solids content of frozen custard, french
ice cream or french custard ice cream
may be reduced in proportion to the
amount by weight of the bulky flavors
added, but in no case is the content of
egg yolk solids in the finished food less
than 1.12-percent. A product containing
egg yolk solids of at least 1.4 percent,
the maximum set forth in this paragraph
for ice cream, may be marketed if
labeled as specified by paragraph (c) of
this section.
(4) When calculating the minimum
amount of milkfat and milk-derived
protein required in the finished food,
the solids of chocolate or cocoa used
shall be considered a bulky flavoring
ingredient. In order to make allowance
for additional sweetening ingredients
needed when certain bulky ingredients
are used, the weight of chocolate or
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
cocoa solids used may be multiplied by
2.5; the weight of fruit or nuts used may
be multiplied by 1.4; and the weight of
partially or wholly dried fruits or fruit
juices may be multiplied by appropriate
factors to obtain the original weights
before drying and this weight may be
multiplied by 1.4.
(b) Methods of analysis. (1) The fat
content shall be determined by using
the Mojonnier method prescribed in the
most current edition of the ‘‘Official
Methods of Analysis of AOAC
INTERNATIONAL’’ as the reference
method. Copies may be obtained from
AOAC INTERNATIONAL, First Union
National Bank Lockbox, PO Box 75198,
Baltimore, MD 21275–5198, or may be
examined at the National Archives and
Records Administration (NARA). For
information on the availability of this
material at NARA, call 202–741–6030,
or go to: https://www.archives.gov/
code_of_federal_regulation/
ibr_locations.html.
(2) The protein content shall be
determined by one of the following
methods: ‘‘Nitrogen Official Final
Action,’’ Kjeldahl Method, Section
16.285, or Dye Binding Method, Section
16.286 found in the most current edition
of the ‘‘Official Methods of Analysis of
AOAC INTERNATIONAL’’ as the
reference method.
(3) PER shall be determined by the
method: ‘‘Biological Evaluation of
Protein Quality—Official Final Action,
sections 43.212–43.216’’ found in the
most current edition of the ‘‘Official
Methods of Analysis of AOAC
INTERNATIONAL’’ as the reference
method.
PO 00000
Frm 00037
Fmt 4702
Sfmt 4702
(c) Nomenclature. (1) When the food
is made exclusively from cows milk, the
name of the food is ‘‘ice cream;’’ except
that when the egg yolk solids content of
the food is in excess of that specified for
ice cream by paragraph (a) of this
section, the name of the food is ‘‘frozen
custard’’ or ‘‘french ice cream’’ or
‘‘French custard ice cream.’’ When the
food is made exclusively from the milk
of a single milk source animal other
than cows (e.g., goats), the name of the
food is ‘‘__milk ice cream,’’ or as
appropriate, ‘‘frozen__milk custard,’’
‘‘french__milk ice cream,’’ ‘‘french
custard__milk ice cream’’ (the blank
being filled in with the name of the milk
source animal, e.g., ‘‘goat’s milk ice
cream’’). When the food is partially
made with milk or milk products from
milk source animals other than cows,
the name of the food is accompanied by
the phrase ‘‘made with__milk’’ (the
blank being filled in with name(s) of all
milk source animals).
(2)(i) If the food contains no artificial
flavor, the name on the principal
display panel or panels of the label shall
be accompanied by the common or
usual name of the characterizing flavor,
e.g., ‘‘vanilla,’’ in letters not less than
one-half the height of the letters used in
the words ‘‘ice cream.’’
(ii) If the food contains both a natural
characterizing flavor and an artificial
flavor simulating it, and if the natural
flavor predominates, the name on the
principal display panel or panels of the
label shall be accompanied by the
common name of the characterizing
flavor, in letters not less than one-half
the height of the letters used in the
E:\FR\FM\27SEP1.SGM
27SEP1
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
words ‘‘ice cream,’’ followed by the
word ‘‘flavored,’’ in letters not less than
one-half the height of the letters in the
name of the characterizing flavor, e.g.,
‘‘Vanilla flavored,’’ or ‘‘Peach flavored,’’
or ‘‘Vanilla flavored and Strawberry
flavored.’’
(iii) If the food contains both a natural
characterizing flavor and an artificial
flavor simulating it, and if the artificial
flavor predominates, or if artificial
flavor is used alone the name on the
principal display panel or panels of the
label shall be accompanied by the
common name of the characterizing
flavor in letters not less than one-half
the height of the letters used in the
words ‘‘ice cream,’’ preceded by
‘‘artificial’’ or ‘‘artificially flavored,’’ in
letters not less than one-half the height
of the letters in the name of the
charactering flavor, e.g., ‘‘artificial
Vanilla,’’ or ‘‘artificially flavored
Strawberry’’ or ‘‘artificially flavored
Vanilla and artificially flavored
Strawberry.’’
(3)(i) If the food is subject to the
requirements of paragraph (c)(2)(ii) of
this section or if it contains any artificial
flavor not simulating the characterizing
flavor, the label shall also bear the
words ‘‘artificial flavor added’’ or
‘‘artificial__flavor added,’’ the blank
being filled with the common name of
the flavor simulated by the artificial
flavor in letters of the same size and
prominence as the words that precede
and follow it.
(ii) Wherever the name of the
characterizing flavor appears on the
label so conspicuously as to be easily
seen under customary conditions of
purchase, the words prescribed by this
paragraph shall immediately and
conspicuously precede or follow such
name, in a size reasonably related to the
prominence of the name of the
charactering flavor and in any event the
size of the type is not less than 6-point
on packages containing less than 1 pint,
not less than 8-point on packages
containing at least 1 pint by less than
one-half gallon, not less than 10-point
on packages containing at least one-half
gallon by less than 1 gallon, and not less
than 12-point on packages containing 1
gallon or over: Provided, however, that
where the characterizing flavor and a
trademark or brand are presented
together, other written, printed, or
graphic matter that is a part of or is
associated with the trademark or brand,
may intervene if the required words are
in such relationship with the trademark
or brand as to be clearly related to the
characterizing flavor: And provided
further, that if the finished product
contains more than one flavor of ice
cream subject to the requirements of this
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
paragraph, the statements required by
this paragraph need appear only once in
each statement of characterizing flavors
present in such ice cream, e.g., ‘‘Vanilla
flavored, Chocolate, and Strawberry
flavored, artificial flavors added.’’
(4) If the food contains both a natural
characterizing flavor and an artificial
flavor simulating the characterizing
flavor, any reference to the natural
characterizing flavor shall, except as
otherwise authorized by this paragraph,
be accompanied by a reference to the
artificial flavor, displayed with
substantially equal prominence, e.g.,
‘‘strawberry and artificial strawberry
flavor.’’
(5) An artificial flavor simulating the
characterizing flavor shall be deemed to
predominate:
(i) In the case of vanilla beans or
vanilla extract used in combination with
vanillin if the amount of vanillin used
is greater than 1 ounce per unit of
vanilla constituent, as that term is
defined in § 169.3(c) of this chapter.
(ii) In determining the characterizing
flavor of products other than those in
paragraph 5(i) of this section, it shall be
incumbent on the manufacturer to
conclude whether the natural or
artificial flavor intensity predominates.
The manufacturer shall determine
which flavor is present in the greatest
intensity and label the product
accordingly. For example, strawberry
ice cream consists of a combination of
natural strawberries and artificial
strawberry flavor. If the natural
strawberry component was stronger in
flavor intensity it would be deemed to
predominate, and the ice cream would
be labeled ‘‘strawberry flavored.’’ If, on
the other hand, the artificial strawberry
flavor component was stronger in flavor
intensity, the artificial flavor component
would be deemed to predominate, and
the ice cream would be labeled
‘‘artificially flavored strawberry’’ or
‘‘artificial strawberry.’’
(iii) In the case of two or more fruits
or fruit juices, or nut meats or both,
used in combination with artificial
flavors simulating the natural flavors
and dispersed throughout the food, if
the quantity of any fruit or fruit juice or
nut meat is not sufficient to characterize
the flavor, the products would be
labeled as ‘‘a blend of artificial and
natural fruit and/or nut flavoring.’’
(6) If two or more flavors of ice cream
are distinctively combined in one
package, e.g., ‘‘Neapolitan’’ ice cream,
the applicable provisions of this
standard shall govern each flavor of ice
cream comprising the combination.
(7) If the food purports to be or is
represented for special dietary use, it
shall bear labeling in accordance with
PO 00000
Frm 00038
Fmt 4702
Sfmt 4702
56415
the requirements of part 105 of this
chapter.
(d) Label declaration. Each of the
ingredients used in the food shall be
declared on the label as required by the
applicable sections of parts 101 and 130
of this chapter, except that:
(1) Milk, concentrated milk,
evaporated milk, dried milk, filtered
milk in liquid and dried form, may be
declared as ‘‘milk.’’
(2) Nonfat milk, skim milk, condensed
skim milk, evaporated skim milk, nonfat
dried milk, filtered nonfat milk in liquid
and dried form may be declared as
‘‘nonfat milk.’’
(3) Buttermilk, sweet cream
buttermilk, condensed sweet cream
buttermilk and dried sweet cream
buttermilk may be declared as
‘‘buttermilk.’’
(4) Cream, whey cream, dried cream,
plastic cream (sometimes known as
concentrated milkfat) may be declared
as ‘‘cream.’’
(5) Butter, butter oil, and anhydrous
milk fat may be declared as ‘‘butter fat.’’
(6) Milk-derived protein such as
casein, whey protein and its
constituents, fractions, hydrolysates or
polymers derived from milk, except
filtered milk, may be declared as ‘‘milk
proteins.’’
(7) Whey, concentrated whey,
reconstituted whey and dried whey may
be declared as ‘‘whey.’’
(e) Under section 403(k) of the Federal
Food, Drug, and Cosmetic Act, artificial
color need not be declared in ice cream,
except as required by § 101.22(c) or (k)
of this chapter. Voluntary declaration of
all colors used in ice cream and frozen
custard is recommended.
§ 135.140 Sherbet.
(a) Description. (1) Sherbet is
produced by freezing, while stirring, an
aerated pasteurized mix consisting of
safe and suitable milk-derived
ingredients alone or in combination;
and excluding other food fats, except
such as are added in small amounts to
accomplish specific functions or are
natural components of flavoring
ingredient used. The use of milk and
milk products from cows as well as
other milk source animals (e.g., goat,
sheep) is permitted. Water may be
added, or water may be removed from
the mix. Safe and suitable non-dairy
derived ingredients may be added that
serve a useful function. Sherbet is
sweetened with safe and suitable
sweeteners and is characterized by the
addition of one or more of the optional
fruit-characterizing ingredients
specified in paragraph (b) of this section
or one or more of the optional nonfruitcharacterizing ingredients specified in
paragraph (c) of this section.
E:\FR\FM\27SEP1.SGM
27SEP1
56416
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
(2) Sherbet is a food prepared by the
procedure set forth in paragraph (a)(3) of
this section, or by any other procedure,
which produces a finished product,
which has essentially the same physical,
chemical and organoleptic
characteristics.
(3) Sherbet weighs not less than 6
pounds to the gallon. The milkfat
content is not less than 1 percent nor
more than 2-percent. The milk-derived
protein content is not less than 0.295
percent and not greater than 1.18
percent in the case of 1 percent milkfat
or not greater than 0.89 percent in the
case of 2-percent milkfat.
(b) Optional fruit-characterizing
ingredients. The optional fruitcharacterizing ingredients referred to in
paragraph (a) of this section are any
mature fruit or the juice of any mature
fruit. The fruit or fruit juice used may
be fresh, frozen, canned, concentrated,
or partially or wholly dried. The
quantity of fruit ingredients used is such
that, in relation to the weight of the
finished sherbet, the weight of fruit or
fruit juice, as the case may be (including
water necessary to reconstitute partially
or wholly dried fruits or fruit juices to
their original moisture content), is not
less than 2-percent. For the purpose of
this section, tomatoes and rhubarb are
considered as kinds of fruit.
(c) Optional nonfruit characterizing
ingredients. Optional nonfruit
characterizing ingredients may be used.
(d) Nomenclature. (1) The name of
each sherbet is as follows:
(i) When the food is made exclusively
from cows milk, the name of each fruit
sherbet is ‘‘__sherbet,’’ the blank being
filled in with the common name of the
fruit or fruits from which the fruit
ingredients used are obtained. When the
names of two or more fruits are
included, such names shall be arranged
in order of predominance, if any, by
weight of the respective fruit ingredients
used.
(ii) When the food is made
exclusively from cows milk, the name of
each nonfruit sherbet is ‘‘__sherbet,’’ the
blank being filled in with the common
or usual name or names of the
characterizing flavor or flavors; for
example, ‘‘peppermint,’’ except that if
the characterizing flavor used is vanilla,
the name of the food is ‘‘__sherbet,’’ the
blank being filled in as specified by
§ 135.110(e)(2) and (5)(i).
(iii) When the food is made
exclusively from the milk of a single
milk source animal other than cows
(e.g., goats), the name of the food is
specified as in paragraphs (d)(1)(i) and
(ii) of this section, except that the
phrase ‘‘__milk’’ shall immediately
precede the word ‘‘sherbet’’ (the blank
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
being filled in with the name of the milk
source animal, e.g., ‘‘goat’s milk ice
cream’’). When the food is partially
made with milk or milk products from
milk source animals other than cows,
the name of the food is accompanied by
the phrase ‘‘made with __milk’’ (the
blank being filled in with the name(s) of
all milk source animals).
(2) When the optional ingredients,
artificial flavoring, or artificial coloring
are used in sherbet, they shall be named
on the label as follows:
(i) If the flavoring ingredient or
ingredients consists exclusively of
artificial flavoring, the label designation
shall be ‘‘artificially flavored.’’
(ii) If the flavoring ingredients are a
combination of natural and artificial
flavors, the label designation shall be
‘‘artificial and natural flavoring added.’’
(iii) The label shall designate artificial
coloring by the statement ‘‘artificially
colored,’’ ‘‘artificial coloring added,’’
‘‘with added artificial coloring,’’ or ‘‘__,
an artificial color added,’’ the blank
being filled in with the name of the
artificial coloring used.
(e) Characterizing flavor(s). Wherever
there appears on the label any
representation as to the charactering
flavor or flavors of the food and such
flavor or flavors consist in whole or in
part of artificial flavoring, the statement
required by paragraphs (d)(2)(i) and
(d)(2)(ii) of this section, as appropriate,
shall immediately and conspicuously
precede or follow such representation,
without intervening written, printed, or
graphic matter (except that the word
‘‘sherbet’’ may intervene) in a size
reasonably related to the prominence of
the name of the characterizing flavor
and in any event the size of the type is
not less than 6-point on packages
containing less than 1 pint, not less than
8-point on packages containing at least
1 pint but less than one-half gallon, not
less than 10-point on packages
containing at least one-half gallon but
less than 1 gallon, and not less than 12point on packages containing 1 gallon or
over.
(f) Display of statements required by
paragraph (d)(2). Except as specified in
paragraph (e) of this section, the
statements required by paragraph (d)(2)
of this section shall be set forth on the
principal display panel or panels of the
label with such prominence and
conspicuousness as to render them
likely to be read and understood by the
ordinary individual under customary
conditions of purchase and use.
(g) Label declaration. Each of the
ingredients used shall be declared on
the label as required by the applicable
sections of parts 101 and 130 of this
chapter.
PO 00000
Frm 00039
Fmt 4702
Sfmt 4702
§ 135.160 Water Ices.
(a) Description. Water ices are the
foods each of which is prepared from
safe and suitable ingredients and
complies with all the provisions of
§ 135.140(a)(1) and (a)(2), except that
stirring while freezing or aerating is not
required, and the mix need not be
pasteurized, and no milk or milkderived ingredient and no egg
ingredient, other than egg white, is
used.
(b) Optional fruit-characterizing
ingredients. The optional fruitcharacterizing ingredients referred to in
paragraph (a) of this section are any
mature fruit or the juice of any mature
fruit. The fruit or fruit juice used may
be fresh, frozen, canned, concentrated,
or partially or wholly dried. For the
purpose of this section, tomatoes and
rhubarb are considered as kinds of fruit.
(c) Optional nonfruit characterizing
ingredients. Optional nonfruit
characterizing ingredients may be used.
(d) Nomenclature. The name of the
food is ‘‘__ice,’’ the blank being filled in,
the same manner as specified in
§§ 135.140(d)(2)(i) and (ii) and (iii)(e),
(f), and (g), as appropriate.
II. Kraft Foods, Inc. (Kraft Foods)
Petition
Kraft Foods submitted a citizen
petition dated August 28, 2000,
requesting that FDA amend the current
standard of identity in part 133 (21 CFR
part 133) for parmesan and reggiano
cheese (hereinafter parmesan cheese)
(§ 133.165). In its petition, Kraft Foods
proposed that the minimum curing time
for parmesan cheese be reduced from 10
months to 6 months, by changing the
last sentence of § 133.165(a) from ‘‘[i]t is
cured for not less than 10 months’’ to
‘‘[i]t is cured for not less than 6
months.’’
FDA is publishing this document in
accordance with section 701(e)(1) of the
Federal Food, Drug, and Cosmetic Act
(the act) (21 U.S.C 371(e)(1)), which
directs the Secretary of Health and
Human Services to publish proposals
made by petition to amend or repeal a
dairy food standard, so long as the
petition includes reasonable grounds for
the action requested, and to provide
interested persons with an opportunity
to present their views. FDA tentatively
finds that Kraft Foods’ petition presents
reasonable grounds. Therefore, FDA
requests comment on whether the
actions proposed in the petition would
promote honesty and fair dealing in the
interest of consumers.
E:\FR\FM\27SEP1.SGM
27SEP1
Federal Register / Vol. 70, No. 186 / Tuesday, September 27, 2005 / Proposed Rules
A. Grounds for the Suggested Change to
the Parmesan Cheese Standard
In the Federal Register of February
21, 1973 (34 FR 4710), FDA found that
reducing the minimum curing time of
parmesan cheese from 14 months to 10
months increased productivity,
improved product consistency, and
reduced production costs with no
material disadvantage to consumers.
Based on these findings, the standard of
identity for parmesan cheese was
amended to reduce the required curing
time from a minimum of 14 months to
a period of not less than 10 months.
According to Kraft Foods, technology
has continued to improve and parmesan
cheese is now able to be produced
within a curing period of 6 months.
Kraft Foods submits that consistent with
the 1973 findings, FDA should, for
essentially the same reasons, amend the
parmesan cheese standard to reduce its
required curing period to not less than
6 months.
In April of 1999, Kraft Foods was
issued a temporary marketing permit
(TMP) for market testing its ‘‘100%
Grated Parmesan Cheese’’ cured for 6
months (64 FR 16743, April 6, 1999). In
November of 1999, FDA issued Sartori
Foods Corp. a TMP to market test its 6month cured ‘‘Grated Parmesan Cheese’’
(64 FR 60820, November 8, 1999). On
August 28, 2000, Kraft Foods submitted
to FDA an application for extension of
its TMP accompanied by a petition to
amend the parmesan cheese standard.
As stated in the Federal Register (65 FR
83040, December 29, 2000), an
extension was granted to allow for
continuous data collection on consumer
acceptance of the products while the
agency took action on the petition to
amend the standard.
In its petition, Kraft Foods states that
its make procedure involves the use of
an improved enzyme technology but is
otherwise consistent with the make
procedure and curing techniques Kraft
Foods has followed for many years.
Using commercially-available safe and
suitable enzymes (21 CFR 133.165(b))
and the current make procedure, Kraft
Foods states that it is possible to
produce fully-cured parmesan cheese
suitable for grating in 6 months, rather
than the 10-month minimum curing
time currently required by the standard
of identity. Kraft Foods states that the
modern manufacturing procedures,
commercially-available enzymes, and
modern equipment that it uses are
generally available to enable any
knowledgeable processor through the
utilization of adequate scientific
research and experimentation to
produce parmesan cheese conforming
VerDate Aug<31>2005
13:24 Sep 26, 2005
Jkt 205001
with the standard of identity in the
shorter 6-month curing time.
According to its petition, through
periodic evaluation of product, Kraft
Foods determined that parmesan cheese
cured for 6 months is physically and
organoleptically equivalent to current
parmesan cheese cured for 10 months.
In addition, Kraft Foods conducted
organoleptic evaluations through
consumer taste panels that confirmed
that the grated 6-month cured product is
considered by consumers to be
equivalent (i.e., in taste, texture and
cooking properties) to grated parmesan
cheese currently available to consumers.
Kraft Foods also states that the
shortened curing time has no effect on
the nutrition profile of the product.
Although not specifically addressed
in its petition, Kraft Foods briefly
addressed the issue of safety in its TMP
application. In its TMP application,
Kraft Foods stated that its 6-month
cured parmesan cheese product is ‘‘just
as wholesome and nondeleterious as
other such cheeses available to
consumers.’’ FDA relied on the
representations made in the petitioner’s
application in approving the TMP, and
we tentatively concluded, at that time,
that the shortened time period would
not affect the safety of the product, i.e.,
there is not a safety concern.
Kraft Foods states that there is a
substantial economic benefit from
reducing the curing time from 10
months to 6 months. Kraft Foods states
that the proposed amendment would
reduce the cost of inventory and reduce
losses from damage during the
additional 4-month holding period;
therefore, the shorter curing time may
also make it possible for manufacturers
to devote some of their production
resources to the manufacture of other
cheese products, thereby maximizing
the use of plant resources and
increasing production efficiencies. Kraft
Foods also maintains that the
substantial curing/holding times
required to produce parmesan cheese
effectively mean that the cost of entry
into the parmesan cheese production
business is quite high. Kraft Foods notes
that in the long run, reducing the curing
time for this product will significantly
reduce the costs of entry into the
business, in turn, creating the
opportunity for greater competition,
which benefits consumers, who are best
served by a marketplace in which there
is more, rather than less, competition.
B. Matters of Particular Interest to FDA
Regarding Kraft Foods’ Petition
FDA requests that interested persons
submit data and information concerning
the need for, and the appropriateness of,
PO 00000
Frm 00040
Fmt 4702
Sfmt 4702
56417
amending the standard for parmesan
cheese. FDA specifically requests
comment on whether the proposed
amendment will affect the basic nature,
organoleptical, safety or physical
properties of parmesan cheese. FDA
requests comments, especially from
small business, on Kraft Food’s
statement that this change will reduce
cost barriers to entry into the
marketplace.
C. Kraft Foods Requested Amendment
The requested amendment of the
parmesan cheese standard submitted by
Kraft Foods is set forth in the following
paragraph:
§ 133.165 Parmesan and reggiano
cheese.
(a) * * * It is cured for not less than
6 months.
*
*
*
*
*
FDA will evaluate the need and
appropriateness of the proposed
regulation following the receipt of
public comments.
III. Comments
Interested persons may submit to the
Division of Dockets Management (see
ADDRESSES) written or electronic
comments regarding this document.
Submit a single copy of electronic
comments or two paper copies of any
mailed comments, except that
individuals may submit one paper copy.
Comments are to be identified with the
docket number found in brackets in the
heading of this document. The petition
and received comments may be seen in
the Division of Dockets Management
between 9 a.m. and 4 p.m., Monday
through Friday.
IV. Authority
This advance notice of proposed
rulemaking is issued under sections
201, 401, 403, 409, 701, and 721 of the
Federal Food, Drug, and Cosmetic Act
(21 U.S.C. 321, 341, 343, 348, 371, and
379e), and under the authority of the
Commissioner of Food and Drugs, as
redelegated to the Director, Center for
Food Safety and Applied Nutrition.
Dated: September 16, 2005.
Leslye M. Fraser,
Director, Office of Regulations and Policy,
Center for Food Safety and Applied Nutrition.
[FR Doc. 05–19194 Filed 9–26–05; 8:45 am]
BILLING CODE 4160–01–S
E:\FR\FM\27SEP1.SGM
27SEP1
Agencies
[Federal Register Volume 70, Number 186 (Tuesday, September 27, 2005)]
[Proposed Rules]
[Pages 56409-56417]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-19194]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 135
[Docket Nos. 2003P-0132 and 2000P-1491 (formerly 03P-0132 and 00P-
1491)]
Frozen Desserts; Petition to Revoke Standards for Goat's Milk Ice
Cream and Mellorine and to Amend Standards for Ice Cream and Frozen
Custard, Sherbet, and Water Ices; Petition to Amend Standards for
Parmesan and Reggiano Cheese
AGENCY: Food and Drug Administration, HHS.
ACTION: Advance notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA) is announcing that the
following two petitions have
[[Page 56410]]
been filed: A petition requesting that the agency revoke the standards
of identity for goat's milk ice cream and mellorine, and amend the
standards of identity for ice cream and frozen custard, sherbet, and
water ices in numerous respects; and a petition requesting that the
agency amend the standard of identity for parmesan and reggiano cheese
to decrease the minimum curing time from 10 months to 6 months. The FDA
is issuing an advance notice of proposed rulemaking (ANPRM) to request
comments to determine whether the action proposed in the petitions
would promote honesty and fair dealing in the interest of consumers.
DATES: Submit written or electronic comments by December 27, 2005.
ADDRESSES: You may submit comments, identified by Docket Nos. 2003P-
0132 and 2000P-1491, by any of the following methods:
Electronic Submissions
Submit electronic comments in the following ways:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Agency Web site: https://www.fda.gov/dockets/ecomments.
Follow the instructions for submitting comments on the agency Web site.
Written Submissions
Submit written submissions in the following ways:
FAX: 301-827-6870.
Mail/Hand delivery/Courier [For paper, disk, or CD-ROM
submissions]: Division of Dockets Management (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, rm. 1061, Rockville, MD 20852.
To ensure more timely processing of comments, FDA is no longer
accepting comments submitted to the agency by e-mail. FDA encourages
you to continue to submit electronic comments by using the Federal
eRulemaking Portal or the agency Web site, as described in the
Electronic Submissions portion of this paragraph.
Instructions: All submissions received must include the agency name
and Docket No(s). or Regulatory Information Number (RIN) for this
rulemaking. All comments received may be posted without change to
https://www.fda.gov/ohrms/dockets/default.htm, including any personal
information provided. For detailed instructions on submitting comments
and additional information on the rulemaking process, see the
``Comments'' heading of the SUPPLEMENTARY INFORMATION section of this
document.
Docket: For access to the docket to read background documents or
comments received, go to https://www.fda.gov/ohrms/dockets/default.htm
and insert the docket number(s), found in brackets in the heading of
this document, into the ``Search'' box and follow the prompts and/or go
to the Division of Dockets Management, 5630 Fishers Lane, rm. 1061,
Rockville, MD 20852.
FOR FURTHER INFORMATION CONTACT: Catalina Ferr[eacute]-Hockensmith,
Center for Food Safety and Applied Nutrition (HFS-820), Food and Drug
Administration, 5100 Paint Branch Pkwy., College Park, MD 20740, 301-
436-2371.
SUPPLEMENTARY INFORMATION:
I. The International Ice Cream Association (IICA) Petition
IICA submitted a citizen petition on March 31, 2003, requesting
that FDA revoke the standards of identity in part 135 (21 CFR part 135)
for goat's milk ice cream (Sec. 135.115) and mellorine (Sec.
135.130), amend the current standard of identity for ice cream and
frozen custard (Sec. 135.110), amend the standard of identity for
sherbet (Sec. 135.140), and amend the standard of identity for water
ices (Sec. 135.160).
In its petition, IICA states that its proposed amendments to the
frozen desserts standards of identity improve efficiency by bringing
these standards of identity up to current technological standards.
Specifically, IICA's proposed amendments to the frozen desserts
regulations in part 135, establish definitions for the following terms:
(1) Ultrapasteurized, (2) milk (to include filtered milk), (3) nonfat
milk, (4) milk-derived protein, and (5) milk-derived ingredients. In
addition, IICA's proposed ice cream and frozen custard standard would
permit, among other things, the use of any safe and suitable milk-
derived ingredients as well as milk from other animal sources and would
require source declaration when milk other than cow's milk is used
(e.g., goat, sheep). IICA's proposed amendments would also provide for
``alternate make'' procedures and would change the minimum requirements
of fat and protein content. For frozen custard, French ice cream, and
French custard ice cream, the IICA proposal provides for a minimum of
1.4 percent egg yolk. Further, IICA's proposed amendments would require
the use of specific Association of Official Analytical Chemists
International (AOAC) analytical methods for determination of fat and
protein content. Finally, IICA's proposed amendments would provide that
the manufacturer may determine whether a natural or artificial flavor
provides the characterizing flavor for purposes of labeling and would
provide for collective common or usual names for some milk-derived
ingredients.
IICA also proposes that many of the proposed changes to the ice
cream and frozen custard standard be applied to the sherbet standard.
IICA's proposed amendments to the sherbet standard included allowing
for use of the following: (1) Any safe and suitable milk-derived
ingredients; (2) milk from animals other than cows, whose source would
be reflected in the product name; (3) safe and suitable sweeteners; and
(4) ``alternate make'' procedures. IICA also proposes minimum and/or
maximum requirements for milk-derived protein, milkfat and fruit
content.
IICA's proposed amendments to the water ices standard provide for
the use of safe and suitable ingredients and optional fruit-
characterizing ingredients and remove the requirement that the product
is aerated or stirred while freezing.
FDA is publishing this document in accordance with section
701(e)(1) of the Federal Food, Drug, and Cosmetic Act (the act) (21
U.S.C. 371(e)(1)), which directs the Secretary of Health and Human
Services to publish proposals made by petition to amend or repeal a
dairy product food standard, as long as the petition includes
reasonable grounds for the action requested, and to provide interested
persons with an opportunity to present their views. FDA tentatively
finds that IICA's petition presents reasonable grounds. Therefore, FDA
requests comment on whether the actions proposed in the petition would
promote honesty and fair dealing in the interest of consumers.
A. Grounds for the Suggested Changes for Ice Cream and Frozen Custard,
Goat's Milk Ice Cream, Mellorine, Sherbet, and Water Ices Standards
IICA asserts that the proposed changes to the frozen desserts
standards of identity would increase efficiency by reducing unnecessary
regulatory burdens and would allow manufacturers to take advantage of
new manufacturing and ingredient technologies. IICA states that these
changes would allow manufacturers to reduce costs and to pass these
savings on to consumers. IICA contends that the proposed changes would
result in a finished product nutritionally equivalent to products
manufactured according to the current standard; therefore, no economic
harm or consumer deception would result from the proposed amendments.
IICA also maintains that
[[Page 56411]]
the proposed amendments to the standards would reduce FDA's expenses
because newly developed ingredients could be used without having to
amend the standards for each change while still ensuring consumer
health and safety.
IICA's proposed amendments to the ice cream and frozen custard and
sherbet standards provide for the use of safe and suitable milk-derived
ingredients rather than providing an extensive list of ingredients
permitted as is done in the current standards. IICA asserts that this
would streamline the current standards. Moreover, IICA notes that its
proposed amendment to the ice cream and frozen custard standard, which
provides for seven categories of milk derived ingredients to be
declared on labels under common names, would allow manufacturers to
adjust their formulas based on ingredient availability within each
class of ingredients without the need to print new labels. In addition,
IICA asserts, that because the nutritional profile of ice cream is
based on a protein equivalent, consumers will not be deceived by the
proposed categories because the final product will be nutritionally
equivalent regardless of the individual ingredient within the class
that is used.
In its petition, IICA proposes removing the maximum 25-percent
restriction on whey solids in ice cream and frozen custard to allow for
any combination of safe and suitable dairy-derived ingredients. IICA
contends that, by removing the 25-percent cap on whey solids, more whey
proteins can be used to satisfy the minimum protein requirement. In
addition, IICA asserts that whey proteins have a higher nutritional
value than other milk proteins and higher protein digestibility than
milk.
Further, IICA proposes replacing the minimum nonfat milk solids
requirements contained in the current ice cream and frozen custard and
sherbet standards with a minimum milk-derived protein percentage based
on the proportionate amount of fat in the foods. IICA contends that a
milk-derived protein requirement is easier to measure, and thus, the
requirement is easier to enforce than a minimum nonfat milk solids
requirement.
In its petition, IICA proposes a new provision for ``alternate
make'' in the manufacture of ice cream and frozen custard and sherbet.
IICA states that the proposed amendment for an ``alternate make''
provision in certain frozen desserts is consistent with the alternate
make provisions in cheese standards. IICA further states that the
``alternate make'' provision would be confined to those processes that
produce a finished product that is equivalent to the product made by
traditional procedures regarding physical, chemical (including
nutritional) and organoleptic properties. IICA also states that
including an ``alternate make'' provision would provide flexibility to
use improvements in food technology in the manufacture of ice cream,
frozen custard, and sherbet without having to amend the standard.
In its petition, IICA also proposes removing the current ice cream
and frozen custard standard requirement regarding the amounts of
fruits, fruit juice and nut meats present, at or below which an
artificial flavor simulating a characterizing flavor is deemed the
predominant flavor for purposes of naming the product. Also, IICA
proposes changing the levels of fruit content in sherbet at or below
which the artificial flavor is deemed to predominate over the fruit
ingredient in characterizing the flavor of the product. IICA proposes
changing these levels from a minimum of 2-percent for citrus sherbets,
6-percent for berry sherbets, and 10-percent for sherbets prepared with
other fruits to a 2-percent minimum content for all fruits to allow
greater flexibility in developing new and exotic flavors. IICA asserts
that intense flavors, when used in combination with bland flavors,
overpower the bland flavors if used at the 10-percent level currently
required for sherbet prepared with fruits other than citrus and berry.
IICA also proposes to delete the standard for goat's milk ice cream
and instead to provide for declaration of the source-animal for milk in
ice cream when the milk is from an animal other than cow. IICA states
that having separate standards of identity is unnecessarily duplicative
and limits possibilities for the use of milk from other source animals.
In addition, IICA proposes to revoke the mellorine standard. IICA
asserts that mellorine is not in great demand. IICA further states
that, if the mellorine standard is revoked, frozen dairy desserts
formulated by replacing milkfat with vegetable fat may still be
manufactured but would be labeled with a common or usual name that is
more descriptive, such as ``frozen dessert'' or ``frozen dairy
dessert,'' if the milk solids predominate. IICA contends that these
names would allow manufacturers more flexibility to address consumer
demand and more accurately describe the product.
Finally, IICA proposes to provide for the use of safe and suitable
ingredients in the water ices standard rather than providing an
extensive list of ingredients permitted as is done in the current
standard. IICA also proposes the use of optional fruit-characterizing
ingredients in water ices.
B. Matters of Particular Interest to FDA Regarding IICA's Petition
FDA requests that interested persons submit data and information
concerning the need for, and the appropriateness of, revoking the
standards for goat's milk ice cream and mellorine and amending the
standards for ice cream and frozen custard, sherbet, and water ices as
proposed by IICA. FDA specifically requests comment and supporting
data, as appropriate, on the following provisions set forth in the
petition:
1. The use of filtered milk in the making of frozen desserts;
2. The use of any safe and suitable milk-derived ingredients in the
manufacture of frozen desserts;
3. The use of milk from source animals other than cows in the
making of ice cream and frozen custard and sherbet;
4. The use of ``alternate make'' procedures in the manufacture of
ice cream and frozen custard and sherbet;
5. A minimum weight requirement of 4 pounds per gallon for reduced
fat ice cream;
6. A minimum milk-derived protein requirement based on the amount
of fat;
7. The removal of the requirement of the maximum 25-percent
restriction on whey solids in ice cream and frozen custard;
8. The removal of the requirements for the amounts of fruits, fruit
juices, and nut meats needed to determine if an artificial flavor
simulating a characterizing flavor is the predominant flavor when
naming an ice cream or frozen dessert product, and providing that the
manufacturer may determine whether the natural or artificial flavor
ingredients provide the characterizing flavor of the product for
purposes of labeling;
9. The establishment of categories of ingredients to be declared on
labels under common names for ice cream and frozen custard;
10. The removal of the restrictions on ingredients in goat's milk
ice cream;
11. The use of a 2-percent minimum level of fruit content in
sherbet.
After reviewing the comments received, FDA will further evaluate
the need for, and appropriateness of, each of the amendments requested
by IICA and will decide what further actions are appropriate. To
facilitate comment, in the following paragraphs FDA discusses some of
the amendments requested by IICA.
[[Page 56412]]
IICA proposes amending the current standards of identity for frozen
desserts (part 135) to provide for a definition of ``milk'' that
includes ``filtered milk'' for use in the manufacture of frozen
desserts. IICA also proposes allowing categories of ingredients to be
declared on labels under a common name. For example, IICA proposes
allowing filtered milk in dried and liquid form to be labeled as
``milk.'' Currently, filtered milk is not allowed in the manufacture of
frozen desserts. FDA solicits comment on the need to amend the standard
to provide for the use of filtered milk in the making of frozen
desserts, and whether all forms or only specific forms of filtered milk
should be permitted. FDA also solicits comments on the importance of
filtered milk for the basic nature and essential characteristics of ice
cream. The basic nature of the food is directly related to consumer
expectations and beliefs about the food. The essential characteristics
of a food are those that define or distinguish a food or describe the
distinctive properties of a food. Although the essential
characteristics of a food may contribute to achieving the basic nature
of that food or may be relevant to meeting certain consumer
expectations about the food, they differ from the basic nature of the
food in that consumers may not be aware of the essential
characteristics that make the food what it is.
The standards for ice cream and frozen custard, sherbet, and water
ices proposed by IICA permit the use of any safe and suitable
ingredient added to accomplish a specific function. FDA recognizes the
need for food standards to permit flexibility in food technology, as
long as that technology does not alter the basic nature or essential
characteristics of the food. The existing regulatory framework
governing standardized foods already provides for the addition of
substances for a nutritional purpose. Under the provisions of (part
130) 21 CFR 130.10, standardized foods may be modified to contain
nutrients not specifically permitted by the relevant standard of
identity and to make an expressed nutrient content claim defined by FDA
regulation. FDA also notes that flexibility in the use of ingredients
for a functional purpose may be achieved by specifying the ingredients
by functional use category, e.g., ``emulsifiers'' or ``preservatives,''
rather than by listing the specific ingredients. FDA seeks comment on
the proposed amendment permitting the use of any safe and suitable
ingredient to accomplish a specific function in the manufacture of
frozen desserts.
IICA proposes replacing the minimum nonfat milk solids requirement
contained in the current ice cream and frozen custard and sherbet
standards with a minimum milk-derived protein requirement based on the
amount of fat because the nonfat milk solids cannot be differentiated
from other solids in the foods. FDA seeks comments on the following:
(1) The necessity and appropriateness of this proposed amendment; (2)
whether this amendment would be consistent with the basic nature and
essential characteristics of ice cream and frozen custard and sherbet;
(3) whether the proposed minimum milk-derived protein content
requirement should replace the current minimum nonfat milk solids
requirement or be implemented in addition to the current requirement
for a minimum nonfat milk solids; and (4) how replacing a minimum
nonfat milk solid requirement with a minimum milk-derived protein
requirement would affect the compositional and nutritional profile of
the product.
In its petition, IICA proposes to provide for the use of any safe
and suitable milk-derived ingredient, such as components or fractions
of milk including, milkfat, milk protein, milk sugars and minerals in
the manufacture of frozen desserts. IICA asserts this would allow for
the use of newly developed ingredients without having to amend the
standard. FDA solicits comment on the appropriateness of this proposed
amendment, and on whether it would be consistent with the basic nature
and essential characteristics of frozen desserts.
IICA proposes creating categories of ingredients to be declared on
labels under a common name to allow manufacturers to adjust their
formulas based on ingredient availability without the need to print new
labels. In addition, IICA asserts that the milk-derived ingredients in
the proposed categories are nutritionally and functionally equivalent
when used in frozen desserts, and therefore, consumers would not be
deceived by the proposed categories because the final product would be
nutritionally equivalent regardless of the individual ingredient within
the class that is used. We seek comment on the appropriateness of this
amendment requested by IICA. Specifically, FDA seeks comment on whether
consumers would be confused by category names on frozen desserts when
compared to other dairy products or non-dairy products and whether
category names as described in the petition would inform consumers
about the specific ingredients that are used to make the food. In
addition, if considered appropriate, should collective names be
permitted for all the categories in the petition? Why or why not? Would
consumers be confused, misled or deprived of material information?
IICA also proposes including a new provision for ``alternate make''
procedures in the manufacture of frozen desserts. IICA states that this
provision is necessary to provide flexibility to permit the use of
improvements in food technology without having to amend the standards.
However, IICA did not submit information about any current ``alternate
make'' procedures. We request information describing ``alternate make''
procedures in the making of ice cream currently available and on the
consistency of those procedures with the basic nature and essential
characteristics of ice cream. In addition, if ``alternate make''
procedures are allowed, is the framework currently used for cheese
standards appropriate for ice cream?
The current standard for ice cream and frozen custard has a maximum
25 percent restriction on whey solids. The IICA proposed standard
removes the maximum 25-percent restriction on whey solids in ice cream
and frozen custard to allow for any combination of safe and suitable
dairy-derived ingredients, provided the proposed minimum milk-derived
protein content is satisfied. FDA requests comment on the following:
(1) The appropriateness of removing the maximum 25-percent restriction
on whey solids to allow for any combination of safe and suitable dairy-
derived ingredients, provided the minimum milk-derived protein content
is satisfied; (2) any concerns with using whey protein as a main
ingredient in the manufacture of ice cream and frozen custard; (3) any
information that supports the contention in the petition that whey
protein currently used in the market is of higher nutritional value,
higher quality and protein digestibility than protein currently used in
ice cream and custard; and (4) whether the use of more than 25-percent
whey ingredients is consistent with the basic nature and essential
characteristics of ice cream and frozen custard.
IICA proposes removing the amounts of fruits, fruit juices, and nut
meats in the ice cream and frozen custard standard used to determine
whether an artificial flavor simulating a characterizing flavor is the
predominant flavor when naming the product. IICA states that under its
proposed amendments, the manufacturer would
[[Page 56413]]
determine whether the natural or artificial flavor ingredients provides
the characterizing flavor of the product and would label the product
accordingly. In its petition, IICA also proposes changing the
requirements in sherbet for the amounts of fruit or fruit juice from a
minimum of 6-percent for berry sherbets and a minimum of 10-percent for
sherbets from other fruits to a minimum of 2-percent. FDA implemented
the current requirement for determining whether the fruit ingredient or
artificial flavor is the characterizing flavor of the food in 1964 when
a final rule on frozen desserts was published. We recognize that there
have been advancements in food technology, and we question whether this
requirement is still necessary. Specifically, FDA seeks comment on the
following: (1) Whether standard amounts of fruits, fruit juices, and
nut meats are needed to determine if an artificial flavor simulates a
characterizing flavor when naming the product; (2) other alternatives
to the current requirements in the standard and to the petitioner's
proposed amendment that would ensure products are labeled in a way that
would not be misleading to consumers; and (3) whether it is appropriate
to allow manufacturers to determine whether the fruit ingredient or
artificial flavor predominates in characterizing the flavor of the
product and label the product accordingly.
IICA proposes amending the current standard of identity for sherbet
to provide for a 2-percent minimum fruit content. Under the current
sherbet standard, the minimum amount of fruit content is not less than
2-percent for citrus sherbets, 6-percent for berry sherbets, and 10-
percent for sherbets prepared with other fruits. FDA solicits comment
on changing the varying minimum levels of fruit content in sherbet to a
2-percent minimum content for all types of fruit and on what technical
impact such an amendment would have on the finished product. FDA also
solicits comments on the consistency of the existing and proposed
minimum fruit content levels with the basic nature and essential
characteristics of citrus sherbet, berry sherbets, and other relevant
sherbets.
FDA further solicits comments on whether any other requirements
that are currently in the standards for frozen deserts including ice
cream, frozen custard, water ice, and sherbet are not needed to ensure
that products bearing these terms on their labels conform to the basic
nature and essential characteristics of these products. FDA also
requests information on the costs associated with any unnecessary
elements or on the cost savings associated with eliminating them.
FDA solicits comments on the impact of the recommended changes in
food standards on manufacturers of frozen deserts and, in particular,
on small manufacturers. The relevant impacts include both direct
effects, such as labeling costs and changes in production costs, as
well as indirect effects, such as any impact on the sales of products
affected by these changes.
FDA solicits comments on any paperwork burden from generating the
recommended changes in food standards.
In addition, while we ask for comment on specific petition
provisions, we would accept comment on other aspects of the frozen
desserts standards. Please submit copies of supportive data along with
your comments.
On May 20, 2005, FDA published a proposed rule entitled ``Food
Standards; General Principles and Food Standards Modernization''
(hereinafter referred to as the ``food standards proposal'') (70 FR
29214) that proposes to establish a set of general principles to
modernize food standards. While we recognize that we are proposing this
advance notice of proposed rulemaking (ANPRM) before the food standards
proposal is finalized, we encourage the public to consider the proposed
general principles in the food standards proposal when commenting on
this ANPRM.
C. International Ice Cream Association Requested Amendments
The requested amendments of the ice cream and frozen custard
standard, the sherbet standard, and the water ices standard submitted
by IICA are set forth in the following paragraphs. The following
language is as suggested by IICA; FDA has made only minor
nonsubstantitve changes. FDA will further evaluate the need and
appropriateness of these regulations proposed by IICA following the
receipt of public comments.
IICA's suggested standard of identity for ice cream and frozen
custard is as follows:
Subpart A--General Provisions
Sec. 135.3 Definitions.
For the purposes of this part:
(a) A pasteurized mix is one in which every particle of the mix has
been heated in properly operated equipment to one of the temperatures
specified in the table in this section and held continuously at or
above that temperature for the specified time (or other time/
temperature relationship which has been demonstrated to be equivalent
thereto in microbial destruction):
------------------------------------------------------------------------
Temperature Time
------------------------------------------------------------------------
155 [deg]F 30 min.
------------------------------------------------------------------------
175 [deg]F 25 sec.
------------------------------------------------------------------------
180 [deg]F 15 sec.
------------------------------------------------------------------------
191 [deg]F 1 sec.
------------------------------------------------------------------------
204 [deg]F 0.05 sec.
------------------------------------------------------------------------
212 [deg]F 0.01 sec.
------------------------------------------------------------------------
(b) Ultra-pasteurized when used to describe a dairy product means
that such product shall have been thermally processed at or above 280
[deg]F for at least 2 seconds, either before or after packaging, so as
to produce a product which has an extended shelf life under
refrigerated conditions.
(c) Milk means the lacteal secretion, practically free from
colostrum, obtained by the complete milking of one or more healthy
cows, which may be clarified and may be adjusted by separating part of
the fat therefrom; concentrated milk, filtered milk, reconstituted
milk, and dry whole milk. Water in sufficient quantity to reconstitute
concentrated and dry forms may be added.
(d) Nonfat milk means skim milk, concentrated skim milk, filtered
skim milk, reconstituted skim milk and nonfat dry milk. Water in a
sufficient quantity to reconstitute concentrated forms may be added.
(e) Milk-derived protein means casein and/or whey protein(s) and
its constituents, fractions, hydrolysates or polymers derived from
milk.
(f) Milk-derived ingredients means any ingredient derived from milk
or any component or fraction of milk such as milkfat, milk proteins
defined in 135.3(e), milk sugars and minerals.
[42 FR 19127 at 19132, April 12, 1977]
Subpart B--Requirements for Specific Standardized Frozen Desserts
Sec. 135.110 Ice Cream and frozen custard.
(a) Description. (1) Ice cream is produced by freezing, while
stirring, a pasteurized aerated mix consisting of safe and suitable
milk-derived ingredients alone or in combination; and excluding other
food fats, except such as are natural components of flavoring
ingredients used or are added in incidental amounts to accomplish
specific functions. The use of milk and milk products from cows as well
as other milk source animals (e.g., goat, sheep) is permitted. Water
may be added, or water may be removed from the mix. Safe and suitable
non-dairy
[[Page 56414]]
derived ingredients that serve a useful function may be added. Ice
cream is sweetened with safe and suitable sweeteners and may be
characterized by the addition of flavoring ingredients.
(2) Ice cream is a food prepared by the procedures set forth in
paragraph (a) of this section, or by any other procedure which produces
a finished product which has essentially the same physical, chemical
and organoleptic characteristics.
(3) Ice cream contains not less than 1.6 pounds of total solids to
the gallon, and weighs not less than 4.5 pounds to the gallon, except
where the ice cream is a fat reduced ice cream as defined by applicable
sections of Sec. 130.10, reduced fat ice cream shall weigh not less
than 4.0 pounds per gallon. Ice cream contains not less than 10-percent
milkfat, nor less than 2.95 percent milk-derived protein, except that
when it contains milkfat above 10-percent minimum, it may contain the
following milkfat, milk-derived protein levels specified in the table
in this section. The protein to meet the minimum milk-derived protein
requirement shall be provided by milk-derived ingredients, and shall
have a protein efficiency ratio (PER) not less than that of whole milk
protein (108 percent of casein) as determined by the method prescribed
in the most recent edition of AOAC Approved Methods for the following
protein levels.
------------------------------------------------------------------------
Percent Milkfat Minimum Percent Milk-Derived Protein
------------------------------------------------------------------------
10 2.95
------------------------------------------------------------------------
11 2.66
------------------------------------------------------------------------
12 2.36
------------------------------------------------------------------------
13 2.07
------------------------------------------------------------------------
14 1.77
------------------------------------------------------------------------
Except that when one or more bulky flavors are used, the weight of
milkfat is not less than 10-percent of the remainder obtained by
subtracting the weight of the bulky flavors from the weight of the
finished food; but in no case is the weight of milkfat less than 7.5
percent of the weight of the finished food, nor is the milk-derived
protein content less than 1.8 percent of the weight of the finished
food. Except in the case of frozen custard, ice cream contains less
than 1.4 percent egg yolk solids by weight of the food, exclusive of
the weight of any bulky flavoring ingredients used. Frozen custard,
french ice cream or french custard ice cream shall contain at a minimum
1.4 percent egg yolk solids by weight of the finished food: Provided,
however, that when bulky flavors are added the egg yolk solids content
of frozen custard, french ice cream or french custard ice cream may be
reduced in proportion to the amount by weight of the bulky flavors
added, but in no case is the content of egg yolk solids in the finished
food less than 1.12-percent. A product containing egg yolk solids of at
least 1.4 percent, the maximum set forth in this paragraph for ice
cream, may be marketed if labeled as specified by paragraph (c) of this
section.
(4) When calculating the minimum amount of milkfat and milk-derived
protein required in the finished food, the solids of chocolate or cocoa
used shall be considered a bulky flavoring ingredient. In order to make
allowance for additional sweetening ingredients needed when certain
bulky ingredients are used, the weight of chocolate or cocoa solids
used may be multiplied by 2.5; the weight of fruit or nuts used may be
multiplied by 1.4; and the weight of partially or wholly dried fruits
or fruit juices may be multiplied by appropriate factors to obtain the
original weights before drying and this weight may be multiplied by
1.4.
(b) Methods of analysis. (1) The fat content shall be determined by
using the Mojonnier method prescribed in the most current edition of
the ``Official Methods of Analysis of AOAC INTERNATIONAL'' as the
reference method. Copies may be obtained from AOAC INTERNATIONAL, First
Union National Bank Lockbox, PO Box 75198, Baltimore, MD 21275-5198, or
may be examined at the National Archives and Records Administration
(NARA). For information on the availability of this material at NARA,
call 202-741-6030, or go to: https://www.archives.gov/code_of_
federal_regulation/ibr_locations.html.
(2) The protein content shall be determined by one of the following
methods: ``Nitrogen Official Final Action,'' Kjeldahl Method, Section
16.285, or Dye Binding Method, Section 16.286 found in the most current
edition of the ``Official Methods of Analysis of AOAC INTERNATIONAL''
as the reference method.
(3) PER shall be determined by the method: ``Biological Evaluation
of Protein Quality--Official Final Action, sections 43.212-43.216''
found in the most current edition of the ``Official Methods of Analysis
of AOAC INTERNATIONAL'' as the reference method.
(c) Nomenclature. (1) When the food is made exclusively from cows
milk, the name of the food is ``ice cream;'' except that when the egg
yolk solids content of the food is in excess of that specified for ice
cream by paragraph (a) of this section, the name of the food is
``frozen custard'' or ``french ice cream'' or ``French custard ice
cream.'' When the food is made exclusively from the milk of a single
milk source animal other than cows (e.g., goats), the name of the food
is ``----milk ice cream,'' or as appropriate, ``frozen----milk
custard,'' ``french----milk ice cream,'' ``french custard----milk ice
cream'' (the blank being filled in with the name of the milk source
animal, e.g., ``goat's milk ice cream''). When the food is partially
made with milk or milk products from milk source animals other than
cows, the name of the food is accompanied by the phrase ``made with----
milk'' (the blank being filled in with name(s) of all milk source
animals).
(2)(i) If the food contains no artificial flavor, the name on the
principal display panel or panels of the label shall be accompanied by
the common or usual name of the characterizing flavor, e.g.,
``vanilla,'' in letters not less than one-half the height of the
letters used in the words ``ice cream.''
(ii) If the food contains both a natural characterizing flavor and
an artificial flavor simulating it, and if the natural flavor
predominates, the name on the principal display panel or panels of the
label shall be accompanied by the common name of the characterizing
flavor, in letters not less than one-half the height of the letters
used in the
[[Page 56415]]
words ``ice cream,'' followed by the word ``flavored,'' in letters not
less than one-half the height of the letters in the name of the
characterizing flavor, e.g., ``Vanilla flavored,'' or ``Peach
flavored,'' or ``Vanilla flavored and Strawberry flavored.''
(iii) If the food contains both a natural characterizing flavor and
an artificial flavor simulating it, and if the artificial flavor
predominates, or if artificial flavor is used alone the name on the
principal display panel or panels of the label shall be accompanied by
the common name of the characterizing flavor in letters not less than
one-half the height of the letters used in the words ``ice cream,''
preceded by ``artificial'' or ``artificially flavored,'' in letters not
less than one-half the height of the letters in the name of the
charactering flavor, e.g., ``artificial Vanilla,'' or ``artificially
flavored Strawberry'' or ``artificially flavored Vanilla and
artificially flavored Strawberry.''
(3)(i) If the food is subject to the requirements of paragraph
(c)(2)(ii) of this section or if it contains any artificial flavor not
simulating the characterizing flavor, the label shall also bear the
words ``artificial flavor added'' or ``artificial----flavor added,''
the blank being filled with the common name of the flavor simulated by
the artificial flavor in letters of the same size and prominence as the
words that precede and follow it.
(ii) Wherever the name of the characterizing flavor appears on the
label so conspicuously as to be easily seen under customary conditions
of purchase, the words prescribed by this paragraph shall immediately
and conspicuously precede or follow such name, in a size reasonably
related to the prominence of the name of the charactering flavor and in
any event the size of the type is not less than 6-point on packages
containing less than 1 pint, not less than 8-point on packages
containing at least 1 pint by less than one-half gallon, not less than
10-point on packages containing at least one-half gallon by less than 1
gallon, and not less than 12-point on packages containing 1 gallon or
over: Provided, however, that where the characterizing flavor and a
trademark or brand are presented together, other written, printed, or
graphic matter that is a part of or is associated with the trademark or
brand, may intervene if the required words are in such relationship
with the trademark or brand as to be clearly related to the
characterizing flavor: And provided further, that if the finished
product contains more than one flavor of ice cream subject to the
requirements of this paragraph, the statements required by this
paragraph need appear only once in each statement of characterizing
flavors present in such ice cream, e.g., ``Vanilla flavored, Chocolate,
and Strawberry flavored, artificial flavors added.''
(4) If the food contains both a natural characterizing flavor and
an artificial flavor simulating the characterizing flavor, any
reference to the natural characterizing flavor shall, except as
otherwise authorized by this paragraph, be accompanied by a reference
to the artificial flavor, displayed with substantially equal
prominence, e.g., ``strawberry and artificial strawberry flavor.''
(5) An artificial flavor simulating the characterizing flavor shall
be deemed to predominate:
(i) In the case of vanilla beans or vanilla extract used in
combination with vanillin if the amount of vanillin used is greater
than 1 ounce per unit of vanilla constituent, as that term is defined
in Sec. 169.3(c) of this chapter.
(ii) In determining the characterizing flavor of products other
than those in paragraph 5(i) of this section, it shall be incumbent on
the manufacturer to conclude whether the natural or artificial flavor
intensity predominates. The manufacturer shall determine which flavor
is present in the greatest intensity and label the product accordingly.
For example, strawberry ice cream consists of a combination of natural
strawberries and artificial strawberry flavor. If the natural
strawberry component was stronger in flavor intensity it would be
deemed to predominate, and the ice cream would be labeled ``strawberry
flavored.'' If, on the other hand, the artificial strawberry flavor
component was stronger in flavor intensity, the artificial flavor
component would be deemed to predominate, and the ice cream would be
labeled ``artificially flavored strawberry'' or ``artificial
strawberry.''
(iii) In the case of two or more fruits or fruit juices, or nut
meats or both, used in combination with artificial flavors simulating
the natural flavors and dispersed throughout the food, if the quantity
of any fruit or fruit juice or nut meat is not sufficient to
characterize the flavor, the products would be labeled as ``a blend of
artificial and natural fruit and/or nut flavoring.''
(6) If two or more flavors of ice cream are distinctively combined
in one package, e.g., ``Neapolitan'' ice cream, the applicable
provisions of this standard shall govern each flavor of ice cream
comprising the combination.
(7) If the food purports to be or is represented for special
dietary use, it shall bear labeling in accordance with the requirements
of part 105 of this chapter.
(d) Label declaration. Each of the ingredients used in the food
shall be declared on the label as required by the applicable sections
of parts 101 and 130 of this chapter, except that:
(1) Milk, concentrated milk, evaporated milk, dried milk, filtered
milk in liquid and dried form, may be declared as ``milk.''
(2) Nonfat milk, skim milk, condensed skim milk, evaporated skim
milk, nonfat dried milk, filtered nonfat milk in liquid and dried form
may be declared as ``nonfat milk.''
(3) Buttermilk, sweet cream buttermilk, condensed sweet cream
buttermilk and dried sweet cream buttermilk may be declared as
``buttermilk.''
(4) Cream, whey cream, dried cream, plastic cream (sometimes known
as concentrated milkfat) may be declared as ``cream.''
(5) Butter, butter oil, and anhydrous milk fat may be declared as
``butter fat.''
(6) Milk-derived protein such as casein, whey protein and its
constituents, fractions, hydrolysates or polymers derived from milk,
except filtered milk, may be declared as ``milk proteins.''
(7) Whey, concentrated whey, reconstituted whey and dried whey may
be declared as ``whey.''
(e) Under section 403(k) of the Federal Food, Drug, and Cosmetic
Act, artificial color need not be declared in ice cream, except as
required by Sec. 101.22(c) or (k) of this chapter. Voluntary
declaration of all colors used in ice cream and frozen custard is
recommended.
Sec. 135.140 Sherbet.
(a) Description. (1) Sherbet is produced by freezing, while
stirring, an aerated pasteurized mix consisting of safe and suitable
milk-derived ingredients alone or in combination; and excluding other
food fats, except such as are added in small amounts to accomplish
specific functions or are natural components of flavoring ingredient
used. The use of milk and milk products from cows as well as other milk
source animals (e.g., goat, sheep) is permitted. Water may be added, or
water may be removed from the mix. Safe and suitable non-dairy derived
ingredients may be added that serve a useful function. Sherbet is
sweetened with safe and suitable sweeteners and is characterized by the
addition of one or more of the optional fruit-characterizing
ingredients specified in paragraph (b) of this section or one or more
of the optional nonfruit-characterizing ingredients specified in
paragraph (c) of this section.
[[Page 56416]]
(2) Sherbet is a food prepared by the procedure set forth in
paragraph (a)(3) of this section, or by any other procedure, which
produces a finished product, which has essentially the same physical,
chemical and organoleptic characteristics.
(3) Sherbet weighs not less than 6 pounds to the gallon. The
milkfat content is not less than 1 percent nor more than 2-percent. The
milk-derived protein content is not less than 0.295 percent and not
greater than 1.18 percent in the case of 1 percent milkfat or not
greater than 0.89 percent in the case of 2-percent milkfat.
(b) Optional fruit-characterizing ingredients. The optional fruit-
characterizing ingredients referred to in paragraph (a) of this section
are any mature fruit or the juice of any mature fruit. The fruit or
fruit juice used may be fresh, frozen, canned, concentrated, or
partially or wholly dried. The quantity of fruit ingredients used is
such that, in relation to the weight of the finished sherbet, the
weight of fruit or fruit juice, as the case may be (including water
necessary to reconstitute partially or wholly dried fruits or fruit
juices to their original moisture content), is not less than 2-percent.
For the purpose of this section, tomatoes and rhubarb are considered as
kinds of fruit.
(c) Optional nonfruit characterizing ingredients. Optional nonfruit
characterizing ingredients may be used.
(d) Nomenclature. (1) The name of each sherbet is as follows:
(i) When the food is made exclusively from cows milk, the name of
each fruit sherbet is ``----sherbet,'' the blank being filled in with
the common name of the fruit or fruits from which the fruit ingredients
used are obtained. When the names of two or more fruits are included,
such names shall be arranged in order of predominance, if any, by
weight of the respective fruit ingredients used.
(ii) When the food is made exclusively from cows milk, the name of
each nonfruit sherbet is ``----sherbet,'' the blank being filled in
with the common or usual name or names of the characterizing flavor or
flavors; for example, ``peppermint,'' except that if the characterizing
flavor used is vanilla, the name of the food is ``----sherbet,'' the
blank being filled in as specified by Sec. 135.110(e)(2) and (5)(i).
(iii) When the food is made exclusively from the milk of a single
milk source animal other than cows (e.g., goats), the name of the food
is specified as in paragraphs (d)(1)(i) and (ii) of this section,
except that the phrase ``----milk'' shall immediately precede the word
``sherbet'' (the blank being filled in with the name of the milk source
animal, e.g., ``goat's milk ice cream''). When the food is partially
made with milk or milk products from milk source animals other than
cows, the name of the food is accompanied by the phrase ``made with --
--milk'' (the blank being filled in with the name(s) of all milk source
animals).
(2) When the optional ingredients, artificial flavoring, or
artificial coloring are used in sherbet, they shall be named on the
label as follows:
(i) If the flavoring ingredient or ingredients consists exclusively
of artificial flavoring, the label designation shall be ``artificially
flavored.''
(ii) If the flavoring ingredients are a combination of natural and
artificial flavors, the label designation shall be ``artificial and
natural flavoring added.''
(iii) The label shall designate artificial coloring by the
statement ``artificially colored,'' ``artificial coloring added,''
``with added artificial coloring,'' or ``----, an artificial color
added,'' the blank being filled in with the name of the artificial
coloring used.
(e) Characterizing flavor(s). Wherever there appears on the label
any representation as to the charactering flavor or flavors of the food
and such flavor or flavors consist in whole or in part of artificial
flavoring, the statement required by paragraphs (d)(2)(i) and
(d)(2)(ii) of this section, as appropriate, shall immediately and
conspicuously precede or follow such representation, without
intervening written, printed, or graphic matter (except that the word
``sherbet'' may intervene) in a size reasonably related to the
prominence of the name of the characterizing flavor and in any event
the size of the type is not less than 6-point on packages containing
less than 1 pint, not less than 8-point on packages containing at least
1 pint but less than one-half gallon, not less than 10-point on
packages containing at least one-half gallon but less than 1 gallon,
and not less than 12-point on packages containing 1 gallon or over.
(f) Display of statements required by paragraph (d)(2). Except as
specified in paragraph (e) of this section, the statements required by
paragraph (d)(2) of this section shall be set forth on the principal
display panel or panels of the label with such prominence and
conspicuousness as to render them likely to be read and understood by
the ordinary individual under customary conditions of purchase and use.
(g) Label declaration. Each of the ingredients used shall be
declared on the label as required by the applicable sections of parts
101 and 130 of this chapter.
Sec. 135.160 Water Ices.
(a) Description. Water ices are the foods each of which is prepared
from safe and suitable ingredients and complies with all the provisions
of Sec. 135.140(a)(1) and (a)(2), except that stirring while freezing
or aerating is not required, and the mix need not be pasteurized, and
no milk or milk-derived ingredient and no egg ingredient, other than
egg white, is used.
(b) Optional fruit-characterizing ingredients. The optional fruit-
characterizing ingredients referred to in paragraph (a) of this section
are any mature fruit or the juice of any mature fruit. The fruit or
fruit juice used may be fresh, frozen, canned, concentrated, or
partially or wholly dried. For the purpose of this section, tomatoes
and rhubarb are considered as kinds of fruit.
(c) Optional nonfruit characterizing ingredients. Optional nonfruit
characterizing ingredients may be used.
(d) Nomenclature. The name of the food is ``----ice,'' the blank
being filled in, the same manner as specified in Sec. Sec.
135.140(d)(2)(i) and (ii) and (iii)(e), (f), and (g), as appropriate.
II. Kraft Foods, Inc. (Kraft Foods) Petition
Kraft Foods submitted a citizen petition dated August 28, 2000,
requesting that FDA amend the current standard of identity in part 133
(21 CFR part 133) for parmesan and reggiano cheese (hereinafter
parmesan cheese) (Sec. 133.165). In its petition, Kraft Foods proposed
that the minimum curing time for parmesan cheese be reduced from 10
months to 6 months, by changing the last sentence of Sec. 133.165(a)
from ``[i]t is cured for not less than 10 months'' to ``[i]t is cured
for not less than 6 months.''
FDA is publishing this document in accordance with section
701(e)(1) of the Federal Food, Drug, and Cosmetic Act (the act) (21
U.S.C 371(e)(1)), which directs the Secretary of Health and Human
Services to publish proposals made by petition to amend or repeal a
dairy food standard, so long as the petition includes reasonable
grounds for the action requested, and to provide interested persons
with an opportunity to present their views. FDA tentatively finds that
Kraft Foods' petition presents reasonable grounds. Therefore, FDA
requests comment on whether the actions proposed in the petition would
promote honesty and fair dealing in the interest of consumers.
[[Page 56417]]
A. Grounds for the Suggested Change to the Parmesan Cheese Standard
In the Federal Register of February 21, 1973 (34 FR 4710), FDA
found that reducing the minimum curing time of parmesan cheese from 14
months to 10 months increased productivity, improved product
consistency, and reduced production costs with no material disadvantage
to consumers. Based on these findings, the standard of identity for
parmesan cheese was amended to reduce the required curing time from a
minimum of 14 months to a period of not less than 10 months. According
to Kraft Foods, technology has continued to improve and parmesan cheese
is now able to be produced within a curing period of 6 months. Kraft
Foods submits that consistent with the 1973 findings, FDA should, for
essentially the same reasons, amend the parmesan cheese standard to
reduce its required curing period to not less than 6 months.
In April of 1999, Kraft Foods was issued a temporary marketing
permit (TMP) for market testing its ``100% Grated Parmesan Cheese''
cured for 6 months (64 FR 16743, April 6, 1999). In November of 1999,
FDA issued Sartori Foods Corp. a TMP to market test its 6-month cured
``Grated Parmesan Cheese'' (64 FR 60820, November 8, 1999). On August
28, 2000, Kraft Foods submitted to FDA an application for extension of
its TMP accompanied by a petition to amend the parmesan cheese
standard. As stated in the Federal Register (65 FR 83040, December 29,
2000), an extension was granted to allow for continuous data collection
on consumer acceptance of the products while the agency took action on
the petition to amend the standard.
In its petition, Kraft Foods states that its make procedure
involves the use of an improved enzyme technology but is otherwise
consistent with the make procedure and curing techniques Kraft Foods
has followed for many years. Using commercially-available safe and
suitable enzymes (21 CFR 133.165(b)) and the current make procedure,
Kraft Foods states that it is possible to produce fully-cured parmesan
cheese suitable for grating in 6 months, rather than the 10-month
minimum curing time currently required by the standard of identity.
Kraft Foods states that the modern manufacturing procedures,
commercially-available enzymes, and modern equipment that it uses are
generally available to enable any knowledgeable processor through the
utilization of adequate scientific research and experimentation to
produce parmesan cheese conforming with the standard of identity in the
shorter 6-month curing time.
According to its petition, through periodic evaluation of product,
Kraft Foods determined that parmesan cheese cured for 6 months is
physically and organoleptically equivalent to current parmesan cheese
cured for 10 months. In addition, Kraft Foods conducted organoleptic
evaluations through consumer taste panels that confirmed that the
grated 6-month cured product is considered by consumers to be
equivalent (i.e., in taste, texture and cooking properties) to grated
parmesan cheese currently available to consumers. Kraft Foods also
states that the shortened curing time has no effect on the nutrition
profile of the product.
Although not specifically addressed in its petition, Kraft Foods
briefly addressed the issue of safety in its TMP application. In its
TMP application, Kraft Foods stated that its 6-month cured parmesan
cheese product is ``just as wholesome and nondeleterious as other such
cheeses available to consumers.'' FDA relied on the representations
made in the petitioner's application in approving the TMP, and we
tentatively concluded, at that time, that the shortened time period
would not affect the safety of the product, i.e., there is not a safety
concern.
Kraft Foods states that there is a substantial economic benefit
from reducing the curing time from 10 months to 6 months. Kraft Foods
states that the proposed amendment would reduce the cost of inventory
and reduce losses from damage during the additional 4-month holding
period; therefore, the shorter curing time may also make it possible
for manufacturers to devote some of their production resources to the
manufacture of other cheese products, thereby maximizing the use of
plant resources and increasing production efficiencies. Kraft Foods
also maintains that the substantial curing/holding times required to
produce parmesan cheese effectively mean that the cost of entry into
the parmesan cheese production business is quite high. Kraft Foods
notes that in the long run, reducing the curing time for this product
will significantly reduce the costs of entry into the business, in
turn, creating the opportunity for greater competition, which benefits
consumers, who are best served by a marketplace in which there is more,
rather than less, competition.
B. Matters of Particular Interest to FDA Regarding Kraft Foods'
Petition
FDA requests that interested persons submit data and information
concerning the need for, and the appropriateness of, amending the
standard for parmesan cheese. FDA specifically requests comment on
whether the proposed amendment will affect the basic nature,
organoleptical, safety or physical properties of parmesan cheese. FDA
requests comments, especially from small business, on Kraft Food's
statement that this change will reduce cost barriers to entry into the
marketplace.
C. Kraft Foods Requested Amendment
The requested amendment of the parmesan cheese standard submitted
by Kraft Foods is set forth in the following paragraph:
Sec. 133.165 Parmesan and reggiano cheese.
(a) * * * It is cured for not less than 6 months.
* * * * *
FDA will evaluate the need and appropriateness of the proposed
regulation following the receipt of public comments.
III. Comments
Interested persons may submit to the Division of Dockets Management
(see ADDRESSES) written or electronic comments regarding this document.
Submit a single copy of electronic comments or two paper copies of any
mailed comments, except that individuals may submit one paper copy.
Comments are to be identified with the docket number found in brackets
in the heading of this document. The petition and received comments may
be seen in the Division of Dockets Management between 9 a.m. and 4
p.m., Monday through Friday.
IV. Authority
This advance notice of proposed rulemaking is issued under sections
201, 401, 403, 409, 701, and 721 of the Federal Food, Drug, and
Cosmetic Act (21 U.S.C. 321, 341, 343, 348, 371, and 379e), and under
the authority of the Commissioner of Food and Drugs, as redelegated to
the Director, Center for Food Safety and Applied Nutrition.
Dated: September 16, 2005.
Leslye M. Fraser,
Director, Office of Regulations and Policy, Center for Food Safety and
Applied Nutrition.
[FR Doc. 05-19194 Filed 9-26-05; 8:45 am]
BILLING CODE 4160-01-S