Delegations of Authority, 21262-21263 [05-8170]
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Federal Register / Vol. 70, No. 78 / Monday, April 25, 2005 / Notices
C. Acceleration
The Commission finds good cause for
approving proposed Amendment No. 2
before the 30th day after the date of
publication of notice of filing thereof in
the Federal Register. In Amendment
No. 2, Amex made minor modifications
to the rule text and corresponding
description, which clarified the scope of
the proposal. The Commission believes
that Amendment No. 2 will facilitate
application of the Exchange’s generic
listing standards and enable more
expeditious review and listing of Index
Securities by Amex, reducing
administrative burdens and benefiting
the investing public. Thus, the
Commission finds good cause to
accelerate approval of the proposed rule
change, as amended.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning Amendment No.
2, including whether Amendment No. 2
is consistent with the Act. Comments
may be submitted by any of the
following methods:
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Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–Amex–2005–001 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Jonathan G. Katz, Secretary,
Securities and Exchange Commission,
450 Fifth Street, NW., Washington, DC
20549–0609.
All submissions should refer to File
Number SR–Amex–2005–001. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
VerDate Nov<24>2008
14:51 Oct 19, 2009
Jkt 220001
Section, 450 Fifth Street, NW.,
Washington, DC 20549. Copies of such
filing also will be available for
inspection and copying at the principal
office of the Amex. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Amex–
2005–001 and should be submitted on
or before May 16, 2005.
V. Conclusion
It is therefore ordered, pursuant to
section 19(b)(2) of the Act,33 that the
proposed rule change (SR–Amex–2005–
001), as modified by Amendment No. 1,
is hereby approved, and that
Amendment No. 2 to the proposed rule
change is hereby approved on an
accelerated basis.
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.34
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. E5–1949 Filed 4–22–05; 8:45 am]
BILLING CODE 8010–01–P
SMALL BUSINESS ADMINISTRATION
Delegations of Authority
Small Business Administration.
Notice of Delegations of
Authority.
AGENCY:
ACTION:
SUMMARY: This document provides the
public notice of the delegations of
authority for lender oversight and
enforcement activities by the
Administrator of the Small Business
Administration (SBA) to the Associate
Administrator for the Office of Lender
Oversight, the Lender Oversight
Committee, and the Associate Deputy
Administrator for Capital Access.
FOR FURTHER INFORMATION CONTACT:
Janet A. Tasker, Associate Administrator
for the Office of Lender Oversight, or
Diane K. Wright, Attorney Advisor, U.S.
Small Business Administration, 409 3rd
Street, SW., Washington, DC 20416,
telephone numbers: (202) 205–3049 or
(202) 205–6642, respectively; facsimile
number: (202) 205–6846; and electronic
mail: janet.tasker@sba.gov or
diane.wright@sba.gov, respectively.
SUPPLEMENTARY INFORMATION: This
publication provides the public notice
of the Administrator’s delegations of
authority with respect to SBA’s lender
33 15
34 17
PO 00000
U.S.C. 78s(b)(2).
CFR 200.30–3(a)(12).
Frm 00090
Fmt 4703
Sfmt 4703
oversight and enforcement activities. It
follows in time the Administrator’s
approval of designated responsibilities
of SBA’s Office of Lender Oversight. It
also incorporates specific authorities
enacted in Pub. L. 108–447, Division K
(December 7, 2004) or promulgated in
SBA regulations codified at 13 CFR part
120 or part 145. Delegation of Authority
12–G reads as follows:
Delegation of Authority No. 12–G.
I. The Administrator of the SBA,
Hector V. Barreto, pursuant to the
authority vested in him by the Small
Business Act, 15 U.S.C. 631, as
amended, and the Small Business
Investment Act of 1958, 15 U.S.C. 661,
as amended, hereby delegates the
following authorities:
A. To the Associate Administrator for
the Office of Lender Oversight (AA/
OLO):
1. Lender Oversight Activities.
a. To direct and coordinate SBA’s
lender oversight activities.
b. To review, examine, monitor, and
assess the risks to SBA loan programs
of, SBA lenders [including but not
limited to Small Business Lending
Companies (SBLCs); non-Federally
regulated lenders (as defined in Section
3(r)(2) of the Small Business Act); other
7(a) lenders; Certified Development
Companies (CDCs); and intermediaries
participating in SBA’s Microloan
Program (as defined in 13 CFR
120.701(e))] using a variety of oversight
tools, including but not limited to:
SBA’s Loan and Lender Monitoring
System (L/LMS); on-site reviews; off-site
monitoring and evaluation; and lender
ratings.
c. To set capital standards for SBLCs.
d. To assume responsibility for
follow-up and day-to-day dealings with
lenders with higher risk ratings of 4 or
5, other than servicing actions on
individual loans (which will be
reviewed by the Office of Financial
Assistance (OFA)), including but not
limited to approving delegations of
program authority (for example new
authority, renewal of authority, or
expansion of authority in the Preferred
Lender Program, Express Program,
Premier Certified Lender Program or any
other delegated program authority
established in the future).
e. To head and direct the activities of
the Bureau of PCLP Oversight.
f. To take all other actions relating to
lender oversight activities that are not
otherwise delegated to others pursuant
to these Delegations of Authority.
2. Enforcement Actions.
a. To make recommendations to the
Lender Oversight Committee relating to
enforcement actions against lenders
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Federal Register / Vol. 70, No. 78 / Monday, April 25, 2005 / Notices
with higher risk ratings (ratings of 4 or
5).
b. To take enforcement actions against
lenders with higher risk ratings (ratings
of 4 or 5) as approved by the Lender
Oversight Committee and, if necessary,
as approved by the Administrator or
his/her authorized delegatee, with the
concurrence of the Office of General
Counsel.
c. To take all other actions in
connection with lender oversight
enforcement for lenders with higher risk
ratings (ratings of 4 or 5) that are not
otherwise delegated to others pursuant
to these Delegations of Authority.
d. To take other actions in connection
with lender oversight enforcement as
permitted by regulation.
3. Policy, Program, and Portfolio
Analysis.
a. To provide the Office of Capital
Access (OCA) and appropriate program
management offices with independent
policy, program and portfolio analysis
for SBA’s loan programs and portfolios.
b. To monitor changes in accounting,
banking, and financial industries
relative to small business lending, and
recommend appropriate modification of
SBA oversight and lending policies.
c. To conduct reviews of the
guaranteed purchase review process,
practices and decisions.
d. To provide L/LMS administration
and support.
4. To serve as the debarring and
suspending official for SBA’s financial
assistance programs in accordance with
current regulations.
5. To take all other actions in
connection with matters related to
SBA’s Lender Oversight Program and to
do and perform and to assent to the
doing and performance of, each and
every act and thing requisite and proper
to effectuate the powers granted herein.
B. To the Lender Oversight
Committee:
1. To review reports on lender
oversight activities.
2. To review enforcement action
recommendations of the AA/OLO for
lenders with higher risk ratings (ratings
of 4 or 5), and
a. With respect to enforcement actions
under Sections 23(b) (directive to
increase capital for SBLC), 23(d)
(revocation or suspension of loan
authority of SBLC/non-Federally
regulated lender), and 23(e) (cease and
desist order issued to SBLC/nonFederally regulated lender) of the Small
Business Act, to vote to recommend this
or another action or to vote to not
recommend action, to the Administrator
or his/her authorized delegatee, and
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14:51 Oct 19, 2009
Jkt 220001
b. With respect to all other
enforcement actions, to vote to approve,
disapprove, or modify the action.
3. To review OLO’s budget, staffing,
and operating plans.
4. To take such other actions and
perform such other functions as may be
formally adopted by SOP or otherwise.
C. To the Associate Deputy
Administrator for Capital Access (ADA/
CA):
1. In addition to the powers and
authorities already delegated to the
ADA/CA, to issue a directive to one or
more SBLCs that he/she determines is
being operated in an imprudent manner
to increase capital to such level as he/
she determines will result in the safe
and sound operation of the SBLC, in
accordance with SBA regulations.
II. The authorities delegated to the
AA/OLO, except the authority to change
assigned ratings, may be redelegated.
III. The authorities delegated to the
AA/OLO may be exercised by any SBA
employee officially designated as Acting
in the position.
IV. The authority delegated herein to
the ADA/CA may be exercised by any
SBA employee officially designated as
Acting in the position.
V. Other than the authority delegated
to the Lender Oversight Committee in
Paragraph I.B.2.b., the authorities
delegated herein to the Lender
Oversight Committee and the ADA/CA
may not be redelegated. With regard to
the Paragraph I.B.2.b., the Lender
Oversight Committee may delegate
authority to the AA/OLO to approve
certain specified enforcement actions.
VI. The authorities delegated herein
can only be revoked by the
Administrator and in writing.
VII. All previous delegations that are
contrary to these delegations are hereby
revoked.
VIII. These delegations of authority
may be amended from time to time.
Authority: 15 U.S.C. 634(b)(7); 15 U.S.C.
687(f); 15 U.S.C. 650; 15 U.S.C. 696(3)(A); 15
U.S.C. 697(a)(2); 15 U.S.C. 697e(c)(8); and
Pub.L. 104–208, Division D, Title I, Section
103(h) (September 30, 1996).
Dated: April 19, 2005.
Hector V. Barreto,
Administrator.
[FR Doc. 05–8170 Filed 4–22–05; 8:45 am]
BILLING CODE 8025–01–P
SOCIAL SECURITY ADMINISTRATION
Agency Information Collection
Activities: Proposed Request and
Comment Request
The Social Security Administration
(SSA) publishes a list of information
PO 00000
Frm 00091
Fmt 4703
Sfmt 4703
21263
collection packages that will require
clearance by the Office of Management
and Budget (OMB) in compliance with
Public Law 104–13, the Paperwork
Reduction Act of 1995, effective October
1, 1995. The information collection
packages that may be included in this
notice are for new information
collections, approval of existing
information collections, revisions to
OMB-approved information collections,
and extensions (no change) of OMBapproved information collections.
SSA is soliciting comments on the
accuracy of the agency’s burden
estimate; the need for the information;
its practical utility; ways to enhance its
quality, utility, and clarity; and on ways
to minimize burden on respondents,
including the use of automated
collection techniques or other forms of
information technology. Written
comments and recommendations
regarding the information collection(s)
should be submitted to the OMB Desk
Officer and the SSA Reports Clearance
Officer. The information can be mailed
and/or faxed to the individuals at the
addresses and fax numbers listed below:
(OMB), Office of Management and
Budget, Attn: Desk Officer for SSA;
Fax: (202) 395–6974.
(SSA), Social Security Administration,
DCFAM, Attn: Reports Clearance
Officer, 1338 Annex Building, 6401
Security Blvd., Baltimore, MD 21235;
Fax: (410) 965–6400.
I. The information collections listed
below are pending at SSA and will be
submitted to OMB within 60 days from
the date of this notice. Therefore, your
comments should be submitted to SSA
within 60 days from the date of this
publication. You can obtain copies of
the collection instruments by calling the
SSA Reports Clearance Officer at (410)
965–0454 or by writing to the address
listed above.
1. Record of SSI Inquiry—20 CFR
416.345—0960–0140.
Form SSA–3462 is completed by SSA
personnel via telephone or personal
interview, and it is used to determine
potential eligibility for Supplemental
Security Income (SSI) benefits. The
respondents are individuals who
inquire about SSI eligibility for
themselves or someone else.
Type of Request: Extension of an
OMB-approved information collection.
Number of Respondents: 2,134,100.
Frequency of Response: 1.
Average Burden per Response: 5
minutes.
Estimated Annual Burden: 177,842
hours.
2. The Ticket to Work and SelfSufficiency Program—20 CFR 411.160–
.730—0960–0644.
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Agencies
[Federal Register Volume 70, Number 78 (Monday, April 25, 2005)]
[Notices]
[Pages 21262-21263]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-8170]
=======================================================================
-----------------------------------------------------------------------
SMALL BUSINESS ADMINISTRATION
Delegations of Authority
AGENCY: Small Business Administration.
ACTION: Notice of Delegations of Authority.
-----------------------------------------------------------------------
SUMMARY: This document provides the public notice of the delegations of
authority for lender oversight and enforcement activities by the
Administrator of the Small Business Administration (SBA) to the
Associate Administrator for the Office of Lender Oversight, the Lender
Oversight Committee, and the Associate Deputy Administrator for Capital
Access.
FOR FURTHER INFORMATION CONTACT: Janet A. Tasker, Associate
Administrator for the Office of Lender Oversight, or Diane K. Wright,
Attorney Advisor, U.S. Small Business Administration, 409 3rd Street,
SW., Washington, DC 20416, telephone numbers: (202) 205-3049 or (202)
205-6642, respectively; facsimile number: (202) 205-6846; and
electronic mail: janet.tasker@sba.gov or diane.wright@sba.gov,
respectively.
SUPPLEMENTARY INFORMATION: This publication provides the public notice
of the Administrator's delegations of authority with respect to SBA's
lender oversight and enforcement activities. It follows in time the
Administrator's approval of designated responsibilities of SBA's Office
of Lender Oversight. It also incorporates specific authorities enacted
in Pub. L. 108-447, Division K (December 7, 2004) or promulgated in SBA
regulations codified at 13 CFR part 120 or part 145. Delegation of
Authority 12-G reads as follows:
Delegation of Authority No. 12-G.
I. The Administrator of the SBA, Hector V. Barreto, pursuant to the
authority vested in him by the Small Business Act, 15 U.S.C. 631, as
amended, and the Small Business Investment Act of 1958, 15 U.S.C. 661,
as amended, hereby delegates the following authorities:
A. To the Associate Administrator for the Office of Lender
Oversight (AA/OLO):
1. Lender Oversight Activities.
a. To direct and coordinate SBA's lender oversight activities.
b. To review, examine, monitor, and assess the risks to SBA loan
programs of, SBA lenders [including but not limited to Small Business
Lending Companies (SBLCs); non-Federally regulated lenders (as defined
in Section 3(r)(2) of the Small Business Act); other 7(a) lenders;
Certified Development Companies (CDCs); and intermediaries
participating in SBA's Microloan Program (as defined in 13 CFR
120.701(e))] using a variety of oversight tools, including but not
limited to: SBA's Loan and Lender Monitoring System (L/LMS); on-site
reviews; off-site monitoring and evaluation; and lender ratings.
c. To set capital standards for SBLCs.
d. To assume responsibility for follow-up and day-to-day dealings
with lenders with higher risk ratings of 4 or 5, other than servicing
actions on individual loans (which will be reviewed by the Office of
Financial Assistance (OFA)), including but not limited to approving
delegations of program authority (for example new authority, renewal of
authority, or expansion of authority in the Preferred Lender Program,
Express Program, Premier Certified Lender Program or any other
delegated program authority established in the future).
e. To head and direct the activities of the Bureau of PCLP
Oversight.
f. To take all other actions relating to lender oversight
activities that are not otherwise delegated to others pursuant to these
Delegations of Authority.
2. Enforcement Actions.
a. To make recommendations to the Lender Oversight Committee
relating to enforcement actions against lenders
[[Page 21263]]
with higher risk ratings (ratings of 4 or 5).
b. To take enforcement actions against lenders with higher risk
ratings (ratings of 4 or 5) as approved by the Lender Oversight
Committee and, if necessary, as approved by the Administrator or his/
her authorized delegatee, with the concurrence of the Office of General
Counsel.
c. To take all other actions in connection with lender oversight
enforcement for lenders with higher risk ratings (ratings of 4 or 5)
that are not otherwise delegated to others pursuant to these
Delegations of Authority.
d. To take other actions in connection with lender oversight
enforcement as permitted by regulation.
3. Policy, Program, and Portfolio Analysis.
a. To provide the Office of Capital Access (OCA) and appropriate
program management offices with independent policy, program and
portfolio analysis for SBA's loan programs and portfolios.
b. To monitor changes in accounting, banking, and financial
industries relative to small business lending, and recommend
appropriate modification of SBA oversight and lending policies.
c. To conduct reviews of the guaranteed purchase review process,
practices and decisions.
d. To provide L/LMS administration and support.
4. To serve as the debarring and suspending official for SBA's
financial assistance programs in accordance with current regulations.
5. To take all other actions in connection with matters related to
SBA's Lender Oversight Program and to do and perform and to assent to
the doing and performance of, each and every act and thing requisite
and proper to effectuate the powers granted herein.
B. To the Lender Oversight Committee:
1. To review reports on lender oversight activities.
2. To review enforcement action recommendations of the AA/OLO for
lenders with higher risk ratings (ratings of 4 or 5), and
a. With respect to enforcement actions under Sections 23(b)
(directive to increase capital for SBLC), 23(d) (revocation or
suspension of loan authority of SBLC/non-Federally regulated lender),
and 23(e) (cease and desist order issued to SBLC/non-Federally
regulated lender) of the Small Business Act, to vote to recommend this
or another action or to vote to not recommend action, to the
Administrator or his/her authorized delegatee, and
b. With respect to all other enforcement actions, to vote to
approve, disapprove, or modify the action.
3. To review OLO's budget, staffing, and operating plans.
4. To take such other actions and perform such other functions as
may be formally adopted by SOP or otherwise.
C. To the Associate Deputy Administrator for Capital Access (ADA/
CA):
1. In addition to the powers and authorities already delegated to
the ADA/CA, to issue a directive to one or more SBLCs that he/she
determines is being operated in an imprudent manner to increase capital
to such level as he/she determines will result in the safe and sound
operation of the SBLC, in accordance with SBA regulations.
II. The authorities delegated to the AA/OLO, except the authority
to change assigned ratings, may be redelegated.
III. The authorities delegated to the AA/OLO may be exercised by
any SBA employee officially designated as Acting in the position.
IV. The authority delegated herein to the ADA/CA may be exercised
by any SBA employee officially designated as Acting in the position.
V. Other than the authority delegated to the Lender Oversight
Committee in Paragraph I.B.2.b., the authorities delegated herein to
the Lender Oversight Committee and the ADA/CA may not be redelegated.
With regard to the Paragraph I.B.2.b., the Lender Oversight Committee
may delegate authority to the AA/OLO to approve certain specified
enforcement actions.
VI. The authorities delegated herein can only be revoked by the
Administrator and in writing.
VII. All previous delegations that are contrary to these
delegations are hereby revoked.
VIII. These delegations of authority may be amended from time to
time.
Authority: 15 U.S.C. 634(b)(7); 15 U.S.C. 687(f); 15 U.S.C. 650;
15 U.S.C. 696(3)(A); 15 U.S.C. 697(a)(2); 15 U.S.C. 697e(c)(8); and
Pub.L. 104-208, Division D, Title I, Section 103(h) (September 30,
1996).
Dated: April 19, 2005.
Hector V. Barreto,
Administrator.
[FR Doc. 05-8170 Filed 4-22-05; 8:45 am]
BILLING CODE 8025-01-P