Epidemiologic HIV/AIDS Research Among African American and Hispanic Women at Risk for HIV Infection in the Southern United States and Puerto Rico, 31472-31477 [05-10856]
Download as PDF
31472
Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices
citizen filers (100%): 5; OGE-processed
certificates (private citizens): 5; private
citizen burden hours (20 minutes/
certificate): 2.
B. Certificate of Compliance: Total
filers (executive branch): 10; Private
citizen filers (100%): 10; OGE-processed
certificates (private citizens): 10; private
citizen burden hours (20 minutes/
certificate): 3; and
ii. Model Qualified Trust Documents:
A. Blind Trust Communications: Total
Users (executive branch): 5; Private
citizen users (100%): 5; OGE-processed
documents (private citizens): 25 (based
on an average of five communications
per user, per year); private citizen
burden hours (20 minutes/
communication): 8.
B. Model Qualified Blind Trust: Total
Users (executive branch): 2; Private
citizen users (100%): 2; OGE-processed
models (private citizens): 2; private
citizen burden hours (100 hours/model):
200.
C. Model Qualified Diversified Trust:
Total users (executive branch): 1;
Private citizen users (100%): 1; OGEprocessed models (private citizens): 1;
private citizen burden hours (100 hours/
model): 100.
D.–H. Of the five remaining model
qualified trust documents: Total users
(executive branch): 2; Private citizen
users (100%): 2; OGE-processed models
(private citizens): 2; private citizen
burden hours (100 hours/model): 200.
I.–J. Of the two model confidentiality
agreements: Total users (executive
branch): 1; Private citizen users (100%):
1; OGE-processed agreements (private
citizens): 1; private citizen burden hours
(50 hours/agreement): 50.
The total annual reporting hour
burden, however, is zero (a change from
the 563 hours estimate in the first round
Federal Register notice and the 3,785
hours from the prior three-year period).
After consultation with OMB, OGE has
reexamined its estimating methodology
to reflect the fact that all respondents
hire private trust administrators or other
private representatives to set up and
maintain the qualified blind and
diversified trusts. Respondents
themselves, typically incoming private
citizen Presidential nominees, incur no
hour burden.
The new estimated total annual cost
burden to respondents resulting from
the collection of information is
$1,000,000. Those who use the model
documents for guidance are private trust
administrators or other private
representatives hired to set up and
maintain the qualified blind and
diversified trusts of executive branch
officials who seek to establish qualified
trusts. The cost burden figure is based
VerDate jul<14>2003
16:22 May 30, 2005
Jkt 205001
primarily on OGE’s knowledge of the
typical trust administrator fee structure
(an average of 1 percent of total assets)
and OGE’s experience with
administration of the qualified trust
program. The $1,000,000 annual cost
figure is based on OGE’s estimate of five
active trusts anticipated to be under
administration each year with combined
total assets of $100,000,000. However,
OGE notes that the $1,000,000 figure is
a cost estimate for the overall
administration of the trusts, only a
portion of which relates to information
collection and reporting. For want of a
precise way to break out the costs
directly associated with information
collection, OGE is reporting to OMB the
full $1,000,000 estimate for paperwork
clearance purposes.
In this second round notice, public
comment is again invited on each aspect
of the model qualified trust certificates
and model trust documents, and
underlying regulatory provisions, as set
forth in this notice, including specific
views on the need for and practical
utility of this set of collections of
information, the accuracy of OGE’s
burden estimate, the potential for
enhancement of quality, utility and
clarity of the information collected, and
the minimization of burden (including
the use of information technology). The
Office of Government Ethics, in
consultation with OMB, will consider
all comments received, which will
become a matter of public record.
Approved: May 24, 2005.
Marilyn L. Glynn,
Acting Director, Office of Government Ethics.
[FR Doc. 05–10822 Filed 5–31–05; 8:45 am]
BILLING CODE 6345–02–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Epidemiologic HIV/AIDS Research
Among African American and Hispanic
Women at Risk for HIV Infection in the
Southern United States and Puerto
Rico
Announcement Type: New
Cooperative Agreement.
Funding Opportunity Number: PS05–
107.
Catalog of Federal Domestic
Assistance Number: 93.943.
Key Dates:
Letter of Intent Deadline: July 1, 2005.
Application Deadline: July 18, 2005.
PO 00000
Frm 00062
Fmt 4703
Sfmt 4703
I. Funding Opportunity Description
Authority: Public Health Service Act,
Section 317(k)(2) (42 U.S.C. Section
247b(k)(2) as amended.
Background: Since the beginning of
the AIDS epidemic, most of the persons
identified to be at risk for HIV–1
infection in the United States have been
men who have sex with men or
injection drug users. However, over the
past 15 years, the HIV infection rate
among women at heterosexual risk has
steadily increased. In 2002, surveillance
data demonstrated that heterosexual
transmission accounted for most of the
AIDS cases reported among U.S.
women, particularly affecting women of
color in the Southern United States. The
rate of AIDS diagnoses among African
American women is 48.6 per 100,000
and among those aged 25–44 years,
AIDS is the second most frequent cause
of death. Hispanic women of the same
age group have the second highest
mortality rate from AIDS. Limited
research data suggest that the character
and dynamics of women’s sexual
relationships may be important
determinants of risk, both for engaging
in risk behaviors and for doing so with
high-risk partners. In addition, their
vulnerability is connected to a variety of
socioeconomic factors, including
delayed access to care and support for
HIV/AIDS.
Purpose: The purposes of this project
are to support research on the
epidemiologic, socio-cultural,
structural, psychological, and
behavioral factors that promote HIV
infection in African American and
Hispanic women; and to increase
understanding of the factors related to
the prevalence of HIV infection, and
incidence of recent infection, in these
populations. This announcement
addresses the ‘‘Healthy People 2010’’
focus areas of HIV and the goals of
CDC’s HIV prevention strategic plan
through 2005.
Measurable outcomes of the program
will align with one (or more) of the
following performance goal(s) for the
National Center for HIV, STD, and TB
Prevention (NCHSTP):
• Decrease the number of persons at
high risk of acquiring or transmitting
HIV infection.
• Increase the proportion of HIVinfected persons who know they are
infected.
• Increase the number of HIV-infected
persons who are linked to appropriate
prevention, care, and treatment services.
• Strengthen the capacity nationwide
to monitor the HIV epidemic.
Research Objectives: The program
will support four sites to work
E:\FR\FM\01JNN1.SGM
01JNN1
Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices
collaboratively with each other and with
CDC investigators in conducting a
multi-center cross-sectional study that
includes epidemiologic and behavioral
electronic data collection through the
use of personal digital assistants (PDAs),
oral rapid HIV and urine sexually
transmitted disease (STD) testing, and a
qualitative component among African
American and Hispanic women at risk
for HIV infection in the Southern United
States and Puerto Rico. Applicants
should indicate clearly whether their
application pertains to Hispanic or
African American women. Applicants
are also strongly encouraged to propose
two site investigators: a junior research
investigator as the site primary
investigator, who is able to devote at
least 30 percent full time effort to the
project, and a senior investigator able to
devote at least 10 percent full time effort
to the project. At each site, awardees
will be expected to enroll 300–500
women.
In conducting the research, awardees
will be expected to establish a
partnership with at least one
community-based organization (CBO) to
consult on all aspects of conducting the
study, and to help link participants to
prevention and medical services.
Assessing the prevalence of HIV
infection and incidence of early
infection is also a central component of
the research. Understanding the risk
factors associated with recent HIV
seroconversion will inform the design of
future prevention interventions or
programs. In addition to performing
rapid oral HIV testing of participants,
applicants should be prepared to use
standard serologic assays to confirm
preliminary positive results and to
process and ship specimens from HIVinfected persons to a CDC-designated
laboratory facility in New York State for
testing by using the Serologic Testing
Algorithm for Recent HIV
Seroconversion (STARHS) to identify
recent seroconversions. Applicants
should also indicate how culturally and
gender-tailored pre- and post-test
counseling and referral to medical care,
prevention services, and other services
(social, mental health, drug treatment,
etc.) will be provided to those in need.
After sites are funded, but before
research activities begin, awardees and
CDC investigators will work
collaboratively to refine the protocols so
that they fit together as a whole and
address the research issues in a
scientifically rigorous manner.
Activities: In conducting activities to
achieve the purpose of these programs,
the awardee will be responsible for the
activities listed under ‘‘Awardee
Activities,’’ and CDC will be responsible
VerDate jul<14>2003
16:22 May 30, 2005
Jkt 205001
for conducting activities listed under
CDC Activities.
Awardee Activities for this program
are as follows:
a. Collaborate with other CDCsponsored researchers, including
developing and using common data
collection instruments, specimen
collection protocols, and data
management procedures, as determined
in post-award awardee planning
conferences. Recipients will be required
to pool data for analysis and
publication.
b. Attend meeting(s) at CDC to
develop collaborative research protocol.
Must be prepared to attend first meeting
on September 29, 2005.
c. Identify, recruit, obtain informed
consent from, and enroll an adequate
number of study participants, as
determined by the study protocol and
the program requirements.
d. Establish procedures to maintain
the rights and confidentiality of all
study participants.
e. Perform laboratory tests and data
analysis as determined in the study
protocol.
f. Collaborate and share data and
specimens (when appropriate) with
other collaborators to answer specific
research questions.
g. Conduct data analysis with all
collaborators.
h. Present and publish research
findings.
i. Participate in conference calls (two
per month) with all collaborators.
j. Attend biannual CDC meetings with
other funded grantees.
k. Establish a partnership with at least
one CBO to consult on all aspects of
conducting the study and to help link
participants to prevention and medical
services.
In a cooperative agreement, CDC staff
is substantially involved in the program
activities, above and beyond routine
grant monitoring.
CDC Activities for this program are as
follows:
a. Provide technical assistance as
needed in the design and conduct of the
research.
b. Facilitate and assist in the
development of a research protocol for
Institutional Review Board (IRB) review
by all cooperating institutions
participating in the research project.
The CDC IRB will review and approve
the protocol initially and on at least an
annual basis until the research project is
completed.
c. Provide study software and assist in
designing data management systems.
d. Assist, as needed, in performance
of selected laboratory tests.
PO 00000
Frm 00063
Fmt 4703
Sfmt 4703
31473
e. Assist in the analysis of research
information, and the presentation and
publication of research findings.
f. Conduct annual site visits.
g. Organize and conduct site
investigators’ meetings in Atlanta.
II. Award Information
Type of Award: Cooperative
Agreement. CDC involvement in this
program is listed in the preceding
Activities section.
Mechanism of Support: U19.
Fiscal Year Funds: 2005.
Approximate Total Funding:
$1,000,000 (This amount is an estimate,
and is subject to availability of funds.)
Approximate Number of Awards:
Three-Four.
Approximate Average Award:
$250,000-$320,000 per site. (This
amount is for the first 12-month budget
period.)
Funding Preferences: Funding
decisions will attempt to achieve ethnic
and geographic diversity among the four
sites.
Floor of Award Range: None.
Ceiling of Award Range: $320,000.
Anticipated Award Date: August 31,
2005.
Budget Period Length: 12 months.
Project Period Length: Four years.
Throughout the project period, CDC’s
commitment to continuation of awards
will be conditioned on the availability
of funds, evidence of satisfactory
progress by the recipient (as
documented in required reports), and
the determination that continued
funding is in the best interest of the
federal government.
III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by
public and private nonprofit
organizations and by governments or
their Bona Fide Agents located in the
southern states of Alabama, Arkansas,
Delaware, Florida, Georgia, Kentucky,
Louisiana, Maryland, Mississippi, North
Carolina, Oklahoma, South Carolina,
Tennessee, Texas, Virginia, and West
Virginia, and in the District of Columbia
and the Commonwealth of Puerto Rico:
A Bona Fide Agent is an agency/
organization identified by the state as
eligible to submit an application under
the state eligibility in lieu of a state
application. If you are applying as a
bona fide agent of a state or local
government, you must provide a letter
from the state or local government as
documentation of your status. Place this
documentation behind the first page of
your application form.
Selection of the listed states, the
District of Columbia, and the
E:\FR\FM\01JNN1.SGM
01JNN1
31474
Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices
Commonwealth of Puerto Rico is based
on 2002 surveillance data that
demonstrated heterosexual transmission
accounted for most AIDS cases reported
among U.S. women, particularly
affecting women of color in the southern
U.S. The rate of AIDS diagnoses among
African American women is 48.6 per
100,000 and, among those aged 25–44
years, AIDS is the second most frequent
cause of death. Hispanic women of the
same age group have the second highest
mortality rate from AIDS.
III.2. Cost Sharing or Matching
Matching funds are not required for
this program.
III.3. Other
CDC will accept and review
applications with budgets greater than
the ceiling of the award range.
Special Requirements: If your
application is incomplete or
nonresponsive to the requirements
listed in this section, it will not be
entered into the review process. You
will be notified that your application
did not meet submission requirements.
• Late applications will be considered
nonresponsive. See section ‘‘IV.3.
Submission Dates and Times’’ for more
information on deadlines.
• Applicants must demonstrate
research will occur in African American
or Hispanic female populations at risk
for HIV infection by including in their
research proposal applicable data (state/
local surveillance or research data)
indicating high rates of HIV/AIDS
diagnoses among women in the
proposed research population.
• Priority will be given to
applications that include two site
investigators—a senior research
investigator (10 percent full time effort)
and a junior research investigator (30
percent full time effort, who will serve
as the primary site investigator)—with
direct links to or involvement with the
specified study population.
• Note: Title 2 of the United States
Code, Section 1611, states that an
organization described in Section
501(c)(4) of the Internal Revenue Code
that engages in lobbying activities is not
eligible to receive federal funds
constituting an award, grant, or loan.
Individuals Eligible to Become
Principal Investigators: Any individual
with the skills, knowledge, and
resources necessary to carry out the
proposed research is invited to work
with their institution to develop an
application for support. Individuals
from underrepresented racial and ethnic
groups as well as individuals with
disabilities are always encouraged to
apply for CDC programs.
VerDate jul<14>2003
16:22 May 30, 2005
Jkt 205001
Additional Principal Investigator
qualifications that must be met and
demonstrated are: (1) Possession of a
research or health-professional
doctorate-level degree from an
accredited school/program within the
past 10 years; (2) knowledge about HIV/
AIDS epidemiology and prevention, as
well as basic, but minimal, research
experience in or related to the field of
HIV/AIDS; (3) personal experience
working in minority communities, and
the ability to access female study
populations from these communities;
and (4) the ability to establish effective
and well-defined working relationships
with community advisory boards,
community-based organizations, or
similar entities that can ensure the
appropriateness of proposed research
and implementation of the proposed
activities.
IV. Application and Submission
Information
IV.1. Address To Request Application
Package
To apply for this funding opportunity,
use application form PHS 398 (OMB
number 0925–0001 rev. 9/2005). Forms
and instructions are available in an
interactive format on the CDC Web site,
at the following Internet address:
https://www.cdc.gov/od/pgo/
forminfo.htm.
Forms and instructions are also
available in an interactive format on the
National Institutes of Health (NIH) Web
site at the following Internet address:
https://grants.nih.gov/grants/funding/
phs398/phs398.html.
If you do not have access to the
Internet, or if you have difficulty
accessing the forms online, you may
contact the CDC Procurement and
Grants Office Technical Information
Management Section (PGO–TIM) staff at
770–488–2700. Application forms can
be mailed to you.
IV.2. Content and Form of Application
Submission
Letter of Intent (LOI): Your LOI must
be written in the following format:
• Maximum number of pages: Two
• Font size: 12-point unreduced
• Double spaced
• Paper size: 8.5 by 11 inches
• Page margin size: One inch
• Printed only on one side of page
• Written in plain language, avoid
jargon
Your LOI must contain the following
information:
• Descriptive title of the proposed
research
• Name, address, E-mail address,
telephone number, and FAX number of
the Principal Investigator
PO 00000
Frm 00064
Fmt 4703
Sfmt 4703
• Names of other key personnel
• Participating institutions
• Number and title of this
Announcement
Application: Follow the PHS 398
application instructions for content and
formatting of your application. If the
instructions in this announcement differ
in any way from the PHS 398
instructions, follow the instructions in
this announcement. For further
assistance with the PHS 398 application
form, contact PGO–TIM staff at 770–
488–2700.
The research plan should be limited
to 25 double-spaced, single-sided pages
of 12-point font. All tables, graphs,
figures, diagrams, and charts must be
included in the 25-page limit. There is
no requirement to use all 25 pages;
however, the additional pages in
proposals exceeding 25 pages will not
be read and considered in the scoring.
The plan should address activities to be
conducted over the entire project
period. The narrative, at a minimum,
should include a background of HIV/
AIDS in the proposed community,
research objectives, methods,
evaluation, budget, and time line.
In addition to the 25-page narrative,
applicants must also include two
appendices containing letters of support
from community groups and other
institutions, and curriculum vitas (CVs)
of key personnel.
Applicants should develop and
propose in their research plans:
(1) A variety of effective local
sampling and recruitment strategies that
demonstrate their ability to enroll
women at sexual risk of HIV infection.
(2) Explicitly stated conceptual
hypotheses, grounded in relevant
literature, about what might promote
HIV risk or serve as a protective role
among African American and Hispanic
women; gender and culturally sensitive
measures should be incorporated to
characterize and assess those
hypotheses. These measures may
consist of epidemiologic, socio-cultural,
structural, psychological, and
behavioral factors.
These factors may include, but are not
limited to:
• Cultural attitudes and values
• Social and economic discrimination
• Social and sexual networks
• Acculturation, immigration, and
ethnic relations
• Family relations
• Community involvement
• Experience with and influence of
correctional systems
• Self-esteem
• Resiliency
• Religious beliefs
• Beliefs about HIV disease and its
treatment
E:\FR\FM\01JNN1.SGM
01JNN1
Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices
• HIV testing history and perceived
and actual barriers to testing
• Factors influencing their choice of
sexual partners
• Risk behavior and bisexual
practices among their sexual partners
• Drug use
• Fluidity of risk behavior
• Domestic violence
(3) Methodology for the conduct of
both a quantitative epidemiologic
survey, as well as a qualitative research
survey, with a subset of the women.
(4) Gender and culturally appropriate
HIV counseling and testing by using
rapid oral testing (see second paragraph
below).
(5) Stringent safeguards for protecting
confidentiality of research study
participants.
You are required to have a Dun and
Bradstreet Data Universal Numbering
System (DUNS) number to apply for a
grant or cooperative agreement from the
federal government. Your DUNS
number must be entered on line 11 of
the face page of the PHS 398 application
form. The DUNS number is a nine-digit
identification number, which uniquely
identifies business entities. Obtaining a
DUNS number is easy and there is no
charge. To obtain a DUNS number,
access www.dunandbradstreet.com or
call 1–866–705–5711. For more
information, see the CDC Web site at
this Internet address: https://
www.cdc.gov/od/pgo/funding/
pubcommt1.htm.
This announcement uses the nonmodular budgeting format.
Additional requirements that may
require you to submit additional
documentation with your application
are listed in section ‘‘VI.2.
Administrative and National Policy
Requirements.’’
IV.3. Submission Dates and Times
LOI Deadline Date: July 1, 2005.
CDC requests that you submit a letter
of intent (LOI) if you intend to apply for
this program. Although the LOI is not
required, not binding, and does not
enter into the review of your subsequent
application, the LOI will be used to
gauge the level of interest in this
program and allow CDC to plan the
application review.
Application Deadline Date: July 18,
2005.
Explanation of Deadlines: LOIs must
be received in the CDC Office of Public
Health Research (OPHR) and
applications must be received in the
CDC Procurement and Grants Office by
4 p.m. Eastern Time on the deadline
date. If you submit your application by
the United States Postal Service or
commercial delivery service, you must
VerDate jul<14>2003
16:22 May 30, 2005
Jkt 205001
ensure that the carrier will be able to
guarantee delivery by the closing date
and time. If CDC receives your
submission after the closing date and
time because of: (1) Carrier error, when
the carrier accepted the package with a
guarantee for delivery by the closing
date and time, or (2) significant weather
delays or natural disasters, you will be
given the opportunity to submit
documentation of the carrier’s
guarantee. If the documentation verifies
a carrier problem, CDC will consider the
submission as having been received by
the deadline.
This announcement is the definitive
guide on the LOI and application
content, submission address, and
deadline. It supersedes information
provided in the application instructions.
If your application does not meet the
previously cited deadline, it will not be
eligible for review and will be
discarded. You will be notified that you
did not meet the submission
requirements.
CDC will not notify you upon receipt
of your submission. If you have a
question about the receipt of your LOI
or application, first contact your courier.
If you still have a question concerning
your LOI, contact the OPHR staff at 404–
371–5277. If you still have a question
about your application, contact the
PGO–TIM staff at 770–488–2700. Before
calling, please wait two to three days
after the submission deadline. This will
allow time for submissions to be
processed and logged.
IV.4. Intergovernmental Review of
Applications
Your application is subject to
Intergovernmental Review of Federal
Programs, as governed by Executive
Order (EO) 12372. This order sets up a
system for state and local governmental
review of proposed federal assistance
applications. You should contact your
state single point of contact (SPOC) as
early as possible to alert the SPOC to
prospective applications, and to receive
instructions on your state’s process.
Click on the following link to get the
current SPOC list: https://
www.whitehouse.gov/omb/grants/
spoc.html.
IV.5. Funding Restrictions
Restrictions, which must be taken into
account while writing your budget, are
as follows:
• Funds relating to the conduct of
research will not be released until the
appropriate assurances and Institutional
Review Board approvals are in place.
• Reimbursement of pre-award costs
is not allowed.
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
31475
If you are requesting indirect costs in
your budget, you must include a copy
of your indirect cost rate agreement. If
your indirect cost rate is a provisional
rate, the agreement should have been in
effect less than 12 months.
IV.6. Other Submission Requirements
LOI Submission Address: Submit your
LOI by express mail, delivery service,
fax, or E-mail to: Mary Lerchen, DrPH
(PS05–107), Scientific Review
Administrator, CDC/Office of Public
Health Research, 1 West Court Square,
Suite 7000, Mailstop D–72, Decatur,
Georgia 30030, Telephone: 404–371–
5277, Fax: 404–371–5215, E-mail:
MLerchen@cdc.gov.
Application Submission Address:
Submit the original and one hard copy
of your application by mail or express
delivery service to: Technical
Information Management (PS05–107),
CDC Procurement and Grants Office,
2920 Brandywine Road, Atlanta, GA
30341.
At the time of submission, four
additional copies of the application and
all appendices must be sent to: Mary
Lerchen, DrPH (PS05–107), Scientific
Review Administrator, CDC/Office of
Public Health Research, 1 West Court
Square, Suite 7000, MS D–72, Decatur,
GA 30030, Telephone: 404–371–5277,
Fax: 404–371–5215, E-mail:
MLerchen@cdc.gov.
Applications may not be submitted
electronically at this time.
V. Application Review Information
V.1. Criteria
Applicants are required to provide
measures of effectiveness that will
demonstrate the accomplishment of the
various identified objectives of the
cooperative agreement. Measures of
effectiveness must relate to the
performance goals stated in the
‘‘Purpose’’ section of this
announcement. Measures must be
objective and quantitative, and must
measure the intended outcome. These
measures of effectiveness must be
submitted with the application and will
be an element of evaluation.
The goals of CDC-supported research
are to advance the understanding of
biological systems, improve the control
and prevention of disease and injury,
and enhance health. In the written
comments, reviewers will be asked to
evaluate the application in order to
judge the likelihood that the proposed
research will have a substantial impact
on the pursuit of these goals.
The scientific review group will
address and consider each of the
following criteria equally in assigning
E:\FR\FM\01JNN1.SGM
01JNN1
31476
Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices
the application’s overall score,
weighting them as appropriate for each
application. The application does not
need to be strong in all categories to be
judged likely to have major scientific
impact and thus deserve a high priority
score. For example, an investigator may
propose to carry out important work
that by its nature is not innovative, but
is essential to move a field forward.
The review criteria are as follows:
Significance: Does this study address
an important problem? If the aims of the
application are achieved, how will
scientific knowledge be advanced? What
will be the effect of these studies on the
concepts or methods that drive this
field?
Approach: Are the conceptual
framework, design, methods, and
analyses adequately developed, well
integrated, and appropriate to the aims
of the project? Does the applicant
acknowledge potential problem areas
and consider alternative tactics? Does
the applicant have extensive knowledge
of the issues faced by the study
population; and experience in working
with the population? Are there existing
linkages to facilitate recruitment from
and referral to programs providing
services for the study population, and
letters of support? Are the plans to
involve the study population, their
advocates, or service providers in the
development of research activities, and
to inform them of research results
feasible? Is there evidence that the plans
for recruitment and outreach for study
participants will include establishing
partnerships with communities? Is the
quality of the review of the scientific
literature pertinent to the proposed
study? Does the applicant understand
the research objectives as evidenced by
the quality of the proposed research
plan and specific study design? Is the
plan feasible to sample, recruit, and
enroll study participants in a culturally
and linguistically appropriate manner?
Does the plan allow for a
demographically diverse sample within
the African American or Hispanic
female populations and conducting
multi-venue sampling? Does the plan
include collecting both quantitative and
qualitative research data? Does the plan
protect the rights and confidentiality of
all participants? Does the plan include
conducting HIV counseling and testing
by using oral rapid HIV tests in a
culturally and gender-sensitive manner?
Has the Clinical Laboratory
Improvement Amendments (CLIA)
waiver for testing has been received?
Does the plan include collecting and
testing blood and urine specimens, in
addition to ability to store and ship
blood specimens? Is there evidence of a
VerDate jul<14>2003
16:22 May 30, 2005
Jkt 205001
plan to establish a partnership with at
least one community-based organization
(CBO) to consult on aspects of
conducting the study, and to link
participants with prevention and
medical services, as needed? Is there
evidence of commitment and
cooperation of current and potential
partners (e.g., letters of support,
memorandums of understanding, and
examples of prior collaborations)? Is the
time line for conducting the research
adequate?
Innovation: Does the project employ
novel concepts, approaches or methods?
Are the aims original and innovative?
Does the project challenge existing
paradigms or develop new
methodologies or technologies? Is the
research original and will it address
important gaps in knowledge?
Investigator: Is the investigator
appropriately trained and well suited to
carry out this work? Is the work
proposed appropriate to the experience
level of the principal investigator and
other researchers (if any)? Does the
applicant have the ability to carry out
the proposed research as demonstrated
by the training, experience, and
expertise of the principal investigator
and the proposed research team, and
organizational setting, including
demonstration of ability to collect,
manage, and analyze accurate data in a
timely manner? Is there a demonstration
of epidemiologic, behavioral, clinical,
laboratory, administrative, and
management expertise needed to
conduct the proposed research? Does
the principal investigator and staff have
experience working with the targeted
population of study participants? Does
the research team include a staff
member with expertise in qualitative
data analysis? Are qualified personnel
with realistic and sufficient percentagetime commitments available; Are the
described duties and responsibilities of
project personnel, including clear lines
of authority and supervisory capacity
over the behavioral, epidemiologic,
administrative, clinical, laboratory, data
management, and statistical aspects of
the research clearly identified. Do
staffing plans include, at a minimum, a
principal investigator, study
coordinator, lab assistant, and several
interviewers/outreach workers? Are
there at least two site proposed
investigators: a junior investigator able
to serve as the primary investigator and
able to devote at least thirty percent to
the project, and a senior investigator
able to devote at least ten percent to the
project? Can the staff keep pace with the
anticipated workload?
Environment: Does the scientific
environment in which the work will be
PO 00000
Frm 00066
Fmt 4703
Sfmt 4703
done contribute to the probability of
success? Do the proposed experiments
take advantage of unique features of the
scientific environment or employ useful
collaborative arrangements? Is there
evidence of institutional support? Are
the facilities, equipment, data
processing and analysis capacity, and
systems for management of data security
and participant confidentiality? Do you
have access to laboratory facilities and
are they able to perform confirmatory
HIV and STD testing.
Additional Review Criteria: In
addition to the above criteria, the
following items will be considered in
the determination of scientific merit and
priority score:
Protection of Human Subjects from
Research Risks: Does the application
adequately address the requirements of
Title 45 CFR Part 46 for the protection
of human subjects? The involvement of
human subjects and protections from
research risk relating to their
participation in the proposed research
will be assessed.
Inclusion of Women and Minorities in
Research: Does the application
adequately address the CDC Policy
requirements regarding the inclusion of
women, ethnic, and racial groups in the
proposed research? This includes: (1)
The proposed plan for the inclusion of
both sexes and racial and ethnic
minority populations for appropriate
representation; (2) The proposed
justification when representation is
limited or absent; (3) A statement as to
whether the design of the study is
adequate to measure differences when
warranted; and (4) A statement as to
whether the plans for recruitment and
outreach for study participants include
the process of establishing partnerships
with community(ies) and recognition of
mutual benefits.
Budget: The reasonableness of the
proposed budget and the requested
period of support in relation to the
proposed research.
V.2. Review and Selection Process
Applications will be reviewed for
completeness by the Procurement and
Grants Office (PGO) and for
responsiveness by OPHR. Incomplete
applications and applications that are
non-responsive to the eligibility criteria
will not advance through the review
process. Applicants will be notified that
their application did not meet
submission requirements.
Applications that are complete and
responsive to the announcement will be
evaluated for scientific and technical
merit by an appropriate peer review
group or charter study section convened
by OPHR in accordance with the review
E:\FR\FM\01JNN1.SGM
01JNN1
Federal Register / Vol. 70, No. 104 / Wednesday, June 1, 2005 / Notices
criteria listed previously. As part of the
initial merit review, all applications
may:
• Undergo a process in which only
those applications deemed to have the
highest scientific merit by the review
group, generally the top half of the
applications under review, will be
discussed and assigned a priority score.
• Receive a written critique.
• Receive a second programmatic
level review by NCHSTP.
Award Criteria: Award decisions
during the programmatic review will be
based on the following:
• Scientific merit (as determined by
peer review)
• Availability of funds
• Programmatic priorities
• Preference to organizations in the
Southern United States and Puerto Rico
V.3. Anticipated Announcement Date
and Award Date
August 31, 2005.
VI. Award Administration Information
VI.1. Award Notices
Successful applicants will receive a
Notice of Award (NoA) from the CDC
Procurement and Grants Office. The
NoA shall be the only binding,
authorizing document between the
recipient and CDC. The NoA will be
signed by an authorized Grants
Management Officer and mailed to the
recipient fiscal officer identified in the
application.
Unsuccessful applicants will receive
notification of the results of the
application review by mail.
VI.2. Administrative and National
Policy Requirements
45 CFR Part 74 and Part 92
For more information on the Code of
Federal Regulations, see the National
Archives and Records Administration at
the following Internet address: https://
www.access.gpo.gov/nara/cfr/cfr-tablesearch.html.
The following additional
requirements apply to this project:
• AR–1 Human Subjects
Requirements
• AR–2 Requirements for Inclusion
of Women and Racial and Ethnic
Minorities in Research
• AR–4 HIV/AIDS Confidentiality
Provisions
• AR–5 HIV Program Review Panel
Requirements
• AR–6 Patient Care
• AR–7 Executive Order 12372
• AR–9 Paperwork Reduction Act
Requirements
• AR–10 Smoke-Free Workplace
Requirements
VerDate jul<14>2003
16:22 May 30, 2005
Jkt 205001
• AR–11 Healthy People 2010
• AR–12 Lobbying Restrictions
• AR–22 Research Integrity
• AR 24 Health Insurance
Portability and Accountability Act
Requirements
• AR–25 Release and Sharing of
Data
Additional information on these
requirements can be found on the CDC
Web site at the following Internet
address: https://www.cdc.gov/od/pgo/
funding/ARs.htm.
VI.3. Reporting
You must provide CDC with an
original, plus two hard copies of the
following reports:
1. Interim progress report (use form
PHS 2590, OMB Number 0925–0001,
rev. 9/2004, as posted on the CDC Web
site), no less than 90 days before the end
of the budget period. The progress
report will serve as your non-competing
continuation application and must
contain the following elements:
a. Current Budget Period Activities
Objectives.
b. Current Budget Period Financial
Progress.
c. New Budget Period Program
Proposed Activity Objectives.
d. Budget.
e. Measures of Effectiveness.
f. Additional Requested Information.
2. Financial status report, no more
than 90 days after the end of the budget
period.
3. Final financial and performance
reports, no more than 90 days after the
end of the project period.
These reports must be mailed to the
Grants Management Specialist listed in
the ‘‘Agency Contacts’’ section of this
announcement.
VII. Agency Contacts
We encourage inquiries concerning
this announcement.
For general questions, contact:
Technical Information Management
Section, CDC Procurement and Grants
Office, 2920 Brandywine Road, Atlanta,
GA 30341, Telephone: 770–488–2700.
For scientific/research issues, contact:
Amy L. Sandul, Health Science
Administrator, Centers for Disease
Control and Prevention, National Center
for HIV, STD, and TB Prevention, 1600
Clifton Road, NE, MS E–07, Atlanta, GA
30333, Telephone: 404–639–6485, Email: ASandul@cdc.gov.
For questions about peer review,
contact: Mary Lerchen, DrPH, Scientific
Review Administrator, Centers for
Disease Control and Prevention, 1 West
Court Square, Suite 7000, MS D–72,
Decatur, GA. 30330, Telephone: 404–
371–5277, Fax: 404–371–5215, E-mail:
mlerchen@cdc.gov.
PO 00000
Frm 00067
Fmt 4703
Sfmt 4703
31477
For financial, grants management, or
budget assistance, contact: Merlin
Williams, Grants Management
Specialist, CDC Procurement and Grants
Office, 2920 Brandywine Road, Atlanta,
GA 30341, Telephone: 404–498–1918,
E-mail: mqw6@cdc.gov.
VIII. Other Information
This announcement and other CDC
funding opportunity announcements
can be found on the CDC Web site,
Internet address: https://www.cdc.gov.
Click on ‘‘Funding’’ then ‘‘Grants and
Cooperative Agreements.’’
Dated: May 24, 2005.
Alan A. Kotch,
Acting Deputy Director, Procurement and
Grants Office, Centers for Disease Control
and Prevention.
[FR Doc. 05–10856 Filed 5–31–05; 8:45 am]
BILLING CODE 4163–18–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
[Request for Application (RFA) AA004]
Maternal, Infant, and Reproductive
Health: National and State Coalition
Capacity Building; Notice of
Availability of Funds—Amendment
A notice announcing the availability
of Fiscal Year 2005 funds to award a
Cooperative Agreement to improve
reproductive health through the
application of science-based approaches
published in the Federal Register on
March 23, 2005, Volume 70, Number 55,
pages 14687 and 14693.
The notice is amended as follows:
On page 14687, First column, please
change application deadline date to:
June 3, 2005.
On page 14693, Second column,
please change application deadline date
to: June 3, 2005.
Dated: May 24, 2005.
Alan Kotch,
Acting Deputy Director, Procurement and
Grants Office, Centers for Disease Control
and Prevention.
[FR Doc. 05–10866 Filed 5–31–05; 8:45 am]
BILLING CODE 4163–18–P
E:\FR\FM\01JNN1.SGM
01JNN1
Agencies
[Federal Register Volume 70, Number 104 (Wednesday, June 1, 2005)]
[Notices]
[Pages 31472-31477]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-10856]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Disease Control and Prevention
Epidemiologic HIV/AIDS Research Among African American and
Hispanic Women at Risk for HIV Infection in the Southern United States
and Puerto Rico
Announcement Type: New Cooperative Agreement.
Funding Opportunity Number: PS05-107.
Catalog of Federal Domestic Assistance Number: 93.943.
Key Dates:
Letter of Intent Deadline: July 1, 2005.
Application Deadline: July 18, 2005.
I. Funding Opportunity Description
Authority: Public Health Service Act, Section 317(k)(2) (42
U.S.C. Section 247b(k)(2) as amended.
Background: Since the beginning of the AIDS epidemic, most of the
persons identified to be at risk for HIV-1 infection in the United
States have been men who have sex with men or injection drug users.
However, over the past 15 years, the HIV infection rate among women at
heterosexual risk has steadily increased. In 2002, surveillance data
demonstrated that heterosexual transmission accounted for most of the
AIDS cases reported among U.S. women, particularly affecting women of
color in the Southern United States. The rate of AIDS diagnoses among
African American women is 48.6 per 100,000 and among those aged 25-44
years, AIDS is the second most frequent cause of death. Hispanic women
of the same age group have the second highest mortality rate from AIDS.
Limited research data suggest that the character and dynamics of
women's sexual relationships may be important determinants of risk,
both for engaging in risk behaviors and for doing so with high-risk
partners. In addition, their vulnerability is connected to a variety of
socioeconomic factors, including delayed access to care and support for
HIV/AIDS.
Purpose: The purposes of this project are to support research on
the epidemiologic, socio-cultural, structural, psychological, and
behavioral factors that promote HIV infection in African American and
Hispanic women; and to increase understanding of the factors related to
the prevalence of HIV infection, and incidence of recent infection, in
these populations. This announcement addresses the ``Healthy People
2010'' focus areas of HIV and the goals of CDC's HIV prevention
strategic plan through 2005.
Measurable outcomes of the program will align with one (or more) of
the following performance goal(s) for the National Center for HIV, STD,
and TB Prevention (NCHSTP):
Decrease the number of persons at high risk of acquiring
or transmitting HIV infection.
Increase the proportion of HIV-infected persons who know
they are infected.
Increase the number of HIV-infected persons who are linked
to appropriate prevention, care, and treatment services.
Strengthen the capacity nationwide to monitor the HIV
epidemic.
Research Objectives: The program will support four sites to work
[[Page 31473]]
collaboratively with each other and with CDC investigators in
conducting a multi-center cross-sectional study that includes
epidemiologic and behavioral electronic data collection through the use
of personal digital assistants (PDAs), oral rapid HIV and urine
sexually transmitted disease (STD) testing, and a qualitative component
among African American and Hispanic women at risk for HIV infection in
the Southern United States and Puerto Rico. Applicants should indicate
clearly whether their application pertains to Hispanic or African
American women. Applicants are also strongly encouraged to propose two
site investigators: a junior research investigator as the site primary
investigator, who is able to devote at least 30 percent full time
effort to the project, and a senior investigator able to devote at
least 10 percent full time effort to the project. At each site,
awardees will be expected to enroll 300-500 women.
In conducting the research, awardees will be expected to establish
a partnership with at least one community-based organization (CBO) to
consult on all aspects of conducting the study, and to help link
participants to prevention and medical services.
Assessing the prevalence of HIV infection and incidence of early
infection is also a central component of the research. Understanding
the risk factors associated with recent HIV seroconversion will inform
the design of future prevention interventions or programs. In addition
to performing rapid oral HIV testing of participants, applicants should
be prepared to use standard serologic assays to confirm preliminary
positive results and to process and ship specimens from HIV-infected
persons to a CDC-designated laboratory facility in New York State for
testing by using the Serologic Testing Algorithm for Recent HIV
Seroconversion (STARHS) to identify recent seroconversions. Applicants
should also indicate how culturally and gender-tailored pre- and post-
test counseling and referral to medical care, prevention services, and
other services (social, mental health, drug treatment, etc.) will be
provided to those in need. After sites are funded, but before research
activities begin, awardees and CDC investigators will work
collaboratively to refine the protocols so that they fit together as a
whole and address the research issues in a scientifically rigorous
manner.
Activities: In conducting activities to achieve the purpose of
these programs, the awardee will be responsible for the activities
listed under ``Awardee Activities,'' and CDC will be responsible for
conducting activities listed under CDC Activities.
Awardee Activities for this program are as follows:
a. Collaborate with other CDC-sponsored researchers, including
developing and using common data collection instruments, specimen
collection protocols, and data management procedures, as determined in
post-award awardee planning conferences. Recipients will be required to
pool data for analysis and publication.
b. Attend meeting(s) at CDC to develop collaborative research
protocol. Must be prepared to attend first meeting on September 29,
2005.
c. Identify, recruit, obtain informed consent from, and enroll an
adequate number of study participants, as determined by the study
protocol and the program requirements.
d. Establish procedures to maintain the rights and confidentiality
of all study participants.
e. Perform laboratory tests and data analysis as determined in the
study protocol.
f. Collaborate and share data and specimens (when appropriate) with
other collaborators to answer specific research questions.
g. Conduct data analysis with all collaborators.
h. Present and publish research findings.
i. Participate in conference calls (two per month) with all
collaborators.
j. Attend biannual CDC meetings with other funded grantees.
k. Establish a partnership with at least one CBO to consult on all
aspects of conducting the study and to help link participants to
prevention and medical services.
In a cooperative agreement, CDC staff is substantially involved in
the program activities, above and beyond routine grant monitoring.
CDC Activities for this program are as follows:
a. Provide technical assistance as needed in the design and conduct
of the research.
b. Facilitate and assist in the development of a research protocol
for Institutional Review Board (IRB) review by all cooperating
institutions participating in the research project. The CDC IRB will
review and approve the protocol initially and on at least an annual
basis until the research project is completed.
c. Provide study software and assist in designing data management
systems.
d. Assist, as needed, in performance of selected laboratory tests.
e. Assist in the analysis of research information, and the
presentation and publication of research findings.
f. Conduct annual site visits.
g. Organize and conduct site investigators' meetings in Atlanta.
II. Award Information
Type of Award: Cooperative Agreement. CDC involvement in this
program is listed in the preceding Activities section.
Mechanism of Support: U19.
Fiscal Year Funds: 2005.
Approximate Total Funding: $1,000,000 (This amount is an estimate,
and is subject to availability of funds.)
Approximate Number of Awards: Three-Four.
Approximate Average Award: $250,000-$320,000 per site. (This amount
is for the first 12-month budget period.)
Funding Preferences: Funding decisions will attempt to achieve
ethnic and geographic diversity among the four sites.
Floor of Award Range: None.
Ceiling of Award Range: $320,000.
Anticipated Award Date: August 31, 2005.
Budget Period Length: 12 months.
Project Period Length: Four years.
Throughout the project period, CDC's commitment to continuation of
awards will be conditioned on the availability of funds, evidence of
satisfactory progress by the recipient (as documented in required
reports), and the determination that continued funding is in the best
interest of the federal government.
III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by public and private nonprofit
organizations and by governments or their Bona Fide Agents located in
the southern states of Alabama, Arkansas, Delaware, Florida, Georgia,
Kentucky, Louisiana, Maryland, Mississippi, North Carolina, Oklahoma,
South Carolina, Tennessee, Texas, Virginia, and West Virginia, and in
the District of Columbia and the Commonwealth of Puerto Rico:
A Bona Fide Agent is an agency/organization identified by the state
as eligible to submit an application under the state eligibility in
lieu of a state application. If you are applying as a bona fide agent
of a state or local government, you must provide a letter from the
state or local government as documentation of your status. Place this
documentation behind the first page of your application form.
Selection of the listed states, the District of Columbia, and the
[[Page 31474]]
Commonwealth of Puerto Rico is based on 2002 surveillance data that
demonstrated heterosexual transmission accounted for most AIDS cases
reported among U.S. women, particularly affecting women of color in the
southern U.S. The rate of AIDS diagnoses among African American women
is 48.6 per 100,000 and, among those aged 25-44 years, AIDS is the
second most frequent cause of death. Hispanic women of the same age
group have the second highest mortality rate from AIDS.
III.2. Cost Sharing or Matching
Matching funds are not required for this program.
III.3. Other
CDC will accept and review applications with budgets greater than
the ceiling of the award range.
Special Requirements: If your application is incomplete or
nonresponsive to the requirements listed in this section, it will not
be entered into the review process. You will be notified that your
application did not meet submission requirements.
Late applications will be considered nonresponsive. See
section ``IV.3. Submission Dates and Times'' for more information on
deadlines.
Applicants must demonstrate research will occur in African
American or Hispanic female populations at risk for HIV infection by
including in their research proposal applicable data (state/local
surveillance or research data) indicating high rates of HIV/AIDS
diagnoses among women in the proposed research population.
Priority will be given to applications that include two
site investigators--a senior research investigator (10 percent full
time effort) and a junior research investigator (30 percent full time
effort, who will serve as the primary site investigator)--with direct
links to or involvement with the specified study population.
Note: Title 2 of the United States Code, Section 1611,
states that an organization described in Section 501(c)(4) of the
Internal Revenue Code that engages in lobbying activities is not
eligible to receive federal funds constituting an award, grant, or
loan.
Individuals Eligible to Become Principal Investigators: Any
individual with the skills, knowledge, and resources necessary to carry
out the proposed research is invited to work with their institution to
develop an application for support. Individuals from underrepresented
racial and ethnic groups as well as individuals with disabilities are
always encouraged to apply for CDC programs.
Additional Principal Investigator qualifications that must be met
and demonstrated are: (1) Possession of a research or health-
professional doctorate-level degree from an accredited school/program
within the past 10 years; (2) knowledge about HIV/AIDS epidemiology and
prevention, as well as basic, but minimal, research experience in or
related to the field of HIV/AIDS; (3) personal experience working in
minority communities, and the ability to access female study
populations from these communities; and (4) the ability to establish
effective and well-defined working relationships with community
advisory boards, community-based organizations, or similar entities
that can ensure the appropriateness of proposed research and
implementation of the proposed activities.
IV. Application and Submission Information
IV.1. Address To Request Application Package
To apply for this funding opportunity, use application form PHS 398
(OMB number 0925-0001 rev. 9/2005). Forms and instructions are
available in an interactive format on the CDC Web site, at the
following Internet address: https://www.cdc.gov/od/pgo/forminfo.htm.
Forms and instructions are also available in an interactive format
on the National Institutes of Health (NIH) Web site at the following
Internet address: https://grants.nih.gov/grants/funding/phs398/
phs398.html.
If you do not have access to the Internet, or if you have
difficulty accessing the forms online, you may contact the CDC
Procurement and Grants Office Technical Information Management Section
(PGO-TIM) staff at 770-488-2700. Application forms can be mailed to
you.
IV.2. Content and Form of Application Submission
Letter of Intent (LOI): Your LOI must be written in the following
format:
Maximum number of pages: Two
Font size: 12-point unreduced
Double spaced
Paper size: 8.5 by 11 inches
Page margin size: One inch
Printed only on one side of page
Written in plain language, avoid jargon
Your LOI must contain the following information:
Descriptive title of the proposed research
Name, address, E-mail address, telephone number, and FAX
number of the Principal Investigator
Names of other key personnel
Participating institutions
Number and title of this Announcement
Application: Follow the PHS 398 application instructions for
content and formatting of your application. If the instructions in this
announcement differ in any way from the PHS 398 instructions, follow
the instructions in this announcement. For further assistance with the
PHS 398 application form, contact PGO-TIM staff at 770-488-2700.
The research plan should be limited to 25 double-spaced, single-
sided pages of 12-point font. All tables, graphs, figures, diagrams,
and charts must be included in the 25-page limit. There is no
requirement to use all 25 pages; however, the additional pages in
proposals exceeding 25 pages will not be read and considered in the
scoring. The plan should address activities to be conducted over the
entire project period. The narrative, at a minimum, should include a
background of HIV/AIDS in the proposed community, research objectives,
methods, evaluation, budget, and time line.
In addition to the 25-page narrative, applicants must also include
two appendices containing letters of support from community groups and
other institutions, and curriculum vitas (CVs) of key personnel.
Applicants should develop and propose in their research plans:
(1) A variety of effective local sampling and recruitment
strategies that demonstrate their ability to enroll women at sexual
risk of HIV infection.
(2) Explicitly stated conceptual hypotheses, grounded in relevant
literature, about what might promote HIV risk or serve as a protective
role among African American and Hispanic women; gender and culturally
sensitive measures should be incorporated to characterize and assess
those hypotheses. These measures may consist of epidemiologic, socio-
cultural, structural, psychological, and behavioral factors.
These factors may include, but are not limited to:
Cultural attitudes and values
Social and economic discrimination
Social and sexual networks
Acculturation, immigration, and ethnic relations
Family relations
Community involvement
Experience with and influence of correctional systems
Self-esteem
Resiliency
Religious beliefs
Beliefs about HIV disease and its treatment
[[Page 31475]]
HIV testing history and perceived and actual barriers to
testing
Factors influencing their choice of sexual partners
Risk behavior and bisexual practices among their sexual
partners
Drug use
Fluidity of risk behavior
Domestic violence
(3) Methodology for the conduct of both a quantitative
epidemiologic survey, as well as a qualitative research survey, with a
subset of the women.
(4) Gender and culturally appropriate HIV counseling and testing by
using rapid oral testing (see second paragraph below).
(5) Stringent safeguards for protecting confidentiality of research
study participants.
You are required to have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number to apply for a grant or cooperative
agreement from the federal government. Your DUNS number must be entered
on line 11 of the face page of the PHS 398 application form. The DUNS
number is a nine-digit identification number, which uniquely identifies
business entities. Obtaining a DUNS number is easy and there is no
charge. To obtain a DUNS number, access www.dunandbradstreet.com or
call 1-866-705-5711. For more information, see the CDC Web site at this
Internet address: https://www.cdc.gov/od/pgo/funding/pubcommt1.htm.
This announcement uses the non-modular budgeting format.
Additional requirements that may require you to submit additional
documentation with your application are listed in section ``VI.2.
Administrative and National Policy Requirements.''
IV.3. Submission Dates and Times
LOI Deadline Date: July 1, 2005.
CDC requests that you submit a letter of intent (LOI) if you intend
to apply for this program. Although the LOI is not required, not
binding, and does not enter into the review of your subsequent
application, the LOI will be used to gauge the level of interest in
this program and allow CDC to plan the application review.
Application Deadline Date: July 18, 2005.
Explanation of Deadlines: LOIs must be received in the CDC Office
of Public Health Research (OPHR) and applications must be received in
the CDC Procurement and Grants Office by 4 p.m. Eastern Time on the
deadline date. If you submit your application by the United States
Postal Service or commercial delivery service, you must ensure that the
carrier will be able to guarantee delivery by the closing date and
time. If CDC receives your submission after the closing date and time
because of: (1) Carrier error, when the carrier accepted the package
with a guarantee for delivery by the closing date and time, or (2)
significant weather delays or natural disasters, you will be given the
opportunity to submit documentation of the carrier's guarantee. If the
documentation verifies a carrier problem, CDC will consider the
submission as having been received by the deadline.
This announcement is the definitive guide on the LOI and
application content, submission address, and deadline. It supersedes
information provided in the application instructions. If your
application does not meet the previously cited deadline, it will not be
eligible for review and will be discarded. You will be notified that
you did not meet the submission requirements.
CDC will not notify you upon receipt of your submission. If you
have a question about the receipt of your LOI or application, first
contact your courier. If you still have a question concerning your LOI,
contact the OPHR staff at 404-371-5277. If you still have a question
about your application, contact the PGO-TIM staff at 770-488-2700.
Before calling, please wait two to three days after the submission
deadline. This will allow time for submissions to be processed and
logged.
IV.4. Intergovernmental Review of Applications
Your application is subject to Intergovernmental Review of Federal
Programs, as governed by Executive Order (EO) 12372. This order sets up
a system for state and local governmental review of proposed federal
assistance applications. You should contact your state single point of
contact (SPOC) as early as possible to alert the SPOC to prospective
applications, and to receive instructions on your state's process.
Click on the following link to get the current SPOC list: https://
www.whitehouse.gov/omb/grants/spoc.html.
IV.5. Funding Restrictions
Restrictions, which must be taken into account while writing your
budget, are as follows:
Funds relating to the conduct of research will not be
released until the appropriate assurances and Institutional Review
Board approvals are in place.
Reimbursement of pre-award costs is not allowed.
If you are requesting indirect costs in your budget, you must
include a copy of your indirect cost rate agreement. If your indirect
cost rate is a provisional rate, the agreement should have been in
effect less than 12 months.
IV.6. Other Submission Requirements
LOI Submission Address: Submit your LOI by express mail, delivery
service, fax, or E-mail to: Mary Lerchen, DrPH (PS05-107), Scientific
Review Administrator, CDC/Office of Public Health Research, 1 West
Court Square, Suite 7000, Mailstop D-72, Decatur, Georgia 30030,
Telephone: 404-371-5277, Fax: 404-371-5215, E-mail: MLerchen@cdc.gov.
Application Submission Address: Submit the original and one hard
copy of your application by mail or express delivery service to:
Technical Information Management (PS05-107), CDC Procurement and Grants
Office, 2920 Brandywine Road, Atlanta, GA 30341.
At the time of submission, four additional copies of the
application and all appendices must be sent to: Mary Lerchen, DrPH
(PS05-107), Scientific Review Administrator, CDC/Office of Public
Health Research, 1 West Court Square, Suite 7000, MS D-72, Decatur, GA
30030, Telephone: 404-371-5277, Fax: 404-371-5215, E-mail:
MLerchen@cdc.gov.
Applications may not be submitted electronically at this time.
V. Application Review Information
V.1. Criteria
Applicants are required to provide measures of effectiveness that
will demonstrate the accomplishment of the various identified
objectives of the cooperative agreement. Measures of effectiveness must
relate to the performance goals stated in the ``Purpose'' section of
this announcement. Measures must be objective and quantitative, and
must measure the intended outcome. These measures of effectiveness must
be submitted with the application and will be an element of evaluation.
The goals of CDC-supported research are to advance the
understanding of biological systems, improve the control and prevention
of disease and injury, and enhance health. In the written comments,
reviewers will be asked to evaluate the application in order to judge
the likelihood that the proposed research will have a substantial
impact on the pursuit of these goals.
The scientific review group will address and consider each of the
following criteria equally in assigning
[[Page 31476]]
the application's overall score, weighting them as appropriate for each
application. The application does not need to be strong in all
categories to be judged likely to have major scientific impact and thus
deserve a high priority score. For example, an investigator may propose
to carry out important work that by its nature is not innovative, but
is essential to move a field forward.
The review criteria are as follows:
Significance: Does this study address an important problem? If the
aims of the application are achieved, how will scientific knowledge be
advanced? What will be the effect of these studies on the concepts or
methods that drive this field?
Approach: Are the conceptual framework, design, methods, and
analyses adequately developed, well integrated, and appropriate to the
aims of the project? Does the applicant acknowledge potential problem
areas and consider alternative tactics? Does the applicant have
extensive knowledge of the issues faced by the study population; and
experience in working with the population? Are there existing linkages
to facilitate recruitment from and referral to programs providing
services for the study population, and letters of support? Are the
plans to involve the study population, their advocates, or service
providers in the development of research activities, and to inform them
of research results feasible? Is there evidence that the plans for
recruitment and outreach for study participants will include
establishing partnerships with communities? Is the quality of the
review of the scientific literature pertinent to the proposed study?
Does the applicant understand the research objectives as evidenced by
the quality of the proposed research plan and specific study design? Is
the plan feasible to sample, recruit, and enroll study participants in
a culturally and linguistically appropriate manner? Does the plan allow
for a demographically diverse sample within the African American or
Hispanic female populations and conducting multi-venue sampling? Does
the plan include collecting both quantitative and qualitative research
data? Does the plan protect the rights and confidentiality of all
participants? Does the plan include conducting HIV counseling and
testing by using oral rapid HIV tests in a culturally and gender-
sensitive manner? Has the Clinical Laboratory Improvement Amendments
(CLIA) waiver for testing has been received? Does the plan include
collecting and testing blood and urine specimens, in addition to
ability to store and ship blood specimens? Is there evidence of a plan
to establish a partnership with at least one community-based
organization (CBO) to consult on aspects of conducting the study, and
to link participants with prevention and medical services, as needed?
Is there evidence of commitment and cooperation of current and
potential partners (e.g., letters of support, memorandums of
understanding, and examples of prior collaborations)? Is the time line
for conducting the research adequate?
Innovation: Does the project employ novel concepts, approaches or
methods? Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies? Is the research original and will it address important
gaps in knowledge?
Investigator: Is the investigator appropriately trained and well
suited to carry out this work? Is the work proposed appropriate to the
experience level of the principal investigator and other researchers
(if any)? Does the applicant have the ability to carry out the proposed
research as demonstrated by the training, experience, and expertise of
the principal investigator and the proposed research team, and
organizational setting, including demonstration of ability to collect,
manage, and analyze accurate data in a timely manner? Is there a
demonstration of epidemiologic, behavioral, clinical, laboratory,
administrative, and management expertise needed to conduct the proposed
research? Does the principal investigator and staff have experience
working with the targeted population of study participants? Does the
research team include a staff member with expertise in qualitative data
analysis? Are qualified personnel with realistic and sufficient
percentage-time commitments available; Are the described duties and
responsibilities of project personnel, including clear lines of
authority and supervisory capacity over the behavioral, epidemiologic,
administrative, clinical, laboratory, data management, and statistical
aspects of the research clearly identified. Do staffing plans include,
at a minimum, a principal investigator, study coordinator, lab
assistant, and several interviewers/outreach workers? Are there at
least two site proposed investigators: a junior investigator able to
serve as the primary investigator and able to devote at least thirty
percent to the project, and a senior investigator able to devote at
least ten percent to the project? Can the staff keep pace with the
anticipated workload?
Environment: Does the scientific environment in which the work will
be done contribute to the probability of success? Do the proposed
experiments take advantage of unique features of the scientific
environment or employ useful collaborative arrangements? Is there
evidence of institutional support? Are the facilities, equipment, data
processing and analysis capacity, and systems for management of data
security and participant confidentiality? Do you have access to
laboratory facilities and are they able to perform confirmatory HIV and
STD testing.
Additional Review Criteria: In addition to the above criteria, the
following items will be considered in the determination of scientific
merit and priority score:
Protection of Human Subjects from Research Risks: Does the
application adequately address the requirements of Title 45 CFR Part 46
for the protection of human subjects? The involvement of human subjects
and protections from research risk relating to their participation in
the proposed research will be assessed.
Inclusion of Women and Minorities in Research: Does the application
adequately address the CDC Policy requirements regarding the inclusion
of women, ethnic, and racial groups in the proposed research? This
includes: (1) The proposed plan for the inclusion of both sexes and
racial and ethnic minority populations for appropriate representation;
(2) The proposed justification when representation is limited or
absent; (3) A statement as to whether the design of the study is
adequate to measure differences when warranted; and (4) A statement as
to whether the plans for recruitment and outreach for study
participants include the process of establishing partnerships with
community(ies) and recognition of mutual benefits.
Budget: The reasonableness of the proposed budget and the requested
period of support in relation to the proposed research.
V.2. Review and Selection Process
Applications will be reviewed for completeness by the Procurement
and Grants Office (PGO) and for responsiveness by OPHR. Incomplete
applications and applications that are non-responsive to the
eligibility criteria will not advance through the review process.
Applicants will be notified that their application did not meet
submission requirements.
Applications that are complete and responsive to the announcement
will be evaluated for scientific and technical merit by an appropriate
peer review group or charter study section convened by OPHR in
accordance with the review
[[Page 31477]]
criteria listed previously. As part of the initial merit review, all
applications may:
Undergo a process in which only those applications deemed
to have the highest scientific merit by the review group, generally the
top half of the applications under review, will be discussed and
assigned a priority score.
Receive a written critique.
Receive a second programmatic level review by NCHSTP.
Award Criteria: Award decisions during the programmatic review will
be based on the following:
Scientific merit (as determined by peer review)
Availability of funds
Programmatic priorities
Preference to organizations in the Southern United States
and Puerto Rico
V.3. Anticipated Announcement Date and Award Date
August 31, 2005.
VI. Award Administration Information
VI.1. Award Notices
Successful applicants will receive a Notice of Award (NoA) from the
CDC Procurement and Grants Office. The NoA shall be the only binding,
authorizing document between the recipient and CDC. The NoA will be
signed by an authorized Grants Management Officer and mailed to the
recipient fiscal officer identified in the application.
Unsuccessful applicants will receive notification of the results of
the application review by mail.
VI.2. Administrative and National Policy Requirements
45 CFR Part 74 and Part 92
For more information on the Code of Federal Regulations, see the
National Archives and Records Administration at the following Internet
address: https://www.access.gpo.gov/nara/cfr/cfr-table-search.html.
The following additional requirements apply to this project:
AR-1 Human Subjects Requirements
AR-2 Requirements for Inclusion of Women and Racial and
Ethnic Minorities in Research
AR-4 HIV/AIDS Confidentiality Provisions
AR-5 HIV Program Review Panel Requirements
AR-6 Patient Care
AR-7 Executive Order 12372
AR-9 Paperwork Reduction Act Requirements
AR-10 Smoke-Free Workplace Requirements
AR-11 Healthy People 2010
AR-12 Lobbying Restrictions
AR-22 Research Integrity
AR 24 Health Insurance Portability and Accountability Act
Requirements
AR-25 Release and Sharing of Data
Additional information on these requirements can be found on the
CDC Web site at the following Internet address: https://www.cdc.gov/od/
pgo/funding/ARs.htm.
VI.3. Reporting
You must provide CDC with an original, plus two hard copies of the
following reports:
1. Interim progress report (use form PHS 2590, OMB Number 0925-
0001, rev. 9/2004, as posted on the CDC Web site), no less than 90 days
before the end of the budget period. The progress report will serve as
your non-competing continuation application and must contain the
following elements:
a. Current Budget Period Activities Objectives.
b. Current Budget Period Financial Progress.
c. New Budget Period Program Proposed Activity Objectives.
d. Budget.
e. Measures of Effectiveness.
f. Additional Requested Information.
2. Financial status report, no more than 90 days after the end of
the budget period.
3. Final financial and performance reports, no more than 90 days
after the end of the project period.
These reports must be mailed to the Grants Management Specialist
listed in the ``Agency Contacts'' section of this announcement.
VII. Agency Contacts
We encourage inquiries concerning this announcement.
For general questions, contact: Technical Information Management
Section, CDC Procurement and Grants Office, 2920 Brandywine Road,
Atlanta, GA 30341, Telephone: 770-488-2700.
For scientific/research issues, contact: Amy L. Sandul, Health
Science Administrator, Centers for Disease Control and Prevention,
National Center for HIV, STD, and TB Prevention, 1600 Clifton Road, NE,
MS E-07, Atlanta, GA 30333, Telephone: 404-639-6485, E-mail:
ASandul@cdc.gov.
For questions about peer review, contact: Mary Lerchen, DrPH,
Scientific Review Administrator, Centers for Disease Control and
Prevention, 1 West Court Square, Suite 7000, MS D-72, Decatur, GA.
30330, Telephone: 404-371-5277, Fax: 404-371-5215, E-mail:
mlerchen@cdc.gov.
For financial, grants management, or budget assistance, contact:
Merlin Williams, Grants Management Specialist, CDC Procurement and
Grants Office, 2920 Brandywine Road, Atlanta, GA 30341, Telephone: 404-
498-1918, E-mail: mqw6@cdc.gov.
VIII. Other Information
This announcement and other CDC funding opportunity announcements
can be found on the CDC Web site, Internet address: https://www.cdc.gov.
Click on ``Funding'' then ``Grants and Cooperative Agreements.''
Dated: May 24, 2005.
Alan A. Kotch,
Acting Deputy Director, Procurement and Grants Office, Centers for
Disease Control and Prevention.
[FR Doc. 05-10856 Filed 5-31-05; 8:45 am]
BILLING CODE 4163-18-P