Standards of Performance for New Stationary Sources and Emission Guidelines for Existing Sources: Commercial and Industrial Solid Waste Incineration Units, 55568-55581 [05-18825]
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Federal Register / Vol. 70, No. 183 / Thursday, September 22, 2005 / Rules and Regulations
EPA-APPROVED TENNESSEE NON-REGULATORY PROVISIONS
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Authority: 42 U.S.C. 7401 et seq.
PART 81—[AMENDED]
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‘‘Clarksville-Hopkinsville, TN–KY:
Montgomery County’’ to read as follows:
2. In § 81.318, the table entitled
‘‘Tennessee-Ozone (8-Hour Standard)’’
is amended by revising the entry for
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1. The authority citation for part 81
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Explanation
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[FR Doc. 05–18953 Filed 9–21–05; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 60
[OAR–2003–0119; FRL–7971–9]
RIN 2060–AN31
Standards of Performance for New
Stationary Sources and Emission
Guidelines for Existing Sources:
Commercial and Industrial Solid Waste
Incineration Units
Environmental Protection
Agency (EPA).
ACTION: Final rule; amendments.
AGENCY:
SUMMARY: The EPA has completed its
reconsideration of certain regulatory
definitions that determine the type of
sources subject to EPA’s new source
performance standards (NSPS) and
emission guidelines (EG) for commercial
and industrial solid waste incineration
(CISWI) units under section 129 of the
Clean Air Act (CAA). With this action,
EPA is promulgating revised definitions
for the terms ‘‘solid waste,’’
‘‘commercial or industrial waste,’’ and
‘‘commercial and industrial solid waste
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incineration unit.’’ The final CISWI
definitions of these terms promulgated
today are consistent with EPA’s
February 2004 reconsideration proposal
in that EPA will continue to identify
CISWI units based on whether such
units combust waste without energy
recovery. However, the revised
definitions promulgated today do not
include certain regulatory language
proposed in February 2004 to include
units with only waste heat recovery in
the CISWI source category. In a
subsequent rulemaking action, EPA
intends to propose additional regulatory
language to address units with only
waste heat recovery and assess the
impacts of the inclusion of these units
in the CISWI source category. As a
result of our action today on the CISWI
definitions, it is not necessary to make
any corresponding revisions to the
National Emissions Standards for
Hazardous Air Pollutants (NESHAP) for
Industrial, Commercial, and
Institutional Boilers and Process
Heaters.
DATES: The final rule is effective
September 22, 2005.
ADDRESSES: Docket: EPA has established
a docket for this action under Docket ID
No. OAR–2003–0119. All documents in
the docket are listed in the EDOCKET
index at https://www.epa.gov/edocket.
Although listed in the index, some
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information is not publicly available,
i.e., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically in
EDOCKET or in hard copy at the EPA
Docket Center (EPA/DC), EPA West
Building, Room B102, 1301 Constitution
Ave., NW., Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the EPA Docket Center is
(202) 566–1742.
FOR FURTHER INFORMATION CONTACT: Mr.
Brian Shrager, Combustion Group,
Emission Standards Division (C439–01),
U.S. EPA, Research Triangle Park, North
Carolina 27711; telephone number:
(919) 541–7689; e-mail address:
shrager.brian@epa.gov.
SUPPLEMENTARY INFORMATION:
Judicial Review. Under section
307(b)(1) of the CAA, judicial review of
the final rule is available only by filing
a petition for review in the U.S. Court
of Appeals for the District of Columbia
by November 21, 2005. Under section
307(d)(7)(B) of the CAA, only an
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objection to the final rule that was
raised with reasonable specificity
during the period for public comment
can be raised during judicial review.
Moreover, under section 307(b)(2) of the
CAA, the requirements established by
today’s final action may not be
challenged separately in any civil or
criminal proceedings brought by EPA to
enforce these requirements.
Organization of This Document. The
following outline is provided to aid in
locating information in this preamble.
I. General Information
A. Does this action apply to me?
II. Summary of Final Action
III. Background Information
A. Statutory Background
B. Regulatory Background
C. Significance of the Definitions
IV. Final Definitions for the CISWI Rules
V. Response to Public Comments and
Significant Changes
A. General Comments on Definitions
B. Comments on the Definition of CISWI
Unit
C. Comments on the Definition of
Commercial or Industrial Waste
D. Comments on the Definition of Solid
Waste
E. Comments on the Rulemaking Process
VI. Relationship to NESHAP for Boilers and
Process Heaters
VII. Impacts of the Final Rules
VIII. Future Actions on the Final CISWI
Rules
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
Category
NAICS code
Any industry using a solid waste incinerator as defined
in the regulations.
SIC code
II. Summary of Final Action
By this action, EPA concludes the
reconsideration process on the
December 2000 final CISWI rules that it
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335
421
321, 337
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
examples of the types of entities that
could be affected by this action. Other
types of entities not listed in this table
could also be affected. To determine
whether your facility, company, or
business organization is regulated by
this action, you should examine the
final definitions of ‘‘solid waste,’’
‘‘commercial or industrial waste,’’ and
‘‘commercial and industrial solid waste
incineration unit’’ in this action and the
applicability criteria in 40 CFR 60.2010
through 60.2025, subpart CCCC, and 40
CFR 60.2505 and 60.2550 through
60.2558, subpart DDDD.
Docket. The docket number for this
action is OAR–2003–0119.
Worldwide Web (WWW). In addition
to being available in the docket, an
electronic copy of the notice of final
rules is available on the WWW through
the Technology Transfer Network Web
site (TTN Web). Following signature,
EPA will post a copy of the notice of
final rules on the TTN’s policy and
guidance page for newly proposed or
promulgated rules at https://
www.epa.gov/ttn. The TTN provides
information and technology exchange in
various areas of air pollution control.
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E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination with Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children from Environmental Health and
Safety Risks
H. Executive Order 13211: Actions that
Significantly Affect Energy Supply,
Distribution or Use
I. National Technology Transfer
Advancement Act
J. Congressional Review Act
I. General Information
A. Does This Action Apply to Me?
Regulated Entities. The CISWI rules
potentially affect the following
categories of sources:
Examples of potentially regulated entities
Manufacturers of chemicals and allied products.
Manufacturers of electronic equipment.
Manufacturers of wholesale trade, durable goods.
Manufacturers of lumber and wood furniture.
initiated in February 2004, in response
to a petition for reconsideration
submitted pursuant to section
307(d)(7)(B) of the CAA. Specifically,
the EPA has concluded its
reconsideration of several definitions
that determine which types of sources
are subject to the NSPS and EG for
CISWI units under section 129 of the
CAA.
EPA promulgated the definitions in
the final rules for CISWI units on
December 1, 2000. Subsequent to
promulgation of the final CISWI rules,
the Agency granted a petition for
reconsideration related to the
definitions of ‘‘commercial and
industrial waste’’ and ‘‘commercial and
industrial solid waste incineration unit’’
in the CISWI final rules. EPA solicited
public comments on revised definitions
for these terms and the definition of
‘‘solid waste’’ in a notice published in
the Federal Register on February 17,
2004. (See 69 FR 7390.) In that notice,
we requested comments on the
approach we used in the December 2000
final rules to identify CISWI units based
on whether the unit was combusting
solid waste without energy recovery. We
also proposed to include units with only
waste heat recovery in the CISWI source
category to fill a gap between our CISWI
rules and our NESHAP for Industrial,
Commercial, and Institutional Boilers
and Process Heaters promulgated under
CAA section 112.
In addition, after promulgation of the
final CISWI rules in 2000, EPA accepted
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a voluntary remand, without vacature,
in response to a petition for review
challenging the rules. Because the final
rules were not vacated, the requirements
of the final CISWI rules remain in effect
during the remand. In a future
rulemaking action on the remand, we
will reconsider the emissions
limitations for CISWI units in
accordance with guidelines set forth in
a related court decision pertaining to
hazardous waste combustors which was
issued after we promulgated the final
CISWI rules. However, before we may
complete the rulemaking action on
remand, it is necessary to resolve the
issues raised in the petition for
reconsideration that potentially affect
the scope of the CISWI source category.
This is because EPA must consider the
emissions of the best performing sources
in the source category to determine the
applicable emissions limitations. Thus,
we are announcing today our final
decision after reconsidering the
definitions that determine the scope of
the CISWI source category so that we
may focus on the relevant sources in our
rulemaking action on the remand.
Today’s action amends the final rules to
incorporate new definitions of ‘‘solid
waste,’’ ‘‘commercial or industrial
waste,’’ and ‘‘commercial and industrial
solid waste incineration unit.’’ In the
discussion below, we set forth and
explain the language in the new
definitions.
The definitions we are promulgating
today are nearly the same as those
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proposed on February 17, 2004. (See 69
FR 7396.) However, in response to
comments received, we clarified the
proposed definition of ‘‘commercial or
industrial waste’’ and made editorial
changes to other definitions to reduce
repetition among the definitions and to
better express our intent.
In addition, we removed the term
‘‘waste heat recovery’’ from the
proposed definition of ‘‘commercial or
industrial waste’’ and are not adopting
a final definition of ‘‘waste heat
recovery’’ at this time. We intend to
propose additional language to address
units with only waste heat recovery and
to assess the impacts of including such
sources in the CISWI source category
during completion of our rulemaking
action in response to the voluntary
remand. At that time, EPA will also
address several other issues relevant to
the remand, such as the emissions
limitations for the CISWI source
category.
The revisions to the definitions
adopted today are not intended to
change the existing scope 1 of the CISWI
source category. After further review on
reconsideration, EPA continues to
believe that the key consideration in
determining whether a unit is burning
commercial or industrial waste is the
primary function of the combustion unit
and that the primary indicator of
function is whether or not a unit is
designed and operated for energy
recovery. We define energy recovery as
the recovery of heat (thermal energy) for
a useful purpose. Thus, we are not
amending the definition of ‘‘energy
recovery’’ that we promulgated in the
December 2000 final CISWI rules.
Today’s action also addresses a
related question of whether EPA should
amend regulations that determine the
scope of the NESHAP for the Industrial,
Commercial, and Institutional Boilers
and Process Heaters source category
(boilers NESHAP). Those regulations (40
CFR part 63, subpart DDDDD) were
promulgated under CAA section 112.
(See 69 FR 55218, September 13, 2004.)
We determined that conforming
amendments to the boilers NESHAP are
not necessary because the definitions of
‘‘boilers’’ and ‘‘process’’ heaters in that
rule are consistent with the CISWI
definitions we are announcing today.
1 The inclusion of waste heat recovery sources
would change the scope of the CISWI source
category if we take final action to include such
sources in the CISWI source category in our
response to the voluntary remand.
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III. Background Information
A. Statutory Background
Section 129 of the CAA, entitled
‘‘Solid Waste Combustion,’’ requires
EPA to promulgate emissions standards
and other requirements for ‘‘each
category of solid waste incineration
units’’ (42 U.S.C. 7429(a)(1)). Section
129(a)(1) of the CAA identifies five
categories of solid waste incineration
units:
(1) Units with a capacity of greater
than 250 tons per day combusting
municipal waste;
(2) Units with a capacity equal to or
less than 250 tons per day combusting
municipal waste;
(3) Units combusting hospital,
medical and infectious waste;
(4) Units combusting commercial or
industrial waste; and
(5) Unspecified ‘‘other categories of
solid waste incineration units.’’
For each category of incineration unit
identified under CAA section 129, EPA
must establish numerical emission
limits for at least nine specified
pollutants (particulate matter (PM),
sulfur dioxide (SO2), hydrogen chloride
(HCl), oxides of nitrogen (NOX), carbon
monoxide (CO), lead (Pb), cadmium
(Cd), mercury (Hg), and dioxins and
dibenzofurans) and for opacity as
appropriate. Section 129 provides EPA
with the discretion to establish
emissions limitations for other
pollutants as well.
Section 129 of the CAA directs EPA
to set maximum achievable control
technology (MACT) type standards for
incinerators. EPA’s standards under
section 129 must ‘‘reflect the maximum
degree of reduction in emissions of air
pollutants listed under section (a)(4)
(identified above) that the
Administrator, taking into consideration
the cost of achieving such emission
reduction, and any non-air quality
health and environmental impacts and
energy requirements, determines is
achievable for new or existing units in
each category.’’ (See CAA section
129(a)(2).) However, the standards for
new units must not be ‘‘less stringent
than the emissions control that is
achieved in practice by the best
controlled similar unit,’’ and the
standards for existing sources must not
be ‘‘less stringent than the average
emissions limitation achieved by the
best performing 12 percent of units in
the category.’’ (See CAA section
129(a)(2).)
In addition, the statute provides some
guidance on which units EPA should
and should not regulate under CAA
section 129. However, the statute does
not define ‘‘commercial or industrial
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waste.’’ Section 129(g)(1) of the CAA
defines the term ‘‘solid waste
incineration unit’’ as a unit ‘‘which
combusts any solid waste material from
commercial or industrial establishments
or the general public.’’ Section 129(g)(1)
also identifies several types of units that
are not solid waste incineration units,
including units required to have a
permit under section 3005 of the Solid
Waste Disposal Act (SWDA); materials
recovery facilities; certain qualifying
small power production facilities or
qualifying cogeneration facilities which
burn homogeneous waste; and certain
air curtain incinerators that meet
opacity limitations established by EPA.
Furthermore, CAA section 129(g)(6)
states that the term ‘‘solid waste * * *
shall have the meanings established by
the Administrator pursuant to the Solid
Waste Disposal Act.’’ Finally, CAA
section 129(h) states that ‘‘no solid
waste incineration unit subject to
performance standards under this
section and section 111 shall be subject
to standards under section 112(d) of this
Act.’’
B. Regulatory Background
One important part of EPA’s
rulemaking process is determining what
universe of sources will be subject to
regulation. With regard to CISWI units,
the statutory provisions of CAA sections
129(a), (g) and (h) collectively provide
that EPA must determine, as a part of
the regulatory process, which
combustion units should be subject to
regulation under section 129. Section
129 does not resolve this question, but
it does provide some important guiding
principles. For example, section
129(g)(1) provides that a solid waste
incineration unit does not include
incinerators or other units required to
have a permit under section 3005 of the
SWDA, which includes any units
burning hazardous solid wastes. This
statutory language effectively limits the
scope of EPA’s authority under section
129 to the regulation of solid waste
incineration units that burn
nonhazardous solid waste. Similarly,
the language of section 129(h) makes
clear the Congressional intent for EPA to
regulate nonhazardous combustion
sources under either section 129 or
section 112, but not both. Thus, for the
CISWI source category, in particular,
EPA must determine which sources are
commercial and industrial solid waste
incineration units under section 129,
and which combustion units are subject
to section 112, such as boilers and
process heaters.
The EPA proposed regulations for
CISWI units on November 30, 1999. (See
64 FR 67092.) The proposal included
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emissions limitations and a detailed
definition of ‘‘solid waste’’ that was
intended to distinguish between
nonhazardous solid wastes and other
materials (e.g., hazardous solid waste
and fuel) burned in combustion units at
commercial or industrial facilities. The
definition served to identify those units
that would be considered commercial
and industrial nonhazardous solid
waste incineration units, and, therefore,
subject to the proposed regulations. In
addition, consistent with CAA section
129(h), these definitions also helped to
identify those units which would not be
subject to emission standards under
CAA section 112.
After receiving public comment, EPA
determined that the 1999 proposed
definition of ‘‘solid waste’’ was
unworkable for purposes of identifying
CISWI units. Instead of adopting the
proposed definition of ‘‘solid waste,’’
EPA adopted a general definition of
‘‘solid waste’’ that closely mirrored the
definition of solid waste found at
section 6903(27) of the SWDA and in
several places in EPA’s regulations
under that statute. (See 65 FR 75338,
December 1, 2000.) EPA also adopted
more specific definitions of
‘‘commercial and industrial waste’’ and
‘‘commercial and industrial solid waste
incineration unit,’’ to identify more
precisely those units at commercial and
industrial facilities covered by the final
CISWI rules.
Under the December 2000 final CISWI
rules, a material burned at a commercial
or industrial facility in a combustion
unit without energy recovery is a
commercial or industrial waste, and the
unit is subject to the CISWI rules.
However, a material burned at a
commercial or industrial facility in a
combustion unit with energy recovery is
not considered a commercial and
industrial waste, nor is the combustion
unit considered a commercial and
industrial solid waste incineration unit
for purposes of the CISWI rules.2
2 In addition, EPA adopted a number of specific
exemptions and additional definitions in the final
CISWI rules, to ensure that the emissions
limitations did not apply to units that should not
be considered commercial and industrial solid
waste incineration units. These exemptions and
definitions served to identify and exempt: (1)
Pathological solid waste incineration units; (2)
agricultural solid waste incineration units: (3)
municipal solid waste incineration units; (4)
hospital, medical and infectious solid waste
incineration units; (5) qualifying small power
production facilities; (6) qualifying cogeneration
facilities; (7) hazardous solid waste incineration
units; (8) material recovery units; (9) certain air
curtain incinerators; (10) cyclonic barrel burners;
(11) rack, part, and drum reclamation units; (12)
cement kilns; (13) sewage sludge incinerators; (14)
chemical recovery units; and (15) laboratory
analysis units.
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After promulgation of the final CISWI
rules, EPA received a petition for
reconsideration of the final rules. The
petition argued that the final rules were
procedurally defective because EPA had
failed to provide adequate notice and an
opportunity to comment on the
definitions adopted in the final
rulemaking. Additionally, an
environmental organization filed a
petition for review in the U.S. Court of
Appeals for the D.C. Circuit.
Furthermore, after promulgation of the
final CISWI rules, the D.C. Circuit
issued its decision in Cement Kiln
Recycling Coalition v. EPA, 255 F.3d
855 (D.C. Cir. 2001). In this decision, the
Court rejected certain common elements
of EPA’s MACT methodology. As a
result, EPA requested a voluntary
remand of the final CISWI rules, in
order to address concerns related to the
issues that the Court had raised in the
Cement Kiln decision.
The EPA granted the petition for
reconsideration on the definitional
issues. On February 17, 2004 (69 FR
7390), EPA initiated proceedings on the
definitional issues by publishing a
notice to solicit comments on revisions
to the definitions of ‘‘solid waste,’’
‘‘commercial or industrial waste,’’ and
‘‘commercial and industrial solid waste
incineration unit’’ and a new definition
of the term ‘‘waste heat recovery.’’ The
February 17, 2004 notice proposed the
following definitions:
Solid waste means any garbage, refuse,
sludge from a waste treatment plant, water
supply treatment plant, or air pollution
control facility and other discarded material,
including solid, liquid, semisolid, or
contained gaseous material resulting from
industrial, commercial, mining, agricultural
operations, and from community activities,
but does not include solid or dissolved
material in domestic sewage, or solid or
dissolved materials in irrigation return flows
or industrial discharges which are point
sources subject to permits under section 402
of the Federal Water Pollution Control Act,
as amended (33 U.S.C. 1342), or source,
special nuclear, or byproduct material as
defined by the Atomic Energy Act of 1954,
as amended (42 U.S.C. 2014).
Commercial or industrial waste means
solid waste (as defined in this subpart)
combusted for reasons that do not include
the recovery of heat for a useful purpose, or
combusted without heat recovery or with
only waste heat recovery (i.e., no heat
recovery in the combustion firebox), in an
enclosed unit using controlled flame
combustion that is a distinct operating unit
of any commercial or industrial facility
(including field-erected, modular, and
custom built incineration units operating
with starved or excess air); or solid waste
combusted in an air curtain incinerator that
is a distinct operating unit of any commercial
or industrial facility.
Commercial and industrial solid waste
incineration (CISWI) unit means any
combustion unit that combusts commercial
or industrial waste (as defined in this
subpart), that is a distinct operating unit of
any commercial or industrial facility
(including field-erected, modular, and
custom built incineration units operating
with starved or excess air), and any air
curtain incinerator that is a distinct operating
unit of any commercial or industrial facility
that does not comply with the opacity limits
under this subpart applicable to air curtain
incinerators burning commercial or
industrial waste. While not all CISWI units
will include all of the following components,
a CISWI unit includes, but is not limited to,
the commercial or industrial solid waste feed
system, grate system, flue gas system, waste
heat recovery equipment, if any, and bottom
ash system. The CISWI unit does not include
air pollution control equipment or the stack.
The CISWI unit boundary starts at the
commercial or industrial waste hopper (if
applicable) and extends through two areas:
(1) The combustion unit flue gas system,
which ends immediately after the last
combustion chamber or after the waste heat
recovery equipment, if any; and (2) The
combustion unit bottom ash system, which
ends at the truck loading station or similar
equipment that transfers the ash to final
disposal. The CISWI unit includes all ash
handling systems connected to the bottom
ash handling system. A CISWI unit does not
include any of the fifteen types of units
described in section 60.2555 of this subpart,
nor does it include any combustion turbine
or reciprocating internal combustion engine.
Waste heat recovery means the process of
recovering heat from the combustion flue
gases by convective heat transfer only.
These definitions were similar to the
definitions in the December 1, 2000
final CISWI rules, except that we
proposed that materials combusted at
commercial or industrial facilities in
units with only waste heat recovery
would be considered commercial or
industrial waste and that such units
would become subject to the CISWI
rules. This proposed change addressed
an unintended regulatory gap where
units with only waste heat recovery
were not covered by CAA section 112
boilers NESHAP or by the CISWI rules.
The statutory and regulatory
background and rationale for the
proposed changes to the definitions are
fully described in the February 17, 2004
notice of proposed rule and solicitation
of comments. (See 69 FR 7390.)
The action published today
summarizes and responds to public
comments received in response to the
February 17, 2004 notice and announces
EPA’s final decisions on the definitions
of ‘‘solid waste,’’ ‘‘commercial or
industrial waste,’’ and ‘‘commercial and
industrial solid waste incineration
(CISWI) unit’’ for the CISWI rules. The
specific wording of the final definitions
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is printed later in this action. EPA is
amending the CISWI rules such that the
final definitions will take effect
immediately. EPA is not taking final
action today, however, on the February
2004 proposed addition of certain
regulatory language concerning waste
heat recovery units. EPA currently
intends to propose additional language
to amend the CISWI rules to cover units
with only waste heat recovery when we
take final action in response to the
voluntary remand of the CISWI rules.
C. Significance of the Definitions
The definitions of ‘‘solid waste,’’
‘‘commercial or industrial waste,’’ and
‘‘commercial and industrial solid waste
incineration unit’’ define the scope of
applicability of the final CISWI rules.
Since any unit regulated under CAA
section 129 cannot be subject to any rule
developed under CAA section 112,
these definitions also help to clarify the
scope of applicability of certain other
rules that EPA has or will develop for
other types of combustion units.
In this case, combustion units that are
not covered by the final CISWI rules
may be subject to regulation, for
example, under the boilers NESHAP (40
CFR part 63, subpart DDDDD).3 Many of
the combustion units at commercial or
industrial facilities (e.g., boilers or
steam generating units, process heaters,
furnaces, and incinerators) burn ‘‘solid’’
materials. If the solid materials in
question are covered by the definition of
‘‘commercial or industrial waste,’’ the
units will be regulated as CISWI units
under CAA section 129. Conversely, if
the materials are not covered by the
definition of ‘‘commercial or industrial
waste’’ or if these materials are
hazardous solid waste or solid materials
burned for chemical or material
recovery, the units will be regulated
under CAA section 112 or other
statutory authority.
The process of determining the
regulatory dividing line between
different rules is not unique to CISWI.
Nor does the identification of the scope
of one rule necessarily define the scope
of another or preclude EPA from
3 Alternatively, such units might be subject to
regulation under any number of other EPA
regulations, including, for example, regulations
promulgated pursuant to CAA section 112(c)(3) and
(k) to control emissions from industrial, commercial
and institutional boilers that are area sources and
various other regulations developed under section
112 which cover combustion units burning solid
materials to recover their chemical or other material
constituents (e.g., black liquor boilers or furnaces at
kraft pulp mills covered under the national
emission standards for hazardous air pollutants for
Chemical Recovery Combustion Sources at Kraft,
Soda, Sulfite, and Stand-Alone Semichemical Pulp
Mills).
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adjusting the regulatory division in a
subsequent rule.
IV. Final Definitions for the CISWI
Rules
For purposes of the CISWI rules, we
are amending the definitions of the
terms ‘‘solid waste,’’ ‘‘commercial or
industrial waste,’’ and ‘‘commercial and
industrial solid waste incineration
(CISWI) unit’’ as follows:
Solid waste means any garbage, refuse,
sludge from a waste treatment plant, water
supply treatment plant, or air pollution
control facility and other discarded material,
including solid, liquid, semisolid, or
contained gaseous material resulting from
industrial, commercial, mining, agricultural
operations, and from community activities,
but does not include solid or dissolved
material in domestic sewage, or solid or
dissolved materials in irrigation return flows
or industrial discharges which are point
sources subject to permits under section 402
of the Federal Water Pollution Control Act,
as amended (33 U.S.C. 1342), or source,
special nuclear, or byproduct material as
defined by the Atomic Energy Act of 1954,
as amended (42 U.S.C. 2014).
Commercial or industrial waste means
solid waste (as defined in this subpart) that
is combusted at any commercial or industrial
facility using controlled flame combustion in
an enclosed, distinct operating unit: (1)
Whose design does not provide for energy
recovery (as defined in this subpart); or (2)
operated without energy recovery (as defined
in this subpart). Commercial or industrial
waste also means solid waste (as defined in
this subpart) combusted in an air curtain
incinerator that is a distinct operating unit of
any commercial or industrial facility.
Commercial and industrial solid waste
incineration (CISWI) unit means any
combustion unit that combusts commercial
or industrial waste (as defined in this
subpart), that is a distinct operating unit of
any commercial or industrial facility
(including field-erected, modular, and
custom built incineration units operating
with starved or excess air), and any air
curtain incinerator that is a distinct operating
unit of any commercial or industrial facility
that does not comply with the opacity limits
under this subpart applicable to air curtain
incinerators burning commercial or
industrial waste. While not all CISWI units
will include all of the following components,
a CISWI unit includes, but is not limited to,
the commercial or industrial solid waste feed
system, grate system, flue gas system, waste
heat recovery equipment, if any, and bottom
ash system. The CISWI unit does not include
air pollution control equipment or the stack.
The CISWI unit boundary starts at the
commercial or industrial waste hopper (if
applicable) and extends through two areas:
(1) The combustion unit flue gas system,
which ends immediately after the last
combustion chamber or after the waste heat
recovery equipment, if any; and (2) the
combustion unit bottom ash system, which
ends at the truck loading station or similar
equipment that transfers the ash to final
disposal. The CISWI unit includes all ash
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handling systems connected to the bottom
ash handling system. A CISWI unit does not
include any of the fifteen types of units
described in section 60.2555 of this subpart,
nor does it include any combustion turbine
or reciprocating internal combustion engine.
The EPA will continue to define the
term ‘‘energy recovery’’ as follows:
Energy recovery means the process of
recovering thermal energy from combustion
for useful purposes such as steam generation
or process heating.
The major differences between the
definitions we are promulgating today
for the CISWI rules and those proposed
on February 17, 2004 (69 FR 7396), are
that we have removed the language in
the proposed definition of ‘‘commercial
or industrial waste’’ that served to
include units with only waste heat
recovery in the CISWI source category,
and we are not promulgating the
definition of ‘‘waste heat recovery’’ at
this time. We are not taking final action
today on these changes because we have
not yet had an opportunity to assess the
impacts of including units with waste
heat recovery in the CISWI rules. An
impacts assessment is necessary, but is
best done when we respond to the
CISWI remand and can perform
comprehensive analyses that address
the addition of waste heat recovery
units, any questions on the applicability
of the CISWI rules raised by
promulgation of the CAA section 129
rules for the other solid waste
incineration (OSWI) source category,
and the remand issues regarding
determination of the MACT floor and
emission limits. When we respond to
the remand of the CISWI rules, we
currently plan to propose additional
regulatory language to address units
with only waste heat recovery and to
provide opportunity for additional
comment on the inclusion of these units
in the CISWI source category.
Otherwise, as explained further
below, we made editorial changes to the
definition of ‘‘commercial or industrial
waste’’ and other definitions to reduce
repetition among the definitions and
better express our intent. For example,
we use the term ‘‘energy recovery’’ in
the final definition of ‘‘commercial or
industrial waste’’ to incorporate our
existing definition rather than repeating
the words ‘‘recovery of heat for a useful
purpose.’’
V. Response to Public Comments and
Significant Changes
Twelve public comment letters were
received from a wide variety of sources,
consisting mainly of government
agencies, environmental organizations,
industry and utility associations, and
owner/operators of incinerators and
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other types of facilities. The most
significant comments are summarized
and addressed below. Other significant
comments are summarized and
addressed in a comment and response
document contained in the docket.
A. General Comments on Definitions
Comment: One commenter stated that
EPA’s attempts to fabricate ambiguity in
CAA section 129 are without merit. The
commenter stated that, regardless of
whether EPA has discretion to draw the
line between different types of solid
waste combustion units, the agency
does not have the discretion to exempt
any such units from regulation under
section 129 (except for those expressly
enumerated in section 129(g)(1)). The
commenter added that, contrary to
EPA’s claim, the critical question is not
whether a unit ‘‘is designed and
operated to recover heat for a useful
purpose,’’ but, rather, ‘‘does the unit
combust solid waste?’’ Finally, the
commenter added that, read as a whole,
section 129 requires that the CISWI
rules must apply to all combustion units
that burn waste from commercial and
industrial facilities. The commenter
contended that EPA’s narrow
definitions of ‘‘commercial or industrial
waste’’ and ‘‘commercial and industrial
solid waste incineration unit’’
unlawfully exempt the majority of
CISWI units from regulation under
section 129. The commenter also
pointed out that most CISWI units fall
below the major source threshold
established in CAA section 112(a). The
commenter viewed EPA’s definitions in
the CISWI rules as an attempt to
regulate many sources under section
112 instead of regulating all sources
under section 129. Section 112 requires
emissions standards based on generally
available control technology (GACT) for
non-major sources.
Response: EPA disagrees with the
commenter. Contrary to the
commenter’s assertion, CAA section 129
is ambiguous because it does not
contain definitions of certain terms. The
EPA has reasonably interpreted section
129 in establishing the regulatory
definitions described in this action. The
statutory provisions of sections 129(a),
(g), and (h) of the CAA collectively call
for EPA to determine, as part of the
regulatory process, which combustion
units should be subject to regulation
under section 129. Section 129 of the
CAA directs EPA to promulgate
standards under section 111 applicable
to ‘‘solid waste incineration units
combusting commercial or industrial
waste’’. (See 42 U.S.C. 7429(a)(1)(D).)
However, section 129 does not define
commercial or industrial waste.
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Inherent in EPA’s implementation of
this statutory provision is the discretion
to reasonably define what constitutes
this undefined type of solid waste.
Furthermore, CAA section 129(h)
provides that nonhazardous combustion
sources shall not be regulated under
both section 129 and section 112. Thus,
for the CISWI rules, EPA must
determine which types of sources are
included in the CISWI source category.
The distinction between CISWI units
and non-CISWI combustion units is not
readily apparent. For example, there is
general agreement that burning coal in
a coal-fired boiler is not commercial or
industrial waste, because coal is
commonly thought of as a fuel.
However, there are many other materials
that are burned in commercial and
industrial boilers for energy recovery.
Such materials include wood, other
biomass, bagasse burned in boilers at
sugar plants to produce the heat needed
to refine sugar from sugar cane, and
many other materials generated as part
of commercial or manufacturing
activities. When these materials are
burned in a boiler to recover heat for a
useful purpose, it is reasonable to
consider these materials, like coal, to be
a fuel and distinct from commercial and
industrial solid waste. Combustion of
such materials, when burned in a boiler
that recovers energy for a useful
purpose, is not considered waste
combustion and is appropriately
addressed under CAA section 112
regulations for boilers (e.g., the boilers
NESHAP and area source boilers
standards). On the other hand, if
materials were burned in a combustion
unit without heat recovery, the
combustion would serve no useful
purpose other than destruction or
disposal of an unwanted material, and
EPA would then consider it appropriate
to identify the material as a commercial
or industrial waste and regulate the
combustion unit under CAA section 129
as a CISWI unit.
In addition, many units that are
designed and operated for energy
recovery and predominantly burn
materials that are widely considered
fuels will occasionally fire small
amounts of other materials in these
units that could be considered waste in
some circumstances. However, these
units continue to recover energy from
the combustion of these additional
materials. Thus, it is not immediately
clear how EPA should classify such
units that are designed and operated for
energy recovery but occasionally
combust waste-like materials.
EPA has determined that for purposes
of the final CISWI rules, the critical
consideration in determining whether
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55573
the unit is burning commercial or
industrial waste is the primary function
of the combustion unit; and the primary
indicator of function is whether or not
a unit is designed and operated to
recover energy for a useful purpose.
Accordingly, we are promulgating
definitions of ‘‘commercial or industrial
waste’’ and ‘‘CISWI unit’’ to include in
the CISWI rules units whose design
does not provide for energy recovery or
that are operated without energy
recovery. We continue to define energy
recovery as the recovery of heat (thermal
energy) for a useful purpose. The
revised definition of ‘‘commercial or
industrial waste’’ does not change the
existing scope of the CISWI source
category, but contains editorial revisions
to more clearly express our intent, as
described further below.
The determination that units (such as
boilers) that recover energy for a useful
purpose are not subject to the final
CISWI rules does not exclude them from
regulation. As noted earlier, EPA has
already regulated commercial and
industrial boilers and process heaters
located at major sources under 40 CFR
part 63, subpart DDDDD (the boilers
NESHAP). EPA is addressing
commercial and institutional boilers
and process heaters located at area
sources under the CAA section 112 area
source boilers standards, currently
under development. Additionally, other
categories of specialty combustion units,
such as hazardous waste combustors
and cement kilns are regulated under
separate section 112 NESHAP. Section
112 addresses hazardous air pollutants
such as hazardous metals, organic
compounds, and HCl.
Comment: One commenter pointed
out that despite EPA’s claim that it has
‘‘considerable discretion to regulate a
variety of sources as solid waste
incinerators,’’ CAA section 129(a)(1)
requires EPA to ‘‘establish performance
standards and other requirements
pursuant to section 7411 of this title and
this section for each category of solid
waste incineration units.’’ (See 42
U.S.C. 7429(a)(1)(A) (emphasis added).)
The commenter believes these
categories are very broad, based on
language in section 129(g)(1), which
defines ‘‘solid waste incineration unit’’
to mean ‘‘a distinct operating unit of any
facility which combusts any solid waste
material from commercial or industrial
establishments.’’ (See 42 U.S.C.
7429(g)(1).) The commenter also argued
that the text of section 129 shows that
Congress expressly considered the issue
of whether to regulate heat recovery
units under section 129 by providing
only limited, specific exemptions. Thus,
according to the commenter’s
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interpretation of the statute, EPA must
set section 129 standards for any unit
that combusts any solid waste, with the
narrow exception of the categories of
energy recovery units specifically
enumerated in section 129(g)(1). The
commenter also asserts that EPA
acknowledged this position in the
hospital, medical, and infectious waste
incinerator (HMIWI) rules, by stating the
following:
The EPA disagrees with commenters that
contend EPA has no authority to regulate
cement kilns under section 129. Section
129(a)(1)(A) requires the Administrator to
establish performance standards and other
requirements for each category of solid waste
incineration units. Congress specifically
listed in section 129 various categories of
solid waste incineration units that EPA must
regulate. Section 129(g)(1) broadly defines
solid waste incineration unit as ‘‘a distinct
operating unit of any facility which combusts
any solid waste material * * *’’ This
definition clearly indicates Congress’ intent
to regulate more than just incinerators
because the definition sweeps within its
scope any facility that is combusting any
solid waste.
Response: Inherent in EPA’s
implementation of CAA section 129 is
the discretion to identify the types of
sources covered by the statutorily
undefined category of commercial or
industrial solid waste incineration
units. Considered as a whole, the
statutory provisions of section 129(a),
(g), and (h) require that EPA determine,
as part of the regulatory process, which
combustion units should be subject to
regulation under section 129. For
example, as explained in the previous
response, EPA has determined that
boilers combusting materials for energy
recovery are subject to section 112 and
hence, are not subject to section 129.
The commenter relies on the statutory
definition of solid waste incineration
unit to argue that any unit combusting
any solid waste at any time should be
covered under CISWI. However, we do
not agree with this broad interpretation
of the definition of ‘‘solid waste
incineration unit’’ based on the use of
the modifier ‘‘any.’’ We believe the
word ‘‘any’’ should be interpreted
within the broader frame of reference of
its statutory context, consistent with
observations of the Supreme Court in
Nixon v. Missouri Municipal League,
541 U.S. 125, 124 S. Ct. 1555 (2004). In
this recent opinion, the Court observed
that Congress’s understanding of ‘‘any’’
can differ depending on the statutory
setting. (See 124 S. Ct. at 1561.) Nixon
and a related line of cases support
looking for indications in the statute
that suggest a more limited meaning of
the modified term is possible or
intended. (See 70 FR 33838, 33842 (June
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10, 2005).) Indications of a more limited
meaning can be found within the
definition of solid waste incineration
unit in CAA section 129(g)(1) and CAA
section 129(h).
The commenter argues that EPA
should stop reading the definition of
‘‘solid waste incineration unit’’ in CAA
section 129(g)(1) after the phrase ‘‘any
solid waste material.’’ Thus, according
to the commenter, a CISWI unit must
include ‘‘any facility which combusts
any solid waste material.’’ However, the
commenter fails to give meaning to the
remainder of the sentence in section
129(g)(1), which provides that a solid
waste incineration unit under section
129 includes a facility that combusts
‘‘any solid waste material from
commercial or industrial
establishments.’’ There is a distinction
between ‘‘any solid waste material’’ and
‘‘any solid waste material from
commercial or industrial
establishments.’’ In order to identify
solid waste material from commercial
and industrial establishments, we have
promulgated a definition of
‘‘commercial or industrial waste’’ which
incorporates the broader definition of
‘‘solid waste.’’ As discussed in the
earlier response, because it is sometimes
not obvious whether a commercial and
industrial establishment treats material
as a waste or as a fuel, we have
developed the definition of commercial
or industrial waste to identify solid
waste from commercial and industrial
establishments based on whether the
waste is burned without energy
recovery.
Moreover, we do not agree that the
‘‘small power production facilities’’ or
‘‘qualifying cogeneration facilities’’
described in CAA section 129(g)(1) are
the only types of energy recovery
facilities that are properly excluded
from the CISWI source category. To the
extent that another type of energy
recovery facility is not considered to be
combusting solid waste from a
commercial and industrial
establishment, that facility should also
be excluded from the CISWI source
category. We do not read section
129(g)(1) to establish an exclusive list of
excluded sources. See National Wildlife
Federation v. Gorsuch, 693 F.2d 156,
172 (D.C. Cir. 1982) (use of the term
‘‘includes’’ allows for additional,
unstated meanings); Chemehuevi Indian
Tribe v. California St. Bd. of
Equalization, 757 F.2d 1047, 1054 (9th
Cir. 1985), rev’d on different grounds,
106 S. Ct. 289 (1985) (‘‘includes’’ is a
term of enlargement, not of limitation);
United States v. Huber, 603 F.2d 387,
394 (2d Cir. 1979), cert. denied, 100 S.
Ct. 1312 (1980) (use of the word
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‘‘includes,’’ rather than a more
restrictive term such as ‘‘means,’’
indicates that the list is not exhaustive
but merely illustrative).
Furthermore, the definition of ‘‘solid
waste incineration unit’’ applies to all
categories of units subject to CAA
section 129. The enumerated exclusions
in CAA section 129(g)(1) ensure that
specific types of facilities are not
included in any category under section
129. Thus, we do not read these
exclusions to be an exclusive list of
energy recovery facilities that are not
included in the CISWI source category.
Furthermore, CAA section 129(h)(2)
states that any unit subject to a section
129 standard cannot also be subject to
a CAA section 112(d) standard. The
rules of logic support the position that
the contrapositive of that statement is
equally true—any unit subject to a
section 112(d) standard cannot also be
subject to a section 129 standard. This
indicates a Congressional intent not to
give the word ‘‘any’’ the broad meaning
suggested by the commenter because it
would require that EPA periodically
address units regulated by section 112
under section 129 at times when such
units combust solid waste material,
even if such units are designed and
operated for energy recovery.
The quote cited by the commenter
regarding cement kilns expressed EPA’s
position that we have the authority to
regulate units under CAA section 129
based on their primary function. Thus,
we indicated that if we determined that
a unit, that might be called a cement
kiln was actually functioning more like
an incinerator, we would have the
authority to regulate that unit under
section 129 even though it was not
identified as an incinerator. However,
we did not make a finding at that time
that we were required to regulate
cement kilns under section 129 because
they functioned as incinerators. In
addition, it appears from the quote that
we focused at that time only on the
phrase ‘‘any solid waste material’’
without considering the additional
language ‘‘from commercial or
industrial establishments’’ that is
relevant to the CISWI source category.
Ultimately, we determined that
cement kilns should not be regulated in
the final HMIWI rules, but instead
should be regulated under CAA section
112. Cement kilns, including those
burning nonhazardous solid waste for
purposes of energy recovery, have been
regulated since 1999 under the portland
cement manufacturing industry
NESHAP, which is based on MACT. The
NESHAP regulates both major and area
sources, and its requirements reduce
emissions of PM, multiple metals,
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dioxins/furans, and total hydrocarbons
(which are a surrogate for other organic
HAP including polycyclic organic
matter (POM), benzene, toluene, and
formaldehyde). The final rule has
already been implemented and sources
are complying with it. As discussed
above, CAA section 129(h)(2) is clear
that regulations under sections 129 and
112 are mutually exclusive.
Accordingly, sources such as cement
kilns, boilers and process heaters that
are subject to section 112 standards are
not CISWI units.
Comment: One commenter believes
that electric steam generating units that
are already subject to NSPS controls
under 40 CFR part 60, subparts Da or
Db, should not be subject to regulation
under CAA section 129. The commenter
stated that EPA did not consider electric
utilities that co-combust solid waste
with fuel in its rulemaking activities,
and, therefore, EPA’s regulatory impact
analysis did not account for such units.
The commenter urged EPA to clarify
that the definitions of ‘‘commercial or
industrial waste’’ and ‘‘commercial and
industrial solid waste incineration
(CISWI) unit’’ do not inadvertently
result in the CAA section 129 program
regulating electric utility boilers,
including circumstances where such
boilers co-combust very small amounts
of nonhazardous solid waste with fuel
during the production of power. An
example is periodic boiler cleaning,
when deposits that accumulate on the
interior of boiler tube walls are removed
with a cleaning agent. The resulting
material is combusted in the boiler with
fuel while the boiler is being operated
to recover energy and produce power.
Combustion is a highly effective method
of destroying such materials. The
commenter pointed out that EPA agreed
with their comment on the November
1999 CISWI proposal that the regulatory
text swept too broadly by potentially
capturing the episodic circumstances in
which electric utilities combust small
amounts of such nonhazardous solid
waste with fuel. The commenter also
stated that the legislative history makes
clear that Congress intended section 129
to apply only to units dedicated to solid
waste combustion and cited specific
legislative history supporting this point.
The commenter further stated that
application of section 129 to electric
utility boilers would be at odds with
CAA section 112, and the language of
the CAA makes clear Congress’s intent
for EPA to regulate nonhazardous waste
combustion sources under either CAA
section 129 or CAA section 112, but not
both.
Response: We agree that electric
utility boilers should not be covered by
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the final CISWI rules because they are
designed and operated for purposes of
energy recovery and do not function as
incinerators. We addressed this issue in
the November 2000 CISWI comment
response document (EPA–453/R–00–
008). Electric utility boilers are
regulated under authorities other than
CAA section 129. Furthermore, the
wording of CAA section 129(h) makes
clear the Congressional intent for CAA
regulations under CAA section 112 or
section 129 to be mutually exclusive. In
section 112(n)(1)(A), Congress set forth
the limited circumstances under which
EPA could regulate electric utility
boilers under section 112. First Congress
instructed EPA to complete a study of
the hazards to public health reasonably
expected to occur as a result of
emissions by electric utility steam
generating units of pollutants listed in
section 112 after imposition of the
requirements of the CAA. Then it
required EPA to regulate electric utility
steam generating units under section
112 if the Administrator finds such
regulation is appropriate and necessary
considering the results of the study
required by section 112(n). EPA recently
determined that it was neither
appropriate nor necessary to regulate
electric utility boilers under Section
112. (See 70 FR 15994, March 29, 2005.)
The fact that the CAA specifically
addressed electric utilities under section
112 indicates that Congress did not
intend them to be regulated under
section 129. Similarly, since
promulgation of the final CISWI rules,
EPA promulgated section 112
regulations for industrial, commercial
and institutional boilers (40 CFR part
63, subpart DDDDD). That final rule
applies to some electric steam
generating units (e.g., independent
power producers). The language of CAA
section 112(h) makes clear the
Congressional intent for CAA regulation
under section 129 or section 112 to be
mutually exclusive. Accordingly,
sources subject to section 112 standards
are not CISWI units. We are making
minor adjustments to the definition of
‘‘commercial or industrial waste’’ to
clarify our intent that boilers operated
for energy recovery are not subject to
CISWI, even if such units combust,
along with other fuels, a small amount
of material that might, under some
circumstances, be considered waste.
The revised definition clarifies that the
critical consideration in determining
whether a unit is burning commercial or
industrial waste is the function of the
combustion unit, and the primary
indicator of function is whether or not
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55575
the unit is designed and operated to
recover energy for a useful purpose.
The reference definition of energy
recovery, which has not been changed,
incorporates the concept of recovering
thermal energy for ‘‘useful purposes.’’
The revised definition of ‘‘commercial
or industrial’’ waste excludes from
CISWI units (such as boilers) whose
design provides for energy recovery and
that are operated for energy recovery.
However, units designed and operated
without energy recovery remain subject
to the CISWI rules. Thus, we believe the
revised definition of ‘‘commercial or
industrial waste’’ is sufficiently clear to
exclude utility steam generating units
from the CISWI rules.
Comment: One commenter strongly
believes that a unit that incinerates solid
waste at a rate of less than 1,000 pounds
per hour (lb/hr) and recovers heat from
the outside of the burn chamber of the
unit for useful purposes should be
exempt from the final CISWI rules. The
commenter believes that such units are
necessary in remote locations in
northern climates for disposal of small
volumes of solid waste and to generate
heat as a useful resource.
Response: The commenter has not
provided any specific data to support
the technical or legal basis for a size
cutoff. However, at this time, waste heat
recovery units are not covered under
CISWI because we have not assessed the
impacts of including such units in the
final CISWI rules. An impacts
assessment is necessary, but is best done
when we respond to the CISWI remand
and can perform comprehensive
analyses that address the addition of
waste heat recovery units, any questions
on the applicability of the CISWI rules
that may be raised by promulgation of
rules for the OSWI source category, and
remand issues regarding determination
of the MACT floor and emission limits.
In a subsequent rulemaking action in
response to the CISWI remand, we
intend to propose additional regulatory
language to address units with only
waste heat recovery and assess the
impacts of the inclusion of these units
in the CISWI source category.
Comment: One commenter strongly
supports EPA’s approach of not
specifying a particular level of British
thermal units per pound (Btu/lb) as a
regulatory threshold. The commenter
also included a discussion of the 5,000
Btu/lb threshold that EPA had
previously proposed in the CISWI rules,
and pointed out that valid energy
recovery could be obtained from
materials with lower Btu values. The
commenter indicated (in attached
comments submitted in response to
previous rulemakings) that valid energy
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recovery from the cement kiln process
has been obtained with materials with
heating values between 996 and 1,948
Btu/lb, but recommended that, if EPA
does adopt a Btu threshold, a threshold
of 3,000 Btu/lb is appropriate and
conservatively high.
Response: The EPA agrees that a Btu
threshold is not needed for reasons
described in the February 2004 notice
and the 2000 CISWI promulgation
preamble. In the preamble to the
December 1, 2000 final CISWI rules (65
FR 75342), EPA summarized
commenters’ statements that ‘‘* * * the
universe of materials burned for energy
recovery is much broader than those
defined as ‘‘fuels.’’ For example, several
of today’s combustion technologies and
some new emerging technologies can
burn materials for energy recovery
having heat values less than the
proposed 5,000 Btu/lb threshold for
considering a material a fuel.’’ The EPA
responded that ‘‘* * * we agree that
several of today’s combustion
technologies, including some emerging
technologies, may be capable of burning
materials with a heat value of less than
5,000 Btu/lb to recover energy.
Therefore, we have deleted the
requirement from the definition of solid
waste in the final NSPS and EG.’’ We
still maintain this position. In addition
to the information submitted by the
commenter stating that cement kilns can
recover heat from materials in the 1,000
to 2,000 Btu/lb range, EPA found
examples of fluidized bed combustion
units and other technologies, used at
pulp and paper mills and for other
utility, industrial, or commercial uses,
that recover useful energy from sludges
and other materials with low Btu
contents (e.g., in the range of 1,000 to
3,800 Btu/lb). There is no bright-line
Btu value that can be used to
distinguish if a material is a fuel burned
for energy recovery or a waste disposed
of for purposes other than energy
recovery. The approach taken in the
February 2004 proposed definition is
more workable than a Btu/lb cutoff.
B. Comments on the Definition of CISWI
Unit
Comment: One commenter supports
the definition of ‘‘CISWI unit,’’ but
suggested various clarifications to better
express the intent of the definitions.
Response: Although we did not adopt
any specific language provided by the
commenter, we amended the definitions
to remove redundant language and to
better express our intent. For example,
we are removing the following phrase
from the definition of ‘‘commercial or
industrial waste’’: ‘‘(including field
erected, modular, and custom built
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incineration units operating with
starved or excess air).’’ This language is
already contained within the definition
of ‘‘CISWI unit’’ and need not be
included in the definition of the waste.
C. Comments on the Definition of
Commercial or Industrial Waste
Comment: One commenter supports
EPA’s definition of ‘‘commercial or
industrial waste.’’ The commenter
agrees that, considering high energy
costs, materials burned for heat recovery
should not be considered solid waste.
The commenter also agrees that
materials burned without heat recovery
for a useful purpose should be regulated
as commercial and industrial solid
waste.
Response: We are promulgating the
definition proposed in the February 17,
2004 Federal Register notice, with
minor clarifications, and, as described
elsewhere in this preamble, we are not
including units with waste heat
recovery in the final CISWI rules at this
time.
Comment: One commenter agrees
with the proposed definition of
‘‘commercial or industrial waste,’’ but
suggested some rewording for clarity.
Response: We agree with the
commenter that there is room to
improve the clarity of the proposed
definition and have made some
modifications to the definitions of
‘‘commercial or industrial waste’’ with
this in mind. However, we have
reorganized the proposed definition in a
different manner than suggested by the
commenter. We believe our modified
definition is clearer than the reworded
definition of commercial or industrial
waste provided by the commenter. The
commenter’s definition does not reflect
our decision to omit the phrase
‘‘combusted for reasons that do not
include the recovery of heat for a useful
purpose’’ and insert the phrase ‘‘whose
design does not provide for energy
recovery (as defined in this subpart)’’ to
better reflect the key principal that we
discussed in the preamble of the
proposed rule. Furthermore, EPA’s
revised definition reflects our decision
not to regulate units with only waste
heat recovery at this time, but to
propose to regulate such units when we
respond to the remand of the final
CISWI rules.
D. Comments on the Definition of Solid
Waste
Comments: One commenter stated
that EPA’s arguments about the
definition of solid waste are irrelevant
and without merit. Pointing to section
129(g)(6) of the CAA, which provides
that solid waste shall have the meanings
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established by EPA pursuant to the
SWDA, the commenter argues that EPA
has established only one
‘‘comprehensive definition’’ of solid
waste under the SWDA: the definition
in 40 CFR 261.2. (See 69 FR 7395/2.)
Furthermore, the commenter asserts that
this definition was the only
comprehensive definition that existed
when Congress enacted section 129,
which, in the commenter’s view,
indicates that Congress intended EPA to
use that definition. The commenter
made this point in an attempt to refute
EPA’s argument that because section
261.2 ‘‘defines solid waste specifically
for purposes of identifying hazardous
solid waste [it] could not serve as a
regulatory definition for purposes of
identifying nonhazardous solid waste
under CAA section 129.’’ The
commenter pointed out that EPA has
not provided a reason that this
definition is unusable for identifying
nonhazardous solid waste, and the
refusal to use the definition is arbitrary,
capricious, and unlawful. Finally, the
commenter added that even if EPA were
not compelled to use the definition
provided in 40 CFR 261.2, EPA’s
attempt to provide a new definition
solely for the purpose of the CISWI
regulation is unlawful because the CAA
provides that ‘‘solid waste’’ shall have
the meanings established by EPA
‘‘pursuant to the Solid Waste Disposal
Act.’’
Response: We disagree with the
commenter. Section 129(g)(6) of the
CAA states that ‘‘solid waste * * * shall
have the meanings established by the
Administrator pursuant to the Solid
Waste Disposal Act.’’ Section 129(g) also
states that the term ‘‘solid waste
incineration unit’’ does not include
units required to have a permit under
section 3005 of the SWDA. This
reference to section 3005 of the SWDA
refers to the hazardous waste regulatory
program authorized under the SWDA.
This language effectively limits the
scope of EPA’s authority under section
129 to units that burn nonhazardous
solid waste.
However, the definition of ‘‘solid
waste’’ in section 261.2 cited by the
commenter applies only to hazardous
wastes, whereas the final CISWI rules
apply only to nonhazardous solid
wastes. To develop and implement the
hazardous waste regulatory program
authorized by the SWDA, EPA adopted
a definition of hazardous waste
pursuant to the SWDA. This definition
is found in 40 CFR part 261. In defining
hazardous waste, 40 CFR part 261 also
defines solid waste. In doing so, 40 CFR
261.1(b)(1) states that this definition of
solid waste applies only to wastes that
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are hazardous for purposes of
implementing subtitle C of the Resource
Conservation and Recovery Act (RCRA).
Section 261.1(b)(2) indicates that the 40
CFR part 261 definition identifies only
some of the wastes that are considered
solid wastes under other sections of
RCRA.
Much of the complexity and
specificity of the 40 CFR part 261
definition was unique to hazardous
waste and was needed to assure that
hazardous waste is properly identified,
tracked, transported, and disposed of,
and is not inappropriately discarded or
abandoned. One U.S. Appeals Court has
recognized that the words of the RCRA
statute contemplate that EPA refine and
narrow the definition of solid waste for
the sole purpose of Subchapter C of
RCRA. Connecticut Coast Fisherman’s
Ass’n v. Remington Arms Co., Inc., 989
F.2d 1305, 1315 (2d Cir. 1993). This
court recognized that the RCRA statute
contemplated more than one definition
for the term ‘‘solid waste.’’ Id.
Consequently, we looked to the
definition of solid waste in the SWDA
and to other regulatory definitions of
solid waste adopted by EPA under the
authority of that statute that also apply
to various types of nonhazardous solid
wastes (i.e., definitions found in 40 CFR
part 240 through 40 CFR part 259).
These definitions reflect the general
definition of solid waste found in the
SWDA (42 U.S.C. 6903), but they each
vary slightly depending on the
particular regulatory circumstances.
Furthermore, these solid waste
definitions found in the rules for
nonhazardous solid wastes do not
contain the extensive detail found in the
definition of solid waste in the 40 CFR
part 261 hazardous waste rules.
The fact that the language of the
individual regulatory definitions of
solid waste vary from definition to
definition indicates that the
Administrator has not adopted a single
authoritative definition to identify
nonhazardous solid waste under the
SWDA. Because the Administrator has
not adopted a single authoritative
definition of nonhazardous solid waste,
it is reasonable for EPA to adopt an
appropriate definition for purposes of
the final CISWI rules so long as it is not
inconsistent with the SWDA. As
described in previous Federal Register
actions pertaining to the final CISWI
rules (64 FR 67104, November 30, 1999
and 65 FR 75342, December 1, 2000)
EPA has adopted, under the joint
authority of the CAA and RCRA, a
definition of solid waste that is used
solely to identify nonhazardous solid
waste for the regulatory programs
authorized by CAA section 129, such as
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the final CISWI rules. The definition
proposed in the February 2004 CISWI
notice is the same as the definition
previously adopted for the final CISWI
rules, and we consider the definition of
solid waste in the final rules to be
consistent with the SWDA.
Comment: Several commenters
support the proposed definition of
‘‘solid waste,’’ which is the same as that
already contained in 40 CFR 60.2265.
One of these commenters stated that, to
implement this (CISWI) rule, EPA
should continue to use definitions
designed to address the particular
regulatory problems that it poses in the
context of the CAA as a whole, rather
than being bound by definitions under
RCRA that were designed to serve
completely different purposes. The
commenters stated that, since EPA has
never established a single, all-purpose
definition of solid waste under RCRA,
EPA was authorized to establish a
definition of ‘‘solid waste’’ to
implement CISWI, as long as that
definition was consistent with RCRA.
The commenter added that EPA’s
definition of ‘‘commercial or industrial
waste’’ under CISWI is fully consistent
with RCRA. The statute, § 1004(27),
defines solid waste as discarded
material. Since materials from which
useful energy or raw materials are
recovered are not discarded, the final
CISWI rule definition fully implements
the statute. The commenter added that
units excluded from CISWI were not
excluded from regulation under the
CAA, but would instead be subject to
similar standards under CAA section
112. The fact that units will be regulated
should broaden EPA’s discretion. The
commenter supports the major aspects
of the proposal.
Response: We agree that the proposed
definition of solid waste is appropriate
for the reasons set forth in our prior
response. We agree that EPA has never
established a single, all-purpose
definition of solid waste under RCRA
and that we have the authority to
establish a definition of solid waste for
purposes of the CISWI rules.
E. Comments on the Rulemaking
Process
Comment: One commenter challenged
the rulemaking process, arguing that
EPA committed to convene further
proceedings to allow for additional
public comment on the CISWI
definitions, but then finalized the boiler
NESHAP under CAA section 112. In the
commenter’s view, this series of events
rendered the reconsideration proceeding
on the CISWI definitions meaningless
since EPA had already decided which
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55577
units would be covered under the final
boiler NESHAP.
Response: In order to comply with a
deadline established in a Consent
Decree (which was negotiated and
signed by counsel for the commenter),
EPA was required to finalize the boilers
NESHAP under CAA section 112 by
February 27, 2004. As a result of this
deadline, EPA did not have the ability
to wait to finalize the boiler NESHAP
until the conclusion of EPA’s
reconsideration of the CISWI
definitions. The notice of proposed
rulemaking on the CISWI definitions
was signed by the Assistant
Administrator for Air and Radiation on
February 10, 2004 and published in the
Federal Register on February 17, 2004.
The Administrator signed the final
boiler NESHAP on February 26, 2004,
and EPA published the final rule in the
Federal Register on September 14, 2004
after an unforeseen delay.
Because these actions occurred
contemporaneously, we acknowledged
in the Response to Comments document
for the final boiler NESHAP that we
were soliciting further comment on the
CISWI definitions. See ‘‘Response to
Public Comments on Proposed
Industrial, Commercial, and
Institutional Boilers and Process Heaters
NESHAP’’ (Boilers RTC). In that
document, we stated that ‘‘[c]hanges
made to the CISWI rule in the
promulgated rule that affect boilers and
process heaters will be dealt with after
the promulgation of the boiler MACT
standards.’’ (See Boilers RTC at 167.)
Thus, we informed the public that we
would take further action to address the
scope of the boilers NESHAP if it was
necessary after our reconsideration of
the CISWI definitions.
Our final action in the boilers
NESHAP on February 26, 2004 was
informed by the definitions that we had
proposed on February 17, 2004 in the
CISWI reconsideration action. Thus, at
that time, we had intended for the scope
of the final boilers NESHAP to be
consistent with the proposed scope of
the final CISWI rules. Our rationale for
the action in the final boilers NESHAP
was based on what EPA proposed in the
reconsideration action on the CISWI
definitions. However, as shown by the
statements described above, we
continued to recognize that it might be
necessary to make changes to the CISWI
definitions and final boilers NESHAP
based on public comments received on
this reconsideration. We made clear that
our final action in the boilers NESHAP
did not preclude the possibility of
further action to amend the scope of the
boilers NESHAP after receiving public
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comments on the scope of the CISWI
definitions.
VI. Relationship to NESHAP for Boilers
and Process Heaters
Based on our conclusions in this
reconsideration action for CISWI, we do
not believe it is necessary to take any
action to amend our NESHAP for
Industrial, Commercial, and
Institutional Boilers and Process Heaters
(40 CFR part 63, subpart DDDDD). The
definitions in the Boilers and Process
Heaters NESHAP that define the scope
of the source category are consistent
with our definitions for the CISWI
source category. In 40 CFR part 63,
subpart DDDDD, we define a boiler as
‘‘an enclosed device using controlled
flame combustion and having the
primary purpose of recovering thermal
energy in the form of steam or hot
water.’’ (See 40 CFR 63.7575.) In
addition, we define a process heater as
‘‘an enclosed device using controlled
flame, that is not a boiler, and the unit’s
primary purpose is to transfer heat
indirectly to a process material (liquid,
gas, solid) or to heat transfer material for
use in a process unit, instead of
generating steam.’’ (See 40 CFR
63.7575.) The NESHAP apply to
industrial, commercial, or institutional
boilers and process heaters. (See 40 CFR
63.7485.)
VII. Impacts of the Final Rules
Today’s final amendments to the
definitions do not change the scope of
the CISWI rules or the requirements of
the rules. The amendments to the
definitions are meant to clarify the
intent of the definitions that were
finalized as part of the December 1,
2000 final CISWI rules. Therefore,
today’s action does not change the
economic, environmental, or other
impacts of the existing CISWI rules.
The definitions as proposed in the
February 17, 2004 notice would have
changed the scope of the rules to
include units with only waste heat
recovery. While we currently intend to
propose to cover these units under
CISWI in the future when we conduct
additional rulemaking proceedings in
response to the remand, we have not
performed analyses of the
environmental and economic impacts
associated with covering these sources
under CISWI. Therefore, we are not
taking final action concerning these
units at this time. During the
development of our response to the
CISWI remand, we intend to analyze the
environmental, cost, and economic
impacts of requiring waste heat recovery
units to comply with emission limits
and other CISWI requirements, and to
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propose broadening the scope of the
final CISWI rules to cover these sources.
We will provide notice and opportunity
to comment on the estimated impacts,
including impacts on small entities, in
our proposed response to the remand.
VIII. Future Actions on the Final CISWI
Rules
The final amendments to the
definitions announced in this action
will take effect immediately. As
explained above, in our action on
remand, we intend to propose
additional changes that would cover
units with only waste heat recovery in
the CISWI source category, as discussed
earlier. In addition, the remand action
will also address such issues as the
MACT floor determination, emission
limits, and other questions on the
applicability of the December 2000
CISWI rules and the interface with the
rules for OSWI units. To properly
address these issues, we will need to
perform additional analyses to
determine the changes that will occur to
the CISWI rules and the associated
impacts of these changes. To completely
assess the impacts, these analyses are
best performed when we are addressing
all of the issues involved with the
CISWI remand including, among other
things, potential changes to the number
of regulated units (e.g., by the addition
of units with only waste heat recovery)
and the control techniques used in the
newly expanded CISWI source category.
Therefore, when we propose our
response to the remand, we will take
public comments on any proposed
changes and their associated impacts,
and then promulgate final rules.
IX. Statutory and Executive Order
Reviews
The statutory and executive order
reviews described in this section reflect
the fact that the final definitions
contained in the CISWI rule
amendments do not change the scope of
the rules or the requirements of the
rules. The amendments are meant to
clarify the intent of the definitions that
were finalized as part of the December
1, 2000, CISWI rules. In the future, we
will propose any additional changes to
the CISWI rules that we determine are
necessary to respond to the remand. At
that time, EPA will consider the
combined effects of all of the regulatory
changes that we will propose as part of
the CISWI remand.
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866 (58 FR
51735, October 4, 1993), EPA must
determine whether the regulatory action
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is ‘‘significant’’ and, therefore, subject to
review by OMB and the requirements of
the Executive Order. The Executive
Order defines ‘‘significant regulatory
action’’ as one that is likely to result in
a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs, or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Pursuant to the terms of Executive
Order 12866, it has been determined
that this action does not constitute a
‘‘significant regulatory action’’ because
it does not meet any of the above
criteria. Consequently, this action was
not submitted to OMB for review under
Executive Order 12866.
B. Paperwork Reduction Act
This action does not impose any new
information collection burden.
However, the Office of Management and
Budget (OMB) has previously approved
the information collection requirements
contained in the existing regulations at
60 CFR part CCCC and 60 CFR part
DDDD under the provisions of the
Paperwork Reduction Act, 44 U.S.C.
§ 3501 et seq. Information Collection
Request (ICR) documents were
previously prepared for the CISWI NSPS
and the CISWI EG when they were
promulgated in 2000. Both ICRs were
approved by OMB and assigned OMB
control numbers (OMB 2060–0450/ICR
No. 1926.02 for subpart CCCC of 40 CFR
part 60 and OMB 2060–0451/ICR No.
1927.02 for subpart DDDD of 40 CFR
part 60). A copy of the ICR documents
may be obtained from Susan Auby by
mail at the Collection Strategies
Division, U.S. Environmental Protection
Agency (2822), 1200 Pennsylvania
Avenue NW., Washington, DC 20460, by
e-mail at auby.susan@epa.gov, or by
calling (202) 566–1672. A copy may also
be downloaded off the Internet at
https://www.epa.gov/icr.
The final definitions contained in the
amendments to the final CISWI rules do
not impact the burden estimates
previously made because the definitions
do not change the scope of the CISWI
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rules or the requirements of the CISWI
rules. Consequently, the ICRs have not
been revised.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The EPA has determined that it is not
necessary to prepare a regulatory
flexibility analysis in connection with
the final rule amendments.
For purposes of assessing the impacts
of today’s action on small entities, small
entity is defined as follows:
(1) A small business that is an
ultimate parent entity in the regulated
industry that has a gross annual revenue
less than $6.5 million (this varies by
industry category, ranging up to $10.5
million for North American Industrial
Classification System (NAICS) code
562213 (VSMWC)), based on Small
Business Administration’s size
standards;
(2) A small governmental jurisdiction
that is a government of a city, county,
town, school district or special district
with a population of less than 50,000; or
(3) A small organization that is any
not-for-profit enterprise that is
independently owned and operated and
is not dominant in its field.
After considering the economic
impacts of the amendments to the final
CISWI rules on small entities, EPA has
concluded that this action will not have
a significant economic impact on a
substantial number of small entities.
The EPA previously determined that the
final CISWI rules will not have a
significant economic impact on a
substantial number of small entities (65
FR 75348, December 1, 2000), and,
therefore, determined that it was not
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necessary to prepare a regulatory
flexibility analysis in connection with
the December 1, 2000 final rules. The
revised definitions contained in the
final amendments to the CISWI rules do
not change the scope or stringency of
the CISWI rules or cause additional
units to become subject to the rules.
Therefore, the previous conclusion that
the CISWI rules will not have a
significant impact on a substantial
number of small entities remains valid.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act (UMRA) of 1995, Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures by State, local,
and Tribal governments, in the
aggregate, or by the private sector, of
$100 million or more in any 1 year.
Before promulgating an EPA rule for
which a written statement is needed,
section 205 of the UMRA generally
requires EPA to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective, or least
burdensome alternative if EPA
publishes with the final rule an
explanation why that alternative was
not adopted.
Before EPA establishes any regulatory
requirements that may significantly or
uniquely affect small governments,
including Tribal governments, EPA
must develop a small government
agency plan under section 203 of the
UMRA. The plan must provide for
notifying potentially affected small
governments, enabling officials of
affected small governments to have
meaningful and timely input in the
development of EPA’s regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
The EPA previously determined that
the final CISWI rules do not contain a
Federal mandate that may result in
expenditures of $100 million or more
for State, local, and Tribal governments,
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55579
in the aggregate, or the private sector in
any 1 year (65 FR 75348, December 1,
2000). Thus, the CISWI rules are not
subject to the requirements of section
202 and 205 of the UMRA. In addition,
EPA previously determined that the
final CISWI rules contained no
regulatory requirements that might
significantly or uniquely affect small
governments because the burden is
small and the regulations do not
unfairly apply to small governments.
Therefore, the CISWI rules were not
subject to the requirements of section
203 of the UMRA. The revised
definitions contained in the final
amendments to the CISWI rules do not
change the scope or stringency of the
CISWI rules, and therefore, do not
change our previous determinations.
Therefore, we have determined that the
amendments to the CISWI rules are not
subject to the requirements of sections
202, 203, or 205 of UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132 (64 FR 43255,
August 10, 1999), requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications.’’ ‘‘Policies
that have federalism implications’’ is
defined in the Executive Order to
include regulations that have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
Under section 6 of Executive Order
13132, EPA may not issue a regulation
that imposes substantial direct
compliance costs, and that is not
required by statute, unless the Federal
government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
governments, or EPA consults with
State and local officials early in the
process of developing the proposed
regulation. Also, EPA may not issue a
regulation that has federalism
implications and that preempts State
law, unless EPA consults with State and
local officials early in the process of
developing the proposed regulation.
The final CISWI rules, including the
revised definitions contained in these
amendments, do not have federalism
implications. The final rules will not
have substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in
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Federal Register / Vol. 70, No. 183 / Thursday, September 22, 2005 / Rules and Regulations
Executive Order 13132. The final rules
will not impose substantial direct
compliance costs on State or local
governments, and will not preempt
State law. Thus, Executive Order 13132
does not apply to the final rule
amendments.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, (65 FR 67249,
November 9, 2000), requires EPA to
develop an accountable process to
ensure ‘‘meaningful and timely input by
Tribal officials in the development of
regulatory policies that have Tribal
implications.’’ ‘‘Policies that have Tribal
implications’’ is defined in the
Executive Order to include regulations
that have ‘‘substantial direct effects on
relationship between the Federal
government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian tribes.’’
The final CISWI rules, including the
revised definitions contained in these
amendments, do not have Tribal
implications, as specified in Executive
Order 13175. The rules will not have
substantial direct effects on Tribal
governments, on the relationship
between the Federal government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal government and Indian tribes,
as specified in Executive Order 13175.
Thus, Executive Order 13175 does not
apply to the final rule amendments.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045 (62 FR 19885,
April 23, 1997), applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
EPA must evaluate the environmental
health or safety effects of the planned
rule on children, and explain why the
planned regulation is preferable to other
potentially effective and reasonably
feasible alternatives EPA considered.
The EPA interprets Executive Order
13045 as applying only to those
regulatory actions that are based on
health or safety risks, such that the
analysis required under section 5–501 of
the Executive Order has the potential to
influence the regulation. The final rules,
including these amendments to the
definitions, are not subject to Executive
Order 13045 because they are based on
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15:53 Sep 21, 2005
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technology performance and not on
health and safety risks.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution or Use
This action is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001) because it is
not a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act (NTTAA) of 1995 (Public Law No.
104–113; 15 U.S.C. 272 note) directs
EPA to use voluntary consensus
standards in their regulatory and
procurement activities unless to do so
would be inconsistent with applicable
law or otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures,
business practices) developed or
adopted by one or more voluntary
consensus bodies. The NTTAA directs
EPA to provide Congress, through
annual reports to OMB, with
explanations when an agency does not
use available and applicable voluntary
consensus standards.
The EPA previously completed an
NTTAA analysis for the final CISWI
rules (65 FR 75349, December 1, 2000).
The revised definitions contained in the
amendments to the final CISWI rules do
not involve any technical standards;
thus, the requirements of section 12(d)
of the NTTAA do not apply to these
amendments.
J. Congressional Review Act
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. The EPA will
submit a report containing the notice of
final rules including the revised
definitions for the CISWI rules and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
Publication of the notice of final rules
in the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
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Fmt 4700
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defined by 5 U.S.C. 804(2). These rules
will be effective immediately upon
publication in the Federal Register.
List of Subjects in 40 CFR Part 60
Environmental protection,
Administrative practice and Procedure,
Air pollution control, Intergovernmental
relations, Reporting and recordkeeping
requirements.
Dated: September 14, 2005.
Stephen L. Johnson,
Administrator.
For the reasons stated in the preamble,
title 40, chapter I, of the Code of Federal
Regulations is amended as follows:
I
PART 60—[AMENDED]
1. The authority citation for part 60
continues to read as follows:
I
Authority: 42 U.S.C. 7401, et seq.
Subpart CCCC—[AMENDED]
2. Section 60.2265 is amended by:
a. Removing the definition of
‘‘commercial and industrial waste’’;
I b. Adding the definition of
‘‘commercial or industrial waste’’ in
alphabetical order; and
I c. Revising the definitions of
‘‘commercial and industrial solid waste
incineration (CISWI) unit’’ and ‘‘solid
waste’’ to read as follows:
I
I
§ 60.2265
What definitions must I know?
*
*
*
*
*
Commercial and industrial solid
waste incineration (CISWI) unit means
any combustion unit that combusts
commercial or industrial waste (as
defined in this subpart), that is a
distinct operating unit of any
commercial or industrial facility
(including field erected, modular, and
custom built incineration units
operating with starved or excess air),
and any air curtain incinerator that is a
distinct operating unit of any
commercial or industrial facility that
does not comply with the opacity limits
under this subpart applicable to air
curtain incinerators burning commercial
or industrial waste. While not all CISWI
units will include all of the following
components, a CISWI unit includes, but
is not limited to, the commercial or
industrial solid waste feed system, grate
system, flue gas system, waste heat
recovery equipment, if any, and bottom
ash system. The CISWI unit does not
include air pollution control equipment
or the stack. The CISWI unit boundary
starts at the commercial or industrial
waste hopper (if applicable) and extends
through two areas: The combustion unit
flue gas system, which ends
immediately after the last combustion
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Federal Register / Vol. 70, No. 183 / Thursday, September 22, 2005 / Rules and Regulations
chamber or after the waste heat recovery
equipment, if any; and the combustion
unit bottom ash system, which ends at
the truck loading station or similar
equipment that transfers the ash to final
disposal. The CISWI unit includes all
ash handling systems connected to the
bottom ash handling system. A CISWI
unit does not include any of the fifteen
types of units described in § 60.2555 of
this subpart, nor does it include any
combustion turbine or reciprocating
internal combustion engine.
Commercial or industrial waste means
solid waste (as defined in this subpart)
that is combusted at any commercial or
industrial facility using controlled flame
combustion in an enclosed, distinct
operating unit: Whose design does not
provide for energy recovery (as defined
in this subpart); or operated without
energy recovery (as defined in this
subpart). Commercial or industrial
waste also means solid waste (as
defined in this subpart) combusted in an
air curtain incinerator that is a distinct
operating unit of any commercial or
industrial facility.
*
*
*
*
*
Solid waste means any garbage,
refuse, sludge from a waste treatment
plant, water supply treatment plant, or
air pollution control facility and other
discarded material, including solid,
liquid, semisolid, or contained gaseous
material resulting from industrial,
commercial, mining, agricultural
operations, and from community
activities, but does not include solid or
dissolved material in domestic sewage,
or solid or dissolved materials in
irrigation return flows or industrial
discharges which are point sources
subject to permits under section 402 of
the Federal Water Pollution Control Act,
as amended (33 U.S.C. 1342), or source,
special nuclear, or byproduct material
as defined by the Atomic Energy Act of
1954, as amended (42 U.S.C. 2014).
*
*
*
*
*
Subpart DDDD—[AMENDED]
3. Section 60.2875 is amended by:
a. Removing the definition of
‘‘commercial and industrial waste’’;
I b. Adding the definition of
‘‘commercial or industrial waste’’ in
alphabetical order; and
I c. Revising the definitions of
‘‘commercial and industrial solid waste
incineration (CISWI) unit’’ and ‘‘solid
waste’’ to read as follows:
I
I
§ 60.2875
What definitions must I know?
*
*
*
*
*
Commercial and industrial solid
waste incineration (CISWI) unit means
any combustion unit that combusts
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15:53 Sep 21, 2005
Jkt 205001
commercial or industrial waste (as
defined in this subpart), that is a
distinct operating unit of any
commercial or industrial facility
(including field erected, modular, and
custom built incineration units
operating with starved or excess air),
and any air curtain incinerator that is a
distinct operating unit of any
commercial or industrial facility that
does not comply with the opacity limits
under this subpart applicable to air
curtain incinerators burning commercial
or industrial waste. While not all CISWI
units will include all of the following
components, a CISWI unit includes, but
is not limited to, the commercial or
industrial solid waste feed system, grate
system, flue gas system, waste heat
recovery equipment, if any, and bottom
ash system. The CISWI unit does not
include air pollution control equipment
or the stack. The CISWI unit boundary
starts at the commercial or industrial
waste hopper (if applicable) and extends
through two areas: The combustion unit
flue gas system, which ends
immediately after the last combustion
chamber or after the waste heat recovery
equipment, if any; and the combustion
unit bottom ash system, which ends at
the truck loading station or similar
equipment that transfers the ash to final
disposal. The CISWI unit includes all
ash handling systems connected to the
bottom ash handling system. A CISWI
unit does not include any of the fifteen
types of units described in § 60.2555 of
this subpart, nor does it include any
combustion turbine or reciprocating
internal combustion engine.
Commercial or industrial waste means
solid waste (as defined in this subpart)
that is combusted at any commercial or
industrial facility using controlled flame
combustion in an enclosed, distinct
operating unit: Whose design does not
provide for energy recovery (as defined
in this subpart); or operated without
energy recovery (as defined in this
subpart). Commercial or industrial
waste also means solid waste (as
defined in this subpart) combusted in an
air curtain incinerator that is a distinct
operating unit of any commercial or
industrial facility.
*
*
*
*
*
Solid waste means any garbage,
refuse, sludge from a waste treatment
plant, water supply treatment plant, or
air pollution control facility and other
discarded material, including solid,
liquid, semisolid, or contained gaseous
material resulting from industrial,
commercial, mining, agricultural
operations, and from community
activities, but does not include solid or
dissolved material in domestic sewage,
PO 00000
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Fmt 4700
Sfmt 4700
55581
or solid or dissolved materials in
irrigation return flows or industrial
discharges which are point sources
subject to permits under section 402 of
the Federal Water Pollution Control Act,
as amended (33 U.S.C. 1342), or source,
special nuclear, or byproduct material
as defined by the Atomic Energy Act of
1954, as amended (42 U.S.C. 2014).
*
*
*
*
*
[FR Doc. 05–18825 Filed 9–21–05; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
Maritime Administration
46 CFR Part 296
[Docket No. MARAD–2004–18489]
RIN 2133–AB62
Maritime Security Program
Maritime Administration,
Department of Transportation.
ACTION: Final rule.
AGENCY:
SUMMARY: This rule revises and adopts
as final the interim final rule published
in the Federal Register on July 20, 2004.
The Maritime Administration (MARAD)
is issuing this final rule to implement
provisions of the National Defense
Authorization Act for Fiscal Year 2004,
the Maritime Security Act of 2003 (MSA
2003). The MSA 2003 authorizes the
creation of a new Maritime Security
Program (MSP) that establishes a fleet of
active, commercially viable, privately
owned vessels to meet national defense
and other security requirements and to
maintain a United States presence in
international commercial shipping.
DATES: Effective Date: This final rule is
effective November 21, 2005.
FOR FURTHER INFORMATION CONTACT:
Taylor E. Jones II, Director, Office of
Sealift Support, Maritime
Administration, Telephone 202–366–
2323. For legal questions, call Murray
Bloom, Chief, Division of Maritime
Programs, Maritime Administration,
202–366–5320.
SUPPLEMENTARY INFORMATION:
Background
On October 8, 1996, the President
signed the Maritime Security Act of
1996 establishing the Maritime Security
Program (MSP) for FYs 1996 through
2005 to provide financial assistance of
up to $2.1 million per vessel per year to
operators of U.S.-flag vessels with
approved MSP Operating Agreements.
The MSP is funded at $98.7 million per
year for each year from FY 1996 through
E:\FR\FM\22SER1.SGM
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Agencies
[Federal Register Volume 70, Number 183 (Thursday, September 22, 2005)]
[Rules and Regulations]
[Pages 55568-55581]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-18825]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 60
[OAR-2003-0119; FRL-7971-9]
RIN 2060-AN31
Standards of Performance for New Stationary Sources and Emission
Guidelines for Existing Sources: Commercial and Industrial Solid Waste
Incineration Units
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule; amendments.
-----------------------------------------------------------------------
SUMMARY: The EPA has completed its reconsideration of certain
regulatory definitions that determine the type of sources subject to
EPA's new source performance standards (NSPS) and emission guidelines
(EG) for commercial and industrial solid waste incineration (CISWI)
units under section 129 of the Clean Air Act (CAA). With this action,
EPA is promulgating revised definitions for the terms ``solid waste,''
``commercial or industrial waste,'' and ``commercial and industrial
solid waste incineration unit.'' The final CISWI definitions of these
terms promulgated today are consistent with EPA's February 2004
reconsideration proposal in that EPA will continue to identify CISWI
units based on whether such units combust waste without energy
recovery. However, the revised definitions promulgated today do not
include certain regulatory language proposed in February 2004 to
include units with only waste heat recovery in the CISWI source
category. In a subsequent rulemaking action, EPA intends to propose
additional regulatory language to address units with only waste heat
recovery and assess the impacts of the inclusion of these units in the
CISWI source category. As a result of our action today on the CISWI
definitions, it is not necessary to make any corresponding revisions to
the National Emissions Standards for Hazardous Air Pollutants (NESHAP)
for Industrial, Commercial, and Institutional Boilers and Process
Heaters.
DATES: The final rule is effective September 22, 2005.
ADDRESSES: Docket: EPA has established a docket for this action under
Docket ID No. OAR-2003-0119. All documents in the docket are listed in
the EDOCKET index at https://www.epa.gov/edocket. Although listed in the
index, some information is not publicly available, i.e., CBI or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed on the Internet
and will be publicly available only in hard copy form. Publicly
available docket materials are available either electronically in
EDOCKET or in hard copy at the EPA Docket Center (EPA/DC), EPA West
Building, Room B102, 1301 Constitution Ave., NW., Washington, DC. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the EPA
Docket Center is (202) 566-1742.
FOR FURTHER INFORMATION CONTACT: Mr. Brian Shrager, Combustion Group,
Emission Standards Division (C439-01), U.S. EPA, Research Triangle
Park, North Carolina 27711; telephone number: (919) 541-7689; e-mail
address: shrager.brian@epa.gov.
SUPPLEMENTARY INFORMATION:
Judicial Review. Under section 307(b)(1) of the CAA, judicial
review of the final rule is available only by filing a petition for
review in the U.S. Court of Appeals for the District of Columbia by
November 21, 2005. Under section 307(d)(7)(B) of the CAA, only an
[[Page 55569]]
objection to the final rule that was raised with reasonable specificity
during the period for public comment can be raised during judicial
review. Moreover, under section 307(b)(2) of the CAA, the requirements
established by today's final action may not be challenged separately in
any civil or criminal proceedings brought by EPA to enforce these
requirements.
Organization of This Document. The following outline is provided to
aid in locating information in this preamble.
I. General Information
A. Does this action apply to me?
II. Summary of Final Action
III. Background Information
A. Statutory Background
B. Regulatory Background
C. Significance of the Definitions
IV. Final Definitions for the CISWI Rules
V. Response to Public Comments and Significant Changes
A. General Comments on Definitions
B. Comments on the Definition of CISWI Unit
C. Comments on the Definition of Commercial or Industrial Waste
D. Comments on the Definition of Solid Waste
E. Comments on the Rulemaking Process
VI. Relationship to NESHAP for Boilers and Process Heaters
VII. Impacts of the Final Rules
VIII. Future Actions on the Final CISWI Rules
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination with
Indian Tribal Governments
G. Executive Order 13045: Protection of Children from
Environmental Health and Safety Risks
H. Executive Order 13211: Actions that Significantly Affect
Energy Supply, Distribution or Use
I. National Technology Transfer Advancement Act
J. Congressional Review Act
I. General Information
A. Does This Action Apply to Me?
Regulated Entities. The CISWI rules potentially affect the
following categories of sources:
------------------------------------------------------------------------
Examples of
potentially
Category NAICS code SIC code regulated
entities
------------------------------------------------------------------------
Any industry using a solid 325 28 Manufacturers
waste incinerator as defined of chemicals
in the regulations. and allied
products.
335 36 Manufacturers
of electronic
equipment.
421 50 Manufacturers
of wholesale
trade, durable
goods.
321, 337 24, 25 Manufacturers
of lumber and
wood
furniture.
------------------------------------------------------------------------
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists examples of the types of entities that could
be affected by this action. Other types of entities not listed in this
table could also be affected. To determine whether your facility,
company, or business organization is regulated by this action, you
should examine the final definitions of ``solid waste,'' ``commercial
or industrial waste,'' and ``commercial and industrial solid waste
incineration unit'' in this action and the applicability criteria in 40
CFR 60.2010 through 60.2025, subpart CCCC, and 40 CFR 60.2505 and
60.2550 through 60.2558, subpart DDDD.
Docket. The docket number for this action is OAR-2003-0119.
Worldwide Web (WWW). In addition to being available in the docket,
an electronic copy of the notice of final rules is available on the WWW
through the Technology Transfer Network Web site (TTN Web). Following
signature, EPA will post a copy of the notice of final rules on the
TTN's policy and guidance page for newly proposed or promulgated rules
at https://www.epa.gov/ttn. The TTN provides information and technology
exchange in various areas of air pollution control.
II. Summary of Final Action
By this action, EPA concludes the reconsideration process on the
December 2000 final CISWI rules that it initiated in February 2004, in
response to a petition for reconsideration submitted pursuant to
section 307(d)(7)(B) of the CAA. Specifically, the EPA has concluded
its reconsideration of several definitions that determine which types
of sources are subject to the NSPS and EG for CISWI units under section
129 of the CAA.
EPA promulgated the definitions in the final rules for CISWI units
on December 1, 2000. Subsequent to promulgation of the final CISWI
rules, the Agency granted a petition for reconsideration related to the
definitions of ``commercial and industrial waste'' and ``commercial and
industrial solid waste incineration unit'' in the CISWI final rules.
EPA solicited public comments on revised definitions for these terms
and the definition of ``solid waste'' in a notice published in the
Federal Register on February 17, 2004. (See 69 FR 7390.) In that
notice, we requested comments on the approach we used in the December
2000 final rules to identify CISWI units based on whether the unit was
combusting solid waste without energy recovery. We also proposed to
include units with only waste heat recovery in the CISWI source
category to fill a gap between our CISWI rules and our NESHAP for
Industrial, Commercial, and Institutional Boilers and Process Heaters
promulgated under CAA section 112.
In addition, after promulgation of the final CISWI rules in 2000,
EPA accepted a voluntary remand, without vacature, in response to a
petition for review challenging the rules. Because the final rules were
not vacated, the requirements of the final CISWI rules remain in effect
during the remand. In a future rulemaking action on the remand, we will
reconsider the emissions limitations for CISWI units in accordance with
guidelines set forth in a related court decision pertaining to
hazardous waste combustors which was issued after we promulgated the
final CISWI rules. However, before we may complete the rulemaking
action on remand, it is necessary to resolve the issues raised in the
petition for reconsideration that potentially affect the scope of the
CISWI source category. This is because EPA must consider the emissions
of the best performing sources in the source category to determine the
applicable emissions limitations. Thus, we are announcing today our
final decision after reconsidering the definitions that determine the
scope of the CISWI source category so that we may focus on the relevant
sources in our rulemaking action on the remand. Today's action amends
the final rules to incorporate new definitions of ``solid waste,''
``commercial or industrial waste,'' and ``commercial and industrial
solid waste incineration unit.'' In the discussion below, we set forth
and explain the language in the new definitions.
The definitions we are promulgating today are nearly the same as
those
[[Page 55570]]
proposed on February 17, 2004. (See 69 FR 7396.) However, in response
to comments received, we clarified the proposed definition of
``commercial or industrial waste'' and made editorial changes to other
definitions to reduce repetition among the definitions and to better
express our intent.
In addition, we removed the term ``waste heat recovery'' from the
proposed definition of ``commercial or industrial waste'' and are not
adopting a final definition of ``waste heat recovery'' at this time. We
intend to propose additional language to address units with only waste
heat recovery and to assess the impacts of including such sources in
the CISWI source category during completion of our rulemaking action in
response to the voluntary remand. At that time, EPA will also address
several other issues relevant to the remand, such as the emissions
limitations for the CISWI source category.
The revisions to the definitions adopted today are not intended to
change the existing scope \1\ of the CISWI source category. After
further review on reconsideration, EPA continues to believe that the
key consideration in determining whether a unit is burning commercial
or industrial waste is the primary function of the combustion unit and
that the primary indicator of function is whether or not a unit is
designed and operated for energy recovery. We define energy recovery as
the recovery of heat (thermal energy) for a useful purpose. Thus, we
are not amending the definition of ``energy recovery'' that we
promulgated in the December 2000 final CISWI rules.
---------------------------------------------------------------------------
\1\ The inclusion of waste heat recovery sources would change
the scope of the CISWI source category if we take final action to
include such sources in the CISWI source category in our response to
the voluntary remand.
---------------------------------------------------------------------------
Today's action also addresses a related question of whether EPA
should amend regulations that determine the scope of the NESHAP for the
Industrial, Commercial, and Institutional Boilers and Process Heaters
source category (boilers NESHAP). Those regulations (40 CFR part 63,
subpart DDDDD) were promulgated under CAA section 112. (See 69 FR
55218, September 13, 2004.) We determined that conforming amendments to
the boilers NESHAP are not necessary because the definitions of
``boilers'' and ``process'' heaters in that rule are consistent with
the CISWI definitions we are announcing today.
III. Background Information
A. Statutory Background
Section 129 of the CAA, entitled ``Solid Waste Combustion,''
requires EPA to promulgate emissions standards and other requirements
for ``each category of solid waste incineration units'' (42 U.S.C.
7429(a)(1)). Section 129(a)(1) of the CAA identifies five categories of
solid waste incineration units:
(1) Units with a capacity of greater than 250 tons per day
combusting municipal waste;
(2) Units with a capacity equal to or less than 250 tons per day
combusting municipal waste;
(3) Units combusting hospital, medical and infectious waste;
(4) Units combusting commercial or industrial waste; and
(5) Unspecified ``other categories of solid waste incineration
units.''
For each category of incineration unit identified under CAA section
129, EPA must establish numerical emission limits for at least nine
specified pollutants (particulate matter (PM), sulfur dioxide
(SO2), hydrogen chloride (HCl), oxides of nitrogen
(NOX), carbon monoxide (CO), lead (Pb), cadmium (Cd),
mercury (Hg), and dioxins and dibenzofurans) and for opacity as
appropriate. Section 129 provides EPA with the discretion to establish
emissions limitations for other pollutants as well.
Section 129 of the CAA directs EPA to set maximum achievable
control technology (MACT) type standards for incinerators. EPA's
standards under section 129 must ``reflect the maximum degree of
reduction in emissions of air pollutants listed under section (a)(4)
(identified above) that the Administrator, taking into consideration
the cost of achieving such emission reduction, and any non-air quality
health and environmental impacts and energy requirements, determines is
achievable for new or existing units in each category.'' (See CAA
section 129(a)(2).) However, the standards for new units must not be
``less stringent than the emissions control that is achieved in
practice by the best controlled similar unit,'' and the standards for
existing sources must not be ``less stringent than the average
emissions limitation achieved by the best performing 12 percent of
units in the category.'' (See CAA section 129(a)(2).)
In addition, the statute provides some guidance on which units EPA
should and should not regulate under CAA section 129. However, the
statute does not define ``commercial or industrial waste.'' Section
129(g)(1) of the CAA defines the term ``solid waste incineration unit''
as a unit ``which combusts any solid waste material from commercial or
industrial establishments or the general public.'' Section 129(g)(1)
also identifies several types of units that are not solid waste
incineration units, including units required to have a permit under
section 3005 of the Solid Waste Disposal Act (SWDA); materials recovery
facilities; certain qualifying small power production facilities or
qualifying cogeneration facilities which burn homogeneous waste; and
certain air curtain incinerators that meet opacity limitations
established by EPA.
Furthermore, CAA section 129(g)(6) states that the term ``solid
waste * * * shall have the meanings established by the Administrator
pursuant to the Solid Waste Disposal Act.'' Finally, CAA section 129(h)
states that ``no solid waste incineration unit subject to performance
standards under this section and section 111 shall be subject to
standards under section 112(d) of this Act.''
B. Regulatory Background
One important part of EPA's rulemaking process is determining what
universe of sources will be subject to regulation. With regard to CISWI
units, the statutory provisions of CAA sections 129(a), (g) and (h)
collectively provide that EPA must determine, as a part of the
regulatory process, which combustion units should be subject to
regulation under section 129. Section 129 does not resolve this
question, but it does provide some important guiding principles. For
example, section 129(g)(1) provides that a solid waste incineration
unit does not include incinerators or other units required to have a
permit under section 3005 of the SWDA, which includes any units burning
hazardous solid wastes. This statutory language effectively limits the
scope of EPA's authority under section 129 to the regulation of solid
waste incineration units that burn nonhazardous solid waste. Similarly,
the language of section 129(h) makes clear the Congressional intent for
EPA to regulate nonhazardous combustion sources under either section
129 or section 112, but not both. Thus, for the CISWI source category,
in particular, EPA must determine which sources are commercial and
industrial solid waste incineration units under section 129, and which
combustion units are subject to section 112, such as boilers and
process heaters.
The EPA proposed regulations for CISWI units on November 30, 1999.
(See 64 FR 67092.) The proposal included
[[Page 55571]]
emissions limitations and a detailed definition of ``solid waste'' that
was intended to distinguish between nonhazardous solid wastes and other
materials (e.g., hazardous solid waste and fuel) burned in combustion
units at commercial or industrial facilities. The definition served to
identify those units that would be considered commercial and industrial
nonhazardous solid waste incineration units, and, therefore, subject to
the proposed regulations. In addition, consistent with CAA section
129(h), these definitions also helped to identify those units which
would not be subject to emission standards under CAA section 112.
After receiving public comment, EPA determined that the 1999
proposed definition of ``solid waste'' was unworkable for purposes of
identifying CISWI units. Instead of adopting the proposed definition of
``solid waste,'' EPA adopted a general definition of ``solid waste''
that closely mirrored the definition of solid waste found at section
6903(27) of the SWDA and in several places in EPA's regulations under
that statute. (See 65 FR 75338, December 1, 2000.) EPA also adopted
more specific definitions of ``commercial and industrial waste'' and
``commercial and industrial solid waste incineration unit,'' to
identify more precisely those units at commercial and industrial
facilities covered by the final CISWI rules.
Under the December 2000 final CISWI rules, a material burned at a
commercial or industrial facility in a combustion unit without energy
recovery is a commercial or industrial waste, and the unit is subject
to the CISWI rules. However, a material burned at a commercial or
industrial facility in a combustion unit with energy recovery is not
considered a commercial and industrial waste, nor is the combustion
unit considered a commercial and industrial solid waste incineration
unit for purposes of the CISWI rules.\2\
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\2\ In addition, EPA adopted a number of specific exemptions and
additional definitions in the final CISWI rules, to ensure that the
emissions limitations did not apply to units that should not be
considered commercial and industrial solid waste incineration units.
These exemptions and definitions served to identify and exempt: (1)
Pathological solid waste incineration units; (2) agricultural solid
waste incineration units: (3) municipal solid waste incineration
units; (4) hospital, medical and infectious solid waste incineration
units; (5) qualifying small power production facilities; (6)
qualifying cogeneration facilities; (7) hazardous solid waste
incineration units; (8) material recovery units; (9) certain air
curtain incinerators; (10) cyclonic barrel burners; (11) rack, part,
and drum reclamation units; (12) cement kilns; (13) sewage sludge
incinerators; (14) chemical recovery units; and (15) laboratory
analysis units.
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After promulgation of the final CISWI rules, EPA received a
petition for reconsideration of the final rules. The petition argued
that the final rules were procedurally defective because EPA had failed
to provide adequate notice and an opportunity to comment on the
definitions adopted in the final rulemaking. Additionally, an
environmental organization filed a petition for review in the U.S.
Court of Appeals for the D.C. Circuit. Furthermore, after promulgation
of the final CISWI rules, the D.C. Circuit issued its decision in
Cement Kiln Recycling Coalition v. EPA, 255 F.3d 855 (D.C. Cir. 2001).
In this decision, the Court rejected certain common elements of EPA's
MACT methodology. As a result, EPA requested a voluntary remand of the
final CISWI rules, in order to address concerns related to the issues
that the Court had raised in the Cement Kiln decision.
The EPA granted the petition for reconsideration on the
definitional issues. On February 17, 2004 (69 FR 7390), EPA initiated
proceedings on the definitional issues by publishing a notice to
solicit comments on revisions to the definitions of ``solid waste,''
``commercial or industrial waste,'' and ``commercial and industrial
solid waste incineration unit'' and a new definition of the term
``waste heat recovery.'' The February 17, 2004 notice proposed the
following definitions:
Solid waste means any garbage, refuse, sludge from a waste
treatment plant, water supply treatment plant, or air pollution
control facility and other discarded material, including solid,
liquid, semisolid, or contained gaseous material resulting from
industrial, commercial, mining, agricultural operations, and from
community activities, but does not include solid or dissolved
material in domestic sewage, or solid or dissolved materials in
irrigation return flows or industrial discharges which are point
sources subject to permits under section 402 of the Federal Water
Pollution Control Act, as amended (33 U.S.C. 1342), or source,
special nuclear, or byproduct material as defined by the Atomic
Energy Act of 1954, as amended (42 U.S.C. 2014).
Commercial or industrial waste means solid waste (as defined in
this subpart) combusted for reasons that do not include the recovery
of heat for a useful purpose, or combusted without heat recovery or
with only waste heat recovery (i.e., no heat recovery in the
combustion firebox), in an enclosed unit using controlled flame
combustion that is a distinct operating unit of any commercial or
industrial facility (including field-erected, modular, and custom
built incineration units operating with starved or excess air); or
solid waste combusted in an air curtain incinerator that is a
distinct operating unit of any commercial or industrial facility.
Commercial and industrial solid waste incineration (CISWI) unit
means any combustion unit that combusts commercial or industrial
waste (as defined in this subpart), that is a distinct operating
unit of any commercial or industrial facility (including field-
erected, modular, and custom built incineration units operating with
starved or excess air), and any air curtain incinerator that is a
distinct operating unit of any commercial or industrial facility
that does not comply with the opacity limits under this subpart
applicable to air curtain incinerators burning commercial or
industrial waste. While not all CISWI units will include all of the
following components, a CISWI unit includes, but is not limited to,
the commercial or industrial solid waste feed system, grate system,
flue gas system, waste heat recovery equipment, if any, and bottom
ash system. The CISWI unit does not include air pollution control
equipment or the stack. The CISWI unit boundary starts at the
commercial or industrial waste hopper (if applicable) and extends
through two areas: (1) The combustion unit flue gas system, which
ends immediately after the last combustion chamber or after the
waste heat recovery equipment, if any; and (2) The combustion unit
bottom ash system, which ends at the truck loading station or
similar equipment that transfers the ash to final disposal. The
CISWI unit includes all ash handling systems connected to the bottom
ash handling system. A CISWI unit does not include any of the
fifteen types of units described in section 60.2555 of this subpart,
nor does it include any combustion turbine or reciprocating internal
combustion engine.
Waste heat recovery means the process of recovering heat from
the combustion flue gases by convective heat transfer only.
These definitions were similar to the definitions in the December
1, 2000 final CISWI rules, except that we proposed that materials
combusted at commercial or industrial facilities in units with only
waste heat recovery would be considered commercial or industrial waste
and that such units would become subject to the CISWI rules. This
proposed change addressed an unintended regulatory gap where units with
only waste heat recovery were not covered by CAA section 112 boilers
NESHAP or by the CISWI rules. The statutory and regulatory background
and rationale for the proposed changes to the definitions are fully
described in the February 17, 2004 notice of proposed rule and
solicitation of comments. (See 69 FR 7390.)
The action published today summarizes and responds to public
comments received in response to the February 17, 2004 notice and
announces EPA's final decisions on the definitions of ``solid waste,''
``commercial or industrial waste,'' and ``commercial and industrial
solid waste incineration (CISWI) unit'' for the CISWI rules. The
specific wording of the final definitions
[[Page 55572]]
is printed later in this action. EPA is amending the CISWI rules such
that the final definitions will take effect immediately. EPA is not
taking final action today, however, on the February 2004 proposed
addition of certain regulatory language concerning waste heat recovery
units. EPA currently intends to propose additional language to amend
the CISWI rules to cover units with only waste heat recovery when we
take final action in response to the voluntary remand of the CISWI
rules.
C. Significance of the Definitions
The definitions of ``solid waste,'' ``commercial or industrial
waste,'' and ``commercial and industrial solid waste incineration
unit'' define the scope of applicability of the final CISWI rules.
Since any unit regulated under CAA section 129 cannot be subject to any
rule developed under CAA section 112, these definitions also help to
clarify the scope of applicability of certain other rules that EPA has
or will develop for other types of combustion units.
In this case, combustion units that are not covered by the final
CISWI rules may be subject to regulation, for example, under the
boilers NESHAP (40 CFR part 63, subpart DDDDD).\3\ Many of the
combustion units at commercial or industrial facilities (e.g., boilers
or steam generating units, process heaters, furnaces, and incinerators)
burn ``solid'' materials. If the solid materials in question are
covered by the definition of ``commercial or industrial waste,'' the
units will be regulated as CISWI units under CAA section 129.
Conversely, if the materials are not covered by the definition of
``commercial or industrial waste'' or if these materials are hazardous
solid waste or solid materials burned for chemical or material
recovery, the units will be regulated under CAA section 112 or other
statutory authority.
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\3\ Alternatively, such units might be subject to regulation
under any number of other EPA regulations, including, for example,
regulations promulgated pursuant to CAA section 112(c)(3) and (k) to
control emissions from industrial, commercial and institutional
boilers that are area sources and various other regulations
developed under section 112 which cover combustion units burning
solid materials to recover their chemical or other material
constituents (e.g., black liquor boilers or furnaces at kraft pulp
mills covered under the national emission standards for hazardous
air pollutants for Chemical Recovery Combustion Sources at Kraft,
Soda, Sulfite, and Stand-Alone Semichemical Pulp Mills).
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The process of determining the regulatory dividing line between
different rules is not unique to CISWI. Nor does the identification of
the scope of one rule necessarily define the scope of another or
preclude EPA from adjusting the regulatory division in a subsequent
rule.
IV. Final Definitions for the CISWI Rules
For purposes of the CISWI rules, we are amending the definitions of
the terms ``solid waste,'' ``commercial or industrial waste,'' and
``commercial and industrial solid waste incineration (CISWI) unit'' as
follows:
Solid waste means any garbage, refuse, sludge from a waste
treatment plant, water supply treatment plant, or air pollution
control facility and other discarded material, including solid,
liquid, semisolid, or contained gaseous material resulting from
industrial, commercial, mining, agricultural operations, and from
community activities, but does not include solid or dissolved
material in domestic sewage, or solid or dissolved materials in
irrigation return flows or industrial discharges which are point
sources subject to permits under section 402 of the Federal Water
Pollution Control Act, as amended (33 U.S.C. 1342), or source,
special nuclear, or byproduct material as defined by the Atomic
Energy Act of 1954, as amended (42 U.S.C. 2014).
Commercial or industrial waste means solid waste (as defined in
this subpart) that is combusted at any commercial or industrial
facility using controlled flame combustion in an enclosed, distinct
operating unit: (1) Whose design does not provide for energy
recovery (as defined in this subpart); or (2) operated without
energy recovery (as defined in this subpart). Commercial or
industrial waste also means solid waste (as defined in this subpart)
combusted in an air curtain incinerator that is a distinct operating
unit of any commercial or industrial facility.
Commercial and industrial solid waste incineration (CISWI) unit
means any combustion unit that combusts commercial or industrial
waste (as defined in this subpart), that is a distinct operating
unit of any commercial or industrial facility (including field-
erected, modular, and custom built incineration units operating with
starved or excess air), and any air curtain incinerator that is a
distinct operating unit of any commercial or industrial facility
that does not comply with the opacity limits under this subpart
applicable to air curtain incinerators burning commercial or
industrial waste. While not all CISWI units will include all of the
following components, a CISWI unit includes, but is not limited to,
the commercial or industrial solid waste feed system, grate system,
flue gas system, waste heat recovery equipment, if any, and bottom
ash system. The CISWI unit does not include air pollution control
equipment or the stack. The CISWI unit boundary starts at the
commercial or industrial waste hopper (if applicable) and extends
through two areas: (1) The combustion unit flue gas system, which
ends immediately after the last combustion chamber or after the
waste heat recovery equipment, if any; and (2) the combustion unit
bottom ash system, which ends at the truck loading station or
similar equipment that transfers the ash to final disposal. The
CISWI unit includes all ash handling systems connected to the bottom
ash handling system. A CISWI unit does not include any of the
fifteen types of units described in section 60.2555 of this subpart,
nor does it include any combustion turbine or reciprocating internal
combustion engine.
The EPA will continue to define the term ``energy recovery'' as
follows:
Energy recovery means the process of recovering thermal energy
from combustion for useful purposes such as steam generation or
process heating.
The major differences between the definitions we are promulgating
today for the CISWI rules and those proposed on February 17, 2004 (69
FR 7396), are that we have removed the language in the proposed
definition of ``commercial or industrial waste'' that served to include
units with only waste heat recovery in the CISWI source category, and
we are not promulgating the definition of ``waste heat recovery'' at
this time. We are not taking final action today on these changes
because we have not yet had an opportunity to assess the impacts of
including units with waste heat recovery in the CISWI rules. An impacts
assessment is necessary, but is best done when we respond to the CISWI
remand and can perform comprehensive analyses that address the addition
of waste heat recovery units, any questions on the applicability of the
CISWI rules raised by promulgation of the CAA section 129 rules for the
other solid waste incineration (OSWI) source category, and the remand
issues regarding determination of the MACT floor and emission limits.
When we respond to the remand of the CISWI rules, we currently plan to
propose additional regulatory language to address units with only waste
heat recovery and to provide opportunity for additional comment on the
inclusion of these units in the CISWI source category.
Otherwise, as explained further below, we made editorial changes to
the definition of ``commercial or industrial waste'' and other
definitions to reduce repetition among the definitions and better
express our intent. For example, we use the term ``energy recovery'' in
the final definition of ``commercial or industrial waste'' to
incorporate our existing definition rather than repeating the words
``recovery of heat for a useful purpose.''
V. Response to Public Comments and Significant Changes
Twelve public comment letters were received from a wide variety of
sources, consisting mainly of government agencies, environmental
organizations, industry and utility associations, and owner/operators
of incinerators and
[[Page 55573]]
other types of facilities. The most significant comments are summarized
and addressed below. Other significant comments are summarized and
addressed in a comment and response document contained in the docket.
A. General Comments on Definitions
Comment: One commenter stated that EPA's attempts to fabricate
ambiguity in CAA section 129 are without merit. The commenter stated
that, regardless of whether EPA has discretion to draw the line between
different types of solid waste combustion units, the agency does not
have the discretion to exempt any such units from regulation under
section 129 (except for those expressly enumerated in section
129(g)(1)). The commenter added that, contrary to EPA's claim, the
critical question is not whether a unit ``is designed and operated to
recover heat for a useful purpose,'' but, rather, ``does the unit
combust solid waste?'' Finally, the commenter added that, read as a
whole, section 129 requires that the CISWI rules must apply to all
combustion units that burn waste from commercial and industrial
facilities. The commenter contended that EPA's narrow definitions of
``commercial or industrial waste'' and ``commercial and industrial
solid waste incineration unit'' unlawfully exempt the majority of CISWI
units from regulation under section 129. The commenter also pointed out
that most CISWI units fall below the major source threshold established
in CAA section 112(a). The commenter viewed EPA's definitions in the
CISWI rules as an attempt to regulate many sources under section 112
instead of regulating all sources under section 129. Section 112
requires emissions standards based on generally available control
technology (GACT) for non-major sources.
Response: EPA disagrees with the commenter. Contrary to the
commenter's assertion, CAA section 129 is ambiguous because it does not
contain definitions of certain terms. The EPA has reasonably
interpreted section 129 in establishing the regulatory definitions
described in this action. The statutory provisions of sections 129(a),
(g), and (h) of the CAA collectively call for EPA to determine, as part
of the regulatory process, which combustion units should be subject to
regulation under section 129. Section 129 of the CAA directs EPA to
promulgate standards under section 111 applicable to ``solid waste
incineration units combusting commercial or industrial waste''. (See 42
U.S.C. 7429(a)(1)(D).) However, section 129 does not define commercial
or industrial waste. Inherent in EPA's implementation of this statutory
provision is the discretion to reasonably define what constitutes this
undefined type of solid waste. Furthermore, CAA section 129(h) provides
that nonhazardous combustion sources shall not be regulated under both
section 129 and section 112. Thus, for the CISWI rules, EPA must
determine which types of sources are included in the CISWI source
category.
The distinction between CISWI units and non-CISWI combustion units
is not readily apparent. For example, there is general agreement that
burning coal in a coal-fired boiler is not commercial or industrial
waste, because coal is commonly thought of as a fuel. However, there
are many other materials that are burned in commercial and industrial
boilers for energy recovery. Such materials include wood, other
biomass, bagasse burned in boilers at sugar plants to produce the heat
needed to refine sugar from sugar cane, and many other materials
generated as part of commercial or manufacturing activities. When these
materials are burned in a boiler to recover heat for a useful purpose,
it is reasonable to consider these materials, like coal, to be a fuel
and distinct from commercial and industrial solid waste. Combustion of
such materials, when burned in a boiler that recovers energy for a
useful purpose, is not considered waste combustion and is appropriately
addressed under CAA section 112 regulations for boilers (e.g., the
boilers NESHAP and area source boilers standards). On the other hand,
if materials were burned in a combustion unit without heat recovery,
the combustion would serve no useful purpose other than destruction or
disposal of an unwanted material, and EPA would then consider it
appropriate to identify the material as a commercial or industrial
waste and regulate the combustion unit under CAA section 129 as a CISWI
unit.
In addition, many units that are designed and operated for energy
recovery and predominantly burn materials that are widely considered
fuels will occasionally fire small amounts of other materials in these
units that could be considered waste in some circumstances. However,
these units continue to recover energy from the combustion of these
additional materials. Thus, it is not immediately clear how EPA should
classify such units that are designed and operated for energy recovery
but occasionally combust waste-like materials.
EPA has determined that for purposes of the final CISWI rules, the
critical consideration in determining whether the unit is burning
commercial or industrial waste is the primary function of the
combustion unit; and the primary indicator of function is whether or
not a unit is designed and operated to recover energy for a useful
purpose. Accordingly, we are promulgating definitions of ``commercial
or industrial waste'' and ``CISWI unit'' to include in the CISWI rules
units whose design does not provide for energy recovery or that are
operated without energy recovery. We continue to define energy recovery
as the recovery of heat (thermal energy) for a useful purpose. The
revised definition of ``commercial or industrial waste'' does not
change the existing scope of the CISWI source category, but contains
editorial revisions to more clearly express our intent, as described
further below.
The determination that units (such as boilers) that recover energy
for a useful purpose are not subject to the final CISWI rules does not
exclude them from regulation. As noted earlier, EPA has already
regulated commercial and industrial boilers and process heaters located
at major sources under 40 CFR part 63, subpart DDDDD (the boilers
NESHAP). EPA is addressing commercial and institutional boilers and
process heaters located at area sources under the CAA section 112 area
source boilers standards, currently under development. Additionally,
other categories of specialty combustion units, such as hazardous waste
combustors and cement kilns are regulated under separate section 112
NESHAP. Section 112 addresses hazardous air pollutants such as
hazardous metals, organic compounds, and HCl.
Comment: One commenter pointed out that despite EPA's claim that it
has ``considerable discretion to regulate a variety of sources as solid
waste incinerators,'' CAA section 129(a)(1) requires EPA to ``establish
performance standards and other requirements pursuant to section 7411
of this title and this section for each category of solid waste
incineration units.'' (See 42 U.S.C. 7429(a)(1)(A) (emphasis added).)
The commenter believes these categories are very broad, based on
language in section 129(g)(1), which defines ``solid waste incineration
unit'' to mean ``a distinct operating unit of any facility which
combusts any solid waste material from commercial or industrial
establishments.'' (See 42 U.S.C. 7429(g)(1).) The commenter also argued
that the text of section 129 shows that Congress expressly considered
the issue of whether to regulate heat recovery units under section 129
by providing only limited, specific exemptions. Thus, according to the
commenter's
[[Page 55574]]
interpretation of the statute, EPA must set section 129 standards for
any unit that combusts any solid waste, with the narrow exception of
the categories of energy recovery units specifically enumerated in
section 129(g)(1). The commenter also asserts that EPA acknowledged
this position in the hospital, medical, and infectious waste
incinerator (HMIWI) rules, by stating the following:
The EPA disagrees with commenters that contend EPA has no
authority to regulate cement kilns under section 129. Section
129(a)(1)(A) requires the Administrator to establish performance
standards and other requirements for each category of solid waste
incineration units. Congress specifically listed in section 129
various categories of solid waste incineration units that EPA must
regulate. Section 129(g)(1) broadly defines solid waste incineration
unit as ``a distinct operating unit of any facility which combusts
any solid waste material * * *'' This definition clearly indicates
Congress' intent to regulate more than just incinerators because the
definition sweeps within its scope any facility that is combusting
any solid waste.
Response: Inherent in EPA's implementation of CAA section 129 is
the discretion to identify the types of sources covered by the
statutorily undefined category of commercial or industrial solid waste
incineration units. Considered as a whole, the statutory provisions of
section 129(a), (g), and (h) require that EPA determine, as part of the
regulatory process, which combustion units should be subject to
regulation under section 129. For example, as explained in the previous
response, EPA has determined that boilers combusting materials for
energy recovery are subject to section 112 and hence, are not subject
to section 129.
The commenter relies on the statutory definition of solid waste
incineration unit to argue that any unit combusting any solid waste at
any time should be covered under CISWI. However, we do not agree with
this broad interpretation of the definition of ``solid waste
incineration unit'' based on the use of the modifier ``any.'' We
believe the word ``any'' should be interpreted within the broader frame
of reference of its statutory context, consistent with observations of
the Supreme Court in Nixon v. Missouri Municipal League, 541 U.S. 125,
124 S. Ct. 1555 (2004). In this recent opinion, the Court observed that
Congress's understanding of ``any'' can differ depending on the
statutory setting. (See 124 S. Ct. at 1561.) Nixon and a related line
of cases support looking for indications in the statute that suggest a
more limited meaning of the modified term is possible or intended. (See
70 FR 33838, 33842 (June 10, 2005).) Indications of a more limited
meaning can be found within the definition of solid waste incineration
unit in CAA section 129(g)(1) and CAA section 129(h).
The commenter argues that EPA should stop reading the definition of
``solid waste incineration unit'' in CAA section 129(g)(1) after the
phrase ``any solid waste material.'' Thus, according to the commenter,
a CISWI unit must include ``any facility which combusts any solid waste
material.'' However, the commenter fails to give meaning to the
remainder of the sentence in section 129(g)(1), which provides that a
solid waste incineration unit under section 129 includes a facility
that combusts ``any solid waste material from commercial or industrial
establishments.'' There is a distinction between ``any solid waste
material'' and ``any solid waste material from commercial or industrial
establishments.'' In order to identify solid waste material from
commercial and industrial establishments, we have promulgated a
definition of ``commercial or industrial waste'' which incorporates the
broader definition of ``solid waste.'' As discussed in the earlier
response, because it is sometimes not obvious whether a commercial and
industrial establishment treats material as a waste or as a fuel, we
have developed the definition of commercial or industrial waste to
identify solid waste from commercial and industrial establishments
based on whether the waste is burned without energy recovery.
Moreover, we do not agree that the ``small power production
facilities'' or ``qualifying cogeneration facilities'' described in CAA
section 129(g)(1) are the only types of energy recovery facilities that
are properly excluded from the CISWI source category. To the extent
that another type of energy recovery facility is not considered to be
combusting solid waste from a commercial and industrial establishment,
that facility should also be excluded from the CISWI source category.
We do not read section 129(g)(1) to establish an exclusive list of
excluded sources. See National Wildlife Federation v. Gorsuch, 693 F.2d
156, 172 (D.C. Cir. 1982) (use of the term ``includes'' allows for
additional, unstated meanings); Chemehuevi Indian Tribe v. California
St. Bd. of Equalization, 757 F.2d 1047, 1054 (9th Cir. 1985), rev'd on
different grounds, 106 S. Ct. 289 (1985) (``includes'' is a term of
enlargement, not of limitation); United States v. Huber, 603 F.2d 387,
394 (2d Cir. 1979), cert. denied, 100 S. Ct. 1312 (1980) (use of the
word ``includes,'' rather than a more restrictive term such as
``means,'' indicates that the list is not exhaustive but merely
illustrative).
Furthermore, the definition of ``solid waste incineration unit''
applies to all categories of units subject to CAA section 129. The
enumerated exclusions in CAA section 129(g)(1) ensure that specific
types of facilities are not included in any category under section 129.
Thus, we do not read these exclusions to be an exclusive list of energy
recovery facilities that are not included in the CISWI source category.
Furthermore, CAA section 129(h)(2) states that any unit subject to
a section 129 standard cannot also be subject to a CAA section 112(d)
standard. The rules of logic support the position that the
contrapositive of that statement is equally true--any unit subject to a
section 112(d) standard cannot also be subject to a section 129
standard. This indicates a Congressional intent not to give the word
``any'' the broad meaning suggested by the commenter because it would
require that EPA periodically address units regulated by section 112
under section 129 at times when such units combust solid waste
material, even if such units are designed and operated for energy
recovery.
The quote cited by the commenter regarding cement kilns expressed
EPA's position that we have the authority to regulate units under CAA
section 129 based on their primary function. Thus, we indicated that if
we determined that a unit, that might be called a cement kiln was
actually functioning more like an incinerator, we would have the
authority to regulate that unit under section 129 even though it was
not identified as an incinerator. However, we did not make a finding at
that time that we were required to regulate cement kilns under section
129 because they functioned as incinerators. In addition, it appears
from the quote that we focused at that time only on the phrase ``any
solid waste material'' without considering the additional language
``from commercial or industrial establishments'' that is relevant to
the CISWI source category.
Ultimately, we determined that cement kilns should not be regulated
in the final HMIWI rules, but instead should be regulated under CAA
section 112. Cement kilns, including those burning nonhazardous solid
waste for purposes of energy recovery, have been regulated since 1999
under the portland cement manufacturing industry NESHAP, which is based
on MACT. The NESHAP regulates both major and area sources, and its
requirements reduce emissions of PM, multiple metals,
[[Page 55575]]
dioxins/furans, and total hydrocarbons (which are a surrogate for other
organic HAP including polycyclic organic matter (POM), benzene,
toluene, and formaldehyde). The final rule has already been implemented
and sources are complying with it. As discussed above, CAA section
129(h)(2) is clear that regulations under sections 129 and 112 are
mutually exclusive. Accordingly, sources such as cement kilns, boilers
and process heaters that are subject to section 112 standards are not
CISWI units.
Comment: One commenter believes that electric steam generating
units that are already subject to NSPS controls under 40 CFR part 60,
subparts Da or Db, should not be subject to regulation under CAA
section 129. The commenter stated that EPA did not consider electric
utilities that co-combust solid waste with fuel in its rulemaking
activities, and, therefore, EPA's regulatory impact analysis did not
account for such units. The commenter urged EPA to clarify that the
definitions of ``commercial or industrial waste'' and ``commercial and
industrial solid waste incineration (CISWI) unit'' do not inadvertently
result in the CAA section 129 program regulating electric utility
boilers, including circumstances where such boilers co-combust very
small amounts of nonhazardous solid waste with fuel during the
production of power. An example is periodic boiler cleaning, when
deposits that accumulate on the interior of boiler tube walls are
removed with a cleaning agent. The resulting material is combusted in
the boiler with fuel while the boiler is being operated to recover
energy and produce power. Combustion is a highly effective method of
destroying such materials. The commenter pointed out that EPA agreed
with their comment on the November 1999 CISWI proposal that the
regulatory text swept too broadly by potentially capturing the episodic
circumstances in which electric utilities combust small amounts of such
nonhazardous solid waste with fuel. The commenter also stated that the
legislative history makes clear that Congress intended section 129 to
apply only to units dedicated to solid waste combustion and cited
specific legislative history supporting this point. The commenter
further stated that application of section 129 to electric utility
boilers would be at odds with CAA section 112, and the language of the
CAA makes clear Congress's intent for EPA to regulate nonhazardous
waste combustion sources under either CAA section 129 or CAA section
112, but not both.
Response: We agree that electric utility boilers should not be
covered by the final CISWI rules because they are designed and operated
for purposes of energy recovery and do not function as incinerators. We
addressed this issue in the November 2000 CISWI comment response
document (EPA-453/R-00-008). Electric utility boilers are regulated
under authorities other than CAA section 129. Furthermore, the wording
of CAA section 129(h) makes clear the Congressional intent for CAA
regulations under CAA section 112 or section 129 to be mutually
exclusive. In section 112(n)(1)(A), Congress set forth the limited
circumstances under which EPA could regulate electric utility boilers
under section 112. First Congress instructed EPA to complete a study of
the hazards to public health reasonably expected to occur as a result
of emissions by electric utility steam generating units of pollutants
listed in section 112 after imposition of the requirements of the CAA.
Then it required EPA to regulate electric utility steam generating
units under section 112 if the Administrator finds such regulation is
appropriate and necessary considering the results of the study required
by section 112(n). EPA recently determined that it was neither
appropriate nor necessary to regulate electric utility boilers under
Section 112. (See 70 FR 15994, March 29, 2005.) The fact that the CAA
specifically addressed electric utilities under section 112 indicates
that Congress did not intend them to be regulated under section 129.
Similarly, since promulgation of the final CISWI rules, EPA promulgated
section 112 regulations for industrial, commercial and institutional
boilers (40 CFR part 63, subpart DDDDD). That final rule applies to
some electric steam generating units (e.g., independent power
producers). The language of CAA section 112(h) makes clear the
Congressional intent for CAA regulation under section 129 or section
112 to be mutually exclusive. Accordingly, sources subject to section
112 standards are not CISWI units. We are making minor adjustments to
the definition of ``commercial or industrial waste'' to clarify our
intent that boilers operated for energy recovery are not subject to
CISWI, even if such units combust, along with other fuels, a small
amount of material that might, under some circumstances, be considered
waste. The revised definition clarifies that the critical consideration
in determining whether a unit is burning commercial or industrial waste
is the function of the combustion unit, and the primary indicator of
function is whether or not the unit is designed and operated to recover
energy for a useful purpose.
The reference definition of energy recovery, which has not been
changed, incorporates the concept of recovering thermal energy for
``useful purposes.'' The revised definition of ``commercial or
industrial'' waste excludes from CISWI units (such as boilers) whose
design provides for energy recovery and that are operated for energy
recovery. However, units designed and operated without energy recovery
remain subject to the CISWI rules. Thus, we believe the revised
definition of ``commercial or industrial waste'' is sufficiently clear
to exclude utility steam generating units from the CISWI rules.
Comment: One commenter strongly believes that a unit that
incinerates solid waste at a rate of less than 1,000 pounds per hour
(lb/hr) and recovers heat from the outside of the burn chamber of the
unit for useful purposes should be exempt from the final CISWI rules.
The commenter believes that such units are necessary in remote
locations in northern climates for disposal of small volumes of solid
waste and to generate heat as a useful resource.
Response: The commenter has not provided any specific data to
support the technical or legal basis for a size cutoff. However, at
this time, waste heat recovery units are not covered under CISWI
because we have not assessed the impacts of including such units in the
final CISWI rules. An impacts assessment is necessary, but is best done
when we respond to the CISWI remand and can perform comprehensive
analyses that address the addition of waste heat recovery units, any
questions on the applicability of the CISWI rules that may be raised by
promulgation of rules for the OSWI source category, and remand issues
regarding determination of the MACT floor and emission limits. In a
subsequent rulemaking action in response to the CISWI remand, we intend
to propose additional regulatory language to address units with only
waste heat recovery and assess the impacts of the inclusion of these
units in the CISWI source category.
Comment: One commenter strongly supports EPA's approach of not
specifying a particular level of British thermal units per pound (Btu/
lb) as a regulatory threshold. The commenter also included a discussion
of the 5,000 Btu/lb threshold that EPA had previously proposed in the
CISWI rules, and pointed out that valid energy recovery could be
obtained from materials with lower Btu values. The commenter indicated
(in attached comments submitted in response to previous rulemakings)
that valid energy
[[Page 55576]]
recovery from the cement kiln process has been obtained with materials
with heating values between 996 and 1,948 Btu/lb, but recommended that,
if EPA does adopt a Btu threshold, a threshold of 3,000 Btu/lb is
appropriate and conservatively high.
Response: The EPA agrees that a Btu threshold is not needed for
reasons described in the February 2004 notice and the 2000 CISWI
promulgation preamble. In the preamble to the December 1, 2000 final
CISWI rules (65 FR 75342), EPA summarized commenters' statements that
``* * * the universe of materials burned for energy recovery is much
broader than those defined as ``fuels.'' For example, several of
today's combustion technologies and some new emerging technologies can
burn materials for energy recovery having heat values less than the
proposed 5,000 Btu/lb threshold for considering a material a fuel.''
The EPA responded that ``* * * we agree that several of today's
combustion technologies, including some emerging technologies, may be
capable of burning materials with a heat value of less than 5,000 Btu/
lb to recover energy. Therefore, we have deleted the requirement from
the definition of solid waste in the final NSPS and EG.'' We still
maintain this position. In addition to the information submitted by the
commenter stating that cement kilns can recover heat from materials in
the 1,000 to 2,000 Btu/lb range, EPA found examples of fluidized bed
combustion units and other technologies, used at pulp and paper mills
and for other utility, industrial, or commercial uses, that recover
useful energy from sludges and other materials with low Btu contents
(e.g., in the range of 1,000 to 3,800 Btu/lb). There is no bright-line
Btu value that can be used to distinguish if a material is a fuel
burned for energy recovery or a waste disposed of for purposes other
than energy recovery. The approach taken in the February 2004 proposed
definition is more workable than a Btu/lb cutoff.
B. Comments on the Definition of CISWI Unit
Comment: One commenter supports the definition of ``CISWI unit,''
but suggested various clarifications to better express the intent of
the definitions.
Response: Although we did not adopt any specific language provided
by the commenter, we amended the definitions to remove redundant
language and to better express our intent. For example, we are removing
the following phrase from the definition of ``commercial or industrial
waste'': ``(including field erected, modular, and custom built
incineration units operating with starved or excess air).'' This
language is already contained within the definition of ``CISWI unit''
and need not be included in the definition of the waste.
C. Comments on the Definition of Commercial or Industrial Waste
Comment: One commenter supports EPA's definition of ``commercial or
industrial waste.'' The commenter agrees that, considering high energy
costs, materials burned for heat recovery should not be considered
solid waste. The commenter also agrees that materials burned without
heat recovery for a useful purpose should be regulated as commercial
and industrial solid waste.
Response: We are promulgating the definition proposed in the
February 17, 2004 Federal Register notice, with minor clarifications,
and, as described elsewhere in this preamble, we are not including
units with waste heat recovery in the final CISWI rules at this time.
Comment: One commenter agrees with the proposed definition of
``commercial or industrial waste,'' but suggested some rewording for
clarity.
Response: We agree with the commenter that there is room to improve
the clarity of the proposed definition and have made some modifications
to the definitions of ``commercial or industrial waste'' with this in
mind. However, we have reorganized the proposed definition in a
different manner than suggested by the commenter. We believe our
modified definition is clearer than the reworded definition of
commercial or industrial waste provided by the commenter. The
commenter's definition does not reflect our decision to omit the phrase
``combusted for reasons that do not include the recovery of heat for a
useful purpose'' and insert the phrase ``whose design does not provide
for energy recovery (as defined in this subpart)'' to better reflect
the key principal that we discussed in the preamble of the proposed
rule. Furthermore, EPA's revised definition reflects our decision not
to regulate units with only waste heat recovery at this time, but to
propose to regulate such units when we respond to the remand of the
final CISWI rules.
D. Comments on the Definition of Solid Waste
Comments: One commenter stated that EPA's arguments about the
definition of solid waste are irrelevant and without merit. Pointing to
section 129(g)(6) of the CAA, which provides that solid waste shall
have the meanings established by EPA pursuant to the SWDA, the
commenter argues that EPA has established only one ``comprehensive
definition'' of solid waste under the SWDA: the definition in 40 CFR
261.2. (See 69 FR 7395/2.) Furthermore, the commenter asserts that this
definition was the only comprehensive definition that existed when
Congress enacted section 129, which, in the commenter's view, indicates
that Congress intended EPA to use that definition. The commenter made
this point in an attempt to refute EPA's argument th