Approval and Promulgation of Air Quality Implementation Plans; District of Columbia; VOC Emission Standards for AIM Coatings, 24959-24970 [05-9312]
Download as PDF
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
the point of origin, (Datum NAD 1983),
located 500 yards north of Cape Fear
Memorial Bridge.
(26) Cape Fear River, Southport, NC,
Safety Zone. All waters of the Cape Fear
River within a 600 yard radius of the
fireworks barge in approximate position
33°54′40″ N, 078°01′18″ W (Datum NAD
1983), approximately 700 yards south of
the waterfront at Southport, NC.
(27) Green Creek and Smith Creek,
Oriental, NC, Safety Zone. All waters of
Green Creek and Smith Creek that fall
within a 300 yard radius of the
fireworks launch site at 35°01′29.6″ N,
076°42′10.4″ W (Datum NAD 1983),
located near the entrance to the Neuse
River in the vicinity of Oriental, NC.
(28) Pamlico River, Washington, NC,
Safety Zone. All waters of the Pamlico
River that fall within a 300 yard radius
of the fireworks launch site at 35°32′19″
N, 077°03′20.5″ W (Datum NAD 1983),
located 500 yards north of Washington
railroad trestle bridge.
(29) Neuse River, New Bern, NC,
Safety Zone. All waters of the Neuse
River within a 360 yard radius of the
fireworks barge in approximate position
35°06′07.1″ N, 077°01′35.8″ W (Datum
NAD 1983), located 420 yards north of
the New Bern, Twin Span, high rise
bridge.
(30) Upper Potomac River,
Alexandria, VA, Safety Zone. All waters
of the Upper Potomac River within a
300 yard radius of the fireworks barge
in approximate position 38°48′37″ N,
077°02′02″ W (Datum NAD 1983),
located near the waterfront of
Alexandria, Virginia.
(31) Potomac River, Prince William
County, VA, Safety Zone. All waters of
the Potomac River within a 200 yard
radius of the fireworks barge in
approximate position 38°34′08″ N,
077°15′34″ W (Datum NAD 1983),
located near Cherry Hill, Virginia.
(32) Chincoteague Channel,
Chincoteague, VA, Safety Zone. All
waters of the Chincoteague Channel
within a 360 yard radius of the
fireworks launch location at the
Chincoteague carnival waterfront in
approximate position 37°55′40.3″ N,
075°23′10.7″ W (Datum NAD 1983),
approximately 900 yards southwest of
Chincoteague Swing Bridge.
(33) Atlantic Ocean, Virginia Beach,
VA, Safety Zone. All waters of the
Atlantic Ocean enclosed within a 360
yard radius of the center located on the
beach at approximate position
36°51′34.8″ N, 075°58′30″ W (Datum
NAD 1983).
(34) Elizabeth River, Southern Branch,
Norfolk, VA, Safety Zone: All waters of
Elizabeth River Southern Branch in an
area bound by the following points:
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
36°50′54.8″ N, 076°18′10.7″ W; thence to
36°51′7.9″ N, 076°18′01″ W; thence to
36°50′45.6″ N, 076°17′44.2″ W; thence to
36°50′29.6″ N, 076°17′23.2″ W; thence to
36°50′7.7″ N, 076°17′32.3″ W; thence to
36°49′58″ N, 076°17′28.6″ W; thence to
36°49′52.6″ N, 076°17′43.8″ W; thence to
36°50′27.2″ N, 076°17′45.3″ W thence to
the point of origin,(Datum NAD 1983).
(b) Notification. (1) Fireworks barges
and launch sites on land in paragraph
(a) of this section shall have a sign on
the port and starboard side of the barge
or mounted on a post 3 foot above
ground level when on land and facing
the water labeled ‘‘FIREWORKS—
DANGER—STAY AWAY’’. This will
provide on scene notice that the safety
zone will be enforced on that day. This
notice will consist of a diamond shaped
sign 4 foot by 4 foot with a 3-inch
orange retro-reflective border. The word
‘‘DANGER’’ shall be 10 inch black block
letters centered on the sign with the
words ‘‘FIREWORKS’’ and ‘‘STAY
AWAY’’ in 6 inch black block letters
placed above and below the word
‘‘DANGER’’ respectively on a white
background.
(2) Coast Guard Captains of the Port
in the Fifth Coast Guard District will
notify the public of the enforcement of
these safety zones by all appropriate
means to effect the widest publicity
among the affected segments of the
public, including publication in the
local notice to mariners, marine
information broadcasts, and facsimile
broadcasts may be made for these
events, beginning 24 to 48 hours before
the event is scheduled to begin, to notify
the public.
(c) Enforcement Period. The safety
zones in paragraph (a) of this section
will be enforced from 5:30 p.m. to 1 a.m.
each day a barge with a ‘‘FIREWORKS—
DANGER—STAY AWAY’’ sign on the
port and starboard side is on-scene or a
‘‘FIREWORKS—DANGER—STAY
AWAY’’ sign is posted on land, in a
location listed in paragraph (a) of this
section. Vessels may not enter, remain
in, or transit through the safety zones
during these enforcement periods unless
authorized by the Captain of the Port or
designated Coast Guard patrol personnel
on scene.
(d) Regulations. (1) The general
regulations contained in 33 CFR 165.23
apply.
(2) All persons and vessels shall
comply with the instructions of the
Coast Guard Captain of the Port or the
designated on-scene-patrol personnel.
Those personnel are compromised of
commissioned, warrant, and petty
officers of the Coast Guard. Other
Federal, State and local agencies may
assist these personnel in the
PO 00000
Frm 00025
Fmt 4700
Sfmt 4700
24959
enforcement of the safety zone. Upon
being hailed by the U.S. Coast Guard
vessel by siren, radio, flashing light or
other means, the operator of a vessel
shall proceed as directed.
(e) Definitions.
Captain of the Port means any Coast
Guard commissioned, warrant or petty
officer who has been authorized by the
Captain of the Port to act on his or her
behalf.
State or local law enforcement officers
mean any State or local government law
enforcement officer who has the
authority to enforce State criminal laws.
Dated: May 3, 2005.
Lawrence J. Bowling,
Captain, U.S. Coast Guard, Commander, Fifth
Coast Guard District, Acting.
[FR Doc. 05–9436 Filed 5–11–05; 8:45 am]
BILLING CODE 4910–15–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[R03–OAR–2004–DC–0007; FRL–7909–8]
Approval and Promulgation of Air
Quality Implementation Plans; District
of Columbia; VOC Emission Standards
for AIM Coatings
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: EPA is approving a State
Implementation Plan (SIP) revision
submitted by the District of Columbia
(the District). This revision pertains to
the volatile organic compound (VOC)
emission standards for architectural and
industrial maintenance (AIM) coatings
in the District. EPA is approving this
SIP revision in accordance with the
Clean Air Act (CAA or Act).
DATES: Effective Date: This final rule is
effective on June 13, 2005.
ADDRESSES: EPA has established a
docket for this action under Regional
Material in EDocket (RME) ID Number
R03–OAR–2004–DC–0007. All
documents in the docket are listed in
the RME index at https://
www.docket.epa.gov/rmepub/. Once in
the system, select ‘‘quick search,’’ then
key in the appropriate RME
identification number. Although listed
in the electronic docket, some
information is not publicly available,
i.e., confidential business information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
E:\FR\FM\12MYR1.SGM
12MYR1
24960
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
available only in hard copy form.
Publicly available docket materials are
available either electronically in RME or
in hard copy for public inspection
during normal business hours at the Air
Protection Division, U.S. Environmental
Protection Agency, Region III, 1650
Arch Street, Philadelphia, Pennsylvania
19103. Copies of the state submittal at
the District of Columbia Department of
Public Health, Air Quality Division, 51
N Street, NE., Washington, DC 20002.
FOR FURTHER INFORMATION CONTACT: Rose
Quinto, (215) 814–2182, or by e-mail at
quinto.rose@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On December 27, 2004 (69 FR 77149),
EPA published a notice of proposed
rulemaking (NPR) for the District of
Columbia. The NPR proposed approval
of the VOC emission standards for AIM
coatings. The formal SIP revision was
submitted by the District on April 16,
2004 and supplemented on September
20 and November 26, 2004. Other
specific requirements of the District’s
SIP revision for AIM coatings and the
rationale for EPA’s proposed action are
explained in the NPR and will not be
restated here. EPA received adverse
comments on the December 27, 2004
NPR. A summary of the comments
submitted and EPA’s responses are
provided in Section II of this document.
EPA is aware that concerns have been
raised about the achievability of VOC
content limits of some of the product
categories under the District’s AIM
coatings rule. Although we are
approving this rule today, the Agency is
concerned that if the rule’s limits make
it impossible for manufacturers to
produce coatings that are desirable to
consumers, there is a possibility that
users may misuse the products by
adding additional solvent, thereby
circumventing the rule’s intended VOC
emission reductions. We intend to work
with the District and manufacturers to
explore ways to ensure that the rule
achieves the intended VOC emission
reductions, and to address this issue in
evaluating the amount of VOC emission
reduction credit attributable to the rule.
II. Public Comments and EPA
Responses
A private citizen and the Sherwin
Williams Company (SWC) submitted
adverse comments on EPA’s December
27, 2004 (69 FR 77149) proposed
approval of the District’s AIM coatings
rule The SWC submitted its adverse
comments in letter to EPA dated January
26, 2005. The SWC’s comment letter
also includes, by reference, the
VerDate jul<14>2003
14:28 May 11, 2005
Jkt 205001
comments it previously submitted to the
District on its proposed version of the
AIM coatings rule during the District’s
adoption process and to the Ozone
Transport Commission (OTC) in a letter
dated January 11, 2001.1 Lastly, the
SWC’s January 26, 2005 letter of
comment to EPA also includes, by
reference, the Petition for
Reconsideration and Request for Stay,
42 U.S.C.A. Subsection 7607(d)(7)(B):
Environmental Protection Agency’s
Approval and Promulgation of Air
Quality Improvement Plans;
Pennsylvania; Control of Volatile
Organic Compound Emissions from
AIM Coatings submitted by the SWC to
EPA on January 20, 2005 (hereafter the
Petition for Reconsideration).2 The
following summarizes the comments
submitted to EPA on the December 27,
2004 (69 FR 77149) proposed approval
of the District’s AIM coatings rule and
EPA’s response to those comments.
A. Comment: The Products Should
Contain No VOCs—A private citizen
submitted a comment to EPA by e-mail
on December 27, 2005. The commenter
states that no VOCs, zero emissions and
zero pollution should be allowed from
any product allowed to be used or sold.
Response: EPA disagrees with this
comment. Aside from issues associated
with the technological infeasibility of all
paints and coatings used or sold to
contain no VOCs, it is important to
understand EPA’s role with regard to
review and approval or disapproval of
rules submitted by states as SIP
revisions. EPA can only take action
upon the final adopted version of a
state’s regulation as submitted by that
state in its SIP revision request. It is not
within EPA’s authority, by its
rulemaking on the SIP revision or
otherwise, to change or modify the text
or substantive requirements of a state
regulation. Therefore, EPA cannot
1 The SWC’s January 26, 2005 letter of comment
to EPA states that it is also includes, by reference,
the comments submitted to the OTC, enclosed as
Exhibit B., and asks that they also be treated as
direct comments on the proposed revision to the DC
SIP. However, Exhibit B. to the SWC’s January 26,
2005 letter of comment to EPA is a ‘‘Petition for
Reconsideration and Request for Stay, 42 U.S.C.A.
Subsection 7607(d)(7)(B); Environmental Protection
Agency’s Approval and Promulgation of Air Quality
Improvement Plans; Pennsylvania; Control of
Volatile Organic Compound Emissions from AIM
Coatings submitted to EPA by the SWC to EPA on
January 20, 2005.’’
The SWC’s January 11, 2001 letter of comment to
the OTC is enclosed as attachment 4 to Exhibit A
of SWC’s January 26, 2005 letter of comment to EPA
on the December 27, 2004 (69 FR 77149) proposed
approval of the District’s AIM coatings rule.
2 This Petition for Reconsideration, as it pertains
to EPA’s approval of Pennsylvania’s AIM coatings
rule (69 FR 68080), was withdrawn by a letter dated
March 17, 2005.
PO 00000
Frm 00026
Fmt 4700
Sfmt 4700
modify the District’s AIM regulation as
recommended in the comment.
B. Comment: Using Flawed Data
Violates the Data Quality Objectives Act
and Administrative Procedures Act—
The commenter asserts that the
District’s AIM coatings rule is based on
flawed data and that the use of this data
violates the Data Quality Objectives Act
(‘‘DQOA’’) (Section 515(a) of the
Treasury and General Government
Appropriations Act for Fiscal Year 2001
(Pub. L. 106–554; H.R. 5658)). The data
at issue is contained in what the
commenter characterizes as a ‘‘study
prepared by E.H. Pechan & Associates’’
(Pechan Study) in 2001. The alleged
flaws relate to projected VOC emissions
reductions calculated in the Pechan
Study. The commenter asserts that
certain of the underlying data and data
analyses are allegedly
‘‘unreproduceable.’’ Further, the
commenter asserts that if better data
were used, the OTC model AIM coatings
rule would achieve greater VOC
emissions reductions, relative to the
Federal AIM coatings rule, than was
calculated in the Pechan Study (54
percent reduction versus 31 percent
reduction), even if certain source
categories were omitted from regulation
under the OTC rule. For these reasons,
the commenter states that EPA must not
approve the proposed District’s AIM
coatings rule as a revision to the SIP.3
These same issues are also raised in the
commenter’s Petition for
Reconsideration.
Response: EPA disagrees with this
comment. What the commenter
characterizes as the Pechan Study is not
at issue in this rulemaking. The Pechan
Study was not submitted to EPA by the
District in its SIP revision requesting
that EPA approve its AIM coatings rule.4
3 The SWC submitted a ‘‘Request for Correction
of Information’’ (RFC) dated June 2, 2004, to EPA’s
Information Quality Guidelines Office in
Washington, DC which raises substantively similar
issues to those raised by this comment. By letter
dated February 25, 2005 from Robert Brenner,
Principal Deputy Assistant Administrator to the
Counsel for Sherwin Williams Company, EPA
responded separately to the RFC. A copy of that
letter is included in the administrative record for
this final rulemaking.
4 The SWC concedes that the Pechan Study and
related spreadsheet are not part of the record
submitted to EPA by the District. The SWC assert,
however, that there are references to the Pechan
Study in other materials submitted by the District.
Whether or not the Pechan Study, or data from that
study, was submitted to EPA does not alter our
analyses or conclusion, described herein, that the
Pechan Study is not relevant in this rulemaking.
Consequently, because the Pechan Study is not
relevant to this rulemaking, the commenter’s
reliance on the document entitled, ‘‘A Summary of
General Assessment Factors for Evaluating the
Quality of Scientific and Technical Information,’’
EPA 100/B–03–001 (June 2003), provided as exhibit
C to SWC’s comments is misplaced. This
E:\FR\FM\12MYR1.SGM
12MYR1
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
The validity of the Pechan Study data is
not at issue in this rulemaking because
the District did not request approval of
a quantified amount of VOC emission
reduction from the enactment of its
regulation. Rather, this AIM coatings
regulation has been submitted by the
District, and is being approved by EPA,
on the basis that it strengthens the
existing District SIP. The commenter
does not dispute that the District’s AIM
coatings rule will, in fact, reduce VOC
emissions.
Section 110 of the Act provides the
statutory framework for approval/
disapproval of SIP revisions. Under the
Act, EPA establishes NAAQS for certain
pollutants. The Act establishes a joint
Federal and state program to control air
pollution and to protect public health.
States are required to prepare SIPs for
each designated ‘‘air quality control
region’’ within their borders. The SIP
must specify emission limitations and
other measures necessary for that area to
meet and maintain the required
NAAQS. Each SIP must be submitted to
EPA for its review and approval. EPA
will review and must approve the SIP
revision if it is found to meet the
minimum requirements of the Act. See
section 110(k)(3) of the Act, 42 U.S.C.
7410(k)(3); see also Union Elec. Co. v.
EPA, 427 U.S. 246, 265, 96 S.Ct. 2518,
49 L.Ed.2d 474 (1976). The Act
expressly provides that the states may
adopt more stringent air pollution
control measures than the Act requires
with or without EPA approval. See
section 116 of the Act, 42 U.S.C. 7416.
EPA must disapprove state plans, and
revisions thereto, that are less stringent
than a standard or limitation provided
by Federal law. See section 110(k) of the
Act, 42 U.S.C. 7410(k); see also
Duquesne Light v. EPA, 166 F.3d 609
(3d Cir. 1999). The Pechan Study is not
part of the District’s submission in
support of its AIM coatings rule.
Because the District’s April 16, 2004
submission (supplemented on
September 20 and November 26, 2004)
does not seek approval of a specific
amount of emissions reductions, the
level of emissions reductions that might
be calculable using data contained in
the Pechan Study is irrelevant to
whether EPA should approve this SIP
revision.5 The only relevant inquiry at
‘‘Assessment Factors’’ document describes the
considerations EPA takes into account in evaluating
scientific or technical information ‘‘used in support
of Agency actions.’’ Assessment Factors, p.1. The
Pechan Study is not being used in support of this
rulemaking, therefore, EPA is under no obligation
to evaluate the scientific or technical information in
that study.
5 After submission of a request for approval of a
quantified amount of emissions reductions credit
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
this time is whether this SIP revision
meets the minimum criteria for approval
under the Act, including the
requirement that the District’s AIM
coatings rule be at least as stringent as
the otherwise applicable Federal AIM
coatings rule set forth at 40 CFR 59.400,
subpart D.6
EPA has concluded that the District’s
AIM coatings rule meets the criteria for
approvability. It is worth noting that
EPA agrees with the commenter’s
conclusion that the District AIM
coatings rule is more stringent than the
Federal AIM coatings rule, though not
for the reasons given by the commenter,
i.e., that the commenter’s ‘‘better’’ data
demonstrates that OTC Model AIM
coatings rule achieves a 54 percent, as
opposed to the Pechan Study’s 31
percent reduction in VOC emissions
beyond that required by the Federal
AIM coatings rule. Rather, EPA has
determined that the District’s AIM
coatings rule is, on its face, more
stringent than the Federal AIM coatings
rule. Examples of categories for which
the District’s AIM coatings rule is
facially more stringent than the Federal
AIM coatings rule include, but are not
limited to, the VOC content limit for
non-flat high gloss coatings and
antifouling coatings. The Federal AIM
coatings rule’s VOC content limit for
non-flat high gloss coatings is 380
grams/liter while the District’s AIM
coatings rule’s limit is 250 grams/liter,
and the Federal AIM coatings rule’s
VOC content limit for anti-fouling
due to the AIM coatings rule by the District, EPA
will evaluate the credit attributable to the rule.
Whatever methodology and data the District uses in
such a request, the issue of proper credit will
become ripe for public comment.
6 The commenter asserts that ‘‘it makes no
difference whether the District is asking for credits
at this time for there to be a Data Quality Act
challenge,’’ apparently because the fact that
material from the Pechan Study appears in the
rulemaking docket for this action, there is
‘‘dissemination of flawed data.’’ This ignores that
fact that EPA is taking no stance on the Pechan
Study and its underlying data. That study is
irrelevant to our analysis as to whether the District’s
AIM rule is approvable as a measure meeting the
requirements of section 110 of the Act that
strengthens the District’s SIP. EPA is not required
to address irrelevant material merely because it is
in the rulemaking docket. Section 307(d)(6)(B) of
the CAA (which applies to, among other things, SIP
revisions, see 42 U.S.C. 7607(d)(1)(B)), requires EPA
to respond to ‘‘each of the significant comments,
criticisms, and new data submitted * * * during
the public comment period.’’ 42 U.S.C.
7607(d)(6)(B). The United States Supreme Court has
held that ‘‘irrelevant’’ matter in the docket is not
‘‘significant’’ as that term is used in the CAA, and
EPA has no duty to respond to them. See Whitman
v. Amer. Trucking Ass’ns., Inc., 531 U.S. 457, n. 2
at 470 (2001). With respect to the Pechan data, we
are not disseminating it, but we rather are fulfilling
our statutory role as custodian of a docket
containing irrelevant material submitted by third
parties.
PO 00000
Frm 00027
Fmt 4700
Sfmt 4700
24961
coatings is 450 grams/liter while the
District’s AIM coatings rule’s is 400
grams/liter. Examples of categories for
which the District’s AIM coatings rule is
as stringent, but not more stringent, than
the Federal AIM coatings rule include,
but are not limited to, the VOC content
limit for antenna coatings and lowsolids coatings. In both rules the VOC
content limits for these categories are
530 grams/liter and 120 grams/liter,
respectively. Thus, on a category by
category basis, the District’s AIM
coatings rule is as stringent or more
stringent than the Federal AIM coatings
rule.
C. Comment: EPA’s Determination
That the District of Columbia AIM
Coatings Rule Is as Least as Stringent as
the Federal AIM Coatings Rule Is
Inadequate—EPA determined that the
District’s AIM coating rule is as
stringent, or more stringent, than the
otherwise applicable Federal AIM
coatings rule because the VOC content
limit of each product category of the
District’s AIM coatings rule is equal to
or below the VOC content limit of the
Federal AIM coatings rule. The
commenter claims that EPA’s
determination is inadequate for at least
three reasons: (i) EPA’s comparison of
VOC content fails to include an ‘‘ozone
impact analysis;’’ (ii) EPA
acknowledged that the stringent VOC
content limits of the rule might result in
‘‘behavioral changes;’’ and (iii) EPA
failed to consider that more stringent
VOC content limits might result in more
use of products, or use of products with
VOCs of higher reactivity, and that this
would make the District’s AIM coatings
rule less stringent in terms of ozone
impacts. The commenter raised these
arguments in a Petition for
Reconsideration concerning EPA’s
approval of the comparable
Pennsylvania AIM coatings rule,
asserting that EPA’s ‘‘on its face’’
stringency finding is insufficient to meet
the requirements of the CAA and that
EPA’s reliance on Union Elec. Co. v.
EPA, 427 U.S. 246 (1976) to support its
approval of the rule was misplaced. As
noted previously, SWC has incorporated
this Petition for Reconsideration in its
comments opposing approval of the
District’s AIM coatings rule.
Response: EPA disagrees that these
comments provide a basis for
disapproval of the District’s AIM coating
rule as a SIP revision. First, with respect
to the comparison of the stringency of
the District AIM coatings rule and the
Federal AIM coatings rule, EPA believes
that the VOC content levels of the
respective rule for each category is the
appropriate basis of comparison. The
current Federal AIM coatings rule
E:\FR\FM\12MYR1.SGM
12MYR1
24962
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
achieves reductions of VOC content for
each individual coating category, and an
aggregate amount of VOC content for all
of the categories covered by the rule.
These mass-based VOC content limits
apply to each category of product and,
based upon an analysis of the types of
products used and the amount of
products used in a given area, are
estimated to result in a given amount of
mass based VOC emission reductions.
As we have previously noted in this
rulemaking, the District did not request
approval of a quantified amount of VOC
emission reduction from the enactment
of its regulation; the ozone impacts of
the VOC reductions from the District’s
AIM coatings rule will be determined at
a subsequent point in time. Even though
the specific amount of VOC emission
reduction credit attributable to the
District’s AIM coatings rule is not at
issue in EPA’s approval of the rule into
the SIP in this rulemaking, EPA believes
that the category-by-category
comparison of VOC content between the
Federal AIM coatings rule and the
District’s coating rule is a reasonable
way to assess whether the latter is at
least as stringent as the former. The
commenter did not dispute that the
District’s AIM coatings rule is overall
more stringent than the Federal AIM
coatings rule in terms of its tighter VOC
limits, and in fact states in its comments
that it believes that the OTC model AIM
coatings rule will achieve a 54 percent
VOC emissions reduction relative to the
Federal AIM coatings rule.
Second, with respect to what the
commenter refers to as ‘‘behavioral
changes,’’ EPA did note in its approval
of comparable State AIM coatings rules
in Pennsylvania and New York (and
reiterates in today’s action) that it had
concerns with respect to some of the
product categories that: ‘‘if the rule’s
limits make it impossible for
manufacturers to produce coatings that
are desirable to consumers, there is a
possibility that users may misuse the
products, thereby circumventing the
rule’s intended VOC emission
reductions.’’ EPA further stated that it
would address these types of concerns
when evaluating credit for VOC
emission reductions. The commenters
appear to suggest that because product
users might engage in ‘‘behavioral
changes’’ such as adding solvent to
products, which would be illegal under
the District’s AIM coatings rule, EPA
cannot consider the District’s AIM
coatings rule to be at least as stringent
as the Federal AIM coatings rule. To the
contrary, EPA believes that the potential
for illegal behavior should not be a basis
for concluding that the District’s AIM
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
coatings rule is not as stringent as the
Federal AIM coatings rule, and
accordingly should not be a basis for
disapproving the SIP revision. EPA
appropriately assumes, for purposes of
approving such a rule, that
manufacturers, distributors, and users
will abide by the law, or that the District
or EPA will ultimately insure that they
do. EPA reiterates, however, that the
specific amount of credit attributable to
the rule is not at issue in this action, and
EPA concludes that the mere potential
for illegal behavior is not a basis for
determining that the District’s AIM
coatings rule is not as stringent as the
Federal AIM coatings rule.
Third, concerning the possibility that
more stringent limits will result in more
frequent painting, or painting with
products that contain more highly
reactive VOCs, EPA notes that the
commenter already raised these issues
with the District and the District
ascertained that such concerns did not
outweigh the overall benefits of the rule
in the area. Similarly, EPA believes that
these concerns are not a basis for
determining that the District’s AIM
coatings rule is not at least as stringent
as the Federal AIM coatings rule as a
whole. At the outset, it must be noted
that the District did not elect to develop
and submit to EPA an AIM coatings rule
based upon VOC relative reactivity, as
the commenter implicitly suggests the
District should have. EPA must act on
the AIM coatings rule submitted by the
District, not on one that the commenters
would have preferred. Were the District
to have submitted such an AIM coatings
rule, EPA agrees with the commenter
that the District would have needed to
establish that the limits it imposed are
in fact more stringent than those
otherwise required by the Federal AIM
coatings rule. In addition, EPA notes
that as a general matter EPA believes
that its approval of such a rule could not
be inconsistent with the requirements of
section 110(l) and section 193 of the
CAA, as applicable. A determination of
consistency with those statutory
provisions would be made in the
context of approval of a specific rule
based upon relative reactivity. Because
neither the District’s AIM coatings rule
nor the Federal AIM coatings rule is
premised upon VOC relative reactivity,
it is neither possible nor required that
EPA compare the relative stringency of
the rules on this basis in this
rulemaking.
In criticizing the District’s AIM
coatings rule, the commenter has
hypothesized that users will necessarily
use more product, or that manufacturers
will necessarily choose to use more
reactive VOCs to meet a more stringent
PO 00000
Frm 00028
Fmt 4700
Sfmt 4700
limit, at least with respect to one
specific category of product (the
commenter alleges that an applicator
would have to use 50 percent more of
the compliant waterborne clear wood
finish to achieve the dry film thickness
equivalent to current, federally
compliant solvent-based varnish). EPA
believes that the commenter’s assertions
are speculative in nature and do not
provide compelling evidence that the
District’s AIM coatings rule is not at
least as stringent as the otherwise
applicable Federal AIM coatings rule.
EPA believes that it would be arbitrary
and capricious to disapprove the
District’s AIM coatings rule based on the
speculative behavior of the persons who
will apply the coatings (e.g., that the
applicators necessarily will use more of
a product or will necessarily violate the
law by adulterating a complying
product).7 This is especially so when
the regulation at issue is both facially
more stringent and conceded by the
commenter to be more stringent overall
(i.e., will result in greater VOC
emissions reductions), than the
otherwise applicable Federal AIM
coatings rule, and any supposed
increase in ozone from tighter VOC
content limits is confined to one, or at
the most a limited number of product
categories, not to the regulation as a
whole, which provides limits on 53
categories of AIM coatings. See
Duquesne Light Co. v. EPA 166 F.3d
609, 613 (3d Cir. 1999) (in approving a
SIP revision, EPA is not required ‘‘to
engage in a formalistic exercise by
conducting a fuller demonstration of the
stringency of’’ a definition contained in
a SIP, when ‘‘[s]uch a ‘demonstration’
would be a technical formality as the
stringency of that definition is not only
apparent on the face of the definition,
but also conceded by Duquesne’’)
(emphasis added). We believe that there
is no plausible basis to reject this
regulation, which is more stringent than
Federal law overall, merely because the
commenter has speculated that even
more reductions might be achieved by
selectively raising the VOC content
limits for some product categories
covered by the comprehensive
regulation.
Finally, in response to the District’s
AIM coatings rule, EPA believes that it
is likely that manufacturers will
produce, and users will use, products
that are lower in VOC content. While an
important consideration, EPA believes
7 It must also be noted that unlike the Federal
AIM rule, the state AIM rules (including the
District’s), include enforceable provisions which
prohibit the applicator end users from adding
additional solvent to complying coatings. D.C. Code
Sec 20–750.5.
E:\FR\FM\12MYR1.SGM
12MYR1
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
that coatings performance is not
exclusively dependent upon VOC
content, as evidenced by the fact that
manufacturers already produce coatings
that meet these limits for sale and use.
For these reasons EPA disagrees that
these comments form a basis to
conclude that EPA’s ‘‘on its face’’
stringency finding is insufficient to meet
the requirements of the CAA and that
EPA’s reliance on Union Elec. Co. v.
EPA, 427 U.S. 246 (1976) to support its
approval of the District’s AIM rule is
misplaced.
D. The CAA and Its Regulations
Require That Data or Evidence
Assessing the Air Quality Impacts
Associated With a SIP Revision Must Be
Submitted in Support of the SIP
Revision. The commenter alleges that
the section 110(a)(K) authorizes EPA to
require, and that EPA regulations in 40
CFR part 51 (subparts G and F and
Appendix v) demand, that states submit
data and modeling in support of a SIP
revision for the purposes of predicting
its impact on air quality. The
commenter raises these arguments in
the Petition for Reconsideration to urge
that EPA require Pennsylvania to submit
such data and modeling in support of its
AIM coatings rule. As noted previously,
SWC has incorporated this Petition for
Reconsideration in its comments
opposing approval of the District’s AIM
coatings rule.
Response: EPA disagrees with this
comment with regard to its approval of
state AIM coatings rules in general and
in the specific instance of its approval
of the District’s AIM coatings rule.
Section 110(K) of the Act authorizes
EPA to prescribe the modeling and data
to be provided in a state plan or plan
revision. The statute commits to EPA’s
discretion whether and what type of
data or modeling a state should submit
in support of a SIP revision for the
purposes of predicting the impact of
that SIP revision on air quality. EPA’s
regulations in 40 CFR part 51, cited by
the commenter, apply only to control
strategy plans. Control strategy plans are
by definition a combination of measures
to achieve the aggregate reduction
necessary for attainment and
maintenance of the NAAQS. 40 CFR
51.100 (n). A state regulation to control
VOCs from a source or source category,
such as the District’s AIM coatings rule,
is a single control measure and is not,
by itself, a control strategy for an ozone
nonattainment area subject to the
requirements of part D of the CAA. As
such, submittal of such a control
measure as a SIP revision is not required
to meet the requirements of 40 CFR part
51 for submittal of a control strategy SIP
or SIP revision. Rate-of-progress and
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
attainment plans are control strategy
plans for ozone nonattainment areas.
Section 182 of the CAA sets out the
plan submissions and requirements for
ozone nonattainment areas. The
requirements and schedules mandated
by section 182 provide evidence that
compliance with the CAA contemplates
the submittal of control measures as SIP
revisions separately from control
strategy plans. For example, the states
which comprise ozone nonattainment
areas were required to submit
corrections to previously SIP-approved
reasonably available control technology
(RACT) requirements by May 15, 1991
(6 months from the November 15, 1990
date of enactment of the 1990 CAA) and
to submit newly applicable RACT
provisions as SIP revisions by
November 15, 1992 (2 years from the
date of enactment of the 1990 CAA).
Submittal of these state rules to impose
RACT on a widely divergent range of
source categories of VOC as SIP
revisions required no data or modeling
with regard to their individual impact
on the NAAQS for ozone for approval
by EPA. The first control strategy plan
SIP revision required by section 182 of
the CAA (the 15 percent ROP plan) was
not due to EPA until November 15, 1993
(3 years after the date of enactment of
the 1990 CAA). The attainment
demonstration plans were not due to
EPA until November 15, 1994 (4 years
after the date of enactment). With regard
to ozone nonattainment areas, these
attainment demonstrations plans are the
only plans which the CAA requires be
based on photochemical grid modeling
or any other analytical method
determined by the Administrator of
EPA.
EPA disagrees with the commenter’s
contention that every type of SIP
revision submitted to EPA must be
supported by data and modeling to
assess its impact on ambient air quality
and the NAAQS. As numerous of EPA’s
SIP approval Final actions published in
the Federal Register amply
demonstrate, EPA has approved
hundreds of SIP revisions submitted by
states consisting of state rules to control
VOCs from stationary sources and
source categories where such approvals
did not require data and modeling to
assess the individual rules’ impacts on
the NAAQS. The CAA and EPA’s
regulations found in 40 CFR part 51 for
the requirements of state plans and plan
revisions provide EPA the flexibility to
determine and require such technical
support as EPA deems necessary for
approval depending upon the nature of
the SIP revision.
For all these reasons, EPA disagrees
that it cannot approve the District’s AIM
PO 00000
Frm 00029
Fmt 4700
Sfmt 4700
24963
coatings rule SIP revision because the
District’s submittal does not include
data and modeling to assess its AIM
coatings rules’s individual impact on
the NAAQS for ozone.
E. Comment: The District of Columbia
AIM Coatings Rule Was Adopted in
Violation of Clean Air Act Section
183(e)(9)—The commenter states that in
1998, after a seven-year rule
development process, EPA promulgated
its nationwide regulations for AIM
coatings pursuant to section183(e) of the
Act. The commenter notes that the
District’s AIM coatings rule imposes
numerous VOC emission limits that will
be more stringent than the
corresponding limits in EPA’s
regulation. The commenter asserts that
section 183(e)(9) of the Act requires that
any state which proposes regulations to
establish emission standards other than
the Federal standards for products
regulated under Federal rules shall first
consult with the EPA Administrator.
The commenter believes that the District
failed to engage in that required
consultation, and, therefore (1) the
District violated section 183(e)(9) in its
adoption of the District AIM coatings
rule, and (2) approval of the AIM
coatings rule by EPA would violate, and
is, therefore, prohibited by sections
110(a)(2)(A) and (a)(2)(E) of the Act.
Response: EPA disagrees with this
comment. Contrary to the implication of
the commenter, section 183(e)(9) does
not require states to seek EPA’s
permission to regulate consumer
products. By its explicit terms, the
statute contemplates consultation with
EPA only with respect to ‘‘whether any
other state or local subdivision has
promulgated or is promulgating
regulations or any products covered
under [section 183(e)].’’ The commenter
erroneously construes this as a
requirement for permission rather than
informational consultation. Further, the
final Federal AIM coatings regulations
at 40 CFR 59.410 explicitly provides
that states and their political
subdivisions retain authority to adopt
and enforce their own additional
regulations affecting these products. See
also 63 FR 48848, 48884, September 11,
1998. In addition, as stated in the
preamble to the final rule for
architectural coatings, Congress did not
intend section 183(e) to preempt any
existing or future state rules governing
VOC emissions from consumer and
commercial products. See id. at 48857.
Accordingly, the District retains
authority to impose more stringent
limits for architectural coatings as part
of its SIP, and its election to do so is not
a basis for EPA to disapprove the
submission for inclusion in the SIP. See
E:\FR\FM\12MYR1.SGM
12MYR1
24964
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
Union Elec. Co. v. EPA, 427 U.S. at 265–
66 (1976). Although national uniformity
in consumer and commercial product
regulations may have some benefit to
the regulated community, EPA
recognizes that some localities may
need more stringent regulation to
combat more serious and more
intransigent ozone nonattainment
problems.
Further, there was ample consultation
with EPA prior to the District’s adoption
of its AIM coatings rule. On March 28,
2001, the OTC adopted a Memorandum
of Understanding (MOU) on regional
control measures, signed by all the
member states of the OTC, including the
District, which officially made available
the OTC model rules, including the AIM
coatings model rule. See the discussion
of this MOU in the Report of the
Executive Director, OTC, dated July 24,
2001, a copy of which has been
included in administrative record of this
final rulemaking. That MOU includes
the following text, ‘‘WHEREAS after
reviewing regulations already in place
in OTC and other States, reviewing
technical information, consulting with
other States and Federal agencies,
consulting with stakeholders, and
presenting draft model rules in a special
OTC meeting, OTC developed model
rules for the following source categories
* * * architectural and industrial
maintenance coatings* * *.’’ (a copy of
the signed March 28, 2001 MOU has
been placed in the administrative record
of this final rulemaking). Therefore,
there is no validity to the commenter’s
assertion that the District failed to
consult with EPA in the adoption of its
AIM coatings rule. EPA was fully
cognizant of the requirements of the
District’s AIM coatings rule before its
formal adoption by the District.8 For all
these reasons, EPA disagrees that the
District violated section 183(e)(9) in its
adoption of the its AIM coatings rule,
and disagrees that approval of the
District AIM coatings rule by EPA is in
violation of or prohibited by sections
110(a)(2)(A) and (a)(2)(E) of the Act.
F. Comment: The District of
Columbia’s AIM Coatings Rule Was
Adopted in Violation of Clean Air Act
Section 184(c), and Approval of the SIP
Revision Would, Itself, Violate That
Section—The commenter believes the
OTC violated section 184(c)(l) of the Act
8 While EPA reviewed the model AIM coatings
rule and the draft District version of that rule, EPA
had no authority conferred under the Clean Air Act
to dictate the exact language or requirements of the
rule. As explained previously, EPA’s role is to
review a state’s submission to ensure it meets the
applicable criteria of section 110 generally, and in
the case of an AIM rule to ensure its is at least as
stringent as the otherwise applicable Federal rule.
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
by failing to ‘‘transmit’’ its
recommendations to the Administrator,
and that the OTC’s violation was
compounded by the Administrator’s
failure to review the Model Rule
through the notice, comment and
approval process required by CAA
section184(c)(2)–(4). The commenter
asserts that these purported violations of
the Act prevented the District from
adopting the District’s AIM coatings
rule, and now prevent EPA from validly
approving it as a revision to the
District’s SIP.
Response: EPA disagrees with this
comment. Section 184(c)(1) of the Act
states that ‘‘the [OTC] may, after notice
and opportunity for public comment,
develop recommendations for
additional control measures to be
applied within all or a part of such
transport region if the commission
determines such measures are necessary
to bring any area in such region into
attainment by the dates provided by this
subpart.’’ It is important to note that the
OTC model AIM coatings rule was not
developed pursuant to section 184(c)(1),
which provision is only triggered
‘‘[u]pon petition of any state within a
transport region established for
ozone* * *.’’ No such petition
preceded the development of the model
AIM coatings rule. Nor, for that matter,
was development of a rule upon state
petition under section 184(e)(1) meant
to be the exclusive mechanism for
development of model rules within the
OTC. Nothing in section 184 prevents
the voluntary development of model
rules without the prerequisite of a state
petition. Section 184 is a voluntary
process and the OTC may opt for that
process or another. This provision of the
Act was not intended to prevent OTC’s
development of model rules which
states may individually choose to adapt
and adopt on their own, as the District
did, basing its AIM coatings rule on the
model developed within the context of
the OTC. In developing its own rule
from the OTC model, the District was
free to adapt that rule as it saw fit (or
to leave the OTC model rule essentially
unchanged), so long as its rule remained
at least as stringent as the Federal AIM
coatings rule.
As previously stated, on March 28,
2001, the OTC member states signed a
MOU on regional control measures,
including the AIM coatings model rule.
The OTC did not develop
recommendations to the Administrator
for additional control measures. The
MOU stated that implementing these
rules will help attain and maintain the
1-hour standard for ozone and were
therefore made available to the states for
PO 00000
Frm 00030
Fmt 4700
Sfmt 4700
use in developing their own
regulations.9
G. Comment: The District of
Columbia’s AIM Coatings Rule Violates
the Commerce Clause and the Equal
Protection of the U.S. Constitution—The
commenter’s title heading of this
comment states that the District’s AIM
coatings rule violates the Equal
Protection Clause of the U.S.
Constitution, but the text that follows
that title heading provides no arguments
or assertions to support this claim. In
both the title heading and the text that
follows, the commenter claims that the
District’s AIM coatings rule also violates
the Commerce Clause of Article I,
section 8, of the U.S. Constitution,
9 The commenter argues that section 184 either
does not require a formal petition to be triggered,
or, alternatively, that the MOU between the OTC
states qualifies as a ‘‘petition.’’ With respect to their
first argument, section 184(c) says that the OTC
‘‘may, after notice and opportunity for public
comment, develop recommendations for additional
control measures * * *’’ and that the
recommendations shall be presented to the EPA
Administrator. This mechanism is triggered ‘‘upon
petition of any State with a transport region
established for ozone, and based on a majority vote
of the Governors on the Commission (or their
designees)* * * .’’ 42 U.S.C. 7511d(c)(1) (emphasis
added). The clear and unambiguous language of the
Act requires a petition and a vote. We reasonably
interpret section 184(c), in light of the obligation to
conduct a vote, to require the petition to be a
manifestation of an express intent to invoke the
section 184(c) process. Further, any petition would
need to be sufficient in its clarity to put members
on notice of their obligation to hold a vote and
fulfill the other provisions of the section 184
process. We do not believe that a document which
in hindsight might be construed as an inadvertent
opt-in to the voluntary section 184 process could
be the petition affirmatively intended by the Act.
Even though the OTC did not develop the model
AIM coatings rule pursuant to section 184(c)(1) of
the Act, nevertheless it provided ample opportunity
for OTC member and stakeholder comment by
holding several public meetings concerning the
model rules including the AIM coatings model rule.
The sign-in sheets or agenda for four meetings held
in 2000 and 2001 at which the OTC AIM coatings
model was discussed (some of which reflect the
attendance of a representative of the EPA and/or the
commenter), have been placed in the administrative
record for this final rulemaking.
With respect to the argument that the MOU is in
hindsight a ‘‘petition’’ triggering the section 184
rule development process, nothing in the record
indicates that the OTC treated this MOU as a
petition to initiate the section 184 process. This is
not surprising because the MOU’s plain language
recites that the model rules had already been
developed that by the time the MOU was signed
(‘‘WHEREAS * * * OTC developed final model
rules for the following source categories* * * .’’).
Under section 184(c) the petition initiates the
voluntary section 184 rule development process. 42
U.S.C. 7511d(c)(1). The MOU, however, came near
the end of the OTC’s model rule development
process. This is a strong indication that the OTC did
not intend the AIM coatings rule, or the other rules
recited in the MOU, to be subject to the section 184
process. By its failure to express an intention to
trigger the section 184 rule development
mechanism, we reject the argument that the MOU
constitutes a section 184(c) petition. The MOU
neither expressly nor inadvertently opted-in the
OTC states to the section 184 process.
E:\FR\FM\12MYR1.SGM
12MYR1
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
because it allegedly imposes an
unreasonable burden on interstate
commerce. The commenter asserts that
because the District’s AIM coatings rule
contains VOC limits and other
provisions that differ from the Federal
AIM coatings rule in 40 CFR 59.400, the
rule imposes unreasonable restrictions
and burdens on the flow of coatings in
interstate commerce. The commenter
further claims that the burdens of the
District’s AIM coatings rule are
excessive and outweigh the benefits of
the rule.
Response: As indicated previously,
the commenter provides no arguments
or assertions as to the claim made in the
title heading of this comment that the
District’s AIM coatings rule violates the
Equal Protection Clause of the U.S.
Constitution (see pages 13–14 of the
letter dated January 26, 2005 from the
Counsel for the Sherwin-Williams
Company to Makeba Morris, Chief, Air
Quality Planning Branch, U.S. EPA
Region III, regarding EPA’s Proposal to
Approve SIP Revision Submitted by the
State of Maryland Concerning
Architectural and Industrial
Maintenance (AIM) Coatings).
Moreover, the text of the comment
following the title heading does not
reference or even make mention of the
Equal Protection Clause. Lastly, in no
other comment submitted by SWC on
EPA’s December 27, 2004 (69 FR 77149)
proposed approval of the District’s AIM
coatings rule is there any mention or
reference to the Equal Protection Clause
of the U.S. Constitution. EPA does not
believe that any provision of the
District’s AIM rule violates the Equal
Protection Clause of the U.S.
Constitution.
Regarding the comment that the
District’s AIM coatings rule violates the
Commerce Clause of the U.S.
Constitution, EPA agrees with this
comment only to the extent that it
acknowledges that AIM coatings are
products in interstate commerce and
that state regulations on coatings
therefore have the potential to violate
the Commerce Clause. EPA understands
the commenter’s practical concerns
caused by differing state regulations, but
disagrees with the commenter’s view
that the District AIM coatings rule
impermissibly impinges on interstate
commerce. A state law may violate the
Commerce Clause in two ways: (i) By
explicitly discriminating between
interstate and intrastate commerce; or
(ii) even in the absence of overt
discrimination, by imposing an
incidental burden on interstate
commerce that is markedly greater than
that on intrastate commerce. The
District’s AIM coatings rule does not
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
explicitly discriminate against interstate
commerce because it applies
evenhandedly to all coatings
manufactured or sold for use within the
state. At most, therefore, the District’s
AIM coatings rule could have an
incidental impact on interstate
commerce. In the case of incidental
impacts, the Supreme Court has applied
a balancing test to evaluate the relative
impacts of a state law on interstate and
intrastate commerce. See, Pike v. Bruce
Church, Inc., 397 U.S. 137 (1970).
Courts have struck down even
nondiscriminatory state statutes when
the burden on interstate commerce is
‘‘clearly excessive in relation to the
putative local benefits.’’ Id. at 142.
At the outset, EPA notes that it is
unquestionable that the District has a
substantial and legitimate interest in
obtaining VOC emissions for the
purpose of attaining the ozone NAAQS.
The adverse health consequences of
exposure to ozone are well known and
well established and need not be
repeated here. See, e.g., National
Ambient Air Quality Standards for
Ozone: Final Response to Remand, 68
FR 614, 620–25 (January 6, 2003). Thus,
the objective of the District in adopting
their AIM coatings rule is to protect the
public health of the citizens of the
District. The courts have recognized a
presumption of validity where the state
statute affects matters of public health
and safety. See, e.g., Kassel v.
Consolidated Freightways Corp. of
Delaware, 450 U.S. 662, 671 (1980).
Moreover, even where the state statute
in question is intended to achieve more
general environmental goals, courts
have upheld such statutes
notwithstanding incidental impacts on
out of state manufacturers of a product.
See, e.g, Minnesota v. Clover Leaf
Creamery, et al., 449 U.S. 456 (1981)
(upholding state law that banned sales
of milk in plastic containers to conserve
energy and ease solid waste problems).
The commenter asserts, without
reference to any facts, that the District’s
AIM coatings rule imposes burdens and
has impacts on consumers that are
‘‘clearly excessive in relation to the
purported benefits * * *.’’ By contrast,
EPA believes that any burdens and
impacts occasioned by the District’s
AIM coatings rule are not so
overwhelming as to trump the District’s
interest in the protection of public
health. First, the District’s AIM coatings
rule does not restrict the transportation
of coatings in commerce itself, only the
sale of nonconforming coatings within
the state’s own boundaries. The
District’s rule excludes coatings sold or
manufactured for use outside the state
or for shipment to others (section 751.1).
PO 00000
Frm 00031
Fmt 4700
Sfmt 4700
24965
The District’s AIM coatings rule cannot
be construed to interfere with the
transportation of coatings through the
state en route to other states. As such,
EPA believes that the cases concerning
impacts on the interstate modes of
transportation themselves are
inapposite. See, e.g., Bibb v. Navajo
Freight Lines, 359 U.S. 520 (1938).
Second, the District’s AIM coatings
rule is not constructed in such as way
that it has the practical effect of
requiring extraterritorial compliance
with the District’s VOC limits. The
District’s AIM coatings rule only
governs coatings manufactured or sold
for use within the state’s boundaries.
The manufacturers of coatings in
interstate commerce are not compelled
to take any particular action, and they
retain a range of options to comply with
the rule, including, but not limited to:
(1) Ceasing sales of nonconforming
products in the District; (2)
reformulating nonconforming products
for sale in the District and passing the
extra costs on to consumers in that state;
(3) reformulating nonconforming
products for sale more broadly; (4)
developing new lines of conforming
products; or (5) entering into
production, sales or marketing
agreements with companies that do
manufacture conforming products.
Because manufacturers or sellers of
coatings in other states are not forced to
meet the District’s regulatory
requirements elsewhere, the rule does
not impose the type of obligatory
extraterritorial compliance that the
courts have considered unreasonable.
See, e.g., NEMA v. Sorrell, 272 F.3d 104
(2d Cir. 2000) (state label requirement
for light bulbs containing mercury sold
in that state not an impermissible
restriction). It may be that the District’s
AIM coatings rule will have the effect of
reducing the availability of coatings or
increasing the cost of coatings within
the District, but courts typically view it
as the prerogative of the state to make
regulatory decisions with such impacts
upon its own citizens. NPCA v. City of
Chicago, 45 F.3d 1124 (7th Cir. 1994),
cert. denied, 515 U.S. 1143 (1995) (local
restriction on sales of paints used by
graffiti artists may not be the most
effective means to meet objective, but
that is up to the local government to
decide).
Third, the burdens of the District’s
AIM coatings rule typically do not
appear to fall more heavily on interstate
commerce than upon intrastate
commerce. The effect on manufacturers
and retailers will fall on all
manufacturers and retailers regardless of
location if they intend their products for
sale within the District, and does not
E:\FR\FM\12MYR1.SGM
12MYR1
24966
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
appear to have the effect of unfairly
benefitting in-state manufacturers and
retailers. The mere fact that there is a
burden on some companies in other
states does not alone establish
impermissible interference with
interstate commerce. See, Exxon Corp.
v. Maryland, 437 U.S. 117, 126 (1978).
In addition, EPA notes that courts do
not typically find violations of the
Commerce Clause in situations where
states have enacted state laws with the
authorization of Congress. See, e.g.,
Oxygenated Fuels Assoc., Inc. v. Davis,
63 F. Supp. 1182 (E.D. Cal. 2001) (state
ban on MTBE authorized by Congress);
NEMA v. Sorell, 272 F.3d 104 (2d Cir.
2000) (RCRA’s authorization of more
stringent state regulations confers a
‘‘sturdy buffer’’ against Commerce
Clause challenges). Section 183(e) of the
Act governs the Federal regulation of
VOCs from consumer and commercial
products, such as coatings covered by
the District’s AIM coatings rule. EPA
has issued a Federal regulation that
provides national standards, including
VOC content limits, for such coatings.
See 40 CFR 59.400 et seq. Congress did
not, however, intend section 183(e) to
pre-empt additional state regulation of
coatings, as is evident in
section183(e)(9) which indicates
explicitly that states may regulate such
products. EPA’s regulations
promulgated pursuant to the Act
recognized that states might issue their
own regulations, so long as they meet or
exceed the requirements of the Federal
regulations. See, e.g., the National
Volatile Organic Compound Emission
Standards for Architectural Coatings, 40
CFR 59.410, and the Federal Register
which published the standards, 63 FR
48848, 48857 (September 11, 1998).
Thus, EPA believes that Congress has
clearly provided that a state may
regulate coatings more stringently than
other states.
In section 116 of the Act, Congress
has also explicitly reserved to states and
their political subdivisions the right to
adopt local rules and regulations to
impose emissions limits or otherwise
abate air pollution, unless there is a
specific Federal preemption of that
authority. When Congress intended to
create such Federal preemption, it does
so through explicit provisions. See, e.g.,
Section 209(a) of the Act, which
pertains to state or local emissions
standards for motor vehicles; and
section 211 of the Act which pertains to
fuel standards. Moreover, the very
structure of the Act is based upon
‘‘cooperative federalism,’’ which
contemplates that each state will
develop its own state implementation
plan, and that states retain a large
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
degree of flexibility in choosing which
sources to control and to what degree in
order to attain the NAAQS by the
applicable attainment date. Union
Electric Co. v. EPA, 427 U.S. 246 (1976).
Given the structure of the Act, the mere
fact that one state might choose to
regulate sources differently than another
state is not, in and of itself, contrary to
the Commerce Clause.
Finally, EPA understands that there
may be a practical concern that a
plethora of state regulations could create
a checkerboard of differing requirements
would not be the best approach to
regulating VOCs from AIM coatings or
other consumer products. Greater
uniformity of standards does have
beneficial effects in terms of more cost
effective and efficient regulations. As
EPA noted in its own AIM coatings rule,
national uniformity in regulations is
also an important goal because it will
facilitate more effective regulation and
enforcement, and minimize the
opportunities for undermining the
intended VOC emission reductions. 63
FR 48856–48857. However, EPA also
recognizes that the District and other
states with longstanding ozone
nonattainment problems have local
needs for VOC reductions that may
necessitate more stringent coatings
regulations. Under section 116 of the
Act, states have the authority to do so,
and significantly, many states in the
Northeast have joined together to
prepare and promulgate regulations
more restrictive than the Federal AIM
coatings rule to apply uniformly across
that region. This regional collaboration
provides regional uniformity of
standards. The District may have
additional burdens to insure compliance
with its rule, but for purposes of this
action, EPA presumes that the District
takes appropriate actions to enforce it as
necessary. The EPA has no grounds for
disapproval of the SIP revision based
upon the Commerce Clause comment.
H. Comment: The Emission Limits
and Compliance Schedule in the District
of Columbia AIM Coatings Rule Are
Neither Necessary nor Appropriate To
Meet Applicable Requirements of the
Clean Air Act—The commenter claims
that the District AIM coatings rule is not
‘‘necessary or appropriate’’ for inclusion
in the District SIP, because EPA did not
direct the District to achieve VOC
reductions through the AIM coatings
rule, but left it to the District to decide
how such reduction can be achieved.
The commenter further claims that the
District AIM coatings rule is not
necessary or appropriate for inclusion in
the District SIP because of the numerous
alleged procedural and substantive
PO 00000
Frm 00032
Fmt 4700
Sfmt 4700
failings on the part of the District in
promulgating the rule.
Response: EPA disagrees with this
comment. If fulfillment of the
‘‘necessary or appropriate’’ condition of
section 110(a)(2)(A) required EPA to
first determine that a measure was
necessary or appropriate and require a
state to adopt that measure, this
condition would present a ‘‘catch 22’’
situation. EPA does not generally have
the authority to require the state to enact
and include in its SIP any particular
control measure, even a ‘‘necessary’’
one.10 However, under section
110(a)(2)(a) a control measure must be
either ‘‘necessary or appropriate’’
(emphasis added); the use of the
disjunctive ‘‘or’’ does not provide that a
state must find that only a certain
control measure and no other measure
will achieve the required reduction.
Rather, a state may adopt and propose
for inclusion in its SIP any measure that
meets the other requirements for
approvability so long as that measure is
at least as appropriate, though not
exclusive, means of achieving emissions
reduction. See also, Union Elec. Co. v.
EPA, 427 U.S. 246, 264–266 (1976)
(holding that ‘‘necessary’’ measures are
those that meet the ‘minimum
conditions’ of the Act, and that a state
‘‘may select whatever mix of control
devices it desires,’’ even ones more
stringent than Federal standard, to
achieve compliance with a NAAQS, and
that ‘‘the Administrator must approve
such plans if they meet the minimum
requirements’’ of section 110(a)(2) of the
Act). Clearly, in light of the Act and the
case law, EPA’s failure to specify the
state adoption of a specific control
measure cannot dictate whether a
measure is necessary or appropriate.
In this particular instance, the District
needs reductions to satisfy the
requirements for rate-of-progress (ROP)
and attainment plans (including
contingency measures) for the
reclassified Metropolitan Washington
DC severe 1-hour ozone nonattainment
area. It is the District’s prerogative to
develop whatever rule or set of rules it
deems necessary or appropriate such
that the rule or rules will collectively
achieve the additional emission
reductions needed to satisfy the ROP
10 As noted in Virginia v. EPA, 108 F.3d 1397
(D.C. Cir. 1997), EPA does have the authority within
the mechanism created by section 184 of the Act to
order states to adopt control measures
recommended by the OTC, if EPA agrees with and
approves that recommendation. 108 F.3d, n.3 at
1402. As we have previously stated, the OTC model
AIM coatings rule was not developed pursuant to
the section 184 mechanism; EPA therefore has no
authority to order that the District or any other state
adopt this measure in order to reduce VOC
emissions.
E:\FR\FM\12MYR1.SGM
12MYR1
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
and attainment plan requirements for its
1-hour ozone severe nonattainment area.
Because commenters might find it more
necessary or appropriate to obtain the
needed VOC emission reductions
elsewhere is not a basis for EPA to
disapprove the rule implementing the
District’s determination of the best
approach to obtain the needed
reductions.
The District’s April 16, 2004 SIP
revision submittal (supplemented on
September 20 and November 24, 2004)
provides evidence and certification that
it has the legal authority to adopt its
AIM coatings rule and that it has
followed all of the requirements in the
District’s law and constitution that are
related to adoption of a SIP revision. As
noted in BCCA Appeal Group v. EPA,
355 F.3d 817 (5th Cir. 2004):
[T]he CAA only requires that the states
provide ‘‘necessary assurances that the State
* * * will have adequate * * * authority
under State (and as appropriate, local) law to
carry out such implementation plan (and it
is not prohibited by any provision of * * *
State law from carrying out such
implementation plan or portion thereof).’’ 42
U.S.C. 7410(a)(2)(E)(i). There is no statutory
requirement that the EPA review SIP
submissions to ensure compliance with state
law * * * . Such a requirement would be
extremely burdensome and negate the
rationale for having the state provide the
assurances in the first instance. The EPA is
entitled to rely on a state’s certification
unless it is clear that the SIP violates state
law, and proof thereof, such as a state court
decision, is presented to EPA during the SIP
approval process. 355 F.3d 817, n.11 at 830.
The commenter has offered no proof,
such as a court decision, that the
District’s AIM coatings rule clearly
violates local law. EPA therefore is
relying on the District’s certification that
it had the legal authority to adopt its
AIM coatings rule and that it has
followed all of the requirements in the
District’s law that are related to
adoption of this SIP revision.
I. Comment: EPA’s Action To Approve
or Disapprove the District’s AIM
Coatings Rule Is a ‘‘Significant
Regulatory Action’’ as Defined by
Executive Order 12866, 58 FR 51735
(September 30, 1993).
Response: EPA disagrees with this
comment. Under Executive Order 12866
(58 FR 51735, October 4, 1993), this
action is not a ‘‘significant regulatory
action’’ and therefore is not subject to
review by the Office of Management and
Budget. The commenter alleges that
EPA’s approval of the District’s AIM
coatings rule is a ‘‘significant regulatory
action’’ because it meets several of the
following criteria specified in Executive
Order 12866: ‘‘[it will have] an annual
effect on the economy of $100 million
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
or more or [it will] adversely affect in
a material way the economy, a sector of
the economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, or tribal
governments or communities * * *’’
However, this action merely approves
existing state law as meeting Federal
requirements. EPA’s approval of this SIP
revision imposes no additional
requirements beyond those imposed by
state law. Accordingly, this action meets
none of the criteria listed above. Any
cost or any material adverse effects on
the economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities exist, if at all, due to the
District’s approval of its state AIM
coatings rule, not by EPA’s approval of
that rule into the District’s SIP. If EPA
failed to act on the District’s AIM
coatings rule, the effects of the rule
would not be changed because this rule
went effect in the District on January 1,
2005. Nothing that EPA might do at this
point in time alters that fact.
Furthermore, the District voluntarily
adopted its version of the OTC model
AIM coatings rule and, as the
commenter itself acknowledges, EPA
could not impose this control measure
on the District. Virginia v. EPA, 108
F.3d 1397 (D.C. Cir. 1997). EPA’s
approval of this state rule merely fulfills
its statutory obligation under the Act to
review SIP submissions and approve
state choices, provided that they meet
the criteria of the Act.
J. Comment: The District of Columbia
Has Not Analyzed the Cost-Effectiveness
of Any Reasonably Available
Alternatives to the Proposed Rule—The
commenter states that the District has an
obligation to perform a thorough
evaluation of the cost-effectiveness of
the District AIM coatings rule, including
a comparison with the cost-effectiveness
of reasonably available alternatives. The
rule, and related rulemaking materials,
do not analyze the cost-effectiveness of
any reasonably available alternatives to
the proposed rule. The commenter
claims that this omission demonstrates
the arbitrary and capricious nature of
the rule, and clearly is a direct violation
of the laws of the District of Columbia.
Response: EPA disagrees with this
comment. The cost per ton figure
determined by the District in its
economic analysis, and its decision to
rely upon information from California,
are all decisions which fall within a
state’s purview, and issues regarding
those decisions are rightly raised by
interested parties to the state during its
regulatory adoption The District’s April
16, 2004 SIP revision submittal
PO 00000
Frm 00033
Fmt 4700
Sfmt 4700
24967
(supplemented on September 20 and
November 24, 2004) provides evidence
and certification that it that it has the
legal authority to adopt its AIM coatings
rule and that it has followed all of the
requirements in the District’s law that
are related to adoption of a SIP revision.
(See EPA’s response to Comment II. H.).
See BCCA Appeal Group v. EPA, 355
F.3d 817 n.11 at 830 (EPA may rely on
the state’s certification that it has
complied with applicable state
requirements for promulgating a rule
submitted as a revision to its SIP).
K. Comment: Additional Comments
Submitted to the OTC and
Commonwealth of Virginia Included, by
Reference, in the Comments Submitted
to EPA on the December 27, 2004
Proposed Approval of District’s AIM
Coatings Rule (69 FR 77149)—As
previously noted the SWC has included,
by reference, in its comments to EPA on
the proposed approval of the District’s
AIM rule the comments it submitted to
the OTC in a letter dated January 11,
2001 (and its attachments). The SWC
has also included, by reference, the
comments it submitted to the District
during its adoption process. Most of
theses comments have already been
summarized and responded to
previously in Comments A–K as the
SWC also submitted them directly to
EPA on its proposed rulemaking. The
following summarizes the remaining
comments submitted to the District
during its rule adoption process:
(1) The commenter has significant
concerns with the proposed standards
for certain paints and coatings, e.g.,
interior wood clear and semitransparent stains, interior wood
vanishes, interior wood sanding sealers,
exterior wood primers, and floor
coatings. The commenter asserts that the
District’s proposed AIM coatings
regulation is based upon the inaccurate
assumption that compliant coatings are
available or can be developed which
will satisfy customer requirements and
meet all of the performance
requirements of these categories. The
commenter contends that such coatings
are not effectively within the limits of
current technology and that this
inaccurate assumption will result in
increased and earlier repainting which
can damage floors in the District due to
seasonal variations in temperature and
humidity.
(2) The commenter asserts that the
economic analysis of the District’s
proposed AIM coatings rule is
inaccurate because it uses a cost figure
of $6400 per ton of emissions reduced
based upon an economic analysis done
for California. The commenter contends
that the cost figure is inappropriate
E:\FR\FM\12MYR1.SGM
12MYR1
24968
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
given the differences in the stringency
of the current requirements for AIM
coatings in the District versus
California, and therefore, the District
needs to make an independent
determination of the cost of VOC
reductions from its proposed AIM
coatings regulation.
(3) The commenter is concerned that
the California Air Resources Board
(CARB) suggested control measure
(SCM) has been adopted in only 25 of
the 35 air districts in California since it
was first issued in June 1977. In 22 of
the districts that have adopted the SCM,
there are significant modifications and
revisions, typically in the VOC limits for
one or more AIM coating categories.
Such modifications and revisions are
necessary in those categories where
there are no known substitute products,
where it is shown that no substitute is
necessary, since the increase in VOC
emissions is marginal.
(4) The commenter is concerned that
the proposed rule does not allow
averaging of VOC content for various
coatings produced by a manufacturer,
which the CARB SCM allows.
(5) The commenter is concerned that
there are no suitable substitutes for all
the applications for these 5 categories of
products, e.g., interior wood clear and
semi-transparent stains, interior wood
vanishes, interior wood sanding sealers,
exterior wood primers, and floor
coatings. No water-based substitute
meets performance standard for many
applications, and their use can cause
grain raising, lapping and a panelization
problem, and that the District has not
addressed these issues.
(6) The commenter suggests that there
should be numerous exemptions that
should be included in the District’s rule,
such as low-temperature products
manufactured by the commenter
intended for use in colder weather when
ozone is not an issue. If more consumers
use coatings in non-summer months,
some of the summer ozone problems
will disappear. Low temperature
products should be encouraged with
incentives, not regulated out of the
market.
(7) The commenter is concerned that
the CARB report contains numerous
flaws which prevent it from being a
valid basis for the proposed AIM rule.
(8) The commenter was not aware of
the Districts prior hearing regarding the
proposed rule and requests a hearing for
an opportunity to present live testimony
regarding the proposed rule, prior to the
District taking any action on the
proposal.
Response: With regard to the
comments submitted to the OTC, and to
the District on its proposed AIM
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
coatings rule and subsequently, by
reference, to EPA on its December 27,
2004 proposed approval of the District’s
April 16, 2004 SIP revision request
(supplemented on September 20 and
November 24, 2004), it is important to
understand EPA’s role with regard to
review and approval or disapproval of
rules submitted by states as SIP
revisions. EPA can only take action
upon the final adopted version of a
state’s regulation as submitted by that
state in its SIP revision request. It is not
within EPA’s authority, by its
rulemaking on the SIP revision or
otherwise, to change or modify the text
or substantive requirements of a state
regulation. Therefore, EPA cannot
modify the District’s AIM coatings
regulation to address the commenter’s
concerns.
The District’s reliance upon both
technical and cost analyses from
California in its decisions with regard to
the provisions in its final AIM coatings
rule, its decisions to not include
provisions for averaging, and its
decisions to not provide exemptions are
all decisions which fall within a state’s
purview, and issues regarding those
decisions are rightfully raised by
interested parties to the state during its
regulatory adoption process. Therefore,
it was appropriate that the SWC
commented to the District on these
matters during the adoption of its AIM
coatings rule. A complete SIP revision
submission from a state includes a
compilation of timely comments
properly submitted to the state on the
proposed SIP revision and the state’s
response thereto (40 CFR part 51,
appendix V, 2.1 (h)). EPA has reviewed
the District’s SIP revision submittal and
has determined that comments the SWC
submitted to the District (which the
SWC has incorporated by reference as
comments on this rulemaking), along
with the District’s responses to those
comments, are included therein.
With regard to the SWC’s comment
that it was not aware of the public
hearing held by the District regarding
the proposed rule and its request for an
additional hearing to present live
testimony regarding the District’s
proposed AIM rule, EPA notes that in
addition to the public hearing held on
July 9, 2003 to which the SWC’s
comment refers (notice of which was
published in the Washington Times),
the District held a second public hearing
on its AIM coatings rule on November
15, 2004 (notice of which was also
published in the Washington Times).
The SWC did not attend this second
public hearing. EPA’s review of the
District’s April 16, 2004 SIP revision
request (supplemented on September 20
PO 00000
Frm 00034
Fmt 4700
Sfmt 4700
and November 24, 2004) indicates that
the District satisfied the requirements of
section 110(a) of the CAA with regard to
providing public notice and public
hearings on its AIM coatings rule SIP
revision.
The District’s April 16, 2004 SIP
revision submittal (supplemented on
September 20 and November 24, 2004)
provides evidence and certification that
it that it has the legal authority to adopt
its AIM coatings rule and that it has
followed all of the requirements in the
District’s law that are related to
adoption of this SIP revision. (See EPA’s
response to Comment II. H.). In the
context of a SIP approval, EPA’s review
of these state decisions is limited to
whether the SIP revision meets the
minimum criteria of the Act. Provided
that the rule adopted by the state
satisfies those criteria, EPA must
approve such a SIP revision. See, Union
Elec Co. v. EPA, BCCA Appeal Group v.
EPA, 355 F.3d 817, n.11 at 830.
III. Final Action
EPA is approving the District’s SIP
revision for the control of VOC
emissions from AIM coatings rule
submitted on April 16, 2004, and
supplemented on September 20 and
November 24, 2004. The District’s AIM
coatings rule is part of the District’s
strategy to satisfy the CAA’s
requirements for a severe ozone
nonattainment area and to achieve and
maintain the ozone standard in the
Metropolitan Washington, DC ozone
nonattainment area.
IV. Statutory and Executive Order
Reviews
A. General Requirements
Under Executive Order 12866 (58 FR
51735, October 4, 1993), this action is
not a ‘‘significant regulatory action’’ and
therefore is not subject to review by the
Office of Management and Budget. For
this reason, this action is also not
subject to Executive Order 13211,
‘‘Actions Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’ (66 FR 28355, May
22, 2001). This action merely approves
state law as meeting Federal
requirements and imposes no additional
requirements beyond those imposed by
state law. Accordingly, the
Administrator certifies that this rule
will not have a significant economic
impact on a substantial number of small
entities under the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.). Because this
rule approves pre-existing requirements
under state law and does not impose
any additional enforceable duty beyond
that required by state law, it does not
E:\FR\FM\12MYR1.SGM
12MYR1
24969
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
contain any unfunded mandate or
significantly or uniquely affect small
governments, as described in the
Unfunded Mandates Reform Act of 1995
(Public Law 104–4). This rule also does
not have tribal implications because it
will not have a substantial direct effect
on one or more Indian tribes, on the
relationship between the Federal
Government and Indian tribes, or on the
distribution of power and
responsibilities between the Federal
Government and Indian tribes, as
specified by Executive Order 13175 (65
FR 67249, November 9, 2000). This
action also does not have federalism
implications because it does not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132 (64 FR 43255,
August 10, 1999). This action merely
approves a state rule implementing a
Federal standard, and does not alter the
relationship or the distribution of power
and responsibilities established in the
Clean Air Act. This rule also is not
subject to Executive Order 13045
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997),
because it is not economically
significant.
In reviewing SIP submissions, EPA’s
role is to approve state choices,
provided that they meet the criteria of
the Clean Air Act. In this context, in the
absence of a prior existing requirement
for the State to use voluntary consensus
standards (VCS), EPA has no authority
to disapprove a SIP submission for
failure to use VCS. It would thus be
inconsistent with applicable law for
EPA, when it reviews a SIP submission,
to use VCS in place of a SIP submission
that otherwise satisfies the provisions of
the Clean Air Act. Thus, the
requirements of section 12(d) of the
National Technology Transfer and
Advancement Act of 1995 (15 U.S.C.
272 note) do not apply. This rule does
not impose an information collection
burden under the provisions of the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.).
B. Submission to Congress and the
Comptroller General
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. This rule is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2).
C. Petitions for Judicial Review
Under section 307(b)(1) of the Clean
Air Act, petitions for judicial review of
this action must be filed in the United
States Court of Appeals for the
appropriate circuit by July 11, 2005.
Filing a petition for reconsideration by
the Administrator of this final rule does
not affect the finality of this rule for the
purposes of judicial review nor does it
extend the time within which a petition
for judicial review may be filed, and
shall not postpone the effectiveness of
such rule or action.
This action, pertaining to the District
of Columbia’s AIM coatings rule, may
not be challenged later in proceedings to
enforce its requirements. (See section
307(b)(2).)
List of Subjects in 40 CFR Part 52
Environmental protection, Ozone,
Reporting and recordkeeping
requirements, Volatile organic
compounds.
Dated: May 2, 2005.
Donald S. Welsh,
Regional Administrator, Region III.
I
40 CFR part 52 is amended as follows:
PART 52—[AMENDED]
1. The authority citation for part 52
continues to read as follows:
I
Authority: 42 U.S.C. 7401 et seq.
Subpart J—District of Columbia
2. In § 52.470, the table in paragraph (c)
is amended by adding the following
entries to ‘‘District of Columbia
Municipal Regulations (DCMR), Title
20—Environment, Chapter 7—Volatile
Organic Compounds’:
I a. Adding entries for section 749
through Section 754.
I b. Adding a new entry for section 799
after the existing entries for section 799.
The added entries read as follows:
I
§ 52.470
*
Identification of plan.
*
*
(c) * * *
*
*
EPA-APPROVED DISTRICT OF COLUMBIA REGULATIONS
State citation
State effective
date
Title/subject
EPA approval date
Additional explanation
District of Columbia Municipal Regulations (DCMR), Title 20—Environment
*
*
*
*
Chapter 7
*
*
*
*
Architectural and Industrial Maintenance Coating—General Requirements.
04/16/04
11/26/04
Section 750 ..............
Architectural and Industrial Maintenance Coating— Standards.
04/16/04
11/26/04
Section 751 ..............
Architectural and Industrial Maintenance Coating—Exemptions.
04/16/04
11/26/04
Section 752 ..............
Architectural and Industrial Maintenance Coating—Labeling Requirement.
04/16/04
11/26/04
13:22 May 11, 2005
Jkt 205001
PO 00000
Frm 00035
*
*
*
5/21/05 [Insert page
number where the
document begins].
5/21/05 [Insert page
number where the
document begins].
5/21/05 [Insert page
number where the
document begins].
5/21/05 [Insert page
number where the
document begins].
*
Volatile Organic Compounds
*
Section 749 ..............
VerDate jul<14>2003
*
Fmt 4700
Sfmt 4700
E:\FR\FM\12MYR1.SGM
12MYR1
24970
Federal Register / Vol. 70, No. 91 / Thursday, May 12, 2005 / Rules and Regulations
EPA-APPROVED DISTRICT OF COLUMBIA REGULATIONS—Continued
State effective
date
State citation
Title/subject
Section 753 ..............
Architectural and Industrial Maintenance Coating—Reporting Requirements.
04/16/04
11/26/04
Section 754 ..............
Architectural and Industrial Maintenance Coating—Testing Requirements.
04/16/04
11/26/04
*
Section 799 ..............
*
*
*
Definitions ..............................................................
*
*
*
*
*
*
*
*
[FR Doc. 05–9312 Filed 5–11–05; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[VA151–5085; FRL–7910–1]
Approval and Promulgation of Air
Quality Implementation Plans; Virginia;
VOC Emissions Standards for AIM
Coatings
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
SUMMARY: EPA is approving a State
Implementation Plan (SIP) revision
submitted by the Commonwealth of
Virginia. This revision pertains to the
control of volatile organic compounds
(VOC) emissions from architectural and
industrial maintenance (AIM) coatings.
EPA is approving this SIP revision in
accordance with the Clean Air Act (CAA
or Act).
DATES: Effective Date: This final rule is
effective on June 13, 2005.
ADDRESSES: Copies of the documents
relevant to this action are available for
public inspection during normal
business hours at the Air Protection
Division, U.S. Environmental Protection
Agency, Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103; and
Virginia Department of Environmental
Quality, 629 East Main Street,
Richmond, Virginia 23219.
FOR FURTHER INFORMATION CONTACT: Rose
Quinto, (215) 814–2182, or by e-mail at
quinto.rose@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On June 7, 2004 (69 FR 31780), EPA
published a notice of proposed
VerDate jul<14>2003
13:22 May 11, 2005
Jkt 205001
EPA approval date
5/21/05 [Insert page
number where the
document begins].
5/21/05 [Insert page
number where the
document begins].
*
*
5/21/05[Insert page
number where the
document begins].
*
*
*
04/16/04
11/26/04
*
rulemaking (NPR) for the
Commonwealth of Virginia. The NPR
proposed approval of a Virginia
regulation pertaining to the control of
VOC from AIM coatings. The formal SIP
revision was submitted by the Virginia
Department of Environmental Quality
(VADEQ) on February 23, 2004. The
specific requirements of Virginia’s SIP
revision for AIM coatings and the
rationale for EPA’s proposed action are
explained in the NPR and will not be
restated here. EPA received adverse
comments on the June 7, 2004 NPR. A
summary of the comments submitted
and EPA’s responses are provided in
Section II of this document.
EPA is aware that concerns have been
raised about the achievability of VOC
content limits of some of the product
categories under the Virginia AIM
coatings rule. Although we are
approving this rule today, the Agency is
concerned that if the rule’s limits make
it impossible for manufacturers to
produce coatings that are desirable to
consumers, there is a possibility that
users may misuse the products by
adding additional solvent, thereby
circumventing the rule’s intended VOC
emission reductions. We intend to work
with Virginia and manufacturers to
explore ways to ensure that the rule
achieves the intended VOC emission
reductions, and we intend to address
this issue in evaluating the amount of
VOC emission reduction credit
attributable to the rule.
II. Public Comments and EPA
Responses
The National Paint and Coatings
Association (NPCA) is one of the
adverse commenters on EPA’s June 7,
2004 proposed approval of Virginia’s
AIM coatings rule. The NPCA’s
comments include, by reference, the
comments it previously submitted to
Virginia on the proposed version of the
AIM coatings rule during the
PO 00000
Frm 00036
Fmt 4700
Additional explanation
Sfmt 4700
*
Commonwealth’s adoption process as
transmitted by VADEQ in its February
23, 2004 SIP revision submittal to EPA.
The NPCA also includes, by reference,
the comments submitted by the Sherwin
Williams Company (SWC) to EPA on the
June 7, 2004 proposed approval of
Virginia’s AIM coatings rule. The SWC
is the other adverse commenter on
EPA’s June 7, 2004 proposed approval
of Virginia’s AIM coatings rule. The
SWC also includes, by reference, the
comments it submitted to Virginia on
the proposed version of the AIM
coatings rule during the
Commonwealth’s adoption process, and
the comments it submitted to the Ozone
Transport Commission in a letter dated
January 11, 2001.
The following summarizes the
comments submitted by the NPCA and
the SWC to EPA on the June 7, 2004
proposed approval of Virginia’s AIM
coatings rule and EPA’s response to
those comments.
A. Comment: Using Flawed Data
Violates the Data Quality Objectives Act
and Administrative Procedures Act—
The commenters assert that the Virginia
AIM coatings rule is based on flawed
data and that the use of this data
violates the Data Quality Objectives Act
(‘‘DQOA’’) (Section 515(a) of the
Treasury and General Government
Appropriations Act for Fiscal Year 2001
(Pub. L. 106–554; H.R. 5658)). The data
at issue is contained in what the
commenters characterize as a ‘‘study
prepared by E.H. Pechan & Associates’’
(Pechan Study) in 2001. The alleged
flaws relate to projected emissions
reductions calculated in the Pechan
Study.
The commenters assert that certain of
the underlying data and data analyses
are allegedly ‘‘unreproduceable.’’
Further, the commenters assert that if
better data were used, the OTC model
AIM coatings rule would achieve greater
VOC emissions reductions, relative to
E:\FR\FM\12MYR1.SGM
12MYR1
Agencies
[Federal Register Volume 70, Number 91 (Thursday, May 12, 2005)]
[Rules and Regulations]
[Pages 24959-24970]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-9312]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[R03-OAR-2004-DC-0007; FRL-7909-8]
Approval and Promulgation of Air Quality Implementation Plans;
District of Columbia; VOC Emission Standards for AIM Coatings
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is approving a State Implementation Plan (SIP) revision
submitted by the District of Columbia (the District). This revision
pertains to the volatile organic compound (VOC) emission standards for
architectural and industrial maintenance (AIM) coatings in the
District. EPA is approving this SIP revision in accordance with the
Clean Air Act (CAA or Act).
DATES: Effective Date: This final rule is effective on June 13, 2005.
ADDRESSES: EPA has established a docket for this action under Regional
Material in EDocket (RME) ID Number R03-OAR-2004-DC-0007. All documents
in the docket are listed in the RME index at https://www.docket.epa.gov/
rmepub/. Once in the system, select ``quick search,'' then key in the
appropriate RME identification number. Although listed in the
electronic docket, some information is not publicly available, i.e.,
confidential business information (CBI) or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the Internet and will be
publicly
[[Page 24960]]
available only in hard copy form. Publicly available docket materials
are available either electronically in RME or in hard copy for public
inspection during normal business hours at the Air Protection Division,
U.S. Environmental Protection Agency, Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103. Copies of the state submittal at the
District of Columbia Department of Public Health, Air Quality Division,
51 N Street, NE., Washington, DC 20002.
FOR FURTHER INFORMATION CONTACT: Rose Quinto, (215) 814-2182, or by e-
mail at quinto.rose@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On December 27, 2004 (69 FR 77149), EPA published a notice of
proposed rulemaking (NPR) for the District of Columbia. The NPR
proposed approval of the VOC emission standards for AIM coatings. The
formal SIP revision was submitted by the District on April 16, 2004 and
supplemented on September 20 and November 26, 2004. Other specific
requirements of the District's SIP revision for AIM coatings and the
rationale for EPA's proposed action are explained in the NPR and will
not be restated here. EPA received adverse comments on the December 27,
2004 NPR. A summary of the comments submitted and EPA's responses are
provided in Section II of this document.
EPA is aware that concerns have been raised about the achievability
of VOC content limits of some of the product categories under the
District's AIM coatings rule. Although we are approving this rule
today, the Agency is concerned that if the rule's limits make it
impossible for manufacturers to produce coatings that are desirable to
consumers, there is a possibility that users may misuse the products by
adding additional solvent, thereby circumventing the rule's intended
VOC emission reductions. We intend to work with the District and
manufacturers to explore ways to ensure that the rule achieves the
intended VOC emission reductions, and to address this issue in
evaluating the amount of VOC emission reduction credit attributable to
the rule.
II. Public Comments and EPA Responses
A private citizen and the Sherwin Williams Company (SWC) submitted
adverse comments on EPA's December 27, 2004 (69 FR 77149) proposed
approval of the District's AIM coatings rule The SWC submitted its
adverse comments in letter to EPA dated January 26, 2005. The SWC's
comment letter also includes, by reference, the comments it previously
submitted to the District on its proposed version of the AIM coatings
rule during the District's adoption process and to the Ozone Transport
Commission (OTC) in a letter dated January 11, 2001.\1\ Lastly, the
SWC's January 26, 2005 letter of comment to EPA also includes, by
reference, the Petition for Reconsideration and Request for Stay, 42
U.S.C.A. Subsection 7607(d)(7)(B): Environmental Protection Agency's
Approval and Promulgation of Air Quality Improvement Plans;
Pennsylvania; Control of Volatile Organic Compound Emissions from AIM
Coatings submitted by the SWC to EPA on January 20, 2005 (hereafter the
Petition for Reconsideration).\2\ The following summarizes the comments
submitted to EPA on the December 27, 2004 (69 FR 77149) proposed
approval of the District's AIM coatings rule and EPA's response to
those comments.
---------------------------------------------------------------------------
\1\ The SWC's January 26, 2005 letter of comment to EPA states
that it is also includes, by reference, the comments submitted to
the OTC, enclosed as Exhibit B., and asks that they also be treated
as direct comments on the proposed revision to the DC SIP. However,
Exhibit B. to the SWC's January 26, 2005 letter of comment to EPA is
a ``Petition for Reconsideration and Request for Stay, 42 U.S.C.A.
Subsection 7607(d)(7)(B); Environmental Protection Agency's Approval
and Promulgation of Air Quality Improvement Plans; Pennsylvania;
Control of Volatile Organic Compound Emissions from AIM Coatings
submitted to EPA by the SWC to EPA on January 20, 2005.''
The SWC's January 11, 2001 letter of comment to the OTC is
enclosed as attachment 4 to Exhibit A of SWC's January 26, 2005
letter of comment to EPA on the December 27, 2004 (69 FR 77149)
proposed approval of the District's AIM coatings rule.
\2\ This Petition for Reconsideration, as it pertains to EPA's
approval of Pennsylvania's AIM coatings rule (69 FR 68080), was
withdrawn by a letter dated March 17, 2005.
---------------------------------------------------------------------------
A. Comment: The Products Should Contain No VOCs--A private citizen
submitted a comment to EPA by e-mail on December 27, 2005. The
commenter states that no VOCs, zero emissions and zero pollution should
be allowed from any product allowed to be used or sold.
Response: EPA disagrees with this comment. Aside from issues
associated with the technological infeasibility of all paints and
coatings used or sold to contain no VOCs, it is important to understand
EPA's role with regard to review and approval or disapproval of rules
submitted by states as SIP revisions. EPA can only take action upon the
final adopted version of a state's regulation as submitted by that
state in its SIP revision request. It is not within EPA's authority, by
its rulemaking on the SIP revision or otherwise, to change or modify
the text or substantive requirements of a state regulation. Therefore,
EPA cannot modify the District's AIM regulation as recommended in the
comment.
B. Comment: Using Flawed Data Violates the Data Quality Objectives
Act and Administrative Procedures Act--The commenter asserts that the
District's AIM coatings rule is based on flawed data and that the use
of this data violates the Data Quality Objectives Act (``DQOA'')
(Section 515(a) of the Treasury and General Government Appropriations
Act for Fiscal Year 2001 (Pub. L. 106-554; H.R. 5658)). The data at
issue is contained in what the commenter characterizes as a ``study
prepared by E.H. Pechan & Associates'' (Pechan Study) in 2001. The
alleged flaws relate to projected VOC emissions reductions calculated
in the Pechan Study. The commenter asserts that certain of the
underlying data and data analyses are allegedly ``unreproduceable.''
Further, the commenter asserts that if better data were used, the OTC
model AIM coatings rule would achieve greater VOC emissions reductions,
relative to the Federal AIM coatings rule, than was calculated in the
Pechan Study (54 percent reduction versus 31 percent reduction), even
if certain source categories were omitted from regulation under the OTC
rule. For these reasons, the commenter states that EPA must not approve
the proposed District's AIM coatings rule as a revision to the SIP.\3\
These same issues are also raised in the commenter's Petition for
Reconsideration.
---------------------------------------------------------------------------
\3\ The SWC submitted a ``Request for Correction of
Information'' (RFC) dated June 2, 2004, to EPA's Information Quality
Guidelines Office in Washington, DC which raises substantively
similar issues to those raised by this comment. By letter dated
February 25, 2005 from Robert Brenner, Principal Deputy Assistant
Administrator to the Counsel for Sherwin Williams Company, EPA
responded separately to the RFC. A copy of that letter is included
in the administrative record for this final rulemaking.
---------------------------------------------------------------------------
Response: EPA disagrees with this comment. What the commenter
characterizes as the Pechan Study is not at issue in this rulemaking.
The Pechan Study was not submitted to EPA by the District in its SIP
revision requesting that EPA approve its AIM coatings rule.\4\
[[Page 24961]]
The validity of the Pechan Study data is not at issue in this
rulemaking because the District did not request approval of a
quantified amount of VOC emission reduction from the enactment of its
regulation. Rather, this AIM coatings regulation has been submitted by
the District, and is being approved by EPA, on the basis that it
strengthens the existing District SIP. The commenter does not dispute
that the District's AIM coatings rule will, in fact, reduce VOC
emissions.
---------------------------------------------------------------------------
\4\ The SWC concedes that the Pechan Study and related
spreadsheet are not part of the record submitted to EPA by the
District. The SWC assert, however, that there are references to the
Pechan Study in other materials submitted by the District. Whether
or not the Pechan Study, or data from that study, was submitted to
EPA does not alter our analyses or conclusion, described herein,
that the Pechan Study is not relevant in this rulemaking.
Consequently, because the Pechan Study is not relevant to this
rulemaking, the commenter's reliance on the document entitled, ``A
Summary of General Assessment Factors for Evaluating the Quality of
Scientific and Technical Information,'' EPA 100/B-03-001 (June
2003), provided as exhibit C to SWC's comments is misplaced. This
``Assessment Factors'' document describes the considerations EPA
takes into account in evaluating scientific or technical information
``used in support of Agency actions.'' Assessment Factors, p.1. The
Pechan Study is not being used in support of this rulemaking,
therefore, EPA is under no obligation to evaluate the scientific or
technical information in that study.
---------------------------------------------------------------------------
Section 110 of the Act provides the statutory framework for
approval/disapproval of SIP revisions. Under the Act, EPA establishes
NAAQS for certain pollutants. The Act establishes a joint Federal and
state program to control air pollution and to protect public health.
States are required to prepare SIPs for each designated ``air quality
control region'' within their borders. The SIP must specify emission
limitations and other measures necessary for that area to meet and
maintain the required NAAQS. Each SIP must be submitted to EPA for its
review and approval. EPA will review and must approve the SIP revision
if it is found to meet the minimum requirements of the Act. See section
110(k)(3) of the Act, 42 U.S.C. 7410(k)(3); see also Union Elec. Co. v.
EPA, 427 U.S. 246, 265, 96 S.Ct. 2518, 49 L.Ed.2d 474 (1976). The Act
expressly provides that the states may adopt more stringent air
pollution control measures than the Act requires with or without EPA
approval. See section 116 of the Act, 42 U.S.C. 7416. EPA must
disapprove state plans, and revisions thereto, that are less stringent
than a standard or limitation provided by Federal law. See section
110(k) of the Act, 42 U.S.C. 7410(k); see also Duquesne Light v. EPA,
166 F.3d 609 (3d Cir. 1999). The Pechan Study is not part of the
District's submission in support of its AIM coatings rule. Because the
District's April 16, 2004 submission (supplemented on September 20 and
November 26, 2004) does not seek approval of a specific amount of
emissions reductions, the level of emissions reductions that might be
calculable using data contained in the Pechan Study is irrelevant to
whether EPA should approve this SIP revision.\5\ The only relevant
inquiry at this time is whether this SIP revision meets the minimum
criteria for approval under the Act, including the requirement that the
District's AIM coatings rule be at least as stringent as the otherwise
applicable Federal AIM coatings rule set forth at 40 CFR 59.400,
subpart D.\6\
---------------------------------------------------------------------------
\5\ After submission of a request for approval of a quantified
amount of emissions reductions credit due to the AIM coatings rule
by the District, EPA will evaluate the credit attributable to the
rule. Whatever methodology and data the District uses in such a
request, the issue of proper credit will become ripe for public
comment.
\6\ The commenter asserts that ``it makes no difference whether
the District is asking for credits at this time for there to be a
Data Quality Act challenge,'' apparently because the fact that
material from the Pechan Study appears in the rulemaking docket for
this action, there is ``dissemination of flawed data.'' This ignores
that fact that EPA is taking no stance on the Pechan Study and its
underlying data. That study is irrelevant to our analysis as to
whether the District's AIM rule is approvable as a measure meeting
the requirements of section 110 of the Act that strengthens the
District's SIP. EPA is not required to address irrelevant material
merely because it is in the rulemaking docket. Section 307(d)(6)(B)
of the CAA (which applies to, among other things, SIP revisions, see
42 U.S.C. 7607(d)(1)(B)), requires EPA to respond to ``each of the
significant comments, criticisms, and new data submitted * * *
during the public comment period.'' 42 U.S.C. 7607(d)(6)(B). The
United States Supreme Court has held that ``irrelevant'' matter in
the docket is not ``significant'' as that term is used in the CAA,
and EPA has no duty to respond to them. See Whitman v. Amer.
Trucking Ass'ns., Inc., 531 U.S. 457, n. 2 at 470 (2001). With
respect to the Pechan data, we are not disseminating it, but we
rather are fulfilling our statutory role as custodian of a docket
containing irrelevant material submitted by third parties.
---------------------------------------------------------------------------
EPA has concluded that the District's AIM coatings rule meets the
criteria for approvability. It is worth noting that EPA agrees with the
commenter's conclusion that the District AIM coatings rule is more
stringent than the Federal AIM coatings rule, though not for the
reasons given by the commenter, i.e., that the commenter's ``better''
data demonstrates that OTC Model AIM coatings rule achieves a 54
percent, as opposed to the Pechan Study's 31 percent reduction in VOC
emissions beyond that required by the Federal AIM coatings rule.
Rather, EPA has determined that the District's AIM coatings rule is, on
its face, more stringent than the Federal AIM coatings rule. Examples
of categories for which the District's AIM coatings rule is facially
more stringent than the Federal AIM coatings rule include, but are not
limited to, the VOC content limit for non-flat high gloss coatings and
antifouling coatings. The Federal AIM coatings rule's VOC content limit
for non-flat high gloss coatings is 380 grams/liter while the
District's AIM coatings rule's limit is 250 grams/liter, and the
Federal AIM coatings rule's VOC content limit for anti-fouling coatings
is 450 grams/liter while the District's AIM coatings rule's is 400
grams/liter. Examples of categories for which the District's AIM
coatings rule is as stringent, but not more stringent, than the Federal
AIM coatings rule include, but are not limited to, the VOC content
limit for antenna coatings and low-solids coatings. In both rules the
VOC content limits for these categories are 530 grams/liter and 120
grams/liter, respectively. Thus, on a category by category basis, the
District's AIM coatings rule is as stringent or more stringent than the
Federal AIM coatings rule.
C. Comment: EPA's Determination That the District of Columbia AIM
Coatings Rule Is as Least as Stringent as the Federal AIM Coatings Rule
Is Inadequate--EPA determined that the District's AIM coating rule is
as stringent, or more stringent, than the otherwise applicable Federal
AIM coatings rule because the VOC content limit of each product
category of the District's AIM coatings rule is equal to or below the
VOC content limit of the Federal AIM coatings rule. The commenter
claims that EPA's determination is inadequate for at least three
reasons: (i) EPA's comparison of VOC content fails to include an
``ozone impact analysis;'' (ii) EPA acknowledged that the stringent VOC
content limits of the rule might result in ``behavioral changes;'' and
(iii) EPA failed to consider that more stringent VOC content limits
might result in more use of products, or use of products with VOCs of
higher reactivity, and that this would make the District's AIM coatings
rule less stringent in terms of ozone impacts. The commenter raised
these arguments in a Petition for Reconsideration concerning EPA's
approval of the comparable Pennsylvania AIM coatings rule, asserting
that EPA's ``on its face'' stringency finding is insufficient to meet
the requirements of the CAA and that EPA's reliance on Union Elec. Co.
v. EPA, 427 U.S. 246 (1976) to support its approval of the rule was
misplaced. As noted previously, SWC has incorporated this Petition for
Reconsideration in its comments opposing approval of the District's AIM
coatings rule.
Response: EPA disagrees that these comments provide a basis for
disapproval of the District's AIM coating rule as a SIP revision.
First, with respect to the comparison of the stringency of the District
AIM coatings rule and the Federal AIM coatings rule, EPA believes that
the VOC content levels of the respective rule for each category is the
appropriate basis of comparison. The current Federal AIM coatings rule
[[Page 24962]]
achieves reductions of VOC content for each individual coating
category, and an aggregate amount of VOC content for all of the
categories covered by the rule. These mass-based VOC content limits
apply to each category of product and, based upon an analysis of the
types of products used and the amount of products used in a given area,
are estimated to result in a given amount of mass based VOC emission
reductions. As we have previously noted in this rulemaking, the
District did not request approval of a quantified amount of VOC
emission reduction from the enactment of its regulation; the ozone
impacts of the VOC reductions from the District's AIM coatings rule
will be determined at a subsequent point in time. Even though the
specific amount of VOC emission reduction credit attributable to the
District's AIM coatings rule is not at issue in EPA's approval of the
rule into the SIP in this rulemaking, EPA believes that the category-
by-category comparison of VOC content between the Federal AIM coatings
rule and the District's coating rule is a reasonable way to assess
whether the latter is at least as stringent as the former. The
commenter did not dispute that the District's AIM coatings rule is
overall more stringent than the Federal AIM coatings rule in terms of
its tighter VOC limits, and in fact states in its comments that it
believes that the OTC model AIM coatings rule will achieve a 54 percent
VOC emissions reduction relative to the Federal AIM coatings rule.
Second, with respect to what the commenter refers to as
``behavioral changes,'' EPA did note in its approval of comparable
State AIM coatings rules in Pennsylvania and New York (and reiterates
in today's action) that it had concerns with respect to some of the
product categories that: ``if the rule's limits make it impossible for
manufacturers to produce coatings that are desirable to consumers,
there is a possibility that users may misuse the products, thereby
circumventing the rule's intended VOC emission reductions.'' EPA
further stated that it would address these types of concerns when
evaluating credit for VOC emission reductions. The commenters appear to
suggest that because product users might engage in ``behavioral
changes'' such as adding solvent to products, which would be illegal
under the District's AIM coatings rule, EPA cannot consider the
District's AIM coatings rule to be at least as stringent as the Federal
AIM coatings rule. To the contrary, EPA believes that the potential for
illegal behavior should not be a basis for concluding that the
District's AIM coatings rule is not as stringent as the Federal AIM
coatings rule, and accordingly should not be a basis for disapproving
the SIP revision. EPA appropriately assumes, for purposes of approving
such a rule, that manufacturers, distributors, and users will abide by
the law, or that the District or EPA will ultimately insure that they
do. EPA reiterates, however, that the specific amount of credit
attributable to the rule is not at issue in this action, and EPA
concludes that the mere potential for illegal behavior is not a basis
for determining that the District's AIM coatings rule is not as
stringent as the Federal AIM coatings rule.
Third, concerning the possibility that more stringent limits will
result in more frequent painting, or painting with products that
contain more highly reactive VOCs, EPA notes that the commenter already
raised these issues with the District and the District ascertained that
such concerns did not outweigh the overall benefits of the rule in the
area. Similarly, EPA believes that these concerns are not a basis for
determining that the District's AIM coatings rule is not at least as
stringent as the Federal AIM coatings rule as a whole. At the outset,
it must be noted that the District did not elect to develop and submit
to EPA an AIM coatings rule based upon VOC relative reactivity, as the
commenter implicitly suggests the District should have. EPA must act on
the AIM coatings rule submitted by the District, not on one that the
commenters would have preferred. Were the District to have submitted
such an AIM coatings rule, EPA agrees with the commenter that the
District would have needed to establish that the limits it imposed are
in fact more stringent than those otherwise required by the Federal AIM
coatings rule. In addition, EPA notes that as a general matter EPA
believes that its approval of such a rule could not be inconsistent
with the requirements of section 110(l) and section 193 of the CAA, as
applicable. A determination of consistency with those statutory
provisions would be made in the context of approval of a specific rule
based upon relative reactivity. Because neither the District's AIM
coatings rule nor the Federal AIM coatings rule is premised upon VOC
relative reactivity, it is neither possible nor required that EPA
compare the relative stringency of the rules on this basis in this
rulemaking.
In criticizing the District's AIM coatings rule, the commenter has
hypothesized that users will necessarily use more product, or that
manufacturers will necessarily choose to use more reactive VOCs to meet
a more stringent limit, at least with respect to one specific category
of product (the commenter alleges that an applicator would have to use
50 percent more of the compliant waterborne clear wood finish to
achieve the dry film thickness equivalent to current, federally
compliant solvent-based varnish). EPA believes that the commenter's
assertions are speculative in nature and do not provide compelling
evidence that the District's AIM coatings rule is not at least as
stringent as the otherwise applicable Federal AIM coatings rule. EPA
believes that it would be arbitrary and capricious to disapprove the
District's AIM coatings rule based on the speculative behavior of the
persons who will apply the coatings (e.g., that the applicators
necessarily will use more of a product or will necessarily violate the
law by adulterating a complying product).\7\ This is especially so when
the regulation at issue is both facially more stringent and conceded by
the commenter to be more stringent overall (i.e., will result in
greater VOC emissions reductions), than the otherwise applicable
Federal AIM coatings rule, and any supposed increase in ozone from
tighter VOC content limits is confined to one, or at the most a limited
number of product categories, not to the regulation as a whole, which
provides limits on 53 categories of AIM coatings. See Duquesne Light
Co. v. EPA 166 F.3d 609, 613 (3d Cir. 1999) (in approving a SIP
revision, EPA is not required ``to engage in a formalistic exercise by
conducting a fuller demonstration of the stringency of'' a definition
contained in a SIP, when ``[s]uch a `demonstration' would be a
technical formality as the stringency of that definition is not only
apparent on the face of the definition, but also conceded by
Duquesne'') (emphasis added). We believe that there is no plausible
basis to reject this regulation, which is more stringent than Federal
law overall, merely because the commenter has speculated that even more
reductions might be achieved by selectively raising the VOC content
limits for some product categories covered by the comprehensive
regulation.
Finally, in response to the District's AIM coatings rule, EPA
believes that it is likely that manufacturers will produce, and users
will use, products that are lower in VOC content. While an important
consideration, EPA believes
[[Page 24963]]
that coatings performance is not exclusively dependent upon VOC
content, as evidenced by the fact that manufacturers already produce
coatings that meet these limits for sale and use.
For these reasons EPA disagrees that these comments form a basis to
conclude that EPA's ``on its face'' stringency finding is insufficient
to meet the requirements of the CAA and that EPA's reliance on Union
Elec. Co. v. EPA, 427 U.S. 246 (1976) to support its approval of the
District's AIM rule is misplaced.
D. The CAA and Its Regulations Require That Data or Evidence
Assessing the Air Quality Impacts Associated With a SIP Revision Must
Be Submitted in Support of the SIP Revision. The commenter alleges that
the section 110(a)(K) authorizes EPA to require, and that EPA
regulations in 40 CFR part 51 (subparts G and F and Appendix v) demand,
that states submit data and modeling in support of a SIP revision for
the purposes of predicting its impact on air quality. The commenter
raises these arguments in the Petition for Reconsideration to urge that
EPA require Pennsylvania to submit such data and modeling in support of
its AIM coatings rule. As noted previously, SWC has incorporated this
Petition for Reconsideration in its comments opposing approval of the
District's AIM coatings rule.
---------------------------------------------------------------------------
\7\ It must also be noted that unlike the Federal AIM rule, the
state AIM rules (including the District's), include enforceable
provisions which prohibit the applicator end users from adding
additional solvent to complying coatings. D.C. Code Sec 20-750.5.
---------------------------------------------------------------------------
Response: EPA disagrees with this comment with regard to its
approval of state AIM coatings rules in general and in the specific
instance of its approval of the District's AIM coatings rule. Section
110(K) of the Act authorizes EPA to prescribe the modeling and data to
be provided in a state plan or plan revision. The statute commits to
EPA's discretion whether and what type of data or modeling a state
should submit in support of a SIP revision for the purposes of
predicting the impact of that SIP revision on air quality. EPA's
regulations in 40 CFR part 51, cited by the commenter, apply only to
control strategy plans. Control strategy plans are by definition a
combination of measures to achieve the aggregate reduction necessary
for attainment and maintenance of the NAAQS. 40 CFR 51.100 (n). A state
regulation to control VOCs from a source or source category, such as
the District's AIM coatings rule, is a single control measure and is
not, by itself, a control strategy for an ozone nonattainment area
subject to the requirements of part D of the CAA. As such, submittal of
such a control measure as a SIP revision is not required to meet the
requirements of 40 CFR part 51 for submittal of a control strategy SIP
or SIP revision. Rate-of-progress and attainment plans are control
strategy plans for ozone nonattainment areas.
Section 182 of the CAA sets out the plan submissions and
requirements for ozone nonattainment areas. The requirements and
schedules mandated by section 182 provide evidence that compliance with
the CAA contemplates the submittal of control measures as SIP revisions
separately from control strategy plans. For example, the states which
comprise ozone nonattainment areas were required to submit corrections
to previously SIP-approved reasonably available control technology
(RACT) requirements by May 15, 1991 (6 months from the November 15,
1990 date of enactment of the 1990 CAA) and to submit newly applicable
RACT provisions as SIP revisions by November 15, 1992 (2 years from the
date of enactment of the 1990 CAA). Submittal of these state rules to
impose RACT on a widely divergent range of source categories of VOC as
SIP revisions required no data or modeling with regard to their
individual impact on the NAAQS for ozone for approval by EPA. The first
control strategy plan SIP revision required by section 182 of the CAA
(the 15 percent ROP plan) was not due to EPA until November 15, 1993 (3
years after the date of enactment of the 1990 CAA). The attainment
demonstration plans were not due to EPA until November 15, 1994 (4
years after the date of enactment). With regard to ozone nonattainment
areas, these attainment demonstrations plans are the only plans which
the CAA requires be based on photochemical grid modeling or any other
analytical method determined by the Administrator of EPA.
EPA disagrees with the commenter's contention that every type of
SIP revision submitted to EPA must be supported by data and modeling to
assess its impact on ambient air quality and the NAAQS. As numerous of
EPA's SIP approval Final actions published in the Federal Register
amply demonstrate, EPA has approved hundreds of SIP revisions submitted
by states consisting of state rules to control VOCs from stationary
sources and source categories where such approvals did not require data
and modeling to assess the individual rules' impacts on the NAAQS. The
CAA and EPA's regulations found in 40 CFR part 51 for the requirements
of state plans and plan revisions provide EPA the flexibility to
determine and require such technical support as EPA deems necessary for
approval depending upon the nature of the SIP revision.
For all these reasons, EPA disagrees that it cannot approve the
District's AIM coatings rule SIP revision because the District's
submittal does not include data and modeling to assess its AIM coatings
rules's individual impact on the NAAQS for ozone.
E. Comment: The District of Columbia AIM Coatings Rule Was Adopted
in Violation of Clean Air Act Section 183(e)(9)--The commenter states
that in 1998, after a seven-year rule development process, EPA
promulgated its nationwide regulations for AIM coatings pursuant to
section183(e) of the Act. The commenter notes that the District's AIM
coatings rule imposes numerous VOC emission limits that will be more
stringent than the corresponding limits in EPA's regulation. The
commenter asserts that section 183(e)(9) of the Act requires that any
state which proposes regulations to establish emission standards other
than the Federal standards for products regulated under Federal rules
shall first consult with the EPA Administrator. The commenter believes
that the District failed to engage in that required consultation, and,
therefore (1) the District violated section 183(e)(9) in its adoption
of the District AIM coatings rule, and (2) approval of the AIM coatings
rule by EPA would violate, and is, therefore, prohibited by sections
110(a)(2)(A) and (a)(2)(E) of the Act.
Response: EPA disagrees with this comment. Contrary to the
implication of the commenter, section 183(e)(9) does not require states
to seek EPA's permission to regulate consumer products. By its explicit
terms, the statute contemplates consultation with EPA only with respect
to ``whether any other state or local subdivision has promulgated or is
promulgating regulations or any products covered under [section
183(e)].'' The commenter erroneously construes this as a requirement
for permission rather than informational consultation. Further, the
final Federal AIM coatings regulations at 40 CFR 59.410 explicitly
provides that states and their political subdivisions retain authority
to adopt and enforce their own additional regulations affecting these
products. See also 63 FR 48848, 48884, September 11, 1998. In addition,
as stated in the preamble to the final rule for architectural coatings,
Congress did not intend section 183(e) to preempt any existing or
future state rules governing VOC emissions from consumer and commercial
products. See id. at 48857. Accordingly, the District retains authority
to impose more stringent limits for architectural coatings as part of
its SIP, and its election to do so is not a basis for EPA to disapprove
the submission for inclusion in the SIP. See
[[Page 24964]]
Union Elec. Co. v. EPA, 427 U.S. at 265-66 (1976). Although national
uniformity in consumer and commercial product regulations may have some
benefit to the regulated community, EPA recognizes that some localities
may need more stringent regulation to combat more serious and more
intransigent ozone nonattainment problems.
Further, there was ample consultation with EPA prior to the
District's adoption of its AIM coatings rule. On March 28, 2001, the
OTC adopted a Memorandum of Understanding (MOU) on regional control
measures, signed by all the member states of the OTC, including the
District, which officially made available the OTC model rules,
including the AIM coatings model rule. See the discussion of this MOU
in the Report of the Executive Director, OTC, dated July 24, 2001, a
copy of which has been included in administrative record of this final
rulemaking. That MOU includes the following text, ``WHEREAS after
reviewing regulations already in place in OTC and other States,
reviewing technical information, consulting with other States and
Federal agencies, consulting with stakeholders, and presenting draft
model rules in a special OTC meeting, OTC developed model rules for the
following source categories * * * architectural and industrial
maintenance coatings* * *.'' (a copy of the signed March 28, 2001 MOU
has been placed in the administrative record of this final rulemaking).
Therefore, there is no validity to the commenter's assertion that the
District failed to consult with EPA in the adoption of its AIM coatings
rule. EPA was fully cognizant of the requirements of the District's AIM
coatings rule before its formal adoption by the District.\8\ For all
these reasons, EPA disagrees that the District violated section
183(e)(9) in its adoption of the its AIM coatings rule, and disagrees
that approval of the District AIM coatings rule by EPA is in violation
of or prohibited by sections 110(a)(2)(A) and (a)(2)(E) of the Act.
---------------------------------------------------------------------------
\8\ While EPA reviewed the model AIM coatings rule and the draft
District version of that rule, EPA had no authority conferred under
the Clean Air Act to dictate the exact language or requirements of
the rule. As explained previously, EPA's role is to review a state's
submission to ensure it meets the applicable criteria of section 110
generally, and in the case of an AIM rule to ensure its is at least
as stringent as the otherwise applicable Federal rule.
---------------------------------------------------------------------------
F. Comment: The District of Columbia's AIM Coatings Rule Was
Adopted in Violation of Clean Air Act Section 184(c), and Approval of
the SIP Revision Would, Itself, Violate That Section--The commenter
believes the OTC violated section 184(c)(l) of the Act by failing to
``transmit'' its recommendations to the Administrator, and that the
OTC's violation was compounded by the Administrator's failure to review
the Model Rule through the notice, comment and approval process
required by CAA section184(c)(2)-(4). The commenter asserts that these
purported violations of the Act prevented the District from adopting
the District's AIM coatings rule, and now prevent EPA from validly
approving it as a revision to the District's SIP.
Response: EPA disagrees with this comment. Section 184(c)(1) of the
Act states that ``the [OTC] may, after notice and opportunity for
public comment, develop recommendations for additional control measures
to be applied within all or a part of such transport region if the
commission determines such measures are necessary to bring any area in
such region into attainment by the dates provided by this subpart.'' It
is important to note that the OTC model AIM coatings rule was not
developed pursuant to section 184(c)(1), which provision is only
triggered ``[u]pon petition of any state within a transport region
established for ozone* * *.'' No such petition preceded the development
of the model AIM coatings rule. Nor, for that matter, was development
of a rule upon state petition under section 184(e)(1) meant to be the
exclusive mechanism for development of model rules within the OTC.
Nothing in section 184 prevents the voluntary development of model
rules without the prerequisite of a state petition. Section 184 is a
voluntary process and the OTC may opt for that process or another. This
provision of the Act was not intended to prevent OTC's development of
model rules which states may individually choose to adapt and adopt on
their own, as the District did, basing its AIM coatings rule on the
model developed within the context of the OTC. In developing its own
rule from the OTC model, the District was free to adapt that rule as it
saw fit (or to leave the OTC model rule essentially unchanged), so long
as its rule remained at least as stringent as the Federal AIM coatings
rule.
As previously stated, on March 28, 2001, the OTC member states
signed a MOU on regional control measures, including the AIM coatings
model rule. The OTC did not develop recommendations to the
Administrator for additional control measures. The MOU stated that
implementing these rules will help attain and maintain the 1-hour
standard for ozone and were therefore made available to the states for
use in developing their own regulations.\9\
---------------------------------------------------------------------------
\9\ The commenter argues that section 184 either does not
require a formal petition to be triggered, or, alternatively, that
the MOU between the OTC states qualifies as a ``petition.'' With
respect to their first argument, section 184(c) says that the OTC
``may, after notice and opportunity for public comment, develop
recommendations for additional control measures * * *'' and that the
recommendations shall be presented to the EPA Administrator. This
mechanism is triggered ``upon petition of any State with a transport
region established for ozone, and based on a majority vote of the
Governors on the Commission (or their designees)* * * .'' 42 U.S.C.
7511d(c)(1) (emphasis added). The clear and unambiguous language of
the Act requires a petition and a vote. We reasonably interpret
section 184(c), in light of the obligation to conduct a vote, to
require the petition to be a manifestation of an express intent to
invoke the section 184(c) process. Further, any petition would need
to be sufficient in its clarity to put members on notice of their
obligation to hold a vote and fulfill the other provisions of the
section 184 process. We do not believe that a document which in
hindsight might be construed as an inadvertent opt-in to the
voluntary section 184 process could be the petition affirmatively
intended by the Act.
Even though the OTC did not develop the model AIM coatings rule
pursuant to section 184(c)(1) of the Act, nevertheless it provided
ample opportunity for OTC member and stakeholder comment by holding
several public meetings concerning the model rules including the AIM
coatings model rule. The sign-in sheets or agenda for four meetings
held in 2000 and 2001 at which the OTC AIM coatings model was
discussed (some of which reflect the attendance of a representative
of the EPA and/or the commenter), have been placed in the
administrative record for this final rulemaking.
With respect to the argument that the MOU is in hindsight a
``petition'' triggering the section 184 rule development process,
nothing in the record indicates that the OTC treated this MOU as a
petition to initiate the section 184 process. This is not surprising
because the MOU's plain language recites that the model rules had
already been developed that by the time the MOU was signed
(``WHEREAS * * * OTC developed final model rules for the following
source categories* * * .''). Under section 184(c) the petition
initiates the voluntary section 184 rule development process. 42
U.S.C. 7511d(c)(1). The MOU, however, came near the end of the OTC's
model rule development process. This is a strong indication that the
OTC did not intend the AIM coatings rule, or the other rules recited
in the MOU, to be subject to the section 184 process. By its failure
to express an intention to trigger the section 184 rule development
mechanism, we reject the argument that the MOU constitutes a section
184(c) petition. The MOU neither expressly nor inadvertently opted-
in the OTC states to the section 184 process.
---------------------------------------------------------------------------
G. Comment: The District of Columbia's AIM Coatings Rule Violates
the Commerce Clause and the Equal Protection of the U.S. Constitution--
The commenter's title heading of this comment states that the
District's AIM coatings rule violates the Equal Protection Clause of
the U.S. Constitution, but the text that follows that title heading
provides no arguments or assertions to support this claim. In both the
title heading and the text that follows, the commenter claims that the
District's AIM coatings rule also violates the Commerce Clause of
Article I, section 8, of the U.S. Constitution,
[[Page 24965]]
because it allegedly imposes an unreasonable burden on interstate
commerce. The commenter asserts that because the District's AIM
coatings rule contains VOC limits and other provisions that differ from
the Federal AIM coatings rule in 40 CFR 59.400, the rule imposes
unreasonable restrictions and burdens on the flow of coatings in
interstate commerce. The commenter further claims that the burdens of
the District's AIM coatings rule are excessive and outweigh the
benefits of the rule.
Response: As indicated previously, the commenter provides no
arguments or assertions as to the claim made in the title heading of
this comment that the District's AIM coatings rule violates the Equal
Protection Clause of the U.S. Constitution (see pages 13-14 of the
letter dated January 26, 2005 from the Counsel for the Sherwin-Williams
Company to Makeba Morris, Chief, Air Quality Planning Branch, U.S. EPA
Region III, regarding EPA's Proposal to Approve SIP Revision Submitted
by the State of Maryland Concerning Architectural and Industrial
Maintenance (AIM) Coatings). Moreover, the text of the comment
following the title heading does not reference or even make mention of
the Equal Protection Clause. Lastly, in no other comment submitted by
SWC on EPA's December 27, 2004 (69 FR 77149) proposed approval of the
District's AIM coatings rule is there any mention or reference to the
Equal Protection Clause of the U.S. Constitution. EPA does not believe
that any provision of the District's AIM rule violates the Equal
Protection Clause of the U.S. Constitution.
Regarding the comment that the District's AIM coatings rule
violates the Commerce Clause of the U.S. Constitution, EPA agrees with
this comment only to the extent that it acknowledges that AIM coatings
are products in interstate commerce and that state regulations on
coatings therefore have the potential to violate the Commerce Clause.
EPA understands the commenter's practical concerns caused by differing
state regulations, but disagrees with the commenter's view that the
District AIM coatings rule impermissibly impinges on interstate
commerce. A state law may violate the Commerce Clause in two ways: (i)
By explicitly discriminating between interstate and intrastate
commerce; or (ii) even in the absence of overt discrimination, by
imposing an incidental burden on interstate commerce that is markedly
greater than that on intrastate commerce. The District's AIM coatings
rule does not explicitly discriminate against interstate commerce
because it applies evenhandedly to all coatings manufactured or sold
for use within the state. At most, therefore, the District's AIM
coatings rule could have an incidental impact on interstate commerce.
In the case of incidental impacts, the Supreme Court has applied a
balancing test to evaluate the relative impacts of a state law on
interstate and intrastate commerce. See, Pike v. Bruce Church, Inc.,
397 U.S. 137 (1970). Courts have struck down even nondiscriminatory
state statutes when the burden on interstate commerce is ``clearly
excessive in relation to the putative local benefits.'' Id. at 142.
At the outset, EPA notes that it is unquestionable that the
District has a substantial and legitimate interest in obtaining VOC
emissions for the purpose of attaining the ozone NAAQS. The adverse
health consequences of exposure to ozone are well known and well
established and need not be repeated here. See, e.g., National Ambient
Air Quality Standards for Ozone: Final Response to Remand, 68 FR 614,
620-25 (January 6, 2003). Thus, the objective of the District in
adopting their AIM coatings rule is to protect the public health of the
citizens of the District. The courts have recognized a presumption of
validity where the state statute affects matters of public health and
safety. See, e.g., Kassel v. Consolidated Freightways Corp. of
Delaware, 450 U.S. 662, 671 (1980). Moreover, even where the state
statute in question is intended to achieve more general environmental
goals, courts have upheld such statutes notwithstanding incidental
impacts on out of state manufacturers of a product. See, e.g, Minnesota
v. Clover Leaf Creamery, et al., 449 U.S. 456 (1981) (upholding state
law that banned sales of milk in plastic containers to conserve energy
and ease solid waste problems).
The commenter asserts, without reference to any facts, that the
District's AIM coatings rule imposes burdens and has impacts on
consumers that are ``clearly excessive in relation to the purported
benefits * * *.'' By contrast, EPA believes that any burdens and
impacts occasioned by the District's AIM coatings rule are not so
overwhelming as to trump the District's interest in the protection of
public health. First, the District's AIM coatings rule does not
restrict the transportation of coatings in commerce itself, only the
sale of nonconforming coatings within the state's own boundaries. The
District's rule excludes coatings sold or manufactured for use outside
the state or for shipment to others (section 751.1). The District's AIM
coatings rule cannot be construed to interfere with the transportation
of coatings through the state en route to other states. As such, EPA
believes that the cases concerning impacts on the interstate modes of
transportation themselves are inapposite. See, e.g., Bibb v. Navajo
Freight Lines, 359 U.S. 520 (1938).
Second, the District's AIM coatings rule is not constructed in such
as way that it has the practical effect of requiring extraterritorial
compliance with the District's VOC limits. The District's AIM coatings
rule only governs coatings manufactured or sold for use within the
state's boundaries. The manufacturers of coatings in interstate
commerce are not compelled to take any particular action, and they
retain a range of options to comply with the rule, including, but not
limited to: (1) Ceasing sales of nonconforming products in the
District; (2) reformulating nonconforming products for sale in the
District and passing the extra costs on to consumers in that state; (3)
reformulating nonconforming products for sale more broadly; (4)
developing new lines of conforming products; or (5) entering into
production, sales or marketing agreements with companies that do
manufacture conforming products. Because manufacturers or sellers of
coatings in other states are not forced to meet the District's
regulatory requirements elsewhere, the rule does not impose the type of
obligatory extraterritorial compliance that the courts have considered
unreasonable. See, e.g., NEMA v. Sorrell, 272 F.3d 104 (2d Cir. 2000)
(state label requirement for light bulbs containing mercury sold in
that state not an impermissible restriction). It may be that the
District's AIM coatings rule will have the effect of reducing the
availability of coatings or increasing the cost of coatings within the
District, but courts typically view it as the prerogative of the state
to make regulatory decisions with such impacts upon its own citizens.
NPCA v. City of Chicago, 45 F.3d 1124 (7th Cir. 1994), cert. denied,
515 U.S. 1143 (1995) (local restriction on sales of paints used by
graffiti artists may not be the most effective means to meet objective,
but that is up to the local government to decide).
Third, the burdens of the District's AIM coatings rule typically do
not appear to fall more heavily on interstate commerce than upon
intrastate commerce. The effect on manufacturers and retailers will
fall on all manufacturers and retailers regardless of location if they
intend their products for sale within the District, and does not
[[Page 24966]]
appear to have the effect of unfairly benefitting in-state
manufacturers and retailers. The mere fact that there is a burden on
some companies in other states does not alone establish impermissible
interference with interstate commerce. See, Exxon Corp. v. Maryland,
437 U.S. 117, 126 (1978).
In addition, EPA notes that courts do not typically find violations
of the Commerce Clause in situations where states have enacted state
laws with the authorization of Congress. See, e.g., Oxygenated Fuels
Assoc., Inc. v. Davis, 63 F. Supp. 1182 (E.D. Cal. 2001) (state ban on
MTBE authorized by Congress); NEMA v. Sorell, 272 F.3d 104 (2d Cir.
2000) (RCRA's authorization of more stringent state regulations confers
a ``sturdy buffer'' against Commerce Clause challenges). Section 183(e)
of the Act governs the Federal regulation of VOCs from consumer and
commercial products, such as coatings covered by the District's AIM
coatings rule. EPA has issued a Federal regulation that provides
national standards, including VOC content limits, for such coatings.
See 40 CFR 59.400 et seq. Congress did not, however, intend section
183(e) to pre-empt additional state regulation of coatings, as is
evident in section183(e)(9) which indicates explicitly that states may
regulate such products. EPA's regulations promulgated pursuant to the
Act recognized that states might issue their own regulations, so long
as they meet or exceed the requirements of the Federal regulations.
See, e.g., the National Volatile Organic Compound Emission Standards
for Architectural Coatings, 40 CFR 59.410, and the Federal Register
which published the standards, 63 FR 48848, 48857 (September 11, 1998).
Thus, EPA believes that Congress has clearly provided that a state may
regulate coatings more stringently than other states.
In section 116 of the Act, Congress has also explicitly reserved to
states and their political subdivisions the right to adopt local rules
and regulations to impose emissions limits or otherwise abate air
pollution, unless there is a specific Federal preemption of that
authority. When Congress intended to create such Federal preemption, it
does so through explicit provisions. See, e.g., Section 209(a) of the
Act, which pertains to state or local emissions standards for motor
vehicles; and section 211 of the Act which pertains to fuel standards.
Moreover, the very structure of the Act is based upon ``cooperative
federalism,'' which contemplates that each state will develop its own
state implementation plan, and that states retain a large degree of
flexibility in choosing which sources to control and to what degree in
order to attain the NAAQS by the applicable attainment date. Union
Electric Co. v. EPA, 427 U.S. 246 (1976). Given the structure of the
Act, the mere fact that one state might choose to regulate sources
differently than another state is not, in and of itself, contrary to
the Commerce Clause.
Finally, EPA understands that there may be a practical concern that
a plethora of state regulations could create a checkerboard of
differing requirements would not be the best approach to regulating
VOCs from AIM coatings or other consumer products. Greater uniformity
of standards does have beneficial effects in terms of more cost
effective and efficient regulations. As EPA noted in its own AIM
coatings rule, national uniformity in regulations is also an important
goal because it will facilitate more effective regulation and
enforcement, and minimize the opportunities for undermining the
intended VOC emission reductions. 63 FR 48856-48857. However, EPA also
recognizes that the District and other states with longstanding ozone
nonattainment problems have local needs for VOC reductions that may
necessitate more stringent coatings regulations. Under section 116 of
the Act, states have the authority to do so, and significantly, many
states in the Northeast have joined together to prepare and promulgate
regulations more restrictive than the Federal AIM coatings rule to
apply uniformly across that region. This regional collaboration
provides regional uniformity of standards. The District may have
additional burdens to insure compliance with its rule, but for purposes
of this action, EPA presumes that the District takes appropriate
actions to enforce it as necessary. The EPA has no grounds for
disapproval of the SIP revision based upon the Commerce Clause comment.
H. Comment: The Emission Limits and Compliance Schedule in the
District of Columbia AIM Coatings Rule Are Neither Necessary nor
Appropriate To Meet Applicable Requirements of the Clean Air Act--The
commenter claims that the District AIM coatings rule is not ``necessary
or appropriate'' for inclusion in the District SIP, because EPA did not
direct the District to achieve VOC reductions through the AIM coatings
rule, but left it to the District to decide how such reduction can be
achieved. The commenter further claims that the District AIM coatings
rule is not necessary or appropriate for inclusion in the District SIP
because of the numerous alleged procedural and substantive failings on
the part of the District in promulgating the rule.
Response: EPA disagrees with this comment. If fulfillment of the
``necessary or appropriate'' condition of section 110(a)(2)(A) required
EPA to first determine that a measure was necessary or appropriate and
require a state to adopt that measure, this condition would present a
``catch 22'' situation. EPA does not generally have the authority to
require the state to enact and include in its SIP any particular
control measure, even a ``necessary'' one.\10\ However, under section
110(a)(2)(a) a control measure must be either ``necessary or
appropriate'' (emphasis added); the use of the disjunctive ``or'' does
not provide that a state must find that only a certain control measure
and no other measure will achieve the required reduction. Rather, a
state may adopt and propose for inclusion in its SIP any measure that
meets the other requirements for approvability so long as that measure
is at least as appropriate, though not exclusive, means of achieving
emissions reduction. See also, Union Elec. Co. v. EPA, 427 U.S. 246,
264-266 (1976) (holding that ``necessary'' measures are those that meet
the `minimum conditions' of the Act, and that a state ``may select
whatever mix of control devices it desires,'' even ones more stringent
than Federal standard, to achieve compliance with a NAAQS, and that
``the Administrator must approve such plans if they meet the minimum
requirements'' of section 110(a)(2) of the Act). Clearly, in light of
the Act and the case law, EPA's failure to specify the state adoption
of a specific control measure cannot dictate whether a measure is
necessary or appropriate.
---------------------------------------------------------------------------
\10\ As noted in Virginia v. EPA, 108 F.3d 1397 (D.C. Cir.
1997), EPA does have the authority within the mechanism created by
section 184 of the Act to order states to adopt control measures
recommended by the OTC, if EPA agrees with and approves that
recommendation. 108 F.3d, n.3 at 1402. As we have previously stated,
the OTC model AIM coatings rule was not developed pursuant to the
section 184 mechanism; EPA therefore has no authority to order that
the District or any other state adopt this measure in order to
reduce VOC emissions.
---------------------------------------------------------------------------
In this particular instance, the District needs reductions to
satisfy the requirements for rate-of-progress (ROP) and attainment
plans (including contingency measures) for the reclassified
Metropolitan Washington DC severe 1-hour ozone nonattainment area. It
is the District's prerogative to develop whatever rule or set of rules
it deems necessary or appropriate such that the rule or rules will
collectively achieve the additional emission reductions needed to
satisfy the ROP
[[Page 24967]]
and attainment plan requirements for its 1-hour ozone severe
nonattainment area. Because commenters might find it more necessary or
appropriate to obtain the needed VOC emission reductions elsewhere is
not a basis for EPA to disapprove the rule implementing the District's
determination of the best approach to obtain the needed reductions.
The District's April 16, 2004 SIP revision submittal (supplemented
on September 20 and November 24, 2004) provides evidence and
certification that it has the legal authority to adopt its AIM coatings
rule and that it has followed all of the requirements in the District's
law and constitution that are related to adoption of a SIP revision. As
noted in BCCA Appeal Group v. EPA, 355 F.3d 817 (5th Cir. 2004):
[T]he CAA only requires that the states provide ``necessary
assurances that the State * * * will have adequate * * * authority
under State (and as appropriate, local) law to carry out such
implementation plan (and it is not prohibited by any provision of *
* * State law from carrying out such implementation plan or portion
thereof).'' 42 U.S.C. 7410(a)(2)(E)(i). There is no statutory
requirement that the EPA review SIP submissions to ensure compliance
with state law * * * . Such a requirement would be extremely
burdensome and negate the rationale for having the state provide the
assurances in the first instance. The EPA is entitled to rely on a
state's certification unless it is clear that the SIP violates state
law, and proof thereof, such as a state court decision, is presented
to EPA during the SIP approval process. 355 F.3d 817, n.11 at 830.
The commenter has offered no proof, such as a court decision, that
the District's AIM coatings rule clearly violates local law. EPA
therefore is relying on the District's certification that it had the
legal authority to adopt its AIM coatings rule and that it has followed
all of the requirements in the District's law that are related to
adoption of this SIP revision.
I. Comment: EPA's Action To Approve or Disapprove the District's
AIM Coatings Rule Is a ``Significant Regulatory Action'' as Defined by
Executive Order 12866, 58 FR 51735 (September 30, 1993).
Response: EPA disagrees with this comment. Under Executive Order
12866 (58 FR 51735, October 4, 1993), this action is not a
``significant regulatory action'' and therefore is not subject to
review by the Office of Management and Budget. The commenter alleges
that EPA's approval of the District's AIM coatings rule is a
``significant regulatory action'' because it meets several of the
following criteria specified in Executive Order 12866: ``[it will have]
an annual effect on the economy of $100 million or more or [it will]
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or communities
* * *'' However, this action merely approves existing state law as
meeting Federal requirements. EPA's approval of this SIP revision
imposes no additional requirements beyond those imposed by state law.
Accordingly, this action meets none of the criteria listed above. Any
cost or any material adverse effects on the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or communities
exist, if at all, due to the District's approval of its state AIM
coatings rule, not by EPA's approval of that rule into the District's
SIP. If EPA failed to act on the District's AIM coatings rule, the
effects of the rule would not be changed because this rule went effect
in the District on January 1, 2005. Nothing that EPA might do at this
point in time alters that fact.
Furthermore, the District voluntarily adopted its version of the
OTC model AIM coatings rule and, as the commenter itself acknowledges,
EPA could not impose this control measure on the District. Virginia v.
EPA, 108 F.3d 1397 (D.C. Cir. 1997). EPA's approval of this state rule
merely fulfills its statutory obligation under the Act to review SIP
submissions and approve state choices, provided that they meet the
criteria of the Act.
J. Comment: The District of Columbia Has Not Analyzed the Cost-
Effectiveness of Any Reasonably Available Alternatives to the Proposed
Rule--The commenter states that the District has an obligation to
perform a thorough evaluation of the cost-effectiveness of the District
AIM coatings rule, including a comparison with the cost-effectiveness
of reasonably available alternatives. The rule, and related rulemaking
materials, do not analyze the cost-effectiveness of any reasonably
available alternatives to the proposed rule. The commenter claims that
this omission demonstrates the arbitrary and capricious nature of the
rule, and clearly is a direct violation of the laws of the District of
Columbia.
Response: EPA disagrees with this comment. The cost per ton figure
determined by the District in its economic analysis, and its decision
to rely upon information from California, are all decisions which fall
within a