Petition for Emergency Rulemaking to Protect Deep-Sea Coral and Sponge Habitat from Mobile Bottom-Tending Fishing Gear Under the Magnuson-Stevens Fishery Conservation and Management Act Essential Fish Habitat Provisions, 39700-39714 [05-13589]
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DEPARTMENT OF COMMERCE
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[Docket No. 040517149–5173–03; I.D.
050304C]
Petition for Emergency Rulemaking to
Protect Deep-Sea Coral and Sponge
Habitat from Mobile Bottom-Tending
Fishing Gear Under the MagnusonStevens Fishery Conservation and
Management Act Essential Fish Habitat
Provisions
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Petition for rulemaking; denial
of emergency action.
AGENCY:
SUMMARY: NMFS announces its decision
on a petition for rulemaking under the
Administrative Procedure Act (APA).
Oceana, a non-governmental
organization (NGO), petitioned the U.S.
Department of Commerce to promulgate
immediately a rule to protect deep-sea
coral and sponge (DSCS) habitat from
the impacts of mobile bottom-tending
fishing gear. NMFS finds that the
petitioned emergency rulemaking is not
warranted. NMFS will work actively
with each Regional Fishery Management
Council (Council) to evaluate, and take
action where appropriate to protect
DSCS and may pursue future
rulemakings to protect DSCS in specific
locations based on analyses for specific
fisheries. Additionally, NMFS plans to
develop a strategy to address research,
conservation, and management issues
regarding DSCS habitat, which
eventually may result in rulemaking for
some fisheries.
ADDRESSES: Copies of NMFS decision
on the Oceana petition are available
from Tom Hourigan, NMFS Coral Reef
Coordinator, Office of Habitat
Conservation, NMFS, 1315 East-West
Highway, Silver Spring, MD 20910;
telephone 301–713–3459 ext. 122.
NMFS decision on the Oceana petition
is available via internet at: https://
www.nmfs.noaa.gov/habitat/
habitatconservation/DSClpetition.
FOR FURTHER INFORMATION CONTACT: Tom
Hourigan, NMFS Coral Reef
Coordinator; telephone: 301–713–3459
Ext. 122; e-mail:
Tom.Hourigan@noaa.gov.
NMFS
published a notice of receipt of petition
for rulemaking on June 14, 2004 (69 FR
32991) and invited public comments for
SUPPLEMENTARY INFORMATION:
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60 days ending August 13, 2004. NMFS
reopened the comment period on
August 31, 2004 (69 FR 53043) to allow
for more time to comment. This
comment period ran 45 days,
concluding on October 15, 2004. NMFS
received 16 letters from interest groups
including 6 Councils, commercial
fishermen, fisheries organizations, a
Federal agency, environmental groups,
and other interested individuals. NMFS
also received more than 32,000 form
letters of similar content and two lists
of signatures from interested members
of the general public. Summaries of and
responses to comments are provided
under the Public Comments section
below.
The Petition
The petition filed by Oceana sought
rulemaking to protect DSCS habitat.
This petition states that DSCS habitat
comprises long-lived, slow-growing
organisms that are especially vulnerable
to destructive fishing practices, such as
the use of mobile bottom-tending fishing
gear and claims that without immediate
protection, many of these sensitive
DSCS habitats will suffer irreparable
harm.
The petition cites specific legal
responsibilities of NMFS for EFH and
HAPCs under the Magnuson-Stevens
Act and the EFH regulatory guidelines
at 50 CFR 600, subparts J and K, and
concludes that NMFS must: identify and
describe DSCS habitat as EFH; designate
some, if not all, of these habitat types as
HAPCs; take appropriate measures to
minimize to the extent practicable
adverse fishing effects on this EFH; and
protect such habitat from other forms of
destructive activity. The petition gives a
short overview of known DSCS habitat
in regions off the mainland United
States, including areas known in the
North Pacific, Pacific, Northeast and
Mid-Atlantic, Southeast, and Gulf of
Mexico fishery management regions.
The petition asserts that DSCS habitat
satisfy the definition of EFH in the
Magnuson-Stevens Act and concludes
that such areas must be identified and
described as EFH under the relevant
FMPs. In addition, the petition states
that DSCS habitat should be identified
as HAPCs because it meets the
definition of HAPC and satisfies one or
more of the criteria set forth in the EFH
guidelines for creating HAPCs. Further,
the petition argues that the MagnusonStevens Act requires NMFS to protect
areas identified as EFH and HAPC and
that such protection, as articulated in
the petition, is ‘‘practicable.’’ Finally,
the petition asserts that the MagnusonStevens Act requires the Secretary and
the Councils to develop FMPs
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specifically for the protection of DSCS,
if existing FMPs cannot provide the
means for protecting such habitats.
The petition specifically requests that
NMFS immediately initiate rulemaking
to protect DSCS habitats in the U.S.
Exclusive Economic Zone (EEZ) by
taking the following measures:
1. Identify, map, and list all known
deep-sea coral and sponge areas
containing high concentrations of deepsea coral and sponge habitats;
2. Designate all known areas
containing high concentrations of deepsea coral and sponge habitat as both
EFH and ’habitat areas of particular
concern’ (HAPC) and close these HAPC
to bottom trawling;
3. Identify all areas not fished within
the last three years with bottom-tending
mobile fishing gear, and close these
areas to bottom trawling;
4. Monitor bycatch to identify areas of
deep-sea coral and sponge habitat that
are currently fished, establish
appropriate limits or caps on bycatch of
deep-sea coral and sponge habitat, and
immediately close areas to bottom
trawling where these limits or caps are
reached, until such time as the areas can
be mapped, identified as EFH and
HAPC, and permanently protected;
5. Establish a program to identify new
areas containing high concentrations of
deep-sea coral and sponge habitat
through bycatch monitoring, surveys,
and other methods, designate these
newly discovered areas as EFH and
HAPC, and close them to bottom
trawling;
6. Enhance monitoring infrastructure,
including observer coverage, vessel
monitoring systems, and electronic
logbooks for vessel fishing in areas
where they might encounter high
concentrations of deep-sea coral and
sponge habitat (including encountering
HAPC);
7. Increase enforcement and penalties
to prevent deliberate destruction of
deep-sea coral and sponge habitat and
illegal fishing in already closed areas;
and
8. Fund and initiate research to
identify, protect, and restore damaged
deep-sea coral and sponge habitat.
The exact and complete assertions of
legal responsibilities under Federal law
are contained in the text of Oceana’s
petition, which is available via internet
at the following NMFS web address:
https://www.nmfs.noaa.gov/habitat/
habitatconservation/DSClpetition/
Oceana/HAPClCorallPetition.pdf.
Copies of this petition also may be
obtained by contacting NMFS at the
address provided above.
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Agency Decision
After carefully considering the
petition and all public comments,
NMFS has determined that the measures
requested by the petition do not require
specific rulemaking at this time. NMFS
has determined that certain fishing
practices, especially mobile bottomtending gear (defined by Oceana as
including dredges, beam and otter
trawls, and other mobile fishing gear
that is dragged along the ocean floor),
may adversely affect DSCS and the
communities that depend upon them
and that this issue is important to
address, but that it does not represent an
emergency as defined in the MagnusonStevens Act 16 U.S.C 1855(c)(1). Absent
Council request, the Secretary has the
discretion to issue emergency
regulations when an ‘‘emergency
exists.’’ This discretion however is
limited to only urgent or special
circumstances. DSCS areas within the
existing mobile bottom-tending gear
footprint, and any areas not impacted or
areas threatened by future fishery
expansion can be addressed through
current or future Council rulemaking
processes. Thus, the DSCS conservation
issue outlined by the petition is not an
immediate and urgent threat to the
fishery resource. Furthermore,
emergency rulemaking by the Secretary
substantially limits the participation of
the public and other interested parties
in the rulemaking process. In fact, the
Magnuson-Stevens Act and the APA
make it clear that the full scope of
public participation and comment must
generally be permitted. As such, even
controversial actions with serious
economic effects should be conducted
through typical notice and comment
rulemaking. In this instance, the
perceived immediate benefits from
emergency action do not outweigh the
value of advance notice, public
comment and deliberative consideration
of the impacts of the requested action on
the interested parties (62 FR 44421,
NMFS Policy Guidelines for the Use of
Emergency Rules).
Given the nature of the issues raised
by the Oceana and the need for
additional information, the agency
intends to follow the normal rulemaking
process in the event that rulemaking is
warranted thereby involving the various
stakeholders, providing an open forum
for scientific review and addressing the
potential impacts on the affected
communities. The previous actions
undertaken by NOAA, NMFS and the
eight Councils have addressed or are in
the process of addressing many DSCS
protection issues that are covered under
the Magnuson-Stevens Act. However, it
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is unclear whether DSCS qualifies as
EFH for Federally managed species in
all regions and additional research is
needed to determine the connection
between DSCS and those species. In
addition, other factors besides mobile
bottom-tending fishing gear should be
evaluated in assessing all impacts on
DSCS. DSCS damage may result from
other types of fishing gear and/or other
natural environmental stressors. DSCS
bycatch information also differs
amongst regions, and less is known
about using bycatch data to indicate the
presence of important DSCS
communities. DSCS research,
conservation, and management issues
vary amongst regions, and are best
addressed through a regional ecosystem
approach to management.
Instead of emergency rulemaking,
NMFS will enhance its pursuit of a
regional approach working through
existing regulatory processes to address
the conservation and management of
these resources. The effectiveness of this
approach has been demonstrated by
recent actions of several Councils to
protect DSCS resources. In cases where
the best available science indicates that
action should be taken under the
Magnuson-Stevens Act to conserve and
enhance DSCS habitat and reduce DSCS
bycatch, NMFS will work with the
appropriate Council(s) to minimize
adverse effects from fishing to the extent
practicable.
In addition to the emergency
rulemaking aspect of the petition’s
requests, NMFS has considered the
petitioner’s eight requested measures as
well as other aspects of the petition and
has instead adopted an approach to
address DSCS issues that will be
formalized in a National DSCS
Conservation and Management Strategy.
A description of the National strategy,
the public comments to the petition,
and the responses to those comments
appear below.
Decision on the Eight Requested
Measures
Measure 1. NOAA will continue (and,
within budget constraints, expand)
research efforts to identify and map the
location of areas containing high
concentrations of structure-forming
deep-sea corals (also known as coldwater or deep-water corals). Known
areas will be discussed in the NOAA
report, Status of Deep-Coral
Communities of the United States,
which is planned for publication in late
2005 or early 2006. Current mapping
and research efforts are being
undertaken through partnerships
between NOAA and the U.S. Geological
Survey (USGS), Minerals Management
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Service (MMS), the Councils, and
several academic institutions. These
mapping efforts are ongoing and involve
exploration of new areas and
synthesizing existing data for deep-sea
coral maps. Information included in
these maps, any relevant documents,
and the maps themselves, may be found
on web pages managed by the
participating agencies and Councils.
NOAA deep-sea coral maps will be
made available to the public.
Subsequent mapping activities will
expand these efforts to include deep-sea
sponges, about which less is currently
known.
Measure 2. NOAA will continue to
support the Councils by providing
information on DSCS location and
function as potential habitat for
Federally managed species. NMFS will
encourage Councils in each region to
use all available information to describe
and identify such EFH, and to identify
specific areas as HAPCs where
appropriate. In regions where DSCS are
described and identified as EFH/HAPCs,
NMFS will work proactively with the
appropriate Council(s) to minimize
adverse effects from fishing to the extent
practicable, including consideration of
additional closures to mobile bottomtending gear and other bottom-tending
gear as appropriate.
Measure 3. NMFS will work with
each Council, using the best available
information, to identify areas that have
not been subject to mobile bottomtending gear in the past 5 to 10 years,
and that may therefore include
undamaged DSCS communities. NMFS
will work with each Council to
minimize to the extent practicable
adverse fishing effects on DSCS
identified and described as EFH, to
minimize DSCS bycatch to the extent
practicable where bycatch is a concern,
and to sustain DSCS that are treated as
Federally managed species in FMPs.
Furthermore, NMFS will work with
each Council to evaluate and take
action, where applicable, to prevent or
prohibit expansion of mobile bottomtending gear into new areas that may
support substantial DSCS, until NMFS
has determined through necessary
discovery, mapping, and research that
such fishing activities would not be
likely to damage major DSCS habitats.
NMFS believes taking proactive
measures to restrict the mobile bottomtending gear footprint on a regional
basis may be the best way to
comprehensively protect DSCS EFH and
prevent DSCS bycatch while
minimizing adverse economic impacts
on the fishing industry.
Measure 4. NMFS will work with the
Councils through existing bycatch
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monitoring and observer programs to
increase monitoring of DSCS bycatch.
NMFS will recognize DSCS as a specific
component of the NMFS National
Bycatch Strategy and will need to
evaluate current standardized bycatch
reporting methodology for inclusion of
DSCS bycatch reporting methodologies.
NMFS will explore the feasibility of
using bycatch as a practical indicator of
the presence of important DSCS
communities. NMFS is not convinced
that deep-sea coral bycatch caps will
work to protect deep-sea corals, as
fishing would inevitably be allowed to
impact deep-sea corals until a certain
threshold is met. Specifying a threshold
would be difficult to relate to
sustainable resource management of
deep-sea corals. The bycatch of deep-sea
sponges has not been well analyzed and
the resilience of their communities to
fishing gear impacts is very poorly
understood.
Measure 5. NMFS will work with the
Councils through existing bycatch
monitoring and observer programs to
increase monitoring of DSCS bycatch,
and encourage Councils to consider
whether such information is sufficient
to identify closure areas to protect EFH/
HAPCs and avoid bycatch if
appropriate.
Measure 6. NMFS agrees that
enhanced monitoring is beneficial to the
fishing community, the fishery, and the
marine environment. NMFS will
continue to work within budget
constraints with other agencies and
Councils to enforce existing closure
areas and any new closure areas related
to DSCS.
Measure 7. NMFS Office for Law
Enforcement (OLE) is researching and
testing other viable ways (e.g., joint
enforcement agreements with state
counterparts and satellites) to help
enforce fishery compliance with all
fisheries regulations, including DSCS
closure areas. NMFS OLE will continue
to work with various NOAA and NMFS
divisions, the Councils, NOAA General
Counsel, and the U.S. Attorney’s Office
to determine the appropriate
prosecution method and penalties for
any fishery regulation offense.
Measure 8. NOAA will continue to
survey, research, and protect DSCS
habitat within budget constraints.
NOAA currently makes available to the
public a detailed description of selected
expeditions conducted through NOAA’s
Ocean Exploration Program on DSCS at
the following website: https://
oceanexplorer.noaa.gov/. NOAA also
has funded a pilot research project to
examine the potential for coral
restoration in the Oculina Research
Reserve, one of the shallowest deep-sea
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coral habitats. However, NOAA is not
convinced that restoration of most deepsea coral and sponge habitats is
practical, cost-effective, or possible, and
has no plans to fund or initiate
restoration research beyond the existing
pilot at this time.
National Deep-Sea Coral and Sponge
Conservation and Management Strategy
NOAA has determined that an agency
strategy is needed to effectively and
efficiently address DSCS habitat issues.
The primary goal of this strategy would
be to improve research, conservation,
and management of DSCS communities,
while balancing long-term uses of the
marine ecosystem with maintenance of
biodiversity.
NOAA will continue research and
mapping of DSCS and work proactively
with the Councils and through the
NOAA National Ocean Service (NOS)
National Marine Sanctuary Program
(NMSP) to take near-term steps to meet
this goal while developing the broader
strategy. Conservation and management
actions should at least address the
following two objectives: (1) enhance
the long-term sustainability of economic
use in areas already impacted by fishing
gear or other stressors, and (2) conserve
DSCS in habitat areas relatively
undisturbed by mobile bottom-tending
gear until it is determined that such
fishing gear activity will not damage
DSCS in those areas.
The NOAA strategy will:
1. Develop measurable objectives to
meet the national DSCS conservation
goal stated above and assess progress
toward meeting the goal.
2. Develop regional implementation
plans for mapping, monitoring,
research, and management initiatives.
3. Encourage education and outreach
efforts among fishery managers,
scientists, fishermen, and other
stakeholders.
4. Use existing partnerships and
develop new international approaches
to protect DSCS communities.
5. Identify funding needs to
implement short-, mid-, and long-term
deliverables in support of a NOAA
National Strategy.
Managing bycatch and habitat
impacts of existing fisheries: The first
component of the NOAA DSCS
conservation and management strategy
will involve the preparation of a DSCS
conservation and management report in
consultation with the Councils. This
report will use the peer reviewed
scientific report, Status Report of DeepCoral Communities of the United States,
as well as other appropriate information
sources, and include the following
information: (1) definitions of DSCS to
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encourage consistent use of terminology
for management purposes; (2)
identification of known DSCS areas/
communities of concern within the U.S.
EEZ; (3) maps of known DSCS areas,
fishing effort, and DSCS bycatch; and (4)
characterization of bycatch of DSCS and
inclusion of DSCS as a specific
component of NMFS National Bycatch
Strategy. NOAA will invite public
comment on the report. Based on
information from this conservation and
management report and other
appropriate information sources, NMFS
will work with each Council to evaluate
and take appropriate protective action,
if new fishery management actions
appear to be warranted under the
Magnuson-Stevens Act to address
fishing impacts. NOAA will also
incorporate information regarding the
presence of DSCS areas into its
management of the National Marine
Sanctuaries. The NMSP will, as
appropriate, direct necessary
management actions to the increased
protection of these areas, including
where warranted, issuing additional
regulations to enhance that protection.
Managing potential expansion of
fisheries using mobile bottom-tending
gear beyond current areas: The second
component of the NOAA DSCS
conservation and management strategy
will be to identify areas in each Council
region that have not been subject to
mobile bottom-tending gear in the past
5 to 10 years and that may be reasonably
expected to contain DSCS resources that
are vulnerable to impacts by this fishing
gear. These areas will be identified in
the DSCS conservation and management
report if sufficient information is
available. Based on this information,
NMFS will work with each Council to
evaluate and take action, where
appropriate, to prevent or prohibit
expansion of mobile bottom-tending
gear into new areas that may support
substantial DSCS, until NOAA has
determined through necessary
discovery, mapping, and research that
such fishing activities would not be
likely to damage DSCS habitats in these
areas.
Research, monitoring, and additional
management activities: The third
component of the NOAA DSCS
conservation and management strategy
will be to identify DSCS research and
management gaps and for NOAA and
the Councils to develop regional
implementation plans for mapping,
monitoring, research, and additional
management actions, where applicable.
Plans will also include
recommendations for expanding
education and outreach activities. These
plans will be integrated as appropriate
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with current efforts to map, monitor,
conduct research, and conserve other
NOAA trust living marine resources and
their habitats. These plans should carry
out the objectives and strategies
identified in the above report for
addressing the NOAA DSCS
conservation and management goal. The
timing of the actual implementation of
these plans will vary, depending on
rulemaking schedules as well as
resources.
Additional components of the strategy
may address needs and opportunities to
expand international conservation
partnerships and identify funding needs
to implement short-, mid-, and longterm deliverables in support of the
strategy.
Accomplishments and Ongoing
Activities
Activities currently undertaken by
NOS NMSP, NMFS regional offices and
science centers, NOAA Oceanic and
Atmospheric Research (OAR) Office of
Ocean Exploration (OE) and National
Undersea Research Program (NURP),
and the Councils have addressed or are
in the process of addressing many of the
petition’s requested measures outlined
above. These activities promote deepsea coral conservation, scientific
research, technical reports,
establishment of marine protect areas,
sanctuaries, closed areas, HAPC
designations, and prohibitions on gear
types used near DSCS.
1. NOAA Activities
Scientific Research
NOAA continues to conduct DSCS
research nationally, spanning all coastal
regions of the United States (Southeast,
Northeast, Southwest, Northwest,
Alaska, and Pacific Islands). NOAA
recently completed an internal
document, Profiles of NOAA Deep-Sea
Coral Activities, that contains an
inventory of recent and upcoming DSCS
projects from each program. The NOAA
offices and partners involved in the
DSCS research effort to date include
NMSP, NURP, OE, and the NMFS
Science Centers. Most of these programs
have completed projects/cruises that
include mapping, monitoring and
ecological studies of DSCS during FY
2003–2004 and have detailed long-term
research plans for the future. These
programs have also collaborated with
other Federal agencies, state and local
territories, private organizations,
contractors, institutions, universities,
and foreign government agencies to
improve coordination of DSCS research
efforts. The NOAA profiles document
on deep-sea coral research is an
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evolving document with periodic
updates and will be made public at a
later date.
International Planning
Scientifically, the United States
supports and participates in
international efforts to assess and,
where appropriate, help conserve
vulnerable cold-water ecosystems and
habitat. NOAA has worked with
Canada, Norway, Sweden, Germany,
Belgium, the United Kingdom, and
Ireland to convene scientific workshops
and conduct DSCS research. These
relationships have identified critical
research and management needs for
DSCS in the Atlantic, led to
development of objectives for
conducting at-sea investigations, and
fostered agreement on objectives for
processing and sharing the data
collected to meet shared needs. In
addition, the workshops provided a
platform to begin development of an
International, Trans-Atlantic Expedition
to explore and research DSCS
communities of the Gulf Stream, from
the Gulf of Mexico to Northern Europe.
OAR OE and NURP currently are
conducting several cruises off the U.S.
East Coast that involve European
partners, primarily in terms of acquiring
and sharing data and information to
help meet critical deep-sea coral
community research objectives outlined
during the international workshop in
Galway. OE is currently funding several
expeditions in international waters that
include international partners in the
Pacific and Atlantic Oceans. NOAA is
also a co-sponsor of the upcoming Third
International Symposium on Deep-Sea
Corals. NOAA will continue to support
these research efforts within budget
constraints.
NMFS Observer Program
The NMFS Observer Program
currently records most DSCS bycatch
landed by U.S. fishing vessels having
observer coverage in the EEZ. The
degree of DSCS bycatch species
identification varies by region, but the
weight of DSCS bycatch in sampled
tows is recorded in every region where
DSCS are caught. In the Alaska region,
observers separate coral species in the
genus Primnoa from the rest of the coral
bycatch (a category in the observer
database that includes soft and hard
corals as well as bryozoans, which are
not corals). Primnoa species and the
remaining coral bycatch are weighed
separately and recorded. Deep-sea
sponge bycatch is categorized as
invertebrate or sponge and weighed. In
the Northwest regions, observers
identify deep-sea coral species to the
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lowest practical taxonomic level,
calculate the total weight of deep-sea
coral bycatch, and collect specimens for
later identification in the laboratory.
Deep-sea sponge bycatch is categorized
and weighed. DSCS bycatch data is not
collected in the U.S. Pacific Islands
region because trawls, dredges, and
bottom-set longlines and gillnets are not
allowed. The Southwest Region does
not collect DSCS bycatch because the
pelagic fisheries with observer coverage
do not use fishing methods that impact
bottom habitat. In most observer
programs in the Southeast region and all
observer programs in the Northeast
region, deep-sea coral bycatch is
weighed and recorded. Deep-sea sponge
bycatch is categorized and the weight is
estimated or an actual amount in the
Northeast. Deep-sea sponge bycatch in
the Southeast is listed as invertebrate
when monitoring bycatch reduction
devices, and listed as sponge and
weighed during bycatch
characterization trips.
In summary, the NMFS Observer
Program is collecting information on
both the presence and weight of most
deep-sea coral and some deep-sea
sponge bycatch caught by U.S. fishing
vessels having observer coverage, but
there are regional differences in the
level of observer coverage and the level
of DSCS species identification
conducted by observers. NOAA is
evaluating methods to increase the
efficiency and effectiveness of DSCS
bycatch reporting methodologies.
2. Regional Fishery Management
Council Activities
New England Council
On April 28, 2005, (70 FR 21927)
NMFS approved the New England and
Mid-Atlantic Council actions to close
Lydonia and Oceanographer Canyon
areas off Georges Bank to monkfish
days-at-sea vessels. This action was
taken to minimize to the extent
practicable adverse effects on EFH from
monkfish fishing. These protective
canyon closures prohibit monkfish
bottom trawl and gillnet gear from
impacting hard-bottom, deep-water
habitat found in the canyons, which is
important to many fish species and also
home to vulnerable deep-sea corals. The
actions, which were effective
immediately, also limit monkfish roller
trawl gear to 6 inches in the Southern
Fishery Management Area to ensure that
fishing vessels avoid complex habitat,
particularly in other offshore canyons
that contain important deep-water
habitats.
The New England Council published
a Notice of Intent on February 24, 2004,
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(69 FR 8367) to prepare a programmatic
environmental impact statement (EIS)
and Omnibus EFH Amendment that will
apply to all Council-managed FMPs.
The amendment will identify and
implement mechanisms to protect,
conserve, and enhance the EFH and
define metrics for achieving the
requirements to minimize adverse
impacts to the extent practicable. The
Council is reviewing proposals for
HAPC and Dedicated Habitat Research
Area designations (70 FR 15841). This
amendment will holistically address the
protection of vulnerable EFH across all
New England Council FMPs. The New
England Council may evaluate whether
protective measures in addition to
Monkfish FMP deep-sea coral protection
measures are necessary as part of this
comprehensive approach.
Mid-Atlantic Council
The Mid-Atlantic Council shares
management responsibility for the
Monkfish FMP with the New England
Council. The gear modification
mentioned above ensures that MidAtlantic fishing vessels avoid complex
habitat, such as offshore canyons that
may contain DSCS. These deep areas of
the continental shelf and submarine
canyons contain DSCS. In addition, the
Mid-Atlantic Council has just begun the
development of Tilefish Amendment 2.
As part of this process, the Council will
review any new information related to
tilefish EFH and HAPC as well as
habitat protection measures.
South Atlantic Council
The South Atlantic Council
established a 315–km2 area, the Oculina
Habitat of Area of Particular Concern
(HAPC), in 1984, and prohibited
trawling, bottom longlines, dredges, and
fish traps. Further management
measures prohibiting anchoring or use
of grapples in the Oculina HAPC were
approved later. A subset of the Oculina
HAPC was established as a Research
Reserve in 1994, known as the Oculina
Experimental Closed Area (OECA). The
OECA was one of the first deep-sea coral
banks in the world to receive protection.
All restrictions within the larger HAPC
apply within the OECA. The area was
closed in order to evaluate the
effectiveness of the reserve for the
management and conservation of reef
fish, namely the recovery of their
populations and grouper spawning
aggregations. The Council designated
the Oculina HAPC under the MagnusonStevens Act EFH provisions in 1999. In
2000 the South Atlantic Council
expanded the Oculina HAPC to 1029
km2. In 2003, vessel monitoring systems
(VMS) were required for all rock shrimp
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fishing vessels in the South Atlantic
region, to enhance surveillance and
enforcement of the Oculina HAPC (68
FR 2188).
The South Atlantic Council is
developing a regional coral and benthic
habitat geographic information system
(GIS) of shallow and deep-water areas.
This information will support a
proposed South Atlantic Council
fisheries ecosystem plan (FEP). The
South Atlantic FEP may represent a
future vehicle for achieving additional
protections for DSCS habitat; however,
FEP development will take several
years. The Council recently proposed 10
deep-water coral HAPC areas, some of
which contain deep-water sponges, to
be considered in the development of its
FEP (69 FR 60363). Action to establish
the HAPC designation will be taken
through the Comprehensive Fishery
Ecosystem Plan Amendment.
Gulf of Mexico Council
The Gulf Council published a record
of decision (ROD) on July 29, 2004, (69
FR 45307) to describe and identify coral
as EFH for Gulf fisheries; to identify
several HAPCs that contain coral; and to
identify measures to minimize, to the
extent practicable, the adverse effects of
fishing on coral EFH. However, the coral
areas identified in the EIS mentioned by
the ROD do not distinguish DSCS from
other coral and sponge habitats.
Caribbean Council
The Caribbean Council published a
ROD on May 25, 2004, (69 FR 29693) to
describe and identify coral as EFH for
Caribbean fisheries; to identify HAPCs
that contain coral; and to identify
measures to minimize, to the extent
practicable, the adverse effects of fishing
on coral EFH. However, the coral areas
identified in the EIS mentioned by the
ROD do not distinguish deep-sea coral
and sponge from other coral and sponge
habitats.
Pacific Council
Significant research is underway to
improve information on the location
and abundance of DSCS in the Pacific
EEZ and the function of coral in the
ecosystem. Several actions being taken
or considered by the Council and NOAA
may have the benefit of protecting
DSCS; however, the extent of the
protection is unknown.
The Council has described and
identified EFH as biological
communities living on substrates along
the rocky shelf, non-rocky shelf, and
canyon areas between certain depths.
Although DSCS are not directly
identified as EFH, they can be inferred
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to be a representative biological
community.
Cow Cod Conservation Areas were
implemented in January 2000 off
Southern California. Commercial fishing
is prohibited within these areas.
Recreational fishing was prohibited
shoreward of 20 fathoms. Also
beginning in 2000, the Pacific Council
prohibited large footrope trawls in most
of the EEZ. The effect of the prohibition
is that many complex, rocky habitats
expected to include DSCS are
inaccessible to trawlers. The Council
also created the Rockfish Conservation
Areas in 2003; commercial fishing effort
has been significantly curtailed within
these areas, which comprise most of the
continental shelf.
The Channel Island Marine Reserves
were implemented on April 9, 2003.
The Pacific Council is discussing
expansion of the reserve into Federal
waters. In fall 2003, the Monterey Bay,
Gulf of the Farallones, and Cordell Bank
National Marine Sanctuaries began
development of a revised (draft)
management plan that may involve
marine reserves in state and/or Federal
waters. These marine reserves contain
DSCS.
The Pacific Council published a
notice of availability for the groundfish
EFH DEIS on February 11, 2005, (70 FR
7257) to identify and describe EFH,
designate HAPCs, and minimize adverse
effects of fishing on EFH to the extent
practicable. The DEIS contains several
alternatives that would identify and
describe HAPC areas containing
ecologically important habitat such as
DSCS, and suggests several alternatives
that would prevent fishing in areas
containing DSCS. Based on the DEIS
information, the Council voted in June
2005 to choose preferred alternatives
that would protect about 200,000 square
nautical miles of marine habitat on the
West Coast between the Canadian and
Mexican borders, amounting to over
75% of the ocean within United States
jurisdiction off the coast of Washington,
Oregon, and California. The Pacific
Groundfish EFH Final EIS (FEIS) will be
published by December 9, 2005, and the
record of decision on this action will be
published by February 28, 2006.
Western Pacific Council
The Western Pacific Council
developed a Precious Corals FMP in
September 1983. The FMP coral beds
include deep-sea coral species. The
FMP and amendments adopted through
2002 prohibit nonselective gear in the
entire Western Pacific region; establish
quotas and size limits for pink, black,
gold, and bamboo coral; and list other
harvest restrictions. No other Council
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FMPs allow the use of mobile bottomtending gear within the EEZ around the
Hawaiian Islands or other U.S. Pacific
islands.
North Pacific Council
The North Pacific Council prohibited
trawling in southeast Alaska within a
52,600–square nautical mile area in
1998 as part of a license-limitation
program under Gulf of Alaska
Groundfish Amendment 41. This
measure originally was proposed in
1991 under the rationale to (1) protect
deep-sea coral from long-term damage
by trawl gear due to conservation
concerns for rockfish, and (2) alleviate
social disruption to the local fishing
industry. Amendment 59 established
the 3.1–square nautical mile Sitka
Pinnacles Marine Reserve in the Gulf of
Alaska in 2000 and prohibited all
bottom-fish gear types (except pelagic
troll gear for salmon) in the reserve.
These pinnacles contain high relief
habitat with aggregates of lingcod and
several rockfish species. The purpose of
the restriction was to protect lingcod
concentrations from overfishing.
Numerous hydrocorals (Stylasterids)
and the occasional Primnoa colony of
deep-sea corals inhabit the pinnacles.
The Council also worked in 2002 with
the State of Alaska to prohibit the
retention of corals and sponges within
the State’s 3–mile limit.
The North Pacific Council published
a notice of availability for the EFH FEIS
on May 6, 2005, (70 FR 24038). The
FEIS contains an analysis of the effects
of fishing on EFH as a whole and does
not analyze individual habitat types
(such as DSCS) separately. The analysis
indicates that fishing has long-term
effects on certain habitat features, and
acknowledges there is considerable
scientific uncertainty about the
consequences of such habitat changes
for the sustained productivity of
managed species. Nevertheless, the
analysis concludes that the effects on
EFH are minimal, because there is no
indication that continuing current
fishing activities would alter the
capacity of EFH to support healthy
populations of managed species over the
long term. Due to the uncertainty
behind the analysis of the impacts on
EFH, the North Pacific Council selected
alternative 5(c) to minimize adverse
effects of fishing on EFH and within
HAPCs. The proposed actions include a
279,114–square nautical mile closure in
the Aleutian Islands to protect relatively
undisturbed habitats; six DSCS garden
closures within the current bottom-trawl
foot print measuring 110–square
nautical miles; 15 seamount closures
measuring 5,329–square nautical miles;
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39705
10 Gulf of Alaska slope bottom trawl
closures to protect hard-bottom habitats
over a 2,086–square nautical mile area;
four Gulf of Alaska closures to all
bottom-tending fishing gear to protect
DSCS totaling 13.5–square nautical
miles; and a closure to mobile bottomtending fishing gear on Bowers Ridge
totaling 5,286–square nautical miles.
NMFS will complete its record of
decision for the EFH EIS by August 13,
2005.
3. National Marine Sanctuary Program
Activities
The NOS NMSP has recognized the
importance of protecting deep-sea corals
in sanctuaries, and is moving toward
establishing protection for them under
the management authority of the
National Marine Sanctuaries Act
(NMSA). System-wide, little
information is available on the extent
and location of significant aggregations
of these deep-sea coral communities.
Contingent on available funds, the
NMSP is incorporating the need to
inventory and characterize deep-sea
coral assemblages as one of the drivers
for prioritizing seabed mapping needs in
the sanctuaries. As management plans
are reviewed and updated for each site,
the issue of deep-sea corals is being
integrated. One example of this is the
review of Davidson Seamount for
possible inclusion in the Monterey Bay
NMS, where deep-sea corals are known
to occur. Inclusion of the seamount into
the sanctuary would provide legal
authority, under the NMSA, to protect
coral aggregations in this area. Survey
work has been conducted for the area of
the seamount and coral resources have
been identified.
Deep-sea corals are known to exist in
a number of other sanctuaries in the
NMS System, and NOAA is actively
conducting survey and inventory work
in these sanctuaries. At the Olympic
Coast Sanctuary, several research
cruises have been directed at deep-sea
coral inventory activities, and last year
a species of Lophelia generally
associated with the Atlantic was
discovered there. Surveys are also being
conducted in deep-water areas of the
Gulf of Mexico by the Flower Garden
Banks staff, and similar work is being
conducted off the Florida Keys.
Contingent on available funding, the
NMSP intends to initiate deep-sea coral
surveys at all the national marine
sanctuaries, and where appropriate,
seek to protect these fragile sanctuary
resources through regulation, education,
research, monitoring, and enforcement.
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4. Endangered Species Act Activities
No DSCS species are listed under the
Endangered Species Act (ESA).
Therefore, the direct protections and
prohibitions for ESA-listed species do
not apply to DSCS. However, through
the ESA consultation process, the ESA
may provide a degree of protection to
non-listed species that co-occur with
listed species.
For example, Hawaiian monk seals
have been observed diving on deep-sea
coral in the Northwestern Hawaiian
Islands. Because the Hawaiian monk
seal is listed as an endangered species
under the ESA, any Federal action that
may affect Hawaiian monk seals would
trigger an ESA consultation to ensure
the action would not jeopardize the
species. Through the consultation
process, a proposed action may be
modified to reduce the threat to listed
species. If the proposed action would
adversely affect both monk seals and
deep-sea coral beds, modifications to
the action may protect both the seals
and corals.
In 1998 NMFS designated critical
habitat for the Hawaiian monk seal in 10
areas of the Northwestern Hawaiian
Islands, including some areas near
known deep-sea coral beds. However, it
is unlikely that monk seal critical
habitat provides significant protection
for these beds. By definition critical
habitat is limited to shallow waters less
than 20 fathoms (120 feet). The
shallowest of deep-sea coral species in
the Northwestern Hawaiian Islands is
the black coral, with a depth range that
begins at 40 m (130 feet). Therefore,
critical habitat for the Hawaiian monk
seal does not overlap with the
distribution of deep-sea corals.
Public Comments on the Need for the
Petitioned Regulations, Its Objectives,
and Alternative Approaches
More than 32,000 form-letter
comments and two lists of signatures
were received in favor of the eight
measures proposed in the rulemaking
petition. These commenters urged
NMFS to immediately implement the
measures because DSCS habitats are too
vulnerable and valuable for ocean
health, and potentially for human
pharmaceuticals, to allow bottomtrawling fishing vessels to destroy them.
They felt that the proposed rulemaking
would provide the most reasonable
protection from damage to living DSCS
while having the least harmful impact
on the economic well-being of existing
fisheries and fishing communities.
Many commenters expressed concern
about the effects of bottom trawling on
DSCS communities in relation to the
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entire marine ecosystem, which could
affect the sustainability and recovery of
the nation’s fisheries.
Of the remaining 16 letters, 11
commenters urged that the petition be
rejected or denied, one provided mixed
comments, and four commenters
supported the petition to protect DSCS
communities from bottom trawling.
Many of the commenters opposed to the
petition expressed the belief that the
effects of bottom trawling on DSCS
communities are minimal, and that
Oceana’s proposed measures are already
being addressed through Council FMPs,
HAPC designations, and other
regulatory efforts. Those opposed
expressed the opinion that there is no
‘‘emergency,’’ and Oceana’s actions
were an attempt to circumvent the
public process mandated by the
Magnuson-Stevens Act and National
Environmental Policy Act (NEPA) that
allows for public participation,
involvement of stakeholders, and an
open forum for scientific review. They
stated that this public process is already
underway with regard to the preparation
of EISs for EFH that satisfies a 2000
court order in AOC v. Daley, in which
Oceana was a plaintiff. Furthermore,
many who were opposed to the petition
stated that it is uncertain whether DSCS
communities serve as EFH for Federally
managed species, and additional
research must be done to determine the
degree of connectivity between DSCS
and managed species.
One commenter provided mixed
comments in response to the petition,
and agreed that DSCS are valuable
habitats that promote biodiversity,
record climate change, and are potential
sources of future medicines. However,
the commenter pointed out that bottomtrawling is not the only damaging factor
in deep-sea coral environments and that
an evaluation on natural and
anthropogenic stressors must be
undertaken before concentrating on
trawling as the only major issue.
Those in favor of the petition urged
NMFS to protect DSCS communities
from bottom trawling because they
provide fish habitat essential for
breeding, feeding, resting, and growth
until maturity (regardless of status as a
Federally-managed species or a
commercial species). Many stated that
even though DSCS communities can be
protected under the EFH/HAPC,
bycatch, and the discretionary
provisions of Magnuson-Stevens Act,
the Coral Reef Protection Executive
Order 13089, and NEPA, few Councils
have acted to protect these habitats from
bottom trawling. These commenters
stated in general terms that economic
gains from protecting these resources far
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outweigh allowing bottom trawling to
continue, and that immediate protection
should be bestowed upon DSCS habitat.
Responses to the specific points of the
16 letters are provided below, organized
under the headings corresponding to the
proposed measures outlined in the
petition.
Emergency Rulemaking Comments
Comment 1: A group of commenters
indicated that the petition is a
statutorily mandated part of the agency
decision-making process that should
result in a rulemaking carried out
consistent with the requirements of
Magnuson-Stevens Act EFH, bycatch,
and discretionary provisions, the Coral
Reef Protection Executive Order 13089,
NEPA, APA, and any other controlling
law.
Response: Rulemaking petitions are
part of the agency decision-making
process under 5 USC 553(e). Agencies
have discretion to determine whether
rulemaking is necessary, as part of the
petition process. If the agency finds that
rulemaking is warranted, any measures
implemented must be consistent with
applicable laws.
Comment 2: Many commenters stated
that DOC has responsibility and
opportunity to take action immediately
to save DSCS.
Response: NMFS, with delegated
authority from DOC, has determined
that the fishing threat to DSCS is an
important issue to address but does not
represent an emergency as defined in 16
USC 1855(c)(1). DSCS areas within the
existing mobile bottom-tending gear
footprint, and any areas not impacted or
areas threatened by future fishery
expansion can be addressed through
current or future Council rulemaking
processes.
Comment 3: Another commenter
disagreed with Oceana’s assertion that
the Secretary does not have any
discretion or choice but to implement
its proposal. NMFS has extensive
discretion in making regulatory
decisions, and the courts have only
overturned decisions if they are ruled
arbitrary and capricious.
Response: NMFS agrees that agency
does have discretion in making
regulatory decisions, and that the courts
have only overturned decisions if they
are ruled arbitrary and capricious or fail
to follow procedural requirements
under the Regulatory Flexibility Act or
Regulatory Impact Review or other laws
as applicable.
Comment 4: One commenter stated
that DSCS are not adequately protected
under existing FMPs or pending
rulemakings, and current efforts proceed
too slowly to offer immediate
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protection. This petition would provide
needed consistency, research priorities,
and protection to DSCS.
Response: DSCS themselves may not
be adequately protected under existing
FMPs. However, potential future
rulemakings are appropriate for
addressing the threat to DSCS under the
Magnuson-Stevens Act, which is not
immediate.
Comment 5: One commenter
indicated that the North Pacific Draft
EIS failed to adequately address impacts
on coral and sponge habitat and that the
current preferred alternative will result
in continued destruction of these
habitats. The commenter was also
concerned with the Pacific EFH EIS
process that has not incorporated all
available data into all management
alternatives to minimize the adverse
effects of fishing on EFH.
Response: The North Pacific EFH
DEIS used the best scientific
information available to evaluate
potential adverse effects on DSCS.
NMFS revised and expanded upon that
analysis for the EFH FEIS. In addition,
the North Pacific Council selected a
final preferred alternative 5(c) that
includes extensive precautionary
management measures to minimize
potential adverse effects of fishing on
EFH, including large areas that support
DSCS. The Pacific Groundfish EFH EIS
process has thoroughly examined most
facets of information regarding the
identification and description of EFH,
the designation of HAPCs, and the
minimization of adverse fishing
impacts. The Pacific Groundfish EFH
EIS will contain future environmental
analysis of this information related to a
reasonable range of management
alternatives.
Comment 6: One commenter felt that
DSCS closures need to be integrated
under one common decision-maker,
because implementation of requests
without regional consideration of FMPs
can lead to harm of managed stocks of
fish by displacement and concentration
of fishing effort.
Response: DSCS research,
conservation, and management issues
vary amongst regions, and are best
addressed at the regional level. NMFS
believes that DSCS management
measures need to be examined in the
context of existing FMP management
measures under each Council’s
jurisdiction to avoid harm to managed
fish stocks, protected species, and other
complex habitat by displacement and
concentration of fishing effort.
Comment 7: Several commenters felt
that DSCS protection best occurs
through the existing management
framework (Council-led EFH NEPA
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process), which would address potential
social and economic impacts to
communities, consider a range of
alternatives for EFH designations, allow
public participation, involve
stakeholders, and provide an open
forum for scientific review.
Response: NMFS agrees that DSCS
protection best occurs through existing
Council Processes to manage through
FMPS, consistent with the MagnusonStevens Act National Standards. The
Magnuson-Stevens Act, NEPA, and
other procedures provide for analysis of
actions and public participation. NMFS
notes, however, that public comment on
this rulemaking petition allowed for
public participation in the rulemaking
petition decision process, and
recognizes the value of emergency
rulemaking under appropriate
circumstances.
Comment 8: One commenter felt that
the petition uses inadequate
information, assumptions, and a loose
interpretation of Magnuson-Stevens Act
and regulations to support demand for
immediate action, which limits such
action to extremely urgent and special
circumstances where substantial harm
will be caused during the time required
to conduct normal rulemaking. The
petition did not address whether and
how the Magnuson-Stevens Act national
standards are met, which are clear
requirements for emergency action.
Response: The DSCS rulemaking
petition makes a case for the protection
of DSCS as EFH and HAPCs, and
through bycatch and discretional
provisions of Magnuson-Stevens Act.
NMFS believes in taking a regional
approach to evaluate and take action
where appropriate to protect DSCS and
may pursue future rulemakings to
protect DSCS in specific locations based
on analyses for specific fisheries.
However, NMFS does not find the
information in the petition compelling
for nationwide emergency action. In
addition, NMFS acknowledges that any
action taken under Magnuson-Stevens
Act provisions to protect DSCS would
need to address National Standards, and
other applicable law.
Comment 9: A group of commenters
indicated that marine scientists and
their research assert DSCS support
entire ecosystems of fish and
invertebrates, and high biodiversity.
Response: NMFS recognizes the
importance of DSCS as living marine
resources, and in many cases forming
complex structured habitat for fish and
invertebrates. NMFS also recognizes the
current research indicating the
contribution DSCS communities make
to high biodiversity in the deep ocean.
Currently, Magnuson-Stevens Act
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requires a link between DSCS and a
Federally managed fish species to
provide protection to DSCS as EFH. At
this time, not all regions have scientific
evidence providing a link between
managed fish species and DSCS to
warrant DSCS description as EFH and
HAPCs.
Comment 10: A group of commenters
felt there is broad citizen support in
place to protect DSCS, as evidenced by
the political interest of Senators
McCain, Hollings, Biden, and Leahy,
and the urging of former Secretary of
State Powell to seek a UN resolution
prohibiting bottom trawling on the high
seas until measures to protect deep-sea
ecosystems are in place.
Response: NMFS agrees there is
citizen interest in DSCS protection, as
indicated by the 32,000–plus comments
received in favor of the petition. NMFS
also recognizes increased interest from
the Councils and several fishery groups
regarding DSCS and habitat protection
through the Council process. NMFS
believes that DSCS should be addressed
at a regional level and will work with
the Councils to implement measures to
protect these habitats, as appropriate.
Comment 11: One commenter stated
that overfished species may not be able
to recover without their preferred
habitats if those habitats are DSCS.
Another commenter felt that certain
DSCS species are highly vulnerable to
physical impacts, including fishing gear,
due to long-lived and slow-growing life
history.
Response: The Magnuson-Stevens Act
16 U.S.C. 1801(9) states that, ‘‘One of
the greatest long-term threats to the
viability of commercial and recreational
fisheries is the continuing loss of
marine, estuarine, and other aquatic
habitats.’’ DSCS that are EFH for
managed species can be important for
overfished species recovery. DSCS
vulnerability to fishing impacts is
evident through research on fishing
impacts on deep-sea coral in the
Oculina HAPC in the Southeast Region
and through DSCS bycatch records in
the Pacific and North Pacific. Research
has aged deep-sea coral reefs up to 8,000
years, and the corals that form them
grow at a mere 4 to 25 millimeters per
year (whereas shallow tropical corals
can grow up to 150–millimeters per
year). Therefore, data supports the
assertion that DSCS are long-lived and
slow-growing.
Comment 12: Several commenters
stated that long-term damage to the
ecosystem for short-term gain puts
unknown stress on an ecosystem that
could provide continued income and
livelihood for fishing communities if
exploited sustainably. Protection of
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highly vulnerable habitats should be at
the forefront of management until better
understood, or legislation to fund
research will be for naught if DSCS are
destroyed before we know where they
are.
Response: NMFS and Councils seek to
manage fisheries sustainably and to
minimize adverse impacts on EFH that
are at least more than minimal and not
temporary. NMFS encourages Councils
to take protective action where DSCS
are identified as EFH due to the
uncertainty regarding the degree of
impacts to DSCS and their effects on
managed species and the marine
ecosystem. NMFS also encourages
Councils to take actions that address
impacts to the marine ecosystem that
minimize bycatch of DSCS, where
bycatch is a concern, or through the
development of DSCS FMPs, where
applicable, even when information does
not warrant identifying DSCS as EFH.
Comment 13: One commenter pointed
out that allowing bottom trawling to
expand into new areas without
identifying DSCS is a missed chance to
protect DSCS and the species that
depend on them. The petition urges
action to freeze the current trawling
footprint to prevent trawling from
destroying areas that have not yet been
explored and protects a few known
coral and sponge areas which are either
already closed to bottom trawling or
into which large-scale trawling has not
yet expanded.
Response: NMFS agrees that allowing
bottom trawling to expand into new
areas without identifying DSCS could
result in adverse effects to DSCS.
Consistent with NMFS regional
approach, some Councils have taken
action to prevent trawling activity to
extend into new areas. For example,
NMFS acknowledges the North Pacific
Council’s action to restrict the bottomtrawl fishery footprint in the Aleutian
Islands and the Pacific Council’s efforts
to examine the possibility of similar
action.
Comment 14: One commenter stated
that although impacts of low-intensity
fishing can overwhelm DSCS species
recovery, it is doubtful that such
declines have significant effects on
many managed species. Any established
trawling ground will already have been
degraded and will not recover within
meaningful human time scales.
Response: NMFS believes that more
research is needed on DSCS links to
managed species populations.
Established trawling grounds are most
likely degraded in many areas; however,
certain areas contain DSCS that could be
important for protection.
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Comment 15: One commenter stated
that fish species only become fisheries
resources if they are abundant, and fish
species cannot have this abundance by
being dependent on rare habitat types.
Therefore, DSCS rarity in most regions
makes conservation a minor issue for
resource production and for fisheries.
Response: DSCS are not necessarily
rare in each region or for each managed
species. DSCS conservation is still a
concern for DSCS themselves, and for
unknown importance to resource and
fish production.
Comment 16: Three commenters felt
other gears and stressors (besides
bottom trawling) should be considered
in minimizing fishing impacts to DSCS.
Only future expansions of intensive
bottom-fishing gear in areas of ‘‘high
concentrations’’ of DSCS habitat pose an
immediate and urgent threat, but these
expansions do not justify immediate
national actions.
Response: NMFS agrees that other
gears and stressors should be examined
on a region-by-region basis to address
all impacts to DSCS. The term ‘‘high
concentration’’ of DSCS is difficult to
define due to lack of research on the
extent of DSCS distribution and
importance for managed species
production. NMFS encourages Councils
to take proactive actions to protect
DSCS EFH until ‘‘high concentrations’’
of DSCS can be identified.
Comment 17: One commenter stated
that the petition will drain away
valuable NMFS staff time and resources,
necessary to meet court-ordered
timelines for addressing DSCS issues.
Response: The petition, public
comment period, and analysis of
petition measures will not drain NMFS
staff time and resources. NMFS supports
a regional approach to address DSCS
conservation and management issues.
NMFS staff time and resources will be
balanced in addressing various
mandated needs in addition to analysis
of DSCS issues.
Comment 18: A commenter felt that
the petition does not consider the
practicability of proposed regulations or
economic impacts on fishermen,
processors, and communities. Another
commenter indicated that the requested
petition actions are not the only or best
actions to achieve EFH/HAPC goals.
Response: Practicability is mentioned
in the petition, but not to the degree of
a formal rulemaking process. The
requested petition actions would not
achieve all EFH/HAPC goals, but they
would achieve certain goals related to
DSCS protection. NMFS recognizes the
importance of practicability in
minimizing adverse fishing effects on
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DSCS through the regional Council
process.
Comment 19: One commenter stated
that practicability is not defined by all
that is possible, but rather allowing for
the application of agency expertise and
discretion in determining how best to
manage fishery resources. To be
practicable, EFH protection measures
must have proof of benefit to fishery
production that is greater than the costs
of the measure.
Response: NMFS disagrees that to be
practicable EFH protection measures
must have proof of benefit to fishery
production that is greater than the costs
of the measure. Regulatory guidelines
on determining practicability state that
Councils should consider the nature and
extent of the adverse effect on EFH and
the long and short-term costs and
benefits of potential management
measures to EFH, associated fisheries,
and the nation, consistent with national
standard 7. In determining whether
management measures are practicable,
Councils are not required to perform a
formal cost-benefit analysis (50 CFR
600.815(a)(2)(iii)).
Comment 20: A commenter indicated
that the North Pacific EFH EIS
alternatives consider many of the
petition’s measures: mapping, bottom
trawl prohibition, bycatch limits,
research and monitoring, and observer
coverage. They also indicated that the
North Pacific HAPC Environmental
Assessment (EA) will consider
prohibiting bottom trawling in certain
areas.
Response: NMFS agrees this is a good
example of pending regulatory action
that will address many of the petition’s
requested measures within the context
of all fishery management issues in a
region. This approach may not be
appropriate in other regions.
Accordingly, NMFS will work with the
Councils to evaluate and take action,
where applicable, to address DSCS
protection issues related to specific
fisheries.
Comment 21: A commenter felt
petition measures would prevent DSCS
destruction without hurting fishers, and
allow fishers to continue to receive
income from areas already damaged or
destroyed. They also felt that overall
economic gain from DSCS protection far
outweighs the costs of DSCS
destruction.
Response: A formal cost-benefit
analysis has not been conducted
regarding the benefits of DSCS
conservation for all NMFS regions.
Measures that restrict fishing activities
may have socioeconomic impacts to
fishing communities, and NMFS would
analyze such potential effects for any
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proposed measures under Executive
Order 12866, the Regulatory Flexibility
Act, and other applicable law.
Comments on Specific Measures
Measure 1
Identify, map, and list all known
deep-sea coral and sponge areas
containing high concentrations of deepsea coral and sponge habitat.
Comment 22: One commenter felt that
the petition did not adequately define
DSCS species requiring protection, and
therefore a clearer definition of DSCS is
needed before the term is introduced to
the management regime.
Response: NMFS agrees that the
petitioner did not fully define all the
DSCS species requiring protection.
However, different DSCS species are
components of known habitat types
found in all NMFS regions, and
management measures could be
developed for DSCS communities rather
than specific DSCS species.
Comment 23: Many commenters cited
examples of efforts currently underway
to identify and map DSCS areas and
disseminate this information.
Response: NMFS agrees that several
efforts are currently underway in a
number of relevant agencies to identify
and map DSCS habitats throughout the
U.S. EEZ. Many of these efforts are
being undertaken through partnerships
between NOAA, USGS, MMS, the
Councils, and academic institutions.
Exploration, characterization and
mapping of deep-sea coral habitats are
ongoing in areas such as the Gulf of
Mexico, pinnacles adjacent to the
Oculina HAPC and the deeper Lophelia
beds offshore the Southeast U.S., and
extensive coral communities in the
Aleutian Islands. Mapping and
characterization of these areas supports
the identification and description of
EFH. The information included in these
maps, any relevant documents, and the
maps themselves may be found on web
pages managed by the participating
agencies and the Councils.
Comment 24: One commenter stated
that high concentration reef areas
discovered during mapping could be
designated as no-trawling HAPCs, and
another stated that any EFH and HAPC
designations and regulations must be
accompanied by an initial baseline
analysis and an on-going monitoring
program.
Response: A no-trawling HAPC
cannot be designated solely on the basis
of exploratory mapping, unless (1) a
Federally managed fish species occurs
in that area, (2) EFH has been described
for that species, (3) the area identified
with coral or sponge from these
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mapping efforts occurs within the area
defined as EFH, and (4) rationale exists
to determine that adverse fishing effects
must be minimized to the extent
practicable. The Magnuson-Stevens Act
requires regional Councils to describe
and identify EFH for each fish stock
managed under an FMP, to minimize to
the extent practicable adverse effects on
such habitat caused by fishing, and to
identify other actions to encourage
habitat conservation and enhancement.
HAPCs are a specific subset of a much
larger area identified as EFH that play
a particularly important ecological role
in the fish life cycle or are especially
sensitive, rare, or vulnerable. Whereas
EFH is identified for each species and
life stage in an FMP, HAPCs are
identified on the basis of one or more
of the following considerations: (1) the
importance of the ecological function
provided by the habitat, (2) the extent to
which the habitat is sensitive to humaninduced environmental degradation, (3)
whether and to what extent
development activities are or will be
stressing the habitat type, and (4) the
rarity of the habitat type. Designated
HAPCs are not afforded any additional
regulatory protection than EFH, but
actions with potential adverse impacts
to HAPCs should be more carefully
scrutinized. Depending on the
conservation needs, an HAPC may have
appropriate fishery management
measures associated with the HAPC.
Designation of HAPCs would require
initial baseline information (existing or
developing knowledge) of specieshabitat associations, the characteristics
of a particular habitat type, the threats
to sensitive habitats, or the importance
of an area to multiple species. Although
on-going biological monitoring
programs provide useful information for
management, EFH regulatory guidelines
do not require an on going monitoring
program.
Measure 2
Designate all known areas containing
high concentrations of deep-sea coral
and sponge habitat both as EFH and
‘‘habitat areas of particular concern’’
(HAPC) and close these HAPCs to
bottom trawling.
Comment 25: Several commenters
stated that the South Atlantic Council,
North Pacific Council, Pacific Council,
and Western Pacific Council have taken
measures to protect DSCS directly or
indirectly by identifying them as EFH,
and the South Atlantic Council has
designated a few DSCS as HAPCs.
Another commentator stated that DSCS
are not described as EFH in New
England, therefore DSCS HAPCs cannot
be designated.
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Response: As indicated by the
summary of Council activities, the
South Atlantic, North Pacific, Pacific,
Western Pacific, New England, and MidAtlantic Councils have taken measures
that directly protect DSCS or that
indirectly provide DSCS protection. The
Gulf of Mexico and Caribbean Councils
have taken measures to protect hard and
soft corals, but have not directly
specified actions to protect DSCS. DSCS
are not described as EFH in New
England or the Mid-Atlantic, but are
indicative of hard bottom, which is
described as EFH for several managed
species in New England and the MidAtlantic. New information on DSCS
locations and their roles as EFH will
support NMFS and Council efforts to
examine future actions to protect
important DSCS communities from
fishing impacts.
Comment 26: A few commenters
stated there are significant information
gaps in determining the dependence of
Federally managed species on marine
habitat, and there is little evidence
available to support the petition’s claim
that managed species use DSCS as EFH
(besides redfish in New England).
Response: Using the best available
scientific information, DSCS were
described and identified as EFH for
Federally managed species by the North
Pacific and Pacific Councils in existing
FMPs. The North Pacific Council
recently reviewed this information in its
EFH FEIS, and the Pacific Council is
currently reviewing this information.
The South Atlantic Council has
identified deep-sea corals as EFH for
Federally managed species. Current
scientific information regarding DSCS as
EFH in the New England, Mid-Atlantic,
Gulf, and Caribbean Councils is not as
conclusive, thus limiting the use of EFH
authority to directly protect DSCS.
However, New England established the
Lydonia and Oceanographer submarine
canyon closures to monkfish days-at-sea
fishermen to protect hard-bottom, which
is indicative of deep-sea corals, as
indicated by current scientific research
in that area.
Comment 27: Two commenters stated
that small DSCS ‘‘hot spots’’ may exist
but there was no evidence that these
areas represent a large or important
portion of the overall abundance of
DSCS habitat. Another commenter
stated the petition does not provide a
basis to demonstrate how impacts to
DSCS habitat may alter ecosystems and/
or affect populations of associated
species.
Response: The extent of areas
surveyed for DSCS location is limited.
On occasion, research has identified
areas where more DSCS occur compared
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to other areas surveyed. This
information does not indicate whether
these areas represent a large or
important portion of the overall
abundance of DSCS habitats. The
petition does not directly state how
impacts to DSCS habitat may alter
ecosystems and/or affect managed
species populations. However, the
petition does present the case that DSCS
represent complex three-dimensional
habitat for multiple marine species and
are highly vulnerable to bottom-tending
mobile gear, thus indicating an impact
to the marine ecosystem, but not the
degree of impact.
Comment 28: Several commenters
noted that deep-sea corals may have a
significant presence in selected areas
and may play a habitat role that is
meaningful for certain species (e.g.,
rockfish and redfish). Therefore, corals
cannot be ruled out as possible
important EFH and should be protected
to avoid permanent destruction.
Response: Several managed species
are known to associate with DSCS, and
the best available scientific information
has warranted their description and
identification as EFH in several FMPs.
Deep-sea corals have been identified as
EFH for South Atlantic managed
species, and deep-sea corals are
managed species in the Western Pacific
Council areas. In other regions, the
scientific connection between managed
fish species and DSCS as important
habitat has not been clear enough to
warrant DSCS identification as EFH,
and subsequent protection under
Magnuson-Stevens Act, section
303(a)(7).
Comment 29: One commenter stated
that to protect DSCS as EFH, these
habitats must meet the legal definition
of ‘‘waters and substrate necessary to
support managed species.’’
Response: DSCS must be described
and identified as EFH for Federally
managed fish species by Councils and
NMFS to protect DSCS using MagnusonStevens Act EFH provisions at 16 U.S.C.
1853(a)(7). EFH is defined to mean those
waters and substrate necessary for fish
to spawn, to breed, to feed, or grow to
maturity. For the purpose of interpreting
the definition of EFH: ‘‘Waters’’ include
aquatic areas and their associated
physical, chemical, and biological
properties that are used by fish and may
include aquatic areas historically used
by fish where appropriate; ‘‘substrate’’
includes sediment, hard-bottom,
structures underlying the waters, and
associated biological communities;
‘‘necessary’’ means the habitat required
to support a sustainable fishery and the
managed species’ contribution to a
healthy ecosystem; and ‘‘spawning,
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breeding, feeding, or growth to
maturity’’ covers a species’ full life
cycle (50 CFR 600.10). DSCS described
as EFH in the Pacific and North Pacific,
and deep-sea corals described as EFH in
the South Atlantic and Western Pacific,
are considered living substrates
important for either egg, juvenile, and/
or adult life stages of certain managed
fish species. The New England Council
is evaluating whether new science
suggests this connection between
managed species and DSCS, as well as
many other habitats.
Comment 30: Another commenter
noted that the EFH Final Rule and
Magnuson-Stevens Act do not preclude
Councils from identifying habitat (other
than EFH) of a fishery resource under its
authority even if the species is not
managed under an FMP. However,
Council action to protect habitats of
managed or non-managed species is
limited to protecting habitats from
fishing activities.
Response: The preamble to the EFH
Final Rule at 67 FR 2348 notes that the
Magnuson-Stevens Act does not
preclude Councils from identifying
habitat (other than EFH) of a fishery
resource under its authority even if the
species is not managed under an FMP.
Council action to protect the habitats of
managed or non-managed species is
limited to protecting habits from fishing
activities. Councils have no authority to
protect habitats from other activities,
although they may comment to state and
Federal agencies on non-fishing
activities under section 305(b)(3) of the
Magnuson-Stevens Act.
Comment 31: Two commenters stated
that HAPCs are not required by the
Magnuson-Stevens Act, and are not
automatically afforded any additional
regulatory protection under the act.
Response: HAPCs are not required by
the Magnuson-Stevens Act, but are
recommended under EFH regulatory
guidelines 50 CFR 600.815(a)(8). HAPCs
are useful for helping focus EFH
management on habitat areas that
provide important ecological functions,
are sensitive to human-induced
environmental degradation, are stressed
by development activities, and/or
constitute rare habitat types. However,
HAPC designations do not afford any
additional regulatory protection under
the EFH regulatory guidelines.
Comment 32: One commenter stated
that Federal regulations require the
Councils to base their recommendations
for EFH designation on the ‘‘best
scientific information available’’ and to
interpret available ecological,
environmental, and fisheries
information ‘‘in a risk-averse fashion to
ensure that adequate areas are
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identified’’ and protected. Another
commenter indicated that if the best
scientific information available does not
show DSCS are utilized as EFH, then
action needs to wait until
congressionally authorized. The petition
appears to call for actions that exceed
the mandate provided by the MagnusonStevens Act legislation.
Response: Magnuson-Stevens Act
EFH provisions at 16 U.S.C. 1853(a)(7)
require Councils to minimize to the
extent practicable adverse effects of
fishing on EFH. The EFH regulatory
guidelines state that FMPs should
minimize those impacts that are more
than minimal and not temporary
(MMNT) (50 CFR 600.815(a)(2)(ii)).
DSCS must first be described and
identified as EFH using the best
scientific information available, and
have adverse affects from fishing that
meet the MMNT threshold, before
Councils must take action to protect
DSCS. Councils can manage fishing
activity for habitats that are not EFH but
that represent a conservation and
management concern for the fishery, for
example, where DSCS bycatch is a
concern or if DSCS themselves are
Federally managed species. The DSCS
protection measures requested by the
petition are supported by current
mandates if the administrative record
supports the actions (see response to
comment 24 on no trawling HAPCs, and
responses to comments 25 and 29 on the
description and identification of DSCS
as EFH). However, the administrative
record does not support taking
emergency rulemaking under the
Magnuson-Stevens Act.
Comment 33: One commenter
indicated that closures to trawling
targeting one type of fish and not others
does not provide comprehensive
protection for DSCS areas and the
ecosystems that depend on them.
Response: NMFS agrees that DSCS
closures targeting one type of fish and
not others do not provide
comprehensive protection for DSCS
areas. DSCS closures should be
implemented based on an evaluation of
the need for DSCS closures to all fishing
gears that will adversely affect DSCS
and an evaluation of any new DSCS
closures in connection with existing
closure areas in each region.
Comment 34: The term ‘‘high
concentrations’’ is inherently subjective
and needs to be defined and made clear.
Response: NMFS agrees that the term
‘‘high concentrations’ of DSCS are
difficult to determine without
quantitative information on DSCS
counts. High concentrations should be
evaluated in each region on a case-bycase basis to determine what constitutes
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high concentrations for management.
Any evaluation must take into account
the uncertainties of current DSCS
knowledge and the applicability of this
information in this management
context.
Comment 35: Two commenters
believe the pinnacle proposal lacks
merit and criteria for defining pinnacles
in the North Pacific, and that the
petition’s listing of all pinnacles as
HAPCs masks the importance of some
pinnacles. One of the commenters
cautioned that the petition’s list of
DSCS proposed closed areas may be
incorrect (e.g. Mednyy Seamount, which
is in Russian waters).
Response: NMFS agrees that the
petition lacks criteria for identifying
specific pinnacles as HAPCs. The North
Pacific Council EFH EIS preferred
alternative to minimize adverse effects
of fishing on EFH includes measures
that would protect 16 seamounts. NMFS
expects to complete its record of
decision for the EFH EIS by August 13,
2005.
Measure 3
Identify all areas not fished within the
past 3 years with bottom-tending mobile
fishing gear, and close these areas to
bottom-trawling.
Comment 36: Two commenters stated
this request goes beyond the stated
objective of protecting DSCS habitat,
and would conflict with the agency’s
mandate to achieve sustainable and
optimal yields related to scallops,
flounder, and haddock in New England,
and groundfish species in the Pacific.
Response: NMFS encourages Councils
to take a proactive approach to address
the expansion of trawl or other fisheries
using bottom-tending gear to areas that
have not yet been fished with such gear
and that may contain DSCS
communities. However, NMFS agrees
that a number of areas may have been
closed to mobile bottom-tending gear
before the past three years for reasons
other than impacts to habitat, and
permanent closures of such areas could
conflict with regional Council efforts to
achieve sustainable and optimal yields.
Areas closed to manage fishing
mortality could be opened when the
fishery is rebuilt. Portions of these areas
represent important fishing grounds that
would continue to be closed under this
proposed Oceana measure until mapped
for DSCS, even if any DSCS that might
have existed there had been destroyed
by fishing that pre-dated the closures.
NMFS believes that the Councils should
consider proactive DSCS closure
measures within the context of past,
current, and future management
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objectives and goals for multiple living
marine resources.
Comment 37: Two commenters felt
the petition was misleading to conclude
that the Secretary has information on
where bottom-trawling occurs, because
high-precision, accurate information on
fishing effort location is currently
unavailable. Another commenter felt
that 3 years was too short a time frame
to distinguish between fished and
unfished areas due to the complexity in
determining what area was ‘‘fished.’’
Others felt that fishing effort must be
mapped to determine whether bottom
trawling overlaps with DSCS areas and
whether that fishing interaction is
significant.
Response: NMFS disagrees with the
comments that the Secretary does not
have information on where bottom
trawling is occurring. NMFS has some
information, primarily based on logbook data, but also including some VMS
and observer information for certain
fisheries; however, reporting standards
and the precision of the data varies
widely among fisheries and regions.
NMFS has information regarding fishing
effort and deep-sea coral presence in
different states that vary region by
region. A quantitative analysis of the
degree to which mobile bottom-tending
gear overlapped with known deep-sea
coral communities may not be possible
with current information. A single
bottom trawl by a commercial fishing
vessel may extend for many kilometers.
Evidence of DSCS discovered in a trawl
net may have been retrieved from any
point along the trawl. Thus, with
current information, it is not possible to
determine specific locations where
bottom trawling is encountering DSCS.
NMFS agrees with the comment that
restricting the analysis to areas trawled
in the past 3-years does not provide a
sufficient time period to determine
fished and un-fished areas. Each region
collects fishery dependent data
differently. For instance, the NMFS
Southeast Region collect only landing
data from shrimp trawlers, not locations
of trawls, while the NMFS Alaska and
Northwest Regions collect trawl start
points in 10–square nautical mile grids.
Careful analysis of logbook data
combined with observer and VMS data
(where available and applicable) using
GIS at appropriate scales is needed to
accurately address the area of the
fishing footprint. This analysis
combined with an analysis of current
fishery management closures is very
complex. Due to this complexity, 3years may not provide enough data to
accurately reflect the historical fishing
footprint, which the measure seeks not
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to close to avoid economic harm to
fishermen.
Comment 38: A few commenters felt
there is no basis for sweeping closures,
which are more remote from the
applicable legal standards than the
general call to close potential coral
areas. HADAJA, Inc. v. Evans (2003 WL
21190990 (D.R.I.) Smith) was referenced
by another commenter stating mitigation
measures based on inference,
speculation, or surmise were in
violation of National Standard 2.
Response: In the event that action is
warranted to protect DSCS habitat,
NMFS would need to build an adequate
administrative record to support this
decision. This administrative record
would have to demonstrate that the
chosen action is in compliance with the
Magnuson-Stevens Act and its
regulations, as well as the National
Standards, including National Standard
2, which calls for the use of the best
scientific information available.
Comment 39: Another commenter
referenced NRDC v. Evans (F. Supp. 2d
S.D. N.Y. Berman) to indicate that
reliance on the best available scientific
evidence is sufficient and NMFS had no
obligation to impose mitigation
measures in absence of demonstrated
adverse impacts from fishing. One
commenter felt that an adverse effect
determination is difficult for fishing
impacts on DSCS because the evidence
available is limited to connections from
managed species, to a demonstrated
dependence on habitat, to physical
impacts of fishing on those habitat
features, and to adverse effects on
managed species.
Response: Physical disturbance to
DSCS can be observed, but adverse
effects to fish populations are more
difficult to assess. Nevertheless, it is not
appropriate to require definitive proof of
a link between fishing impacts to EFH
and reduced stock productivity before
Councils can take action to minimize
adverse fishing impacts to EFH to the
extent practicable (67 FR 2354). EFH
regulatory guidelines 50 CFR
600.815(a)(2)(ii) encourage Councils to
use the best available science as well as
other appropriate information sources
when evaluating the impacts of fishing
activities on EFH, and to consider
different types of information according
to its scientific rigor. Through
exploratory submersible dives, video
footage, and remotely operated vehicles
(ROVs), adverse effects on deep-sea
coral habitats have been identified in
some locations, including trawl tracks.
Submersible dives by the Harbor Branch
Oceanographic Institute submersible
Clelia found trawl tracks in Oculina
HAPC off the Florida’s East Coast,
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which has been protected since 1984.
Approximately 39 percent of the total
area of the seafloor observed on 25
NMFS video transects in the Aleutian
Islands was disturbed to some degree by
fishing gear, and 8.5% of the corals on
those transects were damaged or
otherwise disturbed. Existing scientific
information on the slow growth of many
deep-sea corals indicates that damage
recovery times will be extremely long.
Coral and sponge bycatch is common
in trawl fisheries in some areas of
Alaska. NMFS estimates that 81.5–
metric tons of mixed soft and hard
corals and bryozoans are removed from
the sea floor each year as commercial
bycatch and that 87 percent of this
bycatch is captured in bottom trawls.
Under Magnuson-Stevens Act, NMFS is
obligated to reduce bycatch associated
with Federally managed fisheries. The
Magnuson-Stevens Act at 16 U.S.C.
1851(a)(9) states that NMFS must
‘‘include conservation and management
measures that, to the extent practicable
and in the following priority (A)
minimize bycatch; and (B) minimize the
mortality of bycatch which cannot be
avoided.’’
Comment 40: One commenter stated
that the request to permanently close all
areas to bottom trawling that were not
fished within the past 3 years by
bottom-tending mobile gear is excessive
and unnecessary. It appears to focus on
eliminating one fishing sector without
any mitigation or alternatives for
participants or processing components
of the industry. A commenter felt that
where there is a high degree of overlap
between bottom trawls and DSCS,
NMFS should consider buyout programs
to recompense fishermen for the loss of
their livelihood.
Response: NMFS supports addressing
these issues on a regional case by case
basis. If NMFS determines that areas not
fished by mobile bottom-tending gear
within a certain amount of time should
be closed to protect DSCS from fishing,
NMFS would evaluate appropriate
alternatives and mitigation, such as
buyout programs for various fishing
sectors components.
Comment 41: A few commenters
believed that the petition’s conclusion
that closures will have little economic
harm is incorrect due to (1) lost shortterm revenue from scallops that would
die from starfish predation, disease,
and/or old age; (2) costs associated with
monitoring, enforcing, and complying
with transit provisions; and (3) lost
future revenue from closed areas if
economic and resource conditions
changed and fishermen want to fish
these areas in the future.
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Response: It is the responsibility of
NMFS under the Magnuson-Stevens Act
to ‘‘describe and identify essential fish
habitat for the fishery based on the
guidelines established by the Secretary
under section 305(b)(1)(A), minimize to
the extent practicable adverse effects on
such habitat caused by fishing, and
identify other actions to encourage the
conservation and enhancement of such
habitat.’’ If DSCS are found to be EFH,
NMFS is mandated to minimize adverse
fishing effects on DSCS EFH. The
designating Council and NMFS would
address short-term losses of revenue in
a fishery, through appropriate NEPA
analysis. NMFS agrees there are costs
associated with monitoring and
enforcing restricted areas. However, if
the restriction of that habitat is in the
best interest of sustaining the fishery,
then those costs to both NMFS and the
industry are offset by the benefits to all
resources.
Comment 42: One commenter felt that
the North Pacific Council EFH EIS
Alternative 5(b) accomplishes the
petition’s third measure for the Aleutian
Islands, where fish aggregations are
determined by DSCS. However, the
commenter felt this measure would not
be proper for the Bering Sea where fish
aggregations are determined by water
temperature.
Response: Fish aggregations are
determined by a variety of factors,
including water temperature and
substrate type. The best scientific
information available in the North
Pacific indicates that fish aggregate
around DSCS and pinnacles in the
Aleutian Islands, but fish in the Bering
Sea aggregate based on water
temperature. The preferred alternative
5(c) in the North Pacific Council EFH
EIS addresses the commenter’s concerns
in that it includes new measures to
protect DSCS in the Aleutian Islands
and Gulf of Alaska, but no new
measures in the Bering Sea.
Comment 43: Another commenter
stated that non-trawled areas in the Gulf
of Mexico between 120 and 1,000
meters should be identified and
investigated for coral reef resources. If
DSCS exist, amendments to the Shrimp
FMP could be added to protect them.
Response: NMFS agrees that further
investigations are needed on the
locations of DSCS in the Gulf of Mexico.
NOAA is collaborating with USGS and
the MMS in surveying deep-sea corals
in the Gulf of Mexico. However, to
justify the protection of these DSCS
areas under the Gulf Council’s Shrimp
FMP as EFH, a strong link must be made
that these areas are necessary habitat for
Federally managed species life stages in
the Gulf of Mexico. Such a link has not
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yet been identified by the Gulf of
Mexico Council.
Measure 4
Monitor bycatch to identify areas of
deep-sea coral and sponge habitat that
are currently fished, establish
appropriate limits or caps on bycatch of
deep-sea coral and sponge habitat, and
immediately close areas to bottom
trawling where these limits or caps are
reached, until such time as the areas can
be mapped, identified as EFH and
HAPC, and permanently protected.
Comment 44: A few commenters
noted that the South Atlantic and Gulf
of Mexico Councils have taken measures
to protect DSCS, prohibit taking of both
soft and hard coral species, require
fishing vessels to return coral bycatch to
the sea, and improve bycatch
monitoring and reporting.
Response: NMFS recognizes the
efforts by these and other Councils to
monitor and control bycatch of corals.
Less information is available on deepsea sponge bycatch. Council activities
relating to DSCS were discussed earlier
in this notice. The Councils perform an
important role in recommending fishery
management actions for approval and
regulatory implementation by NMFS.
Comment 45: A commenter felt it was
premature to regulate bycatch efforts in
the Pacific Coast groundfish fishery
because the Pacific Council is
developing a programmatic bycatch EIS
to address West Coast bycatch issues.
Response: In September 2004, NMFS,
in cooperation with the Pacific Council,
completed a Final EIS (FEIS) on the
Pacific Coast Groundfish Fishery
Management Plan Bycatch Mitigation
Program. However, that FEIS did not
specifically address bycatch of corals or
sponges in the groundfish fishery.
Comment 46: Another commenter
indicated that DSCS bycatch monitored
by observers does not constitute a basis
for DSCS caps. The extrapolation of past
observer data may result in unrealistic
caps, especially when combined with a
different level of prioritization of DSCS
monitoring the future.
Response: Current bycatch of DSCS is
neither uniformly collected by observers
nor recorded in fishery logbooks
maintained by fishermen. The
determination of realistic caps based on
extrapolation of past observer data or
other DSCS data that may exist (e.g.,
from trawl surveys conducted by NMFS
as part of stock assessments) would
entail substantial uncertainties. As part
of an overall strategy, NMFS will take
steps to determine how existing
observer information on DSCS bycatch
can be standardized or enhanced in
each region, and assess the feasibility of
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such reporting to inform potential
closures. Current regional standardized
bycatch reporting methodologies will
then be evaluated for including DSCS
bycatch reporting methods.
Comment 47: Two commenters
supported identifying ongoing and
future cases of DSCS removal and taking
swift action to halt such damage where
and when it occurs. However, they felt
that bycatch caps were not useful for
several reasons: (1) 100 percent observer
coverage cannot be accurately
monitored or enforced; (2) DSCS
recovery rates are so low that there are
no meaningful ‘‘sustainable harvest’’
levels; and (3) DSCS bycatch caps are
redundant compared to other methods
for DSCS protection, and would include
potential large costs compared to
minimal gain for habitat.
Response: NMFS believes that DSCS
should be managed to preserve
biodiversity and sustainable use of
marine resources. As indicated in its
response to Comment 46 above, NMFS
will study the applicability of DSCS
bycatch monitoring as a mechanism to
inform DSCS management action, and
believes such studies are necessary
before imposition in specific fisheries.
NMFS agrees that bycatch monitoring,
observer coverage, and enforcement
coverage are not at full capacity and that
sustainable bycatch levels of DSCS
would be difficult to ascertain. Bycatch
cap measures could be relatively costly,
and there are other management
measures that could be employed to
protect DSCS.
Comment 48: One commenter
recommended that NMFS initiate a pilot
observer program to monitor bycatch in
the Gulf Council Royal Red Shrimp
Fishery to evaluate potential DSCS
bycatch.
Response: NMFS is considering ways
to monitor bycatch of DSCS in various
fisheries and is supportive of costeffective ways to reduce such bycatch or
eliminate it altogether where deemed
necessary and appropriate.
Measure 5
Establish a program to identify new
areas containing high concentrations of
deep-sea coral and sponge habitat
through bycatch monitoring, surveys,
and other methods, designate these
newly discovered areas as EFH and
HAPC, and close them to bottom
trawling.
Comment 49: Another commenter felt
that additional closures based on DSCS
bycatch would be difficult to identify.
Response: Because of the lack of data
and uniformity problems in data
collected on DSCS bycatch, area
closures based on DSCS bycatch may be
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difficult. As with capping fishing based
on DSCS bycatch, NMFS will need to
evaluate current standardized bycatch
reporting methodology to include
bycatch reporting methodology for
DSCS before NMFS can evaluate the
potential use of monitoring bycatch in
individual fisheries for the purpose of
closing areas to fishing (see response to
Comment 47 under Measure 4 above).
Comment 50: One Commenter felt
that identifying new areas containing
high concentrations of DSCS through
bycatch monitoring might be the most
economical approach due to the limited
amount of bottom trawling occurring in
coral areas of the Gulf of Mexico.
Response: NMFS agrees that bycatch
monitoring may be an economical
method to prioritize a more detailed
examination of the benthic community
in the Gulf of Mexico. However, trawl
and other types of surveys conducted or
contracted by NMFS may also prove
economical and more expeditious in
identifying high concentrations of DSCS
for possible designation as EFH and
HAPC and potentially closing them to
bottom trawling. NMFS will work with
the Councils through existing bycatch
monitoring and observer programs to
increase monitoring of DSCS bycatch,
and encourage Councils to consider
whether such information is sufficient
to identify closure areas to protect EFH/
HAPCs and avoid bycatch if
appropriate.
Comment 51: A few commenters
stated that DSCS knowledge is limited,
so establishing a bycatch monitoring
research program is reasonable within
constraints of budget. When areas are
discovered, they should go through the
proper NEPA process before adding
protection.
Response: NMFS agrees.
Measure 6
Enhance monitoring infrastructure,
including observer coverage, vessel
monitoring systems, and electronic
logbooks for vessels fishing in areas
where they might encounter high
concentrations of deep-sea coral and
sponge habitat (including encountering
HAPC).
Comment 52: Several commenters
supported enhanced monitoring
infrastructure that is more efficient and
effective; improves understanding of the
ecosystem; and is within constraints of
practical fishing operations, reasonable
costs, and budget priorities that also
include what is necessary for fisheries
and endangered species issues.
Response: NMFS agrees that
enhanced monitoring is beneficial to the
fishing community, the fishery, and
DSCS resources. NMFS strives to have
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39713
effective and efficient monitoring
systems in place that are appropriate to
the fishery for which they are employed
and for the living marine resources
NMFS protects. For instance, the rock
shrimp fishery in the South Atlantic is
required to have vessel monitoring
systems (VMS) on all commercially
licensed vessels and all shrimp vessels
are also required to incorporate turtle
excluder devices (TED) into their nets to
reduce the mortality of sea turtles in
shrimp trawls. As technology develops
and as budgets permit, NMFS
incorporates technological advances
into its monitoring programs.
Comment 53: Two commenters stated
that the South Atlantic and the Gulf of
Mexico Councils have taken measures to
require observers and VMS to monitor
DSCS.
Response: The Gulf Council does not
require observers on vessels that
potentially may impact deep-sea corals.
Shrimp vessels in the Gulf of Mexico
take observers on a voluntary basis and
coral bycatch is not currently recorded
specifically as ‘‘coral’’ but rather as
‘‘invertebrate unidentified.’’ Any coral
bycatch is included along with other
invertebrate species by weight, which
include sponges. The Gulf Council has
placed VMS on its vessels fishing with
fish traps and all commercial reef fish
vessels. The South Atlantic Council
requires VMS on its rock shrimp
vessels. The rock shrimp fleet fishes
close to the Oculina HAPC, a known
location of deep-sea coral communities.
NMFS monitors more than 2,100 fishing
vessels using VMS. The following is an
approximation of VMS vessels by
region: Northwest (380), Alaska (600),
Northeast (578), Southeast (260), Pacific
Islands (160), and Southwest (190). The
following is an approximation of NOAA
observers serving annually by region:
Northwest (50), Alaska (270), Northeast
(75), Southeast (30), Pacific Islands (30),
and Southwest (20). NMFS supports the
use of VMS systems; these systems
should be paired with observers to
accurately monitor trawl gear impacts
on DSCS.
Comment 54: A commenter
questioned the accuracy of electronic
logbooks of DSCS bycatch kept by
fishermen. The commenter also
indicated 100 percent observer coverage
of bottom-trawling vessels needs to be
balanced against the costs for any vessel
smaller than a large factory trawler to
carry the observer.
Response: NMFS believes electronic
logbooks can be kept accurate with
compliance tools such as observers,
VMS, for U.S. Coast Guard (USCG) and
NMFS enforcement. NMFS encourages
the fishing community to understand
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the need for accurate log-books to
provide the best management for the
fishery. In most observer programs,
observer coverage ranges from 5 to 20
percent. Currently, in all regions except
the Gulf of Mexico, vessels receive
observers based on a statistically valid
and randomized process. In the Gulf of
Mexico, shrimp vessels volunteer for the
NMFS observer coverage.
Measure 7
Increase enforcement and penalties to
prevent deliberate destruction of deepsea coral and sponge habitat and illegal
fishing in already closed areas.
Comment 55: Three commenters
noted that efforts are underway in the
South Atlantic, New England, and North
Pacific Councils to increase enforcement
and penalties for the destruction of
DSCS and illegal fishing in DSCS closed
areas. Another commenter indicated
that the Gulf Council is not an
enforcement agency, but is developing
Shrimp Amendment 14 to require VMS
to aid enforcement.
Response: NMFS OLE, USCG, and
deputized agents—not the Councils—
are responsible for enforcing marine
managed areas. Councils provide
recommendations to NMFS after
extensive consultation with
stakeholders. Several Councils have
recommend measures to require fishing
fleets under their jurisdiction to carry
VMS and observers, which have proved
to be effective enforcement tools. NMFS
OLE works with various NOAA and
NMFS divisions, the Councils, NOAA
General Counsel, and the U.S.
Attorney’s Office to determine the
appropriate prosecution method for an
offense. For civil violations, these
include verbal warnings, fix-it notices,
written warnings, summary settlement
fines, as well as monetary penalties
permit sanctions, permit suspensions,
and permit revocations from NOAA
General Counsel. For criminal
violations, penalties include monetary
penalties, home confinement, and/or
imprisonment. Criminal investigations
and prosecutions are saved for the
intentional violators who commit a
violation many times, conspire with
others, or intentionally commit a serious
offense where a civil penalty would not
be appropriate or adequate.
Comment 56: One commenter
indicated that illegal trawling does
occur in the South Atlantic’s DSCS
Oculina HAPC, and another commenter
was unsure how deliberate destruction
of DSCS could be defined.
Response: The South Atlantic Council
has noted that even though the Oculina
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Closed Area has been off-limits to
bottom fishing since 1984, there is
evidence of subsequent illegal trawling
efforts. The South Atlantic Council is
working closely with NMFS OLE to
address these issues. Based on evidence
of damage from illegal trawling, the
Council and NMFS have recently
mandated VMS on shrimp trawlers to
aid enforcement. To prosecute illegal
trawling, deliberate destruction of DSCS
will require a showing of ‘‘intent’’ to
destroy DSCS before a violation occurs.
NMFS Enforcement encourages anyone
who witnesses or has knowledge of a
violation to report it via the NMFS
Enforcement hotline number at 1–800–
853–1964.
Comment 57: Many commenters
supported increased enforcement efforts
for all aspects of fisheries management
to enforce existing closures, and other
fishing regulations.
Response: NMFS agrees that effective
fishery management requires effective
enforcement and cooperation by all
parties to obey the regulations. NMFS
OLE is also researching and testing
other viable ways (e.g., joint
enforcement agreements with state
counterparts and satellites) to help
enforce fishery compliance.
Measure 8
Fund and initiate research to identify,
protect, and restore damaged deep-sea
coral and sponge habitat.
Comment 58: Many commenters
supported increased funding for
research, mapping, and monitoring to
better manage our nation’s oceans,
within usual budget constraints. One
commenter felt Oceana should match
funds for research.
Response: NMFS shares the
commenters’ recognition of the need for
further research and mapping of these
communities. A better understanding of
where these resources are, how they are
impacted by humans, and their
ecological role in the deep ocean leads
to more informed management
decisions. NOAA is working to address
research gaps in our understanding of
DSCS within current budget constraints
(see the previous section on scientific
research). Although NOAA encourages
joint research with NGOs, academia,
and other agencies, it would be both
inappropriate and illegal to require an
NGO to match federal research dollars.
Comment 59: One commenter felt that
establishing a research budget is not
appropriate for a rulemaking petition.
Response: NMFS agrees that
establishing a research budget through
any petition is not appropriate.
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Comment 60: A commenter indicated
that the South Atlantic Council is
currently drafting plans for further
research to explore DSCS.
Response: The South Atlantic Council
is developing an Oculina Research and
Monitoring Plan and a Deep Coral
Research and Monitoring Plan. The goal
of the Oculina research plan is to
evaluate restoration methods for
destroyed and damaged Oculina habitat
and assess long-term survival of restored
colonies.
Deep-Sea Coral and Sponge FMP
Development
Comment 61: Several commenters
noted that the South Atlantic, Western
Pacific, and Gulf of Mexico Councils
have already developed Coral FMPs to
protect corals from activities such as
trawling, anchoring, and placing traps
within coral areas.
Response: The South Atlantic and
Western Pacific Councils have
developed coral FMPs to regulate
harvest of species that include deep-sea
corals, and that also provide protection
from other fishing impacts. The Gulf of
Mexico and Caribbean Councils have
developed coral FMPs to regulate the
harvest and protect warm-water corals
from fishing impacts, but do not identify
DSCS species for protection. No Council
currently has an FMP to manage
impacts to deep-sea sponges.
Comment 62: Another commenter
stated that DSCS are not currently
commercially harvested, managed under
FMPs, or identified as EFH in New
England. However, they stated that the
New England Council is at the forefront
for protecting marine habitats through
large closure areas for EFH.
Response: DSCS are not harvested,
managed under FMPs, or identified as
EFH in New England. However, certain
areas of DSCS are protected by recent
monkfish closure areas to protect hardbottom identified as EFH. The New
England Council has also closed off
large areas to protect marine habitats
identified as EFH that are vulnerable to
fishing. This example is one of many
positive examples of Council actions to
conserve marine habitat resources.
Authority: 16 U.S.C. 1801 et seq.
Dated: July 5, 2005.
Rebecca Lent
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 05–13589 Filed 7–8–05; 8:45 am]
BILLING CODE 3510–22–S
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[Federal Register Volume 70, Number 131 (Monday, July 11, 2005)]
[Proposed Rules]
[Pages 39700-39714]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-13589]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 600
[Docket No. 040517149-5173-03; I.D. 050304C]
Petition for Emergency Rulemaking to Protect Deep-Sea Coral and
Sponge Habitat from Mobile Bottom-Tending Fishing Gear Under the
Magnuson-Stevens Fishery Conservation and Management Act Essential Fish
Habitat Provisions
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Petition for rulemaking; denial of emergency action.
-----------------------------------------------------------------------
SUMMARY: NMFS announces its decision on a petition for rulemaking under
the Administrative Procedure Act (APA). Oceana, a non-governmental
organization (NGO), petitioned the U.S. Department of Commerce to
promulgate immediately a rule to protect deep-sea coral and sponge
(DSCS) habitat from the impacts of mobile bottom-tending fishing gear.
NMFS finds that the petitioned emergency rulemaking is not warranted.
NMFS will work actively with each Regional Fishery Management Council
(Council) to evaluate, and take action where appropriate to protect
DSCS and may pursue future rulemakings to protect DSCS in specific
locations based on analyses for specific fisheries. Additionally, NMFS
plans to develop a strategy to address research, conservation, and
management issues regarding DSCS habitat, which eventually may result
in rulemaking for some fisheries.
ADDRESSES: Copies of NMFS decision on the Oceana petition are available
from Tom Hourigan, NMFS Coral Reef Coordinator, Office of Habitat
Conservation, NMFS, 1315 East-West Highway, Silver Spring, MD 20910;
telephone 301-713-3459 ext. 122. NMFS decision on the Oceana petition
is available via internet at: https://www.nmfs.noaa.gov/habitat/
habitatconservation/DSC_petition.
FOR FURTHER INFORMATION CONTACT: Tom Hourigan, NMFS Coral Reef
Coordinator; telephone: 301-713-3459 Ext. 122; e-mail:
Tom.Hourigan@noaa.gov.
SUPPLEMENTARY INFORMATION: NMFS published a notice of receipt of
petition for rulemaking on June 14, 2004 (69 FR 32991) and invited
public comments for 60 days ending August 13, 2004. NMFS reopened the
comment period on August 31, 2004 (69 FR 53043) to allow for more time
to comment. This comment period ran 45 days, concluding on October 15,
2004. NMFS received 16 letters from interest groups including 6
Councils, commercial fishermen, fisheries organizations, a Federal
agency, environmental groups, and other interested individuals. NMFS
also received more than 32,000 form letters of similar content and two
lists of signatures from interested members of the general public.
Summaries of and responses to comments are provided under the Public
Comments section below.
The Petition
The petition filed by Oceana sought rulemaking to protect DSCS
habitat. This petition states that DSCS habitat comprises long-lived,
slow-growing organisms that are especially vulnerable to destructive
fishing practices, such as the use of mobile bottom-tending fishing
gear and claims that without immediate protection, many of these
sensitive DSCS habitats will suffer irreparable harm.
The petition cites specific legal responsibilities of NMFS for EFH
and HAPCs under the Magnuson-Stevens Act and the EFH regulatory
guidelines at 50 CFR 600, subparts J and K, and concludes that NMFS
must: identify and describe DSCS habitat as EFH; designate some, if not
all, of these habitat types as HAPCs; take appropriate measures to
minimize to the extent practicable adverse fishing effects on this EFH;
and protect such habitat from other forms of destructive activity. The
petition gives a short overview of known DSCS habitat in regions off
the mainland United States, including areas known in the North Pacific,
Pacific, Northeast and Mid-Atlantic, Southeast, and Gulf of Mexico
fishery management regions. The petition asserts that DSCS habitat
satisfy the definition of EFH in the Magnuson-Stevens Act and concludes
that such areas must be identified and described as EFH under the
relevant FMPs. In addition, the petition states that DSCS habitat
should be identified as HAPCs because it meets the definition of HAPC
and satisfies one or more of the criteria set forth in the EFH
guidelines for creating HAPCs. Further, the petition argues that the
Magnuson-Stevens Act requires NMFS to protect areas identified as EFH
and HAPC and that such protection, as articulated in the petition, is
``practicable.'' Finally, the petition asserts that the Magnuson-
Stevens Act requires the Secretary and the Councils to develop FMPs
[[Page 39701]]
specifically for the protection of DSCS, if existing FMPs cannot
provide the means for protecting such habitats.
The petition specifically requests that NMFS immediately initiate
rulemaking to protect DSCS habitats in the U.S. Exclusive Economic Zone
(EEZ) by taking the following measures:
1. Identify, map, and list all known deep-sea coral and sponge
areas containing high concentrations of deep-sea coral and sponge
habitats;
2. Designate all known areas containing high concentrations of
deep-sea coral and sponge habitat as both EFH and 'habitat areas of
particular concern' (HAPC) and close these HAPC to bottom trawling;
3. Identify all areas not fished within the last three years with
bottom-tending mobile fishing gear, and close these areas to bottom
trawling;
4. Monitor bycatch to identify areas of deep-sea coral and sponge
habitat that are currently fished, establish appropriate limits or caps
on bycatch of deep-sea coral and sponge habitat, and immediately close
areas to bottom trawling where these limits or caps are reached, until
such time as the areas can be mapped, identified as EFH and HAPC, and
permanently protected;
5. Establish a program to identify new areas containing high
concentrations of deep-sea coral and sponge habitat through bycatch
monitoring, surveys, and other methods, designate these newly
discovered areas as EFH and HAPC, and close them to bottom trawling;
6. Enhance monitoring infrastructure, including observer coverage,
vessel monitoring systems, and electronic logbooks for vessel fishing
in areas where they might encounter high concentrations of deep-sea
coral and sponge habitat (including encountering HAPC);
7. Increase enforcement and penalties to prevent deliberate
destruction of deep-sea coral and sponge habitat and illegal fishing in
already closed areas; and
8. Fund and initiate research to identify, protect, and restore
damaged deep-sea coral and sponge habitat.
The exact and complete assertions of legal responsibilities under
Federal law are contained in the text of Oceana's petition, which is
available via internet at the following NMFS web address: https://
www.nmfs.noaa.gov/habitat/habitatconservation/DSC_petition/Oceana/
HAPC_Coral_Petition.pdf. Copies of this petition also may be obtained
by contacting NMFS at the address provided above.
Agency Decision
After carefully considering the petition and all public comments,
NMFS has determined that the measures requested by the petition do not
require specific rulemaking at this time. NMFS has determined that
certain fishing practices, especially mobile bottom-tending gear
(defined by Oceana as including dredges, beam and otter trawls, and
other mobile fishing gear that is dragged along the ocean floor), may
adversely affect DSCS and the communities that depend upon them and
that this issue is important to address, but that it does not represent
an emergency as defined in the Magnuson-Stevens Act 16 U.S.C
1855(c)(1). Absent Council request, the Secretary has the discretion to
issue emergency regulations when an ``emergency exists.'' This
discretion however is limited to only urgent or special circumstances.
DSCS areas within the existing mobile bottom-tending gear footprint,
and any areas not impacted or areas threatened by future fishery
expansion can be addressed through current or future Council rulemaking
processes. Thus, the DSCS conservation issue outlined by the petition
is not an immediate and urgent threat to the fishery resource.
Furthermore, emergency rulemaking by the Secretary substantially limits
the participation of the public and other interested parties in the
rulemaking process. In fact, the Magnuson-Stevens Act and the APA make
it clear that the full scope of public participation and comment must
generally be permitted. As such, even controversial actions with
serious economic effects should be conducted through typical notice and
comment rulemaking. In this instance, the perceived immediate benefits
from emergency action do not outweigh the value of advance notice,
public comment and deliberative consideration of the impacts of the
requested action on the interested parties (62 FR 44421, NMFS Policy
Guidelines for the Use of Emergency Rules).
Given the nature of the issues raised by the Oceana and the need
for additional information, the agency intends to follow the normal
rulemaking process in the event that rulemaking is warranted thereby
involving the various stakeholders, providing an open forum for
scientific review and addressing the potential impacts on the affected
communities. The previous actions undertaken by NOAA, NMFS and the
eight Councils have addressed or are in the process of addressing many
DSCS protection issues that are covered under the Magnuson-Stevens Act.
However, it is unclear whether DSCS qualifies as EFH for Federally
managed species in all regions and additional research is needed to
determine the connection between DSCS and those species. In addition,
other factors besides mobile bottom-tending fishing gear should be
evaluated in assessing all impacts on DSCS. DSCS damage may result from
other types of fishing gear and/or other natural environmental
stressors. DSCS bycatch information also differs amongst regions, and
less is known about using bycatch data to indicate the presence of
important DSCS communities. DSCS research, conservation, and management
issues vary amongst regions, and are best addressed through a regional
ecosystem approach to management.
Instead of emergency rulemaking, NMFS will enhance its pursuit of a
regional approach working through existing regulatory processes to
address the conservation and management of these resources. The
effectiveness of this approach has been demonstrated by recent actions
of several Councils to protect DSCS resources. In cases where the best
available science indicates that action should be taken under the
Magnuson-Stevens Act to conserve and enhance DSCS habitat and reduce
DSCS bycatch, NMFS will work with the appropriate Council(s) to
minimize adverse effects from fishing to the extent practicable.
In addition to the emergency rulemaking aspect of the petition's
requests, NMFS has considered the petitioner's eight requested measures
as well as other aspects of the petition and has instead adopted an
approach to address DSCS issues that will be formalized in a National
DSCS Conservation and Management Strategy. A description of the
National strategy, the public comments to the petition, and the
responses to those comments appear below.
Decision on the Eight Requested Measures
Measure 1. NOAA will continue (and, within budget constraints,
expand) research efforts to identify and map the location of areas
containing high concentrations of structure-forming deep-sea corals
(also known as cold-water or deep-water corals). Known areas will be
discussed in the NOAA report, Status of Deep-Coral Communities of the
United States, which is planned for publication in late 2005 or early
2006. Current mapping and research efforts are being undertaken through
partnerships between NOAA and the U.S. Geological Survey (USGS),
Minerals Management
[[Page 39702]]
Service (MMS), the Councils, and several academic institutions. These
mapping efforts are ongoing and involve exploration of new areas and
synthesizing existing data for deep-sea coral maps. Information
included in these maps, any relevant documents, and the maps
themselves, may be found on web pages managed by the participating
agencies and Councils. NOAA deep-sea coral maps will be made available
to the public. Subsequent mapping activities will expand these efforts
to include deep-sea sponges, about which less is currently known.
Measure 2. NOAA will continue to support the Councils by providing
information on DSCS location and function as potential habitat for
Federally managed species. NMFS will encourage Councils in each region
to use all available information to describe and identify such EFH, and
to identify specific areas as HAPCs where appropriate. In regions where
DSCS are described and identified as EFH/HAPCs, NMFS will work
proactively with the appropriate Council(s) to minimize adverse effects
from fishing to the extent practicable, including consideration of
additional closures to mobile bottom-tending gear and other bottom-
tending gear as appropriate.
Measure 3. NMFS will work with each Council, using the best
available information, to identify areas that have not been subject to
mobile bottom-tending gear in the past 5 to 10 years, and that may
therefore include undamaged DSCS communities. NMFS will work with each
Council to minimize to the extent practicable adverse fishing effects
on DSCS identified and described as EFH, to minimize DSCS bycatch to
the extent practicable where bycatch is a concern, and to sustain DSCS
that are treated as Federally managed species in FMPs. Furthermore,
NMFS will work with each Council to evaluate and take action, where
applicable, to prevent or prohibit expansion of mobile bottom-tending
gear into new areas that may support substantial DSCS, until NMFS has
determined through necessary discovery, mapping, and research that such
fishing activities would not be likely to damage major DSCS habitats.
NMFS believes taking proactive measures to restrict the mobile bottom-
tending gear footprint on a regional basis may be the best way to
comprehensively protect DSCS EFH and prevent DSCS bycatch while
minimizing adverse economic impacts on the fishing industry.
Measure 4. NMFS will work with the Councils through existing
bycatch monitoring and observer programs to increase monitoring of DSCS
bycatch. NMFS will recognize DSCS as a specific component of the NMFS
National Bycatch Strategy and will need to evaluate current
standardized bycatch reporting methodology for inclusion of DSCS
bycatch reporting methodologies. NMFS will explore the feasibility of
using bycatch as a practical indicator of the presence of important
DSCS communities. NMFS is not convinced that deep-sea coral bycatch
caps will work to protect deep-sea corals, as fishing would inevitably
be allowed to impact deep-sea corals until a certain threshold is met.
Specifying a threshold would be difficult to relate to sustainable
resource management of deep-sea corals. The bycatch of deep-sea sponges
has not been well analyzed and the resilience of their communities to
fishing gear impacts is very poorly understood.
Measure 5. NMFS will work with the Councils through existing
bycatch monitoring and observer programs to increase monitoring of DSCS
bycatch, and encourage Councils to consider whether such information is
sufficient to identify closure areas to protect EFH/HAPCs and avoid
bycatch if appropriate.
Measure 6. NMFS agrees that enhanced monitoring is beneficial to
the fishing community, the fishery, and the marine environment. NMFS
will continue to work within budget constraints with other agencies and
Councils to enforce existing closure areas and any new closure areas
related to DSCS.
Measure 7. NMFS Office for Law Enforcement (OLE) is researching and
testing other viable ways (e.g., joint enforcement agreements with
state counterparts and satellites) to help enforce fishery compliance
with all fisheries regulations, including DSCS closure areas. NMFS OLE
will continue to work with various NOAA and NMFS divisions, the
Councils, NOAA General Counsel, and the U.S. Attorney's Office to
determine the appropriate prosecution method and penalties for any
fishery regulation offense.
Measure 8. NOAA will continue to survey, research, and protect DSCS
habitat within budget constraints. NOAA currently makes available to
the public a detailed description of selected expeditions conducted
through NOAA's Ocean Exploration Program on DSCS at the following
website: https://oceanexplorer.noaa.gov/. NOAA also has funded a pilot
research project to examine the potential for coral restoration in the
Oculina Research Reserve, one of the shallowest deep-sea coral
habitats. However, NOAA is not convinced that restoration of most deep-
sea coral and sponge habitats is practical, cost-effective, or
possible, and has no plans to fund or initiate restoration research
beyond the existing pilot at this time.
National Deep-Sea Coral and Sponge Conservation and Management Strategy
NOAA has determined that an agency strategy is needed to
effectively and efficiently address DSCS habitat issues. The primary
goal of this strategy would be to improve research, conservation, and
management of DSCS communities, while balancing long-term uses of the
marine ecosystem with maintenance of biodiversity.
NOAA will continue research and mapping of DSCS and work
proactively with the Councils and through the NOAA National Ocean
Service (NOS) National Marine Sanctuary Program (NMSP) to take near-
term steps to meet this goal while developing the broader strategy.
Conservation and management actions should at least address the
following two objectives: (1) enhance the long-term sustainability of
economic use in areas already impacted by fishing gear or other
stressors, and (2) conserve DSCS in habitat areas relatively
undisturbed by mobile bottom-tending gear until it is determined that
such fishing gear activity will not damage DSCS in those areas.
The NOAA strategy will:
1. Develop measurable objectives to meet the national DSCS
conservation goal stated above and assess progress toward meeting the
goal.
2. Develop regional implementation plans for mapping, monitoring,
research, and management initiatives.
3. Encourage education and outreach efforts among fishery managers,
scientists, fishermen, and other stakeholders.
4. Use existing partnerships and develop new international
approaches to protect DSCS communities.
5. Identify funding needs to implement short-, mid-, and long-term
deliverables in support of a NOAA National Strategy.
Managing bycatch and habitat impacts of existing fisheries: The
first component of the NOAA DSCS conservation and management strategy
will involve the preparation of a DSCS conservation and management
report in consultation with the Councils. This report will use the peer
reviewed scientific report, Status Report of Deep-Coral Communities of
the United States, as well as other appropriate information sources,
and include the following information: (1) definitions of DSCS to
[[Page 39703]]
encourage consistent use of terminology for management purposes; (2)
identification of known DSCS areas/communities of concern within the
U.S. EEZ; (3) maps of known DSCS areas, fishing effort, and DSCS
bycatch; and (4) characterization of bycatch of DSCS and inclusion of
DSCS as a specific component of NMFS National Bycatch Strategy. NOAA
will invite public comment on the report. Based on information from
this conservation and management report and other appropriate
information sources, NMFS will work with each Council to evaluate and
take appropriate protective action, if new fishery management actions
appear to be warranted under the Magnuson-Stevens Act to address
fishing impacts. NOAA will also incorporate information regarding the
presence of DSCS areas into its management of the National Marine
Sanctuaries. The NMSP will, as appropriate, direct necessary management
actions to the increased protection of these areas, including where
warranted, issuing additional regulations to enhance that protection.
Managing potential expansion of fisheries using mobile bottom-
tending gear beyond current areas: The second component of the NOAA
DSCS conservation and management strategy will be to identify areas in
each Council region that have not been subject to mobile bottom-tending
gear in the past 5 to 10 years and that may be reasonably expected to
contain DSCS resources that are vulnerable to impacts by this fishing
gear. These areas will be identified in the DSCS conservation and
management report if sufficient information is available. Based on this
information, NMFS will work with each Council to evaluate and take
action, where appropriate, to prevent or prohibit expansion of mobile
bottom-tending gear into new areas that may support substantial DSCS,
until NOAA has determined through necessary discovery, mapping, and
research that such fishing activities would not be likely to damage
DSCS habitats in these areas.
Research, monitoring, and additional management activities: The
third component of the NOAA DSCS conservation and management strategy
will be to identify DSCS research and management gaps and for NOAA and
the Councils to develop regional implementation plans for mapping,
monitoring, research, and additional management actions, where
applicable. Plans will also include recommendations for expanding
education and outreach activities. These plans will be integrated as
appropriate with current efforts to map, monitor, conduct research, and
conserve other NOAA trust living marine resources and their habitats.
These plans should carry out the objectives and strategies identified
in the above report for addressing the NOAA DSCS conservation and
management goal. The timing of the actual implementation of these plans
will vary, depending on rulemaking schedules as well as resources.
Additional components of the strategy may address needs and
opportunities to expand international conservation partnerships and
identify funding needs to implement short-, mid-, and long-term
deliverables in support of the strategy.
Accomplishments and Ongoing Activities
Activities currently undertaken by NOS NMSP, NMFS regional offices
and science centers, NOAA Oceanic and Atmospheric Research (OAR) Office
of Ocean Exploration (OE) and National Undersea Research Program
(NURP), and the Councils have addressed or are in the process of
addressing many of the petition's requested measures outlined above.
These activities promote deep-sea coral conservation, scientific
research, technical reports, establishment of marine protect areas,
sanctuaries, closed areas, HAPC designations, and prohibitions on gear
types used near DSCS.
1. NOAA Activities
Scientific Research
NOAA continues to conduct DSCS research nationally, spanning all
coastal regions of the United States (Southeast, Northeast, Southwest,
Northwest, Alaska, and Pacific Islands). NOAA recently completed an
internal document, Profiles of NOAA Deep-Sea Coral Activities, that
contains an inventory of recent and upcoming DSCS projects from each
program. The NOAA offices and partners involved in the DSCS research
effort to date include NMSP, NURP, OE, and the NMFS Science Centers.
Most of these programs have completed projects/cruises that include
mapping, monitoring and ecological studies of DSCS during FY 2003-2004
and have detailed long-term research plans for the future. These
programs have also collaborated with other Federal agencies, state and
local territories, private organizations, contractors, institutions,
universities, and foreign government agencies to improve coordination
of DSCS research efforts. The NOAA profiles document on deep-sea coral
research is an evolving document with periodic updates and will be made
public at a later date.
International Planning
Scientifically, the United States supports and participates in
international efforts to assess and, where appropriate, help conserve
vulnerable cold-water ecosystems and habitat. NOAA has worked with
Canada, Norway, Sweden, Germany, Belgium, the United Kingdom, and
Ireland to convene scientific workshops and conduct DSCS research.
These relationships have identified critical research and management
needs for DSCS in the Atlantic, led to development of objectives for
conducting at-sea investigations, and fostered agreement on objectives
for processing and sharing the data collected to meet shared needs. In
addition, the workshops provided a platform to begin development of an
International, Trans-Atlantic Expedition to explore and research DSCS
communities of the Gulf Stream, from the Gulf of Mexico to Northern
Europe. OAR OE and NURP currently are conducting several cruises off
the U.S. East Coast that involve European partners, primarily in terms
of acquiring and sharing data and information to help meet critical
deep-sea coral community research objectives outlined during the
international workshop in Galway. OE is currently funding several
expeditions in international waters that include international partners
in the Pacific and Atlantic Oceans. NOAA is also a co-sponsor of the
upcoming Third International Symposium on Deep-Sea Corals. NOAA will
continue to support these research efforts within budget constraints.
NMFS Observer Program
The NMFS Observer Program currently records most DSCS bycatch
landed by U.S. fishing vessels having observer coverage in the EEZ. The
degree of DSCS bycatch species identification varies by region, but the
weight of DSCS bycatch in sampled tows is recorded in every region
where DSCS are caught. In the Alaska region, observers separate coral
species in the genus Primnoa from the rest of the coral bycatch (a
category in the observer database that includes soft and hard corals as
well as bryozoans, which are not corals). Primnoa species and the
remaining coral bycatch are weighed separately and recorded. Deep-sea
sponge bycatch is categorized as invertebrate or sponge and weighed. In
the Northwest regions, observers identify deep-sea coral species to the
[[Page 39704]]
lowest practical taxonomic level, calculate the total weight of deep-
sea coral bycatch, and collect specimens for later identification in
the laboratory. Deep-sea sponge bycatch is categorized and weighed.
DSCS bycatch data is not collected in the U.S. Pacific Islands region
because trawls, dredges, and bottom-set longlines and gillnets are not
allowed. The Southwest Region does not collect DSCS bycatch because the
pelagic fisheries with observer coverage do not use fishing methods
that impact bottom habitat. In most observer programs in the Southeast
region and all observer programs in the Northeast region, deep-sea
coral bycatch is weighed and recorded. Deep-sea sponge bycatch is
categorized and the weight is estimated or an actual amount in the
Northeast. Deep-sea sponge bycatch in the Southeast is listed as
invertebrate when monitoring bycatch reduction devices, and listed as
sponge and weighed during bycatch characterization trips.
In summary, the NMFS Observer Program is collecting information on
both the presence and weight of most deep-sea coral and some deep-sea
sponge bycatch caught by U.S. fishing vessels having observer coverage,
but there are regional differences in the level of observer coverage
and the level of DSCS species identification conducted by observers.
NOAA is evaluating methods to increase the efficiency and effectiveness
of DSCS bycatch reporting methodologies.
2. Regional Fishery Management Council Activities
New England Council
On April 28, 2005, (70 FR 21927) NMFS approved the New England and
Mid-Atlantic Council actions to close Lydonia and Oceanographer Canyon
areas off Georges Bank to monkfish days-at-sea vessels. This action was
taken to minimize to the extent practicable adverse effects on EFH from
monkfish fishing. These protective canyon closures prohibit monkfish
bottom trawl and gillnet gear from impacting hard-bottom, deep-water
habitat found in the canyons, which is important to many fish species
and also home to vulnerable deep-sea corals. The actions, which were
effective immediately, also limit monkfish roller trawl gear to 6
inches in the Southern Fishery Management Area to ensure that fishing
vessels avoid complex habitat, particularly in other offshore canyons
that contain important deep-water habitats.
The New England Council published a Notice of Intent on February
24, 2004, (69 FR 8367) to prepare a programmatic environmental impact
statement (EIS) and Omnibus EFH Amendment that will apply to all
Council-managed FMPs. The amendment will identify and implement
mechanisms to protect, conserve, and enhance the EFH and define metrics
for achieving the requirements to minimize adverse impacts to the
extent practicable. The Council is reviewing proposals for HAPC and
Dedicated Habitat Research Area designations (70 FR 15841). This
amendment will holistically address the protection of vulnerable EFH
across all New England Council FMPs. The New England Council may
evaluate whether protective measures in addition to Monkfish FMP deep-
sea coral protection measures are necessary as part of this
comprehensive approach.
Mid-Atlantic Council
The Mid-Atlantic Council shares management responsibility for the
Monkfish FMP with the New England Council. The gear modification
mentioned above ensures that Mid-Atlantic fishing vessels avoid complex
habitat, such as offshore canyons that may contain DSCS. These deep
areas of the continental shelf and submarine canyons contain DSCS. In
addition, the Mid-Atlantic Council has just begun the development of
Tilefish Amendment 2. As part of this process, the Council will review
any new information related to tilefish EFH and HAPC as well as habitat
protection measures.
South Atlantic Council
The South Atlantic Council established a 315-km\2\ area, the
Oculina Habitat of Area of Particular Concern (HAPC), in 1984, and
prohibited trawling, bottom longlines, dredges, and fish traps. Further
management measures prohibiting anchoring or use of grapples in the
Oculina HAPC were approved later. A subset of the Oculina HAPC was
established as a Research Reserve in 1994, known as the Oculina
Experimental Closed Area (OECA). The OECA was one of the first deep-sea
coral banks in the world to receive protection. All restrictions within
the larger HAPC apply within the OECA. The area was closed in order to
evaluate the effectiveness of the reserve for the management and
conservation of reef fish, namely the recovery of their populations and
grouper spawning aggregations. The Council designated the Oculina HAPC
under the Magnuson-Stevens Act EFH provisions in 1999. In 2000 the
South Atlantic Council expanded the Oculina HAPC to 1029 km\2\. In
2003, vessel monitoring systems (VMS) were required for all rock shrimp
fishing vessels in the South Atlantic region, to enhance surveillance
and enforcement of the Oculina HAPC (68 FR 2188).
The South Atlantic Council is developing a regional coral and
benthic habitat geographic information system (GIS) of shallow and
deep-water areas. This information will support a proposed South
Atlantic Council fisheries ecosystem plan (FEP). The South Atlantic FEP
may represent a future vehicle for achieving additional protections for
DSCS habitat; however, FEP development will take several years. The
Council recently proposed 10 deep-water coral HAPC areas, some of which
contain deep-water sponges, to be considered in the development of its
FEP (69 FR 60363). Action to establish the HAPC designation will be
taken through the Comprehensive Fishery Ecosystem Plan Amendment.
Gulf of Mexico Council
The Gulf Council published a record of decision (ROD) on July 29,
2004, (69 FR 45307) to describe and identify coral as EFH for Gulf
fisheries; to identify several HAPCs that contain coral; and to
identify measures to minimize, to the extent practicable, the adverse
effects of fishing on coral EFH. However, the coral areas identified in
the EIS mentioned by the ROD do not distinguish DSCS from other coral
and sponge habitats.
Caribbean Council
The Caribbean Council published a ROD on May 25, 2004, (69 FR
29693) to describe and identify coral as EFH for Caribbean fisheries;
to identify HAPCs that contain coral; and to identify measures to
minimize, to the extent practicable, the adverse effects of fishing on
coral EFH. However, the coral areas identified in the EIS mentioned by
the ROD do not distinguish deep-sea coral and sponge from other coral
and sponge habitats.
Pacific Council
Significant research is underway to improve information on the
location and abundance of DSCS in the Pacific EEZ and the function of
coral in the ecosystem. Several actions being taken or considered by
the Council and NOAA may have the benefit of protecting DSCS; however,
the extent of the protection is unknown.
The Council has described and identified EFH as biological
communities living on substrates along the rocky shelf, non-rocky
shelf, and canyon areas between certain depths. Although DSCS are not
directly identified as EFH, they can be inferred
[[Page 39705]]
to be a representative biological community.
Cow Cod Conservation Areas were implemented in January 2000 off
Southern California. Commercial fishing is prohibited within these
areas. Recreational fishing was prohibited shoreward of 20 fathoms.
Also beginning in 2000, the Pacific Council prohibited large footrope
trawls in most of the EEZ. The effect of the prohibition is that many
complex, rocky habitats expected to include DSCS are inaccessible to
trawlers. The Council also created the Rockfish Conservation Areas in
2003; commercial fishing effort has been significantly curtailed within
these areas, which comprise most of the continental shelf.
The Channel Island Marine Reserves were implemented on April 9,
2003. The Pacific Council is discussing expansion of the reserve into
Federal waters. In fall 2003, the Monterey Bay, Gulf of the Farallones,
and Cordell Bank National Marine Sanctuaries began development of a
revised (draft) management plan that may involve marine reserves in
state and/or Federal waters. These marine reserves contain DSCS.
The Pacific Council published a notice of availability for the
groundfish EFH DEIS on February 11, 2005, (70 FR 7257) to identify and
describe EFH, designate HAPCs, and minimize adverse effects of fishing
on EFH to the extent practicable. The DEIS contains several
alternatives that would identify and describe HAPC areas containing
ecologically important habitat such as DSCS, and suggests several
alternatives that would prevent fishing in areas containing DSCS. Based
on the DEIS information, the Council voted in June 2005 to choose
preferred alternatives that would protect about 200,000 square nautical
miles of marine habitat on the West Coast between the Canadian and
Mexican borders, amounting to over 75% of the ocean within United
States jurisdiction off the coast of Washington, Oregon, and
California. The Pacific Groundfish EFH Final EIS (FEIS) will be
published by December 9, 2005, and the record of decision on this
action will be published by February 28, 2006.
Western Pacific Council
The Western Pacific Council developed a Precious Corals FMP in
September 1983. The FMP coral beds include deep-sea coral species. The
FMP and amendments adopted through 2002 prohibit nonselective gear in
the entire Western Pacific region; establish quotas and size limits for
pink, black, gold, and bamboo coral; and list other harvest
restrictions. No other Council FMPs allow the use of mobile bottom-
tending gear within the EEZ around the Hawaiian Islands or other U.S.
Pacific islands.
North Pacific Council
The North Pacific Council prohibited trawling in southeast Alaska
within a 52,600-square nautical mile area in 1998 as part of a license-
limitation program under Gulf of Alaska Groundfish Amendment 41. This
measure originally was proposed in 1991 under the rationale to (1)
protect deep-sea coral from long-term damage by trawl gear due to
conservation concerns for rockfish, and (2) alleviate social disruption
to the local fishing industry. Amendment 59 established the 3.1-square
nautical mile Sitka Pinnacles Marine Reserve in the Gulf of Alaska in
2000 and prohibited all bottom-fish gear types (except pelagic troll
gear for salmon) in the reserve. These pinnacles contain high relief
habitat with aggregates of lingcod and several rockfish species. The
purpose of the restriction was to protect lingcod concentrations from
overfishing. Numerous hydrocorals (Stylasterids) and the occasional
Primnoa colony of deep-sea corals inhabit the pinnacles. The Council
also worked in 2002 with the State of Alaska to prohibit the retention
of corals and sponges within the State's 3-mile limit.
The North Pacific Council published a notice of availability for
the EFH FEIS on May 6, 2005, (70 FR 24038). The FEIS contains an
analysis of the effects of fishing on EFH as a whole and does not
analyze individual habitat types (such as DSCS) separately. The
analysis indicates that fishing has long-term effects on certain
habitat features, and acknowledges there is considerable scientific
uncertainty about the consequences of such habitat changes for the
sustained productivity of managed species. Nevertheless, the analysis
concludes that the effects on EFH are minimal, because there is no
indication that continuing current fishing activities would alter the
capacity of EFH to support healthy populations of managed species over
the long term. Due to the uncertainty behind the analysis of the
impacts on EFH, the North Pacific Council selected alternative 5(c) to
minimize adverse effects of fishing on EFH and within HAPCs. The
proposed actions include a 279,114-square nautical mile closure in the
Aleutian Islands to protect relatively undisturbed habitats; six DSCS
garden closures within the current bottom-trawl foot print measuring
110-square nautical miles; 15 seamount closures measuring 5,329-square
nautical miles; 10 Gulf of Alaska slope bottom trawl closures to
protect hard-bottom habitats over a 2,086-square nautical mile area;
four Gulf of Alaska closures to all bottom-tending fishing gear to
protect DSCS totaling 13.5-square nautical miles; and a closure to
mobile bottom-tending fishing gear on Bowers Ridge totaling 5,286-
square nautical miles. NMFS will complete its record of decision for
the EFH EIS by August 13, 2005.
3. National Marine Sanctuary Program Activities
The NOS NMSP has recognized the importance of protecting deep-sea
corals in sanctuaries, and is moving toward establishing protection for
them under the management authority of the National Marine Sanctuaries
Act (NMSA). System-wide, little information is available on the extent
and location of significant aggregations of these deep-sea coral
communities. Contingent on available funds, the NMSP is incorporating
the need to inventory and characterize deep-sea coral assemblages as
one of the drivers for prioritizing seabed mapping needs in the
sanctuaries. As management plans are reviewed and updated for each
site, the issue of deep-sea corals is being integrated. One example of
this is the review of Davidson Seamount for possible inclusion in the
Monterey Bay NMS, where deep-sea corals are known to occur. Inclusion
of the seamount into the sanctuary would provide legal authority, under
the NMSA, to protect coral aggregations in this area. Survey work has
been conducted for the area of the seamount and coral resources have
been identified.
Deep-sea corals are known to exist in a number of other sanctuaries
in the NMS System, and NOAA is actively conducting survey and inventory
work in these sanctuaries. At the Olympic Coast Sanctuary, several
research cruises have been directed at deep-sea coral inventory
activities, and last year a species of Lophelia generally associated
with the Atlantic was discovered there. Surveys are also being
conducted in deep-water areas of the Gulf of Mexico by the Flower
Garden Banks staff, and similar work is being conducted off the Florida
Keys. Contingent on available funding, the NMSP intends to initiate
deep-sea coral surveys at all the national marine sanctuaries, and
where appropriate, seek to protect these fragile sanctuary resources
through regulation, education, research, monitoring, and enforcement.
[[Page 39706]]
4. Endangered Species Act Activities
No DSCS species are listed under the Endangered Species Act (ESA).
Therefore, the direct protections and prohibitions for ESA-listed
species do not apply to DSCS. However, through the ESA consultation
process, the ESA may provide a degree of protection to non-listed
species that co-occur with listed species.
For example, Hawaiian monk seals have been observed diving on deep-
sea coral in the Northwestern Hawaiian Islands. Because the Hawaiian
monk seal is listed as an endangered species under the ESA, any Federal
action that may affect Hawaiian monk seals would trigger an ESA
consultation to ensure the action would not jeopardize the species.
Through the consultation process, a proposed action may be modified to
reduce the threat to listed species. If the proposed action would
adversely affect both monk seals and deep-sea coral beds, modifications
to the action may protect both the seals and corals.
In 1998 NMFS designated critical habitat for the Hawaiian monk seal
in 10 areas of the Northwestern Hawaiian Islands, including some areas
near known deep-sea coral beds. However, it is unlikely that monk seal
critical habitat provides significant protection for these beds. By
definition critical habitat is limited to shallow waters less than 20
fathoms (120 feet). The shallowest of deep-sea coral species in the
Northwestern Hawaiian Islands is the black coral, with a depth range
that begins at 40 m (130 feet). Therefore, critical habitat for the
Hawaiian monk seal does not overlap with the distribution of deep-sea
corals.
Public Comments on the Need for the Petitioned Regulations, Its
Objectives, and Alternative Approaches
More than 32,000 form-letter comments and two lists of signatures
were received in favor of the eight measures proposed in the rulemaking
petition. These commenters urged NMFS to immediately implement the
measures because DSCS habitats are too vulnerable and valuable for
ocean health, and potentially for human pharmaceuticals, to allow
bottom-trawling fishing vessels to destroy them. They felt that the
proposed rulemaking would provide the most reasonable protection from
damage to living DSCS while having the least harmful impact on the
economic well-being of existing fisheries and fishing communities. Many
commenters expressed concern about the effects of bottom trawling on
DSCS communities in relation to the entire marine ecosystem, which
could affect the sustainability and recovery of the nation's fisheries.
Of the remaining 16 letters, 11 commenters urged that the petition
be rejected or denied, one provided mixed comments, and four commenters
supported the petition to protect DSCS communities from bottom
trawling. Many of the commenters opposed to the petition expressed the
belief that the effects of bottom trawling on DSCS communities are
minimal, and that Oceana's proposed measures are already being
addressed through Council FMPs, HAPC designations, and other regulatory
efforts. Those opposed expressed the opinion that there is no
``emergency,'' and Oceana's actions were an attempt to circumvent the
public process mandated by the Magnuson-Stevens Act and National
Environmental Policy Act (NEPA) that allows for public participation,
involvement of stakeholders, and an open forum for scientific review.
They stated that this public process is already underway with regard to
the preparation of EISs for EFH that satisfies a 2000 court order in
AOC v. Daley, in which Oceana was a plaintiff. Furthermore, many who
were opposed to the petition stated that it is uncertain whether DSCS
communities serve as EFH for Federally managed species, and additional
research must be done to determine the degree of connectivity between
DSCS and managed species.
One commenter provided mixed comments in response to the petition,
and agreed that DSCS are valuable habitats that promote biodiversity,
record climate change, and are potential sources of future medicines.
However, the commenter pointed out that bottom-trawling is not the only
damaging factor in deep-sea coral environments and that an evaluation
on natural and anthropogenic stressors must be undertaken before
concentrating on trawling as the only major issue.
Those in favor of the petition urged NMFS to protect DSCS
communities from bottom trawling because they provide fish habitat
essential for breeding, feeding, resting, and growth until maturity
(regardless of status as a Federally-managed species or a commercial
species). Many stated that even though DSCS communities can be
protected under the EFH/HAPC, bycatch, and the discretionary provisions
of Magnuson-Stevens Act, the Coral Reef Protection Executive Order
13089, and NEPA, few Councils have acted to protect these habitats from
bottom trawling. These commenters stated in general terms that economic
gains from protecting these resources far outweigh allowing bottom
trawling to continue, and that immediate protection should be bestowed
upon DSCS habitat.
Responses to the specific points of the 16 letters are provided
below, organized under the headings corresponding to the proposed
measures outlined in the petition.
Emergency Rulemaking Comments
Comment 1: A group of commenters indicated that the petition is a
statutorily mandated part of the agency decision-making process that
should result in a rulemaking carried out consistent with the
requirements of Magnuson-Stevens Act EFH, bycatch, and discretionary
provisions, the Coral Reef Protection Executive Order 13089, NEPA, APA,
and any other controlling law.
Response: Rulemaking petitions are part of the agency decision-
making process under 5 USC 553(e). Agencies have discretion to
determine whether rulemaking is necessary, as part of the petition
process. If the agency finds that rulemaking is warranted, any measures
implemented must be consistent with applicable laws.
Comment 2: Many commenters stated that DOC has responsibility and
opportunity to take action immediately to save DSCS.
Response: NMFS, with delegated authority from DOC, has determined
that the fishing threat to DSCS is an important issue to address but
does not represent an emergency as defined in 16 USC 1855(c)(1). DSCS
areas within the existing mobile bottom-tending gear footprint, and any
areas not impacted or areas threatened by future fishery expansion can
be addressed through current or future Council rulemaking processes.
Comment 3: Another commenter disagreed with Oceana's assertion that
the Secretary does not have any discretion or choice but to implement
its proposal. NMFS has extensive discretion in making regulatory
decisions, and the courts have only overturned decisions if they are
ruled arbitrary and capricious.
Response: NMFS agrees that agency does have discretion in making
regulatory decisions, and that the courts have only overturned
decisions if they are ruled arbitrary and capricious or fail to follow
procedural requirements under the Regulatory Flexibility Act or
Regulatory Impact Review or other laws as applicable.
Comment 4: One commenter stated that DSCS are not adequately
protected under existing FMPs or pending rulemakings, and current
efforts proceed too slowly to offer immediate
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protection. This petition would provide needed consistency, research
priorities, and protection to DSCS.
Response: DSCS themselves may not be adequately protected under
existing FMPs. However, potential future rulemakings are appropriate
for addressing the threat to DSCS under the Magnuson-Stevens Act, which
is not immediate.
Comment 5: One commenter indicated that the North Pacific Draft EIS
failed to adequately address impacts on coral and sponge habitat and
that the current preferred alternative will result in continued
destruction of these habitats. The commenter was also concerned with
the Pacific EFH EIS process that has not incorporated all available
data into all management alternatives to minimize the adverse effects
of fishing on EFH.
Response: The North Pacific EFH DEIS used the best scientific
information available to evaluate potential adverse effects on DSCS.
NMFS revised and expanded upon that analysis for the EFH FEIS. In
addition, the North Pacific Council selected a final preferred
alternative 5(c) that includes extensive precautionary management
measures to minimize potential adverse effects of fishing on EFH,
including large areas that support DSCS. The Pacific Groundfish EFH EIS
process has thoroughly examined most facets of information regarding
the identification and description of EFH, the designation of HAPCs,
and the minimization of adverse fishing impacts. The Pacific Groundfish
EFH EIS will contain future environmental analysis of this information
related to a reasonable range of management alternatives.
Comment 6: One commenter felt that DSCS closures need to be
integrated under one common decision-maker, because implementation of
requests without regional consideration of FMPs can lead to harm of
managed stocks of fish by displacement and concentration of fishing
effort.
Response: DSCS research, conservation, and management issues vary
amongst regions, and are best addressed at the regional level. NMFS
believes that DSCS management measures need to be examined in the
context of existing FMP management measures under each Council's
jurisdiction to avoid harm to managed fish stocks, protected species,
and other complex habitat by displacement and concentration of fishing
effort.
Comment 7: Several commenters felt that DSCS protection best occurs
through the existing management framework (Council-led EFH NEPA
process), which would address potential social and economic impacts to
communities, consider a range of alternatives for EFH designations,
allow public participation, involve stakeholders, and provide an open
forum for scientific review.
Response: NMFS agrees that DSCS protection best occurs through
existing Council Processes to manage through FMPS, consistent with the
Magnuson-Stevens Act National Standards. The Magnuson-Stevens Act,
NEPA, and other procedures provide for analysis of actions and public
participation. NMFS notes, however, that public comment on this
rulemaking petition allowed for public participation in the rulemaking
petition decision process, and recognizes the value of emergency
rulemaking under appropriate circumstances.
Comment 8: One commenter felt that the petition uses inadequate
information, assumptions, and a loose interpretation of Magnuson-
Stevens Act and regulations to support demand for immediate action,
which limits such action to extremely urgent and special circumstances
where substantial harm will be caused during the time required to
conduct normal rulemaking. The petition did not address whether and how
the Magnuson-Stevens Act national standards are met, which are clear
requirements for emergency action.
Response: The DSCS rulemaking petition makes a case for the
protection of DSCS as EFH and HAPCs, and through bycatch and
discretional provisions of Magnuson-Stevens Act. NMFS believes in
taking a regional approach to evaluate and take action where
appropriate to protect DSCS and may pursue future rulemakings to
protect DSCS in specific locations based on analyses for specific
fisheries. However, NMFS does not find the information in the petition
compelling for nationwide emergency action. In addition, NMFS
acknowledges that any action taken under Magnuson-Stevens Act
provisions to protect DSCS would need to address National Standards,
and other applicable law.
Comment 9: A group of commenters indicated that marine scientists
and their research assert DSCS support entire ecosystems of fish and
invertebrates, and high biodiversity.
Response: NMFS recognizes the importance of DSCS as living marine
resources, and in many cases forming complex structured habitat for
fish and invertebrates. NMFS also recognizes the current research
indicating the contribution DSCS communities make to high biodiversity
in the deep ocean. Currently, Magnuson-Stevens Act requires a link
between DSCS and a Federally managed fish species to provide protection
to DSCS as EFH. At this time, not all regions have scientific evidence
providing a link between managed fish species and DSCS to warrant DSCS
description as EFH and HAPCs.
Comment 10: A group of commenters felt there is broad citizen
support in place to protect DSCS, as evidenced by the political
interest of Senators McCain, Hollings, Biden, and Leahy, and the urging
of former Secretary of State Powell to seek a UN resolution prohibiting
bottom trawling on the high seas until measures to protect deep-sea
ecosystems are in place.
Response: NMFS agrees there is citizen interest in DSCS protection,
as indicated by the 32,000-plus comments received in favor of the
petition. NMFS also recognizes increased interest from the Councils and
several fishery groups regarding DSCS and habitat protection through
the Council process. NMFS believes that DSCS should be addressed at a
regional level and will work with the Councils to implement measures to
protect these habitats, as appropriate.
Comment 11: One commenter stated that overfished species may not be
able to recover without their preferred habitats if those habitats are
DSCS. Another commenter felt that certain DSCS species are highly
vulnerable to physical impacts, including fishing gear, due to long-
lived and slow-growing life history.
Response: The Magnuson-Stevens Act 16 U.S.C. 1801(9) states that,
``One of the greatest long-term threats to the viability of commercial
and recreational fisheries is the continuing loss of marine, estuarine,
and other aquatic habitats.'' DSCS that are EFH for managed species can
be important for overfished species recovery. DSCS vulnerability to
fishing impacts is evident through research on fishing impacts on deep-
sea coral in the Oculina HAPC in the Southeast Region and through DSCS
bycatch records in the Pacific and North Pacific. Research has aged
deep-sea coral reefs up to 8,000 years, and the corals that form them
grow at a mere 4 to 25 millimeters per year (whereas shallow tropical
corals can grow up to 150-millimeters per year). Therefore, data
supports the assertion that DSCS are long-lived and slow-growing.
Comment 12: Several commenters stated that long-term damage to the
ecosystem for short-term gain puts unknown stress on an ecosystem that
could provide continued income and livelihood for fishing communities
if exploited sustainably. Protection of
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highly vulnerable habitats should be at the forefront of management
until better understood, or legislation to fund research will be for
naught if DSCS are destroyed before we know where they are.
Response: NMFS and Councils seek to manage fisheries sustainably
and to minimize adverse impacts on EFH that are at least more than
minimal and not temporary. NMFS encourages Councils to take protective
action where DSCS are identified as EFH due to the uncertainty
regarding the degree of impacts to DSCS and their effects on managed
species and the marine ecosystem. NMFS also encourages Councils to take
actions that address impacts to the marine ecosystem that minimize
bycatch of DSCS, where bycatch is a concern, or through the development
of DSCS FMPs, where applicable, even when information does not warrant
identifying DSCS as EFH.
Comment 13: One commenter pointed out that allowing bottom trawling
to expand into new areas without identifying DSCS is a missed chance to
protect DSCS and the species that depend on them. The petition urges
action to freeze the current trawling footprint to prevent trawling
from destroying areas that have not yet been explored and protects a
few known coral and sponge areas which are either already closed to
bottom trawling or into which large-scale trawling has not yet
expanded.
Response: NMFS agrees that allowing bottom trawling to expand into
new areas without identifying DSCS could result in adverse effects to
DSCS. Consistent with NMFS regional approach, some Councils have taken
action to prevent trawling activity to extend into new areas. For
example, NMFS acknowledges the North Pacific Council's action to
restrict the bottom-trawl fishery footprint in the Aleutian Islands and
the Pacific Council's efforts to examine the possibility of similar
action.
Comment 14: One commenter stated that although impacts of low-
intensity fishing can overwhelm DSCS species recovery, it is doubtful
that such declines have significant effects on many managed species.
Any established trawling ground will already have been degraded and
will not recover within meaningful human time scales.
Response: NMFS believes that more research is needed on DSCS links
to managed species populations. Established trawling grounds are most
likely degraded in many areas; however, certain areas contain DSCS that
could be important for protection.
Comment 15: One commenter stated that fish species only become
fisheries resources if they are abundant, and fish species cannot have
this abundance by being dependent on rare habitat types. Therefore,
DSCS rarity in most regions makes conservation a minor issue for
resource production and for fisheries.
Response: DSCS are not necessarily rare in each region or for each
managed species. DSCS conservation is still a concern for DSCS
themselves, and for unknown importance to resource and fish production.
Comment 16: Three commenters felt other gears and stressors
(besides bottom trawling) should be considered in minimizing fishing
impacts to DSCS. Only future expansions of intensive bottom-fishing
gear in areas of ``high concentrations'' of DSCS habitat pose an
immediate and urgent threat, but these expansions do not justify
immediate national actions.
Response: NMFS agrees that other gears and stressors should be
examined on a region-by-region basis to address all impacts to DSCS.
The term ``high concentration'' of DSCS is difficult to define due to
lack of research on the extent of DSCS distribution and importance for
managed species production. NMFS encourages Councils to take proactive
actions to protect DSCS EFH until ``high concentrations'' of DSCS can
be identified.
Comment 17: One commenter stated that the petition will drain away
valuable NMFS staff time and resources, necessary to meet court-ordered
timelines for addressing DSCS issues.
Response: The petition, public comment period, and analysis of
petition measures will not drain NMFS staff time and resources. NMFS
supports a regional approach to address DSCS conservation and
management issues. NMFS staff time and resources will be balanced in
addressing various mandated needs in addition to analysis of DSCS
issues.
Comment 18: A commenter felt that the petition does not consider
the practicability of proposed regulations or economic impacts on
fishermen, processors, and communities. Another commenter indicated
that the requested petition actions are not the only or best actions to
achieve EFH/HAPC goals.
Response: Practicability is mentioned in the petition, but not to
the degree of a formal rulemaking process. The requested petition
actions would not achieve all EFH/HAPC goals, but they would achieve
certain goals related to DSCS protection. NMFS recognizes the
importance of practicability in minimizing adverse fishing effects on
DSCS through the regional Council process.
Comment 19: One commenter stated that practicability is not defined
by all that is possible, but rather allowing for the application of
agency expertise and discretion in determining how best to manage
fishery resources. To be practicable, EFH protection measures must have
proof of benefit to fishery production that is greater than the costs
of the measure.
Response: NMFS disagrees that to be practicable EFH protection
measures must have proof of benefit to fishery production that is
greater than the costs of the measure. Regulatory guidelines on
determining practicability state that Councils should consider the
nature and extent of the adverse effect on EFH and the long and short-
term costs and benefits of potential management measures to EFH,
associated fisheries, and the nation, consistent with national standard
7. In determining whether management measures are practicable, Councils
are not required to perform a formal cost-benefit analysis (50 CFR
600.815(a)(2)(iii)).
Comment 20: A commenter indicated that the North Pacific EFH EIS
alternatives consider many of the petition's measures: mapping, bottom
trawl prohibition, bycatch limits, research and monitoring, and
observer coverage. They also indicated that the North Pacific HAPC
Environmental Assessment (EA) will consider prohibiting bottom trawling
in certain areas.
Response: NMFS agrees this is a good example of pending regulatory
action that will address many of the petition's requested measures
within the context of all fishery management issues in a region. This
approach may not be appropriate in other regions. Accordingly, NMFS
will work with the Councils to evaluate and take action, where
applicable, to address DSCS protection issues related to specific
fisheries.
Comment 21: A commenter felt petition measures would prevent DSCS
destruction without hurting fishers, and allow fishers to continue to
receive income from areas already damaged or destroyed. They also felt
that overall economic gain from DSCS protection far outweighs the costs
of DSCS destruction.
Response: A formal cost-benefit analysis has not been conducted
regarding the benefits of DSCS conservation for all NMFS regions.
Measures that restrict fishing activities may have socioeconomic
impacts to fishing communities, and NMFS would analyze such potential
effects for any
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proposed measures under Executive Order 12866, the Regulatory
Flexibility Act, and other applicable law.
Comments on Specific Measures
Measure 1
Identify, map, and list all known deep-sea coral and sponge areas
containing high concentrations of deep-sea coral and sponge habitat.
Comment 22: One commenter felt that the petition did not adequately
define DSCS species requiring protection, and therefore a clearer
definition of DSCS is needed before the term is introduced to the
management regime.
Response: NMFS agrees that the petitioner did not fully define all
the DSCS species requiring protection. However, different DSCS species
are components of known habitat types found in all NMFS regions, and
management measures could be developed for DSCS communities rather than
specific DSCS species.
Comment 23: Many commenters cited examples of efforts currently
underway to identify and map DSCS areas and disseminate this
information.
Response: NMFS agrees that several efforts are currently underway
in a number of relevant agencies to identify and map DSCS habitats
throughout the U.S. EEZ. Many of these efforts are being undertaken
through partnerships between NOAA, USGS, MMS, the Councils, and
academic institutions. Exploration, characterization and mapping of
deep-sea coral habitats are ongoing in areas such as the Gulf of
Mexico, pinnacles adjacent to the Oculina HAPC and the deeper Lophelia
beds offshore the Southeast U.S