Request for Burden Reduction Recommendations; Rules Relating to Banking Operations; Directors, Officers and Employees; and Rules of Procedure; Economic Growth and Regulatory Paperwork Reduction Act of 1996 Review, 46779-46785 [05-15923]
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46779
Proposed Rules
Federal Register
Vol. 70, No. 154
Thursday, August 11, 2005
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
DEPARTMENT OF AGRICULTURE
Farm Service Agency
7 CFR Part 762
RIN 0560–AG46
Interest Assistance Program
AGENCY: Farm Service Agency, USDA.
ACTION: Proposed rule; correction and
extension of comment period.
SUMMARY: This document corrects the email address for submission of public
comments on the proposed rule
regarding the Farm Service Agency’s
(FSA’s) Interest Assistance Program
published June 22, 2005, and extends
the comment period to ensure that all
public comments are received by the
Agency. The original comment period
for the proposed rule closes on August
22, 2005, and FSA is extending it until
September 6, 2005. Respondents who
sent comments to the earlier e-mail
address are encouraged to contact the
person named below to find out if their
comments were received and re-submit
them to the e-mail address below if
necessary.
DATES: The comment due date for the
proposed rule published June 22, 2005
(70 FR 36055), is extended from August
22, 2005, to September 6, 2005.
FOR FURTHER INFORMATION CONTACT:
Tracy L. Jones, Senior Loan Officer,
Farm Service Agency; telephone: (202)
720–6771; facsimile: (202) 720–6797; Email: Tracy.Jones@wdc.usda.gov.
Persons with disabilities who require
alternative means for communication
(Braille, large print, audio tape, etc.)
should contact the USDA Target Center
at (202) 720–2600 (voice and TDD). All
comments and supporting documents
on this rule may be viewed by
contacting the information contact. All
comments received, including names
and addresses, will become a matter of
public record.
SUPPLEMENTARY INFORMATION: (1) This
document corrects the proposed rule
regarding FSA’s Interest Assistance
Program published June 22, 2005 (70 FR
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36055–36060). Due to a computer
system upgrade in FSA, some e-mail
addresses were changed and, while the
original addresses still work in most
cases, some e-mail may not be received
by the correct person. Accordingly, in
the proposed rule, in the first column,
in the ADDRESSES section, the e-mail
address shown,
‘‘Tracy_Jones@wdc.usda.gov’’ is
corrected to read
‘‘Tracy.Jones@wdc.usda.gov.’’
(2) As a result of the correction, this
document also extends the comment
period until September 6, 2005 in order
to ensure that the public can submit
timely comments.
Signed in Washington, DC, on August 5,
2005.
Thomas B. Hofeller,
Acting Administrator, Farm Service Agency.
[FR Doc. 05–15864 Filed 8–10–05; 8:45 am]
BILLING CODE 3410–05–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
12 CFR Chap. I
[Docket No. 05–15]
BOARD OF GOVERNORS OF THE
FEDERAL RESERVE SYSTEM
12 CFR Chap. II
[Docket No. OP–1232]
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Chap. III
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
System (Board); Federal Deposit
Insurance Corporation (FDIC); and
Office of Thrift Supervision (OTS),
Treasury.
Notice of regulatory review;
request for comments.
ACTION:
SUMMARY: The OCC, Board, FDIC, and
OTS (‘‘we’’ or ‘‘the Agencies’’) are
reviewing our regulations to identify
outdated, unnecessary, or unduly
burdensome regulatory requirements
pursuant to the Economic Growth and
Regulatory Paperwork Reduction Act of
1996 (EGRPRA). Today, we request your
comments and suggestions on ways to
reduce burden in rules we have
categorized as Banking Operations;
Directors, Officers and Employees; and
Rules of Procedure. All comments are
welcome. We specifically invite
comment on the following issues:
whether statutory changes are needed;
whether the regulations contain
requirements that are not needed to
serve the purposes of the statutes they
implement; the extent to which the
regulations may adversely affect
competition; whether the cost of
compliance associated with reporting,
recordkeeping, and disclosure
requirements, particularly on small
institutions, is justified; whether any
regulatory requirements are inconsistent
or redundant; and whether any
regulations are unclear.
We will analyze the comments
received and propose burden-reducing
changes to our regulations where
appropriate. Some of your suggestions
for burden reduction might require
legislative changes. Where legislative
changes would be required, we will
consider your suggestions in
recommending appropriate changes to
Congress.
Written comments must be
received no later than November 9,
2005.
DATES:
12 CFR Chap. V
[No. 2005–26]
You may submit comments
by any of the following methods:
EGRPRA Web site: https://
www.EGRPRA.gov.
• Comments submitted at the
Agencies’ joint Web site will
automatically be distributed to all the
Agencies. Comments received at the
EGRPRA Web site and by other means
will be posted on the Web site to the
extent possible.
ADDRESSES:
Request for Burden Reduction
Recommendations; Rules Relating to
Banking Operations; Directors,
Officers and Employees; and Rules of
Procedure; Economic Growth and
Regulatory Paperwork Reduction Act
of 1996 Review
AGENCIES: Office of the Comptroller of
the Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
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Federal Register / Vol. 70, No. 154 / Thursday, August 11, 2005 / Proposed Rules
Individual agency addresses: You are
also welcome to submit comments to
the Agencies at the following contact
points (due to delays in paper mail
delivery in the Washington area,
commenters may prefer to submit their
comments by alternative means):
OCC: You may submit comments,
identified by [docket ##], by any of the
following methods:
• E-mail:
regs.comments@occ.treas.gov. Include
[docket ##] in the subject line of the
message. Please include your name and
address.
• Fax: (202) 874–4448.
• Mail: Public Information Room,
Office of the Comptroller of the
Currency, 250 E Street, SW., Mailstop
1–5, Washington, DC 20219. Attention:
Docket ##.
Public Inspection: You may inspect
and photocopy comments at the Public
Information Room. You can make an
appointment to inspect the comments
by calling (202) 874–5043.
Board: You may submit comments,
identified by Docket Number ##, by any
of the following methods:
• Agency Web site: https://
www.federalreserve.gov. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-mail:
regs.comments@federalreserve.gov.
Include docket number in the subject
line of the message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Jennifer J. Johnson, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue, NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at https://
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm, as submitted,
except as necessary for technical
reasons. Accordingly, your comments
will not be edited to remove any
identifying or contact information.
Public comments may also be viewed
electronically or in paper in Room MP–
500 of the Board’s Martin Building (20th
and C Streets, NW.) between 9 a.m. and
5 p.m. on weekdays.
FDIC: You may submit comments,
identified as EGRPRA burden reduction
comments, by any of the following
methods:
• Agency Web site: https://
www.fdic.gov/regulations/laws/federal/
propose.html.
• E-mail: comments@fdic.gov.
Include ‘‘EGRPRA burden reduction
comment’’ in the subject line of the
message.
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• Mail: Robert E. Feldman, Executive
Secretary, Federal Deposit Insurance
Corporation, 550 17th Street, NW.,
Washington, DC 20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street) on business days
between 7 a.m. and 5 p.m.
Public Inspection: You may inspect
comments at the FDIC Public
Information Center, Room 100, 801 17th
Street, NW., between 9 a.m. and 4:30
p.m. on business days.
OTS: You may submit comments,
identified by ‘‘No. ##.’’ by any of the
following methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-Mail:
regs.comments@ots.treas.gov. Include
‘‘No. ##’’ in the subject line of the
message, and provide your name and
telephone number.
• Fax: (202) 906–6518.
• Mail: Regulation Comments, Chief
Counsel’s Office, Office of Thrift
Supervision, 1700 G Street, NW.,
Washington, DC 20552.
• Hand Delivery: Comments may be
hand delivered to the Guard’s Desk, East
Lobby Entrance, 1700 G Street, NW.,
from 9 a.m. to 4 p.m. on business days,
Attention: Regulation Comments, Chief
Counsel’s Office.
Public Inspection: OTS will post
comments and the related index on the
OTS Internet Site at https://
www.ots.treas.gov/
pagehtml.cfm?catNumber=67&an=1. In
addition, you may inspect comments at
the Public Reading Room, 1700 G Street,
NW., by appointment. To make an
appointment for access, call (202) 906–
5922, send an e-mail to
public.info@ots.treas.gov, or send a fax
to (202) 906–7755. (Please identify the
material you would like to inspect to
assist us in serving you.) OTS schedules
appointments on business days between
10 a.m. and 4 p.m. In most cases,
appointments will be available the next
business day following the date OTS
receives a request.
FOR FURTHER INFORMATION CONTACT:
OCC
• Heidi Thomas, Special Counsel,
Legislative and Regulatory Activities
Division, (202) 874–5090.
• Lee Walzer, Counsel, Legislative
and Regulatory Activities Division,
(202) 874–5090.
Board:
• Patricia A. Robinson, Assistant
General Counsel, Legal Division, (202)
452–3005.
• Michael J. O’Rourke, Counsel, Legal
Division, (202) 452–3288.
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• John C. Wood, Counsel, Division of
Consumer and Community Affairs, (202)
452–2412.
• Kevin H. Wilson, Supervisory
Financial Analyst, Division of Banking
Supervision and Regulation, (202) 452–
2362.
• For users of Telecommunications
Device for the Deaf (TDD) only, contact
(202) 263–4869.
FDIC
• Claude A. Rollin, Special Assistant
to the Vice Chairman, (202) 898–8741.
• Steven D. Fritts, Associate Director,
Division of Supervision and Consumer
Protection, (202) 898–3723.
• Ruth R. Amberg, Senior Counsel,
Legal Division, (202) 898–3736.
• Susan van den Toorn, Counsel,
Legal Division, (202) 898–8707.
OTS
• Glenn Gimble, Senior Project
Manager, Thrift Policy, Supervision
Policy, (202) 906–7158.
• Josephine Battle, Program Analyst,
Thrift Policy, Supervision Policy, (202)
906–6870.
• Karen Osterloh, Special Counsel,
Regulations and Legislation Division,
Chief Counsel’s Office, (202) 906–6639.
SUPPLEMENTARY INFORMATION:
I. Overview of the EGRPRA Review and
the Steps Taken So Far
The Agencies 1 are asking for your
comments and suggestions on ways in
which we can reduce regulatory burden
consistent with our statutory
obligations. Today, we request your
input to help us identify which
regulatory requirements in three
categories—Banking Operations;
Directors, Officers and Employees; and
Rules of Procedure—are outdated,
unnecessary, or unduly burdensome.
We list the rules in these categories in
a chart at the end of this notice. Please
send us your recommendations at our
Web site, https://www.EGRPRA.gov, or to
one of the listed addresses.
Today’s request for comment is the
fifth notice in our multi-year review of
regulations for burden reduction
required by section 2222 of EGRPRA.2
We described the EGRPRA review’s
requirements in our first EGRPRA
notice. In summary, EGRPRA requires
us to:
1 The National Credit Union Administration has
participated in planning the EGRPRA review but
has issued, and will issue, requests for comment
separately.
2 Public Law 104–208, Sept. 30, 1996, 12 U.S.C.
3311. We published our first notice in the Federal
Register on June 16, 2003, at 68 FR 35589; our
second notice on January 21, 2004, at 69 FR 2852;
our third notice on July 20, 2004, at 69 FR 43347;
and our fourth notice on February 3, 2005, at 70 FR
5571. You may view the notices at our Web site,
https://www.EGRPRA.gov.
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• Categorize our regulations by type.
• Publish the regulations by category
to request comments on which
regulations contain requirements that
are: outdated, unnecessary, or unduly
burdensome.
• Publish a summary of those
comments.
• Eliminate unnecessary regulations
to the extent appropriate.
• Report to Congress: summarizing
the significant issues raised and their
relative merits and analyzing whether
legislative change is required to reduce
burden.
The first publication and review cycle
must be completed by September 2006.
The regulatory response and report to
Congress will occur after the publication
cycle is finished.
We have identified 13 categories of
rules to implement our EGRPRA review.
The categories are: Applications and
Reporting; Banking Operations; Capital;
Community Reinvestment Act;
Consumer Protection: Lending Related
Rules; Consumer Protection: Account/
Deposit Relationships and
Miscellaneous Consumer Rules;
Directors, Officers and Employees;
International Operations; Money
Laundering; Powers and Activities;
Rules of Procedure; Safety and
Soundness; and Securities. You may see
the categories and the rules placed
within them at our Web site, https://
www.EGRPRA.gov.
We previously requested public
comment about possible burden
reduction in eight categories of rules.
Our June 16, 2003, notice requested
comment on three categories:
Applications and Reporting; Powers and
Activities; and International Operations.
Our January 21, 2004, notice requested
comment on Consumer Protection:
Lending Related Rules. Our July 20,
2004, notice requested comment on
Consumer Protection: Account/Deposit
Relationships and Miscellaneous
Consumer Rules. Our February 3, 2005,
notice requested comment about three
categories: Money Laundering, Safety
and Soundness, and Securities. Today,
we request comment on rules related to
Banking Operations; Directors, Officers
and Employees; and Rules of Procedure.
In addition to soliciting written
comments, we held banker outreach
meetings in Orlando, St. Louis, Denver,
San Francisco, New York City,
Nashville, Seattle, Chicago, Phoenix,
and New Orleans to hear directly from
the industry about ways the Agencies
could reduce regulatory burden. More
than 450 representatives from the
industry have attended the outreach
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meetings. The Agencies also have held
three outreach meetings with over 100
participants for representatives of
consumer and community groups to
obtain their input on regulatory burden
reduction. The consumer meetings were
held in Arlington, Virginia, San
Francisco, and Chicago. Another
consumer meeting is scheduled for
September, 2005 in Boston. These
meetings have helped focus our
regulatory burden reduction efforts. We
anticipate holding additional outreach
events this year. You may learn more
about the meetings and related
recommendations at our EGRPRA Web
site, https://www.EGRPRA.gov.
We received 19 comments in response
to the first notice, about 560 to the
second notice, over 100 to the third
notice, and 123 to the fourth notice. The
Agencies appreciate the response to our
notices and outreach meetings. The
written comments and remarks at the
meetings came from individuals, banks,
savings associations, holding
companies, industry trade groups, and
consumer and community groups. You
may view the comments at our EGRPRA
Web site, https://www.EGRPRA.gov. We
are actively reviewing the feedback
received about specific ways to reduce
regulatory burden, as well as conducting
our own analyses.
In addition, Congress has considered
various legislative proposals to reduce
burden on the financial services
industry. In 2004 and 2005,
representatives of the Agencies and
industry leaders testified before
congressional committees about these
legislative reform proposals and other
ideas for reducing burden on the
financial services industry. We will
continue to post information about
legislative and regulatory reform efforts
on our Web site.
II. Request for Comment on Rules
Related to: Banking Operations;
Directors, Officers and Employees; and
Rules of Procedure
Today, we are asking the public to
identify ways in which the rules related
to Banking Operations; Directors,
Officers and Employees; and Rules of
Procedure may be outdated,
unnecessary, or unduly burdensome. As
shown on the chart at the end of this
notice, there are 28 regulations in these
categories.
Specific issues to consider. While all
comments are welcome, we specifically
invite comment on the following issues:
A. Need for statutory change. (1) Do
any statutory requirements underlying
the rules impose unnecessary,
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redundant, conflicting or unduly
burdensome requirements? (2) Are there
less burdensome alternatives?
B. Need and purpose of the
regulations. (1) Are the regulations
consistent with the purposes of the
statutes that they implement? (2) Have
circumstances changed so that a rule is
no longer necessary or needs revision?
(3) Do changes in the financial products
and services offered to consumers and
businesses suggest a need to revise
certain regulations (or statutes)? (4) Do
any of the regulations impose
compliance burdens not required by the
statutes they implement?
C. General approach/flexibility. (1)
Would a different general approach to
regulating achieve statutory goals with
less burden? (2) Do any of these rules
impose unnecessarily inflexible
requirements?
D. Effect of the regulations on
competition. Do any of the regulations
or statutes create competitive
disadvantages for insured depository
institutions compared to the rest of the
financial services industry or
competitive disadvantages for one type
of insured depository institution over
another?
E. Reporting, recordkeeping, and
disclosure requirements. (1) Which
reporting, recordkeeping, or disclosure
requirements impose the most
compliance burdens? (2) Are any of the
reporting or recordkeeping requirements
unnecessary to demonstrate compliance
with the law?
F. Consistency and redundancy. (1)
Are any of the requirements under one
regulation inconsistent with or
duplicative of requirements under
another regulation? (2) If so, are the
inconsistencies not warranted by the
purposes of the regulations?
G. Clarity. Are any of the regulations
drafted unclearly?
H. Burden on small insured
institutions. We have particular interest
in minimizing burden on small insured
institutions (those with assets of $150
million or less). Are there appropriate
ways to amend these rules to minimize
adverse economic impact on small
insured institutions?
The Agencies appreciate the efforts of
all interested parties to help us
eliminate outdated, unnecessary, or
unduly burdensome regulatory
requirements.
BILLING CODE 4810–33; 6210–01; 6714–01; 6720–01–P
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Dated: July 18, 2005.
Julie L. Williams,
Acting Comptroller of the Currency.
DEPARTMENT OF TRANSPORTATION
By order of the Board of Governors of the
Federal Reserve System on August 1, 2005.
Jennifer J. Johnson,
Secretary of the Board.
14 CFR Part 25
Federal Aviation Administration
By order of the Board of Directors.
Federal Deposit Insurance Corporation.
Dated at Washington, DC, this 19th day of
July, 2005.
Robert E. Feldman,
Executive Secretary.
Dated: July 19, 2005.
Richard M. Riccobono,
Acting Director, Office of Thrift Supervision.
[FR Doc. 05–15923 Filed 8–10–05; 8:45 am]
BILLING CODE 4810–33; 6210–01; 6714–01; 6720–01–C
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[Docket No. NM323; Notice No. 25–05–18–
SC]
Special Conditions: Boeing Model 747–
400 Airplane; Large Non-Structural
Glass in the Passenger Compartment
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed special
conditions.
AGENCY:
SUMMARY: This action proposes special
conditions for a Boeing Model 747–400
airplane modified by Lufthansa Technik
AG. This airplane will have a novel or
unusual design feature associated with
the installation of large non-structural
glass items in the cabin area of an
executive interior occupied by
passengers and crew. The proposed
installation of these items in a passenger
compartment, which can be occupied
during taxi, takeoff, and landing, is a
novel or unusual design feature with
respect to the material used. The
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applicable airworthiness regulations do
not contain adequate or appropriate
safety standards for this design feature.
These proposed special conditions
contain the additional safety standards
that the Administrator considers
necessary to establish a level of safety
equivalent to that established by the
existing airworthiness standards.
DATES: Comments must be received on
or before September 12, 2005.
ADDRESSES: Comments on this proposal
may be mailed in duplicate to: Federal
Aviation Administration, Transport
Airplane Directorate, Attention: Rules
Docket (ANM–113), Docket No. NM323,
1601 Lind Avenue SW., Renton,
Washington 98055–4056; or delivered in
duplicate to the Transport Airplane
Directorate at that address. All
comments must be marked: Docket No.
NM323. Comments may be inspected in
the Rules Docket weekdays, except
Federal holidays, between 7:30 a.m. and
4 p.m.
FOR FURTHER INFORMATION CONTACT:
Alan Sinclair, Airframe/Cabin Safety
Branch, ANM–115, Transport Airplane
Directorate, Aircraft Certification
Service, 1601 Lind Avenue SW.,
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Agencies
[Federal Register Volume 70, Number 154 (Thursday, August 11, 2005)]
[Proposed Rules]
[Pages 46779-46785]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-15923]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the Currency
12 CFR Chap. I
[Docket No. 05-15]
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
12 CFR Chap. II
[Docket No. OP-1232]
FEDERAL DEPOSIT INSURANCE CORPORATION
12 CFR Chap. III
DEPARTMENT OF THE TREASURY
Office of Thrift Supervision
12 CFR Chap. V
[No. 2005-26]
Request for Burden Reduction Recommendations; Rules Relating to
Banking Operations; Directors, Officers and Employees; and Rules of
Procedure; Economic Growth and Regulatory Paperwork Reduction Act of
1996 Review
AGENCIES: Office of the Comptroller of the Currency (OCC), Treasury;
Board of Governors of the Federal Reserve System (Board); Federal
Deposit Insurance Corporation (FDIC); and Office of Thrift Supervision
(OTS), Treasury.
ACTION: Notice of regulatory review; request for comments.
-----------------------------------------------------------------------
SUMMARY: The OCC, Board, FDIC, and OTS (``we'' or ``the Agencies'') are
reviewing our regulations to identify outdated, unnecessary, or unduly
burdensome regulatory requirements pursuant to the Economic Growth and
Regulatory Paperwork Reduction Act of 1996 (EGRPRA). Today, we request
your comments and suggestions on ways to reduce burden in rules we have
categorized as Banking Operations; Directors, Officers and Employees;
and Rules of Procedure. All comments are welcome. We specifically
invite comment on the following issues: whether statutory changes are
needed; whether the regulations contain requirements that are not
needed to serve the purposes of the statutes they implement; the extent
to which the regulations may adversely affect competition; whether the
cost of compliance associated with reporting, recordkeeping, and
disclosure requirements, particularly on small institutions, is
justified; whether any regulatory requirements are inconsistent or
redundant; and whether any regulations are unclear.
We will analyze the comments received and propose burden-reducing
changes to our regulations where appropriate. Some of your suggestions
for burden reduction might require legislative changes. Where
legislative changes would be required, we will consider your
suggestions in recommending appropriate changes to Congress.
DATES: Written comments must be received no later than November 9,
2005.
ADDRESSES: You may submit comments by any of the following methods:
EGRPRA Web site: https://www.EGRPRA.gov.
Comments submitted at the Agencies' joint Web site will
automatically be distributed to all the Agencies. Comments received at
the EGRPRA Web site and by other means will be posted on the Web site
to the extent possible.
[[Page 46780]]
Individual agency addresses: You are also welcome to submit
comments to the Agencies at the following contact points (due to delays
in paper mail delivery in the Washington area, commenters may prefer to
submit their comments by alternative means):
OCC: You may submit comments, identified by [docket
], by any of the following methods:
E-mail: regs.comments@occ.treas.gov. Include [docket
] in the subject line of the message. Please include
your name and address.
Fax: (202) 874-4448.
Mail: Public Information Room, Office of the Comptroller
of the Currency, 250 E Street, SW., Mailstop 1-5, Washington, DC 20219.
Attention: Docket .
Public Inspection: You may inspect and photocopy comments at the
Public Information Room. You can make an appointment to inspect the
comments by calling (202) 874-5043.
Board: You may submit comments, identified by Docket Number
, by any of the following methods:
Agency Web site: https://www.federalreserve.gov. Follow the
instructions for submitting comments at https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-mail: regs.comments@federalreserve.gov. Include docket
number in the subject line of the message.
Fax: (202) 452-3819 or (202) 452-3102.
Mail: Jennifer J. Johnson, Secretary, Board of Governors
of the Federal Reserve System, 20th Street and Constitution Avenue,
NW., Washington, DC 20551.
All public comments are available from the Board's Web site at
https://www.federalreserve.gov/generalinfo/foia/ProposedRegs.cfm, as
submitted, except as necessary for technical reasons. Accordingly, your
comments will not be edited to remove any identifying or contact
information. Public comments may also be viewed electronically or in
paper in Room MP-500 of the Board's Martin Building (20th and C
Streets, NW.) between 9 a.m. and 5 p.m. on weekdays.
FDIC: You may submit comments, identified as EGRPRA burden
reduction comments, by any of the following methods:
Agency Web site: https://www.fdic.gov/regulations/laws/
federal/propose.html.
E-mail: comments@fdic.gov. Include ``EGRPRA burden
reduction comment'' in the subject line of the message.
Mail: Robert E. Feldman, Executive Secretary, Federal
Deposit Insurance Corporation, 550 17th Street, NW., Washington, DC
20429.
Hand Delivery: Comments may be hand delivered to the guard
station at the rear of the 550 17th Street Building (located on F
Street) on business days between 7 a.m. and 5 p.m.
Public Inspection: You may inspect comments at the FDIC Public
Information Center, Room 100, 801 17th Street, NW., between 9 a.m. and
4:30 p.m. on business days.
OTS: You may submit comments, identified by ``No.
.'' by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-Mail: regs.comments@ots.treas.gov. Include ``No.
'' in the subject line of the message, and provide
your name and telephone number.
Fax: (202) 906-6518.
Mail: Regulation Comments, Chief Counsel's Office, Office
of Thrift Supervision, 1700 G Street, NW., Washington, DC 20552.
Hand Delivery: Comments may be hand delivered to the
Guard's Desk, East Lobby Entrance, 1700 G Street, NW., from 9 a.m. to 4
p.m. on business days, Attention: Regulation Comments, Chief Counsel's
Office.
Public Inspection: OTS will post comments and the related index on
the OTS Internet Site at https://www.ots.treas.gov/
pagehtml.cfm?catNumber=67&an=1. In addition, you may inspect comments
at the Public Reading Room, 1700 G Street, NW., by appointment. To make
an appointment for access, call (202) 906-5922, send an e-mail to
public.info@ots.treas.gov, or send a fax to (202) 906-7755. (Please
identify the material you would like to inspect to assist us in serving
you.) OTS schedules appointments on business days between 10 a.m. and 4
p.m. In most cases, appointments will be available the next business
day following the date OTS receives a request.
FOR FURTHER INFORMATION CONTACT:
OCC
Heidi Thomas, Special Counsel, Legislative and Regulatory
Activities Division, (202) 874-5090.
Lee Walzer, Counsel, Legislative and Regulatory Activities
Division, (202) 874-5090.
Board:
Patricia A. Robinson, Assistant General Counsel, Legal
Division, (202) 452-3005.
Michael J. O'Rourke, Counsel, Legal Division, (202) 452-
3288.
John C. Wood, Counsel, Division of Consumer and Community
Affairs, (202) 452-2412.
Kevin H. Wilson, Supervisory Financial Analyst, Division
of Banking Supervision and Regulation, (202) 452-2362.
For users of Telecommunications Device for the Deaf (TDD)
only, contact (202) 263-4869.
FDIC
Claude A. Rollin, Special Assistant to the Vice Chairman,
(202) 898-8741.
Steven D. Fritts, Associate Director, Division of
Supervision and Consumer Protection, (202) 898-3723.
Ruth R. Amberg, Senior Counsel, Legal Division, (202) 898-
3736.
Susan van den Toorn, Counsel, Legal Division, (202) 898-
8707.
OTS
Glenn Gimble, Senior Project Manager, Thrift Policy,
Supervision Policy, (202) 906-7158.
Josephine Battle, Program Analyst, Thrift Policy,
Supervision Policy, (202) 906-6870.
Karen Osterloh, Special Counsel, Regulations and
Legislation Division, Chief Counsel's Office, (202) 906-6639.
SUPPLEMENTARY INFORMATION:
I. Overview of the EGRPRA Review and the Steps Taken So Far
The Agencies \1\ are asking for your comments and suggestions on
ways in which we can reduce regulatory burden consistent with our
statutory obligations. Today, we request your input to help us identify
which regulatory requirements in three categories--Banking Operations;
Directors, Officers and Employees; and Rules of Procedure--are
outdated, unnecessary, or unduly burdensome. We list the rules in these
categories in a chart at the end of this notice. Please send us your
recommendations at our Web site, https://www.EGRPRA.gov, or to one of
the listed addresses.
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\1\ The National Credit Union Administration has participated in
planning the EGRPRA review but has issued, and will issue, requests
for comment separately.
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Today's request for comment is the fifth notice in our multi-year
review of regulations for burden reduction required by section 2222 of
EGRPRA.\2\ We described the EGRPRA review's requirements in our first
EGRPRA notice. In summary, EGRPRA requires us to:
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\2\ Public Law 104-208, Sept. 30, 1996, 12 U.S.C. 3311. We
published our first notice in the Federal Register on June 16, 2003,
at 68 FR 35589; our second notice on January 21, 2004, at 69 FR
2852; our third notice on July 20, 2004, at 69 FR 43347; and our
fourth notice on February 3, 2005, at 70 FR 5571. You may view the
notices at our Web site, https://www.EGRPRA.gov.
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[[Page 46781]]
Categorize our regulations by type.
Publish the regulations by category to request comments on
which regulations contain requirements that are: outdated, unnecessary,
or unduly burdensome.
Publish a summary of those comments.
Eliminate unnecessary regulations to the extent
appropriate.
Report to Congress: summarizing the significant issues
raised and their relative merits and analyzing whether legislative
change is required to reduce burden.
The first publication and review cycle must be completed by
September 2006. The regulatory response and report to Congress will
occur after the publication cycle is finished.
We have identified 13 categories of rules to implement our EGRPRA
review. The categories are: Applications and Reporting; Banking
Operations; Capital; Community Reinvestment Act; Consumer Protection:
Lending Related Rules; Consumer Protection: Account/Deposit
Relationships and Miscellaneous Consumer Rules; Directors, Officers and
Employees; International Operations; Money Laundering; Powers and
Activities; Rules of Procedure; Safety and Soundness; and Securities.
You may see the categories and the rules placed within them at our Web
site, https://www.EGRPRA.gov.
We previously requested public comment about possible burden
reduction in eight categories of rules. Our June 16, 2003, notice
requested comment on three categories: Applications and Reporting;
Powers and Activities; and International Operations. Our January 21,
2004, notice requested comment on Consumer Protection: Lending Related
Rules. Our July 20, 2004, notice requested comment on Consumer
Protection: Account/Deposit Relationships and Miscellaneous Consumer
Rules. Our February 3, 2005, notice requested comment about three
categories: Money Laundering, Safety and Soundness, and Securities.
Today, we request comment on rules related to Banking Operations;
Directors, Officers and Employees; and Rules of Procedure.
In addition to soliciting written comments, we held banker outreach
meetings in Orlando, St. Louis, Denver, San Francisco, New York City,
Nashville, Seattle, Chicago, Phoenix, and New Orleans to hear directly
from the industry about ways the Agencies could reduce regulatory
burden. More than 450 representatives from the industry have attended
the outreach meetings. The Agencies also have held three outreach
meetings with over 100 participants for representatives of consumer and
community groups to obtain their input on regulatory burden reduction.
The consumer meetings were held in Arlington, Virginia, San Francisco,
and Chicago. Another consumer meeting is scheduled for September, 2005
in Boston. These meetings have helped focus our regulatory burden
reduction efforts. We anticipate holding additional outreach events
this year. You may learn more about the meetings and related
recommendations at our EGRPRA Web site, https://www.EGRPRA.gov.
We received 19 comments in response to the first notice, about 560
to the second notice, over 100 to the third notice, and 123 to the
fourth notice. The Agencies appreciate the response to our notices and
outreach meetings. The written comments and remarks at the meetings
came from individuals, banks, savings associations, holding companies,
industry trade groups, and consumer and community groups. You may view
the comments at our EGRPRA Web site, https://www.EGRPRA.gov. We are
actively reviewing the feedback received about specific ways to reduce
regulatory burden, as well as conducting our own analyses.
In addition, Congress has considered various legislative proposals
to reduce burden on the financial services industry. In 2004 and 2005,
representatives of the Agencies and industry leaders testified before
congressional committees about these legislative reform proposals and
other ideas for reducing burden on the financial services industry. We
will continue to post information about legislative and regulatory
reform efforts on our Web site.
II. Request for Comment on Rules Related to: Banking Operations;
Directors, Officers and Employees; and Rules of Procedure
Today, we are asking the public to identify ways in which the rules
related to Banking Operations; Directors, Officers and Employees; and
Rules of Procedure may be outdated, unnecessary, or unduly burdensome.
As shown on the chart at the end of this notice, there are 28
regulations in these categories.
Specific issues to consider. While all comments are welcome, we
specifically invite comment on the following issues:
A. Need for statutory change. (1) Do any statutory requirements
underlying the rules impose unnecessary, redundant, conflicting or
unduly burdensome requirements? (2) Are there less burdensome
alternatives?
B. Need and purpose of the regulations. (1) Are the regulations
consistent with the purposes of the statutes that they implement? (2)
Have circumstances changed so that a rule is no longer necessary or
needs revision? (3) Do changes in the financial products and services
offered to consumers and businesses suggest a need to revise certain
regulations (or statutes)? (4) Do any of the regulations impose
compliance burdens not required by the statutes they implement?
C. General approach/flexibility. (1) Would a different general
approach to regulating achieve statutory goals with less burden? (2) Do
any of these rules impose unnecessarily inflexible requirements?
D. Effect of the regulations on competition. Do any of the
regulations or statutes create competitive disadvantages for insured
depository institutions compared to the rest of the financial services
industry or competitive disadvantages for one type of insured
depository institution over another?
E. Reporting, recordkeeping, and disclosure requirements. (1) Which
reporting, recordkeeping, or disclosure requirements impose the most
compliance burdens? (2) Are any of the reporting or recordkeeping
requirements unnecessary to demonstrate compliance with the law?
F. Consistency and redundancy. (1) Are any of the requirements
under one regulation inconsistent with or duplicative of requirements
under another regulation? (2) If so, are the inconsistencies not
warranted by the purposes of the regulations?
G. Clarity. Are any of the regulations drafted unclearly?
H. Burden on small insured institutions. We have particular
interest in minimizing burden on small insured institutions (those with
assets of $150 million or less). Are there appropriate ways to amend
these rules to minimize adverse economic impact on small insured
institutions?
The Agencies appreciate the efforts of all interested parties to
help us eliminate outdated, unnecessary, or unduly burdensome
regulatory requirements.
BILLING CODE 4810-33; 6210-01; 6714-01; 6720-01-P
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Dated: July 18, 2005.
Julie L. Williams,
Acting Comptroller of the Currency.
By order of the Board of Governors of the Federal Reserve System
on August 1, 2005.
Jennifer J. Johnson,
Secretary of the Board.
By order of the Board of Directors.
Federal Deposit Insurance Corporation.
Dated at Washington, DC, this 19th day of July, 2005.
Robert E. Feldman,
Executive Secretary.
Dated: July 19, 2005.
Richard M. Riccobono,
Acting Director, Office of Thrift Supervision.
[FR Doc. 05-15923 Filed 8-10-05; 8:45 am]
BILLING CODE 4810-33; 6210-01; 6714-01; 6720-01-C