FAA-Approved Child Restraint Systems, 50902-50907 [05-16782]
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Federal Register / Vol. 70, No. 165 / Friday, August 26, 2005 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 91, 121, 125, and 135
[Docket No. FAA–2005–22045; Amendment
Nos. 91–289, 121–314, 125–48, and 135–100]
RIN 2120–AI36
FAA-Approved Child Restraint
Systems
Federal Aviation
Administration, DOT.
ACTION: Final rule; request for
comments.
AGENCY:
SUMMARY: The Federal Aviation
Administration (FAA) is amending its
operating regulations to allow the use,
on board aircraft, of Child Restraint
Systems (CRSs) that are approved by the
FAA through a Type Certificate,
Supplemental Type Certificate, or
Technical Standard Order. Current FAA
regulations do not allow the use of CRSs
other than those that meet specific
standards for the automobile
environment. The intended effect of this
regulation is to reduce the regulatory
burden to industry while maintaining or
increasing safety.
DATES: This final rule is effective
September 26, 2005. Comments must be
filed on or before September 26, 2005.
ADDRESSES: Address your comments to
the Docket Management System, U.S.
Department of Transportation, Room
Plaza 401, 400 Seventh Street, SW.,
Washington, DC 20590–0001. You must
identify the docket number FAA–2005–
22045 at the beginning of your
comments, and you should file two
copies of your comments.
You may also file comments through
the Internet to http://dms.dot.gov. You
may review the public docket
containing comments to these
regulations in person in the Dockets
Office between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. The Dockets Office is on the
plaza level of the NASSIF Building at
the Department of Transportation at the
above address. Also, you may review
public dockets on the Internet at http://
dms.dot.gov.
FOR FURTHER INFORMATION CONTACT:
Nancy Lauck Claussen, Federal Aviation
Administration, Flight Standards
Service, Certificate Management Office,
2800 N. 44 Street, Suite 450, Phoenix,
AZ 85008, telephone (602) 379–4350, email nancy.l.claussen@faa.gov.
SUPPLEMENTARY INFORMATION:
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Comments Invited
The FAA is adopting this final rule
without prior notice and prior public
comment. The Regulatory Policies and
Procedures of the Department of
Transportation (DOT) (44 FR 1134;
February 26, 1979), however, provide
that, to the maximum extent possible,
operating administrations for the DOT
should provide an opportunity for
public comment on regulations issued
without prior notice. Therefore, we
invite interested persons to participate
in this rulemaking by filing such written
data, views, or arguments, as they may
desire. We also invite comments about
environmental, energy, federalism, or
international trade impacts that might
result from this amendment. Please
include the regulatory docket or
amendment number and send two
copies to the address above. We will file
all comments received, as well as a
report summarizing each substantive
public contact with FAA personnel on
this rulemaking, in the public docket.
The docket is available for public
inspection before and after the comment
closing date.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit http://dms.dot.gov.
The FAA will consider all comments
received on or before the closing date
for comments. We will consider late
comments to the extent practicable. We
may amend this final rule in light of the
comments received.
Commenters who want the FAA to
acknowledge receipt of their comments
submitted in response to this final rule
must include a preaddressed, stamped
postcard with those comments on which
the following statement is made:
‘‘Comments to Docket No. FAA–2005–
22045.’’ The postcard will be datestamped by the FAA and mailed to the
commenter.
Availability of Final Rule
You can get an electronic copy using
the Internet by:
(1) Searching the Department of
Transportation’s electronic Docket
Management System (DMS) Web page
(http://dms.dot.gov/search);
(2) Visiting the FAA’s Regulations and
Policies Web page at http://
www.faa.gov/regulationslpolicies; or
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(3) Accessing the Government
Printing Office’s Web page at http://
www.gpoaccess.gov/fr/index.html.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
Therefore, any small entity that has a
question regarding this document may
contact their local FAA official, or the
person listed under FOR FURTHER
INFORMATION CONTACT. You can find out
more about SBRFA on the Internet at
our site, http://www.faa.gov/avr/arm/
sbrefa.cfm.
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
The FAA is issuing this rulemaking
under the authority described in subtitle
VII, part A, subpart i, section 40101.
Under that section, the FAA is charged
with developing and maintaining a
sound regulatory system that is
responsive to the needs of the public
and in which decisions are reached
promptly to make it easier to adapt the
air transportation system to the present
and future needs of the commerce of the
United States.
Purpose of Final Rule
Current FAA regulations require that,
to be used on aircraft, a CRS meet
Federal Motor Vehicle Safety Standard
(FMVSS) No. 213, Child restraint
systems (49 CFR 571.213), meet the
standards of the United Nations, or be
approved by a foreign government.
FMVSS No. 213 regulates the
certification of CRSs for use in trucks
and automobiles. It is illegal to sell
CRSs for use in motor vehicles that are
not properly certified to FMVSS No.
213. Since FMVSS No. 213 CRSs are
used in automobiles and trucks, these
are the types of CRSs a parent or
guardian is most likely to own.
Therefore, these are the types of CRSs
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Federal Register / Vol. 70, No. 165 / Friday, August 26, 2005 / Rules and Regulations
most likely to be carried onto an
airplane by a parent or guardian. The
FAA has found, however, that many of
the CRSs that meet FMVSS No. 213
requirements do not perform optimally
in the aircraft environment. However, as
stated in the preamble to Amendment
No. 121–255, Child Restraint Systems,
‘‘While some forward facing child
restraint devices do not provide a
desired level of protection in a worst
case survivable aircraft crash, there are
no better alternatives available at this
time.’’ (61 FR 28418; June 4, 1996)
To improve the safety of children, the
FAA is amending its regulations to
allow the use of alternative CRSs that
improve the restraint system for
children otherwise belted only with a
lap belt, subject to special approval by
the FAA. This approval will occur using
the type certificate (TC), supplemental
type certificate (STC) or Technical
Standard Order (TSO) process. For more
information on how the FAA will assure
that FAA-approved CRSs demonstrate
efficacy, see the preamble discussion
under ‘‘FAA Approval Process.’’
Currently, operators wanting to use
CRSs that are approved by the FAA
through a TC, STC, or TSO, need to
petition for an exemption to use such
restraints. This final rule allows the use
of CRSs that have received FAA
approval through a TC, STC, or TSO
without having to go through an
additional process to get an exemption
from our operating rules. If the FAA did
not go forward with this final rule, an
operator would have to petition the
FAA for an exemption to use a CRS the
FAA has already found to be safe
through the TC, STC, or TSO process
because the FAA-approved CRS would
not have the required labeling. The FAA
believes this final rule will reduce an
administrative burden and encourage
the development of innovative CRSs,
while ensuring safety through the TC,
STC, and TSO processes.
Existing CRS Standards
During the latter half of 1982, DOT
had two standards for CRSs. CRSs for
use in motor vehicles had to be certified
as complying with the requirements of
FMVSS No. 213. CRSs for use in aircraft
had to be certified as complying with
the requirements of FAA’s TSO C100. In
early 1983, the National Transportation
Safety Board considered the safety
problems posed for young children
traveling in motor vehicles and aircraft
and urged that a variety of actions be
taken to promote the increased use of
CRSs. One recommendation called for
DOT to simplify its two different
standards setting forth requirements for
CRSs by combining the standards into a
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single standard. After considering the
benefits that would result from the
increased use of CRSs, the FAA and the
National Highway Traffic Safety
Administration (NHTSA) jointly
concluded the process of certifying
CRSs for use in both motor vehicles and
aircraft could and should be simplified.
The agencies proposed that NHTSA
would be the sole agency responsible for
administering the new FMVSS No. 213,
which would be applicable to both CRSs
designed for use in motor vehicles and
CRSs designed for use in aircraft.
On October 15, 1992, the FAA
broadened the categories of CRSs that
were allowed to be used on aircraft to
include CRSs that meet the standards of
the United Nations or are approved by
a foreign government (57 FR 42662;
September 15, 1992). NHTSA does not
set these standards. In the preamble, the
FAA stated ‘‘Using these restraints in an
aircraft will provide a level of safety
greater than that which would be
provided if the young children were
held in the arms of adults or if safety
belts alone were used.’’ (57 FR 42664)
In 1994, the FAA issued a study,
included in the docket, entitled, ‘‘The
Performance of Child Restraint Devices
in Transport Airplane Seats’’ (the CAMI
study). Among the findings, the CAMI
study found that, as a class of child
restraint devices, shield-type booster
seats, in combination with other factors,
contributed to an adbominal pressure
measurement higher than in other
means of protection while not
preventing a head impact. In addition,
the CAMI study found that vest- and
harness-type devices allowed excessive
forward body excursion, resulting in the
test dummy sliding off the front of the
seat with a high likelihood of the child’s
entire body impacting the seat back of
the seat directly in front of it. For more
information on the CAMI Study, see the
preamble discussion under ‘‘CAMI
Study.’’
In a final rule dated June 4, 1996, the
FAA withdrew FAA approval for the
use of booster seats and vest- and
harness-type CRSs based on the results
of the CAMI study (61 FR 28416).
However, in the final rule preamble the
FAA stated ‘‘at this time, booster seats
and vest- and harness-type devices put
children in a potentially worse situation
than the allowable alternatives. If in the
future a manufacturer designs such a
device that the FAA determines is a safe
alternative, it will review the
prohibition.’’ (61 FR 28419)
On July 16, 2002 the FAA issued TSO
C100b, Child Restraint System. For
more information on this current TSO,
see the preamble discussion under
‘‘FAA Approval Processes.’’
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CAMI Study
The research for the CAMI study
involved dynamic impact tests with a
variety of CRSs installed in transport
category aircraft passenger seats. Some
of the tests were configured to represent
a typical multi-row seat installation and
included testing the effects of an adult
occupant impact against the back of a
seat in which a CRS was installed. The
tests also investigated other aspects of
CRS use in aircraft, including whether
they fit within an aircraft passenger seat
and their ease of installation.
The CAMI study made the following
findings:
1. Rear-facing CRSs, for children
under 20 pounds, performed well,
protected the child, and could be
adequately restrained with existing
aircraft seat belts.
2. All eight forward-facing CRSs that
were tested, for children from 20–40
pounds, when restrained with aircraft
seat belts and subjected to the 16g
longitudinal aircraft deceleration, failed
to prevent the head from impacting the
forward seatback. Routing the aircraft
seat belt through a forward-facing CRS
and buckling, adjusting proper tension,
and unbuckling it was difficult, leading
to the conclusion that some CRSs might
not be easily and adequately secured to
aircraft seats.
3. Normal lap belts, for children who
weighed 33 pounds, provided adjustable
tight fit, a belt path over the pelvic bone,
and no indication of submarining or roll
out during dynamic tests. However,
because lap belts are not designed to
inhibit upper torso flail, head impacts
against the seat structure that were
severe enough to cause head injury
occurred during testing. These impacts
were substantially higher than those
exhibited in the forward CRS tests.
4. The child anthropomorphic test
dummy (ATD) moved forward and over
the front edge of the seat cushion and
proceeded to submarine to the floor
during dynamic testing of harness
restraints. Elasticity in the webbing of
the harness and seat belts then pulled
the ATD rearward. These restraints
consisted of a torso harness for the child
ATD, placed in its own seat, with the
airplane seat belt routed through a loop
of webbing attached to the back of the
harness.
You can view dynamic video of the
FAA Office of Aerospace Medicine
Report ‘‘The Performance of Child
Restraint Devices in Transport Airplane
Passenger Seats’’ at: http://
www.cami.jccbi.gov/AAM–600/
Biodynamics/600Biody.html.
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Detailed Discussion of the Final Rule
The FAA is broadening the types of
CRSs allowed on aircraft to include
CRSs approved by the FAA through TC,
STC, or TSO, similar to when we
broadened the types of CRSs allowed on
aircraft in 1992. This rule does not affect
the use of CRSs that are already
approved for use on aircraft. (See http:
//www.faa.gov/passengers/childtips.cfm
for FAA recommendations on choosing
the correct CRS for air travel.) If,
however, a parent does not have
available an FMVSS No. 213 approved
CRS, a CRS that meets United Nations
standards, or a CRS that is approved by
a foreign government, the FAA has
determined a CRS approved through the
TC, STC or TSO process will better
protect children who would otherwise
be restrained only by a lap belt.
Properly restraining children is
difficult. There is a large variance in
muscle development, height, weight,
and upper body strength. While CRSs
meeting the FMVSS No. 213 standard
do not always fit well in an aircraft,
CRSs meeting this standard markedly
improve the safety of a child in the
under 44 pound range who would
otherwise be restrained by a lap belt, or
be unrestrained on a parent’s lap.
However, because these CRSs are bulky
and sometimes difficult to install
properly, many parents or guardians
elect to use the standard aircraft lap belt
for their child. The FAA has determined
this final rule will help to make a wider
variety of safe CRSs available to be used
by children in the aircraft environment,
thereby increasing the safety of children
who would otherwise only be restrained
with a lap belt.
As discussed in the preamble to the
1996 final rule, we are reviewing the
prohibition against certain types of
CRSs because we are aware of one
innovative CRS that is safe in the
aircraft environment. This CRS, made
by AMSAFE, improves lap belt
performance for children between 22
and 44 pounds who would otherwise be
restrained only with the lap belt. The
FAA’s Los Angeles Aircraft Certification
Office worked with AMSAFE to issue
STC No. ST01781LA on April 15, 2005,
for a simple supplemental adjustable
restraint. The STC approves installation
of this device for a specific aircraft make
and models and a specific seat model.
A copy of the STC may be found at
http://www.airweb.faa.gov/
Regulatory_and_Guidance_Library/
rgSTC.nsf/MainFrame?OpenFrameSet.
Unlike the harness devices tested in
the CAMI study, the AMSAFE restraint
uses an additional belt/shoulder harness
that goes around the seat back and
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attaches to the passenger lap belt,
providing improved upper torso
restraint. The device can be easily
stowed and installed and does not need
to be installed by a mechanic. Because
of the design of the CRS and the
additional training they will receive, the
FAA has determined it is acceptable for
flight attendants to install the CRS in
the passenger seat. As part of the STC
process, AMSAFE was required to
submit to the FAA obvious, clear, and
concise instructions readily available to
the flight and cabin crew about the
proper installation and use of the CRS.
To reduce the regulatory burden to
industry while maintaining or
increasing safety, the FAA is proposing
to add regulatory language in 14 CFR
parts 91, 121, 125, and 135 that would
allow the use of CRSs the FAA has
approved through a TC, STC, or TSO,
even if such CRSs are booster-type or
vest- and harness-type CRSs. The FAA
anticipates that other manufacturers
with CRSs not meeting FMVSS No. 213
will seek FAA approval through the TC,
STC, or TSO process. As with the
AMSAFE device, we would need to
determine if the CRS is a safe alternative
to methods of restraint that are already
approved for use on aircraft. In each
case, the CRS will need to be approved
by the FAA for use in specific aircraft.
FAA Approval Processes
Under this final rule, CRSs will be
approved via several different processes:
TC; STC; TSO; FMVSS No. 213; foreign
governments; or the standards of the
United Nations. Most standards
approved by foreign governments or the
United Nations are similar to FMVSS
No. 213. Foreign governments are
responsible for determining whether to
accept under their operating regulations
CRSs approved by the FAA through TC,
STC, or TSO. However, most countries
automatically accept FAA certification
without further review. The TC, STC,
and TSO processes address differences
in CRS design and performance. The
FAA believes that allowing several
methods of CRS approval will
encourage CRS innovation because each
manufacturer will have the ability to
select the approval process that is most
appropriate for its CRS, based on CRS
design and proposed equivalent level of
safety.
A. TC Process
A TC is an original FAA design
approval in which an applicant applies
for, and the FAA issues, a type
certificate for a product or a major
design change to a product. A product
is an aircraft, an aircraft engine, or an
aircraft propeller. The TC process is
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appropriate if a CRS is incorporated into
the original aircraft design. 14 CFR part
21 contains the requirements for the
issuance of a type certificate or an
amendment to an existing type
certificate (http://www.gpoaccess.gov/
ecfr/).
B. STC Process
The final rule allows a specific CRS
that has met the STC testing and
evaluation criteria established by the
FAA to be used on a specific type of
aircraft operated by a specific operator.
Under the STC process, a CRS
manufacturer would approach the FAA
to obtain approval, via STC, for their
CRS to be used on specific aircraft. In
this way, the FAA can address novel
and unusual design features associated
with any new type of CRS when the
applicable regulations do not contain
adequate and appropriate safety
standards for the design features of a
CRS that is presented for FAA approval.
The STC process is appropriate for a
CRS that does not meet FMVSS No. 213
requirements.
When the FAA considers granting an
STC, it publishes the proposed special
conditions in the Federal Register for
notice and comment (http://
www.gpoaccess.gov/fr/index.html).
These proposed special conditions
contain the additional safety standards
the FAA considers necessary to
establish a level of safety equivalent to
that established by existing regulations.
The proposed special conditions
address the required performance of the
CRS and the capability of the CRS to be
installed and used without creating any
safety concerns. As an example of
Special Conditions, you can look at the
AMSAFE Special Conditions that were
part of the STC the FAA granted to
AMSAFE for their CRS on April 15,
2005 (70 FR 18271; April 11, 2005).
Pertinent regulations and guidance
regarding the STC process are contained
in:
(1) 14 CFR part 21 subpart E, http://
www.gpoaccess.gov/ecfr/.
(2) AC 21–40 Application Guide for
Obtaining a Supplemental Type
Certificate, http://www.airweb.faa.gov/
Regulatory_and_Guidance_Library/
rgAdvisoryCircular.nsf.
C. TSO Process
A TSO is a minimum performance
standard issued by the FAA for
specified materials, parts, processes,
and appliances used on aircraft. These
performance standards must be used for
an applicant to receive TSO
authorization. The current listing of
TSO information (http://
www.airweb.faa.gov/
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Regulatory_and_Guidance_Library/
rgTSO.nsf/MainFrame?OpenFrameSet)
contains a list of authorized
manufacturers and articles produced by
TSO Holders under a TSO
Authorization or Letter of TSO Design
Approval. The Web site also contains
TSO C100b, Child Restraint System.
TSO C100b tells people seeking a TSO
Authorization or Letter of Design
Approval what minimum performance
standards their CRS must first meet to
obtain FAA approval under the TSO
process.
TSO C100b contains standards for
performance testing and evaluation,
operating instructions, equipment
limitations, installation procedures and
limitations, as well as instructions for
continuing maintenance of the CRS.
Unlike the STC, a TSO authorization or
letter of design approval does not give
installation approval. Installation
approval must still be obtained via an
STC, the FAA field approval process,
TC, or airframe manufacturer’s service
bulletin.
TSO C100b is a performance standard
that is similar to FMVSS No. 213.
However, TSO C100b makes the testing
more realistic to an aviation
environment, so the chances of a CRS
built to the TSO standards performing
‘‘as tested’’ on an aircraft in an accident
are greater than a CRS tested under
FMVSS No. 213 standards. At this
point, there are not any CRSs that have
been built to TSO C100b standards. The
TSO process would be appropriate if a
CRS is similar in design to a CRS that
meets FMVSS No. 213 requirements,
and also is designed to meet the specific
aviation performance standards
contained in TSO C100b.
Advance Notice of Proposed
Rulemaking
On February 18, 1998, the FAA
published an Advance Notice of
Proposed Rulemaking (ANPRM) that
sought public comment on issues
relating to the use of CRSs in aircraft
during all phases of flight (63 FR 8324).
The ANPRM did not propose specific
regulatory changes. Rather, it requested
comments, data, and analysis to help
the FAA decide the best regulatory
approach to ensure the safety of
children who are passengers in aircraft.
The FAA has issued a separate
document concerning the ANPRM. That
document is being published in the
Federal Register concurrently with this
final rule.
FAA CRS Initiatives
This final rule is part of a multifaceted FAA initiative designed to
encourage the use of CRSs and to
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encourage the development of
innovative CRSs that work well in the
aviation environment. As well as
working to reduce the regulatory burden
to operators and CRS manufacturers by
this rulemaking, the FAA has actively
worked with CRS manufacturers who
are seeking FAA approval by STC or
TSO for innovative CRS designs. The
FAA has also started a public education
campaign and developed more advisory
material on the use of CRSs.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined that there are no
current new information collection
requirements associated with this
proposed rule.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these regulations.
Good Cause for Immediate Adoption
Sections 553(b)(3)(B) and 553(d)(3) of
the Administrative Procedures Act
(APA) (5 U.S.C. Sections 553(b)(3)(B)
and 553(d)(3)) authorize agencies to
dispense with certain notice procedures
for rules when they find ‘‘good cause’’
to do so. Under section 553(b)(3)(B), the
requirements of notice and opportunity
for comment do not apply when the
agency for good cause finds that those
procedures are ‘‘impracticable,
unnecessary, or contrary to the public
interest.’’
The FAA finds that notice and public
comment to this final rule is
unnecessary. This final rule adds
language to allow the use of CRSs that
have received FAA approval through a
TC, STC, or TSO, without having to go
through the exemption process. Prior
public comment is unnecessary because
this amendment simply allows
alternative processes, such as the TC,
STC, or TSO processes, by which a CRS
can be approved for use in aircraft. We
do not anticipate significant public
comment on this amendment, since it
does not impose a requirement. In
addition, there is already precedent for
allowing alternative methods of
approving a CRS that do not have
required labeling for use in aircraft. In
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50905
the current rule, this includes a label
showing approval from a foreign
government or a label showing the CRS
was manufactured under the standards
of the United Nations.
Adding this language will not have an
adverse safety impact, because the
language merely recognizes alternative
approval processes for CRSs, and makes
FAA-approved CRSs available to
operators and their passengers without
using the exemption process. As a
result, the FAA has determined that
there is no reason to further delay this
relief and good cause exists for making
this rule effective 30 days after
publication.
Economic Assessment, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Final rules to Federal regulations
must undergo several economic
analyses. First, Executive Order 12866
directs that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 requires agencies
to analyze the economic impact of
regulatory changes on small entities.
Third, the Trade Agreements Act (19
U.S.C. 2531–2533) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis for
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation).
The Department of Transportation
Order DOT 2100.5 prescribes policies
and procedures for simplification,
analysis, and review of regulations. If it
is determined that the expected cost
impact is so minimal that a rule does
not warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it be included in the
preamble and a full regulatory
evaluation cost benefit evaluation need
not be prepared. Such a determination
has been made for this rule. The
reasoning for that determination
follows.
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This final rule adds language to allow
the use of CRSs that have received FAA
approval, through a TC, STC, or TSO,
without having to go through the
exemption process. This final rule
simply allows alternative processes,
such as the TC, STC, or TSO processes,
by which a CRS can be approved for use
in aircraft. Adding this language does
not have an adverse safety impact,
because the language merely recognizes
alternative approval processes for CRSs.
This final rule reduces the regulatory
burden to industry by taking away the
necessity to go through the exemption
process after the successful completion
of the rigorous TC, STC, or TSO process
for a particular CRS. It also lessens the
need for FAA resources to process
numerous exemption requests.
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the RFA requires agencies to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions. The RFA covers a wide-range of
small entities, including small
businesses, not-for-profit organizations,
and small governmental jurisdictions.
Agencies must perform a review to
determine whether a proposed or final
rule will have a significant economic
impact on a substantial number of small
entities. If the agency determines that it
will, the agency must prepare a
regulatory flexibility analysis as
described in the RFA. However, if an
agency determines that a proposed or
final rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
This final rule adds language to allow
the use of CRSs that have received FAA
approval through a TC, STC or TSO,
without having to go through the
exemption process. Its economic impact
is minimal. Therefore, we certify that
this action will not have a significant
economic impact on a substantial
number of small entities.
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Trade Impact Assessment
The Trade Agreements Act of 1979
prohibits Federal agencies from
establishing any standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Legitimate domestic objectives, such as
safety, are not considered unnecessary
obstacles. The statute also requires
consideration of international standards
and, where appropriate, that they be the
basis for U.S. standards. The FAA has
assessed the potential effect of this
rulemaking and has determined that it
will have only a domestic impact and
therefore no effect on any tradesensitive activity.
Unfunded Mandates Assessment
The Unfunded Mandates Reform Act
of 1995 (the Act) is intended, among
other things, to curb the practice of
imposing unfunded Federal mandates
on State, local, and tribal governments.
Title II of the Act requires each Federal
agency to prepare a written statement
assessing the effects of any Federal
mandate in a proposed or final agency
rule that may result in an expenditure
of $100 million or more (adjusted
annually for inflation) in any one year
by State, local, and tribal governments,
in the aggregate, or by the private sector;
such a mandate is deemed to be a
‘‘significant regulatory action.’’ The
FAA currently uses an inflationadjusted value of $120.7 million in lieu
of $100 million.
This final rule does not contain such
a mandate. The requirements of Title II
of the Act, therefore, do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action does not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and therefore
would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this final rule
qualifies for the categorical exclusion
identified in paragraph 312f and
involves no extraordinary
circumstances.
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Fmt 4701
Sfmt 4700
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
List of Subjects
14 CFR Part 91
Aircraft, Aviation safety.
14 CFR Part 121
Air carriers, Safety, Transportation.
14 CFR Part 125
Aircraft, Aviation safety.
14 CFR Part 135
Air taxis, Aircraft, Aviation safety.
The Amendments
In consideration of the foregoing the
Federal Aviation Administration
amends Chapter I of Title 14 Code of
Federal Regulations as follows:
■
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 1155, 40103,
40113, 40120, 44101, 44111, 44701, 44709,
44711, 44712, 44715, 44716, 44717, 44722,
46306, 46315, 46316, 46504, 46506–46507,
47122, 47508, 47528–47531, articles 12 and
29 of the Convention on International Civil
Aviation (61 Stat.1180).
2. Amend § 91. 107 by revising
paragraphs (a)(3)(iii)(B)(3) and (4) to
read as follows:
■
§ 91.107 Use of safety belts, shoulder
harnesses, and child restraint systems.
(a) * * *
(2) * * *
(3) * * *
(iii) * * *
(B) * * *
(3) Seats that do not qualify under
paragraphs (a)(3)(iii)(B)(1) and
(a)(3)(iii)(B)(2) of this section must bear
a label or markings showing:
(i) That the seat was approved by a
foreign government;
(ii) That the seat was manufactured
under the standards of the United
Nations; or
(iii) That the seat or child restraint
device furnished by the operator was
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Federal Register / Vol. 70, No. 165 / Friday, August 26, 2005 / Rules and Regulations
approved by the FAA through Type
Certificate, Supplemental Type
Certificate, or applicable Technical
Standard Order.
(4) Except as provided in
§ 91.107(a)(3)(iii)(B)(3)(iii),
notwithstanding any other provision of
this section, booster-type child restraint
systems (as defined in Federal Motor
Vehicle Safety Standard No. 213 (49
CFR 571.213)), vest- and harness-type
child restraint systems, and lap held
child restraints are not approved for use
in aircraft; and
*
*
*
*
*
50907
systems (as defined in Federal Motor
Vehicle Safety Standard No. 213 (49
CFR 571.213)), vest- and harness-type
child restraint systems, and lap held
child restraints are not approved for use
in aircraft; and
*
*
*
*
*
child restraints are not approved for use
in aircraft; and
*
*
*
*
*
PART 125—CERTIFICATION AND
OPERATIONS: AIRPLANES HAVING A
SEATING CAPACITY OF 20 OR MORE
PASSENGERS OR A MAXIMUM
PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES
GOVERNING PERSONS ON BOARD
SUCH AIRCRAFT
■
PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON-DEMAND OPERATIONS
7. The authority citation for part 135
continues to read as follows:
Authority: 49 U.S.C. 106(g), 44113, 44701–
44702, 44705, 44709, 44711–44713, 44715–
44717, 44722.
13. Amend § 135.128 by revising
paragraphs (a)(2)(ii)(C) and (D) to read
as follows:
■
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
■
5. The authority citation for part 125
continues to read as follows:
§ 135.128 Use of safety belts and child
restraint systems.
3. The authority citation for part 121
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44705, 44710–44711, 44713, 44716–
4717, 44722.
(a) * * *
(2) * * *
(ii) * * *
(C) Seats that do not qualify under
paragraphs (a)(2)(ii)(A) and (a)(2)(ii)(B)
of this section must bear a label or
markings showing:
(1) That the seat was approved by a
foreign government;
(2) That the seat was manufactured
under the standards of the United
Nations;
(3) That the seat or child restraint
device furnished by the certificate
holder was approved by the FAA
through Type Certificate, Supplemental
Type Certificate, or applicable
Technical Standard Order.
(D) Except as provided in
§ 135.128(a)(2)(ii)(C)(3),
notwithstanding any other provision of
this section, booster-type child restraint
systems (as defined in Federal Motor
Vehicle Safety Standard No. 213 (49
CFR 571.213)), vest- and harness-type
child restraint systems, and lap held
child restraints are not approved for use
in aircraft; and
*
*
*
*
*
■
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44901,
44903–44904, 44912, 45101–45105, 46105,
46301.
4. Amend § 121.311 by revising
paragraphs (b)(2)(ii)(C) and (D) to read
as follows:
■
§ 121.311 Seats, safety belts, and shoulder
harnesses.
(b) * * *
(2) * * *
(ii) * * *
(C) Seats that do not qualify under
paragraphs (B)(2)(ii)(A) and (b)(2)(ii)(B)
of this section must bear a label or
markings showing:
(1) That the seat was approved by a
foreign government;
(2) That the seat was manufactured
under the standards of the United
Nations; or
(3) That the seat or child restraint
device furnished by the certificate
holder was approved by the FAA
through Type Certificate, Supplemental
Type Certificate, or applicable
Technical Standard Order.
(D) Except as provided in
§ 121.311(b)(2)(ii)(C)(3),
notwithstanding any other provision of
this section, booster-type child restraint
VerDate Aug<18>2005
15:02 Aug 25, 2005
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6. Amend § 125.211 by revising
paragraphs (b)(2)(ii)(C) and (D) to read
as follows:
■
§ 125.211
Seat and safety belts.
(b) * * *
(2) * * *
(ii) * * *
(C) Seats that do not qualify under
paragraphs (b)(2)(ii)(A) and (b)(2)(ii)(B)
of this section must bear a label or
markings showing:
(1) That the seat was approved by a
foreign government;
(2) That the seat was manufactured
under the standards of the United
Nations; or
(3) That the seat or child restraint
device furnished by the certificate
holder was approved by the FAA
through Type Certificate, Supplemental
Type Certificate, or applicable
Technical Standard Order.
(D) Except as provided in
§ 125.211(b)(2)(ii)(C)(3),
notwithstanding any other provision of
this section, booster-type child restraint
systems (as defined in Federal Motor
Vehicle Safety Standard No. 213 (49
CFR 571.213)), vest- and harness-type
child restraint systems, and lap held
PO 00000
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Fmt 4701
Sfmt 4700
Issued in Washington, DC, on July 28,
2005.
Marion C. Blakey,
Administrator.
[FR Doc. 05–16782 Filed 8–25–05; 8:45 am]
BILLING CODE 4910–13–P
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Agencies
[Federal Register Volume 70, Number 165 (Friday, August 26, 2005)]
[Rules and Regulations]
[Pages 50902-50907]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-16782]
[[Page 50901]]
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Part V
Department of Transportation
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Federal Aviation Administration
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14 CFR Part 91 et al.
FAA-Approved Child Restraint Systems; Final Rule
Federal Register / Vol. 70, No. 165 / Friday, August 26, 2005 / Rules
and Regulations
[[Page 50902]]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 91, 121, 125, and 135
[Docket No. FAA-2005-22045; Amendment Nos. 91-289, 121-314, 125-48, and
135-100]
RIN 2120-AI36
FAA-Approved Child Restraint Systems
AGENCY: Federal Aviation Administration, DOT.
ACTION: Final rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: The Federal Aviation Administration (FAA) is amending its
operating regulations to allow the use, on board aircraft, of Child
Restraint Systems (CRSs) that are approved by the FAA through a Type
Certificate, Supplemental Type Certificate, or Technical Standard
Order. Current FAA regulations do not allow the use of CRSs other than
those that meet specific standards for the automobile environment. The
intended effect of this regulation is to reduce the regulatory burden
to industry while maintaining or increasing safety.
DATES: This final rule is effective September 26, 2005. Comments must
be filed on or before September 26, 2005.
ADDRESSES: Address your comments to the Docket Management System, U.S.
Department of Transportation, Room Plaza 401, 400 Seventh Street, SW.,
Washington, DC 20590-0001. You must identify the docket number FAA-
2005-22045 at the beginning of your comments, and you should file two
copies of your comments.
You may also file comments through the Internet to http://
dms.dot.gov. You may review the public docket containing comments to
these regulations in person in the Dockets Office between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays. The Dockets
Office is on the plaza level of the NASSIF Building at the Department
of Transportation at the above address. Also, you may review public
dockets on the Internet at http://dms.dot.gov.
FOR FURTHER INFORMATION CONTACT: Nancy Lauck Claussen, Federal Aviation
Administration, Flight Standards Service, Certificate Management
Office, 2800 N. 44 Street, Suite 450, Phoenix, AZ 85008, telephone
(602) 379-4350, e-mail nancy.l.claussen@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA is adopting this final rule without prior notice and prior
public comment. The Regulatory Policies and Procedures of the
Department of Transportation (DOT) (44 FR 1134; February 26, 1979),
however, provide that, to the maximum extent possible, operating
administrations for the DOT should provide an opportunity for public
comment on regulations issued without prior notice. Therefore, we
invite interested persons to participate in this rulemaking by filing
such written data, views, or arguments, as they may desire. We also
invite comments about environmental, energy, federalism, or
international trade impacts that might result from this amendment.
Please include the regulatory docket or amendment number and send two
copies to the address above. We will file all comments received, as
well as a report summarizing each substantive public contact with FAA
personnel on this rulemaking, in the public docket. The docket is
available for public inspection before and after the comment closing
date.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
http://dms.dot.gov.
The FAA will consider all comments received on or before the
closing date for comments. We will consider late comments to the extent
practicable. We may amend this final rule in light of the comments
received.
Commenters who want the FAA to acknowledge receipt of their
comments submitted in response to this final rule must include a
preaddressed, stamped postcard with those comments on which the
following statement is made: ``Comments to Docket No. FAA-2005-22045.''
The postcard will be date-stamped by the FAA and mailed to the
commenter.
Availability of Final Rule
You can get an electronic copy using the Internet by:
(1) Searching the Department of Transportation's electronic Docket
Management System (DMS) Web page (http://dms.dot.gov/search);
(2) Visiting the FAA's Regulations and Policies Web page at http://
www.faa.gov/regulations_policies; or
(3) Accessing the Government Printing Office's Web page at http://
www.gpoaccess.gov/fr/index.html.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. Therefore, any small entity that has a question regarding
this document may contact their local FAA official, or the person
listed under FOR FURTHER INFORMATION CONTACT. You can find out more
about SBRFA on the Internet at our site, http://www.faa.gov/avr/arm/
sbrefa.cfm.
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
The FAA is issuing this rulemaking under the authority described in
subtitle VII, part A, subpart i, section 40101. Under that section, the
FAA is charged with developing and maintaining a sound regulatory
system that is responsive to the needs of the public and in which
decisions are reached promptly to make it easier to adapt the air
transportation system to the present and future needs of the commerce
of the United States.
Purpose of Final Rule
Current FAA regulations require that, to be used on aircraft, a CRS
meet Federal Motor Vehicle Safety Standard (FMVSS) No. 213, Child
restraint systems (49 CFR 571.213), meet the standards of the United
Nations, or be approved by a foreign government. FMVSS No. 213
regulates the certification of CRSs for use in trucks and automobiles.
It is illegal to sell CRSs for use in motor vehicles that are not
properly certified to FMVSS No. 213. Since FMVSS No. 213 CRSs are used
in automobiles and trucks, these are the types of CRSs a parent or
guardian is most likely to own. Therefore, these are the types of CRSs
[[Page 50903]]
most likely to be carried onto an airplane by a parent or guardian. The
FAA has found, however, that many of the CRSs that meet FMVSS No. 213
requirements do not perform optimally in the aircraft environment.
However, as stated in the preamble to Amendment No. 121-255, Child
Restraint Systems, ``While some forward facing child restraint devices
do not provide a desired level of protection in a worst case survivable
aircraft crash, there are no better alternatives available at this
time.'' (61 FR 28418; June 4, 1996)
To improve the safety of children, the FAA is amending its
regulations to allow the use of alternative CRSs that improve the
restraint system for children otherwise belted only with a lap belt,
subject to special approval by the FAA. This approval will occur using
the type certificate (TC), supplemental type certificate (STC) or
Technical Standard Order (TSO) process. For more information on how the
FAA will assure that FAA-approved CRSs demonstrate efficacy, see the
preamble discussion under ``FAA Approval Process.''
Currently, operators wanting to use CRSs that are approved by the
FAA through a TC, STC, or TSO, need to petition for an exemption to use
such restraints. This final rule allows the use of CRSs that have
received FAA approval through a TC, STC, or TSO without having to go
through an additional process to get an exemption from our operating
rules. If the FAA did not go forward with this final rule, an operator
would have to petition the FAA for an exemption to use a CRS the FAA
has already found to be safe through the TC, STC, or TSO process
because the FAA-approved CRS would not have the required labeling. The
FAA believes this final rule will reduce an administrative burden and
encourage the development of innovative CRSs, while ensuring safety
through the TC, STC, and TSO processes.
Existing CRS Standards
During the latter half of 1982, DOT had two standards for CRSs.
CRSs for use in motor vehicles had to be certified as complying with
the requirements of FMVSS No. 213. CRSs for use in aircraft had to be
certified as complying with the requirements of FAA's TSO C100. In
early 1983, the National Transportation Safety Board considered the
safety problems posed for young children traveling in motor vehicles
and aircraft and urged that a variety of actions be taken to promote
the increased use of CRSs. One recommendation called for DOT to
simplify its two different standards setting forth requirements for
CRSs by combining the standards into a single standard. After
considering the benefits that would result from the increased use of
CRSs, the FAA and the National Highway Traffic Safety Administration
(NHTSA) jointly concluded the process of certifying CRSs for use in
both motor vehicles and aircraft could and should be simplified. The
agencies proposed that NHTSA would be the sole agency responsible for
administering the new FMVSS No. 213, which would be applicable to both
CRSs designed for use in motor vehicles and CRSs designed for use in
aircraft.
On October 15, 1992, the FAA broadened the categories of CRSs that
were allowed to be used on aircraft to include CRSs that meet the
standards of the United Nations or are approved by a foreign government
(57 FR 42662; September 15, 1992). NHTSA does not set these standards.
In the preamble, the FAA stated ``Using these restraints in an aircraft
will provide a level of safety greater than that which would be
provided if the young children were held in the arms of adults or if
safety belts alone were used.'' (57 FR 42664)
In 1994, the FAA issued a study, included in the docket, entitled,
``The Performance of Child Restraint Devices in Transport Airplane
Seats'' (the CAMI study). Among the findings, the CAMI study found
that, as a class of child restraint devices, shield-type booster seats,
in combination with other factors, contributed to an adbominal pressure
measurement higher than in other means of protection while not
preventing a head impact. In addition, the CAMI study found that vest-
and harness-type devices allowed excessive forward body excursion,
resulting in the test dummy sliding off the front of the seat with a
high likelihood of the child's entire body impacting the seat back of
the seat directly in front of it. For more information on the CAMI
Study, see the preamble discussion under ``CAMI Study.''
In a final rule dated June 4, 1996, the FAA withdrew FAA approval
for the use of booster seats and vest- and harness-type CRSs based on
the results of the CAMI study (61 FR 28416). However, in the final rule
preamble the FAA stated ``at this time, booster seats and vest- and
harness-type devices put children in a potentially worse situation than
the allowable alternatives. If in the future a manufacturer designs
such a device that the FAA determines is a safe alternative, it will
review the prohibition.'' (61 FR 28419)
On July 16, 2002 the FAA issued TSO C100b, Child Restraint System.
For more information on this current TSO, see the preamble discussion
under ``FAA Approval Processes.''
CAMI Study
The research for the CAMI study involved dynamic impact tests with
a variety of CRSs installed in transport category aircraft passenger
seats. Some of the tests were configured to represent a typical multi-
row seat installation and included testing the effects of an adult
occupant impact against the back of a seat in which a CRS was
installed. The tests also investigated other aspects of CRS use in
aircraft, including whether they fit within an aircraft passenger seat
and their ease of installation.
The CAMI study made the following findings:
1. Rear-facing CRSs, for children under 20 pounds, performed well,
protected the child, and could be adequately restrained with existing
aircraft seat belts.
2. All eight forward-facing CRSs that were tested, for children
from 20-40 pounds, when restrained with aircraft seat belts and
subjected to the 16g longitudinal aircraft deceleration, failed to
prevent the head from impacting the forward seatback. Routing the
aircraft seat belt through a forward-facing CRS and buckling, adjusting
proper tension, and unbuckling it was difficult, leading to the
conclusion that some CRSs might not be easily and adequately secured to
aircraft seats.
3. Normal lap belts, for children who weighed 33 pounds, provided
adjustable tight fit, a belt path over the pelvic bone, and no
indication of submarining or roll out during dynamic tests. However,
because lap belts are not designed to inhibit upper torso flail, head
impacts against the seat structure that were severe enough to cause
head injury occurred during testing. These impacts were substantially
higher than those exhibited in the forward CRS tests.
4. The child anthropomorphic test dummy (ATD) moved forward and
over the front edge of the seat cushion and proceeded to submarine to
the floor during dynamic testing of harness restraints. Elasticity in
the webbing of the harness and seat belts then pulled the ATD rearward.
These restraints consisted of a torso harness for the child ATD, placed
in its own seat, with the airplane seat belt routed through a loop of
webbing attached to the back of the harness.
You can view dynamic video of the FAA Office of Aerospace Medicine
Report ``The Performance of Child Restraint Devices in Transport
Airplane Passenger Seats'' at: http://www.cami.jccbi.gov/AAM-600/
Biodynamics/600Biody.html.
[[Page 50904]]
Detailed Discussion of the Final Rule
The FAA is broadening the types of CRSs allowed on aircraft to
include CRSs approved by the FAA through TC, STC, or TSO, similar to
when we broadened the types of CRSs allowed on aircraft in 1992. This
rule does not affect the use of CRSs that are already approved for use
on aircraft. (See http: //www.faa.gov/passengers/childtips.cfm for FAA
recommendations on choosing the correct CRS for air travel.) If,
however, a parent does not have available an FMVSS No. 213 approved
CRS, a CRS that meets United Nations standards, or a CRS that is
approved by a foreign government, the FAA has determined a CRS approved
through the TC, STC or TSO process will better protect children who
would otherwise be restrained only by a lap belt.
Properly restraining children is difficult. There is a large
variance in muscle development, height, weight, and upper body
strength. While CRSs meeting the FMVSS No. 213 standard do not always
fit well in an aircraft, CRSs meeting this standard markedly improve
the safety of a child in the under 44 pound range who would otherwise
be restrained by a lap belt, or be unrestrained on a parent's lap.
However, because these CRSs are bulky and sometimes difficult to
install properly, many parents or guardians elect to use the standard
aircraft lap belt for their child. The FAA has determined this final
rule will help to make a wider variety of safe CRSs available to be
used by children in the aircraft environment, thereby increasing the
safety of children who would otherwise only be restrained with a lap
belt.
As discussed in the preamble to the 1996 final rule, we are
reviewing the prohibition against certain types of CRSs because we are
aware of one innovative CRS that is safe in the aircraft environment.
This CRS, made by AMSAFE, improves lap belt performance for children
between 22 and 44 pounds who would otherwise be restrained only with
the lap belt. The FAA's Los Angeles Aircraft Certification Office
worked with AMSAFE to issue STC No. ST01781LA on April 15, 2005, for a
simple supplemental adjustable restraint. The STC approves installation
of this device for a specific aircraft make and models and a specific
seat model. A copy of the STC may be found at http://
www.airweb.faa.gov/Regulatory_and_Guidance_Library/rgSTC.nsf/
MainFrame?OpenFrameSet.
Unlike the harness devices tested in the CAMI study, the AMSAFE
restraint uses an additional belt/shoulder harness that goes around the
seat back and attaches to the passenger lap belt, providing improved
upper torso restraint. The device can be easily stowed and installed
and does not need to be installed by a mechanic. Because of the design
of the CRS and the additional training they will receive, the FAA has
determined it is acceptable for flight attendants to install the CRS in
the passenger seat. As part of the STC process, AMSAFE was required to
submit to the FAA obvious, clear, and concise instructions readily
available to the flight and cabin crew about the proper installation
and use of the CRS.
To reduce the regulatory burden to industry while maintaining or
increasing safety, the FAA is proposing to add regulatory language in
14 CFR parts 91, 121, 125, and 135 that would allow the use of CRSs the
FAA has approved through a TC, STC, or TSO, even if such CRSs are
booster-type or vest- and harness-type CRSs. The FAA anticipates that
other manufacturers with CRSs not meeting FMVSS No. 213 will seek FAA
approval through the TC, STC, or TSO process. As with the AMSAFE
device, we would need to determine if the CRS is a safe alternative to
methods of restraint that are already approved for use on aircraft. In
each case, the CRS will need to be approved by the FAA for use in
specific aircraft.
FAA Approval Processes
Under this final rule, CRSs will be approved via several different
processes: TC; STC; TSO; FMVSS No. 213; foreign governments; or the
standards of the United Nations. Most standards approved by foreign
governments or the United Nations are similar to FMVSS No. 213. Foreign
governments are responsible for determining whether to accept under
their operating regulations CRSs approved by the FAA through TC, STC,
or TSO. However, most countries automatically accept FAA certification
without further review. The TC, STC, and TSO processes address
differences in CRS design and performance. The FAA believes that
allowing several methods of CRS approval will encourage CRS innovation
because each manufacturer will have the ability to select the approval
process that is most appropriate for its CRS, based on CRS design and
proposed equivalent level of safety.
A. TC Process
A TC is an original FAA design approval in which an applicant
applies for, and the FAA issues, a type certificate for a product or a
major design change to a product. A product is an aircraft, an aircraft
engine, or an aircraft propeller. The TC process is appropriate if a
CRS is incorporated into the original aircraft design. 14 CFR part 21
contains the requirements for the issuance of a type certificate or an
amendment to an existing type certificate (http://www.gpoaccess.gov/
ecfr/).
B. STC Process
The final rule allows a specific CRS that has met the STC testing
and evaluation criteria established by the FAA to be used on a specific
type of aircraft operated by a specific operator. Under the STC
process, a CRS manufacturer would approach the FAA to obtain approval,
via STC, for their CRS to be used on specific aircraft. In this way,
the FAA can address novel and unusual design features associated with
any new type of CRS when the applicable regulations do not contain
adequate and appropriate safety standards for the design features of a
CRS that is presented for FAA approval. The STC process is appropriate
for a CRS that does not meet FMVSS No. 213 requirements.
When the FAA considers granting an STC, it publishes the proposed
special conditions in the Federal Register for notice and comment
(http://www.gpoaccess.gov/fr/index.html). These proposed special
conditions contain the additional safety standards the FAA considers
necessary to establish a level of safety equivalent to that established
by existing regulations. The proposed special conditions address the
required performance of the CRS and the capability of the CRS to be
installed and used without creating any safety concerns. As an example
of Special Conditions, you can look at the AMSAFE Special Conditions
that were part of the STC the FAA granted to AMSAFE for their CRS on
April 15, 2005 (70 FR 18271; April 11, 2005).
Pertinent regulations and guidance regarding the STC process are
contained in:
(1) 14 CFR part 21 subpart E, http://www.gpoaccess.gov/ecfr/.
(2) AC 21-40 Application Guide for Obtaining a Supplemental Type
Certificate, http://www.airweb.faa.gov/Regulatory_and_Guidance_
Library/rgAdvisoryCircular.nsf.
C. TSO Process
A TSO is a minimum performance standard issued by the FAA for
specified materials, parts, processes, and appliances used on aircraft.
These performance standards must be used for an applicant to receive
TSO authorization. The current listing of TSO information (http://
www.airweb.faa.gov/
[[Page 50905]]
Regulatory--and--Guidance--Library/rgTSO.nsf/MainFrame?OpenFrameSet)
contains a list of authorized manufacturers and articles produced by
TSO Holders under a TSO Authorization or Letter of TSO Design Approval.
The Web site also contains TSO C100b, Child Restraint System. TSO C100b
tells people seeking a TSO Authorization or Letter of Design Approval
what minimum performance standards their CRS must first meet to obtain
FAA approval under the TSO process.
TSO C100b contains standards for performance testing and
evaluation, operating instructions, equipment limitations, installation
procedures and limitations, as well as instructions for continuing
maintenance of the CRS. Unlike the STC, a TSO authorization or letter
of design approval does not give installation approval. Installation
approval must still be obtained via an STC, the FAA field approval
process, TC, or airframe manufacturer's service bulletin.
TSO C100b is a performance standard that is similar to FMVSS No.
213. However, TSO C100b makes the testing more realistic to an aviation
environment, so the chances of a CRS built to the TSO standards
performing ``as tested'' on an aircraft in an accident are greater than
a CRS tested under FMVSS No. 213 standards. At this point, there are
not any CRSs that have been built to TSO C100b standards. The TSO
process would be appropriate if a CRS is similar in design to a CRS
that meets FMVSS No. 213 requirements, and also is designed to meet the
specific aviation performance standards contained in TSO C100b.
Advance Notice of Proposed Rulemaking
On February 18, 1998, the FAA published an Advance Notice of
Proposed Rulemaking (ANPRM) that sought public comment on issues
relating to the use of CRSs in aircraft during all phases of flight (63
FR 8324). The ANPRM did not propose specific regulatory changes.
Rather, it requested comments, data, and analysis to help the FAA
decide the best regulatory approach to ensure the safety of children
who are passengers in aircraft. The FAA has issued a separate document
concerning the ANPRM. That document is being published in the Federal
Register concurrently with this final rule.
FAA CRS Initiatives
This final rule is part of a multi-faceted FAA initiative designed
to encourage the use of CRSs and to encourage the development of
innovative CRSs that work well in the aviation environment. As well as
working to reduce the regulatory burden to operators and CRS
manufacturers by this rulemaking, the FAA has actively worked with CRS
manufacturers who are seeking FAA approval by STC or TSO for innovative
CRS designs. The FAA has also started a public education campaign and
developed more advisory material on the use of CRSs.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We have determined that there
are no current new information collection requirements associated with
this proposed rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these regulations.
Good Cause for Immediate Adoption
Sections 553(b)(3)(B) and 553(d)(3) of the Administrative
Procedures Act (APA) (5 U.S.C. Sections 553(b)(3)(B) and 553(d)(3))
authorize agencies to dispense with certain notice procedures for rules
when they find ``good cause'' to do so. Under section 553(b)(3)(B), the
requirements of notice and opportunity for comment do not apply when
the agency for good cause finds that those procedures are
``impracticable, unnecessary, or contrary to the public interest.''
The FAA finds that notice and public comment to this final rule is
unnecessary. This final rule adds language to allow the use of CRSs
that have received FAA approval through a TC, STC, or TSO, without
having to go through the exemption process. Prior public comment is
unnecessary because this amendment simply allows alternative processes,
such as the TC, STC, or TSO processes, by which a CRS can be approved
for use in aircraft. We do not anticipate significant public comment on
this amendment, since it does not impose a requirement. In addition,
there is already precedent for allowing alternative methods of
approving a CRS that do not have required labeling for use in aircraft.
In the current rule, this includes a label showing approval from a
foreign government or a label showing the CRS was manufactured under
the standards of the United Nations.
Adding this language will not have an adverse safety impact,
because the language merely recognizes alternative approval processes
for CRSs, and makes FAA-approved CRSs available to operators and their
passengers without using the exemption process. As a result, the FAA
has determined that there is no reason to further delay this relief and
good cause exists for making this rule effective 30 days after
publication.
Economic Assessment, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Final rules to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act (19 U.S.C. 2531-2533) prohibits agencies from
setting standards that create unnecessary obstacles to the foreign
commerce of the United States. In developing U.S. standards, this Trade
Act requires agencies to consider international standards and, where
appropriate, that they be the basis for U.S. standards. Fourth, the
Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4) requires agencies
to prepare a written assessment of the costs, benefits, and other
effects of proposed or final rules that include a Federal mandate
likely to result in the expenditure by State, local, or tribal
governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation).
The Department of Transportation Order DOT 2100.5 prescribes
policies and procedures for simplification, analysis, and review of
regulations. If it is determined that the expected cost impact is so
minimal that a rule does not warrant a full evaluation, this order
permits that a statement to that effect and the basis for it be
included in the preamble and a full regulatory evaluation cost benefit
evaluation need not be prepared. Such a determination has been made for
this rule. The reasoning for that determination follows.
[[Page 50906]]
This final rule adds language to allow the use of CRSs that have
received FAA approval, through a TC, STC, or TSO, without having to go
through the exemption process. This final rule simply allows
alternative processes, such as the TC, STC, or TSO processes, by which
a CRS can be approved for use in aircraft. Adding this language does
not have an adverse safety impact, because the language merely
recognizes alternative approval processes for CRSs. This final rule
reduces the regulatory burden to industry by taking away the necessity
to go through the exemption process after the successful completion of
the rigorous TC, STC, or TSO process for a particular CRS. It also
lessens the need for FAA resources to process numerous exemption
requests.
Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (RFA) establishes ``as a
principle of regulatory issuance that agencies shall endeavor,
consistent with the objective of the rule and of applicable statutes,
to fit regulatory and informational requirements to the scale of the
business, organizations, and governmental jurisdictions subject to
regulation.'' To achieve that principle, the RFA requires agencies to
solicit and consider flexible regulatory proposals and to explain the
rationale for their actions. The RFA covers a wide-range of small
entities, including small businesses, not-for-profit organizations, and
small governmental jurisdictions.
Agencies must perform a review to determine whether a proposed or
final rule will have a significant economic impact on a substantial
number of small entities. If the agency determines that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA. However, if an agency determines that a proposed or final rule
is not expected to have a significant economic impact on a substantial
number of small entities, section 605(b) of the RFA provides that the
head of the agency may so certify and a regulatory flexibility analysis
is not required. The certification must include a statement providing
the factual basis for this determination, and the reasoning should be
clear.
This final rule adds language to allow the use of CRSs that have
received FAA approval through a TC, STC or TSO, without having to go
through the exemption process. Its economic impact is minimal.
Therefore, we certify that this action will not have a significant
economic impact on a substantial number of small entities.
Trade Impact Assessment
The Trade Agreements Act of 1979 prohibits Federal agencies from
establishing any standards or engaging in related activities that
create unnecessary obstacles to the foreign commerce of the United
States. Legitimate domestic objectives, such as safety, are not
considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this rulemaking and has determined that it will
have only a domestic impact and therefore no effect on any trade-
sensitive activity.
Unfunded Mandates Assessment
The Unfunded Mandates Reform Act of 1995 (the Act) is intended,
among other things, to curb the practice of imposing unfunded Federal
mandates on State, local, and tribal governments. Title II of the Act
requires each Federal agency to prepare a written statement assessing
the effects of any Federal mandate in a proposed or final agency rule
that may result in an expenditure of $100 million or more (adjusted
annually for inflation) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $120.7 million in lieu of $100
million.
This final rule does not contain such a mandate. The requirements
of Title II of the Act, therefore, do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action does not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and therefore would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this final rule qualifies for the categorical exclusion
identified in paragraph 312f and involves no extraordinary
circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects
14 CFR Part 91
Aircraft, Aviation safety.
14 CFR Part 121
Air carriers, Safety, Transportation.
14 CFR Part 125
Aircraft, Aviation safety.
14 CFR Part 135
Air taxis, Aircraft, Aviation safety.
The Amendments
0
In consideration of the foregoing the Federal Aviation Administration
amends Chapter I of Title 14 Code of Federal Regulations as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(g), 1155, 40103, 40113, 40120, 44101,
44111, 44701, 44709, 44711, 44712, 44715, 44716, 44717, 44722,
46306, 46315, 46316, 46504, 46506-46507, 47122, 47508, 47528-47531,
articles 12 and 29 of the Convention on International Civil Aviation
(61 Stat.1180).
0
2. Amend Sec. 91. 107 by revising paragraphs (a)(3)(iii)(B)(3) and (4)
to read as follows:
Sec. 91.107 Use of safety belts, shoulder harnesses, and child
restraint systems.
(a) * * *
(2) * * *
(3) * * *
(iii) * * *
(B) * * *
(3) Seats that do not qualify under paragraphs (a)(3)(iii)(B)(1)
and (a)(3)(iii)(B)(2) of this section must bear a label or markings
showing:
(i) That the seat was approved by a foreign government;
(ii) That the seat was manufactured under the standards of the
United Nations; or
(iii) That the seat or child restraint device furnished by the
operator was
[[Page 50907]]
approved by the FAA through Type Certificate, Supplemental Type
Certificate, or applicable Technical Standard Order.
(4) Except as provided in Sec. 91.107(a)(3)(iii)(B)(3)(iii),
notwithstanding any other provision of this section, booster-type child
restraint systems (as defined in Federal Motor Vehicle Safety Standard
No. 213 (49 CFR 571.213)), vest- and harness-type child restraint
systems, and lap held child restraints are not approved for use in
aircraft; and
* * * * *
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
3. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 41706, 44101, 44701-
44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-
44904, 44912, 45101-45105, 46105, 46301.
0
4. Amend Sec. 121.311 by revising paragraphs (b)(2)(ii)(C) and (D) to
read as follows:
Sec. 121.311 Seats, safety belts, and shoulder harnesses.
(b) * * *
(2) * * *
(ii) * * *
(C) Seats that do not qualify under paragraphs (B)(2)(ii)(A) and
(b)(2)(ii)(B) of this section must bear a label or markings showing:
(1) That the seat was approved by a foreign government;
(2) That the seat was manufactured under the standards of the
United Nations; or
(3) That the seat or child restraint device furnished by the
certificate holder was approved by the FAA through Type Certificate,
Supplemental Type Certificate, or applicable Technical Standard Order.
(D) Except as provided in Sec. 121.311(b)(2)(ii)(C)(3),
notwithstanding any other provision of this section, booster-type child
restraint systems (as defined in Federal Motor Vehicle Safety Standard
No. 213 (49 CFR 571.213)), vest- and harness-type child restraint
systems, and lap held child restraints are not approved for use in
aircraft; and
* * * * *
PART 125--CERTIFICATION AND OPERATIONS: AIRPLANES HAVING A SEATING
CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF
6,000 POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH
AIRCRAFT
0
5. The authority citation for part 125 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44705, 44710-
44711, 44713, 44716-4717, 44722.
0
6. Amend Sec. 125.211 by revising paragraphs (b)(2)(ii)(C) and (D) to
read as follows:
Sec. 125.211 Seat and safety belts.
(b) * * *
(2) * * *
(ii) * * *
(C) Seats that do not qualify under paragraphs (b)(2)(ii)(A) and
(b)(2)(ii)(B) of this section must bear a label or markings showing:
(1) That the seat was approved by a foreign government;
(2) That the seat was manufactured under the standards of the
United Nations; or
(3) That the seat or child restraint device furnished by the
certificate holder was approved by the FAA through Type Certificate,
Supplemental Type Certificate, or applicable Technical Standard Order.
(D) Except as provided in Sec. 125.211(b)(2)(ii)(C)(3),
notwithstanding any other provision of this section, booster-type child
restraint systems (as defined in Federal Motor Vehicle Safety Standard
No. 213 (49 CFR 571.213)), vest- and harness-type child restraint
systems, and lap held child restraints are not approved for use in
aircraft; and
* * * * *
PART 135--OPERATING REQUIREMENTS: COMMUTER AND ON-DEMAND OPERATIONS
0
7. The authority citation for part 135 continues to read as follows:
Authority: 49 U.S.C. 106(g), 44113, 44701-44702, 44705, 44709,
44711-44713, 44715-44717, 44722.
0
13. Amend Sec. 135.128 by revising paragraphs (a)(2)(ii)(C) and (D) to
read as follows:
Sec. 135.128 Use of safety belts and child restraint systems.
(a) * * *
(2) * * *
(ii) * * *
(C) Seats that do not qualify under paragraphs (a)(2)(ii)(A) and
(a)(2)(ii)(B) of this section must bear a label or markings showing:
(1) That the seat was approved by a foreign government;
(2) That the seat was manufactured under the standards of the
United Nations;
(3) That the seat or child restraint device furnished by the
certificate holder was approved by the FAA through Type Certificate,
Supplemental Type Certificate, or applicable Technical Standard Order.
(D) Except as provided in Sec. 135.128(a)(2)(ii)(C)(3),
notwithstanding any other provision of this section, booster-type child
restraint systems (as defined in Federal Motor Vehicle Safety Standard
No. 213 (49 CFR 571.213)), vest- and harness-type child restraint
systems, and lap held child restraints are not approved for use in
aircraft; and
* * * * *
Issued in Washington, DC, on July 28, 2005.
Marion C. Blakey,
Administrator.
[FR Doc. 05-16782 Filed 8-25-05; 8:45 am]
BILLING CODE 4910-13-P