Use of Certain Portable Oxygen Concentrator Devices Onboard Aircraft, 40156-40164 [05-13664]
Download as PDF
40156
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 11 and 121
[Docket No.: FAA–2004–18596; SFAR No.
106]
RIN 2120–AI30
Use of Certain Portable Oxygen
Concentrator Devices Onboard Aircraft
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
SUMMARY: This Special Federal Aviation
Regulation (SFAR) will permit
passengers to use certain portable
oxygen concentrator (POC) devices on
aircraft, provided certain conditions in
this SFAR are satisfied. The SFAR
includes a POC preparation requirement
for carry-on baggage transport, and a
battery-packaging standard necessary for
the safe carriage of extra POC batteries
in carry-on baggage. This rulemaking
action is necessary to address the
travelling needs of people on oxygen
therapy.
This SFAR becomes effective
August 11, 2005.
FOR FURTHER INFORMATION CONTACT:
David L. Catey, Air Transportation
Division, AFS–200, Federal Aviation
Administration, 800 Independence
Avenue SW., Washington, DC 20591;
telephone (202) 267–3732.
SUPPLEMENTARY INFORMATION:
DATES:
Availability of Rulemaking Documents
You can get an electronic copy using
the Internet by:
(1) Searching the Department of
Transportation’s electronic Docket
Management System (DMS) web page
(https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking’s
web page at https://www.faa.gov/avr/
arm/index.cfm; or
(3) Accessing the Government
Printing Office’s web page at https://
www.access.gpo.gov/su_docs/aces/
aces140.html.
You can also get a copy by submitting
a request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the amendment number or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://dms.dot.gov.
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact its local FAA official, or the
person listed under FOR FURTHER
INFORMATION CONTACT. You can find out
more about SBREFA on the Internet at
https://www.faa.gov/avr/arm/sbrefa.cfm.
Authority for This Rulemaking
The FAA is authorized to issue this
pursuant to 49 U.S.C. 44701. Under that
section, the FAA is authorized to
establish regulations and minimum
standards for ‘‘other practices methods
and procedure the Administrator finds
necessary for air commerce and national
security.’’
Background
This final rule responds to comments
received on notice of proposed
rulemaking (NPRM) titled ‘‘Use of
Portable Oxygen Concentrator Devices
Onboard Aircraft,’’ (69 FR 42324; July
14, 2004). The NPRM proposed a
Special Federal Aviation Regulation
(SFAR) to allow passengers to operate
certain portable oxygen concentrator
(POC) devices on aircraft if certain
conditions detailed in the proposal were
met.
As stated in the NPRM, the FAA
recognizes that there is a critical need to
improve service for passengers who
have a medical need to travel with
medical oxygen. Passengers requiring
medical oxygen during air travel have
faced significant difficulties obtaining
adequate air service. Many carriers do
not provide medical oxygen during air
travel. Those carriers that provide the
service often charge for the service—
sometimes at a cost that equals the price
of a ticket. Additionally, it can be
difficult to coordinate service between
the carrier and a supplier of medical
oxygen to ensure passenger coverage
both at the terminal and on the aircraft.
Sometimes, the passenger must spend at
least part of the time travelling without
medical oxygen due to service problems
with the oxygen provider.
Compressed oxygen is regulated as a
Hazardous Material by the Pipeline and
PO 00000
Frm 00002
Fmt 4701
Sfmt 4700
Hazardous Materials Safety
Administration (PHMSA), formerly the
Research and Special Programs
Administration (RSPA), under title 49
CFR 172.101. The FAA also regulates
oxygen furnished by aircraft operators to
passengers who have a medical need for
oxygen on board the aircraft. Oxygen is
highly regulated because, as an oxidizer,
it can enhance an existing fire, and it
can support combustion of certain
flammable materials, whether or not an
ignition source is present. The FAA’s
medical oxygen regulations, 14 CFR
121.574, 125.219, and 135.91, currently
allow aircraft operators to furnish
equipment for the storage, generation, or
dispensing of oxygen to passengers
provided all of the following conditions
are met:
The equipment is:
1. Furnished by the certificate holder;
2. Of an approved type or is in
conformity with the manufacturing,
packaging, marking, labelling and
maintenance requirements of 49 CFR
parts 171, 172 and 173 except
173.24(a)(1);
3. Maintained by the aircraft operator
in accordance with an approved
maintenance program;
4. Free of flammable contaminants on
all exterior surfaces;
5. Capable of providing a minimum
mass flow of oxygen to the user of four
liters per minute (this provision is not
contained in either part 125 or 135
regulations);
6. Constructed so that all valves,
fittings and gauges are protected from
damage; and
7. Appropriately secured.
Recently new medical oxygen
technologies have been approved by the
Food and Drug Administration that
reduce the risks typically associated
with compressed oxygen. Two
companies—AirSep Corporation and
Inogen, Inc.—have developed small
POCs that work by filtering out nitrogen
from the air and providing the user with
oxygen at a concentration of about 90%.
The POCs operate using either
rechargeable batteries or, if approved by
the FAA, aircraft electrical power.
In addition, PHMSA, formerly RSPA,
has determined that the POCs are not
hazardous materials. Thus they do not
require the same level of special
handling as compressed oxygen, and are
safe for use onboard aircraft provided
certain conditions for their use are met.
Summary
This SFAR establishes requirements
applicable to passenger-supplied POCs
used on aircraft. With the adoption of
this rule, passengers will be able to
choose between two different kinds of
E:\FR\FM\12JYR2.SGM
12JYR2
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
portable oxygen concentrator (POC)
devices to operate onboard an aircraft
during travel. The NPRM published in
July 2004 explained the proposal and
this final rule adopts much of that
original proposal, with some
modifications, including:
1. Some proposed requirements that
would have been placed on air carriers
are now the responsibility of the POC
user;
2. The Inogen One POC, mentioned
only as being studied in the NPRM, is
included as an eligible portable
electronic device in the SFAR in
response to comments;
3. We will allow passengers using a
POC to walk around the cabin while
carrying the device. However, when a
passenger has a medical need to use a
POC during movement on the surface,
takeoff, and landing, the person using
the POC must be seated in seat location
so as not to restrict other passenger’s
access to, or use of, any required
emergency, or regular exit. Additionally,
the POC user must be seated in a
location so as not to restrict access to
the aisle(s) of the passenger
compartment. Passengers who do not
have a medical need to use a POC
during movement on the surface, takeoff
and landing, and are not seated in
accordance with the preceding
requirements, must properly stow the
POC so it does not block access to the
aisleway (e.g., under the passenger seat
in front of the user). In either case, POCs
and the extra batteries needed to power
them must be properly stowed in
accordance with the applicable carry-on
baggage requirements of 14 CFR 91.523,
91.525, 121.285, 121.589, 125.183, and
135.87.
4. Several extra batteries may be
required to power the POCs for some
flights and we are including a batterypackaging standard for POC batteries
included in carry-on baggage. (Section
3(b)(6) of the SFAR)
We don’t feel that any of these
modifications go outside the scope of
the original NPRM since we specifically
cited the Inogen One POC and sought
comment on who should be responsible
for certain aspects of the rule. All
comments are addressed below.
The SFAR is an enabling rule, which
means that no aircraft operator is
required to allow passengers to operate
these devices onboard, but they may
allow them to be operated onboard. If an
aircraft operator chooses to allow a
passenger to operate these devices
onboard the aircraft operator’s aircraft
the conditions in the SFAR must be met.
Presently, there are only two
acceptable POCs on the market (Inogen
and Airsep) and we cannot predict how
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
future products may be developed and
work. Accordingly, while we are
committed to developing a performancebased standard for all future POC
devices, we do not want to prematurely
develop standards that have the effect of
stifling new technology of which we are
unaware. It is only under exceptionally
rare circumstances that the FAA would
permit a specific product to be used in
a regulation. However, we believe such
an approach is appropriate in this case
until such time that a performancebased standard can be developed
because the rule accommodates
individuals who would otherwise be
unable to fly. This approach is
consistent with the Department of
Transportation’s desire to reduce travel
barriers to persons with disabilities.
Reference Material
After reviewing the, ‘‘United Kingdom
Civil Aviation Authority study titled
‘‘Dealing With In-Flight Lithium Battery
Fires in Portable Electronic Devices’’,
and recent incident data detailing
battery abuse and short circuit problems
associated with the carriage of batteries,
it became clear that we must provide a
means for reducing the hazard of
personal injury and fire from loose POC
batteries included as carry on items in
passengers’ carry-on baggage. Although
most battery pack manufacturers
employ various protective devices to
prevent abuse such as thermal or
pressure disconnects and shutdown
separators to prevent battery
overheating and fires, abuse conditions
such as physical damage to the cell(s) or
external short circuits do occur. Abuse
of the battery can cause those safeguards
to become ineffective unless other
protective measures, such as battery
outer protective packaging, are used.
(See the discussion under the subtopic
heading ‘‘Safety of Carrying Multiple
Batteries’’ under the main topic heading
‘‘Discussion of Comments’’ below).
Related Activity
The FAA’s Office of Security and
Hazardous Materials is coordinating
with the Office of Hazardous Materials
Safety in the DOT’s Pipeline and
Hazardous Materials Safety
Administration (PHMSA) to examine
battery safety. More specifically,
PHMSA is considering a rulemaking
that is aimed at preventing short circuit,
sparking, and heat from all batteries and
battery-powered devices in
transportation. No formal or official
rulemaking has begun at the time this
SFAR is being published.
PO 00000
Frm 00003
Fmt 4701
Sfmt 4700
40157
Discussion of Comments
The NPRM leading to this final rule
was published in the Federal Register
on July 14, 2004. We set a 30-day
comment period ending on August 13,
2004. The Air Transport Association
(ATA) requested that we extend the
comment period for an additional 60
days to allow more time to examine the
proposal and submit appropriate
comment. After reviewing the ATA’s
request, we determined that they
misunderstood the proposal and that
such a significant extension would
unnecessarily delay the final decision
on this rule. We extended the comment
period an additional 15 days to allow
additional time to review and analyse
the proposal.
The new comment period closed on
August 30, 2004. As of September 8,
2004, we had received about 2,270
comments. All comments submitted
after the comment period closing date
were considered in this final rule.
Support for this proposed SFAR was
overwhelming. Of the 2,270 comments,
2,267 favored at least the spirit of our
proposal. Commenters had many
substantive and helpful comments that
suggested changes to our original
proposal. Many of the comments were
used to draft our Final Rule, a product
that benefits greatly from the thought
and detail put into the comments.
A large majority of the comments in
favor of our proposal were form letters
organized by a number of interest
groups supporting the SFAR. We also
received approximately 40 letters with
extensive substantive comments,
including questions, comments,
suggestions, and ideas. We are
responding to both the suggestions
found in the form letters, as well as the
ideas and suggestions found in the 40
letters with extensive substantive
comments.
We asked for comments on the
following questions in the NPRM:
1. Should the aircraft operator be
required to inform the user about the
availability of electrical outlets suitable
for the Airsep portable oxygen
concentrator?
2. Should the user be required to carry
batteries for the duration of the flight
including reasonable delays if there are
electrical outlets available on the flight?
3. Are the meanings of the terms
‘‘anticipated delay’’ and ‘‘reasonable
delay’’ sufficiently clear?
Question 1. Use of Electrical Power
Potential travellers commented in
support of the aircraft operator
informing the travelling public of the
availability of electrical outlets on board
E:\FR\FM\12JYR2.SGM
12JYR2
40158
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
aircraft. Potential travellers requiring
oxygen therapy stated that other
passengers routinely plug a laptop
computer or other entertainment device
into the aircraft’s power supply, so a
POC user should be given the same
opportunity. Some commenters feel that
a POC user should be given priority over
all users of other types of portable
electronic equipment.
In contrast, industry and air carrier
comments (including American Trans
Air and the Air Transport Association)
strongly objected to informing
passengers of the availability of
electrical outlets to power a POC. These
commenters stated that electrical outlets
are not widely available on the aircraft
and that a carrier cannot guarantee
access to an outlet because outlets may
not be available for a particular seat
assignment or, aircraft without outlets
may be substituted unexpectedly for
aircraft with outlets. Additionally, these
commenters noted that some electrical
outlets are designed to shut off
automatically if the aircraft experiences
electrical overload conditions. Any of
these scenarios would create a problem
for a POC user that had planned on
using the aircraft’s electrical supply and
had not brought an appropriate number
of batteries. American Trans Air was
concerned with passengers being
allowed to plug anything into the ship’s
power because it could open a
‘‘Pandora’s Box.’’
FAA Response: The FAA agrees that
if aircraft operators obtain FAA
authorization, access to the electrical
power supply of the aircraft can be
made available for a POC user, but it is
not requiring the operator to inform the
passenger about the availability of
electrical outlets. There are too many
variables that may change before the
flight that could affect the availability of
electrical outlets. If carriers wish to
provide such information to potential
POC users it is their choice to do so. The
FAA does not have the authority under
the Air Carrier Access Act to require
such an action.
If, for example, an operator of a
transport category airplane provides a
passenger access to aircraft electrical
power for use with a POC, the operator
must ensure that the installation and
cabling, up to the point where the
passenger plugs in the POC, meets the
airworthiness standards of 14 CFR
25.1301, 25.1309, 25.1353, and 25.1357.
These sections ensure that the wiring
and circuit protection are sufficient for
the intended use. The sections also
ensure that the POC will not negatively
affect aircraft power.
In regard to the issue about giving
POC users priority to use any available
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
electrical outlets over people who are
not using POCs, the Department of
Transportation (DOT), under the Air
Carrier Access Act, would have to assess
whether the law requires a POC user to
have such priority access.
Question 2 and 3. Number of Batteries
in Carry-on To Address Anticipated or
Reasonable Delay
In the NPRM we asked whether the
user should be required to carry
batteries for the duration of the flight,
including enough to cover reasonable
delays if there are electrical outlets
available on the flight. We also asked
whether the terms ‘‘anticipated delay’’
and ‘‘reasonable delay’’ were
sufficiently clear to a user to enable
them to make the decision as to how
many batteries would be needed.
Most commenters felt that those terms
were not sufficient to determine the
number of batteries that would be
necessary in the event of any type of
delay. Some suggested we simply
require enough batteries to cover 150%
of the flight time. Airbus commented
that the user should be responsible for
carrying the appropriate number of
batteries to cover for delays, even if
there are electrical outlets available on
the aircraft. Airbus specifically notes
that the outlets can only serve as backup
for the devices under certain conditions
because they will not always be
available, and can be limited in power
rating (typically around 75 Watts).
FAA Response: The FAA does not
believe that simply adding 150% to the
scheduled flight time is adequate to
cover the number of batteries that may
be needed by an oxygen dependent
passenger. Flight time in the Official
Airline Guides, for example, only
accounts for the usual time between
aircraft pushback at the departure
airport gate and the aircraft’s arrival at
the gate at the destination airport. It
does not account for delays that occur
after passengers are boarded at the
departure gate; after pushback from the
departure gate but before takeoff; during
in-flight holding at the arrival airport
awaiting landing clearance; as a result of
flight to a diversion airport due to either
adverse weather conditions at the
planned destination airport or an
aircraft emergency; and after landing at
the planned destination airport.
Scheduled travel time then would not
appear, in our eyes, to account for all
contingencies during travel. For
example, time spent on the ground prior
to departure and while awaiting arrival
at a gate can easily exceed an hour.
Weather delays commonly exceed an
hour if the weather conditions at the
departure or planned destination
PO 00000
Frm 00004
Fmt 4701
Sfmt 4700
airports cause air traffic instrument
flight rules aircraft separation criteria to
be increased at peak airport departure
and arrival times. Under the 150% flight
time increase comment, a 2 hour flight
would only require enough batteries to
power the POC for 3 hours. Under that
scenario, a weather delay of an hour
coupled with normal ground time,
could easily drain the battery power
before the trip was completed.
The passenger’s physician can help
the passenger determine how much
oxygen the patient may need on a flight.
The physician, in the physician
statement, can note whether the
passenger needs oxygen for the entire
air travel time, including ground and inflight delays, or only portions of those
times. It is then up to the user to carry
the number of extra batteries necessary
to cover the possible contingencies.
Generic Standard or Manufacturer
Specific
Many commenters, including Inogen,
Inc., the Paralyzed Veterans of America,
National Home Oxygen Patients
Association, and the American Thoracic
Society, requested that we not limit
POCs by specific brand or manufacturer.
These commenters wanted a generic
standard that would apply to different
types of devices. Over 150 commenters,
however, asked that if we did limit the
POC by manufacturer we include the
Inogen One POC in the SFAR. Overall,
there was broad support for writing a
rule that would provide standards for a
manufacturer to meet in order to have
an acceptable model of POC.
FAA Response: As noted in the
NPRM, the FAA was reviewing the
Inogen One POC and accompanying
material at the time of the NPRM’s
publication. The FAA’s review and
evaluation had to be completed prior to
determining whether the Inogen One
POC would be eligible to be operated as
a POC, as well as a portable electronic
device for use onboard aircraft. Since
the issuance of the NPRM, we have
completed our review of the Inogen POC
and we agree with commenters that the
Inogen One device is functionally
similar to the AirSep POC and should
be included in the Final Rule. The FAA
has determined that this device may be
operated onboard aircraft, subject to
certain conditions in the regulation, and
the SFAR will include this device along
with the Airsep Lifestyle POC.
We agree that future rulemaking
should include generic standards that
future POC’s would be required to meet.
Since this future rulemaking will
require time to develop the standards,
the FAA will proceed, in the interim,
with this SFAR. This SFAR is the
E:\FR\FM\12JYR2.SGM
12JYR2
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
quickest way to enable the use of these
two devices by passengers who have a
medical need to continue to receive
oxygen therapy during their air travel.
The FAA will create a generic standard
for all POCs that will be the basis for a
follow-on rulemaking that will amend
14 CFR permanently. This SFAR is
intended to be the first step in allowing
passenger-furnished POC devices to be
used on aircraft.
Role of FAA and RSPA (Now PHMSA)
in Determining a Material ‘‘Hazardous’’
Several commenters asked
specifically about a statement we
included in the NPRM that pertained to
the review and approval process for
devices that may be considered nonhazardous by RSPA (now PHMSA) and
whether or not the FAA can overrule
PHMSA on such a determination.
FAA Response: The two steps in the
process, while related, are not
exclusively connected to one another. A
PHMSA determination that a medical
oxygen device is not regulated as a
hazardous material does not
automatically qualify such a device as
safe for use in air commerce. The FAA
also must review and evaluate the
device to determine if there are any
additional safety concerns pertaining to
the use of the product on board an
aircraft. A ruling by the FAA that such
a device cannot be carried on board an
aircraft, however, does not mean that
the device is a hazardous material under
PHMSA’s regulations in Title 49.
Requiring Airlines To Permit the Use of
POCs
Another commenter requested that we
‘‘require’’ aircraft operators to allow
passengers needing oxygen therapy to
carry on and operate the POCs onboard
aircraft. The NPRM only stated that
operators may choose to allow
passengers on oxygen therapy to carry
on and operate the devices onboard
their aircraft.
FAA Response: The FAA does not
have the statutory authority under the
Air Carrier Access Act to require air
carriers to allow these devices to be
carried or operated onboard their
aircraft. That authority is granted only
to the Department of Transportation
(DOT). It is DOT’s decision whether or
not to designate these devices as
assistive devices, and to require air
carriers to allow the transport of these
devices and, in conjunction with the
FAA, require air carriers to allow
passenger operation of these devices
onboard aircraft. This SFAR will open
the door for air carriers to take
advantage of the new market available
through passenger use of these devices.
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
Use of POCs During Takeoff and
Landing and Passenger Movement in
Flight
Commenters wanted to make sure that
our rule allowed passengers using a
POC to operate the device for the
entirety of the flight if necessary. Many
oxygen users’ physicians may stipulate
that there is a medical need for their
patients to use a POC during the entire
flight, including movement on the
surface, takeoff, and landing. Movement
on the surface, takeoff, and landing are
times when the current regulations
require that, among other things,
medical oxygen equipment be properly
stowed, and each person using the
equipment to be seated at a seat location
that does not restrict passenger access
to, or use of, any required exit
(emergency or regular), or the aisle(s) in
the passenger compartment.
FAA Response: This final rule will
allow passengers to use a POC during
the flight, including movement on the
surface, takeoff, and landing.
Additionally, once passengers are
allowed to move about the cabin of the
aircraft, they will be allowed to carry a
POC along with them. This allowance is
specifically cited in the new Section
3(a)(6) in the regulatory text of this final
rule.
A new section was also included in
the regulatory text that requires the
physician statement to include
information on the extent to which the
user must use the portable oxygen
concentrator (e.g., During takeoff and
landing only, during the whole flight,
only when needed, etc.)
Safety of Carrying Multiple Batteries
One commenter raised concerns about
the safety of carrying multiple extra
batteries in carry-on baggage to be used
to power the POC.
FAA response: This commenter’s
concerns are shared by the FAA. We are
adopting the requirement that
passengers whose physician statement
stipulates a medical need for extensive
oxygen use must carry enough extra
batteries to power the POC for the
duration of time the passenger may be
on board the aircraft.
Comments received in response to the
NPRM stated that the battery life for the
AirSep Lifestyle POC is approximately
50 minutes, while the Inogen One has
a battery life of approximately 2 to 3
hours. Since the battery life for these
devices is so short, it is likely that
passengers using these devices may
have to carry many extra batteries
onboard the aircraft in order to comply
with their physician’s oxygen
prescription. The number of extra
PO 00000
Frm 00005
Fmt 4701
Sfmt 4700
40159
batteries must be able to power the POC
in the event the aircraft operator does
not permit these devices to be powered
by the aircraft electrical system, or the
aircraft electrical system is inoperative
or otherwise unusable.
Therefore, the FAA is including a new
section in the SFAR. Section 3(b)(6)
requires the user to ensure that all POC
batteries carried onboard aircraft as
carry-on baggage are protected from
short-circuit problems, and are
packaged in a manner that protects them
from physical damage. Protection from
short-circuit problems may be provided
by batteries designed with recessed
battery terminals or by packaging that
keeps the battery terminals from
contacting metal objects (including the
battery terminals of other batteries).
When a battery-powered oxygen
concentrator is carried onboard aircraft
as carry-on baggage and is not intended
to be used during flight, the battery
must be removed and packaged
separately, unless the concentrator
contains at least two effective protective
features to prevent accidental operation
and battery overheating during
transport.
The passenger will be responsible for
ensuring that all extra batteries carried
in carry-on baggage are properly
packaged, but we do not envision
passengers packaging the batteries
themselves.
A POC manufacturer may not be able
to develop a product to meet the
packaging standard in this SFAR by the
time the rule becomes effective (30 days
after publication). However, the battery
packaging standard contained in the
regulatory language of this SFAR must
be met before the extra batteries will be
allowed as carry-on baggage onboard the
aircraft. Companies with experience
meeting shipping standards will likely
be able to assist a passenger to meet this
standard.
We believe passengers can also
arrange for the following entities to
package extra POC batteries to meet the
standard:
—Homecare providers;
—Airlines;
—Other entities specializing in small
package shipments.
As for the POC itself, we anticipate
the homecare provider would be able to
prepare the device for transport.
There is a history of battery problems
with other portable electronic devices
when a battery is being charged during
flight. We currently do not have data to
establish a limit on the recharging of
POC batteries during flight. Therefore, if
the aircraft electrical system is available
to recharge a POC battery, it is currently
permissible to do so under this SFAR.
E:\FR\FM\12JYR2.SGM
12JYR2
40160
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
In the future, the FAA may consider
developing a technical standard order
(TSO) to reduce the risk of overcharging
for certain types of rechargeable
batteries in portable electronic devices
that are carried in the aircraft passenger
compartment.
Battery Backup for the POC in the
Event of Failure
Some comments we received asked
what sort of contingency or emergency
precautions would be taken if a POC
were to fail during the flight, or if
battery power ran out during the flight.
The American Association for
Respiratory Care suggested that, if a
POC malfunctions, the flight crew
should provide the user access to
supplemental oxygen from the
emergency oxygen source. The National
Home Oxygen Patients Association also
supports the idea of consulting with the
patient if a POC fails, and relying on the
emergency medical oxygen that would
be available if an airline-provided
oxygen system were to fail. Access to
the aircraft’s emergency oxygen would
eliminate the need to divert the flight in
many instances.
FAA Response: We agree that the
appropriate action, in case of aircraft
electrical power or battery failure,
would be to refer to the passenger’s
physician statement and consult with
the passenger using the POC. The
crewmember should determine, through
the statement and discussion, the
person’s medical need for oxygen use
and provide access to the aircraft’s first
aid oxygen equipment if necessary.
However, it should be noted that only
aircraft required to be operated under 14
CFR part 121 are required to be
equipped with first aid oxygen
equipment. We do not feel it is
necessary to include this particular
detail in this SFAR, but strongly
encourage the aircraft operator to make
the availability of first aid oxygen
equipment clear to the passengers who
may have a medical need for it. We also
encourage passengers who have a
medical need for lengthy periods of
oxygen use to ensure that this
equipment is available before arranging
for a flight.
Application of RTCA/DO–160D, Section
21, Category M (Classified as a MedicalPortable Electronic Device)
We received comments with concern
to section 3(a)(1) of the proposed rule
that required the aircraft operator to
ensure that a POC does not interfere
with electrical, navigation, or
communication equipment on which
the device is being used. Several
commenters felt that this requirement
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
may mean that each aircraft operator
had to test each device for every model
of aircraft they are flying to see if it is
safe. For instance, as the joint comment
headed by the American Thoracic
Society noted, the requirement would
seem to mean that if U.S. Airways tested
the POC device on a Boeing 747 and
found that there was no interference,
Delta Airlines would still have to test
the same device on the same model of
aircraft for themselves. The Air
Transport Association echoed the
question, and sought some answers
about whether or not the FAA’s
Advisory Circular (AC) 91.21–1A would
be applicable to a POC. If the POC were
tested to the standard established for a
medical-portable oxygen device (M–
PED) contained in RTCA Document
DO–160D, would that be acceptable to
meet the requirement of section 3(a)(1)
of the SFAR?
FAA Response: A POC, whether it is
the Inogen One or the AirSep Lifestyle,
is considered a medical-portable
electronic device (M–PED), and thus is
eligible to meet the standards contained
in RTCA DO–160D. Both devices fall
under the scope of AC 91.21–1A, and
each manufacturer can test their device
to the standard called for in the AC. It
must be clear though that the
requirement found in section 3(a)(1)
remains applicable to the aircraft
operator. If a POC manufacturer tests the
device to meet the RTCA standard and
shows that it meets the standard, the
manufacturer may provide the positive
testing results to the aircraft operator on
the POC itself. The aircraft operator will
have to be able to show that the device
has been tested and meets the
applicable standard regardless of the
test method used.
If either the Inogen or AirSep POC
have been tested to meet the RTCA
standard found in AC 91.21–1A, and the
test results are provided to, and verified
by, the aircraft operator, no further
testing by the aircraft operator would be
required.
POC as Carry on Baggage
We received comments from several
interested parties, including the
American Association for Respiratory
Care, the American Thoracic Society,
the Pulmonary Hypertension
Association, and others that requested
we allow passengers to bring two carryon bags if they are using a POC on the
flight. Their recommendation would not
include the POC itself as one of those
carry-on items, only the regular carry-on
baggage common for most travellers,
and the extra batteries that will be
necessary for each flight.
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
FAA Response: The FAA does not
agree with the recommendations of the
commenters. Because aircraft operators’
aircraft passenger compartment
configurations have differing capability
to accommodate the safe stowage of
different sizes and amounts of carry-on
baggage, the FAA cannot simply
establish a requirement in its
regulations that, henceforth, aircraft
operators subject, for example to the
requirements of 14 CFR 121.589, must
allow POC users to bring into the
passenger compartment, two carry-on
bags and the extra POC batteries in
addition to their POC. The FAA’s
regulations pertaining to the carriage of
carry-on baggage in passenger
compartments of aircraft, 14 CFR
91.523, 91.525, 121.285, 121.589,
125.183, and 135.87, provide that no
aircraft operator may allow the carriage
of carry-on baggage on its aircraft unless
the applicable requirements prescribed
by those regulations are met.
The FAA plans to provide
information about the size and weight of
the POCs covered by this SFAR to
aircraft operators. This information may
cause certain operators to review their
carry-on baggage programs to determine
whether they may be able to
accommodate the carriage of the POCs.
Liquid Oxygen Devices Onboard
Aircraft
We received several comments,
mostly from individual commenters—
not from industry or interest groups,
asking why we couldn’t also allow
passengers to use the Helios liquid
oxygen device, or other devices using a
liquid oxygen supply.
FAA Response: Liquid oxygen is
classified as a hazardous material by the
Department of Transportation’s
hazardous materials regulations (49
CFR, parts 100–185). Paragraph
175.85(a) of 49 CFR prohibits passengers
from carrying hazardous materials in the
cabin of the aircraft. The Office of
Hazardous Materials Safety of the U.S.
DOT Pipeline and Hazardous Materials
Safety Administration (PHMSA) is the
responsible office for this regulation.
Those seeking change to or relief from
this regulation should address their
concerns to PHMSA. At this writing, we
are aware that the manufacturer of the
Helios portable liquid oxygen device is
seeking an exemption from PHMSA to
allow passengers to carry on the Helios
device on passenger-carrying aircraft. If
PHMSA issues an exemption to its
regulations, the manufacturer of the
Helios device still would need to
petition the FAA for an exemption to
the SFAR, or for an amendment to the
SFAR to permit the use of this liquid
E:\FR\FM\12JYR2.SGM
12JYR2
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
oxygen device on board aircraft.
Existing FAA regulations (e.g., Sections
121.574(a)(2); 125.219; 135.91) restrict
the use of liquid oxygen to those devices
furnished by the aircraft operator itself.
Pilot in Command Notification
We received a comment from the
National Home Oxygen Patients
Association that asked us to clarify the
section in the NPRM that required the
aircraft operator to ensure that the pilot
in command be apprised of a passenger
using a POC. This section, section
3(a)(10) in the NPRM, read, ‘‘The pilot
in command must be apprised when a
passenger is using a portable oxygen
concentrator.’’ The comment asked if
this meant that the pilot was to be
informed when a passenger brought a
POC onboard the aircraft and intended
to use it during the flight, or if the pilot
was to be informed specifically when a
POC is turned on and off. The comment
goes on further to question why it is
necessary to inform the pilot that the
device is onboard at all, and whether or
not the physician letter required by the
NPRM is an appropriate notification to
the aircraft operator.
FAA Response: The intent of this
section, now section 3(a)(5) in this final
rule, is to make sure that the pilot in
command is informed that a POC has
been brought on the aircraft and the
passenger’s physician statement states
that the passenger has a medical need
for oxygen for a substantial portion of
the duration of the flight. It is necessary
for the pilot in command to know this
information because of the possibility
the device will fail and the user may
have a medical emergency requiring
emergency action on the part of the
flight crew. Also, if a POC is using the
electrical power of the aircraft as its
main power source, the pilot will
benefit from the knowledge and be able
to announce and inform users if the use
of that power needs to be restricted
during the flight.
The physician’s statement is
appropriate to inform the aircraft
operator that a passenger is carrying a
POC onboard the aircraft with the intent
to use it. The requirement found in
section 3(a)(5) of this SFAR addresses
only what the aircraft operator must do
when allowing the POCs onboard for a
flight.
Ability To See and Hear a POC Alarm
and React
Some commenters, including the
National Home Oxygen Patients
Association, recommended that we
require the physician to determine
whether a user is able to see and/or hear
the alarm on a POC and respond
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
appropriately. Others asked, with
reference to this requirement in the
NPRM, how the aircraft operator could
appropriately ensure that a passenger
would be able to meet the requirement
to see and hear the alarms. Aircraft
operators opposed the requirement that
they be responsible for assessing the
ability of a passenger to see and hear an
alarm and react appropriately because
they felt their employees are not
qualified to make such an assessment.
FAA Response: In the NPRM, we
proposed that the aircraft operator be
responsible for ensuring that the
passenger using a POC onboard the
aircraft could see or hear the alarm if it
activated on the device, and be able to
respond to the alarm appropriately. We
agree with the industry comments that
said this requirement was too difficult
for the aircraft operator to implement.
We also agree with the commenters that
such an assessment is more
appropriately completed by the
prescribing physician. We also agree
with the National Home Oxygen
Patients Association, and others, that
this statement must be part of the
required information in the physician
statement in section 3(b)(3) of this
SFAR. In addition to the information
added to the physician statement in
section 3(b)(3), the proposed
requirement in section 3(a)(3) is adopted
with modification in section 3(b)(1) of
this SFAR.
Amend Proposal To Make Passenger
Responsible for Complying With
Certain Conditions
In the NPRM, we outlined specific
conditions that the aircraft operator
would be responsible for in order to
allow a passenger to carry on and
operate a POC onboard the aircraft. We
received several comments from air
carriers and groups representing air
carriers that objected to many of the
responsibilities placed on them under
section 3(a) in the NPRM. Specifically,
there was objection to each of the
following conditions under section 3(a)
beginning with (a) 2: Section 3.
Operating requirements—
(a) The AirSep Lifestyle Portable
Oxygen Concentrator unit may be used
by a passenger on board an aircraft
provided the operator ensures that the
following conditions are satisfied:
*
*
*
*
*
(2) The unit must be turned off if the
nasal cannula is not positioned for
oxygen delivery to the user;
(3) The user must be capable of seeing
the alarm indicator lights, hearing the
various warning alarms, and taking the
appropriate action should the unit fail
to detect the user’s breathing or a
PO 00000
Frm 00007
Fmt 4701
Sfmt 4700
40161
general malfunction occurs, or is
travelling with someone who is capable
of performing those functions for the
user;
*
*
*
*
*
(5) The air intake/gross particle filter
or the air outlet must not be blocked
during use;
*
*
*
*
*
(8) The portable oxygen concentrator
must be free from oil, grease, or other
petroleum products and be in good
condition free from damage or other
signs of excessive wear or abuse;
(9) The number of hours before
maintenance must be below 3,000 at the
end of the scheduled flight time for that
flight leg.
FAA Response: In response to
comments, we are amending the
requirements placed on the operator
and, instead, placing these requirements
on the passenger. As a result, we are
removing the requirements on aircraft
operators proposed in section 3(a)(2),
(3), (5), (8), and (9), and transferring
some of those conditions to the
passenger outlined in section (3)(b). See
the FAA’s response under the topic
heading ‘‘Ability to see and hear a POC
alarm and react’’ as discussed above.
We have expanded the section that
requires the passenger to carry a
physician statement to clarify what
needs to be included in the statement.
We would also like to make it clear that
a new physician statement will not be
necessary for each flight a passenger
takes. A single physician statement that
includes all of the information required
in section 3(b)(3) can be used for all
future flights.
Paperwork Reduction Act
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA submitted a copy of
the new information collection
requirements in this final rule to the
Office of Management and Budget for its
review. OMB approved the collection of
this information and assigned OMB
Control Number 2120–0702.
This final rule requires that if a
passenger carries a POC on board the
aircraft with the intent to use it during
the flight, he or she must inform the
pilot in command of that flight.
Additionally, the passenger who plans
to use the device must provide a written
statement signed by a licensed
physician that verifies the passenger’s
ability to operate the device, respond to
any alarms, the extent to which the
passenger must use the POC (all or a
portion of the flight), and prescribes the
maximum oxygen flow rate. Comments
with respect to these two requirements
E:\FR\FM\12JYR2.SGM
12JYR2
40162
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
in the rule were received and addressed
in the Discussion of Comments above.
We estimate that an average of 44,500
physician statements would be filed
annually. It is estimated to take 5
minutes, or 0.083 hours, to complete
each written statement. Hence, the
estimated annual hour burden for the
first year, and over the next ten years,
are estimated to be:
First Year: 0.083 hours × 400,000 =
33,200 hours.
Years 2–10: 0.083 hours × 5,000 = 415
hours.
Annual Hour Burden: .083 × 44,500 =
3,693.5 hours.
The average loaded hourly wage for a
physician is $65.32. Thus, the estimated
average annual cost of obtaining a
physician’s statement is estimated to be:
First Year: $65.32 × 33,200 =
$2,168,624.
Years 2–10: $65.32 × 415 = $27,108.
Annual Cost Burden: $65.32 × 3,693.5
= $241,259.
We estimate that in a typical year,
passengers affected by this final rule
would make about 1,690,000 flights per
year. On each flight either a flight
attendant or a gate agent would notify
the pilot in command that a POC would
be in use during flight. We estimate that
it will take five minutes for the flight
attendant or gate agent, to notify the
pilot in command, and one minute for
the pilot to record it.
Annual Time for Flight Attendant/
Gate Agent: .083 × 1,690,000 = 140,270
hours.
Annual Time for Pilot in Command:
.017 × 1,690,000 = 28,730 hours.
The average loaded hourly wage rate
for a Flight Attendant/Gate Agent is
estimated to be $23.97, and the average
loaded hourly wage rate for a pilot in
command is estimated to be $121.56.
Annual Cost for Flight Attendant/Gate
Agent: $23.97 × 140,270 = $3,362,272.
Annual Cost for Pilot in Command:
$121.56 × 28,730 = $3,492,419.
Cost Summary
In summary, this final rule is
estimated to have a total hour burden of
2,135,000 hours, and estimated total
costs of $70,959,901, which correlates to
an estimated annual burden of 213,500
hours, and an estimated annual cost of
$7,095,950.
SUMMARY OF PAPERWORK COSTS
Action
Total hours
Total costs
Annual hours
Annual cost
Obtaining Physician’s Statement .....................................................................
Notifying PIC ....................................................................................................
36,935
1,690,000
$2,412,594
68,546,907
3,693.5
169,000
$241,259
6,854,691
Totals ........................................................................................................
1,726,935
70,959,501
172,693.5
7,095,950
Please note that an agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
The OMB Control Number associated
with this collection is 2120–0702.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these regulations.
Economic Assessment, Regulatory
Flexibility Determination, Trade Impact
Assessment, and Unfunded Mandates
Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (19 U.S.C. 2531–2533)
prohibits agencies from setting
standards that create unnecessary
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act requires
agencies to consider international
standards and, where appropriate, to be
the basis of U.S. standards. Fourth, the
Unfunded Mandates Reform Act of 1995
(Pub. L. 104–4) requires agencies to
prepare a written assessment of the
costs, benefits, and other effects of
proposed or final rules that include a
Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually (adjusted for inflation).
In conducting these analyses, FAA
has determined this rule: (1) Has
benefits that justify its costs, is not a
‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866, and is not ‘‘significant’’ as
defined in DOT’s Regulatory Policies
and Procedures; (2) will not have a
significant economic impact on a
substantial number of small entities; (3)
will not affect international trade; and
does not impose an unfunded mandate
on state, local, or tribal governments, or
on the private sector. These analyses,
available in the docket, are summarized
below.
Costs and Benefits of the Rule
The rule is estimated to cost about
$79.9 million (or $58.1 million
discounted) over the next ten years. The
rule will also result in potential cost
PO 00000
Frm 00008
Fmt 4701
Sfmt 4700
savings because passengers will have an
option of using a POC onboard an
airplane other than renting oxygen from
the carrier.
Who Will Be Potentially Affected by the
Rule
The rule will affect people who use
POCs on airplanes.
Our Cost Assumptions
Covers the years 2006–2015.
All monetary values are expressed in
2004 dollars.
Discount rate—7%.
The packaging for batteries costs an
average of $10, and holds up to 3
batteries.
Users of the AirSep POC will
purchase three packages, and users of
the Inogen POC will purchase one
package.
Each effected passenger makes at least
one round trip flight, per year, with at
least one stop in each direction for a
total of four separate flights.
Final Regulatory Flexibility
Determination
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
E:\FR\FM\12JYR2.SGM
12JYR2
40163
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
the RFA requires agencies to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions. The RFA covers a wide-range of
small entities, including small
businesses, not-for-profit organizations
and small governmental jurisdictions.
Agencies must perform a review to
determine whether a proposed or final
rule will have a significant economic
impact on a substantial number of small
entities. If the determination is that it
will, the agency must prepare a
regulatory flexibility analysis as
described in the RFA.
However, if an agency determines that
a proposed or final rule is not expected
to have a significant economic impact
on a substantial number of small
entities, section 605(b) of the RFA
provides that the head of the agency
may so certify and a regulatory
flexibility analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
This rule does not affect small
businesses, since it does not require
small entities to allow passengers to use
POCs, rather it has a direct effect on
individuals. Accordingly, pursuant to
the Regulatory Flexibility Act, 5 U.S.C.
605(b), the Federal Aviation
Administration certifies that this final
rule will not have a significant impact
on a substantial number of small
entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979
prohibits Federal agencies from
establishing any standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Legitimate domestic objectives, such as
safety, are not considered unnecessary
obstacles. The statute also requires
consideration of international standards
and where appropriate, that they be the
basis for U.S. standards.
In accordance with the statute, the
FAA has assessed the potential affect of
this final rule and has determined that
it will have only a domestic impact and
therefore it will not affect on any tradesensitive activity.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
Unfunded Mandates Reform Act
Assessment
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
The Unfunded Mandates Reform Act
of 1995 (the Act) is intended, among
other things, to curb the practice of
imposing unfunded Federal mandates
on State, local, and tribal governments.
Title II of the Act requires each Federal
agency to prepare a written statement
assessing the effects of any Federal
mandate in a proposed or final agency
rule that may result in expenditure of
$100 million or more (adjusted annually
for inflation) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$120.7 million in lieu of $100 million.
This final rule does not contain such
a mandate. The requirements of Title II
do not apply.
Executive Order 13132, Federalism
List of Subjects
14 CFR Part 11
Administrative practice and
procedure, Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety, Charter flights, Safety,
Transportation, Air taxis.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends part 11 of Title 14, Code of
Federal Regulations, of Title 14, Code of
Federal Regulations, and adds SFAR No.
106 to Chapter II of Title 14, Code of
Federal Regulations, as follows:
I
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and therefore does
not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d and involves no
extraordinary circumstances.
PART 11—GENERAL RULEMAKING
PROCEDURES
1. The authority citation for part 11
continues to read as follows:
I
Authority: 49 U.S.C. 106(g), 40101, 40103,
40105, 40109, 40113, 44110, 44502, 44701–
44702, 44711, and 46102.
Subpart B—Paperwork Reduction Act
Control Numbers
2. Amend the table in § 11.201(b) by
revising the entry for part 121 to read as
follows:
I
§ 11.201 Office of Management and Budget
(OMB) control numbers assigned under the
Paperwork Reduction Act.
*
*
*
(b) * * *
*
*
14 CFR part or section identified and described
Current OMB Control No.
*
*
Part 121 ..............................................................
*
*
*
*
*
2120–0008, 2120–0028, 2120–0535, 2120–0571, 2120–0600, 2120–0606, 2120–0614, 2120–
0616, 2120–0631, 2120–0651, 2120–0653, 2120–0691, 2120–0702
*
VerDate jul<14>2003
*
15:38 Jul 11, 2005
Jkt 205001
*
PO 00000
Frm 00009
*
Fmt 4701
Sfmt 4700
*
E:\FR\FM\12JYR2.SGM
*
12JYR2
*
40164
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules and Regulations
where a person is using a portable
oxygen concentrator.
(3) During movement on the surface,
takeoff, and landing, the unit must:
(i) Either be stowed under the seat in
I 3. The authority citation for this SFAR
front of the user, or in another approved
shall read as follows:
stowage location, so that it does not
Authority: 49 U.S.C. 106(g), 1153, 40101,
block the aisle way or the entryway into
40102, 40103, 40113, 41721, 44105, 44106,
the row; or
44111, 44701–44717, 44722, 44901, 44903,
(ii) If it is to be operated by the user,
44904, 44906, 44912, 44914, 44936, 44938,
be used only at a seat location that does
46103, 46105.
not restrict any passenger’s access to, or
I 4. Special Federal Aviation Regulation
use of, any required emergency or
No. 106 is added to read as follows:
regular exit, or the aisle(s) in the
SPECIAL FEDERAL AVIATION
passenger compartment;
REGULATON NO. 106. RULES FOR USE
(4) No person using a portable oxygen
OF PORTABLE OXYGEN
concentrator is permitted to sit in an
CONCENTRATOR SYSTEMS ON
exit row;
BOARD AIRCRAFT.
(5) The pilot in command must be
Section 1. Applicability—This rule
apprised whenever a passenger brings
prescribes special operating rules for the and intends to use a portable oxygen
use of portable oxygen concentrator
concentrator on board the aircraft and
units on board civil aircraft. This rule
the pilot in command must be informed
applies to both the aircraft operator and about the contents of the physician’s
the passenger using the portable oxygen written statement (as required in
concentrator on board the aircraft.
Section 3(b)(3) of this SFAR), including
Section 2. Definitions—For the
the magnitude and nature of the
purposes of this SFAR the following
passenger’s oxygen needs.
definitions apply: Portable Oxygen
(6) Whenever the pilot in command
Concentrator: means the AirSep
turns off the ‘‘Fasten Seat Belt’’ sign, or
Lifestyle or Inogen One Portable Oxygen otherwise signifies that permission is
Concentrator medical device units as
granted to move about the passenger
long as those medical devices units: (1)
cabin, passengers operating their
Do not contain hazardous materials as
portable oxygen concentrator may
determined by the Pipeline and
continue to operate it while moving
Hazardous Materials Safety
about the cabin.
Administration; (2) are also regulated by
(b) The user of the portable oxygen
the Food and Drug Administration; (3)
concentrator must comply with the
provide oxygen therapy through pulse
following conditions to use the device
technology; and (4) assist a user of
on board the aircraft:
medical oxygen under a doctor’s care.
(1) The user must be capable of
These units perform by separating
hearing the unit’s alarms, seeing the
oxygen from nitrogen and other gases
alarm light indicators, and have the
contained in ambient air and dispensing cognitive ability to take the appropriate
it in concentrated form to the user.
action in response to the various caution
Section 3. Operating requirements—
and warning alarms and alarm light
(a) No person may use and no aircraft indicators, or be travelling with
operator may allow the use of any
someone who is capable of performing
portable oxygen concentrator device,
those functions;
except the AirSep LifeStyle Portable
(2) The user must ensure that the
Oxygen Concentrator and Inogen One
portable oxygen concentrator is free of
Portable Oxygen Concentrator units.
oil, grease or other petroleum products
These units may be carried on and used and is in good condition free from
by a passenger on board an aircraft
damage or other signs of excessive wear
provided the aircraft operator ensures
or abuse;
(3) The user must inform the aircraft
that the following conditions are
operator that he or she intends to use a
satisfied:
portable oxygen concentrator on board
(1) The device does not cause
the aircraft and must allow the crew of
interference with the electrical,
the aircraft to review the contents of the
navigation or communication
physician’s statement. The user must
equipment on the aircraft on which the
have a written statement, to be kept in
device is to be used;
that person’s possession, signed by a
(2) No smoking or open flame is
permitted within 10 feet of any seat row licensed physician that:
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
VerDate jul<14>2003
15:38 Jul 11, 2005
Jkt 205001
PO 00000
Frm 00010
Fmt 4701
Sfmt 4700
(i) States whether the user of the
device has the physical and cognitive
ability to see, hear, and understand the
device’s aural and visual cautions and
warnings and is able, without
assistance, to take the appropriate action
in response to those cautions and
warnings;
(ii) States whether or not oxygen use
is medically necessary for all or a
portion of the duration of the trip; and
(iii) Specifies the maximum oxygen
flow rate corresponding to the pressure
in the cabin of the aircraft under normal
operating conditions.
(4) Only lotions or salves that are
oxygen approved may be used by
persons using the portable oxygen
concentrator device;
(5) The user, whose physician
statement specifies the duration of
oxygen use, must obtain from the
aircraft operator, or by other means, the
duration of the planned flight. The user
must carry on the flight a sufficient
number of batteries to power the device
for the duration of the oxygen use
specified in the user’s physician
statement, including a conservative
estimate of any unanticipated delays;
and
(6) The user must ensure that all
portable oxygen concentrator batteries
carried onboard the aircraft in carry-on
baggage are protected from short circuit
and are packaged in a manner that
protects them from physical damage.
Batteries protected from short circuit
include: (1) Those designed with
recessed battery terminals; or (2) those
packaged so that the battery terminals
do not contact metal objects (including
the battery terminals of other batteries).
When a battery-powered oxygen
concentrator is carried onboard aircraft
as carry-on baggage and is not intended
to be used during the flight, the battery
must be removed and packaged
separately unless the concentrator
contains at least two effective protective
features to prevent accidental operation
during transport.
Section 4. Expiration Date—This
SFAR No. 106 will remain in effect until
further notice.
*
*
*
*
*
Issued in Washington, DC, on July 1, 2005.
Marion C. Blakey,
Administrator.
[FR Doc. 05–13664 Filed 7–11–05; 8:45 am]
BILLING CODE 4910–13–P
E:\FR\FM\12JYR2.SGM
12JYR2
Agencies
[Federal Register Volume 70, Number 132 (Tuesday, July 12, 2005)]
[Rules and Regulations]
[Pages 40156-40164]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-13664]
[[Page 40155]]
-----------------------------------------------------------------------
Part III
Department of Transportation
-----------------------------------------------------------------------
Federal Aviation Administration
-----------------------------------------------------------------------
14 CFR Parts 11 and 121
Use of Certain Portable Oxygen Concentrator Devices Onboard Aircraft;
Final Rule
Federal Register / Vol. 70, No. 132 / Tuesday, July 12, 2005 / Rules
and Regulations
[[Page 40156]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 11 and 121
[Docket No.: FAA-2004-18596; SFAR No. 106]
RIN 2120-AI30
Use of Certain Portable Oxygen Concentrator Devices Onboard
Aircraft
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This Special Federal Aviation Regulation (SFAR) will permit
passengers to use certain portable oxygen concentrator (POC) devices on
aircraft, provided certain conditions in this SFAR are satisfied. The
SFAR includes a POC preparation requirement for carry-on baggage
transport, and a battery-packaging standard necessary for the safe
carriage of extra POC batteries in carry-on baggage. This rulemaking
action is necessary to address the travelling needs of people on oxygen
therapy.
DATES: This SFAR becomes effective August 11, 2005.
FOR FURTHER INFORMATION CONTACT: David L. Catey, Air Transportation
Division, AFS-200, Federal Aviation Administration, 800 Independence
Avenue SW., Washington, DC 20591; telephone (202) 267-3732.
SUPPLEMENTARY INFORMATION:
Availability of Rulemaking Documents
You can get an electronic copy using the Internet by:
(1) Searching the Department of Transportation's electronic Docket
Management System (DMS) web page (https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking's web page at https://
www.faa.gov/avr/arm/index.cfm; or
(3) Accessing the Government Printing Office's web page at https://
www.access.gpo.gov/su_docs/aces/aces140.html.
You can also get a copy by submitting a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the amendment number or docket number of this
rulemaking.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://dms.dot.gov.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. If you are a small entity and you have a question
regarding this document, you may contact its local FAA official, or the
person listed under FOR FURTHER INFORMATION CONTACT. You can find out
more about SBREFA on the Internet at https://www.faa.gov/avr/arm/
sbrefa.cfm.
Authority for This Rulemaking
The FAA is authorized to issue this pursuant to 49 U.S.C. 44701.
Under that section, the FAA is authorized to establish regulations and
minimum standards for ``other practices methods and procedure the
Administrator finds necessary for air commerce and national security.''
Background
This final rule responds to comments received on notice of proposed
rulemaking (NPRM) titled ``Use of Portable Oxygen Concentrator Devices
Onboard Aircraft,'' (69 FR 42324; July 14, 2004). The NPRM proposed a
Special Federal Aviation Regulation (SFAR) to allow passengers to
operate certain portable oxygen concentrator (POC) devices on aircraft
if certain conditions detailed in the proposal were met.
As stated in the NPRM, the FAA recognizes that there is a critical
need to improve service for passengers who have a medical need to
travel with medical oxygen. Passengers requiring medical oxygen during
air travel have faced significant difficulties obtaining adequate air
service. Many carriers do not provide medical oxygen during air travel.
Those carriers that provide the service often charge for the service--
sometimes at a cost that equals the price of a ticket. Additionally, it
can be difficult to coordinate service between the carrier and a
supplier of medical oxygen to ensure passenger coverage both at the
terminal and on the aircraft. Sometimes, the passenger must spend at
least part of the time travelling without medical oxygen due to service
problems with the oxygen provider.
Compressed oxygen is regulated as a Hazardous Material by the
Pipeline and Hazardous Materials Safety Administration (PHMSA),
formerly the Research and Special Programs Administration (RSPA), under
title 49 CFR 172.101. The FAA also regulates oxygen furnished by
aircraft operators to passengers who have a medical need for oxygen on
board the aircraft. Oxygen is highly regulated because, as an oxidizer,
it can enhance an existing fire, and it can support combustion of
certain flammable materials, whether or not an ignition source is
present. The FAA's medical oxygen regulations, 14 CFR 121.574, 125.219,
and 135.91, currently allow aircraft operators to furnish equipment for
the storage, generation, or dispensing of oxygen to passengers provided
all of the following conditions are met:
The equipment is:
1. Furnished by the certificate holder;
2. Of an approved type or is in conformity with the manufacturing,
packaging, marking, labelling and maintenance requirements of 49 CFR
parts 171, 172 and 173 except 173.24(a)(1);
3. Maintained by the aircraft operator in accordance with an
approved maintenance program;
4. Free of flammable contaminants on all exterior surfaces;
5. Capable of providing a minimum mass flow of oxygen to the user
of four liters per minute (this provision is not contained in either
part 125 or 135 regulations);
6. Constructed so that all valves, fittings and gauges are
protected from damage; and
7. Appropriately secured.
Recently new medical oxygen technologies have been approved by the
Food and Drug Administration that reduce the risks typically associated
with compressed oxygen. Two companies--AirSep Corporation and Inogen,
Inc.--have developed small POCs that work by filtering out nitrogen
from the air and providing the user with oxygen at a concentration of
about 90%. The POCs operate using either rechargeable batteries or, if
approved by the FAA, aircraft electrical power.
In addition, PHMSA, formerly RSPA, has determined that the POCs are
not hazardous materials. Thus they do not require the same level of
special handling as compressed oxygen, and are safe for use onboard
aircraft provided certain conditions for their use are met.
Summary
This SFAR establishes requirements applicable to passenger-supplied
POCs used on aircraft. With the adoption of this rule, passengers will
be able to choose between two different kinds of
[[Page 40157]]
portable oxygen concentrator (POC) devices to operate onboard an
aircraft during travel. The NPRM published in July 2004 explained the
proposal and this final rule adopts much of that original proposal,
with some modifications, including:
1. Some proposed requirements that would have been placed on air
carriers are now the responsibility of the POC user;
2. The Inogen One POC, mentioned only as being studied in the NPRM,
is included as an eligible portable electronic device in the SFAR in
response to comments;
3. We will allow passengers using a POC to walk around the cabin
while carrying the device. However, when a passenger has a medical need
to use a POC during movement on the surface, takeoff, and landing, the
person using the POC must be seated in seat location so as not to
restrict other passenger's access to, or use of, any required
emergency, or regular exit. Additionally, the POC user must be seated
in a location so as not to restrict access to the aisle(s) of the
passenger compartment. Passengers who do not have a medical need to use
a POC during movement on the surface, takeoff and landing, and are not
seated in accordance with the preceding requirements, must properly
stow the POC so it does not block access to the aisleway (e.g., under
the passenger seat in front of the user). In either case, POCs and the
extra batteries needed to power them must be properly stowed in
accordance with the applicable carry-on baggage requirements of 14 CFR
91.523, 91.525, 121.285, 121.589, 125.183, and 135.87.
4. Several extra batteries may be required to power the POCs for
some flights and we are including a battery-packaging standard for POC
batteries included in carry-on baggage. (Section 3(b)(6) of the SFAR)
We don't feel that any of these modifications go outside the scope
of the original NPRM since we specifically cited the Inogen One POC and
sought comment on who should be responsible for certain aspects of the
rule. All comments are addressed below.
The SFAR is an enabling rule, which means that no aircraft operator
is required to allow passengers to operate these devices onboard, but
they may allow them to be operated onboard. If an aircraft operator
chooses to allow a passenger to operate these devices onboard the
aircraft operator's aircraft the conditions in the SFAR must be met.
Presently, there are only two acceptable POCs on the market (Inogen
and Airsep) and we cannot predict how future products may be developed
and work. Accordingly, while we are committed to developing a
performance-based standard for all future POC devices, we do not want
to prematurely develop standards that have the effect of stifling new
technology of which we are unaware. It is only under exceptionally rare
circumstances that the FAA would permit a specific product to be used
in a regulation. However, we believe such an approach is appropriate in
this case until such time that a performance-based standard can be
developed because the rule accommodates individuals who would otherwise
be unable to fly. This approach is consistent with the Department of
Transportation's desire to reduce travel barriers to persons with
disabilities.
Reference Material
After reviewing the, ``United Kingdom Civil Aviation Authority
study titled ``Dealing With In-Flight Lithium Battery Fires in Portable
Electronic Devices'', and recent incident data detailing battery abuse
and short circuit problems associated with the carriage of batteries,
it became clear that we must provide a means for reducing the hazard of
personal injury and fire from loose POC batteries included as carry on
items in passengers' carry-on baggage. Although most battery pack
manufacturers employ various protective devices to prevent abuse such
as thermal or pressure disconnects and shutdown separators to prevent
battery overheating and fires, abuse conditions such as physical damage
to the cell(s) or external short circuits do occur. Abuse of the
battery can cause those safeguards to become ineffective unless other
protective measures, such as battery outer protective packaging, are
used. (See the discussion under the subtopic heading ``Safety of
Carrying Multiple Batteries'' under the main topic heading ``Discussion
of Comments'' below).
Related Activity
The FAA's Office of Security and Hazardous Materials is
coordinating with the Office of Hazardous Materials Safety in the DOT's
Pipeline and Hazardous Materials Safety Administration (PHMSA) to
examine battery safety. More specifically, PHMSA is considering a
rulemaking that is aimed at preventing short circuit, sparking, and
heat from all batteries and battery-powered devices in transportation.
No formal or official rulemaking has begun at the time this SFAR is
being published.
Discussion of Comments
The NPRM leading to this final rule was published in the Federal
Register on July 14, 2004. We set a 30-day comment period ending on
August 13, 2004. The Air Transport Association (ATA) requested that we
extend the comment period for an additional 60 days to allow more time
to examine the proposal and submit appropriate comment. After reviewing
the ATA's request, we determined that they misunderstood the proposal
and that such a significant extension would unnecessarily delay the
final decision on this rule. We extended the comment period an
additional 15 days to allow additional time to review and analyse the
proposal.
The new comment period closed on August 30, 2004. As of September
8, 2004, we had received about 2,270 comments. All comments submitted
after the comment period closing date were considered in this final
rule.
Support for this proposed SFAR was overwhelming. Of the 2,270
comments, 2,267 favored at least the spirit of our proposal. Commenters
had many substantive and helpful comments that suggested changes to our
original proposal. Many of the comments were used to draft our Final
Rule, a product that benefits greatly from the thought and detail put
into the comments.
A large majority of the comments in favor of our proposal were form
letters organized by a number of interest groups supporting the SFAR.
We also received approximately 40 letters with extensive substantive
comments, including questions, comments, suggestions, and ideas. We are
responding to both the suggestions found in the form letters, as well
as the ideas and suggestions found in the 40 letters with extensive
substantive comments.
We asked for comments on the following questions in the NPRM:
1. Should the aircraft operator be required to inform the user
about the availability of electrical outlets suitable for the Airsep
portable oxygen concentrator?
2. Should the user be required to carry batteries for the duration
of the flight including reasonable delays if there are electrical
outlets available on the flight?
3. Are the meanings of the terms ``anticipated delay'' and
``reasonable delay'' sufficiently clear?
Question 1. Use of Electrical Power
Potential travellers commented in support of the aircraft operator
informing the travelling public of the availability of electrical
outlets on board
[[Page 40158]]
aircraft. Potential travellers requiring oxygen therapy stated that
other passengers routinely plug a laptop computer or other
entertainment device into the aircraft's power supply, so a POC user
should be given the same opportunity. Some commenters feel that a POC
user should be given priority over all users of other types of portable
electronic equipment.
In contrast, industry and air carrier comments (including American
Trans Air and the Air Transport Association) strongly objected to
informing passengers of the availability of electrical outlets to power
a POC. These commenters stated that electrical outlets are not widely
available on the aircraft and that a carrier cannot guarantee access to
an outlet because outlets may not be available for a particular seat
assignment or, aircraft without outlets may be substituted unexpectedly
for aircraft with outlets. Additionally, these commenters noted that
some electrical outlets are designed to shut off automatically if the
aircraft experiences electrical overload conditions. Any of these
scenarios would create a problem for a POC user that had planned on
using the aircraft's electrical supply and had not brought an
appropriate number of batteries. American Trans Air was concerned with
passengers being allowed to plug anything into the ship's power because
it could open a ``Pandora's Box.''
FAA Response: The FAA agrees that if aircraft operators obtain FAA
authorization, access to the electrical power supply of the aircraft
can be made available for a POC user, but it is not requiring the
operator to inform the passenger about the availability of electrical
outlets. There are too many variables that may change before the flight
that could affect the availability of electrical outlets. If carriers
wish to provide such information to potential POC users it is their
choice to do so. The FAA does not have the authority under the Air
Carrier Access Act to require such an action.
If, for example, an operator of a transport category airplane
provides a passenger access to aircraft electrical power for use with a
POC, the operator must ensure that the installation and cabling, up to
the point where the passenger plugs in the POC, meets the airworthiness
standards of 14 CFR 25.1301, 25.1309, 25.1353, and 25.1357. These
sections ensure that the wiring and circuit protection are sufficient
for the intended use. The sections also ensure that the POC will not
negatively affect aircraft power.
In regard to the issue about giving POC users priority to use any
available electrical outlets over people who are not using POCs, the
Department of Transportation (DOT), under the Air Carrier Access Act,
would have to assess whether the law requires a POC user to have such
priority access.
Question 2 and 3. Number of Batteries in Carry-on To Address
Anticipated or Reasonable Delay
In the NPRM we asked whether the user should be required to carry
batteries for the duration of the flight, including enough to cover
reasonable delays if there are electrical outlets available on the
flight. We also asked whether the terms ``anticipated delay'' and
``reasonable delay'' were sufficiently clear to a user to enable them
to make the decision as to how many batteries would be needed.
Most commenters felt that those terms were not sufficient to
determine the number of batteries that would be necessary in the event
of any type of delay. Some suggested we simply require enough batteries
to cover 150% of the flight time. Airbus commented that the user should
be responsible for carrying the appropriate number of batteries to
cover for delays, even if there are electrical outlets available on the
aircraft. Airbus specifically notes that the outlets can only serve as
backup for the devices under certain conditions because they will not
always be available, and can be limited in power rating (typically
around 75 Watts).
FAA Response: The FAA does not believe that simply adding 150% to
the scheduled flight time is adequate to cover the number of batteries
that may be needed by an oxygen dependent passenger. Flight time in the
Official Airline Guides, for example, only accounts for the usual time
between aircraft pushback at the departure airport gate and the
aircraft's arrival at the gate at the destination airport. It does not
account for delays that occur after passengers are boarded at the
departure gate; after pushback from the departure gate but before
takeoff; during in-flight holding at the arrival airport awaiting
landing clearance; as a result of flight to a diversion airport due to
either adverse weather conditions at the planned destination airport or
an aircraft emergency; and after landing at the planned destination
airport. Scheduled travel time then would not appear, in our eyes, to
account for all contingencies during travel. For example, time spent on
the ground prior to departure and while awaiting arrival at a gate can
easily exceed an hour. Weather delays commonly exceed an hour if the
weather conditions at the departure or planned destination airports
cause air traffic instrument flight rules aircraft separation criteria
to be increased at peak airport departure and arrival times. Under the
150% flight time increase comment, a 2 hour flight would only require
enough batteries to power the POC for 3 hours. Under that scenario, a
weather delay of an hour coupled with normal ground time, could easily
drain the battery power before the trip was completed.
The passenger's physician can help the passenger determine how much
oxygen the patient may need on a flight. The physician, in the
physician statement, can note whether the passenger needs oxygen for
the entire air travel time, including ground and in-flight delays, or
only portions of those times. It is then up to the user to carry the
number of extra batteries necessary to cover the possible
contingencies.
Generic Standard or Manufacturer Specific
Many commenters, including Inogen, Inc., the Paralyzed Veterans of
America, National Home Oxygen Patients Association, and the American
Thoracic Society, requested that we not limit POCs by specific brand or
manufacturer. These commenters wanted a generic standard that would
apply to different types of devices. Over 150 commenters, however,
asked that if we did limit the POC by manufacturer we include the
Inogen One POC in the SFAR. Overall, there was broad support for
writing a rule that would provide standards for a manufacturer to meet
in order to have an acceptable model of POC.
FAA Response: As noted in the NPRM, the FAA was reviewing the
Inogen One POC and accompanying material at the time of the NPRM's
publication. The FAA's review and evaluation had to be completed prior
to determining whether the Inogen One POC would be eligible to be
operated as a POC, as well as a portable electronic device for use
onboard aircraft. Since the issuance of the NPRM, we have completed our
review of the Inogen POC and we agree with commenters that the Inogen
One device is functionally similar to the AirSep POC and should be
included in the Final Rule. The FAA has determined that this device may
be operated onboard aircraft, subject to certain conditions in the
regulation, and the SFAR will include this device along with the Airsep
Lifestyle POC.
We agree that future rulemaking should include generic standards
that future POC's would be required to meet. Since this future
rulemaking will require time to develop the standards, the FAA will
proceed, in the interim, with this SFAR. This SFAR is the
[[Page 40159]]
quickest way to enable the use of these two devices by passengers who
have a medical need to continue to receive oxygen therapy during their
air travel. The FAA will create a generic standard for all POCs that
will be the basis for a follow-on rulemaking that will amend 14 CFR
permanently. This SFAR is intended to be the first step in allowing
passenger-furnished POC devices to be used on aircraft.
Role of FAA and RSPA (Now PHMSA) in Determining a Material
``Hazardous''
Several commenters asked specifically about a statement we included
in the NPRM that pertained to the review and approval process for
devices that may be considered non-hazardous by RSPA (now PHMSA) and
whether or not the FAA can overrule PHMSA on such a determination.
FAA Response: The two steps in the process, while related, are not
exclusively connected to one another. A PHMSA determination that a
medical oxygen device is not regulated as a hazardous material does not
automatically qualify such a device as safe for use in air commerce.
The FAA also must review and evaluate the device to determine if there
are any additional safety concerns pertaining to the use of the product
on board an aircraft. A ruling by the FAA that such a device cannot be
carried on board an aircraft, however, does not mean that the device is
a hazardous material under PHMSA's regulations in Title 49.
Requiring Airlines To Permit the Use of POCs
Another commenter requested that we ``require'' aircraft operators
to allow passengers needing oxygen therapy to carry on and operate the
POCs onboard aircraft. The NPRM only stated that operators may choose
to allow passengers on oxygen therapy to carry on and operate the
devices onboard their aircraft.
FAA Response: The FAA does not have the statutory authority under
the Air Carrier Access Act to require air carriers to allow these
devices to be carried or operated onboard their aircraft. That
authority is granted only to the Department of Transportation (DOT). It
is DOT's decision whether or not to designate these devices as
assistive devices, and to require air carriers to allow the transport
of these devices and, in conjunction with the FAA, require air carriers
to allow passenger operation of these devices onboard aircraft. This
SFAR will open the door for air carriers to take advantage of the new
market available through passenger use of these devices.
Use of POCs During Takeoff and Landing and Passenger Movement in Flight
Commenters wanted to make sure that our rule allowed passengers
using a POC to operate the device for the entirety of the flight if
necessary. Many oxygen users' physicians may stipulate that there is a
medical need for their patients to use a POC during the entire flight,
including movement on the surface, takeoff, and landing. Movement on
the surface, takeoff, and landing are times when the current
regulations require that, among other things, medical oxygen equipment
be properly stowed, and each person using the equipment to be seated at
a seat location that does not restrict passenger access to, or use of,
any required exit (emergency or regular), or the aisle(s) in the
passenger compartment.
FAA Response: This final rule will allow passengers to use a POC
during the flight, including movement on the surface, takeoff, and
landing. Additionally, once passengers are allowed to move about the
cabin of the aircraft, they will be allowed to carry a POC along with
them. This allowance is specifically cited in the new Section 3(a)(6)
in the regulatory text of this final rule.
A new section was also included in the regulatory text that
requires the physician statement to include information on the extent
to which the user must use the portable oxygen concentrator (e.g.,
During takeoff and landing only, during the whole flight, only when
needed, etc.)
Safety of Carrying Multiple Batteries
One commenter raised concerns about the safety of carrying multiple
extra batteries in carry-on baggage to be used to power the POC.
FAA response: This commenter's concerns are shared by the FAA. We
are adopting the requirement that passengers whose physician statement
stipulates a medical need for extensive oxygen use must carry enough
extra batteries to power the POC for the duration of time the passenger
may be on board the aircraft.
Comments received in response to the NPRM stated that the battery
life for the AirSep Lifestyle POC is approximately 50 minutes, while
the Inogen One has a battery life of approximately 2 to 3 hours. Since
the battery life for these devices is so short, it is likely that
passengers using these devices may have to carry many extra batteries
onboard the aircraft in order to comply with their physician's oxygen
prescription. The number of extra batteries must be able to power the
POC in the event the aircraft operator does not permit these devices to
be powered by the aircraft electrical system, or the aircraft
electrical system is inoperative or otherwise unusable.
Therefore, the FAA is including a new section in the SFAR. Section
3(b)(6) requires the user to ensure that all POC batteries carried
onboard aircraft as carry-on baggage are protected from short-circuit
problems, and are packaged in a manner that protects them from physical
damage. Protection from short-circuit problems may be provided by
batteries designed with recessed battery terminals or by packaging that
keeps the battery terminals from contacting metal objects (including
the battery terminals of other batteries). When a battery-powered
oxygen concentrator is carried onboard aircraft as carry-on baggage and
is not intended to be used during flight, the battery must be removed
and packaged separately, unless the concentrator contains at least two
effective protective features to prevent accidental operation and
battery overheating during transport.
The passenger will be responsible for ensuring that all extra
batteries carried in carry-on baggage are properly packaged, but we do
not envision passengers packaging the batteries themselves.
A POC manufacturer may not be able to develop a product to meet the
packaging standard in this SFAR by the time the rule becomes effective
(30 days after publication). However, the battery packaging standard
contained in the regulatory language of this SFAR must be met before
the extra batteries will be allowed as carry-on baggage onboard the
aircraft. Companies with experience meeting shipping standards will
likely be able to assist a passenger to meet this standard.
We believe passengers can also arrange for the following entities
to package extra POC batteries to meet the standard:
--Homecare providers;
--Airlines;
--Other entities specializing in small package shipments.
As for the POC itself, we anticipate the homecare provider would be
able to prepare the device for transport.
There is a history of battery problems with other portable
electronic devices when a battery is being charged during flight. We
currently do not have data to establish a limit on the recharging of
POC batteries during flight. Therefore, if the aircraft electrical
system is available to recharge a POC battery, it is currently
permissible to do so under this SFAR.
[[Page 40160]]
In the future, the FAA may consider developing a technical standard
order (TSO) to reduce the risk of overcharging for certain types of
rechargeable batteries in portable electronic devices that are carried
in the aircraft passenger compartment.
Battery Backup for the POC in the Event of Failure
Some comments we received asked what sort of contingency or
emergency precautions would be taken if a POC were to fail during the
flight, or if battery power ran out during the flight. The American
Association for Respiratory Care suggested that, if a POC malfunctions,
the flight crew should provide the user access to supplemental oxygen
from the emergency oxygen source. The National Home Oxygen Patients
Association also supports the idea of consulting with the patient if a
POC fails, and relying on the emergency medical oxygen that would be
available if an airline-provided oxygen system were to fail. Access to
the aircraft's emergency oxygen would eliminate the need to divert the
flight in many instances.
FAA Response: We agree that the appropriate action, in case of
aircraft electrical power or battery failure, would be to refer to the
passenger's physician statement and consult with the passenger using
the POC. The crewmember should determine, through the statement and
discussion, the person's medical need for oxygen use and provide access
to the aircraft's first aid oxygen equipment if necessary. However, it
should be noted that only aircraft required to be operated under 14 CFR
part 121 are required to be equipped with first aid oxygen equipment.
We do not feel it is necessary to include this particular detail in
this SFAR, but strongly encourage the aircraft operator to make the
availability of first aid oxygen equipment clear to the passengers who
may have a medical need for it. We also encourage passengers who have a
medical need for lengthy periods of oxygen use to ensure that this
equipment is available before arranging for a flight.
Application of RTCA/DO-160D, Section 21, Category M (Classified as a
Medical-Portable Electronic Device)
We received comments with concern to section 3(a)(1) of the
proposed rule that required the aircraft operator to ensure that a POC
does not interfere with electrical, navigation, or communication
equipment on which the device is being used. Several commenters felt
that this requirement may mean that each aircraft operator had to test
each device for every model of aircraft they are flying to see if it is
safe. For instance, as the joint comment headed by the American
Thoracic Society noted, the requirement would seem to mean that if U.S.
Airways tested the POC device on a Boeing 747 and found that there was
no interference, Delta Airlines would still have to test the same
device on the same model of aircraft for themselves. The Air Transport
Association echoed the question, and sought some answers about whether
or not the FAA's Advisory Circular (AC) 91.21-1A would be applicable to
a POC. If the POC were tested to the standard established for a
medical-portable oxygen device (M-PED) contained in RTCA Document DO-
160D, would that be acceptable to meet the requirement of section
3(a)(1) of the SFAR?
FAA Response: A POC, whether it is the Inogen One or the AirSep
Lifestyle, is considered a medical-portable electronic device (M-PED),
and thus is eligible to meet the standards contained in RTCA DO-160D.
Both devices fall under the scope of AC 91.21-1A, and each manufacturer
can test their device to the standard called for in the AC. It must be
clear though that the requirement found in section 3(a)(1) remains
applicable to the aircraft operator. If a POC manufacturer tests the
device to meet the RTCA standard and shows that it meets the standard,
the manufacturer may provide the positive testing results to the
aircraft operator on the POC itself. The aircraft operator will have to
be able to show that the device has been tested and meets the
applicable standard regardless of the test method used.
If either the Inogen or AirSep POC have been tested to meet the
RTCA standard found in AC 91.21-1A, and the test results are provided
to, and verified by, the aircraft operator, no further testing by the
aircraft operator would be required.
POC as Carry on Baggage
We received comments from several interested parties, including the
American Association for Respiratory Care, the American Thoracic
Society, the Pulmonary Hypertension Association, and others that
requested we allow passengers to bring two carry-on bags if they are
using a POC on the flight. Their recommendation would not include the
POC itself as one of those carry-on items, only the regular carry-on
baggage common for most travellers, and the extra batteries that will
be necessary for each flight.
FAA Response: The FAA does not agree with the recommendations of
the commenters. Because aircraft operators' aircraft passenger
compartment configurations have differing capability to accommodate the
safe stowage of different sizes and amounts of carry-on baggage, the
FAA cannot simply establish a requirement in its regulations that,
henceforth, aircraft operators subject, for example to the requirements
of 14 CFR 121.589, must allow POC users to bring into the passenger
compartment, two carry-on bags and the extra POC batteries in addition
to their POC. The FAA's regulations pertaining to the carriage of
carry-on baggage in passenger compartments of aircraft, 14 CFR 91.523,
91.525, 121.285, 121.589, 125.183, and 135.87, provide that no aircraft
operator may allow the carriage of carry-on baggage on its aircraft
unless the applicable requirements prescribed by those regulations are
met.
The FAA plans to provide information about the size and weight of
the POCs covered by this SFAR to aircraft operators. This information
may cause certain operators to review their carry-on baggage programs
to determine whether they may be able to accommodate the carriage of
the POCs.
Liquid Oxygen Devices Onboard Aircraft
We received several comments, mostly from individual commenters--
not from industry or interest groups, asking why we couldn't also allow
passengers to use the Helios liquid oxygen device, or other devices
using a liquid oxygen supply.
FAA Response: Liquid oxygen is classified as a hazardous material
by the Department of Transportation's hazardous materials regulations
(49 CFR, parts 100-185). Paragraph 175.85(a) of 49 CFR prohibits
passengers from carrying hazardous materials in the cabin of the
aircraft. The Office of Hazardous Materials Safety of the U.S. DOT
Pipeline and Hazardous Materials Safety Administration (PHMSA) is the
responsible office for this regulation. Those seeking change to or
relief from this regulation should address their concerns to PHMSA. At
this writing, we are aware that the manufacturer of the Helios portable
liquid oxygen device is seeking an exemption from PHMSA to allow
passengers to carry on the Helios device on passenger-carrying
aircraft. If PHMSA issues an exemption to its regulations, the
manufacturer of the Helios device still would need to petition the FAA
for an exemption to the SFAR, or for an amendment to the SFAR to permit
the use of this liquid
[[Page 40161]]
oxygen device on board aircraft. Existing FAA regulations (e.g.,
Sections 121.574(a)(2); 125.219; 135.91) restrict the use of liquid
oxygen to those devices furnished by the aircraft operator itself.
Pilot in Command Notification
We received a comment from the National Home Oxygen Patients
Association that asked us to clarify the section in the NPRM that
required the aircraft operator to ensure that the pilot in command be
apprised of a passenger using a POC. This section, section 3(a)(10) in
the NPRM, read, ``The pilot in command must be apprised when a
passenger is using a portable oxygen concentrator.'' The comment asked
if this meant that the pilot was to be informed when a passenger
brought a POC onboard the aircraft and intended to use it during the
flight, or if the pilot was to be informed specifically when a POC is
turned on and off. The comment goes on further to question why it is
necessary to inform the pilot that the device is onboard at all, and
whether or not the physician letter required by the NPRM is an
appropriate notification to the aircraft operator.
FAA Response: The intent of this section, now section 3(a)(5) in
this final rule, is to make sure that the pilot in command is informed
that a POC has been brought on the aircraft and the passenger's
physician statement states that the passenger has a medical need for
oxygen for a substantial portion of the duration of the flight. It is
necessary for the pilot in command to know this information because of
the possibility the device will fail and the user may have a medical
emergency requiring emergency action on the part of the flight crew.
Also, if a POC is using the electrical power of the aircraft as its
main power source, the pilot will benefit from the knowledge and be
able to announce and inform users if the use of that power needs to be
restricted during the flight.
The physician's statement is appropriate to inform the aircraft
operator that a passenger is carrying a POC onboard the aircraft with
the intent to use it. The requirement found in section 3(a)(5) of this
SFAR addresses only what the aircraft operator must do when allowing
the POCs onboard for a flight.
Ability To See and Hear a POC Alarm and React
Some commenters, including the National Home Oxygen Patients
Association, recommended that we require the physician to determine
whether a user is able to see and/or hear the alarm on a POC and
respond appropriately. Others asked, with reference to this requirement
in the NPRM, how the aircraft operator could appropriately ensure that
a passenger would be able to meet the requirement to see and hear the
alarms. Aircraft operators opposed the requirement that they be
responsible for assessing the ability of a passenger to see and hear an
alarm and react appropriately because they felt their employees are not
qualified to make such an assessment.
FAA Response: In the NPRM, we proposed that the aircraft operator
be responsible for ensuring that the passenger using a POC onboard the
aircraft could see or hear the alarm if it activated on the device, and
be able to respond to the alarm appropriately. We agree with the
industry comments that said this requirement was too difficult for the
aircraft operator to implement. We also agree with the commenters that
such an assessment is more appropriately completed by the prescribing
physician. We also agree with the National Home Oxygen Patients
Association, and others, that this statement must be part of the
required information in the physician statement in section 3(b)(3) of
this SFAR. In addition to the information added to the physician
statement in section 3(b)(3), the proposed requirement in section
3(a)(3) is adopted with modification in section 3(b)(1) of this SFAR.
Amend Proposal To Make Passenger Responsible for Complying With Certain
Conditions
In the NPRM, we outlined specific conditions that the aircraft
operator would be responsible for in order to allow a passenger to
carry on and operate a POC onboard the aircraft. We received several
comments from air carriers and groups representing air carriers that
objected to many of the responsibilities placed on them under section
3(a) in the NPRM. Specifically, there was objection to each of the
following conditions under section 3(a) beginning with (a) 2: Section
3. Operating requirements--
(a) The AirSep Lifestyle Portable Oxygen Concentrator unit may be
used by a passenger on board an aircraft provided the operator ensures
that the following conditions are satisfied:
* * * * *
(2) The unit must be turned off if the nasal cannula is not
positioned for oxygen delivery to the user;
(3) The user must be capable of seeing the alarm indicator lights,
hearing the various warning alarms, and taking the appropriate action
should the unit fail to detect the user's breathing or a general
malfunction occurs, or is travelling with someone who is capable of
performing those functions for the user;
* * * * *
(5) The air intake/gross particle filter or the air outlet must not
be blocked during use;
* * * * *
(8) The portable oxygen concentrator must be free from oil, grease,
or other petroleum products and be in good condition free from damage
or other signs of excessive wear or abuse;
(9) The number of hours before maintenance must be below 3,000 at
the end of the scheduled flight time for that flight leg.
FAA Response: In response to comments, we are amending the
requirements placed on the operator and, instead, placing these
requirements on the passenger. As a result, we are removing the
requirements on aircraft operators proposed in section 3(a)(2), (3),
(5), (8), and (9), and transferring some of those conditions to the
passenger outlined in section (3)(b). See the FAA's response under the
topic heading ``Ability to see and hear a POC alarm and react'' as
discussed above.
We have expanded the section that requires the passenger to carry a
physician statement to clarify what needs to be included in the
statement. We would also like to make it clear that a new physician
statement will not be necessary for each flight a passenger takes. A
single physician statement that includes all of the information
required in section 3(b)(3) can be used for all future flights.
Paperwork Reduction Act
As required by the Paperwork Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA submitted a copy of the new information collection
requirements in this final rule to the Office of Management and Budget
for its review. OMB approved the collection of this information and
assigned OMB Control Number 2120-0702.
This final rule requires that if a passenger carries a POC on board
the aircraft with the intent to use it during the flight, he or she
must inform the pilot in command of that flight. Additionally, the
passenger who plans to use the device must provide a written statement
signed by a licensed physician that verifies the passenger's ability to
operate the device, respond to any alarms, the extent to which the
passenger must use the POC (all or a portion of the flight), and
prescribes the maximum oxygen flow rate. Comments with respect to these
two requirements
[[Page 40162]]
in the rule were received and addressed in the Discussion of Comments
above.
We estimate that an average of 44,500 physician statements would be
filed annually. It is estimated to take 5 minutes, or 0.083 hours, to
complete each written statement. Hence, the estimated annual hour
burden for the first year, and over the next ten years, are estimated
to be:
First Year: 0.083 hours x 400,000 = 33,200 hours.
Years 2-10: 0.083 hours x 5,000 = 415 hours.
Annual Hour Burden: .083 x 44,500 = 3,693.5 hours.
The average loaded hourly wage for a physician is $65.32. Thus, the
estimated average annual cost of obtaining a physician's statement is
estimated to be:
First Year: $65.32 x 33,200 = $2,168,624.
Years 2-10: $65.32 x 415 = $27,108.
Annual Cost Burden: $65.32 x 3,693.5 = $241,259.
We estimate that in a typical year, passengers affected by this
final rule would make about 1,690,000 flights per year. On each flight
either a flight attendant or a gate agent would notify the pilot in
command that a POC would be in use during flight. We estimate that it
will take five minutes for the flight attendant or gate agent, to
notify the pilot in command, and one minute for the pilot to record it.
Annual Time for Flight Attendant/Gate Agent: .083 x 1,690,000 =
140,270 hours.
Annual Time for Pilot in Command: .017 x 1,690,000 = 28,730 hours.
The average loaded hourly wage rate for a Flight Attendant/Gate
Agent is estimated to be $23.97, and the average loaded hourly wage
rate for a pilot in command is estimated to be $121.56.
Annual Cost for Flight Attendant/Gate Agent: $23.97 x 140,270 =
$3,362,272.
Annual Cost for Pilot in Command: $121.56 x 28,730 = $3,492,419.
Cost Summary
In summary, this final rule is estimated to have a total hour
burden of 2,135,000 hours, and estimated total costs of $70,959,901,
which correlates to an estimated annual burden of 213,500 hours, and an
estimated annual cost of $7,095,950.
Summary of Paperwork Costs
----------------------------------------------------------------------------------------------------------------
Action Total hours Total costs Annual hours Annual cost
----------------------------------------------------------------------------------------------------------------
Obtaining Physician's Statement................. 36,935 $2,412,594 3,693.5 $241,259
Notifying PIC................................... 1,690,000 68,546,907 169,000 6,854,691
-----------------
Totals...................................... 1,726,935 70,959,501 172,693.5 7,095,950
----------------------------------------------------------------------------------------------------------------
Please note that an agency may not conduct or sponsor, and a person
is not required to respond to, a collection of information unless it
displays a currently valid OMB control number. The OMB Control Number
associated with this collection is 2120-0702.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these regulations.
Economic Assessment, Regulatory Flexibility Determination, Trade Impact
Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act (19 U.S.C. 2531-2533) prohibits agencies from
setting standards that create unnecessary obstacles to the foreign
commerce of the United States. In developing U.S. standards, this Trade
Act requires agencies to consider international standards and, where
appropriate, to be the basis of U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4) requires agencies to
prepare a written assessment of the costs, benefits, and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local, or tribal governments, in
the aggregate, or by the private sector, of $100 million or more
annually (adjusted for inflation).
In conducting these analyses, FAA has determined this rule: (1) Has
benefits that justify its costs, is not a ``significant regulatory
action'' as defined in section 3(f) of Executive Order 12866, and is
not ``significant'' as defined in DOT's Regulatory Policies and
Procedures; (2) will not have a significant economic impact on a
substantial number of small entities; (3) will not affect international
trade; and does not impose an unfunded mandate on state, local, or
tribal governments, or on the private sector. These analyses, available
in the docket, are summarized below.
Costs and Benefits of the Rule
The rule is estimated to cost about $79.9 million (or $58.1 million
discounted) over the next ten years. The rule will also result in
potential cost savings because passengers will have an option of using
a POC onboard an airplane other than renting oxygen from the carrier.
Who Will Be Potentially Affected by the Rule
The rule will affect people who use POCs on airplanes.
Our Cost Assumptions
Covers the years 2006-2015.
All monetary values are expressed in 2004 dollars.
Discount rate--7%.
The packaging for batteries costs an average of $10, and holds up
to 3 batteries.
Users of the AirSep POC will purchase three packages, and users of
the Inogen POC will purchase one package.
Each effected passenger makes at least one round trip flight, per
year, with at least one stop in each direction for a total of four
separate flights.
Final Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (RFA) establishes ``as a
principle of regulatory issuance that agencies shall endeavor,
consistent with the objective of the rule and of applicable statutes,
to fit regulatory and informational requirements to the scale of the
business, organizations, and governmental jurisdictions subject to
regulation.'' To achieve that principle,
[[Page 40163]]
the RFA requires agencies to solicit and consider flexible regulatory
proposals and to explain the rationale for their actions. The RFA
covers a wide-range of small entities, including small businesses, not-
for-profit organizations and small governmental jurisdictions.
Agencies must perform a review to determine whether a proposed or
final rule will have a significant economic impact on a substantial
number of small entities. If the determination is that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA.
However, if an agency determines that a proposed or final rule is
not expected to have a significant economic impact on a substantial
number of small entities, section 605(b) of the RFA provides that the
head of the agency may so certify and a regulatory flexibility analysis
is not required. The certification must include a statement providing
the factual basis for this determination, and the reasoning should be
clear.
This rule does not affect small businesses, since it does not
require small entities to allow passengers to use POCs, rather it has a
direct effect on individuals. Accordingly, pursuant to the Regulatory
Flexibility Act, 5 U.S.C. 605(b), the Federal Aviation Administration
certifies that this final rule will not have a significant impact on a
substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 prohibits Federal agencies from
establishing any standards or engaging in related activities that
create unnecessary obstacles to the foreign commerce of the United
States. Legitimate domestic objectives, such as safety, are not
considered unnecessary obstacles. The statute also requires
consideration of international standards and where appropriate, that
they be the basis for U.S. standards.
In accordance with the statute, the FAA has assessed the potential
affect of this final rule and has determined that it will have only a
domestic impact and therefore it will not affect on any trade-sensitive
activity.
Unfunded Mandates Reform Act Assessment
The Unfunded Mandates Reform Act of 1995 (the Act) is intended,
among other things, to curb the practice of imposing unfunded Federal
mandates on State, local, and tribal governments. Title II of the Act
requires each Federal agency to prepare a written statement assessing
the effects of any Federal mandate in a proposed or final agency rule
that may result in expenditure of $100 million or more (adjusted
annually for inflation) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $120.7 million in lieu of $100
million.
This final rule does not contain such a mandate. The requirements
of Title II do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action will not have a substantial direct effect on the States, or the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and therefore does not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312d and involves no extraordinary
circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects
14 CFR Part 11
Administrative practice and procedure, Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen, Aviation safety, Charter flights,
Safety, Transportation, Air taxis.
The Amendment
0
In consideration of the foregoing, the Federal Aviation Administration
amends part 11 of Title 14, Code of Federal Regulations, of Title 14,
Code of Federal Regulations, and adds SFAR No. 106 to Chapter II of
Title 14, Code of Federal Regulations, as follows:
PART 11--GENERAL RULEMAKING PROCEDURES
0
1. The authority citation for part 11 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40101, 40103, 40105, 40109, 40113,
44110, 44502, 44701-44702, 44711, and 46102.
Subpart B--Paperwork Reduction Act Control Numbers
0
2. Amend the table in Sec. 11.201(b) by revising the entry for part
121 to read as follows:
Sec. 11.201 Office of Management and Budget (OMB) control numbers
assigned under the Paperwork Reduction Act.
* * * * *
(b) * * *
------------------------------------------------------------------------
14 CFR part or section
identified and described Current OMB Control No.
------------------------------------------------------------------------
* * * * * * *
Part 121..................... 2120-0008, 2120-0028, 2120-0535, 2120-
0571, 2120-0600, 2120-0606, 2120-0614,
2120-0616, 2120-0631, 2120-0651, 2120-
0653, 2120-0691, 2120-0702
* * * * * * *
------------------------------------------------------------------------
[[Page 40164]]
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
3. The authority citation for this SFAR shall read as follows:
Authority: 49 U.S.C. 106(g), 1153, 40101, 40102, 40103, 40113,
41721, 44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103, 46105.
0
4. Special Federal Aviation Regulation No. 106 is added to read as
follows: SPECIAL FEDERAL AVIATION REGULATON NO. 106. RULES FOR USE OF
PORTABLE OXYGEN CONCENTRATOR SYSTEMS ON BOARD AIRCRAFT.
Section 1. Applicability--This rule prescribes special operating
rules for the use of portable oxygen concentrator units on board civil
aircraft. This rule applies to both the aircraft operator and the
passenger using the portable oxygen concentrator on board the aircraft.
Section 2. Definitions--For the purposes of this SFAR the following
definitions apply: Portable Oxygen Concentrator: means the AirSep
Lifestyle or Inogen One Portable Oxygen Concentrator medical device
units as long as those medical devices units: (1) Do not contain
hazardous materials as determined by the Pipeline and Hazardous
Materials Safety Administration; (2) are also regulated by the Food and
Drug Administration; (3) provide oxygen therapy through pulse
technology; and (4) assist a user of medical oxygen under a doctor's
care. These units perform by separating oxygen from nitrogen and other
gases contained in ambient air and dispensing it in concentrated form
to the user.
Section 3. Operating requirements--
(a) No person may use and no aircraft operator may allow the use of
any portable oxygen concentrator device, except the AirSep LifeStyle
Portable Oxygen Concentrator and Inogen One Portable Oxygen
Concentrator units. These units may be carried on and used by a
passenger on board an aircraft provided the aircraft operator ensures
that the following conditions are satisfied:
(1) The device does not cause interference with the electrical,
navigation or communication equipment on the aircraft on which the
device is to be used;
(2) No smoking or open flame is permitted within 10 feet of any
seat row where a person is using a portable oxygen concentrator.
(3) During movement on the surface, takeoff, and landing, the unit
must:
(i) Either be stowed under the seat in front of the user, or in
another approved stowage location, so that it does not block the aisle
way or the entryway into the row; or
(ii) If it is to be operated by the user, be used only at a seat
location that does not restrict any passenger's access to, or use of,
any required emergency or regular exit, or the aisle(s) in the
passenger compartment;
(4) No person using a portable oxygen concentrator is permitted to
sit in an exit row;
(5) The pilot in command must be apprised whenever a passenger
brings and intends to use a portable oxygen concentrator on board the
aircraft and the pilot in command must be informed about the contents
of the physician's written statement (as required in Section 3(b)(3) of
this SFAR), including the magnitude and nature of the passenger's
oxygen needs.
(6) Whenever the pilot in command turns off the ``Fasten Seat
Belt'' sign, or otherwise signifies that permission is granted to move
about the passenger cabin, passengers operating their portable oxygen
concentrator may continue to operate it while moving about the cabin.
(b) The user of the portable oxygen concentrator must comply with
the following conditions to use the device on board the aircraft:
(1) The user must be capable of hearing the unit's alarms, seeing
the alarm light indicators, and have the cognitive ability to take the
appropriate action in response to the various caution and warning
alarms and alarm light indicators, or be travelling with someone who is
capable of performing those functions;
(2) The user must ensure that the portable oxygen concentrator is
free of oil, grease or other petroleum products and is in good
condition free from damage or other signs of excessive wear or abuse;
(3) The user must inform the aircraft operator that he or she
intends to use a portable oxygen concentrator on board the aircraft and
must allow the crew of the aircraft to review the contents of the
physician's statement. The user must have a written statement, to be
kept in that person's possession, signed by a licensed physician that:
(i) States whether the user of the device has the physical and
cognitive ability to see, hear, and understand the device's aural and
visual cautions and warnings and is able, without assistance, to take
the appropriate action in response to those cautions and warnings;
(ii) States whether or not oxygen use is medically necessary for
all or a portion of the duration of the trip; and
(iii) Specifies the maximum oxygen flow rate corresponding to the
pressure in the cabin of the aircraft under normal operating
conditions.
(4) Only lotions or salves that are oxygen approved may be used by
persons using the portable oxygen concentrator device;
(5) The user, whose physician statement specifies the duration of
oxygen use, must obtain from the aircraft operator, or by other means,
the duration of the planned flight. The user must carry on the flight a
sufficient number of batteries to power the device for the duration of
the oxygen use specified in the user's physician statement, including a
conservative estimate of any unanticipated delays; and
(6) The user must ensure that all portable oxygen concentrator
batteries carried onboard the aircraft in carry-on baggage are
protected from short circuit and are packaged in a manner that protects
them from physical damage. Batteries protected from short circuit
include: (1) Those designed with recessed battery terminals; or (2)
those packaged so that the battery terminals do not contact metal
objects (including the battery terminals of other batteries). When a
battery-powered oxygen concentrator is carried onboard aircraft as
carry-on baggage and is not intended to be used during the flight, the
battery must be removed and packaged separately unless the concentrator
contains at least two effective protective features to prevent
accidental operation during transport.
Section 4. Expiration Date--This SFAR No. 106 will remain in effect
until further notice.
* * * * *
Issued in Washington, DC, on July 1, 2005.
Marion C. Blakey,
Administrator.
[FR Doc. 05-13664 Filed 7-11-05; 8:45 am]
BILLING CODE 4910-13-P