Electronic Tariff Filings, 40941-40943 [05-13908]
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Federal Register / Vol. 70, No. 135 / Friday, July 15, 2005 / Proposed Rules
this credit union, the term or
expressions:
(a) ‘‘Organizations of such persons’’
means an organization or organizations
composed exclusively of persons who
are within the field of membership of
this credit union.
(b) ‘‘Immediate family member’’
eligibility is limited to spouse, child,
sibling, parent, grandparent or
grandchild. For the purposes of this
definition, immediate family member
includes stepparents, stepchildren,
stepsiblings, and adoptive relationships.
Instruction: A credit union may adopt
a more restrictive definition of this term
by deleting this definition from its
bylaws and replacing it with its own
more restrictive definition.
(c) ‘‘Household’’ is defined as persons
living in the same residence
maintaining a single economic unit.
Instruction: A credit union may adopt
a more restrictive definition of this term
by deleting this definition from its
bylaws and replacing it with its own
more restrictive definition.]
[FR Doc. 05–13312 Filed 7–14–05; 8:45 am]
BILLING CODE 7535–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Parts 35, 131, 154, 157, 250,
281, 284, 300, 341, 344, 346, 347, 348,
375, and 385
[Docket No. RM01–5–000]
Electronic Tariff Filings
July 6, 2005.
Federal Energy Regulatory
Commission, DOE.
ACTION: Notice of additional proposals
and procedures.
AGENCY:
The Federal Energy
Regulatory Commission is making
additional proposals, requesting
comments, and establishing procedures
related to its July 8, 2004, Notice of
Proposed Rulemaking (69 FR 43929)
(NOPR). The Commission is proposing
to revise its prior proposal that natural
gas companies and public utilities file
pre-existing agreements electronically.
The Commission is proposing that only
current tariffs and future agreements,
and not pre-existing non-conforming
rate schedules and agreements, be filed
electronically. The Commission is
proposing to permit electronic service of
all initial and subsequent tariff filings
upon the implementation of electronic
tariff filing. The Commission is seeking
SUMMARY:
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16:12 Jul 14, 2005
Jkt 205001
comment on whether oil pipelines
should utilize an approach to tariff
filing that differs from the approach to
be utilized in the gas pipeline and
electric industries. In addition,
Commission staff will be establishing a
second technical conference in the next
few months once the changes to the
Commission’s software that have been
identified are completed. Comments on
the non-regulatory text portion of the
proposal are anticipated to be due
within 60 days after the conference. A
future notice will be issued announcing
a date for a second technical conference
to discuss the electronic tariff filing
software to be used in compliance with
the NOPR.
DATES: August 1, 2005, for comments on
the proposed regulatory text, electronic
service, and any changes to the method
of filing for oil pipelines.
ADDRESSES: Comments may be filed
electronically via the eFiling link on the
Commission’s Web site at https://
www.ferc.gov. Commenters unable to
file comments electronically must send
an original and 14 copies of their
comments to: Federal Energy Regulatory
Commission, Office of the Secretary,
888 First Street, NE., Washington, DC
20426. Refer to the Comment
Procedures section of the preamble of
the Notice of Proposed Rulemaking for
additional information on how to file
comments.
FOR FURTHER INFORMATION CONTACT:
H. Keith Pierce (Technical Information),
Office of Markets, Tariffs, and Rates,
Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426. (202) 502–
8525. Keith.Pierce@ferc.gov.
Jamie Chabinsky (Legal Information),
Office of the General Counsel, Federal
Energy Regulatory Commission, 888
First Street, NE., Washington, DC
20426. (202) 502–6040.
Jamie.Chabinsky@ferc.gov.
Bolton Pierce (Software Information),
Office of Markets, Tariffs, and Rates,
Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426. (202) 502–
8803. Bolton.Pierce@ferc.gov.
SUPPLEMENTARY INFORMATION:
40941
NOPR, Commission staff has been
working with industry to develop
electronic tariff (eTariff) filing software
that will meet the needs of industry, the
Commission, and the public alike. In
recognition of the complex nature of
creating electronic tariff and rate case
filing software, the Commission staff
hosted a technical conference on June 1,
2005, to discuss the software that has
been developed thus far.
2. Based on the results of these efforts,
the Commission is proposing two
changes to the NOPR intended to ease
utilities’ burdens in complying and to
expand the efficiency of the electronic
filing process. The Commission is
proposing to exempt old, paper versions
of agreements and tariffs that are not
being revised frequently from the
electronic filing requirement. The
Commission also is proposing to allow
participants to electronically serve tariff
and tariff related material once
electronic tariff filing is implemented.
Additionally, the Commission is seeking
comments on whether oil pipelines
should utilize an approach to tariff
filing that differs from the approach to
be utilized in the gas pipeline and
electric industries.
3. Further, the Commission is
instructing staff to establish a
procedural schedule with respect to
completion of the electronic tariff
software. The electronic tariff software
is being revised to incorporate, where
practically feasible, functions requested
by conference participants. Staff will
hold a second technical conference once
the eTariff filing software incorporates
these changes, so that the industries can
see a demonstration of the functional
software. Comments on the software
will likely be due 60 days after the
second technical conference. The
technical conference and comment
dates will be announced in a subsequent
notice.
Proposed Changes to the NOPR
Notice of Additional Proposals and
Procedures
1. In a Notice of Proposed Rulemaking
(NOPR) issued on July 8, 2004, the
Commission proposed to require public
utilities, gas and oil pipelines to file
tariff and tariff related material
electronically.1 Since the issuance of the
Reduction in Compliance Obligations
4. The Commission’s July 8 NOPR
proposed that regulated entities convert
old or non-conforming paper rate
schedules and agreements, for which an
electronic version does not exist, into
electronic word searchable sections. In
light of the technical conference
discussion, the Commission proposes to
ease the burden of compliance by not
requiring regulated entities to convert
these materials into electronic format.
However, if the materials are amended
or changed and refiled, the Commission
will require that regulated entities
1 Electronic Tariff Filings, Notice of Proposed
Rulemaking, 69 FR 43939 (July 23, 2004) FERC
Stats. & Regs., Proposed Regulations ¶ 32,575 (July
8, 2004) (July 8 NOPR).
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40942
Federal Register / Vol. 70, No. 135 / Friday, July 15, 2005 / Proposed Rules
convert the materials into electronic
format and file them utilizing the eTariff
process. The Commission further
proposes that these revised materials
will not be required to be fully word
searchable since scanning of paper
agreements into a graphic is less
burdensome than conversion to
electronic text documents. Thus, with
respect to old contracts that are lengthy,
a utility can file in graphic format
portions of unchanged text, while filing
in electronic, word searchable format,
those sections that are, or are likely to
be revised. Pipelines and public utilities
also would be required to file an index
of those tariffs and agreements that are
not being filed as part of their initial
baseline compliance tariffs, and would
continue to abide by their obligations to
make these tariffs and agreements
available, upon request.2 As a company
complies by making its electronic tariff
filing with the index of tariffs and
agreements not included in the
electronic filing, the Commission will
no longer update or maintain the
company’s paper tariff.
5. As applied to filings by electric
utilities, all generally applicable tariffs,
which includes the open access
transmission tariffs (OATTs), power
sales tariffs, and market-based rate
tariffs, as well as new agreements will
still need to be filed utilizing the
Commission’s eTariff software, as the
July 8 NOPR proposed. However, old or
non-conforming rate schedules and
agreements will not need to be
converted unless they are revised. When
such agreements and rate schedules are
revised, electric public utilities must file
the entire agreement utilizing the eTariff
software and conform to the
requirement in Order No. 614 that a
utility filing a service agreement must
file a complete agreement with
appropriate designation.3
6. As applied to gas pipelines,
pipelines would have to convert and file
their Volume No. 1 tariffs, which reflect
generally available services, but would
not have to file special rate schedules or
special operating arrangements included
in Volume No. 2 tariffs nor any existing
negotiated rate or non-conforming
service agreements that are not in an
electronic format unless they are
revised.
2 Section
4(c) of the Natural Gas Act, 15 U.S.C.
717c(c); section 205(c) of the Federal Power Act, 16
U.S.C. 824d(c), and section 6 of the Interstate
Commerce Act, 49 U.S.C. App. 1(6).
3 Designation of Electric Rate Schedule Sheets,
Order No. 614, 65 FR 18221, 18224 (April 7, 2000),
FERC Stats. & Regs. ¶ 31,096, at 31,504 (2000).
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16:12 Jul 14, 2005
Jkt 205001
Electronic Service
7. The Commission’s intention is to
permit utilities and pipelines to avail
themselves of electronic service
(eService) of tariff and related filings
upon the implementation of electronic
tariff filing. Order Nos. 653 and 653–A 4
amended the Commission’s regulations
to provide for eService of Commission
issuances and to enhance the use of
electronic service between parties to
Commission proceedings. But these
orders did not apply to all tariff related
filings. The Commission proposes to
conform the service requirements in
parts 35, 154, 300, 341, and 385 to allow
for eService of electronically filed
tariffs. This would include first time
tariff filings where no official service list
has been established. Specifically,
§ 385.2010 would need to be revised to
reflect this. The Commission previously
established August 1, 2005, as the
comment date for comments related to
the regulatory text of the July 8 NOPR.
We invite commenters to alert us to any
specific parts of the Commission’s
regulations, for which revisions were
not proposed in the NOPR, that will
require revision to reflect that eService
will be permitted.5 Comments related to
eService regulatory text changes should
be included in comments related to the
regulatory text of the July 8 NOPR
which are due August 1, 2005.
Comments on Filing of Oil Pipeline
Tariffs
8. The Commission is inviting
comments on whether a different
approach is warranted to reduce the
filing burden on oil pipelines as a result
of the differences in the structure and
use of oil pipeline tariffs. Oil pipeline
tariffs are often less lengthy than gas
and electric tariffs, focusing on specific
movements between locations. The
number of oil pipeline tariff filings is far
less than gas and electric filings and far
fewer protests are filed. The current
format for identifying changes in oil
pipeline tariffs is different, utilizing
symbols within the tariff itself to
identify changed provisions. The
potential audience for using these tariffs
also may be more limited. As a result,
there may be less need for storing oil
pipeline tariffs in a format that permits
broad ranging text searches across a
tariff and easy assembly of individual
tariff provisions.
4 Electronic Notification of Commission
Issuances, Order No. 653, 70 FR 8720 (February 23,
2005), FERC Stats. & Regs. ¶ 31,176 (2005), order on
reh’g, Order No. 653–A, 111 FERC ¶ 61,021 (2005).
5 See, e.g., 18 CFR 154.2 (defining posting of a
tariff as requiring the pipeline to ‘‘mail to each
affected customer and interested state commission
a copy of the tariff, or part thereof’’).
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Fmt 4702
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9. Specifically, the Commission is
seeking comments on whether oil
pipelines should continue to file paper
tariffs or whether there are different
filing options that oil pipelines could
use. Because oil pipeline tariffs are
generally short, the Commission
requests comment on an alternative
filing approach under which oil
pipelines could be permitted to file
Adobe Acrobat (PDF) versions of their
tariffs as attachments using the
Commission’s software.6 An oil pipeline
adopting this option would file its entire
tariff (which authorizes a specific
movement or movements, or rules and
regulations governing crude or refined
products) each time it revises or updates
that tariff. The filer would continue to
use the existing symbol nomenclature to
identify changes in that tariff. It also
would file an updated table of contents
in text format cross referencing the
subject matter (movements or rules and
regulations) encompassed by each of its
tariffs.
10. Adoption of such an approach,
however, would mean that search
capability across all a company’s tariffs
would be limited and users would have
to download a copy of the Adobe file
and use the Adobe Reader,7 or other
PDF reader, to view and work with the
tariff.
11. The Commission seeks specific
comment on the following issues:
(a) Should oil pipelines be allowed to
continue to file in paper format? Does
this determination need to be uniform
for the oil industry or would it be
feasible to provide this as an option to
those oil pipelines that choose not to
use the Commission’s filing software?
What impact would filing tariffs by
different methods have on public access
and research?
(b) Would the proposed PDF
alternative filing method reduce the
difficulties oil pipelines have found
using the Commission’s filing software
and would it provide sufficient
information to state regulators, oil
pipeline customers, and other users of
oil pipeline tariffs? Specifically,
commenters should address:
(i) How important is it to be able to
do electronic tariff research on oil
pipeline rates and rules and regulations.
In particular, how important is it to be
able to do text searches across all the
individual tariffs filed by an oil
company?
6 Due to the length of gas tariffs and electric
OATTs, this approach would not be feasible for
such filings.
7 The Commission currently posts filings in
Adobe Acrobat on its e-Library Web site. Users can
obtain an Adobe reader without charge. https://
www.adobe.com/support/downloads/main.html.
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Federal Register / Vol. 70, No. 135 / Friday, July 15, 2005 / Proposed Rules
(ii) Should oil pipelines adopting this
option also be required to maintain their
complete tariffs on their respective Web
sites for the benefit of their customers?
How much information, in addition to
effective tariffs, should the Web sites
include, such as filed but not yet
effective tariffs, cancelled, suspended or
withdrawn tariffs? Should these Web
sites be required to show the dates of
status changes, FERC docket numbers
and FERC order information?
12. Comments related to the oil
pipeline tariff filing approach should be
included in comments related to the
regulatory text of the July 8 NOPR
which are due August 1, 2005.
Procedural Schedule
13. Staff presented at the June 1, 2005,
Technical Conference an incomplete
electronic tariff data base and tariff
filing system. The software is being
improved to incorporate, where
practicable, items and features
identified at the conference. Staff will
continue to develop the software using
the ‘‘spiral development’’ methodology
and consult with volunteer test
companies. Staff will also continue to be
available for additional software
discussions or meetings with the
industry. Once the changes to the
Commission’s software have been
completed, a second technical
conference will be held within a few
months. Comments on the nonregulatory text portion of the proposal
are anticipated to be due within 60 days
after the conference. A notice will be
issued announcing a date for the second
technical conference and establishing a
comment date.
Magalie R. Salas,
Secretary.
[FR Doc. 05–13908 Filed 7–14–05; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Part 342
[Docket No. RM05–22–000]
Five-Year Review of Oil Pipeline
Pricing Index
July 6, 2005.
Federal Energy Regulatory
Commission, DOE.
ACTION: Notice of inquiry.
AGENCY:
SUMMARY: The Federal Energy
Regulatory Commission (Commission)
invites comments on its five-year review
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16:12 Jul 14, 2005
Jkt 205001
of the oil pipeline pricing index,
established in Order No. 561, Revisions
to Oil Pipeline Regulations Pursuant to
the Energy Policy Act of 1992, FERC
Stats. & Regs. [Regs. Preambles, 1991–
1996] ¶ 30,985 (1993). Specifically, the
Commission proposes to use the
Producer Price Index for Finished
Goods (PPI) as the index for oil pipeline
rate changes in the next five-year
period, commencing July 1, 2006.
Commentors are invited to submit and
justify alternatives to the continued use
of the PPI.
DATES: Written comments on this Notice
of Inquiry are due on September 13,
2005. Reply comments must be received
by the Commission 30 days after the
filing date for initial comments.
ADDRESSES: Comments may be filed
electronically via the eFiling link on the
Commission’s Web site at https://
www.ferc.gov. Commentors unable to
file comments electronically must send
an original and 14 copies of their
comments to: Federal Energy Regulatory
Commission, Office of the Secretary,
888 First Street, NE., Washington, DC
20426. Refer to the Comment
Procedures section of the NOI for
additional information on how to file
comments.
FOR FURTHER INFORMATION CONTACT:
Harris S. Wood, Office of the General
Counsel, Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426. (202) 208–8224.
SUPPLEMENTARY INFORMATION:
Notice of Inquiry
1. In this notice of inquiry (NOI), the
Commission invites comments on its
intended utilization of the Producer
Price Index for Finished Goods (PPI) 1
for oil pipeline rate changes during the
next five years.2 This index was adopted
by the Commission in its order of
February 23, 2003, ‘‘Five-Year Review of
Oil Pricing Index and Order on
Remand,’’ and affirmed by the U.S.
1 The PPI represents the Producer Price Index for
Finished Goods, also written PPI–FG. The PPI–FG
is determined and issued by the Bureau of Labor
Statistics, U.S. Department of Labor. Pursuant to 18
CFR 342.3(d)(2), ‘‘The index will be calculated by
dividing the PPI–FG for the calendar year
immediately preceding the index year by the
previous calendar year’s PPI–FG.’’ Multiplying the
rate ceiling on June 30 of the index year by the
resulting number gives the rate ceiling for the year
beginning the next day, July 1.
2 The five-year review process was established in
Order No. 561. See Revisions to Oil Pipeline
Regulations Pursuant to the Energy Policy Energy
Policy Act, FERC Stats. & Regs. [Regs. Preambles,
1991–1996] ¶ 30,985 (1993), 58 FR 58753 (Nov. 4,
1993); order on reh’g, Order No. 561–A, FERC Stats.
& Regs. [Regs Preambles, 1991–1996] ¶ 31,000
(1994), 59 FR 40243 (Aug. 8, 1994), affirmed,
Association of Oil Pipelines v. FERC, 83 F.3d 1424
(D.C. Cir. 1996).
PO 00000
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40943
Court of Appeals for the District of
Columbia Circuit.3 The Commission
proposes to continue to apply PPI to oil
pipelines’ rate ceiling levels to derive
the next year’s ceiling levels effective
July 1, 2006.4
I. Background
2. In Order No. 561, the Commission
established an index methodology to
regulate changes to oil pipeline rates,
and adopted an index of PPI minus one
percent (PPI–1) as the most appropriate
index to track oil pipeline industry cost
changes from one year to the next. The
Commission also undertook to review
every five years the continued
effectiveness of its index for tracking
changes to oil pipeline industry costs.
3. After its initial five-year review, the
Commission adopted PPI, without the
(¥1) percent adjustment, as the
appropriate index for tracking oil
pipeline industry costs for the five-year
period beginning July 2001. This
adoption of PPI was affirmed by the U.S.
Court of Appeals for the District of
Columbia Circuit.
II. Proposal and Comments
4. The Commission proposes to
continue to utilize PPI for the next fiveyear period as the index to track
changes to the costs of the oil pipeline
industry and to apply to rate ceiling
levels for oil pipeline rate changes. The
Commission invites interested persons
to submit comments on the continued
use of PPI and to propose, justify, and
fully support, as an alternative,
adjustments to PPI.
III. Comment Procedures
5. Comments may be filed on paper or
electronically via the eFiling link on the
Commission’s Web site at https://
www.ferc.gov. The Commission accepts
most standard word processing formats
and commentors may attach additional
files with supporting information in
certain other file formats. Commentors
filing electronically do not need to make
a paper filing. Commentors that are not
able to file comments electronically
must send an original and 14 copies of
their comments to: Federal Energy
Regulatory Commission, Office of the
Secretary, 888 First Street, NE.,
Washington, DC 20426.
6. All comments will be placed in the
Commission’s public files and may be
3 102 FERC ¶ 61,195 (2003), affirmed, Flying J
Inc., et al., v. FERC, 363 F.3d 495 (D.C. Cir. 2004).
4 The Commission publishes the final annual
change in the PPI–FG, expressed as a percent, after
the final PPI–FG becomes available from the Bureau
of Labor Statistics, U.S. Department of Labor in May
of each calendar year. Pipelines are required to
calculate the new ceiling level applicable to their
indexed rates based on this annual change.
E:\FR\FM\15JYP1.SGM
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Agencies
[Federal Register Volume 70, Number 135 (Friday, July 15, 2005)]
[Proposed Rules]
[Pages 40941-40943]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-13908]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
18 CFR Parts 35, 131, 154, 157, 250, 281, 284, 300, 341, 344, 346,
347, 348, 375, and 385
[Docket No. RM01-5-000]
Electronic Tariff Filings
July 6, 2005.
AGENCY: Federal Energy Regulatory Commission, DOE.
ACTION: Notice of additional proposals and procedures.
-----------------------------------------------------------------------
SUMMARY: The Federal Energy Regulatory Commission is making additional
proposals, requesting comments, and establishing procedures related to
its July 8, 2004, Notice of Proposed Rulemaking (69 FR 43929) (NOPR).
The Commission is proposing to revise its prior proposal that natural
gas companies and public utilities file pre-existing agreements
electronically. The Commission is proposing that only current tariffs
and future agreements, and not pre-existing non-conforming rate
schedules and agreements, be filed electronically. The Commission is
proposing to permit electronic service of all initial and subsequent
tariff filings upon the implementation of electronic tariff filing. The
Commission is seeking comment on whether oil pipelines should utilize
an approach to tariff filing that differs from the approach to be
utilized in the gas pipeline and electric industries. In addition,
Commission staff will be establishing a second technical conference in
the next few months once the changes to the Commission's software that
have been identified are completed. Comments on the non-regulatory text
portion of the proposal are anticipated to be due within 60 days after
the conference. A future notice will be issued announcing a date for a
second technical conference to discuss the electronic tariff filing
software to be used in compliance with the NOPR.
DATES: August 1, 2005, for comments on the proposed regulatory text,
electronic service, and any changes to the method of filing for oil
pipelines.
ADDRESSES: Comments may be filed electronically via the eFiling link on
the Commission's Web site at https://www.ferc.gov. Commenters unable to
file comments electronically must send an original and 14 copies of
their comments to: Federal Energy Regulatory Commission, Office of the
Secretary, 888 First Street, NE., Washington, DC 20426. Refer to the
Comment Procedures section of the preamble of the Notice of Proposed
Rulemaking for additional information on how to file comments.
FOR FURTHER INFORMATION CONTACT:
H. Keith Pierce (Technical Information), Office of Markets, Tariffs,
and Rates, Federal Energy Regulatory Commission, 888 First Street, NE.,
Washington, DC 20426. (202) 502-8525. Keith.Pierce@ferc.gov.
Jamie Chabinsky (Legal Information), Office of the General Counsel,
Federal Energy Regulatory Commission, 888 First Street, NE.,
Washington, DC 20426. (202) 502-6040. Jamie.Chabinsky@ferc.gov.
Bolton Pierce (Software Information), Office of Markets, Tariffs, and
Rates, Federal Energy Regulatory Commission, 888 First Street, NE.,
Washington, DC 20426. (202) 502-8803. Bolton.Pierce@ferc.gov.
SUPPLEMENTARY INFORMATION:
Notice of Additional Proposals and Procedures
1. In a Notice of Proposed Rulemaking (NOPR) issued on July 8,
2004, the Commission proposed to require public utilities, gas and oil
pipelines to file tariff and tariff related material electronically.\1\
Since the issuance of the NOPR, Commission staff has been working with
industry to develop electronic tariff (eTariff) filing software that
will meet the needs of industry, the Commission, and the public alike.
In recognition of the complex nature of creating electronic tariff and
rate case filing software, the Commission staff hosted a technical
conference on June 1, 2005, to discuss the software that has been
developed thus far.
---------------------------------------------------------------------------
\1\ Electronic Tariff Filings, Notice of Proposed Rulemaking, 69
FR 43939 (July 23, 2004) FERC Stats. & Regs., Proposed Regulations ]
32,575 (July 8, 2004) (July 8 NOPR).
---------------------------------------------------------------------------
2. Based on the results of these efforts, the Commission is
proposing two changes to the NOPR intended to ease utilities' burdens
in complying and to expand the efficiency of the electronic filing
process. The Commission is proposing to exempt old, paper versions of
agreements and tariffs that are not being revised frequently from the
electronic filing requirement. The Commission also is proposing to
allow participants to electronically serve tariff and tariff related
material once electronic tariff filing is implemented. Additionally,
the Commission is seeking comments on whether oil pipelines should
utilize an approach to tariff filing that differs from the approach to
be utilized in the gas pipeline and electric industries.
3. Further, the Commission is instructing staff to establish a
procedural schedule with respect to completion of the electronic tariff
software. The electronic tariff software is being revised to
incorporate, where practically feasible, functions requested by
conference participants. Staff will hold a second technical conference
once the eTariff filing software incorporates these changes, so that
the industries can see a demonstration of the functional software.
Comments on the software will likely be due 60 days after the second
technical conference. The technical conference and comment dates will
be announced in a subsequent notice.
Proposed Changes to the NOPR
Reduction in Compliance Obligations
4. The Commission's July 8 NOPR proposed that regulated entities
convert old or non-conforming paper rate schedules and agreements, for
which an electronic version does not exist, into electronic word
searchable sections. In light of the technical conference discussion,
the Commission proposes to ease the burden of compliance by not
requiring regulated entities to convert these materials into electronic
format. However, if the materials are amended or changed and refiled,
the Commission will require that regulated entities
[[Page 40942]]
convert the materials into electronic format and file them utilizing
the eTariff process. The Commission further proposes that these revised
materials will not be required to be fully word searchable since
scanning of paper agreements into a graphic is less burdensome than
conversion to electronic text documents. Thus, with respect to old
contracts that are lengthy, a utility can file in graphic format
portions of unchanged text, while filing in electronic, word searchable
format, those sections that are, or are likely to be revised. Pipelines
and public utilities also would be required to file an index of those
tariffs and agreements that are not being filed as part of their
initial baseline compliance tariffs, and would continue to abide by
their obligations to make these tariffs and agreements available, upon
request.\2\ As a company complies by making its electronic tariff
filing with the index of tariffs and agreements not included in the
electronic filing, the Commission will no longer update or maintain the
company's paper tariff.
---------------------------------------------------------------------------
\2\ Section 4(c) of the Natural Gas Act, 15 U.S.C. 717c(c);
section 205(c) of the Federal Power Act, 16 U.S.C. 824d(c), and
section 6 of the Interstate Commerce Act, 49 U.S.C. App. 1(6).
---------------------------------------------------------------------------
5. As applied to filings by electric utilities, all generally
applicable tariffs, which includes the open access transmission tariffs
(OATTs), power sales tariffs, and market-based rate tariffs, as well as
new agreements will still need to be filed utilizing the Commission's
eTariff software, as the July 8 NOPR proposed. However, old or non-
conforming rate schedules and agreements will not need to be converted
unless they are revised. When such agreements and rate schedules are
revised, electric public utilities must file the entire agreement
utilizing the eTariff software and conform to the requirement in Order
No. 614 that a utility filing a service agreement must file a complete
agreement with appropriate designation.\3\
---------------------------------------------------------------------------
\3\ Designation of Electric Rate Schedule Sheets, Order No. 614,
65 FR 18221, 18224 (April 7, 2000), FERC Stats. & Regs. ] 31,096, at
31,504 (2000).
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6. As applied to gas pipelines, pipelines would have to convert and
file their Volume No. 1 tariffs, which reflect generally available
services, but would not have to file special rate schedules or special
operating arrangements included in Volume No. 2 tariffs nor any
existing negotiated rate or non-conforming service agreements that are
not in an electronic format unless they are revised.
Electronic Service
7. The Commission's intention is to permit utilities and pipelines
to avail themselves of electronic service (eService) of tariff and
related filings upon the implementation of electronic tariff filing.
Order Nos. 653 and 653-A \4\ amended the Commission's regulations to
provide for eService of Commission issuances and to enhance the use of
electronic service between parties to Commission proceedings. But these
orders did not apply to all tariff related filings. The Commission
proposes to conform the service requirements in parts 35, 154, 300,
341, and 385 to allow for eService of electronically filed tariffs.
This would include first time tariff filings where no official service
list has been established. Specifically, Sec. 385.2010 would need to
be revised to reflect this. The Commission previously established
August 1, 2005, as the comment date for comments related to the
regulatory text of the July 8 NOPR. We invite commenters to alert us to
any specific parts of the Commission's regulations, for which revisions
were not proposed in the NOPR, that will require revision to reflect
that eService will be permitted.\5\ Comments related to eService
regulatory text changes should be included in comments related to the
regulatory text of the July 8 NOPR which are due August 1, 2005.
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\4\ Electronic Notification of Commission Issuances, Order No.
653, 70 FR 8720 (February 23, 2005), FERC Stats. & Regs. ] 31,176
(2005), order on reh'g, Order No. 653-A, 111 FERC ] 61,021 (2005).
\5\ See, e.g., 18 CFR 154.2 (defining posting of a tariff as
requiring the pipeline to ``mail to each affected customer and
interested state commission a copy of the tariff, or part
thereof'').
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Comments on Filing of Oil Pipeline Tariffs
8. The Commission is inviting comments on whether a different
approach is warranted to reduce the filing burden on oil pipelines as a
result of the differences in the structure and use of oil pipeline
tariffs. Oil pipeline tariffs are often less lengthy than gas and
electric tariffs, focusing on specific movements between locations. The
number of oil pipeline tariff filings is far less than gas and electric
filings and far fewer protests are filed. The current format for
identifying changes in oil pipeline tariffs is different, utilizing
symbols within the tariff itself to identify changed provisions. The
potential audience for using these tariffs also may be more limited. As
a result, there may be less need for storing oil pipeline tariffs in a
format that permits broad ranging text searches across a tariff and
easy assembly of individual tariff provisions.
9. Specifically, the Commission is seeking comments on whether oil
pipelines should continue to file paper tariffs or whether there are
different filing options that oil pipelines could use. Because oil
pipeline tariffs are generally short, the Commission requests comment
on an alternative filing approach under which oil pipelines could be
permitted to file Adobe Acrobat (PDF) versions of their tariffs as
attachments using the Commission's software.\6\ An oil pipeline
adopting this option would file its entire tariff (which authorizes a
specific movement or movements, or rules and regulations governing
crude or refined products) each time it revises or updates that tariff.
The filer would continue to use the existing symbol nomenclature to
identify changes in that tariff. It also would file an updated table of
contents in text format cross referencing the subject matter (movements
or rules and regulations) encompassed by each of its tariffs.
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\6\ Due to the length of gas tariffs and electric OATTs, this
approach would not be feasible for such filings.
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10. Adoption of such an approach, however, would mean that search
capability across all a company's tariffs would be limited and users
would have to download a copy of the Adobe file and use the Adobe
Reader,\7\ or other PDF reader, to view and work with the tariff.
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\7\ The Commission currently posts filings in Adobe Acrobat on
its e-Library Web site. Users can obtain an Adobe reader without
charge. https://www.adobe.com/support/downloads/main.html.
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11. The Commission seeks specific comment on the following issues:
(a) Should oil pipelines be allowed to continue to file in paper
format? Does this determination need to be uniform for the oil industry
or would it be feasible to provide this as an option to those oil
pipelines that choose not to use the Commission's filing software? What
impact would filing tariffs by different methods have on public access
and research?
(b) Would the proposed PDF alternative filing method reduce the
difficulties oil pipelines have found using the Commission's filing
software and would it provide sufficient information to state
regulators, oil pipeline customers, and other users of oil pipeline
tariffs? Specifically, commenters should address:
(i) How important is it to be able to do electronic tariff research
on oil pipeline rates and rules and regulations. In particular, how
important is it to be able to do text searches across all the
individual tariffs filed by an oil company?
[[Page 40943]]
(ii) Should oil pipelines adopting this option also be required to
maintain their complete tariffs on their respective Web sites for the
benefit of their customers? How much information, in addition to
effective tariffs, should the Web sites include, such as filed but not
yet effective tariffs, cancelled, suspended or withdrawn tariffs?
Should these Web sites be required to show the dates of status changes,
FERC docket numbers and FERC order information?
12. Comments related to the oil pipeline tariff filing approach
should be included in comments related to the regulatory text of the
July 8 NOPR which are due August 1, 2005.
Procedural Schedule
13. Staff presented at the June 1, 2005, Technical Conference an
incomplete electronic tariff data base and tariff filing system. The
software is being improved to incorporate, where practicable, items and
features identified at the conference. Staff will continue to develop
the software using the ``spiral development'' methodology and consult
with volunteer test companies. Staff will also continue to be available
for additional software discussions or meetings with the industry. Once
the changes to the Commission's software have been completed, a second
technical conference will be held within a few months. Comments on the
non-regulatory text portion of the proposal are anticipated to be due
within 60 days after the conference. A notice will be issued announcing
a date for the second technical conference and establishing a comment
date.
Magalie R. Salas,
Secretary.
[FR Doc. 05-13908 Filed 7-14-05; 8:45 am]
BILLING CODE 6717-01-P