Atlantic Highly Migratory Species; Recreational Atlantic Blue and White Marlin Landings Limit; Amendments to the Fishery Management Plan for Atlantic Tunas, Swordfish, and Sharks and the Fishery Management Plan for Atlantic Billfish, 48804-48838 [05-15965]
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Federal Register / Vol. 70, No. 160 / Friday, August 19, 2005 / Proposed Rules
National Oceanic and Atmospheric
Administration
50 CFR Parts 300, 600, and 635
[Docket No. 050805217-5217-01; I.D.
051603C]
RIN 0648–AQ65
Atlantic Highly Migratory Species;
Recreational Atlantic Blue and White
Marlin Landings Limit; Amendments to
the Fishery Management Plan for
Atlantic Tunas, Swordfish, and Sharks
and the Fishery Management Plan for
Atlantic Billfish
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; availability of the
Fishery Management Plan (FMP);
petition for rulemaking; proposed rule
withdrawal; request for comments;
public hearings.
AGENCY:
SUMMARY: NMFS proposes to
consolidate the Fishery Management
Plan (FMP) for Atlantic Tunas,
Swordfish, and Sharks and the FMP for
Atlantic Billfish, to change certain FMP
management measures, to adjust
regulatory framework measures, and to
continue the process for updating
essential fish habitat. The alternatives
described in this proposed rule could
impact fishermen and dealers for all
Atlantic highly migratory species (HMS)
fisheries. The range of alternatives
examined includes those to: establish
mandatory workshops for fishermen and
dealers; consider methods of modifying
and establishing time/area closures;
address rebuilding and overfishing of
northern albacore tuna, finetooth sharks,
and Atlantic billfish; modify bluefin
tuna (BFT) General Category subperiod
quotas and simplify the management
process of BFT; change the fishing year
for tunas, swordfish, and billfish back to
a calendar year; authorize additional
fishing gears; and clarify numerous
existing regulations, particularly in 50
CFR part 635. This proposed rule also
announces the receipt of a petition for
rulemaking regarding bluefin tuna and
describes the analyses conducted as part
of this rulemaking, in response to the
petition, to consider closure areas in the
Gulf of Mexico. In this proposed rule,
NMFS also formally withdraws a
proposed rule published September 17,
2003, to establish an annual domestic
recreational landing limit of 250
Atlantic blue and white marlin and
other measures.
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Comments on this proposed rule
and draft FMP must be received no later
than 5 p.m. on October 18, 2005.
Public hearings on this proposed rule
and draft FMP will be held in
September and October 2005. For
specific dates and times see the
SUPPLEMENTARY INFORMATION section of
this document.
The September 17, 2003, proposed
rule (68 FR 54410) is withdrawn as of
August 18, 2005.
ADDRESSES: The public hearings will be
held in Port Aransas, TX; New Orleans,
LA; Orange Beach, AL; Panama City,
Madeira Beach, Key West, Fort
Lauderdale, Fort Pierce, and Atlantic
Beach, FL; Charleston, SC; Manteo, NC;
Virginia Beach, VA; Ocean City, MD;
Cape May and Barnegat Light, NJ; Islip
and Montauk, NY; Narragansett, RI;
New Bedford and Gloucester, MA;
Portland, ME; St. Thomas, USVI; and
San Juan and Mayaguez, PR. For
specific locations see the
SUPPLEMENTARY INFORMATION of this
document.
Written comments on the proposed
rule and draft HMS FMP may be
submitted to Karyl Brewster-Geisz,
Highly Migratory Species Management
Division:
• Email: SF1.060303D@noaa.gov.
Include in the subject line the following
identifier: Atlantic HMS FMP.
• Mail: 1315 East-West Highway,
Silver Spring, MD 20910. Please mark
the outside of the envelope ‘‘Comments
on Draft HMS FMP.’’
• Fax: 301–427–2592.
• Federal e-Rulemaking Portal: https://
www.regulations.gov.
Copies of the draft HMS FMP and
other relevant documents are available
from the Highly Migratory Species
Management Division website at
www.nmfs.noaa.gov/sfa/hms or by
contacting Karyl Brewster-Geisz at 301–
713–2347.
FOR FURTHER INFORMATION CONTACT:
Karyl Brewster-Geisz, Margo SchulzeHaugen, or Heather Stirratt at 301–713–
2347 or fax 301–713–1917; Russ Dunn
at 727–824–5399 or fax 727–824–5398;
or Mark Murray-Brown at 978–281–
9260 or fax 978–281–9340.
SUPPLEMENTARY INFORMATION:
The Atlantic HMS fisheries are
managed under the dual authority of the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act) and the
Atlantic Tunas Convention Act (ATCA).
The FMP for Atlantic Tunas, Swordfish,
and Sharks, finalized in 1999, and the
FMP for Atlantic Billfish, finalized in
1988, are implemented by regulations at
50 CFR part 635.
DATES:
DEPARTMENT OF COMMERCE
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Since the 1999 final rule (May 28,
1999; 64 FR 29090) that consolidated
Atlantic HMS regulations and
implemented the 1999 Atlantic Tunas,
Swordfish, and Shark FMP and
Amendment 1 to the Atlantic Billfish
FMP, a number of management issues
have arisen that require further
reconsideration or action. Many of these
actions are linked to each other and are
best analyzed in conjunction with other
actions. This proposed rule and draft
HMS FMP cover many of these issues
and topics including: minimizing
bycatch or bycatch mortality, rebuilding
overfished fisheries, and modifying
existing management strategies. Some of
the alternatives proposed relate to
regulations under the MagnusonStevens Act or the Endangered Species
Act (ESA). Other proposed actions
would improve the clarity and
effectiveness of existing regulations or
the process to be followed when taking
action, consistent with the FMPs. Some
of the actions proposed in this rule
would amend the FMP while other
actions would adjust the management
measures without amending the FMP.
The need for each action is described
later in this document with the analyses
of each alternative.
NMFS announced its intent to
conduct an Environmental Impact
Statement (EIS) amending the two
current fishery management plans on
July 9, 2003 (68 FR 40907). On April 30,
2004 (69 FR 23730), NMFS announced
the availability of an Issues and Options
Paper and nine scoping meetings. On
May 26, 2004 (69 FR 29927), NMFS
extended the comment period on the
Issues and Options Paper, and
announced an additional scoping
meeting. During this time, NMFS also
presented the Issues and Options Paper
to the New England, Mid-Atlantic, and
Gulf of Mexico Fishery Management
Councils and the Atlantic States Marine
Fisheries Commission. A summary of
the major comments received during
scoping was released in December 2004
and is available on the HMS
Management Division website or by
requesting a hard copy (see ADDRESSES).
During scoping, NMFS referred to this
project as Amendment 2 to the existing
FMPs. Starting with the Predraft stage,
NMFS has referred to this project as the
draft HMS FMP.
In February 2005, NMFS released the
combined Predraft to the Consolidated
HMS FMP and annual Stock
Assessment and Fishery Evaluation
(SAFE) Report. NMFS presented the
Predraft document to all five Atlantic
Fishery Management Councils, both the
Atlantic and Gulf of Mexico States
Marine Fisheries Commissions, and to
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the HMS and Billfish Advisory Panels.
Comments received on both the Issues
and Options Paper and the Predraft
were considered when drafting and
analyzing the ecological, economic, and
social impacts of the alternatives in the
proposed rule. A summary of the
comments received on the Predraft was
released in June 2005 and is available
on the HMS Management Division
website or by requesting a hard copy
(see ADDRESSES).
This proposed rule and the
accompanying draft HMS FMP are the
culmination of the analyses of the
comments received on the Issues and
Options paper and the Predraft
document. In addition, the draft HMS
FMP continues the process to conduct a
five-year review of essential fish habitat
(EFH) consistent with the EFH
guidelines (the process started with the
release of the Issues and Options Paper
in April 2004). At this time, NMFS is
reviewing the information available for
all HMS, including billfish, and will
determine which species need updates
to their EFH identifications. Any
updates or resulting changes in
management will be done in a future
rulemaking.
As described below, NMFS is also
taking additional actions in this
proposed rule: (1) a formal withdrawal
of the 2003 proposed rule to implement
the ICCAT 250 fish limit (September 17,
2003; 68 FR 54410) and (2) a formal
decision not to include in the draft HMS
FMP the exemption to the ‘‘no sale’’
provision for the artisanal handline
fishery in Puerto Rico as outlined in the
1988 Billfish FMP. NMFS has also
reviewed a petition for rulemaking from
Blue Ocean Institute et al. that requested
NMFS look at a particular BFT
spawning area in the Gulf of Mexico
(copies of the petition can be requested,
see ADDRESSES). An additional
consideration was a settlement
agreement related to white marlin that
is awaiting court approval in the Center
for Biological Diversity v. NMFS, Civ.
Action No. 04–0063(D.D.C). The
petition and settlement agreement are
discussed further in the Time/Area
Closures section below.
Consolidation of FMP for Atlantic
Tunas, Swordfish, and Sharks and FMP
for Atlantic Billfish
Currently, management of Atlantic
HMS is accomplished through two
different FMPs: the FMP for Atlantic
Tunas, Swordfish, and Sharks and the
FMP for Atlantic Billfish. The 1999
decision to maintain two different FMPs
was based on the idea that the billfish
fishery is recreational only while the
tuna, swordfish, and shark fisheries are
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both commercial and recreational.
Despite this decision, the regulations for
both of these FMPs were consolidated
under 50 CFR part 635 in 1999.
Since that decision, NMFS has further
recognized the interrelated nature of
these fisheries and the need to consider
management actions collectively. For
example, anglers fishing for Atlantic
tunas, swordfish, sharks, or billfish
must obtain an HMS Angling permit
and must follow the recreational bag
and size limits for all these species.
Additionally, any management
measures enacted for billfish
recreational fishermen will likely have
impacts on recreational fishermen for
other HMS and vice versa. Thus, in the
draft HMS FMP related to this rule,
NMFS consolidates the two FMPs into
one FMP, the consolidated Atlantic
HMS FMP.
Consolidating the FMPs will allow
NMFS to take a more ecosystem-based
approach to these fisheries whose
recreational fishermen often fish for
tunas, swordfish, sharks, and billfish on
the same trip and are required to have
the same permit, and whose commercial
fishermen catch billfish as bycatch
while targeting other HMS. NMFS does
not expect the consolidation of the
FMPs to have an impact on the existing
regulations because the regulations have
been combined since 1999. NMFS also
does not expect any impact on the
priorities of the agency or on the
composition of the Advisory Panels as
a result of the consolidation.
Unless specifically proposed in this
rule or in the HMS FMP, the draft HMS
FMP, in itself, would not change
existing provisions of either the 1999
Atlantic Tunas, Swordfish, and Shark
FMP (and its 2003 amendment), the
1988 Billfish FMP (and its 1999
amendment), or any implementing
regulations. However, the 1988 FMP for
Atlantic Billfish contained a prohibition
on the sale or purchase of Atlantic
billfish, and simultaneously included a
limited exemption from the ‘‘no sale’’
provision to accommodate a small-scale
artisanal fishery in Puerto Rico that
occasionally landed blue marlin. The
exemption to the ‘‘no sale’’ provision
was subject to a number of conditions
and restrictions, including: only billfish
caught on handlines having fewer than
six hooks could be retained for sale;
vessels retaining billfish for sale could
not have a rod and reel onboard; billfish
could be sold only in Puerto Rico; a
maximum of 100 billfish per year could
be landed and sold; if more than 100
billfish per year were landed under the
exemption, the Councils would consider
removing the exemption; all existing
fishermen wishing to sell billfish would
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be required to obtain a permit; the
Caribbean Fishery Management Council,
in cooperation with the Government of
the Commonwealth of Puerto Rico,
would develop and implement a system
for tracking billfish landings under the
exemption; and the exemption would
not be in effect until the permitting and
tracking systems were operative,
pending approval by the five involved
Councils at that time.
The exemption from the ‘‘no sale’’
provision for the Puerto Rican artisanal
handline fishery has never been
implemented because the
aforementioned conditions have not
been met, either prior to or following
transfer of the FMP to Secretarial
authority. NMFS is proposing not to
carry forward the exemption to the no
sale provision for the Puerto Rican
artisanal handline fishery into the draft
HMS FMP based on the overfished
status of Atlantic billfishes, nonfulfillment of the conditions necessary
to implement the exemption to the no
sale provision and resultant nonimplementation of the provision over a
period of 18 years, public comment, and
the support of the involved fishery
management councils (specifically the
Caribbean Council, which would be
most directly impacted by the potential
elimination of the exemption provision).
Analyses of Alternatives
The following is a summary of the
alternatives analyzed in the DEIS for the
HMS FMP. These elements are arranged
in the following sections: Bycatch
Reduction, Rebuilding and Preventing
Overfishing, Management Program
Structure, and EFH Update.
1. Bycatch Reduction
Under National Standard 9 of the
Magnuson-Stevens Act, NMFS is
required, to the extent practicable, to
minimize bycatch and, to the extent that
bycatch cannot be avoided, minimize
bycatch mortality. In this proposed rule,
NMFS examined two strategies
specifically aimed at reducing bycatch
and bycatch mortality: conducting
workshops to teach handling/release
techniques and species identification,
and examining the effectiveness of time/
area closures in reducing bycatch. As
described below, other sections (e.g.,
Section 2 regarding finetooth sharks) in
this proposed rule also consider the
requirement to minimize bycatch and
bycatch mortality. Detailed analyses of
bycatch reduction alternatives are
presented in the draft HMS FMP. Only
a summary of the major points
addressing workshops and time/area
closures are described below.
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A. Workshops
NMFS is proposing at 50 CFR 635.8
two types of workshops for participants
in HMS fisheries. The first type would
instruct participants in the safe
handling, release, and identification of
protected resources. The second type
would instruct participants in the
correct identification of HMS,
particularly Atlantic sharks. The
alternatives for and discussion of these
workshops is provided below.
Regardless of the requirements, any
fishermen, dealer, or interested party
would be welcome to attend any or all
protected species or HMS identification
workshops.
i. Protected Species Workshops
On October 29, 2003, a Biological
Opinion (BiOp) was issued in
conjunction with Atlantic shark fishery
management measures implemented in
a final rule for Amendment 1 to the
1999 HMS FMP (December 24, 2003; 68
FR 74746). Among other requirements,
the 2003 BiOp included a requirement
for workshops or other training
programs to disseminate information
regarding protocols and equipment for
safe release and disentanglement of
protected species, including information
specific to smalltooth sawfish and sea
turtles. The 2003 BiOp specifically
required that the workshops concentrate
on ways to reduce the potential for
serious injury or mortality should
incidental capture via hooking or
entanglement occur.
On June 1, 2004, a BiOp for the HMS
pelagic longline fishery concluded that
the continued operation of the pelagic
longline fishery is likely to jeopardize
the continued existence of leatherback
sea turtles. In order to achieve the target
post-release mortality rates for sea
turtles specified in the 2004 BiOp, it is
imperative that NMFS ensure all
participants are aware of, and are
proficient with, the safe release and
disentanglement gears and protocols
outlined in the BiOp. Mandatory
workshops that would provide this type
of training for vessel operators are
required in the 2004 BiOp.
In addition to addressing safe
handling and disentanglement
protocols, the workshops in this
proposed rule would also disseminate
information specific to the identification
of protected resources commonly
encountered during longline and gillnet
fishing activities. Providing fishermen
with the skills necessary to properly
identify protected resources that are
encountered during fishing activities
would increase the likelihood that they
employ the proper release and
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disentanglement protocols, improve the
accuracy of logbook data and
extrapolated take estimates, and assist
fishermen in complying with the
reporting regulations in 50 CFR part
635.
The preferred alternatives for the
protected resources workshops would
implement one-day mandatory
workshops and certification for HMS
pelagic and bottom longline and shark
gillnet vessel owners and operators by
January 1, 2007. Mandatory vessel
owner attendance would provide a link
to vessel permit issuance and renewal
ensuring that workshops are well
attended and ensuring that vessel
owners, if they are not the vessel
operators, know what should be
happening on their vessels. Shark and
directed or incidental swordfish limited
access permits would not be renewed
without a copy of the certificate if
logbooks indicate that longline or gillnet
gear were used on at least one trip for
that vessel in the preceding year or, in
the case of vessels that were transferred
in the preceding year, since the transfer.
Mandatory operator attendance ensures
that there is at least one person on board
the vessel during fishing activities that
is adept at the safe handling and release
protocols and protected resource
identification. Additionally, all owners
and operators that attended and
successfully completed industry
certification workshops (held on April
8, 2005, in Orlando, Florida, and on
June 27, 2005, in New Orleans,
Louisiana), as documented by the
workshop facilitators, are proposed to
receive automatically valid protected
species workshop certificates prior to
the effective date of January 1, 2007.
These workshops were attended by
NMFS personnel, sponsored by industry
representatives with experience in sea
turtle handling and release protocols
and fishing gear, and well-attended by
pelagic longline fishermen.
The preferred one-day workshops are
not expected to result in excessive
economic impacts, as they will be
scheduled at numerous locales along the
Atlantic coast, including the Gulf of
Mexico and Caribbean, minimizing
travel and lost fishing time. Requiring
HMS longline and shark gillnet owners
and operators to attain recertification
every three years would balance the
ecological benefits of maintaining
familiarity with the protocols and the
economic impacts of travel costs and
lost fishing opportunities due to
workshop attendance.
NMFS considered a range of
alternatives for these protected species
workshops including voluntary
workshops (no action). NMFS felt that
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voluntary workshops could limit the
dissemination of the safe release,
disentanglement, and protected
resources identification information,
and, therefore, would not guarantee
compliance with the BiOps.
NMFS also considered mandatory
workshops for the owners, operators,
and the crew of all HMS longline
vessels. This alternative would require
the greatest number of participants to
become skilled in the release protocols
and protected resource identification.
This alternative was not preferred due
to the level of economic impacts to the
longline fishery and the transient nature
of vessel crew members. Under the
preferred alternatives, because operators
would be required to attend the
workshops, the operators would be
responsible for ensuring that the
appropriate crew members were
proficient at the release techniques and
protected resource identification.
In addition to the three-year
mandatory recertification for the
protected species workshops, NMFS
also considered mandatory
recertification every two or five years.
Recertification every two years may
yield the most positive ecological
impacts, however, this alternative
would also have the greatest economic
costs to the industry. Recertification
every five years may allow a more
extensive period of time to lapse
between certification workshops than
necessary to maintain proficiency and
provide fishermen with updates on
research and development of handling
and dehooking protocols.
ii. HMS Identification Workshops
The second type of workshops would
aim to improve HMS identification
skills. NMFS considered these
workshops due in part to comments
received from the HMS Advisory Panel
and members of the general public
stating the need for improved
identification skills of participants in
HMS fisheries, especially shark dealers.
The preferred alternatives would require
anyone federally permitted to receive,
trade, purchase, or barter sharks from a
vessel (shark dealers), or a suitable
proxy, to attend an HMS identification
workshop for certification before
January 1, 2007. If a dealer opts to send
a proxy, the dealer must designate a
proxy from each place of business
covered by the dealer’s permit. The
proxy would need to be a person who
is employed by a place of business
covered by the dealer’s permit; is a
primary participant in identification,
weighing, or first receipt of fish as they
are offloaded from a vessel; and is
involved in filling out dealer reports.
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The permitted shark dealer or proxy
would need to renew the certification
every three years. Shark identification is
challenging for dealers because they
encounter many different shark species
lacking fins and head (sharks that are
dressed are often called ‘‘logs’’). Dealers
are required to enter species data into
dealer reports based on their purchase
of fish from numerous fishermen. These
reports are used for stock assessments
and quota monitoring. Thus, incorrect
species data could have ecological
impacts and, in the long-term, could
impact the accuracy of stock
assessments. Economic and social
impacts on the shark dealers would be
minimized by offering workshops at
several locations per region, near
commercial and recreational HMS
fishing ports during non-peak fishing
times.
NMFS considered a range of
alternatives for these identification
workshops including voluntary HMS
identification workshops for dealers,
recreational fishermen, and all
commercial vessel owners and operators
(no action). From previous voluntary
workshops on other topics, NMFS has
found that voluntary workshops are
generally not well attended and
therefore are often not an efficient use
of resources.
NMFS also considered mandatory
identification workshops for all HMS
dealers. However, requiring all HMS
dealers to attend may be inappropriate
as swordfish and tuna dealer permit
holders generally only see a relatively
limited number of HMS species and are
not faced with the same identification
difficulties as the shark dealers. NMFS
felt that other alternatives, such as
mandatory workshops for commercial
longline owners and/or operators, are a
lower priority because these individuals
observe the fish intact, thereby
facilitating a positive species-specific
identification. While these fishermen
may need workshops in the future, in
this proposed rule and draft HMS FMP,
NMFS felt requiring shark dealers,
whose data are used for both quota
monitoring and stock assessments and
who must identify more numerous and
difficult species, was a higher priority at
this time. Generally, logbook data is
used for stock assessment purposes and
to verify dealer reports, not quota
monitoring. Alternatives to expand
participation to include owners and/or
operators in the charter headboat,
general category, and handgear/harpoon
fisheries could result in extensive
negative economic impacts due to travel
and lost fishing time as it would involve
a much larger portion of the fishery.
Mandatory workshops for all HMS
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Angling permit holders would result in
the most extensive negative economic
impacts as it would affect the largest
single group of permit holders.
NMFS also considered recertification
every two, three, and five years.
Recertification every two years has a
greater economic impact to the dealers
and a slightly positive impact on species
identification. Since the identification
of the species is not likely to change in
the two years (species names do
occasionally change as scientific
information improves) and the dealers
are interacting with the species on a
regular basis, the certification renewal
could take place with less frequency.
Decreasing the frequency of renewal to
every five years could introduce greater
error in the species identification if the
dealer begins to confuse similar species.
Requiring the shark dealers to attain
recertification every three years would
balance the ecological benefits of
maintaining the ability to properly
identify the sharks and the economic
impacts of workshop attendance due to
travel costs and lost fishing
opportunities.
B. Time/Area Closures
Time/area closures were first
implemented for Atlantic HMS
beginning in 1999 in order to reduce
bycatch and bycatch mortality while
minimizing the reduction in target
catch. As described in the draft HMS
FMP, these closures have proven to be
effective at reducing bycatch.
Nonetheless, several HMS such as blue
and white marlin and bluefin tuna are
overfished with overfishing still
occurring, and protected species such as
leatherback and loggerhead sea turtles
continue to interact with HMS gears. As
a result, NMFS considered a range of
alternatives to implement additional
closures and/or modify existing
closures, as necessary. As reflected in
the HMS FMP, NMFS conducted
extensive analyses regarding the impact
of closures on all bycatch, particularly
white and blue marlin, sea turtles, and
bluefin tuna, in developing alternatives
and selecting preferred alternatives.
Also, as noted earlier, the analyses took
into account the BFT spawning ground
petition and the white marlin settlement
agreement. NMFS is proposing to
implement two alternatives that would:
(1) complement the Gulf of Mexico
Fishery Management Council’s
(GMFMC) time/area closures regarding
Madison-Swanson and Steamboat
Lumps closed areas and (2) establish
criteria to be considered when
contemplating regulatory framework
adjustments to implement new time/
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area closures or make modifications to
existing time/area closures.
The first preferred alternative would
implement HMS management measures
in the Madison-Swanson and Steamboat
Lumps closed areas, consistent with a
September 2003 GMFMC request to
NMFS. The proposed rule would
prohibit all HMS fishing from November
through April in the Madison-Swanson
and Steamboat Lump closures, and
allow recreational surface trolling only
from May through October. If
implemented, the HMS management
measures would expire on June 16,
2010, consistent with GMFMC
recommendations. Both of these
closures are located just shoreward of
the current DeSoto Canyon Closed Area
for pelagic longline fishing in HMS
fisheries.
These closed areas were implemented
in 2000 by the GMFMC in order to
provide protection for spawning
aggregations of gag grouper. The
GMFMC requested NMFS to close the
areas to HMS fishing to eliminate a
loophole and to allow the GMFMC a
better opportunity to evaluate the
effectiveness of the closed area as a
fishery management tool. Other species,
including various groupers, snappers,
and porgies could benefit by the
closures. Any impacts on HMS species
and HMS fishermen and communities
are expected to be minimal. Only three
HMS commercial trips were reported in
the closed areas from 1997 to 2003.
Additionally, recreational and charter/
headboat fishing trips for HMS in the
closed areas are not likely to be
significantly curtailed due to the
allowance for surface trolling from May
through October, which are the prime
fishing months.
The second preferred alternative
would establish criteria at 50 CFR
635.34(d) to be considered when
implementing new time/area closures or
making modifications to existing time/
area closures. These criteria would
provide a more definitive process for the
establishment or modification of time/
area closures while allowing for greater
transparency and predictability in the
decision-making process. Criteria that
would be considered may include the
following: any ESA-related issues,
concerns, or requirements, including
applicable Biological Opinions; bycatch
rates of protected species, prohibited
HMS, or non-target species both within
the specified or potential closure area(s)
and throughout the fishery; bycatch
rates and post-release mortality rates of
bycatch species associated with
different gear types; new or updated
landings information, bycatch, and
fishing effort data; applicable research;
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social and economic impacts; and the
practicability of implementing new or
modified closures, including
consistency with the FMP, MagnusonStevens Act, and other applicable law.
If the species is an ICCAT-managed
species, NMFS would need to determine
the overall effect of the United States’
catch of that species before
implementing time/area closures. In
these cases, other factors that NMFS
would consider before implementing
time/area closures include gear types
and the location of and timing of a
closed area. NMFS would attempt to
balance ecological benefits with
economic and social impacts. NMFS
would also consider alternatives to
closed areas, such as reducing quota(s),
mandatory gear modifications, or
alternative fishing practices such as
designated fishing days. Thus, before
the implementation of a time/area
closure, NMFS would determine that
such a closure would be the best option
for a given set of management goals,
consistent with the FMP, the MagnusonStevens Act, and applicable laws.
Besides implementing new time/area
closures, NMFS may also consider
modifying existing closed areas using
these same criteria. The current time/
area closures were implemented to meet
specific management objectives relevant
at that time and were intended to be
reviewed and modified as appropriate,
over time as those objectives were met
or other management issues arose.
Specifically, NMFS intended to modify
existing closures, as necessary, to allow
utilization of a given fishery once the
objectives of the time/area closures had
been met. Additionally, modifications
may be needed if data showed the
desired impact was not being met or
oceanographic conditions changed.
Additionally, because fisheries, fishing
gear, fishing practices, and stock status
change over time, occasionally NMFS
must examine the continued need for
existing time/area closures. One method
of doing this would be for NMFS to
conduct, fund, or support research, such
as testing methods for reducing bycatch
of protected, prohibited, and non-target
species. Such research would need to be
part of a scientifically justified research
plan, identifying the rationale,
objectives, methodology, and
experimental design of the research, and
it would be limited in scope and
magnitude in terms of ecological and
socio-economic impacts. Research in
both open and closed areas may be
warranted to collect data on the spatial
and temporal relationship between
target and bycatch species and to
provide data for use in considering the
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criteria listed above. Such research
could be cooperative in nature to
include different stakeholders in the
research process.
Ultimately, the criteria above are
aimed to develop smaller, more focused
time/area closures that maximize
bycatch reduction while minimizing
reductions in catch of target species.
The criteria themselves would not be
expected to have any ecological,
economic, or social impacts. Rather, the
appropriate use of the criteria would be
expected to have overall positive
ecological impacts; NMFS would
minimize, to the extent practicable,
economic and social impacts.
As a clarification, the primary goals of
time/area closures are to maximize the
reduction of bycatch of non-target and
protected species while minimizing the
reduction in the catch of target species
and minimizing the social and
economic impacts. However, closures
are not the only means of addressing
bycatch, and in some cases, may
increase bycatch (see analyses in the
HMS FMP of many of the time/area
closure alternatives). Bycatch in and of
itself would not necessitate
implementation of a time/area closure
but could if the HMS stock was either
overfished and/or experiencing
overfishing; the bycatch is a prohibited,
threatened, or an endangered species;
and no other option exists to reduce
interactions in the time period required.
In such cases, time/area closures could
be part of a rebuilding plan for
overfished species and/or serve as a
method for decreasing interactions with
protected species.
Besides the two preferred alternatives
described above, NMFS considered a
number of additional alternatives
including: (1) Maintaining the existing
time/area closures (no action
alternative); (2) prohibiting the use of
pelagic longline gear in HMS fisheries
in the central portion of the Gulf of
Mexico from May through November;
(3) prohibiting the use of pelagic
longline gear in HMS fisheries in the
Northeast during the month of June; (4)
prohibiting the use of pelagic longline
gear in HMS fisheries in the Gulf of
Mexico from April through June; (5)
prohibiting the use of pelagic longline
gear in HMS fisheries in the Gulf of
Mexico west of 86° W. Long. yearround; (6) prohibiting the use of pelagic
longline gear in HMS fisheries in an
area of the Northeast to reduce sea turtle
interactions; (7) modifying the existing
Charleston Bump time/area closure to
allow the use of pelagic longline gear in
all areas seaward of the axis of the Gulf
Stream; (8) modifying the existing
Northeastern U.S. time/area closure to
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allow the use of pelagic longline gear in
areas west of 72°47′ W. Long. during the
month of June; (9) prohibiting the use of
bottom longline gear in an area off the
Florida Keys to protect endangered
smalltooth sawfish; and (10) prohibiting
the use of pelagic longline gear in HMS
fisheries in all areas. All of the
alternatives above could be
implemented alone or in combination
with any of the other alternatives. In the
draft HMS FMP, NMFS describes the
impacts of some of the most likely
combinations of alternatives.
The no action alternative has been
effective at reducing bycatch and
bycatch mortality in HMS fisheries.
However, maintaining the existing
closures would not protect spawning
areas of gag grouper, per the GMFMC
request. The various alternatives to
close portions of the Gulf of Mexico or
mid-Atlantic could have some
ecological benefit for some target and
non-target species and protected species
and negative ecological impacts for
other species. Detailed analyses of each
alternative are provided in the HMS
FMP. As reflected in those analyses,
NMFS did not find any closure or group
of closures that would have positive
ecological benefits for all species
examined, particularly marlin, sea
turtles, and BFT. Even when combining
the alternatives, the ecological benefits
for some species were minimal at best
with increases in discards of other
species. Additionally, the economic and
social impacts of the additional closures
considered could be substantial. Thus,
NMFS is not preferring any new
closures at this time, but may consider
these closures again in the future if
additional protections for a specific
species or group of species is needed.
One of the Gulf of Mexico alternatives
that NMFS considered was suggested in
a petition for rulemaking from Blue
Ocean Institute et al. as a means of
protecting western Atlantic BFT that
return to the Gulf of Mexico to spawn.
This alternative would prohibit the use
of pelagic longline gear in HMS fisheries
in the Gulf of Mexico bluefin tuna
spawning area from April through June
(101,670 nm2; 3 months). Assuming no
redistribution of effort (i.e., all hooks set
in the proposed closure area are
removed and not set in any open areas),
the logbook data indicate that this
alternative would potentially reduce
discards of all of the species being
considered from a minimum of 0.8
percent for pelagic sharks to a maximum
21.5 percent for bluefin tuna. However,
assuming that effort is redistributed to
open areas (i.e., all hooks set in the
proposed closure area are replaced by
hooks set in remaining open areas),
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bycatch is predicted to increase for all
species except leatherback and other sea
turtles. Even bluefin tuna discards,
which showed a fairly dramatic decline
without redistribution of effort, are
predicted to increase by 9.8 percent
with redistribution of effort. The
apparent increase in predicted bluefin
tuna discards with redistribution of
effort is likely due to the fact that
bluefin tuna are caught in months other
than April through June in the Gulf of
Mexico, as well as the high number of
bluefin tuna discards in other areas.
This is reflected in some of the other
alternatives analyzed as described in the
draft HMS FMP.
NMFS also considered alternatives
that would modify existing closures. As
with the analyses of new closures, the
analyses of the modifying existing
closures showed mixed results in terms
of ecological benefits and economic
impacts. In some cases, the modified
areas would result in captures of smaller
sized swordfish or in higher levels of
bycatch. For these reasons, NMFS does
not prefer any modifications to the
existing closures at this time. However,
because the ecological impacts were
generally minimal, these alternatives
could be considered as a means to offset
any negative ecological or economic
impacts resulting from any future time/
area closures.
NMFS considered but is not
preferring a closure of an area off
Florida to protect smalltooth sawfish, at
this time. While the area examined
contains the largest number of
smalltooth sawfish observed caught in
the bottom longline fishery, only five
smalltooth sawfish have been observed
caught there. It is possible that closing
this area could displace fishing effort
into an area that has higher smalltooth
sawfish catch rates or that is more
critical toward the recovery of the
species. A Smalltooth Sawfish Recovery
Team is working to produce a recovery
plan for smalltooth sawfish and to
designate critical habitat. In order to
better ensure positive ecological impacts
on sawfish and to minimize any
economic impacts on fishermen, NMFS
would prefer to wait until the recovery
plan is complete before taking action.
NMFS also considered prohibiting the
use of pelagic longline gear in all HMS
fisheries. This alternative could have
some ecological benefits for any nonmigratory species that remain within the
U.S. EEZ. However, for species that
travel outside the U.S. EEZ, such as
HMS or sea turtles, this alternative
could have negative ecological benefits
because these species need to be
internationally managed. In the case of
HMS, the United States takes only a
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small portion of the total allowable
catch (TAC). In the case of sea turtles,
unlike many other countries, the United
States interacts with a minimal number
of turtles and releases all of those
caught. If the United States reduces the
amount of HMS taken commercially by
a significant amount by prohibiting
pelagic longline fishing, other countries
likely would take the U.S. portion of the
TAC and would export those fish to U.S.
consumers. Many of those countries do
not have the bycatch reduction
measures that the United States does.
Furthermore, the United States is one of
the few countries that supply much of
the research on HMS and other species
that interact with pelagic longline gear.
Additionally, prohibiting the use of
pelagic longline gear would have
significant negative economic impacts
on fishermen, fishing communities,
suppliers, and dealers in all Atlantic
and Gulf of Mexico states. Thus, NMFS
prefers to seek other commercial and
recreational management measures that
could reduce bycatch without the
adverse international or economic
impacts of prohibiting pelagic longline.
2. Rebuilding and Preventing
Overfishing
The Magnuson-Stevens Act requires
NMFS to rebuild overfished species and
to prevent overfishing. The draft HMS
FMP addresses alternatives for three
stocks (northern Atlantic albacore tuna,
finetooth sharks, and Atlantic billfish)
that have been determined to be either
overfished or experiencing overfishing.
A. Northern Albacore Tuna
The U.S. fishery for northern Atlantic
albacore is essentially dominated by two
sectors. The commercial longline sector
harvests albacore tuna as incidental
bycatch in the swordfish and tunas
pelagic fisheries. The recreational rod
and reel sector targets albacore and
other tunas out of northeast coastal
ports. In the October 1999 Report to
Congress on the Status of U.S. Fisheries,
NMFS identified the northern albacore
tuna stock as overfished. International
fishery management efforts are needed
for northern albacore tuna as the United
States actually contributes to only a
small portion of northern albacore tuna
mortality. It is likely that preventing all
U.S. mortality would not prevent
overfishing from occurring on this stock.
Alternatives for developing a rebuilding
plan for northern albacore were
published in a proposed rule issued on
May 24, 2000 (65 FR 33519), and were
discussed in the EA/RIR/IRFA prepared
for that proposed rule. In the final rule
(December 12, 2000; 65 FR 77523),
NMFS indicated that, in establishing the
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foundation for an international
rebuilding program, it would work
through ICCAT to adopt a target stock
size together with a time frame for
rebuilding that included flexibility.
Since the final rule, the U.S delegation
to ICCAT has advocated a TAC for
northern albacore tuna set at a level less
than the current estimate of replacement
yield (34,500 mt ww). Other ICCAT
members have not shared the U.S.
position that immediate catch
reductions were needed to rebuild the
spawning stock biomass to levels that
would support MSY. Consequently,
ICCAT has responded by adopting a
series of recommendations (annually for
2000–2003) to set a TAC at the
replacement yield level of 34,500 mt
through 2006, together with country
specific allocations in order to control
compliance. In addition, the 1998
recommendation on limiting vessel
capacity for northern albacore tuna has
remained in force. Irrespective of the
established TAC, reported catches have
been significantly below the
replacement yield level in recent years.
Major harvesters (European Union
countries) have attributed the decline in
catches to gear changes (shifting from
banned gillnets to trolling) and to
availability (fish concentrations further
offshore under prevailing oceanographic
conditions) rather than further declines
in abundance. If true, the low catches in
recent years may have allowed some
rebuilding to occur. Depending on the
results of the scheduled 2007 stock
assessment, the United States will
continue to seek an international
northern albacore tuna rebuilding
program with a target stock level, a time
table, and reference points. Because the
formal rebuilding plan was not included
in the 1999 Atlantic Tunas, Swordfish,
and Sharks FMP, it is considered here
for inclusion in the FMP. NMFS
considered three different alternatives:
establish a foundation for an
international rebuilding program (the
preferred alternative), no action, and
establish a unilateral rebuilding plan.
No regulatory text is proposed or
required for this alternative. Regulatory
text would be proposed, as warranted,
once a international rebuilding plan is
established.
ICCAT has determined that the
northern albacore tuna stock is below
the biomass necessary to sustain
maximum sustainable yield (MSY).
Management advice from ICCAT’s
Standing Committee for Research and
Statistics (SCRS) noted a stable stock at
annual catches of 34,500 metric tons
(mt) whole weight (ww), while
spawning stock biomass could be
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increased if catches do not exceed
31,000 mt ww. Since ICCAT’s
recommendation establishing a TAC
was issued in 2000, the United States
has annually taken less than two
percent of the recorded total annual
international landings, averaging 416 mt
ww a year. This average is well below
the United States annual TAC allocation
of 607 mt ww, which has not been
exceeded in any year.
The preferred alternative would seek
to establish a foundation that can be
used in negotiations with ICCAT to
develop a rebuilding program for
Atlantic northern albacore tuna,
including targets for recovery, fishing
mortality rate limits, and explicit
interim milestones expressed in terms of
measurable improvements of the stock.
If successful, an Atlantic-wide revised
TAC for northern albacore tuna, along
with other conservation and
management measures, would be
adopted by ICCAT to rebuild the stock.
The United States would then
implement the ICCAT Rebuilding
Program for albacore through
appropriate measures (such as quotas,
effort limitations, size and retention
limits), in concert with the ICCAT
recommendations, in the domestic
fisheries.
The United States is responsible for
only two percent of Atlantic-wide
albacore landings; thus, the rebuilding
plan would rely heavily on international
cooperation and compliance with
management measures. U.S. domestic
fleets could experience short term
negative economic impacts if harvest or
effort restrictions become necessary;
however, under current effort levels, the
United States fleet would have to be
restricted by more than 25 percent on
average of the current TAC before an
impact would be felt. If minimum size
or retention limits were part of the
ICCAT rebuilding plan, the United
States pelagic longline fleet could be
negatively impacted by having to
discard a portion of the albacore catch.
This may also result in an increase of
dead discards if individual fish do not
survive capture and release. The
recreational fleet could also be
impacted, as catch limitations might
have a negative impact on the angler
consumer surplus, but the extent is
unknown, as many recreational trips
targeting albacore often target other
tunas or coastal pelagic species. This
also may result in an increase of dead
discards. The other alternatives of no
action or unilateral action are not
expected to rebuild northern albacore
tuna. Thus, they are not preferred.
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B. Finetooth Sharks
Finetooth sharks are small coastal
sharks (SCS) found in shallow, inshore
waters of the south Atlantic and Gulf of
Mexico. The 2002 stock assessment for
SCS determined that overfishing of
finetooth sharks is occurring but that
other species in the SCS complex were
not overfished or experiencing
overfishing. The next SCS stock
assessment will take place in 2007.
These sharks are primarily caught with
gillnet, bottom longline, or recreational
gear.
There are currently only five vessels
that specifically target sharks with
gillnet gear in the South Atlantic. These
vessels contribute less than 10 percent
to the overall commercial finetooth
shark landings. The majority of
finetooth shark landings are occurring
in other commercial fisheries that are
not targeting sharks but landing them
incidentally to other species. These
fisheries include fisheries in state
waters, fisheries managed by the
Regional Fishery Management Councils,
Interstate Marine Fisheries
Commissions, and/or fisheries that are
not currently managed by either state or
Federal regulations. NMFS considered
four alternatives to address overfishing
of finetooth sharks.
Under the preferred alternative,
NMFS would identify sources of
finetooth shark fishing mortality by: (1)
contacting the Atlantic Fishery
Management Councils, Interstate Marine
Fisheries Commissions, and states to
collect more data on finetooth landings
outside of HMS fisheries, (2) expanding
existing observer coverage in the
existing directed shark gillnet fishery
observer program to include all
incidental and directed shark permit
holders fishing with gillnet gear, and (3)
ensuring that finetooth sharks are
included as a select species for bycatch
sampling in the shrimp trawl fishery
observer program. NMFS would use this
information on how and by whom
finetooth sharks are caught and/or
landed, in a new stock assessment and
in guiding additional management
measures. No regulatory text is
proposed or required for this alternative
at this time. Regulatory text would be
proposed, as warranted, in a separate
rulemaking.
The no action alternative would not
result in obtaining the additional
information on finetooth shark landings
necessary to determine which fisheries
may be contributing to fishing mortality.
This alternative would result in negative
ecological impacts because it would not
enable NMFS to determine which
fisheries are catching finetooth sharks.
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NMFS also considered an alternative
enacting commercial management
measures including trip limits, a
reduction in the SCS quota, closing the
directed shark gillnet fishery, and/or
gear restrictions. These measures could
result in additional dead discards as
finetooth sharks are susceptible to a
broad range of gillnet mesh sizes, are
generally dead at harvest, and appear to
be caught in gillnet fisheries that are not
targeting sharks and that would
continue to fish for their target species
while discarding finetooth sharks.
Reducing the SCS quota would have
limited conservation benefits as
finetooth sharks only comprise 35
percent of commercial landings and the
SCS quota is not fully utilized. Based on
comprehensive observer data, the five
vessels that use gillnet gear to target
sharks are only responsible for a small
portion of the finetooth shark fishing
mortality. Therefore, closing this fishery
would not likely prevent overfishing.
Under this alternative, fishermen
targeting sharks would likely experience
economic impacts as a result of having
to switch gear, having to spend more
time traveling to and from offloading
sites as a result of reduced soak times
or a trip limit, or as a result of being
prevented from fishing.
NMFS considered a fourth alternative
that would require the use of circle
hooks on recreational trips targeting
SCS and/or increasing the minimum
size for finetooth sharks. NMFS does not
have any conclusive evidence that use
of circle hooks would decrease post
hooking mortality of sharks, although,
they have proven effective at reducing
post hooking mortality for other HMS
species. Thus, NMFS is not preferring
this alternative, but is encouraging
recreational fishermen to use circle
hooks and is considering requiring the
use of circle hooks in billfish
tournaments (see Section C Atlantic
Billfish below). Finetooth sharks only
comprise 1.5 percent of the recreational
harvest of SCS, therefore, measures
directed at the recreational fishery
would likely have limited conservation
benefits especially since the current
minimum size limit is already above the
total length at which finetooth sharks
are sexually mature. The commercial
and recreational management measures
described in the non-preferred
alternatives may be necessary once
NMFS has determined which fisheries
are contributing to finetooth shark
fishing mortality and/or further
information on finetooth shark status is
attained.
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C. Atlantic Billfish
Atlantic blue and white marlin are
overfished with overfishing continuing.
West Atlantic sailfish are also
overfished. The most recent stock
assessments for Atlantic blue and white
marlin indicate that total marlin stock
abundance is at approximately 40
percent and 12 percent, respectively, of
biomass levels necessary to support
maximum sustainable yield (BMSY). The
assessments further indicate that the
fishing mortality rates for Atlantic blue
and white marlin are estimated to be
approximately 4 and 8.25 times higher,
respectively, than rates which would
allow achievement of the maximum
sustainable yield (FMSY). The most
recent stock assessment for west
Atlantic sailfish was unable to estimate
BMSY or FMSY, however the assessment
considered current catch levels
sustainable. Current Atlantic-wide stock
status of Atlantic blue and white marlin,
including biomass levels and fishing
mortality rates, as per the most recent
population assessments, do not appear
to be consistent with achieving
domestic management goals of 1.3 BMSY
for Atlantic blue and white marlin. The
United States is proposing management
measures that will help in achieving
this goal, and will continue to work
with ICCAT on Atlantic billfish
rebuilding efforts.
Given the primarily catch-and-release
nature of the U.S. recreational Atlantic
billfish fishery, and the resultant low
level of domestic landings, it is
appropriate to focus management efforts
on reducing aggregate fishing mortality,
including post-release mortality and
mortalities associated with landings,
rather than reducing landings alone.
The proposed management measures are
anticipated to provide further
reductions in domestic billfish
mortalities in the directed recreational
Atlantic billfish fishery while
minimizing and mitigating adverse
socio-economic impacts to the extent
practicable. These proposed
management measures are described
below under: gear restrictions and
landings restrictions.
i. Gear Restrictions
NMFS considered three gear
restriction alternatives, including a no
action alternative. NMFS is proposing at
50 CFR 635.21(e)(2) to limit participants
in Atlantic billfish tournaments to
deploying only non-offset circle hooks
when using natural bait or natural bait/
artificial lure combinations, effective
January 1, 2007, to December 31, 2011.
This would mean that no person
participating in an HMS fishing
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tournament for Atlantic billfish would
be allowed to deploy a J-hook or offset
circle hook in combination with natural
bait or a natural bait/artificial lure
arrangement.
Circle hooks have been shown to
significantly reduce injuries and postrelease mortality as compared to J-hooks
for billfish and other species. Under
certain assumptions, NMFS estimates
that requiring circle hooks with natural
bait or natural bait/artificial lure rigs in
billfish tournaments could provide a
23–percent absolute reduction in the
post-release mortality rate for white
marlin released in tournaments, which
equates to a 65.7–percent reduction
relative to J-hooks. Again, under certain
assumptions, requiring circle hooks
could result in an estimated 302
Atlantic white marlin surviving a catchand-release event during an average
year, that would otherwise be expected
to die after release. NMFS anticipates
that this alternative would also provide
unquantified positive mortality benefits
for other species with which billfish
tournament participants interact,
including, but not limited to, sailfish,
blue marlin, tunas, dolphin, and wahoo.
Additional ecological benefits may also
accrue outside of tournaments as anglers
become proficient and comfortable with
circle hooks and increase voluntary use
outside of tournaments.
NMFS anticipates that socioeconomic impacts of this alternative
would be limited. Hooks represent a
minor capital investment relative to
other costs associated with participating
in the billfish fishery. NMFS estimates
that requiring circle hooks may result in
a minor positive economic impact for
billfish tournament participants as
information suggests that circle hooks
cost slightly less than comparable Jhooks, on average. Impacts on hook
manufacturers, retailers, and anglers
would also likely be limited given that
J-hooks would still be permitted outside
of tournaments, and within tournaments
if paired with artificial lures. Further,
the delay in date of effectiveness should
provide anglers, hook manufacturers,
and hook retailers, adequate time to
utilize stocks of J-hooks that might
otherwise be used by, or sold to,
tournament participants.
The preferred alternative would allow
Atlantic billfish tournament participants
to continue to use J-hooks with artificial
lures on the same trip that they are
using circle hooks with natural bait.
NMFS received public comment during
scoping and on the predraft document
that fishermen tend to target white
marlin and sailfish with natural baits
while either drifting or slow trolling and
target blue marlin by trolling at a higher
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rate of speed with the fish striking at the
lure. What is known about hooking
mechanics, as well as fishing practices
and feeding preferences for blue marlin,
indicates that trolling circle hooks at
high speed would likely be ineffective at
capturing these striking fish. Blue
marlin are more likely to be captured as
they strike at a fast moving lure, as
opposed to deeply ingesting a bait or
lure. This is believed to result in
increased rates of hooking in the mouth
or jaw with less resultant damage to
vital tissues or internal organs and,
ultimately, lower rates of post-release
mortality. Known rates of post-release
mortality for Atlantic white and blue
marlin captured on recreational gear
using J-hooks, 35 percent and 11
percent, respectively, supports this
contention. As such, NMFS is not
proposing to eliminate the use of Jhooks with artificial lures.
The no action alternative would
maintain existing recreational
management measures such as
minimum sizes, limiting allowable gear
to rod and reel only, permitting
requirements, and reporting
requirements. As described above, these
measures, in addition to those on the
commercial fishery, have not been
effective at to reducing fishing mortality
to the appropriate levels. As such,
additional actions, including
international actions, are needed.
Furthermore, while minimum size
limits can constrain landings and
associated mortalities by limiting the
universe of potential fish that qualify for
landing, they have little effect on postrelease mortality.
NMFS also considered requiring
circle hooks with natural baits for all
participants in all segments of HMS
recreational fisheries. While this
alternative could reduce mortality rates
on billfish, it was not preferred at this
time because there are only limited data
on the impacts of circle hooks on other
HMS species, including effects on postrelease mortality and catch rates. As
such, the impacts of this alternative on
anglers targeting species other than
billfish could not be adequately
analyzed at this time. As billfish anglers
become more familiar with circle hooks
and begin using them to target other
HMS, NMFS will likely gather
additional information on any potential
impacts on other species. Similar to the
preferred alternative, this alternative
would allow anglers to continue to use
J-hooks with artificial lures.
ii. Landings Restrictions
Currently, NMFS has no measures in
place, other than minimum sizes, that
directly limit landings of Atlantic
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billfish in the Atlantic directed billfish
fishery. NMFS considered six
alternatives, including no action, and is
preferring two alternatives that could
limit landings in the directed Atlantic
billfish fishery and the mortality
associated with such landings,
consistent with international
obligations. The first preferred
alternative would codify at 50 CFR
635.27 an international
recommendation on recreational billfish
landing limits. The second preferred
alternative would allow a catch-andrelease only fishery for Atlantic white
marlin for five years, effective in 2007
(see proposed regulations at 50 CFR
635.20, 635.22, and 635.30).
At the 2000 ICCAT annual meeting,
the United States agreed to limit
recreational landings of Atlantic blue
and white marlin to 250 fish, combined,
on an annual basis. To codify and
implement this recommendation, the
first preferred alternative would provide
for inseason minimum size adjustments,
effective January 1, 2007. The current
minimum size limits restrict marlin
landings by reducing the pool of
available legal-sized fish. However,
increased effort or changes in angler
behavior could result in increased
landings and mortality. Under this
alternative, NMFS could increase the
minimum size of Atlantic blue and
white marlin, if necessary, to between
117 - 138 inches (297 - 350.5 cm) and
70 - 79 inches (178 - 201 cm),
respectively, during a fishing year to
slow landings.
Allowing for inseason minimum size
increases could minimize potential
adverse socio-economic impacts on late
season tournament operators and fishery
participants by slowing landing rates
and allowing landings to continue over
the entire fishing year. Nevertheless, if
the 250–marlin limit is achieved or
projected to be achieved, despite
inseason increases in size limits, no
Atlantic blue or white marlin would be
permitted to be taken, retained, or
possessed from the date at which the
limit is achieved or projected to be
achieved. Minimum size limits would
return to the current minimum size
limits at the start of the subsequent
fishing year. Possession of marlin would
also be permitted at the start of the next
fishing year, subject to the 250–limit
adjusted for any prior overharvest.
Consistent with ICCAT
recommendations, NMFS would
subtract any overharvest from the
subsequent fishing year’s landing limit
and may carryover any underharvest to
the subsequent fishing year.
Prior to the start of each fishing year,
NMFS would file with the Office of the
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Federal Register an action establishing
the annual landing limit for
recreationally-caught Atlantic blue and
white marlin. The need for inseason
action and the specific action taken
(minimum size increase or shift to
catch-and-release) would be based upon
a review of landings, time remaining
until conclusion of the current fishing
year, current and historical landings
trends, and any other relevant factors.
Inseason adjustments would be made by
filing an adjustment with the Office of
the Federal Register. In no case should
the adjustments be effective less than
five days after the date of publication.
Codification of ICCAT landing limits
for Atlantic blue and white marlin, as
well as the attendant compliance
mechanisms and carryover procedures,
are anticipated to have limited positive
ecological impacts, in and of
themselves, given the relatively low
level of known United States landings.
The United States was within the marlin
landing limit for two of three reported
years, and the 2002 exceedence was
fully offset by carrying forward prior
underharvest. These regulations may
prevent otherwise unrestricted future
increases in mortalities associated with
known landings.
Difficulties associated with
quantifying current marlin landings,
uncertainty regarding the number of
marlin fishermen and absolute effort,
and uncertainty regarding changes in
angler behavior when faced with
increased minimum sizes or a catchand-release fishery make quantifying the
potential socio-economic impacts of this
alternative difficult. Nevertheless,
NMFS believes that the proposed
measures minimize the adverse socioeconomic impacts by improving the
likelihood of allowing marlin landings
for the entire fishing year, while
complying with international
obligations. Impacts associated with
implementation of the ICCAT landings
limits are anticipated to range from
none to modest, depending on catch
rates, angler responses to inseason
action, and inseason management
measures implemented, if any. Areas
that have late season fishing activity
could be impacted to a greater extent by
increased minimum sizes, however,
these impacts are expected to be less
substantial than if a total prohibition on
the landing of Atlantic blue and white
marlin was required to be implemented.
If the ICCAT landing limit is achieved
despite inseason adjustment of the
minimum sizes and a total prohibition
on possession and landings is
implemented until new landings are
available the following season, NMFS
estimates that impacts for the fishery as
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a whole would be minor given the
catch-and-release nature of the fishery
and that a landings prohibition would
most likely occur late in the fishing
year. However, communities that might
lose tournaments as a result of a
landings prohibition could experience
larger, localized impacts. The delay in
the date of effectiveness should allow
tournament operators time to adjust to
the new regulations by modifying
tournament rules and formats. Thus, the
delay in effective date further mitigates
the potential impacts of an inseason
shift to catch-and-release only.
NMFS’s second preferred alternative
proposes to decrease landings and the
mortalities associated with landings by
allowing only catch-and-release fishing
for Atlantic white marlin. Under this
proposed management measure, no
Atlantic white marlin would be taken,
retained, or possessed for five years
from January 1, 2007, through December
31, 2011, inclusive.
The ecological impacts of allowing
only catch-and-release fishing for
Atlantic white marlin would be limited
to modest on its own. Known landings
of Atlantic white marlin ranged between
23 and 116 fish for the period 2001 to
2003. Mortality benefits from this
alternative would be expected to accrue
from elimination of landed white
marlin, as this alternative would not
directly impact post-release mortality.
However, the ecological impacts of this
alternative in combination with the
other preferred alternatives in this rule
would likely contribute to a noticeable
decrease in domestic mortality. For
example, this preferred alternative
coupled with mandatory use of circle
hooks when using natural baits in
billfish tournaments could substantially
reduce mortality by reducing landings
to zero and reducing the post-release
mortality rate by 23 percent overall or
65.7 percent relative to J-hooks.
The ecological benefits of this
preferred alternative for other species
may vary in response to angler behavior.
If anglers continue catch-and-release
fishing for white marlin, there would
likely be little change in impacts on
other species. However, anglers can
shift effort to target other species, such
as sailfish, blue marlin, dolphin, and
wahoo, to some extent. If this occurs,
interactions with those species could
increase.
NMFS anticipates that any adverse
socio-economic impacts stemming from
this alternative would be small relative
to the fishery as a whole, but would
likely be heightened in localized areas.
The primarily catch-and-release nature
of fishing for Atlantic white marlin
(approximately 90 to 99 percent of
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white marlin are released), along with
the availability of other billfish species
for landing and the limited duration of
the measure (five years), would be
expected to minimize and mitigate
overall adverse impacts. NMFS
acknowledges that some fishery
participants and operators may be
unwilling to shift to a catch-and-release
format, and as such, NMFS estimates
that this alternative could result in the
cancellation of between one and four
tournaments, as well as the loss of
between 69 and 1,213 charters (there are
approximately 11,447 billfish charters
and over 400,000 charter for all species).
Losses of these magnitudes would be
minor to modest for the fishery as a
whole, but would likely be heightened
for the local communities in which they
may occur. Further, the proposed delay
in effective date would likely allow
tournament operators and anglers
sufficient time to adjust to new
requirements, thus further mitigating
any adverse socio-economic impacts.
NMFS also considered: (1) A no
action alternative; (2)establishing larger
minimum size limits for Atlantic blue
and white marlin; (3) implementing a
recreational bag limit of one Atlantic
billfish per vessel per trip; and (4)
allowing only catch-and-release fishing
for Atlantic blue marlin. The no action
alternative would maintain the current
recreational minimum size measures
that provide some limits on fishing
mortality. The no action alternative
would not address post-release
mortality of Atlantic billfish in the
recreational fishery, which is now
estimated to be significantly higher for
white marlin than it was when
Amendment 1 to the Atlantic Billfish
FMP was published in 1999.
While providing some additional
conservation benefit to these overfished
species, the second alternative by itself
would have limited ecological benefit
because minimum size limits alone
cannot directly address post-release
mortality issues or directly limit effort.
In addition, further reductions from the
already low level of known domestic
landings would provide only limited
mortality benefits.
The third alternative, while
potentially restricting occasional
landings of more than one billfish from
a single trip, would provide only
limited mortality reductions because
bag limits cannot directly limit postrelease mortality and fishing trips
landing multiple billfish are rare events.
The fourth alternative could provide
some positive ecological benefits for
Atlantic blue marlin, but could have
noticeable adverse socio-economic
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impacts on fishery participants and
associated shore side businesses.
The suite of preferred gear and
landings alternatives to reduce billfish
mortality by the directed fishery are
expected to achieve the goals and
objectives of this rulemaking at this
time. However, the non-preferred
alternatives may be considered in a
future rulemaking, if necessary and
appropriate.
3. Management Program Structure
NMFS considered the alternatives
described below in order to clarify
existing regulations and improve
management of Atlantic HMS. In and of
themselves, many of these actions
would have few ecological, social, and/
or economic impacts. However, all
should improve the management of
Atlantic HMS.
A. Bluefin Tuna Quota Management
The suite of management measures
proposed at 50 CFR 635.27 for the
management of BFT are not likely to
have any ecological impacts. The quotas
themselves are established by ICCAT, in
accordance with the BFT 20-year
rebuilding plan. All of the alternatives
considered, which modify how the
quota is allocated among domestic
fishermen, maintain the current ICCATrecommended quota. These proposed
small orders of change, quantified in
either numbers of fish or in weight
(metric tons), or time and/or location of
harvest, compared to overall U.S.
harvest levels, equate to ecological
impacts that are unlikely to be
measurable in terms of variability in the
data used to conduct the BFT stock
assessment. The goal of these
alternatives is to clarify both the
regulations and NMFS’ responses to the
inherent variability of the fishery in
order to minimize any social or
economic impacts. The management
measures are split into three sections:
time-periods and subquotas, annual
quota allocations and effort controls,
and inseason management.
i. Time-periods and Subquotas
NMFS explored several possibilities
for amending and/or clarifying the
annual BFT subquota allocation
schemes in both the General and
Angling categories. Currently, using the
ICCAT-recommended U.S. BFT TAC,
NMFS divides the U.S. allocation into
several domestic quota categories,
which are then further subdivided into
more finite temporal, geographic, and/or
BFT size class categories to meet the
objectives of the Magnuson-Stevens Act,
ATCA, and the FMP. NMFS proposes to
codify specific General category time-
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periods and associated subquotas (in
percentage and whole weight) in the
regulatory text. NMFS is proposing in
this rule to codify the following timeperiods and subquota allocations: June August, 50 percent (345 mt); September,
26.5 percent (182.8 mt); October November, 13 percent (89.7 mt);
December, 5.2 percent (35.9 mt); and
January, 5.3 percent (36.5 mt). NMFS
also proposes to clarify the procedures
for calculating the Angling category
school size-class BFT subquota
allocation. Finally, NMFS is proposing
to remove the north/south Angling
category dividing line and the General
Category New York Bight set-aside,
which are not effective management
tools at this time.
These preferred alternatives enhance
NMFS’s ability to address the inherent
variability in the BFT fishery. These
alternatives also respond, in part, to the
North Carolina Division of Marine
Fisheries’s (NCDMF) petition for
rulemaking (November 18, 2002; 67 FR
69502) by proposing to allow for a
General category winter BFT fishery
while still recognizing the historical
General category BFT allocation
schemes.
In addition to these preferred
alternatives, NMFS considered
maintaining the current time-periods,
subquota allocations, and geographic
set-asides for the General and Angling
categories as established in the 1999
FMP (the no action alternative). This
alternative hinders NMFS’ ability to
adapt BFT management measures to
account for variations inherent in the
fishery. Additionally, the current
regulations do not allow for a winter
BFT fishery in the South Atlantic
region. The General Category New York
Bight set-aside has not been used in the
past several years. This geographic setaside tends to complicate the subquota
allocation of the General Category quota
and creates the misperception that
geographic set-asides are an effective
management tool in a dynamic fishery.
The recreational north/south line
creates the perception that NMFS has
the ability to use this management tool
to provide fair and equitable
recreational fishing opportunities.
However, NMFS does not currently
have the necessary real-time data for
this to be an effective management tool.
NMFS also considered an alternative
that would establish the General
category time-periods, subquotas, and
geographic set-asides annually via
framework action(s). This alternative
would increase the administrative
burden to implement the annual
specifications prior to the start of the
fishing year, and would not provide the
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industry with the necessary stability to
plan for the upcoming fishing year.
Finally, NMFS considered three
different alternatives for allocating the
General category time-periods and
subquota allocations. None of these
alternatives were selected because the
allocations did not adequately balance
the need to preserve historical General
category BFT allocations, to the extent
practicable, while providing for a
formalized winter BFT fishery in the
South Atlantic.
ii. Annual Quota Allocations
According to an ICCAT
recommendation, if a Contracting Party
exceeds the annual or biannual BFT
quota, then the Contracting Party must
reduce its catch to compensate for the
overage. ICCAT eventually modified
this recommendation to state that
unused quota or an overage from the
previous year shall be added or
subtracted, as appropriate, to the current
year’s retainable catch. To maintain
consistency with the ICCAT
recommendations while streamlining
the annual domestic BFT quota
adjustment process, NMFS considered
several alternatives.
Under the preferred alternative,
NMFS would modify the current
procedures to calculate annual underand overharvest adjustments so that the
analysis of the baseline quota and
subquotas occur only when ICCAT
alters the recommended U.S. BFT TAC.
Additionally, NMFS proposes to
establish a carryover limit for each
category equaling no more than 100
percent of that category’s baseline
allocation for the individual quota
category (i.e., no more than the baseline
allocation would be allowed to roll from
one year to the next), and to authorize
the transfer of any category’s quota that
exceeds this limit to the Reserve
category or another domestic quota
category, while maintaining the status
quo overharvest provisions. This
preferred alternative would have
positive ecological impacts by limiting
the amount of unharvested quota that
could be rolled from one year to the
next. This alternative would minimize
the impacts of stockpiling in any one
category, and provide NMFS the
flexibility to redistribute the overall
quota available and to provide
reasonable fishing opportunities to
harvest the overall quota in the
timeframe it was designated. Under
these preferred alternatives, NMFS
could provide the fishery with a stable
baseline quota allocation on a timely
basis from one year to the next; address
under- and overharvests from the
previous year; establish the General
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category effort controls and any
recreational and commercial handgear
daily retention limits for the upcoming
season; enhance flexibility to adapt
these management measure, if
warranted; and streamline the annual
rulemaking process. Additionally,
implementing a cap on the amount of
quota that can be carried over to the
next fishing year would allow NMFS to
manage the BFT harvest with more
finite precision and minimize the
occurrence of ‘‘stockpiling’’ in any one
quota category.
NMFS considered two other
alternatives to modify the annual BFT
management measures. Under the no
action alternative, NMFS would
continue to conduct a full analysis of
the impacts of implementing the
baseline quotas every year regardless of
whether ICCAT recommended any
changes to the BFT TAC. NMFS also
considered eliminating the carryover
provisions for unharvested quota where
the unharvested quota would not be
transferred to another category. Rather,
that portion of the quota would remain
unharvested. Under this alternative, the
overharvest provisions would maintain
the status quo.
iii. Inseason Management
NMFS currently performs inseason
management actions to adjust BFT
management measures, such as daily
retention limits, inseason quota
transfers, and fishery closures/
reopenings to the adapt to the changing
conditions of each fishing season. Prior
to making an inseason adjustment,
NMFS must consider a set of criteria to
ensure the actions comply with the
objectives of the FMP. NMFS
considered maintaining the existing
inseason action procedures (no action
alternative), which include analyzing
different sets of criteria for each
particular type of inseason action.
Under the preferred alternative, NMFS
would have a set of consistent criteria
at 50 CFR 635.27(a)(8) to apply to all
types of inseason actions for BFT. The
proposed criteria are essentially the
same as the current regulatory text at
§§ 635.27(a)(7) and 635.28(a)(3) with
some revision to eliminate overlapping
considerations. This alternative would
ensure reasonable fishing opportunities
for all of the BFT fishery participants.
Allowing for these opportunities is
considered when establishing the
baseline quota and should not have any
additional ecological impacts. These
criteria provide the necessary tools for
meeting the draft HMS FMP’s objectives
in a consistent manner, while balancing
the resource’s needs with users’ needs.
Further, the criteria would allow NMFS
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to adapt management measures to the
inherent variability in the fishery and to
provide for maximum utilization of the
BFT quota. The preferred alternative
provides transparency and consistency
in the conditions considered prior to
taking action. Because there are several
sets of criteria to consider before taking
action, the no action alternative is not
as transparent as the preferred
alternative and could lead to
inconsistencies in analysis between the
types of inseason actions.
NMFS also considered an alternative
that would eliminate BFT inseason
actions. While this alternative would
simplify management, eliminating
inseason actions would constrain
NMFS’s ability to adjust management
actions due to fluctuations in catch rates
and to prevent premature closures or
overharvest of a domestic quota
category. Because this type of variability
or lack of variability is considered when
setting the overall TAC, this alternative
is unlikely to have any ecological
impacts.
B. Timeframe for Annual Management
of HMS Fisheries
Many aspects of HMS management,
including quota distributions and
specifications, are implemented on an
annual basis. This proposed rule
considers three alternatives to modify
the current management timeframe for
HMS fisheries with the intent of
simplifying the HMS management
process. The no action alternative
maintains the status quo, with sharks
managed on a calendar year (January 1
- December 31) and tunas, swordfish,
and billfish managed on a June 1
through May 31 fishing year. The
preferred alternative would shift HMS
management to a calendar year. A third
alternative would shift all HMS fisheries
to a June 1 - May 31 fishing year
management cycle.
Under the preferred alternative, the
Atlantic shark management timeframe
would remain as it currently is
(calendar year), whereas tunas,
swordfish, and billfish would shift from
a June 1 - May 31 fishing year to a
calendar year. An abbreviated 2006
season from June 1 through December
31, 2006, would be established to
transition bluefin tuna and swordfish
from a fishing year to a calendar year.
The specifics of the abbreviated season
for bluefin tuna and swordfish would be
implemented under a future fishery
specification process, as appropriate.
The preferred alternative would
simplify the regulatory process by
managing all HMS fisheries on a
calendar year. Currently, reports of U.S.
landings are presented to ICCAT on a
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calendar year basis while reports of
quota under- and overharvests are
analyzed on a fishing year basis. Thus,
this alternative would simplify reports
to international forums. Additionally,
this alternative would strengthen our
negotiating position during
international compliance reviews by
providing matching and transparent
reports. While this alternative might
cause some short-term confusion for
fishermen who have adjusted to the
June 1 to May 31 fishing year, in general
this alternative is expected to simplify
the management regime overall. When
implemented in conjunction with the
ICCAT landing limit for marlin, this
alternative could shift potential negative
impacts as a result of the ICCAT landing
limit from the end of the fishing year
(approximately May) to the end of the
calendar year (approximately August
through December). However, the
likelihood of any impact is low because
the ICCAT landing limit has rarely been
reached.
Under the no action alternative,
Atlantic tunas, swordfish, and billfish
would continue to be managed on a
June 1 - May 31 fishing year timeframe,
and Atlantic sharks would continue on
a calendar year basis. This alternative
was not selected as the preferred
alternative because it does not meet the
intent of simplifying HMS management.
In addition, NMFS considered
shifting all of the HMS fisheries to the
June 1 - May 31 fishing year
management timeframe. The
management timeframe for Atlantic
tunas, swordfish, and billfish would
remain as is, whereas sharks would shift
from the calendar year to the fishing
year. This alternative is not preferred
because it would not simplify
international reporting and could cause
short-term confusion in the shark
fishery, which has operated on a
calendar year basis since 1993.
C. Authorized Fishing Gears
The revised list of authorized fisheries
(LOF) and fishing gear used in the listed
fisheries became effective on December
1, 1999 (64 FR 67511). The rule applies
to all U.S. marine fisheries, including
Atlantic HMS. As stated in the rule, ‘‘no
person or vessel may employ fishing
gear or participate in a fishery in the
exclusive economic zone (EEZ) not
included in this LOF without giving 90
days advance notice to the appropriate
Fishery Management Council (Council)
or, with respect to Atlantic HMS, the
Secretary of Commerce (Secretary).’’
The LOF is updated periodically and
can be found at 50 CFR 600.725.
Innovative fishing gears and
techniques are essential to increasing
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efficiency and reducing bycatch in
fisheries for Atlantic HMS. As current or
traditional gears are modified and new
gears are developed, NMFS needs to be
cognizant of these advances to gauge
their potential impacts on target catch
rates, bycatch rates, and protected
species interactions, all of which can
have important management
implications. New fishing gears and
techniques need to be evaluated by
NMFS for qualification as authorized
gear types.
In this rule, NMFS is proposing at 50
CFR 635.21(e) and (f) to authorize
speargun fishing gear as a permissible
gear-type in the recreational Atlantic
tuna fishery, authorize green-stick
fishing gear for the commercial harvest
of bigeye, albacore, yellowfin, and
skipjack (BAYS) tunas, authorize buoy
gear in the swordfish handgear fishery,
and clarify the allowance of hand-held
cockpit gears.
At the public hearings on the
proposed list of authorized gears in the
Atlantic tuna fisheries, no comments
were received from spearfishermen and
the regulations were made final without
listing speargun fishing gear as an
authorized fishing gear. Since
implementation of the final rule, NMFS
has received written requests and public
comment requesting that NMFS
authorize the use of speargun fishing
gear in the Atlantic tuna fishery. The
public comments suggest that relatively
few individual fishermen compared to
the number of existing angling permit
holders (approximately 22,000) would
be expected to use this gear type, and
that spearfishermen expect low
encounter rates with target species.
Based on public comment and anecdotal
information, NMFS anticipates that
between 50 and 1,000 individual U.S.
fishermen may have an interest in using
speargun fishing gear to target tunas.
Relative to the current number of
participants in the recreational Atlantic
tuna fishery, and taking into account the
estimated low encounter rates for target
species, the additional anticipated effort
from spearfishermen would likely result
in minimal negative ecological impacts
on Atlantic tunas.
The authorization of speargun fishing
gear in the recreational Atlantic tuna
fishery would likely result in minor
positive economic impacts. Under the
preferred alternative, tunas taken with
speargun fishing gear in the Angling
category would not be eligible for sale.
However, for consistency purposes,
vessels that possess an Atlantic HMS
charter/headboat (CHB) permit would
be allowed to sell their recreational
Atlantic tunas, except for BFT, while on
a for-hire trip, provided they do not
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exceed the daily recreational retention
limits for any BAYS tunas and abide by
sale restrictions as outlined in 50 CFR
635.31. Regardless of whether CHB
fishermen are operating in a for-hire or
non-for-hire manner, BFT harvested by
speargun fishing gear may not be sold.
The CHB sector may experience some
positive economic impacts as
spearfishermen may increase their use
of for-hire vessels, increasing revenues
to those vessels. Prohibiting the sale of
BFT taken with spearfishing gear from
CHB vessels could result in some
perceived negative social and economic
impacts. However, this activity is not
currently allowed under existing
regulations, therefore no additional
adverse social or economic are
anticipated for the CHB sector.
Additionally, the authorization of
spearfishing gear could increase the
club-nature or camaraderie associated
with spearfishing and may result in
positive social impacts.
NMFS is proposing at 50 CFR
635.21(e) to authorize green-stick
fishing gear for the commercial harvest
of Atlantic BAYS tunas. Commercial
vessels utilizing or possessing greenstick gear would be prohibited from
possessing or retaining BFT. There is a
potential for increases in landings of
other Atlantic HMS, but NMFS cannot
quantify anticipated landings for this
gear, at this time, due to the limited
amount of landings information
available. However, because this gear
has been used in the HMS fisheries for
several years but classified as longline
(due to the number of hooks involved)
or handgear (due to the use of rod and
reel), authorizing this gear type would
likely not result in increased effort,
landings, or landing rates. The
authorization of green-stick gear may
result in positive social and economic
impacts for those fishermen who wish
to employ the gear to target BAYS tunas
commercially. This gear type is fairly
selective for BAYS tunas because of the
fishing technique. As such, the gear is
unlikely to interact with any sea turtles
or other protected species. An increase
in BAYS tuna landings could provide
positive economic impacts to fishermen
as well as benefits for fish houses, gear
supply houses, and other associated
businesses. Some commercial tuna
fishermen utilizing green-stick gear may
experience negative social and
economic impacts due to the
prohibition on the possession or
retention of BFT, however, since
available data indicate that few BFT
have been reported captured using this
gear type, NMFS anticipates that any
negative impacts would likely be minor.
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Vessels using green-stick gear and
fishing under the General category
would continue to be subject to the
General category regulations (such as
size limits), while vessels with pelagic
longline (PLL) gear onboard would be
subject to all current PLL regulations,
including gear restrictions (such as
circle hooks) and closed areas.
NMFS is also proposing to authorize
buoy gear in the commercial swordfish
handgear fishery, as reflected in
proposed regulatory changes to 50 CFR
600.725(v), 635.2, and 635.21(e)(4).
Under current regulations, the
swordfish handgear fishery may utilize
individual handlines attached to freefloating buoys. This rule proposes to
require that handlines used in HMS
fisheries be attached to a vessel (see
Regulatory Housekeeping Measures
below). Further, this rule proposes to
change the definition of individual freefloating buoyed lines, that are currently
considered to be handlines, to ‘‘buoy
gear,’’ allowing the commercial
swordfish handgear fishery to continue
utilizing this gear type. This rule would
also limit the number of buoys that can
be deployed to 35 buoys per vessel and
require that each buoy have fixed
monitoring equipment such as radar
reflectors, beeper devices, lights, or
reflective tape with a spotlight on the
vessel in order to facilitate finding the
gear. This preferred alternative would
likely continue affording positive social
and economic benefits to current fishery
participants. Currently, a maximum of
282 permit holders (93 swordfish
handgear and 189 swordfish directed)
would be authorized to utilize this gear
type to target swordfish. This alternative
could result in perceived negative social
impacts by recreational fishermen by
continuing to allow commercial
swordfish fishing in areas closed to
HMS pelagic longline gear.
Additionally, NMFS is preferring an
alternative to clarify the use of
secondary hand-held cockpit gears at 50
CFR 635.21(b) and (e). These gears may
include, but are not limited to, dart
harpoons, gaffs, flying gaffs, tail ropes,
etc., and are used at boat side for
subduing HMS captured on authorized
primary fishing gears. In recent years,
NMFS has become aware of some
confusion regarding the allowable use of
hand-held cockpit gears. In 50 CFR
635.21(e), NMFS lists the authorized
primary fishing gear types that Atlantic
HMS permit holders are allowed to use,
based on the species being targeted and
the permit category of the particular
vessel. It is NMFS’ intent to authorize
only the primary fishing gear types used
to harvest HMS, meaning the gears used
to bring an HMS to the vessel. This
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alternative would clarify that secondary
gears could be used to subdue HMS
after they are brought to the vessel using
a primary gear type. Under this
proposed action, cockpit gears would
not be allowed to be used in any way
to capture free-swimming HMS, but
only to gain control of HMS brought to
the vessel via an authorized primary
fishing gear type.
In addition to a no action alternative,
NMFS also considered alternatives to
authorize speargun fishing gear as a
permissible gear-type in both the
commercial tuna handgear and the
recreational Atlantic tuna fisheries, and
to authorize buoy gear in the
commercial swordfish handgear fishery
and limit vessels to possessing and
deploying no more than 50 buoys with
each buoy having no more than 15
hooks or gangions attached. NMFS did
not prefer authorizing speargun fishing
gear in the commercial tuna handgear
fishery because, according to feedback
received from HMS Advisory Panel (AP)
members and the estimated low
encounter rates, NMFS does not believe
the commercial handgear sector would
utilize this gear type. NMFS did not
prefer the authorization of buoy gear
with limits of 50 buoys possessed or
deployed and up to 15 hooks or
gangions attached to each gear because
of potential negative ecological and
social impacts such as lost gear.
D. Regulatory Housekeeping Measures
The proposed actions referred to as
‘‘regulatory housekeeping measures’’
include several minor revisions to
existing regulatory text and 11
substantive actions. The minor revisions
include: minor and nonsubstantive
clarifications to reporting, permitting,
and vessel upgrading requirements; and
removal of duplicative reporting
requirements, obsolete cross-references,
and expired regulations. Also, the title
of the ‘‘Northeast Distant closed area’’ is
proposed to be changed to the
‘‘Northeast Distant gear restricted area’’
to reflect recent regulatory actions. See
Section 2.3.4.1 of the draft HMS FMP
for a table describing these minor
revisions. In addition, NMFS is
proposing a change to 50 CFR 635.4(f)(1)
to include a rebuttable presumption that
a vessel that possesses swordfish in
excess of recreational retention limits
intends to sell the swordfish. This
change would make § 635.4(f)(1)
consistent with shark provisions at
§ 635.4(e)(2), and shift the burden of
proof to the vessel to show compliance
with applicable regulations. This change
would facilitate enforcement and would
not impose any additional economic
impacts on fishermen. As all of the
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above changes are minor technical
additions, corrections, or changes to
existing regulations, per the NOAA
Administrative Order 216–6, they are
categorically excluded from the
requirement to prepare and
Environmental Assessment or EIS.
For the 11 more substantive proposed
measures, alternatives have been
developed and analyzed. Several of
these alternatives would not implement
new regulatory requirements and
include: (1) a clarification that the sale
or purchase of HMS in excess of current
retention limits is prohibited; (2) a
correction to a coordinate specified for
the East Florida Coast closed area that
would extend it 1.02 km (0.55 nm)
eastward to the outer boundary of the
EEZ to match with the list of
coordinates given; (3) a measure to
reinforce and clarify the recreational
nature of the billfish fishery by
prohibiting vessels issued commercial
permits from possessing billfish; (4) a
measure to provide an option for
Atlantic tunas dealers, who engage in
both domestic and international trade of
HMS (see 50 CFR part 300 subpart M
and 50 CFR part 635), to submit
required BFT reports using the Internet
once a system is designed and put in
place; (5) a clarification of the deadlines
for submitting ‘‘no-fishing’’ and ‘‘costearnings’’ reporting forms; (6) a
clarification that vessel owners, not
anglers, must report non-tournament
recreational swordfish and billfish
landings; and (7) a clarification to the
procedure for specifying the annual 25
mt northeast distant (NED) BFT PLL
allocation. The preferred alternatives
described above are expected to produce
minimal positive ecological impacts,
with no significant adverse social or
economic impacts. Extending the East
Florida Coast closed area by 1.20 km
(0.55 nm) is not expected to impact
fishing effort, as vessels will likely
relocate to nearby areas with similar
catch rates. In summary, these
alternatives are preferred over the no
action alternatives because they would
improve compliance by reinforcing and
clarifying existing regulations and
facilitate modernized reporting
procedures. Unlike the above
alternatives, several regulatory
housekeeping measures would
implement new regulations and are
discussed in more detail below.
The HMS time/area closures currently
in effect apply specifically to either PLL
or bottom longline (BLL) gear.
Therefore, it is optimal for the two gear
types to be clearly differentiable to
determine compliance with the
applicable restrictions. NMFS has
developed alternatives to amend the
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definitions for pelagic and bottom
longlines, or establish additional
restrictions on these gears when fishing
in the time/area closures. The preferred
alternatives would limit the amount of
floats and pelagic species that may be
possessed on BLL vessels when fishing
in PLL closed areas. Similarly, the
preferred alternatives set a minimum
number of floats and limit the amount
of demersal species that PLL vessels
may possess when fishing in BLL closed
areas. The preferred alternatives are not
expected to create significant adverse
economic and social impacts. Both
limits (float numbers and species
composition) were chosen because they
are consistent with the vast majority of
commercial fishing operations. There
may be some minor adverse economic
impacts on vessels that deploy unusual
numbers of floats or that fish for both
pelagic and demersal species on the
same trip, but those are expected to be
rare occurrences. The preferred
alternatives would improve monitoring
and compliance with HMS closed area
regulations. Thus, the ecological
benefits associated with HMS closed
areas are expected to remain intact or be
strengthened. An alternative to require
time/depth recorders on longlines was
not preferred because it would impose
larger negative social and economic
impacts than the preferred alternatives,
and would require precise information
on longline location and water depth to
determine compliance. An alternative to
close areas to both types of gear would
have the largest ecological benefits, not
considering redistribution of effort, but
it could also impose the largest adverse
social and economic impacts.
Species identification of sharks can be
enhanced by the presence of fins. NMFS
considered alternatives to amend the
regulations governing commercial shark
landings to facilitate shark identification
for enforcement and data collection
purposes. The preferred alternative
would require that the second dorsal
and anal fins remain on all sharks
through landing. Although this
alternative could have some minor
economic and social impacts, it is
expected to have ecological benefits
and, in the long-term, aid in rebuilding
the large coastal shark population.
NMFS also considered an alternative
that would require these fins to remain
on all sharks, except for lemon and
nurse sharks, through landing. This
alternative would have similar
economic and social impacts as
described above, but could confuse the
issue of identification because
fishermen could remove all fins from a
shark log and, incorrectly, report the
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shark as a nurse or lemon shark. If
fishermen were to do this, the
alternative might have adverse
ecological impacts compared with the
no action or the preferred alternative.
Another alternative was considered that
would require the retention of all fins
on all sharks through landing. This
alternative would have the largest
ecological benefits but could also have
fairly large adverse economic and social
impacts. Therefore, it was not preferred.
Currently, handlines are not required
to be attached to, or in contact with,
vessels. As a result, some vessel
operators have been deploying
numerous unattached handlines. This
practice may circumvent the original
‘‘concept’’ of handline gear and could
potentially result in an unintended
increase in fishing effort. NMFS is
preferring an alternative that would
require that handlines be attached to, or
in contact with, vessels. However, as
described under Authorized Fishing
Gears (above), NMFS prefers an
alternative that would define
unattached handlines as ‘‘buoy gear,’’
and authorize their use in the
commercial swordfish handgear fishery.
As a result, the preferred alternative in
this section would primarily impact
recreational fishermen and commercial
fishermen that do not possess a directed
commercial swordfish permit. There are
no data indicating the prevalence of this
practice, but public comment suggests
that the use of unattached handlines
may be increasing in the recreational
sector. Therefore, this alternative could
create some minor adverse social
impacts on the recreational sector.
Because fish caught recreationally
cannot be sold, no direct adverse
economic impacts are expected.
However, some unquantifiable level of
adverse economic impacts could be
realized by charter vessels and gear
suppliers. This alternative could
produce ecological benefits by
preventing uncontrolled expansion of
the recreational handline fishery. The
no action alternative was not preferred
because it would not address the
potential expansion of the handline
fishery.
Currently, vessels fishing
recreationally for sharks, swordfish,
billfish, and tunas (in some states) are
able to fish under state regulations
while in state waters, and under Federal
regulations when in Federal waters.
This has been problematic for NMFS,
and has caused confusion on behalf of
anglers, due to the differences between
state and Federal regulations and the
inability to verify whether a fish was
caught in state or Federal waters. Thus,
NMFS is preferring an alternative that
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would require recreational vessels with
an HMS Angling, HMS Charter/
Headboat (on a for-hire trip), or Atlantic
Tunas General Category (participating in
a registered HMS tournament) Federal
permit to abide by Federal regulations
as a condition of their permit, regardless
of where they are fishing, unless a state
has more restrictive regulations. Such a
permit condition is already in place for
commercial shark and swordfish
Federal permit holders under 50 CFR
635.4(a)(10). This alternative is expected
to facilitate improved management of
HMS and result in less confusion on
behalf of fishermen and improved
compliance. Compared with the no
action alternative, the preferred
alternative would produce greater
ecological benefits with few resulting
adverse social and economic impacts.
However, the few HMS anglers who
generally fish in states with less
restrictive regulations would notice
some adverse social impacts due to the
more restrictive Federal regulations.
4. EFH Update
EFH guidance that published on
January 17, 2002 (67 FR 2343), requires
NMFS to periodically review and
update the EFH provisions, as
warranted, based on the best scientific
information available. The EFH
regulations further require NMFS to
review all EFH information at least once
every five years. EFH, including habitat
areas of particular concern (HAPCs), for
HMS were identified in the 1999
Atlantic Tunas, Swordfish, and Shark
FMP (and its Amendment) and the 1999
Amendment 1 to the Billfish FMP. This
draft HMS FMP continues the
comprehensive five-year review of EFH
for all HMS. This process began with
the release of the Issues and Options
Paper (April 30, 2004, 69 FR 23730).
The purpose of the EFH review is to
gather any new information and
determine whether modifications to
existing EFH descriptions and
boundaries are warranted. While NMFS
has presented new information relative
to HMS EFH in the annual SAFE reports
and Amendment 1 to the 1999 FMP, this
is the first comprehensive look at all
new information related to HMS EFH.
NMFS does not intend to modify any
of the existing EFH descriptions or
boundaries in this draft HMS FMP.
Rather, NMFS is presenting new EFH
information and data collected since
1999 and is requesting public comment
on any additional data or information
that may need to be included in the fiveyear review. Based on an assessment of
the data collected thus far, NMFS has
made a preliminary determination that
modifying existing EFH for some HMS
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may be warranted. Any modifications to
existing EFH descriptions and
boundaries would be addressed in a
subsequent rulemaking. In order to
consolidate EFH descriptions and maps
previously provided in separate
documents, all of the EFH descriptions
and maps from the 1999 FMP,
Amendment 1 to the 1999 FMP, and
Amendment 1 to the Billfish FMP are
provided in the draft HMS FMP. These
maps include data acquired through the
review process, and can be reviewed by
the public to comment on the need for
any additional information to be
considered.
Additionally, NMFS is required to
identify fishing and non-fishing
activities that may adversely affect EFH.
Each FMP must include an evaluation of
the potential adverse impacts of fishing
on EFH, including the effects of each
fishing activity regulated under the
FMP, other Federal FMPs, and nonfederally managed fishing activities (i.e.,
state fisheries). FMPs must describe
each fishing activity and review and
discuss all available relevant
information such as the intensity,
extent, and frequency of any adverse
effects on EFH; the type of habitat
within EFH that may be adversely
affected; and the habitat functions that
may be disturbed (50 CFR
600.815(a)(2)). If adverse effects of
fishing activities are identified, the
Magnuson-Stevens Act requires that
these effects on EFH are minimized to
the extent practicable and alternative
measures be identified to minimize
these effects encouraging the
conservation and enhancement of EFH
(Magnuson-Stevens Act; 16 U.S.C. 1853
section 303(a)(7)).
NMFS completed the original analysis
of fishing and non-fishing impacts in
the 1999 FMP for Atlantic Tunas,
Swordfish, and Sharks and the 1999
Amendment 1 to the Billfish FMP, and
is presenting information gathered
during the five-year review, including
all fishing and non-fishing impacts, in
the draft HMS FMP. A considerable
amount of new information is available
regarding gear impacts that have been
incorporated into this review. For
example, new information presented in
the 2004 Gulf of Mexico Fishery
Management Council final
environmental impact statement for
EFH suggests the bottom longline gear
may have an adverse effect on coral reef
habitat, which serves as EFH for certain
reef fishes. As a result, NMFS has made
a preliminary determination that some
HMS gears, such as bottom longline,
may have an adverse effect on EFH for
other Federal and non-federally
managed species. An assessment of such
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gears and an evaluation of any potential
measures to minimize such impacts
would be addressed in a subsequent
rulemaking.
Withdrawal of Proposed Rule (68 FR
54410, September 17, 2003)
NMFS published a proposed rule
(September 17, 2003, 68 FR 54410) to:
establish an annual domestic
recreational landing limit of 250
Atlantic blue and white marlin,
combined; establish procedures to carry
forward overharvest and underharvest
of the Atlantic marlin between
management periods; and clarify
regulations specifying that the owner of
a vessel participating in the Atlantic
HMS Angling or CHB category be
required to report recreational landings
of Atlantic bluefin tuna, billfish, and
swordfish. The intent of that proposed
rule was to comply with ICCAT
recommendations, improve the
management and conservation of
Atlantic HMS, and establish consistent
HMS recreational reporting
requirements to facilitate enforcement.
The proposed rule was not finalized due
to a need to review the methodology for
calculating recreational marlin landings.
As discussed above, the issues to be
addressed in that rule are being
addressed in this current action. NMFS
is continuing to review various
methodologies to identify the most
appropriate approach for estimating
recreational marlin landings. NMFS will
provide updates on this review as new
information becomes available.
Accordingly, for the reasons stated
above, the proposed rule that was
published in the Federal Register on
September 17, 2003 (68 FR 54410)is
withdrawn as of August 18, 2005.
Request for Comments
NMFS is requesting comments on any
of the alternatives or analyses described
in this proposed rule and in the draft
HMS FMP. NMFS is also requesting
comments on specific items related to
those alternatives to clarify certain
sections of the regulatory text or in
analyzing potential impacts of the
alternatives. Specifically, NMFS
requests comments on the costs of
outfitting a commercial vessel with
green-stick gear. NMFS also requests
comments on proxy designations for the
HMS identification workshops.
Specifically, NMFS would like to know
who, if anyone, would be appropriate to
act as a proxy for a shark dealer and
what types of characteristics such a
proxy should have. In order to better
differentiate between pelagic and
bottom longline gear in HMS closed
areas, NMFS is proposing limitations on
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the number of fishing floats that may be
possessed or deployed from longline
vessels. Examples of such fishing floats
include bullet floats, poly balls, high
flyers, and lobster pot buoys. NMFS is
specifically seeking comments on this
list to determine if it is complete and/
or accurate and if a definition of
‘‘fishing floats’’ in the final rule for this
action is warranted. If a definition is
warranted, NMFS is requesting
comments on potential language for
such a definition. NMFS is also
specifically asking for comments
regarding whether or not the indicator
species proposed to be listed at 50 CFR
part 635 in tables 2 and 3 of Appendix
A are appropriate.
Finally, NMFS is interested in hearing
comments from the recreational fishery
specifically for the proposed billfish
measures. NMFS is proposing to
implement the ICCAT recommended
landing limit for marlin. As such, NMFS
would establish the flexibility to
perform inseason actions to reduce
catch rates of billfish, if warranted.
NMFS is specifically asking for
comments regarding whether or not a
minimum of five days is an appropriate
amount of time to notify billfish fishery
participants about inseason changes to
minimum sizes and possession limits
should an inseason action be necessary.
NMFS is also proposing to require circle
hooks with natural and natural/artificial
bait combinations at billfish
tournaments while still allowing J hooks
with artificial bait. NMFS heard during
scoping that fishermen use J hooks to
troll for blue marlin and that trolling for
blue marlin with circle hooks would
greatly reduce blue marlin catches.
NMFS is requesting comment on this
proposed requirement of circle versus J
hooks in billfish tournaments, the
current fishing practices, and impacts
on tournaments. Additionally, NMFS is
proposing the catch-and-release of white
marlin from 2007 through 2011. NMFS
is specifically requesting comments on
the impacts of the proposed catch-andrelease of white marlin provision on
tournaments.
Comments may be submitted via
writing, email, fax, or phone (see
ADDRESSES). Comments may also be
submitted at a public hearing (see
Public Hearings and Special
Accommodations below). All comments
must be submitted no later than 5 p.m.
on October 18, 2005.
Public Hearings and Special
Accommodations
As listed in the table below, NMFS
will hold 24 public hearings to receive
comments from fishery participants and
other members of the public regarding
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this proposed rule and the draft HMS
FMP. These hearings will be physically
accessible to people with disabilities.
Requests for sign language
interpretation or other auxiliary aids
Date
should be directed to Heather Stirratt at
(301) 713–2347 at least 5 days prior to
the hearing date. NMFS also tentatively
anticipates holding a meeting of the
HMS and Billfish Advisory Panels on
48819
October 11, 12, and 13, 2005, in Silver
Spring, Maryland. The actual dates and
location will be announced in a future
Federal Register notice.
Time
Location
9/6/05
5:30-8:30 p.m.
New Bedford, MA
New Bedford Library, 613 Pleasant St., New Bedford, MA 02740
9/6/05
7-10 p.m.
Orange Beach, AL
Orange Beach Senior Center, 26251 Canal Rd., Orange Beach, AL
36561
9/7/05
7-10 p.m.
Narragansett, RI
Narragansett Town Hall, 25 5th Ave., Narragansett, RI 02882
9/7/05
7-10 p.m.
Port Aransas, TX
University of Texas Marine Science Institute Visitor’s Center (located
on Cotter St. near beach), 750 Channel View Dr., Port Aransas, TX
78373
9/8/05
7-10 p.m.
New Orleans, LA
VIET Community Center, 4655 Michoud Boulevard, Suite 17, New Orleans, LA 70129
9/8/05
7-10 p.m.
Portland, ME
Howard Johnson Plaza, 155 Riverside Street/I-95, Portland, ME,
04103
9/13/05
7-10 p.m.
West Islip, NY
West Islip Public Library, 3 Higbie Ln., West Islip, NY 11795
9/14/05
7-10 p.m.
Montauk, NY
Montauk Fire House, 12 Flamingo Avenue, Montauk, NY 11954
9/15/05
6-9 p.m.
Gloucester, MA
Gloucester Lyceum and Sawyer Free Library, 2 Dale Ave., Gloucester,
MA 01930
9/20/05
7-10 p.m.
Fort Pierce, FL
Fort Pierce Library, 101 Melody Ln., Fort Pierce, FL
9/21/05
7-10 p.m.
Key West, FL
Doubletree Grand Key Resort, 3990 S. Roosevelt Blvd., Key West, FL
33040
9/22/05
7-10 p.m.
St. Thomas, USVI
Frenchman’s Reef & Morning Star, St. Thomas, USVI 00801
9/26/05
7-10 p.m.
Virginia Beach, VA
Virginia Beach Pavilion Convention Center, 1000 19th Street, Virginia
Beach, VA 23451-5674
9/28/05
7-10 p.m.
Charleston, SC
CCEHBR Jane’s Island, 219 Fort Johnson Rd., Charleston, SC 29412
9/28/05
7-10 p.m.
Ocean City, MD
North Side Parks and Rec, 200 125th St., Ocean City, MD 21842
9/29/05
7-10 p.m.
Villas, NJ
Cape May Township Hall, 2600 Bayshore Road, Villas, NJ 082511
9/29/05
7-10 p.m.
Manteo, NC
North Carolina Aquarium Roanoke Island, PO Box 967, Airport Road,
Manteo, NC 27954
10/3/05
6:30-9 p.m.
Fort Lauderdale, FL
African American Arts and Cultural Center Research Library, 2650
Sistrunk Blvd., Fort Lauderdale, FL 33311
10/3/05
7-10 p.m.
Mayaguez, PR
Mayaguez Resort and Casino, Road 104 km 0.3, Barrio Algarrobo,
Mayaguez PR 00681
10/4/05
7-10 p.m.
Panama City, FL
NMFS Panama City Laboratory, 3500 Delwood Beach Rd., Panama
City, FL 32408
10/4/05
5:30-8:30 p.m.
San Juan, PR
Carnegie Library (Biblioteca Carnegie), Ponce De Leon Ave. #7, San
Juan, Puerto Rico 00901
10/5/05
7-10 p.m.
Madeira Beach, FL
City of Madeira Beach, 300 Municipal Dr., Madeira Beach, FL 33708
10/6/05
7-10 p.m.
Atlantic Beach, FL
City of Atlantic Beach, Atlantic Beach City Chambers, 800 Seminole
Rd., Atlantic Beach, FL 32233
10/6/05
7-9 p.m.
Barnegat Light, NJ
Barnegat Light First Aid Squad, West 10th Street, Barnegat Light, NJ
08006
Classification
This proposed rule is published under
the authority of the Magnuson-Stevens
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Address
Act, 16 U.S.C. 1801 et seq. At this time,
NMFS has preliminarily determined
that the proposed rule and related draft
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HMS FMP are consistent with the
national standards of the Magnuson-
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Stevens Act, other provisions of the Act,
and other applicable laws.
NMFS prepared a DEIS for the draft
HMS FMP that discusses the impact on
the environment as a result of this rule.
A summary of the impacts of each
alternative on the environment is
provided above. A copy of the DEIS is
available from NMFS (see ADDRESSES).
The Environmental Protection Agency is
expected to publish the notice of
availability for this DEIS on or about the
same date that this proposed rule
publishes.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
NMFS has prepared an initial
regulatory flexibility analysis (IRFA) as
required by section 603 of the
Regulatory Flexibility Act (RFA). The
IRFA describes the economic impact
this proposed rule, if adopted, would
have on small entities. A description of
the action, why it is being considered,
and the legal basis for this action are
contained in the SUPPLEMENTARY
INFORMATION section of this
proposed rule. A summary of the
analysis follows. A copy of the full IRFA
is available (see ADDRESSES).
NMFS considers all permit holders to
be small entities as reflected in the
Small Business Administration’s (SBA)
size standards for fishing entities (5
U.S.C. 603(b)(3)). All permit holders are
considered to be small entities because
they either had gross receipts less than
$3.5 million for fish-harvesting, gross
receipts less than $6.0 million for
charter/party boats, or 100 or fewer
employees for wholesale dealers. These
are the SBA size standard for defining
a small versus large business entity in
this industry. A full description of the
fisheries affected, the categories and
number of permit holders, and
registered tournaments can be found in
the draft HMS FMP.
The alternatives considered for
requiring attendance at workshops on
protected species release,
disentanglement, and identification for
pelagic longline, bottom longline, and
gillnet owners and operators are
estimated to apply to 576 vessels
permitted to fish for HMS with longline
gear and 20 shark gillnet vessels. The
alternatives for shark identification
workshops would impact approximately
230 federally permitted shark dealers.
Other alternatives considered, but not
preferred, for species identification
could apply to up to 980 shark,
swordfish, and tuna dealers; 10,022
HMS commercial vessel owners; and
21,735 HMS angling permit holders.
The preferred time/area closure
alternatives to implement
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complementary Madison-Swanson and
Steamboat Lumps closures would apply
to 576 pelagic and bottom longline
permitted vessels, but would likely only
impact one pelagic longline and two
bottom longline sets based on past
observer and logbook data. This
preferred alternative would also apply
to 4,029 permitted HMS charter/
headboat businesses and 21,735 HMS
angling permit holders. However, the
impacts to charter/headboat businesses
and recreational fishermen are not
expected to be substantial since this
alternative includes a seasonal surface
trolling allowance. In addition, many of
these business have already been
impacted by the previously
implemented Madison-Swanson and
Steamboat Lumps closures established
by the GMFMC, and therefore are not
likely to face further economic impacts
as a result of the proposed
complimentary HMS closure in the
same area. Other non-preferred time/
area closure alternatives would apply to
576 permitted pelagic and bottom
longline vessels primarily. The
approximate number of vessels
impacted by these different alternatives
varies from as few as 20 to as many as
all 177 active longline vessels (See
Chapters 4 and 6 of the draft HMS FMP
for the specific number of vessels
estimated to be impacted by each time/
area closure considered).
The preferred alternative considered
for northern albacore management,
which would establish the foundation
for developing an international
rebuilding program through ICCAT,
would apply to all tuna categories, a
total of 31,308 permit holders. However,
the proposed alternative does not have
any direct impacts on small entities in
the short term because it does not
require any changes to direct
management measures at this time.
The preferred alternative for finetooth
sharks also would not have any direct
impacts on small entities but could
affect 20 commercial vessels and
potentially some of the 21,735 HMS
angling permit holders. The nonpreferred commercial management
alternative, however, would apply to the
estimated 20 shark gillnet vessels that
are permitted and could apply to all
commercial shark permit holders
depending on what the management
measures would be. The non-preferred
recreational management alternative
would apply to the 21,735 HMS angling
permit holders; however, a small
percentage of these recreational anglers
target small coastal sharks or finetooth
sharks.
All the alternatives considered
regarding the directed Atlantic billfish
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fishery would apply to 21,735 Angling,
4,029 CHB, and up to 5,267 valid
General (those participating in
tournaments) category permits. In
addition, there are currently 215
registered HMS tournaments that would
be impacted by the proposed Atlantic
billfish alternatives.
The alternatives being considered for
bluefin tuna management for timeperiods and subquota allocations would
primarily apply to the 5,267 General
category tuna permit holders. However,
other bluefin tuna alternatives to
streamline management processes
would apply to all tuna categories, a
total of 31,308 permit holders.
The alternatives that consider
changing the timeframe for annual
management of HMS fisheries from a
fishing year to a calendar year would
essentially apply to all HMS permit
holders and tournament registrants.
Under the preferred alternative, only the
shark fishery would not be impacted by
the shift in annual management
timeframe because it is already managed
on a calendar year basis at this time.
Several alternatives allowing or
defining authorized fishing gears would
apply to small entities. The proposed
authorization of recreational speargun
fishing for Atlantic tunas would apply
to an unknown number of speargun
users. This preferred alternative may
also positively impact the 4,029 CHB
permit holders by potentially increasing
charter revenues, and it may negatively
impact the current 21,735 Angling
category permit holders due to potential
increases in competition for the BFT
Angling category quota. The nonpreferred alternative to allow speargun
in both recreational and commercial
tuna fisheries would also apply directly
to the 5,267 General category and 4,029
CHB permit holders. In addition, the
preferred alternative that authorizes
green-stick gear for the commercial
harvest of Atlantic BAYS tunas would
apply to the Atlantic Tunas Longline,
General, and CHB (on non for-hire trips)
category vessels, approximately 221,
5,267, and 4,029 vessels respectively.
The alternatives that address the
utilization of handlines would apply to
282 permit holders (93 swordfish
handgear and 189 swordfish directed).
The preferred alternative clarifying the
authorized use of secondary cockpit
gears would apply to all HMS permit
holders.
Finally, a variety of regulatory
housekeeping proposals would apply to
small entities. Specifically, the preferred
changes to the definitions of pelagic and
bottom longline would apply to the 576
permitted pelagic and bottom longline
vessels. The preferred alternative
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requiring smaller second dorsal and
anal fins would need to remain attached
to the shark would apply to the 229
directed shark and 321 incident shark
permit holders. The proposed HMS
retention limit requirements would
apply to the 540 permitted shark and
swordfish dealers and the 365 permitted
Atlantic tuna dealers. The change in the
definition of the East Florida Coast
Closed Area is unlikely to directly
impact any small entities but could
affect any commercial permit holders
fishing in that area. The preferred
alternative prohibiting the retention of
Atlantic billfish by vessels issued
commercial permits or outside of a
tournament would apply to General
category, bottom longline, and shark
gillnet vessels utilizing rod and real
gear, but it is unlikely that many would
be impacted by this proposed
regulation. The preferred alternative to
amend the HMS regulations to provide
an option for Atlantic tunas dealers to
submit required BFT reports using the
Internet would apply to the 364 Atlantic
tuna permit dealer holders. The
preferred alternative requiring vessel
owners to report non-tournament
recreational landings of North Atlantic
swordfish and Atlantic billfish would
apply to 4,029 CHB permit holders and
21,735 Angling permit holders, but it is
not expected that this proposal would
impact many entities. Finally, the
preferred alternative requiring
recreational vessels with a Federal
permit to abide by Federal regulations,
regardless of where they are fishing,
would potentially apply to 21,735
Angling, 4,029 CHB, and up to 5,267
valid General (those participating in
tournaments) category permits.
Other sectors of the HMS fisheries
such as dealers, processors, bait houses,
and gear manufacturers, some of which
are considered small entities, might be
indirectly affected by the proposed
alternatives, particularly time/area
closures, Atlantic billfish, and
authorized fishing gear alternatives.
However, the proposed rule does not
apply directly to them, unless otherwise
noted above. Rather, it applies only to
permit holders and fishermen.
None of the preferred alternatives in
this document would result in
additional reporting, recordkeeping, and
compliance requirements that would
require new Paperwork Reduction Act
filings. However, some of the preferred
alternatives could modify existing
reporting and recordkeeping
requirements (5 U.S.C. 603(b)(4)). These
include workshops, coordination efforts
directed at gathering additional
information about finetooth shark
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mortality, and bluefin tuna dealer
reporting.
The preferred alternatives for
workshops would require recordkeeping
by NMFS to record attendance at
workshops and the certification status of
pelagic and bottom longline vessel
owners and operators, as well as shark
gillnet owners and operators. Small
entities would need to keep their own
certificates and may decide also to keep
copies of certificates for their own
records. Attending workshops would
also be a change in compliance.
In addition, the finetooth shark
preferred alternative may expand the
coverage of the current HMS observer
programs. In addition, this preferred
alternative would result in efforts to
expand data that are currently collected
by NMFS observers on shrimp trawl
vessels to include finetooth shark and
other HMS species of interest.
Fishermen themselves would not need
to change reporting.
Finally, under regulatory
housekeeping, the preferred alternative
to allow bluefin tuna dealers the option
to report electronically once a system is
developed and is made available would
modify current reporting requirement,
but would not result in additional
reporting or burden. In fact, this option
may reduce the potential need to report
the same data on multiple reports for
those some small entities that chose this
option.
In addition to the reporting and
recordkeeping requirements of the
preferred alternatives, there are also
proposed compliance requirements
associated with the preferred
alternatives. These compliance
requirement include limiting billfish
tournament participants to using only
non-offset circle hooks when using
natural baits or natural bait/artificial
lure combinations, requiring the
retention of shark second dorsal and
anal fins, and establishing the minimum
and maximum number of floats for
bottom longline and pelagic longline
gear definitions.
The other preferred alternatives
would change quota allocations,
timeframes, authorized fishing gear
types, definitions, and other
management measures, but would not
likely change reporting or compliance in
the fishery.
Fishermen, charter/headboat
operators, dealers, and managers in
these fisheries must comply with a
number of international agreements,
domestic laws, other FMPs, and Take
Reduction Plans (TRPs). Other FMPs
could include Dolphin-Wahoo, Coastal
Migratory Pelagics, and SnapperGrouper Reef Fish. Domestic laws
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include, but are not limited to, the
Magnuson-Stevens Act, the Atlantic
Tunas Convention Act, the High Seas
Fishing Compliance Act, the Marine
Mammal Protection Act, the Endangered
Species Act, the National
Environmental Policy Act, the
Paperwork Reduction Act, and the
Coastal Zone Management Act. TRPs
affecting the HMS Fisheries include
Atlantic Large Whale, Bottlenose
Dolphin, and Pelagic Longline plans.
NMFS strives to ensure consistency
among the regulations with fishery
management councils and other relevant
agencies. NMFS does not believe that
the new regulations proposed to be
implemented would conflict with any
relevant regulations, Federal or
otherwise (5 U.S.C. 603(b)(5)).
The proposed HMS MadisonSwanson and Steamboat Lumps time/
area closure overlaps with the
geographic area covered by the GMFMC
regulations that also implement a time/
area closure in this area. However, the
GMFMC’s regulations do not cover HMS
permitted gear types. Therefore, the
proposed HMS Madison-Swanson time/
area closure regulation that affects
vessels utilizing HMS gear types
complements the GMFMC regulation
and would help with compliance and
enforcement of this time/area closure by
backstopping the GMFMC’s regulations
to cover all federally regulated gear
types.
The proposed Federal HMS permit
condition requiring Federal permit
holders participating in recreational
trips to abide by Federal regulations in
state waters, unless the state has more
restrictive regulations, could overlap
and/or duplicate State regulations.
However, this proposed regulation
would not overlap, duplicate, and/or
conflict with any other Federal
regulations and may reduce conflict
with state regulations.
One of the requirements of an IRFA is
to describe any alternatives to the
proposed rule which accomplish the
stated objectives and which minimize
any significant economic impacts. These
impacts are discussed below and in
Chapters 4 and 6 of the draft HMS FMP.
Additionally, the Regulatory Flexibility
Act (5 U.S.C. 603 (c)(1)-(4)) lists four
general categories of ‘‘significant’’
alternatives that would assist an agency
in the development of significant
alternatives. These categories of
alternatives are: (1) Establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) Clarification, consolidation,
or simplification of compliance and
reporting requirements under the rule
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for such small entities; (3) Use of
performance rather than design
standards; and (4) Exemptions from
coverage of the rule for small entities.
As noted earlier, NMFS considers all
permit holders to be small entities. In
order to meet the objectives of this
proposed FMP and the statutes (i.e.,
Magnuson-Stevens Act, ATCA, ESA) as
well as address the management
concerns at hand, NMFS cannot exempt
small entities or change the reporting
requirements for small entities. Among
other things, this proposed FMP would
set quotas for the fishing season,
retention limits for the recreational
fishery, and gear restrictions, all of
which would not be as effective with
differing compliance and reporting
requirements. Thus, there are no
alternatives discussed which fall under
the first and fourth categories described
above. Alternatives under the second
and third categories are discussed below
with the alternatives that were
considered but not preferred.
As described below, NMFS
considered a number of alternatives that
could minimize the economic impact on
small entities, particularly those
pertaining to workshops, time/area
closures, northern albacore tuna,
finetooth sharks, Atlantic billfish,
bluefin tuna quota management,
timeframe for annual management,
authorized fishing gears, and regulatory
housekeeping measures.
The preferred alternatives for longline
release, disentanglement and
identification workshops, which require
mandatory workshops and certification
on a three-year renewal timeline for all
owners and operators of HMS vessels
that use longline and gillnet gear, were
designed to minimize the economic
impacts on fishermen, while
simultaneously complying with 2003
BiOp and the post-release mortality
targets for protected resources
established in the June 2004 BiOp.
Requiring vessel owners to attend the
workshops is estimated to have an
economic impact to each bottom and
pelagic longline vessel owner of up to
$565 and $504 in potentially lost
revenue share based on 2003 logbook
data, as well as unquantified travel costs
to attend a workshop. The aggregate
economic impact is estimated to be
between $290,304 and $325,440 in the
first year. Longline vessel operators
would also be impacted by the preferred
alternative, but it might not impact the
economic well-being of the small
business for which they work. In
addition, the estimated twenty owners
of vessels that use gillnet gear and have
a Federal shark permit would each have
an economic impact of up to $508 in
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lost revenue share based on 2003
logbook data, as well as unquantified
travel costs to attend a workshop.
Specifically, under these alternatives,
NMFS would strive to host a number of
workshops in regional fishing hubs in
order to minimize travel and lost fishing
time. Besides the costs of travel and lost
time, there would be no additional costs
for workshop participants. NMFS would
attempt to hold workshops during
periods when the fishery is typically
inactive, effectively minimizing lost
fishing time. To minimize the overall
economic cost of these workshops, the
preferred alternatives would limit
required participation in these
workshops to owners and operators. It is
likely that owners and operators would
pass information and appropriate
direction to their crew concerning
release, disentanglement, and
identification of protected resources.
NMFS would also select a recertification
period that would allow for sufficient
retraining to maintain proficiency and
update fishermen on new research and
development related to the subject
matter while not placing an excessive
economic burden on the participants
due to lost fishing time and travel
resulting from attending a recertification
workshop in person. Two, three, and
five year recertification period are being
considered, with a three-year period
currently being preferred. In addition, to
lower the costs of recertification, NMFS
is considering the use of alternative
sources of media including CD-ROM,
DVDs, or web-based media that would
not result in travel costs or lost fishing
time, as well as allowing private
certified trainers to provide training at
tailored times and locations to minimize
any costs.
Other alternatives considered were
voluntary workshops for longline
fishermen and mandatory workshops
that would include crew in addition to
owners and operators. Several
alternatives would have less onerous
economic impacts to small businesses
relative to the preferred alternatives.
These include: the no action alternative
and mandatory workshops for only
owners or only operators. These
alternatives would not satisfy
reasonable and prudent alternative
under the June 2004 BiOp issued
pursuant to ESA.
The preferred alternative for
identification workshops, which would
require mandatory workshops for all
federally permitted shark dealers, is
preferred because species-specific
identification of offloaded shark
carcasses is much more difficult than
other HMS as evidenced by the large
proportion of ‘‘unclassified’’ sharks
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listed on shark dealer logbooks. The
Agency would attempt to minimize
economic impacts to shark dealers by
holding workshops at fishing ports to
minimize travel costs and during nonpeak fishing times to minimize
perturbations to business activity, to the
extent possible. Similar measures as
those being considered for
disentanglement and identification
recertification are being considered for
the identification workshops for shark
dealers in order to minimize the
economic impacts caused by this
measure.
Other alternatives in addition to the
no action alternative were voluntary
HMS identification workshops,
mandatory identification workshops for
swordfish and tuna dealers, mandatory
identification workshops for all
commercial longline vessel owners and
operators, mandatory identification
workshops for all commercial vessel
(longline, CHB, General category, and
handgear/harpoon) owners and
operators, and mandatory identification
workshops for all HMS Angling permit
holders. The economic impacts of these
alternatives are detailed in the draft
HMS FMP. The no action and voluntary
HMS identification workshop
alternatives would have less onerous
economic impacts relative to the
preferred alternative. However, these
alternatives would not address the
persistent problems with speciesspecific shark identification in dealer
reports.
In addition to the type of workshops,
NMFS considered two additional
renewal timetables of two and five
years. A renewal timetable of five years
would have a less adverse impact than
the proposed timetable of three years.
However, recertification every five years
for bycatch release and disentanglement
workshops would allow a more
extensive period of time to lapse
between certification workshops than
necessary to maintain proficiency and
provide updates on research and
development of handling and dehooking
protocols. In a similar fashion,
recertification every five years for HMS
identification workshops would also
allow a more extensive period of time to
lapse between certification workshops
than necessary to maintain proficiency
in species identification.
The preferred alternatives for time/
area closures, which would implement
complementary measures in MadisonSwanson and Steamboat Lumps
closures and establish criteria to be
considered when implementing new
time/area closures or making
modifications to existing time/area
closures, were designed to minimize
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economic impacts incurred by
fishermen, while simultaneously
reducing the bycatch of non-target HMS
and protected species such as sea turtles
in Atlantic HMS fisheries.
Complementary HMS regulations in the
Madison-Swanson and Steamboat
Lumps closures would have minimal
economic impacts as from 1997 to 2003,
only one pelagic longline set and two
bottom longline sets were reported in
these areas. All three sets occurred in
the Madison-Swanson site. Four
swordfish were kept on the pelagic
longline set, and eight swordfish were
discarded. There were no reported HMS
caught on the two bottom longline sets.
Recreational and charter/headboat
fishing trips for HMS in the proposed
marine reserves are not likely to be
significantly curtailed due to the
allowance for surface trolling from May
through October, which are the prime
fishing months. Creating these
complementary HMS regulations would
consolidate and simplify requirements
for fishermen, and therefore simplify
compliance. This alternative would also
implement compatible regulations that
would provide for a seasonal allowance
(May - October) for surface trolling to
partially alleviate any negative
economic impacts associated with the
closures or the HMS recreational and
charter/headboat sector.
Other alternatives considered in
addition to the no action alternative
were a closure of 11,191 nm2 in the
central Gulf of Mexico to pelagic
longline gear, a closure of 2,251 nm2 in
the Northeast to pelagic longline gear, a
closure of 101,670 nm2 in the Gulf of
Mexico, a closure west of 86° W.
Longitude in the Gulf of Mexico to
pelagic longline gear, a closure of 46,956
nm2 in the Northeast to pelagic longline
gear, a prohibition on the use of bottom
longline gear in an area off the Florida
Keys to protect endangered smalltooth
sawfish, and a prohibition on the use of
pelagic longline gear in HMS fisheries
in all areas. These closure alternatives
were not preferred due to large
economic impacts with conflicting
ecological benefits between species.
Without redistribution of effort,
potential economic impacts ranged from
a decline in gross fishery revenues of
$299,120 to $25.8 million annually.
With redistribution of effort, gross
fishery revenues ranged from a decline
of $820,132 to an increase of $6.0
million annually. These estimates of
gross revenues lost or gained did not
take into account additional costs that
may be incurred as a result of relocating
to new fishing grounds. The details of
the economic impacts associated with
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these other alternatives are detailed in
the draft HMS FMP. In addition to the
closure alternatives, modifications to
existing closures were also considered
for the Charleston Bump closure and the
Northeastern U.S. closure that provided
some economic relief but did not meet
ecological needs.
The preferred alternative to establish
criteria would guide future decisionmaking regarding implementation or
modification of time/area closures. This
would provide enhanced transparency,
predictability, and understanding of
HMS management decisions. The time/
area closure criteria would not have
immediate impacts. Any ecological,
social, or economic impacts of a specific
closure or modified closure would be
analyzed in the future when that
specific action is proposed.
The alternative based on the petition
from Blue Ocean Institute et al. would
potentially impact a total of 75 vessels
that fished in the area from 2001 - 2003.
Without redistribution of effort, this
alternative would potentially result in a
13.4 percent decrease in fishing effort,
and reductions in landings ranging from
a minimum of 0.2 percent for bigeye
tuna (kept) to a maximum of 29.0
percent for incidentally caught bluefin
tuna (kept). The total loss in revenue for
this alternative, assuming no
redistribution of effort, would be
approximately $3,136,229 annually, or
$49,003 per vessel annually. With
redistribution of fishing effort, the
alternative is predicted to result in a
decrease in bluefin and yellowfin tuna
landings of 18.3 and 11.0 percent,
respectively, for estimated losses of
approximately $166,040 and $1,382,042
annually. However, overall, there could
be a net gain in revenues for this
alternative with redistribution of effort
of approximately $1,651,023 annually,
or $25,797 per vessel annually,
primarily due to a predicted increase in
swordfish landings as a result of effort
being displaced into the Atlantic. Bigeye
tuna landings are also predicted to
increase as a result of displaced effort.
The actual ecological and social impacts
of the alternative would likely be in
between the redistribution and no
redistribution models. Due to the
potential negative ecological impacts,
negative economic impacts, and the
increase in bluefin tuna discards, NMFS
is not preferring this alternative at this
time.
The preferred alternative for northern
albacore tuna management, which
would establish the foundation for
developing an international rebuilding
program, was designed to address
rebuilding of the northern albacore tuna
fishery while simultaneously
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minimizing economic impacts incurred
by fishermen. This alternative would
have minimal economic impacts,
because it is not proposing additional
restrictions at this time. Even under an
international plan, the United States is
a small participant in this fishery and
only has a small allocation that it does
not even fully harvest at this time.
Other alternatives considered were no
action and taking unilateral
proportional reductions in northern
albacore tuna harvest. Taking unilateral
action to address northern albacore tuna
on the part of the United States would
likely not be effective in rebuilding the
stock because the United States is a
small participant in this fishery, and
would have larger economic impacts
than the preferred alternative because
the rebuilding onus would fall on U.S.
fishermen rather than being spread
among all fishermen catching northern
Albacore tuna.
The no action alternative would have
the same economic impacts as the
preferred alternative because NMFS has
been promoting an international
rebuilding plan at ICCAT. In a prior
rulemaking, NMFS addressed the same
northern albacore tuna alternatives but
did not incorporate them into the HMS
FMP. The no action alternative is
rejected, because it would not include
the rebuilding strategy in the FMP.
The preferred alternative for finetooth
shark management was designed to
address overfishing while minimizing
economic impacts incurred by
fishermen. This alternative would be
expected to have minimal to no
economic impacts, because no new
restrictions are being proposed at this
time. However, fishermen would be
required to provide information to the
observers. Long-term, the alternative
would have positive ecological impacts
by addressing finetooth mortality in
HMS and other fisheries and positive
economic impacts if the fishery is
sustained.
Other alternatives considered were no
action, a range of commercial
management measures, and a range of
recreational management measures. The
range of commercial management
measures could potentially include any
combination of: a directed trip limit for
SCS, gillnet gear restrictions,
prohibiting the use of gillnet gear for
landing sharks, reduced soak time for
gillnets, and reducing the overall SCS
quota. The range of recreational
management measures could potentially
include requiring the use of circle hooks
when targeting SCS and/or increasing
the minimum size for retention of
finetooth sharks. Only the no action
alternative would have less economic
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impact relative to the preferred
alternative. However, this alternative
was not preferred because it would not
facilitate efforts to address overfishing
of finetooth sharks.
The preferred alternatives for Atlantic
billfish management, which include
requiring the use of non-offset circle
hooks when using natural baits in
tournaments, implementing the ICCAT
marlin landings limits, and allowing
only catch-and-release fishing for
Atlantic white marlin from 2007–2011
were designed to minimize economic
impacts incurred by recreational fishing
sector, while simultaneously enhancing
the management of the directed Atlantic
billfish fishery. Specifically, requiring
circle hooks would likely have a
minimal economic impact, since it
would not affect all billfish recreational
anglers, only tournament participants.
Therefore, the impacts on hook
manufactures, retailers, and anglers
would likely be limited given that Jhooks would continue to be permitted
outside of tournaments and within
tournaments with artificial lures. In
addition, delayed implementation to
2007 would help lower any potential
economic impacts due to supply and
demand changes. Impacts on
tournaments would also likely be
minimal, given the increase in the
number of tournaments that provide
special award categories or additional
points for billfish captured and released
on circle hooks. This alternative would
also likely have high compliance rates
given the self-policing that is likely to
occur among tournament participants
competing for prizes, as well as the
increasing use of tournament observers.
Several measures were also
considered to minimize the economic
impacts of implementing the ICCAT
landing limit. The use of three separate
levels of management measures based
upon marlin landing thresholds
diminishes the economic impacts of this
alternative. When it is not expected that
marlin landings will approach the
threshold for action, then no in-season
actions would occur and there would
not be any economic impacts. If the
threshold for action were achieved,
minimum size requirements for Atlantic
marlins would increase to a level
sufficient to curtail landings. Finally, if
the ICCAT landing limits were achieved
in any one year, the fishery would shift
to a catch-and-release only fishery for
the remainder of that year. This last
scenario would be unlikely given
historical landings and minimum size
requirements that would occur at the
action threshold. This alternative would
allow the response to be tailored to the
needs of a given fishing year to ensure
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maximum utilization of the ICCAT
landing limit. Under the calendar year
management alternative that is currently
preferred, implementing the ICCAT
landing limit also would help reduce
any disproportionate economic impacts
to CHB operators, tournaments, and
anglers who fish for marlin late in the
fishing year or in late season
tournaments by providing anglers the
greatest opportunity to land marlin over
the entire length of the fishing year.
This alternative is estimated to
potentially result in $1.3 to $2.7 million
in economic impacts as compared to the
$13.4 to $20.0 million in impacts for
catch-and-release only for Atlantic blue
and white marlin resulting in an
estimated one to two tournament
cancellations and unquantified impacts
on CHB businesses.
Catch-and-release of white marlin
could result in some potential economic
impacts. Any negative impacts would
likely be reduced if vessels targeting
white marlin already practice catch-andrelease fishing and participate in catchand-release tournaments. To mitigate
negative socioeconomic impacts, NMFS
would delay implementation of catchand-release-only fishing requirements to
allow the fishery time to adjust to new
measures, and includes a sunset
provision five years from
implementation of catch-and-release
requirements. NMFS estimates that this
alternative could result in between $70
thousand and $1.2 million in lost
revenues to CHB vessels and $1.3 to
$5.5 million in negative economic
impacts (in comparison to $13.4 to
$18.8 million for an alternative of catchand-release only for Atlantic blue
marlin) resulting from potentially
cancelled HMS tournament
cancellations.
Other alternatives considered were no
action, limiting all participants in the
Atlantic HMS recreational fishery to
using only non-offset circle hooks when
using natural baits or natural bait/
artificial lure combinations in all HMS
fisheries, increasing the minimum size
limit for Atlantic white and/or blue
marlin, implementing recreational bag
limits of one Atlantic billfish per vessel
per trip, and allowing only catch-andrelease fishing for Atlantic blue marlin.
Only the no action alternative would
have less onerous economic impacts
relative to the preferred alternatives.
However, the no action alternative
would not satisfy the requirements and
goals of implementing the ICCAT
recommendations under ATCA and
furthering rebuilding of Atlantic blue
and white marlin under the MagnusonStevens Act, or the objectives of the
FMP.
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The preferred alternatives for bluefin
tuna quota management include revised
General category time-periods and
subquotas to allow for a formalized
winter fishery, clarified procedures for
calculating the Angling category school
size-class subquota allocation,
modification of the bluefin tuna
specification process and streamlining
annual under/overharvest procedures,
an individual quota category carryover
limit and authorization of the transfer of
quota exceeding limit, and revised and
consolidated criteria that would be
considered prior to performing a BFT
inseason action. These preferred
alternatives were designed to minimize
economic impacts incurred by
fishermen, while simultaneously
enhancing and clarifying bluefin tuna
quota management and inseason
actions.
Revising the General category timeperiods and subquotas would strike a
balance between providing consistent
quota allocations and having the
flexibility to amend them in a timely
fashion. This alternative would slightly
reduce General category quota from
early time periods, thereby allowing for
a formal winter General category bluefin
tuna fishery to take place during the
months of December and January, and
therefore would increase regional
access. By shifting the allocated quota
from the June through August timeperiod, which has an overall higher
allocation, to a later time-period any
adverse impacts would be mitigated by
the increased revenue generated in the
later time-period. In addition, the
fishermen from the Northeast are not
precluded from fishing in southern
areas during winter bluefin tuna season.
Clarifying the procedures that NMFS
uses in calculating the ICCAT
recommendation regarding the eight
percent tolerance for BFT under 115 cm
would simplify the regulations; this
alternative would also remove the
north/south dividing line that separates
the Angling category. Due to the lack of
real-time data currently, the north/south
dividing line has not been effective in
recent years, and therefore it would be
removed under this preferred
alternative. This alternative is not likely
to have an economic impact.
Eliminating the need to allocate each
domestic quota categories’ baseline
allocation each year would have
positive economic impacts to the
domestic BFT fishery as a whole by
allowing BFT fishery participants, either
commercial or recreational in nature, to
make better informed decisions on how
to best establish a business plan for the
upcoming season.
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Limiting the annual carryover for each
category would have some economic
impacts as a result of limiting the
amount of underharvest of the bluefin
tuna quota that could be rolled over
from one year to the next within a
category. However, this alternative was
designed to mitigate any impacts by
allowing NMFS to redistribute quota
exceeding the proposed 100 percent
rollover cap to the Reserve or to other
domestic quota categories, provided the
redistributions are consistent with
ICCAT recommendations and the
redistribution criteria.
Consolidating the criteria to make
inseason actions would result in slightly
more positive economic impacts as the
regulations would be consistent
regardless of what type of inseason
action is being considered. This would
minimize confusion and provide
additional transparency to the
management process.
Other alternatives considered in
addition to the no action alternatives
were establishing General category timeperiods, subquotas, and geographic set
asides annually via framework actions;
establishing monthly General category
time-periods and subquotas; revising the
General category time-periods and
subquotas to allow for a formalized
winter fishery with different timeperiod allocations; eliminating the
underharvest quota carryover
provisions, and eliminating the BFT
inseason actions. These additional
alternatives would not likely reduce
overall impacts to the fishery as a whole
further relative to the preferred
alternatives.
The preferred alternative for the
timeframe for annual management of
HMS fisheries, which would shift the
time frame to a calendar year (January
1 to December 31), was designed to
minimize economic impacts on HMS
fisheries and simplify HMS fishery
management and reporting to ICCAT.
This alternative would not impact the
shark fishery, since that fishery is
already operating under a calendar year.
The shift in the other HMS fisheries’
timeframe for annual management
would establish consistent timing
between U.S. domestic and
international management programs,
reducing the complexity of U.S. reports
to ICCAT and creating more transparent
analyses in the U.S. National Report.
Setting an annual quota and other
fishery specifications on a multi-year
basis for bluefin tuna as discussed above
could mitigate any potential negative
impacts associated with reduced
business planning periods that may
result from a calendar year timeframe.
The flexibility established in the
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preferred alternatives for billfish could
partially mitigate any negative regional
economic impacts to marlin
tournaments, charters, and other related
recreational fishing businesses. To
facilitate the transition to a calendar
year management timeframe for bluefin
tuna and swordfish, the 2006 fishing
year would be abbreviated from June 1,
2006, through December 31, 2006,
which could provide slightly higher
quotas during that time period and
slight positive impacts for fishermen.
The specifics of this abbreviated season
would be implemented under a separate
action.
Other alternatives considered were to
maintain the current fishing year and to
shift the fishing year to June 1 - May 31
for all HMS species. These alternatives
are not likely to result in economic
impacts substantially different than the
preferred alternative; however, they
would not meet the objectives of this
action.
The preferred alternatives for
authorized fishing gears, which would
authorize speargun fishing in the
recreational Atlantic tuna fishery,
authorize green-stick gear for the
commercial harvest of Atlantic BAYS
tunas, authorize buoy gear for the
commercial swordfish fishery, and
clarify the allowance of hand-held
cockpit gear, were designed to reduce
the economic impacts to fishermen and
even enhance economic opportunities
in recreational and commercial fishing.
Specifically, allowing speargun gear
would enhance economic opportunities
in the tuna recreational fishery by
including a new authorized class of
recreational fishing, speargun fishing.
Specifically authorizing green-stick
gear would clarify current requirements.
This gear is currently being utilized,
however, there is uncertainty under
current regulations as to whether this
gear type is authorized. The preferred
alternative would eliminate this
uncertainty and enhance economic
opportunities by authorizing this gear
type.
The swordfish handgear fishery may
currently utilize individual handlines
attached to free-floating buoys, however,
a preferred alternative would require
that handlines used in HMS fisheries be
attached to a vessel. This alternative
would change the definition of
individual free-floating buoyed lines,
that are currently considered to be
handlines, to ‘‘buoy gear,’’ allowing the
commercial swordfish handgear fishery
to continue utilizing this gear type. This
alternative would explicitly authorize
buoy gear but limit vessels to possessing
and deploying no more than 35
individual buoys with each having no
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more than two hooks or gangions
attached. The economic impact of this
alternative would likely be minimal,
since the upper limit on the number of
buoys is based on information obtained
about the fishery though public
comment, and based on what NMFS has
identified as the manageable upper limit
for the commercial sector.
Finally, NMFS is also preferring an
alternative that would likely reduce
confusion over the allowable use of
secondary cockpit gears to subdue HMS
captured on authorized fishing gears.
The use of these secondary gears might
result in positive economic benefits
from anticipated increases in retention
rates.
Other alternatives considered in
addition to no action were to authorize
speargun in both the commercial tuna
handgear and recreational tuna fisheries
and authorizing buoy gear in the
commercial swordfish handgear fishery
with 50 buoys with 14 hooks each. None
of the non-preferred alternatives would
have less economic impacts than the
preferred alternatives.
The preferred alternatives for
regulatory housekeeping items were
designed to minimize economic
impacts, while also clarifying regulatory
definitions and requirements,
facilitating species identification, and
enhancing regulatory compliance.
The preferred alternatives that
differentiate between BLL and PLL gear
by using the number of floats and the
species composition of catch landed
would more clearly define the
difference between BLL and PLL gear
using a combination of gear
configuration and performance
standards based on the composition of
catch landed. This would clarify the
difference between these two gear types
and enhance compliance with time/area
closures that place restrictions on these
two gear types. There could be some,
but likely limited, economic impacts to
vessels that may currently fish in gear
restricted time/areas closures that do
not conform to the proposed BLL and
PLL gear specifications and performance
standards. This performance based
standard could adversely impact those
longline vessels that regularly target
both demersal and pelagic species on
the same trip. Other alternatives
considered in addition to the no action
alternative were to require time/depth
recorders on all HMS longlines and base
closures on all longline vessels. Only
the no action alternative could have less
onerous economic impacts relative to
the preferred alternatives. However, the
no action alternative would not address
NMFS’ concerns with differentiating
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between bottom and pelagic longline
gear.
The preferred alternative for shark
identification, which would require that
the second dorsal fin and anal fin
remain attached on all sharks, addresses
issues associated with shark species
identification, but would be flexible
enough to still allow fishermen to
remove the most valuable fins in order
to minimize the economic impacts of
this alternative. Fishermen could
experience, in the short-term, some
adverse economic impacts associated
with lower revenues associated with
keeping the second dorsal and anal fins
on sharks. Other alternatives considered
in addition to the no action alternative
were to require the dorsal and anal fin
on all sharks except lemon and nurse
sharks and to require all fins on all
sharks be retained. Some alternatives
could have less economic impacts
relative to the preferred alternative.
These include the no action alternative
and the alternative requiring the dorsal
and anal fin on all sharks except lemon
and nurse sharks. These alternatives,
however, would not satisfy enforcement
and species identification needs.
The preferred alternatives that
prohibit the purchase or sale of HMS
from vessels in excess of retention limits
would enhance compliance with current
regulations by consolidating the
requirement for both vessels and
dealers. These alternatives would have
minimal economic impact on dealers
and vessels following the current
retention limits. The only additional
alternative considered was no action,
which would have less economic
impact than the preferred alternatives
but would not satisfy the enforcement or
monitoring objectives.
The preferred alternative that would
amend the Florida East Coast closed
area would clarify the regulations
regarding this closed area and make
them consistent with the boundary of
the EEZ. The only additional alternative
considered was no action. Neither
alternative is expected to have any
economic impact since fishing activity
is likely to be limited in this small area.
The preferred alternative that would
amend the definition of handline gear to
require that they be attached to a vessel,
would clarify the definition of handline.
The economic impact of this new
definition would be minimal since
unattached handline gear would be
defined as ‘‘buoy gear.’’ Other
alternatives considered were no action
and to require handlines be attached to
recreational vessels only. These two
alternatives could have less economic
impacts relative to the preferred
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alternative, but they would not meet the
ecological objectives of this document.
The preferred alternative that
prohibits commercial vessels from
retaining billfish would not have any
economic impacts because current
regulations do not allow these vessels to
sell the billfish that are landed. This
alternative would clarify and
consolidate the requirements for
commercial vessels to make them
consistent with the regulations
prohibiting vessel with pelagic longline
gear from retaining billfish. The only
other alternative considered was no
action, which could have less social
impacts than the preferred alternative
but it would not satisfy ecological needs
of rebuilding billfish stocks.
The preferred alternative that allows
Atlantic tuna dealers to submit reports
using the Internet, would simplify
reporting and potentially reduce costs.
The other alternatives considered were
no action and providing BFT dealers the
option to report online (with specific
exceptions) would not result in less
economic burden than the preferred
alternative.
The preferred alternatives that require
the submission of no fishing and costearnings reporting forms would clarify
current regulations and potentially
enhance compliance. The other
alternative considered was no action;
that alternative would not meet NMFS’
objectives to collect quality data to
manage the fishery. Neither alternative
is expected to have any economic
impacts.
The preferred alternative that requires
vessel owners to report non-tournament
recreational landings would clarify and
simplify the reporting process by
codifying the current prevalent practice
of recreational landings being reported
by vessel owners versus individual
anglers. The other alternative
considered, no action, might result in
less economic burden to small
businesses but would not satisfy the
goal of improving reporting or other
objectives of the FMP.
NMFS also prefers and alternative
that clarifies current regulatory language
regarding the roll-over of unharvested
quota from the NED pursuant to an
ICCAT recommendation. Other
alternatives considered include no
action and further discussions at ICCAT.
There could be potential economic
impacts associated with these two
alternatives, if current regulatory text is
misinterpreted as capping the set aside
quota at 25 metric tons versus allocating
25 metric tons of BFT each year per the
ICCAT recommendation. Retaining the
current regulatory text under either
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alternative would not reflect the intent
of the ICCAT recommendation.
Finally, the preferred alternative that
requires recreational vessels with a
Federal permit to abide by Federal
regulations regardless of where they are
fishing would standardize compliance
with HMS regulations for vessels
possessing a federal HMS permit. This
would likely simplify compliance with
regulations, except in cases where a
state has more restrictive regulations.
The other alternative considered was no
action, which could have marginally
less economic impact than the preferred
alternative, but it would not result in
simplified compliance with regulations,
and therefore would not meet the
objectives of the FMP.
There are currently three BiOps
issued under the ESA for HMS fisheries:
a June 2001 BiOp for the non-pelagic
longline and non-shark HMS fisheries;
an October 2003 BiOp for the HMS
shark fisheries; and a June 2004 BiOp
for the HMS pelagic longline fishery. As
described in the draft HMS FMP, none
of the preferred alternatives are
expected to alter fishing practices,
techniques, or effort in any way that
would increase interactions with
protected species or marine mammals.
The preferred workshop alternatives
implement requirements of both the
October 2003 and June 2004 BiOps, and
should reduce the post-release mortality
of any protected species that are caught.
The time/area closure preferred
alternatives would provide a framework
to consider impacts on protected species
before implementing or modifying any
time/area closures. Implementing the
closed areas, consistent with the
GMFMC regulations, is not expected to
alter HMS fishing effort or practices
because the areas are so small and are
of minor importance to HMS fishermen.
The preferred alternatives for finetooth
and northern albacore tuna are not
expected to have any impact at this time
would not impose new requirements of
changes, at this time, to the fishery. To
some extent, the use of circle hooks in
billfish tournaments may reduce sea
turtle interactions and mortalities in the
recreational fishery; however, because
the recreational fishery interacts with so
few sea turtles, this alternative is not
expected to have a significant impact.
Similarly, the other preferred
alternatives for reducing billfish fishing
mortality for the directed recreational
fishery are not expected to have any
impact on protected species. The
preferred alternatives for BFT
management provide NMFS with
additional flexibility to manage the BFT
fishery. To the extent individual
category quotas would be limited under
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the preferred alternative (there is no
limit under the no action alternative),
the BFT preferred alternatives could
have some minimal positive impact on
protected species. The preferred
alternative for the fishing year is not
expected to alter fishing effort or
practices because the fisheries
themselves already operate year-round.
If the 250–marlin landing limit is
approached and the minimize size on
marlin is increased, tournaments
scheduled for later in the fishing year
could be impacted in terms of effort.
However, this is unlikely to impact
protected species given the small
number of interactions with recreational
gear. The preferred alternatives for
authorized gear could change some
fishing practices by allowing fishermen
to use spearguns, green-stick, and buoy
gear. However, it is unlikely that a
speargun fisherman would mistake a sea
turtle or other protected species for a
tuna. Thus, NMFS does not expect that
gear type to increase protected species
or marine mammal interactions. In
addition, both green-stick and buoy gear
have been used in HMS fisheries
(incorrectly classified as handline,
handgear, or longline); this proposed
rule would merely clarify the use of the
gear and establish additional restrictions
and regulations. In the case of buoy
gear, this rule essentially renames an
existing gear type (handline) for the
commercial swordfish fishery.
Furthermore, NMFS is proposing to
require handlines to be attached to the
vessel. While this may not reduce
interactions with protected species
(interactions in the handline fishery
currently are minimal), it would reduce
any mortality and prevent expansion of
the fishery. Thus, NMFS does not
expect protected species or marine
mammal interactions to increase as a
result of these changes to fishing gears.
NMFS is changing the coordinates of the
Florida East Coast closed area to ensure
it matches the U.S. EEZ coordinates.
Because the change is minor
(approximately 1 km), NMFS does not
expect this to change the number of
protected species interactions. NMFS is
also proposing a number of
clarifications to the regulations; these
clarifications are mainly administrative
in nature and should not impact fishing
effort or practices.
List of Subjects
50 CFR Part 300
Fisheries, Foreign relations, Reporting
and recordkeeping requirements,
Treaties.
50 CFR Part 600
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Fisheries, Fishing, Fishing vessels,
Foreign relations, Penalties, Reporting
and recordkeeping requirements.
50 CFR Part 635
Fisheries, Fishing, Fishing vessels,
Foreign relations, Imports, Penalties,
Reporting and recordkeeping
requirements, Treaties.
For the reasons set out in the
preamble, 50 CFR parts 300, 600, and
635 are proposed to be amended as
follows:
copy of the original statistical document
completed as specified under paragraph
(c)(2) of this section, to accompany the
shipment of such products to their reexport destination. A copy of the
completed statistical document and reexport certificate, when required under
this paragraph (c), must be postmarked
and mailed by said permit holder to
NMFS, at an address designated by
NMFS, within 24 hours of the time the
shipment was re-exported from the
United States. Once a system is
available, permit holders will also be
able to submit the forms electronically
via the Internet.
*
*
*
*
*
PART 300—INTERNATIONAL
FISHERIES REGULATIONS
PART 600—MAGNUSON-STEVENS
ACT PROVISIONS
Subpart M—International Trade
Documentation and Tracking
Programs for Highly Migratory Species
4. The authority citation for part 600
continues to read as follows:
Dated: August 5, 2005.
James W. Balsiger,
Acting Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
1. The authority citation for subpart M
continues to read as follows:
Authority: 5 U.S.C. 561 and 16 U.S.C. 1801
et seq.
Authority: 16 U.S.C. 951–961 and 971 et
seq.; 16 U.S.C. 1801 et seq.
5. In § 600.725, paragraph (v), table
entries 1.A., 1.H., and 1.I. under section
IX. Secretary of Commerce are revised to
read as follows:
2. In § 300.182, paragraph (d) is
revised to read as follows:
§ 600.725
§ 300.182
*
HMS international trade permit.
*
*
*
*
(d) Duration. Any permit issued
under this section is valid for the period
specified on it, unless suspended or
revoked.
*
*
*
*
*
3. In § 300.185, paragraphs (b)(3) and
(c)(3) are revised to read as follows:
*
§ 300.185 Documentation, reporting and
recordkeeping requirements for statistical
documents and re-export certificates.
*
*
*
*
*
(b) * * *
(3) Reporting requirements. A permit
holder must ensure that the original
statistical document, as completed
under paragraph (b)(2) of this section,
accompanies the export of such
products to their export destination. A
copy of the statistical document must be
postmarked and mailed by said permit
holder to NMFS, at an address
designated by NMFS, within 24 hours of
the time the fish product was exported
from the United States or a U.S. insular
possession. Once a system is available,
permit holders will also be able to
submit the forms electronically via the
Internet.
(c) * * *
(3) Reporting requirements. For each
re-export, when required under this
paragraph (c), a permit holder must
submit the original of the completed reexport certificate and the original or a
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General prohibitions.
*
*
(v) * * *
Fishery
*
*
*
Authorized gear types
*
* * * * *
IX. SECRETARY OF COMMERCE
1. Atlantic Tunas
Swordfish and
Sharks Fisheries (FMP):
A. Swordfish
A. Rod and reel, harhandgear fishpoon, handline, banery.
dit gear, buoy gear.
* * * * * * *
H. Tuna recH. Rod and reel,
reational fishery.
handline, speargun
gear.
I. Tuna
I. Rod and reel, harhandgear fishpoon, handline, banery.
dit gear, green-stick
gear.
* * * * * * *
PART 635—ATLANTIC HIGHLY
MIGRATORY SPECIES
6. The authority citation for 50 CFR
part 635 continues to read as follows:
Authority: 16 U.S.C. 971 et seq.; 16 U.S.C.
1801 et seq.
PART 635
[AMENDED]
7. In part 635, remove the phrase
‘‘Northeast Distant closed area’’
wherever it appears and add in its place
‘‘Northeast Distant gear restricted area’’.
8. In § 635.2, the definitions of ‘‘East
Florida Coast closed area’’, ‘‘Fishing
year’’, ‘‘Handgear’’, ‘‘Handline’’, and
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‘‘Shark’’ are revised; paragraph (5)
under the definition of ‘‘Management
unit’’ is revised; the definition of
‘‘ILAP’’ is removed; and new definitions
for ‘‘Atlantic HMS identification
workshop certificate’’, ‘‘Buoy gear’’,
‘‘Green-stick gear’’, ‘‘Madison-Swanson
closed area’’, ‘‘Protected species
workshop certificate’’, ‘‘Speargun gear’’,
and ‘‘Steamboat Lumps closed area’’ are
added in alphabetical order to read as
follows:
§ 635.2
Definitions.
*
*
*
*
*
Atlantic HMS identification workshop
certificate means the document issued
by NMFS indicating that the person
issued the certificate successfully
completed the HMS identification
workshop.
*
*
*
*
*
Buoy gear means fishing gear that is
released and retrieved by hand,
consisting of a single buoy supporting a
single mainline to which no more than
two hooks or gangions are attached, and
to which gear monitoring equipment is
affixed. Gear monitoring equipment
includes, but is not limited to, radar
reflectors, beeper devices, lights, or
reflective tape. Buoy gear must be
constructed and deployed so that the
mainline remains vertical in the water
column.
*
*
*
*
*
East Florida Coast closed area means
the Atlantic Ocean area seaward of the
inner boundary of the U.S. EEZ from a
point intersecting the inner boundary of
the U.S. EEZ at 31°00′ N. lat. near Jekyll
Island, GA, and proceeding due east to
connect by straight lines the following
coordinates in the order stated: 31°00′
N. lat., 78°00′ W. long.; 28°17′10″ N. lat.,
79°11′24″ W. long.; then proceeding
along the outer boundary of the EEZ to
the intersection of the EEZ with 24°00′
N. lat.; then proceeding due west to
24°00′ N. lat., 81°47′ W. long.; and then
proceeding due north to intersect the
inner boundary of the U.S. EEZ at 81°47′
W. long. near Key West, FL.
*
*
*
*
*
Fishing year means January 1 through
December 31.
*
*
*
*
*
Green-stick gear means a line that is
elevated, or suspended, above the
water’s surface from which no more
than 10 hooks or gangions may be hung.
The gear must be actively trolled and
configured so that the baits are fished on
or above the surface of the water. The
suspended line, attached gangions, and
catch may be retrieved collectively by
hand or by mechanical means.
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Handgear means handline, harpoon,
rod and reel, bandit gear, buoy gear,
speargun gear, or green-stick gear.
Handline means fishing gear that is
attached to, or in contact with, a vessel;
that consists of a mainline to which no
more than two hooks or gangions may
be attached; and that is released and
retrieved by hand rather than by
mechanical means.
*
*
*
*
*
Madison-Swanson closed area means
a rectangular-shaped area in the Gulf of
Mexico bounded by straight lines
connecting the following coordinates in
the order stated: 29°17′ N. lat., 85°50′ W.
long.; 29°17′ N. lat., 85°38′ W. long.;
29°06′ N. lat., 85°38′ W. long.; 29°06′ N.
lat., 85°50′ W. long.; 29°17′ N. lat.,
85°50′ W. long.
Management unit means in this part:
*
*
*
*
*
(5) For sharks, means all fish of the
species listed in Table 1 of Appendix A
to this part, in the western north
Atlantic Ocean, including the Gulf of
Mexico and the Caribbean Sea.
*
*
*
*
*
Protected species workshop certificate
means the document issued by NMFS
indicating that the certificate holder has
successfully completed the Atlantic
HMS protected species release,
disentanglement, and identification
workshop.
*
*
*
*
*
Shark means one of the oceanic
species, or a part thereof, listed in Table
1 of Appendix A to this part.
*
*
*
*
*
Speargun gear means a musclepowered speargun equipped with a
trigger mechanism, a spear with a tip
designed to penetrate and retain fish,
and terminal gear. Terminal gear may
include, but is not limited to, trailing
lines, reels, and floats. The term
‘‘muscle-powered spearguns’’ for the
purposes of this part means those
spearguns that store potential energy
provided from the operator’s muscles,
and that release only the amount of
energy that the operator has provided to
it from his or her own muscles.
Common energy storing methods for
muscle-powered spearguns include
compressing air and springs, and the
stretching of rubber bands.
Steamboat Lumps closed area means
a rectangular-shaped area in the Gulf of
Mexico bounded by straight lines
connecting the following coordinates in
the order stated: 28°14′ N. lat., 84°48′ W.
long.; 28°14′ N. lat., 84°37′ W. long.;
28°03′ N. lat., 84°37′ W. long.; 28°03′ N.
lat., 84°48′ W. long.; 28°14′ N. lat.,
84°48′ W. long.
*
*
*
*
*
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9. In § 635.4, paragraphs (a)(10), (c)(2),
(d)(4), (e)(1), (e)(2), (f)(1), (f)(2), (h)(2),
(l)(2)(i), (l)(2)(ii)(B), (l)(2)(ii)(C),
(l)(2)(viii), (l)(2)(ix), (m)(1), and (m)(2)
are revised to read as follows:
§ 635.4
Permits and fees.
*
*
*
*
*
(a) * * *
(10) Permit condition. An owner
issued a swordfish, shark, HMS
Angling, or HMS Charter/Headboat
permit pursuant to this part must agree,
as a condition of such permit, that the
vessel’s HMS fishing, catch, and gear are
subject to the requirements of this part
during the period of validity of the
permit, without regard to whether such
fishing occurs in the EEZ, or outside the
EEZ, and without regard to where such
HMS, or gear are possessed, taken, or
landed. However, when a vessel fishes
within the waters of a state that has
more restrictive regulations on HMS
fishing, persons aboard the vessel must
abide by the state’s more restrictive
regulations.
*
*
*
*
*
(c) * * *
(2) A vessel issued an Atlantic Tunas
General category permit under
paragraph (d) of this section may fish in
a recreational HMS fishing tournament
if the vessel has registered for, paid an
entry fee to, and is fishing under the
rules of a tournament that has registered
with NMFS’ HMS Management Division
as required under § 635.5(d). When a
vessel issued an Atlantic Tunas General
category permit is fishing in such a
tournament, such vessel must comply
with HMS Angling category regulations,
except as provided in 635.4(c)(3).
*
*
*
*
*
(d) * * *
(4) A person can obtain a limited
access Atlantic Tunas Longline category
permit for a vessel only if the vessel has
been issued both a limited access permit
for shark and a limited access permit,
other than handgear, for swordfish.
Limited access Atlantic Tunas Longline
category permits may only be obtained
through transfer from current owners
consistent with the provisions under
paragraph (l)(2) of this section.
*
*
*
*
*
(e) * * *
(1) The only valid Federal commercial
vessel permits for sharks are those that
have been issued under the limited
access program consistent with the
provisions under paragraphs (l) and (m)
of this section.
(2) The owner of each vessel used to
fish for or take Atlantic sharks or on
which Atlantic sharks are retained,
possessed with an intention to sell, or
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sold must obtain, in addition to any
other required permits, only one of two
types of commercial limited access
shark permits: Shark directed limited
access permit or shark incidental
limited access permit. It is a rebuttable
presumption that the owner or operator
of a vessel on which sharks are
possessed in excess of the recreational
retention limits intends to sell the
sharks.
*
*
*
*
*
(f) * * *
(1) The owner of each vessel used to
fish for or take Atlantic swordfish or on
which Atlantic swordfish are retained,
possessed with an intention to sell, or
sold must obtain, in addition to any
other required permits, only one of three
types of commercial limited access
swordfish permits: Swordfish directed
limited access permit, swordfish
incidental limited access permit, or
swordfish handgear limited access
permit. It is a rebuttable presumption
that the owner or operator of a vessel on
which swordfish are possessed in excess
of the recreational retention limits
intends to sell the swordfish.
(2) The only valid commercial Federal
vessel permits for swordfish are those
that have been issued under the limited
access program consistent with the
provisions under paragraphs (l) and (m)
of this section.
*
*
*
*
*
(h) * * *
(2) Limited access permits for
swordfish and shark. See paragraph (l)
of this section for transfers of LAPs for
shark and swordfish. See paragraph (m)
of this section for renewals of LAPs for
shark and swordfish.
*
*
*
*
*
(l) * * *
(2) * * *
(i) Subject to the restrictions on
upgrading the harvesting capacity of
permitted vessels in paragraph (l)(2)(ii)
of this section and to the limitations on
ownership of permitted vessels in
paragraph (l)(2)(iii) of this section, an
owner may transfer a shark or swordfish
LAP or an Atlantic Tunas Longline
category permit to another vessel that he
or she owns or to another person.
Directed handgear LAPs for swordfish
may be transferred to another vessel but
only for use with handgear and subject
to the upgrading restrictions in
paragraph (l)(2)(ii) of this section and
the limitations on ownership of
permitted vessels in paragraph (l)(2)(iii)
of this section. Incidental catch LAPs
are not subject to the requirements
specified in paragraphs (l)(2)(ii) and
(l)(2)(iii) of this section.
(ii) * * *
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(B) Subsequent to the issuance of a
limited access permit, the vessel’s
horsepower may be increased only once,
relative to the baseline specifications of
the vessel originally issued the LAP,
whether through refitting, replacement,
or transfer. Such an increase may not
exceed 20 percent of the baseline
specifications of the vessel originally
issued the LAP.
(C) Subsequent to the issuance of a
limited access permit, the vessel’s
length overall, gross registered tonnage,
and net tonnage may be increased only
once, relative to the baseline
specifications of the vessel originally
issued the LAP, whether through
refitting, replacement, or transfer. Any
increase in any of these three
specifications of vessel size may not
exceed 10 percent of the baseline
specifications of the vessel originally
issued the LAP. If any of these three
specifications is increased, any increase
in the other two must be performed at
the same time. This type of upgrade may
be done separately from an engine
horsepower upgrade.
*
*
*
*
*
(viii) As specified in paragraph (f)(4)
of this section, a directed or incidental
LAP for swordfish, a directed or an
incidental catch LAP for shark, and an
Atlantic Tunas Longline category permit
are required to retain swordfish.
Accordingly, a LAP for swordfish
obtained by transfer without either a
directed or incidental catch shark LAP
or an Atlantic tunas Longline category
permit will not entitle an owner or
operator to use a vessel to fish in the
swordfish fishery.
(ix) As specified in paragraph (d)(4) of
this section, a directed or incidental
LAP for swordfish, a directed or an
incidental catch LAP for shark, and an
Atlantic Tunas Longline category permit
are required to retain Atlantic tunas
taken by pelagic longline gear.
Accordingly, an Atlantic Tunas
Longline category permit obtained by
transfer without either a directed or
incidental catch swordfish or shark LAP
will not entitle an owner or operator to
use the permitted vessel to fish in the
Atlantic tunas fishery with pelagic
longline gear.
(m) * * *
(1) General. Persons must apply
annually for a dealer permit for Atlantic
tunas, sharks, and swordfish, and for an
Atlantic HMS Angling, HMS Charter/
Headboat, tunas, shark, or swordfish
vessel permit. Except as specified in the
instructions for automated renewals, a
renewal application must be submitted
to NMFS, along with a copy of a valid
workshop certificate, if required
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48829
pursuant to § 635.8, at an address
designated by NMFS, at least 30 days
before a permit’s expiration to avoid a
lapse of permitted status. NMFS will
renew a permit provided that the
specific requirements for the requested
permit are met, including those
described in paragraph (l)(2) of this
section, all reports required under the
Magnuson-Stevens Act and ATCA have
been submitted, including those
described in § 635.5, the applicant is not
subject to a permit sanction or denial
under paragraph (a)(6) of this section,
and the workshop requirements
specified in § 635.8 are met.
(2) Shark, swordfish, and tuna
longline LAPs. The owner of a vessel of
the United States that fishes for,
possesses, lands or sells shark or
swordfish from the management unit, or
takes or possesses such shark or
swordfish as incidental catch or that
fishes for Atlantic tunas with longline
gear must have the applicable limited
access permit(s) issued pursuant to the
requirements in paragraphs (e) and (f) of
this section. Only persons holding a
non-expired limited access permit(s) in
the preceding year are eligible for
renewal of a limited access permit(s).
Limited access permits that have been
transferred according to the procedures
of paragraph (l) of this section are not
eligible for renewal by the transferor.
10. In § 635.5, paragraph (a)(4) is
removed; paragraphs (a)(5) and (a)(6) are
redesignated as paragraphs (a)(4) and
(a)(5), respectively; and paragraphs
(a)(1), (b)(2)(i)(A), (b)(2)(i)(B), (b)(3),
(c)(2) and (d) are revised to read as
follows:
§ 635.5
Recordkeeping and reporting.
*
*
*
*
*
(a) * * *
(1) If an owner of an HMS Charter/
Headboat, an Atlantic Tunas, a shark, or
a swordfish vessel, for which a permit
has been issued under § 635.4(b), (d),
(e), or (f), is selected for logbook
reporting in writing by NMFS, he or she
must maintain and submit a fishing
record on a logbook form specified by
NMFS. Entries are required regarding
the vessel’s fishing effort and the
number of fish landed and discarded.
Entries on a day’s fishing activities must
be entered on the logbook form within
48 hours of completing that day’s
activities or before offloading,
whichever is sooner. The owner or
operator of the vessel must submit the
logbook form(s) postmarked within 7
days of offloading all Atlantic HMS. If
no fishing occurred during a calendar
month, a no-fishing form so stating must
be submitted postmarked no later than
7 days after the end of that month. If an
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owner of an HMS Charter/Headboat, an
Atlantic Tunas, a shark, or a swordfish
vessel, for which a permit has been
issued under § 635.4(b), (d), (e), or (f), is
selected in writing by NMFS to
complete the cost-earnings portion of
the logbook(s), the owner or operator
must maintain and submit the costearnings portion of the logbook
postmarked no later than 30 days after
completing the offloading for each trip
fishing for Atlantic HMS during that
calendar year, and submit the annual
cost-earnings form(s) postmarked no
later than January 31 of the following
year.
*
*
*
*
*
(b) * * *
(2) * * *
(i) * * *
(A) Landing reports. Each dealer
issued an Atlantic tunas permit under
§ 635.4 must submit a completed
landing report on a form available from
NMFS for each BFT received from a
U.S. fishing vessel. Such report must be
submitted by electronic facsimile (fax)
or, once available, via the Internet, to a
number or a web address designated by
NMFS not later than 24 hours after
receipt of the BFT. A landing report
must indicate the name and permit
number of the vessel that landed the
BFT and must be signed by the
permitted vessel’s owner or operator
immediately upon transfer of the BFT.
The dealer must inspect the vessel’s
permit to verify that the required vessel
name and vessel permit number as
listed on the permit are correctly
recorded on the landing report and to
verify that the vessel permit has not
expired.
(B) Bi-weekly reports. Each dealer
issued an Atlantic tunas permit under
§ 635.4 must submit a bi-weekly report
on forms available from NMFS for BFT
received from U.S. vessels. For BFT
received from U.S. vessels on the 1st
through the 15th of each month, the
dealer must submit the bi-weekly report
form to NMFS postmarked or , once
available, electronically submitted via
the Internet not later than the 25th of
that month. Reports of BFT received on
the 16th through the last day of each
month must be postmarked or, once
available, electronically submitted via
the Internet not later than the 10th of
the following month.
*
*
*
*
*
(3) Recordkeeping. Dealers must
retain at their place of business a copy
of each report required under
paragraphs (b)(1)(i), (b)(1)(ii), and
(b)(2)(i) of this section for a period of 2
years from the date on which each
report was required to be submitted.
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(c) * * *
(2) Billfish and North Atlantic
swordfish. The owner of a vessel
permitted, or required to be permitted,
in the Atlantic HMS Angling or Atlantic
HMS Charter/Headboat category must
report all non-tournament landings of
Atlantic blue marlin, Atlantic white
marlin, and Atlantic sailfish, and all
non-tournament and non-commercial
landings North Atlantic swordfish to
NMFS by calling a number designated
by NMFS within 24 hours of the
landing. No white marlin from the
management unit may be taken,
retained, or possessed from January 1,
2007, through December 31, 2011,
inclusive, as specified in § 635.22(b).
For telephone reports, a contact phone
number must be provided so that a
NMFS designee can call the vessel
owner back for follow up questions and
to provide a confirmation of the
reported landing. The telephone landing
report has not been completed unless
the vessel owner has received a
confirmation number from a NMFS
designee.
*
*
*
*
*
(d) Tournament operators. A
tournament operator must register with
the NMFS’ HMS Management Division
all tournaments that are conducted from
a port in an Atlantic coastal state,
including the U.S. Virgin Islands and
Puerto Rico, at least 4 weeks prior to
commencement of the tournament by
indicating the purpose, dates, and
location of the tournament. Tournament
registration is not considered complete
unless the operator has received a
confirmation number from the NMFS’
HMS Management Division. NMFS will
notify a tournament operator in writing
when his or her tournament has been
selected for reporting. Tournament
operators that are selected to report
must maintain and submit to NMFS a
record of catch and effort on forms
available from NMFS. Tournament
operators must submit the completed
forms to NMFS, at an address
designated by NMFS, postmarked no
later than the 7th day after the
conclusion of the tournament, and must
attach a copy of the tournament rules.
*
*
*
*
*
11. Add § 635.8 under subpart A to
read as follows:
§ 635.8
Workshops.
(a) Protected species release,
disentanglement, and identification
workshops. (1) As of January 1, 2007,
both owners and operators of vessels
that have been issued or are required to
have, Atlantic Tuna Longline Category,
shark, or swordfish limited access vessel
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permits, pursuant to § 635.4(d)(4), (e),
and (f), and that fish with longline or
gillnet gear, must be certified by NMFS
as having completed a workshop on the
release, disentanglement, and
identification of protected species. For
the purposes of this section, it is a
rebuttable presumption that vessel
owners and/or operators fish with
longline or gillnet gear if: longline or
gillnet gear is onboard the vessel;
logbook reports indicate that longline or
gillnet gear was used on at least one trip
in the preceding year; or in the case of
a permit transfer to new owners that
occurred less than a year ago, logbook
reports indicate that longline or gillnet
gear was used on at least one trip since
the permit transfer.
(2) NMFS will issue a protected
species workshop certificate to any
permitted entity or person who has
completed the workshop.
(3) The owner of a vessel, that fishes
with longline or gillnet gear as specified
in paragraph (a)(1) of this section, is
required to maintain, and possess on
board the vessel, a valid protected
species workshop certificate issued to
that vessel owner. A copy of a valid
protected species workshop certificate
issued to the vessel owner for a vessel
that fishes with longline or gillnet gear
must be included in the application
package to renew or obtain an Atlantic
Tuna Longline Category, shark, or
swordfish limited access permit. An
owner who owns multiple vessels will
be issued, upon successful completion
of one workshop, multiple certificates to
cover each vessel that he or she owns.
An owner who is also an operator will
be issued multiple certificates, one for
the vessel and one for the operator.
(4) An operator that fishes with
longline or gillnet gear as specified in
paragraph (a)(1) of this section must
possess on board the vessel a valid
protected species workshop certificate
issued to that operator, in addition to a
certificate issued to the vessel owner.
(5) All owners and operators that, as
documented by workshop facilitators,
attended and successfully completed
industry certification workshops, held
on April 8, 2005, in Orlando, FL, and on
June 27, 2005, in New Orleans, LA, will
automatically receive valid protected
species workshop certificates issued by
NMFS no later than December 31, 2006.
(b) Atlantic HMS identification
workshops. (1) As of January 1, 2007, all
Federal Atlantic shark dealers permitted
or required to be permitted pursuant to
§ 635.4(g)(2), or a proxy as specified in
paragraph (b)(4), must be certified by
NMFS as having completed a workshop
on the identification of HMS.
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(2) NMFS will issue an Atlantic HMS
identification workshop certificate to
any permitted entity or a proxy who has
completed a workshop.
(3) Dealers who own multiple
businesses and who attend and
successfully complete the workshop
themselves will be issued multiple
certificates to cover each place of
business that he or she owns.
(4) Dealers may send a proxy to the
workshops. If a dealer opts to send a
proxy, the dealer must designate a proxy
from each place of business covered by
the dealer’s permit issued pursuant to
§ 635.4(g)(2). The proxy must be a
person who is currently employed by a
place of business covered by the dealer’s
permit; is a primary participant in the
identification, weighing, or first receipt
of fish as they are offloaded from a
vessel; and is involved in filling out
dealer reports as required under § 635.5.
Only one certificate will be issued to
each proxy. If a proxy leaves the
employment of a place of business
covered by the dealer’s permit, the
dealer or another proxy must be
certified as having completed a
workshop pursuant to this section.
(5) A Federal Atlantic shark dealer
issued or required to be issued a shark
dealer permit pursuant to § 635.4(g)(2)
must maintain and make available for
inspection, at each place of business, a
valid Atlantic HMS identification
workshop certificate. A copy of this
certificate issued to the dealer or proxy
must be included in the dealer’s
application package to obtain or renew
a shark dealer permit.
(c) Terms and conditions. (1)
Certificates, as described in paragraphs
(a) and (b) of this section, are valid for
three calendar years from the date of
issuance. All certificates must be
renewed every three years.
(2) If a vessel fishes with longline or
gillnet gear as described in paragraph
(a), the vessel’s owner cannot renew his
or her Atlantic tunas Longline Category,
shark, or swordfish limited access
permit issued pursuant to § 635.4(d)(4),
(e), or (f) without a valid protected
species workshop certificate.
(3) An operator of a vessel that fishes
with longline or gillnet gear as
described in paragraph (a) and that has
been or should be issued a limited
access permit pursuant to § 635.4(d)(4),
(e), or (f), cannot fish without valid
protected species workshop certificates
issued to both the owner of that vessel
and operator on board that vessel.
(4) An Atlantic shark dealer cannot
receive, purchase, trade, or barter for
Atlantic shark without a valid Atlantic
HMS identification workshop certificate
on the premises of each business
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location. An Atlantic shark dealer
cannot renew a Federal dealer permit
issued pursuant to § 635.4(g)(2) without
a valid Atlantic HMS identification
workshop certificate.
(5) A vessel owner, operator, shark
dealer, or proxy for a shark dealer who
is issued either a protected species
workshop certificate or an Atlantic HMS
identification workshop certificate
cannot transfer that certificate to
another person.
(6) Vessel owners issued a valid
protected species workshop certificate
can request, in the application for
permit transfer per § 635.4(l)(2),
additional protected species workshop
certificates for additional vessels that
they own. Shark dealers can request
from NMFS additional Atlantic HMS
identification workshop certificates for
additional places of business that they
own provided that they, and not a
proxy, were issued the certificate. Any
additional certificates will expire three
years after the workshop was attended
and successfully completed, not three
years after the request for an additional
certificate.
12. In § 635.20, paragraph (d)(2) is
revised; and paragraph (d)(4) is added to
read as follows:
§ 635.20
Size limits.
*
*
*
*
*
(d) * * *
(2) No person shall take, retain or
possess a white marlin taken from its
management unit that is less than 66
inches (168 cm), LJFL. No white marlin
from the management unit may be
taken, retained or possessed from
January 1, 2007, through December 31,
2011, inclusive, as specified in
§ 635.22(b).
*
*
*
*
*
(4) The Atlantic blue and white
marlin minimum size limits, specified
in paragraphs (d)(1) and (d)(2) of this
section, may be adjusted to sizes
between 117 and 138 inches and 70 and
79 inches, respectively, to achieve, but
not exceed, the annual Atlantic marlin
landing limit specified in § 635.27(d).
No white marlin from the management
unit may be taken, retained, or
possessed from January 1, 2007, through
December 31, 2011, inclusive, as
specified in § 635.22(b). Minimum size
limit increases will be based upon a
review of landings, the period of time
remaining until conclusion of the
current fishing year, current and
historical landing trends, and any other
relevant factors. NMFS will adjust the
minimum size limits specified in this
section by filing an adjustment with the
Office of the Federal Register for
publication. In no case shall the
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48831
adjustments be effective less than 5 days
after the date of publication. The
adjusted minimum size limits will
remain in effect through the end of the
applicable fishing year or until
otherwise adjusted.
*
*
*
*
*
13. In § 635.21, paragraphs (a)(2),
(a)(4), (b), (c)(1), (c)(2)(ii), (c)(2)(iii),
(c)(2)(iv), (c)(2)(v) introductory text,
(e)(1) introductory text, (e)(1)(i),
(e)(1)(ii), (e)(1)(iii), (e)(2)(i), (e)(2)(ii),
and (e)(4)(iii) are revised; and
paragraphs (d)(4), (e)(2)(iii), and (f) are
added to read as follows:
§ 635.21 Gear operation and deployment
restrictions.
(a) * * *
(2) If a billfish is caught by a hook and
not retained, the fish must be released
by cutting the line near the hook or by
using a dehooking device, in either case
without removing the fish from the
water.
*
*
*
*
*
(4) Area closures for all Atlantic HMS
fishing gears. (i) No person may fish for,
catch, possess, or retain any Atlantic
highly migratory species or anchor a
fishing vessel that has been issued a
permit or is required to be permitted
under this part, in the areas designated
at § 622.34(d) of this chapter.
(ii) From November through April of
each year until June 16, 2010, no vessel
issued, or required to be issued, a
permit under this part may fish or
deploy any type of fishing gear in the
Madison-Swanson closed area or the
Steamboat Lumps closed area, as
defined in § 635.2.
(iii) From May through October of
each year until June 16, 2010, no vessel
issued, or required to be issued, a
permit under this part may fish or
deploy any type of fishing gear in the
Madison-Swanson or the Steamboat
Lumps closed areas except for surface
trolling.
(iv) For the purposes of this
paragraph, surface trolling is defined as
fishing with lines trailing behind a
vessel which is in constant motion at
speeds in excess of four knots with a
visible wake. Such trolling may not
involve the use of down riggers, wire
lines, planers, or similar devices.
(b) General. No person may fish for,
catch, possess, or retain any Atlantic
HMS other than with the primary gears,
which are the gears specifically
authorized in this part. Consistent with
paragraphs (a)(1) and (a)(2) of this
section, secondary gears may be used to
aid and assist in subduing, or bringing
on board a vessel, Atlantic HMS that
have first been caught or captured using
primary gears. For purposes of this part,
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secondary gears include, but are not
limited to, dart harpoons, gaffs, flying
gaffs, tail ropes, etc. Secondary gears
may not be used on free-swimming
HMS. A vessel using or having onboard
in the Atlantic Ocean any unauthorized
gear may not have an Atlantic HMS on
board.
(c) * * *
(1) If a vessel issued or required to be
issued a permit under this part is in a
closed area designated under paragraph
(c)(2) of this section and has a bottom
longline onboard, the vessel may not, at
any time:
(i) Possess or land any pelagic species
listed in Table 2 of Appendix A to this
part in excess of 5 percent, by weight,
of the weight of demersal species
possessed or landed, that are listed in
Table 3 of Appendix A to this part; and
(ii) Possess or deploy more than 70
fishing floats.
(2) * * *
(ii) In the Charleston Bump closed
area from February 1 through April 30
each calendar year;
(iii) In the East Florida Coast closed
area at any time;
(iv) In the Desoto Canyon closed area
at any time;
(v) In the Northeast Distant gear
restricted area at any time, unless
persons onboard the vessel comply with
the following:
*
*
*
*
*
(d) * * *
(4) If a vessel issued or required to be
issued a permit under this part is in a
closed area designated under paragraph
(d)(1) of this section and has a pelagic
longline onboard, the vessel may not, at
any time:
(i) Possess or land any demersal
species listed in Table 3 of Appendix A
to this part in excess of 5 percent, by
weight, of the weight of pelagic species
possessed or landed, that are listed in
Table 2 of Appendix A to this part; and
(ii) Possess or deploy less than 71
fishing floats.
(e) * * *
(1) Atlantic tunas. A person that
fishes for, retains, or possesses an
Atlantic bluefin tuna may not have on
board a vessel, use on board the vessel,
or deploy green-stick gear or any
primary gear other than those
authorized for the category for which
the Atlantic tunas or HMS permit has
been issued for such vessel. Primary
gears are the gears specifically
authorized in this section. When fishing
for Atlantic tunas other than BFT,
primary fishing gear authorized for any
Atlantic Tunas permit category may be
used, except that purse seine gear may
be used only on board vessels permitted
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in the Purse Seine category and pelagic
longline gear may be used only on board
vessels issued an Atlantic Tunas
Longline category tuna permit, a LAP
other than handgear for swordfish, and
a LAP for sharks.
(i) Angling. Rod and reel (including
downriggers), handline, and speargun
gear.
(ii) Charter/Headboat. Rod and reel
(including downriggers), bandit gear,
handline, speargun gear, and green-stick
gear (on non for-hire trips).
(iii) General. Rod and reel (including
downriggers), handline, harpoon, bandit
gear, and green-stick gear.
*
*
*
*
*
(2) * * *
(i) Only persons who have been
issued an HMS Angling or a Charter/
Headboat permit, or who have been
issued an Atlantic Tunas General
category permit and are participating in
a tournament as provided in § 635.4(c)
of this part, may possess a blue marlin
or white marlin in, or take a blue marlin
or a white marlin from, its management
unit. Blue marlin or white marlin may
only be harvested by rod and reel. No
white marlin from the management unit
may be taken, retained, or possessed
from January 1, 2007, through December
31, 2011, inclusive.
(ii) Only persons who have been
issued an HMS Angling or a Charter/
Headboat permit, or who have been
issued an Atlantic Tunas General
category permit and are participating in
a tournament as provided in § 635.4(c)
of this part, may possess or take a
sailfish shoreward of the outer boundary
of the Atlantic EEZ. Sailfish may only
be harvested by rod and reel.
(iii) Persons who have been issued or
are required to be issued a permit under
this part and who are participating in a
tournament, as defined in § 635.2, for
Atlantic billfish must deploy only nonoffset circle hooks when using natural
bait or natural bait/artificial lure
combinations, and may not deploy a Jhook or an offset circle hook in
combination with natural bait or a
natural bait/artificial lure combination.
*
*
*
*
*
(4) * * *
(iii) A person aboard a vessel issued
or required to be issued a directed
handgear LAP for Atlantic swordfish
may not fish for swordfish with any gear
other than handgear. Vessels that have
been issued or that are required to have
been issued a directed or handgear
swordfish limited access permit under
this part and that are utilizing buoy gear
may not possess or deploy more than 35
individual buoys per vessel. All
deployed buoy gear must have
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monitoring equipment affixed to it
including, but not limited to, radar
reflectors, beeper devices, lights, or
reflective tape. If only reflective tape is
affixed, the vessel deploying the buoy
gear must possess an operable spotlight
capable of illuminating deployed buoys.
A swordfish will be deemed to have
been harvested by longline when the
fish is on board or offloaded from a
vessel using or having on board longline
gear.
*
*
*
*
*
(f) Speargun gear. Persons authorized
to fish for Atlantic tunas using speargun
gear, as specified in paragraph (e)(1) of
this section, must be physically in the
water when the speargun is fired, and
may freedive, use SCUBA or other
underwater breathing devices. Only
free-swimming fish, not those restricted
by fishing lines or other means may be
taken by speargun gear. Powerheads, as
defined at § 600.10 of this part, are not
allowed to be used to harvest or fish for
tunas with speargun gear.
14. In § 635.22, paragraphs (b) and (c)
are revised to read as follows:
§ 635.22
Recreational retention limits.
*
*
*
*
*
(b) Billfish. No longbill spearfish from
the management unit may be taken,
retained, or possessed shoreward of the
outer boundary of the EEZ. No white
marlin from the management unit may
be taken, retained, or possessed from
January 1, 2007, through December 31,
2011, inclusive.
(c) Sharks. One shark from either the
large coastal, small coastal, or pelagic
group may be retained per vessel per
trip, subject to the size limits described
in § 635.20(e), and, in addition, one
Atlantic sharpnose shark and one
bonnethead shark may be retained per
person per trip. Regardless of the length
of a trip, no more than one Atlantic
sharpnose shark and one bonnethead
shark per person may be possessed on
board a vessel. No prohibited sharks,
including parts or pieces of prohibited
sharks, from the management unit,
which are listed in Table 1 of Appendix
A to this part under prohibited sharks,
may be retained. The recreational
retention limit for sharks applies to any
person who fishes in any manner,
except to a person aboard a vessel
which has been issued an Atlantic shark
LAP under § 635.4. If an Atlantic shark
quota is closed under § 635.28, the
recreational retention limit for sharks
may be applied to persons aboard a
vessel issued an Atlantic shark LAP
under § 635.4, only if that vessel has
also been issued an HMS Charter/
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Headboat permit issued under § 635.4
and is engaged in a for-hire fishing trip.
*
*
*
*
*
15. In § 635.23, paragraphs (a)(4),
(b)(3), and (f)(3) are revised to read as
follows:
§ 635.23
Retention limits for BFT.
*
*
*
*
*
(a) * * *
(4) To provide for maximum
utilization of the quota for BFT, NMFS
may increase or decrease the daily
retention limit of large medium and
giant BFT over a range from zero (on
RFDs) to a maximum of three per vessel.
Such increase or decrease will be based
on the criteria provided under
§ 635.28(a)(8). NMFS will adjust the
daily retention limit specified in
paragraph (a)(2) of this section by filing
an adjustment with the Office of the
Federal Register for publication. In no
case shall such adjustment be effective
less than 3 calendar days after the date
of filing with the Office of the Federal
Register, except that previously
designated RFDs may be waived
effective upon closure of the General
category fishery so that persons aboard
vessels permitted in the General
category may conduct tag-and-release
fishing for BFT under § 635.26.
(b) * * *
(3) Changes to retention limits. To
provide for maximum utilization of the
quota for BFT, over the longest period
of time, NMFS may increase or decrease
the retention limit for any size class
BFT, or change a vessel trip limit to an
angler trip limit and vice versa. Such
increase or decrease in retention limit
will be based on the criteria provided
under § 635.28 (a)(8). Such adjustments
to the retention limits may be applied
separately for persons aboard a specific
vessel type, such as private vessels,
headboats, or charter boats. NMFS will
adjust the daily retention limit specified
in paragraph (b)(2) of this section by
filing an adjustment with the Office of
the Federal Register for publication. In
no case shall such adjustment be
effective less than 3 calendar days after
the date of filing with the Office of the
Federal Register.
*
*
*
*
*
(f) * * *
(3) For pelagic longline vessels fishing
in the Northeast Distant gear restricted
area, under the exemption specified at
§ 635.21(c)(2)(v), all BFT taken
incidental to fishing for other species
while in that area may be retained up to
the available quota as specified in
§ 635.27(a), notwithstanding the
retention limits and target catch
requirements specified in paragraph
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(f)(1) of this section. Once the available
quota as specified in § 635.27(a) has
been attained, the target catch
requirements specified in paragraph
(f)(1) of this section apply.
*
*
*
*
*
16. In § 635.24, paragraphs (a)(1),
(a)(2), (b)(1), and the first sentence in
paragraph (b)(2) are revised; and
paragraph (a)(3) is added to read as
follows:
§ 635.24 Commercial retention limits for
sharks and swordfish.
*
*
*
*
*
(a) * * *
(1) Persons who own or operate a
vessel that has been issued a directed
LAP for shark may retain, possess or
land no more than 4,000 lb (1,814 kg)
dw of LCS per trip.
(2) Persons who own or operate a
vessel that has been issued an incidental
catch LAP for sharks may retain, possess
or land no more than 5 LCS and 16 SCS
and pelagic sharks, combined, per trip.
(3) Persons who own or operate a
vessel that has been issued an incidental
or directed LAP for sharks may not
retain, possess, land, sell, or purchase a
prohibited shark, including parts or
pieces of prohibited sharks, which are
listed in Table 1 of Appendix A to this
part under prohibited sharks.
(b) * * *
(1) Persons aboard a vessel that has
been issued an incidental LAP for
swordfish may retain, possess, or land
no more than two swordfish per trip in
or from the Atlantic Ocean north of 5°
N. lat.
(2) Persons aboard a vessel in the
squid trawl fishery that has been issued
an incidental LAP for swordfish may
retain, possess, or land no more than
five swordfish per trip in or from the
Atlantic Ocean north of 5° N. lat. * * *
17. In § 635.27, paragraphs (a)
introductory text, (a)(1) introductory
text, (a)(1)(i), (a)(1)(iii), (a)(2), (a)(3),
(a)(4)(i), (a)(4)(iii), (a)(5), (a)(6), (a)(7)(i),
(a)(7)(ii), (a)(8), (a)(9), (b)(1) introductory
text, (c)(1)(i)(A), (c)(1)(i)(C), (c)(1)(ii),
(c)(2)(i), (c)(2)(iv), and (c)(3) are revised;
paragraph (a)(7)(iii) is removed; and
paragraphs (a)(10) and (d) are added to
read as follows:
§ 635.27
Quotas.
(a) BFT. Consistent with ICCAT
recommendations, NMFS will subtract
any allowance for dead discards from
the fishing year’s total U.S. quota for
BFT that can be caught, and allocate the
remainder to be retained, possessed, or
landed by persons and vessels subject to
U.S. jurisdiction. The total landing
quota will be divided among the
General, Angling, Harpoon, Purse Seine,
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48833
Longline, Trap, and Reserve categories.
Consistent with these allocations and
other applicable restrictions of this part,
BFT may be taken by persons aboard
vessels issued Atlantic Tunas permits,
HMS Angling permits, or HMS Charter/
Headboat permits. The BFT baseline
annual landings quota is 1,464.6 mt, not
inclusive of an additional, annual 25 mt
allocation provided in paragraph (a)(3)
of this section. Allocations of this
baseline annual landings quota will be
made according to the following
percentages: General - 47.1 percent
(689.8 mt); Angling - 19.7 percent (288.6
mt), which includes the school BFT
held in reserve as described under
paragraph (a)(7)(ii) of this section;
Harpoon - 3.9 percent (57.1 mt); Purse
Seine - 18.6 percent (272.4 mt); Longline
- 8.1 percent (118.6 mt), which does not
include the additional annual 25 mt
allocation provided in paragraph (a)(3)
this section; and Trap - 0.1 percent (1.5
mt). The remaining 2.5 percent (36.6 mt)
of the baseline annual landings quota
will be held in reserve for inseason or
annual adjustments based on the criteria
in paragraph (a)(8) of this section.
NMFS may apportion a landings quota
allocated to any category to specified
fishing periods or to geographic areas
and will make annual adjustments to
quotas, as specified in paragraph (a)(10)
of this section. BFT landings quotas are
specified in whole weight.
(1) General category landings quota.
Consistent with the Administrative
Procedure Act and in accordance with
the framework procedures of the HMS
FMP, NMFS will publish in the Federal
Register, prior to the beginning of each
fishing year or as early as feasible, the
General category effort control schedule,
including daily retention limits and
restricted-fishing days.
(i) Catches from vessels for which
General category Atlantic Tunas permits
have been issued and certain catches
from vessels for which an HMS Charter/
Headboat permit has been issued are
counted against the General category
landings quota. See § 635.23(c)(3)
regarding landings by vessels with an
HMS Charter/Headboat permit that are
counted against the baseline General
category landings quota. The amount of
large medium and giant BFT that may
be caught, retained, possessed, landed,
or sold under the baseline General
category landings quota is 47.1 percent
(689.8 mt) of the overall baseline annual
BFT landings quota, and is apportioned
as follows:
(A) June 1 through August 31 - 50
percent (344.9 mt);
(B) September 1 through September
30 - 26.5 percent (182.8 mt);
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(C) October 1 through November 30 13 percent (89.7 mt);
(D) December 1 through December 31
- 5.2 percent (35.9 mt); and
(E) January 1 through January 31 - 5.3
percent (36.5 mt).
*
*
*
*
*
(iii) When the coastwide General
category fishery has been closed in any
quota period specified under paragraph
(a)(1)(i) of this section, NMFS will
publish a closure action as specified in
§ 635.28. The subsequent time-period
subquota will automatically open in
accordance with the dates specified
under paragraph (a)(1)(i) of this section.
(2) Angling category landings quota.
Consistent with the Administrative
Procedure Act and in accordance with
the framework procedures of the HMS
FMP, prior to each fishing year or as
early as feasible, NMFS will set the
Angling category daily retention limits.
The total amount of BFT that may be
caught, retained, possessed, and landed
by anglers aboard vessels for which an
HMS Angling permit or an HMS
Charter/Headboat permit has been
issued is 19.7 percent (288.6 mt) of the
overall annual U.S. BFT baseline
landings quota. No more than 2.3
percent (6.6 mt) of the annual Angling
category landings quota may be large
medium or giant BFT and, over each 4–
consecutive-year period (starting in
1999, inclusive), no more than 8 percent
of the overall U.S. BFT baseline
landings quota, inclusive of the
allocation specified in paragraph (a)(3)
of this section, may be school BFT. The
Angling category landings quota
includes the amount of school BFT held
in reserve as specified under paragraph
(a)(7)(ii) of this section.
(3) Longline category quota. The total
amount of large medium and giant BFT
that may be caught incidentally and
retained, possessed, or landed by
vessels for which Longline category
Atlantic Tunas permits have been
issued is 8.1 percent (118.6 mt) of the
overall U.S. BFT quota. No more than
60.0 percent of the Longline category
quota may be allocated for landing in
the area south of 31°00′; N. lat. In
addition, 25 mt shall be allocated for
incidental catch by pelagic longline
vessels fishing in the Northeast Distant
gear restricted area as specified at
§ 635.23(f)(3).
(4) * * *
(i) The total amount of large medium
and giant BFT that may be caught,
retained, possessed, or landed by
vessels for which Purse Seine category
Atlantic Tunas permits have been
issued is 18.6 percent (272.4 mt) of the
overall U.S. BFT baseline landings
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quota. The directed purse seine fishery
for BFT commences on July 15 of each
year unless NMFS takes action to delay
the season start date. Based on
cumulative and projected landings in
other commercial fishing categories, and
the potential for gear conflicts on the
fishing grounds or market impacts due
to oversupply, NMFS may delay the
BFT purse seine season start date from
July 15 to no later than August 15 by
filing an adjustment with the Office of
the Federal Register for publication. In
no case shall such adjustment be filed
less than 14 calendar days prior to July
15.
*
*
*
*
*
(iii) On or about May 1 of each year,
NMFS will make equal allocations of
the available size classes of BFT among
purse seine vessel permit holders so
requesting, adjusted as necessary to
account for underharvest or overharvest
by each participating vessel or the
vessel it replaces from the previous
fishing year, consistent with paragraph
(a)(10)(i) of this section. Such
allocations are freely transferable, in
whole or in part, among vessels that
have Purse Seine category Atlantic
Tunas permits. Any purse seine vessel
permit holder intending to land bluefin
tuna under an allocation transferred
from another purse seine vessel permit
holder must provide written notice of
such intent to NMFS, at an address
designated by NMFS, 3 days before
landing any such bluefin tuna. Such
notification must include the transfer
date, amount (in metric tons)
transferred, and the permit numbers of
vessels involved in the transfer. Trip or
seasonal catch limits otherwise
applicable under § 635.23(e) are not
altered by transfers of bluefin tuna
allocation. Purse seine vessel permit
holders who, through landing and/or
transfer, have no remaining bluefin tuna
allocation may not use their permitted
vessels in any fishery in which Atlantic
bluefin tuna might be caught, regardless
of whether bluefin tuna are retained.
*
*
*
*
*
(5) Harpoon category quota. The total
amount of large medium and giant BFT
that may be caught, retained, possessed,
landed, or sold by vessels for which
Harpoon category Atlantic Tunas
permits have been issued is 3.9 percent
(57.1 mt) of the overall U.S. BFT
baseline quota. The Harpoon category
fishery closes on November 15 each
year.
(6) Trap category quota. The total
amount of large medium and giant BFT
that may be caught, retained, possessed,
or landed by vessels for which Trap
category Atlantic Tunas permits have
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been issued is 0.1 percent (1.5 mt) of the
overall U.S. BFT baseline quota.
(7) * * *
(i) The total amount of BFT that is
held in reserve for inseason or annual
adjustments and fishery-independent
research using quotas or subquotas is
2.5 percent (36.6 mt) of the overall U.S.
BFT baseline quota. Consistent with
paragraph (a)(8) of this section, NMFS
may allocate any portion of this reserve
for inseason or annual adjustments to
any category quota in the fishery.
(ii) The total amount of school BFT
that is held in reserve for inseason or
annual adjustments and fisheryindependent research is 18.5 percent
(36.6 mt) of the total school BFT quota
for the Angling category as described
under paragraph (a)(2) of this section,
which is in addition to the amounts
specified in paragraph (a)(7)(i) of this
section. Consistent with paragraph (a)(8)
of this section, NMFS may allocate any
portion of the school BFT held in
reserve for inseason or annual
adjustments to the Angling category.
(8) Determination criteria. NMFS will
file with the Office of the Federal
Register for publication notification of
any inseason or annual adjustments.
Before making any such adjustment,
NMFS will consider the following
criteria and other relevant factors:
(i) The usefulness of information
obtained from catches in the particular
category for biological sampling and
monitoring of the status of the stock.
(ii) The catches of the particular
category quota to date and the
likelihood of closure of that segment of
the fishery if no adjustment is made.
(iii) The projected ability of the
vessels fishing under the particular
category quota to harvest the additional
amount of BFT before the end of the
fishing year.
(iv) The estimated amounts by which
quotas for other gear categories of the
fishery might be exceeded.
(v) Effects of the adjustment on BFT
rebuilding and overfishing.
(vi) Effects of the adjustment on
accomplishing the objectives of the
Fishery Management Plan.
(vii) Variations in seasonal
distribution, abundance, or migration
patterns of BFT.
(viii) Effects of catch rates in one area
precluding vessels in another area from
having a reasonable opportunity to
harvest a portion of the category’s quota.
(ix) Review of dealer reports, daily
landing trends, and the availability of
the BFT on the fishing grounds.
(9) Inseason adjustments. Within a
fishing year, NMFS may transfer quotas
among categories or, as appropriate,
subcategories, based on the criteria in
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paragraph (a)(8) of this section. NMFS
may transfer inseason any portion of the
remaining quota of a fishing category to
any other fishing category or to the
reserve as specified in paragraph (a)(7)
of this section.
(10) Annual adjustments. (i) If NMFS
determines, based on landings statistics
and other available information, that a
BFT quota for any category or, as
appropriate, subcategory has been
exceeded or has not been reached, with
the exception of the Purse Seine
category, NMFS shall subtract the
overharvest from, or add the
underharvest to, that quota category for
the following fishing year. These
adjustments would be made provided
that the underharvest being carried
forward does not exceed 100 percent of
the each category’s baseline allocation
specified in paragraph (a) of this
section, and the total of the adjusted
category quotas and the reserve are
consistent with ICCAT
recommendations. For the Purse Seine
category, if NMFS determines, based on
landings statistics and other available
information, that a purse seine vessel’s
allocation, as adjusted, has been
exceeded or has not been reached,
NMFS shall subtract the overharvest
from, or add the underharvest to, that
vessel’s allocation for the following
fishing year. Purse seine vessel
adjustments would take place provided
that the underharvest being carried
forward does not exceed 100 percent of
the purse seine category baseline
allocation. Any of the above
unharvested quota amounts being
carried forward that exceed the 100
percent limit will be transferred to the
reserve, or another domestic quota
category provided the transfers are
consistent with paragraph (a)(8) of this
section.
(ii) NMFS may allocate any quota
remaining in the reserve at the end of a
fishing year to any fishing category,
provided such allocation is consistent
with the criteria specified in paragraph
(a)(8) of this section.
(iii) Regardless of the estimated
landings in any year, NMFS may adjust
the annual school BFT quota to ensure
that the average take of school BFT over
each 4–consecutive-year period
beginning in the 1999 fishing year does
not exceed 8 percent by weight of the
total U.S. BFT baseline quota for that
period.
(iv) If NMFS determines that the
annual dead discard allowance has been
exceeded in one fishing year, NMFS
shall subtract the amount in excess of
the allowance from the amount of BFT
that can be landed in the subsequent
fishing year by those categories
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accounting for the dead discards. If
NMFS determines that the annual dead
discard allowance has not been reached,
NMFS may add one-half of the
remainder to the amount of BFT that
can be landed in the subsequent fishing
year. Such amount may be allocated to
individual fishing categories or to the
reserve.
(v) NMFS will file any annual
adjustment with the Office of the
Federal Register for publication and
specify the basis for any quota
reductions or increases made pursuant
to this paragraph (a)(10).
(b) * * *
(1) Commercial quotas. The
commercial quotas for sharks specified
in paragraphs (b)(1)(i) through (b)(1)(vi)
of this section apply to sharks harvested
from the management unit, regardless of
where harvested. Commercial quotas are
specified for each of the management
groups of large coastal sharks, small
coastal sharks, and pelagic sharks. No
prohibited sharks, including parts or
pieces of prohibited sharks, which are
listed in Section D. of Table 1 of
appendix A to this part, may be retained
except as authorized under § 635.32.
*
*
*
*
*
(c) * * *
(1) * * *
(i) * * *
(A) A swordfish from the North
Atlantic swordfish stock caught prior to
the directed fishery closure by a vessel
for which a directed or handgear
swordfish limited access permit has
been issued is counted against the
directed fishery quota. The annual
fishery quota, not adjusted for over-or
underharvests, is 2,937.6 mt dw. The
annual quota is subdivided into two
equal semiannual quotas: one for
January 1 through June 30, and the other
for July 1 through December 31.
*
*
*
*
*
(C) All swordfish discarded dead from
U.S. fishing vessels, regardless of
whether such vessels are permitted
under this part, shall be counted against
the annual directed fishing quota.
*
*
*
*
*
(ii) South Atlantic swordfish. The
annual directed fishery quota for the
South Atlantic swordfish stock for the
2005 fishing year is 75.2 mt dw. For the
2006 fishing year and thereafter, the
annual directed fishery quota for south
Atlantic swordfish is 90.2 mt dw. The
entire quota for the South Atlantic
swordfish stock is reserved for vessels
with pelagic longline gear onboard and
for which a directed fishery permit for
swordfish has been issued; retention of
swordfish caught incidental to other
fishing activities or with other fishing
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48835
gear is prohibited in the Atlantic Ocean
south of 5 degrees North latitude.
(2) * * *
(i) NMFS may adjust the July 1
through December 31 semiannual
directed fishery quota or, as applicable,
the reserve category, to reflect actual
directed fishery and incidental fishing
category catches during the January 1
through June 30 semiannual period.
*
*
*
*
*
(iv) NMFS will file with the Office of
the Federal Register for publication any
inseason swordfish quota adjustment
and its apportionment to fishing
categories or to the reserve made under
paragraph (c)(2) of this section.
(3) Annual adjustments. (i) Except for
the carryover provisions of paragraphs
(c)(3)(ii) and (iii) of this section, NMFS
will file with the Office of the Federal
Register for publication any adjustment
to the annual quota necessary to meet
the objectives of the Fishery
Management Plan for Atlantic Tunas,
Swordfish and Sharks. Consistent with
the APA, NMFS will provide an
opportunity for public comment.
(ii) If consistent with applicable
ICCAT recommendations, total landings
above or below the specific North
Atlantic or South Atlantic swordfish
annual quota shall be subtracted from,
or added to, the following year’s quota
for that area. As necessary to meet
management objectives, such carryover
adjustments may be apportioned to
fishing categories and/or to the reserve.
Any adjustments to the 12-month
directed fishery quota will be
apportioned equally between the two
semiannual fishing seasons. NMFS will
file with the Office of the Federal
Register for publication any adjustment
or apportionment made under this
paragraph (c)(3)(ii).
(iii) The dressed weight equivalent of
the amount by which dead discards
exceed the allowance specified at
paragraph (c)(1)(i)(C) of this section
shall be subtracted from the landings
quota in the following fishing year or
from the reserve category. NMFS will
file with the Office of the Federal
Register for publication any adjustment
made under this paragraph (c)(3)(iii).
(d) Atlantic blue and white marlin. (1)
Effective January 1, 2007, and consistent
with ICCAT recommendations and
domestic management objectives, NMFS
will establish the annual landing limit
of Atlantic blue and white marlin to be
taken, retained, or possessed by persons
and vessels subject to U.S. jurisdiction.
For the year 2007 and thereafter, this
annual landing limit is 250 Atlantic
blue and white marlin, combined.
(2) Consistent with ICCAT
recommendations and domestic
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management objectives, and based on
landings statistics, catch rate
information, amount of time left in the
fishing year, and any other relevant
information, if NMFS determines that
aggregate landings of Atlantic blue and
white marlin exceeded the annual
landing limit for a given fishing year, as
established in paragraph (d)(1) of this
section, NMFS will subtract any
overharvest from the landing limit for
the following fishing year. If NMFS
determines that aggregate landings of
Atlantic blue and white marlin were
below the annual landing limit for a
given fishing year, as established in
paragraph (d)(1) of this section, NMFS
may add any underharvest to the
landing limit for the following fishing
year.
(3) Prior to the start of each fishing
year or as early as possible, NMFS will
file with the Office of the Federal
Register for publication the annual
recreational marlin landing limit
specified in paragraph (d)(1) of this
section, adjusted for any overharvest or
underharvest, as specified in paragraph
(d)(2) of this section.
(4) When the annual marlin landing
limit specified in paragraph (d)(3) of
this section is reached or projected to be
reached, NMFS will file for publication
with the Office of the Federal Register
an action restricting fishing for Atlantic
blue and white marlin to catch-andrelease fishing only. In no case shall
such adjustment be effective less than 5
days after the date of publication. From
the effective date and time of such
action until additional landings become
available, no blue or white marlin from
the management unit may be taken,
retained, or possessed.
18. In § 635.28, paragraphs (a)(1) and
(a)(3) are revised to read as follows:
§ 635.28
Closures.
(a) * * *
(1) When a BFT quota, other than the
Purse Seine category quota specified in
§ 635.27(a)(4), is reached, or is projected
to be reached, NMFS will file a closure
action with the Office of the Federal
Register for publication. On and after
the effective date and time of such
action, for the remainder of the fishing
year or for a specified period as
indicated in the action, fishing for,
retaining, possessing, or landing BFT
under that quota is prohibited until the
opening of the subsequent quota period
or until such date as specified in the
action.
*
*
*
*
*
(3) If NMFS determines that variations
in seasonal distribution, abundance, or
migration patterns of BFT, or the catch
rate in one area, precludes participants
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in another area from a reasonable
opportunity to harvest any allocated
domestic category quota, as stated in
§ 635.27(a), NMFS may close all or part
of the fishery under that category.
NMFS may reopen it at a later date if
NMFS determines that reasonable
fishing opportunities are available, i.e.,
BFT have migrated into the area or
weather is conducive for fishing, etc. In
determining the need for any such
interim closure or area closure, NMFS
will also take into consideration the
criteria specified in § 635.27(a)(8).
*
*
*
*
*
19. In § 635.30, paragraphs (b) and
(c)(2) are revised to read as follows:
§ 635.30
Possession at sea and landing.
*
*
*
*
*
(b) Billfish. Any person that possesses
a blue marlin or a white marlin taken
from its management unit or a sailfish
taken shoreward of the outer boundary
of the EEZ or lands a blue marlin or a
white marlin in an Atlantic coastal port
must maintain such billfish with its
head, fins, and bill intact through
offloading. Persons may eviscerate such
billfish, but it must otherwise be
maintained whole. No white marlin
from the management unit may be
taken, retained, or possessed from
January 1, 2007, through December 31,
2011, inclusive, as specified in
§ 635.22(b).
(c) * * *
(2) A person who owns or operates a
vessel that has been issued a Federal
Atlantic commercial shark limited
access permit may not fillet a shark at
sea. A person may eviscerate and
remove the head and fins, except for the
second dorsal and anal fin, but must
retain the fins with the dressed
carcasses. The second dorsal and anal
fin must remain on the shark until the
shark is offloaded. While on board and
when offloaded, wet shark fins may not
exceed 5 percent of the dressed weight
of the carcasses, in accordance with the
regulations at part 600, subpart N, of
this chapter.
*
*
*
*
*
20. In § 635.31, paragraph (a)(1) is
revised to read as follows:
§ 635.31 Restrictions on sale and
purchase.
(a) * * *
(1) Persons that own or operate a
vessel from which an Atlantic tuna is
landed or offloaded may sell such
Atlantic tuna only if that vessel has a
valid HMS Charter/Headboat permit, or
a General, Harpoon, Longline, Purse
Seine, or Trap category permit for
Atlantic Tunas issued under this part.
However, no person shall sell a BFT
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smaller than the large medium size
class. No large medium or giant BFT
taken with speargun fishing gear or
green-stick gear, shall be sold. Also, no
large medium or giant BFT taken by a
person aboard a vessel with an Atlantic
HMS Charter/Headboat permit fishing
in the Gulf of Mexico at any time, or
fishing outside the Gulf of Mexico when
the fishery under the General category
has been closed, shall be sold (see
§ 635.23(c)). Persons shall sell Atlantic
tunas only to a dealer that has a valid
permit for purchasing Atlantic tunas
issued under this part.
*
*
*
*
*
21. In § 635.34, paragraphs (a) and (b)
are revised; and paragraph (d) is added
to read as follows:
§ 635.34 Adjustment of management
measures.
(a) NMFS may adjust the catch limits
for BFT, as specified in § 635.23; the
quotas for BFT, shark and swordfish, as
specified in § 635.27; the marlin landing
limit, as specified in § 635.27(d); and
the minimum sizes for Atlantic blue and
white marlin, as specified in § 635.20.
(b) In accordance with the framework
procedures in the Fishery Management
Plan for Atlantic Tunas, Swordfish, and
Sharks and the Fishery Management
Plan for Atlantic Billfishes, NMFS may
establish or modify for species or
species groups of Atlantic HMS the
following management measures:
maximum sustainable yield or optimum
yield levels based on the latest stock
assessment or updates in the SAFE
report; domestic quotas; recreational
and commercial retention limits,
including target catch requirements; size
limits; fishing years or fishing seasons;
shark fishing regions or regional quotas;
species in the management unit and the
specification of the species groups to
which they belong; species in the
prohibited shark species group;
classification system within shark
species groups; permitting and reporting
requirements; workshop requirements;
Atlantic tunas Purse Seine category cap
on bluefin tuna quota; time/area
restrictions; allocations among user
groups; gear prohibitions, modifications,
or use restriction; effort restrictions;
essential fish habitat; and actions to
implement ICCAT recommendations, as
appropriate.
*
*
*
*
*
(d) When considering a framework
adjustment to add, change, or modify
time/area closures, NMFS will consider,
consistent with the FMP, the MagnusonStevens Act, and other applicable law,
the following: any ESA-related issues,
concerns, or requirements, including
applicable Biological Opinions; bycatch
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rates of protected species, prohibited
HMS, or non-target species both within
the specified or potential closure area(s)
and throughout the fishery; bycatch
rates and post-release mortality rates of
bycatch species associated with
different gear types; new or updated
landings, bycatch, and fishing effort
data; applicable research; social and
economic impacts; and the
practicability of implementing new or
modified closures compared to other
bycatch reduction options. If the species
is an ICCAT managed species, NMFS
will also consider the overall effect of
the United States’ catch on that species
before implementing time/area closures.
22. In § 635.71, paragraphs (a)(7),
(a)(8), (a)(23), (a)(37), (a)(41), (a)(42),
(a)(43), (a)(44), (b)(6), (b)(22), (c)(1),
(c)(6), (d)(10), (d)(11), (e)(11), and (e)(15)
are revised; and paragraphs (a)(48)
through (a)(53), (b)(30), (c)(7) through
(c)(9), and (d)(14) are added to read as
follows:
§ 635.71
Prohibitions.
*
*
*
*
*
(a) * * *
(7) Fail to allow an authorized agent
of NMFS to inspect and copy reports
and records, as specified in § 635.5(e)
and (f) or § 635.32.
(8) Fail to make available for
inspection an Atlantic HMS or its area
of custody, as specified in § 635.5(e) and
(f).
*
*
*
*
*
(23) Fail to comply with the
restrictions on use of pelagic longline,
bottom longline, gillnet, buoy gear, or
speargun gear as specified in
§ 635.21(c), (d), (e)(3), (e)(4), or (f).
*
*
*
*
*
(37) Fail to report to NMFS, at the
number designated by NMFS, the
incidental capture of listed whales with
shark gillnet gear as required by § 635.5.
*
*
*
*
*
(41) Fail to immediately notify NMFS
upon the termination of a chartering
arrangement as specified in
§ 635.5(a)(5).
(42) Count chartering arrangement
catches against quotas other than those
defined as the Contracting Party of
which the chartering foreign entity is a
member as specified in § 635.5(a)(5).
(43) Fail to submit catch information
regarding fishing activities conducted
under a chartering arrangement with a
foreign entity, as specified in
§ 635.5(a)(5).
(44) Offload charter arrangement
catch in ports other than ports of the
chartering Contracting Party of which
the foreign entity is a member or offload
catch without the direct supervision of
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the chartering foreign entity as specified
in § 635.5(a)(5).
*
*
*
*
*
(48) Purchase any HMS that was
offloaded from an individual vessel in
excess of the retention limits specified
in §§ 635.23 and 635.24.
(49) Sell any HMS that was offloaded
from an individual vessel in excess of
the retention limits specified in
§§ 635.23 and 635.24.
(50) Fail to be certified for completion
of a NMFS protected species workshop,
as required in § 635.8(a).
(51) Fail to have on board a vessel the
valid protected species workshop
certificates issued to the vessel owner
and vessel operator as required in
§ 635.8(a).
(52) Transfer or falsify a NMFS
protected species workshop certificate
or a NMFS Atlantic HMS identification
workshop certificate as specified at
§ 635.8.
(53) Fish for, catch, possess, retain, or
land an Atlantic HMS using, or captured
on, buoy gear, as defined at § 635.2,
unless the vessel owner has been issued
a swordfish directed limited permit or a
swordfish handgear limited access
permit in accordance with § 635.4(f).
(b) * * *
(6) As the owner of a vessel permitted,
or required to be permitted, in the
Atlantic HMS Angling or Atlantic HMS
Charter/Headboat category, fail to report
a BFT, as specified in § 635.5(c)(1) or
(c)(3).
*
*
*
*
*
(22) As the owner or operator of a
purse seine vessel, fail to comply with
the requirement for possession at sea
and landing of BFT under § 635.30(a).
*
*
*
*
*
(30) Harvest or fish for tunas using
spearguns with powerheads, as
specified in § 635.21(f).
(c) * * *
(1) As specified in § 635.21(e)(2),
retain a billfish harvested by gear other
than rod and reel, or retain a billfish on
board a vessel unless that vessel has
been issued an Atlantic HMS Angling or
Charter/Headboat permit or has been
issued an Atlantic Tunas General
category permit and is participating in
a tournament in compliance with
§ 635.4(c).
*
*
*
*
*
(6) As the owner of a vessel permitted,
or required to be permitted, in the
Atlantic HMS Angling or Atlantic HMS
Charter/Headboat category, fail to report
a billfish, as specified in § 635.5(c)(2) or
(c)(3).
(7) Deploy a J-hook or an offset circle
hook in combination with natural bait
or a natural bait/artificial lure
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Fmt 4701
Sfmt 4700
combination when participating in a
tournament for Atlantic billfish, as
specified in § 635.21(e)(2).
(8) Take, retain, or possess an Atlantic
blue or white marlin when the fishery
for these species is closed, as specified
in § 635.27(d).
(9) Take, retain, or possess an Atlantic
white marlin from January 1, 2007,
through December 31, 2011, inclusive,
as specified in § 635.22(b).
(d) * * *
(10) Retain, possess, sell, or purchase
a prohibited shark, including parts or
pieces of prohibited sharks, as specified
under §§ 635.22(c), 635.24(a)(3), and
635.27(b)(1), or fail to disengage any
hooked or entangled prohibited shark
with the least harm possible to the
animal as specified at § 635.21(d)(3).
(11) Receive, purchase, trade for, or
barter for Atlantic shark and fail to be
certified for completion of a NMFS
Atlantic HMS identification workshop
in violation of § 635.8(b).
*
*
*
*
*
(14) Receive, purchase, trade for, or
barter for Atlantic shark without making
available for inspection, at each of the
dealer’s places of business, a valid
Atlantic HMS identification workshop
certificate issued by NMFS in violation
of § 635.8(b).
(e) * * *
(11) As the owner of a vessel
permitted, or required to be permitted,
in the swordfish directed or a swordfish
handgear limited access permit
category, possess or deploy more than
35 individual buoy gears per vessel, or
deploy buoy gear without affixed
monitoring equipment, as specified at
§ 635.21(e)(4)(iii).
*
*
*
*
*
(15) As the owner of a vessel
permitted, or required to be permitted,
in the Atlantic HMS Angling or Atlantic
HMS Charter/Headboat category, fail to
report a North Atlantic swordfish, as
specified in § 635.5(c)(2) or (c)(3).
23. In Appendix A to Part 635, revise
Table 2 and add Table 3 to read as
follows:
Appendix A to Part 635—Species
Tables
*
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*
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*
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TABLE 2 OF APPENDIX A TO PART
635—PELAGIC SPECIES
TABLE 3 OF APPENDIX A TO PART
635—DEMERSAL SPECIES
Albacore tuna, Thunnus alalunga
Bigeye tuna, Thunnus obesus
Blue shark, Prionace glauca
Bluefin tuna, Thunnus thynnus
Dolphin fish, Coryphaena hippurus
Oceanic
whitetip
shark,
Carcharhinus
longimanus
Porbeagle shark, Lamna nasus
Shortfin mako shark, Isurus oxyrinchus
Skipjack tuna, Katsuwonus pelamis
Swordfish, Xiphias gladius
Thresher shark, Alopias vulpinus
Wahoo, Acanthocybium solandri
Yellowfin tuna, Thunnus albacares
Atlantic sharpnose shark, Rhizoprionodon
terraenovae
Black grouper, Mycteroperca bonaci
Blackfin snapper, Lutjanus buccanella
Blacknose shark, Carcharhinus acronotus
Blacktip shark, Carcharhinus limbatus
Bonnethead shark, Sphyrna tiburo
Bull shark, Carcharhinus leucas
Cubera snapper, Lutjanus cyanopterus
Dog snapper, Lutjanus jocu
Finetooth shark, Carcharhinus isodon
Gag grouper, Mycteroperca microlepis
Great hammerhead shark, Sphyrna mokarran
Lane snapper, Lutjanus synagris
Lemon shark, Negaprion brevirostris
Mangrove snapper, Lutjanus griseus
Marbled grouper, Dermatolepis inermis
Misty grouper, Epinephelus mystacinus
Mutton snapper, Lutjanus analis
Nurse shark, Ginglymostoma cirratum
Queen snapper, Etelis oculatus
Red grouper, Epinephelus morio
Red hind, Epinephelus guttatus
Red snapper, Lutjanus campechanus
Rock hind, Epinephelus adscensionis
Sandbar shark, Carcharhinus plumbeus
Scalloped hammerhead shark, Sphyrna
lewini
Schoolmaster snapper, Lutjanus apodus
Silk snapper, Lutjanus vivanus
Silky shark, Carcharhinus falciformis
Smooth
hammerhead
shark,
Sphyrna
zygaena
Snowy grouper, Epinephelus niveatus
Speckled hind, Epinephelus drummondhayi
Spinner shark, Carcharhinus brevipinna
Tiger shark, Galeocerdo cuvieri
Vermilion snapper, Rhomboplites aurorubens
Warsaw grouper, Epinephelus nigritus
Yellowedge
grouper,
Epinephelus
flavolimbatus
Yellowfin grouper, Mycteroperca venenosa
Yellowtail snapper, Ocyurus chrysurus
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[FR Doc. 05–15965 Filed 8–18–05; 8:45 am]
BILLING CODE 3510–22–S
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Agencies
[Federal Register Volume 70, Number 160 (Friday, August 19, 2005)]
[Proposed Rules]
[Pages 48804-48838]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-15965]
[[Page 48803]]
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Part II
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Parts 300, 600, and 635
Atlantic Highly Migratory Species; Recreational Atlantic Blue and White
Marlin Landings Limit; Amendments to the Fishery Management Plan for
Atlantic Tunas, Swordfish, and Sharks and the Fishery Management Plan
for Atlantic Billfish; Proposed Rule
Federal Register / Vol. 70, No. 160 / Friday, August 19, 2005 /
Proposed Rules
[[Page 48804]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Parts 300, 600, and 635
[Docket No. 050805217-5217-01; I.D. 051603C]
RIN 0648-AQ65
Atlantic Highly Migratory Species; Recreational Atlantic Blue and
White Marlin Landings Limit; Amendments to the Fishery Management Plan
for Atlantic Tunas, Swordfish, and Sharks and the Fishery Management
Plan for Atlantic Billfish
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; availability of the Fishery Management Plan
(FMP); petition for rulemaking; proposed rule withdrawal; request for
comments; public hearings.
-----------------------------------------------------------------------
SUMMARY: NMFS proposes to consolidate the Fishery Management Plan (FMP)
for Atlantic Tunas, Swordfish, and Sharks and the FMP for Atlantic
Billfish, to change certain FMP management measures, to adjust
regulatory framework measures, and to continue the process for updating
essential fish habitat. The alternatives described in this proposed
rule could impact fishermen and dealers for all Atlantic highly
migratory species (HMS) fisheries. The range of alternatives examined
includes those to: establish mandatory workshops for fishermen and
dealers; consider methods of modifying and establishing time/area
closures; address rebuilding and overfishing of northern albacore tuna,
finetooth sharks, and Atlantic billfish; modify bluefin tuna (BFT)
General Category subperiod quotas and simplify the management process
of BFT; change the fishing year for tunas, swordfish, and billfish back
to a calendar year; authorize additional fishing gears; and clarify
numerous existing regulations, particularly in 50 CFR part 635. This
proposed rule also announces the receipt of a petition for rulemaking
regarding bluefin tuna and describes the analyses conducted as part of
this rulemaking, in response to the petition, to consider closure areas
in the Gulf of Mexico. In this proposed rule, NMFS also formally
withdraws a proposed rule published September 17, 2003, to establish an
annual domestic recreational landing limit of 250 Atlantic blue and
white marlin and other measures.
DATES: Comments on this proposed rule and draft FMP must be received no
later than 5 p.m. on October 18, 2005.
Public hearings on this proposed rule and draft FMP will be held in
September and October 2005. For specific dates and times see the
SUPPLEMENTARY INFORMATION section of this document.
The September 17, 2003, proposed rule (68 FR 54410) is withdrawn as
of August 18, 2005.
ADDRESSES: The public hearings will be held in Port Aransas, TX; New
Orleans, LA; Orange Beach, AL; Panama City, Madeira Beach, Key West,
Fort Lauderdale, Fort Pierce, and Atlantic Beach, FL; Charleston, SC;
Manteo, NC; Virginia Beach, VA; Ocean City, MD; Cape May and Barnegat
Light, NJ; Islip and Montauk, NY; Narragansett, RI; New Bedford and
Gloucester, MA; Portland, ME; St. Thomas, USVI; and San Juan and
Mayaguez, PR. For specific locations see the SUPPLEMENTARY INFORMATION
of this document.
Written comments on the proposed rule and draft HMS FMP may be
submitted to Karyl Brewster-Geisz, Highly Migratory Species Management
Division:
Email: SF1.060303D@noaa.gov. Include in the subject line
the following identifier: Atlantic HMS FMP.
Mail: 1315 East-West Highway, Silver Spring, MD 20910.
Please mark the outside of the envelope ``Comments on Draft HMS FMP.''
Fax: 301-427-2592.
Federal e-Rulemaking Portal: https://www.regulations.gov.
Copies of the draft HMS FMP and other relevant documents are
available from the Highly Migratory Species Management Division website
at www.nmfs.noaa.gov/sfa/hms or by contacting Karyl Brewster-Geisz at
301-713-2347.
FOR FURTHER INFORMATION CONTACT: Karyl Brewster-Geisz, Margo Schulze-
Haugen, or Heather Stirratt at 301-713-2347 or fax 301-713-1917; Russ
Dunn at 727-824-5399 or fax 727-824-5398; or Mark Murray-Brown at 978-
281-9260 or fax 978-281-9340.
SUPPLEMENTARY INFORMATION:
The Atlantic HMS fisheries are managed under the dual authority of
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act) and the Atlantic Tunas Convention Act (ATCA). The FMP for
Atlantic Tunas, Swordfish, and Sharks, finalized in 1999, and the FMP
for Atlantic Billfish, finalized in 1988, are implemented by
regulations at 50 CFR part 635.
Since the 1999 final rule (May 28, 1999; 64 FR 29090) that
consolidated Atlantic HMS regulations and implemented the 1999 Atlantic
Tunas, Swordfish, and Shark FMP and Amendment 1 to the Atlantic
Billfish FMP, a number of management issues have arisen that require
further reconsideration or action. Many of these actions are linked to
each other and are best analyzed in conjunction with other actions.
This proposed rule and draft HMS FMP cover many of these issues and
topics including: minimizing bycatch or bycatch mortality, rebuilding
overfished fisheries, and modifying existing management strategies.
Some of the alternatives proposed relate to regulations under the
Magnuson-Stevens Act or the Endangered Species Act (ESA). Other
proposed actions would improve the clarity and effectiveness of
existing regulations or the process to be followed when taking action,
consistent with the FMPs. Some of the actions proposed in this rule
would amend the FMP while other actions would adjust the management
measures without amending the FMP. The need for each action is
described later in this document with the analyses of each alternative.
NMFS announced its intent to conduct an Environmental Impact
Statement (EIS) amending the two current fishery management plans on
July 9, 2003 (68 FR 40907). On April 30, 2004 (69 FR 23730), NMFS
announced the availability of an Issues and Options Paper and nine
scoping meetings. On May 26, 2004 (69 FR 29927), NMFS extended the
comment period on the Issues and Options Paper, and announced an
additional scoping meeting. During this time, NMFS also presented the
Issues and Options Paper to the New England, Mid-Atlantic, and Gulf of
Mexico Fishery Management Councils and the Atlantic States Marine
Fisheries Commission. A summary of the major comments received during
scoping was released in December 2004 and is available on the HMS
Management Division website or by requesting a hard copy (see
ADDRESSES). During scoping, NMFS referred to this project as Amendment
2 to the existing FMPs. Starting with the Predraft stage, NMFS has
referred to this project as the draft HMS FMP.
In February 2005, NMFS released the combined Predraft to the
Consolidated HMS FMP and annual Stock Assessment and Fishery Evaluation
(SAFE) Report. NMFS presented the Predraft document to all five
Atlantic Fishery Management Councils, both the Atlantic and Gulf of
Mexico States Marine Fisheries Commissions, and to
[[Page 48805]]
the HMS and Billfish Advisory Panels. Comments received on both the
Issues and Options Paper and the Predraft were considered when drafting
and analyzing the ecological, economic, and social impacts of the
alternatives in the proposed rule. A summary of the comments received
on the Predraft was released in June 2005 and is available on the HMS
Management Division website or by requesting a hard copy (see
ADDRESSES).
This proposed rule and the accompanying draft HMS FMP are the
culmination of the analyses of the comments received on the Issues and
Options paper and the Predraft document. In addition, the draft HMS FMP
continues the process to conduct a five-year review of essential fish
habitat (EFH) consistent with the EFH guidelines (the process started
with the release of the Issues and Options Paper in April 2004). At
this time, NMFS is reviewing the information available for all HMS,
including billfish, and will determine which species need updates to
their EFH identifications. Any updates or resulting changes in
management will be done in a future rulemaking.
As described below, NMFS is also taking additional actions in this
proposed rule: (1) a formal withdrawal of the 2003 proposed rule to
implement the ICCAT 250 fish limit (September 17, 2003; 68 FR 54410)
and (2) a formal decision not to include in the draft HMS FMP the
exemption to the ``no sale'' provision for the artisanal handline
fishery in Puerto Rico as outlined in the 1988 Billfish FMP. NMFS has
also reviewed a petition for rulemaking from Blue Ocean Institute et
al. that requested NMFS look at a particular BFT spawning area in the
Gulf of Mexico (copies of the petition can be requested, see
ADDRESSES). An additional consideration was a settlement agreement
related to white marlin that is awaiting court approval in the Center
for Biological Diversity v. NMFS, Civ. Action No. 04-0063(D.D.C). The
petition and settlement agreement are discussed further in the Time/
Area Closures section below.
Consolidation of FMP for Atlantic Tunas, Swordfish, and Sharks and FMP
for Atlantic Billfish
Currently, management of Atlantic HMS is accomplished through two
different FMPs: the FMP for Atlantic Tunas, Swordfish, and Sharks and
the FMP for Atlantic Billfish. The 1999 decision to maintain two
different FMPs was based on the idea that the billfish fishery is
recreational only while the tuna, swordfish, and shark fisheries are
both commercial and recreational. Despite this decision, the
regulations for both of these FMPs were consolidated under 50 CFR part
635 in 1999.
Since that decision, NMFS has further recognized the interrelated
nature of these fisheries and the need to consider management actions
collectively. For example, anglers fishing for Atlantic tunas,
swordfish, sharks, or billfish must obtain an HMS Angling permit and
must follow the recreational bag and size limits for all these species.
Additionally, any management measures enacted for billfish recreational
fishermen will likely have impacts on recreational fishermen for other
HMS and vice versa. Thus, in the draft HMS FMP related to this rule,
NMFS consolidates the two FMPs into one FMP, the consolidated Atlantic
HMS FMP.
Consolidating the FMPs will allow NMFS to take a more ecosystem-
based approach to these fisheries whose recreational fishermen often
fish for tunas, swordfish, sharks, and billfish on the same trip and
are required to have the same permit, and whose commercial fishermen
catch billfish as bycatch while targeting other HMS. NMFS does not
expect the consolidation of the FMPs to have an impact on the existing
regulations because the regulations have been combined since 1999. NMFS
also does not expect any impact on the priorities of the agency or on
the composition of the Advisory Panels as a result of the
consolidation.
Unless specifically proposed in this rule or in the HMS FMP, the
draft HMS FMP, in itself, would not change existing provisions of
either the 1999 Atlantic Tunas, Swordfish, and Shark FMP (and its 2003
amendment), the 1988 Billfish FMP (and its 1999 amendment), or any
implementing regulations. However, the 1988 FMP for Atlantic Billfish
contained a prohibition on the sale or purchase of Atlantic billfish,
and simultaneously included a limited exemption from the ``no sale''
provision to accommodate a small-scale artisanal fishery in Puerto Rico
that occasionally landed blue marlin. The exemption to the ``no sale''
provision was subject to a number of conditions and restrictions,
including: only billfish caught on handlines having fewer than six
hooks could be retained for sale; vessels retaining billfish for sale
could not have a rod and reel onboard; billfish could be sold only in
Puerto Rico; a maximum of 100 billfish per year could be landed and
sold; if more than 100 billfish per year were landed under the
exemption, the Councils would consider removing the exemption; all
existing fishermen wishing to sell billfish would be required to obtain
a permit; the Caribbean Fishery Management Council, in cooperation with
the Government of the Commonwealth of Puerto Rico, would develop and
implement a system for tracking billfish landings under the exemption;
and the exemption would not be in effect until the permitting and
tracking systems were operative, pending approval by the five involved
Councils at that time.
The exemption from the ``no sale'' provision for the Puerto Rican
artisanal handline fishery has never been implemented because the
aforementioned conditions have not been met, either prior to or
following transfer of the FMP to Secretarial authority. NMFS is
proposing not to carry forward the exemption to the no sale provision
for the Puerto Rican artisanal handline fishery into the draft HMS FMP
based on the overfished status of Atlantic billfishes, non-fulfillment
of the conditions necessary to implement the exemption to the no sale
provision and resultant non-implementation of the provision over a
period of 18 years, public comment, and the support of the involved
fishery management councils (specifically the Caribbean Council, which
would be most directly impacted by the potential elimination of the
exemption provision).
Analyses of Alternatives
The following is a summary of the alternatives analyzed in the DEIS
for the HMS FMP. These elements are arranged in the following sections:
Bycatch Reduction, Rebuilding and Preventing Overfishing, Management
Program Structure, and EFH Update.
1. Bycatch Reduction
Under National Standard 9 of the Magnuson-Stevens Act, NMFS is
required, to the extent practicable, to minimize bycatch and, to the
extent that bycatch cannot be avoided, minimize bycatch mortality. In
this proposed rule, NMFS examined two strategies specifically aimed at
reducing bycatch and bycatch mortality: conducting workshops to teach
handling/release techniques and species identification, and examining
the effectiveness of time/area closures in reducing bycatch. As
described below, other sections (e.g., Section 2 regarding finetooth
sharks) in this proposed rule also consider the requirement to minimize
bycatch and bycatch mortality. Detailed analyses of bycatch reduction
alternatives are presented in the draft HMS FMP. Only a summary of the
major points addressing workshops and time/area closures are described
below.
[[Page 48806]]
A. Workshops
NMFS is proposing at 50 CFR 635.8 two types of workshops for
participants in HMS fisheries. The first type would instruct
participants in the safe handling, release, and identification of
protected resources. The second type would instruct participants in the
correct identification of HMS, particularly Atlantic sharks. The
alternatives for and discussion of these workshops is provided below.
Regardless of the requirements, any fishermen, dealer, or interested
party would be welcome to attend any or all protected species or HMS
identification workshops.
i. Protected Species Workshops
On October 29, 2003, a Biological Opinion (BiOp) was issued in
conjunction with Atlantic shark fishery management measures implemented
in a final rule for Amendment 1 to the 1999 HMS FMP (December 24, 2003;
68 FR 74746). Among other requirements, the 2003 BiOp included a
requirement for workshops or other training programs to disseminate
information regarding protocols and equipment for safe release and
disentanglement of protected species, including information specific to
smalltooth sawfish and sea turtles. The 2003 BiOp specifically required
that the workshops concentrate on ways to reduce the potential for
serious injury or mortality should incidental capture via hooking or
entanglement occur.
On June 1, 2004, a BiOp for the HMS pelagic longline fishery
concluded that the continued operation of the pelagic longline fishery
is likely to jeopardize the continued existence of leatherback sea
turtles. In order to achieve the target post-release mortality rates
for sea turtles specified in the 2004 BiOp, it is imperative that NMFS
ensure all participants are aware of, and are proficient with, the safe
release and disentanglement gears and protocols outlined in the BiOp.
Mandatory workshops that would provide this type of training for vessel
operators are required in the 2004 BiOp.
In addition to addressing safe handling and disentanglement
protocols, the workshops in this proposed rule would also disseminate
information specific to the identification of protected resources
commonly encountered during longline and gillnet fishing activities.
Providing fishermen with the skills necessary to properly identify
protected resources that are encountered during fishing activities
would increase the likelihood that they employ the proper release and
disentanglement protocols, improve the accuracy of logbook data and
extrapolated take estimates, and assist fishermen in complying with the
reporting regulations in 50 CFR part 635.
The preferred alternatives for the protected resources workshops
would implement one-day mandatory workshops and certification for HMS
pelagic and bottom longline and shark gillnet vessel owners and
operators by January 1, 2007. Mandatory vessel owner attendance would
provide a link to vessel permit issuance and renewal ensuring that
workshops are well attended and ensuring that vessel owners, if they
are not the vessel operators, know what should be happening on their
vessels. Shark and directed or incidental swordfish limited access
permits would not be renewed without a copy of the certificate if
logbooks indicate that longline or gillnet gear were used on at least
one trip for that vessel in the preceding year or, in the case of
vessels that were transferred in the preceding year, since the
transfer. Mandatory operator attendance ensures that there is at least
one person on board the vessel during fishing activities that is adept
at the safe handling and release protocols and protected resource
identification. Additionally, all owners and operators that attended
and successfully completed industry certification workshops (held on
April 8, 2005, in Orlando, Florida, and on June 27, 2005, in New
Orleans, Louisiana), as documented by the workshop facilitators, are
proposed to receive automatically valid protected species workshop
certificates prior to the effective date of January 1, 2007. These
workshops were attended by NMFS personnel, sponsored by industry
representatives with experience in sea turtle handling and release
protocols and fishing gear, and well-attended by pelagic longline
fishermen.
The preferred one-day workshops are not expected to result in
excessive economic impacts, as they will be scheduled at numerous
locales along the Atlantic coast, including the Gulf of Mexico and
Caribbean, minimizing travel and lost fishing time. Requiring HMS
longline and shark gillnet owners and operators to attain
recertification every three years would balance the ecological benefits
of maintaining familiarity with the protocols and the economic impacts
of travel costs and lost fishing opportunities due to workshop
attendance.
NMFS considered a range of alternatives for these protected species
workshops including voluntary workshops (no action). NMFS felt that
voluntary workshops could limit the dissemination of the safe release,
disentanglement, and protected resources identification information,
and, therefore, would not guarantee compliance with the BiOps.
NMFS also considered mandatory workshops for the owners, operators,
and the crew of all HMS longline vessels. This alternative would
require the greatest number of participants to become skilled in the
release protocols and protected resource identification. This
alternative was not preferred due to the level of economic impacts to
the longline fishery and the transient nature of vessel crew members.
Under the preferred alternatives, because operators would be required
to attend the workshops, the operators would be responsible for
ensuring that the appropriate crew members were proficient at the
release techniques and protected resource identification.
In addition to the three-year mandatory recertification for the
protected species workshops, NMFS also considered mandatory
recertification every two or five years. Recertification every two
years may yield the most positive ecological impacts, however, this
alternative would also have the greatest economic costs to the
industry. Recertification every five years may allow a more extensive
period of time to lapse between certification workshops than necessary
to maintain proficiency and provide fishermen with updates on research
and development of handling and dehooking protocols.
ii. HMS Identification Workshops
The second type of workshops would aim to improve HMS
identification skills. NMFS considered these workshops due in part to
comments received from the HMS Advisory Panel and members of the
general public stating the need for improved identification skills of
participants in HMS fisheries, especially shark dealers. The preferred
alternatives would require anyone federally permitted to receive,
trade, purchase, or barter sharks from a vessel (shark dealers), or a
suitable proxy, to attend an HMS identification workshop for
certification before January 1, 2007. If a dealer opts to send a proxy,
the dealer must designate a proxy from each place of business covered
by the dealer's permit. The proxy would need to be a person who is
employed by a place of business covered by the dealer's permit; is a
primary participant in identification, weighing, or first receipt of
fish as they are offloaded from a vessel; and is involved in filling
out dealer reports.
[[Page 48807]]
The permitted shark dealer or proxy would need to renew the
certification every three years. Shark identification is challenging
for dealers because they encounter many different shark species lacking
fins and head (sharks that are dressed are often called ``logs'').
Dealers are required to enter species data into dealer reports based on
their purchase of fish from numerous fishermen. These reports are used
for stock assessments and quota monitoring. Thus, incorrect species
data could have ecological impacts and, in the long-term, could impact
the accuracy of stock assessments. Economic and social impacts on the
shark dealers would be minimized by offering workshops at several
locations per region, near commercial and recreational HMS fishing
ports during non-peak fishing times.
NMFS considered a range of alternatives for these identification
workshops including voluntary HMS identification workshops for dealers,
recreational fishermen, and all commercial vessel owners and operators
(no action). From previous voluntary workshops on other topics, NMFS
has found that voluntary workshops are generally not well attended and
therefore are often not an efficient use of resources.
NMFS also considered mandatory identification workshops for all HMS
dealers. However, requiring all HMS dealers to attend may be
inappropriate as swordfish and tuna dealer permit holders generally
only see a relatively limited number of HMS species and are not faced
with the same identification difficulties as the shark dealers. NMFS
felt that other alternatives, such as mandatory workshops for
commercial longline owners and/or operators, are a lower priority
because these individuals observe the fish intact, thereby facilitating
a positive species-specific identification. While these fishermen may
need workshops in the future, in this proposed rule and draft HMS FMP,
NMFS felt requiring shark dealers, whose data are used for both quota
monitoring and stock assessments and who must identify more numerous
and difficult species, was a higher priority at this time. Generally,
logbook data is used for stock assessment purposes and to verify dealer
reports, not quota monitoring. Alternatives to expand participation to
include owners and/or operators in the charter headboat, general
category, and handgear/harpoon fisheries could result in extensive
negative economic impacts due to travel and lost fishing time as it
would involve a much larger portion of the fishery. Mandatory workshops
for all HMS Angling permit holders would result in the most extensive
negative economic impacts as it would affect the largest single group
of permit holders.
NMFS also considered recertification every two, three, and five
years. Recertification every two years has a greater economic impact to
the dealers and a slightly positive impact on species identification.
Since the identification of the species is not likely to change in the
two years (species names do occasionally change as scientific
information improves) and the dealers are interacting with the species
on a regular basis, the certification renewal could take place with
less frequency. Decreasing the frequency of renewal to every five years
could introduce greater error in the species identification if the
dealer begins to confuse similar species. Requiring the shark dealers
to attain recertification every three years would balance the
ecological benefits of maintaining the ability to properly identify the
sharks and the economic impacts of workshop attendance due to travel
costs and lost fishing opportunities.
B. Time/Area Closures
Time/area closures were first implemented for Atlantic HMS
beginning in 1999 in order to reduce bycatch and bycatch mortality
while minimizing the reduction in target catch. As described in the
draft HMS FMP, these closures have proven to be effective at reducing
bycatch. Nonetheless, several HMS such as blue and white marlin and
bluefin tuna are overfished with overfishing still occurring, and
protected species such as leatherback and loggerhead sea turtles
continue to interact with HMS gears. As a result, NMFS considered a
range of alternatives to implement additional closures and/or modify
existing closures, as necessary. As reflected in the HMS FMP, NMFS
conducted extensive analyses regarding the impact of closures on all
bycatch, particularly white and blue marlin, sea turtles, and bluefin
tuna, in developing alternatives and selecting preferred alternatives.
Also, as noted earlier, the analyses took into account the BFT spawning
ground petition and the white marlin settlement agreement. NMFS is
proposing to implement two alternatives that would: (1) complement the
Gulf of Mexico Fishery Management Council's (GMFMC) time/area closures
regarding Madison-Swanson and Steamboat Lumps closed areas and (2)
establish criteria to be considered when contemplating regulatory
framework adjustments to implement new time/area closures or make
modifications to existing time/area closures.
The first preferred alternative would implement HMS management
measures in the Madison-Swanson and Steamboat Lumps closed areas,
consistent with a September 2003 GMFMC request to NMFS. The proposed
rule would prohibit all HMS fishing from November through April in the
Madison-Swanson and Steamboat Lump closures, and allow recreational
surface trolling only from May through October. If implemented, the HMS
management measures would expire on June 16, 2010, consistent with
GMFMC recommendations. Both of these closures are located just
shoreward of the current DeSoto Canyon Closed Area for pelagic longline
fishing in HMS fisheries.
These closed areas were implemented in 2000 by the GMFMC in order
to provide protection for spawning aggregations of gag grouper. The
GMFMC requested NMFS to close the areas to HMS fishing to eliminate a
loophole and to allow the GMFMC a better opportunity to evaluate the
effectiveness of the closed area as a fishery management tool. Other
species, including various groupers, snappers, and porgies could
benefit by the closures. Any impacts on HMS species and HMS fishermen
and communities are expected to be minimal. Only three HMS commercial
trips were reported in the closed areas from 1997 to 2003.
Additionally, recreational and charter/headboat fishing trips for HMS
in the closed areas are not likely to be significantly curtailed due to
the allowance for surface trolling from May through October, which are
the prime fishing months.
The second preferred alternative would establish criteria at 50 CFR
635.34(d) to be considered when implementing new time/area closures or
making modifications to existing time/area closures. These criteria
would provide a more definitive process for the establishment or
modification of time/area closures while allowing for greater
transparency and predictability in the decision-making process.
Criteria that would be considered may include the following: any ESA-
related issues, concerns, or requirements, including applicable
Biological Opinions; bycatch rates of protected species, prohibited
HMS, or non-target species both within the specified or potential
closure area(s) and throughout the fishery; bycatch rates and post-
release mortality rates of bycatch species associated with different
gear types; new or updated landings information, bycatch, and fishing
effort data; applicable research;
[[Page 48808]]
social and economic impacts; and the practicability of implementing new
or modified closures, including consistency with the FMP, Magnuson-
Stevens Act, and other applicable law. If the species is an ICCAT-
managed species, NMFS would need to determine the overall effect of the
United States' catch of that species before implementing time/area
closures. In these cases, other factors that NMFS would consider before
implementing time/area closures include gear types and the location of
and timing of a closed area. NMFS would attempt to balance ecological
benefits with economic and social impacts. NMFS would also consider
alternatives to closed areas, such as reducing quota(s), mandatory gear
modifications, or alternative fishing practices such as designated
fishing days. Thus, before the implementation of a time/area closure,
NMFS would determine that such a closure would be the best option for a
given set of management goals, consistent with the FMP, the Magnuson-
Stevens Act, and applicable laws.
Besides implementing new time/area closures, NMFS may also consider
modifying existing closed areas using these same criteria. The current
time/area closures were implemented to meet specific management
objectives relevant at that time and were intended to be reviewed and
modified as appropriate, over time as those objectives were met or
other management issues arose. Specifically, NMFS intended to modify
existing closures, as necessary, to allow utilization of a given
fishery once the objectives of the time/area closures had been met.
Additionally, modifications may be needed if data showed the desired
impact was not being met or oceanographic conditions changed.
Additionally, because fisheries, fishing gear, fishing practices, and
stock status change over time, occasionally NMFS must examine the
continued need for existing time/area closures. One method of doing
this would be for NMFS to conduct, fund, or support research, such as
testing methods for reducing bycatch of protected, prohibited, and non-
target species. Such research would need to be part of a scientifically
justified research plan, identifying the rationale, objectives,
methodology, and experimental design of the research, and it would be
limited in scope and magnitude in terms of ecological and socio-
economic impacts. Research in both open and closed areas may be
warranted to collect data on the spatial and temporal relationship
between target and bycatch species and to provide data for use in
considering the criteria listed above. Such research could be
cooperative in nature to include different stakeholders in the research
process.
Ultimately, the criteria above are aimed to develop smaller, more
focused time/area closures that maximize bycatch reduction while
minimizing reductions in catch of target species. The criteria
themselves would not be expected to have any ecological, economic, or
social impacts. Rather, the appropriate use of the criteria would be
expected to have overall positive ecological impacts; NMFS would
minimize, to the extent practicable, economic and social impacts.
As a clarification, the primary goals of time/area closures are to
maximize the reduction of bycatch of non-target and protected species
while minimizing the reduction in the catch of target species and
minimizing the social and economic impacts. However, closures are not
the only means of addressing bycatch, and in some cases, may increase
bycatch (see analyses in the HMS FMP of many of the time/area closure
alternatives). Bycatch in and of itself would not necessitate
implementation of a time/area closure but could if the HMS stock was
either overfished and/or experiencing overfishing; the bycatch is a
prohibited, threatened, or an endangered species; and no other option
exists to reduce interactions in the time period required. In such
cases, time/area closures could be part of a rebuilding plan for
overfished species and/or serve as a method for decreasing interactions
with protected species.
Besides the two preferred alternatives described above, NMFS
considered a number of additional alternatives including: (1)
Maintaining the existing time/area closures (no action alternative);
(2) prohibiting the use of pelagic longline gear in HMS fisheries in
the central portion of the Gulf of Mexico from May through November;
(3) prohibiting the use of pelagic longline gear in HMS fisheries in
the Northeast during the month of June; (4) prohibiting the use of
pelagic longline gear in HMS fisheries in the Gulf of Mexico from April
through June; (5) prohibiting the use of pelagic longline gear in HMS
fisheries in the Gulf of Mexico west of 86[deg] W. Long. year-round;
(6) prohibiting the use of pelagic longline gear in HMS fisheries in an
area of the Northeast to reduce sea turtle interactions; (7) modifying
the existing Charleston Bump time/area closure to allow the use of
pelagic longline gear in all areas seaward of the axis of the Gulf
Stream; (8) modifying the existing Northeastern U.S. time/area closure
to allow the use of pelagic longline gear in areas west of 72[deg]47'
W. Long. during the month of June; (9) prohibiting the use of bottom
longline gear in an area off the Florida Keys to protect endangered
smalltooth sawfish; and (10) prohibiting the use of pelagic longline
gear in HMS fisheries in all areas. All of the alternatives above could
be implemented alone or in combination with any of the other
alternatives. In the draft HMS FMP, NMFS describes the impacts of some
of the most likely combinations of alternatives.
The no action alternative has been effective at reducing bycatch
and bycatch mortality in HMS fisheries. However, maintaining the
existing closures would not protect spawning areas of gag grouper, per
the GMFMC request. The various alternatives to close portions of the
Gulf of Mexico or mid-Atlantic could have some ecological benefit for
some target and non-target species and protected species and negative
ecological impacts for other species. Detailed analyses of each
alternative are provided in the HMS FMP. As reflected in those
analyses, NMFS did not find any closure or group of closures that would
have positive ecological benefits for all species examined,
particularly marlin, sea turtles, and BFT. Even when combining the
alternatives, the ecological benefits for some species were minimal at
best with increases in discards of other species. Additionally, the
economic and social impacts of the additional closures considered could
be substantial. Thus, NMFS is not preferring any new closures at this
time, but may consider these closures again in the future if additional
protections for a specific species or group of species is needed.
One of the Gulf of Mexico alternatives that NMFS considered was
suggested in a petition for rulemaking from Blue Ocean Institute et al.
as a means of protecting western Atlantic BFT that return to the Gulf
of Mexico to spawn. This alternative would prohibit the use of pelagic
longline gear in HMS fisheries in the Gulf of Mexico bluefin tuna
spawning area from April through June (101,670 nm\2\; 3 months).
Assuming no redistribution of effort (i.e., all hooks set in the
proposed closure area are removed and not set in any open areas), the
logbook data indicate that this alternative would potentially reduce
discards of all of the species being considered from a minimum of 0.8
percent for pelagic sharks to a maximum 21.5 percent for bluefin tuna.
However, assuming that effort is redistributed to open areas (i.e., all
hooks set in the proposed closure area are replaced by hooks set in
remaining open areas),
[[Page 48809]]
bycatch is predicted to increase for all species except leatherback and
other sea turtles. Even bluefin tuna discards, which showed a fairly
dramatic decline without redistribution of effort, are predicted to
increase by 9.8 percent with redistribution of effort. The apparent
increase in predicted bluefin tuna discards with redistribution of
effort is likely due to the fact that bluefin tuna are caught in months
other than April through June in the Gulf of Mexico, as well as the
high number of bluefin tuna discards in other areas. This is reflected
in some of the other alternatives analyzed as described in the draft
HMS FMP.
NMFS also considered alternatives that would modify existing
closures. As with the analyses of new closures, the analyses of the
modifying existing closures showed mixed results in terms of ecological
benefits and economic impacts. In some cases, the modified areas would
result in captures of smaller sized swordfish or in higher levels of
bycatch. For these reasons, NMFS does not prefer any modifications to
the existing closures at this time. However, because the ecological
impacts were generally minimal, these alternatives could be considered
as a means to offset any negative ecological or economic impacts
resulting from any future time/area closures.
NMFS considered but is not preferring a closure of an area off
Florida to protect smalltooth sawfish, at this time. While the area
examined contains the largest number of smalltooth sawfish observed
caught in the bottom longline fishery, only five smalltooth sawfish
have been observed caught there. It is possible that closing this area
could displace fishing effort into an area that has higher smalltooth
sawfish catch rates or that is more critical toward the recovery of the
species. A Smalltooth Sawfish Recovery Team is working to produce a
recovery plan for smalltooth sawfish and to designate critical habitat.
In order to better ensure positive ecological impacts on sawfish and to
minimize any economic impacts on fishermen, NMFS would prefer to wait
until the recovery plan is complete before taking action.
NMFS also considered prohibiting the use of pelagic longline gear
in all HMS fisheries. This alternative could have some ecological
benefits for any non-migratory species that remain within the U.S. EEZ.
However, for species that travel outside the U.S. EEZ, such as HMS or
sea turtles, this alternative could have negative ecological benefits
because these species need to be internationally managed. In the case
of HMS, the United States takes only a small portion of the total
allowable catch (TAC). In the case of sea turtles, unlike many other
countries, the United States interacts with a minimal number of turtles
and releases all of those caught. If the United States reduces the
amount of HMS taken commercially by a significant amount by prohibiting
pelagic longline fishing, other countries likely would take the U.S.
portion of the TAC and would export those fish to U.S. consumers. Many
of those countries do not have the bycatch reduction measures that the
United States does. Furthermore, the United States is one of the few
countries that supply much of the research on HMS and other species
that interact with pelagic longline gear. Additionally, prohibiting the
use of pelagic longline gear would have significant negative economic
impacts on fishermen, fishing communities, suppliers, and dealers in
all Atlantic and Gulf of Mexico states. Thus, NMFS prefers to seek
other commercial and recreational management measures that could reduce
bycatch without the adverse international or economic impacts of
prohibiting pelagic longline.
2. Rebuilding and Preventing Overfishing
The Magnuson-Stevens Act requires NMFS to rebuild overfished
species and to prevent overfishing. The draft HMS FMP addresses
alternatives for three stocks (northern Atlantic albacore tuna,
finetooth sharks, and Atlantic billfish) that have been determined to
be either overfished or experiencing overfishing.
A. Northern Albacore Tuna
The U.S. fishery for northern Atlantic albacore is essentially
dominated by two sectors. The commercial longline sector harvests
albacore tuna as incidental bycatch in the swordfish and tunas pelagic
fisheries. The recreational rod and reel sector targets albacore and
other tunas out of northeast coastal ports. In the October 1999 Report
to Congress on the Status of U.S. Fisheries, NMFS identified the
northern albacore tuna stock as overfished. International fishery
management efforts are needed for northern albacore tuna as the United
States actually contributes to only a small portion of northern
albacore tuna mortality. It is likely that preventing all U.S.
mortality would not prevent overfishing from occurring on this stock.
Alternatives for developing a rebuilding plan for northern albacore
were published in a proposed rule issued on May 24, 2000 (65 FR 33519),
and were discussed in the EA/RIR/IRFA prepared for that proposed rule.
In the final rule (December 12, 2000; 65 FR 77523), NMFS indicated
that, in establishing the foundation for an international rebuilding
program, it would work through ICCAT to adopt a target stock size
together with a time frame for rebuilding that included flexibility.
Since the final rule, the U.S delegation to ICCAT has advocated a TAC
for northern albacore tuna set at a level less than the current
estimate of replacement yield (34,500 mt ww). Other ICCAT members have
not shared the U.S. position that immediate catch reductions were
needed to rebuild the spawning stock biomass to levels that would
support MSY. Consequently, ICCAT has responded by adopting a series of
recommendations (annually for 2000-2003) to set a TAC at the
replacement yield level of 34,500 mt through 2006, together with
country specific allocations in order to control compliance. In
addition, the 1998 recommendation on limiting vessel capacity for
northern albacore tuna has remained in force. Irrespective of the
established TAC, reported catches have been significantly below the
replacement yield level in recent years. Major harvesters (European
Union countries) have attributed the decline in catches to gear changes
(shifting from banned gillnets to trolling) and to availability (fish
concentrations further offshore under prevailing oceanographic
conditions) rather than further declines in abundance. If true, the low
catches in recent years may have allowed some rebuilding to occur.
Depending on the results of the scheduled 2007 stock assessment, the
United States will continue to seek an international northern albacore
tuna rebuilding program with a target stock level, a time table, and
reference points. Because the formal rebuilding plan was not included
in the 1999 Atlantic Tunas, Swordfish, and Sharks FMP, it is considered
here for inclusion in the FMP. NMFS considered three different
alternatives: establish a foundation for an international rebuilding
program (the preferred alternative), no action, and establish a
unilateral rebuilding plan. No regulatory text is proposed or required
for this alternative. Regulatory text would be proposed, as warranted,
once a international rebuilding plan is established.
ICCAT has determined that the northern albacore tuna stock is below
the biomass necessary to sustain maximum sustainable yield (MSY).
Management advice from ICCAT's Standing Committee for Research and
Statistics (SCRS) noted a stable stock at annual catches of 34,500
metric tons (mt) whole weight (ww), while spawning stock biomass could
be
[[Page 48810]]
increased if catches do not exceed 31,000 mt ww. Since ICCAT's
recommendation establishing a TAC was issued in 2000, the United States
has annually taken less than two percent of the recorded total annual
international landings, averaging 416 mt ww a year. This average is
well below the United States annual TAC allocation of 607 mt ww, which
has not been exceeded in any year.
The preferred alternative would seek to establish a foundation that
can be used in negotiations with ICCAT to develop a rebuilding program
for Atlantic northern albacore tuna, including targets for recovery,
fishing mortality rate limits, and explicit interim milestones
expressed in terms of measurable improvements of the stock. If
successful, an Atlantic-wide revised TAC for northern albacore tuna,
along with other conservation and management measures, would be adopted
by ICCAT to rebuild the stock. The United States would then implement
the ICCAT Rebuilding Program for albacore through appropriate measures
(such as quotas, effort limitations, size and retention limits), in
concert with the ICCAT recommendations, in the domestic fisheries.
The United States is responsible for only two percent of Atlantic-
wide albacore landings; thus, the rebuilding plan would rely heavily on
international cooperation and compliance with management measures. U.S.
domestic fleets could experience short term negative economic impacts
if harvest or effort restrictions become necessary; however, under
current effort levels, the United States fleet would have to be
restricted by more than 25 percent on average of the current TAC before
an impact would be felt. If minimum size or retention limits were part
of the ICCAT rebuilding plan, the United States pelagic longline fleet
could be negatively impacted by having to discard a portion of the
albacore catch. This may also result in an increase of dead discards if
individual fish do not survive capture and release. The recreational
fleet could also be impacted, as catch limitations might have a
negative impact on the angler consumer surplus, but the extent is
unknown, as many recreational trips targeting albacore often target
other tunas or coastal pelagic species. This also may result in an
increase of dead discards. The other alternatives of no action or
unilateral action are not expected to rebuild northern albacore tuna.
Thus, they are not preferred.
B. Finetooth Sharks
Finetooth sharks are small coastal sharks (SCS) found in shallow,
inshore waters of the south Atlantic and Gulf of Mexico. The 2002 stock
assessment for SCS determined that overfishing of finetooth sharks is
occurring but that other species in the SCS complex were not overfished
or experiencing overfishing. The next SCS stock assessment will take
place in 2007. These sharks are primarily caught with gillnet, bottom
longline, or recreational gear.
There are currently only five vessels that specifically target
sharks with gillnet gear in the South Atlantic. These vessels
contribute less than 10 percent to the overall commercial finetooth
shark landings. The majority of finetooth shark landings are occurring
in other commercial fisheries that are not targeting sharks but landing
them incidentally to other species. These fisheries include fisheries
in state waters, fisheries managed by the Regional Fishery Management
Councils, Interstate Marine Fisheries Commissions, and/or fisheries
that are not currently managed by either state or Federal regulations.
NMFS considered four alternatives to address overfishing of finetooth
sharks.
Under the preferred alternative, NMFS would identify sources of
finetooth shark fishing mortality by: (1) contacting the Atlantic
Fishery Management Councils, Interstate Marine Fisheries Commissions,
and states to collect more data on finetooth landings outside of HMS
fisheries, (2) expanding existing observer coverage in the existing
directed shark gillnet fishery observer program to include all
incidental and directed shark permit holders fishing with gillnet gear,
and (3) ensuring that finetooth sharks are included as a select species
for bycatch sampling in the shrimp trawl fishery observer program. NMFS
would use this information on how and by whom finetooth sharks are
caught and/or landed, in a new stock assessment and in guiding
additional management measures. No regulatory text is proposed or
required for this alternative at this time. Regulatory text would be
proposed, as warranted, in a separate rulemaking.
The no action alternative would not result in obtaining the
additional information on finetooth shark landings necessary to
determine which fisheries may be contributing to fishing mortality.
This alternative would result in negative ecological impacts because it
would not enable NMFS to determine which fisheries are catching
finetooth sharks.
NMFS also considered an alternative enacting commercial management
measures including trip limits, a reduction in the SCS quota, closing
the directed shark gillnet fishery, and/or gear restrictions. These
measures could result in additional dead discards as finetooth sharks
are susceptible to a broad range of gillnet mesh sizes, are generally
dead at harvest, and appear to be caught in gillnet fisheries that are
not targeting sharks and that would continue to fish for their target
species while discarding finetooth sharks. Reducing the SCS quota would
have limited conservation benefits as finetooth sharks only comprise 35
percent of commercial landings and the SCS quota is not fully utilized.
Based on comprehensive observer data, the five vessels that use gillnet
gear to target sharks are only responsible for a small portion of the
finetooth shark fishing mortality. Therefore, closing this fishery
would not likely prevent overfishing. Under this alternative, fishermen
targeting sharks would likely experience economic impacts as a result
of having to switch gear, having to spend more time traveling to and
from offloading sites as a result of reduced soak times or a trip
limit, or as a result of being prevented from fishing.
NMFS considered a fourth alternative that would require the use of
circle hooks on recreational trips targeting SCS and/or increasing the
minimum size for finetooth sharks. NMFS does not have any conclusive
evidence that use of circle hooks would decrease post hooking mortality
of sharks, although, they have proven effective at reducing post
hooking mortality for other HMS species. Thus, NMFS is not preferring
this alternative, but is encouraging recreational fishermen to use
circle hooks and is considering requiring the use of circle hooks in
billfish tournaments (see Section C Atlantic Billfish below). Finetooth
sharks only comprise 1.5 percent of the recreational harvest of SCS,
therefore, measures directed at the recreational fishery would likely
have limited conservation benefits especially since the current minimum
size limit is already above the total length at which finetooth sharks
are sexually mature. The commercial and recreational management
measures described in the non-preferred alternatives may be necessary
once NMFS has determined which fisheries are contributing to finetooth
shark fishing mortality and/or further information on finetooth shark
status is attained.
[[Page 48811]]
C. Atlantic Billfish
Atlantic blue and white marlin are overfished with overfishing
continuing. West Atlantic sailfish are also overfished. The most recent
stock assessments for Atlantic blue and white marlin indicate that
total marlin stock abundance is at approximately 40 percent and 12
percent, respectively, of biomass levels necessary to support maximum
sustainable yield (BMSY). The assessments further indicate
that the fishing mortality rates for Atlantic blue and white marlin are
estimated to be approximately 4 and 8.25 times higher, respectively,
than rates which would allow achievement of the maximum sustainable
yield (FMSY). The most recent stock assessment for west
Atlantic sailfish was unable to estimate BMSY or
FMSY, however the assessment considered current catch levels
sustainable. Current Atlantic-wide stock status of Atlantic blue and
white marlin, including biomass levels and fishing mortality rates, as
per the most recent population assessments, do not appear to be
consistent with achieving domestic management goals of 1.3 BMSY
for Atlantic blue and white marlin. The United States is proposing
management measures that will help in achieving this goal, and will
continue to work with ICCAT on Atlantic billfish rebuilding efforts.
Given the primarily catch-and-release nature of the U.S.
recreational Atlantic billfish fishery, and the resultant low level of
domestic landings, it is appropriate to focus management efforts on
reducing aggregate fishing mortality, including post-release mortality
and mortalities associated with landings, rather than reducing landings
alone. The proposed management measures are anticipated to provide
further reductions in domestic billfish mortalities in the directed
recreational Atlantic billfish fishery while minimizing and mitigating
adverse socio-economic impacts to the extent practicable. These
proposed management measures are described below under: gear
restrictions and landings restrictions.
i. Gear Restrictions
NMFS considered three gear restriction alternatives, including a no
action alternative. NMFS is proposing at 50 CFR 635.21(e)(2) to limit
participants in Atlantic billfish tournaments to deploying only non-
offset circle hooks when using natural bait or natural bait/artificial
lure combinations, effective January 1, 2007, to December 31, 2011.
This would mean that no person participating in an HMS fishing
tournament for Atlantic billfish would be allowed to deploy a J-hook or
offset circle hook in combination with natural bait or a natural bait/
artificial lure arrangement.
Circle hooks have been shown to significantly reduce injuries and
post-release mortality as compared to J-hooks for billfish and other
species. Under certain assumptions, NMFS estimates that requiring
circle hooks with natural bait or natural bait/artificial lure rigs in
billfish tournaments could provide a 23-percent absolute reduction in
the post-release mortality rate for white marlin released in
tournaments, which equates to a 65.7-percent reduction relative to J-
hooks. Again, under certain assumptions, requiring circle hooks could
result in an estimated 302 Atlantic white marlin surviving a catch-and-
release event during an average year, that would otherwise be expected
to die after release. NMFS anticipates that this alternative would also
provide unquantified positive mortality benefits for other species with
which billfish tournament participants interact, including, but not
limited to, sailfish, blue marlin, tunas, dolphin, and wahoo.
Additional ecological benefits may also accrue outside of tournaments
as anglers become proficient and comfortable with circle hooks and
increase voluntary use outside of tournaments.
NMFS anticipates that socio-economic impacts of this alternative
would be limited. Hooks represent a minor capital investment relative
to other costs associated with participating in the billfish fishery.
NMFS estimates that requiring circle hooks may result in a minor
positive economic impact for billfish tournament participants as
information suggests that circle hooks cost slightly less than
comparable J-hooks, on average. Impacts on hook manufacturers,
retailers, and anglers would also likely be limited given that J-hooks
would still be permitted outside of tournaments, and within tournaments
if paired with artificial lures. Further, the delay in date of
effectiveness should provide anglers, hook manufacturers, and hook
retailers, adequate time to utilize stocks of J-hooks that might
otherwise be used by, or sold to, tournament participants.
The preferred alternative would allow Atlantic billfish tournament
participants to continue to use J-hooks with artificial lures on the
same trip that they are using circle hooks with natural bait. NMFS
received public comment during scoping and on the predraft document
that fishermen tend to target white marlin and sailfish with natural
baits while either drifting or slow trolling and target blue marlin by
trolling at a higher rate of speed with the fish striking at the lure.
What is known about hooking mechanics, as well as fishing practices and
feeding preferences for blue marlin, indicates that trolling circle
hooks at high speed would likely be ineffective at capturing these
striking fish. Blue marlin are more likely to be captured as they
strike at a fast moving lure, as opposed to deeply ingesting a bait or
lure. This is believed to result in increased rates of hooking in the
mouth or jaw with less resultant damage to vital tissues or internal
organs and, ultimately, lower rates of post-release mortality. Known
rates of post-release mortality for Atlantic white and blue marlin
captured on recreational gear using J-hooks, 35 percent and 11 percent,
respectively, supports this contention. As such, NMFS is not proposing
to eliminate the use of J-hooks with artificial lures.
The no action alternative would maintain existing recreational
management measures such as minimum sizes, limiting allowable gear to
rod and reel only, permitting requirements, and reporting requirements.
As described above, these measures, in addition to those on the
commercial fishery, have not been effective at to reducing fishing
mortality to the appropriate levels. As such, additional actions,
including international actions, are needed. Furthermore, while minimum
size limits can constrain landings and associated mortalities by
limiting the universe of potential fish that qualify for landing, they
have little effect on post-release mortality.
NMFS also considered requiring circle hooks with natural baits for
all participants in all segments of HMS recreational fisheries. While
this alternative could reduce mortality rates on billfish, it was not
preferred at this time because there are only limited data on the
impacts of circle hooks on other HMS species, including effects on
post-release mortality and catch rates. As such, the impacts of this
alternative on anglers targeting species other than billfish could not
be adequately analyzed at this time. As billfish anglers become more
familiar with circle hooks and begin using them to target other HMS,
NMFS will likely gather additional information on any potential impacts
on other species. Similar to the preferred alternative, this
alternative would allow anglers to continue to use J-hooks with
artificial lures.
ii. Landings Restrictions
Currently, NMFS has no measures in place, other than minimum sizes,
that directly limit landings of Atlantic
[[Page 48812]]
billfish in the Atlantic directed billfish fishery. NMFS considered six
alternatives, including no action, and is preferring two alternatives
that could limit landings in the directed Atlantic billfish fishery and
the mortality associated with such landings, consistent with
international obligations. The first preferred alternative would codify
at 50 CFR 635.27 an international recommendation on recreational
billfish landing limits. The second preferred alternative would allow a
catch-and-release only fishery for Atlantic white marlin for five
years, effective in 2007 (see proposed regulations at 50 CFR 635.20,
635.22, and 635.30).
At the 2000 ICCAT annual meeting, the United States agreed to limit
recreational landings of Atlantic blue and white marlin to 250 fish,
combined, on an annual basis. To codify and implement this
recommendation, the first preferred alternative would provide for
inseason minimum size adjustments, effective January 1, 2007. The
current minimum size limits restrict marlin landings by reducing the
pool of available legal-sized fish. However, increased effort or
changes in angler behavior could result in increased landings and
mortality. Under this alternative, NMFS could increase the minimum size
of Atlantic blue and white marlin, if necessary, to between 117 - 138
inches (297 - 350.5 cm) and 70 - 79 inches (178 - 201 cm),
respectively, during a fishing year to slow landings.
Allowing for inseason minimum size increases could minimize
potential adverse socio-economic impacts on late season tournament
operators and fishery participants by slowing landing rates and
allowing landings to continue over the entire fishing year.
Nevertheless, if the 250-marlin limit is achieved or projected to be
achieved, despite inseason increases in size limits, no Atlantic blue
or white marlin would be permitted to be taken, retained, or possessed
from the date at which the limit is achieved or projected to be
achieved. Minimum size limits would return to the current minimum size
limits at the start of the subsequent fishing year. Possession of
marlin would also be permitted at the start of the next fishing year,
subject to the 250-limit adjusted for any prior overharvest. Consistent
with ICCAT recommendations, NMFS would subtract any overharvest from
the subsequent fishing year's landing limit and may carryover any
underharvest to the subsequent fishing year.
Prior to the start of each fishing year, NMFS would file with the
Office of the Federal Register an action establishing the annual
landing limit for recreationally-caught Atlantic blue and white marlin.
The need for inseason action and the specific action taken (minimum
size increase or shift to catch-and-release) would be based upon a
review of landings, time remaining until conclusion of the current
fishing year, current and historical landings trends, and any other
relevant factors. Inseason adjustments would be made by filing an
adjustment with the Office of the Federal Register. In no case should
the adjustments be effective less than five days after the date of
publication.
Codification of ICCAT landing limits for Atlantic blue and white
marlin, as well as the attendant compliance mechanisms and carryover
procedures, are anticipated to have limited positive ecological
impacts, in and of themselves, given the relatively low level of known
United States landings. The United States was within the marlin landing
limit for two of three reported years, and the 2002 exceedence was
fully offset by carrying forward prior underharvest. These regulations
may prevent otherwise unrestricted future increases in mortalities
associated with known landings.
Difficulties associated with quantifying current marlin landings,
uncertainty regarding the number of marlin fishermen and absolute
effort, and uncertainty regarding changes in angler behavior when faced
with increased minimum sizes or a catch-and-release fishery make
quantifying the potential socio-economic impacts of this alternative
difficult. Nevertheless, NMFS