National Source Tracking of Sealed Sources, 43646-43659 [05-14919]
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43646
Proposed Rules
Federal Register
Vol. 70, No. 144
Thursday, July 28, 2005
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 20, 32, and 150
RIN: 3150–AH48
National Source Tracking of Sealed
Sources
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
AGENCY:
SUMMARY: The Nuclear Regulatory
Commission (NRC) is proposing to
amend its regulations to implement a
National Source Tracking System for
certain sealed sources. The proposed
amendments would require licensees to
report certain transactions involving
these sealed sources to the National
Source Tracking System. These
transactions would include
manufacture, transfer, receipt, or
disposal of the nationally tracked
source. The proposed amendment
would also require each licensee to
provide its initial inventory of
nationally tracked sources to the
National Source Tracking System and
annually verify and reconcile the
information in the system with the
licensee’s actual inventory. In addition,
the proposed amendment would require
manufacturers to assign a unique serial
number to each nationally tracked
source.
DATES: Submit comments on the rule by
October 11, 2005. Submit comments
specific to the information collections
aspects of this rule by August 29, 2005.
Comments received after the above
dates will be considered if it is practical
to do so, but assurance of consideration
cannot be given to comments received
after these dates.
ADDRESSES: You may submit comments
by any one of the following methods.
Please include the following number
(RIN 3150–AH48) in the subject line of
your comments. Comments on
rulemakings submitted in writing or in
electronic form will be made available
to the public in their entirety on the
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NRC rulemaking Web site. Personal
information will not be removed from
your comments.
Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If
you do not receive a reply e-mail
confirming that we have received your
comments, contact us directly at (301)
415–1966. You may also submit
comments via the NRC’s rulemaking
Web site at https://ruleforum.llnl.gov.
Address questions about our rulemaking
Web site to Carol Gallagher (301) 415–
5905; e-mail cag@nrc.gov. Comments
can also be submitted via the Federal
Rulemaking Portal https://
www.regulations.gov.
Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m.
Federal workdays. (Telephone (301)
415–1966).
Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at (301)
415–1101.
You may submit comments on the
information collections by the methods
indicated in the Paperwork Reduction
Act Statement.
Publicly available documents related
to this rulemaking may be examined
and copied for a fee at the NRC’s Public
Document Room (PDR), Public File Area
O1 F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland.
Selected documents, including
comments, can be viewed and
downloaded electronically via the NRC
rulemaking Web site at https://
ruleforum.llnl.gov.
Publicly available documents created
or received at the NRC after November
1, 1999, are available electronically at
the NRC’s Electronic Reading Room at
https://www.nrc.gov/NRC/ADAMS/
index.html. From this site, the public
can gain entry into the NRC’s
Agencywide Document Access and
Management System (ADAMS), which
provides text and image files of NRC’s
public documents. If you do not have
access to ADAMS or if there are
problems in accessing the documents
located in ADAMS, contact the NRC
Public Document Room (PDR) Reference
staff at 1–800–397–4209, 301–415–4737
or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT:
Merri Horn, Office of Nuclear Material
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Safety and Safeguards, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001, telephone (301) 415–
8126, e-mail, mlh1@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
II. Discussion
A. What Action Is the NRC Taking?
B. What Is a Nationally Tracked Source?
C. Who Would This Action Affect?
D. How Would Information Be Reported to
the National Source Tracking System?
E. Would a Licensee Need to Report Its
Current Inventory To the System?
F. What Information Would Be Collected
on Source Origin?
G. What Information Would Be Collected
on Source Transfer?
H. What Information Would Be Reported
for Receipt of Sources?
I. What Information Would Be Reported on
Source Endpoints?
J. How Would the National Source
Tracking System Information Be Kept
Current?
K. How Would Incorrect Information Be
Changed in the National Source Tracking
System?
L. Some Licensees Now Must Report
Similar Information to the Nuclear
Materials Management Safeguards
System. Would This Rule Result in a
Duplication in Reporting?
M. Are the Proposed Actions Consistent
With International Obligations?
N. When Do These Actions Become
Effective?
O. Who Would have Access to the
Information and What Would It Be Used
For?
P. What Other Things Would Be Required
by the Proposed Action?
Q. What Should I Consider as I Prepare My
Comments to NRC?
III. Discussion of Proposed Amendments by
Section
IV. Criminal Penalties
V. Agreement State Compatibility
VI. Plain Language
VII. Voluntary Consensus Standards
VIII. Environmental Impact: Categorical
Exclusion
IX. Paperwork Reduction Act Statement
X. Public Protection Notification
XI. Regulatory Analysis
XII. Regulatory Flexibility Certification
XIII. Backfit Analysis
I. Background
As a result of the terrorist attacks in
the United States on September 11,
2001, the NRC has undertaken a
comprehensive review of nuclear
material security requirements, with
particular focus on radioactive material
of concern. This material (which
includes Cobalt-60, Cesium-137,
Iridium-192, and Americium-241
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isotopes, as well as other isotopes) has
the potential to be used in a radiological
dispersal device (RDD) or a radiological
exposure device (RED) in the absence of
proper security measures. The NRC’s
review takes into consideration the
changing domestic and international
threat environments and related U.S.
Government-supported international
initiatives in the nuclear security area,
particularly activities conducted by the
International Atomic Energy Agency
(IAEA).
In June 2002, the Secretary of Energy
and the NRC Chairman met to discuss
the adequate protection of inventories of
nuclear materials that could be used in
a RDD. At the June meeting, the
Secretary of Energy and the NRC
Chairman agreed to convene an
Interagency Working Group on
Radiological Dispersal Devices to
address security concerns. In May 2003,
the joint U.S. Department of Energy
(DOE)/NRC report was issued. The
report, entitled, ‘‘Radiological Dispersal
Devices: An Initial Study to Identify
Radioactive Materials of Greatest
Concern and Approaches to Their
Tracking, Tagging, and Disposition’’ is
available on the DOE Web site at:
https://www.energy.gov/engine/
doe/files/dynamic/
9620039919_RDDRPTF14MAY.pdf. One
of the recommendations contained in
the report is that a national source
tracking system be developed to better
understand and monitor the location
and movement of sources of interest.
The full report contains a list of
radionuclides and thresholds above
which tracking of the sources is
recommended. Note that in the public
version the table of radionuclides has
been redacted.
The NRC has also supported U.S.
Government efforts to establish
international guidance for the safety and
security of radioactive materials of
concern. This effort has resulted in a
major revision of the IAEA Code of
Conduct on the Safety and Security of
Radioactive Sources (Code of Conduct).
The revised Code of Conduct was
approved by the IAEA Board of
Governors in September 2003, and is
available on the IAEA Web site at
https://www-pub.iaea.org/MTCD/
publications/PDF/Code-2004.pdf. In
particular, the Code of Conduct
recommends that each IAEA member
State develop a national source registry
of radioactive sources that should
include Category 1 and 2 radioactive
sources as described in Annex 1 of the
Code of Conduct. The recommendation
covers 16 isotopes that should be
included in the source registry.
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The work on the DOE/NRC joint
report was done in parallel with the
work on the Code of Conduct and the
development of IAEA TECDOC–1344,
‘‘Categorization of Radioactive
Sources.’’ TECDOC–1344 provides the
underlying methodology for the
development of the Code of Conduct
thresholds. The quantities of concern
identified in the DOE/NRC report are
similar to the Code of Conduct Category
2 threshold values, so to allow
alignment between the domestic and
international efforts to increase the
safety and security of radioactive
sources, NRC has adopted the Category
2 values.
The U.S. Government has formally
notified the Director General of the
IAEA of its strong support for the
current Code of Conduct. Although the
Code of Conduct does not have the
stature of an international treaty, and its
provisions are non-binding on IAEA
member States, the U.S. Government
has endorsed the Code of Conduct and
is working toward implementation of its
various provisions. The Commission is
conducting this rulemaking and an
import/export rulemaking to reflect
those Code of Conduct
recommendations which are consistent
with NRC responsibilities under the
Atomic Energy Act, including
promotion of the common defense and
security. This is the second rulemaking
that the Commission has undertaken to
implement provisions of the Code of
Conduct. A final rule addressing the
import/export of Category 1 and 2
radioactive materials was published on
July 1, 2005 (70 FR 37985).
Efforts to improve controls over
sealed sources face significant
challenges, especially balancing the
need to secure the materials without
discouraging their beneficial use in
academic, medical, and industrial
applications. Radioactive materials
provide critical capabilities in the oil
and gas, electrical power, construction,
and food industries; are used to treat
millions of patients each year in
diagnostic and therapeutic procedures;
are used in a variety of military
applications; and are used in technology
research and development involving
academic, government, and private
institutions. These materials are as
diverse in geographical location as they
are in functional use.
National source tracking is part of a
comprehensive radioactive source
control program for radioactive
materials of greatest concern. Although
neither a national source tracking
system nor source registry can ensure
the physical protection of sources, it
will provide greater source
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accountability which will foster
increased control by licensees. A
national source tracking system in
conjunction with controls such as those
imposed by Orders on irradiator
licensees, manufacturer and distributor
licensees, and other material licensees
will result in improved security for
radioactive sources.
There is clearly broad U.S.
Government and international interest
in tracking radioactive sources to
improve accountability and control.
Currently, there is no single U.S. source
of information to verify the licensed
users, locations, quantities and
movement of these materials. Separate
NRC and Agreement State systems
contain information on licensees and
the maximum amounts of materials they
are authorized to possess but do not
record actual sources or their
movements.
To address this lack of information on
such issues as actual material possessed,
the NRC, with the cooperation of the
Agreement States, began working on an
interim database of sources of concern.
In November 2003, both NRC and
Agreement State licensees were
contacted and requested to voluntarily
provide some basic information on the
sealed sources located at their facilities.
Of the approximately 2600 licensees
contacted, over half of the licensees
reported possessing Category 1 or
Category 2 sealed sources. The interim
database will be updated in 2005 and
again in 2006 and will ultimately be
replaced by the National Source
Tracking System. While the interim
database provides a snapshot in time,
the National Source Tracking System
will provide information on an ongoing
basis.
Development of the National Source
Tracking System is a two-part activity
that includes both a rulemaking and
information technology development.
When completely operational, the
National Source Tracking System will
be a web-based system that would allow
licensees to meet the proposed reporting
requirements on-line with ease. The
system will contain information on NRC
licensees, Agreement State licensees,
and DOE facilities. This proposed
rulemaking would impose requirements
on both NRC and Agreement State
licensees and would establish the
regulatory foundation for the National
Source Tracking System recommended
in the DOE/NRC report and implement
the Code of Conduct recommendation to
develop a source registry. National
Source Tracking is being developed and
would be implemented under the NRC’s
statutory authority to promote the
common defense and security. To
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inform the development of the National
Source Tracking System, the NRC
established an Interagency Coordinating
Committee to provide guidance
regarding interagency issues associated
with the development, coordination,
and implementation of the system and
to prevent licensees from receiving
similar requests from more than one
agency. The Committee membership
consists of representatives from various
Federal Agencies with an interest in
source security and a representative
from the Agreement States. The views of
the Committee were included in the
development of the requirements for the
National Source Tracking System and
this rulemaking. NRC will be the
database manager of the National Source
Tracking System, however, the other
agencies may become users of the
system and have limited access.
II. Discussion
A. What Action Is the NRC Taking?
The NRC is proposing a rule that
would implement a new program called
the National Source Tracking System.
The proposed rule would require
licensees to report information on the
manufacture, transfer, receipt, and
disposal of nationally tracked sources.
This information would capture the
origin of each nationally tracked source
(manufacture, recycling, or import), all
transfers to other licensees, all receipts
of nationally tracked sources, and
endpoints of each nationally tracked
source (disposal or export). Ultimately,
the National Source Tracking System
would be able to provide a life history
account of all nationally tracked
sources.
A system of this type would need
prompt updating to be useful and
accurate. In order to capture information
as soon as possible, licensees would be
required to report information on
nationally tracked source transactions
by the close of the next business day. To
ease the burden on licensees, the NRC
is planning to establish a secure
Internet-based interface to the National
Source Tracking System. This interface
would permit licensees access to the
system using an Internet browser.
Licensees would log on to the system
and enter the required information by
filling out a form on-line. While on-line
access should be fast, accurate, and
convenient for licensees, the NRC
would also allow licensees the option of
completing and mailing or faxing paper
forms. In addition, licensees would also
be able to provide batch information
using a computer readable format file.
The format will be specified in a
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guidance document on implementation
of the National Source Tracking System.
B. What Is a Nationally Tracked Source?
A sealed source consists of
radioactive material that is permanently
sealed in a capsule or closely bonded to
a non-radioactive substrate designed to
prevent leakage or escape of the
radioactive material. In either case, it is
effectively a solid form of radioactive
material which is not exempt from
regulatory control. A nationally tracked
source is a sealed source containing a
quantity of radioactive material equal to
or greater than the Category 2 levels
listed in the proposed new Appendix E
to 10 CFR part 20. A nationally tracked
source may be either a Category 1 source
or a Category 2 source. For the purpose
of this rulemaking, the term nationally
tracked source does not include material
encapsulated solely for disposal, or
nuclear material contained in any fuel
assembly, subassembly, fuel rod, or fuel
pellet. Material encapsulated solely for
disposal refers to material that without
the disposal packaging would not be
considered encapsulated. For example,
a licensee’s bulk material that it plans
to send for burial may be placed in a
matrix (e.g. mixed in concrete), to meet
burial requirements. The placement of
the radioactive material in the matrix
material may be considered
encapsulating. This type of material
would not be covered by the rule.
However, if a nationally tracked source
were to be placed in a matrix material,
the sealed source would still be covered
by the rule.
Category 1 nationally tracked sources
are those containing a quantity equal to
or greater than the Category 1 threshold.
Category 2 nationally tracked sources
are those containing a quantity equal to
or greater than the Category 2 threshold
but less than the Category 1 threshold.
This definition is based on the IAEA
Code of Conduct and is consistent with
the definition of sealed sources in other
parts of the NRC regulations and with
definitions contained in Agreement
State regulations.
The specific radioactive material and
amounts covered by this rule are listed
in the proposed Appendix E to part 20.
The isotopes and thresholds of 15 of the
isotopes are identical to the Table I
values from the Code of Conduct. The
IAEA Code of Conduct includes a
recommendation that these isotopes and
thresholds be included in a national
source registry. The U.S. Government
has formally endorsed these values. The
NRC has adopted the Category 2 values
to allow alignment between domestic
and international efforts to increase the
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safety and security of radioactive
sources.
The Terabecquerel (TBq) values listed
in Appendix E are the regulatory
standard. The curie (Ci) values specified
are obtained by converting from the TBq
value. The Ci values are provided for
practical usefulness only and are
rounded after conversion. The curie
values are not intended to be the
regulatory standard.
Table I of the IAEA Code of Conduct
actually lists 16 isotopes that should be
included in a national source registry.
Included in this listing is radium (Ra)226. Because NRC does not regulate Ra226, it will not be subject to the
proposed rule requirements. However,
the National Source Tracking System
will allow licensees to voluntarily enter
transactions for Ra-226 sealed sources.
Additionally, States may decide to
develop regulations that require their
licensees to report Ra-226 transactions
to the State. The NRC could decide to
allow such transaction reports to be
recorded in the National Source
Tracking System. The Category 2
threshold for Ra-226 is 0.4 TBq.
The Commission recognizes that by
allowing voluntary reporting, the Ra-226
information in the National Source
Tracking System will not be reliable.
Some licensees might report their Ra226 transactions and others might not.
This could result in one-sided
transactions in the system. For example,
a licensee may report the transfer of a
Ra-226 source but the recipient may not
report its receipt of the Ra-226 source.
However, there were no Ra-226 sealed
sources reported to the interim database,
and while this does not mean that there
are no Ra-226 sealed sources (the
interim database survey did not go to
the entire population of facilities that
could possess Ra-226), the Commission
believes that the inclusion of voluntary
reporting of Ra-226 sealed sources will
allow the U.S. Government to more fully
address the Code of Conduct
recommendation for a source registry.
The NRC specifically invites comment
on whether States would be willing to
develop regulations that would require
their licenses to report Ra-226 to either
the State or to the National Source
Tracking System.
The Commission has expanded the
National Source Tracking System list of
isotopes to include 6 isotopes that are
not on the Code of Conduct list and one
isotope that is listed in the Code of
Conduct but is not included in the
recommendation for the source registry.
The 7 additional isotopes to be included
are actinium (Ac)-227, plutonium (Pu)236, Pu-239, Pu-240, polonium-210,
thorium (Th)-228, and Th-229. The
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DOE/NRC RDD report recommendation
for a National Source Tracking System
included these 7 isotopes. The
thresholds were developed using the
same methodology as those listed in the
Code of Conduct. These isotopes were
included in the interim database. Based
on information from the interim
database, NRC and Agreement State
licensees do not possess large numbers
of nationally tracked sources containing
these isotopes. However, this is a
national system and will include
information from DOE facilities. DOE
facilities are more likely to possess these
isotopes and DOE agreed that these
isotopes should be included. Therefore,
the Commission is including them in
this rulemaking.
At this time, the NRC does not plan
to include Category 3 sources (sources at
1/10th of the Category 2 threshold).
However, we may consider the
inclusion of Category 3 sources in the
future because a licensee possessing a
large number of Category 3 sources
could present a security concern. An
item level tracking system cannot
include aggregation of sources because
the sources may move in and out of the
tracking system with changes in
ownership. For example, a manufacturer
could possess enough material that a
Category 3 source would be reported,
however, a licensee receiving the
Category 3 source may not need to
report the receipt because this is its only
source. The tracking system would have
information on the manufacture and
transfer of the source, but not on its
receipt. The data on Category 3 sources
could quickly become unreliable. The
best way to address the concern of
aggregation within an item-level
tracking system would be to the lower
the threshold for tracking so that all
parties would be required to report
transactions.
The NRC specifically invites comment
on the inclusion of Category 3 sources
in the National Source Tracking System.
We are interested in information
concerning:
(1) The number of additional
licensees that would be impacted;
(2) The number of Category 3 sources
possessed by licensees; and
(3) How often those sources change
hands.
This information will enable the NRC
to make a more informed decision on
the inclusion of Category 3 sources in
the National Source Tracking System.
Category 3 sources are typically used in
fixed industrial gauges involving high
activity sources (e.g., level gauges,
dredger gauges, conveyor gauges, and
spinning pipe gauges) and in high dose
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rate remote afterloaders for medical
therapy.
C. Who Would This Action Affect?
The proposed rule would apply to any
person (entity or individual) in
possession of a Category 1 or Category
2 source. It would apply to—
All licensees, both those with NRC
licenses and those with Agreement State
licenses;
Manufacturers and distributors of
Category 1 and Category 2 sources;
Medical facilities, radiographers,
irradiators, reactors, and any other
licensees that are the end users of
nationally tracked sources; and
Disposal facilities and waste brokers.
The proposed rule would apply
whether the source is actively used or
in long-term storage.
Nationally tracked sources are
possessed by all types of licensees, but
primarily by byproduct material
licensees. Nationally tracked sources are
used in the oil and gas, electrical power,
construction, medical, and food
industries. They are used in a variety of
military applications and in technology
research and development. Nationally
tracked sources are classified either
Category 1 or 2 based on the activity
level of the radioactive material of
concern. Category 1 sources are
typically used in devices such as
radiothermal generators and irradiators,
and in practices such as radiation
teletherapy. Category 2 sources are
typically used in industrial gamma
radiography, blood irradiators, and
some well logging.
D. How Would Information Be Reported
to the National Source Tracking
System?
Licensees would have several options
for reporting transaction information to
the National Source Tracking System.
These methods would include on-line,
computer-readable format files, paper,
fax, and telephone. For most licensees,
the most convenient, least burdensome
method will be to report the information
on-line. To report information on-line, a
licensee would need to establish an
account with the National Source
Tracking System. Once an account is
established, the licensee would be
provided with password information
that would allow access to the on-line
system. A licensee would have access
only to information regarding its own
material or facility; a licensee would not
have access to information concerning
other licensees or facilities. When
logged on, the licensee could type the
necessary information onto the on-line
forms. Once a source is in the system,
the licensee would be able to click on
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the source and report a transfer or other
transaction. The identifying information
would not need to be typed in a second
time because information such as
license number, facility name, and
address would pop up automatically.
Many licensees conduct a large
number of transactions, especially
manufacturing and distribution
licensees. We recognize that most
licensees have a system in which
information on sources is maintained.
The National Source Tracking System
would be able to accept batch load
information using a computer-readable
format. This should ease the reporting
burden for a licensee with a large
number of transactions. The licensee
would be able to electronically send a
batch load using a computer readable
format file that contained all of the
transactions that occurred that day. The
format could also be used for reporting
the initial inventory. The computerreadable format that would be used has
not been developed yet. NRC and the
company responsible for developing the
National Source Tracking System will
work with licensees to develop the
mechanism to accept batch load
information so that it is compatible with
many of the existing systems in use by
licensees.
Licensees would also be able to
complete a paper version of the National
Source Tracking Transaction form and
submit the form by either mail or fax.
Additionally, licensees would be able to
provide transaction information by
telephone and then follow-up with a
paper copy. Additional guidance on
submitting information will be provided
when the final rule is published. The
guidance would contain mailing
addresses and telephone and fax
numbers for providing information to
the National Source Tracking System, as
well as information on the computerreadable format to be used.
E. Would a Licensee Need To Report Its
Current Inventory to the System?
Yes, licensees would be required to
report their current inventory of
nationally tracked sources by a specified
date. There would be separate report
dates for Category 1 and Category 2 level
nationally tracked sources. Licensees
would be required to report all Category
1 sources to the National Source
Tracking System by December 31, 2006,
and all Category 2 sources by March 31,
2007.
To ease the reporting process,
information already in the interim
database would be downloaded to the
National Source Tracking System. Each
licensee that reported information to the
interim database would be provided a
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copy of its information and asked to
either verify the information or provide
updated information. NRC staff and the
company that will operate the National
Source Tracking System will work with
licensees to make sure the inventory
information is correct. Licensees that
did not provide information to the
interim database would need to report
the information on its nationally tracked
source inventory by the specified dates.
Disposal facilities would not need to
report sources that have already been
buried or otherwise disposed.
F. What Information Would Be Collected
on Source Origin?
Each time a nationally tracked source
is manufactured in the United States,
the licensee would be required to report
the source information to the National
Source Tracking System. The
information must be reported by the
close of the next business day. The
licensee would report the manufacturer
(make), model number, serial number,
radioactive material, activity at
manufacture, and manufacture date for
each source. The licensee must also
provide its license number, facility
name, as well as the name of the
individual that prepared the report.
Some sources are recycled or
reconfigured. For example, a source that
has decayed below its usefulness is
sometimes returned to the manufacturer
for reconfiguration. The decayed source
may be placed in a reactor and
reactivated. The source retains its serial
number, but now has a new activity.
The new activity and date must be
reported to the National Source
Tracking System.
For every nationally tracked source
that is imported, the facility obtaining
the source would be required to report
the source information to the National
Source Tracking System by the close of
the next business day after receipt of the
imported source at the site. For the
purposes of the National Source
Tracking System, this would be
considered the source origin unless the
source had been previously possessed in
the United States. The licensee would
need to report the manufacturer (make),
model number, serial number,
radioactive material, activity at
manufacture or import, and
manufacture or import date for each
source. The licensee must also provide
its license number, facility name, as
well as the name of the individual that
prepared the report and the date of
receipt. The licensee would also need to
provide information on the facility
(name and address) that sent the source
and the import license number.
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Under separate regulations on import/
export of radioactive material, the NRC
will be notified on imports of
radioactive material at Category 2 levels
or above (70 FR 37985; July 1, 2005).
This notification should include source
identification information. NRC staff
would enter the notification information
into the National Source Tracking
System. Therefore, a licensee that is
receiving imported nationally tracked
sources may be able to report the
transaction as a simple receipt, if using
the on-line method. Much of the source
information would already be in the
National Source Tracking System; the
licensee would be able to click on the
pending import and then click on the
source to indicate that the source had
been received at the site.
nationally tracked source at temporary
job sites. Specifically should the NRC
require reporting of:
(1) All transactions involving the use
of a nationally tracked source at a
temporary job site;
(2) Any transactions involving the use
of a nationally tracked source at a
temporary job site in another state either
under the same license or a different
license; or
(3) No transactions involving the use
of a nationally tracked source at a
temporary job site (as proposed in the
rule)? If the NRC were to require
reporting of transactions involving
temporary job sites, how much
additional burden would be imposed on
licensees and what should the reporting
timeframe be?
G. What Information Would Be
Collected on Source Transfer?
Each time a nationally tracked source
is transferred to another authorized
facility, the licensee would be required
to report the transfer to the National
Source Tracking System by the close of
the next business day. The licensee
must report the recipient name (facility
the source is being transferred to) and
license number, the shipping date, the
estimated arrival date, and the
identifying source information
(manufacturer, model number, serial
number, and radioactive material). If the
source is being exported, the export
license number would be reported for
the recipient’s license number. The
licensee also would need to provide its
name and license number as well as the
name of the individual making the
report. For nationally tracked sources
that are transferred as waste under a
Uniform Low-level Radioactive Waste
Manifest, the licensee would also have
to report the waste manifest number and
the container identification number for
the container with the nationally
tracked source.
Source transfer transactions only
cover transfers between different
licensees and/or authorized facilities
(DOE site or an export). They do not
include transfer to a temporary job site.
Transactions in which the nationally
tracked source remains in the
possession of the licensee would not
require a report to the National Source
Tracking System. For example, a
radiographer conducting business
would not need to report transfers
between temporary job sites, even if the
temporary job site is located in another
state or if the work is conducted under
a reciprocity agreement. The NRC
specifically invites comment on
whether licensees should be required to
report as a transaction the use of a
H. What Information Would Be
Reported for Receipt of Sources?
A licensee would be required to
report each receipt of a nationally
tracked source by the close of the next
business day. The licensee must report
the identifying source information
(manufacturer, model number, serial
number, and radioactive material) and
the date of receipt. The licensee must
include its facility name and license
number and the name of the individual
that prepared the report. The licensee
must also provide the name and license
number of the facility that sent the
source because this information is
necessary to match the transactions. If
the source is an import, the licensee
would also need to report the source
activity and associated activity date.
The import license number would be
reported as the license number of the
sending facility. If a licensee receives a
nationally tracked source as part of a
waste shipment, the licensee must
provide the Uniform Low-level
Radioactive Waste Manifest number and
the container identification for the
container that contains the nationally
tracked source. A waste broker or
disposal facility are examples of
licensees that might receive a nationally
tracked source as part of a waste
shipment. These licensees would not be
expected to open the waste container
and verify the presence of the nationally
tracked source; they may rely on the
licensee who shipped the source.
Because there is no verification that the
source is in the waste container, should
the facility be required, at a minimum,
to investigate the container for any
indication of tampering? The NRC
specifically invites comment on
whether a waste broker or disposal
facility should be required to inspect the
waste container for an indication of
tampering to provide additional
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assurance the source is still in the
container.
I. What Information Would Be Reported
on Source Endpoints?
Endpoints for a source include export,
disposal, decay, and destruction of the
source. Exports would be treated as a
transfer. (See Section G for more
information on source transfer.) An
export is considered a reversible
endpoint because the source can be
imported back into the country. The
export license number would be
reported as the license number of the
receiving facility.
Disposal of a source would be
reported by the licensee conducting the
actual burial in a low-level disposal
facility or other authorized disposal
mechanism. Licensees sending a source
to a low-level burial ground for disposal
would treat the transaction as a transfer,
and would report the types of
information to be reported for a transfer,
including the waste manifest number
and the container identification number.
The disposal facility may rely on the
information from the licensee that sent
the waste for disposal and is not
expected to open the waste container to
verify contents. The disposal facility
must report to the National Source
Tracking System the date and method of
disposal, the waste manifest number,
and the container identification number
for the container with the nationally
tracked source. The disposal facility
must also provide its facility name and
license number, as well as the name of
the individual that prepared the report.
The report must be made by the close
of the next business day.
One feature of the National Source
Tracking System would be that the
decay of a source would be
automatically calculated so a licensee
would not need to report an endpoint of
decay. Once a source has decayed below
Category 2 levels, the source would be
automatically removed from a licensee’s
active inventory in the National Source
Tracking System. The licensee would
receive a notification that the source has
decayed below the tracking level and
that transactions for this source no
longer need to be reported.
Licensees currently report accidental
destruction of sources to the NRC
Operations Center or to the Agreement
States. NRC staff would enter the
information from the event report into
the National Source Tracking System.
Because sealed sources are designed to
be robust, accidental destruction is rare.
Examples of accidental destruction
include sources destroyed during
attempts to remove them from devices,
and well logging sources that become
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disconnected downhole and destroyed
during retrieval attempts.
Other endpoints that would be
captured by the National Source
Tracking System include a lost or stolen
source or a source abandoned in a well.
These events are already reported to
either NRC or to the Agreement State.
Licensees would not be required to
report this information a second time to
the National Source Tracking System.
Agreement State licensees would
continue to report to the Agreement
State. NRC staff would obtain the
information on these events from the
event reports or the Nuclear Medical
Event Database and enter the
information into the National Source
Tracking System.
J. How Would the National Source
Tracking System Information Be Kept
Current?
Data integrity for the National Source
Tracking System is extremely important
and necessary to keep the information
correct and up-to-date. Licensees are
expected to provide correct information
to the National Source Tracking System
and should double-check the accuracy
of information before submission. To
address quality assurance concerns on
the data, the NRC is considering adding
a requirement that would require
licensees to double-check the accuracy
of the data by using two independent
checkers before submission of the
transaction report. The NRC specifically
invites comment on the inclusion of a
requirement for a quality assurance
check of the data before submission. We
are interested in information
concerning:
(1) Whether these are the appropriate
requirements for quality assurance;
(2) What are the appropriate
requirements for quality assurance; and
(3) The additional burden such a
requirement would impose on licensees.
If licensees accurately report their
transactions in a timely manner, the
National Source Tracking System would
contain correct, up-to-date information.
However, we recognize that some
transactions may be missed and that
errors may be introduced into the
system over time. Typical reasons for
discrepancies, which might nevertheless
occur, could be failure to report the
receipt of a source, failure to report the
transfer of a source to another licensee,
missing a source during the reporting of
the initial inventory, selection of the
wrong model number, or incorrectly
typing the serial number. Each licensee
would be required to correct any errors
or missed transactions that it discovers
within 5 business days of the discovery.
In addition, licensees would be required
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43651
to reconcile their on-site inventory of
nationally tracked sources with the
information previously reported to the
National Source Tracking System. This
reconciliation would occur during the
month of June of each year. This
reconciliation would be necessary to
maintain the accuracy and reliability of
the National Source Tracking database.
The licensee would be able to print a
copy of the inventory information from
the National Source Tracking System.
Licensees without on-line access would
receive a paper copy of the information
in the National Source Tracking System.
The licensee would compare the
information in the system to the actual
inventory at the licensee’s facility,
including a check of the model and
serial number of each source. This
reconciliation would not require the
licensee to conduct an additional
physical inventory of its sources.
Licensees are currently required to
conduct physical inventories either
annually, semi-annually, or quarterly
depending on the type of license. The
licensee would be required to reconcile
any differences by reporting the
appropriate transaction(s) or corrections
to the National Source Tracking System.
The licensee would be required to verify
by the end of June of each year that the
inventory in the National Source
Tracking System is correct. The first
reconciliation would occur in June
2007.
K. How Would Incorrect Information Be
Changed in the National Source
Tracking System?
Each licensee would be responsible
for correcting any incorrect information
in the National Source Tracking System,
regardless of the source of the error,
within 5 business days of the discovery.
Typing errors and errors such as
inadvertent selection of the wrong
model number need to be corrected in
the system so that the information in the
National Source Tracking System is
correct. A licensee would be able to
submit a corrected form that contains
the correct information online or
through any other permitted reporting
mechanism at any time.
L. Some Licensees Now Must Report
Similar Information to the Nuclear
Materials Management Safeguards
System. Would This Rule Result in a
Duplication in Reporting?
Yes, some information on plutonium
(Pu) and thorium (Th) would be
collected by both the Nuclear Materials
Management Safeguards System
(NMMSS) and the National Source
Tracking System. The current
regulations require reporting transfers,
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receipts, and inventory to NMMSS for
one gram or more of plutonium and any
thorium that has foreign obligations.
However, NMMSS does not collect
information at the source level;
therefore, the detailed information
(make, model, serial number) on sealed
sources could not be extracted from
NMMSS to provide input into the
National Source Tracking System. The
National Source Tracking System would
only have information on sealed sources
and would not contain information on
sources that are not considered sealed or
on any bulk material that a licensee may
possess. The thresholds are also
different for the two systems. Therefore,
we would not be able to extract
information from the National Source
Tracking System to support NMMSS.
Neither system would be able to collect
the needed information for the other
system without modifications to the
database and additional changes to the
regulations. The two system also have
different purposes.
In practice, NRC finds that these Pu
and Th sources are typically held by
licensees for long time periods and not
routinely transferred to other licensees,
so incidences of double-reporting are
expected to be rare. No licensee
reported Th sources to the interim
database, and there were only 21 Pu
sealed sources reported that were above
the Category 2 threshold. The NRC does
not believe that the limited number of
licensees and transactions likely to be
affected by this dual reporting
requirement would impose an
unnecessary burden. The NMMSS and
the National Source Tracking System
would collect information on these
isotopes for different purposes and in
different formats and with different
levels of detail and thresholds as needed
by each system. Therefore, the
Commission believes that NMMSS and
the National Source Tracking System
should remain separate.
M. Are the Proposed Actions Consistent
With International Obligations?
Yes, the National Source Tracking
System will be consistent with
international obligations. The system is
intended to respond to the
recommendation in the IAEA Code of
Conduct for development of a national
source registry.
N. When Do These Actions Become
Effective?
The rule would become effective 60
days after the final rule is published in
the Federal Register. The requirements
for Category 1 nationally tracked
sources would be implemented by
December 31, 2006. This means that by
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this date any licensee that possesses a
Category 1 level source must have
reported its initial inventory and report
thereafter all transactions involving
Category 1 sources to the National
Source Tracking System. The
requirements for Category 2 nationally
tracked sources would be implemented
by March 31, 2007. By this date, all
licensees must have reported their
initial inventory of nationally tracked
sources and report thereafter all
transactions to the National Source
Tracking System.
P. What Other Things Would Be
Required by the Proposed Action?
O. Who Would Have Access to the
Information and What Would It be Used
for?
Information in the National Source
Tracking System will be considered
Official Use Only; the information will
not be considered to be Safeguards
Information or Safeguards Information—
Modified Handling. A licensee would be
able to view the data on its facility, but
not data on other licensees. Agreement
State staff would be able to view
information on the licensees in their
state, but would not be able to view
information on licensees in other states.
The one exception is information
related to lost or stolen sources.
Agreement State staff would be able to
view the information on lost or stolen
sources from all licensees. This will
enable better coordination of recovery
efforts. Other Federal and State agencies
will also be able to view the information
on lost or stolen sources and other
information on a need-to-know basis.
Licensees are not required to protect
Official Use Only information, it is the
equivalent of company proprietary
information and licensees may share the
information at their discretion. The NRC
specifically invites comment on
whether this provides adequate
protection of the information or whether
licensees should be required to protect
the information that is reported to the
National Source Tracking System. If
additional protection should be
necessary, what level of protection is
viewed to be necessary?
Once fully operational, the National
Source Tracking System would be used
for a variety of purposes. This
standardized, centralized information
will help NRC and Agreement States to
monitor the location and use of
nationally tracked sources; conduct
inspections and investigations;
communicate nationally tracked source
information to other government
agencies; verify legitimate ownership
and use of nationally tracked sources;
and further analyze hazards attributable
to the possession and use of these
sources.
Tips for preparing your comments.
When submitting your comments,
remember to:
i. Identify the rulemaking (RIN 3150–
AH48).
ii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iii. Describe any assumptions and
provide any technical information and/
or data that you used.
iv. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
v. Provide specific examples to
illustrate your concerns, and suggest
alternatives.
vi. Explain your views as clearly as
possible.
vii. Make sure to submit your
comments by the comment period
deadline identified.
viii. See item B of the Discussion
portion of this notice for NRC’s specific
request for comments regarding State
development of regulations on R-226
and the future inclusion of Category 3
sources in the National Source Tracking
System. See item G of the Discussion
portion of this notice for the request for
comments on requiring licensees to
report use of nationally tracked sources
at temporary job sites. See item H of the
Discussion portion of this notice for the
request for comment on requiring waste
brokers and disposal facilities to inspect
waste containers for an indication of
tampering. See item J of the Discussion
portion of this notice for the request for
comments regarding the inclusion of a
quality assurance provision on data
submission. See item O of the
Discussion portion of this notice for the
request for comments on licensee
protection of the information reported to
the National Source Tracking System.
See section IX for the request for
comments on the information collection
aspects and section XII for the request
for comments on the impacts to small
businesses.
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The proposed rule would also require
manufacturers of nationally tracked
sources to use a unique serial number
for each source. The combination of
manufacturer, model, and serial number
will be used in the National Source
Tracking System to track the history of
each source.
Q. What Should I Consider As I Prepare
My Comments to NRC?
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III. Discussion of Proposed
Amendments by Section
Section 20.1003 Definitions
A definition of nationally tracked
sources would be added to the
regulations.
Section 20.2207 Reports of
Transactions Involving Nationally
Tracked Sources
A new section would be added to the
regulations to require licensees to report
to the National Source Tracking System
transactions involving nationally
tracked sources. New paragraph (a)
Would require the reporting of the
manufacture of a nationally tracked
source. New paragraph (b) would
require the reporting of all transfers of
nationally tracked sources to another
authorized facility. New paragraph (c)
would require the reporting of all
receipts of a nationally tracked source.
New paragraph (d) would require the
reporting of the disposal of any
nationally tracked source. Each of these
paragraphs would require the licensee
to report specific information for the
transaction, which would include for
each source information such as the
manufacturer, model, serial number,
radioactive material, activity and
activity date, and the transaction date.
The licensee would also need to provide
the facility name, license number,
address, and name of the individual that
prepared the report. If the transaction
involves the use of the Uniform LowLevel Radioactive Waste Manifest, the
licensee would need to report the waste
manifest number and the container
identification for the container with the
source.
New paragraph (e) would require
licensees to report these transactions to
the National Source Tracking System by
the close of the next business day. The
regulations would allow the licensee to
report the transactions either on-line,
electronically using a computerreadable format, by facsimile, by mail,
or by telephone.
New paragraph (f) would require each
licensee to correct any error in a
previously filed report or file a new
report for a missed transaction within 5
business days of the discovery of the
error or missed transaction. Each
licensee would also be required to
reconcile and verify the information in
the National Source Tracking System
during the month of June each year.
This process would involve comparing
the inventory information in the
National Source Tracking System and
the actual inventory possessed by the
licensee. The proposed amendment
would require any discrepancies to be
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resolved by filing the reports identified
by paragraphs (a) through (d) described
above.
New paragraph (g) would require a
licensee to report its initial inventory of
Category 1 nationally tracked sources by
December 31, 2006, and the inventory of
Category 2 nationally tracked sources by
March 31, 2007.
Appendix E Nationally Tracked
Source Thresholds
A new appendix would be added to
part 20 that provides the thresholds for
nationally tracked sources at the
Category 1 and Category 2 levels. The
Terabecquerel (TBq) values listed in
Appendix E are the regulatory standard.
The curie (Ci) values specified are
obtained by converting from the TBq
value. The Ci values are provided for
practical usefulness only and are
rounded after conversion. The curie
values are not intended to be the
regulatory standard.
Section 32.2
Definitions
A definition of nationally tracked
sources would be added to the
regulations.
Section 32.201 Serialization of
Nationally Tracked Sources
A new section would be added that
requires manufacturers of nationally
tracked sources to assign a unique serial
number to each nationally tracked
source that is manufactured after the
effective date of the rule.
Section 150.3
Definitions
A definition of nationally tracked
sources would be added to the
regulations.
Section 150.15
Persons Not Exempt
A new section is added that would
require source manufacturers licensed
by Agreement States to assign a unique
serial number for each nationally
tracked source that is manufactured
after the effective date of the rule.
Section 150.18 Submission to
Commission of Nationally Tracked
Source Transaction Reports
A new section would be added to the
regulations to require Agreement State
licensees to report to the National
Source Tracking System all transactions
involving nationally tracked sources.
New paragraph (a) would require the
reporting of the manufacture of a
nationally tracked source. New
paragraph (b) would require the
reporting of all transfers of nationally
tracked sources to another authorized
facility. New paragraph (c) would
require the reporting of all receipts of a
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43653
nationally tracked source. New
paragraph (d) would require the
reporting of the disposal of any
nationally tracked source. Each of these
paragraphs would require the licensee
to report specific information for the
transaction, which would include for
each source information such as the
manufacturer, model, serial number,
radioactive material, activity and
activity date, and the transaction date.
The licensee would also need to provide
the facility name, license number,
address, and name of the individual that
prepared the report. If the transaction
involves the use of the Uniform LowLevel Radioactive Waste Manifest, the
licensee would need to report the waste
manifest number and the container
identification for the container with the
source.
New paragraph (e) would require
licensees to report these transactions to
the National Source Tracking System by
the close of the next business day. The
regulations would allow the licensee to
report the transactions either on-line,
electronically using a computerreadable format, by facsimile, by mail,
or by telephone.
New paragraph (f) would require each
licensee to correct any error in a
previously filed report or file a new
report for a missed transaction within 5
business days of the discovery of the
error or missed transaction. Each
licensee would also be required to
reconcile and verify the information in
the National Source Tracking System
during the month of June each year.
This process would involve comparing
the inventory information in the
National Source Tracking System and
the actual inventory possessed by the
licensee. The proposed amendment
would require any discrepancies to be
resolved by filing the reports identified
by paragraphs (a) through (d) described
above.
New paragraph (g) would require a
licensee to report its initial inventory of
Category 1 nationally tracked sources by
December 31, 2006, and the inventory of
Category 2 nationally tracked sources by
March 31, 2007.
IV. Criminal Penalties
For the purpose of section 223 of the
Atomic Energy Act (AEA), the
Commission is proposing to amend 10
CFR parts 20, 32, and 150 under one or
more of sections 161b, 161i, or 161o of
the AEA. Willful violations of the rule
would be subject to criminal
enforcement.
V. Agreement State Compatibility
Under the ‘‘Policy Statement on
Adequacy and Compatibility of
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Agreement State Programs’’ approved by
the Commission on June 30, 1997, and
published in the Federal Register on
September 3, 1997 (62 FR 46517),
§ 20.2207, the proposed rule is classified
as Compatibility Category ‘‘NRC.’’ The
NRC program elements in this category
are those that relate directly to areas of
regulation reserved to the NRC by the
Atomic Energy Act of 1954, as amended
(AEA), or the provisions of Title 10 of
the Code of Federal Regulations.
Although an Agreement State may not
adopt program elements reserved to
NRC, it may wish to inform its licensees
of certain requirements via a mechanism
that is consistent with the particular
State’s administrative procedure laws
but does not confer regulatory authority
on the State.
VI. Plain Language
The Presidential Memorandum dated
June 1, 1998, entitled, ‘‘Plain Language
in Government Writing’’ directed that
the Government’s writing be in plain
language. The NRC requests comments
on this proposed rule specifically with
respect to the clarity and effectiveness
of the language used. Comments should
be sent to the address listed under the
heading ADDRESSES above.
VII. Voluntary Consensus Standards
The National Technology Transfer Act
of 1995 (Pub. L. 104–113) requires that
Federal agencies use technical standards
that are developed or adopted by
voluntary consensus standards bodies
unless the use of such a standard is
inconsistent with applicable law or
otherwise impractical. In this proposed
rule, the NRC would require licensees
that possess, manufacture, transfer,
receive, or dispose of nationally tracked
sources to report the information
relating to such transactions to the
National Source Tracking System. This
action does not constitute the
establishment of a standard that
establishes generally applicable
requirements.
VIII. Environmental Impact:
Categorical Exclusion
The NRC has determined that this
proposed rule is the type of action
described as a categorical exclusion in
10 CFR 51.22(c)(1) for the proposed
changes to part 150 and as described in
10 CFR 51.22(c)(3)(iii) for the changes to
parts 20 and 32. Therefore, neither an
environmental impact statement nor an
environmental assessment has been
prepared for this proposed rule.
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IX. Paperwork Reduction Act
Statement
This proposed rule contains new or
amended information collection
requirements that are subject to the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.). This rule has been
submitted to the Office of Management
and Budget (OMB) for review and
approval of the information collection
requirements.
Type of submission, new or revision:
Revision; NRC Form 748—New.
The title of the information collection:
10 CFR 20, 32, and 150, ‘‘National
Source Tracking of Sealed Sources.’’
The form number if applicable: NRC
Form 748, ‘‘National Source Tracking
Transaction Report.’’
How often the collection is required:
Initially, at completion of a transaction,
and at inventory reconciliation.
Who will be required or asked to
report: Licensees that manufacture,
receive, transfer, or dispose of
nationally tracked sources.
An estimate of the number of annual
responses: 4,423 (NRC Form 748—2613
responses; 10 CFR 20—467 responses;
10 CFR 32—10 recordkeepers; 10 CFR
150—1333 responses).
The estimated number of annual
respondents: 1,350.
An estimate of the total number of
hours needed annually to complete the
requirement or request: 2,662 (NRC
Form 748—412 hours [an average of 10
minutes per response]; 10 CFR 20—467
[1 hour per response]; 10 CFR 32—450
hours [45 hours per recordkeeper]; 10
CFR 150—1333 hours [1 hour per
response]).
Abstract: The NRC is proposing to
amend its regulations to implement a
National Source Tracking System for
certain sealed sources. The proposed
amendments would require licensees to
report certain transactions involving
nationally tracked sources to the
National Source Tracking System. These
transactions would include
manufacture, transfer, receipt, or
disposal of the nationally tracked
source. The proposed amendment
would require each licensee to provide
its initial inventory of nationally tracked
sources to the National Source Tracking
System and annually verify and
reconcile the information in the system
with the licensee’s actual inventory. The
proposed rule would also require
manufacturers of nationally tracked
sources to assign a unique serial number
of each source. This information
collection is mandatory and will be
used to populate the National Source
Tracking System.
The U.S. Nuclear Regulatory
Commission is seeking public comment
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on the potential impact of the
information collections contained in
this proposed rule on the following
issues:
1. Is the proposed information
collection necessary for the proper
performance of the functions of the
NRC, including whether the information
will have practical utility?
2. Is the estimate of burden accurate?
3. Is there a way to enhance the
quality, utility, and clarity of the
information to be collected?
4. How can the burden of the
information collection be minimized,
including the use of automated
collection techniques?
A copy of the OMB clearance package
may be viewed free of charge at the NRC
Public Document Room, One White
Flint North, 11555 Rockville Pike, Room
O–1 F21, Rockville, MD 20852. The
OMB clearance package and rule are
available at the NRC Worldwide Web
site: https://www.nrc.gov/public-involve/
doc-comment/omb/ for 60
days after the signature date of this
notice and are also available at the NRC
rulemaking Web site, https://
ruleforum.llnl.gov.
Send comments on any aspect of
these proposed information collections,
including suggestions for reducing the
burden and on the above issues, by
August 29, 2005, to the Records and
FOIA/Privacy Services Branch (T–5
F53), U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001, or by Internet electronic mail to
INFOCOLLECTS@NRC.GOV and to the
Desk Officer, Office of Information and
Regulatory Affairs, NEOB–10202,
(3150–0001, 3150–0014, 3150–0032,
and 3150–xxxx), Office of Management
and Budget, Washington, DC 20503.
Comments received after this date will
be considered if it is practical to do so,
but assurance of consideration cannot
be given to comments received after this
date. You may also comment by
telephone at (202) 395–3087.
X. Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid OMB control
number.
XI. Regulatory Analysis
The Commission has prepared a draft
regulatory analysis on this proposed
regulation. The analysis examines the
costs and benefits of the alternatives
considered by the Commission.
The largest burden would likely fall
on the manufacturers and distributors of
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nationally tracked sources because they
will have the most transactions to
report. The NRC believes that by
allowing batch loading of information
using a computer readable format, the
burden on the high transaction licensees
will be lessened. The present value of
the costs of the National Source
Tracking System to NRC is estimated to
be $21.8 million and to industry is
estimated to be $1.7 million in 2005
dollars using a 3 percent discount rate.
These estimated costs include the cost
of development of the system and
operation and maintenance thru the
year 2016.
The Commission requests public
comment on the draft regulatory
analysis. Comments on the draft
analysis may be submitted to the NRC
as indicated under the ADDRESSES
heading. The analysis is available for
inspection in the NRC Public Document
Room, 11555 Rockville Pike, Rockville,
MD. Single copies of the regulatory
analysis are available from Merri Horn,
telephone (301) 415–8126, e-mail,
mlh1@nrc.gov of the Office of Nuclear
Material Safety and Safeguards.
XII. Regulatory Flexibility Certification
In accordance with the Regulatory
Flexibility Act of 1980 (5 U.S.C. 605(b)),
the Commission certifies that this rule
would not, if promulgated, have a
significant economic impact on a
substantial number of small entities.
The proposed rule would affect about
350 NRC licensees and an additional
1,000 Agreement State licensees.
Affected licensees include laboratories,
reactors, universities, colleges, medical
clinics, hospitals, irradiators, and
radiographers, some of which may
qualify as small business entities as
defined by 10 CFR 2.810. However, the
proposed rule is not expected to have a
significant economic impact on these
licensees.
The total time required by a licensee
to complete each National Source
Tracking Transaction report is estimated
to be approximately 15 minutes,
depending on the number of sources
involved in the transaction and the
method of reporting. This is time
needed to complete the report. No
research or compilation is necessary as
all information is transcribed from bills
of lading, in-house records kept for
other purposes, sales agreements, etc.
Each licensee would also spend on
average 1 hour on the annual
reconciliation. The total annual burden
to perform the proposed reporting is
approximately 2,662 hours. Based on
the draft regulatory analysis conducted
for this action, the costs of the proposed
amendments for affected licensees are
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estimated to be $232,000 total or on
average about $172 per affected
licensee. The NRC believes that the
selected alternative reflected in the
proposed amendment is the least
burdensome, most flexible alternative
that would accomplish the NRC’s
regulatory objective.
Because of the widely differing
conditions under which impacted
licensees operate, the NRC is
specifically requesting public comment
from licensees concerning the impact of
the proposed regulation. The NRC
particularly desires comment from
licensees who qualify as small
businesses, specifically as to how the
proposed regulation will affect them
and how the regulation may be tiered or
otherwise modified to impose less
stringent requirements on small entities
while still adequately protecting the
public health and safety and common
defense and security. Comments on how
the regulation could be modified to take
into account the differing needs of small
entities should specifically discuss—
(a) The size of the business and how
the proposed regulation would result in
a significant economic burden upon it
as compared to a larger organization in
the same business community;
(b) How the proposed regulation
could be further modified to take into
account the business’s differing needs or
capabilities;
(c) The benefits that would accrue, or
the detriments that would be avoided, if
the proposed regulation was modified as
suggested by the commenter;
(d) How the proposed regulation, as
modified, would more closely equalize
the impact of NRC regulations as
opposed to providing special advantages
to any individuals or groups; and
(e) How the proposed regulation, as
modified, would still adequately protect
the public health and safety and
common defense and security.
Comments should be submitted as
indicated under the ADDRESSEES
heading.
XIII. Backfit Analysis
The NRC has determined that the
backfit rule (§§ 50.109, 70.76, 72.62, or
76.76) does not apply to this proposed
rule because this amendment would not
involve any provisions that would
impose backfits as defined in the backfit
rule. Therefore, a backfit analysis is not
required.
List of Subjects
10 CFR Part 20
Byproduct material, Criminal
penalties, Licensed material, Nuclear
materials, Nuclear power plants and
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43655
reactors, Occupational safety and
health, Packaging and containers,
Radiation protection, Reporting and
recordkeeping requirements, Source
material, Special nuclear material,
Waste treatment and disposal.
10 CFR Part 32
Byproduct material, Criminal
penalties, Labeling, Nuclear materials,
Radiation protection, Reporting and
recordkeeping requirements.
10 CFR Part 150
Criminal penalties, Hazardous
materials transportation,
Intergovernmental relations, Nuclear
materials, Reporting and recordkeeping
requirements, Security measures,
Source material, Special nuclear
material.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 553; the NRC
is proposing to adopt the following
amendments to 10 CFR parts 20, 32, and
150.
PART 20—STANDARDS FOR
PROTECTION AGAINST RADIATION
1. The authority citation for part 20
continues to read as follows:
Authority: Secs. 53, 63, 65, 81, 103, 104,
161, 182, 186, 68 Stat. 930, 933, 935, 936,
937, 948, 953, 955, as amended, sec. 1701,
106 Stat. 2951, 2952, 2953 (42 U.S.C. 2073,
2093, 2095, 2111, 2133, 2134, 2201, 2232,
2236, 2297f), secs. 201, as amended, 202,
206, 88 Stat. 1242, as amended, 1244, 1246
(42 U.S.C. 5841, 5842, 5846); sec. 1704, 112
Stat. 2750 (44 U.S.C. 3504 note).
2. In § 20.1003, a new definition
Nationally tracked source is added in
alphabetical order to read as follows:
§ 20.1003
*
Definitions.
*
*
*
*
Nationally tracked source is a sealed
source containing a quantity equal to or
greater than Category 1 or 2 levels of any
radioactive material listed in Appendix
E of this Part. In this context a sealed
source is defined as radioactive material
that is permanently sealed in a capsule
or closely bonded, in a solid form and
which is not exempt from regulatory
control. It does not mean material
encapsulated solely for disposal, or
nuclear material contained in any fuel
assembly, subassembly, fuel rod, or fuel
pellet. Category 1 nationally tracked
sources are those containing radioactive
material at a quantity equal to or greater
than the Category 1 threshold. Category
2 nationally tracked sources are those
containing radioactive material at a
quantity equal to or greater than the
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Category 2 threshold but less than the
Category 1 threshold.
*
*
*
*
*
3. In § 20.1009 paragraph (b) is
revised and paragraph (c)(6) is added to
read as follows:
§ 20.1009 Information collection
requirements: OMB approval.
*
*
*
*
*
(b) The approved information
collection requirements contained in
this part appear in §§ 20.1003, 20.1101,
20.1202, 20.1203, 20.1204, 20.1206,
20.1208, 20.1301, 20.1302, 20.1403,
20.1404, 20.1406, 20.1501, 20.1601,
20.1703, 20.1901, 20.1904, 20.1905,
20.1906, 20.2002, 20.2004, 20.2005,
20.2006, 20.2102, 20.2103, 20.2104,
20.2105, 20.2106, 20.2107, 20.2108,
20.2110, 20.2201, 20.2202, 20.2203,
20.2204, 20.2205, 20.2206, 20.2207,
20.2301, and appendix G to this part.
(c) * * *
(6) In § 20.2207, NRC Form 748 is
approved under control number 3150–
xxxx.
4. Section 20.2207 is added to subpart
M to read as follows:
§ 20.2207 Reports of transactions
involving nationally tracked sources.
Each licensee who manufactures,
transfers, receives, or disposes of a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748) as
specified in paragraphs (a) through (d)
of this section for each type of
transaction.
(a) Each licensee who manufactures a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748).
The report must include the following
information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The manufacturer, model, and
serial number of the source;
(4) The radioactive material in the
source;
(5) The initial source strength in
becquerels (curies) at the time of
manufacture; and
(6) The manufacture date of the
source.
(b) Each licensee that transfers a
nationally tracked source to another
person shall complete and submit a
National Source Tracking Transaction
Report (NRC Form 748). The report
must include the following information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
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(3) The name and license number of
the recipient facility and the shipping
address;
(4) The manufacturer, model, and
serial number of the source or, if not
available, other information to uniquely
identify the source;
(5) The radioactive material in the
source;
(6) The initial or current source
strength in becquerels (curies);
(7) The date for which the source
strength is reported;
(8) The shipping date;
(9) The estimated arrival date; and
(10) For nationally tracked sources
transferred as waste under a Uniform
Low-Level Radioactive Waste Manifest,
the waste manifest number and the
container identification of the container
with the nationally tracked source.
(c) Each licensee that receives a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748).
The report must include the following
information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The name and license number of
the person that provided the source;
(4) The manufacturer, model, and
serial number of the source or, if not
available, other information to uniquely
identify the source;
(5) The radioactive material in the
source;
(6) The initial or current source
strength in becquerels (curies);
(7) The date for which the source
strength is reported;
(8) The date of receipt; and
(9) For material received under a
Uniform Low-Level Radioactive Waste
Manifest, the waste manifest number
and the container identification with the
nationally tracked source.
(d) Each licensee who disposes of a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748).
The report must include the following
information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The waste manifest number;
(4) The container identification with
the nationally tracked source;
(5) The date of disposal; and
(6) The method of disposal.
(e) The reports discussed in
paragraphs (a) through (d) of this section
must be submitted by the close of the
next business day after the transaction.
A single report may be submitted for
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multiple sources and transactions. The
reports must be submitted to the
National Source Tracking System by
using:
(1) The on-line National Source
Tracking System;
(2) Electronically using a computerreadable format;
(3) By facsimile;
(4) By mail to the address on the
National Source Tracking Transaction
Report Form (NRC Form 748); or
(5) By telephone with followup by
facsimile or mail.
(f) Each licensee shall correct any
error in previously filed reports or file
a new report for any missed transaction
within 5 business days of the discovery
of the error or missed transaction. Each
licensee shall reconcile and verify the
inventory of nationally tracked sources
possessed by the licensee against that
licensee’s data in the National Source
Tracking System. The verification must
be conducted during the month of June
in each year. The reconciliation process
must include resolving any
discrepancies between the National
Source Tracking System and the actual
inventory by filing the reports identified
by paragraphs (a) through (d) of this
section.
(g) Each licensee that possesses
Category 1 nationally tracked sources
shall report its initial inventory of
Category 1 nationally tracked sources to
the National Source Tracking System by
December 31, 2006. Each licensee that
possesses Category 2 nationally tracked
sources shall report its initial inventory
of Category 2 nationally tracked sources
to the National Source Tracking System
by March 31, 2007. The information
may be submitted by using any of the
methods identified by paragraph (e)(1)
through (e)(4) of this section. The initial
inventory report must include the
following information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The manufacturer, model, and
serial number of each nationally tracked
source or, if not available, other
information to uniquely identify the
source;
(4) The radioactive material in the
sealed source;
(5) The initial or current source
strength in becquerels (curies); and
(6) The date for which the source
strength is reported.
5. In Part 20, new Appendix E is
added to read as follows:
Appendix E To Part 20—Nationally
Tracked Source Thresholds
The Terabecquerel (TBq) values are the
regulatory standard. The curie (Ci) values
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specified are obtained by converting from the
TBq value. The curie values are provided for
practical usefulness only and are rounded
after conversion.
Category 1
(TBq)
Radioactive material
Actinium-227 ........................................................................................................
Americium-241 .....................................................................................................
Americium-241/Be ...............................................................................................
Californium-252 ....................................................................................................
Cobalt-60 .............................................................................................................
Curium-244 ..........................................................................................................
Cesium-137 ..........................................................................................................
Gadolinium-153 ....................................................................................................
Iridium-192 ...........................................................................................................
Plutonium-236 ......................................................................................................
Plutonium-238 ......................................................................................................
Plutonium-239 ......................................................................................................
Plutonium-239/Be ................................................................................................
Plutonium-240 ......................................................................................................
Polonium-210 .......................................................................................................
Promethium-147 ..................................................................................................
Selenium-75 .........................................................................................................
Strontium-90 ........................................................................................................
Thorium-228 .........................................................................................................
Thorium-229 .........................................................................................................
Thulium-170 .........................................................................................................
Ytterbium-169 ......................................................................................................
20
60
60
20
30
50
100
1,000
80
60
60
60
60
60
60
40,000
200
1,000
20
20
20,000
300
PART 32—SPECIFIC DOMESTIC
LICENSES TO MANUFACTURE OR
TRANSFER CERTAIN ITEMS
CONTAINING BYPRODUCT MATERIAL
than the Category 2 threshold but less
than the Category 1 threshold.
8. Section 32.8 paragraph (b) is
revised to read as follows:
6. The authority citation for part 32
continues to read as follows:
§ 32.8 Information collection
requirements: OMB approval.
Authority: Secs. 81, 161, 182, 183, 68 Stat.
935, 948, 953, 954, as amended (42 U.S.C.
2111, 2201, 2232, 2233); sec. 201, 88 Stat.
1242, as amended (42 U.S.C. 5841); sec. 1704,
112 Stat. 2750 (44 U.S.C. 3504 note).
7. In § 32.2, the paragraph
designations are removed and a new
definition Nationally tracked source is
added in alphabetical order to read as
follows:
§ 32.2
Definitions.
*
*
*
*
*
Nationally tracked source is a sealed
source containing a quantity equal to or
greater than Category 1 or 2 levels of any
radioactive material listed in Appendix
E to Part 20 of this Chapter. In this
context a sealed source is defined as
radioactive material that is permanently
sealed in a capsule or closely bonded,
in a solid form and which is not exempt
from regulatory control. It does not
mean material encapsulated solely for
disposal, or nuclear material contained
in any fuel assembly, subassembly, fuel
rod, or fuel pellet. Category 1 nationally
tracked sources are those containing
radioactive material at a quantity equal
to or greater than the Category 1
threshold. Category 2 nationally tracked
sources are those containing radioactive
material at a quantity equal to or greater
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*
*
*
*
*
(b) The approved information
collection requirements contained in
this part appear in §§ 32.11, 32.12,
32.14, 32.15, 32.16, 32.17, 32.18, 32.19,
32.20, 32.21, 32.21a, 32.22, 32.23, 32.25,
32.26, 32.27, 32.29, 32.51, 32.51a, 32.52,
32.53, 32.54, 32.55, 32.56, 32.57, 32.58,
32.61, 32.62, 32.71, 32.72, 32.74, 32.201,
and 32.210.
*
*
*
*
*
9. Section 32.201 is added under
subpart D to read as follows:
§ 32.201 Serialization of nationally tracked
sources.
Each licensee who manufactures a
nationally tracked source after [the
effective date of final rule] shall assign
a unique serial number to each
nationally tracked source. Serial
numbers must be composed only of
alpha-numeric characters.
PART 150—EXEMPTIONS AND
CONTINUED REGULATORY
AUTHORITY IN AGREEMENT STATES
AND IN OFFSHORE WATERS UNDER
SECTION 274
10. The authority citation for part 150
continues to read as follows:
Authority: Sec. 161, 68 Stat. 948, as
amended, sec. 274, 73 Stat. 688 (42 U.S.C.
2201, 2021); sec. 201, 88 Stat. 1242, as
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Category 1
(Ci)
Category 2
(TBq)
540
1,600
1,600
540
810
1,400
2,700
27,000
2,200
1,600
1,600
1,600
1,600
1,600
1,600
1,100,000
5,400
27,000
540
540
540,000
8,100
0.2
0.6
0.6
0.2
0.3
0.5
1
10
0.8
0.6
0.6
0.6
0.6
0.6
0.6
400
2
10
0.2
0.2
200
3
Category 2
(Ci)
5.4
16
16
5.4
8.1
14
27
270
22
16
16
16
16
16
16
11,000
54
270
5.4
5.4
5,400
81
amended (42 U.S.C. 5841); sec. 1704, 112
Stat. 2750 (44 U.S.C. 3504 note). Sections
150.3, 150.15, 150.15a, 150.31, 150.32 also
issued under secs. 11e(2), 81, 68 Stat. 923,
935, as amended, secs. 83, 84, 92 Stat. 3033,
3039 (42 U.S.C. 2014e(2), 2111, 2113, 2114).
Section 150.14 also issued under sec. 53, 68
Stat. 930, as amended (42 U.S.C. 2073).
Section 150.15 also issued under secs. 135,
141, Pub. L. 97–425, 96 Stat. 2232, 2241 (42
U.S.C. 10155, 10161). Section 150.17a also
issued under sec. 122, 68 Stat. 939 (42 U.S.C.
2152). Section 150.30 also issued under sec.
234, 83 Stat. 444 (42 U.S.C. 2282).
11. In § 150.3, a new definition
Nationally tracked source is added in
alphabetical order to read as follows:
§ 150.3
Definitions.
*
*
*
*
*
Nationally tracked source is a sealed
source containing a quantity equal to or
greater than Category 1 or 2 levels of any
radioactive material listed in Appendix
E to Part 20 of this Chapter. In this
context a sealed source is defined as
radioactive material that is permanently
sealed in a capsule or closely bonded,
in a solid form and which is not exempt
from regulatory control. It does not
mean material encapsulated solely for
disposal, or nuclear material contained
in any fuel assembly, subassembly, fuel
rod, or fuel pellet. Category 1 nationally
tracked sources are those containing
radioactive material at a quantity equal
to or greater than the Category 1
threshold. Category 2 nationally tracked
sources are those containing radioactive
material at a quantity equal to or greater
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than the Category 2 threshold but less
than the Category 1 threshold.
*
*
*
*
*
12. Section 150.8 paragraph (b) is
revised and paragraph (c)(3) is added to
read as follows:
§ 150.8 Information collection
requirements: OMB approval.
*
*
*
*
*
(b) The approved information
collection requirements contained in
this part appear in §§ 150.16, 150.17,
150.17a, 150.18, 150.19, 150.20, and
150.31.
(c) * * *
(3) In § 150.18, NRC Form 748 is
approved under control number 3150–
xxxx.
13. In 150.15 paragraph (a)(10) is
added to read as follows:
§ 150.15
Persons not exempt.
(a) * * *
(10) The assignment of unique serial
numbers to each newly manufactured
nationally tracked source as required by
§ 32.201 of this chapter.
*
*
*
*
*
14. Section 150.18 is added to read as
follows:
§ 150.18 Submission to Commission of
National Source Tracking Transaction
Reports.
Each person who, pursuant to an
Agreement State specific license,
manufactures, transfers, receives, or
disposes of a nationally tracked source
shall complete and submit a National
Source Tracking Transaction Report
(NRC Form 748) as specified in
paragraphs (a) through (d) of this section
for each type of transaction.
(a) Each licensee who manufactures a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748).
The report must include the following
information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The manufacturer, model, and
serial number of the source;
(4) The radioactive material in the
source;
(5) The initial source strength in
becquerels (curies) at the time of
manufacture; and
(6) The manufacture date of the
source.
(b) Each licensee that transfers a
nationally tracked source to another
person shall complete and submit a
National Source Tracking Transaction
Report (NRC Form 748). The report
must include the following information:
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(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The name and license number of
the recipient facility and the shipping
address;
(4) The manufacturer, model, and
serial number of the source or, if not
available, other information to uniquely
identify the source;
(5) The radioactive material in the
source;
(6) The initial or current source
strength in becquerels (curies);
(7) The date for which the source
strength is reported;
(8) The shipping date;
(9) The estimated arrival date; and
(10) For nationally tracked sources
transferred as waste under a Uniform
Low-Level Radioactive Waste Manifest,
the waste manifest number and the
container identification of the container
with the nationally tracked source.
(c) Each licensee that receives a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748).
The report must include the following
information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The name and license number of
the person that provided the source;
(4) The manufacturer, model, and
serial number of the source or, if not
available, other information to uniquely
identify the source;
(5) The radioactive material in the
source;
(6) The initial or current source
strength in becquerels (curies);
(7) The date for which the source
strength is reported;
(8) The date of receipt; and
(9) For material received under a
Uniform Low-Level Radioactive Waste
Manifest, the waste manifest number
and the container identification with the
nationally tracked source.
(d) Each licensee who disposes of a
nationally tracked source shall complete
and submit a National Source Tracking
Transaction Report (NRC Form 748).
The report must include the following
information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The waste manifest number;
(4) The container identification with
the nationally tracked source.
(5) The date of disposal; and
(6) The method of disposal.
(e) The reports discussed in
paragraphs (a) through (d) of this section
PO 00000
Frm 00013
Fmt 4702
Sfmt 4702
must be submitted by the close of the
next business day after the transaction.
A single report may be submitted for
multiple sources and transactions. The
reports must be submitted to the
National Source Tracking System by
using:
(1) The on-line National Source
Tracking System;
(2) Electronically using a computerreadable format;
(3) By facsimile;
(4) By mail to the address on the
National Source Tracking Transaction
Report Form (NRC Form 748); or
(5) By telephone with followup by
facsimile or mail.
(f) Each licensee shall correct any
error in previously filed reports or file
a new report for any missed transaction
within 5 business days of the discovery
of the error or missed transaction. Each
licensee shall reconcile and verify the
inventory of nationally tracked sources
possessed by the licensee against that
licensee’s data in the National Source
Tracking System. The verification must
be conducted during the month of June
in each year. The reconciliation process
must include resolving any
discrepancies between the National
Source Tracking System and the actual
inventory by filing the reports identified
by paragraphs (a) through (d) of this
section.
(g) Each licensee that possesses
Category 1 nationally tracked sources
shall report its initial inventory of
Category 1 nationally tracked sources to
the National Source Tracking System by
December 31, 2006. Each licensee that
possesses Category 2 nationally tracked
sources shall report its initial inventory
of Category 2 nationally tracked sources
to the National Source Tracking System
by March 31, 2007. The information
may be submitted by using any of the
methods identified by paragraph (e)(1)
through (e)(4) of this section. The initial
inventory report must include the
following information:
(1) The name and license number of
the reporting licensee;
(2) The name of the individual
preparing the report;
(3) The manufacturer, model, and
serial number of each nationally tracked
source or, if not available, other
information to uniquely identify the
source;
(4) The radioactive material in the
sealed source;
(5) The initial or current source
strength in becquerels (curies); and
(6) The date for which the source
strength is reported.
Dated in Rockville, Maryland, this 22nd
day of July, 2005.
E:\FR\FM\28JYP1.SGM
28JYP1
Federal Register / Vol. 70, No. 144 / Thursday, July 28, 2005 / Proposed Rules
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. 05–14919 Filed 7–27–05; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. 2003–NE–12–AD]
RIN 2120–AA64
Airworthiness Directives; Rolls-Royce
plc RB211 Series Turbofan Engines
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
SUMMARY: The FAA proposes to
supersede an existing airworthiness
directive (AD) for Rolls-Royce plc (RR)
RB211–22B series, RB211–524B,
–524C2, –524D4, –524G2, –524G3, and
–524H series, and RB211–535C and
–535E series turbofan engines with high
pressure compressor (HPC) stage 3 disc
assemblies, part numbers (P/Ns)
LK46210, LK58278, LK67634, LK76036,
UL11706, UL15358, UL22577, UL22578,
and UL24738 installed. That AD
requires removing from service certain
disc assemblies before they reach their
full life if not modified with
anticorrosion protection. This proposed
AD would require the same actions as
AD 2004–01–20, but would shorten the
compliance time for disks that entered
service before 1990. This proposed AD
results from the manufacturer’s
reassessment of the corrosion risk on
HPC stage 3 disc assemblies not
modified with sufficient application of
anticorrosion protection. We are issuing
this AD to prevent corrosion-induced
uncontained disc failure, resulting in
damage to the airplane.
DATES: We must receive comments on
this proposed AD by September 26,
2005.
ADDRESSES: Use one of the following
addresses to comment on this proposed
AD:
• By mail: Federal Aviation
Administration (FAA), New England
Region, Office of the Regional Counsel,
Attention: Rules Docket No. 2003–NE–
12–AD, 12 New England Executive Park,
Burlington, MA 01803–5299.
• By fax: (781) 238–7055.
• By e-mail: 9-aneadcomment@faa.gov.
You can get the service information
identified in this proposed AD from
VerDate jul<14>2003
14:21 Jul 27, 2005
Jkt 205001
Rolls-Royce plc, PO Box 31, Derby,
England, DE248BJ; telephone: 011–44–
1332–242424; fax: 011–44–1332–245–
418.
You may examine the AD docket, by
appointment, at the FAA, New England
Region, Office of the Regional Counsel,
12 New England Executive Park,
Burlington, MA.
FOR FURTHER INFORMATION CONTACT: Ian
Dargin, Aerospace Engineer, Engine
Certification Office, FAA, Engine and
Propeller Directorate, 12 New England
Executive Park; Burlington, MA 01803–
5299; telephone (781) 238–7178; fax
(781) 238–7199.
SUPPLEMENTARY INFORMATION:
Comments Invited
We invite you to send any written
relevant data, views, or arguments
regarding this proposal. Send your
comments to an address listed under
ADDRESSES. Include ‘‘AD Docket No.
2003–NE–12–AD’’ in the subject line of
your comments. If you want us to
acknowledge receipt of your mailed
comments, send us a self-addressed,
stamped postcard with the docket
number written on it; we will datestamp your postcard and mail it back to
you. We specifically invite comments
on the overall regulatory, economic,
environmental, and energy aspects of
the proposed AD. If a person contacts us
verbally, and that contact relates to a
substantive part of this proposed AD,
we will summarize the contact and
place the summary in the docket. We
will consider all comments received by
the closing date and may amend the
proposed AD in light of those
comments.
Examining the AD Docket
You may examine the AD Docket
(including any comments and service
information), by appointment, between
8 a.m. and 4:30 p.m., Monday through
Friday, except Federal holidays. See
ADDRESSES for the location.
Discussion
On January 8, 2004, we issued AD
2004–01–20, Amendment 39–13434 (69
FR 2661, January 20, 2004). That AD
allows certain disc assemblies to reach
their full life only after modifying the
disc assemblies with anticorrosion
protection. The Civil Aviation Authority
(CAA), which is the airworthiness
authority for the United Kingdom,
notified the FAA that an unsafe
condition may exist on RR RB211–22B
series, RB211–524B, –524C2, –524D4,
–524G2, –524G3, and –524H series, and
RB211–535C and –535E series turbofan
engines with HPC stage 3 disc
assemblies, P/Ns LK46210, LK58278,
PO 00000
Frm 00014
Fmt 4702
Sfmt 4702
43659
LK67634, LK76036, UL11706, UL15358,
UL22577, UL22578, and UL24738
installed. The CAA advises that
inspections at overhaul found many
disc assemblies with corrosion-induced
pitting. RR reassessed the risk of
corrosion-induced pitting of disc
assemblies that have not incorporated
any revision of RR service bulletin (SB)
No. RB.211–72–9434, or any revision of
RR SB No. RB.211–72–5420, which
rework the discs and apply
anticorrosion protection, lowered the
disc lives from those published in the
Time Limits Manuals. These SBs rework
the discs and apply anticorrosion
protection, and lower the disc lives
accordingly in the Time Limits
Manuals.
Actions Since AD 04–01–20 Was Issued
Since we issued that AD, we found
that we made an oversight in the rule
regarding the compliance time for disks
that entered into service before 1990.
We allowed operators to remove and
rework these disks within five years
after the effective date of that AD, but
we intended to set a fixed calendar date
based on inspection findings and
metallurgical results. This proposed AD
corrects that oversight. Also, we omitted
paragraph (f)(5) from the original rule.
We issued a correction to AD 04–01–20
on July 29, 2004, to include paragraph
(f)(5). This proposed rule includes that
paragraph.
Relevant Service Information
We have reviewed and approved the
technical contents of Rolls-Royce plc SB
No. RB.211–72–9434, Revision 4, dated
January 12, 2000, and SB No. RB.211–
72–5420, Revision 4, dated February 29,
1980, which describe procedures for
reworking of HPC stage 3 rotor disc
assemblies by machining, and
application of anticorrosion protection.
The CAA, which is the airworthiness
authority for the U.K., classified these
SBs as mandatory and issued
airworthiness directive 004–01–94,
dated January 4, 2002.
Bilateral Agreement Information
This engine model is manufactured in
the United Kingdom and is type
certificated for operation in the United
States under the provisions of Section
21.29 of the Federal Aviation
Regulations (14 CFR 21.29) and the
applicable bilateral airworthiness
agreement. In keeping with this bilateral
airworthiness agreement, the CAA has
kept the FAA informed of the situation
described above. We have examined the
findings of the CAA, reviewed all
available information, and determined
that AD action is necessary for products
E:\FR\FM\28JYP1.SGM
28JYP1
Agencies
[Federal Register Volume 70, Number 144 (Thursday, July 28, 2005)]
[Proposed Rules]
[Pages 43646-43659]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-14919]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 70, No. 144 / Thursday, July 28, 2005 /
Proposed Rules
[[Page 43646]]
NUCLEAR REGULATORY COMMISSION
10 CFR Parts 20, 32, and 150
RIN: 3150-AH48
National Source Tracking of Sealed Sources
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) is proposing to amend
its regulations to implement a National Source Tracking System for
certain sealed sources. The proposed amendments would require licensees
to report certain transactions involving these sealed sources to the
National Source Tracking System. These transactions would include
manufacture, transfer, receipt, or disposal of the nationally tracked
source. The proposed amendment would also require each licensee to
provide its initial inventory of nationally tracked sources to the
National Source Tracking System and annually verify and reconcile the
information in the system with the licensee's actual inventory. In
addition, the proposed amendment would require manufacturers to assign
a unique serial number to each nationally tracked source.
DATES: Submit comments on the rule by October 11, 2005. Submit comments
specific to the information collections aspects of this rule by August
29, 2005. Comments received after the above dates will be considered if
it is practical to do so, but assurance of consideration cannot be
given to comments received after these dates.
ADDRESSES: You may submit comments by any one of the following methods.
Please include the following number (RIN 3150-AH48) in the subject line
of your comments. Comments on rulemakings submitted in writing or in
electronic form will be made available to the public in their entirety
on the NRC rulemaking Web site. Personal information will not be
removed from your comments.
Mail comments to: Secretary, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If you do not receive a reply e-
mail confirming that we have received your comments, contact us
directly at (301) 415-1966. You may also submit comments via the NRC's
rulemaking Web site at https://ruleforum.llnl.gov. Address questions
about our rulemaking Web site to Carol Gallagher (301) 415-5905; e-mail
cag@nrc.gov. Comments can also be submitted via the Federal Rulemaking
Portal https://www.regulations.gov.
Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland
20852, between 7:30 a.m. and 4:15 p.m. Federal workdays. (Telephone
(301) 415-1966).
Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at
(301) 415-1101.
You may submit comments on the information collections by the
methods indicated in the Paperwork Reduction Act Statement.
Publicly available documents related to this rulemaking may be
examined and copied for a fee at the NRC's Public Document Room (PDR),
Public File Area O1 F21, One White Flint North, 11555 Rockville Pike,
Rockville, Maryland. Selected documents, including comments, can be
viewed and downloaded electronically via the NRC rulemaking Web site at
https://ruleforum.llnl.gov.
Publicly available documents created or received at the NRC after
November 1, 1999, are available electronically at the NRC's Electronic
Reading Room at https://www.nrc.gov/NRC/ADAMS/. From this
site, the public can gain entry into the NRC's Agencywide Document
Access and Management System (ADAMS), which provides text and image
files of NRC's public documents. If you do not have access to ADAMS or
if there are problems in accessing the documents located in ADAMS,
contact the NRC Public Document Room (PDR) Reference staff at 1-800-
397-4209, 301-415-4737 or by e-mail to pdr@nrc.gov.
FOR FURTHER INFORMATION CONTACT: Merri Horn, Office of Nuclear Material
Safety and Safeguards, U.S. Nuclear Regulatory Commission, Washington,
DC 20555-0001, telephone (301) 415-8126, e-mail, mlh1@nrc.gov.
SUPPLEMENTARY INFORMATION:
I. Background
II. Discussion
A. What Action Is the NRC Taking?
B. What Is a Nationally Tracked Source?
C. Who Would This Action Affect?
D. How Would Information Be Reported to the National Source
Tracking System?
E. Would a Licensee Need to Report Its Current Inventory To the
System?
F. What Information Would Be Collected on Source Origin?
G. What Information Would Be Collected on Source Transfer?
H. What Information Would Be Reported for Receipt of Sources?
I. What Information Would Be Reported on Source Endpoints?
J. How Would the National Source Tracking System Information Be
Kept Current?
K. How Would Incorrect Information Be Changed in the National
Source Tracking System?
L. Some Licensees Now Must Report Similar Information to the
Nuclear Materials Management Safeguards System. Would This Rule
Result in a Duplication in Reporting?
M. Are the Proposed Actions Consistent With International
Obligations?
N. When Do These Actions Become Effective?
O. Who Would have Access to the Information and What Would It Be
Used For?
P. What Other Things Would Be Required by the Proposed Action?
Q. What Should I Consider as I Prepare My Comments to NRC?
III. Discussion of Proposed Amendments by Section
IV. Criminal Penalties
V. Agreement State Compatibility
VI. Plain Language
VII. Voluntary Consensus Standards
VIII. Environmental Impact: Categorical Exclusion
IX. Paperwork Reduction Act Statement
X. Public Protection Notification
XI. Regulatory Analysis
XII. Regulatory Flexibility Certification
XIII. Backfit Analysis
I. Background
As a result of the terrorist attacks in the United States on
September 11, 2001, the NRC has undertaken a comprehensive review of
nuclear material security requirements, with particular focus on
radioactive material of concern. This material (which includes Cobalt-
60, Cesium-137, Iridium-192, and Americium-241
[[Page 43647]]
isotopes, as well as other isotopes) has the potential to be used in a
radiological dispersal device (RDD) or a radiological exposure device
(RED) in the absence of proper security measures. The NRC's review
takes into consideration the changing domestic and international threat
environments and related U.S. Government-supported international
initiatives in the nuclear security area, particularly activities
conducted by the International Atomic Energy Agency (IAEA).
In June 2002, the Secretary of Energy and the NRC Chairman met to
discuss the adequate protection of inventories of nuclear materials
that could be used in a RDD. At the June meeting, the Secretary of
Energy and the NRC Chairman agreed to convene an Interagency Working
Group on Radiological Dispersal Devices to address security concerns.
In May 2003, the joint U.S. Department of Energy (DOE)/NRC report was
issued. The report, entitled, ``Radiological Dispersal Devices: An
Initial Study to Identify Radioactive Materials of Greatest Concern and
Approaches to Their Tracking, Tagging, and Disposition'' is available
on the DOE Web site at: https://www.energy.gov/engine/doe/files/
dynamic/9620039919_RDDRPTF14MAY.pdf. One of the recommendations
contained in the report is that a national source tracking system be
developed to better understand and monitor the location and movement of
sources of interest. The full report contains a list of radionuclides
and thresholds above which tracking of the sources is recommended. Note
that in the public version the table of radionuclides has been
redacted.
The NRC has also supported U.S. Government efforts to establish
international guidance for the safety and security of radioactive
materials of concern. This effort has resulted in a major revision of
the IAEA Code of Conduct on the Safety and Security of Radioactive
Sources (Code of Conduct). The revised Code of Conduct was approved by
the IAEA Board of Governors in September 2003, and is available on the
IAEA Web site at https://www-pub.iaea.org/MTCD/publications/PDF/Code-
2004.pdf. In particular, the Code of Conduct recommends that each IAEA
member State develop a national source registry of radioactive sources
that should include Category 1 and 2 radioactive sources as described
in Annex 1 of the Code of Conduct. The recommendation covers 16
isotopes that should be included in the source registry.
The work on the DOE/NRC joint report was done in parallel with the
work on the Code of Conduct and the development of IAEA TECDOC-1344,
``Categorization of Radioactive Sources.'' TECDOC-1344 provides the
underlying methodology for the development of the Code of Conduct
thresholds. The quantities of concern identified in the DOE/NRC report
are similar to the Code of Conduct Category 2 threshold values, so to
allow alignment between the domestic and international efforts to
increase the safety and security of radioactive sources, NRC has
adopted the Category 2 values.
The U.S. Government has formally notified the Director General of
the IAEA of its strong support for the current Code of Conduct.
Although the Code of Conduct does not have the stature of an
international treaty, and its provisions are non-binding on IAEA member
States, the U.S. Government has endorsed the Code of Conduct and is
working toward implementation of its various provisions. The Commission
is conducting this rulemaking and an import/export rulemaking to
reflect those Code of Conduct recommendations which are consistent with
NRC responsibilities under the Atomic Energy Act, including promotion
of the common defense and security. This is the second rulemaking that
the Commission has undertaken to implement provisions of the Code of
Conduct. A final rule addressing the import/export of Category 1 and 2
radioactive materials was published on July 1, 2005 (70 FR 37985).
Efforts to improve controls over sealed sources face significant
challenges, especially balancing the need to secure the materials
without discouraging their beneficial use in academic, medical, and
industrial applications. Radioactive materials provide critical
capabilities in the oil and gas, electrical power, construction, and
food industries; are used to treat millions of patients each year in
diagnostic and therapeutic procedures; are used in a variety of
military applications; and are used in technology research and
development involving academic, government, and private institutions.
These materials are as diverse in geographical location as they are in
functional use.
National source tracking is part of a comprehensive radioactive
source control program for radioactive materials of greatest concern.
Although neither a national source tracking system nor source registry
can ensure the physical protection of sources, it will provide greater
source accountability which will foster increased control by licensees.
A national source tracking system in conjunction with controls such as
those imposed by Orders on irradiator licensees, manufacturer and
distributor licensees, and other material licensees will result in
improved security for radioactive sources.
There is clearly broad U.S. Government and international interest
in tracking radioactive sources to improve accountability and control.
Currently, there is no single U.S. source of information to verify the
licensed users, locations, quantities and movement of these materials.
Separate NRC and Agreement State systems contain information on
licensees and the maximum amounts of materials they are authorized to
possess but do not record actual sources or their movements.
To address this lack of information on such issues as actual
material possessed, the NRC, with the cooperation of the Agreement
States, began working on an interim database of sources of concern. In
November 2003, both NRC and Agreement State licensees were contacted
and requested to voluntarily provide some basic information on the
sealed sources located at their facilities. Of the approximately 2600
licensees contacted, over half of the licensees reported possessing
Category 1 or Category 2 sealed sources. The interim database will be
updated in 2005 and again in 2006 and will ultimately be replaced by
the National Source Tracking System. While the interim database
provides a snapshot in time, the National Source Tracking System will
provide information on an ongoing basis.
Development of the National Source Tracking System is a two-part
activity that includes both a rulemaking and information technology
development. When completely operational, the National Source Tracking
System will be a web-based system that would allow licensees to meet
the proposed reporting requirements on-line with ease. The system will
contain information on NRC licensees, Agreement State licensees, and
DOE facilities. This proposed rulemaking would impose requirements on
both NRC and Agreement State licensees and would establish the
regulatory foundation for the National Source Tracking System
recommended in the DOE/NRC report and implement the Code of Conduct
recommendation to develop a source registry. National Source Tracking
is being developed and would be implemented under the NRC's statutory
authority to promote the common defense and security. To
[[Page 43648]]
inform the development of the National Source Tracking System, the NRC
established an Interagency Coordinating Committee to provide guidance
regarding interagency issues associated with the development,
coordination, and implementation of the system and to prevent licensees
from receiving similar requests from more than one agency. The
Committee membership consists of representatives from various Federal
Agencies with an interest in source security and a representative from
the Agreement States. The views of the Committee were included in the
development of the requirements for the National Source Tracking System
and this rulemaking. NRC will be the database manager of the National
Source Tracking System, however, the other agencies may become users of
the system and have limited access.
II. Discussion
A. What Action Is the NRC Taking?
The NRC is proposing a rule that would implement a new program
called the National Source Tracking System. The proposed rule would
require licensees to report information on the manufacture, transfer,
receipt, and disposal of nationally tracked sources. This information
would capture the origin of each nationally tracked source
(manufacture, recycling, or import), all transfers to other licensees,
all receipts of nationally tracked sources, and endpoints of each
nationally tracked source (disposal or export). Ultimately, the
National Source Tracking System would be able to provide a life history
account of all nationally tracked sources.
A system of this type would need prompt updating to be useful and
accurate. In order to capture information as soon as possible,
licensees would be required to report information on nationally tracked
source transactions by the close of the next business day. To ease the
burden on licensees, the NRC is planning to establish a secure
Internet-based interface to the National Source Tracking System. This
interface would permit licensees access to the system using an Internet
browser. Licensees would log on to the system and enter the required
information by filling out a form on-line. While on-line access should
be fast, accurate, and convenient for licensees, the NRC would also
allow licensees the option of completing and mailing or faxing paper
forms. In addition, licensees would also be able to provide batch
information using a computer readable format file. The format will be
specified in a guidance document on implementation of the National
Source Tracking System.
B. What Is a Nationally Tracked Source?
A sealed source consists of radioactive material that is
permanently sealed in a capsule or closely bonded to a non-radioactive
substrate designed to prevent leakage or escape of the radioactive
material. In either case, it is effectively a solid form of radioactive
material which is not exempt from regulatory control. A nationally
tracked source is a sealed source containing a quantity of radioactive
material equal to or greater than the Category 2 levels listed in the
proposed new Appendix E to 10 CFR part 20. A nationally tracked source
may be either a Category 1 source or a Category 2 source. For the
purpose of this rulemaking, the term nationally tracked source does not
include material encapsulated solely for disposal, or nuclear material
contained in any fuel assembly, subassembly, fuel rod, or fuel pellet.
Material encapsulated solely for disposal refers to material that
without the disposal packaging would not be considered encapsulated.
For example, a licensee's bulk material that it plans to send for
burial may be placed in a matrix (e.g. mixed in concrete), to meet
burial requirements. The placement of the radioactive material in the
matrix material may be considered encapsulating. This type of material
would not be covered by the rule. However, if a nationally tracked
source were to be placed in a matrix material, the sealed source would
still be covered by the rule.
Category 1 nationally tracked sources are those containing a
quantity equal to or greater than the Category 1 threshold. Category 2
nationally tracked sources are those containing a quantity equal to or
greater than the Category 2 threshold but less than the Category 1
threshold. This definition is based on the IAEA Code of Conduct and is
consistent with the definition of sealed sources in other parts of the
NRC regulations and with definitions contained in Agreement State
regulations.
The specific radioactive material and amounts covered by this rule
are listed in the proposed Appendix E to part 20. The isotopes and
thresholds of 15 of the isotopes are identical to the Table I values
from the Code of Conduct. The IAEA Code of Conduct includes a
recommendation that these isotopes and thresholds be included in a
national source registry. The U.S. Government has formally endorsed
these values. The NRC has adopted the Category 2 values to allow
alignment between domestic and international efforts to increase the
safety and security of radioactive sources.
The Terabecquerel (TBq) values listed in Appendix E are the
regulatory standard. The curie (Ci) values specified are obtained by
converting from the TBq value. The Ci values are provided for practical
usefulness only and are rounded after conversion. The curie values are
not intended to be the regulatory standard.
Table I of the IAEA Code of Conduct actually lists 16 isotopes that
should be included in a national source registry. Included in this
listing is radium (Ra)-226. Because NRC does not regulate Ra-226, it
will not be subject to the proposed rule requirements. However, the
National Source Tracking System will allow licensees to voluntarily
enter transactions for Ra-226 sealed sources. Additionally, States may
decide to develop regulations that require their licensees to report
Ra-226 transactions to the State. The NRC could decide to allow such
transaction reports to be recorded in the National Source Tracking
System. The Category 2 threshold for Ra-226 is 0.4 TBq.
The Commission recognizes that by allowing voluntary reporting, the
Ra-226 information in the National Source Tracking System will not be
reliable. Some licensees might report their Ra-226 transactions and
others might not. This could result in one-sided transactions in the
system. For example, a licensee may report the transfer of a Ra-226
source but the recipient may not report its receipt of the Ra-226
source. However, there were no Ra-226 sealed sources reported to the
interim database, and while this does not mean that there are no Ra-226
sealed sources (the interim database survey did not go to the entire
population of facilities that could possess Ra-226), the Commission
believes that the inclusion of voluntary reporting of Ra-226 sealed
sources will allow the U.S. Government to more fully address the Code
of Conduct recommendation for a source registry. The NRC specifically
invites comment on whether States would be willing to develop
regulations that would require their licenses to report Ra-226 to
either the State or to the National Source Tracking System.
The Commission has expanded the National Source Tracking System
list of isotopes to include 6 isotopes that are not on the Code of
Conduct list and one isotope that is listed in the Code of Conduct but
is not included in the recommendation for the source registry. The 7
additional isotopes to be included are actinium (Ac)-227, plutonium
(Pu)-236, Pu-239, Pu-240, polonium-210, thorium (Th)-228, and Th-229.
The
[[Page 43649]]
DOE/NRC RDD report recommendation for a National Source Tracking System
included these 7 isotopes. The thresholds were developed using the same
methodology as those listed in the Code of Conduct. These isotopes were
included in the interim database. Based on information from the interim
database, NRC and Agreement State licensees do not possess large
numbers of nationally tracked sources containing these isotopes.
However, this is a national system and will include information from
DOE facilities. DOE facilities are more likely to possess these
isotopes and DOE agreed that these isotopes should be included.
Therefore, the Commission is including them in this rulemaking.
At this time, the NRC does not plan to include Category 3 sources
(sources at 1/10th of the Category 2 threshold). However, we may
consider the inclusion of Category 3 sources in the future because a
licensee possessing a large number of Category 3 sources could present
a security concern. An item level tracking system cannot include
aggregation of sources because the sources may move in and out of the
tracking system with changes in ownership. For example, a manufacturer
could possess enough material that a Category 3 source would be
reported, however, a licensee receiving the Category 3 source may not
need to report the receipt because this is its only source. The
tracking system would have information on the manufacture and transfer
of the source, but not on its receipt. The data on Category 3 sources
could quickly become unreliable. The best way to address the concern of
aggregation within an item-level tracking system would be to the lower
the threshold for tracking so that all parties would be required to
report transactions.
The NRC specifically invites comment on the inclusion of Category 3
sources in the National Source Tracking System. We are interested in
information concerning:
(1) The number of additional licensees that would be impacted;
(2) The number of Category 3 sources possessed by licensees; and
(3) How often those sources change hands.
This information will enable the NRC to make a more informed
decision on the inclusion of Category 3 sources in the National Source
Tracking System. Category 3 sources are typically used in fixed
industrial gauges involving high activity sources (e.g., level gauges,
dredger gauges, conveyor gauges, and spinning pipe gauges) and in high
dose rate remote afterloaders for medical therapy.
C. Who Would This Action Affect?
The proposed rule would apply to any person (entity or individual)
in possession of a Category 1 or Category 2 source. It would apply to--
All licensees, both those with NRC licenses and those with
Agreement State licenses;
Manufacturers and distributors of Category 1 and Category 2
sources;
Medical facilities, radiographers, irradiators, reactors, and any
other licensees that are the end users of nationally tracked sources;
and
Disposal facilities and waste brokers.
The proposed rule would apply whether the source is actively used
or in long-term storage.
Nationally tracked sources are possessed by all types of licensees,
but primarily by byproduct material licensees. Nationally tracked
sources are used in the oil and gas, electrical power, construction,
medical, and food industries. They are used in a variety of military
applications and in technology research and development. Nationally
tracked sources are classified either Category 1 or 2 based on the
activity level of the radioactive material of concern. Category 1
sources are typically used in devices such as radiothermal generators
and irradiators, and in practices such as radiation teletherapy.
Category 2 sources are typically used in industrial gamma radiography,
blood irradiators, and some well logging.
D. How Would Information Be Reported to the National Source Tracking
System?
Licensees would have several options for reporting transaction
information to the National Source Tracking System. These methods would
include on-line, computer-readable format files, paper, fax, and
telephone. For most licensees, the most convenient, least burdensome
method will be to report the information on-line. To report information
on-line, a licensee would need to establish an account with the
National Source Tracking System. Once an account is established, the
licensee would be provided with password information that would allow
access to the on-line system. A licensee would have access only to
information regarding its own material or facility; a licensee would
not have access to information concerning other licensees or
facilities. When logged on, the licensee could type the necessary
information onto the on-line forms. Once a source is in the system, the
licensee would be able to click on the source and report a transfer or
other transaction. The identifying information would not need to be
typed in a second time because information such as license number,
facility name, and address would pop up automatically.
Many licensees conduct a large number of transactions, especially
manufacturing and distribution licensees. We recognize that most
licensees have a system in which information on sources is maintained.
The National Source Tracking System would be able to accept batch load
information using a computer-readable format. This should ease the
reporting burden for a licensee with a large number of transactions.
The licensee would be able to electronically send a batch load using a
computer readable format file that contained all of the transactions
that occurred that day. The format could also be used for reporting the
initial inventory. The computer-readable format that would be used has
not been developed yet. NRC and the company responsible for developing
the National Source Tracking System will work with licensees to develop
the mechanism to accept batch load information so that it is compatible
with many of the existing systems in use by licensees.
Licensees would also be able to complete a paper version of the
National Source Tracking Transaction form and submit the form by either
mail or fax. Additionally, licensees would be able to provide
transaction information by telephone and then follow-up with a paper
copy. Additional guidance on submitting information will be provided
when the final rule is published. The guidance would contain mailing
addresses and telephone and fax numbers for providing information to
the National Source Tracking System, as well as information on the
computer-readable format to be used.
E. Would a Licensee Need To Report Its Current Inventory to the System?
Yes, licensees would be required to report their current inventory
of nationally tracked sources by a specified date. There would be
separate report dates for Category 1 and Category 2 level nationally
tracked sources. Licensees would be required to report all Category 1
sources to the National Source Tracking System by December 31, 2006,
and all Category 2 sources by March 31, 2007.
To ease the reporting process, information already in the interim
database would be downloaded to the National Source Tracking System.
Each licensee that reported information to the interim database would
be provided a
[[Page 43650]]
copy of its information and asked to either verify the information or
provide updated information. NRC staff and the company that will
operate the National Source Tracking System will work with licensees to
make sure the inventory information is correct. Licensees that did not
provide information to the interim database would need to report the
information on its nationally tracked source inventory by the specified
dates. Disposal facilities would not need to report sources that have
already been buried or otherwise disposed.
F. What Information Would Be Collected on Source Origin?
Each time a nationally tracked source is manufactured in the United
States, the licensee would be required to report the source information
to the National Source Tracking System. The information must be
reported by the close of the next business day. The licensee would
report the manufacturer (make), model number, serial number,
radioactive material, activity at manufacture, and manufacture date for
each source. The licensee must also provide its license number,
facility name, as well as the name of the individual that prepared the
report.
Some sources are recycled or reconfigured. For example, a source
that has decayed below its usefulness is sometimes returned to the
manufacturer for reconfiguration. The decayed source may be placed in a
reactor and reactivated. The source retains its serial number, but now
has a new activity. The new activity and date must be reported to the
National Source Tracking System.
For every nationally tracked source that is imported, the facility
obtaining the source would be required to report the source information
to the National Source Tracking System by the close of the next
business day after receipt of the imported source at the site. For the
purposes of the National Source Tracking System, this would be
considered the source origin unless the source had been previously
possessed in the United States. The licensee would need to report the
manufacturer (make), model number, serial number, radioactive material,
activity at manufacture or import, and manufacture or import date for
each source. The licensee must also provide its license number,
facility name, as well as the name of the individual that prepared the
report and the date of receipt. The licensee would also need to provide
information on the facility (name and address) that sent the source and
the import license number.
Under separate regulations on import/export of radioactive
material, the NRC will be notified on imports of radioactive material
at Category 2 levels or above (70 FR 37985; July 1, 2005). This
notification should include source identification information. NRC
staff would enter the notification information into the National Source
Tracking System. Therefore, a licensee that is receiving imported
nationally tracked sources may be able to report the transaction as a
simple receipt, if using the on-line method. Much of the source
information would already be in the National Source Tracking System;
the licensee would be able to click on the pending import and then
click on the source to indicate that the source had been received at
the site.
G. What Information Would Be Collected on Source Transfer?
Each time a nationally tracked source is transferred to another
authorized facility, the licensee would be required to report the
transfer to the National Source Tracking System by the close of the
next business day. The licensee must report the recipient name
(facility the source is being transferred to) and license number, the
shipping date, the estimated arrival date, and the identifying source
information (manufacturer, model number, serial number, and radioactive
material). If the source is being exported, the export license number
would be reported for the recipient's license number. The licensee also
would need to provide its name and license number as well as the name
of the individual making the report. For nationally tracked sources
that are transferred as waste under a Uniform Low-level Radioactive
Waste Manifest, the licensee would also have to report the waste
manifest number and the container identification number for the
container with the nationally tracked source.
Source transfer transactions only cover transfers between different
licensees and/or authorized facilities (DOE site or an export). They do
not include transfer to a temporary job site. Transactions in which the
nationally tracked source remains in the possession of the licensee
would not require a report to the National Source Tracking System. For
example, a radiographer conducting business would not need to report
transfers between temporary job sites, even if the temporary job site
is located in another state or if the work is conducted under a
reciprocity agreement. The NRC specifically invites comment on whether
licensees should be required to report as a transaction the use of a
nationally tracked source at temporary job sites. Specifically should
the NRC require reporting of:
(1) All transactions involving the use of a nationally tracked
source at a temporary job site;
(2) Any transactions involving the use of a nationally tracked
source at a temporary job site in another state either under the same
license or a different license; or
(3) No transactions involving the use of a nationally tracked
source at a temporary job site (as proposed in the rule)? If the NRC
were to require reporting of transactions involving temporary job
sites, how much additional burden would be imposed on licensees and
what should the reporting timeframe be?
H. What Information Would Be Reported for Receipt of Sources?
A licensee would be required to report each receipt of a nationally
tracked source by the close of the next business day. The licensee must
report the identifying source information (manufacturer, model number,
serial number, and radioactive material) and the date of receipt. The
licensee must include its facility name and license number and the name
of the individual that prepared the report. The licensee must also
provide the name and license number of the facility that sent the
source because this information is necessary to match the transactions.
If the source is an import, the licensee would also need to report the
source activity and associated activity date. The import license number
would be reported as the license number of the sending facility. If a
licensee receives a nationally tracked source as part of a waste
shipment, the licensee must provide the Uniform Low-level Radioactive
Waste Manifest number and the container identification for the
container that contains the nationally tracked source. A waste broker
or disposal facility are examples of licensees that might receive a
nationally tracked source as part of a waste shipment. These licensees
would not be expected to open the waste container and verify the
presence of the nationally tracked source; they may rely on the
licensee who shipped the source. Because there is no verification that
the source is in the waste container, should the facility be required,
at a minimum, to investigate the container for any indication of
tampering? The NRC specifically invites comment on whether a waste
broker or disposal facility should be required to inspect the waste
container for an indication of tampering to provide additional
[[Page 43651]]
assurance the source is still in the container.
I. What Information Would Be Reported on Source Endpoints?
Endpoints for a source include export, disposal, decay, and
destruction of the source. Exports would be treated as a transfer. (See
Section G for more information on source transfer.) An export is
considered a reversible endpoint because the source can be imported
back into the country. The export license number would be reported as
the license number of the receiving facility.
Disposal of a source would be reported by the licensee conducting
the actual burial in a low-level disposal facility or other authorized
disposal mechanism. Licensees sending a source to a low-level burial
ground for disposal would treat the transaction as a transfer, and
would report the types of information to be reported for a transfer,
including the waste manifest number and the container identification
number. The disposal facility may rely on the information from the
licensee that sent the waste for disposal and is not expected to open
the waste container to verify contents. The disposal facility must
report to the National Source Tracking System the date and method of
disposal, the waste manifest number, and the container identification
number for the container with the nationally tracked source. The
disposal facility must also provide its facility name and license
number, as well as the name of the individual that prepared the report.
The report must be made by the close of the next business day.
One feature of the National Source Tracking System would be that
the decay of a source would be automatically calculated so a licensee
would not need to report an endpoint of decay. Once a source has
decayed below Category 2 levels, the source would be automatically
removed from a licensee's active inventory in the National Source
Tracking System. The licensee would receive a notification that the
source has decayed below the tracking level and that transactions for
this source no longer need to be reported.
Licensees currently report accidental destruction of sources to the
NRC Operations Center or to the Agreement States. NRC staff would enter
the information from the event report into the National Source Tracking
System. Because sealed sources are designed to be robust, accidental
destruction is rare. Examples of accidental destruction include sources
destroyed during attempts to remove them from devices, and well logging
sources that become disconnected downhole and destroyed during
retrieval attempts.
Other endpoints that would be captured by the National Source
Tracking System include a lost or stolen source or a source abandoned
in a well. These events are already reported to either NRC or to the
Agreement State. Licensees would not be required to report this
information a second time to the National Source Tracking System.
Agreement State licensees would continue to report to the Agreement
State. NRC staff would obtain the information on these events from the
event reports or the Nuclear Medical Event Database and enter the
information into the National Source Tracking System.
J. How Would the National Source Tracking System Information Be Kept
Current?
Data integrity for the National Source Tracking System is extremely
important and necessary to keep the information correct and up-to-date.
Licensees are expected to provide correct information to the National
Source Tracking System and should double-check the accuracy of
information before submission. To address quality assurance concerns on
the data, the NRC is considering adding a requirement that would
require licensees to double-check the accuracy of the data by using two
independent checkers before submission of the transaction report. The
NRC specifically invites comment on the inclusion of a requirement for
a quality assurance check of the data before submission. We are
interested in information concerning:
(1) Whether these are the appropriate requirements for quality
assurance;
(2) What are the appropriate requirements for quality assurance;
and
(3) The additional burden such a requirement would impose on
licensees.
If licensees accurately report their transactions in a timely
manner, the National Source Tracking System would contain correct, up-
to-date information. However, we recognize that some transactions may
be missed and that errors may be introduced into the system over time.
Typical reasons for discrepancies, which might nevertheless occur,
could be failure to report the receipt of a source, failure to report
the transfer of a source to another licensee, missing a source during
the reporting of the initial inventory, selection of the wrong model
number, or incorrectly typing the serial number. Each licensee would be
required to correct any errors or missed transactions that it discovers
within 5 business days of the discovery. In addition, licensees would
be required to reconcile their on-site inventory of nationally tracked
sources with the information previously reported to the National Source
Tracking System. This reconciliation would occur during the month of
June of each year. This reconciliation would be necessary to maintain
the accuracy and reliability of the National Source Tracking database.
The licensee would be able to print a copy of the inventory information
from the National Source Tracking System. Licensees without on-line
access would receive a paper copy of the information in the National
Source Tracking System. The licensee would compare the information in
the system to the actual inventory at the licensee's facility,
including a check of the model and serial number of each source. This
reconciliation would not require the licensee to conduct an additional
physical inventory of its sources. Licensees are currently required to
conduct physical inventories either annually, semi-annually, or
quarterly depending on the type of license. The licensee would be
required to reconcile any differences by reporting the appropriate
transaction(s) or corrections to the National Source Tracking System.
The licensee would be required to verify by the end of June of each
year that the inventory in the National Source Tracking System is
correct. The first reconciliation would occur in June 2007.
K. How Would Incorrect Information Be Changed in the National Source
Tracking System?
Each licensee would be responsible for correcting any incorrect
information in the National Source Tracking System, regardless of the
source of the error, within 5 business days of the discovery. Typing
errors and errors such as inadvertent selection of the wrong model
number need to be corrected in the system so that the information in
the National Source Tracking System is correct. A licensee would be
able to submit a corrected form that contains the correct information
online or through any other permitted reporting mechanism at any time.
L. Some Licensees Now Must Report Similar Information to the Nuclear
Materials Management Safeguards System. Would This Rule Result in a
Duplication in Reporting?
Yes, some information on plutonium (Pu) and thorium (Th) would be
collected by both the Nuclear Materials Management Safeguards System
(NMMSS) and the National Source Tracking System. The current
regulations require reporting transfers,
[[Page 43652]]
receipts, and inventory to NMMSS for one gram or more of plutonium and
any thorium that has foreign obligations. However, NMMSS does not
collect information at the source level; therefore, the detailed
information (make, model, serial number) on sealed sources could not be
extracted from NMMSS to provide input into the National Source Tracking
System. The National Source Tracking System would only have information
on sealed sources and would not contain information on sources that are
not considered sealed or on any bulk material that a licensee may
possess. The thresholds are also different for the two systems.
Therefore, we would not be able to extract information from the
National Source Tracking System to support NMMSS. Neither system would
be able to collect the needed information for the other system without
modifications to the database and additional changes to the
regulations. The two system also have different purposes.
In practice, NRC finds that these Pu and Th sources are typically
held by licensees for long time periods and not routinely transferred
to other licensees, so incidences of double-reporting are expected to
be rare. No licensee reported Th sources to the interim database, and
there were only 21 Pu sealed sources reported that were above the
Category 2 threshold. The NRC does not believe that the limited number
of licensees and transactions likely to be affected by this dual
reporting requirement would impose an unnecessary burden. The NMMSS and
the National Source Tracking System would collect information on these
isotopes for different purposes and in different formats and with
different levels of detail and thresholds as needed by each system.
Therefore, the Commission believes that NMMSS and the National Source
Tracking System should remain separate.
M. Are the Proposed Actions Consistent With International Obligations?
Yes, the National Source Tracking System will be consistent with
international obligations. The system is intended to respond to the
recommendation in the IAEA Code of Conduct for development of a
national source registry.
N. When Do These Actions Become Effective?
The rule would become effective 60 days after the final rule is
published in the Federal Register. The requirements for Category 1
nationally tracked sources would be implemented by December 31, 2006.
This means that by this date any licensee that possesses a Category 1
level source must have reported its initial inventory and report
thereafter all transactions involving Category 1 sources to the
National Source Tracking System. The requirements for Category 2
nationally tracked sources would be implemented by March 31, 2007. By
this date, all licensees must have reported their initial inventory of
nationally tracked sources and report thereafter all transactions to
the National Source Tracking System.
O. Who Would Have Access to the Information and What Would It be Used
for?
Information in the National Source Tracking System will be
considered Official Use Only; the information will not be considered to
be Safeguards Information or Safeguards Information--Modified Handling.
A licensee would be able to view the data on its facility, but not data
on other licensees. Agreement State staff would be able to view
information on the licensees in their state, but would not be able to
view information on licensees in other states. The one exception is
information related to lost or stolen sources. Agreement State staff
would be able to view the information on lost or stolen sources from
all licensees. This will enable better coordination of recovery
efforts. Other Federal and State agencies will also be able to view the
information on lost or stolen sources and other information on a need-
to-know basis.
Licensees are not required to protect Official Use Only
information, it is the equivalent of company proprietary information
and licensees may share the information at their discretion. The NRC
specifically invites comment on whether this provides adequate
protection of the information or whether licensees should be required
to protect the information that is reported to the National Source
Tracking System. If additional protection should be necessary, what
level of protection is viewed to be necessary?
Once fully operational, the National Source Tracking System would
be used for a variety of purposes. This standardized, centralized
information will help NRC and Agreement States to monitor the location
and use of nationally tracked sources; conduct inspections and
investigations; communicate nationally tracked source information to
other government agencies; verify legitimate ownership and use of
nationally tracked sources; and further analyze hazards attributable to
the possession and use of these sources.
P. What Other Things Would Be Required by the Proposed Action?
The proposed rule would also require manufacturers of nationally
tracked sources to use a unique serial number for each source. The
combination of manufacturer, model, and serial number will be used in
the National Source Tracking System to track the history of each
source.
Q. What Should I Consider As I Prepare My Comments to NRC?
Tips for preparing your comments. When submitting your comments,
remember to:
i. Identify the rulemaking (RIN 3150-AH48).
ii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iii. Describe any assumptions and provide any technical information
and/or data that you used.
iv. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
v. Provide specific examples to illustrate your concerns, and
suggest alternatives.
vi. Explain your views as clearly as possible.
vii. Make sure to submit your comments by the comment period
deadline identified.
viii. See item B of the Discussion portion of this notice for NRC's
specific request for comments regarding State development of
regulations on R-226 and the future inclusion of Category 3 sources in
the National Source Tracking System. See item G of the Discussion
portion of this notice for the request for comments on requiring
licensees to report use of nationally tracked sources at temporary job
sites. See item H of the Discussion portion of this notice for the
request for comment on requiring waste brokers and disposal facilities
to inspect waste containers for an indication of tampering. See item J
of the Discussion portion of this notice for the request for comments
regarding the inclusion of a quality assurance provision on data
submission. See item O of the Discussion portion of this notice for the
request for comments on licensee protection of the information reported
to the National Source Tracking System. See section IX for the request
for comments on the information collection aspects and section XII for
the request for comments on the impacts to small businesses.
[[Page 43653]]
III. Discussion of Proposed Amendments by Section
Section 20.1003 Definitions
A definition of nationally tracked sources would be added to the
regulations.
Section 20.2207 Reports of Transactions Involving Nationally Tracked
Sources
A new section would be added to the regulations to require
licensees to report to the National Source Tracking System transactions
involving nationally tracked sources. New paragraph (a) Would require
the reporting of the manufacture of a nationally tracked source. New
paragraph (b) would require the reporting of all transfers of
nationally tracked sources to another authorized facility. New
paragraph (c) would require the reporting of all receipts of a
nationally tracked source. New paragraph (d) would require the
reporting of the disposal of any nationally tracked source. Each of
these paragraphs would require the licensee to report specific
information for the transaction, which would include for each source
information such as the manufacturer, model, serial number, radioactive
material, activity and activity date, and the transaction date. The
licensee would also need to provide the facility name, license number,
address, and name of the individual that prepared the report. If the
transaction involves the use of the Uniform Low-Level Radioactive Waste
Manifest, the licensee would need to report the waste manifest number
and the container identification for the container with the source.
New paragraph (e) would require licensees to report these
transactions to the National Source Tracking System by the close of the
next business day. The regulations would allow the licensee to report
the transactions either on-line, electronically using a computer-
readable format, by facsimile, by mail, or by telephone.
New paragraph (f) would require each licensee to correct any error
in a previously filed report or file a new report for a missed
transaction within 5 business days of the discovery of the error or
missed transaction. Each licensee would also be required to reconcile
and verify the information in the National Source Tracking System
during the month of June each year. This process would involve
comparing the inventory information in the National Source Tracking
System and the actual inventory possessed by the licensee. The proposed
amendment would require any discrepancies to be resolved by filing the
reports identified by paragraphs (a) through (d) described above.
New paragraph (g) would require a licensee to report its initial
inventory of Category 1 nationally tracked sources by December 31,
2006, and the inventory of Category 2 nationally tracked sources by
March 31, 2007.
Appendix E Nationally Tracked Source Thresholds
A new appendix would be added to part 20 that provides the
thresholds for nationally tracked sources at the Category 1 and
Category 2 levels. The Terabecquerel (TBq) values listed in Appendix E
are the regulatory standard. The curie (Ci) values specified are
obtained by converting from the TBq value. The Ci values are provided
for practical usefulness only and are rounded after conversion. The
curie values are not intended to be the regulatory standard.
Section 32.2 Definitions
A definition of nationally tracked sources would be added to the
regulations.
Section 32.201 Serialization of Nationally Tracked Sources
A new section would be added that requires manufacturers of
nationally tracked sources to assign a unique serial number to each
nationally tracked source that is manufactured after the effective date
of the rule.
Section 150.3 Definitions
A definition of nationally tracked sources would be added to the
regulations.
Section 150.15 Persons Not Exempt
A new section is added that would require source manufacturers
licensed by Agreement States to assign a unique serial number for each
nationally tracked source that is manufactured after the effective date
of the rule.
Section 150.18 Submission to Commission of Nationally Tracked Source
Transaction Reports
A new section would be added to the regulations to require
Agreement State licensees to report to the National Source Tracking
System all transactions involving nationally tracked sources. New
paragraph (a) would require the reporting of the manufacture of a
nationally tracked source. New paragraph (b) would require the
reporting of all transfers of nationally tracked sources to another
authorized facility. New paragraph (c) would require the reporting of
all receipts of a nationally tracked source. New paragraph (d) would
require the reporting of the disposal of any nationally tracked source.
Each of these paragraphs would require the licensee to report specific
information for the transaction, which would include for each source
information such as the manufacturer, model, serial number, radioactive
material, activity and activity date, and the transaction date. The
licensee would also need to provide the facility name, license number,
address, and name of the individual that prepared the report. If the
transaction involves the use of the Uniform Low-Level Radioactive Waste
Manifest, the licensee would need to report the waste manifest number
and the container identification for the container with the source.
New paragraph (e) would require licensees to report these
transactions to the National Source Tracking System by the close of the
next business day. The regulations would allow the licensee to report
the transactions either on-line, electronically using a computer-
readable format, by facsimile, by mail, or by telephone.
New paragraph (f) would require each licensee to correct any error
in a previously filed report or file a new report for a missed
transaction within 5 business days of the discovery of the error or
missed transaction. Each licensee would also be required to reconcile
and verify the information in the National Source Tracking System
during the month of June each year. This process would involve
comparing the inventory information in the National Source Tracking
System and the actual inventory possessed by the licensee. The proposed
amendment would require any discrepancies to be resolved by filing the
reports identified by paragraphs (a) through (d) described above.
New paragraph (g) would require a licensee to report its initial
inventory of Category 1 nationally tracked sources by December 31,
2006, and the inventory of Category 2 nationally tracked sources by
March 31, 2007.
IV. Criminal Penalties
For the purpose of section 223 of the Atomic Energy Act (AEA), the
Commission is proposing to amend 10 CFR parts 20, 32, and 150 under one
or more of sections 161b, 161i, or 161o of the AEA. Willful violations
of the rule would be subject to criminal enforcement.
V. Agreement State Compatibility
Under the ``Policy Statement on Adequacy and Compatibility of
[[Page 43654]]
Agreement State Programs'' approved by the Commission on June 30, 1997,
and published in the Federal Register on September 3, 1997 (62 FR
46517), Sec. 20.2207, the proposed rule is classified as Compatibility
Category ``NRC.'' The NRC program elements in this category are those
that relate directly to areas of regulation reserved to the NRC by the
Atomic Energy Act of 1954, as amended (AEA), or the provisions of Title
10 of the Code of Federal Regulations. Although an Agreement State may
not adopt program elements reserved to NRC, it may wish to inform its
licensees of certain requirements via a mechanism that is consistent
with the particular State's administrative procedure laws but does not
confer regulatory authority on the State.
VI. Plain Language
The Presidential Memorandum dated June 1, 1998, entitled, ``Plain
Language in Government Writing'' directed that the Government's writing
be in plain language. The NRC requests comments on this proposed rule
specifically with respect to the clarity and effectiveness of the
language used. Comments should be sent to the address listed under the
heading ADDRESSES above.
VII. Voluntary Consensus Standards
The National Technology Transfer Act of 1995 (Pub. L. 104-113)
requires that Federal agencies use technical standards that are
developed or adopted by voluntary consensus standards bodies unless the
use of such a standard is inconsistent with applicable law or otherwise
impractical. In this proposed rule, the NRC would require licensees
that possess, manufacture, transfer, receive, or dispose of nationally
tracked sources to report the information relating to such transactions
to the National Source Tracking System. This action does not constitute
the establishment of a standard that establishes generally applicable
requirements.
VIII. Environmental Impact: Categorical Exclusion
The NRC has determined that this proposed rule is the type of
action described as a categorical exclusion in 10 CFR 51.22(c)(1) for
the proposed changes to part 150 and as described in 10 CFR
51.22(c)(3)(iii) for the changes to parts 20 and 32. Therefore, neither
an environmental impact statement nor an environmental assessment has
been prepared for this proposed rule.
IX. Paperwork Reduction Act Statement
This proposed rule contains new or amended information collection
requirements that are subject to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.). This rule has been submitted to the Office of
Management and Budget (OMB) for review and approval of the information
collection requirements.
Type of submission, new or revision: Revision; NRC Form 748--New.
The title of the information collection: 10 CFR 20, 32, and 150,
``National Source Tracking of Sealed Sources.''
The form number if applicable: NRC Form 748, ``National Source
Tracking Transaction Report.''
How often the collection is required: Initially, at completion of a
transaction, and at inventory reconciliation.
Who will be required or asked to report: Licensees that
manufacture, receive, transfer, or dispose of nationally tracked
sources.
An estimate of the number of annual responses: 4,423 (NRC Form
748--2613 responses; 10 CFR 20--467 responses; 10 CFR 32--10
recordkeepers; 10 CFR 150--1333 responses).
The estimated number of annual respondents: 1,350.
An estimate of the total number of hours needed annually to
complete the requirement or request: 2,662 (NRC Form 748--412 hours [an
average of 10 minutes per response]; 10 CFR 20--467 [1 hour per
response]; 10 CFR 32--450 hours [45 hours per recordkeeper]; 10 CFR
150--1333 hours [1 hour per response]).
Abstract: The NRC is proposing to amend its regulations to
implement a National Source Tracking System for certain sealed sources.
The proposed amendments would require licensees to report certain
transactions involving nationally tracked sources to the National
Source Tracking System. These transactions would include manufacture,
transfer, receipt, or disposal of the nationally tracked source. The
proposed amendment would require each licensee to provide its initial
inventory of nationally tracked sources to the National Source Tracking
System and annually verify and reconcile the information in the system
with the licensee's actual inventory. The proposed rule would also
require manufacturers of nationally tracked sources to assign a unique
serial number of each source. This information collection is mandatory
and will be used to populate the National Source Tracking System.
The U.S. Nuclear Regulatory Commission is seeking public comment on
the potential impact of the information collections contained in this
proposed rule on the following issues:
1. Is the proposed information collection necessary for the proper
performance of the functions of the NRC, including whether the
information will have practical utility?
2. Is the estimate of burden accurate?
3. Is there a way to enhance the quality, utility, and clarity of
the information to be collected?
4. How can the burden of the information collection be minimized,
including the use of automated collection techniques?
A copy of the OMB clearance package may be viewed free of charge at
the NRC Public Document Room, One White Flint North, 11555 Rockville
Pike, Room O-1 F21, Rockville, MD 20852. The OMB clearance package and
rule are available at the NRC Worldwide Web site: https://www.nrc.gov/
public-involve/doc-comment/omb/ for 60 days after the
signature date of this notice and are also available at the NRC
rulemaking Web site, https://ruleforum.llnl.gov.
Send comments on any aspect of these proposed information
collections, including suggestions for reducing the burden and on the
above issues, by August 29, 2005, to the Records and FOIA/Privacy
Services Branch (T-5 F53), U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, or by Internet electronic mail to
INFOCOLLECTS@NRC.GOV and to the Desk Officer, Office of Information and
Regulatory Affairs, NEOB-10202, (3150-0001, 3150-0014, 3150-0032, and
3150-xxxx), Office of Management and Budget, Washington, DC 20503.
Comments received after this date will be considered if it is practical
to do so, but assurance of consideration cannot be given to commen