Implementation of a Dose Standard After 10,000 Years, 53313-53320 [05-17778]
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53313
Proposed Rules
Federal Register
Vol. 70, No. 173
Thursday, September 8, 2005
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF AGRICULTURE
Animal and Plant Health Inspection
Service
9 CFR Part 94
[Docket No. 04–083–2]
Add Argentina to the List of Regions
Considered Free of Exotic Newcastle
Disease; Correction
Animal and Plant Health
Inspection Service, USDA.
ACTION: Proposed rule; correction.
AGENCY:
SUMMARY: In a proposed rule published
in the Federal Register on August 23,
2005 (Docket No. 04–083–1), we
proposed to amend the regulations by
adding Argentina to the list of regions
considered free of exotic Newcastle
disease (END) and announced the
availability of a qualitative evaluation
regarding the END status of Argentina.
The proposed rule contained an
incorrect Internet address and
incomplete instructions on how to
access the qualitative evaluation. This
document corrects those errors.
DATES: We will consider all comments
that we receive on Docket No. 04–083–
1 on or before October 24, 2005.
ADDRESSES: You may submit comments
by any of the following methods:
• EDOCKET: Go to https://
www.epa.gov/feddocket to submit or
view public comments, access the index
listing of the contents of the official
public docket, and to access those
documents in the public docket that are
available electronically. Once you have
entered EDOCKET, click on the ‘‘View
Open APHIS Dockets’’ link to locate
Docket No. 04–083–1.
• Postal Mail/Commercial Delivery:
Please send four copies of your
comment (an original and three copies)
to Docket No. 04–083–1, Regulatory
Analysis and Development, PPD,
APHIS, Station 3C71, 4700 River Road
Unit 118, Riverdale, MD 20737–1238.
Please state that your comment refers to
Docket No. 04–083–1.
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• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the instructions for locating this docket
and submitting comments.
Reading Room: You may read the
qualitative evaluation and any
comments that we receive on Docket
No. 04–083–1 in our reading room. The
reading room is located in room 1141 of
the USDA South Building, 14th Street
and Independence Avenue SW.,
Washington, DC. Normal reading room
hours are 8 a.m. to 4:30 p.m., Monday
through Friday, except holidays. To be
sure someone is there to help you,
please call (202) 690–2817 before
coming.
Other Information: You may view
APHIS documents published in the
Federal Register and related
information on the Internet at https://
www.aphis.usda.gov/ppd/rad/
webrepor.html.
FOR FURTHER INFORMATION CONTACT: Dr.
David Nixon, Case Manager,
Regionalization Evaluation Services,
National Center for Import and Export,
VS, APHIS, 4700 River Road Unit 38,
Riverdale, MD 20737–1231; (301) 734–
4356.
SUPPLEMENTARY INFORMATION: On August
23, 2005, we published in the Federal
Register (70 FR 49200–49207, Docket
No. 04–083–1) a proposed rule in which
we proposed to amend the regulations
in 9 CFR part 94 by adding Argentina
to the list of regions considered free of
exotic Newcastle disease (END) and
announced the availability of a
qualitative evaluation regarding the
END status of Argentina. The evaluation
documents the factors that have led us
to conclude that commercial poultry in
Argentina are END-free. We are making
the proposed rule and the qualitative
evaluation available for public comment
for 60 days. Comments must be received
on or before October 24, 2005.
In the background portion of the
proposed rule, we provided an Internet
address where the evaluation could be
viewed. This address was incorrect. The
Internet address should have read:
https://www.aphis.usda.gov/vs/ncie/regrequest.html. In addition, the
instructions we provided for accessing
the evaluation were incomplete. This
document corrects those errors.
Correction
In FR Doc. 05–16689, published on
August 23, 2005 (70 FR 49200–49207),
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make the following correction: On page
49205, first column, third full
paragraph, in the first sentence, correct
https://www.aphis.usda.gov/vs/regrequest.html by following the link for
current requests and supporting
documentation to read https://
www.aphis.usda.gov/vs/ncie/regrequest.html. At the bottom of that Web
site page, follow the link for
‘‘Information previously submitted by
Regions requesting export approval and
supporting documentation.’’ At the next
screen, click on the triangle beside
‘‘Argentina/ Poultry Products/Exotic
Newcastle Disease.’’ From that screen,
you may click on the triangle beside
‘‘Response by APHIS’’ to view the
qualitative evaluation and the triangle
beside ‘‘Information supporting request’’
to view information provided by
Argentine veterinary officials. You may
also view the evaluation in our reading
room (information on the location and
hours of the reading room is provided
under the heading ADDRESSES at the
beginning of this document)’’.
Done in Washington, DC, this 1st day of
September 2005.
Elizabeth E. Gaston,
Acting Administrator, Animal and Plant
Health Inspection Service.
[FR Doc. 05–17799 Filed 9–7–05; 8:45 am]
BILLING CODE 3410–34–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 63
RIN 3150–AH68
Implementation of a Dose Standard
After 10,000 Years
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
AGENCY:
SUMMARY: The U.S. Nuclear Regulatory
Commission (NRC) is proposing to
amend its regulations governing the
disposal of high-level radioactive wastes
in a proposed geologic repository at
Yucca Mountain, Nevada. The proposed
rule would implement the U.S.
Environmental Protection Agency’s
(EPA’s) proposed standards for doses
that could occur after 10,000 years but
within the period of geologic stability.
The proposed rule also specifies a value
to be used to represent climate change
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after 10,000 years, as called for by EPA,
and specifies that calculations of
radiation doses for workers use the same
weighting factors that EPA is proposing
for calculating individual doses to
members of the public.
DATES: The comment period expires
November 7, 2005. Comments received
after this date will be considered if it is
practical to do so, but NRC is able to
assure consideration only for comments
received on or before this date.
ADDRESSES: You may submit comments
by any one of the following methods.
Please include the following number
(RIN 3150–AH68) in the subject line of
your comments. Comments on
rulemakings submitted in writing or in
electronic form will be made available
to the public in their entirety on the
NRC rulemaking Web site. Personal
information will not be removed from
your comments.
Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If
you do not receive a reply e-mail
confirming that we have received your
comments, contact us directly at (301)
415–1966. You may also submit
comments via the NRC’s rulemaking
Web site at https://ruleforum.llnl.gov.
Address questions about our rulemaking
website to Carol Gallagher (301) 415–
5905; e-mail cag@nrc.gov. Comments
can also be submitted via the Federal
eRulemaking Portal at https://
www.regulations.gov.
Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.
Federal workdays. (Telephone (301)
415–1966).
Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at (301)
415–1101.
Publicly available documents related
to this rulemaking may be examined
and copied for a fee at the NRC’s Public
Document Room (PDR), Public File Area
O1 F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland.
Selected documents, including
comments, can be viewed and
downloaded electronically via the NRC
rulemaking Web site at https://
ruleforum.llnl.gov.
Publicly available documents created
or received at the NRC after November
1, 1999, are available electronically at
the NRC’s Electronic Reading Room at
https://www.nrc.gov/NRC/ADAMS/
index.html. From this site, the public
can gain entry into the NRC’s
Agencywide Document Access and
Management System (ADAMS), which
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provides text and image files of NRC’s
public documents. If you do not have
access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC
Public Document Room (PDR) Reference
staff at 1–800–397–4209, 301–415–4737,
or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT:
Timothy McCartin, Office of Nuclear
Material Safety and Safeguards, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, telephone
(301) 415–7285, e-mail tjm3@nrc.gov;
Janet Kotra, Office of Nuclear Material
Safety and Safeguards, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, telephone (301) 415–
6674, e-mail jpk@nrc.gov; or Lydia
Chang, Office of Nuclear Material Safety
and Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001, telephone (301) 415–6319, e-mail
lwc1@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On November 2, 2001 (66 FR 55732),
NRC published its final rule, 10 CFR
part 63, governing disposal of high-level
radioactive wastes in a potential
geologic repository at Yucca Mountain,
Nevada. The U.S. Department of Energy
(DOE) must comply with these
regulations for NRC to authorize
construction and license operation of a
potential repository at Yucca Mountain.
As mandated by the Energy Policy Act
of 1992, Public Law 102–486 (EnPA),
NRC’s final rule was consistent with the
radiation protection standards issued by
EPA at 40 CFR Part 197 (66 FR 32074;
June 13, 2001). EPA developed these
standards under Congress’ direction, in
Section 801 of EnPA, to issue public
health and safety standards for
protection of the public from releases of
radioactive materials stored or disposed
of in a potential repository at the Yucca
Mountain site. These standards were to
be ‘‘based upon and consistent with’’
the findings and recommendations of
the National Academy of Sciences
(NAS). The NAS issued its findings and
recommendations, on August 1, 1995, in
a report entitled Technical Bases for
Yucca Mountain Standards.
The State of Nevada and other
petitioners challenged both the EPA
standards and the NRC regulations in
court. On July 9, 2004, the United States
Court of Appeals for the District of
Columbia Circuit upheld both EPA’s
standards and NRC’s regulations on all
but one of the issues raised by the
petitioners. See Nuclear Energy
Institute, Inc. v. Environmental
Protection Agency, 373 F.3d 1251 (D.C.
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Cir. 2004). The court disagreed with
EPA’s decision to adopt a 10,000-year
period for compliance with the
standards and NRC’s adoption of that
10,000-year compliance period in NRC’s
implementing regulations. The court
found that EPA’s 10,000-year
compliance period was not ‘‘based upon
and consistent with’’ NAS findings, as
required by Section 801 of EnPA. See
the aforementioned 373 F.3d at 1270.
The NAS recommended that a standard
be developed that would provide
protection when radiation doses reach
their peak within the limits imposed by
long-term stability of the geologic
environment. In addition, NAS found
no scientific basis for limiting
application of the individual-risk
standard to 10,000 years. Thus, the
court vacated EPA’s rule at 40 CFR part
197 to the extent that it specified a
10,000-year compliance period and
remanded the matter to EPA. The court
also vacated NRC’s rule at 10 CFR Part
63 insofar as it incorporated EPA’s
10,000-year compliance period.
In response to the remand, EPA
issued its proposed revised standards on
August 22, 2005 (70 FR 49014). To
comply with EnPA and the court’s
remand, NRC must now revise 10 CFR
Part 63 to be consistent with EPA’s
revised standards. For that purpose,
NRC is proposing revisions to 10 CFR
part 63 in this notice.
II. Discussion
To address the court’s decision, EPA
is retaining the standards applicable to
the first 10,000 years after disposal and
proposes to add separate requirements
for the peak dose after 10,000 years and
within the period of geologic stability.
EPA also proposes to revise the
approach for calculating doses, based on
International Commission on
Radiological Protection (ICRP)
recommendations, for the periods before
and after 10,000 years. Specifically,
EPA’s proposed revisions to its
standards: (1) Provide a limit for the
peak dose after 10,000 years; (2) specify
criteria DOE must use in performance
assessments for estimating doses after
10,000 years; and (3) specify ‘‘weighting
factors’’ for DOE’s use when calculating
individual dose during the operational
or preclosure phase as well as after the
disposal or postclosure phase. Also, in
its proposal, EPA states that NRC should
specify a value or values that DOE must
use to represent climate change after
10,000 years.
In this rulemaking, the NRC proposes
to (1) adopt the limit EPA sets for the
peak dose after 10,000 years; (2) adopt
the criteria EPA has specified for
performance assessments that estimate
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doses after 10,000 years; (3) adopt the
‘‘weighting factors’’ EPA specifies for
calculating individual doses during the
operational or preclosure phase, as well
as after the disposal or postclosure
phase; (4) require that calculations of
radiation doses for workers use the same
weighting factors EPA is proposing for
calculating individual dose; and (5)
specify a value that DOE must use to
project the long-term impact of climate
variation after 10,000 years, as called for
by EPA. These proposals are more fully
described below.
The NRC’s proposal of these changes
to part 63 coincides with EPA’s
publication of its proposal to provide
important and timely information to the
public on how NRC plans to incorporate
and implement EPA’s standards in
NRC’s regulations. In general, the
changes to part 63 adopt the same or
approximately the same wording as
used by EPA in its proposed revisions
to 40 CFR part 197. Comments on EPA’s
proposal (e.g., the dose limit) should be
directed to EPA and refer to EPA’s
proposal published on August 22, 2005.
NRC’s existing regulations, which are
applicable for the first 10,000 years after
disposal, remain in place [e.g., the 0.15
millisieverts/year (15 millirem/year)
individual protection standard]
consistent with the existing EPA
standards, and are not affected by this
rulemaking except insofar as NRC’s rule
adopts more up-to-date dosimetry for
dose calculations.
The Commission welcomes comments
on NRC’s proposed implementation of
EPA’s proposed revisions to its
standards as well as on NRC’s revisions
for use of specific weighting factors for
calculating worker doses, and on NRC’s
specification of a value for climate
change. NRC requests and will respond
to comments only on those provisions of
part 63 that we are now proposing to
change. A description of these changes
follows.
1. Dose Limit
EPA’s proposed standards would
require DOE to estimate peak dose after
10,000 years as part of the evaluations
for both individual protection and
human intrusion. DOE must then
compare the results of these estimates to
an annual dose limit of 3.5 mSv/yr (350
mrem/yr). For this comparison, EPA
proposes that DOE use the median value
of the projected doses after 10,000 years
and through the period of geologic
stability. NRC proposes to incorporate
the new EPA dose limit and statistical
measure for compliance directly into
NRC’s regulations at § 63.311 for
individual protection and at § 63.321 for
human intrusion.
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2. Criteria for Performance Assessments
Used to Estimate Peak Dose After 10,000
Years
EPA proposes using the performance
assessment for the first 10,000 years as
the basis for projecting repository
performance after 10,000 years. EPA
asserts that its requirements for the
performance assessment for the first
10,000 years (e.g., consideration for
features, events, and processes with a
probability of occurrence greater than
10¥8 per year) provide a suitable basis
for projecting performance after 10,000
years. NRC’s existing regulations at 10
CFR Part 63 already include additional
requirements, governing the preparation
of the performance assessment, that
ensure that features, events, and
processes considered for inclusion in
the performance assessment over the
10,000-year compliance period
represent a wide range of both favorable
and detrimental effects on performance.
Because of the uncertainties
associated with estimating performance
over very long times (e.g., hundreds of
thousands of years) and to limit
speculation, EPA proposes specific
constraints on the consideration of
features, events, and processes after
10,000 years. First, EPA asserts that data
and models used to prepare the
performance assessment for the first
10,000 years provide adequate support
for projections used in the performance
assessment after 10,000 years. For
example, DOE may apply the seismic
hazard curves used in the 10,000-year
assessment to project seismic activity
after 10,000 years. Second, EPA
proposes to (1) limit the analysis of
seismic activity to the effects caused by
damage to the drifts and the waste
package; (2) limit analysis of igneous
activity to effects on the waste package
that result in release of radionuclides to
the atmosphere or ground water; (3)
limit the effect of climate variation to
those resulting from increased water
flowing to the repository; and (4) require
DOE to include general corrosion in its
analysis of engineered barrier
performance. NRC proposes to
incorporate these criteria into NRC
regulations at § 63.342. NRC also
proposes revising requirements for the
performance assessment, specified at
§ 63.114, to be consistent with EPA’s
proposal that the performance
assessment for the first 10,000 years
serve as the basis for projecting
repository performance assessment after
10,000 years.
3. Individual Dose Calculations
EPA proposes that DOE use specific
weighting factors provided in proposed
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53315
Appendix A of its standards at 40 CFR
197. These weighting factors reflect
current methods of dosimetry and
updated models for calculating
individual exposures from radiation.
EPA cites, as a basis for this proposal,
recommendations and guidance from
ICRP Publications 60 through 72. NRC
supports the use of current dosimetry
and proposes to adopt this specification.
4. Worker Dose Calculations
Consistent with EPA’s specification of
dosimetry for calculating individual
doses to members of the public (public
doses), NRC proposes to revise its part
63 regulations to allow DOE to use the
same methods for calculating doses to
workers during the operational period
as those required for calculating public
doses. NRC believes that calculations of
doses to workers and the public should
rely on a single set of weighting factors,
based on current dosimetry. This
approach would avoid the unnecessary
complication and potential confusion
for stakeholders that could result from
the use of two sets of weighting factors.
NRC proposes to add a definition for
‘‘weighting factor’’ to § 63.2 that
specifies the weighting factors provided
in the EPA proposal, and to amend
§ 63.111(a)(1) to provide that calculation
of doses to meet the requirements of 10
CFR part 20 shall use the definition for
‘‘weighting factor’’ in § 63.2. Calculation
of both worker and public doses would
use the weighting factor as defined.
5. Values Used To Project Climate
Variation After 10,000 Years
EPA proposes that DOE should
assume that the effect of climate
variation, after 10,000 years, is limited
to the results of increased water flowing
through the repository. EPA also
proposes that NRC specify, in
regulation, steady-state (constant-intime) values that DOE should use to
project the long-term impact of climate
variation after 10,000 years. This
approach focuses on ‘‘average’’ climate
conditions over the long term rather
than on time-varying aspects of climate
(e.g., timing, size, and duration of shortterm variations) that can be both
uncertain and speculative. The NRC has
considered what parameter or
parameters would represent the average
climate conditions. Precipitation and
temperature are the most readily
identified parameters, associated with
climate, that directly influence the
amount of water, or deep percolation,
flowing to the repository horizon. It is
the rate of deep percolation, however,
that directly influences repository
performance. Therefore, the NRC
proposes to specify use of the deep
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percolation rate to represent the effect of
future climate in performance
assessments after 10,000 years.
Southern Nevada has experienced
significant variation in mean annual
precipitation and temperature over the
past 1 to 3 million years (Forester, R. M.
‘‘Pliocene-Climate History of the
Western United States Derived from
Lacustrine Ostracodes,’’ Quaternary
Science Reviews, Volume 10, pages
133–146, 1991). Estimates of future
climate over the next 1 million years
involve many assumptions and are
uncertain. One approach, discussed
when NRC issued its regulations for
Yucca Mountain at 10 CFR part 63 (page
66 FR 55757; November 2, 2001), is to
assume that fundamental mechanisms
that will change the future climate will
be the same as those that changed it in
the past. Paleoclimate data suggest that,
in general, over the past 1 million years,
Southern Nevada has been cooler and
wetter than it is today (Thompson, R. S.,
K. H. Anderson, and P. J. Bartlein,
‘‘Quantitative Paleoclimatic
Reconstructions from Late Pleistocene
Plant Macrofossils of the Yucca
Mountain Region,’’ U.S. Geological
Survey Open-File Report 99–338, U.S.
Geological Survey, Denver, CO, 1999;
and Reheis, M., ‘‘Highest Pluvial Lake
Shorelines and Pleistocene Climate in
the Western Great Basin,’’ Quaternary
Research, Volume 52, pages 196–205,
1999). Thus, NRC expects ‘‘average’’
conditions 10,000 years in the future,
and later, to be cooler and wetter. Those
conditions will allow more water to
percolate to the repository horizon than
expected during the first 10,000 years.
According to climatologists, the socalled intermediate and monsoon
climate states, which occur between the
warmer ‘‘interglacial’’ and the cooler
‘‘full glacial’’ climate states, are both
wetter than the present climate state.
Climatologists estimate a mean annual
precipitation, during these climate
states, at about twice that of present
mean annual precipitation at Yucca
Mountain. Over the past million years,
these two wetter climate states were the
predominate climate states (Civilian
Radioactive Waste Management System,
Management and Operating Contractor,
‘‘Future Climate Analysis—10,000 years
to 1,000,000 Years After Present,’’
MOD–01–001 Rev. 00, 2002). To the
extent that climate is controlled by
changes in solar radiation arising from
variations in the Earth’s orbit [op. cit.],
it is reasonable to assume that climate
patterns during the next 1 million years
would follow a similar cycle. Deep
percolation rates depend on both
precipitation and temperature and their
associated effects on evaporation and
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plant transpiration. Today, the mean
precipitation, measured at Yucca
Mountain, is 125 millimeters/year (mm/
year) (4.9 inches/year) (Thompson, R.
S., K. H. Anderson, and P. J. Bartlein,
‘‘Quantitative Paleoclimatic
Reconstructions from Late Pleistocene
Plant Macrofossils of the Yucca
Mountain Region,’’ U.S. Geological
Survey Open-File Report 99–338, U.S.
Geological Survey, Denver, CO, 1999).
About 4 percent of that water reaches
the repository horizon. This
corresponds to an estimated deep
percolation rate of 5 mm/year (0.20
inches/year) when averaged over the
repository footprint (Zhu, C., J. R.
Winterle, and E. I. Love, ‘‘Late
Pleistocene and Holocene Groundwater
Recharge from the Chloride Mass
Balance Method and Chlorine-36 Data,’’
Water Resources Research, Vol 39, No.
7, page 1182, 2003). Examination of
locations in the United States,
analogous to Yucca Mountain in some
future intermediate and monsoon
climates, suggests potential
precipitation rates of between 266 and
321 mm/year [10.5 and 12.6 inches/
year] (Thompson, R. S., K. H. Anderson,
and P. J. Bartlein, ‘‘Quantitative
Paleoclimatic Reconstructions from Late
Pleistocene Plant Macrofossils of the
Yucca Mountain Region,’’ U.S.
Geological Survey Open-File Report 99–
338, U.S. Geological Survey, Denver,
CO, 1999).
Estimates of deep percolation rate as
a fraction of precipitation have been
calculated for various climate
conditions. Between 5 to 20 percent of
precipitation could reach the repository
depth under intermediate/monsoon to
‘‘full glacial’’ climate conditions. The
larger percentage reflects ‘‘full glacial’’
conditions (Mohanty, S., R. Codell, J. M.
Menchaca, et al., System-Level
Performance Assessment of the
Proposed Repository at Yucca Mountain
Using the TPA Version 4.1 Code,
CNWRA 2002–05 Revision 2, Center for
Nuclear Waste Regulatory Analyses, San
Antonio, TX, 2004). Given that average
deep percolation at Yucca Mountain is
about 4 percent of precipitation, under
current conditions, and assuming
between 5 to 20 percent for the fraction
of precipitation that remains as deep
percolation under intermediate/
monsoon climates, one may estimate
higher average water flow to the
repository than observed today. On this
basis, the NRC proposes that DOE
represent the effects of climate change
after 10,000 years by assuming that deep
percolation rates vary between 13 to 64
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mm/year (0.5 to 2.5 inches/year) 1. DOE
would implement this assumption in its
performance assessment by sampling
values of deep percolation rates within
this range, and, for a given calculation,
by assuming the deep percolation rate
remained constant, at the sampled rate,
after 10,000 years.
Thus, NRC proposes that DOE use a
time-independent deep percolation rate,
after 10,000 years, based on a log
uniformly distributed range of deep
percolation rates from 13 to 64 mm/year
(0.5 to 2.5 inches/year). This ‘‘average’’
deep percolation rate represents the
average amount of water flowing to the
repository horizon. Specifying a rate
that is constant over time, however,
does not imply that this same rate
should necessarily be held constant
spatially over the entire repository
horizon. To the contrary, current
understanding of site behavior (e.g.,
NRC staff and DOE staff representations
of infiltration and percolation processes
at Yucca Mountain) shows significant
variation in current deep percolation
rates across the repository horizon. This
would be expected to continue to occur
into the far future. NRC expects DOE to
continue such calculations of spatial
variation, subject to the constraint that,
across the repository footprint, the
‘‘average’’ overall percolation rate
would remain within the range and
distribution specified by NRC.
The Commission considers it
appropriate to specify these constraints
on how DOE must account for the
effects of climate change during the
period after 10,000 years because this
approach: (1) Is consistent with EPA’s
proposal for treatment of climate change
after 10,000 years; (2) specifies, in a
straightforward way, how DOE shall
represent climate change in its
performance assessment; (3) results in a
mean deep percolation rate of
approximately 32 mm/year 2 (1.3
inches/year), a rate that is
approximately six times greater than the
current rate, representing wetter and
cooler conditions (e.g., interglacial and
monsoon climate states); and (4)
provides information on the relative
significance of the deep percolation rate
1 The low value of the range is derived using the
lower estimated fraction of precipitation that results
in deep percolation and the lower precipitation rate
(i.e., 5 percent of 266 is approximately 13) and the
high value of the range from using the higher
estimated fraction of precipitation that results in
deep percolation and the higher value for
precipitation rate (i.e., 20 percent of 321 is
approximately 64).
2 The mean value of a log-uniform distribution of
deep percolation that ranges from 13 mm/year to 64
mm/yr is equal to (64 mm/year ¥13 mm/year)/
[loge(64 mm/year) ¥loge(13 mm/year)] = 32 mm/
year.
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(e.g., results of the performance
assessment when the deep percolation
rate is assumed to be at the low value
of the range versus the high value of the
range).
III. Discussion of Proposed
Amendments by Section
Section 63.2s
Definitions
This section would be modified to
revise the definition of ‘‘performance
assessment’’ to exclude the limitation of
‘‘10,000 years after disposal,’’ consistent
with EPA’s modified definition of
‘‘performance assessment.’’ This section
also would be modified to include a
definition for ‘‘weighting factor’’ that
conforms the weighting factors to be
used in dose calculations to the values
EPA proposes.
Section 63.111 Performance Objectives
for the Geologic Repository Operations
Area Through Permanent Closure
This section specifies requirements
for radiation exposures for the geologic
repository operations area. This section
would be modified to require use of the
definition for ‘‘weighting factor’’ in
§ 63.2 when calculating doses to meet
the requirements of part 20 of this
chapter.
Section 63.114 Requirements for
Performance Assessment
This section specifies the
requirements for the performance
assessment used to demonstrate
compliance with the requirements
specified at § 63.113(b), (c), and (d).
This section would be revised to
conform to EPA’s proposed standards
that specify what DOE must consider in
the performance assessment for the
period after 10,000 years.
Section 63.302
L
Definitions for Subpart
The definition for the ‘‘period of
geologic stability’’ would be modified to
clarify that this period ends at 1 million
years after disposal.
Section 63.303
Subpart L
Implementation of
This section provides a functional
overview of this subpart. This section
would be revised to conform to EPA’s
proposed standard that specifies the
arithmetic mean of the projected doses
to be used for determining compliance
for the period within 10,000 years after
disposal and the median value of the
projected doses to be used for
determining compliance for the period
after 10,000 years and through the
period of geologic stability.
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Section 63.305 Required
Characteristics of the Reference
Biosphere
This section specifies characteristics
of the reference biosphere to be used by
DOE in its performance assessments to
demonstrate compliance with the
requirements specified at § 63.113. This
section would be modified to conform
to EPA’s proposed standards, which
specify the types of changes DOE shall
account for in the performance
assessment for the period after 10,000
years and through the period of geologic
stability.
Section 63.311 Individual Protection
Standard After Permanent Closure
This section specifies the dose limit
for individual protection after
permanent closure for any geologic
repository at the Yucca Mountain site.
This section would be modified to
conform with the public health and
environmental radiation standards EPA
proposes for the peak dose after 10,000
years and through the period of geologic
stability.
Section 63.321 Individual Protection
Standard for Human Intrusion
This section directs DOE to estimate
the dose resulting from a stylized
human intrusion drilling scenario and
specifies the dose limit that any geologic
repository at the Yucca Mountain site
must meet as the result of a hypothetical
human intrusion. This section would be
modified to conform with the public
health and environmental radiation
standards EPA proposes for the peak
dose after 10,000 years and through the
period of geologic stability.
Section 63.341 Projections of Peak
Dose
This section has been removed.
Section 63.342 Limits on Performance
Assessments
This section specifies how DOE will
identify and consider features, events,
and processes in the dose assessments
described in subpart L to part 63. This
section would be modified to conform
to EPA’s proposed standards, which
specify the types of changes DOE shall
account for in the performance
assessment for the period after 10,000
years and through the period of geologic
stability. A range of values has been
specified that DOE shall use to represent
the effects of climate change after 10,000
years and through the period of geologic
stability.
IV. Agreement State Compatibility
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
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53317
Agreement State Programs’’ approved by
the Commission on June 30, 1997, and
published in the Federal Register on
September 3, 1997 (62 FR 46517), this
rule is classified as Compatibility
Category ‘‘NRC.’’ Compatibility is not
required for Category ‘‘NRC’’
regulations. The NRC program elements
in this category are those that relate
directly to areas of regulation reserved
to the NRC by the Atomic Energy Act of
1954, as amended (AEA), or the
provisions of Title 10 of the Code of
Federal Regulations. An Agreement
State may not adopt program elements
reserved to NRC.
V. Plain Language
The Presidential memorandum, dated
June 1, 1998, entitled, ‘‘Plain Language
in Government Writing,’’ directed that
the Government’s writing be in plain
language. This memorandum was
published on June 10, 1998 (63 FR
31883). NRC requests comments on this
proposed rule specifically with respect
to the clarity and effectiveness of the
language used. Comments should be
sent to the address listed under the
heading of ADDRESSES, above.
VI. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995 (Pub. L.
104–113) requires that Federal agencies
use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless the
use of such a standard is inconsistent
with applicable law or otherwise
impractical. In this proposed rule, NRC
would implement site-specific
standards proposed by EPA and
developed solely for application to a
proposed geologic repository for highlevel radioactive waste at Yucca
Mountain, Nevada. This action does not
constitute the establishment of a
standard that establishes generally
applicable requirements.
VII. Finding of No Significant
Environmental Impact: Availability
Pursuant to Section 121(c) of the
Nuclear Waste Policy Act, this proposed
rule does not require the preparation of
an environmental impact statement
under Section 102(2)(c) of the National
Environmental Policy Act of 1969 or
any environmental review under
subparagraph (E) or (F) of Section 102(2)
of such act.
VIII. Paperwork Reduction Act
Statement
This proposed rule does not contain
new or amended information collection
requirements subject to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
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et seq.). Existing requirements were
approved by the Office of Management
and Budget (OMB), approval number
3150–0199.
Public Protection Notification
NRC may not conduct nor sponsor,
and a person is not required to respond
to, a request for information nor an
information collection requirement,
unless the requesting document
displays a currently valid OMB control
number.
IX. Regulatory Analysis
The Commission has prepared a draft
regulatory analysis on this proposed
regulation. The analysis examines the
costs and benefits of the alternatives
considered by the Commission,
consistent with the options that are
open to NRC in carrying out the
statutory directive of EnPA. The
Commission requests public comment
on the draft regulatory analysis.
Comments on the draft analysis may be
submitted to NRC, as indicated under
the ADDRESSES, heading. The analysis is
available for inspection in the NRC PDR,
11555 Rockville Pike, Rockville, MD
20852. Single copies of the regulatory
analysis may be obtained from Lydia
Chang, Office of Nuclear Material Safety
and Safeguards, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001, telephone (301) 415–6319, e-mail
lwc1@nrc.gov.
X. Regulatory Flexibility Certification
In accordance with the Regulatory
Flexibility Act of 1980 [5 U.S.C. 605(b)],
NRC certifies that this proposed rule
will not, if issued, have a significant
economic impact on a substantial
number of small entities. This proposed
rule affects only the licensing of one
entity, DOE, which does not fall within
the scope of the definition of ‘‘small
entities’’ set forth in the Regulatory
Flexibility Act nor the Small Business
Size Standards set out in regulations
issued by the Small Business
Administration at 13 CFR part 121.
XI. Backfit Analysis
NRC has determined that the backfit
rule (§§ 50.109, 70.76, 72.62, or 76.76)
does not apply to this proposed rule
because this amendment would not
involve any provisions that would
impose backfits, as defined in the
backfit rule. Therefore, a backfit analysis
is not required.
requirements, Waste treatment and
disposal.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; the Nuclear Waste Policy
Act of 1982, as amended; and 5 U.S.C.
553, the NRC is proposing to adopt the
following amendments to 10 CFR part
63.
PART 63—DISPOSAL OF HIGH-LEVEL
RADIOACTIVE WASTES IN A
GEOLOGIC REPOSITORY AT YUCCA
MOUNTAIN, NEVADA
1. The authority citation for part 63
continues to read as follows:
Authority: Secs. 51, 53, 62, 63, 65, 81, 161,
182, 183, 68 Stat. 929, 930, 932, 933, 935,
948, 953, 954, as amended (42 U.S.C. 2071,
2073, 2092, 2093, 2095, 2111, 2201, 2232,
2233); secs. 202, 206, 88 Stat.1244, 1246 (42
U.S.C. 5842, 5846); secs. 10 and 14, Pub. L.
95–601, 92 Stat. 2951 (42 U.S.C. 2021a and
5851); sec. 102, Pub. L. 91–190, 83 Stat. 853
(42 U.S.C. 4332); secs. 114, 121, Pub. L. 97–
425, 96 Stat. 2213g, 2238, as amended (42
U.S.C. 10134, 10141); and Pub. L. 102–486,
sec. 2902, 106 Stat. 3123 (42 U.S.C. 5851);
sec. 1704, 112 stat. 2750 (44 U.S.C. 3504
note).
2. Section 63.2 is amended by revising
paragraph (1) of the definition of
‘‘performance assessment’’ and by
adding a new definition for ‘‘weighting
factor,’’ in alphabetical order, to read as
follows:
§ 63.2
Definitions.
*
*
*
*
*
Performance assessment means an
analysis that:
(1) Identifies the features, events,
processes (except human intrusion), and
sequences of events and processes
(except human intrusion) that might
affect the Yucca Mountain disposal
system and their probabilities of
occurring;
*
*
*
*
*
Weighting factor for an organ or tissue
is the proportion of the risk of stochastic
effects resulting from irradiation of that
organ or tissue to the total risk of
stochastic effects when the whole body
is irradiated uniformly. For calculating
the effective dose equivalent, the values
in Appendix A of 40 CFR part 197 are
to be used.
3. In § 63.111, paragraph (a)(1) is
revised to read as follows:
List of Subjects in 10 CFR Part 63
§ 63.111 Performance objectives for the
geologic repository operations area
through permanent closure.
Criminal penalties, High-level waste,
Nuclear power plants and reactors,
Reporting and recordkeeping
(a) * * *
(1) The geologic repository operations
area must meet the requirements of part
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20 of this chapter. Calculation of doses
to meet the requirements of part 20 of
this chapter shall use the definition for
‘‘weighting factor’’ in § 63.2.
*
*
*
*
*
4. Section 63.114 is revised to read as
follows:
§ 63.114 Requirements for performance
assessment.
(a) Any performance assessment used
to demonstrate compliance with
§ 63.113 for 10,000 years after disposal
must:
(1) Include data related to the geology,
hydrology, and geochemistry (including
disruptive processes and events) of the
Yucca Mountain site, and the
surrounding region to the extent
necessary, and information on the
design of the engineered barrier system
used to define, for 10,000 years after
disposal, parameters and conceptual
models used in the assessment.
(2) Account for uncertainties and
variabilities in parameter values, for
10,000 years after disposal, and provide
for the technical basis for parameter
ranges, probability distributions, or
bounding values used in the
performance assessment.
(3) Consider alternative conceptual
models of features and processes, for
10,000 years after disposal, that are
consistent with available data and
current scientific understanding and
evaluate the effects that alternative
conceptual models have on the
performance of the geologic repository.
(4) Consider only features, events, and
processes consistent with the limits on
performance assessment specified at
§ 63.342.
(5) Provide the technical basis for
either inclusion or exclusion of specific
features, events, and processes in the
performance assessment. Specific
features, events, and processes must be
evaluated in detail if the magnitude and
time of the resulting radiological
exposures to the reasonably maximally
exposed individual, or radionuclide
releases to the accessible environment,
for 10,000 years after disposal, would be
significantly changed by their omission.
(6) Provide the technical basis for
either inclusion or exclusion of
degradation, deterioration, or alteration
processes of engineered barriers in the
performance assessment, including
those processes that would adversely
affect the performance of natural
barriers. Degradation, deterioration, or
alteration processes of engineered
barriers must be evaluated in detail if
the magnitude and time of the resulting
radiological exposures to the reasonably
maximally exposed individual, or
radionuclide releases to the accessible
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environment, for 10,000 years after
disposal, would be significantly
changed by their omission.
(7) Provide the technical basis for
models used to represent the 10,000
years after disposal in the performance
assessment, such as comparisons made
with outputs of detailed process-level
models and/or empirical observations
(e.g., laboratory testing, field
investigations, and natural analogs).
(b) Any performance assessment used
to demonstrate compliance with
§ 63.113 for the period of time after
10,000 years through the period of
geologic stability must be based on the
performance assessment specified in
paragraph (a) of this section.
5. In Section 63.302, the definition of
‘‘period of geologic stability’’ is revised
to read as follows:
§ 63.302
Definitions for Subpart L.
*
*
*
*
*
Period of geologic stability means the
time during which the variability of
geologic characteristics and their future
behavior in and around the Yucca
Mountain site can be bounded, that is,
they can be projected within a
reasonable range of possibilities. This
period is defined to end at 1 million
years after disposal.
*
*
*
*
*
6. Section 63.303 is revised to read as
follows:
§ 63.303
Implementation of Subpart L.
(a) Compliance is based upon the
arithmetic mean of the projected doses
from DOE’s performance assessments
for the period within 10,000 years after
disposal for:
(1) § 63.311(a)(1); and
(2) §§ 63.321(b)(1) and 63.331, if
performance assessment is used to
demonstrate compliance with either or
both of these sections.
(b) Compliance is based upon the
median of the projected doses from
DOE’s performance assessments for the
period after 10,000 years of disposal and
through the period of geologic stability
for:
(1) § 63.311(a)(2); and
(2) § 63.321(b)(2), if performance
assessment is used to demonstrate
compliance.
7. Section 63.305, paragraph (c) is
revised to read as follows:
§ 63.305 Required characteristics of the
reference biosphere.
*
*
*
*
*
(c) DOE must vary factors related to
the geology, hydrology, and climate
based upon cautious, but reasonable
assumptions consistent with present
knowledge of factors that could affect
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the Yucca Mountain disposal system
during the period of geologic stability
and consistent with the requirements for
performance assessments specified at
§ 63.342.
*
*
*
*
*
8. Section 63.311 is revised to read as
follows:
§ 63.311 Individual protection standard
after permanent closure.
(a) DOE must demonstrate, using
performance assessment, that there is a
reasonable expectation that the
reasonably maximally exposed
individual receives no more than the
following annual dose from releases
from the undisturbed Yucca Mountain
disposal system:
(1) 0.15 mSv (15 mrem) for 10,000
years following disposal; and
(2) 3.5 mSv (350 mrem) after 10,000
years, but within the period of geologic
stability.
(b) DOE’s performance assessment
must include all potential
environmental pathways of
radionuclide transport and exposure.
9. Section 63.321 is revised to read as
follows:
§ 63.321 Individual protection standard for
human intrusion.
(a) DOE must determine the earliest
time after disposal that the waste
package would degrade sufficiently that
a human intrusion (see § 63.322) could
occur without recognition by the
drillers.
(b) DOE must demonstrate that there
is a reasonable expectation that the
reasonably maximally exposed
individual receives, as a result of human
intrusion, no more than the following
annual dose:
(1) 0.15 mSv (15 mrem) for 10,000
years following disposal; and
(2) 3.5 mSv (350 mrem) after 10,000
years, but within the period of geologic
stability.
(c) DOE’s analysis must include all
potential environmental pathways of
radionuclide transport and exposure,
subject to the requirements at § 63.322.
§ 63.341
[Removed]
10. Section 63.341 is removed.
11. Section 63.342 is revised to read
as follows:
§ 63.342 Limits on performance
assessments.
(a) DOE’s performance assessments
conducted to show compliance with
§§ 63.311(a)(1), 63.321(b)(1), and 63.331
shall not include consideration of very
unlikely features, events, or processes,
i.e., those that are estimated to have less
than one chance in 10,000 of occurring
within 10,000 years of disposal (less
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53319
than one chance in 100,000,000 per
year). In addition, DOE’s performance
assessments need not evaluate the
impacts resulting from any features,
events, and processes or sequences of
events and processes with a higher
chance of occurrence if the results of the
performance assessments would not be
changed significantly in the initial
10,000 year period after disposal.
(b) For performance assessments
conducted to show compliance with
§§ 63.321(b) and 63.331, DOE’s
performance assessments shall exclude
the unlikely features, events, and
processes, or sequences of events and
processes, i.e., those that are estimated
to have less than one chance in 10 and
at least one chance in 10,000 of
occurring within 10,000 years of
disposal (less than one chance in
100,000 per year and at least one chance
in 100,000,000 per year).
(c) For performance assessments
conducted to show compliance with
§§ 63.311(a)(2) and 63.321(b)(2), DOE’s
performance assessments shall project
the continued effects of the features,
events, and processes included in
paragraph (a) of this section beyond the
10,000 year post-disposal period
through the period of geologic stability.
DOE must evaluate all of the features,
events, or processes included in
paragraph (a) of this section, and also:
(1) DOE must assess the effects of
seismic and igneous scenarios subject to
the probability limits in paragraph (a) of
this section for very unlikely features,
events, and processes. Performance
assessments conducted to show
compliance with § 63.321(b)(2) are also
subject to the probability limits in
paragraph (b) of this section for unlikely
features, events, and processes.
(i) The seismic analysis may be
limited to the effects caused by damage
to the drifts in the repository and failure
of the waste package.
(ii) The igneous analysis may be
limited to the effects of a volcanic event
directly intersecting the repository. The
igneous event may be limited to that
causing damage to the waste packages
directly, causing releases of
radionuclides to the biosphere,
atmosphere, or ground water.
(2) DOE must assess the effects of
climate change. The climate change
analysis may be limited to the effects of
increased water flow through the
repository as a result of climate change,
and the resulting transport and release
of radionuclides to the accessible
environment. The nature and degree of
climate change may be represented by
constant climate conditions. The
analysis may commence at 10,000 years
after disposal and shall extend to the
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period of geologic stability. The
constant value to be used to represent
climate change is to be based on a loguniform probability distribution for
deep percolation rates from 13 to 64
mm/year (0.5 to 2.5 inches/year).
(3) DOE must assess the effects of
general corrosion on the engineered
barriers. DOE may use a constant
representative corrosion rate throughout
the period of geologic stability or a
distribution of corrosion rates correlated
to other repository parameters.
Dated at Rockville, Maryland, this 1st day
of September, 2005.
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. 05–17778 Filed 9–7–05; 8:45 am]
BILLING CODE 7590–01–P
FEDERAL RESERVE SYSTEM
12 CFR Part 225
[Regulation Y; Docket No. R–1235]
Capital Adequacy Guidelines for Bank
Holding Companies; Small Bank
Holding Company Policy Statement;
Definition of a Qualifying Small Bank
Holding Company
Board of Governors of the
Federal Reserve System.
ACTION: Proposed rule with request for
comments.
AGENCY:
SUMMARY: The Board of Governors of the
Federal Reserve System (Board) is
proposing to raise the asset size
threshold and revise the other criteria
for determining whether a bank holding
company (BHC) qualifies for the Board’s
Small Bank Holding Company Policy
Statement (Regulation Y, Appendix C)
(Policy Statement) and an exemption
from the Board’s risk-based and leverage
capital adequacy guidelines for BHCs
(Regulation Y, Appendices A and D)
(Capital Guidelines). The proposal
would increase the asset size threshold
from $150 million to $500 million in
consolidated assets for determining
whether a BHC would qualify for the
Policy Statement and an exemption
from the Capital Guidelines; modify the
qualitative criteria used in determining
whether a BHC that is under the asset
size threshold nevertheless would not
qualify for the Policy Statement or the
exemption from the Capital Guidelines;
and clarify the treatment under the
Policy Statement of subordinated debt
associated with trust preferred
securities.
DATES: Comments must be received no
later than November 7, 2005.
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You may submit comments,
identified by Docket No. R–1235, by any
of the following methods:
• Agency Web Site: https://
www.federalreserve.gov. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail:
regs.comments@federalreserve.gov.
Include docket number in the subject
line of the message.
• FAX: 202/452–3819 or 202/452–
3102.
• Mail: Jennifer J. Johnson, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue, NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at https://
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room MP–500 of the Board’s
Martin Building (20th and C Streets,
NW.) between 9 a.m. and 5 p.m. on
weekdays.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Barbara Bouchard, Deputy Associate
Director (202/452–3072 or
barbara.bouchard@frb.gov), Mary
Frances Monroe, Manager (202/452–
5231 or mary.f.monroe@frb.gov),
William Tiernay, Supervisory Financial
Analyst (202/872–7579 or
william.h.tiernay@frb.gov), Supervisory
and Risk Policy; Robert Maahs,
Manager, Regulatory Reports (202/872–
4935 or robert.maahs@frb.gov); or
Robert Brooks, Supervisory Financial
Analyst (202/452–3103 or
robert.brooks@frb.gov), Applications,
Division of Banking Supervision and
Regulation; or Mark Van Der Weide,
Senior Counsel (202/452–2263 or
mark.vanderweide@frb.gov), Legal
Division. For the hearing impaired only,
Telecommunication Device for the Deaf
(TDD), contact 202/263–4869.
SUPPLEMENTARY INFORMATION:
I. Background
The Board issued the Policy
Statement in 1980 to facilitate the
transfer of ownership of small
community-based banks in a manner
that is consistent with bank safety and
soundness. The Board generally has
discouraged the use of debt by BHCs to
finance the acquisition of banks or other
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companies because high levels of debt at
a BHC can impair the ability of the BHC
to serve as a source of strength to its
subsidiary banks. The Board has
recognized, however, that small BHCs
have less access to equity financing than
larger BHCs and that, therefore, the
transfer of ownership of small banks
often requires the use of acquisition
debt. Accordingly, the Board adopted
the Policy Statement to permit the
formation and expansion of small BHCs
with debt levels that are higher than
what would be permitted for larger
BHCs. The Policy Statement contains
several conditions and restrictions that
are designed to ensure that small BHCs
that operate with the higher levels of
debt permitted by the Policy Statement
do not present an undue risk to the
safety and soundness of their subsidiary
banks.
Currently, the Policy Statement
applies to BHCs with pro forma
consolidated assets of less than $150
million that (i) are not engaged in any
nonbanking activities involving
significant leverage; (ii) are not engaged
in any significant off-balance sheet
activities; and (iii) do not have a
significant amount of outstanding debt
that is held by the general public
(‘‘qualifying small BHCs’’). Under the
Policy Statement, qualifying small BHCs
may use debt to finance up to 75 percent
of the purchase price of an acquisition
(that is, they may have a debt-to-equity
ratio of up to 3:1), but are subject to a
number of ongoing requirements. The
principal ongoing requirements are that
a qualifying small BHC (i) reduce its
parent company debt in such a manner
that all debt is retired within 25 years
of being incurred; (ii) reduce its debt-toequity ratio to .30:1 or less within 12
years of the debt being incurred; (iii)
ensure that each of its subsidiary
insured depository institutions is well
capitalized; and (iv) refrain from paying
dividends until such time as it reduces
its debt-to-equity ratio to 1.0:1 or less.
The Policy Statement also specifically
provides that a qualifying small BHC
may not use the expedited applications
procedures or obtain a waiver of the
stock redemption filing requirements
applicable to BHCs under the Board’s
Regulation Y (12 CFR 225.4(b), 225.14,
and 225.23) unless the BHC has a pro
forma debt-to-equity ratio of 1.0:1 or
less.
The Board adopted the risk-based
capital guidelines in 1989 to assist in
the assessment of the capital adequacy
of BHCs. The risk-based capital
guidelines establish for BHCs minimum
ratios of tier 1 capital and total capital
to risk-weighted assets. One of the
Board’s principal objectives in adopting
E:\FR\FM\08SEP1.SGM
08SEP1
Agencies
[Federal Register Volume 70, Number 173 (Thursday, September 8, 2005)]
[Proposed Rules]
[Pages 53313-53320]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-17778]
=======================================================================
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NUCLEAR REGULATORY COMMISSION
10 CFR Part 63
RIN 3150-AH68
Implementation of a Dose Standard After 10,000 Years
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is proposing to
amend its regulations governing the disposal of high-level radioactive
wastes in a proposed geologic repository at Yucca Mountain, Nevada. The
proposed rule would implement the U.S. Environmental Protection
Agency's (EPA's) proposed standards for doses that could occur after
10,000 years but within the period of geologic stability. The proposed
rule also specifies a value to be used to represent climate change
[[Page 53314]]
after 10,000 years, as called for by EPA, and specifies that
calculations of radiation doses for workers use the same weighting
factors that EPA is proposing for calculating individual doses to
members of the public.
DATES: The comment period expires November 7, 2005. Comments received
after this date will be considered if it is practical to do so, but NRC
is able to assure consideration only for comments received on or before
this date.
ADDRESSES: You may submit comments by any one of the following methods.
Please include the following number (RIN 3150-AH68) in the subject line
of your comments. Comments on rulemakings submitted in writing or in
electronic form will be made available to the public in their entirety
on the NRC rulemaking Web site. Personal information will not be
removed from your comments.
Mail comments to: Secretary, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If you do not receive a reply e-
mail confirming that we have received your comments, contact us
directly at (301) 415-1966. You may also submit comments via the NRC's
rulemaking Web site at https://ruleforum.llnl.gov. Address questions
about our rulemaking website to Carol Gallagher (301) 415-5905; e-mail
cag@nrc.gov. Comments can also be submitted via the Federal eRulemaking
Portal at https://www.regulations.gov.
Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m. Federal workdays. (Telephone
(301) 415-1966).
Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at
(301) 415-1101.
Publicly available documents related to this rulemaking may be
examined and copied for a fee at the NRC's Public Document Room (PDR),
Public File Area O1 F21, One White Flint North, 11555 Rockville Pike,
Rockville, Maryland. Selected documents, including comments, can be
viewed and downloaded electronically via the NRC rulemaking Web site at
https://ruleforum.llnl.gov.
Publicly available documents created or received at the NRC after
November 1, 1999, are available electronically at the NRC's Electronic
Reading Room at https://www.nrc.gov/NRC/ADAMS/. From this
site, the public can gain entry into the NRC's Agencywide Document
Access and Management System (ADAMS), which provides text and image
files of NRC's public documents. If you do not have access to ADAMS or
if there are problems in accessing the documents located in ADAMS,
contact the NRC Public Document Room (PDR) Reference staff at 1-800-
397-4209, 301-415-4737, or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT: Timothy McCartin, Office of Nuclear
Material Safety and Safeguards, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, telephone (301) 415-7285, e-mail
tjm3@nrc.gov; Janet Kotra, Office of Nuclear Material Safety and
Safeguards, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001, telephone (301) 415-6674, e-mail jpk@nrc.gov; or Lydia Chang,
Office of Nuclear Material Safety and Safeguards, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001, telephone (301) 415-
6319, e-mail lwc1@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On November 2, 2001 (66 FR 55732), NRC published its final rule, 10
CFR part 63, governing disposal of high-level radioactive wastes in a
potential geologic repository at Yucca Mountain, Nevada. The U.S.
Department of Energy (DOE) must comply with these regulations for NRC
to authorize construction and license operation of a potential
repository at Yucca Mountain. As mandated by the Energy Policy Act of
1992, Public Law 102-486 (EnPA), NRC's final rule was consistent with
the radiation protection standards issued by EPA at 40 CFR Part 197 (66
FR 32074; June 13, 2001). EPA developed these standards under Congress'
direction, in Section 801 of EnPA, to issue public health and safety
standards for protection of the public from releases of radioactive
materials stored or disposed of in a potential repository at the Yucca
Mountain site. These standards were to be ``based upon and consistent
with'' the findings and recommendations of the National Academy of
Sciences (NAS). The NAS issued its findings and recommendations, on
August 1, 1995, in a report entitled Technical Bases for Yucca Mountain
Standards.
The State of Nevada and other petitioners challenged both the EPA
standards and the NRC regulations in court. On July 9, 2004, the United
States Court of Appeals for the District of Columbia Circuit upheld
both EPA's standards and NRC's regulations on all but one of the issues
raised by the petitioners. See Nuclear Energy Institute, Inc. v.
Environmental Protection Agency, 373 F.3d 1251 (D.C. Cir. 2004). The
court disagreed with EPA's decision to adopt a 10,000-year period for
compliance with the standards and NRC's adoption of that 10,000-year
compliance period in NRC's implementing regulations. The court found
that EPA's 10,000-year compliance period was not ``based upon and
consistent with'' NAS findings, as required by Section 801 of EnPA. See
the aforementioned 373 F.3d at 1270. The NAS recommended that a
standard be developed that would provide protection when radiation
doses reach their peak within the limits imposed by long-term stability
of the geologic environment. In addition, NAS found no scientific basis
for limiting application of the individual-risk standard to 10,000
years. Thus, the court vacated EPA's rule at 40 CFR part 197 to the
extent that it specified a 10,000-year compliance period and remanded
the matter to EPA. The court also vacated NRC's rule at 10 CFR Part 63
insofar as it incorporated EPA's 10,000-year compliance period.
In response to the remand, EPA issued its proposed revised
standards on August 22, 2005 (70 FR 49014). To comply with EnPA and the
court's remand, NRC must now revise 10 CFR Part 63 to be consistent
with EPA's revised standards. For that purpose, NRC is proposing
revisions to 10 CFR part 63 in this notice.
II. Discussion
To address the court's decision, EPA is retaining the standards
applicable to the first 10,000 years after disposal and proposes to add
separate requirements for the peak dose after 10,000 years and within
the period of geologic stability. EPA also proposes to revise the
approach for calculating doses, based on International Commission on
Radiological Protection (ICRP) recommendations, for the periods before
and after 10,000 years. Specifically, EPA's proposed revisions to its
standards: (1) Provide a limit for the peak dose after 10,000 years;
(2) specify criteria DOE must use in performance assessments for
estimating doses after 10,000 years; and (3) specify ``weighting
factors'' for DOE's use when calculating individual dose during the
operational or preclosure phase as well as after the disposal or
postclosure phase. Also, in its proposal, EPA states that NRC should
specify a value or values that DOE must use to represent climate change
after 10,000 years.
In this rulemaking, the NRC proposes to (1) adopt the limit EPA
sets for the peak dose after 10,000 years; (2) adopt the criteria EPA
has specified for performance assessments that estimate
[[Page 53315]]
doses after 10,000 years; (3) adopt the ``weighting factors'' EPA
specifies for calculating individual doses during the operational or
preclosure phase, as well as after the disposal or postclosure phase;
(4) require that calculations of radiation doses for workers use the
same weighting factors EPA is proposing for calculating individual
dose; and (5) specify a value that DOE must use to project the long-
term impact of climate variation after 10,000 years, as called for by
EPA. These proposals are more fully described below.
The NRC's proposal of these changes to part 63 coincides with EPA's
publication of its proposal to provide important and timely information
to the public on how NRC plans to incorporate and implement EPA's
standards in NRC's regulations. In general, the changes to part 63
adopt the same or approximately the same wording as used by EPA in its
proposed revisions to 40 CFR part 197. Comments on EPA's proposal
(e.g., the dose limit) should be directed to EPA and refer to EPA's
proposal published on August 22, 2005. NRC's existing regulations,
which are applicable for the first 10,000 years after disposal, remain
in place [e.g., the 0.15 millisieverts/year (15 millirem/year)
individual protection standard] consistent with the existing EPA
standards, and are not affected by this rulemaking except insofar as
NRC's rule adopts more up-to-date dosimetry for dose calculations.
The Commission welcomes comments on NRC's proposed implementation
of EPA's proposed revisions to its standards as well as on NRC's
revisions for use of specific weighting factors for calculating worker
doses, and on NRC's specification of a value for climate change. NRC
requests and will respond to comments only on those provisions of part
63 that we are now proposing to change. A description of these changes
follows.
1. Dose Limit
EPA's proposed standards would require DOE to estimate peak dose
after 10,000 years as part of the evaluations for both individual
protection and human intrusion. DOE must then compare the results of
these estimates to an annual dose limit of 3.5 mSv/yr (350 mrem/yr).
For this comparison, EPA proposes that DOE use the median value of the
projected doses after 10,000 years and through the period of geologic
stability. NRC proposes to incorporate the new EPA dose limit and
statistical measure for compliance directly into NRC's regulations at
Sec. 63.311 for individual protection and at Sec. 63.321 for human
intrusion.
2. Criteria for Performance Assessments Used to Estimate Peak Dose
After 10,000 Years
EPA proposes using the performance assessment for the first 10,000
years as the basis for projecting repository performance after 10,000
years. EPA asserts that its requirements for the performance assessment
for the first 10,000 years (e.g., consideration for features, events,
and processes with a probability of occurrence greater than
10-\8\ per year) provide a suitable basis for projecting
performance after 10,000 years. NRC's existing regulations at 10 CFR
Part 63 already include additional requirements, governing the
preparation of the performance assessment, that ensure that features,
events, and processes considered for inclusion in the performance
assessment over the 10,000-year compliance period represent a wide
range of both favorable and detrimental effects on performance.
Because of the uncertainties associated with estimating performance
over very long times (e.g., hundreds of thousands of years) and to
limit speculation, EPA proposes specific constraints on the
consideration of features, events, and processes after 10,000 years.
First, EPA asserts that data and models used to prepare the performance
assessment for the first 10,000 years provide adequate support for
projections used in the performance assessment after 10,000 years. For
example, DOE may apply the seismic hazard curves used in the 10,000-
year assessment to project seismic activity after 10,000 years. Second,
EPA proposes to (1) limit the analysis of seismic activity to the
effects caused by damage to the drifts and the waste package; (2) limit
analysis of igneous activity to effects on the waste package that
result in release of radionuclides to the atmosphere or ground water;
(3) limit the effect of climate variation to those resulting from
increased water flowing to the repository; and (4) require DOE to
include general corrosion in its analysis of engineered barrier
performance. NRC proposes to incorporate these criteria into NRC
regulations at Sec. 63.342. NRC also proposes revising requirements
for the performance assessment, specified at Sec. 63.114, to be
consistent with EPA's proposal that the performance assessment for the
first 10,000 years serve as the basis for projecting repository
performance assessment after 10,000 years.
3. Individual Dose Calculations
EPA proposes that DOE use specific weighting factors provided in
proposed Appendix A of its standards at 40 CFR 197. These weighting
factors reflect current methods of dosimetry and updated models for
calculating individual exposures from radiation. EPA cites, as a basis
for this proposal, recommendations and guidance from ICRP Publications
60 through 72. NRC supports the use of current dosimetry and proposes
to adopt this specification.
4. Worker Dose Calculations
Consistent with EPA's specification of dosimetry for calculating
individual doses to members of the public (public doses), NRC proposes
to revise its part 63 regulations to allow DOE to use the same methods
for calculating doses to workers during the operational period as those
required for calculating public doses. NRC believes that calculations
of doses to workers and the public should rely on a single set of
weighting factors, based on current dosimetry. This approach would
avoid the unnecessary complication and potential confusion for
stakeholders that could result from the use of two sets of weighting
factors. NRC proposes to add a definition for ``weighting factor'' to
Sec. 63.2 that specifies the weighting factors provided in the EPA
proposal, and to amend Sec. 63.111(a)(1) to provide that calculation
of doses to meet the requirements of 10 CFR part 20 shall use the
definition for ``weighting factor'' in Sec. 63.2. Calculation of both
worker and public doses would use the weighting factor as defined.
5. Values Used To Project Climate Variation After 10,000 Years
EPA proposes that DOE should assume that the effect of climate
variation, after 10,000 years, is limited to the results of increased
water flowing through the repository. EPA also proposes that NRC
specify, in regulation, steady-state (constant-in-time) values that DOE
should use to project the long-term impact of climate variation after
10,000 years. This approach focuses on ``average'' climate conditions
over the long term rather than on time-varying aspects of climate
(e.g., timing, size, and duration of short-term variations) that can be
both uncertain and speculative. The NRC has considered what parameter
or parameters would represent the average climate conditions.
Precipitation and temperature are the most readily identified
parameters, associated with climate, that directly influence the amount
of water, or deep percolation, flowing to the repository horizon. It is
the rate of deep percolation, however, that directly influences
repository performance. Therefore, the NRC proposes to specify use of
the deep
[[Page 53316]]
percolation rate to represent the effect of future climate in
performance assessments after 10,000 years.
Southern Nevada has experienced significant variation in mean
annual precipitation and temperature over the past 1 to 3 million years
(Forester, R. M. ``Pliocene-Climate History of the Western United
States Derived from Lacustrine Ostracodes,'' Quaternary Science
Reviews, Volume 10, pages 133-146, 1991). Estimates of future climate
over the next 1 million years involve many assumptions and are
uncertain. One approach, discussed when NRC issued its regulations for
Yucca Mountain at 10 CFR part 63 (page 66 FR 55757; November 2, 2001),
is to assume that fundamental mechanisms that will change the future
climate will be the same as those that changed it in the past.
Paleoclimate data suggest that, in general, over the past 1 million
years, Southern Nevada has been cooler and wetter than it is today
(Thompson, R. S., K. H. Anderson, and P. J. Bartlein, ``Quantitative
Paleoclimatic Reconstructions from Late Pleistocene Plant Macrofossils
of the Yucca Mountain Region,'' U.S. Geological Survey Open-File Report
99-338, U.S. Geological Survey, Denver, CO, 1999; and Reheis, M.,
``Highest Pluvial Lake Shorelines and Pleistocene Climate in the
Western Great Basin,'' Quaternary Research, Volume 52, pages 196-205,
1999). Thus, NRC expects ``average'' conditions 10,000 years in the
future, and later, to be cooler and wetter. Those conditions will allow
more water to percolate to the repository horizon than expected during
the first 10,000 years.
According to climatologists, the so-called intermediate and monsoon
climate states, which occur between the warmer ``interglacial'' and the
cooler ``full glacial'' climate states, are both wetter than the
present climate state. Climatologists estimate a mean annual
precipitation, during these climate states, at about twice that of
present mean annual precipitation at Yucca Mountain. Over the past
million years, these two wetter climate states were the predominate
climate states (Civilian Radioactive Waste Management System,
Management and Operating Contractor, ``Future Climate Analysis--10,000
years to 1,000,000 Years After Present,'' MOD-01-001 Rev. 00, 2002). To
the extent that climate is controlled by changes in solar radiation
arising from variations in the Earth's orbit [op. cit.], it is
reasonable to assume that climate patterns during the next 1 million
years would follow a similar cycle. Deep percolation rates depend on
both precipitation and temperature and their associated effects on
evaporation and plant transpiration. Today, the mean precipitation,
measured at Yucca Mountain, is 125 millimeters/year (mm/year) (4.9
inches/year) (Thompson, R. S., K. H. Anderson, and P. J. Bartlein,
``Quantitative Paleoclimatic Reconstructions from Late Pleistocene
Plant Macrofossils of the Yucca Mountain Region,'' U.S. Geological
Survey Open-File Report 99-338, U.S. Geological Survey, Denver, CO,
1999). About 4 percent of that water reaches the repository horizon.
This corresponds to an estimated deep percolation rate of 5 mm/year
(0.20 inches/year) when averaged over the repository footprint (Zhu,
C., J. R. Winterle, and E. I. Love, ``Late Pleistocene and Holocene
Groundwater Recharge from the Chloride Mass Balance Method and
Chlorine-36 Data,'' Water Resources Research, Vol 39, No. 7, page 1182,
2003). Examination of locations in the United States, analogous to
Yucca Mountain in some future intermediate and monsoon climates,
suggests potential precipitation rates of between 266 and 321 mm/year
[10.5 and 12.6 inches/year] (Thompson, R. S., K. H. Anderson, and P. J.
Bartlein, ``Quantitative Paleoclimatic Reconstructions from Late
Pleistocene Plant Macrofossils of the Yucca Mountain Region,'' U.S.
Geological Survey Open-File Report 99-338, U.S. Geological Survey,
Denver, CO, 1999).
Estimates of deep percolation rate as a fraction of precipitation
have been calculated for various climate conditions. Between 5 to 20
percent of precipitation could reach the repository depth under
intermediate/monsoon to ``full glacial'' climate conditions. The larger
percentage reflects ``full glacial'' conditions (Mohanty, S., R.
Codell, J. M. Menchaca, et al., System-Level Performance Assessment of
the Proposed Repository at Yucca Mountain Using the TPA Version 4.1
Code, CNWRA 2002-05 Revision 2, Center for Nuclear Waste Regulatory
Analyses, San Antonio, TX, 2004). Given that average deep percolation
at Yucca Mountain is about 4 percent of precipitation, under current
conditions, and assuming between 5 to 20 percent for the fraction of
precipitation that remains as deep percolation under intermediate/
monsoon climates, one may estimate higher average water flow to the
repository than observed today. On this basis, the NRC proposes that
DOE represent the effects of climate change after 10,000 years by
assuming that deep percolation rates vary between 13 to 64 mm/year (0.5
to 2.5 inches/year) \1\. DOE would implement this assumption in its
performance assessment by sampling values of deep percolation rates
within this range, and, for a given calculation, by assuming the deep
percolation rate remained constant, at the sampled rate, after 10,000
years.
---------------------------------------------------------------------------
\1\ The low value of the range is derived using the lower
estimated fraction of precipitation that results in deep percolation
and the lower precipitation rate (i.e., 5 percent of 266 is
approximately 13) and the high value of the range from using the
higher estimated fraction of precipitation that results in deep
percolation and the higher value for precipitation rate (i.e., 20
percent of 321 is approximately 64).
---------------------------------------------------------------------------
Thus, NRC proposes that DOE use a time-independent deep percolation
rate, after 10,000 years, based on a log uniformly distributed range of
deep percolation rates from 13 to 64 mm/year (0.5 to 2.5 inches/year).
This ``average'' deep percolation rate represents the average amount of
water flowing to the repository horizon. Specifying a rate that is
constant over time, however, does not imply that this same rate should
necessarily be held constant spatially over the entire repository
horizon. To the contrary, current understanding of site behavior (e.g.,
NRC staff and DOE staff representations of infiltration and percolation
processes at Yucca Mountain) shows significant variation in current
deep percolation rates across the repository horizon. This would be
expected to continue to occur into the far future. NRC expects DOE to
continue such calculations of spatial variation, subject to the
constraint that, across the repository footprint, the ``average''
overall percolation rate would remain within the range and distribution
specified by NRC.
The Commission considers it appropriate to specify these
constraints on how DOE must account for the effects of climate change
during the period after 10,000 years because this approach: (1) Is
consistent with EPA's proposal for treatment of climate change after
10,000 years; (2) specifies, in a straightforward way, how DOE shall
represent climate change in its performance assessment; (3) results in
a mean deep percolation rate of approximately 32 mm/year \2\ (1.3
inches/year), a rate that is approximately six times greater than the
current rate, representing wetter and cooler conditions (e.g.,
interglacial and monsoon climate states); and (4) provides information
on the relative significance of the deep percolation rate
[[Page 53317]]
(e.g., results of the performance assessment when the deep percolation
rate is assumed to be at the low value of the range versus the high
value of the range).
---------------------------------------------------------------------------
\2\ The mean value of a log-uniform distribution of deep
percolation that ranges from 13 mm/year to 64 mm/yr is equal to (64
mm/year -13 mm/year)/[loge(64 mm/year) -
loge(13 mm/year)] = 32 mm/year.
---------------------------------------------------------------------------
III. Discussion of Proposed Amendments by Section
Section 63.2s Definitions
This section would be modified to revise the definition of
``performance assessment'' to exclude the limitation of ``10,000 years
after disposal,'' consistent with EPA's modified definition of
``performance assessment.'' This section also would be modified to
include a definition for ``weighting factor'' that conforms the
weighting factors to be used in dose calculations to the values EPA
proposes.
Section 63.111 Performance Objectives for the Geologic Repository
Operations Area Through Permanent Closure
This section specifies requirements for radiation exposures for the
geologic repository operations area. This section would be modified to
require use of the definition for ``weighting factor'' in Sec. 63.2
when calculating doses to meet the requirements of part 20 of this
chapter.
Section 63.114 Requirements for Performance Assessment
This section specifies the requirements for the performance
assessment used to demonstrate compliance with the requirements
specified at Sec. 63.113(b), (c), and (d). This section would be
revised to conform to EPA's proposed standards that specify what DOE
must consider in the performance assessment for the period after 10,000
years.
Section 63.302 Definitions for Subpart L
The definition for the ``period of geologic stability'' would be
modified to clarify that this period ends at 1 million years after
disposal.
Section 63.303 Implementation of Subpart L
This section provides a functional overview of this subpart. This
section would be revised to conform to EPA's proposed standard that
specifies the arithmetic mean of the projected doses to be used for
determining compliance for the period within 10,000 years after
disposal and the median value of the projected doses to be used for
determining compliance for the period after 10,000 years and through
the period of geologic stability.
Section 63.305 Required Characteristics of the Reference Biosphere
This section specifies characteristics of the reference biosphere
to be used by DOE in its performance assessments to demonstrate
compliance with the requirements specified at Sec. 63.113. This
section would be modified to conform to EPA's proposed standards, which
specify the types of changes DOE shall account for in the performance
assessment for the period after 10,000 years and through the period of
geologic stability.
Section 63.311 Individual Protection Standard After Permanent Closure
This section specifies the dose limit for individual protection
after permanent closure for any geologic repository at the Yucca
Mountain site. This section would be modified to conform with the
public health and environmental radiation standards EPA proposes for
the peak dose after 10,000 years and through the period of geologic
stability.
Section 63.321 Individual Protection Standard for Human Intrusion
This section directs DOE to estimate the dose resulting from a
stylized human intrusion drilling scenario and specifies the dose limit
that any geologic repository at the Yucca Mountain site must meet as
the result of a hypothetical human intrusion. This section would be
modified to conform with the public health and environmental radiation
standards EPA proposes for the peak dose after 10,000 years and through
the period of geologic stability.
Section 63.341 Projections of Peak Dose
This section has been removed.
Section 63.342 Limits on Performance Assessments
This section specifies how DOE will identify and consider features,
events, and processes in the dose assessments described in subpart L to
part 63. This section would be modified to conform to EPA's proposed
standards, which specify the types of changes DOE shall account for in
the performance assessment for the period after 10,000 years and
through the period of geologic stability. A range of values has been
specified that DOE shall use to represent the effects of climate change
after 10,000 years and through the period of geologic stability.
IV. Agreement State Compatibility
Under the ``Policy Statement on Adequacy and Compatibility of
Agreement State Programs'' approved by the Commission on June 30, 1997,
and published in the Federal Register on September 3, 1997 (62 FR
46517), this rule is classified as Compatibility Category ``NRC.''
Compatibility is not required for Category ``NRC'' regulations. The NRC
program elements in this category are those that relate directly to
areas of regulation reserved to the NRC by the Atomic Energy Act of
1954, as amended (AEA), or the provisions of Title 10 of the Code of
Federal Regulations. An Agreement State may not adopt program elements
reserved to NRC.
V. Plain Language
The Presidential memorandum, dated June 1, 1998, entitled, ``Plain
Language in Government Writing,'' directed that the Government's
writing be in plain language. This memorandum was published on June 10,
1998 (63 FR 31883). NRC requests comments on this proposed rule
specifically with respect to the clarity and effectiveness of the
language used. Comments should be sent to the address listed under the
heading of ADDRESSES, above.
VI. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995 (Pub.
L. 104-113) requires that Federal agencies use technical standards that
are developed or adopted by voluntary consensus standards bodies unless
the use of such a standard is inconsistent with applicable law or
otherwise impractical. In this proposed rule, NRC would implement site-
specific standards proposed by EPA and developed solely for application
to a proposed geologic repository for high-level radioactive waste at
Yucca Mountain, Nevada. This action does not constitute the
establishment of a standard that establishes generally applicable
requirements.
VII. Finding of No Significant Environmental Impact: Availability
Pursuant to Section 121(c) of the Nuclear Waste Policy Act, this
proposed rule does not require the preparation of an environmental
impact statement under Section 102(2)(c) of the National Environmental
Policy Act of 1969 or any environmental review under subparagraph (E)
or (F) of Section 102(2) of such act.
VIII. Paperwork Reduction Act Statement
This proposed rule does not contain new or amended information
collection requirements subject to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501
[[Page 53318]]
et seq.). Existing requirements were approved by the Office of
Management and Budget (OMB), approval number 3150-0199.
Public Protection Notification
NRC may not conduct nor sponsor, and a person is not required to
respond to, a request for information nor an information collection
requirement, unless the requesting document displays a currently valid
OMB control number.
IX. Regulatory Analysis
The Commission has prepared a draft regulatory analysis on this
proposed regulation. The analysis examines the costs and benefits of
the alternatives considered by the Commission, consistent with the
options that are open to NRC in carrying out the statutory directive of
EnPA. The Commission requests public comment on the draft regulatory
analysis. Comments on the draft analysis may be submitted to NRC, as
indicated under the ADDRESSES, heading. The analysis is available for
inspection in the NRC PDR, 11555 Rockville Pike, Rockville, MD 20852.
Single copies of the regulatory analysis may be obtained from Lydia
Chang, Office of Nuclear Material Safety and Safeguards, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001, telephone (301) 415-
6319, e-mail lwc1@nrc.gov.
X. Regulatory Flexibility Certification
In accordance with the Regulatory Flexibility Act of 1980 [5 U.S.C.
605(b)], NRC certifies that this proposed rule will not, if issued,
have a significant economic impact on a substantial number of small
entities. This proposed rule affects only the licensing of one entity,
DOE, which does not fall within the scope of the definition of ``small
entities'' set forth in the Regulatory Flexibility Act nor the Small
Business Size Standards set out in regulations issued by the Small
Business Administration at 13 CFR part 121.
XI. Backfit Analysis
NRC has determined that the backfit rule (Sec. Sec. 50.109, 70.76,
72.62, or 76.76) does not apply to this proposed rule because this
amendment would not involve any provisions that would impose backfits,
as defined in the backfit rule. Therefore, a backfit analysis is not
required.
List of Subjects in 10 CFR Part 63
Criminal penalties, High-level waste, Nuclear power plants and
reactors, Reporting and recordkeeping requirements, Waste treatment and
disposal.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; the Nuclear Waste Policy Act of 1982, as
amended; and 5 U.S.C. 553, the NRC is proposing to adopt the following
amendments to 10 CFR part 63.
PART 63--DISPOSAL OF HIGH-LEVEL RADIOACTIVE WASTES IN A GEOLOGIC
REPOSITORY AT YUCCA MOUNTAIN, NEVADA
1. The authority citation for part 63 continues to read as follows:
Authority: Secs. 51, 53, 62, 63, 65, 81, 161, 182, 183, 68 Stat.
929, 930, 932, 933, 935, 948, 953, 954, as amended (42 U.S.C. 2071,
2073, 2092, 2093, 2095, 2111, 2201, 2232, 2233); secs. 202, 206, 88
Stat.1244, 1246 (42 U.S.C. 5842, 5846); secs. 10 and 14, Pub. L. 95-
601, 92 Stat. 2951 (42 U.S.C. 2021a and 5851); sec. 102, Pub. L. 91-
190, 83 Stat. 853 (42 U.S.C. 4332); secs. 114, 121, Pub. L. 97-425,
96 Stat. 2213g, 2238, as amended (42 U.S.C. 10134, 10141); and Pub.
L. 102-486, sec. 2902, 106 Stat. 3123 (42 U.S.C. 5851); sec. 1704,
112 stat. 2750 (44 U.S.C. 3504 note).
2. Section 63.2 is amended by revising paragraph (1) of the
definition of ``performance assessment'' and by adding a new definition
for ``weighting factor,'' in alphabetical order, to read as follows:
Sec. 63.2 Definitions.
* * * * *
Performance assessment means an analysis that:
(1) Identifies the features, events, processes (except human
intrusion), and sequences of events and processes (except human
intrusion) that might affect the Yucca Mountain disposal system and
their probabilities of occurring;
* * * * *
Weighting factor for an organ or tissue is the proportion of the
risk of stochastic effects resulting from irradiation of that organ or
tissue to the total risk of stochastic effects when the whole body is
irradiated uniformly. For calculating the effective dose equivalent,
the values in Appendix A of 40 CFR part 197 are to be used.
3. In Sec. 63.111, paragraph (a)(1) is revised to read as follows:
Sec. 63.111 Performance objectives for the geologic repository
operations area through permanent closure.
(a) * * *
(1) The geologic repository operations area must meet the
requirements of part 20 of this chapter. Calculation of doses to meet
the requirements of part 20 of this chapter shall use the definition
for ``weighting factor'' in Sec. 63.2.
* * * * *
4. Section 63.114 is revised to read as follows:
Sec. 63.114 Requirements for performance assessment.
(a) Any performance assessment used to demonstrate compliance with
Sec. 63.113 for 10,000 years after disposal must:
(1) Include data related to the geology, hydrology, and
geochemistry (including disruptive processes and events) of the Yucca
Mountain site, and the surrounding region to the extent necessary, and
information on the design of the engineered barrier system used to
define, for 10,000 years after disposal, parameters and conceptual
models used in the assessment.
(2) Account for uncertainties and variabilities in parameter
values, for 10,000 years after disposal, and provide for the technical
basis for parameter ranges, probability distributions, or bounding
values used in the performance assessment.
(3) Consider alternative conceptual models of features and
processes, for 10,000 years after disposal, that are consistent with
available data and current scientific understanding and evaluate the
effects that alternative conceptual models have on the performance of
the geologic repository.
(4) Consider only features, events, and processes consistent with
the limits on performance assessment specified at Sec. 63.342.
(5) Provide the technical basis for either inclusion or exclusion
of specific features, events, and processes in the performance
assessment. Specific features, events, and processes must be evaluated
in detail if the magnitude and time of the resulting radiological
exposures to the reasonably maximally exposed individual, or
radionuclide releases to the accessible environment, for 10,000 years
after disposal, would be significantly changed by their omission.
(6) Provide the technical basis for either inclusion or exclusion
of degradation, deterioration, or alteration processes of engineered
barriers in the performance assessment, including those processes that
would adversely affect the performance of natural barriers.
Degradation, deterioration, or alteration processes of engineered
barriers must be evaluated in detail if the magnitude and time of the
resulting radiological exposures to the reasonably maximally exposed
individual, or radionuclide releases to the accessible
[[Page 53319]]
environment, for 10,000 years after disposal, would be significantly
changed by their omission.
(7) Provide the technical basis for models used to represent the
10,000 years after disposal in the performance assessment, such as
comparisons made with outputs of detailed process-level models and/or
empirical observations (e.g., laboratory testing, field investigations,
and natural analogs).
(b) Any performance assessment used to demonstrate compliance with
Sec. 63.113 for the period of time after 10,000 years through the
period of geologic stability must be based on the performance
assessment specified in paragraph (a) of this section.
5. In Section 63.302, the definition of ``period of geologic
stability'' is revised to read as follows:
Sec. 63.302 Definitions for Subpart L.
* * * * *
Period of geologic stability means the time during which the
variability of geologic characteristics and their future behavior in
and around the Yucca Mountain site can be bounded, that is, they can be
projected within a reasonable range of possibilities. This period is
defined to end at 1 million years after disposal.
* * * * *
6. Section 63.303 is revised to read as follows:
Sec. 63.303 Implementation of Subpart L.
(a) Compliance is based upon the arithmetic mean of the projected
doses from DOE's performance assessments for the period within 10,000
years after disposal for:
(1) Sec. 63.311(a)(1); and
(2) Sec. Sec. 63.321(b)(1) and 63.331, if performance assessment
is used to demonstrate compliance with either or both of these
sections.
(b) Compliance is based upon the median of the projected doses from
DOE's performance assessments for the period after 10,000 years of
disposal and through the period of geologic stability for:
(1) Sec. 63.311(a)(2); and
(2) Sec. 63.321(b)(2), if performance assessment is used to
demonstrate compliance.
7. Section 63.305, paragraph (c) is revised to read as follows:
Sec. 63.305 Required characteristics of the reference biosphere.
* * * * *
(c) DOE must vary factors related to the geology, hydrology, and
climate based upon cautious, but reasonable assumptions consistent with
present knowledge of factors that could affect the Yucca Mountain
disposal system during the period of geologic stability and consistent
with the requirements for performance assessments specified at Sec.
63.342.
* * * * *
8. Section 63.311 is revised to read as follows:
Sec. 63.311 Individual protection standard after permanent closure.
(a) DOE must demonstrate, using performance assessment, that there
is a reasonable expectation that the reasonably maximally exposed
individual receives no more than the following annual dose from
releases from the undisturbed Yucca Mountain disposal system:
(1) 0.15 mSv (15 mrem) for 10,000 years following disposal; and
(2) 3.5 mSv (350 mrem) after 10,000 years, but within the period of
geologic stability.
(b) DOE's performance assessment must include all potential
environmental pathways of radionuclide transport and exposure.
9. Section 63.321 is revised to read as follows:
Sec. 63.321 Individual protection standard for human intrusion.
(a) DOE must determine the earliest time after disposal that the
waste package would degrade sufficiently that a human intrusion (see
Sec. 63.322) could occur without recognition by the drillers.
(b) DOE must demonstrate that there is a reasonable expectation
that the reasonably maximally exposed individual receives, as a result
of human intrusion, no more than the following annual dose:
(1) 0.15 mSv (15 mrem) for 10,000 years following disposal; and
(2) 3.5 mSv (350 mrem) after 10,000 years, but within the period of
geologic stability.
(c) DOE's analysis must include all potential environmental
pathways of radionuclide transport and exposure, subject to the
requirements at Sec. 63.322.
Sec. 63.341 [Removed]
10. Section 63.341 is removed.
11. Section 63.342 is revised to read as follows:
Sec. 63.342 Limits on performance assessments.
(a) DOE's performance assessments conducted to show compliance with
Sec. Sec. 63.311(a)(1), 63.321(b)(1), and 63.331 shall not include
consideration of very unlikely features, events, or processes, i.e.,
those that are estimated to have less than one chance in 10,000 of
occurring within 10,000 years of disposal (less than one chance in
100,000,000 per year). In addition, DOE's performance assessments need
not evaluate the impacts resulting from any features, events, and
processes or sequences of events and processes with a higher chance of
occurrence if the results of the performance assessments would not be
changed significantly in the initial 10,000 year period after disposal.
(b) For performance assessments conducted to show compliance with
Sec. Sec. 63.321(b) and 63.331, DOE's performance assessments shall
exclude the unlikely features, events, and processes, or sequences of
events and processes, i.e., those that are estimated to have less than
one chance in 10 and at least one chance in 10,000 of occurring within
10,000 years of disposal (less than one chance in 100,000 per year and
at least one chance in 100,000,000 per year).
(c) For performance assessments conducted to show compliance with
Sec. Sec. 63.311(a)(2) and 63.321(b)(2), DOE's performance assessments
shall project the continued effects of the features, events, and
processes included in paragraph (a) of this section beyond the 10,000
year post-disposal period through the period of geologic stability. DOE
must evaluate all of the features, events, or processes included in
paragraph (a) of this section, and also:
(1) DOE must assess the effects of seismic and igneous scenarios
subject to the probability limits in paragraph (a) of this section for
very unlikely features, events, and processes. Performance assessments
conducted to show compliance with Sec. 63.321(b)(2) are also subject
to the probability limits in paragraph (b) of this section for unlikely
features, events, and processes.
(i) The seismic analysis may be limited to the effects caused by
damage to the drifts in the repository and failure of the waste
package.
(ii) The igneous analysis may be limited to the effects of a
volcanic event directly intersecting the repository. The igneous event
may be limited to that causing damage to the waste packages directly,
causing releases of radionuclides to the biosphere, atmosphere, or
ground water.
(2) DOE must assess the effects of climate change. The climate
change analysis may be limited to the effects of increased water flow
through the repository as a result of climate change, and the resulting
transport and release of radionuclides to the accessible environment.
The nature and degree of climate change may be represented by constant
climate conditions. The analysis may commence at 10,000 years after
disposal and shall extend to the
[[Page 53320]]
period of geologic stability. The constant value to be used to
represent climate change is to be based on a log-uniform probability
distribution for deep percolation rates from 13 to 64 mm/year (0.5 to
2.5 inches/year).
(3) DOE must assess the effects of general corrosion on the
engineered barriers. DOE may use a constant representative corrosion
rate throughout the period of geologic stability or a distribution of
corrosion rates correlated to other repository parameters.
Dated at Rockville, Maryland, this 1st day of September, 2005.
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. 05-17778 Filed 9-7-05; 8:45 am]
BILLING CODE 7590-01-P