Protection of Stratospheric Ozone: Substitute Refrigerant Recycling; Amendment to the Definition of Refrigerant, 19371-19376 [05-7406]
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Federal Register / Vol. 70, No. 70 / Wednesday, April 13, 2005 / Proposed Rules
whether your facility is affected by this
action, you should examine the
applicability criteria in § 63.1100 of the
final generic MACT standards. If you
have any questions regarding the
applicability of these technical
corrections to a particular entity, contact
the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
For further information on these
proposed rules, please see the
information provided in the direct final
rules action that is located in the ‘‘Rules
and Regulations’’ section of this Federal
Register publication.
Statutory and Executive Order Reviews
Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions. EPA has determined that
it is not necessary to prepare a
regulatory flexibility analysis in
connection with the proposed rule
amendments.
For purposes of assessing the impacts
of the proposed rule amendments on
small entities, a small entity is defined
as: (1) A small business in the North
American Industrial Classification
System (NAICS) code 325 that has up to
500; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s proposed rule
amendments on small entities, I certify
that this action will not have a
significant economic impact on a
substantial number of small entities.
The proposed rule amendments will not
impose any requirements on small
entities. The proposed rule amendments
provide clarifications and corrections to
previously issued rules. Before
promulgating the rule on acrylic and
modacrylic fiber production in 1999 (64
FR 34863), we concluded that each
standard applied to five or fewer major
sources. In addition, we conducted a
limited assessment of the economic
effect of the proposed standards on
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small entities that showed no adverse
economic effect for any small entities
within any of these source categories.
Similarly, before promulgating the rules
on ethylene production in 2002 (67 FR
46258), we determined that there were
no small entities affected by those rules.
For a discussion of other
administrative requirements for the
proposed rules, see the direct final rules
action in the Rules and Regulations
section of today’s Federal Register.
List of Subjects in 40 CFR Part 63
Environmental protection,
Administrative practice and Procedure,
Air pollution control, Hazardous
substances, Intergovernmental relations,
Reporting and recordkeeping
requirements.
Dated: April 7, 2005.
Stephen L. Johnson,
Acting Administrator.
[FR Doc. 05–7405 Filed 4–12–05; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 82
[FRL–7899–2]
RIN 2060–AM51
Protection of Stratospheric Ozone:
Substitute Refrigerant Recycling;
Amendment to the Definition of
Refrigerant
Environmental Protection
Agency.
ACTION: Proposed rule.
AGENCY:
SUMMARY: The Environmental Protection
Agency (EPA) is proposing changes to
correct the final rule published in the
Federal Register on March 12, 2004.
Specifically, EPA is proposing to amend
the regulatory text for the definitions of
refrigerant and technician and the
prohibition against venting substitute
refrigerants. EPA is also proposing to
amend the prohibition against venting
substitute refrigerants to reflect the
proposed changes to the definitions.
These changes are being proposed to
make certain that the regulations
promulgated on March 12, 2004 cannot
be construed as a restriction on the sales
of substitutes that do not consist of an
ozone-depleting substance (ODS), such
as pure hydrofluorocarbon (HFC) and
perfluorocarbon (PFC) substitutes.
DATES: Comments on this proposed rule
must be received on or before May 13,
2005, unless a public hearing is
requested. If requested by April 28, 2005
a hearing will be held on May 13, 2005
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and the comment period will be
extended until May 31, 2005. Inquires
regarding a public hearing should be
directed to the contact person listed
below.
Submit your comments,
identified by Docket ID No. OAR–2004–
0070 by one of the following methods:
• Federal eRulemaking portal https://
www.regulations.gov. Follow the on-line
instructions for submitting comments;
• Agency Web site: https://
www.epa.gov/edocket. EDOCKET, EPA’s
electronic public docket and comment
system, is EPA’s preferred method for
receiving comments. Follow the on-line
instructions for submitting comments;
• Fax comments to (202) 566–1741; or
• Mail/hand delivery: Submit
comments to Air and Radiation Docket
at EPA West, 1301 Constitution Avenue
NW., Room B108, Mail Code 6102T,
Washington, DC 20460, Phone: (202)
566–1742.
Instructions: Direct your comments to
Docket ID No. OAR–2004–0070. EPA’s
policy is that all comments received
will be included in the public docket
without change and may be made
available on-line at https://www.epa.gov/
edocket, including any personal
information provided, unless the
comment includes information claimed
to be Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI or otherwise
protected through EDOCKET,
regulations.gov, or e-mail. The EPA
EDOCKET and the Federal
regulations.gov Web sites are
‘‘anonymous access’’ systems, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
EDOCKET or regulations.gov, your email address will be automatically
captured and included as part of the
comment that is placed in the public
docket and made available on the
Internet. If you submit an electronic
comment, EPA recommends that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses. For additional information
about EPA’s public docket visit
ADDRESSES:
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EDOCKET on-line or see the Federal
Register of May 31, 2002 (67 FR 38102).
Docket: All documents in the docket
are listed in the EDOCKET index at
https://www.epa.gov/edocket. Although
listed in the index, some information is
not publicly available, i.e., CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the Internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available either
electronically in EDOCKET or in hard
copy at the Air and Radiation Docket
EPA/DC, EPA West, Room B102, 1301
Constitution Ave., NW., Washington,
DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday
through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the Air
Docket is (202) 566–1742.
FOR FURTHER INFORMATION CONTACT:
Julius Banks; (202) 343–9870;
Stratospheric Protection Division, Office
of Atmospheric Programs, Office of Air
and Radiation (6205J); 1200
Pennsylvania Avenue, NW.;
Washington, DC 20460. The
Stratospheric Ozone Information
Hotline, 800–296–1996, and the Ozone
Web page, https://www.epa.gov/ozone/
title6/608/regulations/, can
also be contacted for further information
concerning this correction.
SUPPLEMENTARY INFORMATION: EPA views
this as a noncontroversial action and
anticipates no adverse comment.
Therefore, in today’s Federal Register,
we are publishing a separate Direct
Final rulemaking to correct the
definitions of refrigerant and technician
and amend the prohibition against the
knowing venting of substitutes. The
Direct Final rule will be effective on
June 13, 2005 without further notice
unless we receive adverse comment
regarding the intent of the amended
definitions and the amended
prohibition by May 13, 2005. If EPA
receives adverse comment, we will
publish a timely withdrawal in the
Federal Register informing the public
that the rule will not take effect. EPA
will address all public comments on the
proposed rule in a subsequent final rule.
EPA will not institute a second
comment period on this action. Any
parties interested in commenting must
do so at this time.
EPA emphasizes that it is not reproposing the June 11, 1998 proposal
(63 FR 32044) to restrict the sale of
hydrofluorocarbon (HFC) and
perfluorocarbon (PFC) substitutes, but is
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only taking action to correct the
definitions of refrigerant and technician
at § 82.152 and amend the venting
prohibition at § 82.154(a) to make
certain that the definitions and
prohibition are consistent with the
expressed intent of the March 12, 2004
(69 FR 11946) final rule to not restrict
the sales of such substitutes. EPA
discussed and responded to comments
concerning the sales restrictions on
substitutes for refrigerants, and its
extension to substitutes for refrigerants
that consist in part or whole of a class
I or class II ozone-depleting substance in
the March 12, 2004 final rulemaking (69
FR 11969). Comments that are
submitted in response to this notice that
pertain to the merits of or
implementation of a sales restriction on
HFC or PFC substitutes are considered
to be outside of the scope of today’s
action.
Table of Contents
I. Regulated Entities
II. Overview
III. Today’s Action
A. Correction to the Definition of
Refrigerant
B. Amendment to the Prohibition Against
Venting Substitutes
C. Correction to the Definition of
Technician
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
I. Regulated Entities
Entities potentially regulated by this
action include those that manufacture,
own, maintain, service, repair, or
dispose of all types of air-conditioning
and refrigeration equipment (i.e.,
appliances as defined by § 82.152);
those who sell, purchase, or reclaim
refrigerants and their substitutes; and
those who own refrigerant recycling or
recovery equipment. This listing is not
intended to be exhaustive, but rather
provides a guide for readers regarding
entities likely to be regulated by this
action. To determine whether your
company is regulated by this action, you
should carefully examine the
applicability criteria contained in
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section 608 of the Clean Air Act
Amendments of 1990 (the Act). The
applicability criteria are discussed
below and in regulations published on
December 30, 1993 (58 FR 69638). If you
have questions regarding the
applicability of this action to a
particular entity, consult the person
listed in the preceding FOR FURTHER
INFORMATION CONTACT section.
II. Overview
On March 12, 2004 (69 FR 11946),
EPA amended the rule on refrigerant
recycling, promulgated under section
608 of the Act, to clarify how the
requirements of section 608 apply to
substitutes for chlorofluorocarbon (CFC)
and hydrochlorofluorocarbon (HCFC)
refrigerants. This rule explicated the
self-effectuating statutory prohibition
against the knowing venting of
substitutes to the atmosphere during the
maintenance, service, repair, and
disposal of appliances that became
effective on November 15, 1995. The
rule also exempted certain substitutes
from the venting prohibition on the
basis of current evidence that their
release is adequately addressed by other
authorities; hence, such release does not
pose a threat to the environment under
section 608 (69 FR 11949).
EPA also amended the refrigerant
recovery and recycling requirements for
CFC and HCFC refrigerants to
accommodate the proliferation of new
substitutes for these refrigerants on the
market, and to clarify that the venting
prohibition applies to all substitutes and
refrigerants for which EPA has not made
a determination that their release ‘‘does
not pose a threat to the environment,’’
including HFC and PFC substitutes. The
March 12, 2004 final rule was not
intended to either mandate section 608
technician certification for those
maintaining, repairing, or servicing
appliances using substitutes that do not
consist of a class I or class II ODS or to
restrict the sale of substitutes that do not
contribute to the depletion of the
stratospheric ozone layer, such as pure
HFC and PFC substitutes (69 FR 11946).
III. Today’s Action
With this action, EPA is proposing to
correct the definitions of refrigerant and
technician at § 82.152 and amend the
prohibition against the knowing venting
of substitutes at § 82.154(a), to reflect
the intent and preamble language of the
March 12, 2004 final rule to not regulate
the use or sale of substitutes that do not
consist of a class I or class II ozonedepleting substance.
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A. Correction to the Definition of
Refrigerant
While the intent of the March 12,
2004 final rule was not to restrict the
sale of refrigerant substitutes that do not
contribute to the depletion of the
stratospheric ozone layer (69 FR 11946),
the accompanying regulatory text could
be construed as having the opposite
effect. Specifically, the final rule’s
definition of refrigerant at § 82.152 (69
FR 11957) stated that refrigerant means,
for purposes of this subpart, any
substance consisting in part or whole of
a class I or class II ozone-depleting
substance that is used for heat transfer
purposes and provides a cooling effect,
or any substance used as a substitute for
such a class I or class II substance by
any user in a given end-use, except for
the following substitutes in the
following end-uses:
(1) Ammonia in commercial or
industrial process refrigeration or in
absorption units;
(2) Hydrocarbons in industrial process
refrigeration (processing of
hydrocarbons);
(3) Chlorine in industrial process
refrigeration (processing of chlorine and
chlorine compounds);
(4) Carbon dioxide in any application;
(5) Nitrogen in any application; or
(6) Water in any application.
EPA is aware that the above definition
of refrigerant could be construed as
being at odds with the preamble that
discusses the Agency’s intent to not
restrict the sale of substitutes that do not
consist of a class I or class II ODS. The
unintentional inclusion of the phrase or
any substance used as a substitute for
such a class I or class II substance
* * *, implies that any substance,
including pure HFCs and PFCs, used as
a substitute for such a class I or class II
substance would be captured under the
definition of refrigerant. If left
uncorrected, this could create ambiguity
about the interpretation of the
regulations promulgated at 40 CFR part
82, subpart F (i.e., section 608
regulations) and could have unintended
implications on the prohibitions,
required practices, and reporting and
recordkeeping requirements of the
regulations promulgated under section
608 of Title VI of the Clean Air Act (e.g.,
mandatory certification of technicians
servicing appliances using pure HFC
refrigerants and a restriction on the sale
of HFC substitutes to certified
technicians).
Therefore, EPA is proposing to correct
the definition of refrigerant by deleting
the aforementioned phrase. The
proposed definition at § 82.152 reads:
Refrigerant means, for purposes of this
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subpart, any substance consisting in
part or whole of a class I or class II
ozone-depleting substance that is used
for heat transfer purposes and provides
a cooling effect. EPA has deleted the
text specifying the exempted substitutes
(namely, ammonia in commercial or
industrial process refrigeration or in
absorption units; hydrocarbons in
industrial process refrigeration
(processing of hydrocarbons); chlorine
in industrial process refrigeration
(processing of chlorine and chlorine
compounds); carbon dioxide in any
application; nitrogen in any application;
or water in any application). Since these
substances do not contain a class I or
class II ODS, such a level of specificity
is not required within the amended
definition.
EPA requests comment on whether
the proposed definition of refrigerant
accurately reflects the Agency’s intent to
only include those substitutes that
contain a class I or class II ODS, and
hence contribute to depletion of the
stratospheric ozone layer. EPA also
seeks comment on whether the deleted
text specifying the exempted substitutes
provides greater clarity to the definition.
B. Amendment to the Prohibition
Against Venting Substitutes
The proposed correction to the
definition of refrigerant requires an
amendment to the regulatory refrigerant
venting prohibition at § 82.154(a). The
March 12, 2004 amendment to the
section 608 regulatory venting
prohibition (69 FR 11979) states that
Effective May 11, 2004, no person
maintaining, servicing, repairing, or
disposing of appliances may knowingly
vent or otherwise release into the
environment any refrigerant from such
appliances. * * * If not addressed, the
proposed definition of refrigerant would
exclude pure HFC and PFC substitutes 1
from the venting prohibition, because
they do not consist in part or whole of
a class I or class II ozone-depleting
substance. The preamble to the March
12, 2004 final rule made clear that the
Agency intended to exempt certain
substitutes, namely, ammonia in
commercial or industrial process
refrigeration or in absorption units;
hydrocarbons in industrial process
refrigeration (processing of
hydrocarbons); chlorine in industrial
process refrigeration (processing of
chlorine and chlorine compounds);
carbon dioxide in any application;
1 As defined at § 82.152, Substitute means any
chemical or product, whether existing or new, that
is used by any person as an EPA approved
replacement for a class I or II ozone-depleting
substance in a given refrigeration or airconditioning end-use.
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nitrogen in any application; or water in
any application (69 FR 11949–54) from
the statutory venting prohibition,
because their release is adequately
addressed by other entities; therefore,
their release does not pose a threat to
the environment under section 608 of
Title VI of the Clean Air Act. However,
EPA did not make such a finding for
substitutes consisting in part or whole
of an HFC or PFC substitute. So it
remains illegal to knowingly vent
substitutes consisting in part or whole
of an HFC or PFC substitute during the
maintenance, service, repair, or disposal
of appliances (69 FR 11947).
In accordance with section 608(c)(2)
of Title VI of the Clean Air Act (as
amended in 1990), de minimis releases
associated with good faith attempts to
recapture and recycle or safely dispose
of such substitutes shall not be subject
to the prohibition. EPA has not
promulgated regulations mandating
certification of refrigerant recycling/
recovery equipment intended for use
with substitutes; therefore, EPA is not
proposing a regulatory provision for the
mandatory use of certified recovery/
recycling equipment as an option for
determining de minimis releases of
substitutes. However, the lack of a
regulatory provision should not be
interpreted as an exemption to the
venting prohibition for non-exempted
substitutes. The regulatory prohibition
at § 82.154(a) reflects the statutory
reference to de minimis releases of
substitutes as they pertain to good faith
attempts to recapture and recycle or
safely dispose of such substitutes.
In order to emphasize that the
knowingly venting of HFC and PFC
substitutes remains illegal during the
maintenance, service, repair, and
disposal of appliances and to make
certain that the de minimis exemption
for refrigerants remains in the regulatory
prohibition, EPA is proposing to adopt
the statutory section 608(c)(2) venting
prohibition into the section 608
regulatory prohibition at § 82.154(a).
The proposed definition of refrigerant
means that refrigerant releases shall be
considered de minimis only if they
occur when: (1) The required practices
set forth in § 82.156 are observed,
recovery or recycling machines that
meet the requirements set forth in
§ 82.158 are used, and the technician
certification provisions set forth in
§ 82.161 are observed; or (2) The
requirements set forth for the service of
motor vehicle air-conditioners (MVACs)
in subpart B (i.e., section 609) of this
part are observed. EPA is also proposing
to list, in the regulatory prohibition at
§ 82.154(a), the substitutes that have
been exempted from the statutory
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venting prohibition. EPA is proposing
this edit in order to clarify which
substitutes are exempt from the venting
prohibition. Hence, EPA is proposing to
amend the prohibition at § 82.154(a) to
read: (a) Effective June 13, 2005, no
person maintaining, servicing, repairing,
or disposing of appliances may
knowingly vent or otherwise release
into the environment any refrigerant or
substitute from such appliances, with
the exception of the following
substitutes in the following end-uses:
(1) Ammonia in commercial or
industrial process refrigeration or in
absorption units;
(2) Hydrocarbons in industrial process
refrigeration (processing of
hydrocarbons);
(3) Chlorine in industrial process
refrigeration (processing of chlorine and
chlorine compounds);
(4) Carbon dioxide in any application;
(5) Nitrogen in any application; or
(6) Water in any application.
The knowing release of a refrigerant
or non-exempt substitute subsequent to
its recovery from an appliance shall be
considered a violation of this
prohibition. De minimis releases
associated with good faith attempts to
recycle or recover refrigerants or nonexempt substitutes are not subject to
this prohibition. Refrigerant releases
shall be considered de minimis only if
they occur when: (1) The required
practices set forth in § 82.156 are
observed, recovery or recycling
machines that meet the requirements set
forth in § 82.158 are used, and the
technician certification provisions set
forth in § 82.161 are observed; or (2) The
requirements set forth in subpart B of
this part are observed.
EPA requests comment as to whether
the proposed edits to the regulatory
venting prohibition accurately reflects
the Agency’s intent to not exclude HFC
and PFC substitutes from the section
608(c)(2) venting prohibition. Thereby
making certain that it remains unlawful
for any person, in the course of
maintaining, servicing, repairing, or
disposing of an appliance, to knowingly
vent or otherwise knowingly release
HFC and PFC substitutes into the
environment. EPA also seeks comment
on whether the proposed edits maintain
the exemptions to the prohibition for de
minimis releases associated with good
faith attempts to recapture and recycle
or properly dispose of substitutes.
Finally, EPA seeks comment on whether
the edits accurately depict the Agency’s
exemption to the venting prohibition for
the following substitutes: (1) Ammonia
in commercial or industrial process
refrigeration or in absorption units; (2)
Hydrocarbons in industrial process
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refrigeration (processing of
hydrocarbons); (3) Chlorine in industrial
process refrigeration (processing of
chlorine and chlorine compounds); (4)
Carbon dioxide in any application; (5)
Nitrogen in any application; or (6) Water
in any application.
C. Correction to the Definition of
Technician
In 1994, EPA finalized the definition
of technician at § 82.152 to read:
Technician means any person who
performs maintenance, service, or repair
that could be reasonably expected to
release class I or class II refrigerants
from appliances, except for MVACs, into
the atmosphere * * * (59 FR 55912
(November 9, 1994)). On June 11, 1998
(63 FR 32089), EPA proposed an
amendment to the definition of
technician to include persons who
perform maintenance, service, repair, or
disposal that could be reasonably
expected to release class I substances,
class II substances, or substitutes from
appliances into the atmosphere (63 FR
32059). The intent of proposed
amendment to the definition was to
require section 608 technician
certification for persons maintaining,
repairing, servicing, or disposing of
appliances containing non-exempt
substitutes; however, EPA did not
intend to remove the phrase except for
MVACs from the definition of
technician.
A petition for review challenging the
March 12, 2004 final rule stated that the
amended definition of technician could
be misinterpreted to mean that
technicians servicing and maintaining
MVACs must also have section 608
technician certification. EPA did not
intend for the amended definition of
technician at § 82.152 to include
persons servicing or repairing MVACs,
and therefore is proposing to revert back
to the original definition. EPA seeks
comment on whether the proposal to
revert back to the original definition of
technician satisfies the Agency’s intent
to not require technician certification
under section 608 for persons servicing
or repairing MVACs.
IV. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866, (58 FR
51,735 (October 4, 1993)) the Agency
must determine whether the regulatory
action is ‘‘significant’’ and therefore
subject to the Office of Management and
Budget (OMB) review and the
requirements of the Executive Order.
The Order defines ‘‘significant
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regulatory action’’ as one that is likely
to result in a rule that may: (1) Have an
annual effect on the economy of $100
million or more or adversely affect in a
material way the economy, a sector of
the economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, or tribal
governments or communities;
(2) create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
It has been determined that this rule
is not a ‘‘significant regulatory action’’
under the terms of Executive Order
12866 and is therefore not subject to
Executive Order 12866 review.
B. Paperwork Reduction Act
OMB has previously approved the
information collection requirements
contained in the existing regulations at
40 CFR part 82, subpart F under the
provisions of the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq. and has
assigned OMB Control Number 2060–
0256, EPA ICR number 1626.08. A copy
of the OMB approved Information
Collection Request (ICR) may be
obtained from Susan Auby, Collection
Strategies Division; U.S. Environmental
Protection Agency (2822T); 1200
Pennsylvania Ave., NW., Washington,
DC 20460 or by calling (202) 566–1672.
This action does not impose any new
information collection burden beyond
the already-approved ICR.
Burden means the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, or disclose
or provide information to or for a
Federal agency. This includes the time
needed to review instructions; develop,
acquire, install, and utilize technology
and systems for the purposes of
collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information. An agency
may not conduct or sponsor, and a
person is not required to respond to a
collection of information unless it
displays a currently valid OMB control
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Federal Register / Vol. 70, No. 70 / Wednesday, April 13, 2005 / Proposed Rules
number. The OMB control numbers for
EPA’s regulations in 40 CFR are listed
in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
generally requires an agency to prepare
a regulatory flexibility analysis of any
rule subject to notice and comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions.
For purposes of assessing the impacts
of today’s rule on small entities, small
entity is defined as: (1) A small business
as defined by Small Business
Administration size standards primarily
engaged in the supply and sale of motor
vehicle air-conditioning refrigerants as
defined by NAIC codes 42114, 42193,
and 441310; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field.
After considering the economic
impacts of today’s proposed rule on
small entities, I certify that this action
will not have a significant economic
impact on a substantial number of small
entities. The small entities directly
regulated by this proposed rule are
small business as defined by Small
Business Administration size standards
primarily engaged in the supply and
sale of motor vehicle air-conditioning
refrigerants as defined by NAIC codes
42114, 42193, and 441310. We have
determined that approximately 819
small entities will experience an impact
ranging from 0.001 percent to 0.163
percent, based on their annual sales and
revenues.
Although this proposed rule will not
have a significant economic impact on
a substantial number of small entities,
EPA nonetheless has tried to reduce the
impact of this rule on small entities.
EPA is proposing this rulemaking to
make certain that the regulatory text in
the March 12, 2004 rulemaking (63 FR
11946) is consistent with the intent to
not restrict the sale of substitutes that do
not consist of a class I or class II ozonedepleting substance, while making
certain that the statutory prohibition
against knowingly releasing such
substitutes remains. This rule proposes
to correct the definitions of refrigerant
VerDate jul<14>2003
15:00 Apr 12, 2005
Jkt 205001
and technician and makes certain that
only substances consisting whole or in
part of a class I or class II ODS are
covered under the section 608
refrigerant regulations. Hence any
burden associated with technician
certification or sales of refrigerant
substitutes not consisting of an ODS is
removed by correcting these definitions.
We continue to be interested in the
potential impacts of the proposed rule
on small entities and welcome
comments on issues related to such
impacts.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Pub. L.
104–4, establishes requirements for
Federal agencies to assess the effects of
their regulatory actions on State, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for proposed and final rules
with ‘‘Federal mandates’’ that may
result in expenditures to State, local,
and tribal governments, in the aggregate,
or to the private sector of $100 million
or more in any one year. Before
promulgating an EPA rule for which a
written statement is needed, section 205
of the UMRA generally requires EPA to
identify and consider a reasonable
number of regulatory alternatives and
adopt the least costly, most costeffective or least burdensome alternative
that achieves the objectives of the rule.
The provisions of section 205 do not
apply when they are inconsistent with
applicable law. Moreover, section 205
allows EPA to adopt an alternative other
than the least costly, most cost-effective
or least burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted. Before EPA establishes
any regulatory requirements that may
significantly or uniquely affect small
governments, including tribal
governments, it must have developed
under section 203 of the UMRA a small
government Agency plan. The plan
must provide for notifying potentially
affected small governments, enabling
officials of affected small governments
to have meaningful and timely input in
the development of EPA regulatory
proposals with significant Federal
intergovernmental mandates, and
informing, educating, and advising
small governments on compliance with
the regulatory requirements.
EPA has determined that this rule
does not contain a Federal mandate that
may result in expenditures of $100
million or more for State, local, and
tribal governments, in the aggregate, or
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
19375
the private sector in any one year. This
rule supplements the statutory selfeffectuating prohibition against venting
refrigerants by ensuring that certain
service practices are conducted that
reduce emissions and establish
equipment and reclamation certification
requirements. These standards are
amendments to the recycling standards
under section 608 of the Clean Air Act.
Many of these standards involve
reporting requirements and are not
expected to be a high cost issue. Thus,
today’s rule is not subject to the
requirements of sections 202 and 205 of
the UMRA.
For the reasons outlined above, EPA
has also determined that this rule
contains no regulatory requirements that
might significantly or uniquely affect
small governments. Thus, today’s rule is
not subject to the requirements of
section 203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ (64 FR 43255 (August 10,
1999)), requires EPA to develop an
accountable process to ensure
‘‘meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
This proposed rule does not have
federalism implications. It will not have
substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132. The regulations
promulgated under today’s action are
done so under Title VI of the Act which
does not grant delegation rights to the
States. Thus, Executive Order 13132
does not apply to this rule.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ (65 FR
67249 (November 9, 2000)), requires
EPA to develop an accountable process
to ensure ‘‘meaningful and timely input
by tribal officials in the development of
regulatory policies that have tribal
implications.’’ This proposed rule does
not have tribal implications, as specified
E:\FR\FM\13APP1.SGM
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19376
Federal Register / Vol. 70, No. 70 / Wednesday, April 13, 2005 / Proposed Rules
in Executive Order 13175. Today’s rule
does not significantly or uniquely affect
the communities of Indian tribal
governments. Thus, Executive Order
13175 does not apply to this rule.
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. This
rulemaking does not involve voluntary
consensus standards.
G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
Executive Order 13045: Protection of
Children from Environmental Health &
Safety Risks (62 FR 19885 (April 23,
1997)) applies to any rule that: (1) Is
determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental health or safety risk that
EPA has reason to believe may have a
disproportionate effect on children. If
the regulatory action meets both criteria,
the Agency must evaluate the
environmental health or safety effects of
the planned rule on children, and
explain why the planned regulation is
preferable to other potentially effective
and reasonably feasible alternatives
considered by the Agency.
This proposed rule is not subject to
the Executive Order because it does not
concern an environmental health or
safety risk that EPA has reason to
believe may have a disproportionate
effect on children. This rule amends the
recycling standards for refrigerants to
protect the stratosphere from ozone
depletion, which in turn protects
human health and the environment
from increased amounts of UV
radiation.
List of Subjects in 40 CFR Part 82
Environmental protection,
Administrative practice and procedure,
Air pollution control, Chemicals,
Exports, Imports, Reporting and
recordkeeping requirements.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not subject to Executive
Order 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355 (May 22, 2001)) because it is
not a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (NTTAA), Pub. L. 104–113,
section 12(d) (15 U.S.C. 272 note)
directs EPA to use voluntary consensus
standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies. The NTTAA directs EPA to
provide Congress, through OMB,
VerDate jul<14>2003
15:00 Apr 12, 2005
Jkt 205001
Dated: April 7, 2005.
Stephen L. Johnson,
Acting Administrator.
[FR Doc. 05–7406 Filed 4–12–05; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Part 67
[USCG–2003–14472]
RIN 1625–AA63
DEPARTMENT OF TRANSPORTATION
Maritime Administration
46 CFR Part 221
[Docket No. MARAD–2003–15171]
RIN 2133–AB51
Vessel Documentation: Lease
Financing for Vessels Engaged in the
Coastwise Trade; Second Rulemaking
AGENCIES: Coast Guard, DHS, and
Maritime Administration, DOT.
ACTION: Joint notice of proposed
rulemaking; withdrawal.
SUMMARY: The Coast Guard and the
Maritime Administration (MARAD) are
withdrawing their joint notice of
proposed rulemaking on
documentation, under the leasefinancing provisions, of vessels engaged
in the coastwise trade. The joint notice
of proposed rulemaking was superseded
by legislation. A new notice of proposed
rulemaking addressing the provisions of
the new legislation will be published in
the future.
DATES: The joint notice of proposed
rulemaking is withdrawn on April 13,
2005.
FOR FURTHER INFORMATION CONTACT:
Patricia Williams, Deputy Director,
National Vessel Documentation Center,
Coast Guard, telephone 304–271–2506
or John T. Marquez, Jr., Maritime
Administration, telephone 202–366–
5320.
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Frm 00037
Fmt 4702
Sfmt 4702
SUPPLEMENTARY INFORMATION:
Background
On February 4, 2004, the Coast Guard
and the Maritime Administration
(MARAD) published a joint notice of
proposed rulemaking entitled ‘‘Vessel
Documentation: Lease Financing for
Vessels Engaged in the Coastwise Trade;
Second Rulemaking’’ in the Federal
Register (69 FR 5403). The rulemaking
concerned the documentation of vessels
under the lease-financing provisions of
46 U.S.C. 12106(e) and asked the
following questions:
1. To what extent and how should the
Coast Guard prohibit or restrict the
chartering back (whether by time
charter, voyage charter, space charter,
contract of affreightment, or other
contract for the use of a vessel) of a
lease-financed vessel to the owner, the
parent, or to a subsidiary or affiliate of
the parent? (Coast Guard.)
2. To ensure that control of a leasefinanced vessel engaged in the
coastwise trade is not returned to the
owner or a member of its group, should
the Maritime Administrator’s approval
be required before an interest in or
control of a U.S. documented vessel is
transferred to a non-U.S. citizen?
(Maritime Administration.)
3. What limitations, if any, should the
Coast Guard impose on the grandfather
rights of lease-financed vessels with a
coastwise endorsement issued before
February 4, 2004? (Coast Guard.)
4. Should the Coast Guard require that
an application for coastwise
endorsement under the lease-financing
regulations be audited by a third party
to further ensure that the transaction in
fact qualifies under the lease-financing
laws and regulations? (Coast Guard.)
Discussion of Comments on the Joint
Notice of Proposed Rulemaking
The comments received on the
questions above clearly indicated that
the lease-financing statute was subject
to significantly differing interpretations
and needed clarification. Congress also
arrived at this conclusion and passed
new legislation, signed into law on
August 9, 2004, (discussed below) to
clarify the lease-financing statute.
However, because this legislation did
not address the issue of third-party
audits (question number 4 above) and
because the notice of proposed
rulemaking did not contain proposed
regulatory text on that issue, comments
to that question will be considered
under the future Coast Guard
rulemaking discussed below.
E:\FR\FM\13APP1.SGM
13APP1
Agencies
[Federal Register Volume 70, Number 70 (Wednesday, April 13, 2005)]
[Proposed Rules]
[Pages 19371-19376]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-7406]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 82
[FRL-7899-2]
RIN 2060-AM51
Protection of Stratospheric Ozone: Substitute Refrigerant
Recycling; Amendment to the Definition of Refrigerant
AGENCY: Environmental Protection Agency.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing changes
to correct the final rule published in the Federal Register on March
12, 2004. Specifically, EPA is proposing to amend the regulatory text
for the definitions of refrigerant and technician and the prohibition
against venting substitute refrigerants. EPA is also proposing to amend
the prohibition against venting substitute refrigerants to reflect the
proposed changes to the definitions. These changes are being proposed
to make certain that the regulations promulgated on March 12, 2004
cannot be construed as a restriction on the sales of substitutes that
do not consist of an ozone-depleting substance (ODS), such as pure
hydrofluorocarbon (HFC) and perfluorocarbon (PFC) substitutes.
DATES: Comments on this proposed rule must be received on or before May
13, 2005, unless a public hearing is requested. If requested by April
28, 2005 a hearing will be held on May 13, 2005 and the comment period
will be extended until May 31, 2005. Inquires regarding a public
hearing should be directed to the contact person listed below.
ADDRESSES: Submit your comments, identified by Docket ID No. OAR-2004-
0070 by one of the following methods:
Federal eRulemaking portal https://www.regulations.gov.
Follow the on-line instructions for submitting comments;
Agency Web site: https://www.epa.gov/edocket. EDOCKET,
EPA's electronic public docket and comment system, is EPA's preferred
method for receiving comments. Follow the on-line instructions for
submitting comments;
Fax comments to (202) 566-1741; or
Mail/hand delivery: Submit comments to Air and Radiation
Docket at EPA West, 1301 Constitution Avenue NW., Room B108, Mail Code
6102T, Washington, DC 20460, Phone: (202) 566-1742.
Instructions: Direct your comments to Docket ID No. OAR-2004-0070.
EPA's policy is that all comments received will be included in the
public docket without change and may be made available on-line at
https://www.epa.gov/edocket, including any personal information
provided, unless the comment includes information claimed to be
Confidential Business Information (CBI) or other information whose
disclosure is restricted by statute. Do not submit information that you
consider to be CBI or otherwise protected through EDOCKET,
regulations.gov, or e-mail. The EPA EDOCKET and the Federal
regulations.gov Web sites are ``anonymous access'' systems, which means
EPA will not know your identity or contact information unless you
provide it in the body of your comment. If you send an e-mail comment
directly to EPA without going through EDOCKET or regulations.gov, your
e-mail address will be automatically captured and included as part of
the comment that is placed in the public docket and made available on
the Internet. If you submit an electronic comment, EPA recommends that
you include your name and other contact information in the body of your
comment and with any disk or CD-ROM you submit. If EPA cannot read your
comment due to technical difficulties and cannot contact you for
clarification, EPA may not be able to consider your comment. Electronic
files should avoid the use of special characters, any form of
encryption, and be free of any defects or viruses. For additional
information about EPA's public docket visit
[[Page 19372]]
EDOCKET on-line or see the Federal Register of May 31, 2002 (67 FR
38102).
Docket: All documents in the docket are listed in the EDOCKET index
at https://www.epa.gov/edocket. Although listed in the index, some
information is not publicly available, i.e., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the Internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available either electronically in EDOCKET or in hard
copy at the Air and Radiation Docket EPA/DC, EPA West, Room B102, 1301
Constitution Ave., NW., Washington, DC. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal
holidays. The telephone number for the Public Reading Room is (202)
566-1744, and the telephone number for the Air Docket is (202) 566-
1742.
FOR FURTHER INFORMATION CONTACT: Julius Banks; (202) 343-9870;
Stratospheric Protection Division, Office of Atmospheric Programs,
Office of Air and Radiation (6205J); 1200 Pennsylvania Avenue, NW.;
Washington, DC 20460. The Stratospheric Ozone Information Hotline, 800-
296-1996, and the Ozone Web page, https://www.epa.gov/ozone/title6/608/
regulations/, can also be contacted for further information
concerning this correction.
SUPPLEMENTARY INFORMATION: EPA views this as a noncontroversial action
and anticipates no adverse comment. Therefore, in today's Federal
Register, we are publishing a separate Direct Final rulemaking to
correct the definitions of refrigerant and technician and amend the
prohibition against the knowing venting of substitutes. The Direct
Final rule will be effective on June 13, 2005 without further notice
unless we receive adverse comment regarding the intent of the amended
definitions and the amended prohibition by May 13, 2005. If EPA
receives adverse comment, we will publish a timely withdrawal in the
Federal Register informing the public that the rule will not take
effect. EPA will address all public comments on the proposed rule in a
subsequent final rule. EPA will not institute a second comment period
on this action. Any parties interested in commenting must do so at this
time.
EPA emphasizes that it is not re-proposing the June 11, 1998
proposal (63 FR 32044) to restrict the sale of hydrofluorocarbon (HFC)
and perfluorocarbon (PFC) substitutes, but is only taking action to
correct the definitions of refrigerant and technician at Sec. 82.152
and amend the venting prohibition at Sec. 82.154(a) to make certain
that the definitions and prohibition are consistent with the expressed
intent of the March 12, 2004 (69 FR 11946) final rule to not restrict
the sales of such substitutes. EPA discussed and responded to comments
concerning the sales restrictions on substitutes for refrigerants, and
its extension to substitutes for refrigerants that consist in part or
whole of a class I or class II ozone-depleting substance in the March
12, 2004 final rulemaking (69 FR 11969). Comments that are submitted in
response to this notice that pertain to the merits of or implementation
of a sales restriction on HFC or PFC substitutes are considered to be
outside of the scope of today's action.
Table of Contents
I. Regulated Entities
II. Overview
III. Today's Action
A. Correction to the Definition of Refrigerant
B. Amendment to the Prohibition Against Venting Substitutes
C. Correction to the Definition of Technician
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health & Safety Risks
H. Executive Order 13211: Actions That Significantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
I. Regulated Entities
Entities potentially regulated by this action include those that
manufacture, own, maintain, service, repair, or dispose of all types of
air-conditioning and refrigeration equipment (i.e., appliances as
defined by Sec. 82.152); those who sell, purchase, or reclaim
refrigerants and their substitutes; and those who own refrigerant
recycling or recovery equipment. This listing is not intended to be
exhaustive, but rather provides a guide for readers regarding entities
likely to be regulated by this action. To determine whether your
company is regulated by this action, you should carefully examine the
applicability criteria contained in section 608 of the Clean Air Act
Amendments of 1990 (the Act). The applicability criteria are discussed
below and in regulations published on December 30, 1993 (58 FR 69638).
If you have questions regarding the applicability of this action to a
particular entity, consult the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
II. Overview
On March 12, 2004 (69 FR 11946), EPA amended the rule on
refrigerant recycling, promulgated under section 608 of the Act, to
clarify how the requirements of section 608 apply to substitutes for
chlorofluorocarbon (CFC) and hydrochlorofluorocarbon (HCFC)
refrigerants. This rule explicated the self-effectuating statutory
prohibition against the knowing venting of substitutes to the
atmosphere during the maintenance, service, repair, and disposal of
appliances that became effective on November 15, 1995. The rule also
exempted certain substitutes from the venting prohibition on the basis
of current evidence that their release is adequately addressed by other
authorities; hence, such release does not pose a threat to the
environment under section 608 (69 FR 11949).
EPA also amended the refrigerant recovery and recycling
requirements for CFC and HCFC refrigerants to accommodate the
proliferation of new substitutes for these refrigerants on the market,
and to clarify that the venting prohibition applies to all substitutes
and refrigerants for which EPA has not made a determination that their
release ``does not pose a threat to the environment,'' including HFC
and PFC substitutes. The March 12, 2004 final rule was not intended to
either mandate section 608 technician certification for those
maintaining, repairing, or servicing appliances using substitutes that
do not consist of a class I or class II ODS or to restrict the sale of
substitutes that do not contribute to the depletion of the
stratospheric ozone layer, such as pure HFC and PFC substitutes (69 FR
11946).
III. Today's Action
With this action, EPA is proposing to correct the definitions of
refrigerant and technician at Sec. 82.152 and amend the prohibition
against the knowing venting of substitutes at Sec. 82.154(a), to
reflect the intent and preamble language of the March 12, 2004 final
rule to not regulate the use or sale of substitutes that do not consist
of a class I or class II ozone-depleting substance.
[[Page 19373]]
A. Correction to the Definition of Refrigerant
While the intent of the March 12, 2004 final rule was not to
restrict the sale of refrigerant substitutes that do not contribute to
the depletion of the stratospheric ozone layer (69 FR 11946), the
accompanying regulatory text could be construed as having the opposite
effect. Specifically, the final rule's definition of refrigerant at
Sec. 82.152 (69 FR 11957) stated that refrigerant means, for purposes
of this subpart, any substance consisting in part or whole of a class I
or class II ozone-depleting substance that is used for heat transfer
purposes and provides a cooling effect, or any substance used as a
substitute for such a class I or class II substance by any user in a
given end-use, except for the following substitutes in the following
end-uses:
(1) Ammonia in commercial or industrial process refrigeration or in
absorption units;
(2) Hydrocarbons in industrial process refrigeration (processing of
hydrocarbons);
(3) Chlorine in industrial process refrigeration (processing of
chlorine and chlorine compounds);
(4) Carbon dioxide in any application;
(5) Nitrogen in any application; or
(6) Water in any application.
EPA is aware that the above definition of refrigerant could be
construed as being at odds with the preamble that discusses the
Agency's intent to not restrict the sale of substitutes that do not
consist of a class I or class II ODS. The unintentional inclusion of
the phrase or any substance used as a substitute for such a class I or
class II substance * * *, implies that any substance, including pure
HFCs and PFCs, used as a substitute for such a class I or class II
substance would be captured under the definition of refrigerant. If
left uncorrected, this could create ambiguity about the interpretation
of the regulations promulgated at 40 CFR part 82, subpart F (i.e.,
section 608 regulations) and could have unintended implications on the
prohibitions, required practices, and reporting and recordkeeping
requirements of the regulations promulgated under section 608 of Title
VI of the Clean Air Act (e.g., mandatory certification of technicians
servicing appliances using pure HFC refrigerants and a restriction on
the sale of HFC substitutes to certified technicians).
Therefore, EPA is proposing to correct the definition of
refrigerant by deleting the aforementioned phrase. The proposed
definition at Sec. 82.152 reads: Refrigerant means, for purposes of
this subpart, any substance consisting in part or whole of a class I or
class II ozone-depleting substance that is used for heat transfer
purposes and provides a cooling effect. EPA has deleted the text
specifying the exempted substitutes (namely, ammonia in commercial or
industrial process refrigeration or in absorption units; hydrocarbons
in industrial process refrigeration (processing of hydrocarbons);
chlorine in industrial process refrigeration (processing of chlorine
and chlorine compounds); carbon dioxide in any application; nitrogen in
any application; or water in any application). Since these substances
do not contain a class I or class II ODS, such a level of specificity
is not required within the amended definition.
EPA requests comment on whether the proposed definition of
refrigerant accurately reflects the Agency's intent to only include
those substitutes that contain a class I or class II ODS, and hence
contribute to depletion of the stratospheric ozone layer. EPA also
seeks comment on whether the deleted text specifying the exempted
substitutes provides greater clarity to the definition.
B. Amendment to the Prohibition Against Venting Substitutes
The proposed correction to the definition of refrigerant requires
an amendment to the regulatory refrigerant venting prohibition at Sec.
82.154(a). The March 12, 2004 amendment to the section 608 regulatory
venting prohibition (69 FR 11979) states that Effective May 11, 2004,
no person maintaining, servicing, repairing, or disposing of appliances
may knowingly vent or otherwise release into the environment any
refrigerant from such appliances. * * * If not addressed, the proposed
definition of refrigerant would exclude pure HFC and PFC substitutes
\1\ from the venting prohibition, because they do not consist in part
or whole of a class I or class II ozone-depleting substance. The
preamble to the March 12, 2004 final rule made clear that the Agency
intended to exempt certain substitutes, namely, ammonia in commercial
or industrial process refrigeration or in absorption units;
hydrocarbons in industrial process refrigeration (processing of
hydrocarbons); chlorine in industrial process refrigeration (processing
of chlorine and chlorine compounds); carbon dioxide in any application;
nitrogen in any application; or water in any application (69 FR 11949-
54) from the statutory venting prohibition, because their release is
adequately addressed by other entities; therefore, their release does
not pose a threat to the environment under section 608 of Title VI of
the Clean Air Act. However, EPA did not make such a finding for
substitutes consisting in part or whole of an HFC or PFC substitute. So
it remains illegal to knowingly vent substitutes consisting in part or
whole of an HFC or PFC substitute during the maintenance, service,
repair, or disposal of appliances (69 FR 11947).
---------------------------------------------------------------------------
\1\ As defined at Sec. 82.152, Substitute means any chemical or
product, whether existing or new, that is used by any person as an
EPA approved replacement for a class I or II ozone-depleting
substance in a given refrigeration or air-conditioning end-use.
---------------------------------------------------------------------------
In accordance with section 608(c)(2) of Title VI of the Clean Air
Act (as amended in 1990), de minimis releases associated with good
faith attempts to recapture and recycle or safely dispose of such
substitutes shall not be subject to the prohibition. EPA has not
promulgated regulations mandating certification of refrigerant
recycling/recovery equipment intended for use with substitutes;
therefore, EPA is not proposing a regulatory provision for the
mandatory use of certified recovery/recycling equipment as an option
for determining de minimis releases of substitutes. However, the lack
of a regulatory provision should not be interpreted as an exemption to
the venting prohibition for non-exempted substitutes. The regulatory
prohibition at Sec. 82.154(a) reflects the statutory reference to de
minimis releases of substitutes as they pertain to good faith attempts
to recapture and recycle or safely dispose of such substitutes.
In order to emphasize that the knowingly venting of HFC and PFC
substitutes remains illegal during the maintenance, service, repair,
and disposal of appliances and to make certain that the de minimis
exemption for refrigerants remains in the regulatory prohibition, EPA
is proposing to adopt the statutory section 608(c)(2) venting
prohibition into the section 608 regulatory prohibition at Sec.
82.154(a). The proposed definition of refrigerant means that
refrigerant releases shall be considered de minimis only if they occur
when: (1) The required practices set forth in Sec. 82.156 are
observed, recovery or recycling machines that meet the requirements set
forth in Sec. 82.158 are used, and the technician certification
provisions set forth in Sec. 82.161 are observed; or (2) The
requirements set forth for the service of motor vehicle air-
conditioners (MVACs) in subpart B (i.e., section 609) of this part are
observed. EPA is also proposing to list, in the regulatory prohibition
at Sec. 82.154(a), the substitutes that have been exempted from the
statutory
[[Page 19374]]
venting prohibition. EPA is proposing this edit in order to clarify
which substitutes are exempt from the venting prohibition. Hence, EPA
is proposing to amend the prohibition at Sec. 82.154(a) to read: (a)
Effective June 13, 2005, no person maintaining, servicing, repairing,
or disposing of appliances may knowingly vent or otherwise release into
the environment any refrigerant or substitute from such appliances,
with the exception of the following substitutes in the following end-
uses:
(1) Ammonia in commercial or industrial process refrigeration or in
absorption units;
(2) Hydrocarbons in industrial process refrigeration (processing of
hydrocarbons);
(3) Chlorine in industrial process refrigeration (processing of
chlorine and chlorine compounds);
(4) Carbon dioxide in any application;
(5) Nitrogen in any application; or
(6) Water in any application.
The knowing release of a refrigerant or non-exempt substitute
subsequent to its recovery from an appliance shall be considered a
violation of this prohibition. De minimis releases associated with good
faith attempts to recycle or recover refrigerants or non-exempt
substitutes are not subject to this prohibition. Refrigerant releases
shall be considered de minimis only if they occur when: (1) The
required practices set forth in Sec. 82.156 are observed, recovery or
recycling machines that meet the requirements set forth in Sec. 82.158
are used, and the technician certification provisions set forth in
Sec. 82.161 are observed; or (2) The requirements set forth in subpart
B of this part are observed.
EPA requests comment as to whether the proposed edits to the
regulatory venting prohibition accurately reflects the Agency's intent
to not exclude HFC and PFC substitutes from the section 608(c)(2)
venting prohibition. Thereby making certain that it remains unlawful
for any person, in the course of maintaining, servicing, repairing, or
disposing of an appliance, to knowingly vent or otherwise knowingly
release HFC and PFC substitutes into the environment. EPA also seeks
comment on whether the proposed edits maintain the exemptions to the
prohibition for de minimis releases associated with good faith attempts
to recapture and recycle or properly dispose of substitutes. Finally,
EPA seeks comment on whether the edits accurately depict the Agency's
exemption to the venting prohibition for the following substitutes: (1)
Ammonia in commercial or industrial process refrigeration or in
absorption units; (2) Hydrocarbons in industrial process refrigeration
(processing of hydrocarbons); (3) Chlorine in industrial process
refrigeration (processing of chlorine and chlorine compounds); (4)
Carbon dioxide in any application; (5) Nitrogen in any application; or
(6) Water in any application.
C. Correction to the Definition of Technician
In 1994, EPA finalized the definition of technician at Sec. 82.152
to read: Technician means any person who performs maintenance, service,
or repair that could be reasonably expected to release class I or class
II refrigerants from appliances, except for MVACs, into the atmosphere
* * * (59 FR 55912 (November 9, 1994)). On June 11, 1998 (63 FR 32089),
EPA proposed an amendment to the definition of technician to include
persons who perform maintenance, service, repair, or disposal that
could be reasonably expected to release class I substances, class II
substances, or substitutes from appliances into the atmosphere (63 FR
32059). The intent of proposed amendment to the definition was to
require section 608 technician certification for persons maintaining,
repairing, servicing, or disposing of appliances containing non-exempt
substitutes; however, EPA did not intend to remove the phrase except
for MVACs from the definition of technician.
A petition for review challenging the March 12, 2004 final rule
stated that the amended definition of technician could be
misinterpreted to mean that technicians servicing and maintaining MVACs
must also have section 608 technician certification. EPA did not intend
for the amended definition of technician at Sec. 82.152 to include
persons servicing or repairing MVACs, and therefore is proposing to
revert back to the original definition. EPA seeks comment on whether
the proposal to revert back to the original definition of technician
satisfies the Agency's intent to not require technician certification
under section 608 for persons servicing or repairing MVACs.
IV. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review
Under Executive Order 12866, (58 FR 51,735 (October 4, 1993)) the
Agency must determine whether the regulatory action is ``significant''
and therefore subject to the Office of Management and Budget (OMB)
review and the requirements of the Executive Order. The Order defines
``significant regulatory action'' as one that is likely to result in a
rule that may: (1) Have an annual effect on the economy of $100 million
or more or adversely affect in a material way the economy, a sector of
the economy, productivity, competition, jobs, the environment, public
health or safety, or State, local, or tribal governments or
communities;
(2) create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
It has been determined that this rule is not a ``significant
regulatory action'' under the terms of Executive Order 12866 and is
therefore not subject to Executive Order 12866 review.
B. Paperwork Reduction Act
OMB has previously approved the information collection requirements
contained in the existing regulations at 40 CFR part 82, subpart F
under the provisions of the Paperwork Reduction Act, 44 U.S.C. 3501 et
seq. and has assigned OMB Control Number 2060-0256, EPA ICR number
1626.08. A copy of the OMB approved Information Collection Request
(ICR) may be obtained from Susan Auby, Collection Strategies Division;
U.S. Environmental Protection Agency (2822T); 1200 Pennsylvania Ave.,
NW., Washington, DC 20460 or by calling (202) 566-1672. This action
does not impose any new information collection burden beyond the
already-approved ICR.
Burden means the total time, effort, or financial resources
expended by persons to generate, maintain, retain, or disclose or
provide information to or for a Federal agency. This includes the time
needed to review instructions; develop, acquire, install, and utilize
technology and systems for the purposes of collecting, validating, and
verifying information, processing and maintaining information, and
disclosing and providing information; adjust the existing ways to
comply with any previously applicable instructions and requirements;
train personnel to be able to respond to a collection of information;
search data sources; complete and review the collection of information;
and transmit or otherwise disclose the information. An agency may not
conduct or sponsor, and a person is not required to respond to a
collection of information unless it displays a currently valid OMB
control
[[Page 19375]]
number. The OMB control numbers for EPA's regulations in 40 CFR are
listed in 40 CFR part 9.
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions.
For purposes of assessing the impacts of today's rule on small
entities, small entity is defined as: (1) A small business as defined
by Small Business Administration size standards primarily engaged in
the supply and sale of motor vehicle air-conditioning refrigerants as
defined by NAIC codes 42114, 42193, and 441310; (2) a small
governmental jurisdiction that is a government of a city, county, town,
school district or special district with a population of less than
50,000; and (3) a small organization that is any not-for-profit
enterprise which is independently owned and operated and is not
dominant in its field.
After considering the economic impacts of today's proposed rule on
small entities, I certify that this action will not have a significant
economic impact on a substantial number of small entities. The small
entities directly regulated by this proposed rule are small business as
defined by Small Business Administration size standards primarily
engaged in the supply and sale of motor vehicle air-conditioning
refrigerants as defined by NAIC codes 42114, 42193, and 441310. We have
determined that approximately 819 small entities will experience an
impact ranging from 0.001 percent to 0.163 percent, based on their
annual sales and revenues.
Although this proposed rule will not have a significant economic
impact on a substantial number of small entities, EPA nonetheless has
tried to reduce the impact of this rule on small entities. EPA is
proposing this rulemaking to make certain that the regulatory text in
the March 12, 2004 rulemaking (63 FR 11946) is consistent with the
intent to not restrict the sale of substitutes that do not consist of a
class I or class II ozone-depleting substance, while making certain
that the statutory prohibition against knowingly releasing such
substitutes remains. This rule proposes to correct the definitions of
refrigerant and technician and makes certain that only substances
consisting whole or in part of a class I or class II ODS are covered
under the section 608 refrigerant regulations. Hence any burden
associated with technician certification or sales of refrigerant
substitutes not consisting of an ODS is removed by correcting these
definitions. We continue to be interested in the potential impacts of
the proposed rule on small entities and welcome comments on issues
related to such impacts.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Pub.
L. 104-4, establishes requirements for Federal agencies to assess the
effects of their regulatory actions on State, local, and tribal
governments and the private sector. Under section 202 of the UMRA, EPA
generally must prepare a written statement, including a cost-benefit
analysis, for proposed and final rules with ``Federal mandates'' that
may result in expenditures to State, local, and tribal governments, in
the aggregate, or to the private sector of $100 million or more in any
one year. Before promulgating an EPA rule for which a written statement
is needed, section 205 of the UMRA generally requires EPA to identify
and consider a reasonable number of regulatory alternatives and adopt
the least costly, most cost-effective or least burdensome alternative
that achieves the objectives of the rule. The provisions of section 205
do not apply when they are inconsistent with applicable law. Moreover,
section 205 allows EPA to adopt an alternative other than the least
costly, most cost-effective or least burdensome alternative if the
Administrator publishes with the final rule an explanation why that
alternative was not adopted. Before EPA establishes any regulatory
requirements that may significantly or uniquely affect small
governments, including tribal governments, it must have developed under
section 203 of the UMRA a small government Agency plan. The plan must
provide for notifying potentially affected small governments, enabling
officials of affected small governments to have meaningful and timely
input in the development of EPA regulatory proposals with significant
Federal intergovernmental mandates, and informing, educating, and
advising small governments on compliance with the regulatory
requirements.
EPA has determined that this rule does not contain a Federal
mandate that may result in expenditures of $100 million or more for
State, local, and tribal governments, in the aggregate, or the private
sector in any one year. This rule supplements the statutory self-
effectuating prohibition against venting refrigerants by ensuring that
certain service practices are conducted that reduce emissions and
establish equipment and reclamation certification requirements. These
standards are amendments to the recycling standards under section 608
of the Clean Air Act. Many of these standards involve reporting
requirements and are not expected to be a high cost issue. Thus,
today's rule is not subject to the requirements of sections 202 and 205
of the UMRA.
For the reasons outlined above, EPA has also determined that this
rule contains no regulatory requirements that might significantly or
uniquely affect small governments. Thus, today's rule is not subject to
the requirements of section 203 of the UMRA.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled ``Federalism'' (64 FR 43255 (August
10, 1999)), requires EPA to develop an accountable process to ensure
``meaningful and timely input by State and local officials in the
development of regulatory policies that have federalism implications.''
``Policies that have federalism implications'' is defined in the
Executive Order to include regulations that have ``substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
This proposed rule does not have federalism implications. It will
not have substantial direct effects on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government,
as specified in Executive Order 13132. The regulations promulgated
under today's action are done so under Title VI of the Act which does
not grant delegation rights to the States. Thus, Executive Order 13132
does not apply to this rule.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
Executive Order 13175, entitled ``Consultation and Coordination
with Indian Tribal Governments'' (65 FR 67249 (November 9, 2000)),
requires EPA to develop an accountable process to ensure ``meaningful
and timely input by tribal officials in the development of regulatory
policies that have tribal implications.'' This proposed rule does not
have tribal implications, as specified
[[Page 19376]]
in Executive Order 13175. Today's rule does not significantly or
uniquely affect the communities of Indian tribal governments. Thus,
Executive Order 13175 does not apply to this rule.
G. Executive Order 13045: Protection of Children From Environmental
Health & Safety Risks
Executive Order 13045: Protection of Children from Environmental
Health & Safety Risks (62 FR 19885 (April 23, 1997)) applies to any
rule that: (1) Is determined to be ``economically significant'' as
defined under Executive Order 12866, and (2) concerns an environmental
health or safety risk that EPA has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, the Agency must evaluate the environmental health or
safety effects of the planned rule on children, and explain why the
planned regulation is preferable to other potentially effective and
reasonably feasible alternatives considered by the Agency.
This proposed rule is not subject to the Executive Order because it
does not concern an environmental health or safety risk that EPA has
reason to believe may have a disproportionate effect on children. This
rule amends the recycling standards for refrigerants to protect the
stratosphere from ozone depletion, which in turn protects human health
and the environment from increased amounts of UV radiation.
H. Executive Order 13211: Actions That Significantly Affect Energy
Supply, Distribution, or Use
This rule is not subject to Executive Order 13211, ``Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use'' (66 FR 28355 (May 22, 2001)) because it is not a
significant regulatory action under Executive Order 12866.
I. National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Pub. L. 104-113, section 12(d) (15 U.S.C. 272
note) directs EPA to use voluntary consensus standards in its
regulatory activities unless to do so would be inconsistent with
applicable law or otherwise impractical. Voluntary consensus standards
are technical standards (e.g., materials specifications, test methods,
sampling procedures, and business practices) that are developed or
adopted by voluntary consensus standards bodies. The NTTAA directs EPA
to provide Congress, through OMB, explanations when the Agency decides
not to use available and applicable voluntary consensus standards. This
rulemaking does not involve voluntary consensus standards.
List of Subjects in 40 CFR Part 82
Environmental protection, Administrative practice and procedure,
Air pollution control, Chemicals, Exports, Imports, Reporting and
recordkeeping requirements.
Dated: April 7, 2005.
Stephen L. Johnson,
Acting Administrator.
[FR Doc. 05-7406 Filed 4-12-05; 8:45 am]
BILLING CODE 6560-50-P