Bureau of Educational and Cultural Affairs (ECA) Request for Grant Proposal for Study of the U.S. Institute on U.S. National Security: U.S. National Security Policymaking in a Post 9/11 World, 19831-19836 [05-7510]
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Federal Register / Vol. 70, No. 71 / Thursday, April 14, 2005 / Notices
DEPARTMENT OF STATE
[Public Notice 5050]
Bureau of Educational and Cultural
Affairs (ECA) Request for Grant
Proposal for Study of the U.S. Institute
on U.S. National Security: U.S. National
Security Policymaking in a Post 9/11
World
Announcement Type: New
Cooperative Agreement.
Funding Opportunity Number: ECA/
A/E/USS–05–10–NS.
Catalog of Federal Domestic
Assistance Number: 19.418.
Key Dates: Application Deadline: June
6, 2005.
Executive Summary: The Branch for
the Study of the U.S., Office of
Academic Exchange Programs, Bureau
of Educational and Cultural Affairs
(ECA/A/E/USS), announces an open
competition for public and private nonprofit organizations to develop and
implement the Study of the United
States Institute on U.S. National
Security: U.S. National Security
Policymaking in a Post 9/11 World. This
institute, for a multinational group of 18
experienced foreign university
educators and other professionals, is
intended to provide participants with a
deeper understanding of U.S.
approaches to national security
policymaking, past and present, in order
to strengthen curricula and to improve
the quality of teaching about the United
States at universities and other
institutions abroad. The institute should
be designed as intensive, academically
rigorous seminars for scholars and other
professionals from outside the United
States and should have a strong central
theme and focus. It should also have a
strong contemporary component.
It is anticipated that this grant will be
awarded on or about August 1, 2005 and
program activities should begin shortly
thereafter. The program, which should
be six weeks in length, will be
conducted during the winter of 2006
and must include an academic
residency segment of at least four weeks
duration at a U.S. college or university
campus (or other appropriate U.S.
location) and a study tour segment of
not more than two weeks that should
complement the learning gained during
the academic residency segment. The
study tour segment must include a visit
to Washington involving substantive
briefings by high-ranking national
security policy professionals from the
Department of State, other relevant U.S.
government agencies and private
institutions.
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I. Funding Opportunity Description
Authority: Overall grant making
authority for this program is contained
in the Mutual Educational and Cultural
Exchange Act of 1961, Public Law 87–
256, as amended, also known as the
Fulbright-Hays Act. The purpose of the
Act is ‘‘to enable the Government of the
United States to increase mutual
understanding between the people of
the United States and the people of
other countries * * *; to strengthen the
ties which unite us with other nations
by demonstrating the educational and
cultural interests, developments, and
achievements of the people of the
United States and other nations * * *
and thus to assist in the development of
friendly, sympathetic and peaceful
relations between the United States and
the other countries of the world.’’ The
funding authority for this institute is
provided through legislation.
Purpose: The Bureau is seeking a
detailed proposal for a Study of the
United States (U.S.) Institute on U.S.
National Security issues from colleges,
universities, consortia of colleges and
universities, and other not-for-profit
academic organizations that have an
established reputation in one or more of
the following fields: political science,
international relations, law, military
science, and/or other disciplines or subdisciplines related to the program
themes.
This Study of the U.S. Institute
should provide a multinational group of
up to 18 experienced foreign university
faculty and other professionals with a
deeper understanding of the process of
U.S. national security policymaking.
The institute should be organized
around a central theme or themes in
U.S. national security policy planning
and formulation and should have a
strong contemporary component.
Through a combination of traditional,
multi-disciplinary and interdisciplinary
approaches, program content should be
imaginatively integrated in order to
elucidate the history and evolution of
U.S. institutions and values, broadly
defined. The program should also serve
to illuminate contemporary political,
social, and economic debates in
American society.
The institute is intended to offer
foreign scholars and other professionals
whose professional work focuses in
whole or in substantial part on the
United States the opportunity to deepen
their understanding of American
society, culture and institutions. Their
ultimate goal is to strengthen curricula,
to improve the quality of teaching, and
to broaden understanding of U.S.
national security policymaking in
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universities and other institutions of
influence abroad.
The project director or one of the key
program staff responsible for the
academic program must have an
advanced degree in one of the following
fields: political science, international
relations, law, military science, and/or
other disciplines or sub-disciplines
related to the program themes. Staff
escorts traveling under the cooperative
agreement must have demonstrated
qualifications to perform this service.
The program must conform with Bureau
requirements and guidelines outlined in
the Solicitation Package. Bureau
programs are subject to the availability
of funds.
The institute should be designed as
intensive, academically rigorous
seminars intended for an experienced
group of fellow scholars from outside
the United States. The institute should
be organized through an integrated
series of lectures, readings, seminar
discussions, regional travel and site
visits, and should also include some
opportunity for limited but welldirected independent research.
Applicants are encouraged to design a
thematically coherent program in ways
that draw upon the particular strengths,
faculty and resources of their
institutions as well as upon the
nationally recognized expertise of
scholars and other experts throughout
the United States.
This Study of the United States
Institute program should seek to:
1. Provide participants with a survey
of contemporary scholarship within the
institute’s governing academic
discipline, delineating the current
scholarly debate within the field. In this
regard the seminar should indicate how
prevailing academic practice in the
discipline represents both a
continuation of and a departure from
past scholarly trends and practices. It is
expected that presenters from other
institutions will be brought in, as
appropriate. Please note that the ways
these alternative schools of thought will
be presented should be clearly
described in the proposal;
2. Bring an interdisciplinary or multidisciplinary focus to bear on the
program content;
3. Give participants a multidimensional examination of U.S. society
and institutions that reflects a broad and
balanced range of perspectives and
responsible views. The program should
include the views not only of scholars,
but also those of other professionals
such as government officials, private
practitioners and others who can
substantively contribute to the topics at
issue; and,
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4. Ensure access to library and
material resources that will enable
grantees to continue their research,
study and curriculum development
upon returning to their home
institutions.
Program Description
(1) Study of the U.S. Institute on U.S.
National Security: U.S. National
Security Policymaking in a Post 9/11
World
This Institute should provide a
multinational group of 18 experienced
foreign university faculty and other
professionals with an opportunity to
increase their understanding of the
foundations and formulation of U.S.
national security policy, with specific
reference to U.S. views on what
constitutes basic U.S. national security
and defense requirements and how
those views have evolved in the postCold War era and in the ongoing global
fight against terror. The program should
be multi-disciplinary in approach and
should examine various historical,
political, geographic, and economic
factors in involved in the making of U.S.
national security policy.
Participants: As specified in the
Project Objectives, Goals and
Implementation (POGI) guidelines in
the solicitation package, the program
should be designed for highly-motivated
and experienced multinational groups
of 18 post-secondary educators and
other professionals, and, in some cases,
government officials. Participants will
be interested in taking part in an
intensive seminar on aspects of U.S.
approaches to national security
policymaking as a means to develop or
improve courses and teaching about the
United States at their home institutions.
Participants will be diverse in terms
of age, professional position, and travel
experience abroad. Participants can be
expected to come from educational
institutions where the study of the U.S.
is relatively well-developed as well as
from institutions that are just beginning
to introduce courses and programs
focusing on the United States. While
participants may not have in-depth
knowledge of the particular institute
program theme, they will likely have
had exposure to the relevant discipline
and some experience teaching about the
United States.
Participants will be drawn from all
regions of the world and will be fluent
or proficient in the English language.
Participants will be nominated by
Fulbright Commissions and by U.S.
Embassies abroad. A final list of
participants will be sent to the grantee
institution. The grantee institutions will
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participate in the selection of
participants.
Program Dates: It is anticipated that
this grant will be awarded on or about
August 1, 2005 and program activities
should begin shortly thereafter. Ideally,
the institute should be 44 days in length
(including participant arrival and
departure days) and should begin in
early January and end in mid- or late
February 2006.
Program Guidelines: It is critically
important that proposals provide a full,
detailed and comprehensive narrative
describing the objectives of the institute;
the title, scope and content of each
session; and, how each session relates to
the overall institute theme. A syllabus
must therefore indicate the subject
matter for each lecture or panel
discussion, confirm or provisionally
identify proposed lecturers and
discussants, and clearly show how
assigned readings will support each
session. A calendar of all activities for
the program must also be included. In
addition to the individual review
criteria referenced in Section V.1.,
proposals will be reviewed on the basis
of their fullness, coherence, clarity, and
attention to detail.
Note: In a cooperative agreement, ECA/A/
E/USS is substantially involved in program
activities above and beyond routine grant
monitoring. ECA/A/E/USS activities and
responsibilities for this program are as
follows: ECA/A/E/USS will participate in the
selection of participants, will exercise
oversight with one or more site visits, will
coordinate and arrange briefings by officials
from the Department of State, and will
debrief participants. ECA/A/E/USS may also
require changes in the content of the program
as well as the activities proposed either
before or after the grant is awarded.
II. Award Information
Type of Award: Cooperative
Agreement. ECA’s level of involvement
in this program is listed under number
I above.
Fiscal Year Funds: FY–05.
Approximate Total Funding:
$260,000.
Number of Awards: 1.
Approximate Average Award:
$260,000.
Floor of Award Range: $220,000.
Ceiling of Award Range: $260,000.
Anticipated Award Date: Pending
availability of funds, August 1, 2005.
Anticipated Project Completion Date:
March 30, 2006.
Additional Information: Pending
successful implementation of this
program and the availability of funds in
subsequent fiscal years, it is ECA’s
intent to renew this grant for two
additional fiscal years, before openly
competing it again.
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III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by
public and private non-profit
organizations meeting the provisions
described in Internal Revenue Code
section 26 U.S.C. 501(c)(3).
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum
percentage required for this
competition. However, the Bureau
encourages applicants to provide
maximum levels of cost sharing and
funding in support of its programs.
When cost sharing is offered, it is
understood and agreed that the
applicant must provide the amount of
cost sharing as stipulated in its proposal
and later included in an approved grant
agreement. Cost sharing may be in the
form of allowable direct or indirect
costs. For accountability, you must
maintain written records to support all
costs which are claimed as your
contribution, as well as costs to be paid
by the Federal government. Such
records are subject to audit. The basis
for determining the value of cash and
in-kind contributions must be in
accordance with OMB Circular A–110,
(Revised), subpart C.23—Cost Sharing
and Matching. In the event you do not
provide the minimum amount of cost
sharing as stipulated in the approved
budget, ECA’s contribution will be
reduced in like proportion.
III.3. Other Eligibility Requirements
(a) Bureau grant guidelines require
that organizations with less than four
years experience in conducting
international exchanges be limited to
$60,000 in Bureau funding. ECA
anticipates awarding one grant, in an
amount up to approximately $260,000
to support program and administrative
costs required to implement this
exchange program. Therefore,
organizations with less than four years
experience in conducting international
exchanges are ineligible to apply under
this competition. The Bureau
encourages applicants to provide
maximum levels of cost sharing and
funding in support of its programs.
(b) Technical Eligibility: All proposals
must comply with the following: The
project director or one of the key
program staff responsible for the
academic program must have an
advanced degree in one of the following
fields: Political science, international
relations, law, military science, and/or
other disciplines or sub-disciplines
related to the program themes.
Failure to meet these criteria will
result in your proposal being declared
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technically ineligible and given no
further consideration in the review
process.
IV. Application and Submission
Information
Note: Please read the complete Federal
Register announcement before sending
inquiries or submitting proposals. Once the
RFGP deadline has passed, Bureau staff may
not discuss this competition with applicants
until the proposal review process has been
completed.
IV.1. Contact Information to Request an
Application Package
Please contact the Branch for the
Study of the U.S., ECA/A/E/USS, Room
Number 252, U.S. Department of State,
SA–44, 301 4th Street, SW.,
Washington, DC 20547, telephone
number (202) 453–8532 and fax number
(202) 453–8533, e-mail
GibsonBX@state.gov to request a
Solicitation Package. Please refer to the
correct Funding Opportunity Number
(ECA/A/E/USS–05–10–NS) located on
the first page of this announcement
when making your request.
The Solicitation Package contains the
Proposal Submission Instruction (PSI)
document which consists of required
application forms, and standard
guidelines for proposal preparation.
It also contains the Project Objectives,
Goals and Implementation (POGI)
document, which provides specific
information, award criteria and budget
instructions tailored to this competition.
Please specify Program Officer Brian
Gibson at gibsonbx@state.gov on all
other inquiries and correspondence.
IV.2. To Download a Solicitation
Package Via Internet
The entire Solicitation Package may
be downloaded from the Bureau’s Web
site at https://exchanges.state.gov/
education/rfgps/menu.htm. Please read
all information before downloading.
IV.3. Content and Form of Submission
Applicants must follow all
instructions in the Solicitation Package.
The original and thirteen (13) copies of
the application should be sent per the
instructions under IV.3e. ‘‘Submission
Dates and Times section’’ below.
IV.3a. You are required to have a Dun
and Bradstreet Data Universal
Numbering System (DUNS) number to
apply for a grant or cooperative
agreement from the U.S. Government.
This number is a nine-digit
identification number, which uniquely
identifies business entities. Obtaining a
DUNS number is easy and there is no
charge. To obtain a DUNS number,
access https://
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www.dunandbradstreet.com or call 1–
866–705–5711. Please ensure that your
DUNS number is included in the
appropriate box of the SF–424 which is
part of the formal application package.
IV.3b. All proposals must contain an
executive summary, proposal narrative
and budget.
Please refer to the solicitation
package. It contains the mandatory
Proposal Submission Instructions (PSI)
document and the Project Objectives,
Goals and Implementation (POGI)
document for additional formatting and
technical requirements.
IV.3c. You must have nonprofit status
with the IRS at the time of application.
If your organization is a private
nonprofit which has not received a grant
or cooperative agreement from ECA in
the past three years, or if your
organization received nonprofit status
from the IRS within the past four years,
you must submit the necessary
documentation to verify nonprofit status
as directed in the PSI document. Failure
to do so will cause your proposal to be
declared technically ineligible.
IV.3d. Please take into consideration
the following information when
preparing your proposal narrative:
IV.3d.1. Adherence to All Regulations
Governing the J Visa
The Bureau of Educational and
Cultural Affairs is placing renewed
emphasis on the secure and proper
administration of Exchange Visitor (J
visa) Programs and adherence by
grantees and sponsors to all regulations
governing the J visa. Therefore,
proposals should demonstrate the
applicant’s capacity to meet all
requirements governing the
administration of the Exchange Visitor
Programs as set forth in 22 CFR part 62,
including the oversight of Responsible
Officers and Alternate Responsible
Officers, screening and selection of
program participants, provision of prearrival information and orientation to
participants, monitoring of participants,
proper maintenance and security of
forms, recordkeeping, reporting and
other requirements. ECA will be
responsible for issuing DS–2019 forms
to participants in this program.
A copy of the complete regulations
governing the administration of
Exchange Visitor (J) programs is
available at https://exchanges.state.gov
or from: United States Department of
State, Office of Exchange Coordination
and Designation, ECA/EC/ECD—SA–44,
Room 734, 301 4th Street, SW.,
Washington, DC 20547, Telephone:
(202) 401–9810, FAX: (202) 401–9809.
Please refer to Solicitation Package for
further information.
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IV.3d.2. Diversity, Freedom and
Democracy Guidelines
Pursuant to the Bureau’s authorizing
legislation, programs must maintain a
non-political character and should be
balanced and representative of the
diversity of American political, social,
and cultural life. ‘‘Diversity’’ should be
interpreted in the broadest sense and
encompass differences including, but
not limited to ethnicity, race, gender,
religion, geographic location, socioeconomic status, and disabilities.
Applicants are strongly encouraged to
adhere to the advancement of this
principle both in program
administration and in program content.
Please refer to the review criteria under
the ‘‘Support for Diversity’’ section for
specific suggestions on incorporating
diversity into your proposal. Public Law
104–319 provides that ‘‘in carrying out
programs of educational and cultural
exchange in countries whose people do
not fully enjoy freedom and
democracy,’’ the Bureau ‘‘shall take
appropriate steps to provide
opportunities for participation in such
programs to human rights and
democracy leaders of such countries.’’
Public Law 106–113 requires that the
governments of the countries described
above do not have inappropriate
influence in the selection process.
Proposals should reflect advancement of
these goals in their program contents, to
the full extent deemed feasible.
IV.3d.3. Program Monitoring and
Evaluation
Proposals must include a plan to
monitor and evaluate the project’s
success, both as the activities unfold
and at the end of the program. The
Bureau recommends that your proposal
include a draft survey questionnaire or
other technique plus a description of a
methodology to use to link outcomes to
original project objectives. The Bureau
expects that the grantee will track
participants or partners and be able to
respond to key evaluation questions,
including satisfaction with the program,
learning as a result of the program,
changes in behavior as a result of the
program, and effects of the program on
institutions (institutions in which
participants work or partner
institutions). The evaluation plan
should include indicators that measure
gains in mutual understanding as well
as substantive knowledge.
Successful monitoring and evaluation
depend heavily on setting clear goals
and outcomes at the outset of a program.
Your evaluation plan should include a
description of your project’s objectives,
your anticipated project outcomes, and
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how and when you intend to measure
these outcomes (performance
indicators). The more that outcomes are
‘‘smart’’ (specific, measurable,
attainable, results-oriented, and placed
in a reasonable time frame), the easier
it will be to conduct the evaluation. You
should also show how your project
objectives link to the goals of the
program described in this RFGP.
Your monitoring and evaluation plan
should clearly distinguish between
program outputs and outcomes. Outputs
are products and services delivered,
often stated as an amount. Output
information is important to show the
scope or size of project activities, but it
cannot substitute for information about
progress towards outcomes or the
results achieved. Examples of outputs
include the number of people trained or
the number of seminars conducted.
Outcomes, in contrast, represent
specific results a project is intended to
achieve and is usually measured as an
extent of change. Findings on outputs
and outcomes should both be reported,
but the focus should be on outcomes.
We encourage you to assess the
following four levels of outcomes, as
they relate to the program goals set out
in the RFGP (listed here in increasing
order of importance):
1. Participant satisfaction with the
program and exchange experience.
2. Participant learning, such as
increased knowledge, aptitude, skills,
and changed understanding and
attitude. Learning includes both
substantive (subject-specific) learning
and mutual understanding.
3. Participant professional
development, concrete actions to apply
knowledge in work or community;
greater participation and responsibility
in civic organizations; interpretation
and explanation of experiences and new
knowledge gained; continued contacts
between participants, community
members, and others.
4. Institutional changes, such as
increased collaboration and
partnerships, policy reforms, new
programming, and organizational
improvements.
Please note: Consideration should be given
to the appropriate timing of data collection
for each level of outcome. For example,
satisfaction is usually captured as a shortterm outcome, whereas behavior and
institutional changes are normally
considered longer-term outcomes.
Overall, the quality of your
monitoring and evaluation plan will be
judged on how well it: (1) Specifies
intended outcomes; (2) gives clear
descriptions of how each outcome will
be measured; (3) identifies when
particular outcomes will be measured;
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and (4) provides a clear description of
the data collection strategies for each
outcome (i.e., surveys, interviews, or
focus groups).
Please note: Because the cooperative
agreement prospectively to be awarded under
the terms of the present RFGP is likely to be
of less than one year’s duration, host
institutions will not be expected to be able
to demonstrate significant specific results in
terms of participant behavior or institutional
changes during the agreement period.
Applicant institutions’ monitoring and
evaluation plans should, therefore, focus
primarily on the first and more particularly
the second level of outcomes (learning). ECA/
A/E/USS will assume principal
responsibility for developing performance
indicators and conducting post-institute
evaluations to measure changes in
participant behavior as a result of the
program(s), and effect of the program(s) on
institutions, over time.
Grantees will be required to provide
reports analyzing their evaluation
findings to the Bureau in their regular
program reports. All data collected,
including survey responses and contact
information, must be maintained for a
minimum of three years and provided to
the Bureau upon request.
IV.3d.4. Describe Your Plans for Overall
Program Management, Staffing, and
Coordination With ECA/A/E/USS
ECA/A/E/USS considers program
management, staffing and coordination
with the Department of State essential
elements of your program. Please be
sure to give sufficient attention to these
elements in your proposal. Please refer
to the Technical Eligibility
Requirements and the POGI in the
Solicitation package for specific
guidelines.
IV.3e. Please take the following
information into consideration when
preparing your budget:
IV.3e.1. Applicants Must Submit a
Comprehensive Budget for the Entire
Program
Awards should be up to
approximately $260,000. There must be
a summary budget as well as
breakdowns reflecting both
administrative and program budgets.
Applicants may provide separate subbudgets for each program component,
phase, location, or activity to provide
clarification.
Based on a group of 18 participants,
the total Bureau-funded budget
(program and administrative) for this
program should be up to approximately
$260,000, and Bureau-funded
administrative costs as defined in the
budget details section of the solicitation
package may be up to approximately
$110,000.
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Justifications for any costs above these
amounts must be clearly indicated in
the proposal submission. Proposals
should try to maximize cost-sharing in
all facets of the program and to
stimulate U.S. private sector, including
foundation and corporate, support. The
Bureau reserves the right to reduce,
revise, or increase proposal budgets in
accordance with the needs of the
program, and availability of U.S.
government funding.
Please refer to the ‘‘POGI’’ in the
Solicitation Package for complete
institute budget guidelines and
formatting instructions.
IV.3e.2. Allowable Costs for the Program
Include the Following
(1) Institute staff salary and benefits.
(2) Honoraria for Guest speakers.
(3) Participant per diem.
Please refer to the Solicitation
Package for complete budget guidelines
and formatting instructions.
IV.3f. Submission Dates and Times:
Application Deadline Date: June 6,
2005.
Explanation of Deadlines: Due to
heightened security measures, proposal
submissions must be sent via a
nationally recognized overnight delivery
service (i.e., DHL, Federal Express, UPS,
Airborne Express, or U.S. Postal Service
Express Overnight Mail, etc.) and be
shipped no later than the above
deadline. The delivery services used by
applicants must have in-place,
centralized shipping identification and
tracking systems that may be accessed
via the Internet and delivery people
who are identifiable by commonly
recognized uniforms and delivery
vehicles. Proposals shipped on or before
the above deadline but received at ECA
more than seven days after the deadline
will be ineligible for further
consideration under this competition.
Proposals shipped after the established
deadlines are ineligible for
consideration under this competition. It
is each applicant’s responsibility to
ensure that each package is marked with
a legible tracking number and to
monitor/confirm delivery to ECA via the
Internet. ECA will not notify you upon
receipt of application. Delivery of
proposal packages may not be made via
local courier service or in person for this
competition. Faxed documents will not
be accepted at any time. Only proposals
submitted as stated above will be
considered. Applications may not be
submitted electronically at this time.
Applicants must follow all
instructions in the Solicitation Package.
Important note: When preparing your
submission please make sure to include one
extra copy of the completed SF–424 form and
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place it in an envelope addressed to ‘‘ECA/
EX/PM’’.
The original and thirteen (13) copies
of the application should be sent to:
U.S. Department of State, SA–44,
Bureau of Educational and Cultural
Affairs, Ref.: ECA/A/E/USS–05–10–NS,
Program Management, ECA/EX/PM,
Room 534, 301 4th Street, SW.,
Washington, DC 20547.
Along with the Project Title, all
applicants must enter the above
Reference Number in Box 11 on the SF–
424 contained in the mandatory
Proposal Submission Instructions (PSI)
of the solicitation document.
IV.3g. Intergovernmental Review of
Applications: Executive Order 12372
does not apply to this program.
Applicants are also requested to
submit the ‘‘Executive Summary’’ and
‘‘Proposal Narrative’’ sections of the
proposal in text (.txt) format on a PCformatted disk.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals
for technical eligibility. Proposals will
be deemed ineligible if they do not fully
adhere to the guidelines stated herein
and in the Solicitation Package. All
eligible proposals will be reviewed by
the program office, as well as the Public
Diplomacy section overseas, where
appropriate. The Branch for the Study of
the U.S. may also retain outside
independent consultants to review
proposals in their particular field(s) of
expertise. The feedback or input of any
such consultants will be advisory only.
Eligible proposals will be subject to
compliance with Federal and Bureau
regulations and guidelines and
forwarded to Bureau grant panels for
advisory review. Proposals may also be
reviewed by the Office of the Legal
Adviser or by other Department
elements. Final funding decisions are at
the discretion of the Department of
State’s Assistant Secretary for
Educational and Cultural Affairs. Final
technical authority for assistance
awards (cooperative agreements) resides
with the Bureau’s Grants Officer.
Review Criteria
Technically eligible applications will
be competitively reviewed according to
the criteria stated below. These criteria
are not rank ordered and all carry equal
weight in the proposal evaluation:
1. Quality of Program Idea/Plan: The
proposal narrative and appendices
should demonstrate the complete
integration of the two program modules
(academic and experiential) into a single
program. Applicants should clearly
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explain how/why site visits,
consultations, reading lists etc. were
chosen and how they complement the
academic module and the program as a
whole. The program should offer a
balanced presentation of the subjects/
issues covered, reflecting both the
continuity of the American experience
as well diversity and dynamism
inherent in it.
2. Academic Residency Program
Planning and Administration: Proposals
should demonstrate careful planning.
The organization and structure of the
academic residency component should
be clearly delineated. A program
syllabus, noting specific sessions and
topical readings supporting each
academic unit, should be included. The
expectation is that this institute will be
conducted as an intensive graduatelevel seminar. Plans for the academic
residency segment should, therefore,
avoid undue reliance on the ‘‘lecture
followed by question-and-answer
session’’ format, and should incorporate
panel presentations, working group
assignments, group debates and other
modalities designed to foster and
encourage active learning and
participation by all institute
participants.
3. Study Tour Planning and
Administration: The study tour travel
component should not simply be a tour,
but rather an integral and substantive
part of the program, reinforcing and
complementing the academic
component. The proposal should
explain how the site visits and
presentations included in the study tour
program relate to the Institute’s learning
objectives. Consideration should be
given to assigning lighter readings
during the study tour (e.g., short
articles, newspaper selections, etc.)
related to planned study tour travel
sessions. While visits to cultural
institutions may be included, the
emphasis should be on meetings with
scholars and other relevant
professionals such as (e.g.) government
officials, journalists, and national
security policy practitioners who can
substantively contribute to deepening
the participants’ understanding of issues
and topics pertinent to the Institute’s
theme(s).
4. Ability to Achieve overall program
objectives: Due to the academic nature
of this program, overall objectives can
only be met if proposals exhibit
originality and substance consonant
with the highest standards of American
teaching and scholarship. Program
design should reflect the main currents
as well as the debates within the subject
disciplines of the institute. A variety of
presenters reflecting diverse
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19835
backgrounds and viewpoints should be
invited to discuss their specific areas of
expertise with the participants.
Assigned readings likewise should
expose participants to diverse,
responsible perspectives on the topics
and issues to be explored.
5. Support for Diversity: Proposals
should demonstrate substantive support
of the Bureau’s policy on diversity.
‘‘Diversity’’ should be interpreted in the
broadest sense and encompass
differences including, but not limited to
ethnicity, race, gender, religion,
geographic location, socio-economic
status, and disabilities. Applicants are
strongly encouraged to adhere to the
advancement of this principle both in
program administration and in program
content. Applicants should highlight
instances of diversity in their proposal.
6. Evaluation and Follow-Up:
Proposals should include a plan to
evaluate an activity’s success, both as it
unfolds and at the end of the program.
A draft survey questionnaire or other
technique, plus description of a
methodology to use to link outcomes to
original project objectives are
recommended. Proposals should discuss
provisions made for follow-up with
returned grantees as a means of
establishing longer-term individual and
institutional linkages.
7. Cost-effectiveness/Cost Sharing:
The overhead and administrative
components of the proposal, including
salaries and honoraria, should be kept
as low as possible. All other items
should be necessary and appropriate.
8. Institutional Capacity: Proposals
should provide evidence of continuous
administrative and managerial capacity
as well as the means by which program
activities and logistical matters will be
implemented. Proposed personnel,
including faculty and administrative
staff as well as outside presenters,
should be fully qualified to achieve the
project’s goals. Library and meeting
facilities, housing, meals, transportation
and other logistical arrangements
should fully meet the needs of
participants.
9. Institutional Track Record/Ability:
Proposals should demonstrate an
institutional record of successful
exchange program activities, indicating
the experience that the organization and
its professional staff have had working
with foreign educators. The Bureau will
consider the past performance of prior
recipients and the demonstrated
potential of new applicants.
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Federal Register / Vol. 70, No. 71 / Thursday, April 14, 2005 / Notices
VI. Award Administration Information
VI.1. Award Notices
Final awards cannot be made until
funds have been appropriated by
Congress, allocated and committed
through internal Bureau procedures.
Successful applicants will receive an
Assistance Award Document (AAD)
from the Bureau’s Grants Office. The
AAD and the original grant proposal
with subsequent modifications (if
applicable) shall be the only binding
authorizing document between the
recipient and the U.S. Government. The
AAD will be signed by an authorized
Grants Officer, and mailed to the
recipient’s responsible officer identified
in the application.
Unsuccessful applicants will receive
notification of the results of the
application review from the ECA
program office coordinating this
competition.
VI.2. Administrative and National
Policy Requirements
Terms and Conditions for the
Administration of ECA agreements
include the following:
Office of Management and Budget
Circular A–122, ‘‘Cost Principles for
Nonprofit Organizations.’’
Office of Management and Budget
Circular A–21, ‘‘Cost Principles for
Educational Institutions.’’
OMB Circular A–87, ‘‘Cost Principles
for State, Local and Indian
Governments’’.
OMB Circular No. A–110 (Revised),
Uniform Administrative
Requirements for Grants and
Agreements with Institutions of
Higher Education, Hospitals, and
other Nonprofit Organizations.
OMB Circular No. A–102, Uniform
Administrative Requirements for
Grants-in-Aid to State and Local
Governments.
OMB Circular No. A–133, Audits of
States, Local Government, and Nonprofit Organizations.
Please reference the following Web
sites for additional information:
https://www.whitehouse.gov/omb/grants.
https://exchanges.state.gov/education/
grantsdiv/terms.htm#articleI.
VI.3. Reporting Requirements
You must provide ECA with a hard
copy original plus two copies of the
following reports:
Mandatory: (1) A final program and
financial report no more than 90 days
after the expiration of the award;
Grantees will be required to provide
reports analyzing their evaluation
findings to the Bureau in their regular
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program reports. (Please refer to IV.
Application and Submission
Instructions (IV.3.d.3) above for Program
Monitoring and Evaluation information.
All data collected, including survey
responses and contact information, must
be maintained for a minimum of three
years and provided to the Bureau upon
request.
All reports must be sent to the ECA
Grants Officer and ECA Program Officer
listed in the final assistance award
document.
VII. Agency Contacts
For questions about this
announcement, contact: Branch for the
Study of the U.S., ECA/A/E/USS, Room
Number 252, U.S. Department of State,
SA–44, 301 4th Street, SW.,
Washington, DC 20547, telephone
number (202) 453–8532 and fax number
(202) 453–8533, Robert Schmidt,
SchmidtRC@state.gov or Brian Gibson,
GibsonBX@state.gov based on the
funding opportunity number.
All correspondence with the Bureau
concerning this RFGP should reference
the appropriate Funding Opportunity
Number given at the beginning of this
RFGP and referenced again in section
‘‘IV.1 Contact Information to Request an
Application Package’’ of this
announcement.
Please read the complete Federal
Register announcement before sending
inquiries or submitting proposals. Once
the RFGP deadline has passed, Bureau
staff may not discuss this competition
with applicants until the proposal
review process has been completed.
VIII. Other Information
Notice: The terms and conditions
published in this RFGP are binding and
may not be modified by any Bureau
representative. Explanatory information
provided by the Bureau that contradicts
published language will not be binding.
Issuance of the RFGP does not
constitute an award commitment on the
part of the Government. The Bureau
reserves the right to reduce, revise, or
increase proposal budgets in accordance
with the needs of the program and the
availability of funds. Awards made will
be subject to periodic reporting and
evaluation requirements per section VI.3
above.
Dated: April 6, 2005.
C. Miller Crouch,
Principal Deputy Assistant Secretary, Bureau
of Educational and Cultural Affairs,
Department of State.
[FR Doc. 05–7510 Filed 4–13–05; 8:45 am]
BILLING CODE 4710–05–P
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Summary Notice No. PE–2005–22]
Petitions for Exemption; Summary of
Petitions Received
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of petition exemption
received.
AGENCY:
SUMMARY: Pursuant to FAA’s rulemaking
provisions governing the application,
processing, and disposition of petitions
for exemption, part 11 of Title 14, Code
of Federal Regulations (14 CFR), this
notice contains a summary of a certain
petition seeking relief from specified
requirements of 14 CFR. The purpose of
this notice is to improve the public’s
awareness of, and participation in, this
aspect of FAA’s regulatory activities.
Neither publication of this notice nor
the inclusion or omission of information
in the summary is intended to affect the
legal status of any petition or its final
disposition.
Comments on petitions received
must identify the petition docket
number involved and must be received
on or before May 4, 2005.
ADDRESSES: Send comments on the
petition to the Docket Management
System, U.S. Department of
Transportation, Room Plaza 401, 400
Seventh Street, SW., Washington, DC
20590–0001. You must identify the
docket number FAA–2005–20476 at the
beginning of your comments. If you
wish to receive confirmation that the
FAA received your comments, include a
self-addressed, stamped postcard.
You may also submit comments
through the Internet to https://
dms.dot.gov. You may review the public
docket containing the petition, any
comments received, and any final
disposition in person in the Dockets
Office between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. The Dockets Office (telephone
1–800–647–5527) is on the plaza level
of the NASSIF Building at the
Department of Transportation at the
above address. Also, you may review
public dockets on the Internet at http:/
/dms.dot.gov.
FOR FURTHER INFORMATION CONTACT: John
Linsenmeyer (202–267–5174), Office of
Rulemaking (ARM–1), Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591; or
Susan Lender, 202–267–8029, Office of
Rulemaking (ARM–1), Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591.
DATES:
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[Federal Register Volume 70, Number 71 (Thursday, April 14, 2005)]
[Notices]
[Pages 19831-19836]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-7510]
[[Page 19831]]
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DEPARTMENT OF STATE
[Public Notice 5050]
Bureau of Educational and Cultural Affairs (ECA) Request for
Grant Proposal for Study of the U.S. Institute on U.S. National
Security: U.S. National Security Policymaking in a Post 9/11 World
Announcement Type: New Cooperative Agreement.
Funding Opportunity Number: ECA/A/E/USS-05-10-NS.
Catalog of Federal Domestic Assistance Number: 19.418.
Key Dates: Application Deadline: June 6, 2005.
Executive Summary: The Branch for the Study of the U.S., Office of
Academic Exchange Programs, Bureau of Educational and Cultural Affairs
(ECA/A/E/USS), announces an open competition for public and private
non-profit organizations to develop and implement the Study of the
United States Institute on U.S. National Security: U.S. National
Security Policymaking in a Post 9/11 World. This institute, for a
multinational group of 18 experienced foreign university educators and
other professionals, is intended to provide participants with a deeper
understanding of U.S. approaches to national security policymaking,
past and present, in order to strengthen curricula and to improve the
quality of teaching about the United States at universities and other
institutions abroad. The institute should be designed as intensive,
academically rigorous seminars for scholars and other professionals
from outside the United States and should have a strong central theme
and focus. It should also have a strong contemporary component.
It is anticipated that this grant will be awarded on or about
August 1, 2005 and program activities should begin shortly thereafter.
The program, which should be six weeks in length, will be conducted
during the winter of 2006 and must include an academic residency
segment of at least four weeks duration at a U.S. college or university
campus (or other appropriate U.S. location) and a study tour segment of
not more than two weeks that should complement the learning gained
during the academic residency segment. The study tour segment must
include a visit to Washington involving substantive briefings by high-
ranking national security policy professionals from the Department of
State, other relevant U.S. government agencies and private
institutions.
I. Funding Opportunity Description
Authority: Overall grant making authority for this program is
contained in the Mutual Educational and Cultural Exchange Act of 1961,
Public Law 87-256, as amended, also known as the Fulbright-Hays Act.
The purpose of the Act is ``to enable the Government of the United
States to increase mutual understanding between the people of the
United States and the people of other countries * * *; to strengthen
the ties which unite us with other nations by demonstrating the
educational and cultural interests, developments, and achievements of
the people of the United States and other nations * * * and thus to
assist in the development of friendly, sympathetic and peaceful
relations between the United States and the other countries of the
world.'' The funding authority for this institute is provided through
legislation.
Purpose: The Bureau is seeking a detailed proposal for a Study of
the United States (U.S.) Institute on U.S. National Security issues
from colleges, universities, consortia of colleges and universities,
and other not-for-profit academic organizations that have an
established reputation in one or more of the following fields:
political science, international relations, law, military science, and/
or other disciplines or sub-disciplines related to the program themes.
This Study of the U.S. Institute should provide a multinational
group of up to 18 experienced foreign university faculty and other
professionals with a deeper understanding of the process of U.S.
national security policymaking. The institute should be organized
around a central theme or themes in U.S. national security policy
planning and formulation and should have a strong contemporary
component. Through a combination of traditional, multi-disciplinary and
interdisciplinary approaches, program content should be imaginatively
integrated in order to elucidate the history and evolution of U.S.
institutions and values, broadly defined. The program should also serve
to illuminate contemporary political, social, and economic debates in
American society.
The institute is intended to offer foreign scholars and other
professionals whose professional work focuses in whole or in
substantial part on the United States the opportunity to deepen their
understanding of American society, culture and institutions. Their
ultimate goal is to strengthen curricula, to improve the quality of
teaching, and to broaden understanding of U.S. national security
policymaking in universities and other institutions of influence
abroad.
The project director or one of the key program staff responsible
for the academic program must have an advanced degree in one of the
following fields: political science, international relations, law,
military science, and/or other disciplines or sub-disciplines related
to the program themes. Staff escorts traveling under the cooperative
agreement must have demonstrated qualifications to perform this
service. The program must conform with Bureau requirements and
guidelines outlined in the Solicitation Package. Bureau programs are
subject to the availability of funds.
The institute should be designed as intensive, academically
rigorous seminars intended for an experienced group of fellow scholars
from outside the United States. The institute should be organized
through an integrated series of lectures, readings, seminar
discussions, regional travel and site visits, and should also include
some opportunity for limited but well-directed independent research.
Applicants are encouraged to design a thematically coherent program in
ways that draw upon the particular strengths, faculty and resources of
their institutions as well as upon the nationally recognized expertise
of scholars and other experts throughout the United States.
This Study of the United States Institute program should seek to:
1. Provide participants with a survey of contemporary scholarship
within the institute's governing academic discipline, delineating the
current scholarly debate within the field. In this regard the seminar
should indicate how prevailing academic practice in the discipline
represents both a continuation of and a departure from past scholarly
trends and practices. It is expected that presenters from other
institutions will be brought in, as appropriate. Please note that the
ways these alternative schools of thought will be presented should be
clearly described in the proposal;
2. Bring an interdisciplinary or multi-disciplinary focus to bear
on the program content;
3. Give participants a multi-dimensional examination of U.S.
society and institutions that reflects a broad and balanced range of
perspectives and responsible views. The program should include the
views not only of scholars, but also those of other professionals such
as government officials, private practitioners and others who can
substantively contribute to the topics at issue; and,
[[Page 19832]]
4. Ensure access to library and material resources that will enable
grantees to continue their research, study and curriculum development
upon returning to their home institutions.
Program Description
(1) Study of the U.S. Institute on U.S. National Security: U.S.
National Security Policymaking in a Post 9/11 World
This Institute should provide a multinational group of 18
experienced foreign university faculty and other professionals with an
opportunity to increase their understanding of the foundations and
formulation of U.S. national security policy, with specific reference
to U.S. views on what constitutes basic U.S. national security and
defense requirements and how those views have evolved in the post-Cold
War era and in the ongoing global fight against terror. The program
should be multi-disciplinary in approach and should examine various
historical, political, geographic, and economic factors in involved in
the making of U.S. national security policy.
Participants: As specified in the Project Objectives, Goals and
Implementation (POGI) guidelines in the solicitation package, the
program should be designed for highly-motivated and experienced
multinational groups of 18 post-secondary educators and other
professionals, and, in some cases, government officials. Participants
will be interested in taking part in an intensive seminar on aspects of
U.S. approaches to national security policymaking as a means to develop
or improve courses and teaching about the United States at their home
institutions.
Participants will be diverse in terms of age, professional
position, and travel experience abroad. Participants can be expected to
come from educational institutions where the study of the U.S. is
relatively well-developed as well as from institutions that are just
beginning to introduce courses and programs focusing on the United
States. While participants may not have in-depth knowledge of the
particular institute program theme, they will likely have had exposure
to the relevant discipline and some experience teaching about the
United States.
Participants will be drawn from all regions of the world and will
be fluent or proficient in the English language.
Participants will be nominated by Fulbright Commissions and by U.S.
Embassies abroad. A final list of participants will be sent to the
grantee institution. The grantee institutions will participate in the
selection of participants.
Program Dates: It is anticipated that this grant will be awarded on
or about August 1, 2005 and program activities should begin shortly
thereafter. Ideally, the institute should be 44 days in length
(including participant arrival and departure days) and should begin in
early January and end in mid- or late February 2006.
Program Guidelines: It is critically important that proposals
provide a full, detailed and comprehensive narrative describing the
objectives of the institute; the title, scope and content of each
session; and, how each session relates to the overall institute theme.
A syllabus must therefore indicate the subject matter for each lecture
or panel discussion, confirm or provisionally identify proposed
lecturers and discussants, and clearly show how assigned readings will
support each session. A calendar of all activities for the program must
also be included. In addition to the individual review criteria
referenced in Section V.1., proposals will be reviewed on the basis of
their fullness, coherence, clarity, and attention to detail.
Note: In a cooperative agreement, ECA/A/E/USS is substantially
involved in program activities above and beyond routine grant
monitoring. ECA/A/E/USS activities and responsibilities for this
program are as follows: ECA/A/E/USS will participate in the
selection of participants, will exercise oversight with one or more
site visits, will coordinate and arrange briefings by officials from
the Department of State, and will debrief participants. ECA/A/E/USS
may also require changes in the content of the program as well as
the activities proposed either before or after the grant is awarded.
II. Award Information
Type of Award: Cooperative Agreement. ECA's level of involvement in
this program is listed under number I above.
Fiscal Year Funds: FY-05.
Approximate Total Funding: $260,000.
Number of Awards: 1.
Approximate Average Award: $260,000.
Floor of Award Range: $220,000.
Ceiling of Award Range: $260,000.
Anticipated Award Date: Pending availability of funds, August 1,
2005.
Anticipated Project Completion Date: March 30, 2006.
Additional Information: Pending successful implementation of this
program and the availability of funds in subsequent fiscal years, it is
ECA's intent to renew this grant for two additional fiscal years,
before openly competing it again.
III. Eligibility Information
III.1. Eligible Applicants
Applications may be submitted by public and private non-profit
organizations meeting the provisions described in Internal Revenue Code
section 26 U.S.C. 501(c)(3).
III.2. Cost Sharing or Matching Funds
There is no minimum or maximum percentage required for this
competition. However, the Bureau encourages applicants to provide
maximum levels of cost sharing and funding in support of its programs.
When cost sharing is offered, it is understood and agreed that the
applicant must provide the amount of cost sharing as stipulated in its
proposal and later included in an approved grant agreement. Cost
sharing may be in the form of allowable direct or indirect costs. For
accountability, you must maintain written records to support all costs
which are claimed as your contribution, as well as costs to be paid by
the Federal government. Such records are subject to audit. The basis
for determining the value of cash and in-kind contributions must be in
accordance with OMB Circular A-110, (Revised), subpart C.23--Cost
Sharing and Matching. In the event you do not provide the minimum
amount of cost sharing as stipulated in the approved budget, ECA's
contribution will be reduced in like proportion.
III.3. Other Eligibility Requirements
(a) Bureau grant guidelines require that organizations with less
than four years experience in conducting international exchanges be
limited to $60,000 in Bureau funding. ECA anticipates awarding one
grant, in an amount up to approximately $260,000 to support program and
administrative costs required to implement this exchange program.
Therefore, organizations with less than four years experience in
conducting international exchanges are ineligible to apply under this
competition. The Bureau encourages applicants to provide maximum levels
of cost sharing and funding in support of its programs.
(b) Technical Eligibility: All proposals must comply with the
following: The project director or one of the key program staff
responsible for the academic program must have an advanced degree in
one of the following fields: Political science, international
relations, law, military science, and/or other disciplines or sub-
disciplines related to the program themes.
Failure to meet these criteria will result in your proposal being
declared
[[Page 19833]]
technically ineligible and given no further consideration in the review
process.
IV. Application and Submission Information
Note: Please read the complete Federal Register announcement
before sending inquiries or submitting proposals. Once the RFGP
deadline has passed, Bureau staff may not discuss this competition
with applicants until the proposal review process has been
completed.
IV.1. Contact Information to Request an Application Package
Please contact the Branch for the Study of the U.S., ECA/A/E/USS,
Room Number 252, U.S. Department of State, SA-44, 301 4th Street, SW.,
Washington, DC 20547, telephone number (202) 453-8532 and fax number
(202) 453-8533, e-mail GibsonBX@state.gov to request a Solicitation
Package. Please refer to the correct Funding Opportunity Number (ECA/A/
E/USS-05-10-NS) located on the first page of this announcement when
making your request.
The Solicitation Package contains the Proposal Submission
Instruction (PSI) document which consists of required application
forms, and standard guidelines for proposal preparation.
It also contains the Project Objectives, Goals and Implementation
(POGI) document, which provides specific information, award criteria
and budget instructions tailored to this competition.
Please specify Program Officer Brian Gibson at gibsonbx@state.gov
on all other inquiries and correspondence.
IV.2. To Download a Solicitation Package Via Internet
The entire Solicitation Package may be downloaded from the Bureau's
Web site at https://exchanges.state.gov/education/rfgps/menu.htm. Please
read all information before downloading.
IV.3. Content and Form of Submission
Applicants must follow all instructions in the Solicitation
Package. The original and thirteen (13) copies of the application
should be sent per the instructions under IV.3e. ``Submission Dates and
Times section'' below.
IV.3a. You are required to have a Dun and Bradstreet Data Universal
Numbering System (DUNS) number to apply for a grant or cooperative
agreement from the U.S. Government. This number is a nine-digit
identification number, which uniquely identifies business entities.
Obtaining a DUNS number is easy and there is no charge. To obtain a
DUNS number, access https://www.dunandbradstreet.com or call 1-866-705-
5711. Please ensure that your DUNS number is included in the
appropriate box of the SF-424 which is part of the formal application
package.
IV.3b. All proposals must contain an executive summary, proposal
narrative and budget.
Please refer to the solicitation package. It contains the mandatory
Proposal Submission Instructions (PSI) document and the Project
Objectives, Goals and Implementation (POGI) document for additional
formatting and technical requirements.
IV.3c. You must have nonprofit status with the IRS at the time of
application. If your organization is a private nonprofit which has not
received a grant or cooperative agreement from ECA in the past three
years, or if your organization received nonprofit status from the IRS
within the past four years, you must submit the necessary documentation
to verify nonprofit status as directed in the PSI document. Failure to
do so will cause your proposal to be declared technically ineligible.
IV.3d. Please take into consideration the following information
when preparing your proposal narrative:
IV.3d.1. Adherence to All Regulations Governing the J Visa
The Bureau of Educational and Cultural Affairs is placing renewed
emphasis on the secure and proper administration of Exchange Visitor (J
visa) Programs and adherence by grantees and sponsors to all
regulations governing the J visa. Therefore, proposals should
demonstrate the applicant's capacity to meet all requirements governing
the administration of the Exchange Visitor Programs as set forth in 22
CFR part 62, including the oversight of Responsible Officers and
Alternate Responsible Officers, screening and selection of program
participants, provision of pre-arrival information and orientation to
participants, monitoring of participants, proper maintenance and
security of forms, recordkeeping, reporting and other requirements. ECA
will be responsible for issuing DS-2019 forms to participants in this
program.
A copy of the complete regulations governing the administration of
Exchange Visitor (J) programs is available at https://
exchanges.state.gov or from: United States Department of State, Office
of Exchange Coordination and Designation, ECA/EC/ECD--SA-44, Room 734,
301 4th Street, SW., Washington, DC 20547, Telephone: (202) 401-9810,
FAX: (202) 401-9809.
Please refer to Solicitation Package for further information.
IV.3d.2. Diversity, Freedom and Democracy Guidelines
Pursuant to the Bureau's authorizing legislation, programs must
maintain a non-political character and should be balanced and
representative of the diversity of American political, social, and
cultural life. ``Diversity'' should be interpreted in the broadest
sense and encompass differences including, but not limited to
ethnicity, race, gender, religion, geographic location, socio-economic
status, and disabilities. Applicants are strongly encouraged to adhere
to the advancement of this principle both in program administration and
in program content. Please refer to the review criteria under the
``Support for Diversity'' section for specific suggestions on
incorporating diversity into your proposal. Public Law 104-319 provides
that ``in carrying out programs of educational and cultural exchange in
countries whose people do not fully enjoy freedom and democracy,'' the
Bureau ``shall take appropriate steps to provide opportunities for
participation in such programs to human rights and democracy leaders of
such countries.'' Public Law 106-113 requires that the governments of
the countries described above do not have inappropriate influence in
the selection process. Proposals should reflect advancement of these
goals in their program contents, to the full extent deemed feasible.
IV.3d.3. Program Monitoring and Evaluation
Proposals must include a plan to monitor and evaluate the project's
success, both as the activities unfold and at the end of the program.
The Bureau recommends that your proposal include a draft survey
questionnaire or other technique plus a description of a methodology to
use to link outcomes to original project objectives. The Bureau expects
that the grantee will track participants or partners and be able to
respond to key evaluation questions, including satisfaction with the
program, learning as a result of the program, changes in behavior as a
result of the program, and effects of the program on institutions
(institutions in which participants work or partner institutions). The
evaluation plan should include indicators that measure gains in mutual
understanding as well as substantive knowledge.
Successful monitoring and evaluation depend heavily on setting
clear goals and outcomes at the outset of a program. Your evaluation
plan should include a description of your project's objectives, your
anticipated project outcomes, and
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how and when you intend to measure these outcomes (performance
indicators). The more that outcomes are ``smart'' (specific,
measurable, attainable, results-oriented, and placed in a reasonable
time frame), the easier it will be to conduct the evaluation. You
should also show how your project objectives link to the goals of the
program described in this RFGP.
Your monitoring and evaluation plan should clearly distinguish
between program outputs and outcomes. Outputs are products and services
delivered, often stated as an amount. Output information is important
to show the scope or size of project activities, but it cannot
substitute for information about progress towards outcomes or the
results achieved. Examples of outputs include the number of people
trained or the number of seminars conducted. Outcomes, in contrast,
represent specific results a project is intended to achieve and is
usually measured as an extent of change. Findings on outputs and
outcomes should both be reported, but the focus should be on outcomes.
We encourage you to assess the following four levels of outcomes,
as they relate to the program goals set out in the RFGP (listed here in
increasing order of importance):
1. Participant satisfaction with the program and exchange
experience.
2. Participant learning, such as increased knowledge, aptitude,
skills, and changed understanding and attitude. Learning includes both
substantive (subject-specific) learning and mutual understanding.
3. Participant professional development, concrete actions to apply
knowledge in work or community; greater participation and
responsibility in civic organizations; interpretation and explanation
of experiences and new knowledge gained; continued contacts between
participants, community members, and others.
4. Institutional changes, such as increased collaboration and
partnerships, policy reforms, new programming, and organizational
improvements.
Please note: Consideration should be given to the appropriate
timing of data collection for each level of outcome. For example,
satisfaction is usually captured as a short-term outcome, whereas
behavior and institutional changes are normally considered longer-
term outcomes.
Overall, the quality of your monitoring and evaluation plan will be
judged on how well it: (1) Specifies intended outcomes; (2) gives clear
descriptions of how each outcome will be measured; (3) identifies when
particular outcomes will be measured; and (4) provides a clear
description of the data collection strategies for each outcome (i.e.,
surveys, interviews, or focus groups).
Please note: Because the cooperative agreement prospectively to
be awarded under the terms of the present RFGP is likely to be of
less than one year's duration, host institutions will not be
expected to be able to demonstrate significant specific results in
terms of participant behavior or institutional changes during the
agreement period. Applicant institutions' monitoring and evaluation
plans should, therefore, focus primarily on the first and more
particularly the second level of outcomes (learning). ECA/A/E/USS
will assume principal responsibility for developing performance
indicators and conducting post-institute evaluations to measure
changes in participant behavior as a result of the program(s), and
effect of the program(s) on institutions, over time.
Grantees will be required to provide reports analyzing their
evaluation findings to the Bureau in their regular program reports. All
data collected, including survey responses and contact information,
must be maintained for a minimum of three years and provided to the
Bureau upon request.
IV.3d.4. Describe Your Plans for Overall Program Management, Staffing,
and Coordination With ECA/A/E/USS
ECA/A/E/USS considers program management, staffing and coordination
with the Department of State essential elements of your program. Please
be sure to give sufficient attention to these elements in your
proposal. Please refer to the Technical Eligibility Requirements and
the POGI in the Solicitation package for specific guidelines.
IV.3e. Please take the following information into consideration
when preparing your budget:
IV.3e.1. Applicants Must Submit a Comprehensive Budget for the Entire
Program
Awards should be up to approximately $260,000. There must be a
summary budget as well as breakdowns reflecting both administrative and
program budgets. Applicants may provide separate sub-budgets for each
program component, phase, location, or activity to provide
clarification.
Based on a group of 18 participants, the total Bureau-funded budget
(program and administrative) for this program should be up to
approximately $260,000, and Bureau-funded administrative costs as
defined in the budget details section of the solicitation package may
be up to approximately $110,000.
Justifications for any costs above these amounts must be clearly
indicated in the proposal submission. Proposals should try to maximize
cost-sharing in all facets of the program and to stimulate U.S. private
sector, including foundation and corporate, support. The Bureau
reserves the right to reduce, revise, or increase proposal budgets in
accordance with the needs of the program, and availability of U.S.
government funding.
Please refer to the ``POGI'' in the Solicitation Package for
complete institute budget guidelines and formatting instructions.
IV.3e.2. Allowable Costs for the Program Include the Following
(1) Institute staff salary and benefits.
(2) Honoraria for Guest speakers.
(3) Participant per diem.
Please refer to the Solicitation Package for complete budget
guidelines and formatting instructions.
IV.3f. Submission Dates and Times: Application Deadline Date: June
6, 2005.
Explanation of Deadlines: Due to heightened security measures,
proposal submissions must be sent via a nationally recognized overnight
delivery service (i.e., DHL, Federal Express, UPS, Airborne Express, or
U.S. Postal Service Express Overnight Mail, etc.) and be shipped no
later than the above deadline. The delivery services used by applicants
must have in-place, centralized shipping identification and tracking
systems that may be accessed via the Internet and delivery people who
are identifiable by commonly recognized uniforms and delivery vehicles.
Proposals shipped on or before the above deadline but received at ECA
more than seven days after the deadline will be ineligible for further
consideration under this competition. Proposals shipped after the
established deadlines are ineligible for consideration under this
competition. It is each applicant's responsibility to ensure that each
package is marked with a legible tracking number and to monitor/confirm
delivery to ECA via the Internet. ECA will not notify you upon receipt
of application. Delivery of proposal packages may not be made via local
courier service or in person for this competition. Faxed documents will
not be accepted at any time. Only proposals submitted as stated above
will be considered. Applications may not be submitted electronically at
this time.
Applicants must follow all instructions in the Solicitation
Package.
Important note: When preparing your submission please make sure
to include one extra copy of the completed SF-424 form and
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place it in an envelope addressed to ``ECA/EX/PM''.
The original and thirteen (13) copies of the application should be
sent to: U.S. Department of State, SA-44, Bureau of Educational and
Cultural Affairs, Ref.: ECA/A/E/USS-05-10-NS, Program Management, ECA/
EX/PM, Room 534, 301 4th Street, SW., Washington, DC 20547.
Along with the Project Title, all applicants must enter the above
Reference Number in Box 11 on the SF-424 contained in the mandatory
Proposal Submission Instructions (PSI) of the solicitation document.
IV.3g. Intergovernmental Review of Applications: Executive Order
12372 does not apply to this program.
Applicants are also requested to submit the ``Executive Summary''
and ``Proposal Narrative'' sections of the proposal in text (.txt)
format on a PC-formatted disk.
V. Application Review Information
V.1. Review Process
The Bureau will review all proposals for technical eligibility.
Proposals will be deemed ineligible if they do not fully adhere to the
guidelines stated herein and in the Solicitation Package. All eligible
proposals will be reviewed by the program office, as well as the Public
Diplomacy section overseas, where appropriate. The Branch for the Study
of the U.S. may also retain outside independent consultants to review
proposals in their particular field(s) of expertise. The feedback or
input of any such consultants will be advisory only. Eligible proposals
will be subject to compliance with Federal and Bureau regulations and
guidelines and forwarded to Bureau grant panels for advisory review.
Proposals may also be reviewed by the Office of the Legal Adviser or by
other Department elements. Final funding decisions are at the
discretion of the Department of State's Assistant Secretary for
Educational and Cultural Affairs. Final technical authority for
assistance awards (cooperative agreements) resides with the Bureau's
Grants Officer.
Review Criteria
Technically eligible applications will be competitively reviewed
according to the criteria stated below. These criteria are not rank
ordered and all carry equal weight in the proposal evaluation:
1. Quality of Program Idea/Plan: The proposal narrative and
appendices should demonstrate the complete integration of the two
program modules (academic and experiential) into a single program.
Applicants should clearly explain how/why site visits, consultations,
reading lists etc. were chosen and how they complement the academic
module and the program as a whole. The program should offer a balanced
presentation of the subjects/issues covered, reflecting both the
continuity of the American experience as well diversity and dynamism
inherent in it.
2. Academic Residency Program Planning and Administration:
Proposals should demonstrate careful planning. The organization and
structure of the academic residency component should be clearly
delineated. A program syllabus, noting specific sessions and topical
readings supporting each academic unit, should be included. The
expectation is that this institute will be conducted as an intensive
graduate-level seminar. Plans for the academic residency segment
should, therefore, avoid undue reliance on the ``lecture followed by
question-and-answer session'' format, and should incorporate panel
presentations, working group assignments, group debates and other
modalities designed to foster and encourage active learning and
participation by all institute participants.
3. Study Tour Planning and Administration: The study tour travel
component should not simply be a tour, but rather an integral and
substantive part of the program, reinforcing and complementing the
academic component. The proposal should explain how the site visits and
presentations included in the study tour program relate to the
Institute's learning objectives. Consideration should be given to
assigning lighter readings during the study tour (e.g., short articles,
newspaper selections, etc.) related to planned study tour travel
sessions. While visits to cultural institutions may be included, the
emphasis should be on meetings with scholars and other relevant
professionals such as (e.g.) government officials, journalists, and
national security policy practitioners who can substantively contribute
to deepening the participants' understanding of issues and topics
pertinent to the Institute's theme(s).
4. Ability to Achieve overall program objectives: Due to the
academic nature of this program, overall objectives can only be met if
proposals exhibit originality and substance consonant with the highest
standards of American teaching and scholarship. Program design should
reflect the main currents as well as the debates within the subject
disciplines of the institute. A variety of presenters reflecting
diverse backgrounds and viewpoints should be invited to discuss their
specific areas of expertise with the participants. Assigned readings
likewise should expose participants to diverse, responsible
perspectives on the topics and issues to be explored.
5. Support for Diversity: Proposals should demonstrate substantive
support of the Bureau's policy on diversity. ``Diversity'' should be
interpreted in the broadest sense and encompass differences including,
but not limited to ethnicity, race, gender, religion, geographic
location, socio-economic status, and disabilities. Applicants are
strongly encouraged to adhere to the advancement of this principle both
in program administration and in program content. Applicants should
highlight instances of diversity in their proposal.
6. Evaluation and Follow-Up: Proposals should include a plan to
evaluate an activity's success, both as it unfolds and at the end of
the program. A draft survey questionnaire or other technique, plus
description of a methodology to use to link outcomes to original
project objectives are recommended. Proposals should discuss provisions
made for follow-up with returned grantees as a means of establishing
longer-term individual and institutional linkages.
7. Cost-effectiveness/Cost Sharing: The overhead and administrative
components of the proposal, including salaries and honoraria, should be
kept as low as possible. All other items should be necessary and
appropriate.
8. Institutional Capacity: Proposals should provide evidence of
continuous administrative and managerial capacity as well as the means
by which program activities and logistical matters will be implemented.
Proposed personnel, including faculty and administrative staff as well
as outside presenters, should be fully qualified to achieve the
project's goals. Library and meeting facilities, housing, meals,
transportation and other logistical arrangements should fully meet the
needs of participants.
9. Institutional Track Record/Ability: Proposals should demonstrate
an institutional record of successful exchange program activities,
indicating the experience that the organization and its professional
staff have had working with foreign educators. The Bureau will consider
the past performance of prior recipients and the demonstrated potential
of new applicants.
[[Page 19836]]
VI. Award Administration Information
VI.1. Award Notices
Final awards cannot be made until funds have been appropriated by
Congress, allocated and committed through internal Bureau procedures.
Successful applicants will receive an Assistance Award Document (AAD)
from the Bureau's Grants Office. The AAD and the original grant
proposal with subsequent modifications (if applicable) shall be the
only binding authorizing document between the recipient and the U.S.
Government. The AAD will be signed by an authorized Grants Officer, and
mailed to the recipient's responsible officer identified in the
application.
Unsuccessful applicants will receive notification of the results of
the application review from the ECA program office coordinating this
competition.
VI.2. Administrative and National Policy Requirements
Terms and Conditions for the Administration of ECA agreements
include the following:
Office of Management and Budget Circular A-122, ``Cost Principles for
Nonprofit Organizations.''
Office of Management and Budget Circular A-21, ``Cost Principles for
Educational Institutions.''
OMB Circular A-87, ``Cost Principles for State, Local and Indian
Governments''.
OMB Circular No. A-110 (Revised), Uniform Administrative Requirements
for Grants and Agreements with Institutions of Higher Education,
Hospitals, and other Nonprofit Organizations.
OMB Circular No. A-102, Uniform Administrative Requirements for Grants-
in-Aid to State and Local Governments.
OMB Circular No. A-133, Audits of States, Local Government, and Non-
profit Organizations.
Please reference the following Web sites for additional
information:
https://www.whitehouse.gov/omb/grants.
https://exchanges.state.gov/education/grantsdiv/terms.htm#articleI.
VI.3. Reporting Requirements
You must provide ECA with a hard copy original plus two copies of
the following reports:
Mandatory: (1) A final program and financial report no more than 90
days after the expiration of the award;
Grantees will be required to provide reports analyzing their
evaluation findings to the Bureau in their regular program reports.
(Please refer to IV. Application and Submission Instructions (IV.3.d.3)
above for Program Monitoring and Evaluation information.
All data collected, including survey responses and contact
information, must be maintained for a minimum of three years and
provided to the Bureau upon request.
All reports must be sent to the ECA Grants Officer and ECA Program
Officer listed in the final assistance award document.
VII. Agency Contacts
For questions about this announcement, contact: Branch for the
Study of the U.S., ECA/A/E/USS, Room Number 252, U.S. Department of
State, SA-44, 301 4th Street, SW., Washington, DC 20547, telephone
number (202) 453-8532 and fax number (202) 453-8533, Robert Schmidt,
SchmidtRC@state.gov or Brian Gibson, GibsonBX@state.gov based on the
funding opportunity number.
All correspondence with the Bureau concerning this RFGP should
reference the appropriate Funding Opportunity Number given at the
beginning of this RFGP and referenced again in section ``IV.1 Contact
Information to Request an Application Package'' of this announcement.
Please read the complete Federal Register announcement before
sending inquiries or submitting proposals. Once the RFGP deadline has
passed, Bureau staff may not discuss this competition with applicants
until the proposal review process has been completed.
VIII. Other Information
Notice: The terms and conditions published in this RFGP are binding
and may not be modified by any Bureau representative. Explanatory
information provided by the Bureau that contradicts published language
will not be binding. Issuance of the RFGP does not constitute an award
commitment on the part of the Government. The Bureau reserves the right
to reduce, revise, or increase proposal budgets in accordance with the
needs of the program and the availability of funds. Awards made will be
subject to periodic reporting and evaluation requirements per section
VI.3 above.
Dated: April 6, 2005.
C. Miller Crouch,
Principal Deputy Assistant Secretary, Bureau of Educational and
Cultural Affairs, Department of State.
[FR Doc. 05-7510 Filed 4-13-05; 8:45 am]
BILLING CODE 4710-05-P