Prohibition of the Use of Specified Risk Materials for Human Food and Requirements for the Disposition of Non-Ambulatory Disabled Cattle, 53043-53050 [05-17683]
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53043
Rules and Regulations
Federal Register
Vol. 70, No. 172
Wednesday, September 7, 2005
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
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The Code of Federal Regulations is sold by
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REGISTER issue of each week.
DEPARTMENT OF AGRICULTURE
Food Safety and Inspection Service
9 CFR Parts 310 and 318
[Docket No. 03–025IFA]
Prohibition of the Use of Specified
Risk Materials for Human Food and
Requirements for the Disposition of
Non-Ambulatory Disabled Cattle
Food Safety and Inspection
Service, USDA.
ACTION: Interim final rule.
AGENCY:
SUMMARY: The Food Safety and
Inspection Service (FSIS) is amending
its interim final rule, ‘‘Prohibition of the
Use of Specified Risk Materials for
Human Food and Requirements for the
Disposition of Non-Ambulatory Cattle,’’
published in the Federal Register on
January 12, 2004. The amendments
permit beef small intestine, excluding
the distal ileum, to be used for human
food, provided that such product is
derived from cattle that were
slaughtered in an official establishment
in the United States or in a certified
foreign establishment from a foreign
country that is eligible to export beef
products to the United States. Although
the distal ileum is the only portion of
the small intestine in which BSE
infectivity has been confirmed, the
January 2004 interim final rule requires
that the entire small intestine of all
cattle be removed and disposed of as
inedible. FSIS is taking this action based
on the Agency’s evaluation of this issue
and of the comments received on the
interim final rule, as well as comments
received on an advance notice of
proposed rulemaking published in July
2004. FSIS has concluded that the distal
ileum can be effectively removed from
the rest of the small intestine. FSIS has
determined that removal of the distal
ileum in accordance with the
amendments in this document will
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provide the same level of protection
from human exposure to the BSE agent
as does the exclusion of the entire small
intestine from the human food supply.
DATES: This interim final rule is
effective October 7, 2005. Comments on
this interim final rule must be received
by November 7, 2005.
ADDRESSES: FSIS invites interested
persons to submit comments on this
amended interim final rule. Comments
may be submitted by any of the
following methods:
• Mail, including floppy disks or CD–
ROM’s, and hand- or courier-delivered
items: Send to Docket Clerk, U.S.
Department of Agriculture, Food Safety
and Inspection Service, 300 12th Street,
SW., Room 102 Cotton Annex,
Washington, DC 20250.
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Electronic
mail:
fsis.regulationscomments@fsis.usda.gov.
Follow the online instructions at that
site for submitting comments.
All submissions received must
include the Agency name and docket
number 03–025IFA.
All comments submitted in response
to this amended interim final rule, as
well as research and background
information used by FSIS in developing
this document, will be available for
public inspection in the FSIS Docket
Room at the address listed above
between 8:30 a.m. and 4:30 p.m.,
Monday through Friday. The comments
also will be posted on the Agency’s Web
site at https://www.fsis.usda.gov/
regulations_&_policies/
2005_Interim_&_Final_Rules_Index/
index.asp.
FOR FURTHER INFORMATION CONTACT: Dr.
Daniel Engeljohn, Deputy Assistant
Administrator, Office of Policy,
Program, and Employee Development,
FSIS, U.S. Department of Agriculture,
1400 Independence Avenue, SW.,
Washington, DC 20250–3700, (202) 205–
0495.
SUPPLEMENTARY INFORMATION:
Background
On January 12, 2004, FSIS issued a
series of three interim final rules to
minimize human exposure to materials
that scientific studies have
demonstrated contain the BSE agent in
cattle infected with the disease. FSIS
issued the rules in response to the
diagnosis on December 23, 2003, of BSE
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in an imported dairy cow in Washington
State. The animal had been imported
from Canada. One of the rules,
‘‘Prohibition of the Use of Specified Risk
Materials for Human Food and
Requirements for the Disposition of
Non-ambulatory Disabled Cattle’’ (69 FR
1826, January 12, 2004) (also referred to
as ‘‘the SRM interim final rule’’ or ‘‘the
SRM rule’’), among other things,
designates certain materials from cattle
as SRMs, declares that SRMs are
inedible, and prohibits the use of these
materials for human food (9 CFR
310.22(a) and 9 CFR 310.22(b)). The
SRM rule also requires that
establishments that slaughter cattle, and
establishments that process the
carcasses and parts of cattle, incorporate
their procedures for the removal,
segregation and disposition of SRMs
into their HACCP plans or Sanitation
SOPs or other prerequisite program (9
CFR 310.22(d)(1)).
The materials identified as SRMs in
the FSIS SRM rule are the brain, skull,
eyes, trigeminal ganglia, spinal cord,
vertebral column (excluding the
vertebrae of the tail, the transverse
processes of the thoracic and lumbar
vertebrae, and the wings of the sacrum),
and dorsal root ganglia (DRG) of cattle
30 months of age and older, and the
distal ileum of the small intestine and
tonsils from all cattle (9 CFR 310.22(a)).
FSIS designated these materials as
SRMs because they have been found to
contain BSE infectivity at some point
during the disease incubation period.
Furthermore, the Agency determined
that SRMs should be declared as
inedible because, as stated in the
preamble to the SRM rule, they present
a sufficient risk of exposing humans to
the BSE agent so as to render them
‘‘unfit for human food’’ within the
meaning of section 1(m)(3) of the
adulteration provisions of the Federal
Meat Inspection Act (FMIA) (21 U.S.C.
601(m)(3)). For a detailed explanation of
FSIS’’ rationale for designating these
tissues as SRMs, including the
supporting scientific studies, refer to the
preamble to ‘‘Prohibition of the Use of
Specified Risk Materials for Human
Food and Requirements for the
Disposition of Non-ambulatory Disabled
Cattle.’’
FSIS designated the distal ileum from
all cattle as an SRM because, in cattle
infected with BSE under experimental
conditions, infectivity was confirmed in
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the distal ileum in the early stages of the
disease. To ensure effective removal of
the distal ileum, FSIS requires that the
entire small intestine be removed and
disposed of as inedible (9 CFR
310.22(a)(3)). However, in the preamble
to the SRM rule, FSIS noted that beef
processors may be able to effectively
remove the distal ileum from the rest of
the small intestine and requested
comments on this issue (69 FR 1862,
1869).
On July 14, 2004, the Food and Drug
Administration (FDA) issued an interim
final rule, ‘‘Use of Materials Derived
From Cattle in Human Food and
Cosmetics’’ (also referred to as ‘‘the FDA
rule’’ or ‘‘the prohibited cattle materials
rule’’), that extends the measures to
prevent human exposure to the BSE
agent issued by FSIS to FDA-regulated
human food and cosmetics (69 FR
42255). In its rule, FDA designates
certain materials from cattle as
‘‘prohibited cattle materials’’ and
prohibits the use of such materials for
human food, including dietary
supplements, and cosmetics (21 CFR
189.5 and 21 CFR 700.27). Among the
materials designated as prohibited cattle
materials by the FDA are SRMs, the
small intestine from all cattle, and
material from cattle not inspected and
passed for human consumption.
Materials that were designated as SRMs
in the FDA rule are the same as the
materials designated as SRMs by FSIS.
Although FDA designated the distal
ileum of the small intestine from cattle
as an SRM, like FSIS, it prohibits the
use of the entire small intestine for
human food. Consistent with the
amendments to the SRM interim final
rule that FSIS is issuing in this
document, FDA intends to issue an
amendment to its prohibited cattle
materials rule to permit, under certain
circumstances, the manufacture and use
of beef casings derived from beef small
intestine, excluding the distal ileum, for
human food and cosmetics.
Comments Received on Procedures for
Removal of the Distal Ileum
In response to the SRM rule, FSIS
received several comments from beef
processors, the natural casing industry,
the beef by-product industry, and
importers and exporters of natural
casings and beef by-products on the
need to exclude the entire small
intestine from the human food supply.
On July 14, 2004, APHIS, FSIS, and the
Food and Drug Administration (FDA)
issued an Advance Notice of Proposed
Rulemaking (ANPR), ‘‘Federal Measures
To Mitigate BSE Risks: Considerations
for Further Action,’’ (also referred to as
the APHIS/FSIS/FDA ANPR) that
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provided another opportunity for
interested parties to comment on which
portions of the intestine of cattle should
be removed to prevent potentially
infective material from entering the
human food supply (69 FR 42287,
42296). The comment period for the
APHIS/FSIS/FDA ANPR closed on
September 13, 2004.
Most of the comments submitted to
the Agency on this issue requested that
FSIS amend the SRM rule to require the
removal and disposal of only the distal
ileum and allow the remaining portion
of the small intestine to be used for
human food. As stated by the
commenters, infectivity has been
confirmed only in the distal ileum of the
small intestine of cattle infected with
BSE under experimental conditions, and
the technology exists to effectively
remove the distal ileum from the rest of
the small intestine. The commenters
noted that, before the issuance of the
SRM rule, FSIS had approved a
standard operating procedure to certify
the removal of the distal ileum from the
remaining portions of beef small
intestine intended for export to Japan.
As stated by the commenters, the
procedure approved by FSIS requires
the removal of at least 80 inches of the
small intestine as measured from the
junction of the ileum and the cecum.
To further support their argument,
several commenters provided a detailed
anatomical description of the small
intestine of cattle, along with pictures
and diagrams of the anatomy of the
small intestine, which they asserted can
be used to develop a model of
certification of the removal and disposal
of the distal ileum. According to the
commenters, this description was
developed with full scientific oversight
and has widespread support within the
beef processing, casing, and beef byproduct industry.
Many commenters also described, in
detail, examples of verifiable procedures
for the effective removal of the distal
ileum. One procedure described in the
comments begins with the removal of
the small intestine from the abomasum.
Under this procedure, the small
intestine is separated from the cecum at
the ileocecal orifice, and the ileum is
separated from the jejunum at the
flange. According to the commenters,
the resulting portion that contains the
distal ileum would measure 36 to 72
inches in length depending on the age
and size of the animal.
Another procedure described in the
comments also begins with removal of
the small intestine from the abomasum,
except that under this procedure the
small intestine remains attached to the
cecum, and the separation is made at a
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point 36 to 80 inches from the cecum,
leaving behind the remaining edible
portions of the small intestine.
According to the commenters, leaving
the ileum attached to the cecum at this
initial stage provides an easily verifiable
point of reference for on-line inspectors.
The next step in this procedure is to
separate the 36 to 80 inch portion of the
intestine that contains the ileum from
the cecum at the ileocecal orifice,
leaving the cecum and the large
intestine for edible use.
Another commenter described a
procedure that uses a ‘‘Small Intestine
Processing Machine’’ that was
developed in Japan approximately 10
years ago specifically for the harvest of
the jejunum of the intestine for export
to Japan. As presented by the
commenter, the Small Intestine
Processing Machine strips the fat from,
washes, and then splits the jejunum
lengthwise, and cuts the small intestine
into sections without leaving any part of
the distal ileum attached. The
commenter stated that the harvest
procedures using the Small Intestine
Processing Machine require that the
uncoiled and untrimmed jejunum
portion of the small intestine be cut at
least 72 cm or 30 inches from the cecum
end of the small intestine, which is
equal to approximately 80 inches of the
split, washed, and trimmed small
intestine. According to the commenter,
this removal procedure exceeds the total
length of the distal ileum of the small
intestine and includes a portion of the
jejunum as a precaution.
This same commenter stated that the
harvest procedures for the Small
Intestine Processing Machine require
that the entire intestinal tract of the
digestive system be laid out in full view
prior to starting the separation process,
which makes accurate identification and
removal of the distal ileum possible.
The commenter provided pictures
depicting the location of the distal
ileum, cecum, and jejunum portions of
the small intestine and noted that as the
distal ileum joins the cecum, it is
distinct from the jejunum, duodenum,
and colon. The commenter also
explained that as the separation of the
jejunum (small intestine) is done by the
Small Intestine Processing Machine, the
harvest is only completed between the
initial cut on the cecum end and the
final cut adjacent to the duodenal
jejunal flexure.
Several commenters indicated that
because of the distinct shape of the
distal ileum of cattle, FSIS inspection
program personnel could easily verify
the effective removal of this portion of
the small intestine. Furthermore,
commenters from the natural casing
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industry stated that because of its
physical properties, particularly the fact
that it has no curve and an irregular
thick surface, the distal ileum is not
useable as a natural casing for sausage
products. Thus, these commenters
noted, many slaughter establishments in
the United States and Canada had a
policy of removing the distal ileum from
all cattle at the time of slaughter prior
to the effective date of the SRM rule.
Furthermore, as stated by the
commenters, prior to the effective date
of the SRM rule, slaughter
establishments in Brazil, Argentina, and
Uruguay, the three countries that are the
major exporters of natural casings to the
United States, had all been able to
certify the removal of the distal ileum
using achievable standards when
requested to do so by their U.S.
customers. One commenter submitted a
CD–ROM on ‘‘Details of Beef Casing
Production in Brazil: Eliminating the
Distal Ileum,’’ which, according to the
commenter, demonstrates the distinct
appearance of the bovine ileum. The
commenters also noted that Brazil,
Uruguay, and Argentina are countries
that are generally recognized as having
a negligible BSE risk by the
international community.
Other Comments on Removal of the
Small Intestine
In addition to the comments that
presented procedures for removing the
distal ileum, FSIS received other
comments on whether the entire small
intestine from cattle should be excluded
from the human food supply. Some
commenters, including members of the
natural casing industry, importers and
exporters of natural casings and beef byproducts, and foreign countries that
consider themselves to be ‘‘BSE-free,’’
such as Australia, New Zealand,
Uruguay, and Argentina, suggested that
FSIS consider a country’s BSE risk
status when determining which portions
of the intestine, if any, should be
removed and disposed of as inedible.
Most of these commenters also
requested that FSIS exempt countries
recognized as ‘‘BSE-free’’ or
‘‘provisionally free’’ by the international
community from all provisions of the
SRM rule.1
According to the commenters, a
country’s BSE-free risk status provides
the same level of protection from human
exposure to the BSE agent as does
exclusion of SRMs and beef small
1 The international guidelines established by the
OIE have been revised since FSIS issued the SRM
interim final rule. The OIE guidelines in the 2005
Terrestrial Animal Health Code provide for a BSE
‘‘negligible risk’’ category instead of the ‘‘BSE-free’’
and ‘‘provisionally free’’ categories.
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intestine from the human food supply in
the United States. In addition, as noted
by the commenters, such an approach
would be consistent with guidelines
established by the World Organization
for Animal Health (the OIE), which
recommend that countries restrict the
importation of beef small intestines and
other potentially infective materials on
the basis of the BSE risk classification
of the region of origin.
FSIS’ regulations governing the
importation of meat and meat products
from foreign countries into the United
States prohibit the importation of any
product that is adulterated or
misbranded, or that does not comply
with the regulatory requirements that
would apply to it if it were a domestic
product (9 CFR 327.3(a)). The FSIS
import regulations at 9 CFR 327.4(a)
also require that fresh meat or fresh
meat by-products consigned to the
United States from a foreign country be
accompanied by a foreign meat
inspection certificate, signed by the
official authorized by the national
foreign government to issue inspection
certificates for meat and meat byproducts exported to the Unites States,
that certifies, among other things, that
such products are not adulterated or
misbranded, and that such products
have been handled in a sanitary manner
and are otherwise in compliance with
requirements equivalent to those in the
FMIA and its implementing regulations.
The regulations, 9 CFR 327.3(a) and 9
CFR 327.4(a), make clear that to be
eligible for importation into the United
States, meat products from foreign
countries must present no greater risk to
human health than products that were
produced domestically in the United
States, and that to achieve the
appropriate level of public health
protection, such products must comply
with regulatory requirements equivalent
to those required by FSIS.
Thus, if FSIS were to exempt
countries with a BSE-free risk status (or
negligible BSE risk under OIE
guidelines) from some or all of the
provisions of the SRM rule, as requested
by some of the commenters, any
products eligible for importation into
the United States would be required to
comply with 9 CFR 327.3(a) and 9 CFR
327.4(a), i.e., they could not be
adulterated or misbranded, and would
be required to comply with
requirements that are equivalent to
those in the FSIS SRM rule. As stated
above, in response to the confirmation
of BSE in the cow in Washington State,
FSIS currently considers the distal
ileum and all other SRMs from U.S.
domestic cattle as adulterated under
section 1(m)(3) of the FMIA. The
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Agency is evaluating whether it is
appropriate to consider these materials
adulterated if they originate from a
country considered to have a BSE-free
risk status. Until FSIS has an
opportunity to resolve this issue, the
Agency has decided that all materials
designated as SRMs, including the distal
ileum, should be excluded from the
human food supply, regardless of their
country-of-origin. FSIS will continue to
evaluate the issue, and if the Agency
determines that an exemption is
appropriate for countries considered to
have a BSE-free risk status or negligible
BSE risk under OIE guidelines, the
Agency will take appropriate action.
Other commenters, including a
private consultant, consumer advocacy
organization, and members of the
restaurant industry, recommended that
FSIS expand the prohibition on the use
of small intestine from cattle for human
food to include the entire intestine, both
large and small. Some of these
comments noted that while certain
sections of the intestine were tested
with no infectivity, not every section of
the intestine was subjected to the
bioassay in the pathogenesis studies
conducted in the United Kingdom. One
comment asserted that instead of
assuming that the untested section of
the intestine are devoid of infectivity,
FSIS should err on the side of caution
when it comes to protecting public
health.
Some comments, one of them citing
an unpublished study, mentioned that
positive immunostaining has been
identified along the length of the
intestine, providing evidence for the
entire intestine to be considered SRM
under European Union regulations. To
better understand the implications of
this finding FSIS contacted the
commenter to obtain more information
on the study. The commenter explained
that the statement that positive
immunostaining has been identified
along the length of the intestine was
based on a misunderstanding of a report
on a published study.
The commenter clarified that there are
published studies in which positive
immunostaining has been identified in
the distal ileum portion of the enteric
nervous system (ENS) of naturally
infected and experimentally challenged
cattle with BSE. However, the
commenter maintained that FSIS should
designate the entire intestine, both large
and small, as SRM because the ENS
runs through the length of the intestinal
tract and other areas of the ENS from
naturally occurring cases of BSE have
not yet been examined for infectious
prion staining. Thus, stated the
commenter, if other areas of the
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intestinal tract were subjected to
immunostaining, one might expect to
find positive immunostaining in
portions of the intestinal tract other than
the distal ileum. The commenter also
noted that, although immunostaining
was attempted and found negative on
sections of the intestine other than the
distal ileum of experimentally
challenged cattle, this study was
extremely limited with regard to the
testing of tissues other than the distal
ileum (i.e., tissues from 3 calves
sacrificed 6 months post-exposure).
Also, as stated by the comments,
according to the E.U. Scientific Steering
Committee (SSC), intestine should be
SRM because infection from BSE comes
from ingesting contaminated feed and
slaughterhouse contamination of other
intestinal areas with matter from the
ileum cannot be avoided. Many of the
comments also noted that the
International Review Team (IRT)
appointed by the Secretary of
Agriculture in January 2004 to assess
the U.S. Government’s response to the
detection of BSE in the cow in
Washington State recommended that the
SRM definition be adjusted to include
the entire intestine, from pylorus to
anus, of all cattle.
After considering these comments,
FSIS has not changed its conclusion
that, when the distal ileum is effectively
removed, beef small intestine that
complies with the requirements of this
interim final rule presents no greater
risk of introducing the BSE agent into
the human food supply than do other
beef products permitted for use as
human food in the United States. As
discussed below, this conclusion is
based on the information available to
the Agency with regard to BSE
infectivity in the intestine of cattle,
together with the availability of
procedures to effectively remove the
distal ileum.
FSIS is not aware of any studies in
which BSE infectivity has been
confirmed in any portion of the
intestinal tract of cattle other than the
distal ileum. The animal studies of TSEs
that indicate infectivity along the entire
intestinal tract that the Agency is aware
of involve animal species other than
cattle (Ref. 1–6, available for viewing by
the public in the FSIS docket room).
Although the data on TSEs in other
animal species may represent the
distribution of infectivity in those
species, these data may not represent
the distribution of infectivity in cattle as
evidenced by the studies discussed
below.
The Agency recognizes that, based on
the structure and function of cells that
make up the gastrointestinal tract of
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mammals, many areas within the
mammalian gastrointestinal tract could
theoretically be capable of harboring
abnormal prions. TSE infectious agents
that enter susceptible animals through
oral consumption of infectious material
appear to gain access to the CNS
through the nerves that innervate the
gastrointestinal tract. Infection may
involve a first step of presentation to
lymphatic tissues and may also occur by
direct invasion of nerve endings in the
intestinal mucosa (Ref. 7, available for
viewing by the public in the FSIS
docket room). Both gut-associated
lymphoid tissue (GALT) and ENS tissue
are present throughout the intestinal
tract.
However, despite this theoretical risk,
the only bovine GALT found to be
positive for BSE infectivity thus far has
been in the Peyers Patches of the distal
ileum of calves infected with BSE under
experimental conditions. Two other
GALT tissues from natural field cases,
spleen and mesenteric lymph nodes,
have been subjected to mouse bioassays
and found to be non-infectious (Ref. 8,
available for viewing by the public in
the FSIS docket room). Spleen and
mesenteric lymph node samples from
experimentally dosed calves have also
been subjected to mouse bioassays with
similar results.
A component of the ENS is the
myenteric plexus that courses within
the length of the intestinal wall (Ref. 9,
available for viewing by the public in
the FSIS docket room). Distal ileum
sections of the intestine from cattle that
acquired natural field cases of BSE have
been examined for the presence of
abnormal prion protien through
immunostaining, and the ganglion cells
of the myenteric plexus were found to
contain abnormal prions in 9 out of 29
samples (Ref. 10, available for viewing
by the public in the FSIS docket room).
Other areas of the ENS system from
naturally occurring cases of BSE have
not yet been examined for abnormal
prion protein through immunostaining.
Gastrointestinal tissue from BSE field
cases were subjected to and found noninfective by mouse bioassay include a
sample of the splanchnic nerve, as well
as samples of rumen, omasum
abomasum, proximal small intestine,
distal small intestine, proximal colon,
distal colon, and rectum (Ref. 8,
available for viewing by the public in
the FSIS docket room). From the U.K.
pathogenesis studies, in which calves
were orally dosed with BSE-infectious
materials, samples of rumen, omasum,
abomasum, duodenum, and spirial
colon were found to be non-infective by
mouse bioassay (Ref. 11, available for
viewing by the public in the FSIS
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docket room). None of these samples
have been subjected to a cattle bioassay.
FSIS is aware of one small experiment
in which immunostaining was
attempted on gastrointestinal tissue
outside of distal ileum. The study
involved three calves that were orally
infected with the BSE agent and
sacrificed six months later. In the study,
immunostaining was negative in all
locations tested except for the Peyers
Patches of the distal ileum (Ref. 10,
available for viewing by the public in
the FSIS docket room).
When it issued the SRM interim final
rule, FSIS acknowledged that available
data on the development and
distribution of tissue infectivity in BSE
infected cattle are incomplete and that
additional studies using cattle bioassays
were being conducted to ensure that low
levels of infectivity that may not have
been detected using mouse bioassays are
not missed (69 FR 1862, 1864–1865,
January 12, 2005). However, on the basis
of the findings described above, FSIS
has concluded that bovine intestinal
tissues other than the distal ileum are
either unlikely to contain BSE
infectivity or contain infectivity below
the level of detection using the mouse
bioassay. Furthermore, FSIS has also
concluded that, due to the availability of
procedures to remove the distal ileum,
the fact that infectivity has been
confirmed only in the distal ileum has
the most significant implications for
human health.
Thus, FSIS has determined that
designating the distal ileum as SRM is
a prudent and appropriate measure to
prevent human exposure to the BSE
agent in the United States. The Agency
has also determined that it is not
necessary to designate the entire small
intestine or the large intestine as an
SRM.
Future research that has been
recommended by the European SSC
includes cattle bioassay and more
sensitive prion detection testing of
many of the cattle tissues described
above (Ref. 12, available for viewing by
the public in the FSIS docket room).
Stored tissue is available for this
purpose in the United Kingdom. A
pathogenesis study underway in
Germany will also provide tissue from
cattle incubating BSE for more
definitive testing (Ref. 13, available for
viewing by the public in the FSIS
docket room).
The Agency supports the need for the
research being conducted with regard to
BSE and other TSEs. On March 18,
2005, the Secretary of Agriculture
announced that almost $2 million in
funding has been redirected to enhance
research on BSE (‘‘Johanns Announces
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Expansion of BSE Research Program and
Research Initiative to Improve Food
Safety,’’ USDA press release no.
0097.05, March 18, 2005). The BSE
research funds, redirected by USDA’s
Agricultural Research Service, will be
used for newly funded BSE projects and
facilities. Many of these newly funded
projects involve international
collaboration with researchers from the
United Kingdom and other European
countries. While FSIS believes that the
primary tissues of concern for spreading
the BSE agent have been identified, the
Agency will use the results of futures
studies on BSE to further refine this
determination and inform its policies
with regard to BSE.
FSIS disagrees with the comment that
slaughterhouse contamination of other
intestinal areas with matter from the
ileum cannot be avoided. As discussed
earlier in this document, the FSIS SRM
interim final rule requires that
establishments develop, implement, and
maintain written procedures for the
removal, segregation, and disposition of
SRMs, and that they incorporate these
procedures into their HACCP plans,
Sanitation SOPs or other prerequisite
programs (9 CFR 310.22(d)(1)). These
procedures must ensure that all SRMs,
including the distal ileum, are
completely removed from the carcass,
segregated from edible products, and
disposed of in an appropriate manner as
prescribed by 9 CFR 314.1 and 9 CFR
314.3 (i.e., used for inedible rendering,
incinerated, or denatured). FSIS is
responsible for ensuring the adequacy
and effectiveness of the establishment’s
procedures.
As stated throughout this document,
FSIS has determined that beef
processors have the technology to
effectively remove the distal ileum from
the intestine of cattle. Thus, the Agency
has concluded that when establishments
incorporate their technologies for
removing the distal ileum into their
HAACP plan or Sanitation SOP or other
prerequisite program, they will be able
to effectively remove the distal ileum in
a manner that does not contaminate
edible materials.
Amendments to SRM Interim Final
Rule
After carefully evaluating this issue
and the comments submitted on the
removal of the distal ileum, including
the anatomical descriptions and
diagrams of the bovine small intestine,
as well as the detailed descriptions of
the procedures for removal of the distal
ileum, FSIS has concluded that
processors have the technology to
effectively remove the distal ileum from
the rest of the small intestine. Therefore,
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FSIS is amending the SRM interim final
rule to permit for use as human food
beef small intestine, excluding the distal
ileum, derived from cattle slaughtered
in official U.S. establishments or in
certified foreign establishments in
countries listed by FSIS in 9 CFR
327.2(b) as eligible to export meat
products to the United States.2 This is
a requirement that all meat and meat
food products must comply with to be
eligible for use as human food in the
United States. In addition, FSIS will not
permit natural casings derived from beef
small intestine, excluding the distal
ileum, to be used as containers of meat
food products unless the casings are
derived from cattle that have been
inspected and passed in an official U.S.
establishment or in a certified foreign
establishment.
9 CFR 327.1(b) of FSIS’ import
regulations provides that compliance
with the conditions of importation
under FSIS’ regulations does not excuse
the need for compliance with applicable
requirements under other laws,
including the provisions in 9 CFR parts
94, 95, and 96 of APHIS’ regulations.
Thus, under the amendments to the
SRM interim final rule described in this
document, beef small intestine derived
from cattle that have been in countries
listed by APHIS in 9 CFR 94.18(a) as
regions that present a risk of introducing
BSE into the United States will continue
to be subject to importation restrictions
established by APHIS. APHIS’
regulations at 9 CFR parts 94, 95, and
96 prohibit or restrict the importation of
beef products and by-products, as well
as casings (except stomachs), from cattle
that have been in any of the regions
listed by APHIS in 94.18(a). FSIS and
APHIS work closely together to ensure
that meat and meat products imported
into the United States comply with the
regulatory requirements of both
agencies. FSIS and APHIS will continue
to work together to ensure that the
agencies maintain a consistent policy
with regard to the importation of beef
small intestines.
The amendments to the interim final
rule also require that establishments
that process beef small intestine for
human food have in place procedures to
ensure that the distal ileum is
effectively removed. As provided in 9
CFR 310.22(d)(1), the establishment
2 Once a country is listed in 9 CFR 327.2(b) as
eligible to export meat and meat products to the
United States, it must maintain a meat inspection
system that is equivalent to that of the United
States. If it does not, FSIS will not permit meat
products from that country to be imported into the
United States. FSIS conducts audits of eligible
foreign countries meat inspection systems at least
annually.
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must incorporate these procedures into
its HACCP plan or Sanitation SOPs or
other prerequisite program. FSIS has
concluded that procedures that require
removal of at least 80 inches of the
uncoiled and trimmed small intestine as
measured from the ceco-colic junction
and progressing proximally towards the
jejunum comply with this requirement.
The Agency believes that this standard
is sufficiently conservative to ensure
removal of the distal ileum despite
differences in length of the intestinal
tract or its segments between breeds or
variations from animal to animal of the
same breed. However, establishments
may propose alternative standards if
they can demonstrate that such
standards are as effective as the
standards described above in ensuring
that the entire distal ileum is completely
removed.
APHIS’ regulations prohibit or restrict
the importation of most ruminants and
ruminant products, including beef
intestines and casings, from countries
listed by APHIS as presenting a risk of
introducing BSE into the United States.
As discussed above, to be eligible for
importation under FSIS’ regulations,
beef small intestine must comply with
both FSIS’ and APHIS’ import
regulations.
Jurisdiction
Under section 1(j) of the FMIA,
products from cattle that contain meat
or other portions of the carcass only in
a relatively small proportion or that
historically have not been considered by
consumers as products of the meat food
industry are not considered ‘‘meat food
products’’ subject to regulation by FSIS
(21 U.S.C. 601(j)). Thus, while
unprocessed bovine small intestine is
regulated by FSIS as a meat food
product, stripped and cleaned casings
derived from the small intestine of cattle
have historically been regulated by
FDA.
As discussed above, FSIS has decided
to permit for use as human food beef
small intestine, excluding the distal
ileum, derived from cattle slaughtered
in official U.S. establishments or in
certified establishments in foreign
countries that FSIS considers eligible to
export meat and meat products to the
United States. However, because the
amendments to the SRM interim final
rule described in this document are not
intended to affect the regulatory
authority of either FSIS or FDA,
jurisdiction over a product derived from
small intestine will continue to depend
on whether the product is considered a
meat food product as defined in the
FMIA. Thus, unprocessed beef small
intestine will continue to be regulated
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Federal Register / Vol. 70, No. 172 / Wednesday, September 7, 2005 / Rules and Regulations
by FSIS, and stripped and cleaned
natural casing derived from bovine
small intestine will continue to be
regulated by FDA.
However, although they are regulated
by FDA, natural beef casings are used as
containers for certain meat food
products. Therefore, before FSIS applies
the mark of inspection to a meat food
product encased in a natural beef casing
derived from the small intestine, the
Agency will require that the
establishment provide documentation
that demonstrates that the small
intestine from which the casing was
derived complies with the requirements
in the amendments to the SRM interim
final rule.
Small Business Considerations
One of the reasons that FSIS is at this
time issuing these amendments to the
SRM interim final rule to allow the use
of beef small intestine, excluding the
distal ileum, for human food is that the
Agency has received several comments
in response to the SRM rule and the
APHIS/FSIS/FDA ANPR from small
companies that manufacture sausages
and other products encased in natural
beef casings, as well as from
manufacturers of ethnic foods, that
indicate that the prohibition on the use
of the entire small intestine for human
food is having an adverse economic
impact on small and very small
businesses. As noted by the
commenters, beef round casings, which
are derived from the small intestine of
cattle, are used in a wide assortment of
sausage products, as well as in specialty
sausages. The commenters stated that
processors can substitute collagen
casing for some types of sausage made
from natural beef rounds, but this
generally results in a lower quality
product with a decreased market value.
Although some companies had stocks
of natural casings from cattle
slaughtered prior to January 12, 2004,
the date that the SRM interim final rule
went into effect, these companies have
informed FSIS that their existing
supplies of natural beef casings will
soon be exhausted. Permitting the use of
beef small intestine, excluding the distal
ileum, will relieve some of the
economic burden that the prohibition
on the use of the entire small intestine
for human food has imposed on these
small entities.
Summary of the Amendments
As discussed above, FSIS is amending
the SRM interim final rule to permit,
under certain conditions, the use of beef
small intestine, excluding the distal
ileum, for human food. As amended, 9
CFR 310.22(a)(3) will no longer require
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that establishments remove the entire
small intestine of all cattle and dispose
of it as inedible. Instead, it will specify
the conditions under which the small
intestine from cattle is permitted to be
used for human food. These conditions
were described in detail earlier in this
document.
The regulations in 9 CFR 318.6(b)(1)
provide that casings from cattle may be
used as containers of products provided
the casings are not derived from the
small intestine. FSIS is amending
paragraph (b)(1) to permit casings from
cattle that are derived from the small
intestine to be used as containers if the
small intestine complies with the
requirements in 9 CFR 310.22(a)(3) as
amended. The amendments to
paragraph (b)(1) also require that
establishments that use casings derived
from the small intestine of cattle as
containers for products demonstrate,
through documentation, that the small
intestine from which the casing was
derived complies with the requirements
in 9 CFR 310.22(a)(3) as amended.
9 CFR 318.6(b)(8) prohibits small
intestine from cattle for use in any meat
food product or for edible rendering.
FSIS is amending paragraph (b)(8) to
permit small intestine from cattle to be
used in a meat food product or for
edible rendering if it complies with the
requirements in 9 CFR 310.22(a)(3) as
amended.
Effective Date and Opportunity for
Public Comment
Because FSIS has already provided
the public with opportunities to
comment on the issues raised in this
document (once in response to the SRM
interim final rule published on January
12, 2004 and again in response to the
APHIS/FSIS/FDA ANPR published on
July 14, 2004), and because the
restrictions on the use of the small
intestine for human food are adversely
affecting small businesses without
providing any public health benefits,
the amendments to the SRM interim
final contained in this document will
become effective before the comment
period closes. FSIS will consider any
comments received during the comment
period for this amended interim final
rule (see DATES above). After that
comment period closes, the Agency will
publish another document in the
Federal Register. The document will
include a discussion of all comments
received in response to the SRM interim
final rule, the APHIS/FSIS/FDA ANPR,
and the amendments to the SRM interim
final rule described in this document. It
will also include any amendments to
the SRM interim final rule made as a
result of those comments.
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Executive Order 12866 and Regulatory
Flexibility Act
These amendments to the January 12,
2004 interim final rule have been
determined to be significant and
therefore, have been reviewed by the
Office of Management and Budget.
The interim final rule of January 12,
2004 (69 FR 1862) included a
Preliminary Regulatory Impact Analysis
(PRIA) that was made available for
comment on April 7, 2004 (69 FR
18245). The PRIA indicated that benefits
of the SRM interim final rule were
primarily those resulting from the
reduction in human exposure to BSE
infectivity and the restoration of beef
exports. The PRIA estimated that
designating beef small intestines,
including the distal ileum, from cattle of
all ages as a specified risk material did
not result in a significant reduction in
potential human exposure to BSE. As
discussed elsewhere in this document,
the distal ileum was designated as an
SRM because BSE infectivity has been
demonstrated in the distal ileum after
oral exposure to the BSE agent.
Although BSE infectivity was not
demonstrated in the remaining part of
the small intestine, the interim final rule
required the removal of the entire small
intestine to ensure effective removal of
the distal ileum. Therefore, this action
does not change the reduction in human
exposure to BSE estimated in the PRIA.
The effect of amending the SRM
interim final rule would be to increase
the supplies of beef small intestines and
beef natural casings manufactured from
beef small intestine (beef casings) that
do not contain the distal ileum, and
that, prior to the implementation of the
SRM rule, were used for human food.
Although the SRM interim final rule
designated the distal ileum of all cattle
as an SRM, to ensure effective removal
of the distal ileum, it required that the
entire small intestine be removed and
disposed of as inedible. Thus, as a result
of the SRM rule, the supplies of beef
small intestine and natural casings
derived from beef small intestine
produced after the effective date of the
SRM rule were prohibited for use as
human food.
One of the impacts on consumers of
this prohibition of the use of beef small
intestine for human food has been the
loss of food products in marketplaces
where the only suitable casings are beef
casings. These types of food products
that typically use beef casings include
sausages such as salami, hard salami,
thuringer, European-type sausages such
as braunschweiger, metwurst, and
supressa, basterma, and Arabic
´
sausages, some pates, and a variety of
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other food products largely sold in
ethnic markets. Suitable substitutes for
beef casings do not exist or are generally
inadequate for some of these types of
food products. For example, cellulosic,
collagen, fibrous, muslin or synthetic
casings, or hog or sheep casings are, in
many cases, not adequate substitutes for
beef natural casings for use in producing
some sausages, or some types of
traditional ethnic products. Another
impact on consumers of this prohibition
has been the loss of food products in
ethnic marketplaces where beef small
intestines were sold as variety meats, or
food products were sold that used beef
small intestines as an ingredient of
manufactured food products or edible
rendered food products. Suitable
substitutes for beef small intestines as
variety meats do not exist or are
generally inadequate for some of these
types of products.
The PRIA of the SRM interim final
rule estimated that approximately 160
million pounds of small intestines,
including the distal ileum, were
removed from the human food supply.
The net revenue lost by excluding the
entire small intestine from the food
supply, was estimated to be an average
of $27.6 million ($20.6 to $34.5 million)
per year for the food industry, after the
implementation of the rule. Of the $27.6
million in net annual revenue lost as a
result of the interim final rule, the PRIA
estimated that an average of $16.6
million ($13.0 to $20.6 million) resulted
from exclusion of the distal ileum and
an average of $10.9 million from the
remaining parts of the small intestine
(see page 24 of the analysis). Therefore,
this action is estimated to restore an
average of $10.9 million ($2.9 to $19.0
million) in net revenues lost as a result
of the interim final rule.
In the PRIA, the Agency estimated, by
survey, that approximately 47 federallyinspected establishments, that were
primarily large establishments, were
affected by the value lost of beef small
intestines that were used for food
products and to manufacture beef
casing. The amendment would allow
some of these 47 establishments to
resume their sales of beef small
intestines, beef casing, and food
products that use the imported beef
casings. Thus, some of the 47
establishments or firms are expected to
recover some of the value lost through
these new sales because of the
amendment. The Agency is unable to
estimate the number of establishments
that would resume the sales of beef
small intestines and their associated
food products.
Also, the Agency is unable to estimate
the number of establishments that used
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beef casings in the production of meat
products prior to the implementation of
the SRM interim final rule in January of
2004. However, it believes that the
number of domestic establishments
producing such products was small. As
discussed elsewhere in this document,
the Agency has received comments from
small companies that indicate that the
prohibition on the use of the entire
small intestine for human food is having
an adverse economic impact on some
small and very small businesses. Most
of these commenters are manufactures
of meat food products encased in
natural beef casing. These amendments
will help to relieve some of this
economic burden. However, FSIS is
unable to determine the number of
small entities that will benefit from this
action.
The economic impact of the measure
on manufacturers of casings produced
from other sources is not significant.
The availability of natural beef casings
may reduce the demand for some
cellulosic, collagen, synthetic, or other
types of casings. However, the reduction
is not expected to be significant, given
the long-term trend in the use of these
types of non-natural casings.
Therefore, the Agency has determined
that these amendments to the interim
final rule will not have a significant
economic impact on a substantial
number of small entities, as defined by
the Regulatory Flexibility Act (5 U.S.C.
601).
The PRIA estimated that the SRM
interim final rule would have a minimal
impact on U.S. meat production and
beef prices paid by consumers, because
these products are a very small amount
of total beef production. Therefore,
allowing the small intestine, excluding
the distal ileum, for use as human food
as provided in this action will not have
a significant impact on the food
industry and consumers.
The availability of these types of
casing will reduce the demand for some
cellulosic, collagen, synthetic, or other
types of casings. However, the reduction
is not expected to be significant, given
the long-term trend in the use of these
types of non-natural casings.
Executive Order 12988
This amendment to the SRM interim
final rule has been reviewed under
Executive Order 12988, Civil Justice
Reform. In this interim final rule: (1) All
state and local laws and regulations that
are inconsistent with this rule will be
preempted; (2) no retroactive effect will
be given to this rule; and (3)
administrative proceedings will not be
required before parties may file suit in
court challenging this rule.
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53049
Paperwork Requirements
The SRM interim final rule included
a paperwork analysis (61 FR 38862)
prepared in accordance with the
Paperwork Reduction Act. FSIS has
determined that the corrections and
amendments in this rule do not change
any information collection burden
hours.
Additional Public Notification
Public awareness of all segments of
rulemaking and policy development is
important. Consequently, in an effort to
ensure that the public and in particular
minorities, women, and persons with
disabilities, are aware of this amended
interim final rule, FSIS will announce it
on-line through the FSIS Web page
located at https://www.fsis.usda.gov/
regulations_&_policies/
2005_Interim_&_Final_Rules_Index/
index.asp. The Regulations.gov Web site
is the central online rulemaking portal
of the United States government. It is
being offered as a public service to
increase participation in the Federal
government’s regulatory activities. FSIS
participates in Regulations.gov and will
accept comments on documents
published on the site. The site allows
visitors to search by keyword or
Department or Agency for rulemakings
that allow for public comment. Each
entry provides a quick link to a
comment form so that visitors can type
in their comments and submit them to
FSIS. The Web site is located at
https://www.regulations.gov/.
FSIS also will make copies of this
Federal Register publication available
through the FSIS Constituent Update,
which is used to provide information
regarding FSIS policies, procedures,
regulations, Federal Register notices,
FSIS public meetings, recalls, and other
types of information that could affect or
would be of interest to our constituents
and stakeholders. The update is
communicated via Listserv, a free e-mail
subscription service consisting of
industry, trade, and farm groups,
consumer interest groups, allied health
professionals, scientific professionals,
and other individuals who have
requested to be included. The update
also is available on the FSIS Web page.
Through Listserv and the Web page,
FSIS is able to provide information to a
much broader, more diverse audience.
In addition, FSIS offers an e-mail
subscription service which provides an
automatic and customized notification
when popular pages are updated,
including Federal Register publications
and related documents. This service is
available at https://www.fsis.usda.gov/
news_and_events/email_subscription/
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Federal Register / Vol. 70, No. 172 / Wednesday, September 7, 2005 / Rules and Regulations
and allows FSIS customers to sign up
for subscription options across eight
categories. Options range from recalls to
export information to regulations,
directives and notices. Customers can
add or delete subscriptions themselves
and have the option to password protect
their account.
References
1. Jeffrey, M., S. Ryder, S. Martin, et
al., ‘‘Oral Inoculation of Sheep With the
Agent of Bovine Spongiform
Encephalopathy (BSE). 1. Onset and
Distribution of Disease-Specific PrP
Accumulation in Brain and Viscera,’’
Journal of Comparative Pathology, 124:
280–289, 2001.
2. Bons, N., S. Lehmann, N. Nishida,
et al., ‘‘BSE Infection of the Small ShortLived Primate Microcebus Murinus,’’
Comptes Rendus Biologies, 325: 67–74,
2002.
3. Herzog, C., N. Sales, N. Etchegaray,
et al., ‘‘Tissue Distribution of Bovine
Spongiform Encephalopathy Agent in
Primate After Intravenous or Oral
Infection,’’ Lancet, 363: 422–428, 2004.
4. Jeffrey, M., I. Begara-McGorum, S.
Clark, et al., ‘‘Occurrence and
Distribution of Infection-Specific PrP in
Tissues of Clinical Scrapie Cases and
Cull Sheep From Scrapie-Affected
Farms in Shetland,’’ Journal of
Comparative Pathology, 127: 264–273,
2002.
5. Press, C. McL., R. Heggebo, A.
Espenes, ‘‘Involvement of GutAssociated Lymphoid Tissue of
Ruminants in the Spread of
Transmissible Spongiform
Encephalopathies,’’ Advanced Drug
Delivery Reviews, 56: 885–899, 2004.
6. Heggebo, R., C. McL. Press, G.
Gunnes, ‘‘Distribution and
Accumulation of PrP in Gut-Associated
and Peripheral Lymphoid Tissue of
Scrapie-Affected Suffolk Sheep,’’
Journal of General Virology, 83: 479–
489, 2002.
7. Baird, A.W., D.P. Campion, L.
O’Brien, D.J. Brayden, ‘‘Oral Delivery of
Pathogens from the Intestine to the
Nervous System,’’ Journal of Drug
Target, 12(2): 71–8, 2004.
8. Scientific Steering Committee. SSC
Update of the Opinion on TSE
infectivity distribution in ruminant
tissues (initially adopted on 10–11
January 2002 and amended on 7–8
November 2002) following the
submission of (1) a risk assessment by
the German Federal Ministry of
Consumer Protection, Food and
Agriculture and (2) new scientific
advice regarding BSE infectivity
distribution in tonsils. 2002. Health and
Consumer Protection DirectorateGeneral (EC).
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9. A.L.R. Findlay. Motility of the
gastrointestinal tract of ruminants. 98.
Physiological laboratory, University of
Cambridge. 2004.
10. Terry L.A., S. Marsh, S.J.Ryder,
S.A. Hawkins, G.A. Wells, Y.I. Spencer,
‘‘Detection of Disease-Specific PrP in
the Distal Ileum of Cattle Exposed
Orally to the Agent of Bovine
Spongiform Encephalopathy,’’
Veterinary Record, 152(13): 387–92
2003.
11. Wells, G.A.H., M. Dawson, S.A.C.
Hawkins, et al., ‘‘Infectivity in the Ileum
of Cattle Challenged Orally to the Agent
of Bovine Spongiform Encephalopathy,’’
Veterinary Record, 135: 40–41, 1994.
12. Scientific Steering Committee.
SSC Opinion on BSE risk of the bovine
autonomic nervous system (Adopted by
the Scientific Steering Committee
Meeting at its meeting of 6–7 March
2003. Health and Consumer Protection
Directorate-General (EC).
13. ProMED mail. BSE, ORAL
CHALLENGE TRIAL 03). ProMED-mail
2004 20040524.1384. 2004.
9 CFR Part 310
Animal diseases, Disposition of
carcasses, Meat inspection, and Postmortem inspection.
9 CFR Part 318
Entry into official establishments,
Food packaging, Meat inspection,
Reinspection and preparation of
products.
I For the reasons discussed in the
preamble, FSIS is amending 9 CFR
Chapter III as follows:
PART 310—POST-MORTEM
INSPECTION
1. The authority citation for part 310
continues to read as follows:
I
Authority: 21 U.S.C. 601–695; 7 CFR 2.18,
2.53.
2. Paragraph (a)(3) of § 310.22 is
amended by removing the second
sentence and adding the following
sentence and paragraphs (a)(3)(i) and (ii)
in its place:
I
§ 310.22 Specified risk materials from
cattle and their handling and disposition.
(a) * * *
(3) * * * The small intestine may be
used for human food if:
(i) It is derived from cattle that were
inspected and passed in an official
establishment in the United States or in
a certified foreign establishment in a
country listed in 9 CFR 327.2(b) as
eligible to export meat and meat
products to the United States and it is
Frm 00008
Fmt 4700
PART 318—ENTRY INTO OFFICIAL
ESTABLISHMENTS; REINSPECTION
AND PREPARATION OF PRODUCTS
3. The authority citation for part 318
continues to read as follows:
I
Authority: 7 U.S.C. 38F, 450, 1901–1906;
21 U.S.C. 601–695; 7 CFR 2.18, 2.53.
4. Section 318.6 is amended to revise
paragraphs (b)(1) and (b)(8) to read as
follows:
I
§ 318.6 Requirements concerning
ingredients and other articles used in
preperation of products.
List of Subjects
PO 00000
otherwise eligible for importation under
9 CFR 327.1(b), and
(ii) The distal ileum is removed by a
procedure that removes at least 80
inches of the uncoiled and trimmed
small intestine as measured from the
ceco-colic junction and progressing
proximally towards the jejunum or by a
procedure that the establishment
demonstrates is effective in ensuring
complete removal of the distal ileum.
*
*
*
*
*
Sfmt 4700
*
*
*
*
*
(b)(1) The only animal casings that
may be used as containers of product
are those from sheep, swine, or goats.
Casings from cattle may be used as
containers of products. However, if
casings from cattle are derived from the
small intestine, the small intestine must
comply with the requirements in 9 CFR
310.22(a)(3). Establishments that use
casings derived from the small intestine
of cattle as containers for products must
demonstrate, through documentation,
that the small intestine from which the
casing was derived complies with the
requirements in 9 CFR 310.22(a)(3).
*
*
*
*
*
(8) Intestines shall not be used as
ingredients in any meat food product for
which a standard is prescribed in part
319 of this subchapter and shall not be
used in other products unless the
products are labeled in accordance with
§ 317.8(b)(3) of this subchapter. When
small intestine from cattle is used in a
meat food product or for edible
rendering, it must comply with the
requirements in 9 CFR 310.22(a)(3).
*
*
*
*
*
Done at Washington, DC on: September 1,
2005.
Barbara J. Masters,
Administrator.
[FR Doc. 05–17683 Filed 9–6–05; 8:45 am]
BILLING CODE 3410–DM–P
E:\FR\FM\07SER1.SGM
07SER1
Agencies
[Federal Register Volume 70, Number 172 (Wednesday, September 7, 2005)]
[Rules and Regulations]
[Pages 53043-53050]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-17683]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
Prices of new books are listed in the first FEDERAL REGISTER issue of each
week.
========================================================================
Federal Register / Vol. 70, No. 172 / Wednesday, September 7, 2005 /
Rules and Regulations
[[Page 53043]]
DEPARTMENT OF AGRICULTURE
Food Safety and Inspection Service
9 CFR Parts 310 and 318
[Docket No. 03-025IFA]
Prohibition of the Use of Specified Risk Materials for Human Food
and Requirements for the Disposition of Non-Ambulatory Disabled Cattle
AGENCY: Food Safety and Inspection Service, USDA.
ACTION: Interim final rule.
-----------------------------------------------------------------------
SUMMARY: The Food Safety and Inspection Service (FSIS) is amending its
interim final rule, ``Prohibition of the Use of Specified Risk
Materials for Human Food and Requirements for the Disposition of Non-
Ambulatory Cattle,'' published in the Federal Register on January 12,
2004. The amendments permit beef small intestine, excluding the distal
ileum, to be used for human food, provided that such product is derived
from cattle that were slaughtered in an official establishment in the
United States or in a certified foreign establishment from a foreign
country that is eligible to export beef products to the United States.
Although the distal ileum is the only portion of the small intestine in
which BSE infectivity has been confirmed, the January 2004 interim
final rule requires that the entire small intestine of all cattle be
removed and disposed of as inedible. FSIS is taking this action based
on the Agency's evaluation of this issue and of the comments received
on the interim final rule, as well as comments received on an advance
notice of proposed rulemaking published in July 2004. FSIS has
concluded that the distal ileum can be effectively removed from the
rest of the small intestine. FSIS has determined that removal of the
distal ileum in accordance with the amendments in this document will
provide the same level of protection from human exposure to the BSE
agent as does the exclusion of the entire small intestine from the
human food supply.
DATES: This interim final rule is effective October 7, 2005. Comments
on this interim final rule must be received by November 7, 2005.
ADDRESSES: FSIS invites interested persons to submit comments on this
amended interim final rule. Comments may be submitted by any of the
following methods:
Mail, including floppy disks or CD-ROM's, and hand- or
courier-delivered items: Send to Docket Clerk, U.S. Department of
Agriculture, Food Safety and Inspection Service, 300 12th Street, SW.,
Room 102 Cotton Annex, Washington, DC 20250.
Federal eRulemaking Portal: Go to https://
www.regulations.gov. Electronic mail:
fsis.regulationscomments@fsis.usda.gov. Follow the online instructions
at that site for submitting comments.
All submissions received must include the Agency name and docket
number 03-025IFA.
All comments submitted in response to this amended interim final
rule, as well as research and background information used by FSIS in
developing this document, will be available for public inspection in
the FSIS Docket Room at the address listed above between 8:30 a.m. and
4:30 p.m., Monday through Friday. The comments also will be posted on
the Agency's Web site at https://www.fsis.usda.gov/regulations_&_
policies/2005_Interim_&_Final_Rules_Index/index.asp.
FOR FURTHER INFORMATION CONTACT: Dr. Daniel Engeljohn, Deputy Assistant
Administrator, Office of Policy, Program, and Employee Development,
FSIS, U.S. Department of Agriculture, 1400 Independence Avenue, SW.,
Washington, DC 20250-3700, (202) 205-0495.
SUPPLEMENTARY INFORMATION:
Background
On January 12, 2004, FSIS issued a series of three interim final
rules to minimize human exposure to materials that scientific studies
have demonstrated contain the BSE agent in cattle infected with the
disease. FSIS issued the rules in response to the diagnosis on December
23, 2003, of BSE in an imported dairy cow in Washington State. The
animal had been imported from Canada. One of the rules, ``Prohibition
of the Use of Specified Risk Materials for Human Food and Requirements
for the Disposition of Non-ambulatory Disabled Cattle'' (69 FR 1826,
January 12, 2004) (also referred to as ``the SRM interim final rule''
or ``the SRM rule''), among other things, designates certain materials
from cattle as SRMs, declares that SRMs are inedible, and prohibits the
use of these materials for human food (9 CFR 310.22(a) and 9 CFR
310.22(b)). The SRM rule also requires that establishments that
slaughter cattle, and establishments that process the carcasses and
parts of cattle, incorporate their procedures for the removal,
segregation and disposition of SRMs into their HACCP plans or
Sanitation SOPs or other prerequisite program (9 CFR 310.22(d)(1)).
The materials identified as SRMs in the FSIS SRM rule are the
brain, skull, eyes, trigeminal ganglia, spinal cord, vertebral column
(excluding the vertebrae of the tail, the transverse processes of the
thoracic and lumbar vertebrae, and the wings of the sacrum), and dorsal
root ganglia (DRG) of cattle 30 months of age and older, and the distal
ileum of the small intestine and tonsils from all cattle (9 CFR
310.22(a)). FSIS designated these materials as SRMs because they have
been found to contain BSE infectivity at some point during the disease
incubation period. Furthermore, the Agency determined that SRMs should
be declared as inedible because, as stated in the preamble to the SRM
rule, they present a sufficient risk of exposing humans to the BSE
agent so as to render them ``unfit for human food'' within the meaning
of section 1(m)(3) of the adulteration provisions of the Federal Meat
Inspection Act (FMIA) (21 U.S.C. 601(m)(3)). For a detailed explanation
of FSIS'' rationale for designating these tissues as SRMs, including
the supporting scientific studies, refer to the preamble to
``Prohibition of the Use of Specified Risk Materials for Human Food and
Requirements for the Disposition of Non-ambulatory Disabled Cattle.''
FSIS designated the distal ileum from all cattle as an SRM because,
in cattle infected with BSE under experimental conditions, infectivity
was confirmed in
[[Page 53044]]
the distal ileum in the early stages of the disease. To ensure
effective removal of the distal ileum, FSIS requires that the entire
small intestine be removed and disposed of as inedible (9 CFR
310.22(a)(3)). However, in the preamble to the SRM rule, FSIS noted
that beef processors may be able to effectively remove the distal ileum
from the rest of the small intestine and requested comments on this
issue (69 FR 1862, 1869).
On July 14, 2004, the Food and Drug Administration (FDA) issued an
interim final rule, ``Use of Materials Derived From Cattle in Human
Food and Cosmetics'' (also referred to as ``the FDA rule'' or ``the
prohibited cattle materials rule''), that extends the measures to
prevent human exposure to the BSE agent issued by FSIS to FDA-regulated
human food and cosmetics (69 FR 42255). In its rule, FDA designates
certain materials from cattle as ``prohibited cattle materials'' and
prohibits the use of such materials for human food, including dietary
supplements, and cosmetics (21 CFR 189.5 and 21 CFR 700.27). Among the
materials designated as prohibited cattle materials by the FDA are
SRMs, the small intestine from all cattle, and material from cattle not
inspected and passed for human consumption. Materials that were
designated as SRMs in the FDA rule are the same as the materials
designated as SRMs by FSIS.
Although FDA designated the distal ileum of the small intestine
from cattle as an SRM, like FSIS, it prohibits the use of the entire
small intestine for human food. Consistent with the amendments to the
SRM interim final rule that FSIS is issuing in this document, FDA
intends to issue an amendment to its prohibited cattle materials rule
to permit, under certain circumstances, the manufacture and use of beef
casings derived from beef small intestine, excluding the distal ileum,
for human food and cosmetics.
Comments Received on Procedures for Removal of the Distal Ileum
In response to the SRM rule, FSIS received several comments from
beef processors, the natural casing industry, the beef by-product
industry, and importers and exporters of natural casings and beef by-
products on the need to exclude the entire small intestine from the
human food supply. On July 14, 2004, APHIS, FSIS, and the Food and Drug
Administration (FDA) issued an Advance Notice of Proposed Rulemaking
(ANPR), ``Federal Measures To Mitigate BSE Risks: Considerations for
Further Action,'' (also referred to as the APHIS/FSIS/FDA ANPR) that
provided another opportunity for interested parties to comment on which
portions of the intestine of cattle should be removed to prevent
potentially infective material from entering the human food supply (69
FR 42287, 42296). The comment period for the APHIS/FSIS/FDA ANPR closed
on September 13, 2004.
Most of the comments submitted to the Agency on this issue
requested that FSIS amend the SRM rule to require the removal and
disposal of only the distal ileum and allow the remaining portion of
the small intestine to be used for human food. As stated by the
commenters, infectivity has been confirmed only in the distal ileum of
the small intestine of cattle infected with BSE under experimental
conditions, and the technology exists to effectively remove the distal
ileum from the rest of the small intestine. The commenters noted that,
before the issuance of the SRM rule, FSIS had approved a standard
operating procedure to certify the removal of the distal ileum from the
remaining portions of beef small intestine intended for export to
Japan. As stated by the commenters, the procedure approved by FSIS
requires the removal of at least 80 inches of the small intestine as
measured from the junction of the ileum and the cecum.
To further support their argument, several commenters provided a
detailed anatomical description of the small intestine of cattle, along
with pictures and diagrams of the anatomy of the small intestine, which
they asserted can be used to develop a model of certification of the
removal and disposal of the distal ileum. According to the commenters,
this description was developed with full scientific oversight and has
widespread support within the beef processing, casing, and beef by-
product industry.
Many commenters also described, in detail, examples of verifiable
procedures for the effective removal of the distal ileum. One procedure
described in the comments begins with the removal of the small
intestine from the abomasum. Under this procedure, the small intestine
is separated from the cecum at the ileocecal orifice, and the ileum is
separated from the jejunum at the flange. According to the commenters,
the resulting portion that contains the distal ileum would measure 36
to 72 inches in length depending on the age and size of the animal.
Another procedure described in the comments also begins with
removal of the small intestine from the abomasum, except that under
this procedure the small intestine remains attached to the cecum, and
the separation is made at a point 36 to 80 inches from the cecum,
leaving behind the remaining edible portions of the small intestine.
According to the commenters, leaving the ileum attached to the cecum at
this initial stage provides an easily verifiable point of reference for
on-line inspectors. The next step in this procedure is to separate the
36 to 80 inch portion of the intestine that contains the ileum from the
cecum at the ileocecal orifice, leaving the cecum and the large
intestine for edible use.
Another commenter described a procedure that uses a ``Small
Intestine Processing Machine'' that was developed in Japan
approximately 10 years ago specifically for the harvest of the jejunum
of the intestine for export to Japan. As presented by the commenter,
the Small Intestine Processing Machine strips the fat from, washes, and
then splits the jejunum lengthwise, and cuts the small intestine into
sections without leaving any part of the distal ileum attached. The
commenter stated that the harvest procedures using the Small Intestine
Processing Machine require that the uncoiled and untrimmed jejunum
portion of the small intestine be cut at least 72 cm or 30 inches from
the cecum end of the small intestine, which is equal to approximately
80 inches of the split, washed, and trimmed small intestine. According
to the commenter, this removal procedure exceeds the total length of
the distal ileum of the small intestine and includes a portion of the
jejunum as a precaution.
This same commenter stated that the harvest procedures for the
Small Intestine Processing Machine require that the entire intestinal
tract of the digestive system be laid out in full view prior to
starting the separation process, which makes accurate identification
and removal of the distal ileum possible. The commenter provided
pictures depicting the location of the distal ileum, cecum, and jejunum
portions of the small intestine and noted that as the distal ileum
joins the cecum, it is distinct from the jejunum, duodenum, and colon.
The commenter also explained that as the separation of the jejunum
(small intestine) is done by the Small Intestine Processing Machine,
the harvest is only completed between the initial cut on the cecum end
and the final cut adjacent to the duodenal jejunal flexure.
Several commenters indicated that because of the distinct shape of
the distal ileum of cattle, FSIS inspection program personnel could
easily verify the effective removal of this portion of the small
intestine. Furthermore, commenters from the natural casing
[[Page 53045]]
industry stated that because of its physical properties, particularly
the fact that it has no curve and an irregular thick surface, the
distal ileum is not useable as a natural casing for sausage products.
Thus, these commenters noted, many slaughter establishments in the
United States and Canada had a policy of removing the distal ileum from
all cattle at the time of slaughter prior to the effective date of the
SRM rule.
Furthermore, as stated by the commenters, prior to the effective
date of the SRM rule, slaughter establishments in Brazil, Argentina,
and Uruguay, the three countries that are the major exporters of
natural casings to the United States, had all been able to certify the
removal of the distal ileum using achievable standards when requested
to do so by their U.S. customers. One commenter submitted a CD-ROM on
``Details of Beef Casing Production in Brazil: Eliminating the Distal
Ileum,'' which, according to the commenter, demonstrates the distinct
appearance of the bovine ileum. The commenters also noted that Brazil,
Uruguay, and Argentina are countries that are generally recognized as
having a negligible BSE risk by the international community.
Other Comments on Removal of the Small Intestine
In addition to the comments that presented procedures for removing
the distal ileum, FSIS received other comments on whether the entire
small intestine from cattle should be excluded from the human food
supply. Some commenters, including members of the natural casing
industry, importers and exporters of natural casings and beef by-
products, and foreign countries that consider themselves to be ``BSE-
free,'' such as Australia, New Zealand, Uruguay, and Argentina,
suggested that FSIS consider a country's BSE risk status when
determining which portions of the intestine, if any, should be removed
and disposed of as inedible. Most of these commenters also requested
that FSIS exempt countries recognized as ``BSE-free'' or
``provisionally free'' by the international community from all
provisions of the SRM rule.\1\
---------------------------------------------------------------------------
\1\ The international guidelines established by the OIE have
been revised since FSIS issued the SRM interim final rule. The OIE
guidelines in the 2005 Terrestrial Animal Health Code provide for a
BSE ``negligible risk'' category instead of the ``BSE-free'' and
``provisionally free'' categories.
---------------------------------------------------------------------------
According to the commenters, a country's BSE-free risk status
provides the same level of protection from human exposure to the BSE
agent as does exclusion of SRMs and beef small intestine from the human
food supply in the United States. In addition, as noted by the
commenters, such an approach would be consistent with guidelines
established by the World Organization for Animal Health (the OIE),
which recommend that countries restrict the importation of beef small
intestines and other potentially infective materials on the basis of
the BSE risk classification of the region of origin.
FSIS' regulations governing the importation of meat and meat
products from foreign countries into the United States prohibit the
importation of any product that is adulterated or misbranded, or that
does not comply with the regulatory requirements that would apply to it
if it were a domestic product (9 CFR 327.3(a)). The FSIS import
regulations at 9 CFR 327.4(a) also require that fresh meat or fresh
meat by-products consigned to the United States from a foreign country
be accompanied by a foreign meat inspection certificate, signed by the
official authorized by the national foreign government to issue
inspection certificates for meat and meat by-products exported to the
Unites States, that certifies, among other things, that such products
are not adulterated or misbranded, and that such products have been
handled in a sanitary manner and are otherwise in compliance with
requirements equivalent to those in the FMIA and its implementing
regulations. The regulations, 9 CFR 327.3(a) and 9 CFR 327.4(a), make
clear that to be eligible for importation into the United States, meat
products from foreign countries must present no greater risk to human
health than products that were produced domestically in the United
States, and that to achieve the appropriate level of public health
protection, such products must comply with regulatory requirements
equivalent to those required by FSIS.
Thus, if FSIS were to exempt countries with a BSE-free risk status
(or negligible BSE risk under OIE guidelines) from some or all of the
provisions of the SRM rule, as requested by some of the commenters, any
products eligible for importation into the United States would be
required to comply with 9 CFR 327.3(a) and 9 CFR 327.4(a), i.e., they
could not be adulterated or misbranded, and would be required to comply
with requirements that are equivalent to those in the FSIS SRM rule. As
stated above, in response to the confirmation of BSE in the cow in
Washington State, FSIS currently considers the distal ileum and all
other SRMs from U.S. domestic cattle as adulterated under section
1(m)(3) of the FMIA. The Agency is evaluating whether it is appropriate
to consider these materials adulterated if they originate from a
country considered to have a BSE-free risk status. Until FSIS has an
opportunity to resolve this issue, the Agency has decided that all
materials designated as SRMs, including the distal ileum, should be
excluded from the human food supply, regardless of their country-of-
origin. FSIS will continue to evaluate the issue, and if the Agency
determines that an exemption is appropriate for countries considered to
have a BSE-free risk status or negligible BSE risk under OIE
guidelines, the Agency will take appropriate action.
Other commenters, including a private consultant, consumer advocacy
organization, and members of the restaurant industry, recommended that
FSIS expand the prohibition on the use of small intestine from cattle
for human food to include the entire intestine, both large and small.
Some of these comments noted that while certain sections of the
intestine were tested with no infectivity, not every section of the
intestine was subjected to the bioassay in the pathogenesis studies
conducted in the United Kingdom. One comment asserted that instead of
assuming that the untested section of the intestine are devoid of
infectivity, FSIS should err on the side of caution when it comes to
protecting public health.
Some comments, one of them citing an unpublished study, mentioned
that positive immunostaining has been identified along the length of
the intestine, providing evidence for the entire intestine to be
considered SRM under European Union regulations. To better understand
the implications of this finding FSIS contacted the commenter to obtain
more information on the study. The commenter explained that the
statement that positive immunostaining has been identified along the
length of the intestine was based on a misunderstanding of a report on
a published study.
The commenter clarified that there are published studies in which
positive immunostaining has been identified in the distal ileum portion
of the enteric nervous system (ENS) of naturally infected and
experimentally challenged cattle with BSE. However, the commenter
maintained that FSIS should designate the entire intestine, both large
and small, as SRM because the ENS runs through the length of the
intestinal tract and other areas of the ENS from naturally occurring
cases of BSE have not yet been examined for infectious prion staining.
Thus, stated the commenter, if other areas of the
[[Page 53046]]
intestinal tract were subjected to immunostaining, one might expect to
find positive immunostaining in portions of the intestinal tract other
than the distal ileum. The commenter also noted that, although
immunostaining was attempted and found negative on sections of the
intestine other than the distal ileum of experimentally challenged
cattle, this study was extremely limited with regard to the testing of
tissues other than the distal ileum (i.e., tissues from 3 calves
sacrificed 6 months post-exposure).
Also, as stated by the comments, according to the E.U. Scientific
Steering Committee (SSC), intestine should be SRM because infection
from BSE comes from ingesting contaminated feed and slaughterhouse
contamination of other intestinal areas with matter from the ileum
cannot be avoided. Many of the comments also noted that the
International Review Team (IRT) appointed by the Secretary of
Agriculture in January 2004 to assess the U.S. Government's response to
the detection of BSE in the cow in Washington State recommended that
the SRM definition be adjusted to include the entire intestine, from
pylorus to anus, of all cattle.
After considering these comments, FSIS has not changed its
conclusion that, when the distal ileum is effectively removed, beef
small intestine that complies with the requirements of this interim
final rule presents no greater risk of introducing the BSE agent into
the human food supply than do other beef products permitted for use as
human food in the United States. As discussed below, this conclusion is
based on the information available to the Agency with regard to BSE
infectivity in the intestine of cattle, together with the availability
of procedures to effectively remove the distal ileum.
FSIS is not aware of any studies in which BSE infectivity has been
confirmed in any portion of the intestinal tract of cattle other than
the distal ileum. The animal studies of TSEs that indicate infectivity
along the entire intestinal tract that the Agency is aware of involve
animal species other than cattle (Ref. 1-6, available for viewing by
the public in the FSIS docket room). Although the data on TSEs in other
animal species may represent the distribution of infectivity in those
species, these data may not represent the distribution of infectivity
in cattle as evidenced by the studies discussed below.
The Agency recognizes that, based on the structure and function of
cells that make up the gastrointestinal tract of mammals, many areas
within the mammalian gastrointestinal tract could theoretically be
capable of harboring abnormal prions. TSE infectious agents that enter
susceptible animals through oral consumption of infectious material
appear to gain access to the CNS through the nerves that innervate the
gastrointestinal tract. Infection may involve a first step of
presentation to lymphatic tissues and may also occur by direct invasion
of nerve endings in the intestinal mucosa (Ref. 7, available for
viewing by the public in the FSIS docket room). Both gut-associated
lymphoid tissue (GALT) and ENS tissue are present throughout the
intestinal tract.
However, despite this theoretical risk, the only bovine GALT found
to be positive for BSE infectivity thus far has been in the Peyers
Patches of the distal ileum of calves infected with BSE under
experimental conditions. Two other GALT tissues from natural field
cases, spleen and mesenteric lymph nodes, have been subjected to mouse
bioassays and found to be non-infectious (Ref. 8, available for viewing
by the public in the FSIS docket room). Spleen and mesenteric lymph
node samples from experimentally dosed calves have also been subjected
to mouse bioassays with similar results.
A component of the ENS is the myenteric plexus that courses within
the length of the intestinal wall (Ref. 9, available for viewing by the
public in the FSIS docket room). Distal ileum sections of the intestine
from cattle that acquired natural field cases of BSE have been examined
for the presence of abnormal prion protien through immunostaining, and
the ganglion cells of the myenteric plexus were found to contain
abnormal prions in 9 out of 29 samples (Ref. 10, available for viewing
by the public in the FSIS docket room). Other areas of the ENS system
from naturally occurring cases of BSE have not yet been examined for
abnormal prion protein through immunostaining.
Gastrointestinal tissue from BSE field cases were subjected to and
found non-infective by mouse bioassay include a sample of the
splanchnic nerve, as well as samples of rumen, omasum abomasum,
proximal small intestine, distal small intestine, proximal colon,
distal colon, and rectum (Ref. 8, available for viewing by the public
in the FSIS docket room). From the U.K. pathogenesis studies, in which
calves were orally dosed with BSE-infectious materials, samples of
rumen, omasum, abomasum, duodenum, and spirial colon were found to be
non-infective by mouse bioassay (Ref. 11, available for viewing by the
public in the FSIS docket room). None of these samples have been
subjected to a cattle bioassay.
FSIS is aware of one small experiment in which immunostaining was
attempted on gastrointestinal tissue outside of distal ileum. The study
involved three calves that were orally infected with the BSE agent and
sacrificed six months later. In the study, immunostaining was negative
in all locations tested except for the Peyers Patches of the distal
ileum (Ref. 10, available for viewing by the public in the FSIS docket
room).
When it issued the SRM interim final rule, FSIS acknowledged that
available data on the development and distribution of tissue
infectivity in BSE infected cattle are incomplete and that additional
studies using cattle bioassays were being conducted to ensure that low
levels of infectivity that may not have been detected using mouse
bioassays are not missed (69 FR 1862, 1864-1865, January 12, 2005).
However, on the basis of the findings described above, FSIS has
concluded that bovine intestinal tissues other than the distal ileum
are either unlikely to contain BSE infectivity or contain infectivity
below the level of detection using the mouse bioassay. Furthermore,
FSIS has also concluded that, due to the availability of procedures to
remove the distal ileum, the fact that infectivity has been confirmed
only in the distal ileum has the most significant implications for
human health.
Thus, FSIS has determined that designating the distal ileum as SRM
is a prudent and appropriate measure to prevent human exposure to the
BSE agent in the United States. The Agency has also determined that it
is not necessary to designate the entire small intestine or the large
intestine as an SRM.
Future research that has been recommended by the European SSC
includes cattle bioassay and more sensitive prion detection testing of
many of the cattle tissues described above (Ref. 12, available for
viewing by the public in the FSIS docket room). Stored tissue is
available for this purpose in the United Kingdom. A pathogenesis study
underway in Germany will also provide tissue from cattle incubating BSE
for more definitive testing (Ref. 13, available for viewing by the
public in the FSIS docket room).
The Agency supports the need for the research being conducted with
regard to BSE and other TSEs. On March 18, 2005, the Secretary of
Agriculture announced that almost $2 million in funding has been
redirected to enhance research on BSE (``Johanns Announces
[[Page 53047]]
Expansion of BSE Research Program and Research Initiative to Improve
Food Safety,'' USDA press release no. 0097.05, March 18, 2005). The BSE
research funds, redirected by USDA's Agricultural Research Service,
will be used for newly funded BSE projects and facilities. Many of
these newly funded projects involve international collaboration with
researchers from the United Kingdom and other European countries. While
FSIS believes that the primary tissues of concern for spreading the BSE
agent have been identified, the Agency will use the results of futures
studies on BSE to further refine this determination and inform its
policies with regard to BSE.
FSIS disagrees with the comment that slaughterhouse contamination
of other intestinal areas with matter from the ileum cannot be avoided.
As discussed earlier in this document, the FSIS SRM interim final rule
requires that establishments develop, implement, and maintain written
procedures for the removal, segregation, and disposition of SRMs, and
that they incorporate these procedures into their HACCP plans,
Sanitation SOPs or other prerequisite programs (9 CFR 310.22(d)(1)).
These procedures must ensure that all SRMs, including the distal ileum,
are completely removed from the carcass, segregated from edible
products, and disposed of in an appropriate manner as prescribed by 9
CFR 314.1 and 9 CFR 314.3 (i.e., used for inedible rendering,
incinerated, or denatured). FSIS is responsible for ensuring the
adequacy and effectiveness of the establishment's procedures.
As stated throughout this document, FSIS has determined that beef
processors have the technology to effectively remove the distal ileum
from the intestine of cattle. Thus, the Agency has concluded that when
establishments incorporate their technologies for removing the distal
ileum into their HAACP plan or Sanitation SOP or other prerequisite
program, they will be able to effectively remove the distal ileum in a
manner that does not contaminate edible materials.
Amendments to SRM Interim Final Rule
After carefully evaluating this issue and the comments submitted on
the removal of the distal ileum, including the anatomical descriptions
and diagrams of the bovine small intestine, as well as the detailed
descriptions of the procedures for removal of the distal ileum, FSIS
has concluded that processors have the technology to effectively remove
the distal ileum from the rest of the small intestine. Therefore, FSIS
is amending the SRM interim final rule to permit for use as human food
beef small intestine, excluding the distal ileum, derived from cattle
slaughtered in official U.S. establishments or in certified foreign
establishments in countries listed by FSIS in 9 CFR 327.2(b) as
eligible to export meat products to the United States.\2\ This is a
requirement that all meat and meat food products must comply with to be
eligible for use as human food in the United States. In addition, FSIS
will not permit natural casings derived from beef small intestine,
excluding the distal ileum, to be used as containers of meat food
products unless the casings are derived from cattle that have been
inspected and passed in an official U.S. establishment or in a
certified foreign establishment.
---------------------------------------------------------------------------
\2\ Once a country is listed in 9 CFR 327.2(b) as eligible to
export meat and meat products to the United States, it must maintain
a meat inspection system that is equivalent to that of the United
States. If it does not, FSIS will not permit meat products from that
country to be imported into the United States. FSIS conducts audits
of eligible foreign countries meat inspection systems at least
annually.
---------------------------------------------------------------------------
9 CFR 327.1(b) of FSIS' import regulations provides that compliance
with the conditions of importation under FSIS' regulations does not
excuse the need for compliance with applicable requirements under other
laws, including the provisions in 9 CFR parts 94, 95, and 96 of APHIS'
regulations. Thus, under the amendments to the SRM interim final rule
described in this document, beef small intestine derived from cattle
that have been in countries listed by APHIS in 9 CFR 94.18(a) as
regions that present a risk of introducing BSE into the United States
will continue to be subject to importation restrictions established by
APHIS. APHIS' regulations at 9 CFR parts 94, 95, and 96 prohibit or
restrict the importation of beef products and by-products, as well as
casings (except stomachs), from cattle that have been in any of the
regions listed by APHIS in 94.18(a). FSIS and APHIS work closely
together to ensure that meat and meat products imported into the United
States comply with the regulatory requirements of both agencies. FSIS
and APHIS will continue to work together to ensure that the agencies
maintain a consistent policy with regard to the importation of beef
small intestines.
The amendments to the interim final rule also require that
establishments that process beef small intestine for human food have in
place procedures to ensure that the distal ileum is effectively
removed. As provided in 9 CFR 310.22(d)(1), the establishment must
incorporate these procedures into its HACCP plan or Sanitation SOPs or
other prerequisite program. FSIS has concluded that procedures that
require removal of at least 80 inches of the uncoiled and trimmed small
intestine as measured from the ceco-colic junction and progressing
proximally towards the jejunum comply with this requirement. The Agency
believes that this standard is sufficiently conservative to ensure
removal of the distal ileum despite differences in length of the
intestinal tract or its segments between breeds or variations from
animal to animal of the same breed. However, establishments may propose
alternative standards if they can demonstrate that such standards are
as effective as the standards described above in ensuring that the
entire distal ileum is completely removed.
APHIS' regulations prohibit or restrict the importation of most
ruminants and ruminant products, including beef intestines and casings,
from countries listed by APHIS as presenting a risk of introducing BSE
into the United States. As discussed above, to be eligible for
importation under FSIS' regulations, beef small intestine must comply
with both FSIS' and APHIS' import regulations.
Jurisdiction
Under section 1(j) of the FMIA, products from cattle that contain
meat or other portions of the carcass only in a relatively small
proportion or that historically have not been considered by consumers
as products of the meat food industry are not considered ``meat food
products'' subject to regulation by FSIS (21 U.S.C. 601(j)). Thus,
while unprocessed bovine small intestine is regulated by FSIS as a meat
food product, stripped and cleaned casings derived from the small
intestine of cattle have historically been regulated by FDA.
As discussed above, FSIS has decided to permit for use as human
food beef small intestine, excluding the distal ileum, derived from
cattle slaughtered in official U.S. establishments or in certified
establishments in foreign countries that FSIS considers eligible to
export meat and meat products to the United States. However, because
the amendments to the SRM interim final rule described in this document
are not intended to affect the regulatory authority of either FSIS or
FDA, jurisdiction over a product derived from small intestine will
continue to depend on whether the product is considered a meat food
product as defined in the FMIA. Thus, unprocessed beef small intestine
will continue to be regulated
[[Page 53048]]
by FSIS, and stripped and cleaned natural casing derived from bovine
small intestine will continue to be regulated by FDA.
However, although they are regulated by FDA, natural beef casings
are used as containers for certain meat food products. Therefore,
before FSIS applies the mark of inspection to a meat food product
encased in a natural beef casing derived from the small intestine, the
Agency will require that the establishment provide documentation that
demonstrates that the small intestine from which the casing was derived
complies with the requirements in the amendments to the SRM interim
final rule.
Small Business Considerations
One of the reasons that FSIS is at this time issuing these
amendments to the SRM interim final rule to allow the use of beef small
intestine, excluding the distal ileum, for human food is that the
Agency has received several comments in response to the SRM rule and
the APHIS/FSIS/FDA ANPR from small companies that manufacture sausages
and other products encased in natural beef casings, as well as from
manufacturers of ethnic foods, that indicate that the prohibition on
the use of the entire small intestine for human food is having an
adverse economic impact on small and very small businesses. As noted by
the commenters, beef round casings, which are derived from the small
intestine of cattle, are used in a wide assortment of sausage products,
as well as in specialty sausages. The commenters stated that processors
can substitute collagen casing for some types of sausage made from
natural beef rounds, but this generally results in a lower quality
product with a decreased market value.
Although some companies had stocks of natural casings from cattle
slaughtered prior to January 12, 2004, the date that the SRM interim
final rule went into effect, these companies have informed FSIS that
their existing supplies of natural beef casings will soon be exhausted.
Permitting the use of beef small intestine, excluding the distal ileum,
will relieve some of the economic burden that the prohibition on the
use of the entire small intestine for human food has imposed on these
small entities.
Summary of the Amendments
As discussed above, FSIS is amending the SRM interim final rule to
permit, under certain conditions, the use of beef small intestine,
excluding the distal ileum, for human food. As amended, 9 CFR
310.22(a)(3) will no longer require that establishments remove the
entire small intestine of all cattle and dispose of it as inedible.
Instead, it will specify the conditions under which the small intestine
from cattle is permitted to be used for human food. These conditions
were described in detail earlier in this document.
The regulations in 9 CFR 318.6(b)(1) provide that casings from
cattle may be used as containers of products provided the casings are
not derived from the small intestine. FSIS is amending paragraph (b)(1)
to permit casings from cattle that are derived from the small intestine
to be used as containers if the small intestine complies with the
requirements in 9 CFR 310.22(a)(3) as amended. The amendments to
paragraph (b)(1) also require that establishments that use casings
derived from the small intestine of cattle as containers for products
demonstrate, through documentation, that the small intestine from which
the casing was derived complies with the requirements in 9 CFR
310.22(a)(3) as amended.
9 CFR 318.6(b)(8) prohibits small intestine from cattle for use in
any meat food product or for edible rendering. FSIS is amending
paragraph (b)(8) to permit small intestine from cattle to be used in a
meat food product or for edible rendering if it complies with the
requirements in 9 CFR 310.22(a)(3) as amended.
Effective Date and Opportunity for Public Comment
Because FSIS has already provided the public with opportunities to
comment on the issues raised in this document (once in response to the
SRM interim final rule published on January 12, 2004 and again in
response to the APHIS/FSIS/FDA ANPR published on July 14, 2004), and
because the restrictions on the use of the small intestine for human
food are adversely affecting small businesses without providing any
public health benefits, the amendments to the SRM interim final
contained in this document will become effective before the comment
period closes. FSIS will consider any comments received during the
comment period for this amended interim final rule (see DATES above).
After that comment period closes, the Agency will publish another
document in the Federal Register. The document will include a
discussion of all comments received in response to the SRM interim
final rule, the APHIS/FSIS/FDA ANPR, and the amendments to the SRM
interim final rule described in this document. It will also include any
amendments to the SRM interim final rule made as a result of those
comments.
Executive Order 12866 and Regulatory Flexibility Act
These amendments to the January 12, 2004 interim final rule have
been determined to be significant and therefore, have been reviewed by
the Office of Management and Budget.
The interim final rule of January 12, 2004 (69 FR 1862) included a
Preliminary Regulatory Impact Analysis (PRIA) that was made available
for comment on April 7, 2004 (69 FR 18245). The PRIA indicated that
benefits of the SRM interim final rule were primarily those resulting
from the reduction in human exposure to BSE infectivity and the
restoration of beef exports. The PRIA estimated that designating beef
small intestines, including the distal ileum, from cattle of all ages
as a specified risk material did not result in a significant reduction
in potential human exposure to BSE. As discussed elsewhere in this
document, the distal ileum was designated as an SRM because BSE
infectivity has been demonstrated in the distal ileum after oral
exposure to the BSE agent. Although BSE infectivity was not
demonstrated in the remaining part of the small intestine, the interim
final rule required the removal of the entire small intestine to ensure
effective removal of the distal ileum. Therefore, this action does not
change the reduction in human exposure to BSE estimated in the PRIA.
The effect of amending the SRM interim final rule would be to
increase the supplies of beef small intestines and beef natural casings
manufactured from beef small intestine (beef casings) that do not
contain the distal ileum, and that, prior to the implementation of the
SRM rule, were used for human food. Although the SRM interim final rule
designated the distal ileum of all cattle as an SRM, to ensure
effective removal of the distal ileum, it required that the entire
small intestine be removed and disposed of as inedible. Thus, as a
result of the SRM rule, the supplies of beef small intestine and
natural casings derived from beef small intestine produced after the
effective date of the SRM rule were prohibited for use as human food.
One of the impacts on consumers of this prohibition of the use of
beef small intestine for human food has been the loss of food products
in marketplaces where the only suitable casings are beef casings. These
types of food products that typically use beef casings include sausages
such as salami, hard salami, thuringer, European-type sausages such as
braunschweiger, metwurst, and supressa, basterma, and Arabic sausages,
some pat[eacute]s, and a variety of
[[Page 53049]]
other food products largely sold in ethnic markets. Suitable
substitutes for beef casings do not exist or are generally inadequate
for some of these types of food products. For example, cellulosic,
collagen, fibrous, muslin or synthetic casings, or hog or sheep casings
are, in many cases, not adequate substitutes for beef natural casings
for use in producing some sausages, or some types of traditional ethnic
products. Another impact on consumers of this prohibition has been the
loss of food products in ethnic marketplaces where beef small
intestines were sold as variety meats, or food products were sold that
used beef small intestines as an ingredient of manufactured food
products or edible rendered food products. Suitable substitutes for
beef small intestines as variety meats do not exist or are generally
inadequate for some of these types of products.
The PRIA of the SRM interim final rule estimated that approximately
160 million pounds of small intestines, including the distal ileum,
were removed from the human food supply. The net revenue lost by
excluding the entire small intestine from the food supply, was
estimated to be an average of $27.6 million ($20.6 to $34.5 million)
per year for the food industry, after the implementation of the rule.
Of the $27.6 million in net annual revenue lost as a result of the
interim final rule, the PRIA estimated that an average of $16.6 million
($13.0 to $20.6 million) resulted from exclusion of the distal ileum
and an average of $10.9 million from the remaining parts of the small
intestine (see page 24 of the analysis). Therefore, this action is
estimated to restore an average of $10.9 million ($2.9 to $19.0
million) in net revenues lost as a result of the interim final rule.
In the PRIA, the Agency estimated, by survey, that approximately 47
federally-inspected establishments, that were primarily large
establishments, were affected by the value lost of beef small
intestines that were used for food products and to manufacture beef
casing. The amendment would allow some of these 47 establishments to
resume their sales of beef small intestines, beef casing, and food
products that use the imported beef casings. Thus, some of the 47
establishments or firms are expected to recover some of the value lost
through these new sales because of the amendment. The Agency is unable
to estimate the number of establishments that would resume the sales of
beef small intestines and their associated food products.
Also, the Agency is unable to estimate the number of establishments
that used beef casings in the production of meat products prior to the
implementation of the SRM interim final rule in January of 2004.
However, it believes that the number of domestic establishments
producing such products was small. As discussed elsewhere in this
document, the Agency has received comments from small companies that
indicate that the prohibition on the use of the entire small intestine
for human food is having an adverse economic impact on some small and
very small businesses. Most of these commenters are manufactures of
meat food products encased in natural beef casing. These amendments
will help to relieve some of this economic burden. However, FSIS is
unable to determine the number of small entities that will benefit from
this action.
The economic impact of the measure on manufacturers of casings
produced from other sources is not significant. The availability of
natural beef casings may reduce the demand for some cellulosic,
collagen, synthetic, or other types of casings. However, the reduction
is not expected to be significant, given the long-term trend in the use
of these types of non-natural casings.
Therefore, the Agency has determined that these amendments to the
interim final rule will not have a significant economic impact on a
substantial number of small entities, as defined by the Regulatory
Flexibility Act (5 U.S.C. 601).
The PRIA estimated that the SRM interim final rule would have a
minimal impact on U.S. meat production and beef prices paid by
consumers, because these products are a very small amount of total beef
production. Therefore, allowing the small intestine, excluding the
distal ileum, for use as human food as provided in this action will not
have a significant impact on the food industry and consumers.
The availability of these types of casing will reduce the demand
for some cellulosic, collagen, synthetic, or other types of casings.
However, the reduction is not expected to be significant, given the
long-term trend in the use of these types of non-natural casings.
Executive Order 12988
This amendment to the SRM interim final rule has been reviewed
under Executive Order 12988, Civil Justice Reform. In this interim
final rule: (1) All state and local laws and regulations that are
inconsistent with this rule will be preempted; (2) no retroactive
effect will be given to this rule; and (3) administrative proceedings
will not be required before parties may file suit in court challenging
this rule.
Paperwork Requirements
The SRM interim final rule included a paperwork analysis (61 FR
38862) prepared in accordance with the Paperwork Reduction Act. FSIS
has determined that the corrections and amendments in this rule do not
change any information collection burden hours.
Additional Public Notification
Public awareness of all segments of rulemaking and policy
development is important. Consequently, in an effort to ensure that the
public and in particular minorities, women, and persons with
disabilities, are aware of this amended interim final rule, FSIS will
announce it on-line through the FSIS Web page located at https://
www.fsis.usda.gov/regulations_&_policies/2005_Interim_&_Final_
Rules_Index/index.asp. The Regulations.gov Web site is the central
online rulemaking portal of the United States government. It is being
offered as a public service to increase participation in the Federal
government's regulatory activities. FSIS participates in
Regulations.gov and will accept comments on documents published on the
site. The site allows visitors to search by keyword or Department or
Agency for rulemakings that allow for public comment. Each entry
provides a quick link to a comment form so that visitors can type in
their comments and submit them to FSIS. The Web site is located at
https://www.regulations.gov/.
FSIS also will make copies of this Federal Register publication
available through the FSIS Constituent Update, which is used to provide
information regarding FSIS policies, procedures, regulations, Federal
Register notices, FSIS public meetings, recalls, and other types of
information that could affect or would be of interest to our
constituents and stakeholders. The update is communicated via Listserv,
a free e-mail subscription service consisting of industry, trade, and
farm groups, consumer interest groups, allied health professionals,
scientific professionals, and other individuals who have requested to
be included. The update also is available on the FSIS Web page. Through
Listserv and the Web page, FSIS is able to provide information to a
much broader, more diverse audience.
In addition, FSIS offers an e-mail subscription service which
provides an automatic and customized notification when popular pages
are updated, including Federal Register publications and related
documents. This service is available at https://www.fsis.usda.gov/news_
and_events/email_subscription/
[[Page 53050]]
and allows FSIS customers to sign up for subscription options across
eight categories. Options range from recalls to export information to
regulations, directives and notices. Customers can add or delete
subscriptions themselves and have the option to password protect their
account.
References
1. Jeffrey, M., S. Ryder, S. Martin, et al., ``Oral Inoculation of
Sheep With the Agent of Bovine Spongiform Encephalopathy (BSE). 1.
Onset and Distribution of Disease-Specific PrP Accumulation in Brain
and Viscera,'' Journal of Comparative Pathology, 124: 280-289, 2001.
2. Bons, N., S. Lehmann, N. Nishida, et al., ``BSE Infection of the
Small Short-Lived Primate Microcebus Murinus,'' Comptes Rendus
Biologies, 325: 67-74, 2002.
3. Herzog, C., N. Sales, N. Etchegaray, et al., ``Tissue
Distribution of Bovine Spongiform Encephalopathy Agent in Primate After
Intravenous or Oral Infection,'' Lancet, 363: 422-428, 2004.
4. Jeffrey, M., I. Begara-McGorum, S. Clark, et al., ``Occurrence
and Distribution of Infection-Specific PrP in Tissues of Clinical
Scrapie Cases and Cull Sheep From Scrapie-Affected Farms in Shetland,''
Journal of Comparative Pathology, 127: 264-273, 2002.
5. Press, C. McL., R. Heggebo, A. Espenes, ``Involvement of Gut-
Associated Lymphoid Tissue of Ruminants in the Spread of Transmissible
Spongiform Encephalopathies,'' Advanced Drug Delivery Reviews, 56: 885-
899, 2004.
6. Heggebo, R., C. McL. Press, G. Gunnes, ``Distribution and
Accumulation of PrP in Gut-Associated and Peripheral Lymphoid Tissue of
Scrapie-Affected Suffolk Sheep,'' Journal of General Virology, 83: 479-
489, 2002.
7. Baird, A.W., D.P. Campion, L. O'Brien, D.J. Brayden, ``Oral
Delivery of Pathogens from the Intestine to the Nervous System,''
Journal of Drug Target, 12(2): 71-8, 2004.
8. Scientific Steering Committee. SSC Update of the Opinion on TSE
infectivity distribution in ruminant tissues (initially adopted on 10-
11 January 2002 and amended on 7-8 November 2002) following the
submission of (1) a risk assessment by the German Federal Ministry of
Consumer Protection, Food and Agriculture and (2) new scientific advice
regarding BSE infectivity distribution in tonsils. 2002. Health and
Consumer Protection Directorate-General (EC).
9. A.L.R. Findlay. Motility of the gastrointestinal tract of
ruminants. 98. Physiological laboratory, University of Cambridge. 2004.
10. Terry L.A., S. Marsh, S.J.Ryder, S.A. Hawkins, G.A. Wells, Y.I.
Spencer, ``Detection of Disease-Specific PrP in the Distal Ileum of
Cattle Exposed Orally to the Agent of Bovine Spongiform
Encephalopathy,'' Veterinary Record, 152(13): 387-92 2003.
11. Wells, G.A.H., M. Dawson, S.A.C. Hawkins, et al., ``Infectivity
in the Ileum of Cattle Challenged Orally to the Agent of Bovine
Spongiform Encephalopathy,'' Veterinary Record, 135: 40-41, 1994.
12. Scientific Steering Committee. SSC Opinion on BSE risk of the
bovine autonomic nervous system (Adopted by the Scientific Steering
Committee Meeting at its meeting of 6-7 March 2003. Health and Consumer
Protection Directorate-General (EC).
13. ProMED mail. BSE, ORAL CHALLENGE TRIAL 03). ProMED-mail 2004
20040524.1384. 2004.
List of Subjects
9 CFR Part 310
Animal diseases, Disposition of carcasses, Meat inspection, and
Post-mortem inspection.
9 CFR Part 318
Entry into official establishments, Food packaging, Meat
inspection, Reinspection and preparation of products.
0
For the reasons discussed in the preamble, FSIS is amending 9 CFR
Chapter III as follows:
PART 310--POST-MORTEM INSPECTION
0
1. The authority citation for part 310 continues to read as follows:
Authority: 21 U.S.C. 601-695; 7 CFR 2.18, 2.53.
0
2. Paragraph (a)(3) of Sec. 310.22 is amended by removing the second
sentence and adding the following sentence and paragraphs (a)(3)(i) and
(ii) in its place:
Sec. 310.22 Specified risk materials from cattle and their handling
and disposition.
(a) * * *
(3) * * * The small intestine may be used for human food if:
(i) It is derived from cattle that were inspected and passed in an
official establishment in the United States or in a certified foreign
establishment in a country listed in 9 CFR 327.2(b) as eligible to
export meat and meat products to the United States and it is otherwise
eligible for importation under 9 CFR 327.1(b), and
(ii) The distal ileum is removed by a procedure that removes at
least 80 inches of the uncoiled and trimmed small intestine as measured
from the ceco-colic junction and progressing proximally towards the
jejunum or by a procedure that the establishment demonstrates is
effective in ensuring complete removal of the distal ileum.
* * * * *
PART 318--ENTRY INTO OFFICIAL ESTABLISHMENTS; REINSPECTION AND
PREPARATION OF PRODUCTS
0
3. The authority citation for part 318 continues to read as follows:
Authority: 7 U.S.C. 38F, 450, 1901-1906; 21 U.S.C. 601-695; 7
CFR 2.18, 2.53.
0
4. Section 318.6 is amended to revise paragraphs (b)(1) and (b)(8) to
read as follows:
Sec. 318.6 Requirements concerning ingredients and other articles
used in preperation of products.
* * * * *
(b)(1) The only animal casings that may be used as containers of
product are those from sheep, swine, or goats. Casings from cattle may
be used as containers of products. However, if casings from cattle are
derived from the small intestine, the small intestine must comply with
the requirements in 9 CFR 310.22(a)(3). Establishments that use casings
derived from the small intestine of cattle as containers for products
must demonstrate, through documentation, that the small intestine from
which the casing was derived complies with the requirements in 9 CFR
310.22(a)(3).
* * * * *
(8) Intestines shall not be used as ingredients in any meat food
product for which a standard is prescribed in part 319 of this
subchapter and shall not be used in other products unless the products
are labeled in accordance with Sec. 317.8(b)(3) of this subchapter.
When small intestine from cattle is used in a meat food product or for
edible rendering, it must comply with the requirements in 9 CFR
310.22(a)(3).
* * * * *
Done at Washington, DC on: September 1, 2005.
Barbara J. Masters,
Administrator.
[FR Doc. 05-17683 Filed 9-6-05; 8:45 am]
BILLING CODE 3410-DM-P