Plant Variety Protection Office, Supplemental Fees, 28783-28786 [05-9963]
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Federal Register / Vol. 70, No. 96 / Thursday, May 19, 2005 / Rules and Regulations
he/she will not be readmitted to the
Program at any time.
(2) If a Fellow or Senior Fellow
withdraws from the Program for reasons
that are not related to misconduct, poor
performance, or suitability, he/she may
petition the employing agency for
readmission and reappointment to the
Program; such a petition must be in
writing and include appropriate
justification. Upon consideration of that
petition, the agency may, at its
discretion, submit a written request
seeking OPM approval to readmit and
reappoint the individual to the Program;
the individual’s status in the Program
upon readmission and reappointment
must be addressed as part of the
agency’s submission. The OPM
Director’s, or the Director’s designee’s,
final determination regarding
readmission and reappointment is not
subject to appeal.
§ 362.208 Resignation, termination,
reduction in force, and appeal rights.
(a) Resignation. A Fellow or Senior
Fellow who resigns at any time prior to
completion of the Program does not
have reinstatement eligibility for
competitive service positions based on
his/her Fellow or Senior Fellow
appointment.
(b) Termination. If an agency does not
appoint a Fellow or Senior Fellow at the
end of the Program, as provided in
§ 362.209, or extend the individual’s
initial appointment under § 362.203, the
appointment expires when certification
for Program completion is denied or
when the OPM Director, or the
Director’s designee, denies the agency’s
request for an extension. The agency
must provide written notification to
OPM when a Fellow or Senior Fellow is
terminated for this or any reason.
(c) Reduction in force. Fellows and
Senior Fellows are in the excepted
service Tenure Group II for purposes of
§ 351.502 of this chapter.
(d) Appeal rights. Fellows and Senior
Fellows are excepted service employees
within the meaning of chapters 43 and
75 in title 5, United States Code, and
have appeal rights as provided therein.
For systems not covered by 5 U.S.C.
chapters 43 or 75, Fellows and Senior
Fellows have appeal rights as provided
by the equivalent authorities under their
system, if any.
§ 362.209
Placement upon completion.
(a) A Fellow or Senior Fellow must
complete the Program within the time
limits prescribed in § 362.203, including
any extensions approved by OPM. At
the conclusion of that time period, the
Fellow or Senior Fellow must be
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15:30 May 18, 2005
Jkt 205001
appointed, as provided in paragraph (b)
of this section.
(b)(1) As provided in part 315 of this
chapter and/or Executive Order 13318,
and except as provided in paragraph (c)
of this section, an agency must appoint
without further competition an ERBcertified Fellow or Senior Fellow to a
full-time, permanent position, in the
competitive or excepted service, as
applicable. Appointments must be
effective on or before the expiration of
the individual’s PMF appointment,
including extensions.
(2) A Fellow or Senior Fellow who
was initially appointed to a permanent
position in an agency excepted from the
competitive service upon completion of
the Program may be appointed
subsequently to a full-time permanent
position in the competitive service
without further competition one time
only in accordance with the
requirements prescribed in § 315.708
and Executive Order 13318.
(c) As provided for in
§ 362.204(e)(1)(ii), an agency may
appoint a Senior Fellow who has been
certified as having successfully
completed the Senior Fellows program
to a position in the SES, without further
competition, in the same manner and
subject to the same QRB review
prescribed in § 317.502 of this chapter
as a graduate of an OPM-approved SES
candidate development program.
§ 362.210
OPM shall provide written guidance
for the orderly transition of employees
from the Presidential Management
Intern Program to the Fellow program
and may revise it as necessary.
PART 537—REPAYMENT OF STUDENT
LOANS
11. The authority citation for part 537
continues to read as follows:
I
Authority: 5 U.S.C. 5379.
12. Revise paragraph (d) of § 537.104 to
read as follows:
I
§ 537.104
Employee eligibility.
*
*
*
*
*
(d) Employees serving on excepted
appointments who are eligible for
noncompetitive conversion to a term,
career, or career-conditional
appointment (including, but not limited
to, Career Interns, Presidential
Management Fellows, or Senior
Presidential Management Fellows).
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PART 550—PAY ADMINISTRATION
(GENERAL)
Subpart G—Severance Pay
13. The authority citation for subpart
G continues to read as follows:
I
Authority: 5 U.S.C. 5595; E.O. 11257, 3
CFR, 1964–1965 Comp., p. 357.
14. Revise paragraph (f)(6) of the
definition of ‘‘Nonqualifying
appointment’’ in § 550.703 to read as
follows:
I
§ 550.703
Sfmt 4700
Definitions.
*
*
*
*
*
Nonqualifying appointment * * *
(f) * * *
(6) A Presidential Management Fellow
or Senior Presidential Management
Fellow appointment under part 362 of
this chapter.
*
*
*
*
*
[FR Doc. 05–9909 Filed 5–18–05; 8:45 am]
BILLING CODE 6325–39–P
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 97
[Docket Number ST–02–02]
RIN 0581–AC31
Plant Variety Protection Office,
Supplemental Fees
AGENCY:
Transition.
28783
Agricultural Marketing Service,
USDA
ACTION:
Final rule.
SUMMARY: The Agricultural Marketing
Service (AMS) is establishing
supplemental fees for the Plant Variety
Protection (PVP) Office covering a
variety of administrative services that
are not currently charged by the
program. These include administrative
service requests for: Replenishment of
seed low in germination or seed
number; submission of new application
data after notice of allowance, but prior
to certificate issuance; recording any
revision, withdrawal, or revocation of
an assignment; and protest to the
issuance of a certificate. The allowance
and issuance fee is increased also to
recover the costs of enhancing the PVP
program’s electronic archiving
capabilities. Also, technical
amendments are made which revise or
remove obsolete language.
DATES: Effective June 20, 2005.
FOR FURTHER INFORMATION CONTACT:
Janice M. Strachan, USDA, AMS,
Science and Technology (S&T), PVP
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28784
Federal Register / Vol. 70, No. 96 / Thursday, May 19, 2005 / Rules and Regulations
Office, NAL Building, Room 401, 10301
Baltimore Avenue, Beltsville, MD
20705–2351, telephone 301–504–5518,
fax 301–504–5291, and e-mail
Janice.Strachan@usda.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Order 12866
This rule has been determined to be
not significant for the purposes of
Executive Order 12866, and therefore,
was not reviewed by the Office of
Management and Budget (OMB).
II. Regulatory Flexibility Act
Pursuant to requirements set forth in
the Regulatory Flexibility Act (RFA) (5
U.S.C. 601 et seq.), the AMS has
considered the economic impact of this
action on small business entities. There
are more than 800 potential users of the
PVP Office’s service, of whom about 100
may file applications in a given year.
Some of these users are considered
small business entities under the criteria
established by the Small Business
Administration (13 CFR 121.201). The
AMS has determined that this action
will not have a significant economic
impact on a substantial number of these
small business entities.
The PVP Office administers the PVP
Act of 1970, as amended (7 U.S.C. 2321
et seq.), and issues Certificates of
Protection that provide intellectual
property rights to developers of new
varieties of plants. A Certificate of
Protection is awarded to an owner of a
variety after examination indicates that
the variety is new, distinct from other
varieties, genetically uniform, and stable
through successive generations. The Act
requires that reasonable fees be
collected in order to maintain the
program. This action establishes new
fees charged to users of plant variety
protection for administrative services.
AMS estimates that the rule will yield
an additional $96,000 of new revenue in
fiscal year (FY) 2006. The costs to
private and public business entities will
be proportional to their use of the
administrative services. The PVP
program is a voluntary service, so any
decision by developers to discontinue
the use of plant variety protection will
not hinder private and public entities
from marketing their varieties in
commercial markets.
AMS regularly reviews its user-feefinanced programs to determine their
fiscal condition. In a recent review of
the PVP program, the cost analysis
indicated that there are a number of
administrative services for which there
are no fees established to recover costs.
AMS determined the new fees by
analyzing the costs for providing the
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listed services, including salaries and
materials. Comments concerning the
proposed rule are discussed later in this
document.
The PVP Advisory Board has been
informed of customer services for which
the PVP Office is not reimbursed, and
consulted on new supplementary fees in
November 2001 and again in March
2003. The Board recommended that new
supplemental fees be put in place. This
rule makes changes in the regulations to
implement the supplemental fees.
Without the supplemental fees in FY
2006, the PVP Office revenues are
projected at $1,496,000, operational
expenses are estimated at $1,614,720,
and trust fund balances would be down
to $966,458. On the other hand, if
supplemental fees are established, the
trust fund balance would be $1,243,658
at the end of FY 2006, which would
begin to replenish the program reserves.
III. Civil Justice Reform
This rule was reviewed under
Executive Order 12988, Civil Justice
Reform. This action is not intended to
have retroactive effect, nor will it
preempt any State or local laws,
regulations, or policies, unless they
present an irreconcilable conflict with
the rule. There are no administrative
procedures that must be exhausted prior
to any judicial challenge to the
provisions of the rule.
IV. Paperwork Reduction Act
This rule does not contain any
information collection or recordkeeping
requirements that are subject to the
Office of Management and Budget
approval under the Paperwork
Reduction Act of 1995 (44 U.S.C.
Chapter 35).
The current information collection
and recordkeeping requirements in part
97 were previously approved under
OMB control No. 0581–0055.
Background Information
The PVP program is a voluntary, userfee-funded service, conducted under the
Authority of the PVP Act (7 U.S.C. 2321
et seq.) of 1970, as amended. The Act
authorizes the Secretary of Agriculture
to provide intellectual property rights
that facilitate marketing of new varieties
of seed-reproduced or tuber-propagated
plants. The Act also requires that
reasonable fees be collected from the
users of the services to cover the costs
of maintaining the program.
This rule amends the current fee
schedule to cover a variety of
administrative services for which users
are not being charged by the program.
These include administrative service
requests for replenishment of seed low
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in germination or seed number;
submission of new application data after
notice of allowance, but prior to
certificate issuance; revocation of
authorization or change of address on
assignments, security interests, licenses,
grants, or conveyances; recording of
withdrawal from assignments, security
interests, licenses, grants, or
conveyances; and protest to the issuance
of a certificate. In addition, the
allowance and issuance fee is increased
by $250 to recover the costs of
improving the PVP program’s electronic
archiving capabilities.
On January 10, 2003, AMS published
a rule in the Federal Register (68 FR
1359) that increased PVP fees and that
became effective February 10, 2003. In
that rule, the fees were revised to take
into account that from 1995 through
2002, the PVP Office absorbed
accumulated national and locality salary
increases for Federal employees. The
fees in this rule will yield an estimated
$96,000 of additional revenue.
The PVP Advisory Board has been
informed of customer services for which
the PVP Office is not reimbursed, and
consulted on new supplementary fees in
November 2001 and again in March
2003. The Board recommended that new
supplemental fees be put in place. This
rule makes changes in the regulations to
implement these new supplemental
fees.
This rule amends § 97.2 by updating
the definition of the term ‘‘Plant Variety
Protection Office’’ by noting that the
Office is part of the Agricultural
Marketing Service’s Science and
Technology Programs. The definition of
the term ‘‘owner’’ also is clarified by
specifying that the owner is the person
who developed or discovered and
developed a variety, or the breeder’s
successor, as the PVP Act provides.
The address of the PVP Office is given
in § 97.5(c). This rule updates the
address of the Office.
Section 97.6(d)(1) is amended by
adding a replenishment fee for
restocking the voucher seed sample.
Seeds need to be replenished when the
germination rate falls below 85%. The
germination rate is tested periodically
and these tests use up the stored seed
sample. The voucher seed sample is a
supplement to the Exhibit C description
of the variety and is kept for the life of
the certificate. Failure to replenish the
voucher seed sample results in
cancellation of the certificate.
Section § 97.6(d) provides that a
viable seed sample shall be submitted
with the application. For tuber
propagated varieties, the applicant must
verify that a viable cell culture has been
deposited in an approved public
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Federal Register / Vol. 70, No. 96 / Thursday, May 19, 2005 / Rules and Regulations
depository, and for hybrids from selfincompatible parents, verification that a
plot of vegetative material for each
parent has been established in an
approved public depository.
Because of the expense of depositing
cell cultures and because cell cultures
are not useful in the examination
process, the PVP Office has granted
exceptions to applicants so that the cell
culture need not be deposited until the
examination has been completed. This
rule regularizes this practice by
providing that applicants declare that
the cell culture will be deposited. A
similar change is made for the
establishment of plots of vegetative
material for self-incompatible parents of
hybrids.
There are instances where it is
impractical or impossible for the
applicant to submit a sample of viable
seeds with the application. For example,
requirements for phytosanitary
certificates for the importation of seed
could delay the submission of a sample
until the variety would no longer be
eligible for protection. Accordingly, the
rule allows a waiver of the requirement
that the sample be submitted at the time
of the application; but this is not
intended to operate so that the
certificate could be obtained without
submitting the seed sample.
Section 97.158 prohibits, with limited
exceptions, advertising by attorneys and
other persons practicing before the
PVPO. Although the prohibition of
advertising by attorneys was once
standard, this is no longer the case.
Accordingly, the provisions are
removed.
The provision for priority contests,
§§ 97.205 through 97.222, are obsolete
and are removed, together with
references to those provisions in other
sections. When the same variety is
independently developed by different
parties, the right of priority for a
certificate of protection is determined
by filing date. Prior to amendment of the
PVP Act in 1994, the right of priority
was controlled by the date of
determination of the variety. Because
applications pending at the time of the
amendment of the PVP Act continued to
be governed by the old provisions, it
was necessary to leave the priority
contest regulations in place for a
transition period. There are no longer
any pending applications to which the
priority contest procedure could be
applied. All other references to priority
contests also are removed.
Section 97.175 is revised by adding
new supplemental fees, and
incorporating language to the present
fee schedule to recover the costs of
administrative service requests for:
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15:30 May 18, 2005
Jkt 205001
Replenishment of seed low in
germination or seed number;
submission of new application data after
notice of allowance, but prior to
certificate issuance; revocation of
authorization, change of address, or
recording of withdrawal from
assignments, security interests, licenses,
grants, or conveyances; and protest to
the issuance of a certificate.
Finally, the authority citation for part
97 is revised to remove a reference to an
obsolete statutory provision.
Summary of Public Comment
A notice of the proposed rule was
published in the Federal Register (70
FR 1835) on January 11, 2005. A 30-day
comment period was provided to allow
interested persons the opportunity to
respond to the proposal, including any
regulatory and informational impact of
this action on organizations considered
small businesses. The comment period
expired on February 10, 2005, and four
comments were received on the
proposed rule.
Three comments were received which
expressed concern about the impact of
the supplemental fees on small
businesses. Only one new fee will be
routinely charged. That is the additional
fee to recover the costs of improving
electronic archiving capabilities, which
service is frequently requested by users.
This $250 fee will be added to the
allowance and issuance fee since only
issued certificates are open to public
access. All other fees are paid only if the
user requests that the service be
performed. It is expected that these fees
will be assessed very infrequently based
on past requests for these types of
services. When these fees were set, the
salary costs and time needed to perform
the services were considered. In
accordance with the PVP Act, new
supplemental fees are reasonable and
will allow the PVP program to recover
the actual costs of performing the
requested services. The costs to small
businesses should be proportional to
their use of the services. It is necessary
that the program recover the costs of
services. Accordingly, no changes are
made based on these comments.
Finally, one comment was received
from an individual who had concerns
about Invasive Species, a program that
is not administered by the PVP Office.
List of Subjects in 7 CFR Part 97
Plants, Seeds.
For reasons set forth in the preamble,
7 CFR part 97 is amended as follows.
I
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28785
PART 97—PLANT VARIETY
PROTECTION
1. The authority citation for part 97 is
revised to read as follows:
I
Authority: Plant Variety Protection Act, as
amended, 7 U.S.C. 2321 et seq.
§ 97.2
[Amended]
2. Section 97.2 is amended by:
a. Revising the word ‘‘Division’’ to read
‘‘Programs’’ in the definition of the term
Office or Plant Variety Protection Office.
I b. Adding the words ‘‘and developed’’
after the word ‘‘discovered’’ in the
definition of term Owner.
I 3. In § 97.5, paragraph (c) is revised to
read as follows:
I
I
§ 97.5
General requirements.
*
*
*
*
*
(c) Application and exhibit forms
shall be issued by the Commissioner.
(Copies of the forms may be obtained
from the Plant Variety Protection Office,
National Agricultural Library, Room
401, 10301 Baltimore Avenue,
Beltsville, MD 20705–2351).
*
*
*
*
*
§ 97.6
[Amended]
4. Section 97.6 is amended by:
a. Adding the words ‘‘, unless a waiver
has been granted for good cause’’
immediately following the word
‘‘variety’’ in paragraph (d)(1).
I b. Removing the words ‘‘verification
that a viable cell culture has been
deposited’’ and adding the words ‘‘a
declaration that a viable cell culture will
be deposited’’ in their place in paragraph
(d)(2).
I c. Removing the words ‘‘verification
that a plot of vegetable material for each
parent has been established’’ and adding
the words ‘‘a declaration that a plot of
vegetative material for each parent will
be established’’ in their place in
paragraph (d)(3).
I
I
§ 97.104
[Amended]
5. In § 97.104, paragraph (b) the words
‘‘and shall pay the handling fee for
replenishment’’ are added following the
words ‘‘sample of the variety’’.
I
§ 97.107
[Amended]
6. § 97.107, the words ‘‘within 60 days
from the date of denial, in accordance
with §§ 97.300–97.303’’ are removed.
I
§ 97.108
[Amended]
7. In § 97.108, paragraph (b) the words
‘‘to carry into effect a recommendation
under § 97.302(b)’’ are removed and the
words ‘‘in accordance with the decision’’
are added in their place.
I
§ 97.158
I
[Removed]
8. Section 97.158 is removed.
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Federal Register / Vol. 70, No. 96 / Thursday, May 19, 2005 / Rules and Regulations
9. Section 97.175 is revised to read as
follows:
I
§ 97.175
Fees and charges.
(a) Filing the application and
notifying the public of filing—$432.00..
(b) Search or examination—$3,220.00.
(c) Submission of new application
data, after notice of allowance, prior to
issuance of certificate—$432.00.
(d) Allowance and issuance of
certificate and notifying public of
issuance—$682.00.
(e) Revive an abandoned
application—$432.00.
(f) Reproduction of records, drawings,
certificates, exhibits, or printed material
(copy per page of material)—$1.50.
(g) Authentication (each page)—$1.50.
(h) Correcting or re-issuance of a
certificate—$432.00
(i) Recording an assignment, any
revision of an assignment, or
withdrawal or revocation of an
assignment (per certificate or
application)—$38.00.
(j) Copies of 8 x 10 photographs in
color—$38.00.
(k) Additional fee for
reconsideration—$432.00.
(l) Additional fee for late payment—
$38.00.
(m) Fee for handling replenishment
seed sample (applicable only for
certificates issued after June 20, 2005)—
$38.00.
(n) Additional fee for late
replenishment of seed—$38.00.
(o) Filing a petition for protest
proceeding—$4,118.00.
(p) Appeal to Secretary (refundable if
appeal overturns the Commissioner’s
decision)—$4,118.00.
(q) Granting of extensions for
responding to a request—$74.00.
(r) Field inspections or other services
requiring travel by a representative of
the Plant Variety Protection Office,
made at the request of the applicant,
shall be reimbursable in full (including
travel, per diem or subsistence, salary,
and administrative costs) in accordance
with Standardized Government Travel
Regulation.
(s) Any other service not covered in
this section will be charged for at rates
prescribed by the Commissioner, but in
no event shall they exceed $89.00 per
employee-hour. Charges also will be
made for materials, space, and
administrative costs.
§§ 97.205–97.222
[Removed]
10. Sections 97.205 through 97.222 are
removed.
I
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15:30 May 18, 2005
Jkt 205001
Dated: May 13, 2005.
Kenneth C. Clayton,
Acting Administrator, Agricultural Marketing
Service.
[FR Doc. 05–9963 Filed 5–18–05; 8:45 am]
BILLING CODE 3410–02–P
DEPARTMENT OF AGRICULTURE
Rural Utilities Service
7 CFR Part 1776
RIN 0572–AC00
Household Water Well System Grant
Program
Rural Utilities Service, USDA.
Final rule.
AGENCY:
ACTION:
The Rural Utilities Service
(RUS) issues regulations to establish the
Household Water Well System (HWWS)
Program. This action establishes a grant
program as authorized by Section 306E
of the Consolidated Farm and Rural
Development Act (CONACT). The
HWWS Program will provide grants to
private non-profit organizations, which,
in turn, will use the funds to set up a
loan program, making loans to eligible
individuals for household water well
systems. Eligible individuals may use
the loans to construct, refurbish, and
service individual household water well
systems that they own or will own in
rural areas. Additionally, the rule
outlines the process by which
applicants can apply for the program
and describes how RUS will administer
the grant program.
DATES: This rule will become effective
June 20, 2005.
FOR FURTHER INFORMATION CONTACT:
Cheryl Francis, Loan Specialist, Water
Programs Division, Rural Utilities
Service, U.S. Department of Agriculture,
1400 Independence Avenue, SW., Room
2239–S, Stop 1570, Washington, DC
20250–1570. Telephone (202) 720–1937.
E-mail: Cheryl.Francis@usda.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Executive Order 12866
This final rule has been determined to
be not significant under Executive Order
12866, Regulatory Planning and Review.
Therefore, it has not been reviewed by
the Office of Management and Budget
(OMB).
Executive Order 12372
This program is not subject to the
requirements of Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs,’’ as implemented under
USDA’s regulations at 7 CFR part 3015.
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Frm 00012
Fmt 4700
Sfmt 4700
Executive Order 12988
This rule has been reviewed under
Executive Order 12988, Civil Justice
Reform. RUS has determined that this
rule meets the applicable standards
provided in section 3 of the Executive
Order. In accordance with the Executive
Order and the rule: (1) All state and
local laws and regulations that are in
conflict with this rule will be
preempted; (2) no retroactive effect will
be given to the rule; and (3)
administrative appeal procedures, if
any, must be exhausted before litigation
against the Department or its agencies
may be initiated in accordance with
section 212(e) of the Department of
Agriculture Reorganization Act of 1994
(7 U.S.C. 6912).
Regulatory Flexibility Act Certification
It has been determined that the
Regulatory Flexibility Act is not
applicable to this rule since the Rural
Utilities Service is not required by 5
U.S.C. 551 et seq. or any other provision
of the law to publish a notice of final
rule making with respect to the subject
matter of this rule.
Information Collection and
Recordkeeping Requirements
The information collection and
recordkeeping requirements contained
in this rule have been cleared under
OMB control number 0572–0139 in
accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
chapter 35).
National Environmental Policy Act
Certification
The Administrator of RUS has
determined that this rule will not
significantly affect the quality of the
human environment as defined by the
National Environmental Policy Act of
1969 (42 U.S.C. 4321 et seq.). Therefore,
this action does not require an
environmental impact statement or
assessment.
Catalog of Federal Domestic Assistance
The program described by this rule is
listed in the Catalog of Federal Domestic
Assistance Programs under number
10.862. This catalog is available
electronically through the free CFDA
website on the Internet at https://
www.cfda.gov. The print edition may be
purchased by calling the
Superintendent of Documents at 202–
512–1800 or toll free at 866–512–1800,
or ordering it online at https://
bookstore.gpo.gov.
Unfunded Mandates
This rule contains no Federal
mandates (under the regulatory
E:\FR\FM\19MYR1.SGM
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Agencies
[Federal Register Volume 70, Number 96 (Thursday, May 19, 2005)]
[Rules and Regulations]
[Pages 28783-28786]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-9963]
=======================================================================
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DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 97
[Docket Number ST-02-02]
RIN 0581-AC31
Plant Variety Protection Office, Supplemental Fees
AGENCY: Agricultural Marketing Service, USDA
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Agricultural Marketing Service (AMS) is establishing
supplemental fees for the Plant Variety Protection (PVP) Office
covering a variety of administrative services that are not currently
charged by the program. These include administrative service requests
for: Replenishment of seed low in germination or seed number;
submission of new application data after notice of allowance, but prior
to certificate issuance; recording any revision, withdrawal, or
revocation of an assignment; and protest to the issuance of a
certificate. The allowance and issuance fee is increased also to
recover the costs of enhancing the PVP program's electronic archiving
capabilities. Also, technical amendments are made which revise or
remove obsolete language.
DATES: Effective June 20, 2005.
FOR FURTHER INFORMATION CONTACT: Janice M. Strachan, USDA, AMS, Science
and Technology (S&T), PVP
[[Page 28784]]
Office, NAL Building, Room 401, 10301 Baltimore Avenue, Beltsville, MD
20705-2351, telephone 301-504-5518, fax 301-504-5291, and e-mail
Janice.Strachan@usda.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Order 12866
This rule has been determined to be not significant for the
purposes of Executive Order 12866, and therefore, was not reviewed by
the Office of Management and Budget (OMB).
II. Regulatory Flexibility Act
Pursuant to requirements set forth in the Regulatory Flexibility
Act (RFA) (5 U.S.C. 601 et seq.), the AMS has considered the economic
impact of this action on small business entities. There are more than
800 potential users of the PVP Office's service, of whom about 100 may
file applications in a given year. Some of these users are considered
small business entities under the criteria established by the Small
Business Administration (13 CFR 121.201). The AMS has determined that
this action will not have a significant economic impact on a
substantial number of these small business entities.
The PVP Office administers the PVP Act of 1970, as amended (7
U.S.C. 2321 et seq.), and issues Certificates of Protection that
provide intellectual property rights to developers of new varieties of
plants. A Certificate of Protection is awarded to an owner of a variety
after examination indicates that the variety is new, distinct from
other varieties, genetically uniform, and stable through successive
generations. The Act requires that reasonable fees be collected in
order to maintain the program. This action establishes new fees charged
to users of plant variety protection for administrative services. AMS
estimates that the rule will yield an additional $96,000 of new revenue
in fiscal year (FY) 2006. The costs to private and public business
entities will be proportional to their use of the administrative
services. The PVP program is a voluntary service, so any decision by
developers to discontinue the use of plant variety protection will not
hinder private and public entities from marketing their varieties in
commercial markets.
AMS regularly reviews its user-fee-financed programs to determine
their fiscal condition. In a recent review of the PVP program, the cost
analysis indicated that there are a number of administrative services
for which there are no fees established to recover costs. AMS
determined the new fees by analyzing the costs for providing the listed
services, including salaries and materials. Comments concerning the
proposed rule are discussed later in this document.
The PVP Advisory Board has been informed of customer services for
which the PVP Office is not reimbursed, and consulted on new
supplementary fees in November 2001 and again in March 2003. The Board
recommended that new supplemental fees be put in place. This rule makes
changes in the regulations to implement the supplemental fees.
Without the supplemental fees in FY 2006, the PVP Office revenues
are projected at $1,496,000, operational expenses are estimated at
$1,614,720, and trust fund balances would be down to $966,458. On the
other hand, if supplemental fees are established, the trust fund
balance would be $1,243,658 at the end of FY 2006, which would begin to
replenish the program reserves.
III. Civil Justice Reform
This rule was reviewed under Executive Order 12988, Civil Justice
Reform. This action is not intended to have retroactive effect, nor
will it preempt any State or local laws, regulations, or policies,
unless they present an irreconcilable conflict with the rule. There are
no administrative procedures that must be exhausted prior to any
judicial challenge to the provisions of the rule.
IV. Paperwork Reduction Act
This rule does not contain any information collection or
recordkeeping requirements that are subject to the Office of Management
and Budget approval under the Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35).
The current information collection and recordkeeping requirements
in part 97 were previously approved under OMB control No. 0581-0055.
Background Information
The PVP program is a voluntary, user-fee-funded service, conducted
under the Authority of the PVP Act (7 U.S.C. 2321 et seq.) of 1970, as
amended. The Act authorizes the Secretary of Agriculture to provide
intellectual property rights that facilitate marketing of new varieties
of seed-reproduced or tuber-propagated plants. The Act also requires
that reasonable fees be collected from the users of the services to
cover the costs of maintaining the program.
This rule amends the current fee schedule to cover a variety of
administrative services for which users are not being charged by the
program. These include administrative service requests for
replenishment of seed low in germination or seed number; submission of
new application data after notice of allowance, but prior to
certificate issuance; revocation of authorization or change of address
on assignments, security interests, licenses, grants, or conveyances;
recording of withdrawal from assignments, security interests, licenses,
grants, or conveyances; and protest to the issuance of a certificate.
In addition, the allowance and issuance fee is increased by $250 to
recover the costs of improving the PVP program's electronic archiving
capabilities.
On January 10, 2003, AMS published a rule in the Federal Register
(68 FR 1359) that increased PVP fees and that became effective February
10, 2003. In that rule, the fees were revised to take into account that
from 1995 through 2002, the PVP Office absorbed accumulated national
and locality salary increases for Federal employees. The fees in this
rule will yield an estimated $96,000 of additional revenue.
The PVP Advisory Board has been informed of customer services for
which the PVP Office is not reimbursed, and consulted on new
supplementary fees in November 2001 and again in March 2003. The Board
recommended that new supplemental fees be put in place. This rule makes
changes in the regulations to implement these new supplemental fees.
This rule amends Sec. 97.2 by updating the definition of the term
``Plant Variety Protection Office'' by noting that the Office is part
of the Agricultural Marketing Service's Science and Technology
Programs. The definition of the term ``owner'' also is clarified by
specifying that the owner is the person who developed or discovered and
developed a variety, or the breeder's successor, as the PVP Act
provides.
The address of the PVP Office is given in Sec. 97.5(c). This rule
updates the address of the Office.
Section 97.6(d)(1) is amended by adding a replenishment fee for
restocking the voucher seed sample. Seeds need to be replenished when
the germination rate falls below 85%. The germination rate is tested
periodically and these tests use up the stored seed sample. The voucher
seed sample is a supplement to the Exhibit C description of the variety
and is kept for the life of the certificate. Failure to replenish the
voucher seed sample results in cancellation of the certificate.
Section Sec. 97.6(d) provides that a viable seed sample shall be
submitted with the application. For tuber propagated varieties, the
applicant must verify that a viable cell culture has been deposited in
an approved public
[[Page 28785]]
depository, and for hybrids from self-incompatible parents,
verification that a plot of vegetative material for each parent has
been established in an approved public depository.
Because of the expense of depositing cell cultures and because cell
cultures are not useful in the examination process, the PVP Office has
granted exceptions to applicants so that the cell culture need not be
deposited until the examination has been completed. This rule
regularizes this practice by providing that applicants declare that the
cell culture will be deposited. A similar change is made for the
establishment of plots of vegetative material for self-incompatible
parents of hybrids.
There are instances where it is impractical or impossible for the
applicant to submit a sample of viable seeds with the application. For
example, requirements for phytosanitary certificates for the
importation of seed could delay the submission of a sample until the
variety would no longer be eligible for protection. Accordingly, the
rule allows a waiver of the requirement that the sample be submitted at
the time of the application; but this is not intended to operate so
that the certificate could be obtained without submitting the seed
sample.
Section 97.158 prohibits, with limited exceptions, advertising by
attorneys and other persons practicing before the PVPO. Although the
prohibition of advertising by attorneys was once standard, this is no
longer the case. Accordingly, the provisions are removed.
The provision for priority contests, Sec. Sec. 97.205 through
97.222, are obsolete and are removed, together with references to those
provisions in other sections. When the same variety is independently
developed by different parties, the right of priority for a certificate
of protection is determined by filing date. Prior to amendment of the
PVP Act in 1994, the right of priority was controlled by the date of
determination of the variety. Because applications pending at the time
of the amendment of the PVP Act continued to be governed by the old
provisions, it was necessary to leave the priority contest regulations
in place for a transition period. There are no longer any pending
applications to which the priority contest procedure could be applied.
All other references to priority contests also are removed.
Section 97.175 is revised by adding new supplemental fees, and
incorporating language to the present fee schedule to recover the costs
of administrative service requests for: Replenishment of seed low in
germination or seed number; submission of new application data after
notice of allowance, but prior to certificate issuance; revocation of
authorization, change of address, or recording of withdrawal from
assignments, security interests, licenses, grants, or conveyances; and
protest to the issuance of a certificate.
Finally, the authority citation for part 97 is revised to remove a
reference to an obsolete statutory provision.
Summary of Public Comment
A notice of the proposed rule was published in the Federal Register
(70 FR 1835) on January 11, 2005. A 30-day comment period was provided
to allow interested persons the opportunity to respond to the proposal,
including any regulatory and informational impact of this action on
organizations considered small businesses. The comment period expired
on February 10, 2005, and four comments were received on the proposed
rule.
Three comments were received which expressed concern about the
impact of the supplemental fees on small businesses. Only one new fee
will be routinely charged. That is the additional fee to recover the
costs of improving electronic archiving capabilities, which service is
frequently requested by users. This $250 fee will be added to the
allowance and issuance fee since only issued certificates are open to
public access. All other fees are paid only if the user requests that
the service be performed. It is expected that these fees will be
assessed very infrequently based on past requests for these types of
services. When these fees were set, the salary costs and time needed to
perform the services were considered. In accordance with the PVP Act,
new supplemental fees are reasonable and will allow the PVP program to
recover the actual costs of performing the requested services. The
costs to small businesses should be proportional to their use of the
services. It is necessary that the program recover the costs of
services. Accordingly, no changes are made based on these comments.
Finally, one comment was received from an individual who had
concerns about Invasive Species, a program that is not administered by
the PVP Office.
List of Subjects in 7 CFR Part 97
Plants, Seeds.
0
For reasons set forth in the preamble, 7 CFR part 97 is amended as
follows.
PART 97--PLANT VARIETY PROTECTION
0
1. The authority citation for part 97 is revised to read as follows:
Authority: Plant Variety Protection Act, as amended, 7 U.S.C.
2321 et seq.
Sec. 97.2 [Amended]
0
2. Section 97.2 is amended by:
0
a. Revising the word ``Division'' to read ``Programs'' in the
definition of the term Office or Plant Variety Protection Office.
0
b. Adding the words ``and developed'' after the word ``discovered'' in
the definition of term Owner.
0
3. In Sec. 97.5, paragraph (c) is revised to read as follows:
Sec. 97.5 General requirements.
* * * * *
(c) Application and exhibit forms shall be issued by the
Commissioner. (Copies of the forms may be obtained from the Plant
Variety Protection Office, National Agricultural Library, Room 401,
10301 Baltimore Avenue, Beltsville, MD 20705-2351).
* * * * *
Sec. 97.6 [Amended]
0
4. Section 97.6 is amended by:
0
a. Adding the words ``, unless a waiver has been granted for good
cause'' immediately following the word ``variety'' in paragraph (d)(1).
0
b. Removing the words ``verification that a viable cell culture has
been deposited'' and adding the words ``a declaration that a viable
cell culture will be deposited'' in their place in paragraph (d)(2).
0
c. Removing the words ``verification that a plot of vegetable material
for each parent has been established'' and adding the words ``a
declaration that a plot of vegetative material for each parent will be
established'' in their place in paragraph (d)(3).
Sec. 97.104 [Amended]
0
5. In Sec. 97.104, paragraph (b) the words ``and shall pay the
handling fee for replenishment'' are added following the words ``sample
of the variety''.
Sec. 97.107 [Amended]
0
6. Sec. 97.107, the words ``within 60 days from the date of denial, in
accordance with Sec. Sec. 97.300-97.303'' are removed.
Sec. 97.108 [Amended]
0
7. In Sec. 97.108, paragraph (b) the words ``to carry into effect a
recommendation under Sec. 97.302(b)'' are removed and the words ``in
accordance with the decision'' are added in their place.
Sec. 97.158 [Removed]
0
8. Section 97.158 is removed.
[[Page 28786]]
0
9. Section 97.175 is revised to read as follows:
Sec. 97.175 Fees and charges.
(a) Filing the application and notifying the public of filing--
$432.00..
(b) Search or examination--$3,220.00.
(c) Submission of new application data, after notice of allowance,
prior to issuance of certificate--$432.00.
(d) Allowance and issuance of certificate and notifying public of
issuance--$682.00.
(e) Revive an abandoned application--$432.00.
(f) Reproduction of records, drawings, certificates, exhibits, or
printed material (copy per page of material)--$1.50.
(g) Authentication (each page)--$1.50.
(h) Correcting or re-issuance of a certificate--$432.00
(i) Recording an assignment, any revision of an assignment, or
withdrawal or revocation of an assignment (per certificate or
application)--$38.00.
(j) Copies of 8 x 10 photographs in color--$38.00.
(k) Additional fee for reconsideration--$432.00.
(l) Additional fee for late payment--$38.00.
(m) Fee for handling replenishment seed sample (applicable only for
certificates issued after June 20, 2005)--$38.00.
(n) Additional fee for late replenishment of seed--$38.00.
(o) Filing a petition for protest proceeding--$4,118.00.
(p) Appeal to Secretary (refundable if appeal overturns the
Commissioner's decision)--$4,118.00.
(q) Granting of extensions for responding to a request--$74.00.
(r) Field inspections or other services requiring travel by a
representative of the Plant Variety Protection Office, made at the
request of the applicant, shall be reimbursable in full (including
travel, per diem or subsistence, salary, and administrative costs) in
accordance with Standardized Government Travel Regulation.
(s) Any other service not covered in this section will be charged
for at rates prescribed by the Commissioner, but in no event shall they
exceed $89.00 per employee-hour. Charges also will be made for
materials, space, and administrative costs.
Sec. Sec. 97.205-97.222 [Removed]
0
10. Sections 97.205 through 97.222 are removed.
Dated: May 13, 2005.
Kenneth C. Clayton,
Acting Administrator, Agricultural Marketing Service.
[FR Doc. 05-9963 Filed 5-18-05; 8:45 am]
BILLING CODE 3410-02-P