Controlled Carriers Under The Shipping Act of 1984, 24581 [05-9322]
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Federal Register / Vol. 70, No. 89 / Tuesday, May 10, 2005 / Notices
concept of independence implies. In such
difficult matters, for example, as the
determination of the scope of audit
necessary, existence of such an agreement
may easily lead to the use of less extensive
or thorough procedures than would
otherwise be followed. In other cases it may
result in a failure to appraise with
professional acumen the information
disclosed by the examination. Consequently,
the accountant cannot be recognized as
independent for the purpose of certifying the
financial statements of the corporation.
(Emphasis added.)
U.S. Securities and Exchange Commission;
Office of the Chief Accountant: Application
of the Commission’s Rules on Auditor
Independence Frequently Asked Questions;
Other Matters—Question 4 (Issued December
13, 2004):
Q: Has there been any change in the
Commission’s long standing view (Financial
Reporting Policies—Section 600—602.02.f.i.
‘‘Indemnification by Client’’) that when an
accountant enters into an indemnity
agreement with the registrant, his or her
independence would come into question?
A: No. When an accountant and his or her
client, directly or through an affiliate, enter
into an agreement of indemnity which seeks
to provide the accountant immunity from
liability for his or her own negligent acts,
whether of omission or commission, the
accountant is not independent. Further,
including in engagement letters a clause that
a registrant would release, indemnify or hold
harmless from any liability and costs
resulting from knowing misrepresentations
by management would also impair the firm’s
independence. (Emphasis added.)
Dated: May 4, 2005.
Tamara J. Wiseman,
Executive Secretary, Federal Financial
Institutions Examination Council.
[FR Doc. 05–9298 Filed 5–9–05; 8:45 am]
BILLING CODE 6720–01–P, 6210–01,–P, 6714–01–P,
7535–01–P, 4810–33–P
FEDERAL MARITIME COMMISSION
Controlled Carriers Under The
Shipping Act of 1984
Federal Maritime Commission.
Notice.
AGENCY:
ACTION:
The Federal Maritime
Commission is publishing an updated
list of controlled carriers, i.e., ocean
common carriers operating in U.S.foreign trades that are owned or
controlled by foreign governments. Such
carriers are subject to special regulatory
oversight by the Commission under the
Shipping Act of 1984.
FOR FURTHER INFORMATION CONTACT:
Amy W. Larson, General Counsel,
Federal Maritime Commission, 800
North Capitol Street, NW., Washington,
DC 20573. (202) 523–5740.
SUMMARY:
VerDate jul<14>2003
16:17 May 09, 2005
Jkt 205001
The
Federal Maritime Commission is
publishing an updated list of controlled
carriers. Section 3(8) of the Shipping
Act of 1984 (‘‘Act’’), 46 U.S.C. app.
1702(3), defines a ‘‘controlled carrier’’
as:
SUPPLEMENTARY INFORMATION:
An ocean common carrier that is, or whose
operating assets are, directly or indirectly,
owned or controlled by a government;
ownership or control by a government shall
be deemed to exist with respect to any carrier
if—
(A) a majority portion of the interest in the
carrier is owned or controlled in any manner
by that government, by any agency thereof,
or by any public or private person controlled
by that government; or
(B) that government has the right to
appoint or disapprove the appointment of a
majority of the directors, the chief operating
officer, or the chief executive officer of the
carrier.
As required by the Shipping Act,
controlled carriers are subject to special
oversight by the Commission. Section
9(a) of the Act, 46 U.S.C. app. 1708(a),
states, in part:
No controlled carrier subject to this section
may maintain rates or charges in its tariffs or
service contracts, or charge or assess rates,
that are below a level that is just and
reasonable, nor may any such carrier
establish, maintain, or enforce unjust or
unreasonable classifications, rules, or
regulations in those tariffs or service
contracts. An unjust or unreasonable
classification, rule, or regulation means one
that results or is likely to result in the
carriage or handling of cargo at rates or
charges that are below a just and reasonable
level. The Commission may, at any time after
notice and hearing, prohibit the publication
or use of any rates, charges, classifications,
rules, or regulations that the controlled
carrier has failed to demonstrate to be just
and reasonable.
Congress enacted these protections to
ensure that controlled carriers, whose
marketplace decision making can be
influenced by foreign governmental
priorities or by their access to nonmarket sources of capital, do not engage
in unreasonable below-market pricing
practices which could disrupt trade or
harm privately-owned shipping
companies.
The controlled carrier list is not a
comprehensive list of foreign-owned or
-controlled ships or shipowners; rather,
it is only a list of ocean common carriers
(as defined in section 3(16) of the Act)
that are owned or controlled by
governments. Thus, tramp operators and
other non-common carriers are not
included, nor are non-vessel-operating
common carriers, regardless of their
ownership or control.
Since the last publication of this list
on June 9, 2003 (68 FR 34388), the
Commission has newly classified two
PO 00000
Frm 00084
Fmt 4703
Sfmt 4703
24581
ocean common carriers as controlled
carriers. On September 27, 2004,
American President Lines, Ltd. and APL
Co. Pte, Ltd. (one ocean common carrier
designated ‘‘APL’’) was classified as a
carrier controlled by the Government of
the Republic of Singapore (‘‘GOS’’). The
majority ownership of APL’s parent
company, Neptune Orient Lines
(‘‘NOL’’) had been purchased by a GOS
controlled holding company. On
November 29, 2004, the Commission
classified China Shipping (Hong Kong),
Ltd. (‘‘CSHK’’) as a carrier controlled by
the Government of the People’s
Republic of China. CSHK was a new
entrant in the U.S.-foreign trades.
Neither APL nor CSHK raised any
objections to these classifications.
It is requested that any other
information regarding possible
omissions or inaccuracies in this list be
provided to the Commission’s Office of
the General Counsel. See 46 CFR 501.23.
The amended list of currently classified
controlled carriers and their
corresponding Commission-issued
Registered Persons Index numbers is set
forth below:
(1) American President Lines, Ltd and
APL Co., Pte. (RPI No. 000240)—
Republic of Singapore;
(2) Ceylon Shipping Corporation (RPI
No. 016589)—Democratic Socialist
Republic of Sri Lanka;
(3) COSCO Container Lines Company,
Limited (RPI No. 015614)—People’s
Republic of China;
(4) China Shipping Container Lines Co.,
Ltd. (RPI No. 016435)—People’s
Republic of China;
(5) China Shipping Container Lines
(Hong Kong) Company, Ltd. (RPI No.
019269)—People’s Republic of China;
(6) Compagnie Nationale Algerienne de
Navigation (RPI No. 000787)—
People’s Democratic Republic of
Algeria;
(7) Sinotrans Container Lines Co., Ltd.
(d/b/a Sinolines)(RPI No. 017703)—
People’s Republic of China;
(8) Shipping Corporation of India Ltd.,
The (RPI No. 001141)—Republic of
India.
By the Commission.
Bryant L. VanBrakle,
Secretary.
[FR Doc. 05–9322 Filed 5–9–05; 8:45 am]
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E:\FR\FM\10MYN1.SGM
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[Federal Register Volume 70, Number 89 (Tuesday, May 10, 2005)]
[Notices]
[Page 24581]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-9322]
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FEDERAL MARITIME COMMISSION
Controlled Carriers Under The Shipping Act of 1984
AGENCY: Federal Maritime Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Federal Maritime Commission is publishing an updated list
of controlled carriers, i.e., ocean common carriers operating in U.S.-
foreign trades that are owned or controlled by foreign governments.
Such carriers are subject to special regulatory oversight by the
Commission under the Shipping Act of 1984.
FOR FURTHER INFORMATION CONTACT: Amy W. Larson, General Counsel,
Federal Maritime Commission, 800 North Capitol Street, NW., Washington,
DC 20573. (202) 523-5740.
SUPPLEMENTARY INFORMATION: The Federal Maritime Commission is
publishing an updated list of controlled carriers. Section 3(8) of the
Shipping Act of 1984 (``Act''), 46 U.S.C. app. 1702(3), defines a
``controlled carrier'' as:
An ocean common carrier that is, or whose operating assets are,
directly or indirectly, owned or controlled by a government;
ownership or control by a government shall be deemed to exist with
respect to any carrier if--
(A) a majority portion of the interest in the carrier is owned
or controlled in any manner by that government, by any agency
thereof, or by any public or private person controlled by that
government; or
(B) that government has the right to appoint or disapprove the
appointment of a majority of the directors, the chief operating
officer, or the chief executive officer of the carrier.
As required by the Shipping Act, controlled carriers are subject to
special oversight by the Commission. Section 9(a) of the Act, 46 U.S.C.
app. 1708(a), states, in part:
No controlled carrier subject to this section may maintain rates
or charges in its tariffs or service contracts, or charge or assess
rates, that are below a level that is just and reasonable, nor may
any such carrier establish, maintain, or enforce unjust or
unreasonable classifications, rules, or regulations in those tariffs
or service contracts. An unjust or unreasonable classification,
rule, or regulation means one that results or is likely to result in
the carriage or handling of cargo at rates or charges that are below
a just and reasonable level. The Commission may, at any time after
notice and hearing, prohibit the publication or use of any rates,
charges, classifications, rules, or regulations that the controlled
carrier has failed to demonstrate to be just and reasonable.
Congress enacted these protections to ensure that controlled carriers,
whose marketplace decision making can be influenced by foreign
governmental priorities or by their access to non-market sources of
capital, do not engage in unreasonable below-market pricing practices
which could disrupt trade or harm privately-owned shipping companies.
The controlled carrier list is not a comprehensive list of foreign-
owned or -controlled ships or shipowners; rather, it is only a list of
ocean common carriers (as defined in section 3(16) of the Act) that are
owned or controlled by governments. Thus, tramp operators and other
non-common carriers are not included, nor are non-vessel-operating
common carriers, regardless of their ownership or control.
Since the last publication of this list on June 9, 2003 (68 FR
34388), the Commission has newly classified two ocean common carriers
as controlled carriers. On September 27, 2004, American President
Lines, Ltd. and APL Co. Pte, Ltd. (one ocean common carrier designated
``APL'') was classified as a carrier controlled by the Government of
the Republic of Singapore (``GOS''). The majority ownership of APL's
parent company, Neptune Orient Lines (``NOL'') had been purchased by a
GOS controlled holding company. On November 29, 2004, the Commission
classified China Shipping (Hong Kong), Ltd. (``CSHK'') as a carrier
controlled by the Government of the People's Republic of China. CSHK
was a new entrant in the U.S.-foreign trades. Neither APL nor CSHK
raised any objections to these classifications.
It is requested that any other information regarding possible
omissions or inaccuracies in this list be provided to the Commission's
Office of the General Counsel. See 46 CFR 501.23. The amended list of
currently classified controlled carriers and their corresponding
Commission-issued Registered Persons Index numbers is set forth below:
(1) American President Lines, Ltd and APL Co., Pte. (RPI No. 000240)--
Republic of Singapore;
(2) Ceylon Shipping Corporation (RPI No. 016589)--Democratic Socialist
Republic of Sri Lanka;
(3) COSCO Container Lines Company, Limited (RPI No. 015614)--People's
Republic of China;
(4) China Shipping Container Lines Co., Ltd. (RPI No. 016435)--People's
Republic of China;
(5) China Shipping Container Lines (Hong Kong) Company, Ltd. (RPI No.
019269)--People's Republic of China;
(6) Compagnie Nationale Algerienne de Navigation (RPI No. 000787)--
People's Democratic Republic of Algeria;
(7) Sinotrans Container Lines Co., Ltd. (d/b/a Sinolines)(RPI No.
017703)--People's Republic of China;
(8) Shipping Corporation of India Ltd., The (RPI No. 001141)--Republic
of India.
By the Commission.
Bryant L. VanBrakle,
Secretary.
[FR Doc. 05-9322 Filed 5-9-05; 8:45 am]
BILLING CODE 6730-01-P