Advanced Qualification Program, 16370-16382 [05-6141]
Download as PDF
16370
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61, 63, 65, 121, and 135
[Docket No. FAA–2005–20750; Notice No.
05–04]
RIN 2120–AI59
Advanced Qualification Program
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
SUMMARY: The FAA is proposing to
codify the requirements of the
Advanced Qualification Program (AQP).
The AQP would continue as a
regulatory alternative program to the
traditional training program. AQP
would continue to be an alternative for
airlines that seek more flexibility in
training than the traditional training
program allows. Currently, the AQP
requirements are in a Special Federal
Aviation Regulation that expires on
October 2, 2005. The intended effect of
this proposal is to make AQP a
permanent, alternative method of
complying with FAA’s training
requirements for carriers.
DATES: Send your comments on or
before April 29, 2005.
ADDRESSES: You may send comments
[identified by Docket Number FAA–
2005–20750] using any of the following
methods:
• DOT Docket Web Site: Go to http:/
/dms.dot.gov and follow the instructions
for sending your comments
electronically.
• Government-wide Rulemaking Web
Site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management; U.S.
Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–401, Washington, DC 20590–
001.
• Fax: 1–202–493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
dms.dot.gov, including any personal
information you provide. For more
information, see the Privacy Act
discussion in the SUPPLEMENTARY
INFORMATION section of this document.
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
Docket: To read background
documents or comments received, go to
https://dms.dot.gov. You can also go to
Room PL–401 on the plaza level of the
Nassif Building, 400 Seventh Street,
SW., Washington, DC, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Thomas M. Longridge, AFS–230, Air
Transportation Division, Flight
Standards Service, Federal Aviation
Administration, P.O. Box 20027, Dulles
International Airport, Washington, DC
20041–2027; telephone (703) 661–0260;
e-mail: thomas.longridge@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. We ask that you send
us two copies of written comments.
We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
The docket is available for public
inspection before and after the comment
closing date. If you wish to review the
docket in person, go to the address in
the ADDRESSES section of this preamble
between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
You may also review the docket using
the Internet at the Web address in the
ADDRESSES section.
Privacy Act: Using the search function
of our docket Web site, anyone can find
and read the comments received into
any of our dockets. This includes the
name of the individual sending the
comment (or signing the comment on
behalf of an association, business, labor
union, etc.). You may review DOT’s
complete Privacy Act Statement in the
Federal Register published on April 11,
2000 (65 FR 19477–78) or you may visit
https://dms.dot.gov.
Before acting on this proposal, we
will consider all comments we receive
on or before the closing date for
comments. We will consider comments
filed late if it is possible to do so
without incurring expense or delay. We
may change this proposal in light of the
comments we receive.
If you want the FAA to acknowledge
receipt of your comments on this
PO 00000
Frm 00002
Fmt 4701
Sfmt 4702
proposal, include with your comments
a preaddressed, stamped postcard on
which the docket number appears. We
will stamp the date on the postcard and
mail it to you.
Availability of Rulemaking Documents
You can get an electronic copy using
the Internet by:
(1) Searching the Department of
Transportation’s electronic Docket
Management System (DMS) Web page
(https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking’s
Web page at https://www.faa.gov/avr/
arm/index.cfm; or
(3) Accessing the Government
Printing Office’s Web page at https://
www.access.gpo.gov/su_docs/aces/
aces140.html.
You can also get a copy by submitting
a request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
Authority for the Rulemaking
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority.
This rulemaking is promulgated
under the authority described in subtitle
VII, part A, subpart III, section 44701,
General requirements. Under that
section, the FAA is charged with
promoting the safe flight of civil aircraft
in air commerce by prescribing, in
addition to specified regulations,
regulations and minimum standards for
other practices, methods, and procedure
the Administrator finds necessary for
safety in air commerce and national
security. This regulation is within the
scope of that authority since it
permanently codifies the current
requirements and practices of a
regulatory compliance option for the
training and qualification of air crew
personnel, and represents the FAA’s
continuing efforts to promote aviation
safety.
Background
In 1975, the FAA began to address
two issues in part 121 pilot training and
checking. One issue was the hardware
requirements needed for total
simulation. The other issue was the
redesign of training programs to deal
with increasingly complex human
E:\FR\FM\30MRP2.SGM
30MRP2
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
factors problems and to increase the
safety benefits gained from the
simulation. At the urging of the air
transportation industry, the FAA
addressed the hardware issue first. In
1980, this effort resulted in the FAA
developing the Advanced Simulation
Program, in 14 CFR part 121, appendix
H.
Since then, the FAA has continued to
pursue approaches for the redesign of
training programs to increase the
benefits of Advanced Simulation and to
deal with the increasing complexity of
cockpit human factors.
On August 27, 1987, FAA
Administrator McArtor addressed the
chief pilots and certain executives of
many air carriers at a meeting held in
Kansas City. One of the issues discussed
at the meeting focused on flight
crewmember performance issues. This
meeting led to creating a Joint
Government-Industry Task Force on
flight crew performance (Joint Task
Force). Representatives from major air
carriers and air carrier associations,
flight crewmember associations,
commuter air carrier and regional
airline associations, and government
organizations took part. On September
10, 1987, the Joint Task Force met at the
Air Transport Association’s
headquarters to identify and discuss
flight crewmember performance issues.
The Joint Task Force formed working
groups in three major areas: (1) Man/
machine interface; (2) flight
crewmember training; and (3) operating
environment. Each working group
submitted a report and
recommendations to the Joint Task
Force. On June 8, 1988, the Joint Task
Force presented its recommendations to
Administrator McArtor.
The major recommendations to the
Administrator from the flight
crewmember training working group
were the following:
(1) Require 14 CFR part 135
commuters whose airplane operations
require two pilots to comply with part
121 training, checking, qualification,
and record keeping requirements;
(2) Provide for a Special Federal
Aviation Regulation (SFAR) and
Advisory Circular to permit
development of innovative training
programs;
(3) Establish a National Air Carrier
Training Program Office that provides
training program oversight at the
national level;
(4) Require seconds-in-command to
satisfactorily perform their duties under
the supervision of check airmen during
operating experience;
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
(5) Require all training to be
accomplished through a certificate
holder’s training program;
(6) Provide for approval of training
programs based on course content and
training aids rather than using specific
programmed hours;
(7) Require Cockpit Resource
Management (CRM) (now called Crew
Resource Management) Training.
The working group listed specific
recommendations for regulatory
changes. They separated the
recommendations into those changes
that should be incorporated into an
SFAR and those that should be
incorporated into an accompanying
Advisory Circular.
In June 1988, the National
Transportation Safety Board (NTSB)
issued a Safety Recommendation (A–
88–71) on the subject of CRM. The
recommendation stemmed from an
NTSB accident investigation of a
Northwest Airline crash on August 16,
1987, in which 148 passengers, 6
crewmembers, and 2 people on the
ground were killed.
The NTSB noted that both
crewmembers had received singlecrewmember training during their last
simulator training and proficiency
checks. In addition, the last CRM
training they had received was 3.5 hours
of ground school (general) CRM training
in 1983. Because of its investigation, the
NTSB recommended that all part 121
carriers review initial and recurrent
flight crew training programs to ensure
that they include simulator or aircraft
training exercises which involve cockpit
resource management and active
coordination of all crewmember trainees
and which will permit evaluation of
crew performance and adherence to
those crew coordination procedures.
In response to the recommendations
from the Joint Task Force and from the
NTSB, in October 1990, the FAA
published SFAR No. 58, Advanced
Qualification Program (AQP), which
addresses all of the recommendations
discussed previously. The FAA also
published an Advisory Circular on AQP
that describes an acceptable method by
which the terms of the SFAR may be
achieved. Under SFAR No. 58, the FAA
provides certificated air carriers, as well
as training centers they employ, with a
regulatory alternative for training,
checking, qualifying, and certifying
aircrew personnel subject to the
requirements of 14 CFR parts 121 and
135.
Air carriers can choose to use a
traditional training program or to
participate in AQP. Carriers electing not
to take part in AQP must continue to
operate under the traditional FAA rules
PO 00000
Frm 00003
Fmt 4701
Sfmt 4702
16371
for training and checking. AQP offers
several long-range advantages to
participation such as the flexibility to
tailor training and certification activities
to a carrier’s particular needs and
operational circumstances. AQP
encourages innovation in developing
training strategies. It includes wide
latitude in choice of training methods
and media. AQP allows the use of flight
training devices for training and
checking on many tasks that historically
have been accomplished in airplane
simulators. It provides an approved
means for the applicant to replace FAAmandated uniform qualification
standards with carrier-proposed
alternatives tailored to specific aircraft.
It allows the applicant to set up an
annual training and checking schedule
for all personnel, including pilots-incommand, and provide a basis for
extending that interval under certain
circumstances.
From an FAA perspective, the
overriding advantage of AQP is the
quality of training. AQP provides a
systematic basis for matching
technology to training requirements and
for approving training program content
based on relevance to operational
performance.
The main goal of the AQP SFAR was
to improve flight crew performance by
providing alternative means of
complying with certain rules that may
inhibit innovative use of modern
technology for flight crewmember
training. The SFAR has been successful
in encouraging carriers to become
innovative in their approach to training.
The FAA is now proposing to
incorporate the requirements of SFAR
No. 58 into 14 CFR part 121. The AQP
would continue as an alternative to the
traditional training program. AQP
would continue to be an alternative for
airlines that seek more flexibility in
training than the traditional program
allows. Thus, this NPRM proposes no
new costs to affected operators.
Section-by-Section Discussion of
Subpart Y (§§ 121.901–121.925)
This section by section discussion
presents the proposed changes to the
AQP. AQP is currently in SFAR No. 58
under part 121. Any significant,
substantive change and the justification
for that change is discussed under the
appropriate proposed section below.
Section 121.901 Purpose and
Eligibility
The proposed section outlines the
purpose and eligibility of the alternate
method of training and qualification,
known as ‘‘Advanced Qualification
Program.’’ The AQP is an alternative
E:\FR\FM\30MRP2.SGM
30MRP2
16372
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
method for qualifying, training,
certifying, and otherwise ensuring
competency of flight crewmembers,
flight attendants, and dispatchers.
Proposed paragraphs (a), (b) and (c) are
based on existing language from SFAR
No. 58, section 1.
Section 121.903 General Requirements
for Advanced Qualification Programs
Proposed paragraph (b) states that
certificate holders who get approval of
an AQP must comply with its
provisions. Proposed paragraph (b)
clarifies that an AQP is an alternative to
complying with the training and
qualification requirements for
crewmembers, aircraft dispatchers,
instructors, and evaluators in parts 61,
63, 65, 121, and 135. Proposed
paragraph (b) also states that each
applicable requirement of parts 61, 63,
65, 121, or 135 that is not specifically
addressed in an AQP curriculum would
continue to apply to the certificate
holder and to the individuals being
trained and qualified by the certificate
holder. The FAA may accept
alternatives for the practical test
requirements of parts 61, 63, and 65, but
each applicable requirement of parts 61,
63, 65, 121, or 135, including but not
limited to practical test requirements,
that is not specifically addressed in an
approved AQP curriculum would
continue to apply to the certificate
holder. This proposal is based on
existing SFAR No. 58, section 1,
paragraph (e), section 8, paragraph (a),
and section 10, paragraph (b)(3). A new
sentence in paragraph (b) would add
that no person may be trained under an
AQP unless the AQP is currently
approved and the person complies with
all of its provisions.
Proposed paragraph (c) states that no
certificate holder that conducts its
training program under an AQP may use
any person, nor may any person serve
in any duty position, as a required
crewmember, an aircraft dispatcher, a
flight instructor, or an evaluator (e.g., a
check airman, check flight attendant, or
aircrew program designee (APD)),
unless that person has satisfactorily
accomplished the training and
evaluation of proficiency required by
the AQP for that type airplane and duty
position. The prohibition against using
a person in operations under this part
who has not accomplished the required
training and evaluation would also
apply to any person receiving ‘‘special
tracking’’ training, whose schedule for
training and evaluating may be different
from others employed by that certificate
holder.
Proposed paragraph (d) states that all
documentation and data required under
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
this subpart must be submitted in a form
and manner acceptable to the FAA. This
proposal is based on existing SFAR No.
58, section 10, paragraph (b)(1).
Proposed paragraph (e) states that any
training or evaluation required under an
AQP that is satisfactorily completed in
the calendar month before or the
calendar month after the calendar
month in which it is due is considered
to have been completed in the calendar
month it was due. This proposal
provides some flexibility in complying
with an AQP and is consistent with the
practice of current AQP participants. It
is based on existing SFAR No. 58,
section 6, paragraph (b)(3)(ii)(A);
however, in the current SFAR, the
provision applies only to on-line
evaluations of pilots-in-command (PIC).
The FAA is proposing to broaden this
provision to apply to any training and
evaluation deadline for any duty
position.
Section 121.905 Confidential
Commercial Information
This proposed section is new and
specifies the procedure for a certificate
holder to make a claim that AQP
information or data submitted to the
FAA is entitled to confidential
treatment under 5 U.S.C 552 (b)(4). The
certificate holder must clearly identify
its claim of confidentiality on each
submission and must justify that claim.
The FAA office of primary
responsibility for the AQP will evaluate
a submitter’s claim for confidential
treatment of information or data. The
FAA office of primary responsibility for
the AQP will make the determination
whether the information submitted is
entitled to protection under 5 U.S.C
552(b)(4), within a reasonable time, and
with review by the Office of the Chief
Counsel.
Section 121.907 Definitions
This proposed section contains
definitions used throughout proposed
subpart XXX. The proposed definitions
of ‘‘evaluator’’ and ‘‘variant’’ contain
language from the existing definition in
SFAR No. 58, section 2. The following
definitions are new: ‘‘Crew Resource
Management (CRM),’’ ‘‘Curriculum
outline,’’ ‘‘Evaluation of proficiency,’’
‘‘First Look,’’ ‘‘Instructional systems
development,’’ ‘‘Job task listing,’’ ‘‘Line
operational evaluation (LOE),’’ ‘‘Line
operational simulation (LOS),’’
‘‘Planned hours,’’ ‘‘Qualification
standard,’’ ‘‘Qualification standards
document,’’ ‘‘Special tracking,’’ and
‘‘Training session.’’ ‘‘Line operational
evaluation’’ is an evaluation conducted
in a simulated line environment
consisting of a complete scenario.
PO 00000
Frm 00004
Fmt 4701
Sfmt 4702
‘‘Instructional systems development’’ is
defined as ‘‘a systematic methodology
for deriving and maintaining
qualification standards and associated
curriculum content based on a
documented analysis of the job tasks,
skills, and knowledge required for job
proficiency.’’ Under proposed § 121.909
AQP applicants must provide a
description of the methodology they
will use for instructional systems
development. The FAA provides
guidance in the AQP Advisory Circular.
Section 121.909 Approval of
Advanced Qualification Program
Proposed paragraph (a), which
outlines the approval process, is based
on existing SFAR No. 58, section 10,
paragraph (a). In the approval process,
the certificate holder applies for
approval of an AQP curriculum to the
Manager of the Advanced Qualification
Program, after going through the FAA
office responsible for approval of the
certificate holder’s operations
specifications. The existing rule states
that the certificate holder applies for
approval to the certificate holder’s FAA
Flight Standards District Office. The
new wording reflects existing
procedures for the review and approval
of AQP documentation at both a local
and a national level.
Proposed paragraph (b), which
discusses the application process for
approval of an AQP curriculum, is
based on existing SFAR No. 58, section
3 and section 10, paragraph (b). The
introductory text of paragraph (b)
specifies the applicant must have
separate curriculums for indoctrination,
qualification, and continuing
qualification (including upgrade,
transition, and requalification). The
FAA is proposing new language to
describe current requirements
concerning the instructional systems
development methodology. This new
language would not impose any
additional costs on the operator as we
are just codifying and clarifying the
requirements of the AQP. This
methodology would have to incorporate
a thorough analysis of the certificate
holder’s operations, aircraft, line
environment, and job functions. All
AQP qualification and continuing
qualification curriculums would have to
integrate the training and evaluation of
CRM and technical skills and
knowledge.
Proposed paragraph (b)(1) states the
AQP would have to meet all the
requirements of proposed subpart Y.
Proposed paragraph (b)(2) adds new
language to describe current curriculum
documentation requirements for
indoctrination, qualification, and
E:\FR\FM\30MRP2.SGM
30MRP2
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
continuing qualification (including
upgrade, transition, and requalification).
The documentation for each curriculum
would have to include the initial
application for AQP, the initial job task
listing, a description of the instructional
systems development methodology, a
qualification standards document, the
curriculum outline, and an
implementation and operations plan.
Applicants are not required to have all
types of curriculums (e.g.,
indoctrination, qualification, continuing
qualification). However, for each
curriculum they propose, they must
provide the documentation required in
paragraphs (b)(2)(i)–(vi).
AQP participants may propose
requirements in addition to, or in place
of, the requirements in part 61, 63, 65,
121, or 135. An approved AQP serves as
an alternative to the requirements in
parts 61, 63, 65, 121, and 135. The
applicant must justify any differences
between parts 61, 63, 65, 121, and 135
and the AQP. The FAA must approve
such differences for that AQP.
Proposed paragraph (b)(3) states that,
subject to approval by the FAA,
certificate holders could elect, where
appropriate, to consolidate information
about multiple programs within any of
the documents referenced in proposed
paragraph (b)(2). For example, if an
applicant has more than one curriculum
for different aircraft, the applicant could
provide one document that addresses
one or more curriculums.
Proposed paragraph (b)(4) is similar to
existing SFAR No. 58, section 10,
paragraph (b)(3). Under the proposed
rule the certificate holder would have to
establish an initial justification and a
continuing process, approved by the
FAA, to show how the AQP curriculum
provides an equivalent level of safety for
each requirement in parts 61, 63, 65,
121, or 135 that is replaced by an AQP
curriculum. The continuing process is,
in effect, a quality assurance process.
For each certificate holder using an
AQP, the FAA receives annual reports,
data submissions, and information on
the performance of flight instructors and
evaluators. The FAA studies these to
make sure the certificate holder
continually evaluates itself to ensure
that it continues to meet the AQP
agreement. This expectation of selfmonitoring on the part of certificate
holders is not specifically addressed in
the current SFAR, but certificate holders
currently using AQPs are using quality
assurance programs. This change would
codify that practice.
Proposed paragraph (c) refers only to
the requirement in existing SFAR No.
58, section 10, paragraph (c), for AQP
applications to include a transition plan
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
for moving from an existing program to
an AQP program. The reference in
existing SFAR No. 58, section 10(c), to
revisions of an AQP has been moved
entirely to proposed paragraph (d).
Proposed paragraph (d) addresses
rescissions of approval and
requirements for revisions. It is the same
as existing SFAR No. 58, section 10,
paragraph (d) except that it deletes
reference to § 135.325, to allow
revisions to be approved in accordance
with the applicant’s approved AQP and
proposed subpart Y. Proposed
paragraph (d) adds to existing language,
which states the FAA may require the
certificate holder to submit revisions or
to submit and obtain approval of a
transition plan to part 121, subpart N, if
the FAA finds the certificate holder is
not meeting the provisions of the
certificate holder’s approved AQP. This
requirement just codifies current
practice therefore there is no additional
costs imposed on the operator. The
proposed paragraph (d) adds to that
language the words, ‘‘or if otherwise
warranted’’. This additional language
would permit approval to be withdrawn
for any reason that the FAA finds to be
warranted. This could include, for
example, a determination that
compliance with the approved program
is no longer consistent with safety. Also,
a new sentence is added to paragraph
(d) that would allow for the use of a
transition plan, approved under
proposed subpart Y, as a means for
accomplishing voluntary withdrawal
from the AQP, when such withdrawal is
initiated by the certificate holder. The
existing SFAR does not specifically
address the use of a transition plan as
a means for voluntary withdrawal.
Proposed paragraph (e) is new
language stating that final approval of
an AQP by the FAA would indicate that
the FAA has accepted the justification
provided under paragraph (b)(4) and
that the applicant’s initial justification
and a continuing process establish an
equivalent level of safety for each
requirement of parts 61, 63, 65, 121 or
135 that is being replaced.
Section 121.911 Indoctrination
Curriculum
The proposed section is based on
existing language from SFAR No. 58,
section 4. Proposed paragraphs (a), (b),
(c), and (d) are the same as existing
SFAR No. 58, section 4, paragraphs (a),
(b), (c), and (d), respectively.
Section 121.913 Qualification
Curriculum
The proposed section contains
requirements for qualification
curriculums and is based on existing
PO 00000
Frm 00005
Fmt 4701
Sfmt 4702
16373
SFAR No. 58, section 5, paragraph (b).
In the proposed § 121.913 introduction,
‘‘qualification’’ from existing SFAR No.
58, section 5, paragraph (b), is changed
to ‘‘evaluation,’’ because ‘‘evaluation’’ is
the more specific term in this context.
Proposed paragraph (a) contains a
requirement for documentation of the
certificate holder’s planned hours of
training, evaluation, and supervised
operating experience. The proposed
paragraph is the same as existing SFAR
No. 58, section 5, paragraph (a).
Proposed paragraph (b) contains
qualification curriculum requirements
for crewmembers, aircraft dispatchers,
and other operations personnel.
Proposed paragraph (b) is based on
existing SFAR No. 58, section 5,
paragraph (b)(1). In the proposed
paragraph (b)(2) the term ‘‘qualification
standards of each task’’ is used instead
of ‘‘each maneuver and procedure.’’
New language is also added in proposed
(b)(4), stating that each qualification
curriculum would have to include a list
of and text describing evaluation/
remediation strategies, provisions for
special tracking, and how recency of
experience requirements would be
accomplished. This new language is
codifying current practice and would
not impose any additional costs on the
operator.
Proposed paragraph (c) is new
language and would require
qualification to include an initial
operating experience and line check for
flight crewmembers. This new language
is current practice and would not
impose any additional costs on the
operator as we are just codifying and
clarifying the requirements of the AQP.
The language of paragraph (c) is more
specific than under the current SFAR,
but this practice is currently followed
by certificate holders under AQP.
Proposed paragraphs (d) and (e)
outline qualification curriculum
requirements for flight instructors and
evaluators, respectively. Proposed
paragraph (d) is based on existing SFAR
No. 58, section 5, paragraph (b)(2).
Proposed paragraph (e) is based on
existing SFAR No. 58, section 5,
paragraph (b)(3). New language is added
to each, clarifying current requirements
to include a list of and text describing
the knowledge requirements, subject
materials, job skills, and qualification
standards of each procedure and task to
be trained and evaluated, and a list of
and text describing evaluation/
remediation strategies, standardization
policies and recency requirements. This
new language would not impose any
additional costs on the operator as we
are just codifying and clarifying the
requirements of the AQP.
E:\FR\FM\30MRP2.SGM
30MRP2
16374
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
Section 121.915 Continuing
Qualification Curriculum
The proposed section contains
program requirements for continuing
qualification curriculums. The
introductory paragraph is based on
existing SFAR No. 58, section 6
introduction.
Proposed paragraph (a) is based on
existing SFAR No. 58, section 6,
paragraphs (a)(1) and (b). The existing
language states that each person
qualified under AQP receives a
balanced mix of training and evaluation
to ensure that he or she ‘‘maintains at
least the current minimum proficiency
level of knowledge, skills, and attitudes
required for original qualification.’’ In
the proposed paragraph the introductory
language is changed to state that each
person ‘‘maintains the proficiency level
in knowledge, technical skills, and
cognitive skills required for initial
qualification.’’ The proposed paragraph
revises the current rule to state that this
training and evaluation must be in
accordance with: (1) The approved
continuing qualification AQP; (2)
evaluation/remediation strategies; and
(3) provisions for special tracking.
Proposed paragraph (a)(1), which
discusses continuing qualification cycle
evaluation periods, is based on existing
SFAR No. 58, section 6, paragraph
(b)(1). New language is included that
defines the continuing qualification
cycle as initially consisting of two or
more evaluation periods of equal
duration. This new language would not
impose any additional costs on the
operator as we are just codifying current
practice.
Proposed paragraph (a)(2), which
outlines continuing qualification cycle
training requirements, is based on
existing SFAR No. 58, section 6,
paragraph (b)(2). The proposed
paragraph revises the requirements to
state that continuing qualification
training must be in accordance with the
approved program documentation.
Proposed paragraph (a)(2)(i) is new
language codifying current practice that
states that for pilots in command,
seconds in command, and flight
engineers, continuing qualification
training must include First Look in
accordance with the certificate holder’s
FAA-approved program documentation.
This new language would not impose
any additional costs on the operator.
‘‘First Look’’ is defined in proposed
§ 121.907 as the assessment of
performance to determine proficiency
on designated flight tasks before any
briefing, training, or practice on those
tasks is given in the training session for
a continuing qualification curriculum.
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
The FAA proposes that ‘‘First Look’’ be
conducted during an AQP continuing
qualification cycle to determine trends
of degraded proficiency, if any, due in
part to the length of the interval
between training sessions.
Proposed paragraph (a)(2)(ii)
addresses ground training requirements
for continuing qualification and is the
same as existing SFAR No. 58, section
6, paragraph (b)(2)(i).
Proposed paragraph (a)(2)(iii) outlines
continuing qualification proficiency
training requirements for crewmembers,
flight instructors, evaluators, and other
operational personnel who conduct
their duties in flight. It is based on
existing SFAR No. 58, section 6,
paragraph (b)(2)(ii).
Proposed paragraph (a)(2)(iv) outlines
continuing qualification ground training
requirements for dispatchers and other
operational personnel who do not
conduct their duties in flight, and is
based on existing SFAR No. 58, section
6, paragraph (b)(2)(i). The proposed
paragraph adds a requirement for a line
observation program, if applicable.
Proposed paragraph (a)(2)(v) is based
on existing SFAR No. 58, section 6,
paragraph (b)(2)(iii), but with clarifying
language to separately address: (1)
Flight instructors and evaluators, in
general; and (2) flight instructors and
evaluators who are limited to
conducting their duties in flight
simulators and flight training devices.
Continuing qualification for each group
must include training in the type flight
training device or the type flight
simulator, as appropriate, regarding
training equipment operation and
training in operational flight procedures
and maneuvers (normal, abnormal, and
emergency), respectively.
Proposed paragraph (b), which
outlines continuing qualification cycle
evaluation requirements, is based on
existing SFAR No. 58, section 6,
paragraph (b)(3). The existing language
is revised to state that evaluation of
performance for continuing
qualification will be done ‘‘on a
sample’’ of events and major subjects.
Existing SFAR No. 58, section 6(b)(3)
states that continuing qualification
evaluations must include all events and
major subjects required for original
qualification, and online evaluations for
pilots in command and other eligible
flight crewmembers; however, current
AQPs use a sample of events. Under the
proposed paragraph (b) requirements,
the sample of events and major subjects
used in evaluation would be identified
as diagnostic of competence and
approved for that purpose by the FAA.
Instead of basing curriculums on
prescribed generic maneuvers,
PO 00000
Frm 00006
Fmt 4701
Sfmt 4702
procedures and knowledge items, AQP
curriculums are based on a detailed
analysis of the specific job tasks,
knowledge and skill requirements of
each duty position for the individual
airline. The analysis applies the
following factors: Criticality, currency,
need for training, applicable conditions,
and applicable standards. The
determination of criticality and
currency guides when and how the
objective is trained, validated, or
evaluated. To make this determination
the applicant and FAA answer a series
of questions about each task to describe
its performance requirements, both on
the line and in the training setting.
Criticality is a determination of the
relative impact of substandard task
performance on overall safety. It
indicates an increased need for
awareness, care, exactness, accuracy, or
correctness during task performance.
Critical tasks are proficiency objectives
that are trained, validated, or evaluated
more frequently during an AQP
evaluation period. A currency task is a
proficiency objective for which
individuals or crews maintain
proficiency by repeated performance of
the item in normal line, duty or work
operations. Most currency items are
validated during line checks and may be
sampled in the Continuing Qualification
Cycle. Tasks that are determined to be
critical and not current are trained,
validated, or evaluated each evaluation
period. Tasks that are determined to be
neither critical nor current are trained,
validated, or evaluated each continuing
qualification cycle.
Proposed paragraph (b)(1), which
contains requirements for evaluations of
proficiency, is the same as existing
SFAR No.58, section 6, paragraph
(b)(3)(i).
Proposed paragraph (b)(2), which
discusses line checks, is based on
existing SFAR No. 58, section 6,
paragraph (b)(3)(ii) with a few revisions.
The term ‘‘online evaluations’’ is
changed to ‘‘line checks’’ in the
proposed language. Further, proposed
paragraph (b)(2)(i), which addresses line
checks for pilots in command, begins
with the qualifying statement ‘‘Except as
provided in paragraph (b)(2)(ii) of this
section * * *’’
Paragraph (b)(2)(ii) is new language
that addresses ‘‘No-notice Line Checks.’’
The proposed language states that with
the FAA’s approval, no-notice line
checks could be used in place of line
checks, although the certificate holder
who elects to exercise this option would
have to ensure that no advance notice of
the evaluation is given. Further, the
AQP certificate holder would be
required to ensure that each pilot in
E:\FR\FM\30MRP2.SGM
30MRP2
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
command receives at least one ‘‘nonotice’’ line check every 24 months.
Also, the certificate holder would have
to ensure that, at a minimum, the
number of these checks given each
calendar year equates to at least 50% of
the certificate holder’s pilot-incommand workforce, in accordance
with a strategy approved by the FAA for
that purpose. Under this proposed
requirement, the line checks would be
conducted over all geographic areas
flown by the certificate holder in
accordance with a sampling
methodology approved by the FAA for
that purpose. This proposed language is
consistent with existing exemptions that
have been granted to some AQP
certificate holders in order to allow a
longer period between line checks in
exchange for such no-notice line checks.
The no-notice feature of the random line
check procedure provides evaluators
with an increased opportunity to
observe typical behavior, and the
requirement for conducting such checks
over all geographic routes better assures
that such information is representative
of performance over the airline’s entire
operation.
Proposed paragraph (b)(2)(iii), which
further addresses line check
requirements, is the same as existing
SFAR No. 58, section 6, paragraph
(b)(3)(ii)(B), except that it codifies the
existing requirement in § 121.440(b)(1)
and contains the additional requirement
that the line check evaluator must hold
the certificates and ratings required of
the pilot in command for that aircraft.
Proposed paragraph (c), which
discusses recency of experience
requirements, is based on existing SFAR
No. 58, section 6, paragraphs (a)(2) and
(b)(4). The proposed paragraph expands
the existing application of the recency
of experience requirements to include
flight engineers, flight attendants,
aircraft dispatchers, instructors, and
evaluators.
Proposed paragraph (d), which
addresses duration of cycles and
periods, is based on existing SFAR No.
58, section 6, paragraph (c), but includes
revisions to the existing duration of
periods, based on the FAA’s
observations of program administration
since the original inception of the AQP
in 1990. The proposed changes decrease
the maximum allowable duration of the
initial continuing qualification cycle
approved for an AQP from 26 to 24
calendar months. Also, the proposed
requirements would decrease the
duration ceiling for the subsequent
continuing qualification cycles from 39
to 36 calendar months in order to
accommodate evaluation period
multiples based on 6, 12, or 18 months.
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
This new language would not impose
any additional costs on the operator.
The reductions above align the
timeframes with current practice. An
AQP participant has never requested the
maximum durations. The language in
the existing SFAR that the
Administrator may approve extensions
in 3-month increments has been deleted
because the FAA has found this
requirement cumbersome and difficult
to implement. Regardless of the length
of the continuing qualification cycle, the
grace period allowed in proposed
§ 121.903(e) would apply.
Proposed paragraph (e), which
discusses requalification requirements,
is the same as existing SFAR No. 58,
section 6, paragraph (d).
Section 121.917 Other Requirements.
Proposed § 121.917 is based on
existing SFAR No. 58, section 7. These
proposed paragraphs contain additional
requirements that must be included in
each AQP qualification and continuing
qualification curriculum.
Proposed paragraph (a) requires each
qualification curriculum to include
integrated crew resource management
(CRM) or Dispatcher Resource
Management (DRM) ground and flight
training applicable to each position for
which training is provided under an
AQP. Proposed paragraph (a) is the
same as existing SFAR No. 58, section
7, paragraph (a), except that ‘‘Approved
Cockpit Resource Management
Training’’ is changed to ‘‘Integrated
Crew Resource Management ground and
flight training’’ in the proposed
paragraph. Also, the requirement for
DRM training is added to clarify that if
dispatchers are included under an AQP,
they must also receive DRM training.
Proposed paragraph (b) would require
each qualification curriculum to include
approved training on and evaluation of
skills and proficiency of each person
being trained under AQP to use their
crew resource management skills and
their technical skills in an actual or
simulated operations scenario. Proposed
paragraph (b) is the same as existing
SFAR No. 58, section 7, paragraph (b),
except that under the proposed rule,
‘‘aircraft’’ is added to the list of
approved devices for flight
crewmembers training and evaluation
for certificate holders who have
obtained approval for its use under
subpart Y.
Proposed paragraph (c) outlines
qualification curriculum data collection
and analysis processes requirements.
Proposed paragraph (c) is based on
existing SFAR No. 58, section 7,
paragraph (c), but proposed paragraph
(c) is revised to address both data
PO 00000
Frm 00007
Fmt 4701
Sfmt 4702
16375
collection and analysis processes. The
FAA proposes to require that the
certificate holder provide the FAA with
information on its analysis process to
ensure that the certificate holder is
applying an effective methodology for
data driven quality assurance purposes.
Further, the proposed paragraph states
that the data will enable both the
certificate holder and the FAA to make
determinations about the effectiveness
of the curriculum. This new language
would not impose any additional costs
on the operator. This change is
consistent with existing AQP practices,
and is made in order to identify the
requirement that the certificate holder
employ its own AQP data for
curriculum effectiveness
determinations.
Section 121.919 Certification
The proposed introductory paragraph
to this section is identical to existing
SFAR No. 58, section 8 introduction.
Proposed paragraph (a) outlines the
establishment of a certification
requirement and is based on existing
SFAR No. 58, section 8, paragraph (a).
Existing SFAR No. 58, section 8,
paragraph (a), states that for certification
the Administrator may accept
substitutes for the practical test
requirements of parts 61, 63, and 65, as
applicable. Proposed paragraph (a)
replaces the word ‘‘substitutes’’ with
‘‘alternatives’’ to the certification and
rating criteria of parts 61, 63, and 65 of
this chapter. It also adds further
qualifying language, to the effect that
the FAA may approve such alternatives
if it can be demonstrated that the newly
established criteria represent an
equivalent or better measure of airman
competence, operational proficiency,
and safety. This qualifying language is
similar to the wording of existing SFAR
No. 58, section 10(b)(3), to the effect that
the certificate holder must show how
the AQP curriculum provides an
equivalent level of safety for each
requirement that is replaced.
Proposed paragraph (b) contains the
qualification curriculum completion
requirement for certification and is the
same as existing SFAR No. 58, section
8, paragraph (b).
Proposed paragraph (c) contains the
knowledge and skill competency
requirements for certification and is the
same as existing SFAR No. 58, section
8, paragraph (c), except that ‘‘cockpit
resource management knowledge and
skills’’ is changed to ‘‘crew resource
management knowledge and skills,’’
including either CRM or DRM, in the
proposed paragraph. In addition, with
regard to testing both piloting and CRM
skills in scenarios that test both
E:\FR\FM\30MRP2.SGM
30MRP2
16376
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
together, proposed paragraph (c)
identifies Line Operational Evaluation
(LOE) as the scenario methodology. This
new language would not impose any
additional costs on the operator as we
are just codifying current practice.
Proposed paragraph (d) is identical to
existing SFAR No. 58, section 8,
paragraph (d).
The FAA is adding paragraph (e) to
require the certification applicant to be
trained to proficiency on the certificate
holder’s approved AQP qualification
standards, and to pass an LOE
administered by an APD or the FAA.
This new language should not impose
any additional costs on the operator.
This is current practice and would
make clear that the final evaluation
event for certification purposes under
an AQP must be administered by the
same level of evaluator as is required for
a traditional part 121 or 135 program.
Section 121.921 Training Devices and
Simulators
Proposed paragraph (a) outlines the
process for qualification and approval of
flight training devices and simulators
and is the same as existing SFAR No.
58, section 9, paragraph (a). Proposed
paragraph (a) lists potential training
device and simulator uses and is the
same as existing SFAR No. 58, section
9, paragraph (a). Proposed paragraph (b),
which contains requirements for the
approval of other training devices, is the
same as existing SFAR No. 58, section
9, paragraph (b).
Section 121.923 Approval of Training,
Qualification, or Evaluation by a Person
Who Provides Training by Arrangement
Proposed paragraph (a), which
discusses AQP training given by an
outside source, referred to as a ‘‘training
provider,’’ is based on existing SFAR
No. 58, section 11, paragraph (a).
Proposed paragraph (a)(1) would
require that a training provider be a part
119 or part 142 certificate holder.
Proposed paragraph (a)(2), which
contains the requirements for
provisional approval, is the same as
existing SFAR No. 58, section 11,
paragraph (a)(1), except that the
application for provisional approval,
under the proposed rule, would be
made through the FAA office directly
responsible for oversight of the training
center, to the Manager of the Advanced
Qualification Program. This change
should not impose any additional costs
on the operator. Proposed paragraphs
(a)(3), (b), (b)(1), (b)(2), (b)(3), (c), (c)(1),
and (c)(2), which contain requirements
for the approval of training,
qualification, or evaluation by a person
who provides training by arrangement,
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
are the same as existing SFAR No. 58,
section 11, paragraphs (a)(2), (b), (b)(1),
(b)(2), (b)(3), (c), (c)(1), and (c)(2),
respectively.
Section 121.925 Recordkeeping
requirements
This proposed section, which
contains recordkeeping requirements, is
based on existing SFAR No. 58, section
12, with no substantive changes.
Individual recordkeeping by
certificate holders is needed to show
whether each crewmember, aircraft
dispatcher, or other operations
personnel is in compliance with the
AQP and subpart Y. The recordkeeping
requirement of § 121.925 is a separate
function from the data collected and
analyzed under the requirements of
proposed § 121.917(c), which must be
submitted to the FAA for analysis and
validation without names or other
elements that would identify an
individual or group of individuals. The
data collected under § 121.917 is
analyzed to monitor the effectiveness of
AQP training, to determine the validity
of requests for extensions of training
intervals and cycles, and to monitor the
effectiveness of CRM training.
Paperwork Reduction Act
This proposal contains the following
new information collection
requirements. As required by the
Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), the FAA has submitted
the information requirements associated
with this proposal to the Office of
Management and Budget for its review.
Title: Advanced Qualification
Program.
Summary: AQP is an existing rule and
the data currently required is being
submitted. Data collection and analysis
of data is a fundamental part of AQP.
AQP is continuously validated through
the collection and analysis of trainee
performance. Data collection and
analysis processes ensure that the
certificate holder provides performance
information on its crewmembers, flight
instructors, and evaluators that will
enable the certificate holder and the
FAA to determine whether the forma
and content of training and evaluation
activities are satisfactorily
accomplishing the overall objectives of
the curriculum.
Use of: The Voluntary Safety
Programs Branch, AFS–230, receives the
AQP data monthly in order to monitor
program compliance, effectiveness, and
efficiency. AFS–230 processes the
information for errors and omissions
then analyzes the data. The FAA
principal operations inspector (POI)
responsible for oversight of the
PO 00000
Frm 00008
Fmt 4701
Sfmt 4702
certificate holder reviews the analyzed
data. The POI and his staff make use of
this information to monitor training
trends, to identify areas in need of
corrective action, to plan targeted
surveillance of curricula, and to verify
that corrective action is effective. In
general, this information is used to
provide an improved basis for
curriculum approval and monitoring, as
well as agency decisions concerning air
carrier training regulation and policy.
Respondents (Including Number of):
The likely respondents to this proposed
data collection requirement are 16
airlines and 2 manufacturers.
Frequency: The frequency of data
collection is monthly.
Annual Burden Estimate: This
proposal would result in an annual
recordkeeping and reporting burden as
follows:
• Number of respondents with
approved AQPs: 18.
• Frequency of response per
respondent: Monthly.
• Estimated number of hours per
respondent to prepare information to be
submitted to the FAA: 2.0.
• Estimated annual hour burden per
respondent: 24.
• Total estimated hours of industry
burden: 432.
The estimated 2-hour burden is the
time required to transform the data
already produced monthly by the
certificate holder as part of an approved
AQP into the appropriate form for use
by the FAA.
Currently sixteen airlines and two
manufacturers have established AQP
programs. However, not all of the
participants’ aircraft fleet types
(personnel) are covered by an AQP.
Based on a cost benefit study from
certificate holders with existing AQP
programs, the average cost of an AQP
analyst is $60 per hour. Therefore, the
maximum cost of this burden is:
• Industry per annum (432 hours)
$25,920.
• Each participant per annum (24
hours) $1440.
The agency is soliciting comments
to—
(1) Evaluate whether the proposed
information requirement is necessary for
the proper performance of the functions
of the agency, including whether the
information will have practical utility;
(2) evaluate the accuracy of the
agency’s estimate of the burden;
(3) enhance the quality, utility, and
clarity of the information to be
collected; and
(4) minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated,
E:\FR\FM\30MRP2.SGM
30MRP2
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
electronic, mechanical, or other
technological collection techniques or
other forms of information technology.
Individuals and organizations may
submit comments on the information
collection requirement by April 29,
2005, and should direct them to the
address listed in the ADDRESSES section
of this document.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a currently valid OMB
control number. The OMB control
number for this information collection
will be published in the Federal
Register, after the Office of Management
and Budget approves it.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
Executive Order 12866 and DOT
Regulatory Policies and Procedures
Proposed changes to Federal
Regulations must undergo several
economic analyses. First, Executive
Order 12866 directs that each Federal
agency propose or adopt a regulation
only upon a reasoned determination
that the benefits of the intended
regulation justify the costs. Second, the
Regulatory Flexibility Act of 1980
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act (19 U.S.C. 2531–2533)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act requires
agencies to consider international
standards and, where appropriate, that
they be the basis for U.S. standards.
Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104–4) requires
agencies to prepare a written assessment
of the costs, benefits, and other effects
of proposed or final rules that include
a Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, or $100 million or more
annually (adjusted for inflation).
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If it is
determined that the expected impact is
so minimal that the proposal does not
warrant a full evaluation, a statement to
that effect and the basis for it is
included in the proposed regulation.
This NPRM proposes to make
permanent an existing temporary
regulatory alternative for operators to
comply with carrier training
requirements. We have not prepared a
‘‘regulatory evaluation,’’ which is the
written cost/benefit analysis ordinarily
required for all rulemaking under the
DOT Regulatory Policies and
Procedures, because such an evaluation
is not required where the economic
impact of a rule is minimal. The FAA
requests comments with supporting
justification regarding the FAA
determination of minimal impact.
In conducting these analyses, the FAA
has determined this rule (1) has
minimal costs, is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures; (2)
will not have a significant economic
impact on a substantial number of small
entities; (3) will not reduce barriers to
international trade; and (4) does not
impose an unfunded mandate on state,
local, or tribal governments, or on the
private sector.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(RFA) establishes ‘‘as a principle of
regulatory issuance that agencies shall
endeavor, consistent with the objective
of the rule and of applicable statutes, to
fit regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation.’’ To achieve that principle,
the RFA requires agencies to solicit and
consider regulatory proposals and to
explain the rationale for their actions.
The RFA covers a wide-range of small
entities, including small businesses,
not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a proposed or final
rule will have a significant economic
impact on a substantial number of small
entities. If the agency determines that it
will, the agency must prepare a
regulatory flexibility analysis as
described in the RFA.
However, if the agency determines
that a proposed or final rule is not
expected to have a significant economic
impact on a substantial number of small
PO 00000
Frm 00009
Fmt 4701
Sfmt 4702
16377
entities, section 605(b) of the RFA
provides that the head of the agency
may so certify and a regulatory
flexibility analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
Because we are proposing to make
permanent an existing temporary
regulatory alternative for operators to
comply with carrier training
requirements, we certify that this action
will not have a significant economic
impact on a substantial number of small
entities. We solicit comments on this
determination.
International Trade Impact Assessment
The Trade Agreement Act of 1979
prohibits Federal agencies from
establishing any standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Legitimate domestic objectives, such as
safety, are not considered unnecessary
obstacles. The statute also requires
consideration of international standards
and, where appropriate, that they be the
basis for U.S. standards. The FAA has
assessed the potential effect of this
proposed rule and has determined that
it would have only a domestic impact
and therefore no effect on any tradesensitive activity.
Unfunded Mandates Assessment
The Unfunded Mandates Reform Act
of 1995 (the Act) is intended, among
other things, to curb the practice of
imposing unfunded Federal mandates
on State, local, and tribal governments.
Title II of the Act requires each Federal
agency to prepare a written statement
assessing the effects of any Federal
mandate in a proposed or final agency
rule that may result in an expenditure
of $100 million or more (adjusted
annually for inflation) in any one year
by State, local, and tribal governments,
in the aggregate, or by the private sector;
such a mandate is deemed to be a
‘‘significant regulatory action.’’ The
FAA currently uses an inflationadjusted value of $120.7 million in lieu
of $100 million.
This NPRM does not contain such a
mandate. The requirements of Title II of
the Act, therefore, do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
E:\FR\FM\30MRP2.SGM
30MRP2
16378
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
on the distribution of power and
responsibilities among the various
levels of government, and therefore
would not have federalism implications.
Authority: 49 U.S.C. 106(g), 40113, 44701–
44703, 44707, 44709–44711, 45102–45103,
45301–45302.
Environmental Analysis
2. Remove SFAR No. 58 from part 61.
3. Amend 61.58(b) by removing
‘‘SFAR 58’’ and adding ‘‘subpart Y of
part 121 of this chapter’’ in its place.
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this proposed
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312f and involves no
extraordinary circumstances.
Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this NPRM
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
SFAR No. 58
[Removed]
PART 63—CERTIFICATION: FLIGHT
CREWMEMBERS OTHER THAN
PILOTS
4. The authority citation for part 63
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40108, 40113,
44701–44703, 44710, 44712, 44714, 44716,
44717, 44722, 45303.
SFAR No. 58
[Removed]
5. Remove SFAR No. 58 from part 63.
PART 65—CERTIFICATION: AIRMEN
OTHER THAN FLIGHT
CREWMEMBERS
6. The authority citation for part 65
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701–
44703, 44707, 44709–44711, 45102–45103,
45301–45302.
SFAR No. 58
[Removed]
7. Remove SFAR No. 58 from part 65.
14 CFR Part 61
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
Air safety, Air transportation,
Aviation safety, Safety.
8.–9. The authority citation for part
121 continues to read as follows:
14 CFR Part 63
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44901,
44903–44904, 44912, 45101–45105, 46105,
46301.
List of Subjects
Air safety, Air transportation, Airmen,
Aviation safety, Safety, Transportation.
14 CFR Part 65
Airmen, Aviation safety, Air
transportation, Aircraft.
SFAR No. 58
14 CFR Part 121
Aircraft pilots, Airmen, Aviation
safety, Pilots, Safety.
14 CFR Part 135
Air carriers, Air transportation,
Airmen, Aviation safety, Safety, Pilots.
The Proposed Amendment
The Federal Aviation Administration
proposes to amend parts 61, 63, 65, 121,
and 135 of Title 14, Code of Federal
Regulations (14 CFR parts 61, 63, 65,
121 and 135) as follows:
PART 61—CERTIFICATION: PILOTS,
FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
1. The authority citation for part 61
continues to read as follows:
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
[Removed]
10. Remove Special Federal Aviation
Regulation (SFAR) No. 58.—Advanced
Qualification Program from part 121.
11. Add subpart Y to read as follows:
Subpart Y—Advanced Qualification
Program
Sec.
121.901 Purpose and eligibility.
121.903 General requirements for Advanced
Qualification Programs.
121.905 Confidential commercial
information.
121.907 Definitions.
121.909 Approval of Advanced
Qualification Program.
121.911 Indoctrination curriculum.
121.913 Qualification curriculum.
121.915 Continuing qualification
curriculum.
121.917 Other requirements.
121.919 Certification.
121.921 Training devices and simulators.
PO 00000
Frm 00010
Fmt 4701
Sfmt 4702
121.923 Approval of training, qualification,
or evaluation by a person who provides
training by arrangement.
121.925 Recordkeeping requirements.
§ 121.901
Purpose and eligibility.
(a) Notwithstanding the provisions of
parts 61, 63, 65, 121, 135, and 142 of
this chapter, this subpart provides for
approval of an alternative method
(known as ‘‘Advanced Qualification
Program’’ or ‘‘AQP’’) for qualifying,
training, certifying, and otherwise
ensuring competency of crewmembers,
aircraft dispatchers, other operations
personnel, flight instructors, and
evaluators who are required to be
trained under parts 121 and 135 of this
chapter.
(b) A certificate holder is eligible
under this subpart if the certificate
holder is required or elects to have an
approved training program under
§§ 121.401, 135.3(c), or 135.341 of this
chapter.
(c) A certificate holder obtains
approval of each proposed curriculum
under this AQP as specified in
§ 121.909.
§ 121.903 General requirements for
Advanced Qualification Programs.
(a) A curriculum approved under an
AQP may include elements of existing
training programs under part 121 and
part 135 of this chapter. Each
curriculum must specify the make,
model, series or variant of aircraft and
each crewmember position or other
positions to be covered by that
curriculum. Positions to be covered by
the AQP must include all flight
crewmember positions, flight
instructors, and evaluators and may
include other positions, such as flight
attendants, aircraft dispatchers, and
other operations personnel.
(b) Each certificate holder that obtains
approval of an AQP under this subpart
must comply with all of the
requirements of the AQP and this
subpart instead of the corresponding
provisions of parts 61, 63, 65, 121, or
135 of this chapter. However, each
applicable requirement of parts 61, 63,
65, 121, or 135 of this chapter, including
but not limited to practical test
requirements, that is not specifically
addressed in the AQP continues to
apply to the certificate holder and to the
individuals being trained and qualified
by the certificate holder. No person may
be trained under an AQP unless that
AQP has been approved by the FAA and
the person complies with all of the
requirements of the AQP and this
subpart.
(c) No certificate holder that conducts
its training program under this subpart
may use any person nor may any person
E:\FR\FM\30MRP2.SGM
30MRP2
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
serve in any duty position as a required
crewmember, an aircraft dispatcher, a
flight instructor, or an evaluator, unless
that person has satisfactorily
accomplished, in a training program
approved under this subpart for the
certificate holder, the training and
evaluation of proficiency required by
the AQP for that type airplane and duty
position.
(d) All documentation and data
required under this subpart must be
submitted in a form and manner
acceptable to the FAA.
(e) Any training or evaluation
required under an AQP that is
satisfactorily completed in the calendar
month before or the calendar month
after the calendar month in which it is
due is considered to have been
completed in the calendar month it was
due.
§ 121.905 Confidential commercial
information.
(a) Each certificate holder that claims
that AQP information or data it is
submitting to the FAA is entitled to
confidential treatment under 5 U.S.C.
552(b)(4) because it constitutes
confidential commercial information as
described in 5 U.S.C. 552(b)(4), and
should be withheld from public
disclosure, must include its request for
confidentiality with each submission.
(b) When requesting confidentiality
for submitted information or data, the
certificate holder must:
(1) If the information or data is
transmitted electronically, embed the
claim of confidentiality within the
electronic record so that the portions
claimed to be confidential are readily
apparent when received and reviewed.
(2) If the information or data is
submitted in paper format, place the
word ‘‘CONFIDENTIAL’’ on the top of
each page containing information or
data claimed to be confidential.
(3) Justify the basis for a claim of
confidentiality under 5 U.S.C. 552(b)(4).
§ 121.907
Definitions.
The following definitions apply to
this subpart:
Crew Resource Management (CRM)
means the effective use of all of the
resources available to crewmembers,
including each other, in order to achieve
a safe and efficient flight.
Curriculum outline means a listing of
each segment, module, lesson, and
lesson element in a curriculum, or an
equivalent listing acceptable to the
FAA.
Evaluation of proficiency means a
Line Operational Evaluation (LOE) or an
equivalent evaluation under an AQP
acceptable to the FAA.
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
Evaluator means a person who
assesses or judges the performance of
crewmembers, flight instructors, other
evaluators, aircraft dispatchers, or other
operations personnel.
First Look means the assessment of
performance to determine proficiency
on designated flight tasks before any
briefing, training, or practice on those
tasks is given in the training session for
a continuing qualification curriculum.
First Look is conducted during an AQP
continuing qualification cycle to
determine trends of degraded
proficiency, if any, due in part to the
length of the interval between training
sessions.
Instructional systems development
means a systematic methodology for
developing or modifying qualification
standards and associated curriculum
content based on a documented analysis
of the job tasks, skills, and knowledge
required for job proficiency.
Job task listing means a listing of all
tasks, subtasks, knowledge, and skills
required for the accomplishment of the
operational job.
Line Operational Evaluation (LOE)
means a simulated line environment,
the scenario content of which is
designed to test the integration of
technical and CRM skills.
Line Operational Simulation (LOS)
means a training or evaluation session,
as applicable, that is conducted in a
simulated line environment using
equipment qualified and approved for
its intended purpose in an AQP.
Planned hours means the estimated
amount of time (as specified in a
curriculum outline) that it takes a
typical student to complete a segment of
instruction (to include all instruction,
demonstration, practice, and evaluation,
as appropriate, to reach proficiency).
Qualification standard means a
statement of a minimum required
performance, applicable parameters,
criteria, applicable flight conditions,
evaluation strategy, evaluation media,
and applicable document references.
Qualification standards document
means a single document containing all
of the qualification standards for an
AQP together with a prologue that
provides a detailed description of all
facets of the evaluation process.
Special tracking means the
assignment of a person to an augmented
schedule of training, checking, or both.
Training session means a
contiguously scheduled period devoted
to training activities at a facility
accepted by the FAA for that purpose.
Variant means a specifically
configured aircraft for which the FAA
has identified training and
qualifications that are significantly
PO 00000
Frm 00011
Fmt 4701
Sfmt 4702
16379
different from those applicable to other
aircraft of the same make, model, and
series.
§ 121.909 Approval of Advanced
Qualification Program.
(a) Approval process. Application for
approval of an AQP curriculum under
this subpart is made, through the FAA
office responsible for approval of the
certificate holder’s operations
specifications, to the Manager of the
Advanced Qualification Program.
(b) Approval criteria. Each AQP must
have separate curriculums for
indoctrination, qualification, and
continuing qualification (including
upgrade, transition, and requalification),
as specified in §§ 121.911, 121.913, and
121.915. All AQP curriculums must be
based on an instructional systems
development methodology. This
methodology must incorporate a
thorough analysis of the certificate
holder’s operations, aircraft, line
environment and job functions. All AQP
qualification and continuing
qualification curriculums must integrate
the training and evaluation of CRM and
technical skills and knowledge. An
application for approval of an AQP
curriculum may be approved if the
program meets the following
requirements:
(1) The program must meet all of the
requirements of this subpart.
(2) Each indoctrination, qualification,
and continuing qualification AQP, and
derivatives must include the following
documentation:
(i) Initial application for AQP.
(ii) Initial job task listing.
(iii) Instructional systems
development methodology.
(iv) Qualification standards
document.
(v) Curriculum outline.
(vi) Implementation and operations
plan.
(3) Subject to approval by the FAA,
certificate holders may elect, where
appropriate, to consolidate information
regarding multiple programs within any
of the documents referenced in
paragraph (b)(2) of this section.
(4) The Qualification Standards
Document must indicate specifically the
requirements of the parts 61, 63, 65,
121, or 135 of this chapter, as
applicable, that would be replaced by an
AQP curriculum. If a practical test
requirement of parts 61, 63, 65, 121, or
135 of this chapter is replaced by an
AQP curriculum, the certificate holder
must establish an initial justification
and a continuing process approved by
the FAA to show how the AQP
curriculum provides an equivalent level
of safety for each requirement that is to
be replaced.
E:\FR\FM\30MRP2.SGM
30MRP2
16380
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
(c) Application and transition. Each
certificate holder that applies for one or
more advanced qualification
curriculums must include as part of its
application a proposed transition plan
(containing a calendar of events) for
moving from its present approved
training to the advanced qualification
program training.
(d) Advanced Qualification Program
revisions or rescissions of approval. If
after a certificate holder begins training
and qualification under an AQP, the
FAA finds that the certificate holder is
not meeting the provisions of its
approved AQP, the FAA may require
the certificate holder, pursuant to
§ 121.405(e), to make revisions. Or if
otherwise warranted, the FAA may
withdraw AQP approval and require the
certificate holder to submit and obtain
approval for a plan (containing a
schedule of events) that the certificate
holder must comply with and use to
transition to an approved training
program under subpart N of this part or
under subpart H of part 135 of this
chapter, as appropriate. The certificate
holder may also voluntarily submit and
obtain approval for a plan (containing a
schedule of events) to transition to an
approved training program under
subpart N of this part or under subpart
H of part 135 of this chapter, as
appropriate.
(e) Approval by the FAA. Final
approval of an AQP by the FAA
indicates that the FAA has accepted the
justification provided under paragraph
(b)(4) of this section and that the
applicant’s initial justification and
continuing process establish an
equivalent level of safety for each
requirement of parts 61, 63, 65, 121, and
135 of this chapter that is being
replaced.
§ 121.911
Indoctrination curriculum.
Each indoctrination curriculum must
include the following:
(a) For newly hired persons being
trained under an AQP: The certificate
holder’s policies and operating practices
and general operational knowledge.
(b) For newly hired crewmembers and
aircraft dispatchers: General
aeronautical knowledge appropriate to
the duty position.
(c) For flight instructors: The
fundamental principles of the teaching
and learning process; methods and
theories of instruction; and the
knowledge necessary to use aircraft,
flight training devices, flight simulators,
and other training equipment in
advanced qualification curriculums.
(d) For evaluators: General evaluation
requirements of the AQP; methods of
evaluating crewmembers and aircraft
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
dispatchers and other operations
personnel; and policies and practices
used to conduct the kinds of evaluations
particular to an AQP (e.g., LOE).
§ 121.913
Qualification curriculum.
Each qualification curriculum must
contain training, evaluation, and
certification activities, as applicable for
specific positions subject to the AQP, as
follows:
(a) The certificate holder’s planned
hours of training, evaluation, and
supervised operating experience.
(b) For crewmembers, aircraft
dispatchers, and other operations
personnel, the following:
(1) Training, evaluation, and
certification activities that are aircraftand equipment-specific to qualify a
person for a particular duty position on,
or duties related to the operation of, a
specific make, model, series, or variant
aircraft.
(2) A list of and text describing the
knowledge requirements, subject
materials, job skills, and qualification
standards of each task to be trained and
evaluated.
(3) The requirements of the certificate
holder’s approved AQP program that are
in addition to or in place of, the
requirements of parts 61, 63, 65, 121 or
135 of this chapter, including any
applicable practical test requirements.
(4) A list of and text describing
operating experience, evaluation/
remediation strategies, provisions for
special tracking, and how recency of
experience requirements will be
accomplished.
(c) For flight crewmembers: initial
operating experience and line check.
(d) For flight instructors, the
following:
(1) Training and evaluation activities
to qualify a person to conduct
instruction on how to operate, or on
how to ensure the safe operation of a
particular make, model, and series
aircraft (or variant).
(2) A list of and text describing the
knowledge requirements, subject
materials, job skills, and qualification
standards of each procedure and task to
be trained and evaluated.
(3) A list of and text describing
evaluation/remediation strategies,
standardization policies and recency
requirements.
(e) For evaluators: The requirements
of paragraph (d)(1) of this section plus
the following:
(1) Training and evaluation activities
that are aircraft and equipment specific
to qualify a person to assess the
performance of persons who operate or
who ensure the safe operation of, a
particular make, model, and series
aircraft (or variant).
PO 00000
Frm 00012
Fmt 4701
Sfmt 4702
(2) A list of and text describing the
knowledge requirements, subject
materials, job skills, and qualification
standards of each procedure and task to
be trained and evaluated.
(3) A list of and text describing
evaluation/remediation strategies,
standardization policies and recency
requirements.
§ 121.915 Continuing qualification
curriculum.
Each continuing qualification
curriculum must contain training and
evaluation activities, as applicable for
specific positions subject to the AQP, as
follows:
(a) Continuing qualification cycle. A
continuing qualification cycle that
ensures that during each cycle each
person qualified under an AQP,
including flight instructors and
evaluators, will receive a mix that will
ensure training and evaluation on all
events and subjects necessary to ensure
that each person maintains proficiency
in knowledge, technical skills, and
cognitive skills required for initial
qualification in accordance with the
approved continuing qualification AQP,
evaluation/remediation strategies, and
provisions for special tracking. Each
continuing qualification cycle must
include at least the following:
(1) Evaluation period. Initially the
continuing qualification cycle is
comprised of two or more evaluation
periods of equal duration. Each person
qualified under an AQP must receive
ground training and flight training and
an evaluation of proficiency during each
evaluation period at a training facility.
The number and frequency of training
sessions must be approved by the FAA.
(2) Training. Continuing qualification
must include training in all tasks,
procedures and subjects required in
accordance with the approved program
documentation, as follows:
(i) For pilots in command, seconds in
command, and flight engineers, First
Look in accordance with the certificate
holder’s FAA-approved program
documentation.
(ii) For pilots in command, seconds in
command, flight engineers, flight
attendants, flight instructors and
evaluators: Ground training including a
general review of knowledge and skills
covered in qualification training,
updated information on newly
developed procedures, and safety
information.
(iii) For crewmembers, flight
instructors, evaluators, and other
operational personnel who conduct
their duties in flight: proficiency
training in an aircraft, flight training
device, flight simulator, or other
E:\FR\FM\30MRP2.SGM
30MRP2
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
equipment, as appropriate, on normal,
abnormal, and emergency flight
procedures and maneuvers.
(iv) For dispatchers and other
operational personnel who do not
conduct their duties in flight: ground
training including a general review of
knowledge and skills covered in
qualification training, updated
information on newly developed
procedures, safety related information,
and, if applicable, a line observation
program.
(v) For flight instructors and
evaluators: Proficiency training in the
type flight training device or the type
flight simulator, as appropriate,
regarding training equipment operation.
For flight instructors and evaluators
who are limited to conducting their
duties in flight simulators or flight
training devices: training in operational
flight procedures and maneuvers
(normal, abnormal, and emergency).
(b) Evaluation of performance.
Continuing qualification must include
evaluation of performance on a sample
of those events and major subjects
identified as diagnostic of competence
and approved for that purpose by the
FAA. The following evaluation
requirements apply:
(1) Evaluation of proficiency as
follows:
(i) For pilots in command, seconds in
command, and flight engineers: An
evaluation of proficiency, portions of
which may be conducted in an aircraft,
flight simulator, or flight training device
as approved in the certificate holder’s
curriculum that must be completed
during each evaluation period.
(ii) For any other persons covered by
an AQP, a means to evaluate their
proficiency in the performance of their
duties in their assigned tasks in an
operational setting.
(2) Line checks as follows:
(i) Except as provided in paragraph
(b)(2)(ii) of this section, for pilots in
command: A line check conducted in an
aircraft during actual flight operations
under part 121 or part 135 of this
chapter or during operationally (line)
oriented flights, such as ferry flights or
proving flights. A line check must be
completed in the calendar month at the
mid-point of the evaluation period.
(ii) With the FAA’s approval, a nonotice line check strategy may be used
in lieu of the line check required by
paragraph (b)(2)(i) of this section. The
certificate holder who elects to exercise
this option must ensure that the ‘‘nonotice’’ line checks are administered so
that the flight crewmembers are not
notified in advance of the evaluation. In
addition, the AQP certificate holder
must ensure that each pilot in command
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
receives at least one ‘‘no-notice’’ line
check every 24 months. As a minimum,
the number of ‘‘no-notice’’ line checks
administered each calendar year must
equal at least 50% of the certificate
holder’s pilot-in-command workforce in
accordance with a strategy approved by
the FAA for that purpose. In addition,
the line checks to be conducted under
this paragraph must be conducted over
all geographic areas flown by the
certificate holder in accordance with a
sampling methodology approved by the
FAA for that purpose.
(iii) During the line checks required
under paragraph (b)(2)(i) and (ii) of this
section, each person performing duties
as a pilot in command, second in
command, or flight engineer for that
flight, must be individually evaluated to
determine whether the person remains
adequately trained and currently
proficient with respect to the particular
aircraft, crew position, and type of
operation in which he or she serves; and
that the person has sufficient knowledge
and skills to operate effectively as part
of a crew. The evaluator must be a check
airman, an APD, or an FAA inspector
and must hold the certificates and
ratings required of the pilot in
command.
(c) Recency of experience. For pilots
in command, seconds in command,
flight engineers, aircraft dispatchers,
flight instructors, evaluators, and flight
attendants, approved recency of
experience requirements appropriate to
the duty position.
(d) Duration of cycles and periods.
Initially, the continuing qualification
cycle approved for an AQP must not
exceed 24 calendar months in duration,
and must include two or more
evaluation periods of equal duration.
Thereafter, upon demonstration by a
certificate holder that an extension is
warranted, the FAA may approve an
extension of the continuing
qualification cycle to a maximum of 36
calendar months in duration.
(e) Requalification. Each continuing
qualification curriculum must include a
curriculum segment that covers the
requirements for requalifying a
crewmember, aircraft dispatcher, other
operations personnel, flight instructor,
or evaluator who has not maintained
continuing qualification.
§ 121.917
Other requirements.
In addition to the requirements of
§§ 121.913 and 121.915, each AQP
qualification and continuing curriculum
must include the following
requirements:
(a) Integrated Crew Resource
Management (CRM) or Dispatcher
Resource Management (DRM) ground
PO 00000
Frm 00013
Fmt 4701
Sfmt 4702
16381
and flight training applicable to each
position for which training is provided
under an AQP.
(b) Approved training on and
evaluation of skills and proficiency of
each person being trained under AQP to
use his or her crew resource
management skills and his or her
technical (piloting or other) skills in an
actual or simulated operations scenario.
For flight crewmembers this training
and evaluation must be conducted in an
approved flight training device, flight
simulator, or, if approved under this
subpart, in an aircraft.
(c) Data collection and analysis
processes acceptable to the FAA that
will ensure that the certificate holder
provides performance information on its
crewmembers, flight instructors, and
evaluators that will enable the
certificate holder and the FAA to
determine whether the form and content
of training and evaluation activities are
satisfactorily accomplishing the overall
objectives of the curriculum.
§ 121.919
Certification.
A person subject to an AQP is eligible
to receive a commercial or airline
transport pilot, flight engineer, or
aircraft dispatcher certificate or
appropriate rating based on the
successful completion of training and
evaluation events accomplished under
that program if the following
requirements are met:
(a) Training and evaluation of
required knowledge and skills under the
AQP must meet minimum certification
and rating criteria established by the
FAA in parts 61, 63, or 65 of this
chapter. The FAA may approve
alternatives to the certification and
rating criteria of parts 61, 63, or 65 of
this chapter, including practical test
requirements, if it can be demonstrated
that the newly established criteria or
requirements represent an equivalent or
better measure of airman competence,
operational proficiency, and safety.
(b) The applicant satisfactorily
completes the appropriate qualification
curriculum.
(c) The applicant shows competence
in required technical knowledge and
skills (e.g., piloting) and crew resource
management (e.g., CRM or DRM)
knowledge and skills in scenarios (i.e.,
LOE) that test both types of knowledge
and skills together.
(d) The applicant is otherwise eligible
under the applicable requirements of
part 61, 63, or 65 of this chapter.
(e) The applicant has been trained to
proficiency on the certificate holder’s
approved AQP Qualification Standards
as witnessed by a flight instructor,
check airman, or APD and has passed a
E:\FR\FM\30MRP2.SGM
30MRP2
16382
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules
LOE administered by an APD or the
FAA.
§ 121.921
Training devices and simulators.
(a) Each flight training device or
airplane simulator that will be used in
an AQP for one of the following
purposes must be evaluated by the FAA
for assignment of a flight training device
or flight simulator qualification level:
(1) Required evaluation of individual
or crew proficiency.
(2) Training to proficiency or training
activities that determine if an individual
or crew is ready for an evaluation of
proficiency.
(3) Activities used to meet recency of
experience requirements.
(4) Line Operational Simulations
(LOS).
(b) Approval of other training
equipment.
(1) Any training equipment that is
intended to be used in an AQP for
purposes other than those set forth in
paragraph (a) of this section must be
approved by the FAA for its intended
use.
(2) An applicant for approval of
training equipment under this
paragraph must identify the device by
its nomenclature and describe its
intended use.
(3) Each training device approved for
use in an AQP must be part of a
continuing program to provide for its
serviceability and fitness to perform its
intended function as approved by the
FAA.
§ 121.923 Approval of training,
qualification, or evaluation by a person who
provides training by arrangement.
(a) A certificate holder operating
under part 121 or part 135 of this
chapter may arrange to have AQP
training, qualification, evaluation, or
certification functions performed by
another person (a ‘‘training provider’’) if
the following requirements are met:
(1) The training provider is
certificated under part 119 or 142 of this
chapter.
VerDate jul<14>2003
15:15 Mar 29, 2005
Jkt 205001
(2) The training provider’s AQP
training and qualification curriculums,
curriculum segments, or portions of
curriculum segments must be
provisionally approved by the FAA. A
training provider may apply for
provisional approval independently or
in conjunction with a certificate
holder’s application for AQP approval.
Application for provisional approval
must be made, through the FAA office
directly responsible for oversight of the
training provider, to the Manager of the
Advanced Qualification Program.
(3) The specific use of provisionally
approved curriculums, curriculum
segments, or portions of curriculum
segments in a certificate holder’s AQP
must be approved by the FAA as set
forth in § 121.909.
(b) An applicant for provisional
approval of a curriculum, curriculum
segment, or portion of a curriculum
segment under this paragraph must
show that the following requirements
are met:
(1) The applicant must have a
curriculum for the qualification and
continuing qualification of each flight
instructor and evaluator used by the
applicant.
(2) The applicant’s facilities must be
found by the FAA to be adequate for any
planned training, qualification, or
evaluation for a certificate holder
operating under part 121 or part 135 of
this chapter.
(3) Except for indoctrination
curriculums, the curriculum,
curriculum segment, or portion of a
curriculum segment must identify the
specific make, model, and series aircraft
(or variant) and crewmember or other
positions for which it is designed.
(c) A certificate holder who wants
approval to use a training provider’s
provisionally approved curriculum,
curriculum segment, or portion of a
curriculum segment in its AQP, must
show that the following requirements
are met:
(1) Each flight instructor or evaluator
used by the training provider must meet
PO 00000
Frm 00014
Fmt 4701
Sfmt 4702
all of the qualification and continuing
qualification requirements that apply to
employees of the certificate holder that
has arranged for the training, including
knowledge of the certificate holder’s
operations.
(2) Each provisionally-approved
curriculum, curriculum segment, or
portion of a curriculum segment must
be approved by the FAA for use in the
certificate holder’s AQP. The FAA will
either provide approval or require
modifications to ensure that each
curriculum, curriculum segment, or
portion of a curriculum segment is
applicable to the certificate holder’s
AQP.
§ 121.925
Recordkeeping requirements.
Each certificate holder conducting an
approved AQP must establish and
maintain records in sufficient detail to
demonstrate that the certificate holder is
in compliance with all of the
requirements of the AQP and this
subpart.
PART 135—OPERATING
REQUIREMENTS: COMMUTER AND
ON DEMAND OPERATIONS AND
RULES GOVERNING PERSONS
ABOARD SUCH AIRCRAFT
12. The authority citation for part 135
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44705, 44709, 44711–44713, 44715–
44717, 44722.
SFAR No. 58
[Removed]
13. Remove SFAR No. 58 from part
135.
14. Amend § 135.1(a)(4) by removing
‘‘SFAR No. 58’’ and adding ‘‘subpart Y
of part 121 of this chapter’’ in its place
each place it appears.
Issued in Washington, DC on March 23,
2005.
John M. Allen,
Director, Flight Standards Service.
[FR Doc. 05–6141 Filed 3–29–05; 8:45 am]
BILLING CODE 4910–13–P
E:\FR\FM\30MRP2.SGM
30MRP2
Agencies
[Federal Register Volume 70, Number 60 (Wednesday, March 30, 2005)]
[Proposed Rules]
[Pages 16370-16382]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-6141]
[[Page 16369]]
-----------------------------------------------------------------------
Part III
Department of Transportation
-----------------------------------------------------------------------
Federal Aviation Administration
-----------------------------------------------------------------------
14 CFR Part 61, et al.
Advanced Qualification Program; Proposed Rule
Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 /
Proposed Rules
[[Page 16370]]
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 61, 63, 65, 121, and 135
[Docket No. FAA-2005-20750; Notice No. 05-04]
RIN 2120-AI59
Advanced Qualification Program
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The FAA is proposing to codify the requirements of the
Advanced Qualification Program (AQP). The AQP would continue as a
regulatory alternative program to the traditional training program. AQP
would continue to be an alternative for airlines that seek more
flexibility in training than the traditional training program allows.
Currently, the AQP requirements are in a Special Federal Aviation
Regulation that expires on October 2, 2005. The intended effect of this
proposal is to make AQP a permanent, alternative method of complying
with FAA's training requirements for carriers.
DATES: Send your comments on or before April 29, 2005.
ADDRESSES: You may send comments [identified by Docket Number FAA-2005-
20750] using any of the following methods:
DOT Docket Web Site: Go to https://dms.dot.gov and follow
the instructions for sending your comments electronically.
Government-wide Rulemaking Web Site: Go to https://
www.regulations.gov and follow the instructions for sending your
comments electronically.
Mail: Docket Management; U.S. Department of
Transportation, 400 Seventh Street, SW., Nassif Building, Room PL-401,
Washington, DC 20590-001.
Fax: 1-202-493-2251.
Hand Delivery: Room PL-401 on the plaza level of the
Nassif Building, 400 Seventh Street, SW., Washington, DC, between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://dms.dot.gov, including any personal information you provide. For
more information, see the Privacy Act discussion in the SUPPLEMENTARY
INFORMATION section of this document.
Docket: To read background documents or comments received, go to
https://dms.dot.gov. You can also go to Room PL-401 on the plaza level
of the Nassif Building, 400 Seventh Street, SW., Washington, DC,
between 9 a.m. and 5 p.m., Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: Thomas M. Longridge, AFS-230, Air
Transportation Division, Flight Standards Service, Federal Aviation
Administration, P.O. Box 20027, Dulles International Airport,
Washington, DC 20041-2027; telephone (703) 661-0260; e-mail:
thomas.longridge@faa.gov.
SUPPLEMENTARY INFORMATION:
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. We ask that you send us two copies of written
comments.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. The docket is available for public
inspection before and after the comment closing date. If you wish to
review the docket in person, go to the address in the ADDRESSES section
of this preamble between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. You may also review the docket using the
Internet at the Web address in the ADDRESSES section.
Privacy Act: Using the search function of our docket Web site,
anyone can find and read the comments received into any of our dockets.
This includes the name of the individual sending the comment (or
signing the comment on behalf of an association, business, labor union,
etc.). You may review DOT's complete Privacy Act Statement in the
Federal Register published on April 11, 2000 (65 FR 19477-78) or you
may visit https://dms.dot.gov.
Before acting on this proposal, we will consider all comments we
receive on or before the closing date for comments. We will consider
comments filed late if it is possible to do so without incurring
expense or delay. We may change this proposal in light of the comments
we receive.
If you want the FAA to acknowledge receipt of your comments on this
proposal, include with your comments a preaddressed, stamped postcard
on which the docket number appears. We will stamp the date on the
postcard and mail it to you.
Availability of Rulemaking Documents
You can get an electronic copy using the Internet by:
(1) Searching the Department of Transportation's electronic Docket
Management System (DMS) Web page (https://dms.dot.gov/search);
(2) Visiting the Office of Rulemaking's Web page at https://
www.faa.gov/avr/arm/index.cfm; or
(3) Accessing the Government Printing Office's Web page at https://
www.access.gpo.gov/su_docs/aces/aces140.html.
You can also get a copy by submitting a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
Authority for the Rulemaking
The FAA's authority to issue rules regarding aviation safety is
found in Title 49 of the United States Code. Subtitle I, section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority.
This rulemaking is promulgated under the authority described in
subtitle VII, part A, subpart III, section 44701, General requirements.
Under that section, the FAA is charged with promoting the safe flight
of civil aircraft in air commerce by prescribing, in addition to
specified regulations, regulations and minimum standards for other
practices, methods, and procedure the Administrator finds necessary for
safety in air commerce and national security. This regulation is within
the scope of that authority since it permanently codifies the current
requirements and practices of a regulatory compliance option for the
training and qualification of air crew personnel, and represents the
FAA's continuing efforts to promote aviation safety.
Background
In 1975, the FAA began to address two issues in part 121 pilot
training and checking. One issue was the hardware requirements needed
for total simulation. The other issue was the redesign of training
programs to deal with increasingly complex human
[[Page 16371]]
factors problems and to increase the safety benefits gained from the
simulation. At the urging of the air transportation industry, the FAA
addressed the hardware issue first. In 1980, this effort resulted in
the FAA developing the Advanced Simulation Program, in 14 CFR part 121,
appendix H.
Since then, the FAA has continued to pursue approaches for the
redesign of training programs to increase the benefits of Advanced
Simulation and to deal with the increasing complexity of cockpit human
factors.
On August 27, 1987, FAA Administrator McArtor addressed the chief
pilots and certain executives of many air carriers at a meeting held in
Kansas City. One of the issues discussed at the meeting focused on
flight crewmember performance issues. This meeting led to creating a
Joint Government-Industry Task Force on flight crew performance (Joint
Task Force). Representatives from major air carriers and air carrier
associations, flight crewmember associations, commuter air carrier and
regional airline associations, and government organizations took part.
On September 10, 1987, the Joint Task Force met at the Air Transport
Association's headquarters to identify and discuss flight crewmember
performance issues. The Joint Task Force formed working groups in three
major areas: (1) Man/machine interface; (2) flight crewmember training;
and (3) operating environment. Each working group submitted a report
and recommendations to the Joint Task Force. On June 8, 1988, the Joint
Task Force presented its recommendations to Administrator McArtor.
The major recommendations to the Administrator from the flight
crewmember training working group were the following:
(1) Require 14 CFR part 135 commuters whose airplane operations
require two pilots to comply with part 121 training, checking,
qualification, and record keeping requirements;
(2) Provide for a Special Federal Aviation Regulation (SFAR) and
Advisory Circular to permit development of innovative training
programs;
(3) Establish a National Air Carrier Training Program Office that
provides training program oversight at the national level;
(4) Require seconds-in-command to satisfactorily perform their
duties under the supervision of check airmen during operating
experience;
(5) Require all training to be accomplished through a certificate
holder's training program;
(6) Provide for approval of training programs based on course
content and training aids rather than using specific programmed hours;
(7) Require Cockpit Resource Management (CRM) (now called Crew
Resource Management) Training.
The working group listed specific recommendations for regulatory
changes. They separated the recommendations into those changes that
should be incorporated into an SFAR and those that should be
incorporated into an accompanying Advisory Circular.
In June 1988, the National Transportation Safety Board (NTSB)
issued a Safety Recommendation (A-88-71) on the subject of CRM. The
recommendation stemmed from an NTSB accident investigation of a
Northwest Airline crash on August 16, 1987, in which 148 passengers, 6
crewmembers, and 2 people on the ground were killed.
The NTSB noted that both crewmembers had received single-crewmember
training during their last simulator training and proficiency checks.
In addition, the last CRM training they had received was 3.5 hours of
ground school (general) CRM training in 1983. Because of its
investigation, the NTSB recommended that all part 121 carriers review
initial and recurrent flight crew training programs to ensure that they
include simulator or aircraft training exercises which involve cockpit
resource management and active coordination of all crewmember trainees
and which will permit evaluation of crew performance and adherence to
those crew coordination procedures.
In response to the recommendations from the Joint Task Force and
from the NTSB, in October 1990, the FAA published SFAR No. 58, Advanced
Qualification Program (AQP), which addresses all of the recommendations
discussed previously. The FAA also published an Advisory Circular on
AQP that describes an acceptable method by which the terms of the SFAR
may be achieved. Under SFAR No. 58, the FAA provides certificated air
carriers, as well as training centers they employ, with a regulatory
alternative for training, checking, qualifying, and certifying aircrew
personnel subject to the requirements of 14 CFR parts 121 and 135.
Air carriers can choose to use a traditional training program or to
participate in AQP. Carriers electing not to take part in AQP must
continue to operate under the traditional FAA rules for training and
checking. AQP offers several long-range advantages to participation
such as the flexibility to tailor training and certification activities
to a carrier's particular needs and operational circumstances. AQP
encourages innovation in developing training strategies. It includes
wide latitude in choice of training methods and media. AQP allows the
use of flight training devices for training and checking on many tasks
that historically have been accomplished in airplane simulators. It
provides an approved means for the applicant to replace FAA-mandated
uniform qualification standards with carrier-proposed alternatives
tailored to specific aircraft. It allows the applicant to set up an
annual training and checking schedule for all personnel, including
pilots-in-command, and provide a basis for extending that interval
under certain circumstances.
From an FAA perspective, the overriding advantage of AQP is the
quality of training. AQP provides a systematic basis for matching
technology to training requirements and for approving training program
content based on relevance to operational performance.
The main goal of the AQP SFAR was to improve flight crew
performance by providing alternative means of complying with certain
rules that may inhibit innovative use of modern technology for flight
crewmember training. The SFAR has been successful in encouraging
carriers to become innovative in their approach to training.
The FAA is now proposing to incorporate the requirements of SFAR
No. 58 into 14 CFR part 121. The AQP would continue as an alternative
to the traditional training program. AQP would continue to be an
alternative for airlines that seek more flexibility in training than
the traditional program allows. Thus, this NPRM proposes no new costs
to affected operators.
Section-by-Section Discussion of Subpart Y (Sec. Sec. 121.901-121.925)
This section by section discussion presents the proposed changes to
the AQP. AQP is currently in SFAR No. 58 under part 121. Any
significant, substantive change and the justification for that change
is discussed under the appropriate proposed section below.
Section 121.901 Purpose and Eligibility
The proposed section outlines the purpose and eligibility of the
alternate method of training and qualification, known as ``Advanced
Qualification Program.'' The AQP is an alternative
[[Page 16372]]
method for qualifying, training, certifying, and otherwise ensuring
competency of flight crewmembers, flight attendants, and dispatchers.
Proposed paragraphs (a), (b) and (c) are based on existing language
from SFAR No. 58, section 1.
Section 121.903 General Requirements for Advanced Qualification
Programs
Proposed paragraph (b) states that certificate holders who get
approval of an AQP must comply with its provisions. Proposed paragraph
(b) clarifies that an AQP is an alternative to complying with the
training and qualification requirements for crewmembers, aircraft
dispatchers, instructors, and evaluators in parts 61, 63, 65, 121, and
135. Proposed paragraph (b) also states that each applicable
requirement of parts 61, 63, 65, 121, or 135 that is not specifically
addressed in an AQP curriculum would continue to apply to the
certificate holder and to the individuals being trained and qualified
by the certificate holder. The FAA may accept alternatives for the
practical test requirements of parts 61, 63, and 65, but each
applicable requirement of parts 61, 63, 65, 121, or 135, including but
not limited to practical test requirements, that is not specifically
addressed in an approved AQP curriculum would continue to apply to the
certificate holder. This proposal is based on existing SFAR No. 58,
section 1, paragraph (e), section 8, paragraph (a), and section 10,
paragraph (b)(3). A new sentence in paragraph (b) would add that no
person may be trained under an AQP unless the AQP is currently approved
and the person complies with all of its provisions.
Proposed paragraph (c) states that no certificate holder that
conducts its training program under an AQP may use any person, nor may
any person serve in any duty position, as a required crewmember, an
aircraft dispatcher, a flight instructor, or an evaluator (e.g., a
check airman, check flight attendant, or aircrew program designee
(APD)), unless that person has satisfactorily accomplished the training
and evaluation of proficiency required by the AQP for that type
airplane and duty position. The prohibition against using a person in
operations under this part who has not accomplished the required
training and evaluation would also apply to any person receiving
``special tracking'' training, whose schedule for training and
evaluating may be different from others employed by that certificate
holder.
Proposed paragraph (d) states that all documentation and data
required under this subpart must be submitted in a form and manner
acceptable to the FAA. This proposal is based on existing SFAR No. 58,
section 10, paragraph (b)(1).
Proposed paragraph (e) states that any training or evaluation
required under an AQP that is satisfactorily completed in the calendar
month before or the calendar month after the calendar month in which it
is due is considered to have been completed in the calendar month it
was due. This proposal provides some flexibility in complying with an
AQP and is consistent with the practice of current AQP participants. It
is based on existing SFAR No. 58, section 6, paragraph (b)(3)(ii)(A);
however, in the current SFAR, the provision applies only to on-line
evaluations of pilots-in-command (PIC). The FAA is proposing to broaden
this provision to apply to any training and evaluation deadline for any
duty position.
Section 121.905 Confidential Commercial Information
This proposed section is new and specifies the procedure for a
certificate holder to make a claim that AQP information or data
submitted to the FAA is entitled to confidential treatment under 5
U.S.C 552 (b)(4). The certificate holder must clearly identify its
claim of confidentiality on each submission and must justify that
claim. The FAA office of primary responsibility for the AQP will
evaluate a submitter's claim for confidential treatment of information
or data. The FAA office of primary responsibility for the AQP will make
the determination whether the information submitted is entitled to
protection under 5 U.S.C 552(b)(4), within a reasonable time, and with
review by the Office of the Chief Counsel.
Section 121.907 Definitions
This proposed section contains definitions used throughout proposed
subpart XXX. The proposed definitions of ``evaluator'' and ``variant''
contain language from the existing definition in SFAR No. 58, section
2. The following definitions are new: ``Crew Resource Management
(CRM),'' ``Curriculum outline,'' ``Evaluation of proficiency,'' ``First
Look,'' ``Instructional systems development,'' ``Job task listing,''
``Line operational evaluation (LOE),'' ``Line operational simulation
(LOS),'' ``Planned hours,'' ``Qualification standard,'' ``Qualification
standards document,'' ``Special tracking,'' and ``Training session.''
``Line operational evaluation'' is an evaluation conducted in a
simulated line environment consisting of a complete scenario.
``Instructional systems development'' is defined as ``a systematic
methodology for deriving and maintaining qualification standards and
associated curriculum content based on a documented analysis of the job
tasks, skills, and knowledge required for job proficiency.'' Under
proposed Sec. 121.909 AQP applicants must provide a description of the
methodology they will use for instructional systems development. The
FAA provides guidance in the AQP Advisory Circular.
Section 121.909 Approval of Advanced Qualification Program
Proposed paragraph (a), which outlines the approval process, is
based on existing SFAR No. 58, section 10, paragraph (a). In the
approval process, the certificate holder applies for approval of an AQP
curriculum to the Manager of the Advanced Qualification Program, after
going through the FAA office responsible for approval of the
certificate holder's operations specifications. The existing rule
states that the certificate holder applies for approval to the
certificate holder's FAA Flight Standards District Office. The new
wording reflects existing procedures for the review and approval of AQP
documentation at both a local and a national level.
Proposed paragraph (b), which discusses the application process for
approval of an AQP curriculum, is based on existing SFAR No. 58,
section 3 and section 10, paragraph (b). The introductory text of
paragraph (b) specifies the applicant must have separate curriculums
for indoctrination, qualification, and continuing qualification
(including upgrade, transition, and requalification). The FAA is
proposing new language to describe current requirements concerning the
instructional systems development methodology. This new language would
not impose any additional costs on the operator as we are just
codifying and clarifying the requirements of the AQP. This methodology
would have to incorporate a thorough analysis of the certificate
holder's operations, aircraft, line environment, and job functions. All
AQP qualification and continuing qualification curriculums would have
to integrate the training and evaluation of CRM and technical skills
and knowledge.
Proposed paragraph (b)(1) states the AQP would have to meet all the
requirements of proposed subpart Y. Proposed paragraph (b)(2) adds new
language to describe current curriculum documentation requirements for
indoctrination, qualification, and
[[Page 16373]]
continuing qualification (including upgrade, transition, and
requalification). The documentation for each curriculum would have to
include the initial application for AQP, the initial job task listing,
a description of the instructional systems development methodology, a
qualification standards document, the curriculum outline, and an
implementation and operations plan. Applicants are not required to have
all types of curriculums (e.g., indoctrination, qualification,
continuing qualification). However, for each curriculum they propose,
they must provide the documentation required in paragraphs (b)(2)(i)-
(vi).
AQP participants may propose requirements in addition to, or in
place of, the requirements in part 61, 63, 65, 121, or 135. An approved
AQP serves as an alternative to the requirements in parts 61, 63, 65,
121, and 135. The applicant must justify any differences between parts
61, 63, 65, 121, and 135 and the AQP. The FAA must approve such
differences for that AQP.
Proposed paragraph (b)(3) states that, subject to approval by the
FAA, certificate holders could elect, where appropriate, to consolidate
information about multiple programs within any of the documents
referenced in proposed paragraph (b)(2). For example, if an applicant
has more than one curriculum for different aircraft, the applicant
could provide one document that addresses one or more curriculums.
Proposed paragraph (b)(4) is similar to existing SFAR No. 58,
section 10, paragraph (b)(3). Under the proposed rule the certificate
holder would have to establish an initial justification and a
continuing process, approved by the FAA, to show how the AQP curriculum
provides an equivalent level of safety for each requirement in parts
61, 63, 65, 121, or 135 that is replaced by an AQP curriculum. The
continuing process is, in effect, a quality assurance process. For each
certificate holder using an AQP, the FAA receives annual reports, data
submissions, and information on the performance of flight instructors
and evaluators. The FAA studies these to make sure the certificate
holder continually evaluates itself to ensure that it continues to meet
the AQP agreement. This expectation of self-monitoring on the part of
certificate holders is not specifically addressed in the current SFAR,
but certificate holders currently using AQPs are using quality
assurance programs. This change would codify that practice.
Proposed paragraph (c) refers only to the requirement in existing
SFAR No. 58, section 10, paragraph (c), for AQP applications to include
a transition plan for moving from an existing program to an AQP
program. The reference in existing SFAR No. 58, section 10(c), to
revisions of an AQP has been moved entirely to proposed paragraph (d).
Proposed paragraph (d) addresses rescissions of approval and
requirements for revisions. It is the same as existing SFAR No. 58,
section 10, paragraph (d) except that it deletes reference to Sec.
135.325, to allow revisions to be approved in accordance with the
applicant's approved AQP and proposed subpart Y. Proposed paragraph (d)
adds to existing language, which states the FAA may require the
certificate holder to submit revisions or to submit and obtain approval
of a transition plan to part 121, subpart N, if the FAA finds the
certificate holder is not meeting the provisions of the certificate
holder's approved AQP. This requirement just codifies current practice
therefore there is no additional costs imposed on the operator. The
proposed paragraph (d) adds to that language the words, ``or if
otherwise warranted''. This additional language would permit approval
to be withdrawn for any reason that the FAA finds to be warranted. This
could include, for example, a determination that compliance with the
approved program is no longer consistent with safety. Also, a new
sentence is added to paragraph (d) that would allow for the use of a
transition plan, approved under proposed subpart Y, as a means for
accomplishing voluntary withdrawal from the AQP, when such withdrawal
is initiated by the certificate holder. The existing SFAR does not
specifically address the use of a transition plan as a means for
voluntary withdrawal.
Proposed paragraph (e) is new language stating that final approval
of an AQP by the FAA would indicate that the FAA has accepted the
justification provided under paragraph (b)(4) and that the applicant's
initial justification and a continuing process establish an equivalent
level of safety for each requirement of parts 61, 63, 65, 121 or 135
that is being replaced.
Section 121.911 Indoctrination Curriculum
The proposed section is based on existing language from SFAR No.
58, section 4. Proposed paragraphs (a), (b), (c), and (d) are the same
as existing SFAR No. 58, section 4, paragraphs (a), (b), (c), and (d),
respectively.
Section 121.913 Qualification Curriculum
The proposed section contains requirements for qualification
curriculums and is based on existing SFAR No. 58, section 5, paragraph
(b). In the proposed Sec. 121.913 introduction, ``qualification'' from
existing SFAR No. 58, section 5, paragraph (b), is changed to
``evaluation,'' because ``evaluation'' is the more specific term in
this context.
Proposed paragraph (a) contains a requirement for documentation of
the certificate holder's planned hours of training, evaluation, and
supervised operating experience. The proposed paragraph is the same as
existing SFAR No. 58, section 5, paragraph (a).
Proposed paragraph (b) contains qualification curriculum
requirements for crewmembers, aircraft dispatchers, and other
operations personnel. Proposed paragraph (b) is based on existing SFAR
No. 58, section 5, paragraph (b)(1). In the proposed paragraph (b)(2)
the term ``qualification standards of each task'' is used instead of
``each maneuver and procedure.'' New language is also added in proposed
(b)(4), stating that each qualification curriculum would have to
include a list of and text describing evaluation/remediation
strategies, provisions for special tracking, and how recency of
experience requirements would be accomplished. This new language is
codifying current practice and would not impose any additional costs on
the operator.
Proposed paragraph (c) is new language and would require
qualification to include an initial operating experience and line check
for flight crewmembers. This new language is current practice and would
not impose any additional costs on the operator as we are just
codifying and clarifying the requirements of the AQP. The language of
paragraph (c) is more specific than under the current SFAR, but this
practice is currently followed by certificate holders under AQP.
Proposed paragraphs (d) and (e) outline qualification curriculum
requirements for flight instructors and evaluators, respectively.
Proposed paragraph (d) is based on existing SFAR No. 58, section 5,
paragraph (b)(2). Proposed paragraph (e) is based on existing SFAR No.
58, section 5, paragraph (b)(3). New language is added to each,
clarifying current requirements to include a list of and text
describing the knowledge requirements, subject materials, job skills,
and qualification standards of each procedure and task to be trained
and evaluated, and a list of and text describing evaluation/remediation
strategies, standardization policies and recency requirements. This new
language would not impose any additional costs on the operator as we
are just codifying and clarifying the requirements of the AQP.
[[Page 16374]]
Section 121.915 Continuing Qualification Curriculum
The proposed section contains program requirements for continuing
qualification curriculums. The introductory paragraph is based on
existing SFAR No. 58, section 6 introduction.
Proposed paragraph (a) is based on existing SFAR No. 58, section 6,
paragraphs (a)(1) and (b). The existing language states that each
person qualified under AQP receives a balanced mix of training and
evaluation to ensure that he or she ``maintains at least the current
minimum proficiency level of knowledge, skills, and attitudes required
for original qualification.'' In the proposed paragraph the
introductory language is changed to state that each person ``maintains
the proficiency level in knowledge, technical skills, and cognitive
skills required for initial qualification.'' The proposed paragraph
revises the current rule to state that this training and evaluation
must be in accordance with: (1) The approved continuing qualification
AQP; (2) evaluation/remediation strategies; and (3) provisions for
special tracking.
Proposed paragraph (a)(1), which discusses continuing qualification
cycle evaluation periods, is based on existing SFAR No. 58, section 6,
paragraph (b)(1). New language is included that defines the continuing
qualification cycle as initially consisting of two or more evaluation
periods of equal duration. This new language would not impose any
additional costs on the operator as we are just codifying current
practice.
Proposed paragraph (a)(2), which outlines continuing qualification
cycle training requirements, is based on existing SFAR No. 58, section
6, paragraph (b)(2). The proposed paragraph revises the requirements to
state that continuing qualification training must be in accordance with
the approved program documentation.
Proposed paragraph (a)(2)(i) is new language codifying current
practice that states that for pilots in command, seconds in command,
and flight engineers, continuing qualification training must include
First Look in accordance with the certificate holder's FAA-approved
program documentation. This new language would not impose any
additional costs on the operator. ``First Look'' is defined in proposed
Sec. 121.907 as the assessment of performance to determine proficiency
on designated flight tasks before any briefing, training, or practice
on those tasks is given in the training session for a continuing
qualification curriculum. The FAA proposes that ``First Look'' be
conducted during an AQP continuing qualification cycle to determine
trends of degraded proficiency, if any, due in part to the length of
the interval between training sessions.
Proposed paragraph (a)(2)(ii) addresses ground training
requirements for continuing qualification and is the same as existing
SFAR No. 58, section 6, paragraph (b)(2)(i).
Proposed paragraph (a)(2)(iii) outlines continuing qualification
proficiency training requirements for crewmembers, flight instructors,
evaluators, and other operational personnel who conduct their duties in
flight. It is based on existing SFAR No. 58, section 6, paragraph
(b)(2)(ii).
Proposed paragraph (a)(2)(iv) outlines continuing qualification
ground training requirements for dispatchers and other operational
personnel who do not conduct their duties in flight, and is based on
existing SFAR No. 58, section 6, paragraph (b)(2)(i). The proposed
paragraph adds a requirement for a line observation program, if
applicable.
Proposed paragraph (a)(2)(v) is based on existing SFAR No. 58,
section 6, paragraph (b)(2)(iii), but with clarifying language to
separately address: (1) Flight instructors and evaluators, in general;
and (2) flight instructors and evaluators who are limited to conducting
their duties in flight simulators and flight training devices.
Continuing qualification for each group must include training in the
type flight training device or the type flight simulator, as
appropriate, regarding training equipment operation and training in
operational flight procedures and maneuvers (normal, abnormal, and
emergency), respectively.
Proposed paragraph (b), which outlines continuing qualification
cycle evaluation requirements, is based on existing SFAR No. 58,
section 6, paragraph (b)(3). The existing language is revised to state
that evaluation of performance for continuing qualification will be
done ``on a sample'' of events and major subjects. Existing SFAR No.
58, section 6(b)(3) states that continuing qualification evaluations
must include all events and major subjects required for original
qualification, and online evaluations for pilots in command and other
eligible flight crewmembers; however, current AQPs use a sample of
events. Under the proposed paragraph (b) requirements, the sample of
events and major subjects used in evaluation would be identified as
diagnostic of competence and approved for that purpose by the FAA.
Instead of basing curriculums on prescribed generic maneuvers,
procedures and knowledge items, AQP curriculums are based on a detailed
analysis of the specific job tasks, knowledge and skill requirements of
each duty position for the individual airline. The analysis applies the
following factors: Criticality, currency, need for training, applicable
conditions, and applicable standards. The determination of criticality
and currency guides when and how the objective is trained, validated,
or evaluated. To make this determination the applicant and FAA answer a
series of questions about each task to describe its performance
requirements, both on the line and in the training setting. Criticality
is a determination of the relative impact of substandard task
performance on overall safety. It indicates an increased need for
awareness, care, exactness, accuracy, or correctness during task
performance. Critical tasks are proficiency objectives that are
trained, validated, or evaluated more frequently during an AQP
evaluation period. A currency task is a proficiency objective for which
individuals or crews maintain proficiency by repeated performance of
the item in normal line, duty or work operations. Most currency items
are validated during line checks and may be sampled in the Continuing
Qualification Cycle. Tasks that are determined to be critical and not
current are trained, validated, or evaluated each evaluation period.
Tasks that are determined to be neither critical nor current are
trained, validated, or evaluated each continuing qualification cycle.
Proposed paragraph (b)(1), which contains requirements for
evaluations of proficiency, is the same as existing SFAR No.58, section
6, paragraph (b)(3)(i).
Proposed paragraph (b)(2), which discusses line checks, is based on
existing SFAR No. 58, section 6, paragraph (b)(3)(ii) with a few
revisions. The term ``online evaluations'' is changed to ``line
checks'' in the proposed language. Further, proposed paragraph
(b)(2)(i), which addresses line checks for pilots in command, begins
with the qualifying statement ``Except as provided in paragraph
(b)(2)(ii) of this section * * *''
Paragraph (b)(2)(ii) is new language that addresses ``No-notice
Line Checks.'' The proposed language states that with the FAA's
approval, no-notice line checks could be used in place of line checks,
although the certificate holder who elects to exercise this option
would have to ensure that no advance notice of the evaluation is given.
Further, the AQP certificate holder would be required to ensure that
each pilot in
[[Page 16375]]
command receives at least one ``no-notice'' line check every 24 months.
Also, the certificate holder would have to ensure that, at a minimum,
the number of these checks given each calendar year equates to at least
50% of the certificate holder's pilot-in-command workforce, in
accordance with a strategy approved by the FAA for that purpose. Under
this proposed requirement, the line checks would be conducted over all
geographic areas flown by the certificate holder in accordance with a
sampling methodology approved by the FAA for that purpose. This
proposed language is consistent with existing exemptions that have been
granted to some AQP certificate holders in order to allow a longer
period between line checks in exchange for such no-notice line checks.
The no-notice feature of the random line check procedure provides
evaluators with an increased opportunity to observe typical behavior,
and the requirement for conducting such checks over all geographic
routes better assures that such information is representative of
performance over the airline's entire operation.
Proposed paragraph (b)(2)(iii), which further addresses line check
requirements, is the same as existing SFAR No. 58, section 6, paragraph
(b)(3)(ii)(B), except that it codifies the existing requirement in
Sec. 121.440(b)(1) and contains the additional requirement that the
line check evaluator must hold the certificates and ratings required of
the pilot in command for that aircraft.
Proposed paragraph (c), which discusses recency of experience
requirements, is based on existing SFAR No. 58, section 6, paragraphs
(a)(2) and (b)(4). The proposed paragraph expands the existing
application of the recency of experience requirements to include flight
engineers, flight attendants, aircraft dispatchers, instructors, and
evaluators.
Proposed paragraph (d), which addresses duration of cycles and
periods, is based on existing SFAR No. 58, section 6, paragraph (c),
but includes revisions to the existing duration of periods, based on
the FAA's observations of program administration since the original
inception of the AQP in 1990. The proposed changes decrease the maximum
allowable duration of the initial continuing qualification cycle
approved for an AQP from 26 to 24 calendar months. Also, the proposed
requirements would decrease the duration ceiling for the subsequent
continuing qualification cycles from 39 to 36 calendar months in order
to accommodate evaluation period multiples based on 6, 12, or 18
months. This new language would not impose any additional costs on the
operator. The reductions above align the timeframes with current
practice. An AQP participant has never requested the maximum durations.
The language in the existing SFAR that the Administrator may approve
extensions in 3-month increments has been deleted because the FAA has
found this requirement cumbersome and difficult to implement.
Regardless of the length of the continuing qualification cycle, the
grace period allowed in proposed Sec. 121.903(e) would apply.
Proposed paragraph (e), which discusses requalification
requirements, is the same as existing SFAR No. 58, section 6, paragraph
(d).
Section 121.917 Other Requirements.
Proposed Sec. 121.917 is based on existing SFAR No. 58, section 7.
These proposed paragraphs contain additional requirements that must be
included in each AQP qualification and continuing qualification
curriculum.
Proposed paragraph (a) requires each qualification curriculum to
include integrated crew resource management (CRM) or Dispatcher
Resource Management (DRM) ground and flight training applicable to each
position for which training is provided under an AQP. Proposed
paragraph (a) is the same as existing SFAR No. 58, section 7, paragraph
(a), except that ``Approved Cockpit Resource Management Training'' is
changed to ``Integrated Crew Resource Management ground and flight
training'' in the proposed paragraph. Also, the requirement for DRM
training is added to clarify that if dispatchers are included under an
AQP, they must also receive DRM training.
Proposed paragraph (b) would require each qualification curriculum
to include approved training on and evaluation of skills and
proficiency of each person being trained under AQP to use their crew
resource management skills and their technical skills in an actual or
simulated operations scenario. Proposed paragraph (b) is the same as
existing SFAR No. 58, section 7, paragraph (b), except that under the
proposed rule, ``aircraft'' is added to the list of approved devices
for flight crewmembers training and evaluation for certificate holders
who have obtained approval for its use under subpart Y.
Proposed paragraph (c) outlines qualification curriculum data
collection and analysis processes requirements. Proposed paragraph (c)
is based on existing SFAR No. 58, section 7, paragraph (c), but
proposed paragraph (c) is revised to address both data collection and
analysis processes. The FAA proposes to require that the certificate
holder provide the FAA with information on its analysis process to
ensure that the certificate holder is applying an effective methodology
for data driven quality assurance purposes. Further, the proposed
paragraph states that the data will enable both the certificate holder
and the FAA to make determinations about the effectiveness of the
curriculum. This new language would not impose any additional costs on
the operator. This change is consistent with existing AQP practices,
and is made in order to identify the requirement that the certificate
holder employ its own AQP data for curriculum effectiveness
determinations.
Section 121.919 Certification
The proposed introductory paragraph to this section is identical to
existing SFAR No. 58, section 8 introduction.
Proposed paragraph (a) outlines the establishment of a
certification requirement and is based on existing SFAR No. 58, section
8, paragraph (a). Existing SFAR No. 58, section 8, paragraph (a),
states that for certification the Administrator may accept substitutes
for the practical test requirements of parts 61, 63, and 65, as
applicable. Proposed paragraph (a) replaces the word ``substitutes''
with ``alternatives'' to the certification and rating criteria of parts
61, 63, and 65 of this chapter. It also adds further qualifying
language, to the effect that the FAA may approve such alternatives if
it can be demonstrated that the newly established criteria represent an
equivalent or better measure of airman competence, operational
proficiency, and safety. This qualifying language is similar to the
wording of existing SFAR No. 58, section 10(b)(3), to the effect that
the certificate holder must show how the AQP curriculum provides an
equivalent level of safety for each requirement that is replaced.
Proposed paragraph (b) contains the qualification curriculum
completion requirement for certification and is the same as existing
SFAR No. 58, section 8, paragraph (b).
Proposed paragraph (c) contains the knowledge and skill competency
requirements for certification and is the same as existing SFAR No. 58,
section 8, paragraph (c), except that ``cockpit resource management
knowledge and skills'' is changed to ``crew resource management
knowledge and skills,'' including either CRM or DRM, in the proposed
paragraph. In addition, with regard to testing both piloting and CRM
skills in scenarios that test both
[[Page 16376]]
together, proposed paragraph (c) identifies Line Operational Evaluation
(LOE) as the scenario methodology. This new language would not impose
any additional costs on the operator as we are just codifying current
practice.
Proposed paragraph (d) is identical to existing SFAR No. 58,
section 8, paragraph (d).
The FAA is adding paragraph (e) to require the certification
applicant to be trained to proficiency on the certificate holder's
approved AQP qualification standards, and to pass an LOE administered
by an APD or the FAA. This new language should not impose any
additional costs on the operator.
This is current practice and would make clear that the final
evaluation event for certification purposes under an AQP must be
administered by the same level of evaluator as is required for a
traditional part 121 or 135 program.
Section 121.921 Training Devices and Simulators
Proposed paragraph (a) outlines the process for qualification and
approval of flight training devices and simulators and is the same as
existing SFAR No. 58, section 9, paragraph (a). Proposed paragraph (a)
lists potential training device and simulator uses and is the same as
existing SFAR No. 58, section 9, paragraph (a). Proposed paragraph (b),
which contains requirements for the approval of other training devices,
is the same as existing SFAR No. 58, section 9, paragraph (b).
Section 121.923 Approval of Training, Qualification, or Evaluation by a
Person Who Provides Training by Arrangement
Proposed paragraph (a), which discusses AQP training given by an
outside source, referred to as a ``training provider,'' is based on
existing SFAR No. 58, section 11, paragraph (a).
Proposed paragraph (a)(1) would require that a training provider be
a part 119 or part 142 certificate holder.
Proposed paragraph (a)(2), which contains the requirements for
provisional approval, is the same as existing SFAR No. 58, section 11,
paragraph (a)(1), except that the application for provisional approval,
under the proposed rule, would be made through the FAA office directly
responsible for oversight of the training center, to the Manager of the
Advanced Qualification Program. This change should not impose any
additional costs on the operator. Proposed paragraphs (a)(3), (b),
(b)(1), (b)(2), (b)(3), (c), (c)(1), and (c)(2), which contain
requirements for the approval of training, qualification, or evaluation
by a person who provides training by arrangement, are the same as
existing SFAR No. 58, section 11, paragraphs (a)(2), (b), (b)(1),
(b)(2), (b)(3), (c), (c)(1), and (c)(2), respectively.
Section 121.925 Recordkeeping requirements
This proposed section, which contains recordkeeping requirements,
is based on existing SFAR No. 58, section 12, with no substantive
changes.
Individual recordkeeping by certificate holders is needed to show
whether each crewmember, aircraft dispatcher, or other operations
personnel is in compliance with the AQP and subpart Y. The
recordkeeping requirement of Sec. 121.925 is a separate function from
the data collected and analyzed under the requirements of proposed
Sec. 121.917(c), which must be submitted to the FAA for analysis and
validation without names or other elements that would identify an
individual or group of individuals. The data collected under Sec.
121.917 is analyzed to monitor the effectiveness of AQP training, to
determine the validity of requests for extensions of training intervals
and cycles, and to monitor the effectiveness of CRM training.
Paperwork Reduction Act
This proposal contains the following new information collection
requirements. As required by the Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)), the FAA has submitted the information requirements
associated with this proposal to the Office of Management and Budget
for its review.
Title: Advanced Qualification Program.
Summary: AQP is an existing rule and the data currently required is
being submitted. Data collection and analysis of data is a fundamental
part of AQP. AQP is continuously validated through the collection and
analysis of trainee performance. Data collection and analysis processes
ensure that the certificate holder provides performance information on
its crewmembers, flight instructors, and evaluators that will enable
the certificate holder and the FAA to determine whether the forma and
content of training and evaluation activities are satisfactorily
accomplishing the overall objectives of the curriculum.
Use of: The Voluntary Safety Programs Branch, AFS-230, receives the
AQP data monthly in order to monitor program compliance, effectiveness,
and efficiency. AFS-230 processes the information for errors and
omissions then analyzes the data. The FAA principal operations
inspector (POI) responsible for oversight of the certificate holder
reviews the analyzed data. The POI and his staff make use of this
information to monitor training trends, to identify areas in need of
corrective action, to plan targeted surveillance of curricula, and to
verify that corrective action is effective. In general, this
information is used to provide an improved basis for curriculum
approval and monitoring, as well as agency decisions concerning air
carrier training regulation and policy.
Respondents (Including Number of): The likely respondents to this
proposed data collection requirement are 16 airlines and 2
manufacturers.
Frequency: The frequency of data collection is monthly.
Annual Burden Estimate: This proposal would result in an annual
recordkeeping and reporting burden as follows:
Number of respondents with approved AQPs: 18.
Frequency of response per respondent: Monthly.
Estimated number of hours per respondent to prepare
information to be submitted to the FAA: 2.0.
Estimated annual hour burden per respondent: 24.
Total estimated hours of industry burden: 432.
The estimated 2-hour burden is the time required to transform the
data already produced monthly by the certificate holder as part of an
approved AQP into the appropriate form for use by the FAA.
Currently sixteen airlines and two manufacturers have established
AQP programs. However, not all of the participants' aircraft fleet
types (personnel) are covered by an AQP. Based on a cost benefit study
from certificate holders with existing AQP programs, the average cost
of an AQP analyst is $60 per hour. Therefore, the maximum cost of this
burden is:
Industry per annum (432 hours) $25,920.
Each participant per annum (24 hours) $1440.
The agency is soliciting comments to--
(1) Evaluate whether the proposed information requirement is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
(2) evaluate the accuracy of the agency's estimate of the burden;
(3) enhance the quality, utility, and clarity of the information to
be collected; and
(4) minimize the burden of the collection of information on those
who are to respond, including through the use of appropriate automated,
[[Page 16377]]
electronic, mechanical, or other technological collection techniques or
other forms of information technology.
Individuals and organizations may submit comments on the
information collection requirement by April 29, 2005, and should direct
them to the address listed in the ADDRESSES section of this document.
According to the 1995 amendments to the Paperwork Reduction Act (5
CFR 1320.8(b)(2)(vi)), an agency may not collect or sponsor the
collection of information, nor may it impose an information collection
requirement unless it displays a currently valid OMB control number.
The OMB control number for this information collection will be
published in the Federal Register, after the Office of Management and
Budget approves it.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these proposed regulations.
Executive Order 12866 and DOT Regulatory Policies and Procedures
Proposed changes to Federal Regulations must undergo several
economic analyses. First, Executive Order 12866 directs that each
Federal agency propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify the
costs. Second, the Regulatory Flexibility Act of 1980 requires agencies
to analyze the economic impact of regulatory changes on small entities.
Third, the Trade Agreements Act (19 U.S.C. 2531-2533) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, this Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis for U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, or $100
million or more annually (adjusted for inflation).
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If it is determined that the expected impact is so minimal that the
proposal does not warrant a full evaluation, a statement to that effect
and the basis for it is included in the proposed regulation.
This NPRM proposes to make permanent an existing temporary
regulatory alternative for operators to comply with carrier training
requirements. We have not prepared a ``regulatory evaluation,'' which
is the written cost/benefit analysis ordinarily required for all
rulemaking under the DOT Regulatory Policies and Procedures, because
such an evaluation is not required where the economic impact of a rule
is minimal. The FAA requests comments with supporting justification
regarding the FAA determination of minimal impact.
In conducting these analyses, the FAA has determined this rule (1)
has minimal costs, is not a ``significant regulatory action'' as
defined in section 3(f) of Executive Order 12866, and is not
``significant'' as defined in DOT's Regulatory Policies and Procedures;
(2) will not have a significant economic impact on a substantial number
of small entities; (3) will not reduce barriers to international trade;
and (4) does not impose an unfunded mandate on state, local, or tribal
governments, or on the private sector.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (RFA) establishes ``as a
principle of regulatory issuance that agencies shall endeavor,
consistent with the objective of the rule and of applicable statutes,
to fit regulatory and informational requirements to the scale of the
business, organizations, and governmental jurisdictions subject to
regulation.'' To achieve that principle, the RFA requires agencies to
solicit and consider regulatory proposals and to explain the rationale
for their actions. The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions.
Agencies must perform a review to determine whether a proposed or
final rule will have a significant economic impact on a substantial
number of small entities. If the agency determines that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA.
However, if the agency determines that a proposed or final rule is
not expected to have a significant economic impact on a substantial
number of small entities, section 605(b) of the RFA provides that the
head of the agency may so certify and a regulatory flexibility analysis
is not required. The certification must include a statement providing
the factual basis for this determination, and the reasoning should be
clear.
Because we are proposing to make permanent an existing temporary
regulatory alternative for operators to comply with carrier training
requirements, we certify that this action will not have a significant
economic impact on a substantial number of small entities. We solicit
comments on this determination.
International Trade Impact Assessment
The Trade Agreement Act of 1979 prohibits Federal agencies from
establishing any standards or engaging in related activities that
create unnecessary obstacles to the foreign commerce of the United
States. Legitimate domestic objectives, such as safety, are not
considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this proposed rule and has determined that it would
have only a domestic impact and therefore no effect on any trade-
sensitive activity.
Unfunded Mandates Assessment
The Unfunded Mandates Reform Act of 1995 (the Act) is intended,
among other things, to curb the practice of imposing unfunded Federal
mandates on State, local, and tribal governments. Title II of the Act
requires each Federal agency to prepare a written statement assessing
the effects of any Federal mandate in a proposed or final agency rule
that may result in an expenditure of $100 million or more (adjusted
annually for inflation) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $120.7 million in lieu of $100
million.
This NPRM does not contain such a mandate. The requirements of
Title II of the Act, therefore, do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or
[[Page 16378]]
on the distribution of power and responsibilities among the various
levels of government, and therefore would not have federalism
implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this proposed rulemaking action qualifies for the
categorical exclusion identified in paragraph 312f and involves no
extraordinary circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this NPRM under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
List of Subjects
14 CFR Part 61
Air safety, Air transportation, Aviation safety, Safety.
14 CFR Part 63
Air safety, Air transportation, Airmen, Aviation safety, Safety,
Transportation.
14 CFR Part 65
Airmen, Aviation safety, Air transportation, Aircraft.
14 CFR Part 121
Aircraft pilots, Airmen, Aviation safety, Pilots, Safety.
14 CFR Part 135
Air carriers, Air transportation, Airmen, Aviation safety, Safety,
Pilots.
The Proposed Amendment
The Federal Aviation Administration proposes to amend parts 61, 63,
65, 121, and 135 of Title 14, Code of Federal Regulations (14 CFR parts
61, 63, 65, 121 and 135) as follows:
PART 61--CERTIFICATION: PILOTS, FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
1. The authority citation for part 61 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44703, 44707, 44709-
44711, 45102-45103, 45301-45302.
SFAR No. 58 [Removed]
2. Remove SFAR No. 58 from part 61.
3. Amend 61.58(b) by removing ``SFAR 58'' and adding ``subpart Y of
part 121 of this chapter'' in its place.
PART 63--CERTIFICATION: FLIGHT CREWMEMBERS OTHER THAN PILOTS
4. The authority citation for part 63 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40108, 40113, 44701-44703, 44710,
44712, 44714, 44716, 44717, 44722, 45303.
SFAR No. 58 [Removed]
5. Remove SFAR No. 58 from part 63.
PART 65--CERTIFICATION: AIRMEN OTHER THAN FLIGHT CREWMEMBERS
6. The authority citation for part 65 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44703, 44707, 44709-
44711, 45102-45103, 45301-45302.
SFAR No. 58 [Removed]
7. Remove SFAR No. 58 from part 65.
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
8.-9. The authority citation for part 121 continues to read as
follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 41706, 44101, 44701-
44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-
44904, 44912, 45101-45105, 46105, 46301.
SFAR No. 58 [Removed]
10. Remove Special Federal Aviation Regulation (SFAR) No. 58.--
Advanced Qualification Program from part 121.
11. Add subpart Y to read as follows:
Subpart Y--Advanced Qualification Program
Sec.
121.901 Purpose and eligibility.
121.903 General requirements for Advanced Qualification Programs.
121.905 Confidential commercial information.
121.907 Definitions.
121.909 Approval of Advanced Qualification Program.
121.911 Indoctrination curriculum.
121.913 Qualification curriculum.
121.915 Continuing qualification curriculum.
121.917 Other requirements.
121.919 Certification.
121.921 Training devices and simulators.
121.923 Approval of training, qualification, or evaluation by a
person who provides training by arrangement.
121.925 Recordkeeping requirements.
Sec. 121.901 Purpose and eligibility.
(a) Notwithstanding the provisions of parts 61, 63, 65, 121, 135,
and 142 of this chapter, this subpart provides for approval of an
alternative method (known as ``Advanced Qualification Program'' or
``AQP'') for qualifying, training, certifying, and otherwise ensuring
competency of crewmembers, aircraft dispatchers, other operations
personnel, flight instructors, and evaluators who are required to be
trained under parts 121 and 135 of this chapter.
(b) A certificate holder is eligible under this subpart if the
certificate holder is required or elects to have an approved training
program under Sec. Sec. 121.401, 135.3(c), or 135.341 of this chapter.
(c) A certificate holder obtains approval of each proposed
curriculum under this AQP as specified in Sec. 121.909.
Sec. 121.903 General requirements for Advanced Qualification
Programs.
(a) A curriculum approved under an AQP may include elements of
existing training programs under part 121 and part 135 of this chapter.
Each curriculum must specify the make, model, series or variant of
aircraft and each crewmember position or other positions to be covered
by that curriculum. Positions to be covered by the AQP must include all
flight crewmember posit