Unregulated Contaminant Monitoring Regulation (UCMR) for Public Water Systems Revisions, 49094-49138 [05-16385]
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49094
Federal Register / Vol. 70, No. 161 / Monday, August 22, 2005 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 141
[Docket No. OW–2004–0001; FRL–7954–8]
RIN 2040–AD93
Unregulated Contaminant Monitoring
Regulation (UCMR) for Public Water
Systems Revisions
Environmental Protection
Agency.
ACTION: Proposed rule.
AGENCY:
SUMMARY: The Safe Drinking Water Act
(SDWA), as amended in 1996, requires
the United States Environmental
Protection Agency (EPA) to establish
criteria for a program to monitor
unregulated contaminants and to
publish a list of contaminants to be
monitored every five years. EPA
published such a list for the first
Unregulated Contaminant Monitoring
Regulation cycle (i.e., UCMR 1) and a
revised approach for UCMR
implementation in the Federal Register
dated September 17, 1999. UCMR 1
established a three-tiered approach for
monitoring contaminants based on the
availability of analytical methods and
laboratory capacity considerations.
Today’s proposed regulation meets the
SDWA requirement to publish a listing
of unregulated contaminants every five
years.
Today’s action proposes the design for
the second UCMR cycle. EPA is
proposing to require monitoring of 26
chemicals using nine different
analytical methods. UCMR 2 monitoring
is proposed to occur during 2007–
2011.This proposed action builds on the
established structure of UCMR 1 and
proposes some changes to the rule
design. The primary changes to UCMR
1 include: Redesign of the Screening
Survey for List 2 contaminants to
increase the statistical strength of the
sampling results by incorporating
additional PWSs; updates to the lists of
contaminants to be monitored and the
analytical methods approved to conduct
that monitoring; revisions to the ‘‘data
elements’’ required to be reported; and
some revisions to the implementation of
the monitoring program to reflect
‘‘lessons learned’’ during UCMR 1. A
systematic procedure for the
determination of a Minimum Reporting
Level (MRL) is also being proposed.
Implementation of today’s proposed
action would benefit the environment
by providing EPA and other interested
parties with scientifically valid data on
the occurrence of these contaminants in
drinking water, permitting the
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assessment of the population potentially
being exposed and the levels of that
exposure. These data are the primary
source of occurrence and exposure data
for the Agency to determine whether to
regulate these contaminants.
DATES: Written comments must be
postmarked by midnight, delivered by
hand, or electronically mailed on or
before October 21, 2005.
ADDRESSES: Submit your comments,
identified by Docket ID No. OW–2004–
0001, by one of the following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the on-line
instructions for submitting comments.
• Agency Web site: https://
www.epa.gov/edocket. EDOCKET, EPA’s
electronic public docket and comment
system, is EPA’s preferred method for
receiving comments. Follow the on-line
instructions for submitting comments.
• E-mail: OW-Docket@epa.gov.
• Mail: Send three copies of your
comments and any enclosures to: Water
Docket, United States Environmental
Protection Agency, Mail Code 4101T,
1200 Pennsylvania Avenue, NW.,
Washington, DC 20460, Attention
Docket ID No. OW–2004–0001.
Commenters should use a separate
paragraph for each issue discussed. In
addition, please mail a copy of your
comments on the information collection
provisions to the Office of Information
and Regulatory Affairs, Office of
Management and Budget (OMB), Attn:
Desk Officer for EPA, 725 17th St., NW.,
Washington, DC 20503.
• Hand Delivery: Deliver your
comments to Water Docket, EPA Docket
Center, Environmental Protection
Agency, Room B102, 1301 Constitution
Ave., NW., Washington, DC, Attention
Docket ID No. OW–2004–0001. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
Docket ID No. OW–2004–0001. EPA’s
policy is that all comments received
will be included in the public docket
without change and may be made
available online at https://www.epa.gov/
edocket, including any personal
information provided, unless the
comment includes information claimed
to be Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI or otherwise
protected through EDOCKET, https://
www.regulations.gov, or e-mail. The
EPA EDOCKET and the https://
www.regulations.gov Web sites are
‘‘anonymous access’’ systems, which
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means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
EDOCKET or https://
www.regulations.gov, your e-mail
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the Internet. If you
submit an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit
EDOCKET on-line or see the Federal
Register of May 31, 2002 (67 FR 38102
(USEPA, 2002c)).
Docket: All documents in the docket
are listed in the EDOCKET index at
https://www.epa.gov/edocket. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in EDOCKET or in hard
copy at the Water Docket, EPA/DC, EPA
West, Room B102, 1301 Constitution
Avenue, NW., Washington, DC. This
Public Reading Room is open from 8:30
a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
telephone number for the Public
Reading Room is (202) 566–1744, and
the Water Docket is (202) 566–2426.
FOR FURTHER INFORMATION CONTACT:
Gregory Carroll, Technical Support
Center, Office of Ground Water and
Drinking Water, United States
Environmental Protection Agency,
Office of Water, 26 West Martin Luther
King Drive (MS 140), Cincinnati, OH
45268, telephone (513) 569–7948; or email at carroll.gregory@epa.gov. For
general information, contact the Safe
Drinking Water Hotline. Callers within
the United States may reach the Hotline
at (800) 426–4791. The Hotline is open
Monday through Friday, excluding legal
holidays, from 9 a.m. to 5 p.m. eastern
time.
SUPPLEMENTARY INFORMATION:
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Federal Register / Vol. 70, No. 161 / Monday, August 22, 2005 / Proposed Rules
I. General Information
A. Does This Action Apply to Me?
Entities regulated by this action are
public water systems (PWSs). All large
community and non-transient noncommunity water systems serving more
than 10,000 people will be required to
monitor. A community water system
means a PWS which serves at least 15
service connections used by year-round
residents or regularly serves at least 25
year-round residents. Non-transient
non-community water system means a
PWS that is not a community water
system and that regularly serves at least
25 of the same people over 6 months per
year. Only a nationally representative
sample of community and non-transient
non-community systems serving 10,000
or fewer people will be required to
monitor. Transient non-community
systems (i.e., systems that do not
regularly serve at least 25 of the same
people over 6 months per year) will not
be required to monitor. States,
territories, and tribes with primary
enforcement responsibility (primacy) to
administer the regulatory program for
PWSs under the Safe Drinking Water
Act (SDWA) may participate in the
implementation of the second cycle of
the Unregulated Contaminant
Monitoring Regulation (i.e., UCMR 2)
through a Partnership Agreement. These
Primacy agencies may choose to
conduct analyses to measure for
contaminants in water samples
collected for the UCMR 2; in which case
they will be regulated by this action.
Regulated categories and entities are
identified in the following table.
Category
Examples of potentially regulated entities
State, local, & tribal governments ..............
States, local and tribal governments that analyze water samples on behalf of public
water systems required to conduct such analysis; states, local and tribal governments that directly operate community and non-transient non-community water
systems required to monitor.
Private operators of community and non-transient non-community water systems required to monitor.
Municipal operators of community and non-transient non-community water systems
required to monitor.
Industry .......................................................
Municipalities ..............................................
a NAICS
49095
NAICS a
924110
221310
924110
= North American Industry Classification System.
This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
the types of entities that the EPA is now
aware may potentially be regulated by
this action. Other types of entities not
listed in the table could also be
regulated. To determine whether your
facility is regulated by this action, you
should carefully examine the definition
of PWS in § 141.2 of Title 40 of the Code
of Federal Regulations, and applicability
criteria in § 141.40(a)(1) and (2) of
today’s proposed action. If you have
questions regarding the applicability of
this action to a particular entity, consult
the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
B. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting Confidential Business
Information
Do not submit this information to EPA
through EDOCKET, https://
www.regulations.gov, or e-mail. Clearly
mark the part or all of the information
that you claim to be confidential
business information (CBI). For CBI
information in a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM as CBI and then
identify electronically within the disk or
CD–ROM the specific information that
is claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
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public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for Preparing Your Comments
When submitting comments,
remember to:
• Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
• Follow directions—The agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
• Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns, and suggest
alternatives.
• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
Abbreviations and Acronyms
245–HBB 2,2′,4,4′,5,5′hexabromobiphenyl
µg/L Microgram per liter
ADI Acceptable daily intake
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ASDWA Association of State Drinking
Water Administrators
ATSDR Agency for Toxic Substances
and Disease Registry
BDE–47 2,2′,4,4′-tetrabromodiphenyl
ether
BDE–99 2,2′,4,4′,5pentabromodiphenyl ether
BDE–100 2,2′,4,4′,6pentabromodiphenyl ether
BDE–153 2,2′,4,4′,5,5′hexabromodiphenyl ether
CBI Confidential Business Information
CCL Contaminant Candidate List
CF Concentration fortified
CFR Code of Federal Regulations
CWS Community water system
DBP Disinfection Byproduct
DBPR Stage 1 Disinfection Byproducts
Rule
DEA Desethylatrazine
DACT Diaminochlorotriazine or
Desethyldesisopropylatrazine.
DIA Desisopropylatrazine
DQO Data quality objective
DSMRT Distribution system maximum
residence time
EPA United States Environmental
Protection Agency
EPTDS Entry point to the distribution
system
ESA Ethane sulfonic acid
FACA Federal Advisory Committee
Act
FR Federal Register
FS Field sample
g/kg Gram per kilogram
GWUDI Ground water under the direct
influence of surface water
HRPIR Half range prediction interval of
results
HSDB Hazardous Substances Database
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IARC International Agency for
Research on Cancer
ICR Information collection request
IDC Initial demonstration of capability
IRIS Integrated Risk Information
System
LCMRL Lowest concentration
minimum reporting level
LD50 Median lethal dose
LFSM Laboratory fortified sample
matrix
LFSMD Laboratory fortified sample
matrix duplicate
MCL Maximum contaminant level mg/
kg Milligram per kilogram
mg/kg/day Milligram per kilogram per
day mg/L Milligram per liter
MRL Minimum reporting level
NCOD National Drinking Water
Contaminant Occurrence Database
NDBA N-nitroso-di-n-butylamine
NDEA N-nitroso-diethylamine
NDMA N-nitroso-dimethylamine
NDPA N-nitroso-di-n-propylamine
NMEA N-nitroso-methylethylamine
NPDWR National Primary Drinking
Water Regulation
NPYR N-nitroso-pyrrolidine
NTNCWS Non-transient noncommunity water system
NTTAA National Technology Transfer
and Advancement Act
OA Oxanilic acid
OMB Office of Management and
Budget
ORD Office of Research and
Development
PA Partnership agreement
PBB Polybrominated biphenyls
PBDE Polybrominated diphenyl ethers
pH Negative log of the hydrogen ion
concentration
PIR Prediction interval of results
PT Proficiency testing
PWS Public water system
PWSID Public water system
identification
QC Quality control
RDX Hexahydro–1,3,5-trinitro–1,3,5–
triazine
RED Reregistration Eligibility Decision
RFA Regulatory Flexibility Act
RfD Reference dose
RPD Relative percent difference
SBA Small Business Administration
SDWA Safe Drinking Water Act
SRF State Revolving Fund
TBBPA Tetrabromobisphenol A
TDI Tolerable daily intake
TNT 2,4,6–trinitrotoluene
TRI Toxics Release Inventory
UCMR Unregulated Contaminant
Monitoring Regulation
UMRA Unfunded Mandates Reform
Act of 1995
USGS United States Geological Survey
USEPA United States Environmental
Protection Agency
Table of Contents
I. General Information
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A. Does This Action Apply to Me?
B. What Should I Consider as I Prepare My
Comments for EPA?
1. Submitting Confidential Business
Information
2. Tips for Preparing Your Comments
II. Statutory Authority and Background
A. What Is the Statutory Authority for
UCMR?
B. How Does EPA Meet These Statutory
Requirements?
C. How Are the Contaminant Candidate
List, the National Contaminant
Occurrence Database, and the UCMR
Interrelated?
III. Requirements of the Unregulated
Contaminant Monitoring Program
A. What Priority Contaminants Were
Selected for UCMR 2?
1. Compilation of Initial List of UCMR 2
Candidates
2. Establishing Priorities for UCMR 2
a. Health Effects Prioritization Approach.
b. Selections Based on UCMR 1 Reserved
Contaminants List.
i. Alachlor ethane sulfonic acid (ESA) and
Other Degradation Products of
Acetanilide Pesticides—List 2.
ii. Explosives—List 1.
c. Selections from UCMR 1 Contaminants
List.
d. Selection of Emerging Contaminants.
i. Nitrosamines—List 2.
ii. Others Identified in CCL 1 Process and
Recent Reviews of Information on
Emerging Contaminants—List 1.
3. Other Considerations in Selecting
Contaminants
a. Triazine Chlorodegradates and Parent
Compounds.
b. Other Contaminants Considered.
B. What Analytical Methods Will Be Used
for Monitoring?
C. How Were These Analytical Methods
Developed?
D. How Were Minimum Reporting Levels
Determined?
E. How Will Laboratories Conduct UCMR
Analyses?
1. Laboratory Approval Process for UCMR
2
a. Request to Participate.
b. Registration.
c. Application Package.
d. EPA Review of Application Package.
e. Proficiency Testing.
f. Written EPA Approval.
2. Quality Control Requirements
F. How Are Systems Selected for UCMR
Monitoring?
1. How Are Systems Selected for
Assessment Monitoring?
a. Original Assessment Monitoring
Statistical Approach for UCMR 1.
b. Proposed Assessment Monitoring
Statistical Approach for UCMR 2.
2. How Are Systems Selected for the
Screening Survey?
a. Original Screening Survey Statistical
Approach for UCMR 1.
b. Proposed Screening Survey Statistical
Approach for UCMR 2.
3. What Is UCMR Pre-Screen Testing?
4. What Are the Other Applicability
Considerations?
a. New Applicability Date.
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b. Notice Regarding Changes to
Applicability Required.
c. Definition of System Population.
G. When Must Monitoring Be Conducted?
1. Timing of Monitoring
2. Individual PWS Monitoring Schedules
H. Where Are Samples Collected?
I. What Is the States’ Role in the UCMR
Program?
1. State Participation in Partnership
Agreements (PAs)
2. Activities To Be Included in the UCMR
2 PAs
a. Review and Revision of the Initial State
Monitoring Plan.
b. Review and Approval of PWS Proposed
Representative EPTDS.
c. Notification and Instructions for
Systems.
3. What If States Do Not Participate in a
PA?
J. What Are the Data Reporting
Requirements?
1. What Information Is Required Prior to
Monitoring?
a. Contact Information.
b. Sampling Location and Inventory
Information.
c. Proposals for Ground Water
Representative Sampling Locations.
2. When Must Monitoring Results Be
Reported?
a. Large Systems.
b. Small Systems.
3. What Data Elements Are Required with
the Monitoring Results?
a. New Data Elements.
b. Unchanged Data Elements.
c. Modified Data Elements.
d. Data Elements No Longer Reported.
K. Time Line of UCMR Activities
1. Assessment Monitoring
2. Screening Survey
IV. Cost and Benefits of Today’s Proposed
Action
V. Technical Corrections
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
VII. Public Involvement in Regulation
Development
VIII. References
PART 141—NATIONAL PRIMARY
DRINKING WATER REGULATIONS
§ 141.24 Organic chemical, sampling and
analytical requirements.
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§ 141.35 Reporting for unregulated
contaminant monitoring.
(a) General applicability.
(b) Reporting by all systems.
(1) Where to submit UCMR reporting
requirement information.
(2) Contacting EPA if your system does not
meet applicability criteria or has status
change.
(c) Reporting by large systems.
(1) Contact information.
(2) Sampling location and inventory
information.
(3) Proposed ground water representative
sampling locations.
(i) Qualifications.
(ii) Demonstration.
(iii) Approval.
(4) Contacting EPA if your PWS has not
been notified of requirements.
(5) Notifying EPA if your PWS cannot
sample according to schedule.
(6) Reporting monitoring results.
(i) Electronic reporting system.
(ii) Reporting schedule.
(7) Only one set of results accepted.
(8) No reporting of previously collected
data.
(d) Reporting by small systems.
(1) Contact information.
(2) Reporting sampling information.
(e) Data elements.
§ 141.40 Monitoring requirements for
unregulated contaminants.
(a) General applicability.
(1) Applicability to transient noncommunity systems.
(2) Applicability to community water
systems and non-transient noncommunity water systems.
(i) Large systems.
(ii) Small systems.
(3) Analytes to be monitored.
(4) Sampling requirements.
(i) Large systems.
(ii) Small systems.
(5) Quality control requirements.
(i) Sample collection/preservation.
(ii) Laboratory approval for Lists 1 and 2.
(iii) Minimum Reporting Level.
(iv) Laboratory fortified sample matrix and
laboratory fortified sample matrix
duplicate.
(v) Detection Confirmation.
(vi) Method defined quality control.
(vii) Reporting.
(6) Violation of this rule.
(i) Monitoring violations.
(ii) Reporting violations.
(b) Requirements for State and Tribal
participation.
(1) Governors’ petition for additional
contaminants.
(2) State-wide waivers.
(i) Application.
(ii) Approval.
List of Exhibits and Tables
Preamble
Exhibit 1: Proposed Contaminant List and
Sampling Design
Exhibit 2: Summary of Proposed Major
Changes to UCMR 1
Exhibit 3: Median Lethal Dose and
Corresponding Toxicity Ranking
Exhibit 4: Comparison of Acetanilide
Herbicides Use
Exhibit 5: Analytes Included in the
Explosives Method (EPA 529)
Exhibit 6: Analytical Methods Proposed for
UCMR 2 Monitoring
Exhibit 7: Approximate Sample Allocation
for Assessment Monitoring: Expected
Number of Systems Selected by System
Size and Water Source
Exhibit 8: UCMR 1 Design Allocation of
Systems for Screening Surveys, by Size
Category
Exhibit 9: Allocation of Systems for
Screening Survey, List 2 Contaminants
Exhibit 10: Time Line of UCMR Activities
Exhibit 11: Systems To Participate in UCMR
2 Monitoring
Exhibit 12: Number of Publicly- and
Privately-Owned Systems Subject to UCMR
2
Exhibit 13: EPA and Small Systems Costs for
Implementation UCMR 2
Exhibit 14: UCMR 2 Relative Cost Analysis
for Publicly-Owned Systems (2007–2011)
Exhibit 15: UCMR 2 Relative Cost Analysis
for Privately-Owned Systems (2007–2011)
§ 141.35
Table 1. Unregulated Contaminant
Monitoring Reporting Requirements
§ 141.40
Table 1. UCMR Contaminant List
Table 2. Monitoring Frequency by
Contaminant and Water Source Types
Table 3. The Constant Factor (C) to be
Multiplied by the Standard Deviation to
Determine the Half Range Interval of the
PIR (Student’s t 99% Confidence Level)
II. Statutory Authority and Background
A. What Is the Statutory Authority for
UCMR?
Section 1445(a)(2) of the Safe
Drinking Water Act (SDWA), as
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amended in 1996, requires that once
every five years, beginning in August
1999, the United States Environmental
Protection Agency (EPA) issue a new
list of no more than 30 unregulated
contaminants to be monitored by PWSs,
and that EPA enter the monitoring data
into a national contaminant occurrence
database. EPA’s UCMR program must
ensure that only a national
representative sample of public water
systems (PWSs) serving 10,000 or fewer
people will be required to monitor;
however, there are no such restrictions
on the number of systems serving more
than 10,000 people. EPA must vary the
frequency and schedule for monitoring
based on the number of systems served,
the source of supply, and the
contaminants likely to be found.
B. How Does EPA Meet These Statutory
Requirements?
To fulfill the initial SDWA
requirements, EPA published
‘‘Revisions to the Unregulated
Contaminant Monitoring Regulation for
Public Water Systems; Final Rule,’’ on
September 17, 1999 (64 FR 50556,
(USEPA, 1999c)). Several supplemental
rules were published to establish
analytical methods and to provide
clarifications and refinements to the
initial rule: 65 FR 11372, March 2, 2000
(USEPA, 2000a); 66 FR 2273, January
11, 2001 (USEPA, 2001a); and 67 FR
65888, October 29, 2002 (USEPA,
2002d).1 SDWA, as amended in 1996,
requires that at least once every five
years EPA identify a list of no more than
30 unregulated contaminants to be
monitored. Today’s action fulfills this
statutory obligation, identifying 26
priority contaminants for monitoring
using nine proposed analytical methods.
To comply with SDWA, EPA has
developed a proposed contaminant list
(Exhibit 1) and sampling design for
UCMR 2 (2007–2011) with input from
both stakeholders and an EPA working
group.
EXHIBIT 1.—PROPOSED CONTAMINANT LIST AND SAMPLING DESIGN
List 1. Assessment Monitoring
1,3-dinitrobenzene .....................................................................................................
2,2′,4,4′-tetrabromodiphenyl ether (BDE–47) ...........................................................
2,2′,4,4′,5-pentabromodiphenyl ether (BDE–99) ......................................................
2,2′,4,4′,5,5′-hexabromobiphenyl (245–HBB) ...........................................................
2,2′,4,4′,5,5′-hexabromodiphenyl ether (BDE–153) ..................................................
1 Additional technical corrections to the rule, as
well as adjustments to the initial reporting process,
were published including: May 16, 2001 (66 FR
27215 (USEPA, 2001b)); September 4, 2001 (66 FR
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2,4,6-trinitrotoluene (TNT).
Dimethoate.
Hexahydro-1,3,5-trinitro-1,3,5-triazine (RDX).
Terbufos sulfone.
Perchlorate.
46221 (USEPA, 2001d)); and March 12, 2002 (67 FR
11043 (USEPA, 2002b)). In total, these rules and
revisions constitute the ‘‘UCMR 1.’’ This
amendment to establish new contaminants for
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monitoring during the second five-year cycle is
referred to as ‘‘UCMR 2.’’
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EXHIBIT 1.—PROPOSED CONTAMINANT LIST AND SAMPLING DESIGN—Continued
2,2′,4,4′,6-pentabromodiphenyl ether (BDE–100) ....................................................
List 2. Screening Survey
Acetochlor .................................................................................................................
Acetochlor ESA .........................................................................................................
Acetochlor OA ...........................................................................................................
Alachlor .....................................................................................................................
Alachlor ESA .............................................................................................................
Alachlor OA ...............................................................................................................
Metolachlor ................................................................................................................
Metolachlor ESA .......................................................................................................
The UCMR for the first cycle of
monitoring (i.e., UCMR 1) established a
three-tiered approach for monitoring
contaminants based on the availability
of analytical methods. Assessment
Monitoring contaminants on List 1
(UCMR 1) could be analyzed using
analytical methods that were in
common use in drinking water
laboratories. Screening Survey
contaminants on List 2 (UCMR 1) could
only be analyzed using newly
developed analytical methods that were
not in common use in drinking water
laboratories. Laboratory capacity to
perform these analyses was therefore
limited. No analytical methods were
available to monitor for the Pre-Screen
Survey contaminants on List 3 (UCMR
1), although the regulation allowed for
the possibility of such methods
becoming available during the cycle.
EPA has developed the design for the
second UCMR cycle (i.e., UCMR 2). EPA
is building upon the established
structure of UCMR 1, and proposing
some changes to the rule design, based
upon lessons learned during the UCMR
1 cycle. The design of UCMR 2 is
summarized below, including a
discussion of the changes proposed for
UCMR 2, and the reasons for those
proposed changes.
Assessment Monitoring (i.e., List 1) is
the largest in scope of the three UCMR
2 monitoring components (or tiers).
Under Assessment Monitoring, List 1
contaminants, for which standard
analytical methods are available, are
monitored to assess national occurrence
in drinking water. These are the priority
contaminants for which analytical
method technologies are well
established. EPA is proposing that
Assessment Monitoring be required for
all large water systems (those serving
more than 10,000 people), and for a
nationally representative sample of 800
small water systems (those serving
10,000 or fewer people), during a
continuous 12-month period during July
2007 through June 2010 quarterly for
surface water systems, and twice, at 6month intervals for ground water
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Metolachlor OA.
N-nitroso-diethylamine (NDEA).
N-nitroso-dimethylamine (NDMA).
N-nitroso-di-n-butylamine (NDBA).
N-nitroso-di-n-propylamine (NDPA).
N-nitroso-methylethylamine (NMEA).
N-nitroso-pyrrolidine (NPYR).
systems). Systems subject to UCMR 2
include community water systems
(CWSs) and non-transient noncommunity water systems (NTNCWSs),
except those systems that purchase all
of their finished water from another
PWS.
EPA designed the sampling frame for
the national sample of small systems to
ensure that UCMR 2 sampling results
would yield a high level of confidence
and a low margin of error. To attain the
representative sample, EPA is proposing
that small systems be stratified by water
source type (ground or surface water),
service size category, and State (each
allocated a minimum of two systems).
With monitoring data from all large
PWSs (a census of all 3,110 large
systems) and a statistically
representative sample of 800 small
PWSs (for a total of approximately 3,910
systems), List 1 Assessment Monitoring
provides sample data suitable for
national population exposure
assessments.
The second tier of UCMR 2 is referred
to as List 2 or Screening Survey
monitoring. List 2 contaminants are
those for which analytical methods have
been recently developed, and for which
the technologies are not widely used
and, therefore, laboratory capacity may
be insufficient to conduct the larger
scale Assessment Monitoring. EPA is
proposing that a Screening Survey be
conducted by approximately 320 PWSs
serving more than 100,000 people (i.e.,
all systems in this largest size category),
by a randomly selected sample of 320
PWSs serving between 10,001 and
100,000 people, and by 480 small PWSs.
Screening Survey systems will be
required to monitor during a continuous
12-month period during July 2007
through June 2009 quarterly for surface
water systems, and twice, at 6-month
intervals, for ground water systems).
With a total of over 1,100 systems
participating in the Screening Survey,
sufficient data will be generated to
provide an overall national estimate of
population exposure.
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The third tier of UCMR 2 is called
Pre-Screen Testing. Pre-Screen Testing
is envisioned for use with methods that
are in the early stages of development,
and/or methods that are very
specialized or limited in applicability. It
is designed to be conducted by up to
200 PWSs that would be identified by
State agencies as vulnerable to the List
3 contaminants. This would be a
targeted sampling to assess occurrence
in the most vulnerable settings, and
could help to guide the next steps for
contaminant evaluation and methods
development. EPA is not proposing any
Pre-Screen Testing in today’s action.
C. How Are the Contaminant Candidate
List, the National Contaminant
Occurrence Database, and the UCMR
Interrelated?
The UCMR program was developed in
coordination with the Contaminant
Candidate List (CCL) and the National
Drinking Water Contaminant
Occurrence Database (NCOD). The CCL
is a list of contaminants that are not
subject to any proposed or promulgated
National Primary Drinking Water
Regulation (NPDWR), are known or
anticipated to occur at PWSs, and may
require regulation under SDWA. The
first CCL, published in March 1998
(referred to as ‘‘CCL 1’’), identified 60
contaminants or contaminant groups (63
FR 10274, March 2, 1998 (USEPA,
1998b)) that were divided into
categories to represent research and data
needs for each of the following: (1)
Regulatory determination priorities; (2)
health effects research priorities; (3)
treatment research priorities; (4)
analytical methods research priorities;
and (5) occurrence priorities. The data
collected through the UCMR program is
being stored in the NCOD to facilitate
analysis and review of contaminant
occurrence; to guide the conduct of the
CCL process; and to support the
Administrator’s determination to
regulate a contaminant in the interest of
protecting public health, as required
under SDWA section 1412(b)(1). Results
of the UCMR 1 monitoring can be
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viewed by the public at EPA’s UCMR
Web site: https://www.epa.gov/safewater/
ucmr/data.html. The second CCL was
published in February 2005 and carried
over many of the unregulated
contaminants from CCL 1, for which
research is ongoing (70 FR 9071,
February 24, 2005 (USEPA, 2005).
III. Requirements of the Unregulated
Contaminant Monitoring Program
EPA has developed, and is proposing
in today’s action, a revised design for
UCMR 2 based on experience with
UCMR 1. In addition to requesting
comments on the list of UCMR 2
contaminants, EPA is also requesting
comments on the Agency’s specification
of minimum reporting levels (MRLs)
and the procedure to establish them.
Other changes for which EPA is
requesting comment include
modifications or clarifications to the
systems required to monitor, the timing
and location of monitoring, and the
reporting process. Today’s proposed
modifications to the rule also
incorporate lessons learned during the
course of UCMR 1 implementation.
Throughout UCMR 1, EPA worked with
States, regulated PWSs, and analytical
laboratories in addressing
implementation and regulatory
requirements. EPA reviewed various
aspects of the UCMR 1 program and
identified several critical changes that
will improve implementation. The
specific approach that EPA is proposing
for UCMR 2, along with the rationale for
any changes, is described in this
section.
Exhibit 2 provides a list of the
substantive changes to UCMR 1 being
proposed in today’s action. EPA invites
the public to comment on these changes
to the UCMR program. Instructions for
submission of public comments are
provided in the ADDRESSES section of
this preamble. Key aspects of the UCMR
program that remain the same include
direct implementation of the rule by
EPA, the design of Assessment
Monitoring, and EPA funding for the
small system testing (i.e., for those
systems serving 10,000 or fewer people).
Although EPA is republishing the
entire text of 40 CFR 141.35 and 40 CFR
141.40 of today’s action for readability
purposes, EPA is not reproposing for
public comment aspects of the rule that
are unchanged from the 1999 UCMR 1.
The unchanged aspects of UCMR 1
include: (1) The design of Assessment
Monitoring (for List 1 contaminants),
except for the elimination of Index
Systems, and Pre-Screen Testing (for
List 3 contaminants); (2) the frequency
of sampling; (3) the requirement to
resample when a sampling error occurs;
(4) use of the largest concentration when
duplicate samples are reported; (5) the
requirements for laboratories to enter
monitoring data, and large PWSs to
approve and submit data using EPA’s
electronic data reporting system; (6)
reporting of PWS contacts; (7) the
definition of violations; (8) the
opportunity for State and Tribes to enter
into Partnership Agreements; (9) the
Governors’ petition process; and (10) the
State-wide waiver provision. EPA is not
seeking, and will not respond to
comments on parts of the UCMR that are
unchanged under today’s action.
EXHIBIT 2.—SUMMARY OF PROPOSED MAJOR CHANGES TO UCMR 1
Change
Preamble
New list of 26 priority contaminants, and 9 analytical methods .............
Contaminants: III.A.; Analytical
Methods: III.B.; III.C.
III.E.1 .............................................
III.E.2 .............................................
Modified laboratory approval program ....................................................
QC requirements: Detection limit would be replaced by MRL; No
longer required to analyze a field reagent blank or QC sample.
Changes in timing for posting and approval of monitoring data .............
Rule
III.E.2; III.J.2 ..................................
§ 141.40(a)(3).
§ 141.40(a)(5)(ii)–(vi).
§§ 141.40(a)(5)(iii)–(v).
Elimination of Index systems ..................................................................
More systems to monitor for Screening Survey .....................................
III.F.1.b ...........................................
III.F.2 ..............................................
Screening Survey monitoring to be conducted across 2 years ..............
Establishment of date for rule applicability; Clarification of system population definition.
Large systems must submit contact and sampling location information
Large system monitoring will be scheduled by EPA with allowance for
systems to change schedule if needed.
All samples collected at EPTDSs; nitorsamines samples for PWSs
subject to Stage 1 D/DBP Rule collected at DSMRT and EPTDS locations; Representative EPTDS proposals by PWSs with multiple
ground water EPTDSs.
III.F.2.b; III.K.2 ...............................
III.F.4 ..............................................
§ 141.35(c)(6)(ii);
§ 141.40(a)(5)(vii).
§ 141.40(a)(2)(ii)(C).
§ 141.40(a)(2)(i)(B);
§ 141.40(a)(2)(ii)(B).
§ 141.40(a)(3).
§ 141.35(a); § 141.40(a).
III.J.1.a ...........................................
III.G.2 .............................................
§ 141.35(b)(1).
§ 141.35(c)(5); § 141.40(a)(4)(i).
III.H; III.J.1.b ..................................
Changes to data elements ......................................................................
III.J.3 ..............................................
Monitor at EPTDS and DSMRT locations:
§ 141.40(a)(3);
§ 141.40(a)(4)(i)(C);
§ 141.40(a)(4)(ii)(B).
EPTDS proposal: § 141.35(c)(3).
§ 141.35(e).
Acronyms: QC = quality control; MRL = minimum reporting level; PWS = public water system; EPTDS = entry point to the distribution system;
D/DBP Rule = Stage 1 Disinfectant/Disinfection Byproducts Rule; DSMRT = distribution system maximum residence time; UCMR = Unregulated
Contaminant Monitoring Regulation.
A. What Priority Contaminants Were
Selected for UCMR 2?
1. Compilation of Initial List of UCMR
2 Candidates
With public health protection as its
top priority, EPA has drawn upon
several different sources in developing
the proposed UCMR 2 contaminant list.
In the early stages of list development,
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EPA began by identifying a broad list of
over 200 contaminants. This
information and rationale was first
presented at a public stakeholder
meeting held on October 29, 2003,
within a draft discussion document
titled: ‘‘UCMR 2: Contaminant Selection
Rationale’’ (USEPA, 2003e). The
following sources were used to identify
potential UCMR 2 contaminants:
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• UCMR 1 ‘‘reserved’’ contaminants
(CCL 1 occurrence priorities): Includes
those contaminants identified as
priorities in the September 1999 UCMR
(64 FR 50556 (USEPA, 1999c)), but
reserved for later monitoring because
methods were not yet available. By
design, most of the UCMR 1
contaminants were selected from the list
of CCL 1 contaminants that required the
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collection of additional occurrence data
and for which analytical methods were
available (63 FR 10274 (USEPA,
1998b)).
• Other UCMR 1 contaminants:
Includes several contaminants that were
monitored under UCMR 1 and were
identified as potential UCMR 2
priorities because Screening Survey
results indicate the need for more
information, or because improved
analytical methods for these
contaminants have been developed
since the last cycle.
• CCL 1 ‘‘deferred pesticides’’:
Includes a list of priority pesticides
ranked by chemical properties,
occurrence, and use that EPA identified.
EPA decided to ‘‘defer’’ certain
pesticides for later consideration
pending further evaluation of these
pesticides to determine if they occur at
levels of health concern (62 FR 52194,
October 6, 1997 (USEPA, 1997)). EPA
plans to consider the deferred pesticides
in the context of an improved approach
for selecting contaminants for future
CCLs. This will enable the Agency to
consider these contaminants in a
consistent, reproducible manner with a
wide range of other contaminants.
• CCL 1 suspected endocrine
disruptors: Includes a list of chemicals
that were suspected of having adverse
effects on endocrine function (62 FR
52194, October 6, 1997 (USEPA, 1997))
that EPA identified during the
development of CCL 1. For certain
suspected endocrine disruptors for
which little information was available,
EPA decided to wait for further study to
reconsider these contaminants in the
future. As with pesticides, EPA believes
that suspected endocrine disruptors
should be considered in the context of
an improved approach for selecting
contaminants for future CCLs. This
enables the Agency to use a more
refined and improved approach in
evaluating these contaminants.
• Other emerging contaminants:
Includes additional contaminants of
concern based on current research on
occurrence and relative health effects
risk factors, and whether the
contaminants could be identified by
analytical methods used in measuring
other priority UCMR contaminants.
2. Establishing Priorities for UCMR 2
Of the 200-plus contaminants initially
identified, EPA retained only those
contaminants that met the following
criteria: (1) Pesticides on the list must
be currently registered for use in the
United States; (2) all contaminants must
have an analytical reference standard
(pure compound) available; and (3) the
analytical method must be available.
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Based on these criteria, the list was
reduced to approximately 127
contaminants.
EPA further prioritized this list of
contaminants as follows. The relative
health effects screening was considered
as part of EPA’s identification of
contaminants for monitoring under
UCMR 2 (the relative effects screening
and prioritization process is discussed
and explained in next section). Through
this prioritization process, 26
contaminants have been identified for
UCMR 2 monitoring. At the current
time, EPA does not expect to add
contaminants to reach the statutory
maximum of 30 contaminants. However,
if other emerging contaminant(s)
advance in importance during the first
part of UCMR 2 monitoring, EPA will
consider an amendment that would add
up to four additional contaminants for
monitoring in a later phase of the cycle.
The remainder of this section discusses
the specific selection of contaminants
that EPA is proposing for UCMR 2
monitoring.
a. Health Effects Prioritization
Approach. In identifying contaminants
for monitoring under the UCMR
program, potential human health effects
are an important consideration.
Therefore, after compiling a broad list of
potential UCMR contaminants, EPA’s
next step was to develop a process to
prioritize these contaminants by
estimating their relative adverse health
effects. EPA first collected existing
health effects information, including
Reference Dose (RfD), Tolerable Daily
Intake (TDI), Acceptable Daily Intake
(ADI), Cancer Unit Risk, Cancer
Classification, and Median Lethal Dose
(LD50). Using this information, EPA
developed a screening system to rank
contaminants into high, medium, and
low relative priorities.
In developing the relative rankings,
EPA recognized two tiers of data for the
assessment of non-cancer toxicity, based
on applicability to human health effects:
(1) RfD (and its equivalents); and (2)
LD50. The RfD and equivalent measures
such as TDI and ADI are doses that are
expected to have no measurable health
effects on the human population,
including sensitive populations. These
levels are based on expert judgment of
the available research data. The LD50, on
the other hand, is the result of
observation of effects in experimental
studies (i.e., the concentration at which
50% of experimental animals die) and
has not been extrapolated for
application to human populations.
Many compounds have measured LD50
values, but significantly fewer have
calculated RfDs. In prioritizing
compounds for inclusion in UCMR, EPA
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refers to RfD (and equivalent data) as
‘‘potency data’’, while LD50 data are
referred to as ‘‘toxicity data.’’
As with the two tiers of data for noncancer toxic effects, cancer information
is analogously divided into two tiers.
The higher tier of data, known as ‘‘Unit
Risk,’’ represents the risk of developing
cancer from a given drinking water
concentration. The second tier of data,
the ‘‘Cancer Classification,’’ categorizes
the likelihood of a compound
contributing to the human cancer
burden and is a purely qualitative
measure. Thus, it is generally less
informative than Unit Risk data.
RfDs were typically obtained from
EPA’s Integrated Risk Information
System (IRIS) or the Office of Pesticide
Programs’ Reregistration Eligibility
Decisions (REDs). The ADIs were
typically identified through the
International Programme on Chemical
Safety or the European Agency for the
Evaluation of Medicinal Products Web
sites. TDIs were identified through
World Health Organization and the
Netherlands Institute of Health Sciences
sources. If an RfD or equivalent could
not be identified, attempts were made to
obtain an oral LD50 or other relevant
information from sources such as the
Hazardous Substances Database (HSDB)
and primary literature. Cancer Unit Risk
information was typically obtained from
IRIS or REDs, while cancer
classifications were found in IRIS,
REDs, and from the International
Agency for Research on Cancer (IARC).
To develop a ranking for each
contaminant, compounds with potency
data were assigned values from 1 to 10
based on equations derived empirically
from the distribution of RfDs for the
compounds listed on IRIS. Details
concerning the derivations of these
equations are contained in a support
document titled ‘‘Estimating Potency
Scores: An Exercise’’ (USEPA, 2004h).
Contaminant prioritization estimates
were discussed at a public stakeholder
meeting held on October 29, 2003; the
estimates are contained in an additional
support document titled: ‘‘UCMR 2:
Contaminant Selection Rationale’’
(USEPA, 2003e). One equation was
derived for RfD and equivalent data, and
one for cancer Unit Risk data. The
distribution of RfD values was lognormally distributed, and the following
equation was used to score compounds:
Non-cancer risk = 10¥(rounded log10
RfD + 7)
To score compounds on a relative scale
of 1 to 10, EPA examined the
distribution of unit risks for the
compounds found in the ‘‘2002
Drinking Water Standards and Health
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Advisories’’ (USEPA, 2002a), and used
the following equation:
Cancer Risk = 10¥((rounded log10 10¥4
cancer risk) + 6)
Contaminants with resulting scores from
each of these equations of 1–3 were
considered relatively lower priority,
those with scores of 4–6 were
considered of medium relative priority,
and scores of 7–10 were considered to
be of high relative priority. In the case
of compounds for which both cancer
and non-cancer data were available, the
data associated with the highest relative
score were used for prioritization.
Compounds with toxicity data were
ranked by a separate system based on
LD50, and this ranking was modified by
cancer classification where possible.
Exhibit 3 summarizes the criteria that
were used to rank compounds by LD50.
EXHIBIT 3.—MEDIAN LETHAL DOSE
AND
CORRESPONDING TOXICITY
RANKING
Relative toxicity ranking
LD50 data
Very High .......
High ...............
Moderate .......
Slight ..............
1 mg/kg
2 g/kg =
≤1 mg/kg 1
>1 mg/kg¥ ≤50 mg/kg
>50 mg/kg¥ ≤500 mg/kg
>500 mg/kg¥ ≤5 g/kg 2
= milligram per kilogram.
gram per kilogram.
Additionally, if a chemical meeting
the ‘‘slight’’ criteria was also noted as
‘‘possibly carcinogenic to humans’’
(Group 2B), the chemical was moved up
one level to ‘‘moderate.’’ For example,
2,2′,4,4′,5,5′-hexabromobiphenyl
toxicity should be categorized as slight
based on an identified oral LD50 in rats
of 21,500 milligrams per kilogram (mg/
kg). However, because IARC categorized
this chemical as ‘‘possibly carcinogenic
to humans,’’ it now is categorized as
moderate.
b. Selections Based on UCMR 1
Reserved Contaminants List. One of
EPA’s priorities for UCMR 2 is to
monitor for contaminants that were
identified as priorities for monitoring
during UCMR 1, but were ‘‘reserved’’
because analytical methods were not
available at the time. Applying these
criteria, two UCMR 1 ‘‘reserved’’
contaminants are priorities for UCMR 2:
alachlor ethane sulfonic acid (alachlor
ESA) (and other acetanilide pesticide
degradation products) and hexahydro-
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1,3,5-trinitro-1,3,5-triazine (RDX), an
explosive. The first is a contaminant
group that is comprised of multiple
contaminants, as further discussed in
this section. Both alachlor ESA (and
other degradation products of
acetanilide pesticides) and RDX were
included on UCMR 1, List 2, but
because the required analytical methods
were not available in time for UCMR 1
monitoring they were listed as
‘‘reserved.’’
i. Alachlor ethane sulfonic acid (ESA)
and Other Degradation Products of
Acetanilide Pesticides—List 2.
Based on the rationale provided
below, EPA is proposing that the
following six degradation products of
acetanilide pesticides and their parent
compounds be part of the UCMR 2, List
2, Screening Survey monitoring:
• Acetochlor
• Acetochlor ESA
• Acetochlor OA
• Alachlor
• Alachlor ESA
• Alachlor OA
• Metolachlor
• Metolachlor ESA
• Metolachlor OA
The proposed List 2 analytes include
the ethane sulfonic acid (ESA) and
oxanilic acid (OA) degradation products
of the three highest-use parent
acetanilide compounds: metolachlor,
alachlor, and acetochlor (see Exhibit 4).
In addition, EPA is proposing that List
2 include the parent compounds,
acetochlor, alachlor and metolachlor,
because one possible option for
regulating these compounds and their
degradates would be to establish
maximum contaminant levels (MCLs)
for the total of each parent plus its
respective metabolites.
There are a number of reasons why
EPA has prioritized alachlor ESA (and
other degradation products of
acetanilide pesticides) for inclusion in
UCMR 2 monitoring. This group of
acetanilide degradation products was
originally listed under the CCL 1
occurrence priorities and then included
as part of UCMR 1, List 2 as ‘‘reserved’’;
thus the group is a top priority for
UCMR 2 monitoring. In addition,
ambient water monitoring data indicate
that occurrence of the acetanilide
degradation products (ESA and OA) is
more widespread than that of the parent
compounds.
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Inclusion of the parent acetanilides on
List 2 monitoring will potentially allow
EPA to learn more about the extent of
decomposition of the parent
compounds, and about levels of cooccurrence of the parents and their
degradation products. The parent
acetanilides are widely used herbicides
applied for weed control on corn,
soybean, and other crops (see Exhibit 4).
Acetochlor and metolachlor were both
included on the final CCL 1 priority list.
Acetochlor was identified as a CCL 1
occurrence priority, and was monitored
under UCMR 1, List 1, Assessment
Monitoring. Metolachlor and its
degradation products were identified in
the list of candidates for regulatory
determination under the CCL 1
prioritization process. However, EPA
has since determined that available
health effects and occurrence
information were insufficient to support
a regulatory determination.
Health effects studies have shown that
chronic oral exposure to parent
acetanilide herbicides may have effects
such as increased salivation, decreased
body weight, cellular/kidney/testicular
pathology, enlarged liver, and anemia in
animal subjects (USEPA, 2003d). RfDs
established by EPA for these parent
herbicides are 0.01 milligrams per
kilograms per day (mg/kg/day) for
alachlor, 0.02 mg/kg/day for acetochlor,
and 0.15 mg/kg/day for metolachlor
(USEPA, 2003d). Based on animal
studies, the carcinogenic potentials of
the parent acetanilide herbicides in
humans are estimated to be: acetochlor
and metolachlor, ‘‘possible carcinogen’’
(59 FR 13654, March 23, 1994 (USEPA,
1994); 61 FR 10681, March 15, 1996
(USEPA, 1996a); and USEPA, 2003d);
and alachlor, ‘‘probable carcinogen’’
(USEPA, 2004a). The NPDWR for
alachlor includes an maximum
contaminant level goal of zero (due to
classification as a probable carcinogen)
and an MCL of 0.002 milligrams per
liter (mg/L). EPA notes that alachlor is
currently regulated under the National
Primary Drinking Water Standards. EPA
is proposing the collection of alachlor
occurrence data in UCMR 2 concurrent
with the collection of data for the
alachlor degradation products to
determine the degree of correlation
between the parent compound and
degradate occurrence.
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EXHIBIT 4.—COMPARISON OF ACETANILIDE HERBICIDES USE 1
Compound
Year
registered
Metolachlor ...............................................
1976
Alachlor ....................................................
1969
Acetochlor ................................................
Propachlor ................................................
1994
1964
Dimethenamid ..........................................
Flufenacet ................................................
1993
1998
∼Early 1990s
annual use
(million lb a.i.)
–EPA 2
∼1992 annual
use (million lb
a.i.)
–NCFAP 3
∼1997 annual
use (million lb
a.i.)
–NCFAP
∼1991–1995
annual use
(million lb a.i.)
–USGS 4
∼1995–1998
annual use
(million lb a.i.)
–USGS 4
59
(1987–1993)
29.3–44.6
(1993–1995)
—
2.1
(1987–1996)
—
—
59.4
67.3
57.9
66.9
51.6
15.2
25.7
15.1
—
4.3
32.6
0.9
23.8
3.9
32.6
0.9
—
—
6.0
—
2.6
—
6.0
—
1 ‘‘—’’
= substance not in use; a.i. = active ingredient.
https://cfpub.epa.gov/oppref/rereg/status.cfm?show=rereg.
3 National Center for Food and Agricultural Policy (NCFAP): https://www.ncfap.org/.
4 United States Geological Survey (USGS), national maps: https://ca.water.usgs.gov/pnsp/.
Note: Based on use amounts, EPA is proposing to monitor for the ESA and OA degradates of the three highest-use parent compounds:
acetochlor, alachlor, and metolachlor. In addition, EPA is proposing to monitor for acetochlor, alachlor, and metolachlor.
2 EPA:
ii. Explosives—List 1.
Based on the rationale provided
below, EPA is proposing that the
following three explosives compounds
be part of the UCMR 2, List 1,
Assessment Monitoring:
• Hexahydro-1,3,5-trinitro-1,3,5triazine (RDX)
• 2,4,6-trinitrotoluene (TNT)
• 1,3-dinitrobenzene
RDX was a CCL 1 occurrence priority
and was included on UCMR 1, List 2 as
‘‘reserved,’’ because analytical methods
were not available in time for rule
implementation. EPA has since
developed a method for determining
explosives in drinking water, thus
allowing RDX to be included under
UCMR 2 monitoring. RDX is absorbed
by oral, dermal, and inhalation routes,
and has been documented to cause
central nervous system effects such as
seizures, disorientation, nausea,
restlessness, and lethargy. In addition,
temporary anemia and leukocytosis after
ingestion of RDX has been observed
(ATSDR, 1995b). EPA has derived a
chronic oral RfD for RDX of 0.0003 mg/
kg/day, based on prostate inflammation
observed in rats in a two-year feeding
study (USEPA, 2003d), and has
classified RDX as a possible human
carcinogen (Group C), based on
adenomas and carcinomas in female
mice (USEPA, 2003d).
The ‘‘explosives’’ method can also be
used to measure concentrations of at
least 13 other contaminants in the same
compound class (see Exhibit 5). A few
that can be detected by this method
were already monitored under UCMR 1
(nitrobenzene, 2,4-dinitrotoluene, and
2,6-dinitrotoluene). Of the remaining
contaminants analyzed with the
explosives method, the two with the
highest relative health risk rankings are
2,4,6-trinitrotoluene (TNT) (possible
carcinogen) and 1,3-dinitrobenzene
(high relative health risk ranking). TNT
and 1,3-dinitrobenzene were also
identified during the CCL 1
development process on the working
group’s initial list of chemical
contaminants considered during the
development of the draft CCL (62 FR
52194 at 52201, October 6, 1997
(USEPA, 1997)).
TNT has been detected in surface and
ground water samples that were
collected near munitions facilities
(ATSDR, 1995c). TNT typically cooccurs with RDX (Burrows, 1982). EPA
has classified TNT as a possible human
carcinogen (Group C) based on urinary
bladder papilloma and carcinoma
observed in female rats and activity
observed in Salmonella, with and
without metabolic activation (USEPA,
2003d). Based on TNT’s co-occurrence
with RDX and its possible
carcinogenicity, EPA is proposing to
include TNT for monitoring under
UCMR 2.
1,3-dinitrobenzene is the only one of
the explosive contaminants considered
for UCMR 2 to have been assigned a
‘‘high’’ relative health risk ranking. The
major clinical manifestations of oral
exposure to 1,3-dinitrobenzene are
hematologic, neurologic, endocrine, and
reproductive (ATSDR, 1995a). EPA has
derived a chronic oral RfD for this
compound of 0.0001 mg/kg/day, based
on increased weight of the spleen
(USEPA, 2003d). EPA believes that a
likely route of exposure to this
compound is ingestion of contaminated
drinking water (ATSDR, 1995a). Though
no nationwide survey of occurrence has
been conducted, local water and soil
studies provide some indication of 1,3dinitrobenzene occurrence in water.
This compound has been detected in
water and soil at some Army
ammunition plants, including detection
in ground water samples collected at an
ammunition plant in Louisiana at
concentrations ranging from 1.2 to 195
micrograms per liter (µg/L) (ATSDR,
1995a). It has also been found in 12 of
the 1,397 hazardous waste sites on the
National Priorities List; however, the
total number of sites tested for 1,3dinitrobenzene is unknown (ATSDR,
1995a). In a survey of ground water at
32 military installations, Walsh and
colleagues (USEPA, 1999a) detected 1,3dinitrobenzene in 13 percent of the 812
samples analyzed, with maximum
concentrations of 8.7 µg/L and a median
concentration of 0.78 µg/L. As the most
toxic of the remaining explosives, EPA
believes that 1,3-dinitrobenzene should
be included for monitoring under
UCMR 2.
EXHIBIT 5.—ANALYTES INCLUDED IN THE EXPLOSIVES METHOD (EPA 529)
Relative
health rank 1
Status
Analyte
To be monitored under UCMR 2, List 1 ....
hexahydro-1,3,5-trinitro-1,3,5-triazine (RDX) ................................................................
2,4,6-trinitrotoluene (TNT) .............................................................................................
1,3-dinitrobenzene .........................................................................................................
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49103
EXHIBIT 5.—ANALYTES INCLUDED IN THE EXPLOSIVES METHOD (EPA 529)—Continued
Relative
health rank 1
Status
Analyte
Not Listed on CCL 1 and Not included on
UCMR 2.
1,3,5-trinitrobenzene .....................................................................................................
2,4,6-trinitrophenylmethylnitramine (Tetryl) ...................................................................
2-amino-4,6-dinitrotoluene ............................................................................................
2-nitrotoluene ................................................................................................................
3,5-dinitroaniline ............................................................................................................
3-nitrotoluene ................................................................................................................
4-amino-2,6-dinitrotoluene ............................................................................................
4-nitrotoluene ................................................................................................................
2,4-dinitrotoluene ...........................................................................................................
2,6-dinitrotoluene ...........................................................................................................
nitrobenzene ..................................................................................................................
Listed on CCL 1 and Monitored under
UCMR 1.
M
M
L(S)
L(S)
na
M(M)
L(S)
L(S)
M
M
M
1 Relative Health Effects Rankings include: H = high priority based on potency data (RfD or equivalent); M = medium priority based on potency
data (RfD or equivalent); M(C) = medium priority based on potency data (cancer unit risk); M(M) = medium priority based on toxicity data (contaminants with Moderate (M) toxicity are contained in this category); L(S) = low priority based on toxicity data (contaminants with Slight (S) toxicity are contained in this category); (na) = not available.
c. Selections from UCMR 1
Contaminants List. Perchlorate, the salts
of which have a number of industrial
applications, is primarily used in the
form of ammonium perchlorate, an
oxidizer in solid fuels that are used to
power rockets, missiles, and fireworks.
In 1997, a method was developed which
greatly lowered the method reporting
limit (MRL) for perchlorate from
approximately 400 µg/L, down to
4 µg/L. Subsequent monitoring found
perchlorate in ground water and
drinking water at and above this level.
Perchlorate was listed on EPA’s CCL 1
out of concern for its occurrence and
possible health effects and was
monitored under UCMR 1 Assessment
Monitoring using Method 314.0
(USEPA, 1999e), with a MRL of 4 µg/L.
EPA has improved the measurement
capabilities of the perchlorate methods.
Recently developed methods (EPA
Method 314.1 (USEPA, 2004b); EPA
Method 331.0 (USEPA, 2004c); and EPA
Method 332.0 (USEPA, 2004d)) would
allow collection of occurrence data with
a substantially lower reporting level
than that specified during UCMR 1. In
addition, since publication of Method
314.0, new instrumentation has been
made commercially available that can,
using this method, achieve the MRL of
0.57 µg/L while meeting all of the
quality control criteria of the method.
Since Method 314.0 permits flexibility
in the eluent, chromatographic column,
and suppressor that are used, this new
instrumentation is allowed within the
scope of the method. In this notice, EPA
will refer to Method 314.0 using this
new instrumentation, which can
achieve the lower MRL as ‘‘Method
314.0 enhanced.’’ EPA estimates that the
average cost per sample for the new
methods will be about $150, compared
to $75 per sample using the original
Method 314.0.
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The National Academy of Sciences
(NAS) has recently completed a review
of available perchlorate health effects
research. Perchlorate can affect thyroid
function because it is an ion that
competitively inhibits the transport of
iodide into the thyroid. EPA has
adopted the NAS recommended
reference dose of 0.0007 mg/kg per day,
which translates into a drinking water
concentration of 24.5 µg/L, assuming a
70 kg body weight and 2 liters per day
consumption. This assumes, however,
that 100% of exposure comes from
drinking water. An important step for
EPA in considering whether to regulate
perchlorate in drinking water is to
determine what portion of perchlorate
exposure may come from food and other
sources and what portion from drinking
water (referred to as relative source
contribution or RSC). A higher exposure
from food would mean a lower exposure
from drinking water that would still be
consistent with the NAS recommended
reference dose.
EPA is considering whether to collect
additional data on drinking water
occurrence for perchlorate and if so,
what method(s) and MRL should be
required. The Agency already has
substantial occurrence data for
perchlorate from UCMR 1 using the
original Method 314.0, which allowed
for measurement of perchlorate at
concentrations down to 4 µg/L.
However, to inform future decisions
regarding perchlorate, EPA sees
advantages to gathering additional data
on perchlorate using the newer
methods. This additional information
would provide a more complete
understanding of perchlorate’s
occurrence in drinking water. For large
systems, the new monitoring data would
supplement data already collected by
these systems under UCMR 1, while for
small systems, a different random
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sample would be monitored. Further,
additional data at lower reporting levels
could inform EPA’s cost estimates for a
potential regulation by identifying
drinking water systems that may want,
as a practical matter, to target a
somewhat lower level than the MCL in
their control strategies. Finally, EPA
believes the new methods are more
reliable and respond to comments about
the potential for false positives in the
original Method 314.0. At the same
time, EPA recognizes that there are costs
associated with this additional
monitoring, most of which would be
incurred by drinking water utilities and
their customers. The cost of an
additional round of monitoring using
the original method 314.0, with an MRL
of 4 µg/L, would have been about half
of the cost associated with the new
methods and lower MRL. EPA estimates
the total cost for a second round of
perchlorate monitoring using the new
methods to be $4.4 million over five
years, of which about $4 million would
be incurred by large drinking water
utilities (an average of $1,200 per utility
serving 10,000 persons or more), and
$434,000 would be paid by EPA to
analyze samples for small systems. EPA
requests comment on its proposal to
include perchlorate on the UCMR 2 list
and on the appropriate methods and
reporting level.
d. Selection of Emerging
Contaminants. Ongoing research has
identified other emerging contaminants
that EPA believes are important to
include on the UCMR 2 Contaminant
List.
i. Nitrosamines—List 2.
EPA is proposing to include the
following six nitrosamines on the
UCMR 2, List 2, Screening Survey:
• N-nitroso-diethylamine (NDEA)
• N-nitroso-dimethylamine (NDMA)
• N-nitroso-di-n-butylamine (NDBA)
• N-nitroso-di-n-propylamine (NDPA)
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• N-nitroso-methylethylamine
(NMEA)
• N-nitroso-pyrrolidine (NPYR)
These six compounds are all
considered by EPA to be probable
human carcinogens, and have been
assigned high relative health effects
rankings (USEPA, 2003d). Animal
studies provide evidence that many
nitrosamines, including all of those
being proposed for UCMR 2, target the
liver when ingested orally. Nitrosamines
also produce carcinogenic effects in the
esophagus, lung, nasal cavity, stomach,
and elsewhere when administered to
animal subjects in drinking water; and
many nitrosamines target the liver when
ingested orally (USEPA, 2003d).
Nitrosamines are produced in small
amounts for research purposes, and can
form as intermediates and byproducts in
chemical synthesis and the manufacture
of rubber, leather, and plastics. Four of
the six proposed nitrosamines (all
except N-nitroso-methylethylamine and
N-nitroso-pyrrolidine) are listed on the
Toxics Release Inventory (TRI),2 which
requires reporting of releases to the
environment and other waste
management data. Nitrosamines can
also form spontaneously in the
environment by the reaction of
precursor amines with nitrosating
agents (nitrate and related compounds),
or by the action of nitrate-reducing
bacteria. Common foods such as bacon
and malt beverages can contain
nitrosamines, and there is evidence that
nitrosamines can form in the upper
gastrointestinal tract (ATSDR, 1989).
One nitrosamine, N-nitrosodimethylamine (NDMA), has been
shown to form in chlorinated or
chloraminated water as a disinfection
byproduct (DBP) (Choi et al., 2002; Choi
and Valentine, 2002a and 2002b; Mitch
and Sedlak, 2002).
No nationwide data are available on
nitrosamine occurrence in United States
waters. However, other studies give an
indication of likely occurrence. Since
1998, a number of NDMA detections
have been reported in California ground
water (CAEPA, 2002) and finished
drinking water (CADHS, 2002) above
the State’s action level of 0.01 µg/L. The
2 The Toxics Release Inventory (TRI) is a publicly
available EPA database that contains information on
toxic chemical releases and other waste
management activities reported annually by certain
covered industry groups as well as Federal
facilities. This inventory was established under the
Emergency Planning and Community Right-toKnow Act of 1986 and expanded by the Pollution
Prevention Act of 1990. Generally, reporting is
required for facilities in covered industries with
more than 10 full-time employees that annually
manufacture or process more than 25,000 pounds,
or use more than 10,000 pounds of a toxic chemical.
More information is available at the TRI Program
Web site at: https://www.epa.gov/tri.
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American Water Works Association
Research Foundation recently
collaborated with the Water
Environment Research Foundation to
fund a study on NDMA occurrence and
behavior in raw, treated, and recycled
water; however, the final report is not
yet available.
Given evidence of the toxic nature of
nitrosamines, and their potential
occurrence in the environment
(particularly NDMA in drinking water
as a DBP), EPA proposes to include
these six contaminants on the UCMR 2
list to learn more about their occurrence
in drinking water.
ii. Others Identified in CCL 1 Process
and Recent Reviews of Information on
Emerging Contaminants—List 1.
The following additional
contaminants are proposed for UCMR 2,
List 1, Assessment Monitoring based on
evaluation of CCL 1 lists and methods
research.
• Dimethoate
• Terbufos sulfone
• Five flame retardants
Four polybrominated diphenyl ethers:
2,2′,4,4′-tetrabromodiphenyl ether
(BDE–47)
2,2′,4,4′,5-pentabromodiphenyl ether
(BDE–99)
2,2′,4,4′,5,5′-hexabromodiphenyl
ether (BDE–153)
2,2′,4,4′,6-pentabromodiphenyl ether
(BDE–100)
One polybrominated biphenyl:
2,2′,4,4′,5,5′-hexabromobiphenyl (245HBB)
There are a variety of reasons these
contaminants are being proposed for
monitoring under UCMR 2. Terbufos
sulfone was identified through the CCL
1 development process as a deferred
pesticide. Dimethoate and the flame
retardants are other contaminants that
can be measured by the same analytical
method that is proposed for terbufos
sulfone. Terbufos sulfone and
dimethoate have both been assigned
‘‘high’’ relative health effects rankings.
Flame retardants are being proposed by
EPA for UCMR monitoring because of
recent concern that these have become
widely occurring environmental
contaminants (Darnerud et al., 2001).
Although little is known regarding the
health effects of terbufos sulfone, EPA
has established an RfD of 0.00005 mg/
kg/day for the parent compound,
terbufos, based on a no observable
adverse effect level for plasma
cholinesterase inhibition (USEPA,
1999b). Terbufos was monitored under
UCMR 1. Similar to the acetanilide
degradates, however, EPA is concerned
that terbufos sulfone will be found more
commonly in the environment than its
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parent compound, based on the rapid
decomposition of the parent compound.
Such rapid decomposition combined
with concern regarding the health
effects of the parent compound terbufos
justify determining the occurrence of
terbufos sulfone in drinking water.
The method EPA proposes for the
analysis of terbufos sulfone can measure
many other contaminants (over 40).
However, EPA used relative health
effects information to identify the
highest priorities and to comply with
the statutory limit of 30 contaminants
per UCMR monitoring cycle. Of the
remaining compounds that could be
measured using gas chromatography/
mass spectrometry (GC/MS), the
technology used in Method 527,
dimethoate is being proposed for UCMR
2 monitoring because it received a
‘‘high’’ ranking in EPA’s health effects
screening (USEPA, 2004h). Dimethoate
is a TRI chemical that is produced for
use on cotton and other field crops,
orchard crops, vegetable crops, in
forestry, and residential uses (USEPA,
1999f).
Dimethoate is rapidly absorbed,
metabolized, and eliminated in rats by
oral or intravenous routes of
administration (USEPA, 1999d). This
compound is a cholinesterase inhibitor
and exerts its major toxic effects through
overstimulation of the nervous system
(USEPA, 2003a). Health effects include
headache, weakness, coma, and death
from respiratory failure (HSDB, 1986).
Dimethoate has been classified as a
‘‘possible human carcinogen’’ and EPA
has established an RfD for this
compound of 0.0002 mg/kg/day
(USEPA, 2003d). No national data is
available on the occurrence of
dimethoate in waters of the United
States; however, two local studies
provide an indication of limited
occurrence (USEPA, 1999f).
Synthetic flame retardants are among
the other contaminants that are
measured by EPA Method 527. Flame
retardants, such as polybrominated
diphenyl ethers (PBDEs) and
polybrominated biphenyls (PBBs), are
added to plastics used in a variety of
consumer products such as computer
monitors, televisions, textiles, and
plastic foams. Production of PBBs ended
in 1976 in the United States following
an incident of significant agricultural
contamination in 1973, but PBDEs are
still produced and used in the United
States. Flame retardants have been
measured at low levels in air,
sediments, animals, and food and are
believed to be widely occurring in the
environment (Darnerud et al., 2001).
Recent data also indicate that total
levels of flame retardants are rapidly
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increasing and that most people are
exposed to low levels of these
contaminants (Hites, 2004). Findings
from animal studies suggest thyroid and
liver effects, as well as possible reduced
immune system function and
neurobehavioral alteration (ATSDR,
2002).
3. Other Considerations in Selecting
Contaminants
EPA has identified nine analytical
methods and 26 priority contaminants
for UCMR 2 monitoring. EPA
considered many more contaminants
and methods for UCMR 2. Some of these
contaminants were given strong
consideration but were not included as
part of the proposed UCMR 2, as
discussed in the following section.
a. Triazine Chlorodegradates and
Parent Compounds. While they are not
part of today’s proposal, EPA invites
comments on the possibility of UCMR 2
monitoring for three triazine
chlorodegradates and three of their
parent compounds, as follows:
• Desethylatrazine (DEA)
• Desisopropylatrazine (DIA)
• Diaminochlorotriazine (DACT) 3
• Atrazine
• Simazine
• Propazine
EPA is interested in these
chlorodegradates and three parent
compounds because the Agency is
conducting a cumulative risk
assessment for the chlorodegradates as a
group with atrazine, simazine and
propazine. The ‘‘triazines and
degradation products of triazines’’ are
also CCL 1 contaminants.
Atrazine and simazine are regulated
contaminants with MCLs of 3 µg/L and
4 µg/L, respectively. Propazine was a
cancelled pesticide based on its
contamination of ground water but was
reintroduced for greenhouse uses only
(it is now used on container grown
ornamentals in greenhouses); however,
EPA is currently evaluating a proposal
to use propazine for the control of
broadleaf weeds and annual grasses in
sorghum, a use previously listed on
labels, but voluntarily removed prior to
1990. Propazine was identified through
the CCL 1 development process as a
deferred pesticide. A fourth triazine,
cyanazine, is not being addressed since
its production and use were phased out
between 1996 and 2002.
Atrazine, simazine and propazine
metabolize into various
chlorodegradation products of which
Desethylatrazine (DEA),
Desisopropylatrazine (DIA), and
3 Another commonly used name for DACT is
desthyldesisopropylatrazine.
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Diaminochlorotriazine (DACT) are the
most significant. Atrazine forms all
three of these chlorodegradates;
whereas, simazine, a diethyl analogue of
atrazine, degrades to DIA and DACT,
and propazine, a diisopropyl analogue
of atrazine, degrades to DACT and DEA
(Scribner et al., 2000). In addition,
ambient water monitoring data indicate
that concentrations of these
chlorodegradates in water may be equal
to, or even exceed, concentrations of
atrazine (and other parent compounds)
(Scribner et al., 2000). While atrazine
and simazine are already regulated
under the National Primary Drinking
Water Standards, EPA is considering
UCMR monitoring for these parent
compounds concurrent with the
collection of UCMR data for their
degradation products to determine the
degree of correlation between the
occurrence of the parents and their
degradation products.
EPA is currently developing a liquid
chromatography/tandem mass
spectrometry (LC/MS/MS) method to
analyze the parent triazines and these
chlorodegradates and expects that
method to be available within the next
year. Depending on method
development progress, EPA’s further
assessment of the relative health effects
of triazine degradates, and comments
received pursuant to today’s proposed
regulation, EPA may consider adding
triazines and degradates to the
Screening Survey for UCMR 2. Because
only 30 analytes can be monitored
during any one cycle of the UCMR
program, EPA recognizes that the
addition of the triazines and degradates
to the Screening Survey may require the
elimination of other contaminants from
UCMR 2. Contaminants that EPA is
considering in this regard may include
one or more of the acetanilide pesticides
or degradation products (see section
III.A.2.b.i), which are also measured
using an LC/MS/MS method. EPA
invites comments on whether the
concurrent use of two similar methods
may strain laboratory capacity.
b. Other Contaminants Considered.
EPA had originally identified over 200
contaminants as potential UCMR 2
priorities. Many were eliminated based
on specific criteria, as discussed in
section III.A.2 of this action (including
the requirements that pesticides must be
registered, reference standards must be
available, and the analytical method
must be available to include in this
proposed action). Those eliminated or
deferred due to other considerations are
worthy of further mention because of
particular public interest. These
contaminants, and the reasons for their
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49105
exclusion from today’s proposed action,
include:
• Aeromonas: The UCMR 1 Screening
Survey for Aeromonas indicates that it
warrants further evaluation. Data
analyzed thus far have identified
Aeromonas at the genus level.
Identification and analysis of
pathogenic strains for some of the small
system samples is underway but have
not been completed as of the
publication of this proposed action. EPA
believes that it is premature to propose
additional monitoring for Aeromonas.
The evaluation of the speciation of the
isolates collected during UCMR 1, and
the development of a more routine and
affordable species-specific method will
support future monitoring, if deemed
appropriate.
• Cyanotoxins: While extensive
analytical methods development was
conducted for one class of cyanobacteria
toxins, microcystins, in preparation for
UCMR 2, adequate accuracy in surface
waters with total organic carbon levels
of 2 mg/L and higher has not yet been
demonstrated. Two other cyanotoxins—
anatoxin A, and cylindrospermopsin—
were included in the initial method
development. However, these were not
compatible with the microcystin
method being developed, and other
analytical methods will not be available
in time for UCMR 2 monitoring.
Therefore, none of the cyanobacteria
toxins are being proposed for
monitoring at this time. However,
further analytical methods development
is continuing.
• Diuron: EPA considered whether
Diuron would be a good candidate to
include in UCMR 2 Assessment
Monitoring. Interim monitoring results
from the UCMR 1 Screening Survey
have shown only one detection of
Diuron. Because this suggests very low
occurrence in drinking water, and
because other contaminants are of
greater relative health effects concern,
Diuron was not established as a priority
contaminant for UCMR 2 monitoring.
• Ethylene thiourea: While extensive
analytical methods development was
conducted for ethylene thiourea in
preparation for UCMR 2, reproducible
recoveries have not yet been
demonstrated. Therefore, ethylene
thiourea is not being proposed for
monitoring at this time. However,
further analytical methods development
is continuing.
• Mirex and TBBPA: Mirex was
considered for UCMR 2 monitoring and
was found to have a ‘‘high’’ relative
health effects ranking. Though it can be
measured using the GC/MS method,
Mirex has not been used or produced in
the United States since 1978. For this
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reason, EPA has not included Mirex on
the list of UCMR 2 priorities. In
addition, tetrabromobisphenol A
(TBBPA), a brominated flame retardant,
was initially considered for inclusion on
the list of contaminants to be measured
using GC/MS, EPA Method 527.
However, TBBPA was found to be
incompatible with this method, and is
therefore not included on the list of
UCMR 2 priorities.
B. What Analytical Methods Will Be
Used for Monitoring?
The analytical methods that are being
proposed for use in UCMR 2 and the
contaminants that they measure are
listed in Exhibit 6. EPA has conducted
both literature searches, as well as
searches of available consensus method
organizations’ publications for
additional analytical methods that could
be used to support this monitoring. No
such additional methods were identified
that meet the requirements of this
proposed action. All of the analytical
methods proposed use either mass
spectrometry or tandem mass
spectrometry (i.e., MS/MS) for the
detection of the analytes, with the
exception of EPA Methods 314.0
enhanced and 314.1 (USEPA, 1999e and
USEPA, 2004b, respectively).
EPA is proposing that all positive
occurrences of perchlorate (i.e., those at
or above the MRL of 0.57 µg/L),
determined using the Methods 314.0
enhanced or 314.1, must be confirmed
through the use of a second
chromatographic column, as detailed in
Method 314.1, or by MS or MS/MS,
using EPA Methods 331.0 or 332.0
(USEPA, 2004c and USEPA, 2004d,
respectively). EPA requests comment on
the level at which positive occurrences
of perchlorate must be confirmed.
By design of the UCMR program,
UCMR contaminants measured by
analytical techniques that are commonly
available are assigned to List 1,
Assessment Monitoring (EPA Methods
314.0 enhanced, 314.1, 331.0, 332.0,
527, and 529). While most of these are
newly developed analytical methods,
the techniques they employ are in
common use by drinking water
laboratories. These methods are
assigned to Assessment Monitoring
because this is the largest component of
UCMR, with monitoring conducted by a
sample of 800 systems serving 10,000 or
fewer people, and all systems serving
more than 10,000 people (approximately
3,200 systems).
UCMR contaminants that are
measured by analytical methods that
have been recently developed and use
techniques that are not commonly used
in drinking water analyses are assigned
to the List 2, Screening Survey. These
less common methods are generally
more appropriate for the Screening
Survey because fewer laboratories will
be capable of conducting such analyses,
and the smaller scale monitoring under
the Screening Survey should reduce
potential laboratory capacity issues.
However, in order to monitor for the
parent compounds of the acetanilide
degradates, Method 525.2, which is
commonly used for regulated
monitoring, is also being included for
List 2 monitoring. During the Screening
Survey, a sample of 800 systems serving
100,000 or fewer people and all
(approximately 320) systems serving
more than 100,000 people would
monitor. Exhibit 6, summarizes the
UCMR 2 methods and associated
contaminants.
EXHIBIT 6.—ANALYTICAL METHODS PROPOSED FOR UCMR 2 MONITORING
Analytical method 1
EPA
EPA
EPA
EPA
EPA
Method
Method
Method
Method
Method
Contaminant
314.0 enhanced (IC/Conductivity)
314.1 (IC/Conductivity)
331.0 (LC/MS or LC/MS/MS)
332.0 (IC/MS or IC/MS/MS)
527 (SPE/GC/MS) .........................
EPA Method 529 (SPE/GC/MS) .........................
EPA Method 521 (SPE/GC/CI/MS/MS) ..............
EPA Method 535 (SPE/HPLC/MS/MS) ..............
EPA Method 525.2 (SPE/GC/MS) .....................
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UCMR 2 List
Perchlorate .......................................................
List 1, Assessment Monitoring: 1 contaminant.
2,2’,4,4’-tetrabromodiphenyl ether (BDE–47) ..
2,2’,4,4’,5-pentabromodiphenyl ether (BDE–
99).
2,2’,4,4’,5,5’- hexabromobiphenyl (245-HBB).
......................................................................
2,2’,4,4’,5,5’-hexabromodiphenyl ether (BDE–
153).
2,2’,4,4’,6-pentabromodiphenyl ether (BDE–
100).
Dimethoate.
Terbufos sulfone.
1,3-dinitrobenzene ...........................................
2,4,6-trinitrotoluene (TNT) ................................
Hexahydro-1,3,5-trinitro-1,3,5-triazine (RDX) ..
N-nitroso-diethylamine (NDEA) ........................
N-nitroso-dimethylamine (NDMA) ....................
N-nitroso-di-n-butylamine (NDBA) ...................
N-nitroso-di-n-propylamine (NDPA).
N-nitroso-methylethylamine (NMEA).
N-nitroso-pyrrolidine (NPYR).
Acetochlor ESA ................................................
Acetochlor OA ..................................................
Alachlor ESA ....................................................
Alachlor OA.
Metolachlor ESA.
Metolachlor OA.
Acetochlor ........................................................
Alachlor ............................................................
Metolachlor .......................................................
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List 1, Assessment Monitoring: 7 contaminants.
List 1, Assessment Monitoring: 3 contaminants.
List 2, Screening Survey: 6 contaminants.
List 2, Screening Survey: 6 contaminants.
List 2, Screening Survey: 3 contaminants.
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EXHIBIT 6.—ANALYTICAL METHODS PROPOSED FOR UCMR 2 MONITORING—Continued
Analytical method 1
Contaminant
UCMR 2 List
Total of 26 UCMR 2 contaminants
1 EPA Method 314.0: Determination of Perchlorate in Drinking Water Using Ion Chromatography (USEPA, 1999e). Note: Since Method 314.0
was published in 1999 to support UCMR 1 monitoring at an MRL of 4.0 µg/L, new instrumentation has been made commercially available from
Metrohm Peak that can, using this method, achieve the MRL of 0.57 µg/L as called for by this proposed regulation, while meeting all of the quality control criteria of the method. Because enhanced Method 314.0 permits flexibility in the eluent, chromatographic column, and suppressor that
are used, this new instrumentation would be permitted within the scope of the original method. Therefore, enhanced Method 314.0 is being proposed for use in this regulation.
EPA Method 314.1: Determination of Perchlorate in Drinking Water Using Inline Column Concentration/Matrix Elimination Ion Chromatography
with Suppressed Conductivity Detection (USEPA, 2004b).
EPA Method 331.0: Determination of Perchlorate in Drinking Water by Liquid Chromatography Electrospray Ionization Mass Spectrometry
(USEPA, 2004c)
EPA Method 332.0: Determination of Perchlorate in Drinking Water Using Ion Chromatography with Suppressed Conductivity and Electrospray
Ionization Mass Spectrometry (USEPA, 2004d).
EPA Method 521: Determination of Nitrosamines in Drinking Water by Solid Phase Extraction and Capillary Column Gas Chromatography with
Large Volume Injection and Chemical Ionization Tandem Mass Spectrometry (MS/MS) (USEPA, 2004e).
EPA Method 525.2: Determination of Organic Compounds in Drinking Water by Liquid-Solid Extraction and Capillary Column Gas Chromatography/Mass Spectrometry (USEPA, 1995).
EPA Method 527: Determination of Selected Pesticides and Flame Retardants in Drinking Water by Solid Phase Extraction and Capillary Column Gas Chromatography/Mass Spectrometry (GC/MS) (USEPA, 2004f).
EPA Method 529: Determination of Explosives and Related Compounds in Drinking Water by Solid Phase Extraction and Capillary Column
Gas Chromatography/Mass Spectrometry (GC/MS) (USEPA, 2003c).
EPA Method 535, Revision 1.1: Measurement of Chloroacetanilide and Other Acetamide Herbicide Degradates in Drinking Water by Solid
Phase Extraction and Liquid Chromatography/Tandem Mass Spectrometry (LC/MS/MS) (USEPA, 2004g).
C. How Were These Analytical Methods
Developed?
EPA developed the proposed
analytical methods at two laboratories
in Cincinnati, Ohio: The Office of
Water, Office of Ground Water and
Drinking Water’s Technical Support
Center and the Office of Research and
Development, National Exposure
Research Laboratory’s Chemical
Exposure Research Branch. Additional
methods development support was
provided by: The Dionex Corporation,
Sunnyvale, California; Metrohm Peak,
Houston, Texas; Office of Research and
Development’s Ground Water and
Ecosystems Restoration Division, Ada,
Oklahoma; and EPA’s Region 1, New
England Laboratory, Chelmsford,
Massachusetts.
Extensive method testing was
performed for each of the analytical
methods developed for this proposed
action. Each step of each method was
tested for robustness and to evaluate the
amount of user flexibility that could be
permitted for that step. Additional
details concerning this testing, beyond
that included in each method, are
contained in methods research reports.
These reports are available for each
newly developed method being
proposed in the docket for this action.
However, no such report is available for
Method 314.0, which was developed for
UCMR 1, or for Method 525.2, which
was developed in 1995. Wherever
feasible, EPA permitted the maximum
user flexibility commensurate with
maintaining data quality. In addition,
each method was tested in a second or,
for some methods, a third laboratory.
These second and third laboratory
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studies were designed to test the
precision and accuracy of each method
in reagent water and in different
drinking water matrices, as well as the
ease of use of the method and the clarity
of the written instructions of the
method. Reports containing the data
developed during these second and
third laboratory studies are also
available in reports included in the
docket for this action for each newly
developed method being proposed.
Similar data was generated in to support
the proposed action of Method 314.0.
These data are also included in the
docket for review.
The methods developed for UCMR 2
analyses were peer reviewed in
accordance with the Agency’s peer
review guidelines detailed in the
‘‘Science Policy Council Handbook,
Peer Review’’ (USEPA, 2000b). Methods
314.0 and 525.2, which were developed
prior to 2000, were peer reviewed using
similar criteria.
D. How Were Minimum Reporting Levels
Determined?
Minimum Reporting Levels (MRLs)
represent an estimate of the lowest
concentration of a compound that can
be quantitatively measured by a group
of experienced drinking water
laboratories. EPA is proposing that all
laboratories providing UCMR 2 analysis
be required to demonstrate their ability
to measure each compound at the MRL
proposed for that compound in
§ 141.40(a)(3) of today’s action. EPA has
developed a protocol for developing
MRLs based on Lowest Concentration
MRLs (LCMRLs) that were determined
by each laboratory that developed or
subsequently tested the methods listed
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in today’s action. LCMRLs represent the
lowest concentration of a compound
that can be quantitatively determined in
each individual laboratory. EPA invites
comments on the LCMRL/MRL
approach and notes that in a related
action, EPA’s Office of Water is about to
begin an evaluation of a wide range of
detection and quantitation approaches
under the Federal Advisory Committee
Act (FACA) process. EPA expects to
consider the comments and feedback
from this FACA process to the extent
possible in the development of the
UCMR 2 final rule.
MRLs have previously been
determined by analytical laboratories
using expert professional judgement,
but standard criteria for MRL
determination have not been
established. In both the Information
Collection Rule (61 FR 24354, May 14,
1996 (USEPA, 1996b)) and UCMR 1,
EPA specified MRLs and a requirement
for recovery at the MRL so that data
quality was documented daily. In the
interest of greater consistency, EPA has
developed a statistical protocol for
single-laboratory determinations of
LCMRLs using linear regression and
prediction intervals. This approach,
described in detail in the report titled
‘‘Statistical Protocol for the
Determination of the Single-Laboratory
Lowest Concentration Minimum
Reporting Level (LCMRL) and
Validation of the Minimum Reporting
Level (MRL)’’ (USEPA, 2004j), has been
evaluated through expert peer review
conducted in accordance with the
Agency’s formal peer review process
and through the performance of a pilotscale interlaboratory study. The
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proposed protocol is available to the
public, and can be found at: https://
www.epa.gov/safewater/methods/
sourcalt.html.
Details of this pilot-scale
interlaboratory study are contained in a
report titled ‘‘Evaluation of the Lowest
Concentration Minimum Reporting
Level (LCMRL) and the Minimum
Reporting Level (MRL) Primary Analyte
Analysis’’ (USEPA, 2004i). An
evaluation of the procedures used in
this proposed action, and other tested
procedures to determine MRLs from
LCMRLs, are detailed in Chapter 4 of
the report. The guidelines and
procedures for using LCMRLs in
establishing MRLs for UCMR 2 are
described later in this section.
As proposed, the MRL would be the
lowest analyte concentration that meets
Data Quality Objectives (DQOs) as
presented in § 141.40(a)(5) of today’s
proposed rule, and represents the lowest
concentration for which future recovery
is predicted to fall, with high
confidence (99 percent), between 50
percent and 150 percent. MRLs would
be applicable to all laboratories that
perform the analysis of drinking water
samples as part of UCMR 2. All UCMR
2 laboratories would be required to
validate their performance at or below
the MRLs before initiating any analyses.
This proposal does not require that
measurements observed at
concentrations below the MRL be
reported. In other programs, such
reporting may be appropriate. The
appropriateness of reporting
measurements below the MRL, is
generally dependent upon the objectives
of a study and is not addressed in this
proposed action.
To determine the MRLs listed in
today’s action, each laboratory that
conducted the primary analytical
method development, or second or third
laboratory studies, determined LCMRLs
as detailed in the statistical protocol
(USEPA, 2004g). The mean of these
LCMRL values was calculated for each
analyte. In cases where data from three
or more laboratories were available,
three times the standard deviation of the
LCMRLs was added to the mean of the
LCMRLs, to establish the MRL. In cases
where data from two laboratories were
available, three times the difference of
the LCMRLs was added to the mean of
the LCMRLs. In statistical theory
(Chebyshev’s Inequality), three standard
deviations around the mean
incorporates the vast majority (at least
88.9 percent) of the data points. In the
case where there are only two
laboratories, the difference serves as a
surrogate for the standard deviation due
to the uncertainty in the estimate of the
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standard deviation with only two data
points. The MRL for each analyte was
determined by then rounding this
number to two significant digits.
Note that Method 525.2 was
published before the LCMRL protocol
was developed. Therefore, no LCMRL
data are available for the analytes being
determined using this method. The
MRLs for acetochlor, alachlor, and
metolachlor were determined using the
same procedure used in UCMR 1, i.e.,
multiplication of the highest individual
laboratory method detection limit in the
method by a factor of 10. Note also that
there is a single MRL for perchlorate,
although there are four methods
approved for UCMR analyses. The value
of 0.57 µg/L is a mid-range value (and
the MRL determined for Method 332.0)
that is easily achievable for Methods
314.1, 331.0, and 332.0; and slightly
more difficult to achieve using Method
314.0.
LCMRLs were calculated by selected
laboratories during analytical method
development. There is no requirement
for laboratories that are analyzing
samples under the UCMR to determine
LCMRLs. The procedure for LCMRL
determination includes the following:
• Calibration curve analysis;
• Replicate sample analysis
requirements;
• Linear regression procedures; and
• Outlier evaluation.
The validation of laboratory
performance at or below the MRL would
be required to be performed by all
laboratories that analyze samples under
UCMR 2. Validation would consist of
two procedures:
• As part of the Initial Demonstration
of Capability (IDC) for each analytical
method, each laboratory would need to
process seven replicate samples, spiked
at or below the MRL, through the entire
method procedure (i.e., including
extraction and with all preservatives,
where applicable). This step would
need to be performed for each analyte.
Laboratories would be required to
demonstrate that, based on the results of
the seven replicates, their predicted
range of results will fall, with 99 percent
confidence, within 50 percent to 150
percent recovery, inclusive.
• During sample analysis, laboratories
would need to run a daily check sample
to demonstrate that, at or below the
MRL for each analyte, the measured
recovery is within 50 percent to 150
percent, inclusive. The results for any
analyte for which 50 percent to 150
percent recovery cannot be
demonstrated during the daily check
would not be valid. Laboratories may
elect to re-run the daily performance
check sample if the performance for any
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analyte or analytes cannot be validated.
If the performance for these analytes is
validated, then the laboratory
performance would be considered
validated. If not, or as an alternative to
analysis of a second check sample, the
laboratory may re-calibrate and repeat
the performance validation process for
all analytes.
Further details regarding these
procedures are available through EPA’s
UCMR Web site (https://www.epa.gov/
safewater/ucmr/ucmr2/) in a
document titled ‘‘UCMR 2 Laboratory
Approval Requirements and Information
Document’’ (USEPA, 2004k).
E. How Will Laboratories Conduct
UCMR Analyses?
All laboratories conducting analyses
under this regulation must be approved
by EPA to perform those analyses.
Laboratories seeking approval must
provide EPA with data that
demonstrates their successful
completion of an IDC as outlined in
each method, verification of successful
performance at the MRLs as specified in
today’s action, and successful
participation in an EPA Proficiency
Testing (PT) program for the analytes of
interest. On-site audits of selected
candidate laboratories may be
conducted. Details of the EPA laboratory
approval program are contained in the
technical manual titled: ‘‘UCMR 2
Laboratory Approval Requirements and
Information Document’’ (USEPA,
2004k). This document will be available
on the electronic docket at: https://
www.epa.gov/edocket/; or through
EPA’s UCMR Web site: https://
www.epa.gov/safewater/ucmr/ucmr2/
index.html. In addition, EPA may
supply analytical reference standards
for selected analytes to participating/
approved laboratories.
1. Laboratory Approval Process for
UCMR 2
The UCMR 2 laboratory approval
program is designed to assess and
confirm the capability of laboratories to
perform analyses using the methods
listed in Table 1 of today’s proposed
rule, in § 141.40(a)(3). With the
exception of EPA Method 525.2, the
UCMR 2 methods do not currently have
an established certification program.
Applicant laboratories that are already
approved by their State or primacy
entity to conduct drinking water
analyses using Method 525.2 will still
need to perform the UCMR approval
steps, including the related PT
evaluation. The UCMR 2 laboratory
approval process is designed to assess
whether laboratories meet the required
equipment, laboratory performance, and
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data reporting criteria described in
today’s action. This evaluation program
is voluntary in that it only applies to
laboratories intending to analyze UCMR
2 drinking water samples. However,
EPA will require systems to use UCMR
2-approved laboratories when
conducting monitoring for those
analytes listed in Table 1 of
§ 141.40(a)(3) of this rule. A list of
laboratories approved for UCMR 2 will
be posted to EPA’s UCMR Web site:
https://www.epa.gov/safewater/ucmr/
ucmr2/labs.html. Laboratories are
encouraged to apply for UCMR 2
approvals as early as possible, as
schedules for large PWS sampling will
be completed soon after the final rule is
promulgated. The steps for the
laboratory approval process are as
follows:
a. Request to Participate. The
laboratory must contact EPA requesting
to participate in the UCMR 2 laboratory
approval process. Laboratories must
send this request to: UCMR 2 Laboratory
Approval Coordinator, USEPA,
Technical Support Center, 26 West
Martin Luther King Drive (MS 140),
Cincinnati, OH 45268; or e-mail at:
UCMR_Sampling_Coordinator@epa.gov.
EPA will begin accepting requests for
registration forms for the methods
associated with the UCMR Contaminant
List (including List 1, Assessment
Monitoring, and List 2, Screening
Survey) beginning August 22, 2005. The
laboratory must request the necessary
registration forms within 90 days after
final rule publication.
b. Registration. EPA will send each
laboratory that requests registration
forms to conduct UCMR 2 analysis a list
of information that EPA will need to
process that application. This
registration information will provide
EPA with the basic information about
the candidate laboratory: Laboratory
name; mailing address; shipping
address; contact name; phone number;
fax number; e-mail address; and UCMR
2 methods for which the laboratory is
seeking approval. Thus, the purpose of
the registration step is to ensure that
EPA has all of the necessary contact
information, and that each laboratory
receives a customized application
package that will include materials and
instructions for the methods that it
plans to use.
c. Application Package. When EPA
receives the registration information, an
application package will be sent to the
laboratory for completion. This
application package will be customized
to address only those EPA methods
selected in the laboratory’s registration
information. EPA may provide
analytical standards to be used when
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conducting monitoring; however,
laboratories will be required to procure
their own standards, where
commercially available, to be used to
complete the application process.
Information requested in the application
will include:
• IDC data, including precision,
accuracy, and MRL studies;
• Information regarding analytical
equipment;
• Proof of current drinking water
laboratory certification; and
• Example chromatograms for each
method under review.
The laboratory must also confirm that
it will post UCMR 2 monitoring results
(on behalf of its PWS clients) to EPA’s
UCMR electronic data reporting system.
d. EPA Review of Application
Package. EPA will review the
application package and, if necessary,
request follow-up information.
Satisfactory completion of this portion
of the process will allow the laboratory
to participate in the UCMR 2 PT
program.
e. Proficiency Testing. A PT sample is
a synthetic sample containing a
concentration of an analyte that is
known to EPA, but unknown to the
laboratory being tested. To complete the
initial laboratory approval process, a
laboratory must successfully analyze
UCMR 2 PT sample(s) for each method
for which the laboratory is seeking
approval. EPA intends to offer up to
four opportunities for a laboratory to
successfully analyze the UCMR 2 PT
samples. Up to three of these studies
will be conducted prior to the
publication of the final rule, but at least
one study will be conducted after
publication of the final rule. When a
laboratory passes a PT for one of the
UCMR 2 methods, EPA will not send a
PT sample for that method in later PT
opportunities. Laboratories applying for
UCMR 2 approval, and laboratories
conducting UCMR 2 analyses, may be
subject to on-site laboratory audits. No
PT studies will be conducted after the
start of monitoring. No laboratories will
be approved that did not successfully
complete a PT study.
f. Written EPA Approval. After the
first five steps (a. through e.) have been
successfully completed, EPA will send
the laboratory a letter listing the
methods for which approval is pending
(if the PT study and laboratory
evaluation is conducted prior to
promulgation of the final rule) or
approval is granted (after promulgation
of the final rule). Laboratories receiving
a pending approval may be
automatically approved following
promulgation of the final rule, or they
may need to repeat all or part of the
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49109
approval process, contingent upon what
changes are applied to the rule between
proposal of the draft rule and
promulgation of the final rule. These
letters will also include a reminder that
the laboratory may be subject to on-site
audits.
2. Quality Control Requirements
For UCMR 2, EPA has made several
changes to the quality control
requirements, which were previously
located in § 141.40, Appendix A. The
quality control steps in Appendix A
information will be moved to
§ 141.40(a)(5). Requirements related to
MRLs and to laboratory approvals will
be incorporated into this section of the
proposed rule, and are discussed in
sections III.D and III.E.1, respectively.
Changes related to the quality control
requirements include:
• The language regarding Detection
Limits will be replaced with the
requirement to validate each
laboratory’s performance at or below the
MRL. Since UCMR 1 was promulgated,
EPA has developed new MRL and
LCMRL procedures. The MRL
procedures are now described in
§ 141.40(a)(5). Guidelines and
procedures for using LCMRLs in
establishing MRLs for UCMR 2 are
described in this preamble, and in a
document entitled: ‘‘Statistical Protocol
for the Determination of the SingleLaboratory Lowest Concentration
Minimum Reporting Level (LCMRL) and
Validation of the Minimum Reporting
Level (MRL)’’ (USEPA, 2004j).
• The calibration step will be
changed to remove the requirement for
acceptance ranges for each analytical
method. Because all of the methods
approved for UCMR 2 monitoring
specify calibration acceptance criteria, it
is not necessary to specify criteria in
this rule.
• The requirement to analyze a field
reagent blank (Reagent Blank Analysis)
will be removed because the analysis of
a field reagent blank is not required in
any of the methods proposed for UCMR
2. None of the analytes being proposed
are sufficiently hydrophobic or volatile
enough for there to be a serious concern
about sample contamination during
shipping.
• The requirement to analyze Quality
Control Samples will be removed since
they are not available for the majority of
the analytes contained in this rule.
• The terms Matrix Spike and Matrix
Spike Duplicate will be replaced with
Laboratory Fortified Sample Matrix and
Laboratory Fortified Sample Matrix
Duplicate, respectively, to be consistent
with the terms specified in the data
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elements table in § 141.35(e) of today’s
proposed action.
• The language to describe Internal
Standard Calibration will be modified to
more clearly describe the requirements.
• The requirements regarding the
Method Performance Test will not be
changed.
• The requirements related to
Detection Confirmation will be revised
to be consistent with the methods being
approved in this rule. Analytical results
for perchlorate determined to be at or
above the MRL using Methods 314.0
and 314.1 are required to be confirmed
by a second chromatographic column,
or by confirmation using Method 331.0
or 332.0, before being reported.
Alternatively, the primary analysis of
perchlorate may be conducted using
either Method 331.0 or 332.0.
• Reporting requirements will be
clarified and modified such that
laboratories will be required to report
their data to EPA’s electronic data
reporting system (https://www.epa.gov/
safewater/ucmr/ucmr2/reporting.html)
within 120 days of sample collection.
PWSs have 60 days from the laboratory
posting to review, approve, and submit
the data to the State and EPA via the
electronic reporting system. After 60
days from the laboratory’s posting, if the
PWS has not approved and submitted
the data, the data will be considered
approved and final for EPA review.
No changes will be made to the
requirements related to Sample
Collection and Preservation other than
the addition of the requirement for
laboratories using Method 314.0 for the
analysis of perchlorate to preserve their
samples as required in the other
approved perchlorate analysis methods.
In addition, the requirements
concerning Method Defined Quality
Control will not be changed.
F. How Are Systems Selected for UCMR
Monitoring?
1. How Are Systems Selected for
Assessment Monitoring?
a. Original Assessment Monitoring
Statistical Approach for UCMR 1. Under
UCMR 1, Assessment Monitoring was
specified to be conducted by all large
CWSs and NTNCWSs serving more than
10,000 people (e.g., a census of large
systems, totaling approximately 3,100),
and by a statistically representative
sample of 800 small systems (systems
serving 10,000 or fewer people). The
large size of the stratified random
sample allowed for a high level of
confidence in the resulting monitoring
data and low error or uncertainty within
the sample. The List 1 contaminants
monitored under Assessment
Monitoring are the priority
contaminants for which analytical
methods have already been developed.
EPA identified DQOs for the
representative sample of small systems
to include the following: data must
provide unbiased national exposure
estimates; and margins of error must be
kept to ±1 percent with 99 percent
confidence for CWSs and ±2.5 percent
with 95 percent confidence for
NTNCWSs. Use of a standard statistical
design formula to estimate the
minimum sample size and an assumed
estimated occurrence of approximately
1 percent resulted in a minimum sample
size of 659 systems. The sample size
was then adjusted upwards to account
for additional DQOs. Furthermore, the
sample was stratified across system size,
water source, and type to account for
differences in vulnerability, differential
occurrence, and management capacity,
as outlined below.
The small system representative
sample was designed to account for
different system sizes, types of systems,
sources of water supply, contaminants
likely to be found, and geographic
location (e.g., States), as outlined in
SDWA section 1445(a)(2)(A). The
sample was stratified considering the
proportion of the population served by
CWSs and NTNCWSs by water source
type (i.e., ground or surface water) and
system size category (i.e., serves 25 to
500 people, 501 to 3,300 people, and
3,301 to 10,000 people) within the water
source type. This stratification allowed
EPA to account for different exposure
risks of contaminant occurrence that
may be related to the differential
vulnerability of water sources and
differing management and financial
capacity that can vary across system
types and sizes.
EPA also allocated the selection of
small systems across all the States and
territories to account for differences in
spatial vulnerability and contaminant
occurrence and made adjustments to
ensure equity in participation. Because
contaminant exposure assessment was a
primary goal of UCMR 1, EPA began
with a base design that allocated
systems to States in proportion to the
population served. This populationweighted allocation leads to the best
estimates of national exposure.
However, this approach, when strictly
applied, assigns small numbers of
systems, or even zero systems, to the
smallest States and territories. To ensure
the sample was fully representative of
the nation and to provide equity across
States for involvement in the UCMR,
EPA adjusted the population-based
design to include at least two systems
from each State and territory in the
United States (with the exception of
Guam, which had only one PWS that
qualified). Small Tribal water systems in
each of the 10 EPA Regions were
grouped into a single category for the
representative sample. Thus, the Tribal
category was equivalent to a ‘‘State’’ for
the statistical selection process, which
ensured that Tribal systems would be
selected. Exhibit 7 summarizes the
system allocation across system sizes
and water sources, including the
adjustment for a minimum of two
systems per State.
EXHIBIT 7.—APPROXIMATE SAMPLE ALLOCATION FOR ASSESSMENT MONITORING: EXPECTED NUMBER OF SYSTEMS
SELECTED BY SYSTEM SIZE AND WATER SOURCE 1
Ground water
systems
Surface water
(and GWUDI)
systems 2
500 and Under .............................................................................................................................
501 to 3,300 .................................................................................................................................
3,301 to 10,000 ............................................................................................................................
103
250
230
57
50
110
160
300
340
Total ...............................................................................................................................
583
217
800
Size category
1 For
more information see ‘‘Statistical Design and Sample Selection for UCMR 1’’ (USEPA, 2001c).
= ground water under the influence of surface water.
2 GWUDI
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To provide an improved
understanding of contaminants and
conditions affecting small systems in
UCMR 1, EPA selected 30 small PWSs
from the systems in State Monitoring
Plans as ‘‘Index Systems’’ at which
contaminants would be monitored every
year during the five-year cycle. EPA
conducted the sampling and testing for
the Index Systems. At the time of
sampling, EPA also gathered other data
to characterize the environmental
setting affecting the system including
precipitation, land and water resource
use, and environmental data (such as
soil type and geology).
The details of the design are included
in ‘‘Statistical Design and Sample
Selection for the UCMR 1’’ (USEPA,
2001c). The design of UCMR 1 was
subjected to peer review and improved
by recommendations of the peer
reviewers, as well as from suggestions
made during the public comment and
response process in developing UCMR
1.
b. Proposed Assessment Monitoring
Statistical Approach for UCMR 2. EPA
proposes to maintain the same basic
statistical design for its UCMR 2
national representative sample of 800
small systems and to continue with a
census of large water systems for
Assessment Monitoring. EPA believes
that the combination of a nationally
representative sample of small systems
and a census of large systems provides
a powerful tool for assessing
contaminant occurrence in PWSs, and
believes that this is the most effective
and accurate survey approach, as long
as methods, laboratory capacity, and
cost issues allow for its implementation.
EPA is proposing to eliminate Index
System monitoring at small systems
under UCMR 2 based on the lack of
contaminant occurrence observed at
Index Systems monitored in UCMR 1.
2. How Are Systems Selected for the
Screening Survey?
a. Original Screening Survey
Statistical Approach for UCMR 1. The
Screening Survey tier of UCMR 1 was
designed as a statistical sample to assess
contaminant occurrence in PWSs.
However, because of the small number
of systems, the resulting data were only
designed to be used for national
estimates. Individual strata had too large
a variance to provide meaningful
estimates. The Screening Survey, List 2
contaminants were those for which
uncommon analytical methods were
used. To ensure there was enough
laboratory capacity to conduct these
new, specialized analyses, the Screening
Survey sample size was limited to 300
systems (120 large and 180 small PWSs).
Screening Survey results from UCMR 1
were generally expected to provide only
enough information for EPA to
determine whether a contaminant
should be elevated to future Assessment
Monitoring because at low occurrence
there would be considerable
uncertainty. Only at a relatively high
level of occurrence could a contaminant
be moved directly to regulatory
determination using the UCMR 1
Screening Survey data.
The Screening Survey sample of
systems was randomly selected from the
Assessment Monitoring sample pool to
allow systems some efficiency in
conducting sampling for both tiers of
monitoring. Screening Surveys and
Assessment Monitoring were scheduled
to coincide for those small system
systems selected for both. By design,
large Screening Survey systems were
selected from the pool of all large
systems, as all were required to conduct
Assessment Monitoring. However, there
were difficulties with the sample
selection for small systems because the
sample pool was small. During either of
the two UCMR 1 Screening Survey
years, the sample pool was restricted to
one-third of the Assessment Monitoring
systems (approximately 267). Thus, the
Screening Survey sample of 180 small
systems represented approximately 67
percent of the available sample pool in
a given year.
In general, the smaller sample size of
the Screening Surveys is associated with
higher margins of error and lower
confidence in estimating contaminant
occurrence (compared to the larger
Assessment Monitoring sample).
Although the sample as a whole can
provide nationally representative
estimates, sample results cannot be
subdivided to be representative of
individual strata, as they can be with
the larger Assessment Monitoring
sample. In addition, uncertainty is high
for low occurrence contaminants. The
samples for each Screening Survey
under UCMR 1 were allocated across
five system size categories, as well as
across ground water and surface water
(and ground water under the direct
influence of surface water (GWUDI))
systems, to provide coverage of
differences in vulnerability that may
exist. See Exhibit 8 for the sample
allocation across system size and source
water categories. Each size category was
given equal importance with 60 systems
selected from each size category, and
with the selected systems distributed
evenly between surface water and
ground water systems wherever possible
(i.e., 30 ground water and 30 surface
water systems were targeted to be
selected to monitor for each Screening
Survey). However, when there were not
enough systems in a given size/source
category, systems were allocated to the
other source within that same size
category. This was the case for small
systems because of the restricted sample
pool. This resulted in a uniform sample
allocation across all size categories, with
180 small systems and 120 large systems
in each of the two Screening Surveys.
This distribution was used to provide a
balance between population served and
the number of systems. A sampling
scheme weighted by population cannot
include many small and very small
systems; a scheme weighted by the
number of systems served can include
too many small systems at the expense
of large systems (USEPA, 2001c).
EXHIBIT 8.—UCMR 1 DESIGN ALLOCATION OF SYSTEMS FOR SCREENING SURVEYS, BY SIZE CATEGORY
Ground water
systems 1
Size category
Surface water
(and GWUDI)
systems 2
Total
Sample of Small Systems (serving 10,000 or fewer people)
500 and Under .............................................................................................................................
501 to 3,300 .................................................................................................................................
3,301 to 10,000 ............................................................................................................................
Subtotal Small Systems .......................................................................................................
30
30
30
90
30
30
30
90
60
60
60
180
30
30
30
30
60
60
Large Systems (serving more than 10,000 people)
10,001 to 50,000 ..........................................................................................................................
50,001 and over ...........................................................................................................................
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EXHIBIT 8.—UCMR 1 DESIGN ALLOCATION OF SYSTEMS FOR SCREENING SURVEYS, BY SIZE CATEGORY—Continued
Ground water
systems 1
Surface water
(and GWUDI)
systems 2
Subtotal Large Systems .......................................................................................................
60
60
120
Total ...............................................................................................................................
150
150
300
Size category
1 Includes
2 Includes
Total
systems with all of their water supplied by a ground water source.
systems with all or part of their source water supplied by surface water or GWUDI.
b. Proposed Screening Survey
Statistical Approach for UCMR 2. To
increase the statistical strength of the
Screening Survey sample, EPA proposes
to include additional PWSs in the
Screening Survey under UCMR 2. The
sample size will be increased in two
ways to ensure the data can be used to
support regulatory determinations and
rule development, if warranted. Thus, if
a contaminant of concern is found to
occur with some significance during the
Screening Survey, EPA may choose not
to conduct Assessment Monitoring and
move to make a regulatory
determination based on these data to
protect public health more quickly.
The proposed new Screening Survey
design also accounts for possible
laboratory capacity issues related to the
use of uncommon methods. The
Screening Survey will be conducted
across two years, rather than the oneyear implementation period that was
established under UCMR 1. Spreading
the monitoring across two years will
reduce the burden on the limited
number of laboratories that will be
capable of using these uncommon
methods. In today’s proposed rule, only
one Screening Survey list is included, as
compared to UCMR 1, in which separate
Screening Survey lists were issued for
chemical and microbial monitoring. As
shown in the UCMR 2 time line in
section III.K, Exhibit 10, EPA has left
open the possibility of a second
Screening Survey later in the UCMR 2
monitoring cycle, if necessary.
The proposed design increases
confidence in the sampling results in
two ways. First, the Screening Survey
would use a larger stratified random
sample of approximately 800 systems
(compared to 300 under UCMR 1),
allocated across five strata for systems
serving 100,000 or fewer people. The
sample size is derived from the same
rationale as that for Assessment
Monitoring, but the sample frame is
expanded to include large systems
serving between 10,001 and 100,000
people. Second, the Screening Survey
will include a census of the largest
PWSs, those serving more than 100,000
people (322 systems), referred to within
this section as ‘‘very large’’ systems.
Using a census of these very large
systems will minimize the possibility of
missing contaminant occurrence at the
systems that serve the largest portion of
the population, while keeping the
number of systems required to conduct
the Screening Survey relatively small.
No small systems (those serving 10,000
or fewer people) will be selected to
participate in more than one component
of UCMR 2 (i.e., will monitor for only
Assessment Monitoring or the Screening
Survey).
The sample of 800 systems serving
100,000 or fewer people will be divided
uniformly among 10 strata (as used in
past Screening Surveys under UCMR 1;
see Exhibit 8). With the census of the
systems serving 100,001 people or more
(approximately 322), plus the sample of
800 systems, 1,122 water systems will
monitor for the Screening Survey under
UCMR 2.
EXHIBIT 9.—ALLOCATION OF SYSTEMS FOR SCREENING SURVEY, LIST 2 CONTAMINANTS
Ground water
systems 1
Size category
Surface water
Total systems
(including
GWUDI) 2
Sample of Small Systems (serving 10,000 or fewer people)
50 and under ...............................................................................................................................
501 to 3,300 .................................................................................................................................
3,301 to 10,000 ............................................................................................................................
80
80
80
80
80
80
160
160
160
Subtotal Small Systems Sample ..........................................................................................
240
240
480
10,001 to 50,000 ..........................................................................................................................
50,001 to 100,000 ........................................................................................................................
80
80
80
80
160
160
Subtotal Large Systems Sample ..........................................................................................
160
160
320
Subtotal of Small and Large Systems Sample ....................................................................
400
400
800
Sample of Large Systems (serving 10,001 to 100,000 people)
Census of Very Large Systems (serving greater than 100,000 people)
100,001 and over .........................................................................................................................
61
261
322
Grand Total ...................................................................................................................
461
661
1,122
1Includes
2Includes
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systems with all or part of their source water supplied by surface water or GWUDI.
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3. What Is UCMR Pre-Screen Testing?
The third tier of UCMR 1, Pre-Screen
Testing, was envisioned for use with
methods that were in the early stages of
development, and/or methods that were
very specialized or limited in
applicability. It was to be conducted by
up to 200 PWSs that would be identified
by State agencies as vulnerable to the
List 3 contaminants. This testing would
be a targeted sampling to assess
occurrence in the most vulnerable
settings, and could help to guide the
next steps for contaminant evaluation as
well as methods development. Although
no Pre-Screen Testing has been
scheduled to date, nor has any been
proposed in this action, the Pre-Screen
Testing design could still be a useful
way to monitor for emerging
contaminants with highly technical,
specialized methods. Therefore, the rule
retains the language related to PreScreen Testing that was part of the
original rule.
4. What Are the Other Applicability
Considerations?
Applicability criteria for UCMR 2
remain similar to those under UCMR 1.
The survey design for the Screening
Survey is slightly different than that
under UCMR 1, as described in section
III.F.2. Specific UCMR 2 applicability
criteria are described in §§ 141.40(a)(1)
and (2) of today’s proposed action.
Notable changes or clarifications to the
applicability criteria include the
establishment of a clear date for rule
applicability; a requirement to notify
EPA in the case of changes to
applicability; and clarification regarding
the definition of system population, as
follows:
a. New Applicability Date. The
applicability requirements for PWSs
under UCMR 1 provided distinct criteria
(e.g., system size, water source, etc.)
which helped determine whether a
system could be subject to UCMR
monitoring requirements. However, a
specific date was not prescribed in the
UCMR 1 regulation to establish a cutoff
date by which systems did or did not fit
these criteria. This created uncertainty
defining applicability over the course of
the three-year monitoring period (2001–
2003). EPA is proposing in § 141.40(a) to
establish the UCMR 2 applicability
criterion that includes a specific
applicability date of June 30, 2005, at
which point a defined list of PWSs will
be established as subject to the rule
requirements.
b. Notice Regarding Changes to
Applicability Required. The proposed
rule also includes an allowance for
adjustments to a system’s applicability
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status through reporting requirements in
§ 141.35(b)(2). During the course of
UCMR 2 implementation, if a change
occurs at a system that affects UCMR
applicability or specific monitoring
requirements (such as a change of
source water, or closure of a sampling
location), the system can send a letter to
EPA explaining the changes and
requesting appropriate changes to its
monitoring requirements. However, to
ensure that a system does not
mistakenly discontinue monitoring,
today’s proposed action specifies that
the system must continue to monitor
according to established requirements
until it receives written approval from
EPA to change its requirements. EPA
will address these requests on a case-bycase basis.
c. Definition of System Population.
Under UCMR 1, large PWSs were
defined as those systems that served a
population of more than 10,000
individuals and small PWSs were those
that served 10,000 or fewer people.
While this included the sum of the
population served by the combined
distribution system this requirement
was occasionally misunderstood. In
today’s proposed action EPA has
explained more clearly that ‘‘population
served’’ is the sum of the retail
population served directly by the PWS
plus the population served by any
consecutive system(s) receiving all or
part of its finished water from that PWS.
As was established in the proposed
Stage 2 Disinfectants and Disinfection
Byproducts Rule (68 FR 49547, August
18, 2003 (USEPA, 2003b)) EPA defines
a ‘‘consecutive system’’ as a public
water system that buys or otherwise
receives some or all of its finished water
from one or more wholesale systems.
G. When Must Monitoring Be
Conducted?
1. Timing of Monitoring
The timing of monitoring is a critical
aspect of UCMR implementation.
Similar to UCMR 1, the UCMR 2
program will have two components:
Assessment Monitoring for List 1
contaminants, to be conducted July
2007–June 2010; and the Screening
Survey for List 2 contaminants, to be
conducted July 2007–June 2009.
For each component of UCMR 2,
participating systems will collect
samples as follows:
• Surface water sampling locations
(including all sampling locations for
which some or all of the water comes
from a surface water or GWUDI source)
will be sampled four times, three
months apart, during a continuous 12month period. These locations must be
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sampled in either the first, second, or
third month of four consecutive
quarters. Therefore, a system could
conduct monitoring in either: (1)
January, April, July, October; (2)
February, May, August, November; or
(3) March, June, September, December.
• Ground water sampling locations
(including only those sampling
locations at which all of the water
comes from a ground water source) will
be sampled two times, for six months
apart, during a continuous 12-month
period.
The specific days of the week for
sample collection and shipping are
limited to ensure sample quality. Under
both UCMR 1 and today’s proposed
UCMR 2, systems cannot collect
samples on Friday, Saturday, or Sunday.
The reason stated within the UCMR 1
language was that samples needed to be
shipped and received at the laboratory
within 30 hours of sampling to
accommodate requirements for the
sampling of microbiological parameters,
as well as to assure that the samples
were received within the required
temperature range. A 30-hour turnaround time is sometimes not possible
to achieve and there are no
microbiological parameters included in
this action. Therefore today’s action
proposes to replace the 30-hour turnaround time with the requirement that
samples be shipped and received at the
laboratory at the required temperature to
maintain sample quality.
2. Individual PWS Monitoring
Schedules
Based on lessons learned during
UCMR 1 implementation, EPA intends
to establish schedules for large system
monitoring to ensure adequate
laboratory capacity for the analysis of
UCMR contaminants, and to improve
the oversight of monitoring and data
reporting. Under UCMR 1, EPA
specified the year and months in which
small systems would monitor, for both
Assessment Monitoring and the
Screening Surveys, to ensure coverage
related to spatial and temporal
monitoring, and to enable scheduling of
laboratory analyses and shipping of
sampling materials (all of which EPA
paid for). However, schedules for large
systems only specified a particular year
for Screening Surveys. For Assessment
Monitoring, large systems could select
their year and months of monitoring,
within a three-year window. Large
systems were not required to notify EPA
of their Assessment Monitoring
schedule, and many opted to conduct
monitoring during the last possible year,
which created some implementation
problems. EPA was not able to project
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the numbers of PWSs or identify the
individual PWSs that had failed to
comply with the UCMR 1 requirements
until well into the final monitoring year,
making compliance assistance more
difficult. Greater scheduling flexibility
was believed justified for UCMR 1
because the majority of the approved
UCMR 1 analytical methods were also
approved for established compliance
monitoring. This flexibility allowed for
possible cost savings on laboratory fees
and sample collection burden. In
contrast, UCMR 2 methods are not
appropriate for compliance monitoring
(with the exception of Method 525.2,
which has been added to allow for the
monitoring of both the acetanilide
degradates, and the parent compounds).
EPA will use the State Monitoring
Plans 4 to identify all small and large
systems that will participate in the
UCMR program, and to identify the
monitoring schedule for each system.
More specifically, EPA will send each
State an initial State Monitoring Plan
that lists all small and large systems that
are subject to the UCMR requirements,
and an initial schedule for sampling
(year and months) for each system. In
the initial State Monitoring Plans for
each State, approximately one-third of
the PWSs will be scheduled to conduct
Assessment Monitoring in each
continuous 12-month period during July
2007 through June 2010 and
approximately one-half of the PWSs will
be scheduled to conduct the Screening
Survey in each continuous 12-month
period during July 2007 through June
2009. States that enter into Partnership
Agreements (PAs) with EPA will have
the option to review and revise PWS
monitoring schedules as part of their
modifications to the State Monitoring
Plans.
EPA will incorporate State revisions
to the final State Monitoring Plans,
including the sampling schedule
revisions, if system participation is
allocated approximately evenly across
the years of monitoring. PWSs will be
notified of their schedules by either EPA
or the State, as determined through PAs
(see section III.I of today’s action for
discussion of PAs). Large PWSs that
meet the UCMR 2 applicability criteria
will be required to conduct UCMR 2
Assessment Monitoring, regardless of
4 Under UCMR 1, initial State Monitoring Plans
included tabular listings of the small systems
selected to conduct Assessment Monitoring and
listings of all systems (small and large) selected to
conduct Screening Survey monitoring. Initial State
Monitoring Plans also included instructions to
States for revising and/or correcting their State
Monitoring Plans, including modifications to
sampling schedules for small systems. EPA
incorporated revisions from States and returned the
final State Monitoring Plans to each State.
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whether they are notified of a sampling
schedule by EPA or the State.
Large systems will have 210 days
from the publication of the final rule to
revise their schedule using the EPA
electronic data reporting system.
Following this 210-day period, if a large
PWS cannot sample according to the
required schedule (e.g., if a sampling
location is closed for more than 15 days
before and after the scheduled
monitoring), the PWS must send a letter
to EPA explaining the reason samples
cannot be taken according to the
assigned schedule, and requesting an
alternative schedule, either: (1) To
UCMR Sampling Coordinator, USEPA,
Technical Support Center, 26 West
Martin Luther King Drive (MS 140),
Cincinnati, OH 45268; or (2) by e-mail
at
UCMR_Sampling_Coordinator@epa.gov.
H. Where Are Samples Collected?
For UCMR 2 monitoring, EPA
proposes that all Assessment
Monitoring sampling locations be entry
points to the distribution system
(EPTDSs). Under UCMR 1, ‘‘raw source
water’’ sampling was allowed (if
required by the State for compliance
monitoring of regulated contaminants).
However, if a system monitoring its
source water detected any contaminants
above the MRL concentration during
UCMR 1 (and treatment was
subsequently applied), the system was
required to initiate monitoring at
EPTDSs. EPA proposes to eliminate the
option of source water monitoring under
UCMR 2 (except for source water that
leaves the EPTDS untreated) because:
• This created confusion and errant
reporting for systems during UCMR 1;
and
• The methods being proposed for
UCMR 2 are generally not applicable to
regulated contaminant monitoring, with
the exception of Method 525.2; thus,
UCMR 2 samples cannot be used to
meet regulatory requirements, and no
savings can be realized through use of
multi-analyte methods that coincide
with those for regulated contaminants.
EPA is proposing that the List 2
Screening Survey sampling locations be
a combination of EPTDSs and
distribution system sampling points.
Monitoring for all the List 2
contaminants would be conducted at
EPTDS sampling points. In addition to
the EPTDS sampling location,
monitoring for the nitrosamines would
also be conducted at a sampling point
location in the distribution system in
order to capture the occurrence of
NDMA as a disinfection byproduct
(DBP). Both free chlorine and
chloramines have been shown to form
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NDMA, but the rate of formation is
slow, making it likely that NDMA
concentrations will increase in the
distribution system (Mitch and Sedlak,
2002). Thus, EPA is proposing that
systems use their Stage 1 Disinfection
Byproduct Rule (DBPR) maximum
residence time sampling locations for
the collection of distribution system
samples for nitrosamine analyses.
Systems with multiple treatment plants
or sources of disinfected water will have
a distribution system maximum
residence time (DSMRT) sampling point
associated with each plant/water source
as defined in the Stage 1 DBPR
(§ 141.132(b)(1)(i)). However, for some
of the water systems that are required to
conduct Screening Survey monitoring,
the DSMRT sampling location may not
be previously defined. Water systems
that do not apply a chemical
disinfectant, and wholesalers who do
not have retail customers may not have
defined DSMRT sampling points in the
distribution system. For those cases,
EPA is proposing that the nitrosamine
samples be collected only at EPTDSs.
EPA is requesting comment on whether
or not nitrosamine samples should be
collected at both the DSMRT sampling
location and the EPTDS location or only
at the DSMRT sampling location.
EPA is also proposing language to
allow large systems that use ground
water sources and have multiple
EPTDSs to conduct monitoring at
representative entry point(s) rather than
at each EPTDS. Many systems with
multiple ground water EPTDSs
suggested to EPA during UCMR 1 that
these wells are often representative of
the same source of ground water (e.g.,
because they come from the same
aquifer in the same well field). To
monitor at representative EPTDSs,
systems must meet the criteria specified
in § 141.35(c)(3), and receive approval
from EPA or the State (refer to section
III.J.1 for a discussion of the criteria and
necessary documentation).
I. What Is the States’ Role in the UCMR
Program?
Under UCMR 2, EPA is clarifying
States’ potential role in rule
implementation. EPA will narrow the
optional activities under Partnership
Agreements (PAs), formerly referred to
as ‘‘Memoranda of Agreement,’’ so that
implementation responsibilities will be
clearer. Under UCMR 1, EPA included
regulatory language that described some
implementation and oversight activities
that States could agree to through the
PA process. However, because the
UCMR is a direct implementation rule,
State participation is voluntary. Specific
activities for individual States are
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identified and established through the
PAs, not through rule language. Thus to
streamline the language for UCMR 2,
EPA has deleted this non-rule language.
EPA has retained the language related to
the Governors’ petition process (see
§ 141.40(b)(1)), and the State-wide
waiver provision (see § 141.40(b)(2)).
One new responsibility under the PAs
that States may choose to accept will be
the review and approval of proposals for
representative EPTDSs that are
submitted by ground water systems. In
addition, EPA will expand the State
Monitoring Plans to include all PWSs
that are subject to UCMR (as compared
to UCMR 1 State Monitoring Plans,
which included just those selected for
the statistical samples). These changes
are described further below.
1. State Participation in Partnership
Agreements (PAs)
The statute provides a role for States
in developing a representative
monitoring plan for small systems
(SDWA section 1445(a)(2)(C)(i)). In
addition, States/Primacy agencies most
often have the best information about
PWSs in their State. Through PAs,
States can help EPA implement the
UCMR program and help ensure that the
UCMR data used for future regulatory
determinations will be of the highest
quality possible. During UCMR 1
implementation, State assistance with
implementation was critical to the
success of the program and was greatly
appreciated by the Agency. EPA would
like to continue to build upon these
partnerships by soliciting participation
from the States through the PA vehicle
for UCMR 2. However, under UCMR 2,
EPA plans to simplify the PAs. The
UCMR 1 PA was complex, with 43
assistance tasks that States could
perform or defer to EPA to act on.
2. Activities To Be Included in the
UCMR 2 PAs
The PA activity list under UCMR 2 is
substantially shorter than that under
UCMR 1 and will include a list of key
activities for partnering States to
perform, as discussed in this section.
All States that agree to partner with EPA
will be asked to review and provide any
needed revisions to the State Monitoring
Plan. Each State may agree to accept
additional responsibilities as
documented through each State’s final
PA with EPA. The primary potential
State activities are discussed in sections
a through c below. In addition, States
that have assumed full partnership
responsibilities may assist systems with
their monitoring and reporting
requirements, though the systems are
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ultimately responsible for compliance
with their UCMR requirements.
a. Review and Revision of the Initial
State Monitoring Plan. EPA will send
each State an initial State Monitoring
Plan that will identify the statistically
selected systems for Assessment
Monitoring and Screening Survey
monitoring, and all other large systems
that are subject to UCMR 2 requirements
and applicability criteria (see discussion
of UCMR 2 system selection in section
III.F of today’s action). For the
statistically selected systems, EPA will
provide a list of similar replacement
systems from which States can select to
replace systems that may not have been
appropriately specified in the initial
plan. If the State agrees to partner with
EPA, the State will be asked to notify
EPA that it either accepts the State
Monitoring Plan as is, or provide a
written request with proposed
modifications to the plan. Specific
timing of the State Monitoring Plan
coordination will be addressed in the
PAs. State modifications can include
any or all of the following allowed
changes:
• Replace or update information on
systems. A State can modify its State
Monitoring Plan by removing systems that
have closed, merged, or are purchasing all of
their water from another system. If a State
believes there are other reasons for removal
from the initial plan, it will be asked to
identify those systems, and provide an
explanation for removal, in the request to
modify the initial plan. If a State believes
there are large systems (those serving more
than 10,000 people) within their State that
have not been included on the list of
Assessment Monitoring systems, the State
will be asked to identify those systems, and
provide an explanation for their inclusion in
the request to modify the initial plan.
Information about the actual or potential
occurrence or non-occurrence of
contaminants at a system, or a system’s
vulnerability to contamination cannot be
used as a basis for removal from or addition
to the plan. For the set of statistically
selected systems, a State will be asked to
replace any system it removes with systems
from the replacement list, selecting
replacements in the order they are listed.
• Modify the timing of monitoring for
systems. A State may also modify the plan by
recommending changes to the timing of
monitoring for any system by selecting an
alternative schedule (year and months)
within the years specified for Assessment
Monitoring or the Screening Survey. One
reason a State may chose to modify the
timing for system sampling could be to
coordinate monitoring with regulated
contaminant compliance monitoring. As long
as system participation is allocated
approximately evenly across the years of
monitoring, the schedule can be modified for
any system in the initial plan.
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b. Review and Approval of PWS
Proposed Representative EPTDS. As
discussed in section III.H, some large
systems that use ground water as a
source and have multiple EPTDSs may
propose monitoring at representative
entry point(s) rather than at each
EPTDS. Large PWSs that have Stateapproved alternate EPTDS sampling
locations, as provided for under
§§ 141.23(a)(1), 141.24(f)(1), and
141.24(h)(1), may submit a copy of
documentation from their State that
approves their alternative sampling plan
for EPTDSs. PWSs that do not have an
approved alternative EPTDS sampling
plan may submit a proposal to sample
at representative EPTDS(s) rather than at
each individual EPTDS if: They use
ground water as a source; all of their
well sources have either the same
treatment or no treatment; and they
have an EPTDS for each well within a
well field (resulting in multiple EPTDSs
from the same source, such as an
aquifer). The existing approval
documentation from the State or the
representative well proposal, as
appropriate, must be submitted to the
UCMR Sampling Coordinator within
120 days after publication of the final
UCMR 2 regulation. EPA or the State
will review the proposal, coordinate any
necessary changes with the system, and
approve the final list of EPTDSs where
the system will be required to monitor.
No plan will be final until the system
receives written approval from EPA or
the State.
c. Notification and Instructions for
Systems. If a State agrees to notify their
systems, then within 30 days of
receiving their final State Monitoring
Plan, the State will be asked to notify all
systems in that final plan of their
monitoring and reporting requirements
under UCMR, including sampling
schedules. In addition, for each small
system in the plan (i.e., those serving
10,000 or fewer people), the State will
be asked to provide instructions on
location, frequency, timing of sampling,
use of sampling equipment, and
handling and shipment of samples
based on these regulations. EPA will
provide States with guidance and
templates for these small system
instructions. States that perform the
sampling or change the arrangements for
the monitoring at the small systems in
the plan will be asked to address these
alternative monitoring arrangements in
their PAs.
As part of the agreement to conduct
system notification, partnering States
will be asked to provide an electronic
listing of all PWSs that have been
notified within 30 days of that
notification. The list should be e-mailed
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in flat file or standard spreadsheet
format (such as Microsoft Excel) to:
UCMR_Sampling_Coordinator@epa.gov,
and should include the PWS
identification (PWSID) code and the
date notification was sent to each
system. A representative sample of the
notice letter should also be included.
3. What If States Do Not Participate in
a PA?
Although EPA encourages each State
to participate in a PA, States can choose
not to enter into this agreement with
EPA. In this event, the initial State
Monitoring Plan that EPA sends the
State will become the final State
Monitoring Plan for that State and EPA
will manage all UCMR-related activities,
coordinating directly with affected
PWSs in that State.
J. What Are the Data Reporting
Requirements?
Under the current unregulated
contaminant monitoring program,
reporting requirements exist at § 141.35.
Today’s proposed action modifies those
requirements to make reported results
most useful for sound scientific analyses
of the occurrence of unregulated
contaminants. The proposed UCMR
program identifies 15 data elements in
§ 141.35(e), Table 1, that must be
reported with unregulated contaminant
sample test results. Large systems
conducting Assessment Monitoring
must include data elements 1 through 5,
and 7 through 15 with each sample
result. Large systems conducting
Screening Survey must include
elements 1 through 15 with each result.
Small systems must record key data
elements on each sample form and
bottle. Small systems conducting
Assessment Monitoring must include
elements 1 through 5, and 7; and those
conducting Screening Survey must
include elements 1 through 7. With
today’s proposed changes to Table 1 in
§ 141.35(e), some of the reporting
requirements will remain the same, a
few are clarified, some have been
removed, and three new additional data
elements are being proposed. A minor
change that has been applied to many of
the data elements is a change in
nomenclature from ‘‘identification
numbers’’ to ‘‘identification codes’’ to
allow for the instances when
alphanumeric identifiers are necessary.
Other additions and clarifications to
§ 141.35 are proposed for reporting that
is required prior to and during
monitoring. The purpose of these
changes is to establish clear, enforceable
locations and time frames for each
system’s UCMR monitoring, and to
ensure that other critical rule-related
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information is communicated to EPA,
such as changes to a system’s
applicability under the rule.
Requirements in today’s proposed
action that are intended to ensure
communication regarding rule
applicability and compliance include
reporting of changes in system status or
other factors that affect a system’s
requirements under the rule (such as if
a system believes it does not meet the
applicability criteria for UCMR);
reporting to EPA if a system believes it
is subject to UCMR requirements, yet
has not been notified by either EPA or
the State regarding requirements; and
reporting to EPA if a system cannot
sample according to its assigned
schedule (e.g., budget constraints,
unavailability of sampling location
during scheduled month of monitoring).
Requirements and restrictions in
today’s proposed action related to
reporting of monitoring data are as
follows: Systems cannot report
previously collected sampling data
(because compliance with UCMR 2
requires the use of uncommon
analytical methods, most of which have
been developed specifically for UCMR 2
contaminants); and systems reporting
more than one set of results for the same
sampling location and event will have
the highest of the reported values as the
official result.
EPA is proposing through today’s
action that large systems report contact
information, sampling location
inventory information, and monitoring
results to EPA’s electronic data
reporting system: https://www.epa.gov/
safewater/ucmr/ucmr2/reporting.html.
Today’s proposed action also specifies
that communications requiring written
explanations or copies of
documentation be sent either: (1) To
UCMR Sampling Coordinator, USEPA,
Technical Support Center, 26 West
Martin Luther King Drive (MS 140),
Cincinnati, OH 45268; or (2) by e-mail
at
UCMR_Sampling_Coordinator@epa.gov.
This information may be entered by the
PWS, their State, laboratory, or other
representative of the PWS; however, the
PWSs is ultimately responsible for
compliance with this requirement.
1. What Information Is Required Prior
To Monitoring?
a. Contact Information. As with
UCMR 1, large systems are required to
report contact information to EPA.
Today’s proposed action clarifies that
this information must be sent within 90
days of final rule publication, and
specifies that the information must be
submitted to EPA’s electronic data
reporting system. Today’s proposed
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action also specifies that for small
systems, EPA will send a letter
requesting specific contact information.
Those small systems, or the partnered
State, must fill in the required
information and return it within 90 days
of receiving the request.
b. Sampling Location and Inventory
Information. EPA is proposing that large
PWSs provide inventory information for
each applicable sampling location. This
information must be reported through
EPA’s electronic reporting system
within 210 days of final rule
publication. For each sampling location,
or for each approved representative
sampling location (see the following
section, III.J.1.c for information about
representative sampling locations), large
PWSs must submit the following
information: PWSID code; PWS facility
identification code; sampling point
identification code; sampling point type
identification code; and sampling
location water type.
In addition, large systems that are
required to conduct Screening Survey
monitoring must also report the
disinfectant(s) used to maintain a
residual in the distribution system for
each distribution system sampling
location (see section III.J.3.a for
discussion of these reporting elements).
All systems serving more than 10,000
people must ensure that the information
concerning the disinfectants used, are
submitted along with the sample results.
c. Proposals for Ground Water
Representative Sampling Locations.
Some large systems that use ground
water as a source and have multiple
EPTDSs may propose monitoring at
representative entry point(s) rather than
at each EPTDS. Large PWSs that have
State-approved alternate EPTDS
sampling locations, as provided for
under §§ 141.23(a)(1), 141.24(f)(1), and
141.24(h)(1), may submit a copy of
documentation from their State that
approves their alternative sampling plan
for EPTDSs. PWSs that do not have an
approved alternative EPTDS sampling
plan may submit a proposal to sample
at representative EPTDS(s) rather than at
each individual EPTDS if: They use
ground water as a source; all of their
well sources have either the same
treatment or no treatment; and they
have an EPTDS for each well within a
well field (resulting in multiple EPTDSs
from the same source, such as an
aquifer). The existing approval
documentation from the State or the
representative well proposal, as
appropriate, must be submitted to the
UCMR Sampling Coordinator within
120 days after publication of the final
UCMR 2 regulation. EPA or the State
will review the proposal, coordinate any
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necessary changes with the system, and
approve the final list of EPTDSs where
the system will be required to monitor.
No plan will be final until the system
receives written approval from EPA or
the State.
The proposal must demonstrate that
any EPTDS selected as representative of
the ground water supplied from
multiple wells is associated with an
individual well that draws from the
same aquifer as the multiple wells (i.e.,
those being represented). For each
representative sampling location in the
proposal, systems must include the
following information: PWSID, facility
identification code, and sampling point
identification code. In addition, the
proposal must include supporting
documentation, which can include
system-maintained well logs or
construction drawings indicating
comparable depths (relative to elevation
datum) of screened intervals and details
of well casings and grouting; data
demonstrating relative homogeneity of
water quality constituents (e.g., pH,
dissolved oxygen, conductivity, iron,
manganese) in samples drawn from each
well; and data showing that the wells
are located in a limited geographic area
(e.g., all wells within a 0.5 mile radius)
and/or, if available, the hydrogeologic
data indicating time of travel separating
the representative well from each of the
individual wells it represents (e.g., all
wells within a five-year time of travel
delineation).
2. When Must Monitoring Results Be
Reported?
a. Large Systems. Today’s proposed
action establishes the timing of large
system review and approval of
monitoring data, as follows: Systems
must ensure that their laboratory posts
the data in EPA’s electronic data
reporting system (https://www.epa.gov/
safewater/ucmr/ucmr2/reporting.html)
within 120 days from the sample
collection date; systems then have 60
days from when the laboratory posts the
data in EPA’s electronic data reporting
system to review, approve, and submit
the data to the State and EPA via the
EPA electronic reporting system; if
systems do not take action on the data
within 60 days of the laboratory’s
posting to the electronic reporting
system, the data will be considered
approved by the system, and available
for EPA review, prior to public release.
b. Small Systems. Because EPA pays
for and organizes the small system
testing program, the review and
approval step for small systems differs.
Under today’s proposed action, small
systems would only be required to
record system and sample location
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information on the sampling forms and
bottles that are sent to them by the
UCMR Sampling Coordinator.
Procedures for submitting this
information will be specified in the
instructions sent to the system. Small
systems will not be required to review
monitoring results, although they will
be given a 60-day opportunity to review
such results prior to their results being
posted to the publicly available Web
site.
3. What Data Elements Are Required
With the Monitoring Results?
a. New Data Elements. EPA is
proposing to add three new data
elements: Water Source Type,
Disinfectant Type, and Sample Event
Code. Each is discussed in more detail
as follows:
• Water Source Type: A system’s
water source type dictates the
monitoring frequency (i.e., monitoring is
conducted during four consecutive
quarters for surface water/GWUDI
sampling locations and twice during the
monitoring year for ground water
sampling locations). Reporting of this
data element will help EPA ensure that
systems are collecting samples at the
required frequency. Systems are
required to report either of the following
codes for each sampling location:
—SW = surface water (to be reported if
the sampling location is served all or
in part by a surface water source);
—GW = ground water (to be reported if
the sampling location is served
entirely by a ground water source);
and
—GU = GWUDI (to be reported for water
facilities that are served all or in part
by ground water under the direct
influence of surface water).
• Disinfectant Residual Type: This
data element will identify the type of
disinfectant used to maintain a residual
in the distribution system. The
nitrosamine, NDMA (one of the
Screening Survey contaminants), has
been shown to form in chlorinated or
chloraminated water as a DBP. Thus,
EPA is interested in identifying the type
of disinfectant used to maintain a
disinfection residual in the distribution
system, including whether a
disinfectant residual is applied.
Reporting of this data element only
applies to those systems that are subject
to Screening Survey monitoring. These
systems will be required to verify that
each of the disinfectant code(s) that
indicate the type or types of treatment
used to maintain a disinfectant residual
in the distribution system be reported
for each Screening Survey sampling
location, as follows:
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—CL = chlorine;
—CA = chloramine;
—OT = all other types of disinfectant
(e.g., chlorine dioxide); and
—ND = no disinfectant used.
• Sample Event Code: This code will
provide EPA with a unique identifier to
associate reported field sample
analytical results with a sampling event
and, thus, allow the Agency to track
whether scheduled monitoring has been
completed. Using this code, PWSs will
be required to keep EPA informed of
any problems with their monitoring
schedule for any given sampling event.
For example, if resampling was needed
due to problems with laboratory
analyses, the system must inform EPA
of which scheduled sampling event was
being fulfilled by the results of the
(unscheduled) resampling by using the
Sample Event Code.
b. Unchanged Data Elements. There
will be no changes to the reporting
requirements for the following data
elements: Public Water System
Identification (PWSID) code, Sample
Collection Date, Analytical Method
Code, and Analytical Results—Sign.
c. Modified Data Elements. The
following data reporting elements have
been modified.
• Public Water System Facility
Identification Code—Sampling Point
Identification Code and Sampling Point
Type Identification: During UCMR 1,
Public Water System Facility
Identification Code—Sampling Point
Identification Code, and Sampling Point
Type Identification were all contained
in the same data element. EPA is
proposing to separate these into three
individual data elements, and to clarify
the meaning of each, with changes that
include:
—for Public Water System Facility
Identification Code, a shorter, clearer
definition, with length of the code
specified as five digits;
—for Sample Point Identification Code,
a revised definition which specifies
that the same identification code must
be used consistently for all current
and future unregulated contaminant
monitoring to represent the UCMR
sampling location; and
—for Sampling Point Type
Identification Code, a limitation for
UCMR 2 to ‘‘EP’’ for entry point to the
distribution system and ‘‘MR’’ for
Stage 1 DBPR maximum residence
time in distribution system because
sampling under UCMR 2 will be
limited to those two sampling
locations. Eliminating codes for other
sampling point types is intended to
reduce confusion.
• Sample Identification Code: The
size of the Sample Identification Code
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has been expanded to include an
alphanumeric value of up to 30
characters (formerly capped at 15)
assigned by the laboratory. The sample
identification code will uniquely
identify containers, or groups of
containers, which hold the water
samples collected at the same PWS/
facility/sampling location during the
same sample collection date. This
proposed action clarifies that the sample
identification code must be unique to
the sampling event within a PWS for
each laboratory. A laboratory may not
use the same sample identification code
for more than one sampling event.
• Contaminant/Parameter: Because
there are no water quality parameters
being monitored in this proposed
regulation, the Contaminant/Parameter
data element is being revised to remove
‘‘Parameter’’ from the data element
name, and the definition is being
revised to reflect this change.
• Analytical Result—Value: Because
the requirement to report the MRL is
being removed, the definition of
Analytical Result—Value is being
revised to remove the requirement to
report the MRL when the analytical
result is less than the MRL.
• Sample Analysis Type: Sample
Analysis Type is proposed to be revised
to better reflect the type of sample
collected. Previously, this data element
could have four values: RFS (raw field
sample), RDS (raw duplicate sample),
TFS (treated field sample), or TDS
(treated duplicate sample). These values
were reported by the laboratory, which
proved to be problematic, since the
laboratory did not possess enough
knowledge about the PWS treatment
system or the location from which the
sample was taken to be able to properly
assign the correct sample analysis type.
EPA is proposing to change the
reporting requirements such that
laboratories will be able to better define
the sample analysis type with the
following:
—FS = Field Sample, collected to fulfill
the UCMR monitoring requirements;
—LFSM = Laboratory Fortified Sample
Matrix, UCMR field sample with a
known amount of the contaminant of
interest added, associated with
precision and accuracy;
—LFSMD = Laboratory Fortified Sample
Matrix Duplicate, duplicate of the
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laboratory fortified sample matrix;
and
—CF = Concentration Fortified, the
concentration of a known
contaminant added to a field sample.
This change will allow EPA to collect
quality control information at the FS
level instead of a laboratory batch level,
and will allow EPA to know which
UCMR FS was fortified. One UCMR FS
should be fortified in duplicate within
each analytical batch containing a
UCMR sample. EPA will calculate
precision and accuracy of the aggregate
UCMR 2 monitoring data using the
individual quality control data reported
by systems.
• Laboratory Identification Code:
This data element was formerly part of
the Sample Batch Identification Code.
Since batch identification is being
eliminated, Laboratory Identification
Code is being kept as a stand-alone data
element. The value will be an EPAassigned laboratory identification code.
d. Data Elements No Longer Reported.
EPA is proposing to no longer use the
following eight data elements:
Analytical Result—Unit of Measure;
Minimum Reporting Level (MRL); MRL
Unit of Measure; Sample Batch
Identification Code; Analytical
Precision; Analytical Accuracy; and
Presence/Absence.
• Analytical Result—Unit of Measure,
Minimum Reporting Level (MRL), and
MRL Unit of Measure: Each of these data
elements are predefined by today’s
proposed action. All laboratories
analyzing UCMR samples will use the
same MRL and unit of measure for
UCMR analyses. EPA’s electronic data
reporting system will be populated with
the correct values for MRL and unit of
measure, so there is no need to report
these data elements.
• Sample Batch Identification Code,
Analytical Precision, and Analytical
Accuracy: These data elements are
related to laboratory quality control
information and laboratory batches. To
simplify reporting, EPA is removing
requirements to report batches. With the
removal of batches, the reporting of
associated quality control data such as
accuracy and precision will change.
Accuracy and precision will be
automatically calculated by the data
system as follows:
—Precision: Analytical precision will be
calculated from reported results for
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LFSM and LFSMD. Precision is the
degree of agreement between two
repeated measurements and is
monitored through the use of
duplicate fortified samples. For
purposes of the UCMR, analytical
precision is defined as the relative
percent difference (RPD) between
spiked duplicates analyzed in the
same batch of samples as the
analytical result. Precision is
calculated as RPD between fortified
matrix duplicates using:
RPD = [(X1 ¥ X2) / {(X1 + X2)/ 2}] × 100
Where:
X1 is the measured concentration of
the LFSM; and
X2 is the measured concentration of
the LFSMD.
—Accuracy: Analytical accuracy will be
calculated from reported results for
FS, LFSM, and CF. For purposes of
the UCMR, analytical accuracy is
defined as the percent recovery of the
contaminant in the LFSM analyzed in
the same analytical batch as the
associated FS result and calculated
using:
% recovery = [(concentration found in
fortified sample ¥ concentration
found in sample)/ concentration
fortified] × 100.
• Presence/Absence: This previously
reserved data element was removed
from the required list, as there are no
analyses currently proposed on UCMR 2
that would require a presence/absence
indicator.
K. Time Line of UCMR Activities
Monitoring under UCMR 2 is
scheduled for July 2007 through June
2010. Preparation will begin prior to
2007 and will include coordination of
laboratory approval, selection of
representative samples of systems,
development of State Monitoring Plans,
and notification of participating PWSs.
Assessment Monitoring for List 1
contaminants will be conducted from
July 2007 through June 2010. The
Screening Survey for List 2
contaminants will be conducted from
July 2007 through June 2009. Exhibit 10
illustrates the major activities that will
take place in preparation for and during
implementation of UCMR 2.
BILLING CODE 6560–50–P
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To minimize the impact of the rule on
small systems (those serving 10,000 or
fewer people), EPA will pay for the
sample kit preparation, sample shipping
fees, and analysis costs for these
systems. In addition, no small system
will be required to monitor for more
than one monitoring list of UCMR 2.
Large systems (those serving more than
10,000 people) will pay for the cost of
shipping and laboratory testing. Large
systems will be responsible for
reviewing, approving, and submitting
(i.e., ‘‘reporting’’) monitoring results to
EPA. Large systems have 60 days from
when the laboratory posts the data to
then review, approve, and submit the
data to the State and EPA, via EPA’s
electronic data reporting system. If they
do not electronically approve the
laboratory data within 60 days of the
laboratory’s posting to EPA’s electronic
reporting system, the data will be
considered approved and final for EPA
review. EPA and the State will conduct
its quality control review of the data for
60 days after the system reports the
data. This will also allow for quality
control review by States. After the
quality control review, EPA will place
the data in the national NCOD at the
time of the next database update.
1. Assessment Monitoring
Assessment Monitoring for List 1
contaminants will conducted from July
2007 through June 2010 by all large
systems (those systems serving more
than 10,000 people), and by a nationally
representative sample of 800 small
systems (those serving 10,000 people or
fewer). Samples will be collected from
EPTDSs. However, as clarified in
today’s proposed action, large ground
water systems with multiple EPTDSs
may be permitted to sample at
representative sampling locations for
each ground water source, as long as
those sites have been approved by EPA
or the State. Samples at ground water
locations will be collected twice during
a designated consecutive 12-month
period. Samples at locations that are fed
in whole or part by a surface water or
GWUDI source will be collected
quarterly during a designated
consecutive 12-month period. Large
system schedules (year and months of
monitoring) will be determined by EPA
in conjunction with the States (as
described in section III.G.2 of today’s
action). The Agency will schedule and
coordinate small system monitoring,
working closely with partnering States.
State Monitoring Plans will provide a
venue for States to review and revise the
initial sampling schedules that EPA
proposes. The 11 proposed List 1
contaminants to be monitored under
Assessment Monitoring are:
1,3-dinitrobenzene
2,2’,4,4’-tetrabromodiphenyl ether
(BDE–47)
2,2′,4,4′,5-pentabromodiphenyl ether
(BDE–99)
2,2′,4,4′,5,5′-hexabromobiphenyl (245–
HBB)
2,2′,4,4′,5,5′-hexabromodiphenyl ether
(BDE–153)
2,2′,4,4′,6-pentabromodiphenyl ether
(BDE–100)
2,4,6-trinitrotoluene (TNT)
Dimethoate
Hexahydro-1,3,5-trinitro-1,3,5-triazine
(RDX)
Perchlorate
Terbufos sulfone
2. Screening Survey
Sampling under the Screening Survey
for List 2 contaminants will be
conducted from July 2007 through June
2009 by all PWSs serving more than
100,000 people, and by a stratified
random sample of 800 PWSs serving
100,000 or fewer people. Samples
collected at EPTDSs will be analyzed for
the 15 contaminants listed below.
Because the nitrosamine NDMA can be
formed in chlorinated or chloraminated
water as a DBP, the concentration may
increase as the water travels through the
distribution system (Mitch and Sedlak,
2002). Thus, EPA proposes an
additional sampling location for the
nitrosamines at the DSMRT sampling
point defined under the Stage 1 DBPR
for each treatment plant that is required
to sample for DBPs. For plants that are
not required to monitor for DBPs either
because the water is not chemically
disinfected or because the water is sold
directly to another water system, the
sampling location for the nitrosamines
will be at the EPTDS; no DSMRT sample
will be required. Samples at ground
water locations will be collected twice
during a designated consecutive 12month period. Samples at locations that
are fed in whole or part by a surface
water or GWUDI source will be
collected quarterly during a designated
consecutive 12-month period. The 15
proposed List 2 contaminants to be
monitored under the Screening Survey
are:
Acetochlor
Acetochlor ESA
Acetochlor OA
Alachlor
Alachlor ESA
Alachlor OA
Metolachlor
Metolachlor ESA
Metolachlor OA
N-nitroso-diethylamine (NDEA)
N-nitroso-dimethylamine (NDMA)
N-nitroso-di-n-butylamine (NDBA)
N-nitroso-di-n-propylamine (NDPA)
N-nitroso-methylethylamine (NMEA)
N-nitroso-pyrrolidine (NPYR)
A summary of the estimated number
of systems to monitor under each UCMR
2 component is listed in Exhibit 11.
EXHIBIT 11.— SYSTEMS TO PARTICIPATE IN UCMR 2 MONITORING
Assessment
monitoring
Screening
survey
Pre-screen
testing
List 1
(July 2007–June
2010)
List 2
(July 2007–June 2009)
List 3
(TBD 1)
Small Systems:
25–10,000 ...............................................
800 selected systems
480 selected systems (different than those
for List 1).
TBD .........
1,280
Large Systems:
10,001–100,000 ......................................
100,001 and over ....................................
All (∼2,788) ................
All (∼322) ...................
320 selected systems ...................................
All (∼322) .......................................................
TBD .........
TBD .........
∼2,788
∼322
Total .................................................
∼3,910 ........................
∼1,122 ...........................................................
TBD .........
∼4,390
System size
Total 2
1 TBD
= To be determined
are not additive for large systems because all large systems conduct Assessment Monitoring, and a subset of these will also conduct
Screening Survey monitoring.
2 Totals
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IV. Cost and Benefits of Today’s
Proposed Action
In today’s action, EPA proposes a new
set of contaminants for monitoring in
the second five-year UCMR monitoring
cycle. In addition, UCMR 2 makes some
modifications to the rule design. UCMR
2 Assessment Monitoring (for List 1
contaminants) will be conducted from
July 2007 through June 2010 by 800
systems serving 10,000 or fewer, and by
all systems serving more than 10,000
people. It is assumed for this cost
estimation that one-third of systems will
monitor during each of the three
Assessment Monitoring years. The
Screening Survey for List 2
contaminants will be conducted from
July 2007 through June 2009 by 800
systems serving 100,000 or fewer, and
all systems serving more than 100,000
(approximately 320 systems). Small
systems (those serving 10,000 or fewer
people) will not be subject to more than
one component of UCMR 2 monitoring.
Labor costs pertain to systems, States,
and EPA. They include activities such
as reading the regulation, notifying
systems selected to participate, sample
collection, data review, reporting, and
record keeping. Non-labor costs will be
incurred primarily by EPA and by large
PWSs. They include the cost of shipping
samples to laboratories for testing and
the cost of the actual laboratory
analyses.
In today’s action, EPA proposes nine
analytical methods to monitor for 26
new UCMR contaminants (including
four method options for perchlorate).
Estimated system and EPA costs are
based on the analytical costs for these
methods. With the exception of Method
525.2, these methods are comparatively
new and will not coincide with other
compliance monitoring (e.g., no cost
savings for coincident monitoring can
be realized). Laboratory analysis and
shipping of samples account for
approximately 73 percent of the
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national cost for UCMR 2
implementation. These costs are
calculated as follows: The number of
systems, multiplied by the number of
sampling locations, multiplied by the
sampling frequency, multiplied by the
cost of laboratory analysis. Under
UCMR 2, surface water (and GWUDI)
sampling points will be monitored four
times during the applicable year of
monitoring, and ground water sampling
points will be monitored twice during
the applicable year of monitoring.
Screening Survey systems that are
required to monitor for DBPs will be
required to sample for nitrosamines at
one distribution system sampling point
per treatment plant (i.e., at the DSMRT),
as well as their EPTDS sampling
locations. EPA estimates of laboratory
fees are based on consultations with
national drinking water laboratories and
the costs of analytical methods similar
to those proposed in today’s action, unit
costs are as follows:
Assessment Monitoring (List 1):
GC/MS (for 7 contaminants) ........................................................................................................................................................................
Perchlorate (for 1 contaminant) ....................................................................................................................................................................
Explosives (for 3 contaminants) ...................................................................................................................................................................
$225
150
225
Total .......................................................................................................................................................................................................
Screening Survey (List 2):
Nitrosamines (for 6 contaminants) ...............................................................................................................................................................
Acetanilide degradates (for 6 contaminants) ...............................................................................................................................................
Acetanilide parents (for 3 contaminants) .....................................................................................................................................................
300
350
125
Total .......................................................................................................................................................................................................
775
Shipping is added to the calculated
costs to derive the total direct analytical
non-labor costs. Estimated shipping
costs were based on the average cost of
shipping of a 15-pound package.
Additional changes to the rule are
expected to affect costs to small systems
as compared to costs under UCMR 1.
• There will be no ‘‘Index System’’
component to the UCMR 2 program.
Under UCMR 1, samples were taken
from a group of 30 small Index Systems
during all five years of the monitoring
cycle to assess any trends in temporal
occurrence, other data variability, or
program problems. Based on its
experience with UCMR 1, EPA is not
proposing Index System monitoring for
UCMR 2.
• Small systems will only be involved
in one component of monitoring during
the five-year cycle. Since there will be
a greater number of systems involved in
the program, less monitoring will be
required of each participating system,
thus reducing the average cost per small
system.
In preparing the UCMR 2 information
collection request (ICR), EPA relied on
standard assumptions and data sources
used in the preparation of other
drinking water program ICRs. These
include the PWS inventory, number of
sampling points per system, and labor
rates. EPA expects that States will incur
only labor costs associated with UCMR
2 implementation. State costs were
estimated using the relevant modules of
the State Resource Model that was
recently developed by the Association
of State Drinking Water Administrators
(ASDWA) in conjunction with EPA
(ASDWA, 2003) to help States forecast
resource needs. Model estimates were
adjusted to account for actual levels of
State participation under UCMR 1.
Because State participation is
determined through the PAs, level of
effort will vary across States and depend
on their individual agreements with
EPA.
Over the UCMR implementation
period of 2007–2011, EPA estimates that
nationwide, the average annual cost of
UCMR 2 is approximately $8.42 million.
These total estimated annual costs
(labor and non-labor) are incurred as
follows:
Average annual
cost for all respondents
(2007–2011)
(millions)
Respondent
Small Systems (25–10,000), including labor only (non-labor costs are paid for by EPA) ...........................................................
Large Systems (10,001–100,000), including labor and non-labor costs ......................................................................................
Very Large Systems (100,001 and greater), including labor and non-labor costs .......................................................................
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4.03
1.53
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Average annual
cost for all respondents
(2007–2011)
(millions)
Respondent
States, including labor costs related to implementation coordination ...........................................................................................
EPA, including labor for implementation coordination and non-labor for small system testing ...................................................
0.49
2.32
National total ...........................................................................................................................................................................
8.42
Additional details regarding EPA’s
cost assumptions and estimates can be
found in the ICR Number 2192.01
amendment prepared for this proposed
rule which presents estimated cost and
burden for the 2007–2009 period.
Estimates of costs over the entire second
five-year UCMR cycle of 2007–2011 are
attached as an appendix to the ICR.
Copies of the ICR and its amendment
may be obtained from the EPA public
docket for this proposed rule, which
includes this ICR, under Docket ID
Number OW–2004–0001.
V. Technical Corrections
When EPA published ‘‘Revisions to
the Unregulated Contaminant
Monitoring Regulation for Public Water
Systems; Final Rule,’’ on September 17,
1999 (64 FR 50556, (USEPA, 1999c)),
two references to § 141.40 in § 141.24
became obsolete, but were not corrected
in the 1999 rule. EPA is proposing to
correct this technical error by
eliminating the reference to
requirements for monitoring for
aldicarb, aldicarb sulfone, and aldicarb
sulfoxide in § 141.24(h) and
§ 141.24(h)(7)(v).
VI. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866, [58 FR
51735, (October 4, 1993)] the Agency
must determine whether a regulatory
action is ‘‘significant’’ and therefore
subject to Office of Management and
Budget (OMB) review and the
requirements of the Executive Order.
The Order defines ‘‘significant
regulatory action’’ as one that is likely
to result in a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or Tribal governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
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Assessment Monitoring activity (i.e.,
January through June of 2010) that is not
captured in the ICR estimates.
Small systems (those serving 10,000
or fewer) that are selected for UCMR 2
monitoring will sample an average of
2.2 times per system (i.e., number of
responses per system) across the threeyear ICR period of 2007–2009. The
average burden per response for small
systems is estimated to be 3.1 hours.
Large systems (those serving 10,001 to
100,000 people) and very large systems
(those serving more than 100,000
B. Paperwork Reduction Act
people) will sample and report an
The information collection
average of 2.5 and 3.6 times per system,
requirements in this proposed rule have
respectively, across the three-year ICR
been submitted for approval to the OMB
period of 2007–2009. The average
under the Paperwork Reduction Act, 44
burden per response for large and very
U.S.C. 3501 et seq. The ICR document
prepared by EPA has been assigned EPA large systems are estimated to be 8.9 and
12.9 hours, respectively. The larger
ICR number of 2192.01.
The information to be collected under burden per response for the very large
systems reflects the fact that these
today’s proposed rule fulfills the
systems typically have more sampling
statutory requirements of section
locations than large systems. States are
1445(a)(2) of SDWA, as amended in
assumed to have an average of 1.0
1996. The data to be collected will
response per year, related to
describe the source of the water,
coordination with EPA and systems,
location, and test results for samples
taken from PWSs. The concentrations of with an average burden per response of
any identified UCMR contaminants will 203.2 hours. In aggregate, during the ICR
period of 2007–2009, the average
be evaluated regarding health effects
response (e.g., responses from systems
and will be considered for future
and States) is associated with a burden
regulation accordingly. Reporting is
of 10.7 hours, with a labor plus nonmandatory. The data are not subject to
labor cost of $1,609 per response.
confidentiality protection.
The annual average per respondent
The annual burden and cost estimates
burden hours and costs for the ICR
described below are for the
period of 2007–2009 are: Small
implementation assumptions described
systems—2.3 hour burden at $57 for
in section IV, Cost and Benefits of the
labor; large systems—7.5 hours at $204
Rule, of today’s proposed action.
for labor, and $1,894 for analytical costs;
Respondents to the UCMR 2 will
very large systems—15.6 hours at $512
include 1,280 small water systems (800
for labor, and $7,392 for analytical costs;
for Assessment Monitoring, and 480 for
Screening Survey monitoring), the 3,110 and States—203.2 hours at $11,107 for
labor. Annual average burden and cost
large PWSs, and the 56 States and
per respondent (including both systems
Primacy agencies (4,446 total
respondents). The frequency of response and States) is estimated to be 9.02
hours, with a labor plus non-labor cost
varies across respondents and years.
of $1,355 per respondent (note that
System costs (particularly laboratory
small systems do not pay for testing
analytical costs) vary depending on the
costs, so they only incur labor costs).
number of sampling locations. Most
The Agency estimates the annual
Assessment Monitoring systems will
burden to EPA for proposed UCMR
conduct sampling evenly across July
2007-June 2010 (i.e., one-third in each of program activities during the ICR years
of 2007–2009 to be approximately 9,533
the 3 consecutive 12-month periods).
hours, at an annual labor cost of $0.60
Because the applicable ICR period is
million. EPA’s annual non-labor costs
2007–2009, there is one-half year of
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
It has been determined that this rule
is not a ‘‘significant regulatory action’’
under the terms of Executive Order
12866 and is therefore not subject to
OMB review.
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are estimated to be $2.8 million. EPA’s
non-labor costs are primarily attributed
to the cost of sample testing for small
systems (testing is just under 90 percent
of non-labor cost).
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, disclose or
provide information to or for a Federal
agency. This includes the time needed
to review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating and verifying information,
processing and maintaining
information, and disclosing and
providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for EPA’s regulations in 40
CFR are listed in 40 CFR Part 9.
To comment on the Agency’s need for
this information, the accuracy of the
provided burden estimates, and any
suggested methods for minimizing
respondent burden, including the use of
automated collection techniques, EPA
has established a public docket for this
rule, which includes this ICR, under
Docket ID No. OW–2004–0001. Submit
any comments related to the ICR for this
proposed rule to EPA and OMB. See
ADDRESSES section at the beginning of
this action for where to submit
comments to EPA. Send comments to
OMB at the Office of Information and
Regulatory Affairs, Office of
Management and Budget, 725 17th
Street, NW., Washington, DC 20503,
Attention: Desk Office for EPA. Since
OMB is required to make a decision
concerning the ICR between 30 and 60
days after August 22, 2005, a comment
to OMB is best assured of having its full
effect if OMB receives it by September
21, 2005. The final rule will respond to
any OMB or public comments on the
information collection requirements
contained in this proposed action.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
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rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
The RFA provides default definitions
for each type of small entity. Small
entities are defined as: (1) A small
business as defined by the Small
Business Administration’s (SBA)
regulations at 13 CFR 121.201; (2) a
small governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any ‘‘not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.’’ However, the
RFA also authorizes an agency to use
alternative definitions for each category
of small entity, ‘‘which are appropriate
to the activities of the agency’’ after
proposing the alternative definition(s) in
the Federal Register and taking
comment 5 U.S.C. 601(3)–(5). In
addition, to establish an alternative
small business definition, agencies must
consult with SBA’s Chief Counsel for
Advocacy.
For purposes of assessing the impacts
of today’s proposed rule on small
entities, EPA considered small entities
to be PWSs serving 10,000 or fewer
people, because this is the system size
specified in SDWA as requiring special
consideration with respect to small
system flexibility. As required by the
RFA, EPA proposed using this
alternative definition in the Federal
Register, (63 FR 7605, February 13, 1998
(USEPA, 1998a)), requested public
comment, consulted with the Small
Business Administration (SBA), and
finalized the alternative definition in
the Consumer Confidence Reports
rulemaking, (63 FR 44511, August 19,
1998 (USEPA, 1998c)). As stated in that
Final rule, the alternative definition
would be applied to this regulation as
well.
After considering the economic
impacts of today’s proposed rule on
small entities, I certify that this action
will not have a significant economic
impact on a substantial number of small
entities. The small entities directly
regulated by this proposed rule are
PWSs serving 10,000 or fewer people.
EPA has determined that the small
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49123
entities subject to the requirements of
this proposed rule are a subset of the
small PWSs (those serving 10,000 or
fewer people). The Agency has
determined that 1,280 small PWSs
(across Assessment Monitoring and the
Screening Survey), or approximately 2
percent of small systems, will
experience an impact of less than 0.6
percent of revenues/sales; the remainder
of systems will not be impacted.
Although this proposed rule will not
have a significant economic impact on
a substantial number of small entities,
EPA nonetheless has tried to reduce the
impact of this rule on small entities. To
ensure that this proposed rule will not
have a significant economic impact on
a substantial number of small entities,
EPA will assume all costs for analyses
of the samples and for shipping the
samples from these systems to the
laboratories contracted by EPA to
analyze UCMR 2 samples. EPA has set
aside $2.0 million each year from the
State Revolving Fund (SRF) with its
authority to use SRF monies for the
purposes of implementing this
provision of SDWA. Thus, the costs to
these small systems will be limited to
the labor hours associated with
collecting a sample and preparing it for
shipping.
The Agency continues to be interested
in the potential impacts of the proposed
rule on small entities and welcomes
comments on issues related to such
impacts.
The evaluation of the overall impact
on small systems, summarized in the
preceding discussion, is further
described as follows. EPA analyzed the
impacts for privately-owned and
publicly-owned water systems
separately, due to the different
economic characteristics of these
ownership types. For publicly-owned
systems, EPA used the ‘‘revenue test,’’
which compares annual system costs
attributed to the rule to the system’s
annual revenues. EPA used a ‘‘sales
test’’ for privately-owned systems,
which involves the analogous
comparison of UCMR-related costs to a
privately-owned system’s sales. EPA
assumes that the distribution of the
sample of participating small systems
will reflect the proportions of publiclyand privately-owned systems in the
national inventory. The estimated
distribution of the representative
sample, categorized by ownership type,
source water, and system size, is
presented below in Exhibit 12.
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EXHIBIT 12.—NUMBER OF PUBLICLY- AND PRIVATELY-OWNED SYSTEMS SUBJECT TO UCMR 2
System size
Publicly-owned
Privately-owned
Total
Ground Water
500 and under ...............................................
501 to 3,300 ...................................................
3,301 to 10,000 ..............................................
102
179
95
528
61
19
630
240
114
Subtotal GW ...........................................
376
608
984
Surface Water (and GWUDI)
500 and under ...............................................
501 to 3,300 ...................................................
3,301 to 10,000 ..............................................
48
95
87
53
6
7
101
101
94
Subtotal SW ............................................
230
66
296
Total of Small Water Systems ........
606
674
1,280
The basis for the UCMR 2 RFA
certification for this proposed rule is as
follows: For the 1,280 small water
systems that will be affected, the
average annual costs for complying with
this rule represent less than 0.6 percent
of system revenues or sales (the highest
estimated percentage is for surface
water/GWUDI systems serving 500 or
fewer people, at 0.53 percent of its
median sales). Exhibit 13 presents the
yearly costs to small systems, and to
EPA for the small system sampling
program, along with an illustration of
system participation for each year of the
UCMR 2 program.
EXHIBIT 13.—EPA AND SMALL SYSTEMS COSTS FOR IMPLEMENTATION UCMR 2
Cost description
2007
2008
2009
2010
2011
Total
Costs to EPA for Small System Program (including Assessment Monitoring, and the Screening Survey)
$1,747,951
$3,495,903
$2,278,325
$530,374
$0
$8,052,553
$0
$226,695
$539,711
$0
$8,279,248
⁄ PWSs Sample ......
....................................
..............................
..............................
800
480
Costs to Small Systems (including Assessment Monitoring, and the Screening Survey)
$122,838
$56,789
$37,731
$9,337
Total Costs to EPA and Small Systems for UCMR 2
$1,870,789
$3,552,692
$2,316,056
System Monitoring Activity Time Line 1
Assessment Monitoring ........
Screening Survey .................
1 Total
⁄ PWSs Sample ......
⁄ PWSs Sample ......
⁄ PWSs Sample ......
⁄ PWSs Sample ......
13
13
12
12
13
number of systems is 1,280. No small system conducts both Assessment Monitoring and Screening Survey.
System costs are attributed to the
additional labor required for reading
about their requirements, monitoring,
reporting, and record keeping. The
estimated average annual burden across
the five-year UCMR 2 implementation
period of 2007–2011 is estimated to be
1.4 hours at $35 per small system.
Average annual cost, in all cases, is less
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than 0.6 percent of system revenues/
sales. As required by the SDWA, the
Agency specifically structured the rule
to avoid significantly affecting small
entities by assuming all costs for
laboratory analyses, shipping, and
quality control for small entities. As a
result, EPA incurs the entirety of the
non-labor costs associated with UCMR 2
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small system monitoring, or 97 percent
of small system testing costs. Exhibits
14 and 15 present the estimated
economic impacts in the form of a
revenue test for publicly-owned systems
and a sales test for privately-owned
systems, respectively.
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EXHIBIT 14.—UCMR 2 RELATIVE COST ANALYSIS FOR PUBLICLY-OWNED SYSTEMS (2007–2011)
Annual
number of
systems impacted
System size
Average annual hours
per system
(2007–
2011)
Average annual cost
per system
(2007–
2011)
20
36
19
1.1
1.3
1.8
$26.38
33.43
46.50
0.11
0.02
0.01
9
19
17
2.0
2.0
2.2
47.45
50.63
58.46
0.20
0.04
0.01
‘‘Revenue
Test’’ 1
(percent)
Ground Water Systems
500 and under .................................................................................................................
501 to 3,300 .....................................................................................................................
3,301 to 10,000 ................................................................................................................
Surface Water (and GWUDI) Systems
500 and under .................................................................................................................
501 to 3,300 .....................................................................................................................
3,301 to 10,000 ................................................................................................................
1 The ‘‘Revenue Test’’ was used to evaluate the economic impact of an information collection on small government entities (e.g., publiclyowned systems); costs are presented as a percentage of median annual revenue in each size category.
EXHIBIT 15.—UCMR 2 RELATIVE COST ANALYSIS FOR PRIVATELY-OWNED SYSTEMS (2007–2011)
Annual number of systems
impacted
System size
Average annual hours per
system
(2007–2011)
Average annual cost per
system
(2007–2011)
‘‘Sales Test’’ 1
(percent)
Ground Water Systems
500 and under .................................................................................................
501 to 3,300 .....................................................................................................
3,301 to 10,000 ................................................................................................
105
12
4
1.1
1.3
1.8
$26.38
33.43
46.50
0.30
0.02
.01
2.0
2.0
2.2
47.45
50.63
58.46
0.53
0.03
0.01
Surface Water (and GWUDI) Systems
500 and under .................................................................................................
501 to 3,300 .....................................................................................................
3,301 to 10,000 ................................................................................................
11
1
1
1 The ‘‘Sales Test’’ was used to evaluate the economic impact of an information collection on small private entities (e.g., privately-owned systems); costs are presented as a percentage of median annual sales in each size category.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and Tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and Tribal governments, in the
aggregate, or to the private sector, of
$100 million or more in any 1 year.
Before promulgating an EPA rule for
which a written statement is needed,
section 205 of the UMRA generally
requires EPA to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective, or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
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adopt an alternative other than the least
costly, most cost-effective, or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation of why that
alternative was not adopted. Before EPA
establishes any regulatory requirements
that may significantly or uniquely affect
small governments, including Tribal
governments, it must have developed
under section 203 of the UMRA a small
government agency plan. The plan must
provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this rule
does not contain a Federal mandate that
may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
the private sector in any one year. Total
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annual costs of today’s proposed rule
(across the implementation period of
2007–2011), for State, local, and Tribal
governments and the private sector, are
estimated to be $8.42 million, of which
EPA will pay $2.32 million, or
approximately 28 percent. Thus, today’s
rule is not subject to the requirements
of sections 202 and 205 of the UMRA.
EPA has determined that this rule
contains no regulatory requirements that
might significantly or uniquely affect
small governments. The Agency will
pay for the reasonable costs of sample
analysis for the small PWSs required to
monitor for unregulated contaminants
under this proposed rule, including
those owned and operated by small
governments. The only costs that small
systems will incur are those attributed
to collecting the UCMR samples and
packing them for shipping to the
laboratory (EPA will pay for shipping).
These costs are minimal. They are not
significant or unique. Thus, today’s rule
is not subject to the requirements of
UMRA section 203.
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E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255, August 10,
1999), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This proposed rule does not have
Federalism implications. It will not
have substantial direct effects on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132.
The cost to State and local
governments is minimal, and the rule
does not preempt State law. Thus,
Executive Order 13132 does not apply
to this rule. In the spirit of Executive
Order 13132, and consistent with EPA
policy to promote communications
between EPA and State and local
governments, EPA specifically solicits
comment on the proposed rule from
State and local officials.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249, November 9, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
tribal officials in the development of
regulatory policies that have tribal
implications.’’
EPA has concluded that this proposed
rule will have Tribal implications.
However, it will neither impose
substantial direct compliance costs on
Tribal governments, nor preempt Tribal
law. As described previously, this
proposed rule requires monitoring by all
large systems (i.e., those serving more
than 10,000 people); one Tribal water
system (the Navajo Tribal Utility
Authority) has been identified as a large
system. This proposal rule also requires
monitoring by a nationally
representative sample of small systems
(i.e., those serving 10,000 or fewer
people). EPA estimates that
approximately one percent of small
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Tribal systems will be selected as part
of such sample.
With regard to the single large Tribal
system, EPA estimates the average
annual cost for a large system over the
five-year rule period to be less than
$1,500. Such cost is based on a labor
component (associated with the
collection of samples) and a non-labor
component (associated with shipping
and laboratory fees) and represents less
than 0.05 percent of average revenue/
sales for large systems.
With regard to small Tribal systems
that may be selected as part of the
nationally representative sample, EPA
estimates the average annual cost over
the five-year rule period to be $35. Such
cost is based on the labor associated
with collecting a sample and preparing
it for shipping and represents less than
0.6 percent of average revenue/sales for
small systems. All other small-system
expenses (associated with shipping and
laboratory fees) are paid by EPA.
EPA consulted with Tribal officials
early in the process of developing the
UCMR program to permit them to have
meaningful and timely input into its
development. In developing the original
UCMR rule, EPA held stakeholder
meetings and prepared background
information for stakeholder review. EPA
sent requests for review of stakeholder
documents to nearly 400 Tribes, Tribal
organizations, and small systems
organizations to obtain their input.
Representatives from the Indian Health
Service (IHS) Sanitary Deficiency
System (SDS) and Tribes were consulted
regarding decisions on rule design, the
design for the statistical selection of
small systems, and potential costs.
Tribes raised issues concerning the
selection of the nationally
representative sample of small systems,
particularly the manner in which Tribal
systems would be considered under the
sample selection process. EPA
developed the sample frame for Tribal
systems and Alaska Native water
systems in response to those concerns.
EPA worked with the Tribes, Alaska
Natives, the IHS, and the States to
determine how to classify each Tribal
system for consideration in the
statistically-based selection of the
nationally representative sample of
small systems. As a result of those
discussions, small PWSs that are located
in Indian country in each of the EPA
Regions containing Indian country were
evaluated as part of a Tribal category
that receives selection consideration
comparable to that of small systems
outside of Indian country. Thus, Tribal
systems have the same probability of
being selected as other water systems in
the stratified selection process that
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weighs systems by water source and size
class by population served.
Today’s proposed rule, addressing the
next UCMR period, maintains the basic
program design of the original UCMR,
building upon the structure established
by the original rule for this cyclical
program. The primary changes include:
(1) Improving the design of the
Screening Survey for List 2
contaminants to increase the statistical
strength of the sampling results; (2)
updating the lists of contaminants to be
monitored and the analytical methods
approved to conduct that monitoring;
(3) revising the ‘‘data elements’’
required to be reported; and (4) revising
the implementation of the monitoring
program to reflect ‘‘lessons learned’’
during UCMR 1.
As part of the development of this
proposed rule, EPA held a public
stakeholder meeting on October 23,
2003. This meeting was announced to
the public in a Federal Register notice
dated September 11, 2003. Prior to the
meeting, background materials and rule
development information were sent to
specific stakeholders, including
representatives from the Indian Health
Service and the Native American Water
Association.
EPA specifically solicits additional
comment on this proposed rule from
Tribal officials.
G. Executive Order 13045: Protection of
Children From Environmental Health
and Safety Risks
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (62 FR 19885,
April 23, 1997), applies to any rule that:
(1) Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
This proposed rule is part of the
Agency’s overall strategy for deciding
whether to regulate the contaminants
identified on the CCL (63 FR 10274,
March 2, 1998 (USEPA, 1998b)). The
purpose of today’s proposed rule is to
ensure that EPA has data on the
occurrence of contaminants on the CCL
where those data are lacking. EPA is
also taking steps to ensure that the
Agency will have data on the health
effects of these contaminants on
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children through its research program.
The Agency will use these data (both
contaminant occurrence and health
effects) to help decide whether or not to
regulate any of these contaminants.
This proposed rule is not subject to
the Executive Order because it is not
economically significant as defined in
Executive Order 12866, and because the
Agency does not have reason to believe
the environmental health or safety risks
addressed by this action present a
disproportionate risk to children.
However, given EPA’s interest in
protecting children’s health, as part of
the provisions in the rule allowing State
Governors to petition EPA to add
contaminants to the UCMR Contaminant
List, EPA is specifically asking
Governors to include any information
that might be available regarding
disproportional risks to the health or
safety of children. Such information
would help inform EPA’s decision
making regarding the UCMR
Contaminant List.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001) because it is
not a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104–
113, Section 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards.
This proposed rulemaking involves
technical standards. Therefore, the
Agency conducted a search to identify
potentially applicable voluntary
consensus standards. In preparing this
proposed action, EPA searched for
consensus methods published by the
three major voluntary consensus
method organizations, Standard
Methods, Association of Analytical
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Communities International, and
American Society for Testing and
Materials, that would be acceptable for
compliance determinations under
SDWA for the Unregulated Contaminant
Monitoring List. However, EPA
identified no such standards. For those
parameters included in this proposed
action, EPA was unable to use methods
from either EPA or voluntary consensus
method organizations that were
applicable to the monitoring required.
Therefore, EPA proposes to use the
methods development that the Agency
conducted (described in section III.B),
which was necessary to establish
acceptable methods for the
determination of these UCMR 2
parameters.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898, ‘‘Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations’’ (February 11,
1994), focuses Federal attention on the
environmental and human health
conditions of minority and low-income
populations with the goal of achieving
environmental protection for all
communities.
By seeking to identify unregulated
contaminants that may pose health risks
via drinking water from all PWSs,
UCMR furthers the protection of public
health for all citizens, including
minority and low-income populations
using public water supplies. Using a
statistically-derived set of systems for
the nationally representative sample
that is population-weighted within each
system size category in each State, the
proposed rule ensures that no group
within the population is underrepresented.
VII. Public Involvement in Regulation
Development
EPA’s Office of Ground Water and
Drinking Water has developed a process
for stakeholder involvement in its
regulatory activities for the purpose of
providing early input to regulation
development. When designing and
developing the UCMR program, in the
late 1990s, EPA held meetings for
developing the CCL, establishing the
information requirements of the NCOD,
and selecting priority contaminants for
monitoring. During the initial
development of the UCMR program,
stakeholders, including PWSs, States,
industry, and other organizations
attended meetings to discuss the UCMR.
Seventeen other meetings were held
specifically concerning UCMR
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49127
development. For a description of
public involvement activities related to
the UCMR, please see the discussion in
the September 1999 UCMR Final Rule
Federal Register at 64 FR 50556
(USEPA, 1999c).
Specific to the development of UCMR
2, a stakeholder meeting was held on
October 29, 2003, in Washington, DC.
There were 25 attendees, representing
State agencies, federal agencies,
laboratories, PWSs, and drinking water
associations. The topics of presentations
and discussions included: Rationale for
selecting a new list of proposed
contaminants; analytical methods to be
used in measuring these contaminants;
sampling design, particularly for the
Screening Survey monitoring; procedure
for determining LCMRLs; validation of
laboratory performance at or below the
MRL; revisions to data elements; and
other proposed revisions based on
lessons learned during implementation
of UCMR 1.
VIII. References
Agency for Toxic Substances and Disease
Registry (ATSDR). 1989. Toxicological Profile
for N-Nitrosodimethylamine. Atlanta, GA:
Agency for Toxic Substances and Disease
Registry, Public Health Service, U.S.
Department of Health and Human Services.
Available on the Internet at: https://
www.atsdr.cdc.gov/toxprofiles/tp141.pdf.
ATSDR. 1995a. Toxicological Profile for
1,3-Dinitrobenzene and 1,3,5Trinitrobenzene. Available on the Internet at:
https://www.atsdr.cdc.gov/toxprofiles/
tp74.html.
ATSDR. 1995b. Toxicological Profile for
RDX. Available on the Internet at: https://
www.atsdr.cdc.gov/toxprofiles/tp78.html.
ATSDR. 1995c. Toxicological Profile for
2,4,6-Trinitrotoluene. Available on the
Internet at: https://www.atsdr.cdc.gov/
toxprofiles/tp81.html.
ATSDR. 2002. Toxicological Profile for
Polybrominated Biphenyls and
Polybrominated Diphenyl Ethers (PBBs AND
PBDEs)—Draft for Public Comment.
September 2002. Available on the Internet at:
https://www.atsdr.cdc.gov/toxprofiles/
tp68.html.
Association of State Drinking Water
Administrators (ASDWA). 2003. Public
Health Protection Threatened by Inadequate
Resources for State Drinking Water
Programs—An Analysis of State Drinking
Water Programs Resources, Needs, and
Barriers. April 2003. Available on the
Internet at: https://www.asdwa.org/.
Burrows, W. D. 1982. Tertiary treatment of
effluent from Holston AAP industrial liquid
waste treatment facility I. Batch carbon
adsorption studies: TNT, RDX, HMX, TAX,
and SEX. Technical Report 8207. Document
no. ADA121244. U.S. Army Armament
Research and Development Command, NJ.
California Department of Health Services
(CADHS). 2002. Studies on the Occurrence of
NDMA in Drinking Water. Available on the
Internet at: https://www.dhs.ca.gov/ps/
ddwem/chemicals/NDMA/studies.htm.
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California Environmental Protection
Agency (CAEPA). 2002. Draft Groundwater
Information Sheet: N-Nitrosodimethylamine
(NDMA). Prepared By: John Borkovitch, R.G.,
Revised: October 23, 2002. Available on the
Internet at: https://www.swrcb.ca.gov/gama/
docs/ndma_oct2002_rev3.pdf.
Choi, J., S.E. Duirk, and R.L. Valentine.
2002. Mechanistic studies of Nnitrosodimethylamine (NDMA) formation in
chlorinated drinking water. Journal of
Environmental Monitoring. Vol. 4, No. 2. pp.
249–52.
Choi, J., and R.L. Valentine. 2002a.
Formation of N-nitrosodimethylamine
(NDMA) from reaction of monochloramine: a
new disinfection by-product. Water Research.
Vol. 36, No. 4. pp. 817–824.
Choi, J., and R.L. Valentine. 2002b. A
kinetic model of N-nitrosodimethylamine
(NDMA) formation during water
chlorination/chloramination. Water Science
and Technology. Vol. 46, No. 3. pp. 65–71.
Darnerud, P.O., G.S. Erickson, T.
Johannesson, P.B. Larson, and M. Viluksela.
2001. Polybrominated Diphenyl Ethers:
Occurrence, Dietary Exposure, and
Toxicology. Environmental Health
Perspectives Supplements. Vol. 109, No. S1.
Available on the Internet at: https://
ehp.niehs.nih.gov/members/2001/suppl-1/
49-68darnerud/darnerud-full.html.
Hazardous Substances Database (HSDB).
1986. Complete Record for Dimethoate.
Available on the Internet at: https://
toxnet.nlm.nih.gov/cgi-bin/sis/
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Hites, R. 2004. Polybrominated Diphenyl
Ethers in the Environment and in People: A
Meta-Analysis of Concentration.
Environmental Science and Technology. Vol.
38, No. 4. pp. 945–956.
Mitch, W.A., and D.L. Sedlak. 2002.
Formation of N-Nitrosodimethylamine
(NDMA) from Dimethylamine during
Chloramination. Environmental Science and
Technology. Vol. 36, No. 4. pp. 588–595.
Scribner, E.A., E.M. Thurman, and L.R.
Zimmerman. 2000. ‘‘Analysis of Selected
Herbicide Metabolites in Surface and Ground
Water of the United States.’’ Kolpin, D.W.
(ed.), Special Issue: Fate and Transport of
Agricultural Chemicals in the Mississippi
River Basin: Science of the Total
Environment. 248(2,3):159–168. Available on
the Internet at: https://ks.water.usgs.gov/
Kansas/pubs/reports/wrir.994018B.toxicss2.pdf.
USEPA. 1994. Pesticide Tolerances for
Acetochlor; Rules and Regulations. Federal
Register. Vol. 59, No. 56. p. 13654, March 23,
1994.
USEPA. 1995. Method 525.2—
Determination of Organic Compounds in
Drinking Water by Liquid-Solid Extraction
and Capillary Column Gas Chromatography/
Mass Spectrometry. Available on the Internet
at: https://www.NEMI.gov.
USEPA. 1996a. Pesticide Tolerances for
Dimethenamid. Federal Register. Vol. 61, No.
52. p. 10681, March 15, 1996.
USEPA. 1996b. National Primary Drinking
Water Regulations: Monitoring Requirements
for Public Drinking Water Supplies:
Cryptosporidium, Giardia, Viruses,
Disinfection Byproducts, Water Treatment
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Plant Data and Other Information
Requirements. Federal Register. Vol. 61, No.
94. p. 24354, May 14, 1996.
USEPA. 1997. Announcement of the Draft
Drinking Water Contaminant Candidate List;
Notice. Federal Register. Vol. 62, No. 193. p.
52194, October 6, 1997.
USEPA. 1998a. National Primary Drinking
Water Regulations: Consumer Confidence
Reports; Final Rule. Federal Register. Vol.
63, No. 30. p. 7605, February 13, 1998.
USEPA. 1998b. Announcement of the
Drinking Water Contaminant Candidate List;
Notice. Federal Register. Vol. 63, No. 40. p.
10274, March 2, 1998.
USEPA. 1998c. National Primary Drinking
Water Regulations: Consumer Confidence
Reports. Federal Register. Vol. 63, No. 160.
p. 44511, August 19, 1998.
USEPA. 1999a. Federal Facilities Forum
Issue: Field Sampling and Selecting On-site
Analytical Methods for Explosives in Water.
Office of Research and Development, Office
of Solid Waste and Emergency Response.
Prepared by A.B. Crickett, H.D. Craig, and
T.F. Jenkins. EPA 600–S–99–002. May 1999.
Available on the Internet at: https://
www.epa.gov/tio/tsp/download/water.pdf.
USEPA. 1999b. Human Health Risk
Assessment: Terbufos. Office of Prevention,
Pesticides and Toxic Substances. September
2, 1999. Available on the Internet at:
https://www.epa.gov/pesticides/op/terbufos/
_revrisk.pdf.
USEPA. 1999c. Revisions to the
Unregulated Contaminant Monitoring
Regulation for Public Water Systems; Final
Rule. Federal Register. Vol. 64, No. 180. p.
50556, September 17, 1999.
USEPA. 1999d. Dimethoate Revised Risk
Assessment. Office of Prevention, Pesticides
and Toxic Substances. December 16, 1999.
Available on the Internet at: https://
www.epa.gov/pesticides/op/dimethoate/
hedrra.pdf.
USEPA. 1999e. EPA Method 314.0—
Determination of Perchlorate in Drinking
Water Using Ion Chromatography. Available
on the Internet at: https://www.epa.gov/
safewater/methods/sourcalt.html.
USEPA. 1999f. Revised Chapter for
Dimethoate RED. Available on the Internet at:
https://www.epa.gov/pesticides/op/
dimethoate/efedrra.pdf.
USEPA. 2000a. Unregulated Contaminant
Monitoring Regulation for Public Water
Systems: Analytical Methods for Perchlorate
and Acetochlor; Announcement of
Laboratory Approval and Performance
Testing (PT) Program for the Analysis of
Perchlorate; Final Rule and Proposed Rule.
Federal Register. Vol. 65, No. 42. p. 11372,
March 2, 2000.
USEPA. 2000b. Science Policy Council
Handbook, Peer Review. EPA 100–B–00–001.
December 2000. Available on the Internet at:
https://epa.gov/osa/spc/htm/rchandbk.pdf.
USEPA. 2001a. Unregulated Contaminant
Monitoring Regulation for Public Water
Systems; Analytical Methods for List 2
Contaminants; Clarifications to the
Unregulated Contaminant Monitoring
Regulation. Federal Register. Vol. 66, No. 8.
p. 2273, January 11, 2001.
USEPA. 2001b. Unregulated Contaminant
Monitoring Regulation for Public Water
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Systems; Analytical Methods of List 2
Contaminants; Clarifications to the
Unregulated Contaminant Monitoring
Regulation; Correction. Federal Register. Vol.
66, No. 95. p. 27215, May 16, 2001.
USEPA. 2001c. Statistical Design and
Sample Selection for the UCMR 1. EPA 815–
R–01–004. August 2001. Available on the
Internet at: https://www.epa.gov/safewater/
ucmr/ucmr1/pdfs/
guidance_ucmr1_statistical_design.pdf.
USEPA. 2001d. Unregulated Contaminant
Monitoring Regulation for Public Water
Systems; Amendment to the List 2 Rule and
Partial Delay of Reporting of Monitoring
Results. Federal Register. Vol. 66, No. 171.
p. 46221, September 4, 2001.
USEPA. 2002a. 2002 Edition of the
Drinking Water Standards and Health
Advisories. EPA 822–R–02–038.
USEPA. 2002b. Unregulated Contaminant
Monitoring Regulation for Public Water
Systems; Establishment of Reporting Date.
Federal Register. Vol. 67, No. 48. p. 11043,
March 12, 2002.
USEPA. 2002c. EPA Dockets; EPA’s New
Electronic Public Docket and Comment
System; Notice of Availability. Federal
Register. Vol. 67, No. 105. p. 38102, May 31,
2002.
USEPA. 2002d. Unregulated Contaminant
Monitoring Regulation: Approval of
Analytical Method for Aeromonas; National
Primary and Secondary Drinking Water
Regulations: Approval of Analytical Methods
for Chemical and Microbiological
Contaminants. Federal Register. Vol. 67, No.
209. p. 65888, October 29, 2002.
USEPA. 2003a. Dimethoate Summary.
Office of Prevention, Pesticides and Toxic
Substances. Last updated January 6, 2003.
Available on the Internet at: https://
www.epa.gov/pesticides/op/dimethoate/
dimethsumm.htm.
USEPA. 2003b. National Primary Drinking
Water Regulations: Stage 2 Disinfectants and
Disinfection Byproducts Rule; National
Primary and Secondary Drinking Water
Regulations: Approval of Analytical Methods
for Chemical Contaminants; Proposed Rule.
Federal Register. Vol. 68, No. 159. p. 49547,
August 18, 2003.
USEPA. 2003c. EPA Method 529—
Determination of Explosives and Related
Compounds in Drinking Water by Solid
Phase Extraction and Capillary Column Gas
Chromatography/Mass Spectrometry (GC/
MS). Available on the Internet at: https://
www.epa.gov/nerlcwww/ordmeth.htm.
USEPA. 2003d. USEPA Integrated Risk
Information System. Available on the
Internet at: https://www.epa.gov/iris/
index.html. Accessed for the following
contaminants: Acetochlor—CASRN 34256–
82–1; Alachlor—CASRN 15972–60–8;
Dimethoate—CASRN 60–51–5; mDinitrobenzene—CASRN 99–65–0;
Hexahydro-1,3,5-trinitro-1,3,5-triazine
(RDX)—CASRN 121–82–4; Metolachlor—
CASRN 51218–45–2; N–
Nitrosodimethylamine—CASRN 62–75–9;
and, 2,4,6-Trinitrotoluene (TNT)—CASRN
118–96–7.
USEPA. 2003e. UCMR 2: Contaminant
Selection Rationale. Draft background
documentation presented at the UCMR 2
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stakeholder meeting, held on October 29,
2003 in Washington, DC.
USEPA. 2004a. 2004 Edition of the
Drinking Water Standards and Health
Advisories. EPA 822–R–04–005.
USEPA. 2004b. EPA Method 314.1—
Determination of Perchlorate in Drinking
Water Using Inline Column Concentration/
Matrix Elimination Ion Chromatography with
Suppressed Conductivity Detection.
Available on the Internet at: https://
www.epa.gov/safewater/methods/
sourcalt.html.
USEPA. 2004c. EPA Method 331.0—
Determination of Perchlorate in Drinking
Water by Liquid Chromatography
Electrospray Ionization Mass Spectrometry.
EPA 815–R–05–007. January 2005. Available
on the Internet at: https://www.epa.gov/
safewater/methods/sourcalt.html.
USEPA. 2004d. EPA Method 332.0—
Determination of Perchlorate in Drinking
Water Using Ion Chromatography with
Suppressed Conductivity and Electrospray
Ionization Mass Spectrometry. Available on
the Internet at: https://www.epa.gov/
nerlcwww/ordmeth.htm.
USEPA. 2004e. EPA Method 521—
Determination of Nitrosamines in Drinking
Water by Solid Phase Extraction and
Capillary Column Gas Chromatography with
Large Volume Injection and Chemical
Ionization Tandem Mass Spectrometry (MS/
MS). Available on the Internet at: https://
www.epa.gov/nerlcwww/ordmeth.htm.
USEPA. 2004f. EPA Method 527—
Determination of Selected Pesticides and
Flame Retardants in Drinking Water by Solid
Phase Extraction and Capillary Column Gas
Chromatography/Mass Spectrometry (GC/
MS). EPA 815–R–05–005. April 2005.
Available on the Internet at: https://
www.epa.gov/safewater/methods/
sourcalt.html.
USEPA. 2004g. EPA Method 535, Revision
1.1—Measurement of Chloroacetanilide and
Other Acetamide Herbicide Degradates in
Drinking Water by Solid Phase Extraction
and Liquid Chromatography/Tandem Mass
Spectrometry (LC/MS/MS). Available on the
Internet at: https://www.epa.gov/nerlcwww/
ordmeth.htm.
USEPA. 2004h. Estimating Potency Scores:
An Exercise. Office of Science and
Technology, Health and Ecological Criteria
Division. Draft, June 29, 2004.
USEPA. 2004i. Evaluation of the Lowest
Concentration Minimum Reporting Level
(LCMRL) and the Minimum Reporting Level
(MRL) Primary Analyte Analysis. October
2004.
USEPA. 2004j. Statistical Protocol for the
Determination of the Single-Laboratory
Lowest Concentration Minimum Reporting
Level (LCMRL) and Validation of the
Minimum Reporting Level (MRL). EPA 815–
R–05–006.
USEPA. 2004k. UCMR 2 Laboratory
Approval Requirement and Information
Document. Available on the Internet at:
https://www.epa.gov/safewater/ucmr/ucmr2/
index.html.
USEPA. 2005. Drinking Water Candidate
Contaminant List 2; Final Notice. Federal
Register. Vol. 70, No. 36. p. 9071, February
24, 2005.
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List of Subjects in 40 CFR Part 141
Environmental protection, Chemicals,
Indians-lands, Intergovernmental
relations, Radiation protection,
Reporting and record keeping
requirements, Water supply.
Dated: August 12, 2005.
Stephen L. Johnson,
Administrator.
For the reasons set out in the
preamble, title 40, chapter 1 of the Code
of Federal Regulations is proposed to be
amended as follows:
PART 141—NATIONAL PRIMARY
DRINKING WATER REGULATIONS
1. The authority citation for part 141
continues to read as follows:
Authority: 42 U.S.C. 300f, 300g–1, 300g–2,
300g–3, 300g–4, 300g–5, 300g–6, 300j–4,
300j–9, and 300j–11.
Subpart C—[Amended]
2. Section 141.24 is amended by
revising paragraphs (h) introductory text
and (h)(7)(v) to read as follows:
§ 141.24 Organic chemical, sampling and
analytical requirements.
*
*
*
*
*
(h) Analysis of the contaminants
listed in § 141.61(c) for the purposes of
determining compliance with the
maximum contaminant level shall be
conducted as follows:
*
*
*
*
*
(7) * * *
(v) If the monitoring results in
detection of one or more of certain
related contaminants (heptachlor and
heptachlor epoxide), then subsequent
monitoring shall analyze for all related
contaminants.
*
*
*
*
*
Subpart D—[Amended]
3. Section 141.35 is revised to read as
follows:
§ 141.35 Reporting for unregulated
contaminant monitoring.
(a) General applicability. This section
applies to any owner or operator of a
public water system (PWS) required to
monitor for unregulated contaminants
under § 141.40(a): Such owner or
operator is referred to as ‘‘you.’’ This
section specifies the information that
must be reported to EPA prior to the
commencement of monitoring, and
describes the process for reporting
monitoring results to EPA. For the
purposes of this section, PWS
‘‘population served’’ includes the sum
of the retail population served directly
by the PWS plus the population served
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by any consecutive system(s) receiving
all or part of its finished water from that
PWS. For purposes of this section, the
term ‘‘State’’ refers to the State or Tribal
government entity that has jurisdiction
over your PWS even if that government
does not have primary enforcement
responsibility for PWSs under the Safe
Drinking Water Act. For purposes of this
section, the term ‘‘PWS Official’’ refers
to the person at your PWS who is able
to function as the official spokesperson
for the system’s Unregulated
Contaminant Monitoring Regulation
(UCMR) activities; and the term ‘‘PWS
Technical Contact’’ refers to the person
at your PWS who is responsible for the
technical aspects of your UCMR
activities, such as details concerning
sampling and reporting.
(b) Reporting by all systems. You must
meet the reporting requirements of this
paragraph if you meet the applicability
criteria in § 141.40(a)(1) and (2).
(1) Where to submit UCMR reporting
requirement information. Some of your
reporting requirements are to be
fulfilled electronically, and others by
mail. Information that must be
submitted using EPA’s electronic data
reporting system can be accessed
through: https://www.epa.gov/safewater/
ucmr/ucmr2/reporting.html.
Documentation that is required to be
mailed can be submitted either: to
UCMR Sampling Coordinator, USEPA,
Technical Support Center, 26 West
Martin Luther King Drive (MS 140),
Cincinnati, OH 45268; or by e-mail at
UCMR_Sampling_Coordinator@epa.gov;
or by fax at (513) 569–7191. In addition,
you must notify the public of the
monitoring results as provided in
Subpart O (Consumer Confidence
Reports) and Subpart Q (Public
Notification) of this part.
(2) Contacting EPA if your system
does not meet applicability criteria or
has status change. If you have received
a letter from EPA concerning your
required monitoring and your system
does not meet the applicability criteria
for UCMR established in § 141.40(a)(1)
and (2), or if a change occurs at your
system that may affect your
requirements under UCMR as defined in
§ 141.40(a)(3)–(5), you must fax, mail, or
e-mail a letter to EPA, as specified in
paragraph (b)(1) of this section. The
letter must be from your PWS Official
and must include an explanation as to
why the UCMR requirements are not
applicable to your PWS, or have
changed for your PWS, along with the
appropriate contact information. EPA
will make an applicability
determination based on your letter and
in consultation with the State when
necessary. If you meet the applicability
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requirements specified in § 141.40(a)(1)
and (2), you are subject to UCMR
requirements until or unless you receive
a letter from EPA agreeing that you do
not meet the applicability criteria.
(c) Reporting by large systems. If you
serve a population of more than 10,000
people, and meet the applicability
criteria in § 141.40(a)(1) and (2)(i), you
must meet the reporting requirements in
paragraph (c)(1) through (8) of this
section.
(1) Contact information. You must
provide contact information by [DATE
90 DAYS AFTER PUBLICATION OF
THE FINAL RULE], and provide
updates within 30 days if this
information changes. The contact
information must be submitted using
EPA’s electronic data reporting system,
as specified in paragraph (b)(1) of this
section, and include the name,
affiliation, mailing address, phone
number, fax number, and e-mail address
for your PWS Technical Contact and
your PWS Official.
(2) Sampling location and inventory
information. You must provide your
sampling location and inventory
information by [DATE 210 DAYS
AFTER PUBLICATION OF THE FINAL
RULE] using EPA’s electronic data
reporting system. You must submit the
following information for each sampling
location, or for each approved
representative sampling location (as
specified in paragraph (c)(3) of this
section regarding representative
sampling locations): PWS identification
(PWSID) code; PWS facility
identification code; sampling point
identification code; sampling point type
identification code; sampling location
water type, which are defined in Table
1, paragraph (e) of this section. If this
information changes, you must report
updates to EPA’s electronic data
reporting system within 30 days of the
change.
(3) Proposed ground water
representative sampling locations. Some
systems that use ground water as a
source and have multiple entry points to
the distribution system (EPTDSs) may
propose monitoring at representative
entry point(s), rather than monitor at
every EPTDS, as follows:
(i) Qualifications. Large PWSs that
have State-approved alternate EPTDS
sampling locations, as provided for
under §§ 141.23(a)(1), 141.24(f)(1), and
141.24(h)(1), may submit a copy of
documentation from their State that
approves their alternative sampling plan
for EPTDSs. PWSs that do not have an
approved alternative EPTDS sampling
plan may submit a proposal to sample
at representative EPTDS(s) rather than at
each individual EPTDS if: they use
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ground water as a source; all of their
well sources have either the same
treatment or no treatment; and they
have an EPTDS for each well within a
well field (resulting in multiple EPTDSs
from the same source, such as an
aquifer). You must submit a copy of the
existing alternate EPTDS sampling plan
or your representative well proposal, as
appropriate, by [INSERT DATE 120
DAYS AFTER PUBLICATION OF THE
FINAL RULE].
(ii) Demonstration. If you are
submitting a proposal to sample at
representative EPTDS(s) rather than at
each individual EPTDS, you must
demonstrate that any EPTDS that you
select as representative of the ground
water you supply from multiple wells is
associated with a well that draws from
the same aquifer as the wells it will
represent. You must submit the
following information for each proposed
representative sampling location:
PWSID Code, PWS facility identification
code, and sampling point identification
code (as defined in Table 1, paragraph
(e) of this section). You must also
include documentation to support your
proposal that the specified wells are
representative of other wells. This
documentation can include systemmaintained well logs or construction
drawings indicating comparable depths
(relative to elevation datum) of screened
intervals, and details of well casings and
grouting; data demonstrating relative
homogeneity of water quality
constituents (e.g., pH, dissolved oxygen,
conductivity, iron, manganese) in
samples drawn from each well; and data
showing that your wells are located in
a limited geographic area (e.g., all wells
within a 0.5 mile radius) and/or, if
available, the hydrogeologic data
indicating the time of travel separating
the representative well from each of the
individual wells it represents (e.g., all
wells within a five-year time of travel
delineation). Your proposal must be
sent in writing to EPA, as specified in
paragraph (b)(1) of this section. You
must also provide a copy of this
information to the State, unless
otherwise directed by the State.
Information about the actual or potential
occurrence or non-occurrence of
contaminants in an individual well, or
a well’s vulnerability to contamination
must not be used as a basis for selecting
a representative well.
(iii) Approval. EPA or the State (as
specified in the Partnership Agreement
reached between the State and EPA)
will review your proposal, coordinate
any necessary changes with you, and
approve the final list of EPTDSs where
you will be required to monitor. Your
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plan will not be final until you receive
written approval from EPA or the State.
(4) Contacting EPA if your PWS has
not been notified of requirements. If you
believe you are subject to UCMR
requirements, as defined in
§ 141.40(a)(1) and (2)(i), and you have
not been notified by either EPA or your
State by [DATE 150 DAYS AFTER
PUBLICATION OF THE FINAL RULE],
you must send a letter to EPA, as
specified in paragraph (b)(1) of this
section. The letter must be from your
PWS Official, and must include an
explanation as to why the UCMR
requirements are applicable to your
system along with the appropriate
contact information. A copy of the letter
must also be submitted to the State, as
directed by the State. EPA will make an
applicability determination based on
your letter, and in consultation with the
State when necessary, and will notify
you regarding your applicability status
and required sampling schedule.
However, if your PWS meets the
applicability criteria specified in
§ 141.40(a)(1) and (2)(i), you are subject
to the UCMR monitoring and reporting
requirements, regardless of whether or
not you have been notified by the State
or EPA.
(5) Notifying EPA if your PWS cannot
sample according to schedule. You may
change you Assessment Monitoring (List
1) or Screening Survey (List 2) schedule
up to [DATE 210 DAYS AFTER
PUBLICATION OF THE FINAL RULE]
using EPA’s electronic data reporting
system, as specified in paragraph (b)(1)
of this section. After these dates have
passed, if your PWS cannot sample
according to your assigned sampling
schedule (e.g., because of budget
constraints, or if a sampling location
will be closed during scheduled month
of monitoring), you must fax, mail, or email a letter to EPA, as specified in
paragraph (b)(1) of this section, prior to
the scheduled sampling date. You must
include an explanation of why the
samples cannot be taken according to
the assigned schedule, and requesting
an alternative schedule. You are subject
to your assigned UCMR sampling
schedule or the schedule that you
revised on or before [DATE 210 DAYS
AFTER PUBLICATION OF THE FINAL
RULE], until and unless you receive a
letter from EPA specifying a new
schedule.
(6) Reporting monitoring results. For
each sample, you must report the
information specified in Table 1 of
paragraph (e) of this section, using
EPA’s electronic data reporting system.
If you are conducting Assessment
Monitoring, you must include data
elements 1 through 5, and 7 through 15;
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and if you are conducting Screening
Survey, you must include elements 1
through 15. You also must report any
changes made to data elements 1
through 6 to EPA, in writing, explaining
the nature and purpose of the proposed
change, as specified in paragraph (b)(1)
of this section.
(i) Electronic reporting system. You
are responsible for ensuring that the
laboratory conducting unregulated
contaminant analysis posts the
analytical results to EPA’s electronic
reporting system. You are also
responsible for reviewing, approving,
and submitting those results to EPA.
(ii) Reporting schedule. You must
ensure that your laboratory posts the
data in EPA’s electronic data reporting
system within 120 days from the sample
collection date (sample collection must
occur as specified in § 141.40(a)(4)). You
have 60 days from when the laboratory
posts the data in EPA’s electronic data
reporting system to review, approve,
and submit the data to the State and
EPA, at the Web address specified in
paragraph (b)(1) of this section. If you
do not take action on the data within 60
days of the laboratory’s posting to the
electronic reporting system, the data
will be considered approved by you,
and available for EPA and State review.
(7) Only one set of results accepted. If
you report more than one set of valid
results for the same sampling location
and the same sampling event (for
example, because you have had more
than one laboratory analyze replicate
samples collected under § 141.40(a)(5),
or because you have collected multiple
samples during a single monitoring
event at the same sampling location),
EPA will use the highest of the reported
values as the official result.
(8) No reporting of previously
collected data. You cannot report
previously collected data to meet the
testing and reporting requirements for
the contaminants listed in
§ 141.40(a)(3). All analyses must be
performed by laboratories approved by
EPA to perform UCMR analyses using
the analytical methods specified in
Table 1 of § 141.40(a)(3) and using
samples collected according to the
approved monitoring plan. Such
requirements preclude the possibility of
‘‘grandfathering’’ previously collected
data.
(d) Reporting by small systems. If you
serve a population of 10,000 or fewer
people, and you are notified that you
have been selected for UCMR
monitoring, your reporting requirements
will be specified within the materials
that EPA sends you, including a request
for contact information, and a request
for information associated with the
sampling kit.
(1) Contact information. EPA will
send you a notice requesting contact
49131
information for key individuals at your
system, including name, affiliation,
mailing address, phone number, fax
number, and e-mail address. These
individuals include your PWS
Technical Contact and your PWS
Official. You are required to provide
this information within 90 days of
receiving the notice from EPA. If this
information changes, you also must
provide updates within 30 days of the
change.
(2) Reporting sampling information.
You must record data elements listed in
Table 1 of paragraph (e) of this section,
on each sample form and sample bottle
provided to you by your UCMR
Sampling Coordinator. If you are
conducting Assessment Monitoring, you
must include elements 1 through 5, and
7; and if you are conducting Screening
Survey, you must include elements 1
through 7. You must send this
information as specified in the
instructions of your sampling kit, which
will include the due date and return
address. You must report any changes
made in data elements 1 through 6 by
mailing or e-mailing an explanation of
the nature and purpose of the proposed
change to EPA, as specified in
paragraph (b)(1) of this section.
(e) Data elements. Table 1 defines the
data elements that must be provided
with UCMR sample results.
TABLE 1.—UNREGULATED CONTAMINANT MONITORING REPORTING REQUIREMENTS
Data element
Definition
1. Public Water System Identification (PWSID)
Code.
The code used to identify each PWS. The code begins with the standard 2-character postal
State abbreviation or Region code; the remaining 7 numbers are unique to each PWS in the
State. The same identification code must be used to represent the PWS identification for all
current and future UCMR monitoring.
An identification code established by the State or, at the State’s discretion, by the PWS, following the format of a 5-digit number unique within each PWS for each applicable facility
(i.e., for each source of water, treatment plant, distribution system, or any other facility associated with water treatment or delivery). The same identification code must be used to represent the facility identification for all current and future UCMR monitoring.
The type of source water that supplies a water system facility. Systems must report one of the
following codes for each sampling location:
SW = surface water (to be reported for water facilities that are served all or in part by a surface water source).
GW = ground water (to be reported for water facilities that are served entirely by a ground
water source).
GU = ground water under the direct influence of surface water (to be reported for water facilities that are served all or in part by ground water under the direct influence of surface
water).
An identification code established by the State, or at the State’s discretion, by the PWS,
unique within each applicable facility, for each applicable sampling location (i.e., entry point
to the distribution system or distribution system sample at maximum residence time). The
same identification code must be used to represent the sampling location for all current and
future UCMR monitoring.
An identification code corresponding to the location of the sampling point.
EP = entry point to the distribution system.
MR = distribution system sample at maximum residence time.
The type of disinfectant used to maintain a residual in the distribution system for each Screening Survey sampling point. To be reported by systems required to conduct Screening Survey
monitoring. Systems must report using the following codes for each Screening Survey sampling location (i.e., EP, MR):
CL = chlorine
2. Public Water System Facility Identification
Code.
3. Water Source Type ........................................
4. Sampling Point Identification Code ................
5. Sampling Point Type Identification Code .......
6. Disinfectant Residual Type .............................
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TABLE 1.—UNREGULATED CONTAMINANT MONITORING REPORTING REQUIREMENTS—Continued
Data element
Definition
7. Sample Collection Date ..................................
8. Sample Identification Code ............................
9. Contaminant ...................................................
10. Analytical Method Code ...............................
11. Sample Analysis Type ..................................
12. Analytical Results—Sign ..............................
13. Analytical Result—Value ..............................
14. Laboratory Identification Code .....................
15. Sample Event Code .....................................
Subpart E—[Amended]
4. Section 141.40 is revised to read as
follows:
§ 141.40 Monitoring requirements for
unregulated contaminants.
(a) General applicability. This section
specifies the monitoring and quality
control requirements that must be
followed if you are a public water
system (PWS) that is subject to the
Unregulated Contaminant Monitoring
Regulation (UCMR), as specified in
paragraphs (a)(1) and (2) of this section.
In addition, this section specifies the
UCMR requirements for State and Tribal
participation. For the purposes of this
section, PWS ‘‘population served’’,
‘‘State’’, ‘‘PWS Official’’, and ‘‘PWS
Technical Contact’’ are as defined in
§ 141.35(a). The determination of
whether a PWS is required to monitor
under this rule is based on the type of
system (e.g., community water system,
non-transient non-community water
system, etc.); whether or not the system
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CA = chloramine
OT = all other types of disinfectant (e.g., chlorine dioxide)
ND = no disinfectant used.
The date the sample is collected, reported as 4-digit year, 2-digit month, and 2-digit day.
An alphanumeric value up to 30 characters assigned by the laboratory to uniquely identify containers, or groups of containers, containing water samples collected at the same sampling
location for the same sampling date.
The unregulated contaminant for which the sample is being analyzed.
The identification code of the analytical method used.
The type of sample collected and/or prepared, as well as the fortification level. Permitted values include:
FS = field sample; sample collected and submitted for analysis under this rule.
LFSM = laboratory fortified sample matrix; a UCMR field sample with a known amount of the
contaminant of interest added.
LFSMD = laboratory fortified sample matrix duplicate; duplicate of the laboratory fortified sample matrix.
CF = concentration fortified; reported with sample analysis types LFSM and LFSMD, the concentration of a known contaminant added to a field sample.
A value indicating whether the sample analysis result was: (<) ‘‘less than’’ means the contaminant was not detected, or was detected at a level below the Minimum Reporting Level. (=)
‘‘equal to’’ means the contaminant was detected at the level reported in ‘‘Analytical Result—
Value.’’
The actual numeric value of the analysis for chemical and microbiological results for: field
samples; laboratory fortified matrix samples; laboratory fortified sample matrix duplicates;
and concentration fortified.
The code, assigned by EPA, used to identify each laboratory. The code begins with the standard two-character State postal abbreviation; the remaining 5 numbers are unique to each
laboratory in the State.
A code assigned by the PWS for each sample event. This will associate samples with the
PWS monitoring plan to allow EPA to track compliance and completeness. Systems must
assign the following codes:
SE1 = represents samples collected to meet the UCMR monitoring requirement for the first
sampling period (all source types).
SE2 = represents samples collected to meet the UCMR monitoring requirement for the second
sampling period (all source types).
SE3 = represents samples collected to meet the UCMR monitoring requirement for the third
sampling period (surface water and GWUDI sources only).
SE4 = represents samples collected to meet the UCMR monitoring requirement for the fourth
sampling period (surface water and GWUDI sources only).
purchases all of its water from another
system; and its population served as of
June 30, 2005.
(1) Applicability to transient noncommunity systems. If you own or
operate a transient non-community
water system, you do not have to
monitor that system for unregulated
contaminants.
(2) Applicability to community water
systems and non-transient noncommunity water systems.
(i) Large systems. If you own or
operate a wholesale or retail PWS (other
than a transient non-community system)
that serves more than 10,000 people,
and do not purchase your entire water
supply as finished water from another
PWS, you must monitor according to the
specifications in this paragraph. If you
believe that your applicability status is
different than EPA has specified in the
notification letter that you received, or
if you are subject to UCMR requirements
and you have not been notified by either
EPA or your State, you must report to
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EPA, as specified in § 141.35(b)(1) and
(2), respectively.
(A) Assessment Monitoring. You must
monitor for the unregulated
contaminants on List 1 of Table 1,
Unregulated Contaminant Monitoring
Regulation (UCMR) Contaminant List, in
paragraph (a)(3) of this section. If you
serve a population of more than 10,000
people, you are required to perform this
monitoring regardless of whether or not
you have been notified by the State or
EPA.
(B) Screening Survey. You must
monitor for the unregulated
contaminants on List 2 (Screening
Survey) of Table 1, as specified in
paragraph (a)(3) of this section, if your
system serves 10,001 to 100,000 people
and you are notified by EPA or your
State that you are part of the State
Monitoring Plan for Screening Survey
testing. If your system serves more than
100,000 people, you are required to
conduct this Screening Survey testing
regardless of whether or not you have
been notified by the State or EPA.
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(C) Pre-Screen Testing. You must
monitor for the unregulated
contaminants on List 3 of Table 1, in
paragraph (a)(3) of this section, if
notified by your State or EPA that you
are part of the Pre-Screen Testing.
(ii) Small systems. Small PWSs, as
defined in this paragraph, will not be
selected to monitor for any more than
one of the three monitoring lists
provided in Table 1, UCMR
Contaminant List, in paragraph (a)(3) of
this section. EPA will provide sample
containers, provide pre-paid air bills for
shipping the sampling materials,
conduct the laboratory analysis, and
report and review monitoring results for
all small systems selected to conduct
monitoring under paragraphs
(a)(2)(ii)(A) through (C) of this section.
If you own or operate a PWS (other than
a transient system) that serves 10,000 or
fewer people and do not purchase your
entire water supply from another PWS,
you must monitor as follows:
(A) Assessment Monitoring. You must
monitor for the unregulated
contaminants on List 1 of Table 1, in
paragraph (a)(3) of this section, if you
are notified by your State or EPA that
you are part of the State Monitoring
Plan for Assessment Monitoring.
(B) Screening Survey. You must
monitor for the unregulated
49133
contaminants on List 2 of Table 1, in
paragraph (a)(3) of this section, if
notified by your State or EPA that you
are part of the State Monitoring Plan for
the Screening Survey.
(C) Pre-Screen Testing. You must
monitor for the unregulated
contaminants on List 3 of Table 1, in
paragraph (a)(3) of this section, if you
are notified by your State or EPA that
you are part of the State Monitoring
plan for Pre-Screen Testing.
(3) Analytes to be monitored. Lists 1,
2, and 3 of unregulated contaminants
are provided in the following table:
TABLE 1.—UCMR CONTAMINANT LIST
1—Contaminant
2—CAS registry
number
3—Analytical
methods a
4—Minimum reporting
level b
5—Sampling
location c
6—Period during
which monitoring to
be completed
LIST 1: ASSESSMENT MONITORING CHEMICAL CONTAMINANTS
1. Dimethoate .............
2. Terbufos sulfone ....
3. 2,2’,4,4’tetrabromodiphenyl
ether (BDE–47).
4. 2,2’,4,4’,5pentabromodiphenyl
ether (BDE–99).
5. 2,2’,4,4’,5,5’hexabromobiphenyl
(245–HBB).
6. 2,2’,4,4’,5,5’hexabromodiphenyl
ether (BDE–153).
7. 2,2’,4,4’,6pentabromodiphenyl
ether (BDE–100).
8. 1,3-dinitrobenzene
9. 2,4,6-trinitrotoluene
(TNT).
10. Hexahydro-1,3,5trinitro-1,3,5-triazine
(RDX).
11. Perchlorate ...........
60–51–5 ....................
56070–16–7 ..............
5436–43–1 ................
EPA 527 d ..................
EPA 527 d ..................
EPA 527 d ..................
0.71 µg/L ...................
0.44 µg/L ...................
0.33 µg/L ...................
EPTDS ......................
EPTDS ......................
EPTDS ......................
7/1/2007–6/31/2010.
7/1/2007–6/31/2010.
7/1/2007–6/31/2010.
60348–60–9 ..............
EPA 527 d ..................
0.92 µg/L ...................
EPTDS ......................
7/1/2007–6/31/2010.
59080–40–9 ..............
EPA 527 d ..................
0.72 µg/L ...................
EPTDS ......................
7/1/2007–6/31/2010.
68631–49–2 ..............
EPA 527 d ..................
0.85 µg/L ...................
EPTDS ......................
7/1/2007–6/31/2010.
189084–64–8 ............
EPA 527 d ..................
0.52 µg/L ...................
EPTDS ......................
7/1/2007–6/31/2010.
99–65–0 ....................
118–96–7 ..................
EPA 529 e ..................
EPA 529 e ..................
0.76 µg/L ...................
0.78 µg/L ...................
EPTDS ......................
EPTDS ......................
7/1/2007–6/31/2010.
7/1/2007–6/31/2010.
121–82–4 ..................
EPA 529 e ..................
1.2 µg/L .....................
EPTDS ......................
7/1/2007–6/31/2010.
14797–73–0 ..............
...................................
...................................
...................................
EPA
EPA
EPA
EPA
0.57 µg/L ...................
..............................
..............................
..............................
EPTDS ......................
.
.
.
7/1/2007–6/31/2010.
314.0 f, g ............
314.1 h ...............
331.0 i ...............
332.0 j ...............
LIST 2: SCREENING SURVEY CHEMICAL CONTAMINANTS
Acetanilide Pesticide Degradation Products
1.
2.
3.
4.
5.
6.
Acetochlor ESA ......
Acetochlor OA ........
Alachlor ESA ..........
Alachlor OA ............
Metolaclor ESA ......
Metolachlor OA ......
187022–11–3
184992–44–4
142363–53–9
171262–17–2
171118–09–5
152019–73–3
............
............
............
............
............
............
EPA
EPA
EPA
EPA
EPA
EPA
535 k
535 k
535 k
535 k
535 k
535 k
..................
..................
..................
..................
..................
..................
1.4
1.5
1.0
1.6
1.1
1.5
µg/L
µg/L
µg/L
µg/L
µg/L
µg/L
.....................
.....................
.....................
.....................
.....................
.....................
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
......................
......................
......................
......................
......................
......................
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
EPTDS ......................
EPTDS ......................
EPTDS ......................
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
7/1/2007–6/31/2009.
DSMRT and EPTDS
7/1/2007–6/31/2009.
Acetanilide Pesticide Parent Compounds
7. Acetochlor ..............
8. Alachlor ..................
9. Metolachlor .............
34256–82–1 ..............
15972–60–8 ..............
51218–45–2 ..............
EPA l .........................
EPA l .........................
EPA l .........................
2.0 µg/L .....................
1.6 µg/L .....................
1.0 µg/L .....................
Nitrosamines
10. N-nitrosodiethylamine
(NDEA).
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55–18–5 ....................
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EPA 521 m .................
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0.0046 µg/L ...............
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TABLE 1.—UCMR CONTAMINANT LIST—Continued
6—Period during
which monitoring to
be completed
1—Contaminant
2—CAS registry
number
3—Analytical
methods a
4—Minimum reporting
level b
5—Sampling
location c
11. N-nitroso-dimethylamine (NDMA).
12. N-nitroso-di-n-butylamine (NDBA).
13. N-nitroso-di-n-propylamine (NDPA).
14. N-nitrosomethylethylamine
(NMEA).
15. N-nitroso-pyrrolidine (NPYR).
62–75–9 ....................
EPA 521 m .................
0.0024 µg/L ...............
DSMRT and EPTDS
7/1/2007–6/31/2009.
924–16–3 ..................
EPA 521 m .................
0.0035 µg/L ...............
DSMRT and EPTDS
7/1/2007–6/31/2009.
621–64–7 ..................
EPA 521 m .................
0.0072 µg/L ...............
DSMRT amd EPTDS
7/1/2007– 6/31/2009.
10595–95–6 ..............
EPA 521 m .................
0.0034 µg/L ...............
DSMRT and EPTDS
7/1/2007–6/31/2009.
930–55–2 ..................
EPA 521 m .................
0.0022 µg/L ...............
DSMRT and EPTDS
7/1/2007–6/31/2009.
LIST 3: PRE-SCREEN TESTING TO BE SAMPLED AFTER NOTICE OF ANALYTICAL METHODS AVAILABILITY
1. Reserved n ..............
Reserved n .................
Reserved n .................
Reserved n .................
Reserved n .................
Reserved.n
Column headings are:
1—Contaminant: the name of the contaminant to be analyzed.
2—CAS (Chemical Abstract Service) Registry Number or Identification Number: a unique number identifying the chemical contaminants.
3—Analytical Methods: method numbers identifying the methods that must be used to test the contaminants.
4—Minimum Reporting Level: the value and unit of measure at or above which the concentration of the contaminant must be measured using
the approved analytical methods.
5—Sampling Location: the locations within a PWS at which samples must be collected.
6—Period During Which Monitoring to Be Completed: the years during which the sampling and testing are to occur for the indicated contaminant.
The analytical procedures shall be performed in accordance with the documents associated with each method (per the following footnotes).
The incorporation by reference of the following documents listed in footnotes d-m was approved by the Director of the Federal Register in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. Information on how to obtain these documents can be provided by the Safe Drinking Water
Hotline at (800) 426–4791. Documents may be inspected at EPA’s Drinking Water Docket, 1301 Constitution Avenue, NW., EPA West, Room
B102, Washington, DC 20460, Telephone: (202) 566–2426; or at the National Arcives and Records Administration (NARA). For information on
availability of this material at NARA, call 202–741–6030, or go to: https://www.archives.gov/federal_register/code_of_federal_regulations/
ibr_locations_html.
a The version of the EPA methods which you must follow for this Regulation are listed in d-m as follows.
b The Minimum Reporting Level (MRL) was established by EPA by adding the mean of the Lowest Concentration Minimum Reporting Levels
(LCMRL) determined according to the procedure detailed in ‘‘Statistical Protocol for the Determination of The Single-Laboratory Lowest Concentration Minimum Reporting Level (LCMRL) and Validation of the Minimum Reporting Level (MRL)’’ by the primary and secondary laboratories
conducting the development and validation of the analytical method to three times the difference of the LCMRLs. If LCMRL data from three or
more laboratories were available, the MRL was established by EPA by adding three times the standard deviation of the LCMRLs to the mean of
the LCMRLs. Note that EPA Methods 314.0 and 525.2 were developed prior to UCMR 2, hence the LCMRLs were not determined for analytes
determined by these methods.
c Sampling must occur at entry points to the distribution system (EPTDSs) after treatment is applied that represent each non-emergency water
source in routine use over the 12-month period of monitoring. See 40 CFR 141.35(c)(3) for an explanation of the requirements related to use of
representative EPTDSs. Sampling for nitrosamines on List 2 must also occur at the disinfection byproduct distribution system maximum residence time (DSMRT) sampling locations as defined in 40 CFR 141.132(b)(1)(i) and at EPTDSs sampling locations. If a treatment plant/water
source is not subject to the sampling required in 40 CFR 141.132(b)(1), then the samples for nitrosamines must be collected only at the EPTDS
location.
EPA Method 527 d ‘‘Determination of Selected Pesticides and Flame Retardants in Drinking Water by Solid Phase Extraction and Capillary Column Gas Chromatography/Mass Spectrometry (GC/MS)’’ is available at https://www.epa.gov/safewater/methods/sourcalt.html.
EPA Method 529 e ‘‘Determination of Explosives and Related Compounds in Drinking Water by Solid Phase Extraction and Capillary Column
Gas Chromatography/Mass Spectrometry (GC/MS)’’ is available at https://www.epa.gov/nerlcwww/ordmeth.htm.
EPA Method 314.0 f ‘‘Determination of Perchlorate in Drinking Water Using Ion Chromatography’’ is available at https://www.epa.gov/safewater/
methods/sourcalt.html.
g All perchlorate samples must be collected using the sterile technique required in Methods 314.1, 331.0, or 332.0.
h EPA Method 314.1 ‘‘Determination of Perchlorate in Drinking Water Using Inline Column Concentration/Matrix Elimination Ion Chromatography with Suppressed Conductivity Detection’’ is available at https://www.epa.gov/safewater/methods/sourcalt.html.
i EPA Method 331.0 ‘‘Determination of Perchlorate in Drinking Water by Liquid Chromatography Electrospray Ionization Mass Spectrometry’’ is
available at https://www.epa.gov/safewater/methods/sourcalt.html.
j EPA Method 332.0 ‘‘Determination of Perchlorate in Drinking Water Using Ion Chromatography with Suppressed Conductivity and
Electrospray Ionization Mass Spectrometry’’ is available at https://www.epa.gov/nerlcwww/ordmeth.htm.
k EPA Method 535, Revision 1.1’’ Measurement of Chloroacetanilide and Other Acetamide Herbicide Degradates in Drinking Water by Solid
Phase Extraction and Liquid Chromatography/Tandem Mass Spectrometry (LC/MS/MS)’’ is available at https://www.epa.gov/nerlcwww/
ordmeth.htm.
l EPA Method 525.2 ‘‘Determination of Organic Compounds in Drinking Water by Liquid-Solid Extraction and Capillary Column Gas Chromatography/Mass Spectrometry’’ is available at https://www.NEMI.gov.
m EPA Method 521 ‘‘EPA Method 521: Determination of Nitrosamines in Drinking Water by Solid Phase Extraction and Capillary Column Gas
Chromatography with Large Volume Injection and Chemical Ionization Tandem Mass Spectrometry (MS/MS)’’ is available at https://www.epa.gov/
nerlcwww/ordmeth.htm.
n To be determined at a later time.
(4) Sampling requirements—
(i) Large systems. If you serve more
than 10,000 people and meet the UCMR
applicability criteria specified in
paragraph (a)(2)(i) of this section, you
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must comply with the requirements
specified in paragraphs (a)(4)(i)(A)
through (I) of this section. Your samples
must be collected according to the
schedule that you are assigned by EPA
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or your State, or the schedule that you
revised using EPA’s electronic data
reporting system on or before [DATE
210 DAYS AFTER PUBLICATION OF
THE FINAL RULE]. Your schedule must
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follow both the timing and frequency of
monitoring specified in Tables 1 and 2
of this section.
(A) Monitoring period. You must
collect the samples in one continuous
12-month period for List 1 Assessment
Monitoring, and, if applicable, for List 2
Screening Survey, or List 3 Pre-Screen
Testing, during the time frame indicated
in column 6 of Table 1, in paragraph
(a)(3) of this section. As specified in
§ 141.35(c)(5), you must contact EPA if
you believe you cannot conduct
monitoring according to your schedule.
49135
(B) Frequency. You must collect the
samples within the time frame and
according to the frequency specified by
contaminant type and water source type
for each sampling location, as specified
in Table 2, in paragraph (a)(4)(i)(B).
TABLE 2.—MONITORING FREQUENCY BY CONTAMINANT AND WATER SOURCE TYPES
Time frame
(months)
Contaminant type
Water source type
Chemical ........................
Surface water or ground water under the direct influence of surface water (GWUDI) (includes all
sampling locations for which some or all of the
water comes from a surface water or GWUDI
source).
Ground water .........................................................
(C) Location. You must collect
samples for each List 1 Assessment
Monitoring contaminant, and, if
applicable, for each List 2 Screening
Survey, or List 3 Pre-Screen Testing
contaminant, as specified in Table 1, in
paragraph (a)(3) of this section; samples
must be collected at each sample point
that is specified in column 5 of that
table. If you are a ground water system
with multiple EPTDSs, and you request
and receive approval from EPA or the
State for sampling at representative
EPTDS(s), as specified in § 141.35(c)(3),
you must collect your samples from the
approved representative sampling
location(s). Systems conducting
Screening Survey monitoring must also
sample for nitrosamines at the
disinfection byproduct distribution
system maximum residence time
(DSMRT) sampling location(s) if they
are subject to sampling requirements in
§ 141.132(b)(1).
(D) Sampling instructions. For each
List 1 Assessment Monitoring
contaminant, and, if applicable, for each
List 2 Screening Survey, or List 3 PreScreen Testing contaminant, you must
follow the sampling procedure for the
method specified in column 3 of Table
1, in paragraph (a)(3) of this section. In
addition, you must not composite (that
is, combine, mix, or blend) the samples;
you must collect, preserve, and test each
sample separately. If you are using EPA
Method 314.0 for analysis of
perchlorate, you must collect the
samples using the sterile techniques that
are described in any 1 of the other 3
perchlorate methods, as specified in
Table 1, in paragraph (a)(3) of this
section.
(E) Sample collection and shipping
time. If you must ship the samples for
testing, you must collect the samples
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Frequency
12
You must monitor for 4 consecutive quarters.
Sample events must occur 3 months apart.
12
You must monitor twice in a consecutive 12month period. Sample events must occur 6
months apart.
early enough in the day to allow
adequate time to send the samples for
overnight delivery to the laboratory.
You should not collect samples on
Friday, Saturday, or Sunday because
sampling on these days may not allow
samples to be shipped and received at
the laboratory at the required
temperature, unless you have made
special arrangements with your
laboratory to receive the samples.
(F) Analytical methods. For each
contaminant, you must use the
analytical methods for List 1, and, if
applicable, for List 2, that are specified
in column 3 of Table 1, in paragraph
(a)(3) of this section; report values at or
above the minimum reporting levels for
List 1, and, if applicable, for List 2
Screening Survey, or List 3 Pre-Screen
Testing, that are specified in column 4
of Table 1, in paragraph (a)(3) of this
section; and conduct the quality control
procedures specified in paragraph (a)(5)
of this section.
(G) Laboratory errors or sampling
deviations. If an error occurs either at
the laboratory which precludes its
reporting of valid data, or in sampling
for a listed contaminant, you must
resample within 14 days of observing
the occurrence of the error using the
procedures specified for the method.
(This resampling is not for confirmation
sampling, but to correct the sampling or
laboratory error.)
(H) Analysis. For the List 1
contaminants, and, if applicable, List 2
Screening Survey, or List 3 Pre-Screen
Testing contaminants, identified in
Table 1, paragraph (a)(3) of this section,
you must arrange for testing by a
laboratory that has been approved by
EPA according to requirements in
paragraph (a)(5)(ii) of this section.
(I) Review and reporting of results.
After you have received the laboratory
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results, you must review, approve, and
submit the system information, and
sample collection data and test results.
You must report the results as provided
in § 141.35(c)(6).
(ii) Small systems. If you serve 10,000
or fewer people and are notified that
you are part of the State Monitoring
Plan for Assessment Monitoring,
Screening Survey or Pre-Screen
monitoring, you must comply with the
requirements specified in paragraphs
(a)(4)(i)(A) through (H) of this section. If
EPA or the State informs you that they
will be collecting your UCMR samples,
you must assist them in identifying the
appropriate sampling locations and in
taking the samples.
(A) Monitoring period and frequency.
You must collect samples at the times
specified for you by the State or EPA.
Your schedule must follow both the
timing of monitoring specified in Table
1, List 1, and, if applicable, List 2, and
the frequency of monitoring in Table 2
of this section.
(B) Location. You must collect
samples at the locations specified for
you by the State or EPA.
(C) Sample kits. You must store and
maintain the sample collection kits sent
to you by the UCMR Sampling
Coordinator in accordance with the kit’s
instructions. The sample kit will
include all necessary containers,
packing materials and cold packs,
instructions for collecting the sample
and sample treatment (such as
dechlorination or preservation), report
forms for each sample, contact name
and telephone number for the
laboratory, and a prepaid return
shipping docket and return address
label. If any of the materials listed in the
kit’s instructions are not included in the
kit or arrive damaged, you must notify
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the UCMR Sampling Coordinator who
sent you the sample collection kits.
(D) Sampling instructions. You must
comply with the instructions sent to you
by the State or EPA concerning the use
of containers, collection (how to fill the
sample bottle), dechlorination and/or
preservation, and sealing and
preparation of sample and shipping
containers for shipment. You must not
composite (that is, combine, mix, or
blend) the samples. You also must
collect, preserve, and test each sample
separately. You must also comply with
the instructions sent to you by the
UCMR Sampling Coordinator
concerning the handling of sample
containers for specific contaminants.
(E) Sampling deviations. If you do not
collect a sample according to the
instructions provided to you for a listed
contaminant, you must report the
deviation within 7 days of the
scheduled monitoring on the sample
reporting form, as specified in
§ 141.35(d)(2). A copy of the form must
be sent to the laboratory with the
samples, and to the UCMR Sampling
Coordinator. You must resample
following instructions that you will be
sent from the UCMR Sampling
Coordinator or State.
(F) Duplicate samples. EPA will select
systems in the State Monitoring Plan
that must collect duplicate samples for
quality control. If your system is
selected, you will receive two sample
kits for an individual sampling location
that you must use. You must use the
same sampling protocols for both sets of
samples, following the instructions in
the duplicate sample kit.
(G) Sampling forms. You must
completely fill out each of the sampling
forms and bottles sent to you by the
UCMR Sampling Coordinator, including
data elements listed in § 141.35(e) for
each sample. If you are conducting
Assessment Monitoring, you must
include elements 1 through 5, and 7;
and if you are conducting Screening
Survey, you must include elements 1
through 7. You must sign and date the
sampling forms.
(H) Sample collection and shipping.
You must collect the samples early
enough in the day to allow adequate
time to send the samples for overnight
delivery to the laboratory. You should
not collect samples on Friday, Saturday,
or Sunday because sampling on these
days may not allow samples to be
shipped and received at the laboratory
at the required temperature unless you
have made special arrangements with
EPA for the laboratory to receive the
samples. Once you have collected the
samples and completely filled in the
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sampling forms, you must send the
samples and the sampling forms to the
laboratory designated on the air bill.
(5) Quality control requirements. If
your system serves more than 10,000
people, you must ensure that the quality
control requirements listed below are
met during your sampling procedures
and by the laboratory conducting your
analyses. You must also ensure that all
method quality control procedures and
all UCMR quality control procedures are
followed.
(i) Sample collection/preservation.
You must follow the sample collection
and preservation requirements for the
specified method for each of the
contaminants in Table 1, in paragraph
(a)(3) of this section. If you are using
EPA Method 314.0 for analysis of
perchlorate, you must collect the
samples using the sterile techniques that
are described in any 1 of the other 3
perchlorate methods, as specified in
Table 1, in paragraph (a)(3) of this
section. These requirements specify
sample containers, collection,
dechlorination, preservation, storage,
sample holding time, and extract storage
and/or holding time that you must
assure that the laboratory follow.
(ii) Laboratory approval for Lists 1
and 2. To be approved to conduct
UCMR testing, the laboratory must be
certified under § 141.28 for one or more
compliance analyses; demonstrate for
each analytical method it plans to use
for UCMR testing that it can meet the
Initial Demonstration of Capability (IDC)
requirements specified in column 3 of
Table 1, in paragraph (a)(3) of this
section; and successfully participate in
the UCMR Proficiency Testing (PT)
Program administered by EPA for each
analytical method it plans to use for
UCMR testing. UCMR laboratory
approval decisions will be granted on an
individual method basis for the methods
listed in column 3 of Table 1 in
paragraph (a)(3) of this section for List
1, List 2, and List 3 contaminants.
Laboratory approval is contingent upon
the capability of the laboratory to post
monitoring data to the EPA electronic
data reporting system. To participate in
the UCMR Laboratory Approval
Program, the laboratory must complete
and submit the necessary registration
forms by [INSERT DATE 90 DAYS
AFTER PUBLICATION OF THE FINAL
RULE]. Correspondence must be
addressed to: UCMR 2 Laboratory
Approval Coordinator, USEPA,
Technical Support Center, 26 West
Martin Luther King Drive (MS 140),
Cincinnati, OH 45268; or e-mailed to
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EPA at
UCMR_Sampling_Coordinator@epa.gov.
(iii) Minimum Reporting Level. The
Minimum Reporting Level (MRL) is the
lowest analyte concentration for which
future recovery is predicted to fall, with
high confidence (99%), between 50%
and 150% recovery.
(A) Validation of laboratory
performance. Your laboratory must be
capable of quantifying each contaminant
listed in Table 1, at or below the MRL
specified in column 4 of Table 1, in
paragraph (a)(3) of this section. You
must ensure that the laboratory
completes and has on file and available
for your inspection, records of two
distinct procedures. First, your
laboratory must have conducted an IDC
involving replicate analyses at or below
the MRL as described in this paragraph.
Second, for each day that UCMR
analyses are conducted by your
laboratory, a validation of its ability to
quantify each contaminant, at or below
the MRL specified in column 4 of Table
1, in paragraph (a)(3) of this section,
following the procedure listed in
paragraph (a)(5)(iii)(B) of this section,
must be performed. The procedure for
validation of laboratory performance at
or below the MRL is as follows:
(1) All laboratories using EPA
drinking water methods under UCMR
must demonstrate that they are capable
of meeting data quality objectives
(DQOs) at or below the MRL listed in
Table 1, column 4, in paragraph (a)(3) of
this section.
(2) The MRL, or any concentration
below the MRL, at which performance
is being evaluated, must be contained
within the range of calibration. The
calibration curve regression model and
the range of calibration levels that is
used in these performance validation
steps must be used in all routine sample
analyses used to comply with this
regulation. Only straight line or
quadratic regression models are
allowed. The use of either weighted or
unweighted models is permitted. The
use of cubic regression models are not
permitted.
(3) Replicate analyses of at least seven
(7) fortified samples in reagent water
must be performed at or below the MRL
for each analyte, and must be processed
through the entire method procedure
(i.e., including extraction, where
applicable and with all preservatives).
(4) A prediction interval of results
(PIR), which is based on the estimated
arithmetic mean of analytical results
and the estimated sample standard
deviation of measurement results, must
be determined by Equation 1:
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PIR = Mean ± s × t ( df ,1− α / 2 ) × 1 +
Where:
t is the Student’s t value with df degrees
of freedom and confidence level
(1-a),
s is the sample standard deviation of n
replicate samples fortified at the MRL,
n is the number of replicates.
HR PIR = s × C
Equation 1
(5) The values needed to calculate the
PIR using Equation 1 are: number of
replicates (n); Student’s t value with a
two-sided 99% confidence level for n
number of replicates; the average (mean)
of at least seven replicates; and the
sample standard deviation. Factor 1 is
referred to as the Half Range PIR
(HRPIR). For a certain number of
T s × t ( df ,1− α / 2 ) × 1 +
(6) The HRPIR is calculated by
Equation 2:
1
n
1
n
49137
replicates and for a certain confidence
level in Student’s t, this factor is
constant, and can be tabulated
according to replicate number and
confidence level for the Student’s t.
Table 3 in this paragraph lists the
constant factor (C) for replicate sample
numbers 7 through 10 with a confidence
level of 99% for Student’s t.
Factor 1
(7) The PIR is calculated by Equation
3:
PIR = Mean ± HR PIR
Equation 2
Equation 3
TABLE 3.—THE CONSTANT FACTOR (C) TO BE MULTIPLIED BY THE STANDARD DEVIATION TO DETERMINE THE HALF
RANGE INTERVAL OF THE PIR
[Student’s t 99% confidence level]1
Degrees of
freedom
Replicates
Constant factor (C) to be multiplied by the standard deviation
6
7
8
9
3.963
3.711
3.536
3.409
7 .........................................................................................................................................................
8 .........................................................................................................................................................
9 .........................................................................................................................................................
10 .......................................................................................................................................................
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EP22AU05.006
analytes. Laboratories performing
perchlorate analyses using EPA Method
314.0 must, in addition to the quality
control specified in that method,
successfully monitor the Laboratory
Synthetic Sample Matrix Blank and the
MRL Laboratory Fortified Synthetic
Sample Matrix, as specified in Section
9.3.2 and 9.3.4 of EPA Method 314.1,
prior to analysis of samples. The MRL
Laboratory Fortified Synthetic Sample
Matrix is intended as a daily MRL check
and only must be run once per analysis
batch.
(iv) Laboratory fortified sample matrix
and laboratory fortified sample matrix
duplicate. You must ensure that your
laboratory prepares and analyzes the
Laboratory Fortified Sample Matrix
(LFSM) sample for accuracy and
Laboratory Fortified Sample Matrix
Duplicate (LFSMD) samples for
precision to determine method accuracy
and precision for all contaminants in
Table 1, in paragraph (a)(3) of this
section. LFSM/LFSMD samples must be
prepared using a sample collected and
analyzed in accordance with UCMR 2
requirements and analyzed at a
EP22AU05.005
line or quadratic regression models are
allowed.
(2) You must ensure, once your
laboratory has performed an IDC as
specified in each analytical method
(demonstrating that DQOs are met at or
below an MRL), that a daily
performance check is performed for
each analyte and method. A single
sample, spiked at or below the MRL for
each analyte, must be processed through
the entire method procedure. The
measured concentration for each analyte
must be converted to a percent recovery,
and if the recovery is within 50%–150%
(inclusive), the daily performance of the
laboratory has been validated. The
results for any analyte for which 50%–
150% recovery cannot be demonstrated
during the daily check are not valid.
Laboratories may elect to re-run the
daily performance check sample if the
performance for any analyte or analytes
cannot be validated. If performance is
validated for these analytes, then the
laboratory performance is considered
validated. Alternatively, the laboratory
may re-calibrate and repeat the
performance validation process for all
EP22AU05.004
(8) The lower and upper result limits
of the PIR must be converted to percent
recovery of the concentration being
tested. To pass criteria at a certain level,
the PIR lower recovery limits cannot be
lower than the lower recovery limits of
the quality control (QC) interval (50%),
and the PIR upper recovery limits
cannot be greater than the upper
recovery limits of the QC interval
(150%). When the PIR recovery limits
fall outside of either bound of the QC
interval of recovery (higher than 150%
or less than 50%), laboratory
performance is not validated at the
concentration evaluated. If the PIR
limits are contained within both bounds
of the QC interval, laboratory
performance is validated for that
analyte.
(B) Quality control requirements for
validation of laboratory performance at
or below the MRL.
(1) You must ensure that the
calibration curve regression model and
that the range of calibration levels that
are used in these performance
validation steps are used in future
routine sample analysis. Only straight
EP22AU05.007
1 The critical t-value for a two-sided 99% confidence interval is equivalent to the critical t-value for a one-sided 99.5% confidence interval, due
to the symmetry of the t-distribution. PIR = Prediction Interval of Results.
49138
Federal Register / Vol. 70, No. 161 / Monday, August 22, 2005 / Proposed Rules
frequency of 5% (or 1 LFSM/LFSMD set
per every 20 samples) or with each
sample batch, whichever is more
frequent. In addition, the LFSM/LFSMD
fortification concentrations must be
alternated between a low-level
fortification and mid-level fortification
approximately 50% of the time. (For
example: a set of 40 samples will
require preparation and analysis of 2
LFSM/LFSMD sets. The first set must be
fortified at either the low-level or midlevel, and the second set must be
fortified with the other standard, either
the low-level or mid-level, whichever
was not used for the initial LFSM/
LFSMD set.) The low-level LFSM/
LFSMD fortification concentration must
be within ±20% of the MRL for each
contaminant (e.g., for an MRL of 1.0
µg/L the acceptable fortification levels
must be between 0.80 µg/L and 1.2 µg/
L). The mid-level LFSM/LFSMD
fortification concentration must be
within ±20% of the mid-level
calibration standard for each
contaminant, and should represent,
where possible and where the laboratory
has data from previously analyzed
samples, an approximate average
concentration observed in previous
analyses of that analyte. There are no
acceptance criteria specified for LFSM/
LFSMD analyses. All LFSM/LFSMD
data are to be reported.
(v) Detection Confirmation. Results
greater than or equal to the MRLs
specified in column 4 of Table 1 in
paragraph (a)(3) of this section, that are
obtained using Methods 314.0 or 314.1,
must be confirmed before being
reported. Results using these methods
must be confirmed by Methods 331.0 or
332.0 or by second column confirmation
as detailed in Method 314.1. If
confirmation is being performed using
the second column specified in Method
314.1, the laboratory must use one of the
following confirming techniques:
perform single point calibration of the
second chromatographic column for
confirmation purposes only as long as
the calibration standard is at a
concentration within ±50% of the
concentration determined by the initial
analysis; or perform a three (3) point
calibration with single point daily
calibration verification of the second
chromatographic column regardless of
whether that verification standard
concentration is within ±50% of sample
response. However, this calibration
must bracket the concentration of the
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contaminant observed. The
concentration obtained for the primary
column must be reported; if the
concentration observed on the primary
column is within 2 times the MRL and
the quantitation of both columns is
within ±50%, or if the concentration
observed on the primary column is
greater than 2 times the MRL and the
quantitation of both columns is within
±30%. If the quantitation obtained from
both columns is not within ±50% and
the concentration observed on the
primary column is within 2 times the
MRL, or if the quantitation obtained
from both columns is not within ±30%
and the concentration observed on the
primary column greater than 2 times the
MRL, the result is to be reported as ‘‘not
reported due to matrix interference,’’ as
specified in Table 1, in § 141.35(e). If
confirmation is being performed using
either Method 331.0 or 332.0, then the
laboratory must report the Method 331.0
or 332.0 result.
(vi) Method defined quality control.
You must ensure that your laboratory
performs Laboratory Fortified Blanks
and Laboratory Performance Checks, as
appropriate to the method’s
requirements, for those methods listed
in Table 1, column 3, in paragraph (a)(3)
of this section. Each method specifies
acceptance criteria for these QC checks.
(vii) Reporting. You must ensure that
the laboratory you use reports the
analytical results and other data, with
the required data listed in Table 1, in
§ 141.35(e). You must require your
laboratory to submit these data
electronically to the State and EPA
using EPA’s electronic data reporting
system (https://www.epa.gov/safewater/
ucmr/ucmr2/reporting.html) within 120
days from the sample collection date.
You have 60 days from when the
laboratory posts the data to then review,
approve, and submit the data to the
State and EPA, via EPA’s electronic data
reporting system. If you do not
electronically approve and submit the
laboratory data to EPA within 60 days
of the laboratory’s posting to EPA’s
electronic reporting system, the data
will be considered approved and final
for EPA review.
(6) Violation of this rule—
(i) Monitoring violations. Any failure
to monitor in accordance with
§ 141.40(a)(3)–(5) is a monitoring
violation.
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(ii) Reporting violations. Any failure
to report in accordance with § 141.35 is
a reporting violation.
(b) Requirements for State and Tribal
participation—
(1) Governors’ petition for additional
contaminants. The Safe Drinking Water
Act allows Governors of seven (7) or
more States to petition the EPA
Administrator to add one or more
contaminants to the UCMR Contaminant
List in paragraph (a)(3) of this section.
The petition must clearly identify the
reason(s) for adding the contaminant(s)
to the monitoring list, including the
potential risk to public health,
particularly any information that might
be available regarding disproportional
risks to the health and safety of
children, the expected occurrence
documented by any available data, any
analytical methods known or proposed
to be used to test for the contaminant(s),
and any other information that could
assist the Administrator in determining
which contaminants present the greatest
public health concern and should,
therefore, be included on the UCMR
Contaminant List in paragraph (a)(3) of
this section.
(2) State-wide waivers. You can waive
monitoring requirements only with EPA
approval and under very limited
conditions. Conditions and procedures
for obtaining a waiver are as follows:
(i) Application. You may apply to
EPA for a State-wide waiver from the
unregulated contaminant monitoring
requirements for PWSs serving more
than 10,000 people. To apply for such
a waiver, you must submit an
application to EPA that includes the
following information: the list of
contaminants on the UCMR
Contaminant List for which you request
a waiver, along with documentation for
each contaminant in your request
demonstrating that the contaminants or
their parent compounds do not occur
naturally in your State, and certifying
that during the past 15 years they have
not been used, applied, stored, disposed
of, released, or detected in the source
waters or distribution systems in your
State.
(ii) Approval. EPA will review your
application and notify you whether it
accepts or rejects your request. You
must receive written approval from EPA
before issuing a State-wide waiver.
[FR Doc. 05–16385 Filed 8–19–05; 8:45 am]
BILLING CODE 6560–50–P
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Agencies
[Federal Register Volume 70, Number 161 (Monday, August 22, 2005)]
[Proposed Rules]
[Pages 49094-49138]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-16385]
[[Page 49093]]
-----------------------------------------------------------------------
Part IV
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 141
Unregulated Contaminant Monitoring Regulation (UCMR) for Public Water
Systems Revisions; Proposed Rule
Federal Register / Vol. 70, No. 161 / Monday, August 22, 2005 /
Proposed Rules
[[Page 49094]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 141
[Docket No. OW-2004-0001; FRL-7954-8]
RIN 2040-AD93
Unregulated Contaminant Monitoring Regulation (UCMR) for Public
Water Systems Revisions
AGENCY: Environmental Protection Agency.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Safe Drinking Water Act (SDWA), as amended in 1996,
requires the United States Environmental Protection Agency (EPA) to
establish criteria for a program to monitor unregulated contaminants
and to publish a list of contaminants to be monitored every five years.
EPA published such a list for the first Unregulated Contaminant
Monitoring Regulation cycle (i.e., UCMR 1) and a revised approach for
UCMR implementation in the Federal Register dated September 17, 1999.
UCMR 1 established a three-tiered approach for monitoring contaminants
based on the availability of analytical methods and laboratory capacity
considerations. Today's proposed regulation meets the SDWA requirement
to publish a listing of unregulated contaminants every five years.
Today's action proposes the design for the second UCMR cycle. EPA
is proposing to require monitoring of 26 chemicals using nine different
analytical methods. UCMR 2 monitoring is proposed to occur during 2007-
2011.This proposed action builds on the established structure of UCMR 1
and proposes some changes to the rule design. The primary changes to
UCMR 1 include: Redesign of the Screening Survey for List 2
contaminants to increase the statistical strength of the sampling
results by incorporating additional PWSs; updates to the lists of
contaminants to be monitored and the analytical methods approved to
conduct that monitoring; revisions to the ``data elements'' required to
be reported; and some revisions to the implementation of the monitoring
program to reflect ``lessons learned'' during UCMR 1. A systematic
procedure for the determination of a Minimum Reporting Level (MRL) is
also being proposed.
Implementation of today's proposed action would benefit the
environment by providing EPA and other interested parties with
scientifically valid data on the occurrence of these contaminants in
drinking water, permitting the assessment of the population potentially
being exposed and the levels of that exposure. These data are the
primary source of occurrence and exposure data for the Agency to
determine whether to regulate these contaminants.
DATES: Written comments must be postmarked by midnight, delivered by
hand, or electronically mailed on or before October 21, 2005.
ADDRESSES: Submit your comments, identified by Docket ID No. OW-2004-
0001, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the on-line instructions for submitting comments.
Agency Web site: https://www.epa.gov/edocket. EDOCKET,
EPA's electronic public docket and comment system, is EPA's preferred
method for receiving comments. Follow the on-line instructions for
submitting comments.
E-mail: OW-Docket@epa.gov.
Mail: Send three copies of your comments and any
enclosures to: Water Docket, United States Environmental Protection
Agency, Mail Code 4101T, 1200 Pennsylvania Avenue, NW., Washington, DC
20460, Attention Docket ID No. OW-2004-0001. Commenters should use a
separate paragraph for each issue discussed. In addition, please mail a
copy of your comments on the information collection provisions to the
Office of Information and Regulatory Affairs, Office of Management and
Budget (OMB), Attn: Desk Officer for EPA, 725 17th St., NW.,
Washington, DC 20503.
Hand Delivery: Deliver your comments to Water Docket, EPA
Docket Center, Environmental Protection Agency, Room B102, 1301
Constitution Ave., NW., Washington, DC, Attention Docket ID No. OW-
2004-0001. Such deliveries are only accepted during the Docket's normal
hours of operation, and special arrangements should be made for
deliveries of boxed information.
Instructions: Direct your comments to Docket ID No. OW-2004-0001.
EPA's policy is that all comments received will be included in the
public docket without change and may be made available online at http:/
/www.epa.gov/edocket, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information whose disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through EDOCKET, https://
www.regulations.gov, or e-mail. The EPA EDOCKET and the https://
www.regulations.gov Web sites are ``anonymous access'' systems, which
means EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an e-mail comment
directly to EPA without going through EDOCKET or https://
www.regulations.gov, your e-mail address will be automatically captured
and included as part of the comment that is placed in the public docket
and made available on the Internet. If you submit an electronic
comment, EPA recommends that you include your name and other contact
information in the body of your comment and with any disk or CD-ROM you
submit. If EPA cannot read your comment due to technical difficulties
and cannot contact you for clarification, EPA may not be able to
consider your comment. Electronic files should avoid the use of special
characters, any form of encryption, and be free of any defects or
viruses. For additional information about EPA's public docket visit
EDOCKET on-line or see the Federal Register of May 31, 2002 (67 FR
38102 (USEPA, 2002c)).
Docket: All documents in the docket are listed in the EDOCKET index
at https://www.epa.gov/edocket. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in EDOCKET or in hard
copy at the Water Docket, EPA/DC, EPA West, Room B102, 1301
Constitution Avenue, NW., Washington, DC. This Public Reading Room is
open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding
legal holidays. The telephone number for the Public Reading Room is
(202) 566-1744, and the Water Docket is (202) 566-2426.
FOR FURTHER INFORMATION CONTACT: Gregory Carroll, Technical Support
Center, Office of Ground Water and Drinking Water, United States
Environmental Protection Agency, Office of Water, 26 West Martin Luther
King Drive (MS 140), Cincinnati, OH 45268, telephone (513) 569-7948; or
e-mail at carroll.gregory@epa.gov. For general information, contact the
Safe Drinking Water Hotline. Callers within the United States may reach
the Hotline at (800) 426-4791. The Hotline is open Monday through
Friday, excluding legal holidays, from 9 a.m. to 5 p.m. eastern time.
SUPPLEMENTARY INFORMATION:
[[Page 49095]]
I. General Information
A. Does This Action Apply to Me?
Entities regulated by this action are public water systems (PWSs).
All large community and non-transient non-community water systems
serving more than 10,000 people will be required to monitor. A
community water system means a PWS which serves at least 15 service
connections used by year-round residents or regularly serves at least
25 year-round residents. Non-transient non-community water system means
a PWS that is not a community water system and that regularly serves at
least 25 of the same people over 6 months per year. Only a nationally
representative sample of community and non-transient non-community
systems serving 10,000 or fewer people will be required to monitor.
Transient non-community systems (i.e., systems that do not regularly
serve at least 25 of the same people over 6 months per year) will not
be required to monitor. States, territories, and tribes with primary
enforcement responsibility (primacy) to administer the regulatory
program for PWSs under the Safe Drinking Water Act (SDWA) may
participate in the implementation of the second cycle of the
Unregulated Contaminant Monitoring Regulation (i.e., UCMR 2) through a
Partnership Agreement. These Primacy agencies may choose to conduct
analyses to measure for contaminants in water samples collected for the
UCMR 2; in which case they will be regulated by this action. Regulated
categories and entities are identified in the following table.
------------------------------------------------------------------------
Examples of potentially
Category regulated entities NAICS \a\
------------------------------------------------------------------------
State, local, & tribal States, local and tribal 924110
governments. governments that
analyze water samples
on behalf of public
water systems required
to conduct such
analysis; states, local
and tribal governments
that directly operate
community and non-
transient non-community
water systems required
to monitor.
Industry......................... Private operators of 221310
community and non-
transient non-community
water systems required
to monitor.
Municipalities................... Municipal operators of 924110
community and non-
transient non-community
water systems required
to monitor.
------------------------------------------------------------------------
\a\ NAICS = North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists the types of entities that the EPA is now
aware may potentially be regulated by this action. Other types of
entities not listed in the table could also be regulated. To determine
whether your facility is regulated by this action, you should carefully
examine the definition of PWS in Sec. 141.2 of Title 40 of the Code of
Federal Regulations, and applicability criteria in Sec. 141.40(a)(1)
and (2) of today's proposed action. If you have questions regarding the
applicability of this action to a particular entity, consult the person
listed in the preceding FOR FURTHER INFORMATION CONTACT section.
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting Confidential Business Information
Do not submit this information to EPA through EDOCKET, https://
www.regulations.gov, or e-mail. Clearly mark the part or all of the
information that you claim to be confidential business information
(CBI). For CBI information in a disk or CD-ROM that you mail to EPA,
mark the outside of the disk or CD-ROM as CBI and then identify
electronically within the disk or CD-ROM the specific information that
is claimed as CBI. In addition to one complete version of the comment
that includes information claimed as CBI, a copy of the comment that
does not contain the information claimed as CBI must be submitted for
inclusion in the public docket. Information so marked will not be
disclosed except in accordance with procedures set forth in 40 CFR part
2.
2. Tips for Preparing Your Comments
When submitting comments, remember to:
Identify the rulemaking by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Follow directions--The agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
Explain why you agree or disagree; suggest alternatives
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns, and
suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
Abbreviations and Acronyms
245-HBB 2,2',4,4',5,5'-hexabromobiphenyl
[mu]g/L Microgram per liter
ADI Acceptable daily intake
ASDWA Association of State Drinking Water Administrators
ATSDR Agency for Toxic Substances and Disease Registry
BDE-47 2,2',4,4'-tetrabromodiphenyl ether
BDE-99 2,2',4,4',5-pentabromodiphenyl ether
BDE-100 2,2',4,4',6-pentabromodiphenyl ether
BDE-153 2,2',4,4',5,5'-hexabromodiphenyl ether
CBI Confidential Business Information
CCL Contaminant Candidate List
CF Concentration fortified
CFR Code of Federal Regulations
CWS Community water system
DBP Disinfection Byproduct
DBPR Stage 1 Disinfection Byproducts Rule
DEA Desethylatrazine
DACT Diaminochlorotriazine or Desethyldesisopropylatrazine.
DIA Desisopropylatrazine
DQO Data quality objective
DSMRT Distribution system maximum residence time
EPA United States Environmental Protection Agency
EPTDS Entry point to the distribution system
ESA Ethane sulfonic acid
FACA Federal Advisory Committee Act
FR Federal Register
FS Field sample
g/kg Gram per kilogram
GWUDI Ground water under the direct influence of surface water
HRPIR Half range prediction interval of results
HSDB Hazardous Substances Database
[[Page 49096]]
IARC International Agency for Research on Cancer
ICR Information collection request
IDC Initial demonstration of capability
IRIS Integrated Risk Information System
LCMRL Lowest concentration minimum reporting level
LD50 Median lethal dose
LFSM Laboratory fortified sample matrix
LFSMD Laboratory fortified sample matrix duplicate
MCL Maximum contaminant level mg/kg Milligram per kilogram
mg/kg/day Milligram per kilogram per day mg/L Milligram per liter
MRL Minimum reporting level
NCOD National Drinking Water Contaminant Occurrence Database
NDBA N-nitroso-di-n-butylamine
NDEA N-nitroso-diethylamine
NDMA N-nitroso-dimethylamine
NDPA N-nitroso-di-n-propylamine
NMEA N-nitroso-methylethylamine
NPDWR National Primary Drinking Water Regulation
NPYR N-nitroso-pyrrolidine
NTNCWS Non-transient non-community water system
NTTAA National Technology Transfer and Advancement Act
OA Oxanilic acid
OMB Office of Management and Budget
ORD Office of Research and Development
PA Partnership agreement
PBB Polybrominated biphenyls
PBDE Polybrominated diphenyl ethers pH Negative log of the hydrogen ion
concentration
PIR Prediction interval of results
PT Proficiency testing
PWS Public water system
PWSID Public water system identification
QC Quality control
RDX Hexahydro-1,3,5-trinitro-1,3,5-triazine
RED Reregistration Eligibility Decision
RFA Regulatory Flexibility Act
RfD Reference dose
RPD Relative percent difference
SBA Small Business Administration
SDWA Safe Drinking Water Act
SRF State Revolving Fund
TBBPA Tetrabromobisphenol A
TDI Tolerable daily intake
TNT 2,4,6-trinitrotoluene
TRI Toxics Release Inventory
UCMR Unregulated Contaminant Monitoring Regulation
UMRA Unfunded Mandates Reform Act of 1995
USGS United States Geological Survey
USEPA United States Environmental Protection Agency
Table of Contents
I. General Information
A. Does This Action Apply to Me?
B. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting Confidential Business Information
2. Tips for Preparing Your Comments
II. Statutory Authority and Background
A. What Is the Statutory Authority for UCMR?
B. How Does EPA Meet These Statutory Requirements?
C. How Are the Contaminant Candidate List, the National
Contaminant Occurrence Database, and the UCMR Interrelated?
III. Requirements of the Unregulated Contaminant Monitoring Program
A. What Priority Contaminants Were Selected for UCMR 2?
1. Compilation of Initial List of UCMR 2 Candidates
2. Establishing Priorities for UCMR 2
a. Health Effects Prioritization Approach.
b. Selections Based on UCMR 1 Reserved Contaminants List.
i. Alachlor ethane sulfonic acid (ESA) and Other Degradation
Products of Acetanilide Pesticides--List 2.
ii. Explosives--List 1.
c. Selections from UCMR 1 Contaminants List.
d. Selection of Emerging Contaminants.
i. Nitrosamines--List 2.
ii. Others Identified in CCL 1 Process and Recent Reviews of
Information on Emerging Contaminants--List 1.
3. Other Considerations in Selecting Contaminants
a. Triazine Chlorodegradates and Parent Compounds.
b. Other Contaminants Considered.
B. What Analytical Methods Will Be Used for Monitoring?
C. How Were These Analytical Methods Developed?
D. How Were Minimum Reporting Levels Determined?
E. How Will Laboratories Conduct UCMR Analyses?
1. Laboratory Approval Process for UCMR 2
a. Request to Participate.
b. Registration.
c. Application Package.
d. EPA Review of Application Package.
e. Proficiency Testing.
f. Written EPA Approval.
2. Quality Control Requirements
F. How Are Systems Selected for UCMR Monitoring?
1. How Are Systems Selected for Assessment Monitoring?
a. Original Assessment Monitoring Statistical Approach for UCMR
1.
b. Proposed Assessment Monitoring Statistical Approach for UCMR
2.
2. How Are Systems Selected for the Screening Survey?
a. Original Screening Survey Statistical Approach for UCMR 1.
b. Proposed Screening Survey Statistical Approach for UCMR 2.
3. What Is UCMR Pre-Screen Testing?
4. What Are the Other Applicability Considerations?
a. New Applicability Date.
b. Notice Regarding Changes to Applicability Required.
c. Definition of System Population.
G. When Must Monitoring Be Conducted?
1. Timing of Monitoring
2. Individual PWS Monitoring Schedules
H. Where Are Samples Collected?
I. What Is the States' Role in the UCMR Program?
1. State Participation in Partnership Agreements (PAs)
2. Activities To Be Included in the UCMR 2 PAs
a. Review and Revision of the Initial State Monitoring Plan.
b. Review and Approval of PWS Proposed Representative EPTDS.
c. Notification and Instructions for Systems.
3. What If States Do Not Participate in a PA?
J. What Are the Data Reporting Requirements?
1. What Information Is Required Prior to Monitoring?
a. Contact Information.
b. Sampling Location and Inventory Information.
c. Proposals for Ground Water Representative Sampling Locations.
2. When Must Monitoring Results Be Reported?
a. Large Systems.
b. Small Systems.
3. What Data Elements Are Required with the Monitoring Results?
a. New Data Elements.
b. Unchanged Data Elements.
c. Modified Data Elements.
d. Data Elements No Longer Reported.
K. Time Line of UCMR Activities
1. Assessment Monitoring
2. Screening Survey
IV. Cost and Benefits of Today's Proposed Action
V. Technical Corrections
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health and Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
VII. Public Involvement in Regulation Development
VIII. References
PART 141--NATIONAL PRIMARY DRINKING WATER REGULATIONS
Sec. 141.24 Organic chemical, sampling and analytical requirements.
[[Page 49097]]
Sec. 141.35 Reporting for unregulated contaminant monitoring.
(a) General applicability.
(b) Reporting by all systems.
(1) Where to submit UCMR reporting requirement information.
(2) Contacting EPA if your system does not meet applicability
criteria or has status change.
(c) Reporting by large systems.
(1) Contact information.
(2) Sampling location and inventory information.
(3) Proposed ground water representative sampling locations.
(i) Qualifications.
(ii) Demonstration.
(iii) Approval.
(4) Contacting EPA if your PWS has not been notified of
requirements.
(5) Notifying EPA if your PWS cannot sample according to
schedule.
(6) Reporting monitoring results.
(i) Electronic reporting system.
(ii) Reporting schedule.
(7) Only one set of results accepted.
(8) No reporting of previously collected data.
(d) Reporting by small systems.
(1) Contact information.
(2) Reporting sampling information.
(e) Data elements.
Sec. 141.40 Monitoring requirements for unregulated contaminants.
(a) General applicability.
(1) Applicability to transient non-community systems.
(2) Applicability to community water systems and non-transient
non-community water systems.
(i) Large systems.
(ii) Small systems.
(3) Analytes to be monitored.
(4) Sampling requirements.
(i) Large systems.
(ii) Small systems.
(5) Quality control requirements.
(i) Sample collection/preservation.
(ii) Laboratory approval for Lists 1 and 2.
(iii) Minimum Reporting Level.
(iv) Laboratory fortified sample matrix and laboratory fortified
sample matrix duplicate.
(v) Detection Confirmation.
(vi) Method defined quality control.
(vii) Reporting.
(6) Violation of this rule.
(i) Monitoring violations.
(ii) Reporting violations.
(b) Requirements for State and Tribal participation.
(1) Governors' petition for additional contaminants.
(2) State-wide waivers.
(i) Application.
(ii) Approval.
List of Exhibits and Tables
Preamble
Exhibit 1: Proposed Contaminant List and Sampling Design
Exhibit 2: Summary of Proposed Major Changes to UCMR 1
Exhibit 3: Median Lethal Dose and Corresponding Toxicity Ranking
Exhibit 4: Comparison of Acetanilide Herbicides Use
Exhibit 5: Analytes Included in the Explosives Method (EPA 529)
Exhibit 6: Analytical Methods Proposed for UCMR 2 Monitoring
Exhibit 7: Approximate Sample Allocation for Assessment Monitoring:
Expected Number of Systems Selected by System Size and Water Source
Exhibit 8: UCMR 1 Design Allocation of Systems for Screening
Surveys, by Size Category
Exhibit 9: Allocation of Systems for Screening Survey, List 2
Contaminants
Exhibit 10: Time Line of UCMR Activities
Exhibit 11: Systems To Participate in UCMR 2 Monitoring
Exhibit 12: Number of Publicly- and Privately-Owned Systems Subject
to UCMR 2
Exhibit 13: EPA and Small Systems Costs for Implementation UCMR 2
Exhibit 14: UCMR 2 Relative Cost Analysis for Publicly-Owned Systems
(2007-2011)
Exhibit 15: UCMR 2 Relative Cost Analysis for Privately-Owned
Systems (2007-2011)
Sec. 141.35
Table 1. Unregulated Contaminant Monitoring Reporting Requirements
Sec. 141.40
Table 1. UCMR Contaminant List
Table 2. Monitoring Frequency by Contaminant and Water Source Types
Table 3. The Constant Factor (C) to be Multiplied by the Standard
Deviation to Determine the Half Range Interval of the PIR (Student's
t 99% Confidence Level)
II. Statutory Authority and Background
A. What Is the Statutory Authority for UCMR?
Section 1445(a)(2) of the Safe Drinking Water Act (SDWA), as
amended in 1996, requires that once every five years, beginning in
August 1999, the United States Environmental Protection Agency (EPA)
issue a new list of no more than 30 unregulated contaminants to be
monitored by PWSs, and that EPA enter the monitoring data into a
national contaminant occurrence database. EPA's UCMR program must
ensure that only a national representative sample of public water
systems (PWSs) serving 10,000 or fewer people will be required to
monitor; however, there are no such restrictions on the number of
systems serving more than 10,000 people. EPA must vary the frequency
and schedule for monitoring based on the number of systems served, the
source of supply, and the contaminants likely to be found.
B. How Does EPA Meet These Statutory Requirements?
To fulfill the initial SDWA requirements, EPA published ``Revisions
to the Unregulated Contaminant Monitoring Regulation for Public Water
Systems; Final Rule,'' on September 17, 1999 (64 FR 50556, (USEPA,
1999c)). Several supplemental rules were published to establish
analytical methods and to provide clarifications and refinements to the
initial rule: 65 FR 11372, March 2, 2000 (USEPA, 2000a); 66 FR 2273,
January 11, 2001 (USEPA, 2001a); and 67 FR 65888, October 29, 2002
(USEPA, 2002d).\1\ SDWA, as amended in 1996, requires that at least
once every five years EPA identify a list of no more than 30
unregulated contaminants to be monitored. Today's action fulfills this
statutory obligation, identifying 26 priority contaminants for
monitoring using nine proposed analytical methods. To comply with SDWA,
EPA has developed a proposed contaminant list (Exhibit 1) and sampling
design for UCMR 2 (2007-2011) with input from both stakeholders and an
EPA working group.
---------------------------------------------------------------------------
\1\ Additional technical corrections to the rule, as well as
adjustments to the initial reporting process, were published
including: May 16, 2001 (66 FR 27215 (USEPA, 2001b)); September 4,
2001 (66 FR 46221 (USEPA, 2001d)); and March 12, 2002 (67 FR 11043
(USEPA, 2002b)). In total, these rules and revisions constitute the
``UCMR 1.'' This amendment to establish new contaminants for
monitoring during the second five-year cycle is referred to as
``UCMR 2.''
Exhibit 1.--Proposed Contaminant List and Sampling Design
------------------------------------------------------------------------
------------------------------------------------------------------------
List 1. Assessment Monitoring
------------------------------------------------------------------------
1,3-dinitrobenzene........................ 2,4,6-trinitrotoluene (TNT).
2,2',4,4'-tetrabromodiphenyl ether (BDE- Dimethoate.
47).
2,2',4,4',5-pentabromodiphenyl ether (BDE- Hexahydro-1,3,5-trinitro-
99). 1,3,5-triazine (RDX).
2,2',4,4',5,5'-hexabromobiphenyl (245-HBB) Terbufos sulfone.
2,2',4,4',5,5'-hexabromodiphenyl ether Perchlorate.
(BDE-153).
[[Page 49098]]
2,2',4,4',6-pentabromodiphenyl ether (BDE- ............................
100).
-------------------------------------------
List 2. Screening Survey
------------------------------------------------------------------------
Acetochlor................................ Metolachlor OA.
Acetochlor ESA............................ N-nitroso-diethylamine
(NDEA).
Acetochlor OA............................. N-nitroso-dimethylamine
(NDMA).
Alachlor.................................. N-nitroso-di-n-butylamine
(NDBA).
Alachlor ESA.............................. N-nitroso-di-n-propylamine
(NDPA).
Alachlor OA............................... N-nitroso-methylethylamine
(NMEA).
Metolachlor............................... N-nitroso-pyrrolidine
(NPYR).
Metolachlor ESA........................... ............................
------------------------------------------------------------------------
The UCMR for the first cycle of monitoring (i.e., UCMR 1)
established a three-tiered approach for monitoring contaminants based
on the availability of analytical methods. Assessment Monitoring
contaminants on List 1 (UCMR 1) could be analyzed using analytical
methods that were in common use in drinking water laboratories.
Screening Survey contaminants on List 2 (UCMR 1) could only be analyzed
using newly developed analytical methods that were not in common use in
drinking water laboratories. Laboratory capacity to perform these
analyses was therefore limited. No analytical methods were available to
monitor for the Pre-Screen Survey contaminants on List 3 (UCMR 1),
although the regulation allowed for the possibility of such methods
becoming available during the cycle.
EPA has developed the design for the second UCMR cycle (i.e., UCMR
2). EPA is building upon the established structure of UCMR 1, and
proposing some changes to the rule design, based upon lessons learned
during the UCMR 1 cycle. The design of UCMR 2 is summarized below,
including a discussion of the changes proposed for UCMR 2, and the
reasons for those proposed changes.
Assessment Monitoring (i.e., List 1) is the largest in scope of the
three UCMR 2 monitoring components (or tiers). Under Assessment
Monitoring, List 1 contaminants, for which standard analytical methods
are available, are monitored to assess national occurrence in drinking
water. These are the priority contaminants for which analytical method
technologies are well established. EPA is proposing that Assessment
Monitoring be required for all large water systems (those serving more
than 10,000 people), and for a nationally representative sample of 800
small water systems (those serving 10,000 or fewer people), during a
continuous 12-month period during July 2007 through June 2010 quarterly
for surface water systems, and twice, at 6-month intervals for ground
water systems). Systems subject to UCMR 2 include community water
systems (CWSs) and non-transient non-community water systems (NTNCWSs),
except those systems that purchase all of their finished water from
another PWS.
EPA designed the sampling frame for the national sample of small
systems to ensure that UCMR 2 sampling results would yield a high level
of confidence and a low margin of error. To attain the representative
sample, EPA is proposing that small systems be stratified by water
source type (ground or surface water), service size category, and State
(each allocated a minimum of two systems). With monitoring data from
all large PWSs (a census of all 3,110 large systems) and a
statistically representative sample of 800 small PWSs (for a total of
approximately 3,910 systems), List 1 Assessment Monitoring provides
sample data suitable for national population exposure assessments.
The second tier of UCMR 2 is referred to as List 2 or Screening
Survey monitoring. List 2 contaminants are those for which analytical
methods have been recently developed, and for which the technologies
are not widely used and, therefore, laboratory capacity may be
insufficient to conduct the larger scale Assessment Monitoring. EPA is
proposing that a Screening Survey be conducted by approximately 320
PWSs serving more than 100,000 people (i.e., all systems in this
largest size category), by a randomly selected sample of 320 PWSs
serving between 10,001 and 100,000 people, and by 480 small PWSs.
Screening Survey systems will be required to monitor during a
continuous 12-month period during July 2007 through June 2009 quarterly
for surface water systems, and twice, at 6-month intervals, for ground
water systems). With a total of over 1,100 systems participating in the
Screening Survey, sufficient data will be generated to provide an
overall national estimate of population exposure.
The third tier of UCMR 2 is called Pre-Screen Testing. Pre-Screen
Testing is envisioned for use with methods that are in the early stages
of development, and/or methods that are very specialized or limited in
applicability. It is designed to be conducted by up to 200 PWSs that
would be identified by State agencies as vulnerable to the List 3
contaminants. This would be a targeted sampling to assess occurrence in
the most vulnerable settings, and could help to guide the next steps
for contaminant evaluation and methods development. EPA is not
proposing any Pre-Screen Testing in today's action.
C. How Are the Contaminant Candidate List, the National Contaminant
Occurrence Database, and the UCMR Interrelated?
The UCMR program was developed in coordination with the Contaminant
Candidate List (CCL) and the National Drinking Water Contaminant
Occurrence Database (NCOD). The CCL is a list of contaminants that are
not subject to any proposed or promulgated National Primary Drinking
Water Regulation (NPDWR), are known or anticipated to occur at PWSs,
and may require regulation under SDWA. The first CCL, published in
March 1998 (referred to as ``CCL 1''), identified 60 contaminants or
contaminant groups (63 FR 10274, March 2, 1998 (USEPA, 1998b)) that
were divided into categories to represent research and data needs for
each of the following: (1) Regulatory determination priorities; (2)
health effects research priorities; (3) treatment research priorities;
(4) analytical methods research priorities; and (5) occurrence
priorities. The data collected through the UCMR program is being stored
in the NCOD to facilitate analysis and review of contaminant
occurrence; to guide the conduct of the CCL process; and to support the
Administrator's determination to regulate a contaminant in the interest
of protecting public health, as required under SDWA section 1412(b)(1).
Results of the UCMR 1 monitoring can be
[[Page 49099]]
viewed by the public at EPA's UCMR Web site: https://www.epa.gov/
safewater/ucmr/data.html. The second CCL was published in February 2005
and carried over many of the unregulated contaminants from CCL 1, for
which research is ongoing (70 FR 9071, February 24, 2005 (USEPA, 2005).
III. Requirements of the Unregulated Contaminant Monitoring Program
EPA has developed, and is proposing in today's action, a revised
design for UCMR 2 based on experience with UCMR 1. In addition to
requesting comments on the list of UCMR 2 contaminants, EPA is also
requesting comments on the Agency's specification of minimum reporting
levels (MRLs) and the procedure to establish them. Other changes for
which EPA is requesting comment include modifications or clarifications
to the systems required to monitor, the timing and location of
monitoring, and the reporting process. Today's proposed modifications
to the rule also incorporate lessons learned during the course of UCMR
1 implementation. Throughout UCMR 1, EPA worked with States, regulated
PWSs, and analytical laboratories in addressing implementation and
regulatory requirements. EPA reviewed various aspects of the UCMR 1
program and identified several critical changes that will improve
implementation. The specific approach that EPA is proposing for UCMR 2,
along with the rationale for any changes, is described in this section.
Exhibit 2 provides a list of the substantive changes to UCMR 1
being proposed in today's action. EPA invites the public to comment on
these changes to the UCMR program. Instructions for submission of
public comments are provided in the ADDRESSES section of this preamble.
Key aspects of the UCMR program that remain the same include direct
implementation of the rule by EPA, the design of Assessment Monitoring,
and EPA funding for the small system testing (i.e., for those systems
serving 10,000 or fewer people).
Although EPA is republishing the entire text of 40 CFR 141.35 and
40 CFR 141.40 of today's action for readability purposes, EPA is not
reproposing for public comment aspects of the rule that are unchanged
from the 1999 UCMR 1. The unchanged aspects of UCMR 1 include: (1) The
design of Assessment Monitoring (for List 1 contaminants), except for
the elimination of Index Systems, and Pre-Screen Testing (for List 3
contaminants); (2) the frequency of sampling; (3) the requirement to
resample when a sampling error occurs; (4) use of the largest
concentration when duplicate samples are reported; (5) the requirements
for laboratories to enter monitoring data, and large PWSs to approve
and submit data using EPA's electronic data reporting system; (6)
reporting of PWS contacts; (7) the definition of violations; (8) the
opportunity for State and Tribes to enter into Partnership Agreements;
(9) the Governors' petition process; and (10) the State-wide waiver
provision. EPA is not seeking, and will not respond to comments on
parts of the UCMR that are unchanged under today's action.
Exhibit 2.--Summary of Proposed Major Changes to UCMR 1
------------------------------------------------------------------------
Change Preamble Rule
------------------------------------------------------------------------
New list of 26 priority Contaminants: Sec.
contaminants, and 9 analytical III.A.; 141.40(a)(3).
methods. Analytical
Methods: III.B.;
III.C.
Modified laboratory approval III.E.1........... Sec.
program. 141.40(a)(5)(ii)-
(vi).
QC requirements: Detection limit III.E.2........... Sec. Sec.
would be replaced by MRL; No 141.40(a)(5)(iii)
longer required to analyze a -(v).
field reagent blank or QC
sample.
Changes in timing for posting III.E.2; III.J.2.. Sec.
and approval of monitoring data. 141.35(c)(6)(ii);
Sec.
141.40(a)(5)(vii)
.
Elimination of Index systems.... III.F.1.b......... Sec.
141.40(a)(2)(ii)(
C).
More systems to monitor for III.F.2........... Sec.
Screening Survey. 141.40(a)(2)(i)(B
); Sec.
141.40(a)(2)(ii)(
B).
Screening Survey monitoring to III.F.2.b; III.K.2 Sec.
be conducted across 2 years. 141.40(a)(3).
Establishment of date for rule III.F.4........... Sec. 141.35(a);
applicability; Clarification of Sec. 141.40(a).
system population definition.
Large systems must submit III.J.1.a......... Sec.
contact and sampling location 141.35(b)(1).
information.
Large system monitoring will be III.G.2........... Sec.
scheduled by EPA with allowance 141.35(c)(5);
for systems to change schedule Sec.
if needed. 141.40(a)(4)(i).
All samples collected at EPTDSs; III.H; III.J.1.b.. Monitor at EPTDS
nitorsamines samples for PWSs and DSMRT
subject to Stage 1 D/DBP Rule locations: Sec.
collected at DSMRT and EPTDS 141.40(a)(3);
locations; Representative EPTDS Sec.
proposals by PWSs with multiple 141.40(a)(4)(i)(C
ground water EPTDSs. ); Sec.
141.40(a)(4)(ii)(
B).
EPTDS proposal:
Sec.
141.35(c)(3).
Changes to data elements........ III.J.3........... Sec. 141.35(e).
------------------------------------------------------------------------
Acronyms: QC = quality control; MRL = minimum reporting level; PWS =
public water system; EPTDS = entry point to the distribution system; D/
DBP Rule = Stage 1 Disinfectant/Disinfection Byproducts Rule; DSMRT =
distribution system maximum residence time; UCMR = Unregulated
Contaminant Monitoring Regulation.
A. What Priority Contaminants Were Selected for UCMR 2?
1. Compilation of Initial List of UCMR 2 Candidates
With public health protection as its top priority, EPA has drawn
upon several different sources in developing the proposed UCMR 2
contaminant list. In the early stages of list development, EPA began by
identifying a broad list of over 200 contaminants. This information and
rationale was first presented at a public stakeholder meeting held on
October 29, 2003, within a draft discussion document titled: ``UCMR 2:
Contaminant Selection Rationale'' (USEPA, 2003e). The following sources
were used to identify potential UCMR 2 contaminants:
UCMR 1 ``reserved'' contaminants (CCL 1 occurrence
priorities): Includes those contaminants identified as priorities in
the September 1999 UCMR (64 FR 50556 (USEPA, 1999c)), but reserved for
later monitoring because methods were not yet available. By design,
most of the UCMR 1 contaminants were selected from the list of CCL 1
contaminants that required the
[[Page 49100]]
collection of additional occurrence data and for which analytical
methods were available (63 FR 10274 (USEPA, 1998b)).
Other UCMR 1 contaminants: Includes several contaminants
that were monitored under UCMR 1 and were identified as potential UCMR
2 priorities because Screening Survey results indicate the need for
more information, or because improved analytical methods for these
contaminants have been developed since the last cycle.
CCL 1 ``deferred pesticides'': Includes a list of priority
pesticides ranked by chemical properties, occurrence, and use that EPA
identified. EPA decided to ``defer'' certain pesticides for later
consideration pending further evaluation of these pesticides to
determine if they occur at levels of health concern (62 FR 52194,
October 6, 1997 (USEPA, 1997)). EPA plans to consider the deferred
pesticides in the context of an improved approach for selecting
contaminants for future CCLs. This will enable the Agency to consider
these contaminants in a consistent, reproducible manner with a wide
range of other contaminants.
CCL 1 suspected endocrine disruptors: Includes a list of
chemicals that were suspected of having adverse effects on endocrine
function (62 FR 52194, October 6, 1997 (USEPA, 1997)) that EPA
identified during the development of CCL 1. For certain suspected
endocrine disruptors for which little information was available, EPA
decided to wait for further study to reconsider these contaminants in
the future. As with pesticides, EPA believes that suspected endocrine
disruptors should be considered in the context of an improved approach
for selecting contaminants for future CCLs. This enables the Agency to
use a more refined and improved approach in evaluating these
contaminants.
Other emerging contaminants: Includes additional
contaminants of concern based on current research on occurrence and
relative health effects risk factors, and whether the contaminants
could be identified by analytical methods used in measuring other
priority UCMR contaminants.
2. Establishing Priorities for UCMR 2
Of the 200-plus contaminants initially identified, EPA retained
only those contaminants that met the following criteria: (1) Pesticides
on the list must be currently registered for use in the United States;
(2) all contaminants must have an analytical reference standard (pure
compound) available; and (3) the analytical method must be available.
Based on these criteria, the list was reduced to approximately 127
contaminants.
EPA further prioritized this list of contaminants as follows. The
relative health effects screening was considered as part of EPA's
identification of contaminants for monitoring under UCMR 2 (the
relative effects screening and prioritization process is discussed and
explained in next section). Through this prioritization process, 26
contaminants have been identified for UCMR 2 monitoring. At the current
time, EPA does not expect to add contaminants to reach the statutory
maximum of 30 contaminants. However, if other emerging contaminant(s)
advance in importance during the first part of UCMR 2 monitoring, EPA
will consider an amendment that would add up to four additional
contaminants for monitoring in a later phase of the cycle. The
remainder of this section discusses the specific selection of
contaminants that EPA is proposing for UCMR 2 monitoring.
a. Health Effects Prioritization Approach. In identifying
contaminants for monitoring under the UCMR program, potential human
health effects are an important consideration. Therefore, after
compiling a broad list of potential UCMR contaminants, EPA's next step
was to develop a process to prioritize these contaminants by estimating
their relative adverse health effects. EPA first collected existing
health effects information, including Reference Dose (RfD), Tolerable
Daily Intake (TDI), Acceptable Daily Intake (ADI), Cancer Unit Risk,
Cancer Classification, and Median Lethal Dose (LD50). Using
this information, EPA developed a screening system to rank contaminants
into high, medium, and low relative priorities.
In developing the relative rankings, EPA recognized two tiers of
data for the assessment of non-cancer toxicity, based on applicability
to human health effects: (1) RfD (and its equivalents); and (2)
LD50. The RfD and equivalent measures such as TDI and ADI
are doses that are expected to have no measurable health effects on the
human population, including sensitive populations. These levels are
based on expert judgment of the available research data. The
LD50, on the other hand, is the result of observation of
effects in experimental studies (i.e., the concentration at which 50%
of experimental animals die) and has not been extrapolated for
application to human populations. Many compounds have measured
LD50 values, but significantly fewer have calculated RfDs.
In prioritizing compounds for inclusion in UCMR, EPA refers to RfD (and
equivalent data) as ``potency data'', while LD50 data are
referred to as ``toxicity data.''
As with the two tiers of data for non-cancer toxic effects, cancer
information is analogously divided into two tiers. The higher tier of
data, known as ``Unit Risk,'' represents the risk of developing cancer
from a given drinking water concentration. The second tier of data, the
``Cancer Classification,'' categorizes the likelihood of a compound
contributing to the human cancer burden and is a purely qualitative
measure. Thus, it is generally less informative than Unit Risk data.
RfDs were typically obtained from EPA's Integrated Risk Information
System (IRIS) or the Office of Pesticide Programs' Reregistration
Eligibility Decisions (REDs). The ADIs were typically identified
through the International Programme on Chemical Safety or the European
Agency for the Evaluation of Medicinal Products Web sites. TDIs were
identified through World Health Organization and the Netherlands
Institute of Health Sciences sources. If an RfD or equivalent could not
be identified, attempts were made to obtain an oral LD50 or
other relevant information from sources such as the Hazardous
Substances Database (HSDB) and primary literature. Cancer Unit Risk
information was typically obtained from IRIS or REDs, while cancer
classifications were found in IRIS, REDs, and from the International
Agency for Research on Cancer (IARC).
To develop a ranking for each contaminant, compounds with potency
data were assigned values from 1 to 10 based on equations derived
empirically from the distribution of RfDs for the compounds listed on
IRIS. Details concerning the derivations of these equations are
contained in a support document titled ``Estimating Potency Scores: An
Exercise'' (USEPA, 2004h). Contaminant prioritization estimates were
discussed at a public stakeholder meeting held on October 29, 2003; the
estimates are contained in an additional support document titled:
``UCMR 2: Contaminant Selection Rationale'' (USEPA, 2003e). One
equation was derived for RfD and equivalent data, and one for cancer
Unit Risk data. The distribution of RfD values was log-normally
distributed, and the following equation was used to score compounds:
Non-cancer risk = 10-(rounded log10 RfD + 7)
To score compounds on a relative scale of 1 to 10, EPA examined the
distribution of unit risks for the compounds found in the ``2002
Drinking Water Standards and Health
[[Page 49101]]
Advisories'' (USEPA, 2002a), and used the following equation:
Cancer Risk = 10-((rounded log10 10-\4\ cancer
risk) + 6)
Contaminants with resulting scores from each of these equations of 1-3
were considered relatively lower priority, those with scores of 4-6
were considered of medium relative priority, and scores of 7-10 were
considered to be of high relative priority. In the case of compounds
for which both cancer and non-cancer data were available, the data
associated with the highest relative score were used for
prioritization.
Compounds with toxicity data were ranked by a separate system based
on LD50, and this ranking was modified by cancer
classification where possible. Exhibit 3 summarizes the criteria that
were used to rank compounds by LD50.
Exhibit 3.--Median Lethal Dose and Corresponding Toxicity Ranking
------------------------------------------------------------------------
Relative toxicity ranking LD50 data
------------------------------------------------------------------------
Very High................................. <=1 mg/kg \1\
High...................................... >1 mg/kg- <=50 mg/kg
Moderate.................................. >50 mg/kg- <=500 mg/kg
Slight.................................... >500 mg/kg- <=5 g/kg \2\
------------------------------------------------------------------------
\1\ mg/kg = milligram per kilogram.
\2\ g/kg = gram per kilogram.
Additionally, if a chemical meeting the ``slight'' criteria was
also noted as ``possibly carcinogenic to humans'' (Group 2B), the
chemical was moved up one level to ``moderate.'' For example,
2,2',4,4',5,5'-hexabromobiphenyl toxicity should be categorized as
slight based on an identified oral LD50 in rats of 21,500
milligrams per kilogram (mg/kg). However, because IARC categorized this
chemical as ``possibly carcinogenic to humans,'' it now is categorized
as moderate.
b. Selections Based on UCMR 1 Reserved Contaminants List. One of
EPA's priorities for UCMR 2 is to monitor for contaminants that were
identified as priorities for monitoring during UCMR 1, but were
``reserved'' because analytical methods were not available at the time.
Applying these criteria, two UCMR 1 ``reserved'' contaminants are
priorities for UCMR 2: alachlor ethane sulfonic acid (alachlor ESA)
(and other acetanilide pesticide degradation products) and hexahydro-
1,3,5-trinitro-1,3,5-triazine (RDX), an explosive. The first is a
contaminant group that is comprised of multiple contaminants, as
further discussed in this section. Both alachlor ESA (and other
degradation products of acetanilide pesticides) and RDX were included
on UCMR 1, List 2, but because the required analytical methods were not
available in time for UCMR 1 monitoring they were listed as
``reserved.''
i. Alachlor ethane sulfonic acid (ESA) and Other Degradation
Products of Acetanilide Pesticides--List 2.
Based on the rationale provided below, EPA is proposing that the
following six degradation products of acetanilide pesticides and their
parent compounds be part of the UCMR 2, List 2, Screening Survey
monitoring:
Acetochlor
Acetochlor ESA
Acetochlor OA
Alachlor
Alachlor ESA
Alachlor OA
Metolachlor
Metolachlor ESA
Metolachlor OA
The proposed List 2 analytes include the ethane sulfonic acid (ESA)
and oxanilic acid (OA) degradation products of the three highest-use
parent acetanilide compounds: metolachlor, alachlor, and acetochlor
(see Exhibit 4). In addition, EPA is proposing that List 2 include the
parent compounds, acetochlor, alachlor and metolachlor, because one
possible option for regulating these compounds and their degradates
would be to establish maximum contaminant levels (MCLs) for the total
of each parent plus its respective metabolites.
There are a number of reasons why EPA has prioritized alachlor ESA
(and other degradation products of acetanilide pesticides) for
inclusion in UCMR 2 monitoring. This group of acetanilide degradation
products was originally listed under the CCL 1 occurrence priorities
and then included as part of UCMR 1, List 2 as ``reserved''; thus the
group is a top priority for UCMR 2 monitoring. In addition, ambient
water monitoring data indicate that occurrence of the acetanilide
degradation products (ESA and OA) is more widespread than that of the
parent compounds.
Inclusion of the parent acetanilides on List 2 monitoring will
potentially allow EPA to learn more about the extent of decomposition
of the parent compounds, and about levels of co-occurrence of the
parents and their degradation products. The parent acetanilides are
widely used herbicides applied for weed control on corn, soybean, and
other crops (see Exhibit 4). Acetochlor and metolachlor were both
included on the final CCL 1 priority list. Acetochlor was identified as
a CCL 1 occurrence priority, and was monitored under UCMR 1, List 1,
Assessment Monitoring. Metolachlor and its degradation products were
identified in the list of candidates for regulatory determination under
the CCL 1 prioritization process. However, EPA has since determined
that available health effects and occurrence information were
insufficient to support a regulatory determination.
Health effects studies have shown that chronic oral exposure to
parent acetanilide herbicides may have effects such as increased
salivation, decreased body weight, cellular/kidney/testicular
pathology, enlarged liver, and anemia in animal subjects (USEPA,
2003d). RfDs established by EPA for these parent herbicides are 0.01
milligrams per kilograms per day (mg/kg/day) for alachlor, 0.02 mg/kg/
day for acetochlor, and 0.15 mg/kg/day for metolachlor (USEPA, 2003d).
Based on animal studies, the carcinogenic potentials of the parent
acetanilide herbicides in humans are estimated to be: acetochlor and
metolachlor, ``possible carcinogen'' (59 FR 13654, March 23, 1994
(USEPA, 1994); 61 FR 10681, March 15, 1996 (USEPA, 1996a); and USEPA,
2003d); and alachlor, ``probable carcinogen'' (USEPA, 2004a). The NPDWR
for alachlor includes an maximum contaminant level goal of zero (due to
classification as a probable carcinogen) and an MCL of 0.002 milligrams
per liter (mg/L). EPA notes that alachlor is currently regulated under
the National Primary Drinking Water Standards. EPA is proposing the
collection of alachlor occurrence data in UCMR 2 concurrent with the
collection of data for the alachlor degradation products to determine
the degree of correlation between the parent compound and degradate
occurrence.
[[Page 49102]]
Exhibit 4.--Comparison of Acetanilide Herbicides Use \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
~1991-1995 ~1995-1998
~Early 1990s ~1992 annual ~1997 annual annual use annual use
Compound Year annual use use (million lb use (million lb (million lb (million lb
registered (million lb a.i.) -NCFAP a.i.) -NCFAP a.i.) -USGS a.i.) -USGS
a.i.) -EPA \2\ \3\ \4\ \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Metolachlor....................................... 1976 59 59.4 67.3 57.9 66.9
(1987-1993)
Alachlor.......................................... 1969 29.3-44.6 51.6 15.2 25.7 15.1
(1993-1995)
Acetochlor........................................ 1994 -- -- 32.6 23.8 32.6
Propachlor........................................ 1964 2.1 4.3 0.9 3.9 0.9
(1987-1996)
Dimethenamid...................................... 1993 -- -- 6.0 2.6 6.0
Flufenacet........................................ 1998 -- -- -- -- --
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ``--'' = substance not in use; a.i. = active ingredient.
\2\ EPA: https://cfpub.epa.gov/oppref/rereg/status.cfm?show=rereg.
\3\ National Center for Food and Agricultural Policy (NCFAP): https://www.ncfap.org/.
\4\ United States Geological Survey (USGS), national maps: https://ca.water.usgs.gov/pnsp/.
Note: Based on use amounts, EPA is proposing to monitor for the ESA and OA degradates of the three highest-use parent compounds: acetochlor, alachlor,
and metolachlor. In addition, EPA is proposing to monitor for acetochlor, alachlor, and metolachlor.
ii. Explosives--List 1.
Based on the rationale provided below, EPA is proposing that the
following three explosives compounds be part of the UCMR 2, List 1,
Assessment Monitoring:
Hexahydro-1,3,5-trinitro-1,3,5-triazine (RDX)
2,4,6-trinitrotoluene (TNT)
1,3-dinitrobenzene
RDX was a CCL 1 occurrence priority and was included on UCMR 1,
List 2 as ``reserved,'' because analytical methods were not available
in time for rule implementation. EPA has since developed a method for
determining explosives in drinking water, thus allowing RDX to be
included under UCMR 2 monitoring. RDX is absorbed by oral, dermal, and
inhalation routes, and has been documented to cause central nervous
system effects such as seizures, disorientation, nausea, restlessness,
and lethargy. In addition, temporary anemia and leukocytosis after
ingestion of RDX has been observed (ATSDR, 1995b). EPA has derived a
chronic oral RfD for RDX of 0.0003 mg/kg/day, based on prostate
inflammation observed in rats in a two-year feeding study (USEPA,
2003d), and has classified RDX as a possible human carcinogen (Group
C), based on adenomas and carcinomas in female mice (USEPA, 2003d).
The ``explosives'' method can also be used to measure
concentrations of at least 13 other contaminants in the same compound
class (see Exhibit 5). A few that can be detected by this method were
already monitored under UCMR 1 (nitrobenzene, 2,4-dinitrotoluene, and
2,6-dinitrotoluene). Of the remaining contaminants analyzed with the
explosives method, the two with the highest relative health risk
rankings are 2,4,6-trinitrotoluene (TNT) (possible carcinogen) and 1,3-
dinitrobenzene (high relative health risk ranking). TNT and 1,3-
dinitrobenzene were also identified during the CCL 1 development
process on the working group's initial list of chemical contaminants
considered during the development of the draft CCL (62 FR 52194 at
52201, October 6, 1997 (USEPA, 1997)).
TNT has been detected in surface and ground water samples that were
collected near munitions facilities (ATSDR, 1995c). TNT typically co-
occurs with RDX (Burrows, 1982). EPA has classified TNT as a possible
human carcinogen (Group C) based on urinary bladder papilloma and
carcinoma observed in female rats and activity observed in Salmonella,
with and without metabolic activation (USEPA, 2003d). Based on TNT's
co-occurrence with RDX and its possible carcinogenicity, EPA is
proposing to include TNT for monitoring under UCMR 2.
1,3-dinitrobenzene is the only one of the explosive contaminants
considered for UCMR 2 to have been assigned a ``high'' relative health
risk ranking. The major clinical manifestations of oral exposure to
1,3-dinitrobenzene are hematologic, neurologic, endocrine, and
reproductive (ATSDR, 1995a). EPA has derived a chronic oral RfD for
this compound of 0.0001 mg/kg/day, based on increased weight of the
spleen (USEPA, 2003d). EPA believes that a likely route of exposure to
this compound is ingestion of contaminated drinking water (ATSDR,
1995a). Though no nationwide survey of occurrence has been conducted,
local water and soil studies provide some indication of 1,3-
dinitrobenzene occurrence in water. This compound has been detected in
water and soil at some Army ammunition plants, including detection in
ground water samples collected at an ammunition plant in Louisiana at
concentrations ranging from 1.2 to 195 micrograms per liter ([mu]g/L)
(ATSDR, 1995a). It has also been found in 12 of the 1,397 hazardous
waste sites on the National Priorities List; however, the total number
of sites tested for 1,3-dinitrobenzene is unknown (ATSDR, 1995a). In a
survey of ground water at 32 military installations, Walsh and
colleagues (USEPA, 1999a) detected 1,3-dinitrobenzene in 13 percent of
the 812 samples analyzed, with maximum concentrations of 8.7 [mu]g/L
and a median concentration of 0.78 [mu]g/L. As the most toxic of the
remaining