Pesticides; Procedural Regulations for Registration Review, 40251-40276 [05-13776]
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Federal Register / Vol. 70, No. 133 / Wednesday, July 13, 2005 / Proposed Rules
Dated: July 7, 2005.
Jeannette Owings-Ballard,
OSD Federal Register Liaison Officer,
Department of Defense.
[FR Doc. 05–13742 Filed 7–12–05; 8:45 am]
BILLING CODE 5001–06–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 155
[OPP–2004–0404; FRL–7718–4]
RIN 2070–AD29
Pesticides; Procedural Regulations for
Registration Review
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: The Food Quality Protection
Act (FQPA) of 1996 amended the
Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA) to require
periodic review of pesticide
registrations to ensure that over time
they continue to meet statutory
standards for registration. FIFRA section
3(g) specifies that EPA establish
procedural regulations for conducting
registration review and the goal of the
regulations shall be Agency review of
pesticide registrations on a 15–year
cycle. This proposal describes the
Agency’s proposed approach to the
registration review program. The
proposed regulation is intended to
ensure continued review of pesticides
using procedures that provide for public
participation and transparency in an
efficient manner.
DATES: Comments must be received on
or before October 11, 2005.
ADDRESSES: Submit your comments,
identified by docket ID number OPP–
2004–0404, by one of the following
methods:
• Federal eRulemaking Portal:https://
www.regulations.gov/. Follow the online instructions for submitting
comments.
• Agency Website:https://
www.epa.gov/edocket/. EDOCKET,
EPA’s electronic public docket and
comment system, is EPA’s preferred
method for receiving comments. Follow
the on-line instructions for submitting
comments.
• E-mail: Comments may be sent by
e-mail toopp-docket@epa.gov,
Attention: Docket ID Number OPP–
2004–0404.
• Mail: Public Information and
Records Integrity Branch (PIRIB)
(7502C), Office of Pesticide Programs
(OPP), Environmental Protection
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Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460–0001, Attention:
Docket ID Number OPP–2004–0404.
• Hand Delivery: Public Information
and Records Integrity Branch (PIRIB),
Office of Pesticide Programs (OPP),
Environmental Protection Agency, Rm.
119, Crystal Mall #2, 1801 S. Bell St.,
Arlington, VA, Attention: Docket ID
Number OPP–2004–0404. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
docket ID numberOPP–2004–0404.
EPA’s policy is that all comments
received will be included in the public
docket without change and may be
made available online at https://
www.epa.gov/edocket/, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through EDOCKET,
regulations.gov, or e-mail. The EPA
EDOCKET and the regulations.gov
websites are ‘‘anonymous access’’
systems, which means EPA will not
know your identity or contact
information unless you provide it in the
body of your comment. If you send an
e-mail comment directly to EPA without
going through EDOCKET or
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the public docket and made
available on the Internet. If you submit
an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses. For additional information
about EPA’s public docket visit
EDOCKET on-line or see the Federal
Register of May 31, 2002 (67 FR 38102)
(FRL–7181–7).
Docket: All documents in the docket
are listed in the EDOCKET index at
https://www.epa.gov/edocket/. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
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publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in EDOCKET or in hard
copy at the Public Information and
Records Integrity Branch (PIRIB), Rm.
119, Crystal Mall #2, 1801 S. Bell St.,
Arlington, VA. This Docket Facility is
open from 8:30 a.m. to 4 p.m., Monday
through Friday, excluding legal
holidays. The Docket telephone number
is (703) 305–5805.
FOR FURTHER INFORMATION CONTACT:
Vivian Prunier, Field and External
Affairs Division (7506C), Office of
Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania
Ave., NW., Washington, DC 20460–
0001; telephone number: 703–308–9341;
fax number:703–305–5884; e-mail
address:prunier.vivian@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by
this action if you hold pesticide
registrations. Pesticide users or other
persons interested in the regulation of
the sale, distribution, or use of
pesticides may also be interested in this
proposed procedural regulation. As
such, the Agency is soliciting comments
from the public in general. Potentially
affected entities may include, but are
not limited to:
• Producers of pesticide products
(NAICS code 32532)
• Producers of antifoulant paints
(NAICS code 32551)
• Producers of antimicrobial
pesticides (NAICS code 32561)
• Producers of nitrogen stablilizer
products (NAICS code 32531)
• Producers of wood preservatives
(NAICS code 32519)
This listing is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
affected by this action. Other types of
entities not listed in this unit could also
be affected. The North American
Industrial Classification System
(NAICS) codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. To determine whether
you or your business may be affected by
this action, you should carefully
examine the applicability provisions in
proposed § 155.40 of the regulatory text.
If you have any questions regarding the
applicability of this action to a
particular entity, consult the person
listed under FOR FURTHER INFORMATION
CONTACT.
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B. How Can I Access Electronic Copies
of this Document and Other Related
Information?
In addition to using EDOCKET
(https://www.epa.gov/edocket/), you may
access this Federal Register document
electronically through the EPA Internet
under the ‘‘Federal Register’’ listings at
https://www.epa.gov/fedrgstr/. A
frequently updated electronic version of
40 CFR part 155 is available at E-CFR
Beta Site Two at https://
www.gpoaccess.gov/ecfr/.
C. What Should I Consider as I Prepare
My Comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through EDOCKET,
regulations.gov, or e-mail. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information in a disk or CD ROM that
you mail to EPA, mark the outside of the
disk or CD ROM as CBI and then
identify electronically within the disk or
CD ROM the specific information that is
claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments.
When submitting comments, remember
to:
i. Identify the rulemaking by docket
ID number and other identifying
information (subject heading, Federal
Register date, and page number).
ii. Follow directions. The Agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
iii. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
iv. Describe any assumptions and
provide any technical information and/
or data that you used.
v. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
vi. Provide specific examples to
illustrate your concerns, and suggest
alternatives.
vii. Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
viii. Make sure to submit your
comments by the comment period
deadline identified.
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II. Purpose of the Proposal
With this Proposal, the Agency
presents its proposed procedural
regulations for the registration review
program. The Agency describes:
• Statutory authority and legislative
history.
• The Agency’s goals for the
registration review program.
• Evaluating approaches to
registration review.
• Factors considered in designing the
registration review program.
• Design options considered for the
registration review program.
• Testing the proposed registration
review decision process.
• Proposed procedures for
registration review.
• Relationship of registration review
to other FIFRA activities.
• Phase-in of the registration review
program.
The Agency also presents the results of
reviews required by statutes and other
required analyses.
III. Background
A. Statutory Authority
1. EPA’s authority to license
pesticides. FIFRA section 3(a) generally
requires a person to register a pesticide
product with EPA before the pesticide
product may be lawfully distributed or
sold in the U.S. A pesticide registration
is a license that allows a pesticide
product to be distributed or sold for
specific uses under specified terms and
conditions. A pesticide product may be
registered or remain registered only if it
meets the statutory standard for
registration given in FIFRA section
3(c)(5), as follows:
(A) its composition is such as to warrant
the proposed claims for it;
(B) its labeling and other material required
to be submitted comply with the
requirements of this Act;
(C) it will perform its intended function
without unreasonable adverse effects on the
environment; and
(D) when used in accordance with
widespread and commonly recognized
practice it will not generally cause
unreasonable adverse effects on the
environment.
FIFRA section 2(bb) defines
‘‘unreasonable adverse effects on the
environment’’ as:
(1) any unreasonable risk to man or the
environment, taking into account the
economic, social, and environmental costs
and benefits of the use of any pesticide, or
(2) a human dietary risk from residues that
result from a use of a pesticide in or on any
food inconsistent with the standard under
section 408 of the Federal Food, Drug, and
Cosmetic Act.
The burden to demonstrate that a
pesticide product satisfies the criteria
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for registration is at all times on the
proponents of initial or continued
registration. (Industrial Union Dept. v.
American Petroleum Institute, 448 U.S.
607, 653 n. 61 (1980); Environmental
Defense Fund v. Environmental
Protection Agency, 510 F.2d 1292, 1297,
1302 (D.C. Cir. 1975).
2. EPA’s authority for registration
review. The Food Quality Protection Act
(FQPA) of 1996 amended FIFRA to add,
among other things, section 3(g),
‘‘REGISTRATION REVIEW,’’ as follows:
(1)(A) GENERAL RULE. The registrations
of pesticides are to be periodically reviewed.
The Administrator shall by regulation
establish a procedure for accomplishing the
periodic review of registrations. The goal of
these regulations shall be a review of a
pesticide’s registration every 15 years. No
registration shall be canceled as a result of
the registration review process unless the
Administrator follows the procedures and
substantive requirements of section 6.
(B) LIMITATION. Nothing in this
subsection shall prohibit the Administrator
from undertaking any other review of a
pesticide pursuant to this Act.
(2)(A) DATA. The Administrator shall use
the authority in subsection (c)(2)(B) to
require the submission of data when such
data are necessary for a registration review.
(B) DATA SUBMISSION,
COMPENSATION, AND EXEMPTION. For
purposes of this subsection, the provisions of
subsections (c)(1), (c)(2)(B), and (c)(2)(D)
shall be utilized for and be applicable to any
data required for registration review.
B. Legislative History
The Agency examined the legislative
history for FIFRA section 3(g) to further
its understanding of Congressional
intent for this program. A discussion of
registration review appears in House
Committee Report 104–669, Part One
(104th Congress, House of
Representatives, Committee on
Agriculture, July 11, 1996 to accompany
H.R. 1627) which states:
The bill requires the Administrator of EPA
to periodically review the registration of each
pesticide. It has become apparent that the
rapid development of science and the
subsequent application of that knowledge in
how it impacts human health and the
environment is not only important but
continuing to evolve. The goal of establishing
ongoing scientific look-back procedures will
enable the important process of registration
review to be considered every 15 years
during a product’s market life. This creates
a continuous reregistration process that both
the Agency and the registrant can plan for,
rather than creating the need for another
complete, resource-intensive reregistration of
all pesticide products at one time in the
future.
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IV. Agency’s Goals for the Registration
Review Program
A. Review Each Pesticide Every 15 Years
to Assure That Each Registration is
Based on Current Scientific Knowledge
Regarding the Pesticide’s Effects on
Human Health and the Environment
The science underlying the riskbenefit assessments of pesticides is
continually evolving. Research may
show hazard endpoints that may not be
observable with available methods.
Accordingly, the Agency might adopt
new methods to assess these endpoints.
Models used to estimate exposures may
become more accurate as the Agency
refines these methods in light of
additional data. Risk assessment
procedures may be revised to reflect
new knowledge regarding mechanism of
toxicity, pharmaco-dynamics or
pharmaco-kinetics. If the Agency
periodically reviews the information
and risk assessments for each pesticide
consistent with new scientific
developments, it can better ensure
continued protection of human health
and the environment.
B. Develop a Credible and Manageable
Program to Review the Registration of
All Pesticides Every 15 Years
Using a credible and manageable
process, the Agency completes its
review of approximately 50 chemical
cases a year in the near term.
Credible--using an open and
transparent process and basing its
findings on sound science, the Agency
reaches a regulatory decision for each
pesticide in the chemical case.
Manageable--using an efficient and
flexible process, the Agency produces
50 decisions per year.
C. Attributes of a Credible Program for
Conducting Registration Review
1. Constructive stakeholder and
public participation. To accomplish this
goal, the Agency should have a reliable
schedule so stakeholders and the public
can decide how best to participate in the
review process and to plan their own
level of involvement. The Agency
should make information available to
stakeholders and the public early in the
process, i.e., before the Agency has
begun its registration review analysis.
The Agency should provide
opportunities for stakeholder and the
public participation at several stages in
the process generally at key decision
points. For example, the Agency will
ask for comment on draft risk
assessments and proposed risk
mitigation measures. Finally, broad
public participation will help the
Agency develop effective strategies for
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communicating pesticide risk to the
public.
2. Transparent decisions based on
sound science. The Agency has
published the standards that it uses for
characterizing pesticide risk by
establishing data requirements and
issuing generic guidance regarding its
data requirements. Data requirements
are codified in 40 CFR part 158. The
Agency has also issued guidelines for
conducting the tests required in part
158. On a case-by-case basis, the Agency
may require data not required under 40
CFR part 158.
It is the Agency’s practice to publish
generic guidance explaining risk
assessment methods. The Agency
expects to continue this practice in the
future.
The Agency will continue to make
decisions using its published standards,
policy guidance, and risk assessment
methods. The Agency will explain its
reasoning when it makes exceptions.
3. Risk management decisions that
protect human health and the
environment. The Agency intends to use
States’ and Tribes’ field, compliance
monitoring, and enforcement experience
to assess the efficacy and practicality of
risk mitigation measures previously
adopted to address a risk of concern.
When new risks are identified, the
Agency will adopt appropriate,
effective, and enforceable risk
mitigation measures. The Agency’s
registration review decisions will
describe risk mitigation requirements,
including time frames and procedures
for assuring compliance, among other
things.
4. Timely implementation of risk
reduction measures. Pesticide product
labels communicate and put into effect
risk mitigation decisions that might be
made in a pesticide’s registration
review. In order to accomplish the
Agency’s goals of protecting human
health and the environment, it is
essential that registration review
decisions be implemented as soon as
practicable. The Agency intends to take
prompt action to assure compliance
with such requirements. Such actions
might include tracking submission and
initiating regulatory or enforcement
action for failure to comply with
requirements.
Because the pesticide product label is
the primary means to communicate the
safe and legal uses of any pesticide
product, the Agency also intends to
reduce the lag time between label
approval and the commercial
availability of products with new labels.
The Agency plans to continue to work
with stakeholders to improve
distribution of updated labels to users.
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5. Accountability. Registration review
decisions should be documented,
promptly made available for public
review, and remain accessible for future
reference. Schedules should be publicly
available and updated regularly. The
Agency should provide timely and
accurate reports on the progress of
individual registration reviews and of
the registration review process.
6. Quality assurance and process
improvements. The Agency expects to
maintain the quality of its work
products. The Agency expects to
periodically evaluate its decision
processes to improve, for example, the
process used to decide the scope and
depth of a pesticide’s registration
review. The Agency expects to evaluate
the program to identify vulnerabilities
in the registration review process.
7. Meaningful environmental
outcomes. Under the Government
Performance and Results Act, the
Agency is required to measure the
effectiveness of programs such as the
registration review program. To meet
this requirement, the Agency will
develop measures for assessing the
environmental outcomes of the
registration review program.
D. Attributes of a Manageable Process
for Conducting Registration Review
1. Promote process efficiencies by
applying the knowledge gained through
experience with other programs. For
example, in such programs as the
reduced-risk pesticide program and the
tolerance reassessment program for inert
ingredients and other chemicals with
low toxicity, the Agency learned to
gauge the scope and depth of a pesticide
chemical’s review. This knowledge
should be applied in the registration
review process to help the Agency
accurately and reliably ascertain which
pesticides need intensive review.
2. Promote process efficiencies
through harmonization and worksharing with other authorities. The
Agency may also be able to achieve
efficiencies by harmonizing its data
requirements and risk assessment
methods with those used by foreign
governments, international bodies, or
State agencies. The Agency is involved
in cooperative work with the
Organization for Economic Cooperation
and Development (OECD), an
intergovernmental organization
consisting of 30 industrialized countries
in Europe, North America, Asia, and the
Pacific, to harmonize pesticide data
requirements, focus test guidelines on
pesticide regulatory needs, and
harmonize industry data submissions
and governments’ data review formats
and content. The OECD’s Vision
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Document, which outlines the
objectives of its harmonization program,
specifies that individual countries will
continue to conduct their own risk
assessments, make their own regulatory
decisions, and meet their own legal
requirements. In January 2005, the EPA
Acting Administrator and his Canadian
counterpart announced their
commitment to the Vision Document.
More information about this
harmonization program is available on
the Agency’s website at https://
www.epa.gov/oppfead1/international/
harmonization.htm.
The Agency may be able to leverage
its resources through other work-sharing
with its State or international partners.
The Agency works with its counterparts
in Canada and Mexico under the North
American Free Trade Agreement
(NAFTA) in the NAFTA Technical
Working Group on Pesticides.
Additionally, EPA and the California
Department of Pesticide Regulations
began in 1999 a workshare program for
reviewing residue field studies and
assessing dietary exposure to support
minor use actions and FIFRA section 18
actions which are of interest to
California agriculture. This joint
program has benefitted the Federal and
State regulatory agencies by shortening
the processing time of key pesticide
registrations.
3. Promote efficiencies through
improvements in information
management systems. One of the
Agency’s primary objective is to
assemble, develop, and manage the
documents needed to conduct the
registration review of a pesticide. The
objectives are easy access by EPA staff
and availability for public review.
Agency staff would have electronic
access to documents that they will
examine during a registration review.
The public would be able to access the
documents by means of the EDOCKET.
V. Evaluating Approaches to
Registration Review
This unit describes the information
the Agency gathered and evaluated in
developing possible approaches to
registration review. First, the Agency
evaluated its current programs for
assessing the safety of existing
pesticides to see whether lessons
learned from those programs would
apply to registration review. Secondly,
the Agency published an Advance
Notice of Proposed Rulemaking
(ANRPM) (65 FR 24585, April 26, 2000)
(FRL–6488–9) to solicit public input on
its preliminary interpretation of the
statutory requirements and on its initial
concept of registration review. In
addition, the Agency consulted a
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stakeholder group regarding the design
and implementation of the registration
review program. Finally, the Agency
conducted a feasibility study to test the
decision process that it developed with
the advice of the stakeholder group.
This feasibility study also provided
information the Agency used to estimate
the cost of the registration review
program to both the regulated
community and EPA.
A. Evaluate Experience Gained from
Reregistration and Tolerance
Reassessment Programs
The registration review program is a
brand new program to replace the
tolerance reassessment program
mandated by section 408 of the Federal
Food, Drug, and Cosmetic Act (FFDCA)
and the rereregistration program
mandated by FIFRA section 4. These
programs will be completed in 2006 and
2008, respectively.
The 1988 amendments to FIFRA
required the Agency to reregister all
pesticides registered before November
1984, prescribed procedures, and
established deadlines for accomplishing
various activities. In contrast to the 1988
legislation, the 1996 amendment to
FIFRA requiring registration review
does not specify procedures or
deadlines. Nonetheless, the Agency
evaluated the reregistration program to
see whether any of the procedures used
in reregistration could be used in the
new program.
1. Identification of pesticides that
were subject to reregistration. FIFRA
section 4(c) required the Agency to
publish lists of pesticides that were
subject to regregistration. To accomplish
this requirement, the Agency developed
criteria for deciding whether two or
more structurally related active
ingredients could be assigned to the
same reregistration case. Over the 16–
year course of reregistration, the Agency
applied new information about the
chemical or biological properties of
active ingredients assigned to a case
when deciding whether to add or
remove an active ingredient from a case.
The Agency proposes to use the
knowledge gained in implementing
FIFRA section 4(c) when it creates and
maintains a list of pesticide cases that
will be subject to registration review.
2. Applications for reregistration.
FIFRA section 4(d) required registrants
to notify the Agency whether they
intended to seek reregistration for their
products, and if so, to identify the data
required by regulation to support the
registration of the products, cite the data
that the registrant would rely on to
satisfy the applicable requirements, and
commit to provide studies to satisfy
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outstanding data requirements that the
registrant identified. FIFRA section 4(e)
required registrants to summarize and
reformat the studies that they intend to
rely upon to support reregistration of
their products. In developing this
proposed rule, the Agency considered
whether to adopt similar procedures in
registration review, but decided that
reliance on the Data Call-In (DCI)
authority of FIFRA section 3(c)(2)(B), as
required under FIFRA section 3(g),
would be sufficient.
3. Identification of outstanding data
requirements (data gaps). FIFRA section
4(f) required the Agency to review the
registrants’ submissions, independently
identify data gaps, and issue DCI notices
under FIFRA section 3(c)(2)(B) for
submission of any outstanding data. The
Agency’s experience with these aspects
of the reregistration program showed
that registrants did not always correctly
identify the data requirements that
applied to their product registrations
and that the data registrants intended to
rely upon were not always adequate.
The Agency identified multiple data
gaps for virtually every pesticide in the
reregistration program.
Because the Agency made significant
effort in the reregistration and tolerance
reassessment programs to ensure that
data requirements were identified and
satisfied with appropriate data,
pesticide databases now meet or exceed
the standard established in 1984.
Although the Agency anticipates that it
will identify data gaps for many
pesticides in the registration review
program, it believes that the scope of the
DCI effort in this program will be
smaller than that of the reregistration
program. The results of an Agency’s
feasibility study of the proposed
registration review decision process
supports this expectation.
4. Quality of the submitted studies. In
the early 1990’s, the Agency frequently
found that the studies submitted in
response to DCI notices did not meet
applicable requirements and could not
be used to support a risk assessment.
Because the Agency was concerned
about the delay and expense that accrue
when studies must be repeated, it
conducted rejection analyses to
determine why so many studies were
inadequate. Among the outcomes of
these analyses were improved guidance
for the design, conduct, and reporting of
studies.
The Agency believes that
improvements in the guidance for
designing, conducting, and reporting
studies will carry forward into the
registration review program. The
Agency anticipates that few studies
submitted in this program will suffer
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from inadequate design, conduct, or
reporting.
5. Late submission of pertinent
information. The Agency found that
data and information affecting pesticide
exposure and risk were frequently
provided after the Agency had drafted
its risk assessments. The Agency was
obliged to redo the risk assessments.
This problem eased somewhat after the
Agency began to consult more regularly
with stakeholders before conducting the
review. The Agency hopes to avoid or
minimize this problem in registration
review by proposing procedures that
would promote early submission of
pertinent information.
6. Complex issues. A major challenge
in the reregistration program was the
number and complexity of the issues
presented by many of the older
pesticides subject to reregistration.
Many new studies reported new hazards
and raised new questions about the
potential risks posed by the pesticide.
The Agency often required additional
studies to further characterize the risks.
As a result of the work accomplished
since 1984 in the registration,
reregistration and tolerance
reassessment programs, the Agency
identified and resolved significant
issues regarding human health and the
environment. In the short-term, human
health issues encountered in registration
review are likely to be less complex
than those confronted in the
reregistration and tolerance
reassessment programs. Overall, because
scientific knowledge continuously
evolves, the Agency will encounter new
scientific or regulatory issues arising as
the registration review program
proceeds.
7. Public participation in
reregistration. The Agency gained
significant experience in stakeholder
consultation and public participation
processes during reregistration. While
not required by FIFRA section 4, the
Agency found value in consulting
stakeholders before beginning a
reregistration review. In particular, such
consultation clarified use practice and
usage patterns and identified uses that
were no longer economically viable. As
a result, the Agency was able to reduce
the amount of effort and rework
required to complete a reregistration
eligibility decision.
Public participation is also critical for
achieving transparency of the decisions
made in the reregistration program.
Under procedures adopted in 1998 and
formalized in a notice published in the
Federal Register of May 14, 2004 (69 FR
26819) (FRL–7357–9), the Agency
provided an opportunity to review draft
preliminary risk assessments. When the
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Agency released the refined risk
assessment, it also provided a document
explaining how it had responded to the
comments. The Agency also invited
public comment on draft risk
management decisions.
The Agency has modified its public
participation procedures for
reregistration so that it can tailor public
participation in accordance to the
complexity of the issues and the degree
of stakeholder interest in the pesticide.
Although the public participation
process adds to the time frame for
making reregistration decisions
particularly in complex or controversial
cases, the process leads to better
decisions and more efficient use of
Agency resources. In addition, the
public benefits from the transparency
and openness of the decision process.
For these reasons, the Agency proposes
to include ample opportunities for
public participation in the registration
review process.
8. Reregistration Eligibility Decision
Document. The Agency found that a
highly structured decision document
did not always provide flexibility in
addressing the range of issues presented
by the diverse pesticides that were
reviewed in reregistration. In particular,
the reregistration report format and the
process used to create such reports did
not provide flexibility for expediting
review of pesticides that pose low
hazard and risk. The Agency proposes
to incorporate such flexibility in the
registration review process and in
registration review decision documents.
9. Scheduling reregistration decisions.
For much of the reregistration program,
the Agency did not have published
procedures for scheduling completion of
Reregistration Eligibility Decisions
(REDs). FIFRA section 4(c)(1) provided
general guidance for prioritizing
reregistration reviews which the Agency
accomplished early in the reregistration
process when it published lists A, B, C,
and D within the mandated time frames.
However, the Agency appeared not to
have criteria for setting priorities for
reviewing pesticides within each list.
Later, FFDCA section 408(q) established
a 10–year time frame for reassessing
tolerances and exemptions. This section
generally instructed the Agency to give
priority to reviewing tolerances or
exemptions that appear to pose the
greatest risk to public health. Initially,
the Agency did not have schedules for
conducting tolerance reassessments.
The Agency now has a priority
ranking for reregistration and tolerance
reassessment and publishes schedules
well in advance. These scheduling
procedures provide stakeholders ample
opportunity to share information, data,
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and concerns to aid the Agency in
making well-informed and balanced
decisions.
The Agency proposes to use
chronologically based criteria to
establish priority of review and to
provide advance notice of registration
review schedules. The Agency’s
experience in reregistration and
tolerance reassessment shows that
adopting these practices will help the
Agency meet its objective of having a
predictable and reliable schedule.
10. Implementing reregistration
decisions. FIFRA section 4(g)(2)
specifies procedures for reregistering
individual pesticide products. A
criticism of this aspect of the program
is the lag time between issuance of a
RED and the appearance, at the retail
level, of products with labeling that put
into effect the risk mitigation measures
identified in the RED. This issue is
significant because the pesticide label is
the Agency’s chief means of
communicating risk management
procedures to pesticide users. Because
one of the objectives for the registration
review program is to ensure timely
implementation of risk reduction
measures, it is important to develop a
process for timely submission and
review of pesticide product labels.
B. Advance Notice of Proposed
Rulemaking (ANPRM)
The Agency published an ANPRM in
the Federal Register of April 26, 2000
(65 FR 24585) that presented the
statutory requirement for registration
review and alerted its stakeholders that
the Agency was initiating the
development of rulemaking to establish
procedures for a registration review
program. The Agency explained its
preliminary interpretation of the
statutory provisions and its preliminary
ideas regarding goals, objectives, and
how registration review might operate.
Soliciting public input on critical issues
about registration review early in the
planning process helped the Agency to
identify potential problems as early as
possible.
C. Summary of Comments on the
ANPRM
The Agency received eight comments
on the ANPRM, primarily from
pesticide manufacturers or other
persons with commercial interest in the
sale or use of pesticides. These
comments are available for review in the
public docket for the ANPRM under
docket control number OPP–36195. The
Agency has placed a summary of these
comments and EPA’s response to the
issues discussed in these comments in
the docket for this proposed rule.
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The four issues that stimulated the
most discussion were:
1. Standard for registration under
FIFRA. Some commenters asserted that
compliance with data requirements in
40 CFR part 158 would be sufficient to
satisfy the FIFRA requirements for
registration. Other commenters
advocated that the Agency use a
checklist approach to see whether a
pesticide continued to meet the FIFRA
standard for registration. Commenters
agreed that the Agency should use
existing data and data reviews and
avoidre-review where possible.
2. Predictable schedules. Industry
commenters generally stated that they
sought predictable schedules and
advocated using the date of the last
comprehensive review as the basis for
scheduling a pesticide’s registration
review. Most asserted that the risk-based
priority system described in the ANPRM
would not produce a predictable
schedule because priority-setting would
require too many resources and
schedules that rank pesticides by
perceived risk would be contentious.
Commenters advised the Agency to
handle emerging risks such as actions
based on information on adverse effects
that must be reported under FIFRA
section 6(a)(2) information outside of
the registration review process.
3. Public participation. Most
commenters wanted to be able to
participate throughout the registration
review process. However, some
commenters want to limit public
participation in various ways. Other
commenters acknowledged the value of
public participation but cautioned that
it could slow down decision-making.
4. Registrant’s role in registration
review. In general, commenters asserted
that the Agency should not expect
registrants to provide studies or other
information unless the Agency
specifically requires it.
D. Stakeholder Consultation
After reviewing the issues raised in
the comments to the ANPRM, the
Agency reconsidered its initial approach
to the design of the registration review
process. Before issuing a proposed rule,
however, the Agency decided to consult
with stakeholders to gain additional
views on the design of the registration
review process. The Agency chose to
present its revised approach to the
registration review process at a public
meeting of the Pesticide Program
Dialogue Committee (PPDC) held in
Arlington, VA in April 2003.
The PPDC is an advisory committee
established in 1995 under the Federal
Advisory Committee Act. Its charter was
renewed in November 2001 and 2004.
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This Committee provides a forum for a
diverse group of stakeholders to discuss
and provide advice to the pesticide
program on various pesticide regulatory,
policy, and program implementation
issues. Topics of discussion at past
meetings have included, among other
things, implementation of the FQPA.
Membership to the PPDC includes
environmental and public interest
groups, pesticide manufacturers and
trade associations, user and commodity
groups, public health and academic
institutions, Federal and State agencies,
and the general public. The PPDC meets
two to three times a year and all
meetings are open to the public.
Background materials along with a
summary of each meeting held to date
are kept in a public docket at the Docket
facility identified under ADDRESSES.
Meeting summaries for the PPDC are
also available electronically at the
following internet address: https://
www.epa.gov/oppfead1/cb/ppdc/.
In response to the Agency’s April
2003 request for stakeholder input into
the design of the registration review
program, the PPDC agreed to form a
workgroup to develop recommendations
for the Agency.
In June 2003, the PPDC chartered the
PPDC Registration Review Workgroup.
The workgroup was composed of 23
members representing a broad and
balanced range of interests who were
drawn from the PPDC membership and
other stakeholders who were not
currently serving on the PPDC. Its
mission was to develop an assessment
of key registration review issues as a
basis for the full PPDC to provide EPA
advice and recommendations on issues
and topics related to developing the
Agency’s registration review program.
The workgroup held several public
meetings and teleconferences during the
summer and fall of 2003. At the PPDC
meeting in October 2003, the PPDC
Registration Review Workgroup
presented its recommendations on three
topics. The PPDC endorsed these
recommendations and asked the
workgroup to continue to meet and to
present additional recommendations at
the spring 2004 PPDC meeting. The
PPDC Registration Review Workgroup
resumed its deliberations in January
2004. The PPDC endorsed a second set
of recommendations at the April 2004
PPDC meeting. Meeting minutes and
background information for the
workgroup’s activities in 2003,
including a copy of the October 2003
presentation to the PPDC, may be found
in Docket OPP–2003–0252; meeting
minutes and background information for
the workgroup’s activities in 2004,
including a copy of the April 2004
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presentation, may be found in Docket
OPP–2004–0014. You may access these
dockets electronically at the following
internet address: https://docket.epa.gov/
edkpub/index.jsp.
E. Summary of PPDC Recommendations
The PPDC considered a number of
procedural and implementation issues,
as follows:
1. How should pesticides be
scheduled for registration review? The
PPDC took into consideration that
approximately 1,200 active ingredients
and 15,000 products would be subject to
registration review and that new
pesticides will be added in the future.
The PPDC recommended that the
administrative procedures for
scheduling registration review should
not be subjective, resource intensive, or
time-consuming. There should be a
predictable schedule generally based on
a date 15 years from the date of
registration, reregistration, or other
major risk assessment. Specific criteria
for departure from scheduling should be
established by regulation. The Agency
should publish a comprehensive
schedule in the Federal Register and on
the Agency website with regular
updates.
The PPDC considered whether
scheduling procedures could be based
onrisk--‘‘worst first’’--but concluded that
scheduling procedures based on this
criterion would be resource intensive
and time-consuming.
2. Should there be different levels of
review? The PPDC recommended that
the degree of assessment not be a ‘‘onesize-fits-all’’ process. The workgroup
took into consideration that: (a) Not all
chemicals pose the same risks; (b) the
scope of the program mandates efficient
use of resources; and (c) changes in data
requirements, database, adverse effects
data, science policies, and use and
usage profiles could affect the scope or
depth of a pesticide’s registration
review.
The PPDC developed a flow chart for
the registration review process that
identified points in the review process
where the Agency could determine
whether further review was needed.
Specifically, the process should focus
on identifying what has changed since
the last review and determining whether
existing risk assessments could be used
as the basis of a risk-benefit analysis.
The PPDC recommended that the
registration review process allow for a
streamlined review for pesticides judged
to be low risk and for pesticides with a
stable regulatory history and science.
Pesticides with major complex issues
should receive a more comprehensive
assessment.
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3. How can meaningful public
participation be accomplished? The
PPDC took into consideration that a
pesticide’s registration review would
benefit from early participation by all
stakeholders. It noted that stakeholders
need a predictable schedule to prepare
and participate in registration review
and an understandable process where
opportunities and expectations for
public participation are clear.
The PPDC recommended that the
Agency seek stakeholder input
regarding use profiles, risk assessments,
benefit assessments, risk/benefit
analyses, and risk mitigation measures
and that stakeholder participation
should be commensurate with the level
of review. The PPDC recommended that
the Agency use modern electronic
technology to facilitate stakeholder
access to information and asked the
Agency to establish and maintain an
electronic docket for each pesticide that
would include comprehensive
information about the pesticide,
including history, status, public
comments, and all previous regulatory
decisions.
4. How does registration review relate
to other pesticide program activities?
Because registration review does not
supercede or replace EPA’s other
authorities under FIFRA, the PPDC
recommended that EPA manage risk
issues as they arise rather than relying
exclusively on registration review for
resolving these issues. To the extent
possible, registration review should be a
safety net to help assure that no riskrelated issues have been overlooked.
5. How should EPA initiate a
pesticide’s registration review? The
PPDC found that there is no need for a
registrant to submit an application for
registration review because payment of
annual maintenance fees attests to a
registrant’s willingness to support a
pesticide through the registration review
process. The PPDC advised the Agency
to publish aFederal Register notice to
initiate a pesticide’s registration review.
The notice would announce the public
availability of the documents that the
Agency intends to review in its
assessment of the pesticide. During the
comment period, registrants and other
persons could submit additional
information for the Agency to consider
during registration review.
6. How should EPA encourage early
submission of test data and other
information to support a pesticide’s
registration review? Before the Agency
begins its assessment, registrants and
other stakeholders should be allowed to
comment on the information that the
Agency had placed in the registration
review docket for the pesticide. At this
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point, stakeholders could submit data
and other information that would be
pertinent to the review. However, the
PPDC noted that registrants need a clear
understanding of the Agency’s
requirements, guidelines, and issues of
concern to assess what additional
information would be useful. The
Agency should explain how the data
will be used. When necessary, the
Agency should issue DCI notices under
FIFRA section 3(c)(2)(B). The Agency
should support stakeholder efforts to
provide information by providing a
framework for communicating
information needs and by creating an
electronic listserve for use by
stakeholders who wish to participate in
the registration review.
7. What is a registration review
decision? The PPDC identified seven
potential outcomes of a registration
review:
• Registration review concluded—no
changes in current registration are
needed.
• Registration review concluded—
risk mitigation or other action required.
• Registration review concluded—
confirmatory data requested.
• Registration review cannot be
concluded until additional data are
submitted.
• Registration review concluded, but
there is ongoing generic DCI or other
action—registration review decision
may be revisited if necessary.
• Registration review concluded—
active ingredient voluntarily canceled.
• Registration review concluded—
FIFRA section 6 cancellation or
suspension action.
F. Feasibility Study
The Agency conducted a feasibility
study to test certain aspects of the
registration review decision process that
the PPDC recommended. The Agency
randomly selected 30 pesticides from
among the likely candidates for review
in the first 5 years of the program. The
Agency assembled data that it would
consider in a registration review and
then simulated the review and decision
process described in the proposed
procedures. A detailed description of
this study is presented in the economic
analysis for this proposed regulation. A
copy of the economic analysis is
available in the public docket for this
proposed regulation. Unit VIII. of this
preamble describes how the Agency
used the study to learn how the
proposed registration review decision
process might work and to identify
aspects of the proposed process that
need further development.
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VI. Factors Considered in Designing a
Registration Review Decision Process
A. Pesticides Subject to Registration
Review Should Have Already Met the
Data Requirements for Registration
Established in 1984
Registration decisions made since
1984 and reregistration decisions made
since 1988 are based on data
requirements and risk assessment
methods that were current at that time.
In addition, by August 2006, the Agency
will complete tolerance reassessment to
assure that pesticides with food uses
meet the requirements of FFDCA section
408 with respect to human health risks
from aggregate and cumulative
exposures. In general, the Agency
believes it will not be necessary to redo
reviews of studies because it has already
determined that studies supporting
current registrations meet requirements
established in 1984.
B. FQPA Requirements Have
Transformed Pesticide Risk Assessment
into a Dynamic and Iterative Process
Before FQPA, EPA considered the
incremental dietary risk posed by each
new use and generally did not
reexamine risk from existing uses. When
establishing a tolerance for a new food
use, the Agency now must conduct a
new assessment of aggregate nonoccupational exposures and assess
cumulative risk, if necessary, using the
most recent procedures for conducting
such assessments. This assessment
would update the non-occupational
human health risk assessment
performed during tolerance
reassessment and would provide the
Agency another opportunity to evaluate
previously approved uses. Accordingly,
the non-occupational human health risk
assessments for some pesticides may be
updated during the 15–year registration
review cycle as a result of the review of
any applications for new uses.
C. Emerging Serious and Urgent Risk
Issues Will Be Identified, Characterized,
and Managed as They Arise and
Generally in Processes Other than
Registration Review
It is the Agency’s practice to
investigate reports of pesticide incidents
or findings of adverse effects as
expeditiously as possible. The Agency
intends to continue this practice.
VII. Design Options for Registration
Review
This unit describes and evaluates
options for various aspects of a
registration review program. The
program aspects discussed in this unit
are:
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• What should be the unit of review?
• How should the Agency account for
inert ingredients in registration review?
• How should the Agency schedule
pesticides for review?
• What event should be used as the
basis for developing a chronological
schedule?
• What approach should the Agency
use in conducting the review?
• What is the optimal way to
assemble the materials that the Agency
will consider in its review?
• How should review of individual
product registrations be managed in
registration review?
• How should the Agency
communicate the results of the
registration review?
A. What Should Be the Unit of Review?
The statute requires the Agency to
review ‘‘the registrations of pesticides,’’
but did not further describe in FIFRA
section 3(g) the unit of review.
Accordingly, the Agency must
determine the unit of review for the
purpose of this program. The Agency
has identified the following three
options: (1) Individual pesticide
products; (2) individual active or inert
ingredients; or (3) registration review
cases composed of chemically related
active ingredients and the products that
contain one or more of these
ingredients. For the reasons discussed
in this unit, the Agency is proposing to
use the third option and review
registration review cases in the
registration review program. This is
reflected in proposed § 155.42 of the
regulatory text.
1. Review each product separately.
Under longstanding practice, EPA bases
its decision to register a product on its
assessment of the hazard characteristics
of the active ingredient in the product
(and its metabolites and degradates) and
the risk posed by potential exposures to
these substances that would result from
the proposed uses of the product. The
Agency also considers the possible
benefits from the proposed uses of the
pesticide. The Agency makes its
registration decisions on a pesticide
chemical and then applies this decision
to a pesticide product.
Under this option, the Agency would
conduct a risk assessment on each
individual product. Such an assessment
would not be a complete assessment of
the exposure to the active ingredient(s)
in the product because it does not
consider exposures from other products
that contain the same active
ingredient(s). Accordingly, this
approach might not be scientifically
sound and might not meet FIFRA
requirements.
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2. Review of pesticide ingredients. The
Agency currently makes decisions on
ingredients and applies them to
products. Comments on the ANPRM
agreed that the unit of review should be
a pesticide ingredient. Congress
intended that EPA review a pesticide’s
registration in light of advances in
science (i.e., data and other information
relating to hazard, exposure, and risk).
Because ‘‘science’’ is generally
developed on a generic basis, the
Agency believes conducting registration
review on ingredients would be
consistent with Congressional intent.
However, a product that contains
multiple active ingredients could belong
in two or more cases and could undergo
registration review more than once in a
15–year cycle. The Agency believes that
the statute does not preclude the
Agency from reviewing a pesticide
product more than once in a 15–year
cycle.
3. Review of chemical cases that
include one or more structurally similar
pesticide ingredients and the products
that contain these ingredients. Under
FIFRA section 4, the Agency established
reregistration cases that contain either a
single active ingredient or two or more
structurally related active ingredients.
In the reregistration program, the
Agency uses data on one member of the
case to support other members of the
case. Significant resource savings are
achieved when chemically related
pesticide ingredients are grouped in the
same chemical case and are reviewed
together. Decisions made on the active
ingredients would apply to products in
the case. The Agency finds that because
FIFRA section 3(g) does not stipulate
the unit of review, the Agency may
continue its current practice of forming
cases consisting of one or more active
ingredients and the products that
contain these ingredients. The Agency
believes that this unit of review is
consistent with Congressional intent
that a pesticide be reviewed in light of
advances in science, which are
developed generically. As stated in Unit
III.A., a product that contains multiple
active ingredients could belong in two
or more cases and could undergo
registration review more than once in a
15–year cycle.
B. How to Account for Inert Ingredients
in Registration Review?
When the Agency evaluates an
application to register a pesticide
product, it examines the product’s
composition and product-specific
toxicity data as part of its consideration
of the potential risks posed by the
product. Accordingly, the Agency
believes that a review of a pesticide’s
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registration must include a
consideration of the inert ingredients as
well as the active ingredients in the
product.
Options for managing the review of
inert ingredients include:
1. Option 1--Establish registration
review cases for inert ingredients. Such
cases would be composed of one or
more inert ingredients and the products
that contain the ingredient(s). The
Agency would conduct either a
comprehensive review of each inert
ingredient, as is being done for active
ingredients in reregistration or tailor the
scope and depth of the review, as is
being proposed for the registration
review of active ingredients.
2. Option 2--Review individual inert
ingredients in a process that is separate
from registration review. During
registration review, examine product
composition to assure that any inert
ingredient used in the product has been
cleared for use in pesticides, and, if the
pesticide is used on foods, to assure that
a tolerance or tolerance exemption for
the chemical has been established and
reassessed.
The Agency may establish a program
for periodically reevaluating inert
clearances, tolerances, or tolerance
exemptions. If the Agency does so, it
would be able to use this new
information in the registration review
program. During a pesticide’s
registration review, the Agency would
review the composition of a product and
then check to see whether there are
issues of concern associated with any of
the inert ingredients in the product.
3. Option 3--Focus on product
hazards rather than reviewing
individual inert ingredients. After
making findings on the active
ingredients, base an assessment of the
safety of end-use products upon a
review of the product’s acute toxicity
data without separately considering
each inert ingredient in the product.
The Agency proposes to adopt option
2. It would not establish registration
review cases for inert ingredients as
would be done under option 1. Safety of
inert ingredients will continue to be
evaluated in a separate process. During
registration review, the Agency will
check to see whether there are any
issues concerning the inert ingredients
in a product that is undergoing
registration review. This approach
would produce product assessments
that reflect current knowledge about the
ingredients in the product.
Additionally, the PPDC registration
review workgroup endorsed this
approach.
The Agency believes that option 1,
conducting a registration review of inert
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ingredient registration review cases,
could support the Agency’s goals
regarding sound science. However, the
Agency believes that this approach
would not be practical and may not be
appropriate. For example, the
procedures proposed for establishing
registration review cases, such as the
proposed criteria for establishing the
baseline date for a registration review
case, would not work well for inert
ingredients because it is often difficult
to determine when registrants began to
use an inert ingredient in registered
products. Other proposed procedures,
such as public identification of the
products that belong in a registration
review case, would not be appropriate
for a registration review case composed
of inert ingredients. Registrants consider
the identity of the inert ingredients in
their products to be trade secret, so the
Agency must not disclose the products
that belong in an inert ingredient
registration review case. Thus, the
Agency finds that it may not be
practicable to establish a chemical case
for an inert ingredient when it is not
possible, for trade secret reasons, to
identify products belonging to the case.
The PPDC identified additional issues
with this approach. It believes that
because inert ingredients are ‘‘cleared’’
for use in pesticides and not registered,
they are not subject to registration
review. Accordingly, they believe it
would be inappropriate to establish
registration review cases for inert
ingredients.
The Agency believes that option 3,
basing a product’s registration review on
acute toxicity data rather than on a
review of individual inert ingredients,
might not meet Agency goals relating to
efficient use of resources and sound
science. Review of product-specific
acute data is unlikely to provide insight
into potential hazards posed by chronic
or repeated exposure to the inert
ingredients in a pesticide product.
Because such a review may not provide
new understanding of the potential
hazards posed by a product, the review
would not be an appropriate use of
Agency resources.
C. Approaches for Scheduling
Registration Review Cases for Review
The Agency believes that an optimal
scheduling approach would enable the
Agency to meet the following goals:
• Achieve a 15–year review cycle
with a predictable and reliable
registration review schedule
(emphasized in ANPRM comments).
• Set schedules for review that
promote protection of human health and
the environment.
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• Promote efficient use of resources to
develop and implement the schedule
and provide flexibility for managing the
registration review caseload.
• Be perceived as fair and objective.
For example, avoid stigmatizing a
pesticide by alleging that concern for
the pesticide’s potential risk warrants
scheduling its registration review early
in the registration review cycle
(emphasized in ANPRM comments).
The Agency has evaluated three basic
approaches to scheduling registration
reviews:
(1) Chronological. Commenters on the
ANPRM and PPDC Registration Review
Workgroup recommended scheduling
registration review based on the date of
the last comprehensive review.
(2) Risk-based ‘‘worst first.’’ Under the
Agency’s ‘‘initial concept’’ published in
the 2000 ANPRM, registration reviews
would be scheduled on the basis of
known or suspected risk.
(3) Random. Use randomizing
procedures to develop a schedule for
registration review.
Under the proposed procedures, any
of these approaches could be modified
to address the need to revise a
pesticide’s registration review schedule
to balance workload (both EPA’s and
industry’s), group related cases together,
or to achieve process efficiencies,
among other things.
Because FIFRA does not prescribe any
approach to scheduling registration
review, all of the scheduling approaches
would be consistent with FIFRA section
3(g), as long as they are implemented in
a way that strives to attain the 15–year
review goal. For the reasons given in
this unit, the Agency proposes to base
its schedule on option 1. This is
reflected in proposed § 155.44 of the
regulatory text.
1. Chronological, based on date of
registration or reregistration. This
approach has the advantage that after
initial effort to ascertain registration or
reregistration dates, this schedule could
be constructed and maintained with
minimal resources. Because the criteria
for scheduling are objective, a
chronological listing of pesticides
would not stigmatize any pesticide. The
Agency would be in a better position to
achieve the 15–year review of each
pesticide’s registration with this
scheduling scheme than with a riskbased scheduling scheme because, in
any given year, this approach is likely
to produce a mix of heavy and light
registration review cases.
The date of a pesticide’s registration
or reregistration may be a general
indicator of potential risk in that older
pesticides could potentially have data
gaps, outdated risk assessments, and
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unrecognized risks. Previously
unrecognized risks from older pesticides
could be identified earlier in a
registration review program using this
scheduling scheme than one which uses
a scheduling scheme based exclusively
on risk potential. The Agency’s
feasibility study described in Unit VIII.
showed that older pesticides often
lacked assessments that have become
routine in the last 8 years or so, such as
ecological, occupational, and residential
risk assessments. Accordingly, the
Agency believes that the date of the last
comprehensive review is a reasonable
indicator for potential risk.
As discussed in Unit VI.A., the
Agency will have performed a
comprehensive review on all pesticides
that will undergo registration review
and will have determined that all
pesticides meet, at a minimum,
standards established in 1984. In the
last 5 years or so, the Agency used its
most up-to-date methods to evaluate
high risk pesticides. The Agency made
regulatory judgments about the
acceptability or reasonableness of the
risks posed by these pesticides. The
public health or environmental benefit
of reviewing these pesticides early in
registration review would be marginal
because the Agency’s understanding of
the risks or the societal benefits of the
pesticides probably would not change
much since the Agency’s last evaluation
of the pesticides.
However, without appropriate
modification, a strictly chronological
approach lacks flexibility to group
related pesticides or balance the
workload. Moreover, because risk
factors such as hazard or exposure are
not included in a chronological
schedule, registration review of
pesticides with known or suspected
risks might occur later than registration
review of pesticides that pose less risk.
In proposing this approach, the
Agency recognizes that, in order to
protect human health and the
environment, it must rely on other
procedures for identifying, assessing,
and managing new risks from existing
pesticides.
2. Risk-based, relying on exposure,
hazard, or other recognized expression
of risk. This approach has the advantage
of early review of pesticides that are
recognized to have greater potential to
pose risks of concern. Additionally,
pesticides with similar risks are likely to
be scheduled for review at
approximately the same time. Grouping
such pesticides for review would
promote efficient use of resources.
However, identifying and describing
the risk criteria to be used in prioritizing
pesticides could be controversial and
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difficult. For example, should the
criteria give greater weight to
carcinogenic potential than to potential
developmental toxicity? It would be
difficult to make such judgments in an
objective way. Furthermore, applying
risk criteria to generate a schedule
would be extremely resource intensive
because of the effort needed to develop
criteria, see whether each pesticide in
the registration review caseload meets
the criteria, and to apply a scheme for
ranking pesticides that meet the criteria.
The resulting schedule might be
challenged by stakeholders who believe
that particular pesticides should be
placed higher or lower on the schedule.
As risk-based priorities change over
time, the schedule would need to be
modified repeatedly to advance some
cases and defer others. Because the
schedule would be ‘‘front-loaded’’ with
the most difficult and time-consuming
cases, the Agency would be less likely
to stay on schedule and meet the
statute’s goal of reviewing each
pesticide’s registration every 15 years.
As described in Unit VIII.B., the
feasibility study showed that older
pesticides often lacked assessments that
have subsequently become routine.
When the Agency performs such
assessments during a pesticide’s
registration review, it may find risks
that it had not recognized before. Under
the risk-based approach for scheduling
registration review, the Agency might
not review an older pesticide until later
in the cycle and, as a result, the Agency
would discover any unrecognized risk
associated with the pesticide later than
it might have under another approach.
3. Random assignment. The sole
advantage of this approach is that the
criteria are completely objective and
incontrovertible. This scheduling
approach would require the least
resources. The schedule would be
predictable and easily ascertainable.
However, because no indicators of
potential risk would be taken into
account when developing a schedule,
the public would not receive the public
health or environmental protection
benefits associated with the other
approaches.
D. Establish a Baseline Date for Each
Registration Review Case
Since the Agency is proposing to
schedule registration review on a
chronological basis, it must decide what
event or events should be used to
establish a baseline date for each
registration review case. The options
include: (1) Registration date of oldest
product in the case or date of
reregistration whichever is later; or (2)
date of latest registration action.
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Option 1 would list in chronological
order pesticides registered or
reregistered after the November 1984
effective date of the Agency’s data
requirements for pesticides. Under this
option, the Agency would give priority
to pesticides with the oldest post-1984
data.
Under option 2, the Agency would
use the date of the most recent approval
of a new use as the basis for scheduling
the review. The disadvantage of this
approach is that the review of the new
use would have focused on the
exposures that would result from the
proposed new use and might or might
not have led to a comprehensive review
of the pesticide. Although aggregate
exposure from all dietary and nonoccupational exposures might have been
assessed in the review of the new use,
occupational or ecological risks from
earlier registration actions might not
have been considered.
The Agency believes that registration
review schedules should generally
provide for reviewing the oldest
decisions first to see whether the
pesticide continues to meet current
standards for registration. The Agency
proposes to use the earliest post-1984
registration or reregistration decision as
the initial basis for scheduling
registration reviews. The Agency
proposes to use the date of the latest
registration review as the basis for
scheduling subsequent registration
reviews. This is reflected in proposed
§ 155.42 of the regulatory text.
For the purpose of registration review
procedures, the Agency must decide
which event constitutes
‘‘reregistration.’’ The options include:
(1) Signature date of the Registration
Eligibility Decision (RED) or Interim
Registration Eligibility Decision (IRED);
(2) date of issuance of DCI notices for
product-specific data and labels
specified in the RED; and (3) date of
approval of submitted labels. The
Agency prefers the signature date of the
RED or IRED because this is the date of
the latest comprehensive risk
assessment of the pesticide. Other
events in the reregistration process
might not be useful as a baseline date.
For example, the date of the DCI notice
for product-specific data is significant
for compliance purposes and the label
approval date signifies the completion
of regulatory action in the reregistration
process.
The Agency must also decide what
should be the baseline date for
reregistration cases for which REDs or
IREDs have not been completed by the
time the registration review program
begins. The Agency could use either the
date of initial registration or the
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projected date of the registration
eligibility decision as a baseline date or
it could wait until reregistration is
completed before establishing a baseline
date. The Agency believes it is simpler
and more practical to wait until it issues
a reregistration decision before
establishing a baseline date for such
cases. Consequently, the initial list of
registration review cases would not
include baseline dates for such cases.
E. Approaches for Conducting a
Pesticide’s Registration Review
The Agency has identified three
approaches for conducting a pesticide’s
registration review: (1) A
comprehensive approach modeled on
reregistration; (2) a checklist approach
suggested in comments on the ANPRM;
and (3) a tailored approach where the
scope and depth of the review are
tailored to the circumstances of the
registration review case. Variations of a
tailored approach to registration review
were presented in the Agency’s initial
concept described in the ANPRM, the
revised concept that the Agency
presented to the PPDC in 2003, and the
approach recommended by the PPDC.
In evaluating these approaches, the
Agency finds that the comprehensive
approach and the checklist approach do
not satisfy the Agency’s policy
objectives. The underlying assumption
in the comprehensive approach is that
existing risk assessments and the
studies upon which they are based do
not meet current standards. The studies
must be reviewed again and replaced if
necessary and the risk assessments must
be redone. This process would redo the
work performed in registration and
reregistration without significantly
adding value. Accordingly, this
approach would not satisfy the objective
of avoiding unnecessary rework.
Because a comprehensive review is
likely to be resource-intensive and timeconsuming, the Agency would not be
able to complete reviews within a 15–
year cycle. Under the comprehensive
approach, the Agency also would not be
able to provide review decisions and
impose data requirements on a
predictable schedule.
The checklist approach also would
not meet the Agency’s objectives for a
registration review process. Because this
approach does not address the adequacy
of existing risk assessments, it might not
reveal risks that could be discovered if
new risk assessments were performed.
This approach would not address
deficiencies in previously accepted data
or changes in policy or assessment
methods. In successive 15–year cycles,
the original risk assessments would fall
further behind the standards of the day.
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Also, this approach does not include
an assessment of new information that
could affect the risk assessment.
Accordingly, a decision based on such
a review would not be based on sound
science. Furthermore, under this
approach, the Agency might not review
new use or usage or other information
on benefits that could affect the risk/
benefit assessment for the pesticide.
As a practical matter, it would be
extremely difficult for the Agency to
develop a core assessment scheme, as
suggested in comments on the ANPRM,
that would apply to all pesticide
products. The Agency has always made
case-by-case decisions on pesticides and
expects to continue to do so. For these
reasons, the Agency believes that a
checklist approach might not meet the
requirements of FIFRA section 3(g).
The tailored approach differs from the
other approaches in that scope and
depth of the review would be
commensurate with the complexity of
the issues presented by the pesticide.
The scope/depth decision and any
accompanying DCI notice that might be
needed is a critical output of the
registration review process. By using a
tailored approach, the Agency believes
it will be able to make such decisions
on approximately 1/15th of the total
registration review workload each year.
As a result of registration activity that
will continue to occur during the 15–
year registration review cycle, the
Agency will receive new data and
conduct new risk assessments for many
pesticides. The Agency expects that the
scope/depth decision that the Agency
would make as part of registration
review is likely to show that very little
additional work would be needed to
complete the registration review for
such pesticides, at least in regard to
non-occupational human health
assessments.
The Agency finds that an approach
that tailors the scope and depth of a
pesticide’s review according to the
circumstances of each case is more
likely to meet the Agency’s goals than
the alternative approaches. Accordingly,
in § 155.53 of the regulatory text, the
Agency is proposing this approach for
the conduct of registration review.
F. What is the Optimal Way to Assemble
the Materials That the Agency Will
Consider in its Review?
For example, should the Agency
require registrants to submit registration
review applications that include or cite
material for the Agency’s consideration?
Alternatively, should the Agency
identify and assemble the material it
will consider in its review? Or should
the Agency and stakeholders work
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together to prepare for a pesticide’s
registration review?
1. One option for assembling material
to be considered in a pesticide’s
registration review would be to adopt
procedures used in reregistration. As
discussed in Unit V.A.2., FIFRA section
4(d) required registrants to notify the
Agency whether they intended to seek
reregistration for their products, identify
the data required by regulation to
support the registration of the products,
and the studies that satisfy the
applicable requirements, and commit to
provide studies to satisfy data gaps that
they identified. In addition to the
notification requirements in FIFRA
section 4(d), FIFRA section 4(e) required
registrants to summarize and reformat
previously submitted studies that they
intended to rely upon to support
reregistration of their products.
In the ANPRM, the Agency raised the
possibility of requiring registrants to
submit a registration review application.
The registration review application
could indicate which uses the registrant
intends to support, identify applicable
data requirements, and cite the studies
used to satisfy these requirements. The
registration review application could
include additional information and data
on the pesticide that has not already
been submitted. The Agency
hypothesized that requiring registrants
to assemble information needed in the
review could save the Agency’s
resources.
Comments to the ANPRM did not
object to the idea of requiring
registration review applications. In fact,
several comments supported the idea
and made suggestions regarding the
required contents of a registration
review application.
However, the PPDC believed that a
requirement to submit registration
review applications would be
burdensome to registrants. Members of
the PPDC stated their belief that
registrants should not be required to
identify data and other information they
have already submitted and that the
Agency has already accepted to support
a pesticide’s registration.
The Agency believes that
administering a registration review
application process could be quite
resource intensive. The Agency would
have to identify who is required to
submit an application, notify them of
the requirement, verify receipt of such
notification, track submissions, and
process submitted registration review
applications. Additionally, the Agency
would have to follow-up when a
registrant fails to submit an application
as required.
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The Agency has considered the
burden that requiring a registration
review application would impose on
registrants and the costs the Agency
would incur to process such
applications and finds that these costs
outweigh the possible benefits of such a
requirement. Accordingly, the Agency
will not propose to require registration
review applications.
2. The Agency might decide to base
the scope/depth decision on a review of
the material it has on hand. This may
be sufficient in some cases, particularly
for pesticides that pose minimal risk
and for which there appears to be no
information that would cause the
Agency to reconsider its previous
registration decision. However, the
feasibility study showed that in many
cases, early input from registrants or
other stakeholders could help clarify the
Agency’s understanding use practices.
Accordingly the Agency will not
propose to forgo public participation at
this stage of registration review.
3. In comments on the ANPRM and in
public meetings, stakeholders expressed
their need to participate in the
registration review process before the
Agency makes a scope/depth decision.
The Agency agrees that stakeholder
input early in the process could
improve the quality of the scope/depth
decision and improve the efficiency of
the review process. The Agency might
also use submitted information when it
conducts any new risk assessment that
might be needed.
The PPDC has developed a number of
recommendations as to how to manage
various aspects of stakeholder
participation at this stage--assembly of
information for the registration review-such as:
• Advance notice of schedules so
stakeholders can plan.
• Early consultation to clarify
pesticide use and usage patterns.
• Early determination by Agency of
data or information that might be useful
in refining exposure assessments.
• Early determination of outstanding
data requirements so that DCI notices
can be sent out and studies required to
be submitted in time for use in the
registration review.
The Agency is proposing in § 155.50
of the regulatory text to provide
opportunity for stakeholder
participation in the information
assembly stage of the process.
G. Managing the Registration Review of
Individual Products
Consideration of individual products
could occur at various stages of
registration review. Before initiating a
registration review, the Agency would
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examine some or all product labels to
ascertain the uses of the pesticide.
There are approximately 15,000
registered pesticide products subject to
registration review. However, the
Agency does not believe it is practical
to conduct a comprehensive review of
the composition, labeling, and productspecific data for each product. Clearly,
it is necessary to assure that specific
product labeling is consistent with the
risk assessment regarding use directions
and precautionary statements. Because
pesticides undergoing registration
review were registered or reregistered
after 1984, the Agency expects that
many pesticide products currently
display up-to-date labels. As a result of
reregistration, the current generation of
product labels conform to labeling
policy and are adequately supported by
appropriate product-specific data. As
discussed in Unit VII.B., the Agency
would review a product’s composition
to confirm that the inert ingredients in
the product have appropriate clearances
for use in the product. The Agency
might conduct a detailed review of a
product if there are circumstances, such
as a product registration that had not
been amended in many years, that
indicate that a review might be
warranted.
The Agency expects to involve
stakeholders in its decision regarding
the scope and depth of product review
in registration review. As described in
Unit IX.I., the Agency will establish a
docket for information that it intends to
consider in a pesticide’s registration
review. This information may include
product labels. Images of product labels
are already available to the public on
the Agency’s website at: https://
www.epa.gov/pesticides/pestlabels/.
When commenting on the information
in a pesticide’s docket, stakeholders
may advise the Agency of any issues
that they have identified regarding the
registration of products in the case,
based on their own assessment of the
information in the docket, and describe
what they believe should be the scope
and depth of the Agency’s review of the
products in the case.
H. Communicating the Results of a
Registration Review
FIFRA section 3(g) does not specify
how the Agency should communicate
the results of a registration review to
pesticide registrants or the public. The
options range from publication of a
comprehensive review document,
modeled on the RED used in the
reregistration program, to private
communication with individual
registrants, as is the current practice
when the Agency reviews applications
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for registration actions. In order to
satisfy its objectives for an open and
transparent registration review process,
the Agency believes that it should
release to the public the results of the
review of each registration review case
and that the public should have the
opportunity to comment on the
Agency’s draft conclusions before a
decision regarding a pesticide’s
registration review becomes final.
VIII. Feasibility Study: Testing the
Proposed Registration Review Decision
Process
A. Design and Conduct of the Feasibility
Study
The Agency conducted a feasibility
study to test certain aspects of the
decision process described in this
regulation. A detailed description of this
study is presented in the economic
analysis for this proposed rule which is
available in the public docket for this
proposed regulation. The following
discussion describes how the Agency
conducted the feasibility study.
1. Draft a preliminary list of
registration review cases. Using the
criteria described in the proposed
regulation, the Agency drafted a
preliminary list of registration review
cases and provisionally assigned
baseline dates for each case.
2. Selection of cases for the feasibility
study. The Agency randomly selected 30
cases from among the cases that, under
the proposed scheduling procedures,
would be scheduled for registration
review in the first few years of the
program. The proportions of
conventional pesticides, biopesticides,
and antimicrobial pesticides in the
sample were roughly the same as the
proportion of these categories of
pesticides in the pesticide program.
3. Assess the regulatory status of the
pesticide—a. Assemble information
regarding: Current registrations and
tolerances, including product labels;
decision memos, reregistration
eligibility decisions or tolerance
reassessment decisions; pending
registration actions; bibliography of
submitted data; incident information or
data submitted under FIFRA section
6(a)(2); and latest risk assessments for
the pesticide.
b. Consult with others within the
Office of Pesticide Programs (OPP) who
review or regulate the pesticide.
Because of time and resource
constraints, OPP staff was unable to
consult with other EPA program offices
or other agencies. Under the proposed
process, the Agency would consult with
other EPA program offices and other
agencies.
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c. Develop a summary of the
information on the regulatory status of
the pesticide, including a brief
discussion of the risks or other issues
identified.
d. Under the proposed registration
review process, the Agency would
establish a docket for the information on
the regulatory status of the pesticide and
ask for comment on it. At this stage in
the proposed registration review
process, the Agency might ask
stakeholders to comment on specific
issues, such as the use of the pesticide,
that the Agency might have identified.
The Agency did not seek stakeholder
input in the feasibility study.
Accordingly, the feasibility study was
limited to data available in the Agency’s
files.
4. Determine whether the existing risk
assessments meet current standards.
Ask: What do we know and what do we
need to know, and what would be the
value of the new information?
a. Clarify the uses of the pesticide,
using information on product labels
without attempts at detailed
interpretation. Determine whether there
is a risk assessment to support each use
of the pesticide. Account for the data
requirements for all the uses. Determine
whether there are any on-going studies
required under a DCI or conditional
registration.
b. Identify the changes in
requirements, risk assessment methods,
science policy, and regulatory policy
that have occurred since the last
regulatory decision. For the feasibility
study, the Agency identified changes
since the publication of 40 CFR part 158
data requirements for pesticide
registration in 1984, including:
Introduction of a new paradigm for
ecological risk assessment, 1993;
introduction of short-term and
intermediate-term human health risk
assessments, 1995; worker protection
standards in 40 CFR part 170, 1995;
science policy changes arising from the
passage of FQPA in 1996; EPA begins
joint regulation of indirect food
additives with FDA, 1996; introduction
of probabilistic dietary risk assessments,
1998; and ‘‘counterpart’’ regulations
regarding endangered species risk
assessment, 2004.
c. In evaluating the risk assessment,
consider the following factors, among
other things: Are any existing data
waivers still appropriate? Has the
Agency established new data
requirements for these uses? Has the
Agency adopted new risk assessment
methodology? Is there new information
that suggests that the risk assessment
should be revised?
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d. In deciding whether to conduct a
new risk assessment, consider the
following factors, among other things: Is
it likely that data from other sources-open literature, other government
agencies--could address the
uncertainties? Are new data or a new
risk assessment likely to change a
regulatory endpoint?
e. In the feasibility study, the Agency
did not review new studies or conduct
new risk assessments. Nor did it attempt
to locate additional data or information
by conducting searches of the open
literature or consulting with other
government agencies.
5. Prepare a document summarizing
the findings of each review conducted
under the feasibility study.
B. Lessons Learned in the Feasibility
Study
The Agency evaluated the results of
the feasibility study to improve its
understanding of how the registration
review process might work. Some of the
findings are described in this unit. The
Agency anticipates that the registration
review decision process would continue
to evolve as the Agency implements the
program and gains experience in
conducting registration reviews.
Accordingly, the feasibility study
illustrates the kinds of issues that might
occur in registration review but by no
means identifies all the issues that
could arise.
1. Case formation. To develop a list of
candidates for the feasibility study, the
Agency applied the procedures it is
proposing for forming registration
review cases, thereby testing the
assumptions that it made in developing
these procedures. Before releasing a
draft list of registration review cases, the
Agency will continue to refine the
information that it will use to generate
such a list.
2. Consultation with stakeholders.
The feasibility study demonstrated the
usefulness of early consultation with
stakeholders. Such consultation would
help resolve issues such as questions
regarding formulation of the pesticide,
ambiguous label language, and use and
usage of the pesticide. Examples
include:
a. In one case, an ambiguous
statement on a product label implied
that a pesticide could be used either
indoors or outdoors. There were
insufficient data to support the outdoor
use. In another case, an ambiguous
statement on the label implied that the
pesticide might have residential
exposures. Consultation with the
registrants and other stakeholders could
help to clarify whether the registrants
intended the pesticides to be used
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outdoors or in the home and whether
users actually used or intended to use
the pesticides in these ways.
b. A pesticide was registered for
greenhouse and shadehouse uses. When
the shadehouse use was registered (or
reregistered), the Agency considered use
of a pesticide in a shadehouse to be an
indoor use. Since then, the Agency has
reclassified shadehouse use as an
outdoor use. Much additional data
would be required to support this
outdoor use. Consultation with the
registrant could help to clarify whether
the registrant intends to support the
outdoor use of the pesticide.
3. Determine whether the existing risk
assessments meet current standards—a.
Determine whether there is a risk
assessment to support each use of the
pesticide. In some cases, the Agency
found that there was no assessment of
occupational or residential exposures or
ecological risk posed by one or more
uses of the pesticide. In order to
conduct a registration review, the
Agency would need additional data to
assess the risk posed by such uses.
b. Evaluate the risk assessment to see
whether the methods used to perform
the risk assessment meet current
standards. As expected, the Agency
found that human health risk
assessments were generally acceptable
and complete for pesticides for which
tolerance reassessments had been
completed. In such cases, there
generally was no need for further
analysis. In other cases, the Agency
found that a new risk assessment
method had supplanted the method
used in the existing risk assessment. In
these cases, the Agency performed
further analysis to determine whether it
would need additional data to conduct
a new assessment.
c. Check whether there are incident
reports or data submitted under FIFRA
section 6(a)(2). In one case, incident
reports underscored the Agency’s
concern that a metabolite or degradate
of the pesticide may be more toxic than
the parent. The Agency would require
additional data to characterize the
effects of the metabolite or degradate.
In several cases, the Agency found
that studies had been submitted under
FIFRA section 6(a)(2) but were judged as
not needing expedited review and had
not yet been reviewed. Such studies
would be reviewed in registration
review to confirm the Agency’s finding,
made when the studies were submitted,
that the results of the study do not
warrant revision of the Agency’s
regulatory decision.
d. Account for the data requirements
for all the uses. In some cases, the
Agency had received studies that had
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been required in a RED or a conditional
registration but had not yet reviewed
them. In other cases, the Agency
identified new data gaps. New data gaps
might occur under a number of
circumstances, such as:
• The Agency previously determined
that a particular study was not needed
in order to register or reregister a use,
but now finds that the study is required.
This might happen because the Agency
has developed a new method for
assessing the risk posed by a particular
use. The data are needed to perform the
new assessment and the Agency finds
that it must conduct a risk assessment
using the new method.
• The Agency finds that, because of
changes in risk assessment
methodology, a study that was adequate
for use in an earlier risk assessment is
inadequate for use in a new risk
assessment.
• After registering or reregistering a
particular use, the Agency reclassified
the use into a different use category. The
Agency requires more data to support
uses in the new category than it does for
uses in the former category.
e. Determine whether there are any
on-going studies that the Agency
required under a DCI or registration
action. In some cases, the Agency found
that studies needed to conduct a risk
assessment were already required to
support an application for registration of
a new use or as a condition for
registration under FIFRA section 3(c)(7).
Where appropriate, the Agency would
use such studies to support a review of
existing uses as well as the new use or
conditionally registered use.
f. Determine whether there are other
potential sources of information that
could address uncertainties identified in
the review. Alternative sources of
information might exist elsewhere in the
Agency (i.e., outside of the Office of
Pesticide Programs), other Federal
agencies or the open literature. In the
feasibility study, the Agency did not
consult the open literature or anyone
outside of the Office of Pesticide
Programs.
g. Assess the value that would be
provided by the new data or risk
assessment. To conduct this phase of a
registration review assessment, the
Agency would consider the significance
of a data gap or outdated risk
assessment in the context of everything
else it knows about the pesticide. In
many cases, the Agency found that the
missing information was essential and
that without this information, it would
not be able to determine whether the
pesticide continued to meet the
requirements of registration in FIFRA
section 3(c)(5). In other cases, the
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Agency found that it could accept the
uncertainty that would occur if a
particular risk assessment were not
redone. For example, in one case, the
Agency judged that the surface water
exposure assessment did not meet
current risk assessment guidance and
that assessment as well as the drinking
water exposure assessment should be
redone. Exposure through drinking
water accounted for less than 5% of
human health risk, but aquatic species
could still be exposed through pesticide
residues in surface water. Accordingly,
the Agency found that the human health
risk assessment was complete, but
additional work was needed to complete
the ecological risk assessment.
4. Case studies. A summary of the
results of the feasibility study was
presented to the PPDC in 2004 and is
available on the Agency’s website at
https://www.epa.gov/oppfead1/cb/ppdc/
regisreview/regreview-update.pdf. Three
case studies illustrate the effects of
changes in requirements, risk
assessment methods, and science or
regulatory policy on risk assessments
conducted before these changes
occurred.
a. Case 1. This herbicide was
registered for cereal crop uses in the late
1980’s. Since then no new uses have
been granted. The tolerances for this
pesticide were reevaluated in
accordance with FQPA. The
environmental fate and effects of this
pesticide were reviewed at the time of
initial registration. The feasibility study
showed that the dietary risk assessment
performed for the FQPA tolerance
reassessment is still acceptable. The
occupational risk assessment would
need to be updated, but no new data
would be required for this assessment.
Because of changes in ecological risk
assessment methods since the late
1980’s, a new ecological risk assessment
would need to be performed.
b. Case 2. This biological insect
control agent is a pheromone registered
in the 1970’s and reregistered in the
1990’s. It is always used in a trap at low
rates and is not applied directly to food
or feed. Although there have been many
changes in requirements, risk
assessment methods, and policy since
this pesticide was reregistered, none of
these changes affect the validity of the
existing risk assessments for this
pesticide and no additional data are
needed.
c. Case 3. This antimicrobial pesticide
was registered in the mid-1980’s and a
RED was issued in the mid-1990’s,
before the passage of FQPA. It is used
as an indirect food additive and has
indoor residential uses such as use in
cleaning products and as a disinfectant
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in ventilation systems, industrial uses,
and outdoor uses. Because antimicrobial
pesticides used as indirect food
additives must now meet the safety
standard of FQPA, a new dietary risk
assessment would be required. FQPA
dietary risk assessments assess aggregate
risk from food, drinking water, and
residential exposures. No new toxicity
data would be required for this
assessment, but residential exposure
data would be needed. Worker exposure
data would be needed for a new
occupational risk assessment.
Additional environmental fate data
would be needed to support a drinking
water exposure assessment and
ecological risk assessment. Ecological
effects data would be needed to support
an ecological risk assessment.
IX. Proposed Procedures for
Registration Review
A. Purpose of Registration Review
In proposed § 155.40 of the regulatory
text, the Agency states that the purpose
of a pesticide’s periodic registration
review is to ensure that each pesticide’s
registration continues to satisfy the
statutory standard for registration in
FIFRA.
B. Establish Registration Review Cases
In § 155.42 of the regulatory text, the
Agency proposes to establish
registration review cases that contain
one or more active ingredients and the
products that contain those active
ingredients. The Agency proposes to
continue the reregistration program
practice of grouping related active
ingredients into cases (e.g., 2,4-D and its
salts & esters), where the active
ingredients in each case are so closely
related in chemical structure and
toxicological profile as to allow
common use of some or all of the same
required data for hazard assessment.
As noted in proposed § 155.42 of the
regulatory text, from time to time, the
Agency may modify a case by adding or
deleting an active ingredient and its
associated products, split a case into
two different cases, or merge a case with
another case.
The Agency would close a registration
review case when all the products in the
case have been canceled.
C. Establish Baseline Date for Each Case
The Agency proposes in § 155.42 of
the regulatory text to use the earliest
post-1984 registration or reregistration
decision as the point of departure for
scheduling registration reviews. The
Agency will use the signature date of a
pesticide’s RED or IRED as the baseline
date for a registration review case for a
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pesticide that was subject to
reregistration. If a pesticide’s RED or
IRED has not been completed by the
time the registration review program
begins, the Agency proposes to wait
until it issues a reregistration decision
before establishing a baseline date for
such cases.
Once the Agency has assigned a
baseline date to a case, it generally
would not change this date when it
modifies a case by adding or deleting
ingredients or products to the case.
When a registration review case is split
into two or more cases, the new cases
generally would keep the baseline date
of the original registration review case.
When two or more cases are merged, the
Agency generally would use the
baseline date of the case that had the
earliest baseline date as the baseline
date for the new case.
D. Maintaining Lists of Registration
Review Cases
As provided in § 155.42 of the
regulatory text, the Agency would
maintain a list of registration review
cases on its website.
E. Apply Scheduling Criteria to Create
Schedules
Under § 155.44 of the regulatory text,
the Agency proposes to base registration
review schedules on baseline dates or,
for subsequent registration reviews, the
date of the latest registration review
decision, and other factors. When
developing schedules, the Agency
would consider clustering cases
belonging to the same chemical class to
promote efficiency of review for the
Agency and provide a ‘‘level playing
field’’ for industry.
The Agency may take other factors
into consideration when developing
schedules for registration review. For
example, the Agency’s economic
analysis of this proposed regulation
suggested that a small business may be
unduly burdened if it holds registrations
in two or more registration review cases
that are scheduled to undergo
registration review in the same year. In
such cases, the Agency may take into
account when developing a schedule
the potential burdens imposed on a
small business (i.e., a business that
meets criteria established by the Small
Business Administration).
The Agency proposes to maintain
registration review schedules on its
website. The Agency expects to
maintain schedules that list registration
review cases scheduled for review in the
current year and subsequent 2 years.
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F. Early Determination That a
Registration Review is Complete and
Additional Review is Not Needed
When developing triennial schedules
or at other times before or during a
pesticide’s registration review, the
Agency may determine that there is no
reason to reconsider a previous decision
that a pesticide satisfies the standard for
registration. Under proposed § 155.46,
the Agency may propose that, based on
its determination that a pesticide meets
the FIFRA standard for registration, no
further review will be necessary. The
Agency would take comment on this
proposal and issue a decision whether
the pesticide’s registration review is
complete.
G. Early Determination of the Need for
Additional Data or Information
The Agency and the PPDC agree that
the Agency should have all the data and
information it needs to conduct a
registration review before it performs
any new risk assessments or other
analyses. The Agency will use a number
of approaches to identify and receive
data or information that it currently
does not have but which it believes
would be useful in conducting a
pesticide’s registration review.
Stakeholders have advised the Agency
that they could provide necessary data
or information if they have advance
notice and guidance as to how to
prepare and submit such material.
The Agency expects that
opportunities for engaging stakeholders
in the identification of data needs and
in the development of new data or
information will become apparent as the
program evolves. One such opportunity
may occur when the Agency releases
registration review schedules. When
describing information that it does not
have but believes may be useful, if
available, in a pesticide’s registration
review, the Agency would provide
guidance on how to prepare and submit
such information. The Agency expects
that stakeholders will participate in
ways that promote a timely and
productive exchange of views regarding
the data or information needed for a
pesticide’s registration review.
H. Issue FIFRA Section 3(c)(2)(B) DCI
Notices
There may be times when the Agency
will be able to identify a data
requirement well in advance of a
pesticide’s scheduled registration
review. In such cases, the Agency might
issue DCI notices to require the data to
be submitted before the Agency begins
the registration review. In some cases,
the Agency may find in the course of a
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registration review that additional data
or information are needed to complete
the review. In other cases, the Agency
may find that additional data are needed
to confirm findings made in the
registration review. Accordingly, in
§ 155.48 of the regulatory text, the
proposed regulations stipulate that the
Agency may use existing authority to
issue a DCI notice to require data for use
in the pesticide’s registration review at
any time before, during, or after the
registration review for a particular case.
This proposed rule does not, however,
impose any requirements under FIFRA
section 3(c)(2)(B).
I. Establish and Maintain a Registration
Review Docket
The PPDC advised, and the Agency
agrees, that the public should have the
opportunity to review the types of
information and issues that the Agency
may consider in its forthcoming review
of a registration review case. Under
proposed § 155.50 of the regulatory text,
the Agency would establish and
maintain a public docket for each
registration review case. In general, the
docket would contain information to
establish the current regulatory status of
pesticides in the registration review case
and information to indicate what has
changed since the last registration
decision on the pesticide. The Agency
may create a case overview to identify
the issues it may consider in the
registration review.
The Agency would place in the
docket information regarding currently
registered uses of the pesticide. Among
other things, the docket would list
current registrations and tolerances,
registrants of record, and documentation
underlying current registrations and
tolerances such as the most recent risk
assessments and bibliography. For
pesticides subject to reregistration under
FIFRA section 4, the docket might
include the RED or IRED and supporting
science chapters, an assessment of
cumulative risk for pesticides with a
common mechanism of toxicity, and
risk assessments supporting any new
uses or other registration actions that
have occurred since the signature date
of the reregistration decision.
The Agency would assemble and
place in the docket information to
address the question: ‘‘What has
changed since the last assessment’’?
This might include generic changes
such as new data requirements or risk
assessment methods, new statutory
mandates, new regulations, court orders,
or changes in policy regarding the risks
and benefits of pesticides.
There may be changes specific to the
pesticide such as pending DCI actions,
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tolerance petitions, new use
applications subject to the notification
requirements in FIFRA section 3(c)(4),
changes in use or usage, registration of
reduced-risk alternatives under FIFRA
section 3(c)(10), risk assessments
conducted by other agencies or
governments, incident data, data
submitted under FIFRA section 6(a)(2),
new hazard data on a structurally
related chemical, or information
regarding compliance or field
experience.
The Agency would also place in the
docket information relating to the
registration review of individual
product registrations. This information
may include copies of product labels or
links to a publically available database
that contains images of product labels.
Images of product labels are already
available to the public on the Agency’s
website at: https://www.epa.gov/
pesticides/pestlabels/.
To the extent that the Agency can
identify questions or issues when the
Agency first opens the docket for a
particular registration review, the
Agency intends to place in the docket
questions or issues it identified while
assembling information for a pesticide’s
registration review. For example, the
Agency may want to know how users
interpret an ambiguous label or it might
need more precise information about
how a pesticide is used in order to
decide what data requirements would
apply.
The Agency also intends to place in
the docket any new information
pertaining to the pesticide’s registration
review that it receives during the
pesticide’s registration review, subject
to applicable protections like those
imposed for CBI.
J. Other Things That Might Happen at
this Stage of a Pesticide’s Registration
Review
When assembling information relating
to a pesticide’s regulatory status, or at
any other time during a pesticide’s
registration review, the Agency may
find information that suggests that the
Agency might consider taking action
under other existing authorities
available outside of the pesticide’s
registration review. The Agency may
find, for example, evidence that a
registrant may have failed to complete
one of the following actions that were
taken under other authorities:
• Comply with a FIFRA section
3(c)(2)(B) notice.
• Submit data required as a condition
of registration under FIFRA section
3(c)(7).
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• Submit amended labels as required
in reregistration or as specified in a
notice of intent to cancel.
• Label a product for restricted use if
this was a condition of registration or
reregistration.
• Make label changes as required in a
registration decision.
In such cases, the Agency would take
appropriate action under other existing
authorities in FIFRA to assure
compliance with existing requirements.
K. Invite Review and Comment on the
Registration Review Docket
After the Agency has assembled the
information it intends to consider in a
pesticide’s registration review, it
proposes in § 155.50 of the regulatory
text to open the docket for each
registration review case for public
review and comment for a period of at
least 60 days. Stakeholders may submit
comments on the accuracy and
completeness of information placed in
the docket. At this point, registrants
could, among other things, check to see
whether the bibliography lists each of
the studies they submitted and ascertain
whether anything was omitted from the
listing of regulated uses.
The comment period for the
registration review case docket is the
public’s opportunity to submit
information that responds to the
Agency’s information needs identified
in a notice described above in Unit IX.G.
or in the registration review case
overview described above in Unit IX.I.
Interested persons may also submit
information that they believe may
pertain to the pesticide’s registration
review.
L. Standards for Submitting Data or
Information in Support of a Pesticide’s
Registration Review
Registrants may submit data or
information in support of a pesticide’s
registration review. Since such
submissions are already governed by
existing requirements, the Agency is
proposing minimum requirements in
§ 155.50 of the regulatory text for
material submitted in support of a
pesticide’s registration review.
Consistent with existing requirements,
the proposed requirements for
registration review are as follows:
• Submissions must be on time.
• Submissions must be in a useable
and legible form. For example, a written
English translation must accompany
material not presented in English and a
written English transcription must
accompany material presented in
videographic or audiographic form.
• Submitters must clearly identify the
source of the data or information.
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• A person may request the Agency to
review material that it rejected in a
previous review. However, the
submitter must explain why he or she
believes the Agency should reconsider
the data or information in the
pesticide’s registration review.
In addition to the requirements
proposed in this procedural regulation,
the Agency has established other
procedures or guidance for submitting
data or information that may apply to
the submissions described in this unit.
For example, submitters to the docket
should follow the available instructions
applicable to the submission method
used which are provided in the Federal
Register notice, and made available at:
https://docket.epa.gov/edkpub/do/
NoticeOfUse. Additionally, the Agency
requires that scientific data submitted in
support of a pesticide’s registration meet
the format requirements of 40 CFR
158.32.
M. Quality of Submitted Data or
Information
In order to promote efficient use of
scarce resources, the Agency would
screen all submissions in order to
identify data or information it believes
should be considered in the pesticide’s
registration review. In particular, the
Agency would look for data or
information that may materially affect
the Agency’s review. The Agency would
consider, among other things, whether
the submitted material is reliable,
relevant, and current.
N. Examples of Information That Could
Materially Affect a Pesticide’s
Registration Review
The Agency expects to use
information on use or usage to refine
exposure estimates. Other information
might be used to assess the adequacy of
risk mitigation measures or the benefits
of the pesticide. If new and safer
alternatives to a pesticide have become
available, users might provide
quantitative information about the
benefits of a pesticide to justify
continued registration of a pesticide
with known high risks.
The Agency believes that stakeholders
might be able to provide several
different kinds of information.
Registrants might have studies that they
conducted for their own needs or to
support a registration in another
country. Users, especially those with
interests in minor or specialty crops,
could provide specific information
about use and usage. Mosquito control
districts or other public health agencies
could provide information on the role of
a pesticide in controlling pests that
spread disease. Commodity groups
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could contribute information about the
role of a pesticide in an integrated pest
management program. Labor groups
could describe the practicality and
effectiveness of the worker protection
measures required for the pesticide.
USDA could provide survey information
developed in the Pesticide Data Program
(PDP) and use and usage information.
The Interregional Research Project No. 4
(IR-4 Program), in partnership with
State lead agencies or public health
agencies, could provide residue or other
exposure information.
O. Timely Submission of Data or
Information
The Agency must receive pertinent
data or information early in the
registration review process to assure
that any risk assessment conducted in
registration review is based on the best
data and information available. The
Agency is particularly concerned that
registrants and other stakeholders might
not submit relevant data or information
until the Agency releases a draft risk
assessment. The Agency could then find
that it needs to redo the risk
assessments to take into account the
new data or information. Such rework
delays completion of the pesticide’s
review and ties up scarce resources.
In conducting a pesticide’s
registration review, the Agency will
generally rely on the data or information
that it has on hand at the close of the
comment period. If data or information
that could be used to refine a risk
assessment were not submitted by the
close of the comment period described
in Unit IX.K. or by some other time that
the Agency may designate, the Agency
would use data and information
available (or employ appropriate
assumptions) in its risk assessments.
The Agency may consider late
submissions under exceptional
circumstances.
P. Public Participation, Stakeholder
Engagement, and Consultation with
Other Government Agencies
1. Public participation. The PPDC
advised the Agency to provide
opportunities for the public to review
and comment on draft documents that
the Agency prepares during the
registration review process. The PPDC
recommended that the Agency model
public participation procedures for
registration review on the procedures
adopted for reregistration and tolerance
reassessment and that the degree of
public involvement should be
commensurate with the nature and
complexity of the issues in a registration
review case. In public participation
procedures published in the Federal
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the Agency would have discretion to
decide when to seek public review and
comment on draft documents prepared
for reregistration or tolerance
reassessment decisions. These
documents would include draft risk
assessments or draft regulatory
decisions.
In proposed § 155.53, the Agency
would generally ask for comments on
draft risk assessments in cases where a
new risk assessment was performed. In
cases where the Agency’s initial
screening of a pesticide indicates that it
has low use/usage, affects few if any
stakeholders or members of the public,
poses low risk and/or requires little or
no risk mitigation, the Agency might not
ask for comments on draft risk
assessments at this stage. In such cases,
the public would be able to review and
comment on the draft risk assessment
when the Agency releases a proposed
decision for the registration review case.
2. Stakeholder engagement. The
Agency intends to continue its practice,
established in the reregistration and
tolerance reassessment programs, of
engaging stakeholders in making
decisions regarding the continued use of
existing pesticides.
Before beginning a registration
review, the Agency may convene a
meeting of registrants and
representatives of pesticide user groups
to discuss a pesticide’s use and usage.
These discussions might guide the
registrant’s decisions regarding which
uses to support and inform the Agency’s
exposure estimates. The Agency may
consult with other Federal, State or
Tribal officials at this stage. For
example, the Agency may consult with
the Centers for Disease Control
regarding a public health pesticide.
The Agency may engage stakeholders
in the development of risk mitigation
measures for a pesticide. The Agency
might discuss risk management options
with registrants and with pesticide
users, public interest groups, or other
Federal, State or Tribal officials. The
Agency might convene a closure
conference for all the interested parties
where it reviews the issues and
proposes a resolution that is based upon
input from the interested parties.
The Agency expects to continue to be
available, as it has been during the
reregistration and tolerance
reassessment programs, to meet with
any interested party regarding a
pesticide’s registration review.
Under proposed § 155.52, the Agency
would place in the docket minutes of
meetings with persons outside of
government where the primary purpose
of the meeting is to discuss a
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forthcoming or ongoing registration
review. Under this proposal, the Agency
would place minutes of such meetings
in the docket when it releases a
decision. At its discretion, the Agency
may place the minutes of such meetings
in the docket sooner.
In the course of a meeting with a
person outside of government, the
Agency may provide that person with a
copy of a document or other written
material that the Agency has not yet
released to the public. Similarly, a
person outside of government may
provide the Agency a copy of a
document or other written material not
previously released to the public. Under
proposed § 155.52, the Agency would
place a copy of the document or other
written material in the registration
review docket for the pesticide along
with the minutes of the meeting where
the documents were exchanged.
The Agency will not place CBI in the
docket.
3. Consultation with other
governments. The Agency may consult
at any time with the Departments of
Health and Human Services,
Agriculture, Interior or other Federal,
State or Tribal agency regarding a
pesticide’s registration review. At its
discretion, the Agency may place
minutes of meetings with government
officials in the pesticide’s registration
review docket.
Q. Conduct a Pesticide’s Registration
Review
1. Assess changes since the pesticide’s
last review. The Agency proposes in
§ 155.53 of the regulatory text to review
the data and information it possesses at
the close of the comment period
described in Unit IX.K. In general, it
would assess any changes that have
occurred since the Agency’s last
registration decision on the pesticide in
order to determine the significance of
such changes and whether additional
review is needed to determine whether
the pesticide meets the FIFRA standard
for registration. In this review, the
Agency would take into account, among
other things, changes in statutes or
regulations, policy, risk assessment
procedures or methods, or data
requirements. The Agency would
consider whether new data or
information on the pesticide, including
data or information submitted to the
docket, warrant conducting a new risk
assessment or new risk/benefit
assessment. Deciding whether existing
risk assessments meet current standards
is a key task in registration review.
Under proposed § 155.53, the Agency
would assess any changes that may have
occurred since an individual product’s
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last registration decision to determine
whether the significance of these
changes warrant additional review of
the product’s registration. Changes
affecting a pesticide’s product
registration might include changes in
statutes or regulations, pesticide
labeling requirements or policy, or
product-specific data requirements. The
Agency would also consider whether
new data or information, such as data or
information about an inert ingredient in
the pesticide product or other data or
information relating to the composition,
labeling or use of the pesticide product
warrant additional review of the
pesticide product’s registration. The
Agency would also consider whether
any new data or information submitted
during the comment period described in
Unit IX.K. warrant additional review of
a product’s registration.
The Agency might consider an
additional review of some or all of the
products in a registration review case
under the following circumstances:
• Age of the label. It has been the
Agency’s practice, each time a registrant
applies to amend his/her product’s
registration, to review the entire product
label to assure that it complies with all
requirements and conforms to
applicable guidance. Accordingly, the
labels of products with recent
registration actions generally conform to
current requirements and labeling
policy, but the labels of products with
no recent registration activity are likely
to be outdated. The Agency might
review labels that have not been
updated since it established new
requirements or adopted new policies
that might affect products in a
registration review case.
• Concerns about other ingredients in
the product. The Agency may examine
the composition of a product to see
whether any of the inert ingredients in
a product are known or suspected to
have risks of concern and to assure that
the inert ingredients have appropriate
clearances for use in pesticides,
including any tolerance or tolerance
exemption that might be required. If the
Agency has concerns about an inert
ingredient, it may require the registrant
to remove that ingredient from the
product formulation or provide data to
show that risks posed by the product are
acceptable. If the Agency finds that an
inert ingredient has not been cleared for
a particular use, the Agency might
require the registrant either to petition
for clearance, remove the use from the
product registration, or remove the
ingredient from the product’s
formulation.
• Concerns about product-specific
data. The Agency may assess whether
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product-specific data submitted or cited
to support a product’s registration are
appropriate. If the data are not
appropriate, the Agency would require
submission of new data.
2. Conduct new assessments as
needed. If the Agency decides that a
new assessment is needed, the Agency
would ascertain whether it can base the
new assessment on available data or
information, including data or
information submitted to the docket. If
a new risk assessment can be conducted
with available data or information, the
Agency would do so. If the Agency
believes that additional data or
information are needed to conduct the
new risk assessment, the Agency would
issue DCI notices under FIFRA section
3(c)(2)(B).
R. What Happens When the Agency
Finds That it Needs Additional Data to
Complete a Registration Review?
As described in proposed § 155.48 of
the regulatory text, the Agency would
issue DCI notices under its existing
FIFRA section 3(c)(2)(B) authority when
it finds that additional data are needed
to complete a registration review.
Among other things, such notices would
establish deadlines for submitting the
data.
In addition to issuing a DCI notice,
the Agency may issue an interim
registration review decision when it is
unable to complete a pesticide’s
registration review because it does not
have necessary data or information to
decide whether the pesticide meets the
statutory standard for registration in
FIFRA. As proposed in § 155.56 of the
regulatory text, the Agency would
consider issuing an interim registration
review decision when it does not have
the data necessary to complete a
registration review but it does have
sufficient information to determine that
new risk mitigation measures are
needed. Among other things, an interim
registration review decision could
utilize existing authorities to require
new risk mitigation measures, including
interim risk reduction measures that
must be adopted until the Agency
receives and reviews the data required
to complete the registration review and
makes a final registration review
decision. The interim registration
review decision might also include
schedules for submitting data,
conducting new risk assessments, and
completing the registration review. It is
important to note that any requirements
discussed in the interim registration
review decision document are not
imposed by this proposed rule. Instead
any such requirements would be
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imposed through other existing
authorities.
When issuing an interim registration
review decision, the Agency would
follow the same procedures it proposes
in § 155.58 of the regulatory text for
issuing registration review decisions.
These proposed procedures are
described in Unit IX.U.
S. Deciding Whether to Conduct a New
Benefits Assessment
Under proposed § 155.53, the Agency
might conduct a new benefits
assessment when a pesticide is known
to pose high risk and there is new
information about the benefits of using
this pesticide. The new information
might include the availability of
reduced-risk alternatives. When a
pesticide poses a risk of concern, the
Agency would consider the economic
benefits of the pesticide under FIFRA
section 2(bb). It is important to note that
the safety standard in FFDCA section
408(b) precludes consideration of
benefits for pesticides used on, in, or
around food. Nonetheless, the Agency
may estimate the economic benefits of a
pesticide that does not meet the FFDCA
standard in order to manage transition
from the pesticide to safer alternatives.
T. Possible Outcomes of a Pesticide’s
Registration Review
Under proposed § 155.57, the Agency
would complete a pesticide’s
registration review after it performs all
risk assessments or benefit assessments
that it deems to be necessary to
determine whether the pesticide meets
the FIFRA standard for registration. As
discussed in this unit, the Agency has
identified three possible outcomes of a
pesticide’s registration review: (1) The
pesticide meets the requirements for
registration in FIFRA and the
registration review is complete; (2) the
pesticide does not meet the
requirements for registration in FIFRA
and the registration review is complete;
or (3) the pesticide meets the
requirements for registration in FIFRA
section (3)(c)(7), the registration review
is complete, but may be revisited when
certain new data are submitted.
1. Registration review is complete and
the pesticide meets the requirements for
registration in FIFRA. Using other
available authorities, the Agency may:
• Specify label changes or other
measures or remedies to mitigate a risk
of concern and establish deadlines for
taking the specified actions;
• Specify label changes to bring the
product label into conformance with
regulations or applicable policy; and/or
• Require new data to confirm the
findings of a risk assessment.
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2. Registration review is complete and
the pesticide does not meet the
requirements for registration in FIFRA.
Publication of notices specified by other
existing authorities in FIFRA section 6
might precede, accompany, or follow
the issuance of the registration review
decision, as appropriate. This outcome
might occur under the following
circumstances:
• If previous risk assessments showed
a risk of concern associated with uses of
the pesticide, but the use remained
registered because of the high benefits
associated with the use, the Agency
might conduct a new benefits
assessment under FIFRA section 2(bb).
The new benefits assessment may show
that decreased benefits of the pesticide
or availability of alternatives no longer
justify the risks associated with
continued use of the pesticide.
• In the course of a pesticide’s
registration review, the Agency may
find that use of a pesticide on food does
not meet the safety standard in FFDCA
section 408 and that mitigation is
neither feasible nor sufficient to
ameliorate the risk.
• In the course of a pesticide’s
registration review, the Agency may
find that use of a pesticide poses risks
of concern to workers or non-target
species. If mitigation is neither feasible
nor sufficient to ameliorate the risk, the
Agency would conduct a benefits
assessment under FIFRA section 2(bb)
to determine if risks of continued use of
the pesticide outweigh the benefits.
3. Registration review is complete but
may be revisited when new data are
submitted; the pesticide meets the
requirements of FIFRA section (3)(c)(7).
• The Agency may conclude a
registration review in some
circumstances where a general DCI that
was previously issued is still in
progress. The Agency might revisit the
registration review decision if
warranted.
• The Agency might use other
existing authority to ask for data to
confirm a particular aspect of a risk
assessment or take any of the other
actions described above in Unit IX.T.1.
U. Issuing Registration Review Decisions
Under proposed § 155.58, the Agency
would issue a proposed interim
registration review decision or a
proposed registration review decision.
The proposed decision would, among
other things, state the Agency’s
proposed findings with respect to the
FIFRA standard for registration, identify
proposed risk mitigation, describe any
additional data that the Agency believes
are needed, specify proposed labeling
changes, and identify deadlines the
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Agency intends to set for taking the
required actions. It is important to note
that any requirements discussed in the
registration review decision document
are not imposed by this proposed
procedural rule. Instead such
requirements would be imposed
through other existing authorities.
The Agency would take comment on
the proposed decision and on the data
or information it considered in its
proposed decision.
The Agency would issue a final
decision and also make available the
Agency’s response to comments on the
proposed decision and an explanation
of any changes to the proposed decision.
V. Implementation of Registration
Review Decisions and Interim
Registration Review Decisions
Under proposed § 155.58, the
registration review decision or interim
registration review decision would
specify actions that a registrant must
take as prescribed under other existing
authorities, and establish deadlines for
completing those actions. The docket for
the pesticide’s registration review
would remain open until the registrant
has completed the required actions. The
Agency may initiate appropriate action
under other existing authorities and
procedures prescribed under FIFRA if a
registrant fails to comply as required.
The Agency will continue to work
with its partners in the States and Tribes
to assure that pesticides bear new labels
as required and that users comply with
the directions on the pesticide label.
W. Program Evaluation
The Agency plans to periodically
evaluate the registration review process.
The Agency will develop methods to
analyze various aspects of the
registration review program. For
example, the Agency intends to assess
the extent to which data that it required
for a pesticide’s registration review
affected the risk assessment.
The Agency may also assess guidance
it provides to registrants and the public
regarding their participation in a
pesticide’s registration review in order
to improve the utility of the information
that stakeholders prepare for submission
to the Agency.
The Agency might evaluate the
information management systems used
to receive and store information relating
to a pesticide’s registration review in
order to achieve process efficiencies and
improve public access, where
appropriate, to information in these
systems.
As required under the Government
Performance and Results Act, the
Agency will develop methods to
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measure the public benefits of the
program. Benefits might include public
health and environmental
improvements resulting from
identification, assessment, and
mitigation of previously unrecognized
or poorly understood risks; increased
public confidence in the safety of
pesticides; improvements in pesticide
labeling and risk communication;
improved information about pesticides
for informing market choice; and
improved corporate stewardship of
pesticides, as follows:
• Public health and environment-periodic review might uncover
previously unrecognized or poorly
understood risks, determine whether the
appearance of new alternatives since the
last review would change the risk/
benefit balance, and function as a safety
net to help assure that nothing
important was overlooked.
• Economic benefits--periodic review
could maintain a stable market for
pesticide users. Continued availability
of a variety of products could promote
competition and reduce the price of
pesticides.
• Improved stewardship--because
registration review decisions would be
made through transparent procedures
with public involvement, the Agency’s
and stakeholders’ practices and
positions would also be visible and
subject to public scrutiny. The Agency
anticipates that this visibility could
enhance corporate responsibility and
accountability regarding keeping a
pesticide’s database and product
labeling up-to-date. The Agency also
anticipates that continual public
discourse regarding pesticide use might
facilitate an exchange of ideas within
the pesticide user community regarding
best practices. If this were to happen,
the environmental burden might
decline.
• Continuous improvement of the
reliability of Agency decisions about
pesticides--when a registration review
decision shows that no changes are
necessary, the public is assured that the
decision to continue the registration of
the pesticide is based on a finding that
the pesticide meets current standards
and remains current with evolving
science.
• Conserve public resources--periodic
review would limit or nearly eliminate
the need to conduct a resource-intensive
comprehensive review of all pesticides
such as reregistration or tolerance
reassessment.
X. Request for Comment
In the proposed process, the Agency
is seeking to balance a registrant’s or
pesticide user’s need for specific
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standards against the Agency’s need for
flexibility to revise these standards in
light of knowledge gained through
evolving science.
The Agency proposes to inform the
public of changes in statute, regulations,
data requirements, risk assessment
methods, and science policy, among
other things, that the Agency will
consider in its determination whether
the pesticide continues to meet the
FIFRA standard for registration. Under
this proposal, the Agency would judge
whether these changes are significant
enough to warrant conducting a new
risk assessment to use as a basis for
determining whether the pesticide
continues to meet the FIFRA standard
for registration. Under the proposal,
such determinations would be made on
a case-by-case basis, where the Agency
considers what is already known about
the pesticide and evaluates whether
new information, including a new risk
assessment which might be conducted
using a new method or data, would
change the Agency’s regulatory position
on the pesticide.
The Agency recognizes it is essential
that decisions about the significance of
the changes in statute, regulations, data
requirements, risk assessment methods,
science policy, and other things
considered in a registration review be
consistent. For example, the public
should be able to understand why a
change in risk assessment procedures
warrants a new risk assessment in one
case and not in another. The Agency
believes that it would not be practical to
anticipate all possible contingencies in
order to establish criteria for deciding
the significance of the changes
described in this unit. The Agency will
continue to rely on its internal
procedures for peer and managerial
review to assure that its decisions are
consistent. Additionally, the Agency is
proposing a transparent process in
which the Agency would show the
information that it considered and
would produce decision documents that
would explain its reasoning. The
Agency is proposing an open process in
which the public has the opportunity to
review and comment on draft risk
assessments and draft registration
review decisions. The public would
have the opportunity to comment on the
consistency of a proposed decision.
Finally, the Agency intends to monitor
and evaluate the registration review
program. Such evaluations may include
assessments of the procedures used to
promote and assure consistency in its
decision-making.
The Agency encourages you to
comment on its approach for balancing
the registrant’s or pesticide user’s need
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for specific standards with the Agency’s
need for flexibility to revise these
standards in light of knowledge gained
through evolving science.
XI. Relationship of Registration Review
to Other Pesticide Program Activities
Registration review is intended to be
a periodic review to assure that a
registered pesticide continues to meet
the FIFRA standard for registration.
However, to the extent practicable, the
Agency also intends to use registration
review as a context for performing other
risk assessment, benefit assessment, and
risk management work. For example,
the Agency has evolving or new
programs concerning existing pesticides
such as conducting assessments of
pesticide risks to threatened or
endangered species, conducting
endocrine disruptor screening and
testing, or assuring that certain
tolerances are reviewed every 5 years as
required by FFDCA section 408(b). The
Agency will continue to use a variety of
approaches to manage these
requirements, including incorporating
these activities into the registration
review program.
In proposing the procedures for
implementing the registration review
program, this proposed rule does not
impose new requirements on the
regulated community. Instead, should
the Agency determine the need to
impose requirements during a
registration review, e.g., to generate data
or amend the label or registration, the
Agency will utilize other existing
authorities, e.g., using FIFRA section
3(c)(2)(B) authority to obtain needed
data.
A. Relationship to Tolerance
Reassessment and Reregistration
The registration review program is a
brand new program that will begin after
the Agency completes tolerance
reassessment in 2006. The Agency will
begin implementing the registration
review program while it completes the
reregistration program. The Agency
expects to complete the last
reregistration eligibility decision by
September 2008.
B. Relationship of Registration Review
to Existing Procedures for Managing
Emerging Risk Concerns
The Agency has a continuing
obligation to respond to emerging risk
concerns. At any time, the Agency may
receive new information that suggests
that the Agency should reevaluate a
previous decision to register a pesticide.
After the registration review program
begins, the Agency will continue to give
priority to emerging risk concerns. In
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establishing the requirement to conduct
registration review, FIFRA section 3(g)
states that nothing shall prohibit the
Agency from undertaking any other
review under FIFRA. Among other
things, this provision means that the
Agency must continue to respond to
emerging risk concerns and not defer
action until a pesticide’s regularly
scheduled registration review.
FIFRA section 6(a)(2) requires
registrants to submit factual information
regarding a pesticide’s unreasonable risk
of adverse effects on the environment.
The Agency has codified in 40 CFR part
159 its criteria for identifying
information that must be reported under
FIFRA section 6(a)(2) and the
procedures for submitting such
information. The Agency also responds
to reports from other sources, such as
other governmental agencies or
academic researchers. The Agency is
continuously seeking to improve
systems that capture and report adverse
events relating to pesticide risks.
When the Agency learns of new
information that could significantly
change its understanding of a pesticide’s
risk, it uses triage systems to evaluate
the information to gauge the importance
of the issue and the need for urgent
response. The process the Agency uses
to assess the significance of adverse
effects information reported under
FIFRA section 6(a)(2) is one example of
a triage system. When the Agency
receives a (6)(a)(2) report, it reviews the
reported results of the study and asks:
‘‘If this study is a scientifically valid
study, would the Agency revise its
regulatory position on the basis of this
report’’ If so, the Agency expedites a full
review of the study and takes other
action as appropriate.
Although the Agency will not
postpone responding to an urgent risk
concern until the pesticide’s regularly
scheduled registration review, the
Agency may reschedule a pesticide’s
registration review because of a new risk
concern. For example, if the Agency is
reviewing a pesticide because of a new
risk concern, it may decide to conduct
the pesticide’s registration review at the
same time, even though the registration
review would occur several years ahead
of schedule. Since the Agency must
expend resources to address a
pesticide’s urgent risk concern, it may
opt to review all other aspects of the
pesticide’s registration at that time.
such as amendments to 40 CFR part 158;
or changes in science policy. This
proposed rule does not change the
authority or existing process for
identifying new data needs. The Agency
will continue to use a variety of
approaches, including registration
review, to address an identified need for
new data requirements for existing
pesticides. The following are some of
the approaches the Agency might use to
manage DCIs issued under existing
FIFRA section 3(c)(2)(B) authority.
• Special DCI projects. The Agency
may respond to a new data requirement
by issuing DCI notices to registrants of
all affected pesticides simultaneously,
without regard to the registration review
schedule. The Agency might use this
approach when a data requirement
applies to a class of pesticides, i.e.,
pesticides with particular chemical
characteristics or use pattern, and the
Agency urgently needs the data to
address a risk concern.
• Pipeline DCIs. The Agency might
issue DCI notices for new data
requirements 2 or 3 years before a
pesticide’s scheduled registration
review so that the data would be
required to be submitted in time for the
registration review. This approach is
particularly useful when a new data
requirement applies to virtually all
pesticides and is so new and different
that it generally cannot be satisfied by
previously submitted data. For instance,
this approach might be used to obtain
endocrine disruptor screening and
testing data required under FFDCA
section 408(p).
• Conditional registration of new
uses. When the Agency identifies a data
gap in the course of reviewing an
application for a new use, it may make
approval of the new use conditional on
the receipt of data to satisfy the data
requirement. These data would then be
available when the Agency conducts a
registration review of the pesticide.
• Call-in the data as part of a
regularly scheduled registration review.
Identifying a data gap generally requires
a lot of resources. In most situations, the
Agency must conduct a review to
determine whether a data requirement
applies, and if so, whether it can be
satisfied with existing data and who
should be required to provide the data.
It may be more efficient to conduct such
an analysis in the context of a regularly
scheduled registration review.
C. Managing New Data Needs
New data needs may arise from new
statutory requirements, such as the
screening and testing program for
endocrine disruptor effects mandated in
FFDCA section 408(p); new regulations,
D. Relationship to Reviews of
Applications for Registration of New
Uses
The Agency will not delay registration
of a new use of a pesticide while
conducting the registration review of the
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pesticide. It will consider, however,
whether reviewing the new use and the
existing uses together would be an
efficient use of resources and produce a
better decision. When beginning a
pesticide’s registration review, the
Agency would note any pending
applications for registering a significant
new use. If an application for registering
a new use arrives during the pesticide’s
registration review, the Agency would
post this information in the pesticide’s
registration review docket. The Agency
would, to the extent practicable, include
the application for the new use in its
registration review considerations.
E. Relationship to Special Review
The Agency expects any current
special reviews to be resolved through
the reregistration program. As a matter
of policy, the Agency does not use
special review procedures in 40 CFR
part 154 when it receives new
information regarding an urgent and
serious risk. In such cases, the Agency
uses procedures under FIFRA section 6
to resolve the risk concern as
expeditiously as possible.
The PPDC suggested that a decision to
initiate a special review might be an
outcome of a pesticide’s registration
review. The PPDC believed that special
review may be appropriate in cases
where further study, possibly including
developing new scientific approaches, is
needed to resolve questions raised about
the pesticide.
If a pesticide presents an issue that is
too complex to be resolved in the time
frame allocated for a pesticide’s
registration review, the Agency might
issue an interim registration review
decision, with a plan for addressing the
unresolved issues. The plan could
include a schedule for developing a
scientifically sound approach for
resolving the issue and require periodic
reports on progress toward resolution.
Because the proposed registration
review procedures would provide an
open and transparent process for
resolving the issue, the Agency believes
that may not be necessary to use special
review procedures to complete the
review.
F. Managing Potential Risks of
Substitute Pesticides
In managing the potential risks
identified in a pesticide’s registration
review, one or more of a pesticide’s uses
might be voluntarily canceled or
amended. In addition, the Agency might
take action under FIFRA section 6
procedures to cancel a use that poses
risks of concern. In either case, there is
a possibility that a pesticide posing
greater risks could replace the canceled
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use. Shifting the market to a potentially
more harmful pesticide could be an
unintended consequence of registration
review.
The Agency believes that shifting the
market to a potentially more harmful
pesticide is less likely to occur under
the proposed approach for scheduling
registration review than under other
scheduling approaches. The Agency
proposes to review the oldest pesticides
first, i.e., pesticides with the earliest
dates of reregistration or post-1984
registration. The pesticides that could
be substitutes for these older pesticides
are pesticides that the Agency has
reviewed more recently through
registration or reregistration, based on
more recent data requirements and
using more recent risk assessment
methodology. Additionally, many of the
pesticides registered since 1996 are
reduced-risk pesticides. The risks of the
potential substitutes are, therefore, well
characterized and appropriately
managed.
As science advances, the Agency may
modify its data requirements to add new
tests that measure hazard endpoints that
may not be captured by current test
methods. As discussed in Unit IX.H.,
the Agency proposes to require
submission of such studies during
registration review, when necessary to
conduct a pesticide’s review. A
pesticide registrant may choose to
cancel a pesticide use rather than
conduct the required testing. Or the new
test may show that a use must be
canceled or amended to mitigate a new
risk concern. In either event, it is
possible that the market might shift to
a pesticide that has not been tested for
the new hazard endpoint. However, as
the Agency gains experience with the
new test method, it may acquire
information that it could use to set
priorities for testing and conduct a
special DCI project to require testing of
high priority pesticides. This activity
could reduce the tendency of the market
to shift to an untested pesticide.
The Agency has several approaches
for minimizing the likelihood of a
market shift to a more risky or untested
pesticide, as follows.
1. Assessing risks of substitutes. When
the Agency is considering canceling a
use under FIFRA section 6, it must
assess the benefits of the use to
determine whether the risks and
benefits of the pesticide warrant
cancellation. This assessment generally
entails identifying pesticides that could
substitute for the canceled use. When
analyzing benefits under FIFRA section
6, the Agency checks to see whether any
of the substitutes pose higher risks than
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the pesticide being considered for
cancellation.
Although the Agency does not
analyze benefits when a registrant
requests voluntary cancellation of a
pesticide, the Agency provides the
public an opportunity to comment on
the proposed cancellation under FIFRA
section 6(f). Under the proposed
procedures for registration review, the
Agency would also provide an
opportunity for the public to comment
on any Agency proposal to place
restrictions on the use of a pesticide.
Users or other stakeholders may
describe any concerns they might have
regarding the availability of substitutes
if the Agency cancels or places
restrictions on a use.
Depending on the seriousness of the
potential risk posed by a substitute
pesticide, the Agency could take action
as follows:
• Issue a FIFRA section 3(c)(2)(B) DCI
notice requiring data to characterize the
potential risk of the substitute pesticide;
• Advance the registration review
schedule for the substitute pesticide; or
• Manage the risk posed by the
substitute pesticide generally in a
process outside of registration review.
2. Group pesticides by chemical class
or use cluster. When feasible, the
Agency may group pesticides for
registration review by chemical class
allowing all the chemicals in that class
to be reviewed together and making it
possible to address any risks posed by
pesticides in that class at the same time.
This would be most useful when
pesticides in a chemical class are used
interchangeably. This procedure would
reduce concerns regarding unreviewed
substitutes.
When feasible, the Agency may group
pesticides by use cluster. For example,
in the reregistration program, the
Agency grouped soil fumigants, wood
preservatives, and rodenticides. Since
pesticides in a use cluster may be used
interchangeably, such a procedure
would reduce concerns regarding
unreviewed substitutes.
The Agency believes the
chronological approach to scheduling
registration review cases is even-handed
and practicable for managing the
program’s expected workload. However,
EPA also realizes that relying
exclusively on such an approach may
not work in all cases. When necessary,
the Agency may elect to take cases out
of the original, chronological sequence
for risk concerns or other factors. While
doing so would be the exception, rather
than the rule, there may arise
circumstances that in the judgement of
the Agency warrant changes to the
schedule and require additional
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analysis, including an evaluation of
risks to substitute pesticides.
Nonetheless, the Agency does not
anticipate doing an extensive
alternatives assessment as a regular
feature of registration review because
doing so would disrupt the regular
scheduling of registration review that
the Agency, industry, and other
stakeholders rely upon to plan for a
pesticide’s registration review.
XII. Phase-in of Registration Review
Program
The Agency plans to begin the
registration review program in
September 2006. To the extent possible,
the Agency expects to prepare for
transition to this program while
completing the procedural rule.
A. Developing Procedures for
Establishing Registration Review Cases
This proposal describes procedures
for establishing registration review cases
and assigning baseline dates for each
registration review case. The Agency
may use the proposed procedures to
create a preliminary list of registration
review cases. The purpose of this
project would be to develop internal
processes for creating a list of
registration review cases. The Agency
may release this list for public review
and comment.
B. Feasibility Studies to Test the
Proposed Registration Review Process
As described elsewhere in this
preamble, the Agency conducted a
feasibility study to test the registration
review decision process. This project
also produced data to support
development of the economic
assessment that accompanies this
proposed rule.
The Agency may conduct other
projects to examine other aspects of the
registration review process. For
example, the Agency might conduct a
feasibility study to see how early
consultation might affect the outcome of
the registration review decision process.
C. Data Call-In Projects
The Agency may issue DCI notices
under existing FIFRA section 3(c)(2)(B)
authority to obtain data it believes to be
necessary to support the registration of
certain pesticides. After the registration
review procedural regulations go into
effect, such pesticides might become
candidates for registration review in the
early years of the program.
XIII. FIFRA Review Requirements
In accordance with FIFRA section
25(a), this proposal was submitted to the
FIFRA Science Advisory Panel (SAP),
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the Secretary of Agriculture (USDA),
and appropriate Congressional
Committees. The SAP has waived its
review of this proposal, and no
comments were received from any of the
Congressional Committees or USDA.
XIV. Statutory and Executive Order
Reviews
A. Executive Order 12866
Pursuant to Executive Order 12866,
entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993),
the Office of Management and Budget
(OMB) has designated this proposed
rule as a ‘‘significant regulatory action’’
under section 3(f) of the Executive
Order because it may raise novel legal
or policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in the Executive
Order. This action was therefore
submitted to OMB for review under this
Executive Order, and any changes to
this document made at the suggestion of
OMB have been documented in the
public docket for this rulemaking.
EPA has prepared an economic
analysis of the potential impacts of the
registration review procedures, if
implemented as proposed. In addition
to the requirements contained in this
proposed rule, the Agency analyzed
other potential actions that could occur
during a registration review using other
existing authorities that are not
proposed or otherwise changed in this
proposed rule. The Agency’s analysis,
therefore, considers the potential impact
of the registration review process, which
includes the costs of a registrant’s
participation in the public review
components of the process described in
this proposed rule and other potential
requirements imposed by existing
authorities such as data generation
under FIFRA section 3(c)(2)(B). This
analysis is contained in a document
entitled Economic Analysis of the
Proposed Procedural Regulations for the
Registration Review of Pesticides. A
copy of this Economic Analysis is
available in the public docket for this
action and is briefly summarized here.
The proposed rule does not require
registrants to take specific action as part
of the review of a pesticide registration;
however, the Agency’s analysis assumes
that registrants will engage in their own
evaluation of information provided by
the Agency and other stakeholders, and
participate in the public process
described in this proposed rule. The
Agency estimates such industry costs to
be around $1.2 million annually.
The Agency recognizes that under
other existing authorities a registrant
may also need to submit data that they
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have or generate data as necessary to
support the registration. As such, the
analysis also considers the potential
cost to industry from other anticipated
activities under existing authorities that
may occur during the registration
review process, although such activities
are not proposed requirements in this
rulemaking. These activities include
potential data submission or generation
activities related to DCIs, including the
paperwork burden, and other activities
that might occur under other existing
authorities.
Considering these other potential
activities, the analysis shows an
estimated total annual cost to industry
of about $50 million, with the estimates
for potential data generation activities
accounting for approximately 70% of
these costs. The Agency estimates about
68 companies will be impacted each
year; thus, per-company costs for the
entire registration review process are
likely to average less than $750,000 each
year, even though some companies may
have multiple chemicals under review
during the year. Out of the universe of
2,000 small businesses estimated to
hold pesticide registrations, the Agency
estimates that only about 30 small
businesses might be involved in a
registration review each year. Assuming
the same level of participation and
potential need to generate data, the
estimated average cost of the registration
review process is estimated to be less
than 2% of the gross sales for small
businesses.
B. Paperwork Reduction Act
The information collection activities
associated with the registration review
program are already approved by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. That
Information Collection Request (ICR)
document has been assigned EPA ICR
number 0922.07, and OMB control
number 2070–0057. Although this
action does not impose any new
information collection requirements that
would require additional approval by
OMB, the Agency expects the approved
burden estimate to increase with the full
implementation of the registration
review process. A copy of the OMB
approved ICR has been placed in the
public docket for this proposed rule,
and the Agency’s estimated burden
increase is presented in the economic
analysis that has been prepared for this
proposed rule.
Under the currently approved ICR, the
Agency estimated the annual
respondent burden for information
collection activities associated with the
registration review program to average
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63,780 hours, with an estimated total
annual respondent cost of $5,769,960.
As detailed in the Economic Analysis
prepared for this proposed rule, the
annual respondent burden for
information collection activities
associated with the registration review
program is estimated to increase to an
average 120,000 hours, with an
estimated total annual respondent cost
of $10,800,000. The increase in the
annual burden and costs for the
information collection activities
associated with the registration review
program (revised as appropriate) will be
incorporated into the existing ICR when
the final rule is promulgated.
Under the PRA, ‘‘burden’’ means the
total time, effort, or financial resources
expended by persons to generate,
maintain, retain, or disclose or provide
information to or for a Federal agency.
This includes the time needed to review
instructions; develop, acquire, install,
and utilize technology and systems for
the purposes of collecting, validating,
and verifying information, processing
and maintaining information, and
disclosing and providing information;
adjust the existing ways to comply with
any previously applicable instructions
and requirements; train personnel to be
able to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
An agency may not conduct or
sponsor, and a person is not required to
respond to an ICR unless it displays a
currently valid OMB control number.
The OMB control numbers for EPA’s
regulations in 40 CFR, after appearing in
the preamble of the final rule, are listed
in 40 CFR part 9 and included on any
related collection instrument (e.g., on
the form or survey).
Submit any comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden,
including the use of automated
collection techniques, along with your
comments on the proposed rule as
instructed under ADDRESSES. The
Agency will consider any comments
related to the information collection
requirements contained in this proposal
as it develops the final rule. Any
changes to the burden estimate for the
ICR will be effectuated with the final
rule.
C. Regulatory Flexibility Act
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., the Agency hereby
certifies that this proposal will not have
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a significant adverse economic impact
on a substantial number of small
entities. This proposed rule defines the
procedures that EPA will follow to
implement the statutory registration
review provision. It does not impose
any new requirements on the regulated
community.
This proposal does not have direct
adverse impacts on small businesses,
small non-profit organizations, or small
local governments. For purposes of
assessing the impacts of today’s
proposed rule on small entities, small
entity is defined as: (1) A small business
as defined by the Small Business
Administration’s (SBA) regulations at 13
CFR 121.201, which for the pesticide
industry consists of businesses with
fewer than 500 to 1,000 employees
(range is based on NAICS sector
variations); (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field. The regulated
community does not include any small
governmental jurisdictions or small notfor-profit organizations.
D. Unfunded Mandates Reform Act
Under Title II of the Unfunded
Mandates Reform Act of 1995 (UMRA)
(Public Law 104–4), EPA has
determined that this action does not
contain a Federal mandate that may
result in expenditures of $100 million or
more for State, local, and Tribal
governments, in the aggregate, or the
private sector in any 1 year. As
described in Unit XIV.A., this proposed
rule is not expected to result in such
expenditures. In addition, this action
will not impact small governments, or
local or Tribal governments.
Accordingly, this proposed rule is not
subject to the requirements of sections
202, 203, 204, and 205 of UMRA.
E. Executive Order 13132
Pursuant to Executive Order 13132,
entitled Federalism (64 FR 43255,
August 10, 1999), EPA has determined
that this proposed rule does not have
‘‘federalism implications,’’ because it
will not have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, as
specified in the Order. Thus, Executive
Order 13132 does not apply to this
proposed rule.
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F. Executive Order 13175
As required by Executive Order
13175, entitled Consultation and
Coordination with Indian Tribal
Governments (65 FR 67249, November
6, 2000), EPA has determined that this
proposed rule does not have Tribal
implications because it will not have
any affect on Tribal governments, on the
relationship between the Federal
government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
government and Indian tribes, as
specified in the Order. Thus, Executive
Order 13175 does not apply to this
proposed rule.
G. Executive Order 13211
This proposed rule is not subject to
Executive Order 13211, entitledActions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May
22, 2001) because it is not designated as
an ‘‘economically significant’’
regulatory action as defined by
Executive Order 12866 (see Unit
XIV.A.), nor is it likely to have any
significant adverse effect on the supply,
distribution, or use of energy.
H. Executive Order 13045
Executive Order 13045,
entitledProtection of Children from
Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997) does
not apply to this proposed rule because
this action is not designated as an
‘‘economically significant’’ regulatory
action as defined by Executive Order
12866 (see Unit XIV.A.), nor does it
establish an environmental standard, or
otherwise have a disproportionate effect
on children.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), 15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
inconsistent with applicable law or
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures) that are
developed or adopted by voluntary
consensus standards bodies. This
proposed rule does not impose any
technical standards that would require
EPA to consider any voluntary
consensus standards.
J. Executive Order 12898
This proposed rule does not have an
adverse impact on the environmental
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and health conditions in low-income
and minority communities. Therefore,
under Executive Order 12898, entitled
Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations (59 FR 7629, February 16,
1994), the Agency does not need to
consider environmental justice-related
issues.
List of Subjects in 40 CFR Part 155
Environmental protection,
Administrative practice and procedure,
Pesticides and pests.
Dated: July 6, 2005.
Stephen L. Johnson,
Administrator.
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
PART 155—[AMENDED]
1. The authority citation for part 155
will continue to read as follows:
Authority: FIFRA 136a.
2. By adding a new subpart C to read
as follows:
Subpart C—Registration Review
Procedures
§ 155.42
Sec.
155.40 General.
155.42 Registration review cases.
155.44 Establish schedules for registration
review.
155.46 Deciding that a registration review is
complete and additional review is not
needed.
155.48 Data Call-In before, during, or after
a registration review.
155.50 Initiate a pesticide’s registration
review.
155.52 Stakeholder engagement.
155.53 Conduct a pesticide’s registration
review.
155.56 Interim registration review decision.
155.57 Registration review decision.
155.58 Procedures for issuing a decision on
a registration review case.
Subpart C—Registration Review
Procedures
§ 155.40
General.
(a) Purpose. These regulations
establish procedures for the registration
review program required in FIFRA
section 3(g). Registration review is the
periodic review of a pesticide’s
registration to ensure that each pesticide
registration continues to satisfy the
FIFRA standard for registration. The
goal of the registration review
procedures is review of each pesticide’s
registration every 15 years.
(1) Among other things, FIFRA
requires that a pesticide generally will
not cause unreasonable adverse effects
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on the environment. Registration review
is intended to ensure that each
pesticide’s registration is based on
current scientific and other knowledge
regarding the pesticide, including its
effects on human health and the
environment.
(2) If a product fails to satisfy the
FIFRA standard for registration, the
product’s registration may be subject to
cancellation or other remedies under
FIFRA.
(b) Applicability. This subpart applies
to every pesticide product registered
under FIFRA section 3 as well as all
pesticide products registered under
FIFRA section 24(c). It does not apply
to products whose sale or distribution is
authorized under FIFRA section 5 or
section 18.
(c) Limitations. (1) At any time, the
Agency may undertake any other review
of a pesticide under FIFRA, irrespective
of the pesticide’s past, ongoing,
scheduled, or not yet scheduled
registration review.
(2) When the Agency determines that
new data or information are necessary
for a pesticide’s registration review, it
will require such data under FIFRA
section 3(c)(2)(B).
Registration review cases.
(a) Establishing registration review
cases. A registration review case will be
composed of one or more active
ingredients and all the products
containing such ingredient(s). The
Agency may group related active
ingredients into a registration review
case when the active ingredients are so
closely related in chemical structure
and toxicological profile as to allow
common use of some or all required
data for hazard assessment.
(1) Existing pesticides. The Agency
will assign each pesticide registered on
or before the effective date of this
regulation to a registration review case.
(2) New pesticides. The Agency will
assign each pesticide registered after the
effective date of this regulation to an
existing registration review case or to a
new registration review case.
(3) A pesticide product that contains
multiple active ingredients will belong
to the registration review cases for each
of its active ingredients.
(b) Modifying registration review
cases. New data or information may
suggest that a registration review case
should be modified. The Agency may
modify a registration review case in the
following ways:
(1) Add a new active ingredient to a
registration review case. The Agency
may determine that a new active
ingredient is chemically and
toxicologically similar to active
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ingredients in an existing registration
review case and should be grouped with
the ingredients in the existing
registration review case.
(2) Split a registration review case
into two or more registration review
cases. For example, new data or
information may suggest that active
ingredients in a registration review case
are not as similar as previously believed
and that they belong in two or more
separate registration review cases.
(3) Move an ingredient from one
registration review case to another. For
example, new data or information might
suggest that an ingredient should not be
grouped with the other ingredients in
the registration review case and that it
belongs in a different registration review
case.
(4) Merge two or more registration
review cases into a single registration
review case. For example, new data or
information might suggest that the
active ingredients in two or more
registration review cases should be
grouped together for registration review.
(5) Delete an active ingredient from a
registration review case. For example,
the Agency will remove the ingredient
from the case if the registrations of all
products containing an active ingredient
in a registration review case are
canceled.
(c) Closing a registration review case.
The Agency will close a registration
review case if all products in the case
are canceled.
(d) Establishing a baseline date for a
registration review case. For the purpose
of scheduling registration reviews, the
Agency will establish a baseline date for
each registration review case. In general,
the baseline date will be the date of
initial registration of the pesticide or the
date of reregistration, whichever is later.
For purposes of these procedures, the
date of reregistration is the date on
which the Reregistration Eligibility
Decision or Interim Reregistration
Decision was signed, whichever date the
Agency determines to be more
appropriate.
(1) The Agency generally will not
change the baseline date for a
registration review case when it
modifies a case by adding or deleting
ingredients or products.
(2) When the Agency splits a
registration review case into two or
more cases, the new case(s) generally
will have the baseline date of the
original registration review case.
(3) When the Agency merges two or
more registration review cases into a
single case, the Agency generally will
use the earliest baseline date as the
baseline date for the new case.
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(e) Announcing registration review
cases and baseline dates. The Agency
will maintain a list of registration
review cases, including baseline dates,
on its website.
§ 155.44 Establish schedules for
registration review.
The Agency will develop schedules
for registration review that are generally
based on the baseline date of the
registration review case or on the date
of the latest registration review of the
registration review case. As indicated in
§ 155.40, the Agency may change the
schedule of a pesticide’s registration
review if circumstances warrant. The
Agency may also take into account other
factors, such as achieving process
efficiencies by reviewing related cases
together, when developing schedules for
registration review. The Agency will
maintain schedules on its website.
§ 155.46 Deciding that a registration
review is complete and additional review is
not needed.
The Agency may determine that there
is no need to reconsider a previous
decision that a pesticide satisfies the
standard of registration in FIFRA. In
such cases, the Agency may propose
that, based on its determination that a
pesticide meets the FIFRA standard for
registration, no further review will be
necessary. In such circumstances, the
Agency will publish a notice in the
Federal Register announcing the
availability of the proposed decision
and provide a comment period of at
least 60 calendar days. The Agency will
publish a notice in the Federal Register
announcing the availability of a final
version of the decision, an explanation
of any changes to the proposed decision,
and its response to any comments.
§ 155.48 Data Call-In before, during, or
after a registration review.
The Agency may issue a Data Call-In
notice under FIFRA section 3(c)(2)(B) at
any time before, during, or after a
pesticide’s registration review if the
Agency believes that the data are
needed to conduct the registration
review. The provisions in FIFRA section
3(c)(1), (c)(2)(B), and (c)(2)(D) apply to
the submission, compensation, and
exemption of data required to conduct
a registration review.
§ 155.50
review.
Initiate a pesticide’s registration
The Agency will initiate a pesticide’s
registration review by establishing a
docket for each registration review case
and opening it for public review.
(a) Establish a registration review
docket for each registration review case.
The Agency will establish a docket
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which it will maintain for the
registration review of the pesticide. The
Agency will place in this docket
information that will assist the public in
understanding the types of information
and issues that the Agency may
consider in the course of the registration
review. The Agency will consider
including, among other pieces of
information:
(1) An overview of registration review
case status;
(2) A list of current registrations and
registrants, any Federal Register notice
regarding pending registration actions,
and current or pending tolerances;
(3) Risk assessment documents;
(4) Bibliographies concerning current
registrations;
(5) Summaries of incident data; and
(6) Any other pertinent data or
information.
(b) Public review of the registration
review case docket. The Agency will
publish a notice in the Federal Register
announcing the availability for public
review of the information described in
paragraph (a) of this section and
requesting that interested persons
identify within 60 calendar days of
publication any additional information
they believe the Agency should consider
in the course of the registration review.
(c) Submission of data and other
information. The Agency may identify,
either in the notice published under
paragraph (b) of this section, or at any
other time, data or information that it
does not have but which may be useful,
if available, for consideration in the
registration review. Any person may
submit data or information in response
to such identification. In order to be
considered during a pesticide’s
registration review, the submitted data
or information must meet the
requirements listed below.
(1) In order to guarantee that the
Agency will consider data or
information in the conduct of a
registration review, interested persons
must submit the data or information
within 60 calendar days of publication
of the notice described in paragraph (b)
of this section or by some other time
that the Agency may designate. The
Agency may, at its discretion, consider
data or information submitted at a later
date.
(2) The data or information must be
presented in a legible and useable form.
For example, an English translation
must accompany any material that is not
in English, and a written transcript must
accompany any information submitted
as an audiographic or videographic
record. Written material may be
submitted in paper or electronic form.
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(3) Submitters must clearly identify
the source of any submitted data or
information.
(4) Submitters may request the
Agency to reconsider data or
information that the Agency rejected in
a previous review. However, submitters
must explain why they believe the
Agency should reconsider the data or
information in the pesticide’s
registration review.
§ 155.52
Stakeholder engagement.
In addition to the public participation
opportunities described in § 155.50 and
§ 155.53(c), the Agency may meet with
stakeholders regarding a forthcoming or
ongoing registration review. For
example, before conducting a pesticide’s
registration review, the Agency may
consult with registrants or pesticide
users regarding the use and usage of the
pesticide. The Agency may consult with
registrants, pesticide users, or public
interest groups during a pesticide’s
registration review with regard to
developing risk management options for
a pesticide. The Agency may informally
consult with officials of Federal, State or
Tribal agencies regarding a forthcoming
or ongoing registration review.
(a) Meetings with persons outside of
government. The Agency will place in
the docket minutes of meetings with
persons outside of government where
the primary purpose of the meeting is to
discuss a forthcoming or ongoing
registration review. The Agency will
place minutes of such meetings in the
docket when it takes action under
§ 155.58. At its discretion, the Agency
may place minutes of such meetings in
the docket sooner.
(b) Exchange of documents or other
written material. In the course of a
meeting with a person outside of
government, the Agency or that person
may provide the other with a copy of a
document or other written material that
has not yet been released to the public.
The Agency will place a copy of any
such document or other written material
in the docket along with the minutes of
the meeting where the materials were
exchanged.
(c) Confidential business information.
The Agency will not place confidential
business information in the docket.
§ 155.53
review.
Conduct a pesticide’s registration
The Agency will review data and
information described in § 155.51 or
submitted in response to a Data Call-In
notice that it believes should be
considered in the pesticide’s registration
review.
(a) Assess changes since a pesticide’s
last review. The Agency will assess any
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changes that may have occurred since
the Agency’s last registration decision in
order to determine the significance of
such changes and whether the pesticide
still satisfies the FIFRA standard for
registration. The Agency will consider
whether to conduct a new risk
assessment to take into account, among
other things, any changes in statutes or
regulations, policy, risk assessment
procedures or methods, or data
requirements. The Agency will consider
whether any new data or information on
the pesticide, including any data or
information submitted under § 155.50 or
in response to a Data Call-In notice,
warrant conducting a new risk
assessment or a new risk/benefit
assessment. The Agency will also
consider whether any new data or
information regarding an individual
pesticide product, including any data or
information submitted under § 155.50 or
in response to a Data Call-In notice,
such as data or information about an
inert ingredient in the pesticide product
or other information or data relating to
the composition, labeling, or use of the
pesticide product, warrant additional
review of a pesticide product’s
registration.
(b) Conduct new assessments as
needed. (1) Active ingredient(s) in the
registration review case. If the Agency
finds that a new assessment of the
pesticide is needed, it will determine
whether it can base the new assessment
on available data or information,
including data or information submitted
under § 155.50 or in response to a Data
Call-In notice. If sufficient data or
information are available, the Agency
will conduct the new risk assessment or
risk/benefit assessment. If the Agency
determines that additional data or
information are needed to conduct the
review, the Agency will issue a Data
Call-In notice under FIFRA section
3(c)(2)(B).
(2) Individual product registrations. If
the Agency finds that additional review
of an individual product’s registration is
needed, it will review the pesticide
product label, confidential statement of
formula, product-specific data, or other
pertinent data or information, as
appropriate, to determine whether the
registration of the individual product
meets the FIFRA standard for
registraton. If the Agency determines
that additional data or information are
needed to conduct the review, the
Agency will issue a Data Call-In notice
under FIFRA section 3(c)(2)(B).
(c) Public participation during a
pesticide’s registration review. The
Agency will generally make available
for public review and comment a draft
risk assessment for a pesticide if a new
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risk assessment has been conducted.
The Agency will publish a notice in the
Federal Register announcing the
availability of the draft risk assessment
and provide a comment period of at
least 30 calendar days. The Agency will
publish a notice in theFederal Register
announcing the availability of a revised
risk assessment, an explanation of any
changes to the proposed document, and
its response to comments.
(1) The Agency might not ask for
comments on a draft risk assessment in
cases where the Agency’s initial
screening of a pesticide indicates that it
has low use/usage, affects few if any
stakeholders or members of the public,
poses low risk, and/or requires little or
no risk mitigation. In such cases, the
Agency will make a draft risk
assessment available for public review
and comment when it issues a proposed
decision on the registration review case.
(2) If the Agency finds that it is not
necessary to conduct a new risk
assessment, it will issue a proposed
decision on the registration review case
as described in § 155.58.
§ 155.56 Interim registration review
decision.
The Agency may issue, when it
determines it to be appropriate, an
interim registration review decision
before completing a registration review.
Among other things, the interim
registration decision may require new
risk mitigation measures, impose
interim risk mitigation measures,
identify data or information required to
complete the review, and include
schedules for submitting the required
data, conducting the new risk
assessment and completing the
registration review. A FIFRA section
3(c)(2)(B) notice requiring the needed
data or information may precede,
accompany, or follow issuance of the
interim registration decision. The
Agency will follow procedures in
§ 155.58 when issuing an interim
registration review decision.
§ 155.57
review decision and the bases for the
decision. There will be a comment
period of at least 60 calendar days on
the proposed decision.
(b) In its proposed decision, the
Agency will, among other things:
(1) State its proposed findings with
respect to the FIFRA standard for
registration and describe the basis for
such proposed findings.
(2) Identify proposed risk mitigation
measures or other remedies as needed
and describe the basis for such proposed
requirements.
(3) State whether it believes that
additional data are needed and, if so,
describe what is needed. A FIFRA
section 3(c)(2)(B) notice requiring such
data may precede, accompany, or follow
issuance of a proposed or final decision
on the registration review case or a
proposed or final interim decision on a
registration review case.
(4) Specify proposed labeling changes.
(5) Identify deadlines that it intends
to set for completing any required
actions.
(c) After considering any comments
on the proposed decision, the Agency
will issue a registration review decision
or interim registration review decision.
This decision will include an
explanation of any changes to the
proposed decision and the Agency’s
response to significant comments. The
Agency will publish a notice in the
Federal Register announcing the
availability of a registration review
decision or interim registration review
decision. The registration review case
docket will remain open until all
actions required in the final decision on
the registration review case have been
completed.
(d) If the registrant fails to take the
action required in a registration review
decision or interim registration review
decision, the Agency may take
appropriate action under FIFRA.
[FR Doc. 05–13776 Filed 7–12–05; 8:45 am]
BILLING CODE 6560–50–S
Registration review decision.
A registration review decision is the
Agency’s determination whether a
pesticide meets, or does not meet, the
standard for registration in FIFRA.
FEDERAL COMMUNICATIONS
COMMISSION
§ 155.58 Procedures for issuing a decision
on a registration review case.
[WT Docket No. 04–435; DA 05–1712]
(a) The Agency will publish a notice
in the Federal Register announcing the
availability of a proposed registration
review decision or a proposed interim
registration review decision. At that
time, the Agency will place in the
pesticide’s registration review docket
the Agency’s proposed registration
Facilitating the Use of Cellular
Telephones and Other Wireless
Devices Aboard Airborne Aircraft
PO 00000
Frm 00045
Fmt 4702
Sfmt 4702
47 CFR Part 22
Federal Communications
Commission.
ACTION: Proposed rule; extension of
reply comment period.
AGENCY:
E:\FR\FM\13JYP1.SGM
13JYP1
Agencies
[Federal Register Volume 70, Number 133 (Wednesday, July 13, 2005)]
[Proposed Rules]
[Pages 40251-40276]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-13776]
=======================================================================
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 155
[OPP-2004-0404; FRL-7718-4]
RIN 2070-AD29
Pesticides; Procedural Regulations for Registration Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
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SUMMARY: The Food Quality Protection Act (FQPA) of 1996 amended the
Federal Insecticide, Fungicide, and Rodenticide Act (FIFRA) to require
periodic review of pesticide registrations to ensure that over time
they continue to meet statutory standards for registration. FIFRA
section 3(g) specifies that EPA establish procedural regulations for
conducting registration review and the goal of the regulations shall be
Agency review of pesticide registrations on a 15-year cycle. This
proposal describes the Agency's proposed approach to the registration
review program. The proposed regulation is intended to ensure continued
review of pesticides using procedures that provide for public
participation and transparency in an efficient manner.
DATES: Comments must be received on or before October 11, 2005.
ADDRESSES: Submit your comments, identified by docket ID number OPP-
2004-0404, by one of the following methods:
Federal eRulemaking Portal:https://www.regulations.gov/.
Follow the on-line instructions for submitting comments.
Agency Website:https://www.epa.gov/edocket/. EDOCKET, EPA's
electronic public docket and comment system, is EPA's preferred method
for receiving comments. Follow the on-line instructions for submitting
comments.
E-mail: Comments may be sent by e-mail toopp-
docket@epa.gov, Attention: Docket ID Number OPP-2004-0404.
Mail: Public Information and Records Integrity Branch
(PIRIB) (7502C), Office of Pesticide Programs (OPP), Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001, Attention: Docket ID Number OPP-2004-0404.
Hand Delivery: Public Information and Records Integrity
Branch (PIRIB), Office of Pesticide Programs (OPP), Environmental
Protection Agency, Rm. 119, Crystal Mall 2, 1801 S. Bell St.,
Arlington, VA, Attention: Docket ID Number OPP-2004-0404. Such
deliveries are only accepted during the Docket's normal hours of
operation, and special arrangements should be made for deliveries of
boxed information.
Instructions: Direct your comments to docket ID numberOPP-2004-
0404. EPA's policy is that all comments received will be included in
the public docket without change and may be made available online at
https://www.epa.gov/edocket/, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through EDOCKET,
regulations.gov, or e-mail. The EPA EDOCKET and the regulations.gov
websites are ``anonymous access'' systems, which means EPA will not
know your identity or contact information unless you provide it in the
body of your comment. If you send an e-mail comment directly to EPA
without going through EDOCKET or regulations.gov, your e-mail address
will be automatically captured and included as part of the comment that
is placed in the public docket and made available on the Internet. If
you submit an electronic comment, EPA recommends that you include your
name and other contact information in the body of your comment and with
any disk or CD ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses. For additional information about EPA's public
docket visit EDOCKET on-line or see the Federal Register of May 31,
2002 (67 FR 38102) (FRL-7181-7).
Docket: All documents in the docket are listed in the EDOCKET index
at https://www.epa.gov/edocket/. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in EDOCKET or in hard
copy at the Public Information and Records Integrity Branch (PIRIB),
Rm. 119, Crystal Mall 2, 1801 S. Bell St., Arlington, VA. This
Docket Facility is open from 8:30 a.m. to 4 p.m., Monday through
Friday, excluding legal holidays. The Docket telephone number is (703)
305-5805.
FOR FURTHER INFORMATION CONTACT: Vivian Prunier, Field and External
Affairs Division (7506C), Office of Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: 703-308-9341; fax number:703-305-5884; e-mail
address:prunier.vivian@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this Action Apply to Me?
You may be potentially affected by this action if you hold
pesticide registrations. Pesticide users or other persons interested in
the regulation of the sale, distribution, or use of pesticides may also
be interested in this proposed procedural regulation. As such, the
Agency is soliciting comments from the public in general. Potentially
affected entities may include, but are not limited to:
Producers of pesticide products (NAICS code 32532)
Producers of antifoulant paints (NAICS code 32551)
Producers of antimicrobial pesticides (NAICS code 32561)
Producers of nitrogen stablilizer products (NAICS code
32531)
Producers of wood preservatives (NAICS code 32519)
This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in proposed Sec. 155.40
of the regulatory text. If you have any questions regarding the
applicability of this action to a particular entity, consult the person
listed under FOR FURTHER INFORMATION CONTACT.
[[Page 40252]]
B. How Can I Access Electronic Copies of this Document and Other
Related Information?
In addition to using EDOCKET (https://www.epa.gov/edocket/), you may
access this Federal Register document electronically through the EPA
Internet under the ``Federal Register'' listings at https://www.epa.gov/
fedrgstr/. A frequently updated electronic version of 40 CFR part 155
is available at E-CFR Beta Site Two at https://www.gpoaccess.gov/ecfr/.
C. What Should I Consider as I Prepare My Comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
EDOCKET, regulations.gov, or e-mail. Clearly mark the part or all of
the information that you claim to be CBI. For CBI information in a disk
or CD ROM that you mail to EPA, mark the outside of the disk or CD ROM
as CBI and then identify electronically within the disk or CD ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments. When submitting comments,
remember to:
i. Identify the rulemaking by docket ID number and other
identifying information (subject heading, Federal Register date, and
page number).
ii. Follow directions. The Agency may ask you to respond to
specific questions or organize comments by referencing a Code of
Federal Regulations (CFR) part or section number.
iii. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
iv. Describe any assumptions and provide any technical information
and/or data that you used.
v. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
vi. Provide specific examples to illustrate your concerns, and
suggest alternatives.
vii. Explain your views as clearly as possible, avoiding the use of
profanity or personal threats.
viii. Make sure to submit your comments by the comment period
deadline identified.
II. Purpose of the Proposal
With this Proposal, the Agency presents its proposed procedural
regulations for the registration review program. The Agency describes:
Statutory authority and legislative history.
The Agency's goals for the registration review program.
Evaluating approaches to registration review.
Factors considered in designing the registration review
program.
Design options considered for the registration review
program.
Testing the proposed registration review decision process.
Proposed procedures for registration review.
Relationship of registration review to other FIFRA
activities.
Phase-in of the registration review program.
The Agency also presents the results of reviews required by statutes
and other required analyses.
III. Background
A. Statutory Authority
1. EPA's authority to license pesticides. FIFRA section 3(a)
generally requires a person to register a pesticide product with EPA
before the pesticide product may be lawfully distributed or sold in the
U.S. A pesticide registration is a license that allows a pesticide
product to be distributed or sold for specific uses under specified
terms and conditions. A pesticide product may be registered or remain
registered only if it meets the statutory standard for registration
given in FIFRA section 3(c)(5), as follows:
(A) its composition is such as to warrant the proposed claims
for it;
(B) its labeling and other material required to be submitted
comply with the requirements of this Act;
(C) it will perform its intended function without unreasonable
adverse effects on the environment; and
(D) when used in accordance with widespread and commonly
recognized practice it will not generally cause unreasonable adverse
effects on the environment.
FIFRA section 2(bb) defines ``unreasonable adverse effects on the
environment'' as:
(1) any unreasonable risk to man or the environment, taking into
account the economic, social, and environmental costs and benefits
of the use of any pesticide, or (2) a human dietary risk from
residues that result from a use of a pesticide in or on any food
inconsistent with the standard under section 408 of the Federal
Food, Drug, and Cosmetic Act.
The burden to demonstrate that a pesticide product satisfies the
criteria for registration is at all times on the proponents of initial
or continued registration. (Industrial Union Dept. v. American
Petroleum Institute, 448 U.S. 607, 653 n. 61 (1980); Environmental
Defense Fund v. Environmental Protection Agency, 510 F.2d 1292, 1297,
1302 (D.C. Cir. 1975).
2. EPA's authority for registration review. The Food Quality
Protection Act (FQPA) of 1996 amended FIFRA to add, among other things,
section 3(g), ``REGISTRATION REVIEW,'' as follows:
(1)(A) GENERAL RULE. The registrations of pesticides are to be
periodically reviewed. The Administrator shall by regulation
establish a procedure for accomplishing the periodic review of
registrations. The goal of these regulations shall be a review of a
pesticide's registration every 15 years. No registration shall be
canceled as a result of the registration review process unless the
Administrator follows the procedures and substantive requirements of
section 6.
(B) LIMITATION. Nothing in this subsection shall prohibit the
Administrator from undertaking any other review of a pesticide
pursuant to this Act.
(2)(A) DATA. The Administrator shall use the authority in
subsection (c)(2)(B) to require the submission of data when such
data are necessary for a registration review.
(B) DATA SUBMISSION, COMPENSATION, AND EXEMPTION. For purposes
of this subsection, the provisions of subsections (c)(1), (c)(2)(B),
and (c)(2)(D) shall be utilized for and be applicable to any data
required for registration review.
B. Legislative History
The Agency examined the legislative history for FIFRA section 3(g)
to further its understanding of Congressional intent for this program.
A discussion of registration review appears in House Committee Report
104-669, Part One (104th Congress, House of Representatives, Committee
on Agriculture, July 11, 1996 to accompany H.R. 1627) which states:
The bill requires the Administrator of EPA to periodically
review the registration of each pesticide. It has become apparent
that the rapid development of science and the subsequent application
of that knowledge in how it impacts human health and the environment
is not only important but continuing to evolve. The goal of
establishing ongoing scientific look-back procedures will enable the
important process of registration review to be considered every 15
years during a product's market life. This creates a continuous
reregistration process that both the Agency and the registrant can
plan for, rather than creating the need for another complete,
resource-intensive reregistration of all pesticide products at one
time in the future.
[[Page 40253]]
IV. Agency's Goals for the Registration Review Program
A. Review Each Pesticide Every 15 Years to Assure That Each
Registration is Based on Current Scientific Knowledge Regarding the
Pesticide's Effects on Human Health and the Environment
The science underlying the risk-benefit assessments of pesticides
is continually evolving. Research may show hazard endpoints that may
not be observable with available methods. Accordingly, the Agency might
adopt new methods to assess these endpoints. Models used to estimate
exposures may become more accurate as the Agency refines these methods
in light of additional data. Risk assessment procedures may be revised
to reflect new knowledge regarding mechanism of toxicity, pharmaco-
dynamics or pharmaco-kinetics. If the Agency periodically reviews the
information and risk assessments for each pesticide consistent with new
scientific developments, it can better ensure continued protection of
human health and the environment.
B. Develop a Credible and Manageable Program to Review the Registration
of All Pesticides Every 15 Years
Using a credible and manageable process, the Agency completes its
review of approximately 50 chemical cases a year in the near term.
Credible--using an open and transparent process and basing its
findings on sound science, the Agency reaches a regulatory decision for
each pesticide in the chemical case.
Manageable--using an efficient and flexible process, the Agency
produces 50 decisions per year.
C. Attributes of a Credible Program for Conducting Registration Review
1. Constructive stakeholder and public participation. To accomplish
this goal, the Agency should have a reliable schedule so stakeholders
and the public can decide how best to participate in the review process
and to plan their own level of involvement. The Agency should make
information available to stakeholders and the public early in the
process, i.e., before the Agency has begun its registration review
analysis. The Agency should provide opportunities for stakeholder and
the public participation at several stages in the process generally at
key decision points. For example, the Agency will ask for comment on
draft risk assessments and proposed risk mitigation measures. Finally,
broad public participation will help the Agency develop effective
strategies for communicating pesticide risk to the public.
2. Transparent decisions based on sound science. The Agency has
published the standards that it uses for characterizing pesticide risk
by establishing data requirements and issuing generic guidance
regarding its data requirements. Data requirements are codified in 40
CFR part 158. The Agency has also issued guidelines for conducting the
tests required in part 158. On a case-by-case basis, the Agency may
require data not required under 40 CFR part 158.
It is the Agency's practice to publish generic guidance explaining
risk assessment methods. The Agency expects to continue this practice
in the future.
The Agency will continue to make decisions using its published
standards, policy guidance, and risk assessment methods. The Agency
will explain its reasoning when it makes exceptions.
3. Risk management decisions that protect human health and the
environment. The Agency intends to use States' and Tribes' field,
compliance monitoring, and enforcement experience to assess the
efficacy and practicality of risk mitigation measures previously
adopted to address a risk of concern. When new risks are identified,
the Agency will adopt appropriate, effective, and enforceable risk
mitigation measures. The Agency's registration review decisions will
describe risk mitigation requirements, including time frames and
procedures for assuring compliance, among other things.
4. Timely implementation of risk reduction measures. Pesticide
product labels communicate and put into effect risk mitigation
decisions that might be made in a pesticide's registration review. In
order to accomplish the Agency's goals of protecting human health and
the environment, it is essential that registration review decisions be
implemented as soon as practicable. The Agency intends to take prompt
action to assure compliance with such requirements. Such actions might
include tracking submission and initiating regulatory or enforcement
action for failure to comply with requirements.
Because the pesticide product label is the primary means to
communicate the safe and legal uses of any pesticide product, the
Agency also intends to reduce the lag time between label approval and
the commercial availability of products with new labels. The Agency
plans to continue to work with stakeholders to improve distribution of
updated labels to users.
5. Accountability. Registration review decisions should be
documented, promptly made available for public review, and remain
accessible for future reference. Schedules should be publicly available
and updated regularly. The Agency should provide timely and accurate
reports on the progress of individual registration reviews and of the
registration review process.
6. Quality assurance and process improvements. The Agency expects
to maintain the quality of its work products. The Agency expects to
periodically evaluate its decision processes to improve, for example,
the process used to decide the scope and depth of a pesticide's
registration review. The Agency expects to evaluate the program to
identify vulnerabilities in the registration review process.
7. Meaningful environmental outcomes. Under the Government
Performance and Results Act, the Agency is required to measure the
effectiveness of programs such as the registration review program. To
meet this requirement, the Agency will develop measures for assessing
the environmental outcomes of the registration review program.
D. Attributes of a Manageable Process for Conducting Registration
Review
1. Promote process efficiencies by applying the knowledge gained
through experience with other programs. For example, in such programs
as the reduced-risk pesticide program and the tolerance reassessment
program for inert ingredients and other chemicals with low toxicity,
the Agency learned to gauge the scope and depth of a pesticide
chemical's review. This knowledge should be applied in the registration
review process to help the Agency accurately and reliably ascertain
which pesticides need intensive review.
2. Promote process efficiencies through harmonization and work-
sharing with other authorities. The Agency may also be able to achieve
efficiencies by harmonizing its data requirements and risk assessment
methods with those used by foreign governments, international bodies,
or State agencies. The Agency is involved in cooperative work with the
Organization for Economic Cooperation and Development (OECD), an
intergovernmental organization consisting of 30 industrialized
countries in Europe, North America, Asia, and the Pacific, to harmonize
pesticide data requirements, focus test guidelines on pesticide
regulatory needs, and harmonize industry data submissions and
governments' data review formats and content. The OECD's Vision
[[Page 40254]]
Document, which outlines the objectives of its harmonization program,
specifies that individual countries will continue to conduct their own
risk assessments, make their own regulatory decisions, and meet their
own legal requirements. In January 2005, the EPA Acting Administrator
and his Canadian counterpart announced their commitment to the Vision
Document. More information about this harmonization program is
available on the Agency's website at https://www.epa.gov/oppfead1/
international/harmonization.htm.
The Agency may be able to leverage its resources through other
work-sharing with its State or international partners. The Agency works
with its counterparts in Canada and Mexico under the North American
Free Trade Agreement (NAFTA) in the NAFTA Technical Working Group on
Pesticides.
Additionally, EPA and the California Department of Pesticide
Regulations began in 1999 a workshare program for reviewing residue
field studies and assessing dietary exposure to support minor use
actions and FIFRA section 18 actions which are of interest to
California agriculture. This joint program has benefitted the Federal
and State regulatory agencies by shortening the processing time of key
pesticide registrations.
3. Promote efficiencies through improvements in information
management systems. One of the Agency's primary objective is to
assemble, develop, and manage the documents needed to conduct the
registration review of a pesticide. The objectives are easy access by
EPA staff and availability for public review. Agency staff would have
electronic access to documents that they will examine during a
registration review. The public would be able to access the documents
by means of the EDOCKET.
V. Evaluating Approaches to Registration Review
This unit describes the information the Agency gathered and
evaluated in developing possible approaches to registration review.
First, the Agency evaluated its current programs for assessing the
safety of existing pesticides to see whether lessons learned from those
programs would apply to registration review. Secondly, the Agency
published an Advance Notice of Proposed Rulemaking (ANRPM) (65 FR
24585, April 26, 2000) (FRL-6488-9) to solicit public input on its
preliminary interpretation of the statutory requirements and on its
initial concept of registration review. In addition, the Agency
consulted a stakeholder group regarding the design and implementation
of the registration review program. Finally, the Agency conducted a
feasibility study to test the decision process that it developed with
the advice of the stakeholder group. This feasibility study also
provided information the Agency used to estimate the cost of the
registration review program to both the regulated community and EPA.
A. Evaluate Experience Gained from Reregistration and Tolerance
Reassessment Programs
The registration review program is a brand new program to replace
the tolerance reassessment program mandated by section 408 of the
Federal Food, Drug, and Cosmetic Act (FFDCA) and the rereregistration
program mandated by FIFRA section 4. These programs will be completed
in 2006 and 2008, respectively.
The 1988 amendments to FIFRA required the Agency to reregister all
pesticides registered before November 1984, prescribed procedures, and
established deadlines for accomplishing various activities. In contrast
to the 1988 legislation, the 1996 amendment to FIFRA requiring
registration review does not specify procedures or deadlines.
Nonetheless, the Agency evaluated the reregistration program to see
whether any of the procedures used in reregistration could be used in
the new program.
1. Identification of pesticides that were subject to
reregistration. FIFRA section 4(c) required the Agency to publish lists
of pesticides that were subject to regregistration. To accomplish this
requirement, the Agency developed criteria for deciding whether two or
more structurally related active ingredients could be assigned to the
same reregistration case. Over the 16-year course of reregistration,
the Agency applied new information about the chemical or biological
properties of active ingredients assigned to a case when deciding
whether to add or remove an active ingredient from a case. The Agency
proposes to use the knowledge gained in implementing FIFRA section 4(c)
when it creates and maintains a list of pesticide cases that will be
subject to registration review.
2. Applications for reregistration. FIFRA section 4(d) required
registrants to notify the Agency whether they intended to seek
reregistration for their products, and if so, to identify the data
required by regulation to support the registration of the products,
cite the data that the registrant would rely on to satisfy the
applicable requirements, and commit to provide studies to satisfy
outstanding data requirements that the registrant identified. FIFRA
section 4(e) required registrants to summarize and reformat the studies
that they intend to rely upon to support reregistration of their
products. In developing this proposed rule, the Agency considered
whether to adopt similar procedures in registration review, but decided
that reliance on the Data Call-In (DCI) authority of FIFRA section
3(c)(2)(B), as required under FIFRA section 3(g), would be sufficient.
3. Identification of outstanding data requirements (data gaps).
FIFRA section 4(f) required the Agency to review the registrants'
submissions, independently identify data gaps, and issue DCI notices
under FIFRA section 3(c)(2)(B) for submission of any outstanding data.
The Agency's experience with these aspects of the reregistration
program showed that registrants did not always correctly identify the
data requirements that applied to their product registrations and that
the data registrants intended to rely upon were not always adequate.
The Agency identified multiple data gaps for virtually every pesticide
in the reregistration program.
Because the Agency made significant effort in the reregistration
and tolerance reassessment programs to ensure that data requirements
were identified and satisfied with appropriate data, pesticide
databases now meet or exceed the standard established in 1984. Although
the Agency anticipates that it will identify data gaps for many
pesticides in the registration review program, it believes that the
scope of the DCI effort in this program will be smaller than that of
the reregistration program. The results of an Agency's feasibility
study of the proposed registration review decision process supports
this expectation.
4. Quality of the submitted studies. In the early 1990's, the
Agency frequently found that the studies submitted in response to DCI
notices did not meet applicable requirements and could not be used to
support a risk assessment. Because the Agency was concerned about the
delay and expense that accrue when studies must be repeated, it
conducted rejection analyses to determine why so many studies were
inadequate. Among the outcomes of these analyses were improved guidance
for the design, conduct, and reporting of studies.
The Agency believes that improvements in the guidance for
designing, conducting, and reporting studies will carry forward into
the registration review program. The Agency anticipates that few
studies submitted in this program will suffer
[[Page 40255]]
from inadequate design, conduct, or reporting.
5. Late submission of pertinent information. The Agency found that
data and information affecting pesticide exposure and risk were
frequently provided after the Agency had drafted its risk assessments.
The Agency was obliged to redo the risk assessments. This problem eased
somewhat after the Agency began to consult more regularly with
stakeholders before conducting the review. The Agency hopes to avoid or
minimize this problem in registration review by proposing procedures
that would promote early submission of pertinent information.
6. Complex issues. A major challenge in the reregistration program
was the number and complexity of the issues presented by many of the
older pesticides subject to reregistration. Many new studies reported
new hazards and raised new questions about the potential risks posed by
the pesticide. The Agency often required additional studies to further
characterize the risks.
As a result of the work accomplished since 1984 in the
registration, reregistration and tolerance reassessment programs, the
Agency identified and resolved significant issues regarding human
health and the environment. In the short-term, human health issues
encountered in registration review are likely to be less complex than
those confronted in the reregistration and tolerance reassessment
programs. Overall, because scientific knowledge continuously evolves,
the Agency will encounter new scientific or regulatory issues arising
as the registration review program proceeds.
7. Public participation in reregistration. The Agency gained
significant experience in stakeholder consultation and public
participation processes during reregistration. While not required by
FIFRA section 4, the Agency found value in consulting stakeholders
before beginning a reregistration review. In particular, such
consultation clarified use practice and usage patterns and identified
uses that were no longer economically viable. As a result, the Agency
was able to reduce the amount of effort and rework required to complete
a reregistration eligibility decision.
Public participation is also critical for achieving transparency of
the decisions made in the reregistration program. Under procedures
adopted in 1998 and formalized in a notice published in the Federal
Register of May 14, 2004 (69 FR 26819) (FRL-7357-9), the Agency
provided an opportunity to review draft preliminary risk assessments.
When the Agency released the refined risk assessment, it also provided
a document explaining how it had responded to the comments. The Agency
also invited public comment on draft risk management decisions.
The Agency has modified its public participation procedures for
reregistration so that it can tailor public participation in accordance
to the complexity of the issues and the degree of stakeholder interest
in the pesticide. Although the public participation process adds to the
time frame for making reregistration decisions particularly in complex
or controversial cases, the process leads to better decisions and more
efficient use of Agency resources. In addition, the public benefits
from the transparency and openness of the decision process. For these
reasons, the Agency proposes to include ample opportunities for public
participation in the registration review process.
8. Reregistration Eligibility Decision Document. The Agency found
that a highly structured decision document did not always provide
flexibility in addressing the range of issues presented by the diverse
pesticides that were reviewed in reregistration. In particular, the
reregistration report format and the process used to create such
reports did not provide flexibility for expediting review of pesticides
that pose low hazard and risk. The Agency proposes to incorporate such
flexibility in the registration review process and in registration
review decision documents.
9. Scheduling reregistration decisions. For much of the
reregistration program, the Agency did not have published procedures
for scheduling completion of Reregistration Eligibility Decisions
(REDs). FIFRA section 4(c)(1) provided general guidance for
prioritizing reregistration reviews which the Agency accomplished early
in the reregistration process when it published lists A, B, C, and D
within the mandated time frames. However, the Agency appeared not to
have criteria for setting priorities for reviewing pesticides within
each list. Later, FFDCA section 408(q) established a 10-year time frame
for reassessing tolerances and exemptions. This section generally
instructed the Agency to give priority to reviewing tolerances or
exemptions that appear to pose the greatest risk to public health.
Initially, the Agency did not have schedules for conducting tolerance
reassessments.
The Agency now has a priority ranking for reregistration and
tolerance reassessment and publishes schedules well in advance. These
scheduling procedures provide stakeholders ample opportunity to share
information, data, and concerns to aid the Agency in making well-
informed and balanced decisions.
The Agency proposes to use chronologically based criteria to
establish priority of review and to provide advance notice of
registration review schedules. The Agency's experience in
reregistration and tolerance reassessment shows that adopting these
practices will help the Agency meet its objective of having a
predictable and reliable schedule.
10. Implementing reregistration decisions. FIFRA section 4(g)(2)
specifies procedures for reregistering individual pesticide products. A
criticism of this aspect of the program is the lag time between
issuance of a RED and the appearance, at the retail level, of products
with labeling that put into effect the risk mitigation measures
identified in the RED. This issue is significant because the pesticide
label is the Agency's chief means of communicating risk management
procedures to pesticide users. Because one of the objectives for the
registration review program is to ensure timely implementation of risk
reduction measures, it is important to develop a process for timely
submission and review of pesticide product labels.
B. Advance Notice of Proposed Rulemaking (ANPRM)
The Agency published an ANPRM in the Federal Register of April 26,
2000 (65 FR 24585) that presented the statutory requirement for
registration review and alerted its stakeholders that the Agency was
initiating the development of rulemaking to establish procedures for a
registration review program. The Agency explained its preliminary
interpretation of the statutory provisions and its preliminary ideas
regarding goals, objectives, and how registration review might operate.
Soliciting public input on critical issues about registration review
early in the planning process helped the Agency to identify potential
problems as early as possible.
C. Summary of Comments on the ANPRM
The Agency received eight comments on the ANPRM, primarily from
pesticide manufacturers or other persons with commercial interest in
the sale or use of pesticides. These comments are available for review
in the public docket for the ANPRM under docket control number OPP-
36195. The Agency has placed a summary of these comments and EPA's
response to the issues discussed in these comments in the docket for
this proposed rule.
[[Page 40256]]
The four issues that stimulated the most discussion were:
1. Standard for registration under FIFRA. Some commenters asserted
that compliance with data requirements in 40 CFR part 158 would be
sufficient to satisfy the FIFRA requirements for registration. Other
commenters advocated that the Agency use a checklist approach to see
whether a pesticide continued to meet the FIFRA standard for
registration. Commenters agreed that the Agency should use existing
data and data reviews and avoidre-review where possible.
2. Predictable schedules. Industry commenters generally stated that
they sought predictable schedules and advocated using the date of the
last comprehensive review as the basis for scheduling a pesticide's
registration review. Most asserted that the risk-based priority system
described in the ANPRM would not produce a predictable schedule because
priority-setting would require too many resources and schedules that
rank pesticides by perceived risk would be contentious. Commenters
advised the Agency to handle emerging risks such as actions based on
information on adverse effects that must be reported under FIFRA
section 6(a)(2) information outside of the registration review process.
3. Public participation. Most commenters wanted to be able to
participate throughout the registration review process. However, some
commenters want to limit public participation in various ways. Other
commenters acknowledged the value of public participation but cautioned
that it could slow down decision-making.
4. Registrant's role in registration review. In general, commenters
asserted that the Agency should not expect registrants to provide
studies or other information unless the Agency specifically requires
it.
D. Stakeholder Consultation
After reviewing the issues raised in the comments to the ANPRM, the
Agency reconsidered its initial approach to the design of the
registration review process. Before issuing a proposed rule, however,
the Agency decided to consult with stakeholders to gain additional
views on the design of the registration review process. The Agency
chose to present its revised approach to the registration review
process at a public meeting of the Pesticide Program Dialogue Committee
(PPDC) held in Arlington, VA in April 2003.
The PPDC is an advisory committee established in 1995 under the
Federal Advisory Committee Act. Its charter was renewed in November
2001 and 2004. This Committee provides a forum for a diverse group of
stakeholders to discuss and provide advice to the pesticide program on
various pesticide regulatory, policy, and program implementation
issues. Topics of discussion at past meetings have included, among
other things, implementation of the FQPA.
Membership to the PPDC includes environmental and public interest
groups, pesticide manufacturers and trade associations, user and
commodity groups, public health and academic institutions, Federal and
State agencies, and the general public. The PPDC meets two to three
times a year and all meetings are open to the public. Background
materials along with a summary of each meeting held to date are kept in
a public docket at the Docket facility identified under ADDRESSES.
Meeting summaries for the PPDC are also available electronically at the
following internet address: https://www.epa.gov/oppfead1/cb/ppdc/.
In response to the Agency's April 2003 request for stakeholder
input into the design of the registration review program, the PPDC
agreed to form a workgroup to develop recommendations for the Agency.
In June 2003, the PPDC chartered the PPDC Registration Review
Workgroup. The workgroup was composed of 23 members representing a
broad and balanced range of interests who were drawn from the PPDC
membership and other stakeholders who were not currently serving on the
PPDC. Its mission was to develop an assessment of key registration
review issues as a basis for the full PPDC to provide EPA advice and
recommendations on issues and topics related to developing the Agency's
registration review program.
The workgroup held several public meetings and teleconferences
during the summer and fall of 2003. At the PPDC meeting in October
2003, the PPDC Registration Review Workgroup presented its
recommendations on three topics. The PPDC endorsed these
recommendations and asked the workgroup to continue to meet and to
present additional recommendations at the spring 2004 PPDC meeting. The
PPDC Registration Review Workgroup resumed its deliberations in January
2004. The PPDC endorsed a second set of recommendations at the April
2004 PPDC meeting. Meeting minutes and background information for the
workgroup's activities in 2003, including a copy of the October 2003
presentation to the PPDC, may be found in Docket OPP-2003-0252; meeting
minutes and background information for the workgroup's activities in
2004, including a copy of the April 2004 presentation, may be found in
Docket OPP-2004-0014. You may access these dockets electronically at
the following internet address: https://docket.epa.gov/edkpub/index.jsp.
E. Summary of PPDC Recommendations
The PPDC considered a number of procedural and implementation
issues, as follows:
1. How should pesticides be scheduled for registration review? The
PPDC took into consideration that approximately 1,200 active
ingredients and 15,000 products would be subject to registration review
and that new pesticides will be added in the future.
The PPDC recommended that the administrative procedures for
scheduling registration review should not be subjective, resource
intensive, or time-consuming. There should be a predictable schedule
generally based on a date 15 years from the date of registration,
reregistration, or other major risk assessment. Specific criteria for
departure from scheduling should be established by regulation. The
Agency should publish a comprehensive schedule in the Federal Register
and on the Agency website with regular updates.
The PPDC considered whether scheduling procedures could be based
onrisk--``worst first''--but concluded that scheduling procedures based
on this criterion would be resource intensive and time-consuming.
2. Should there be different levels of review? The PPDC recommended
that the degree of assessment not be a ``one-size-fits-all'' process.
The workgroup took into consideration that: (a) Not all chemicals pose
the same risks; (b) the scope of the program mandates efficient use of
resources; and (c) changes in data requirements, database, adverse
effects data, science policies, and use and usage profiles could affect
the scope or depth of a pesticide's registration review.
The PPDC developed a flow chart for the registration review process
that identified points in the review process where the Agency could
determine whether further review was needed. Specifically, the process
should focus on identifying what has changed since the last review and
determining whether existing risk assessments could be used as the
basis of a risk-benefit analysis.
The PPDC recommended that the registration review process allow for
a streamlined review for pesticides judged to be low risk and for
pesticides with a stable regulatory history and science. Pesticides
with major complex issues should receive a more comprehensive
assessment.
[[Page 40257]]
3. How can meaningful public participation be accomplished? The
PPDC took into consideration that a pesticide's registration review
would benefit from early participation by all stakeholders. It noted
that stakeholders need a predictable schedule to prepare and
participate in registration review and an understandable process where
opportunities and expectations for public participation are clear.
The PPDC recommended that the Agency seek stakeholder input
regarding use profiles, risk assessments, benefit assessments, risk/
benefit analyses, and risk mitigation measures and that stakeholder
participation should be commensurate with the level of review. The PPDC
recommended that the Agency use modern electronic technology to
facilitate stakeholder access to information and asked the Agency to
establish and maintain an electronic docket for each pesticide that
would include comprehensive information about the pesticide, including
history, status, public comments, and all previous regulatory
decisions.
4. How does registration review relate to other pesticide program
activities? Because registration review does not supercede or replace
EPA's other authorities under FIFRA, the PPDC recommended that EPA
manage risk issues as they arise rather than relying exclusively on
registration review for resolving these issues. To the extent possible,
registration review should be a safety net to help assure that no risk-
related issues have been overlooked.
5. How should EPA initiate a pesticide's registration review? The
PPDC found that there is no need for a registrant to submit an
application for registration review because payment of annual
maintenance fees attests to a registrant's willingness to support a
pesticide through the registration review process. The PPDC advised the
Agency to publish aFederal Register notice to initiate a pesticide's
registration review. The notice would announce the public availability
of the documents that the Agency intends to review in its assessment of
the pesticide. During the comment period, registrants and other persons
could submit additional information for the Agency to consider during
registration review.
6. How should EPA encourage early submission of test data and other
information to support a pesticide's registration review? Before the
Agency begins its assessment, registrants and other stakeholders should
be allowed to comment on the information that the Agency had placed in
the registration review docket for the pesticide. At this point,
stakeholders could submit data and other information that would be
pertinent to the review. However, the PPDC noted that registrants need
a clear understanding of the Agency's requirements, guidelines, and
issues of concern to assess what additional information would be
useful. The Agency should explain how the data will be used. When
necessary, the Agency should issue DCI notices under FIFRA section
3(c)(2)(B). The Agency should support stakeholder efforts to provide
information by providing a framework for communicating information
needs and by creating an electronic listserve for use by stakeholders
who wish to participate in the registration review.
7. What is a registration review decision? The PPDC identified
seven potential outcomes of a registration review:
Registration review concluded--no changes in current
registration are needed.
Registration review concluded--risk mitigation or other
action required.
Registration review concluded--confirmatory data
requested.
Registration review cannot be concluded until additional
data are submitted.
Registration review concluded, but there is ongoing
generic DCI or other action--registration review decision may be
revisited if necessary.
Registration review concluded--active ingredient
voluntarily canceled.
Registration review concluded--FIFRA section 6
cancellation or suspension action.
F. Feasibility Study
The Agency conducted a feasibility study to test certain aspects of
the registration review decision process that the PPDC recommended. The
Agency randomly selected 30 pesticides from among the likely candidates
for review in the first 5 years of the program. The Agency assembled
data that it would consider in a registration review and then simulated
the review and decision process described in the proposed procedures. A
detailed description of this study is presented in the economic
analysis for this proposed regulation. A copy of the economic analysis
is available in the public docket for this proposed regulation. Unit
VIII. of this preamble describes how the Agency used the study to learn
how the proposed registration review decision process might work and to
identify aspects of the proposed process that need further development.
VI. Factors Considered in Designing a Registration Review Decision
Process
A. Pesticides Subject to Registration Review Should Have Already Met
the Data Requirements for Registration Established in 1984
Registration decisions made since 1984 and reregistration decisions
made since 1988 are based on data requirements and risk assessment
methods that were current at that time. In addition, by August 2006,
the Agency will complete tolerance reassessment to assure that
pesticides with food uses meet the requirements of FFDCA section 408
with respect to human health risks from aggregate and cumulative
exposures. In general, the Agency believes it will not be necessary to
redo reviews of studies because it has already determined that studies
supporting current registrations meet requirements established in 1984.
B. FQPA Requirements Have Transformed Pesticide Risk Assessment into a
Dynamic and Iterative Process
Before FQPA, EPA considered the incremental dietary risk posed by
each new use and generally did not reexamine risk from existing uses.
When establishing a tolerance for a new food use, the Agency now must
conduct a new assessment of aggregate non-occupational exposures and
assess cumulative risk, if necessary, using the most recent procedures
for conducting such assessments. This assessment would update the non-
occupational human health risk assessment performed during tolerance
reassessment and would provide the Agency another opportunity to
evaluate previously approved uses. Accordingly, the non-occupational
human health risk assessments for some pesticides may be updated during
the 15-year registration review cycle as a result of the review of any
applications for new uses.
C. Emerging Serious and Urgent Risk Issues Will Be Identified,
Characterized, and Managed as They Arise and Generally in Processes
Other than Registration Review
It is the Agency's practice to investigate reports of pesticide
incidents or findings of adverse effects as expeditiously as possible.
The Agency intends to continue this practice.
VII. Design Options for Registration Review
This unit describes and evaluates options for various aspects of a
registration review program. The program aspects discussed in this unit
are:
[[Page 40258]]
What should be the unit of review?
How should the Agency account for inert ingredients in
registration review?
How should the Agency schedule pesticides for review?
What event should be used as the basis for developing a
chronological schedule?
What approach should the Agency use in conducting the
review?
What is the optimal way to assemble the materials that the
Agency will consider in its review?
How should review of individual product registrations be
managed in registration review?
How should the Agency communicate the results of the
registration review?
A. What Should Be the Unit of Review?
The statute requires the Agency to review ``the registrations of
pesticides,'' but did not further describe in FIFRA section 3(g) the
unit of review. Accordingly, the Agency must determine the unit of
review for the purpose of this program. The Agency has identified the
following three options: (1) Individual pesticide products; (2)
individual active or inert ingredients; or (3) registration review
cases composed of chemically related active ingredients and the
products that contain one or more of these ingredients. For the reasons
discussed in this unit, the Agency is proposing to use the third option
and review registration review cases in the registration review
program. This is reflected in proposed Sec. 155.42 of the regulatory
text.
1. Review each product separately. Under longstanding practice, EPA
bases its decision to register a product on its assessment of the
hazard characteristics of the active ingredient in the product (and its
metabolites and degradates) and the risk posed by potential exposures
to these substances that would result from the proposed uses of the
product. The Agency also considers the possible benefits from the
proposed uses of the pesticide. The Agency makes its registration
decisions on a pesticide chemical and then applies this decision to a
pesticide product.
Under this option, the Agency would conduct a risk assessment on
each individual product. Such an assessment would not be a complete
assessment of the exposure to the active ingredient(s) in the product
because it does not consider exposures from other products that contain
the same active ingredient(s). Accordingly, this approach might not be
scientifically sound and might not meet FIFRA requirements.
2. Review of pesticide ingredients. The Agency currently makes
decisions on ingredients and applies them to products. Comments on the
ANPRM agreed that the unit of review should be a pesticide ingredient.
Congress intended that EPA review a pesticide's registration in light
of advances in science (i.e., data and other information relating to
hazard, exposure, and risk). Because ``science'' is generally developed
on a generic basis, the Agency believes conducting registration review
on ingredients would be consistent with Congressional intent. However,
a product that contains multiple active ingredients could belong in two
or more cases and could undergo registration review more than once in a
15-year cycle. The Agency believes that the statute does not preclude
the Agency from reviewing a pesticide product more than once in a 15-
year cycle.
3. Review of chemical cases that include one or more structurally
similar pesticide ingredients and the products that contain these
ingredients. Under FIFRA section 4, the Agency established
reregistration cases that contain either a single active ingredient or
two or more structurally related active ingredients. In the
reregistration program, the Agency uses data on one member of the case
to support other members of the case. Significant resource savings are
achieved when chemically related pesticide ingredients are grouped in
the same chemical case and are reviewed together. Decisions made on the
active ingredients would apply to products in the case. The Agency
finds that because FIFRA section 3(g) does not stipulate the unit of
review, the Agency may continue its current practice of forming cases
consisting of one or more active ingredients and the products that
contain these ingredients. The Agency believes that this unit of review
is consistent with Congressional intent that a pesticide be reviewed in
light of advances in science, which are developed generically. As
stated in Unit III.A., a product that contains multiple active
ingredients could belong in two or more cases and could undergo
registration review more than once in a 15-year cycle.
B. How to Account for Inert Ingredients in Registration Review?
When the Agency evaluates an application to register a pesticide
product, it examines the product's composition and product-specific
toxicity data as part of its consideration of the potential risks posed
by the product. Accordingly, the Agency believes that a review of a
pesticide's registration must include a consideration of the inert
ingredients as well as the active ingredients in the product.
Options for managing the review of inert ingredients include:
1. Option 1--Establish registration review cases for inert
ingredients. Such cases would be composed of one or more inert
ingredients and the products that contain the ingredient(s). The Agency
would conduct either a comprehensive review of each inert ingredient,
as is being done for active ingredients in reregistration or tailor the
scope and depth of the review, as is being proposed for the
registration review of active ingredients.
2. Option 2--Review individual inert ingredients in a process that
is separate from registration review. During registration review,
examine product composition to assure that any inert ingredient used in
the product has been cleared for use in pesticides, and, if the
pesticide is used on foods, to assure that a tolerance or tolerance
exemption for the chemical has been established and reassessed.
The Agency may establish a program for periodically reevaluating
inert clearances, tolerances, or tolerance exemptions. If the Agency
does so, it would be able to use this new information in the
registration review program. During a pesticide's registration review,
the Agency would review the composition of a product and then check to
see whether there are issues of concern associated with any of the
inert ingredients in the product.
3. Option 3--Focus on product hazards rather than reviewing
individual inert ingredients. After making findings on the active
ingredients, base an assessment of the safety of end-use products upon
a review of the product's acute toxicity data without separately
considering each inert ingredient in the product.
The Agency proposes to adopt option 2. It would not establish
registration review cases for inert ingredients as would be done under
option 1. Safety of inert ingredients will continue to be evaluated in
a separate process. During registration review, the Agency will check
to see whether there are any issues concerning the inert ingredients in
a product that is undergoing registration review. This approach would
produce product assessments that reflect current knowledge about the
ingredients in the product. Additionally, the PPDC registration review
workgroup endorsed this approach.
The Agency believes that option 1, conducting a registration review
of inert
[[Page 40259]]
ingredient registration review cases, could support the Agency's goals
regarding sound science. However, the Agency believes that this
approach would not be practical and may not be appropriate. For
example, the procedures proposed for establishing registration review
cases, such as the proposed criteria for establishing the baseline date
for a registration review case, would not work well for inert
ingredients because it is often difficult to determine when registrants
began to use an inert ingredient in registered products. Other proposed
procedures, such as public identification of the products that belong
in a registration review case, would not be appropriate for a
registration review case composed of inert ingredients. Registrants
consider the identity of the inert ingredients in their products to be
trade secret, so the Agency must not disclose the products that belong
in an inert ingredient registration review case. Thus, the Agency finds
that it may not be practicable to establish a chemical case for an
inert ingredient when it is not possible, for trade secret reasons, to
identify products belonging to the case. The PPDC identified additional
issues with this approach. It believes that because inert ingredients
are ``cleared'' for use in pesticides and not registered, they are not
subject to registration review. Accordingly, they believe it would be
inappropriate to establish registration review cases for inert
ingredients.
The Agency believes that option 3, basing a product's registration
review on acute toxicity data rather than on a review of individual
inert ingredients, might not meet Agency goals relating to efficient
use of resources and sound science. Review of product-specific acute
data is unlikely to provide insight into potential hazards posed by
chronic or repeated exposure to the inert ingredients in a pesticide
product. Because such a review may not provide new understanding of the
potential hazards posed by a product, the review would not be an
appropriate use of Agency resources.
C. Approaches for Scheduling Registration Review Cases for Review
The Agency believes that an optimal scheduling approach would
enable the Agency to meet the following goals:
Achieve a 15-year review cycle with a predictable and
reliable registration review schedule (emphasized in ANPRM comments).
Set schedules for review that promote protection of human
health and the environment.
Promote efficient use of resources to develop and
implement the schedule and provide flexibility for managing the
registration review caseload.
Be perceived as fair and objective. For example, avoid
stigmatizing a pesticide by alleging that concern for the pesticide's
potential risk warrants scheduling its registration review early in the
registration review cycle (emphasized in ANPRM comments).
The Agency has evaluated three basic approaches to scheduling
registration reviews:
(1) Chronological. Commenters on the ANPRM and PPDC Registration
Review Workgroup recommended scheduling registration review based on
the date of the last comprehensive review.
(2) Risk-based ``worst first.'' Under the Agency's ``initial
concept'' published in the 2000 ANPRM, registration reviews would be
scheduled on the basis of known or suspected risk.
(3) Random. Use randomizing procedures to develop a schedule for
registration review.
Under the proposed procedures, any of these approaches could be
modified to address the need to revise a pesticide's registration
review schedule to balance workload (both EPA's and industry's), group
related cases together, or to achieve process efficiencies, among other
things.
Because FIFRA does not prescribe any approach to scheduling
registration review, all of the scheduling approaches would be
consistent with FIFRA section 3(g), as long as they are implemented in
a way that strives to attain the 15-year review goal. For the reasons
given in this unit, the Agency proposes to base its schedule on option
1. This is reflected in proposed Sec. 155.44 of the regulatory text.
1. Chronological, based on date of registration or reregistration.
This approach has the advantage that after initial effort to ascertain
registration or reregistration dates, this schedule could be
constructed and maintained with minimal resources. Because the criteria
for scheduling are objective, a chronological listing of pesticides
would not stigmatize any pesticide. The Agency would be in a better
position to achieve the 15-year review of each pesticide's registration
with this scheduling scheme than with a risk-based scheduling scheme
because, in any given year, this approach is likely to produce a mix of
heavy and light registration review cases.
The date of a pesticide's registration or reregistration may be a
general indicator of potential risk in that older pesticides could
potentially have data gaps, outdated risk assessments, and unrecognized
risks. Previously unrecognized risks from older pesticides could be
identified earlier in a registration review program using this
scheduling scheme than one which uses a scheduling scheme based
exclusively on risk potential. The Agency's feasibility study described
in Unit VIII. showed that older pesticides often lacked assessments
that have become routine in the last 8 years or so, such as ecological,
occupational, and residential risk assessments. Accordingly, the Agency
believes that the date of the last comprehensive review is a reasonable
indicator for potential risk.
As discussed in Unit VI.A., the Agency will have performed a
comprehensive review on all pesticides that will undergo registration
review and will have determined that all pesticides meet, at a minimum,