Guidance for Distributing Fiscal Year 2005 Contract Support Funds and Indian Self-Determination Funds, 15119-15122 [05-5841]
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Federal Register / Vol. 70, No. 56 / Thursday, March 24, 2005 / Notices
The applicant requests a permit to
take the Karner blue butterfly (Lycaeides
melissa samuelis) in Wisconsin. The
scientific research is aimed at
enhancement of survival of the species
in the wild.
Permit Number: TE091328.
Applicant: John Chenger, Bat
Conservation and Management, Inc.,
Carlisle, Pennsylvania.
The applicant requests a permit
amendment to take the Indiana bat
(Myotis sodalis) throughout Illinois,
Kentucky, Missouri, North Carolina,
South Carolina, and Tennessee. The
scientific research is aimed at
enhancement of survival of the species
in the wild.
Dated: March 14, 2005.
Jeffery C. Gosse,
Acting Assistant Regional Director, Ecological
Services, Region 3, Fort Snelling, Minnesota.
[FR Doc. 05–5800 Filed 3–23–05; 8:45 am]
BILLING CODE 4310–55–P
DEPARTMENT OF THE INTERIOR
Bureau of Indian Affairs
Guidance for Distributing Fiscal Year
2005 Contract Support Funds and
Indian Self-Determination Funds
Bureau of Indian Affairs,
Interior.
ACTION: Notice of methodology for
distribution and use of FY 2005
Contract Support Funds and Indian
Self-Determination Funds.
AGENCY:
SUMMARY: The Bureau of Indian Affairs
(Bureau) is publishing this notice to
inform the public, the tribes, and
Federal staff of the methodology that
will be used for the distribution of CSF
and ISDF for FY 2005. These funds are
distributed as authorized by the Indian
Self-Determination and Education
Assistance Act of 1975, as amended,
and financed with funds appropriated
under the Snyder Act. This distribution
methodology is published to ensure
eligible recipients and responsible
federal employees are aware of program
operations for this fiscal year. This is a
guidance document, it is not
establishing regulations.
DATES: The ‘‘FY 2005 CSF Needs
Report’’ is due June 30, 2005. Final
distribution of CSF will be made on a
pro-rata basis on or about July 19, 2005.
FY 2005 ISDF will be distributed on a
first come, first served basis, until funds
are depleted.
ADDRESSES: Submit the ‘‘FY 2005 CSF
Needs Report’’ to: Harry Rainbolt,
Bureau of Indian Affairs, Office of Tribal
Services, 1951 Constitution Avenue
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NW., Mail Stop 320–SIB, Washington,
DC 20240.
FOR FURTHER INFORMATION CONTACT:
Harry Rainbolt, (202) 513–7630.
SUPPLEMENTARY INFORMATION: Title I and
title IV of Public Law 93–638, the Indian
Self-Determination and Education
Assistance Act of 1975, as amended,
authorizes the Bureau to annually
distribute CSF and ISDF. In making
these distributions for FY 2005, the
Bureau will follow the procedures in
this notice.
The request for FY 2005 ISDF for new
and expanded contracts and selfgovernance funding agreements may be
submitted to the Bureau throughout the
year as the need arises. Approved
requests will be funded until the ISDF
is depleted.
Part 1—Contract Support Funds
1.1 What Is the Purpose of Contract
Support Funds (CSF)?
The Bureau provides CSF to meet the
indirect cost need identified for
ongoing/existing self-determination
contracts and self-governance compacts
that are financed with funds
appropriated pursuant to the Snyder Act
(25 U.S.C. 13). [Note that 25 U.S.C.
450j–3, restricts the use of CSF for only
self-determination contracts and selfgovernance compacts. Congress directed
in the FY 2005 appropriations bill,
however, that the Secretary continue to
distribute indirect and administrative
cost funds to Tribes and tribal
organizations that received such funds
in FY 2003 or FY 2004.
1.2 How Does BIA Determine
Eligibility for CSF?
All self-determination contractors and
self-governance tribes/consortia with
either an approved indirect cost rate, a
current indirect cost proposal on file
with the National Business Center
(NBC), or an approved current lump
sum agreement are eligible to receive
CSF.
1.3 How Does the Bureau Determine
Indirect Cost Need and CSF Amounts
for Contracts and Annual Funding
Agreements?
The methodology used to determine
indirect cost amount and CSF need is as
follows:
(1) Total current year Program fund
amount;
(2) Less exclusions; exclusions are
determined as follows:
(a) For Construction under Public Law
93–638, as amended, title I, section
106(h), the amount of construction
funding provided for the actual ‘‘on-the-
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15119
ground’’ construction activities is an
exclusion.
(b) For a Direct Cost Base consisting
of Salaries and Wages, all costs except
‘‘Salaries and Wages’’ are exclusions.
(c) For a Direct Cost Base consisting
of ‘‘total direct costs less capital
expenditures and pass-through, such as
those items requiring minimal
administrative effort,’’ capital
expenditures and pass-through items are
considered exclusions.
Capital Expenditure: The acquisition
of items of personal property with an
individual value of $5,000 or more, and
real property acquisition, renovation or
repair with a value of $5,000 or more.
Pass-Through: Those programs
expenditures for items requiring
minimal level of effort to be performed
by tribal administrative personnel, such
as: grants to individuals (i.e.,
scholarship grants, general assistance
grants, etc.); leases; subcontracts;
management and/or professional
agreements; etc.
(3) Direct Cost Base amount;
(4) Times indirect cost rate;
(5) Indirect cost amount;
(6) Times current CSF funding
percentage; and
(7) CSF amount.
1.4 What Is Designated as an Ongoing/
Existing Contract or Funding
Agreement?
An ongoing/existing contract or
annual funding agreement is a Bureau
program operated under a selfdetermination contract or a selfgovernance compact on an ongoing
basis, which was entered into before the
current fiscal year. Examples:
(1) All contracted or compacted
programs, functions, services, activities
or those included in annual funding
agreements in the previous fiscal year
and continued in the current fiscal year
that are financed with funds
appropriated to the Bureau;
(2) Direct funding increases for
programs financed with funds
appropriated to the Bureau; and
(3) Programs, functions, services, or
activities started or expanded in the
current fiscal year that are a result of a
change in priorities from other already
contracted, annual funding agreement
programs, functions, services, or
activities financed with funds
appropriated to the Bureau.
1.5 Does an Increase or Decrease in the
Level of Funding From Year to Year
Affect the Designation of a Contract or
Annual Funding Agreement?
No.
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Federal Register / Vol. 70, No. 56 / Thursday, March 24, 2005 / Notices
1.6 Can I Use Current Fiscal Year CSF
To Pay a Prior Year Indirect Cost
Shortfall?
No. The use of current year CSF to
pay prior year indirect cost shortfall is
not authorized.
1.7 Are There Any Restrictions on
Distributing CSF for Indirect Cost?
Yes. The following conditions must
be met before the Bureau distributes
CSF to pay indirect cost:
(1) Programs, functions, services,
activities, or portions thereof, must be
financed with funds appropriated under
the Snyder Act (25 U.S.C. 13) or the
Tribally Controlled Schools Act of 1988
(25 U.S.C. 2501 et seq.); and
(2) Programs, functions, services,
activities, or portions thereof, must be
included in a Bureau self-determination
contract or a self-governance funding
agreement or in a grant under the
Tribally Controlled Schools Act of 1988.
1.8 Is There Any Other Exclusion?
Yes. Self-determination contracts or
self-governance agreements that receive
appropriated funds from other
Department of the Interior bureaus,
offices, or other sources are not eligible
to receive CSF.
1.9 How Can Tribes or Tribal
Organizations Find Funding To Pay for
Their Indirect Cost Needs for Programs
That Are Excluded From Receiving CSF?
Those programs that are not eligible to
receive CSF or ISDF to cover indirect
cost needs must contact the specific
program funding source to determine
the methodology for covering the
indirect cost need for those programs.
This may entail using funds provided
for the contracted services to cover the
indirect cost need. For example, funding
for Indian Reservation Roads
construction is transferred to the Bureau
from the Federal Highway Trust Fund
by the Department of Transportation.
Therefore, this program is excluded
from receiving CSF to cover the indirect
cost need and must use funds provided
for the construction activity to cover
their indirect cost needs.
1.10 How Does the Bureau Determine
the Amount of CSF a Tribe or Tribal
Organization Is Eligible To Receive?
See the computation methodology in
section 1.3 of this notice.
1.11 How Does the Bureau Decide
What Direct Cost Base To Use To
Determine CSF Need?
BIA will use the following procedures
to determine the direct cost base:
If a tribe’s direct cost base is . . .
Then BIA will make the following adjustments . . .
(1) Total direct cost, less capital expenditures and pass-through ...........
Total direct cost, minus exclusions = direct cost base amount. (Exclusions will be on-the-ground construction costs, capital expenditures
and pass-through.)
Look at program budget and identify amount for salaries and wages.
(The exclusions will be funding amounts for everything except salaries and wages.)
The exclusions will be amounts for on-the-ground construction costs,
capital expenditures and pass-through funds.
(2) Total salaries and wages ....................................................................
(3) A negotiated Lump Sum Agreement direct cost base is the total
current year program funds, less amount for on-the-ground construction costs, capital expenditures and pass-through.
1.12 How Does the Bureau Determine
What Indirect Cost Rate To Use When
Calculating the Amount CSF Eligible
Tribes or Tribal Organizations Will
Receive?
will receive, BIA follows the following
procedures:
When calculating the amount CSF
eligible tribes or tribal organizations
If . . .
Then . . .
(1) The tribe or tribal organization has an approved indirect cost rate
negotiated with the National Business Center (NBC) or an indirect
cost proposal currently under consideration by the NBC.
The Regional Director or Office of Self-Governance Director must use
the tribe’s or tribal organization’s current rate, if approved, or, if not
approved, the proposed indirect cost rate currently under consideration.
The most current rate must be used.*
(2) The tribe or tribal organization proposes to use the prior-year approved rate.*
(3) A tribe or tribal organization that can document that they are unable
to negotiate an indirect cost rate because of circumstances beyond
their control may request negotiation of a lump sum amount.**
The Awarding Official may negotiate a reasonable lump sum amount
(not to exceed 15%) with the tribe or tribal organization for FY
2005.**
*This rate is temporary and subject to finalization through negotiation with NBC, and may result in actual over or under recovery of indirect
cost.
**Beginning in FY 2004, a reasonable lump sum amount must not exceed 15 percent of total current year program funds, less capital expenditure and pass-through.
1.13 What Happens If the Amount
Identified in the ‘‘FY 2005 CSF Needs
Report’’ Exceeds the Available FY 2005
CSF Amount?
For example, if the pro rata amount is
92 percent, each tribe or tribal
organization will receive 92 percent of
their identified indirect cost need.
The CSF distribution will be made on
a pro rata basis so that all eligible tribes
and tribal organizations receive the
same percentage of their reported need.
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1.14 Who Is Responsible for
Submitting the ‘‘CSF Needs Report’’ to
the Bureau?
Each regional office and the Office of
Self-Governance must submit a ‘‘CSF
Needs Report’’ for ongoing/existing
contracts and funding agreements.
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Federal Register / Vol. 70, No. 56 / Thursday, March 24, 2005 / Notices
1.15 How Does the Bureau Distribute
CSF to Tribes and Tribal Organizations?
(1) In the initial distribution of CSF,
the Bureau will distribute to each
regional office and the Office of Selfgovernance 85 percent of the total
amount of CSF provided in the previous
fiscal year. From this 85 percent, the
regional office will award 75 percent of
the CSF need identified for each
contract or annual funding agreement
that meets the established criteria.
(2) In the second or final allotment of
CSF, all tribal contractors and selfgovernance tribes/consortia will receive
a pro-rated share of the CSF, based on
the program funds in the contract or
annual funding agreement at that time.
1.16 What Can I Do To Cover My Total
CSF Needs If the CSF Provided Is
Insufficient?
If your CSF funds are insufficient, you
may reprogram funds provided for the
operation of programs to make up
deficiencies to recover your full indirect
cost need. This reprogramming
authority is limited to funds in the
Tribal Priority Allocation (TPA) portion
of the Bureau budget, or annual funding
agreement.
1.17 Can Funds From Other Bureau
Programs That Are Not in the TPA Be
Used To Meet CSF Shortfall?
No. Congressional appropriation
language does not provide authority for
the Bureau to reprogram funds from
other Bureau programs to meet any CSF
shortfall.
1.18 What Are the Definitions of the
Terms ‘‘New Contract or Annual
Funding Agreement’’ and ‘‘Expanded
Contract or Annual Funding
Agreement’’?
(a) A new contract or annual funding
agreement is defined as the initial
transfer of a program, function, service,
or activity previously operated by the
Bureau to a tribe, tribal organization or
consortium.
(b) An expanded contract or annual
funding agreement is defined as a
contract or annual funding agreement
which has become enlarged, during the
current fiscal year through the
assumption of additional programs,
functions, services, or activities (or
portion thereof) previously operated by
the Bureau.
Part 2—Indian Self-Determination
Funds
15121
funding agreement is awarded, or
existing contracts or annual funding
agreements are expanded.
2.3 What Must a Complete ‘‘ISDF
Request Package’’ for New and
Expanded Contacts/Annual Funding
Agreements Contain?
A complete request package for new/
expanded contracts or annual funding
agreement must contain:
(1) Indirect cost needs; and
(2) Startup cost needs.
2.4 What Happens If Requests Are
Received After the ISDF Have Been
Depleted?
The ISDF request will not be funded
for the fiscal year. However, requests
received after the ISDF have been
depleted will be considered first for
ISDF funding in the following fiscal
year.
2.5 How Does the Bureau Compute the
Indirect Cost Need?
2.1 How Are Indian SelfDetermination Funds (ISDF)
Distributed?
The Bureau provides ISDF on a ‘‘firstcome, first-served’’ basis. The Bureau
will fund requests at 100 percent of the
‘‘identified and approved need’’ until
the ISDF is depleted.
We compute the indirect cost need
following the indirect cost computation
methodology provided in this
announcement at section 1.3.
2.2 How Does the Bureau Distribute
ISDF for a New and Expanded Contract
or Annual Funding Agreement?
2.6 How Does BIA Determine What
Indirect Cost Rate To Use When
Calculating the Amount of ISDF Eligible
Tribes or Tribal Organizations Will
Receive?
Each regional office or the Office of
Self-Governance must submit an ‘‘ISDF
Needs Request’’ to the Office of Tribal
Services when a new contract or annual
When calculating the amount ISDF
eligible tribes or tribal organizations
will receive, the Bureau follows the
following procedures:
If . . .
Then . . .
(1) The tribe or tribal organization has an approved indirect cost rate
negotiated with the National Business Center (NBC) or an indirect
cost proposal currently under consideration by the NBC.
The Regional Director or Office of Self-Governance Director must use
the tribe’s or tribal organization’s current rate, if approved, or, if not
approved, the proposed indirect cost rate currently under consideration.
The most current NBC rate must be used.*
(2) The tribe or tribal organization proposes to use the prior-year approved NBC rate.*
(3) A tribe or tribal organization that can document that they are unable
to negotiate an indirect cost because of circumstances beyond their
control may request negotiation of a lump sum amount.**
The Awarding Official may negotiate a reasonable lump sum amount
(not to exceed 15 percent) with the tribe or tribal organization for FY
2004.**
* This rate is temporary and subject to finalization through negotiation with NBC, and may result in actual over or under recovery of indirect
cost.
** Beginning in FY 2004, a reasonable lump sum amount must not exceed 15 percent of total current year program funds, less capital expenditure and pass-through.
2.7 What Is Considered ‘‘Startup Cost’’
Need?
Startup costs are direct costs for items
that are identified in the program
operational budget for the new or
expanded contract/annual funding
agreements. These costs must be
allowable costs, allocable to the new or
expanded program, and reasonable
within the context of the operational
budget.
2.8 What Information for a ‘‘Startup
Cost’’ Request Must I Include in the
ISDF Request Package?
(3) Documentation of the provision of
technical assistance and negotiation in
regard to the startup cost items.
The request must contain:
(1) A copy of the program operational
budget for the new or expanded
contract/annual funding agreement
activity, with the startup cost items
identified;
(2) A copy of the program operational
budget narrative; and
2.9 Will the Bureau Consider Funding
Requests That Do Not Meet the
Requirement of 2.8?
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No. The Bureau will not consider
funding ISDF requests that do not
contain the items in section 2.8 of this
notice.
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Federal Register / Vol. 70, No. 56 / Thursday, March 24, 2005 / Notices
2.10 Are There Any Contracts or
Agreements That Cannot Receive ISDF?
Yes. Self-determination contracts or
self-governance agreements that receive
appropriated funds from other
Department of the Interior bureaus,
offices, or other sources are not eligible
to receive ISDF.
2.11 Are There Any Guidelines That
Can Be Used To Help Provide Technical
Assistance?
Yes. Use the ‘‘Guidance for Contract
Support Costs’’ handbook to assist in
the negotiation and providing technical
assistance for startup cost. You may
obtain a copy of this handbook by
calling the telephone number provided
in the FOR FURTHER INFORMATION
CONTACT section.
2.12 What Happens to an Incomplete
ISDF Request?
The request will be returned to the
office of origin for proper completion
and resubmission.
Dated: March 15, 2005.
Michael D. Olsen,
Acting Principal Deputy Assistant Secretary—
Indian Affairs.
[FR Doc. 05–5841 Filed 3–23–05; 8:45 am]
BILLING CODE 4310–4J–P
DEPARTMENT OF THE INTERIOR
Bureau of Reclamation
California Bay-Delta Public Advisory
Committee Public Meeting
Bureau of Reclamation,
Interior.
ACTION: Notice of meeting.
AGENCY:
SUMMARY: In accordance with the
Federal Advisory Committee Act, the
California Bay-Delta Public Advisory
Committee will meet jointly with the
California Bay-Delta Authority on April
13 and 14, 2005. The agenda for the
joint meeting will include reports from
the Director, the Lead Scientist, and the
Bay-Delta Public Advisory Committee
Subcommittees; updates on the Delta
Improvements Package and the State
Water Plan; and discussions leading to
recommendations on several grant
awards, the Finance Plan, and the
Multi-Year Program Plans with State
and Federal agency representatives.
DATES: The meeting will be held on
Wednesday, April 13, 2005, from 9 to 4
p.m., and on Thursday, April 14, 2005,
from 9 a.m. to 4 p.m. If reasonable
accommodation is needed due to a
disability, please contact Pauline Nevins
at (916) 445–5511 or TDD (800) 735–
VerDate jul<14>2003
15:04 Mar 23, 2005
Jkt 205001
2929 at least 1 week prior to the
meeting.
ADDRESSES: The meeting will be held at
the Sheraton Grand Hotel, 1230 J Street,
Sacramento, California.
FOR FURTHER INFORMATION CONTACT:
Jamie Cameron-Harley, California BayDelta Authority, at 916–445–5511, or
Diane Buzzard, Bureau of Reclamation,
at 916-978-5022.
SUPPLEMENTARY INFORMATION: The
Committee was established to provide
recommendations to the Secretary of the
Interior, other participating Federal
agencies, the Governor of the State of
California, and the California Bay-Delta
Authority on implementation of the
CALFED Bay-Delta Program. The
Committee makes recommendations on
annual priorities, integration of the
eleven Program elements, and overall
balancing of the four Program objectives
of ecosystem restoration, water quality,
levee system integrity, and water supply
reliability. The Program is a consortium
of State and Federal agencies with the
mission to develop and implement a
long-term comprehensive plan that will
restore ecological health and improve
water management for beneficial uses of
the San Francisco/Sacramento and San
Joaquin Bay Delta.
Committee and meeting materials will
be available on the California Bay-Delta
Authority Web site at https://
calwater.ca.gov and at the meeting. This
meeting is open to the public. Oral
comments will be accepted from
members of the public at the meeting
and will be limited to 3–5 minutes.
(Authority: The Committee was established
pursuant to the Department of the Interior’s
authority to implement the Fish and Wildlife
Coordination Act, 16 U.S.C. 661 et. seq., the
Endangered Species Act, 16 U.S.C. 1531 et.
seq., and the Reclamation Act of 1902, 43
USC 371 et. seq., and the acts amendatory
thereof or supplementary thereto, all
collectively referred to as the Federal
Reclamation laws, and in particular, the
Central Valley Project Improvement Act,
Public Law 102–575.)
Dated: March 3, 2005.
Allan Oto,
Special Projects Officer, Mid-Pacific Region,
U.S. Bureau of Reclamation.
[FR Doc. 05–5799 Filed 3–23–05; 8:45 am]
BILLING CODE 4310–MN–M
DEPARTMENT OF JUSTICE
Drug Enforcement Administration
Orlando Ortega-Ortiz, M.D. Revocation
of Registration
On February 20, 2004, the Deputy
Assistant Administrator, Office of
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Sfmt 4703
Diversion Control, Drug Enforcement
Administration (DEA), issued an Order
to Show Cause to Orlando Ortega-Ortiz,
M.D. (Dr. Ortega-Ortiz) of Penuelas,
Puerto Rico, notifying him of an
opportunity to show cause as to why
DEA should not revoke his DEA
Certificate of Registration B07925766, as
a practitioner, under 21 U.S.C. 824(a)(5)
and deny any pending applications for
renewal or modification of that
registration. As a basis for revocation,
the Order to Show Cause alleged that
Dr. Ortega-Ortiz has been mandatorily
excluded from participating in federal
health programs pursuant to 42 U.S.C.
1320–7(a). The order also notified Dr.
Ortega-Ortiz that should no request for
a hearing be filed within 30 days, his
hearing right would be deemed waived.
The Order to Show Cause was sent by
certified mail to Dr. Ortega-Ortiz at his
address of record at 656h Infanteria 319,
Penuelas, Puerto Rico 00624. The letter
was delivered to the registered address
prior to April 1, 2004, and receipted for
by Dr. Ortega-Ortiz. DEA has not
received a request for a hearing or any
other reply from Dr. Ortega-Ortiz or
anyone purporting to represent him in
this matter.
Therefore, the Deputy Administrator,
finding that (1) 30 days have passed
since the receipt of the Order to Show
Cause, and (2) no request for a hearing
having been received, concludes that Dr.
Ortega-Ortiz is deemed to have waived
his hearing right. See Samuel S. Jackson,
D.D.S., 67 FR 65145 (2002); David W.
Linder, 67 FR 12579 (2002). After
considering material from the
investigative file, the Deputy
Administrator now enters her final
order without a hearing pursuant to 21
CFR 1301.43(d) and (e) and 1301.46.
The Deputy Administrator finds that
Dr. Ortega-Ortiz currently possesses
DEA Certificate of Registration
B07925766. The Deputy Administrator
further finds that as a result of Dr.
Ortega-Ortiz’s fraudulent activities,
pursuant to his guilty pleas, on
September 17, 2002, he was convicted
in the United States District Court,
District of Puerto Rico of 11 counts of
conspiring to solicit and receive
kickbacks in relation to Medicare
referrals, in violation of 18 U.S.C. 371.
He was sentenced to three years
probation and a $7,500.00 fine.
As a result of Dr. Ortega-Ortiz’s
convictions, he was notified by the
Department of Health and Human
Services of his five-year mandatory
exclusion from participation in the
Medicare program pursuant to 42 U.S.C.
1320a–7(a). Exclusion from Medicare is
an independent ground for revoking a
DEA registration. 21 U.S.C. 824(a)(5);
E:\FR\FM\24MRN1.SGM
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Agencies
[Federal Register Volume 70, Number 56 (Thursday, March 24, 2005)]
[Notices]
[Pages 15119-15122]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-5841]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Bureau of Indian Affairs
Guidance for Distributing Fiscal Year 2005 Contract Support Funds
and Indian Self-Determination Funds
AGENCY: Bureau of Indian Affairs, Interior.
ACTION: Notice of methodology for distribution and use of FY 2005
Contract Support Funds and Indian Self-Determination Funds.
-----------------------------------------------------------------------
SUMMARY: The Bureau of Indian Affairs (Bureau) is publishing this
notice to inform the public, the tribes, and Federal staff of the
methodology that will be used for the distribution of CSF and ISDF for
FY 2005. These funds are distributed as authorized by the Indian Self-
Determination and Education Assistance Act of 1975, as amended, and
financed with funds appropriated under the Snyder Act. This
distribution methodology is published to ensure eligible recipients and
responsible federal employees are aware of program operations for this
fiscal year. This is a guidance document, it is not establishing
regulations.
DATES: The ``FY 2005 CSF Needs Report'' is due June 30, 2005. Final
distribution of CSF will be made on a pro-rata basis on or about July
19, 2005. FY 2005 ISDF will be distributed on a first come, first
served basis, until funds are depleted.
ADDRESSES: Submit the ``FY 2005 CSF Needs Report'' to: Harry Rainbolt,
Bureau of Indian Affairs, Office of Tribal Services, 1951 Constitution
Avenue NW., Mail Stop 320-SIB, Washington, DC 20240.
FOR FURTHER INFORMATION CONTACT: Harry Rainbolt, (202) 513-7630.
SUPPLEMENTARY INFORMATION: Title I and title IV of Public Law 93-638,
the Indian Self-Determination and Education Assistance Act of 1975, as
amended, authorizes the Bureau to annually distribute CSF and ISDF. In
making these distributions for FY 2005, the Bureau will follow the
procedures in this notice.
The request for FY 2005 ISDF for new and expanded contracts and
self-governance funding agreements may be submitted to the Bureau
throughout the year as the need arises. Approved requests will be
funded until the ISDF is depleted.
Part 1--Contract Support Funds
1.1 What Is the Purpose of Contract Support Funds (CSF)?
The Bureau provides CSF to meet the indirect cost need identified
for ongoing/existing self-determination contracts and self-governance
compacts that are financed with funds appropriated pursuant to the
Snyder Act (25 U.S.C. 13). [Note that 25 U.S.C. 450j-3, restricts the
use of CSF for only self-determination contracts and self-governance
compacts. Congress directed in the FY 2005 appropriations bill,
however, that the Secretary continue to distribute indirect and
administrative cost funds to Tribes and tribal organizations that
received such funds in FY 2003 or FY 2004.
1.2 How Does BIA Determine Eligibility for CSF?
All self-determination contractors and self-governance tribes/
consortia with either an approved indirect cost rate, a current
indirect cost proposal on file with the National Business Center (NBC),
or an approved current lump sum agreement are eligible to receive CSF.
1.3 How Does the Bureau Determine Indirect Cost Need and CSF Amounts
for Contracts and Annual Funding Agreements?
The methodology used to determine indirect cost amount and CSF need
is as follows:
(1) Total current year Program fund amount;
(2) Less exclusions; exclusions are determined as follows:
(a) For Construction under Public Law 93-638, as amended, title I,
section 106(h), the amount of construction funding provided for the
actual ``on-the-ground'' construction activities is an exclusion.
(b) For a Direct Cost Base consisting of Salaries and Wages, all
costs except ``Salaries and Wages'' are exclusions.
(c) For a Direct Cost Base consisting of ``total direct costs less
capital expenditures and pass-through, such as those items requiring
minimal administrative effort,'' capital expenditures and pass-through
items are considered exclusions.
Capital Expenditure: The acquisition of items of personal property
with an individual value of $5,000 or more, and real property
acquisition, renovation or repair with a value of $5,000 or more.
Pass-Through: Those programs expenditures for items requiring
minimal level of effort to be performed by tribal administrative
personnel, such as: grants to individuals (i.e., scholarship grants,
general assistance grants, etc.); leases; subcontracts; management and/
or professional agreements; etc.
(3) Direct Cost Base amount;
(4) Times indirect cost rate;
(5) Indirect cost amount;
(6) Times current CSF funding percentage; and
(7) CSF amount.
1.4 What Is Designated as an Ongoing/Existing Contract or Funding
Agreement?
An ongoing/existing contract or annual funding agreement is a
Bureau program operated under a self-determination contract or a self-
governance compact on an ongoing basis, which was entered into before
the current fiscal year. Examples:
(1) All contracted or compacted programs, functions, services,
activities or those included in annual funding agreements in the
previous fiscal year and continued in the current fiscal year that are
financed with funds appropriated to the Bureau;
(2) Direct funding increases for programs financed with funds
appropriated to the Bureau; and
(3) Programs, functions, services, or activities started or
expanded in the current fiscal year that are a result of a change in
priorities from other already contracted, annual funding agreement
programs, functions, services, or activities financed with funds
appropriated to the Bureau.
1.5 Does an Increase or Decrease in the Level of Funding From Year to
Year Affect the Designation of a Contract or Annual Funding Agreement?
No.
[[Page 15120]]
1.6 Can I Use Current Fiscal Year CSF To Pay a Prior Year Indirect Cost
Shortfall?
No. The use of current year CSF to pay prior year indirect cost
shortfall is not authorized.
1.7 Are There Any Restrictions on Distributing CSF for Indirect Cost?
Yes. The following conditions must be met before the Bureau
distributes CSF to pay indirect cost:
(1) Programs, functions, services, activities, or portions thereof,
must be financed with funds appropriated under the Snyder Act (25
U.S.C. 13) or the Tribally Controlled Schools Act of 1988 (25 U.S.C.
2501 et seq.); and
(2) Programs, functions, services, activities, or portions thereof,
must be included in a Bureau self-determination contract or a self-
governance funding agreement or in a grant under the Tribally
Controlled Schools Act of 1988.
1.8 Is There Any Other Exclusion?
Yes. Self-determination contracts or self-governance agreements
that receive appropriated funds from other Department of the Interior
bureaus, offices, or other sources are not eligible to receive CSF.
1.9 How Can Tribes or Tribal Organizations Find Funding To Pay for
Their Indirect Cost Needs for Programs That Are Excluded From Receiving
CSF?
Those programs that are not eligible to receive CSF or ISDF to
cover indirect cost needs must contact the specific program funding
source to determine the methodology for covering the indirect cost need
for those programs. This may entail using funds provided for the
contracted services to cover the indirect cost need. For example,
funding for Indian Reservation Roads construction is transferred to the
Bureau from the Federal Highway Trust Fund by the Department of
Transportation. Therefore, this program is excluded from receiving CSF
to cover the indirect cost need and must use funds provided for the
construction activity to cover their indirect cost needs.
1.10 How Does the Bureau Determine the Amount of CSF a Tribe or Tribal
Organization Is Eligible To Receive?
See the computation methodology in section 1.3 of this notice.
1.11 How Does the Bureau Decide What Direct Cost Base To Use To
Determine CSF Need?
BIA will use the following procedures to determine the direct cost
base:
----------------------------------------------------------------------------------------------------------------
If a tribe's direct cost base is . . . Then BIA will make the following adjustments . . .
----------------------------------------------------------------------------------------------------------------
(1) Total direct cost, less capital expenditures and Total direct cost, minus exclusions = direct cost base
pass-through. amount. (Exclusions will be on-the-ground construction
costs, capital expenditures and pass-through.)
(2) Total salaries and wages........................... Look at program budget and identify amount for salaries
and wages. (The exclusions will be funding amounts for
everything except salaries and wages.)
(3) A negotiated Lump Sum Agreement direct cost base is The exclusions will be amounts for on-the-ground
the total current year program funds, less amount for construction costs, capital expenditures and pass-
on-the-ground construction costs, capital expenditures through funds.
and pass-through.
----------------------------------------------------------------------------------------------------------------
1.12 How Does the Bureau Determine What Indirect Cost Rate To Use When
Calculating the Amount CSF Eligible Tribes or Tribal Organizations Will
Receive?
When calculating the amount CSF eligible tribes or tribal
organizations will receive, BIA follows the following procedures:
----------------------------------------------------------------------------------------------------------------
If . . . Then . . .
----------------------------------------------------------------------------------------------------------------
(1) The tribe or tribal organization has an approved The Regional Director or Office of Self-Governance
indirect cost rate negotiated with the National Director must use the tribe's or tribal organization's
Business Center (NBC) or an indirect cost proposal current rate, if approved, or, if not approved, the
currently under consideration by the NBC. proposed indirect cost rate currently under
consideration.
(2) The tribe or tribal organization proposes to use The most current rate must be used.*
the prior-year approved rate.*
(3) A tribe or tribal organization that can document The Awarding Official may negotiate a reasonable lump
that they are unable to negotiate an indirect cost sum amount (not to exceed 15%) with the tribe or
rate because of circumstances beyond their control may tribal organization for FY 2005.**
request negotiation of a lump sum amount.**
----------------------------------------------------------------------------------------------------------------
*This rate is temporary and subject to finalization through negotiation with NBC, and may result in actual over
or under recovery of indirect cost.
**Beginning in FY 2004, a reasonable lump sum amount must not exceed 15 percent of total current year program
funds, less capital expenditure and pass-through.
1.13 What Happens If the Amount Identified in the ``FY 2005 CSF Needs
Report'' Exceeds the Available FY 2005 CSF Amount?
The CSF distribution will be made on a pro rata basis so that all
eligible tribes and tribal organizations receive the same percentage of
their reported need. For example, if the pro rata amount is 92 percent,
each tribe or tribal organization will receive 92 percent of their
identified indirect cost need.
1.14 Who Is Responsible for Submitting the ``CSF Needs Report'' to the
Bureau?
Each regional office and the Office of Self-Governance must submit
a ``CSF Needs Report'' for ongoing/existing contracts and funding
agreements.
[[Page 15121]]
1.15 How Does the Bureau Distribute CSF to Tribes and Tribal
Organizations?
(1) In the initial distribution of CSF, the Bureau will distribute
to each regional office and the Office of Self-governance 85 percent of
the total amount of CSF provided in the previous fiscal year. From this
85 percent, the regional office will award 75 percent of the CSF need
identified for each contract or annual funding agreement that meets the
established criteria.
(2) In the second or final allotment of CSF, all tribal contractors
and self-governance tribes/consortia will receive a pro-rated share of
the CSF, based on the program funds in the contract or annual funding
agreement at that time.
1.16 What Can I Do To Cover My Total CSF Needs If the CSF Provided Is
Insufficient?
If your CSF funds are insufficient, you may reprogram funds
provided for the operation of programs to make up deficiencies to
recover your full indirect cost need. This reprogramming authority is
limited to funds in the Tribal Priority Allocation (TPA) portion of the
Bureau budget, or annual funding agreement.
1.17 Can Funds From Other Bureau Programs That Are Not in the TPA Be
Used To Meet CSF Shortfall?
No. Congressional appropriation language does not provide authority
for the Bureau to reprogram funds from other Bureau programs to meet
any CSF shortfall.
1.18 What Are the Definitions of the Terms ``New Contract or Annual
Funding Agreement'' and ``Expanded Contract or Annual Funding
Agreement''?
(a) A new contract or annual funding agreement is defined as the
initial transfer of a program, function, service, or activity
previously operated by the Bureau to a tribe, tribal organization or
consortium.
(b) An expanded contract or annual funding agreement is defined as
a contract or annual funding agreement which has become enlarged,
during the current fiscal year through the assumption of additional
programs, functions, services, or activities (or portion thereof)
previously operated by the Bureau.
Part 2--Indian Self-Determination Funds
2.1 How Are Indian Self-Determination Funds (ISDF) Distributed?
The Bureau provides ISDF on a ``first-come, first-served'' basis.
The Bureau will fund requests at 100 percent of the ``identified and
approved need'' until the ISDF is depleted.
2.2 How Does the Bureau Distribute ISDF for a New and Expanded Contract
or Annual Funding Agreement?
Each regional office or the Office of Self-Governance must submit
an ``ISDF Needs Request'' to the Office of Tribal Services when a new
contract or annual funding agreement is awarded, or existing contracts
or annual funding agreements are expanded.
2.3 What Must a Complete ``ISDF Request Package'' for New and Expanded
Contacts/Annual Funding Agreements Contain?
A complete request package for new/expanded contracts or annual
funding agreement must contain:
(1) Indirect cost needs; and
(2) Startup cost needs.
2.4 What Happens If Requests Are Received After the ISDF Have Been
Depleted?
The ISDF request will not be funded for the fiscal year. However,
requests received after the ISDF have been depleted will be considered
first for ISDF funding in the following fiscal year.
2.5 How Does the Bureau Compute the Indirect Cost Need?
We compute the indirect cost need following the indirect cost
computation methodology provided in this announcement at section 1.3.
2.6 How Does BIA Determine What Indirect Cost Rate To Use When
Calculating the Amount of ISDF Eligible Tribes or Tribal Organizations
Will Receive?
When calculating the amount ISDF eligible tribes or tribal
organizations will receive, the Bureau follows the following
procedures:?>
----------------------------------------------------------------------------------------------------------------
If . . . Then . . .
----------------------------------------------------------------------------------------------------------------
(1) The tribe or tribal organization has an approved The Regional Director or Office of Self-Governance
indirect cost rate negotiated with the National Director must use the tribe's or tribal organization's
Business Center (NBC) or an indirect cost proposal current rate, if approved, or, if not approved, the
currently under consideration by the NBC. proposed indirect cost rate currently under
consideration.
(2) The tribe or tribal organization proposes to use The most current NBC rate must be used.*
the prior-year approved NBC rate.*
(3) A tribe or tribal organization that can document The Awarding Official may negotiate a reasonable lump
that they are unable to negotiate an indirect cost sum amount (not to exceed 15 percent) with the tribe
because of circumstances beyond their control may or tribal organization for FY 2004.**
request negotiation of a lump sum amount.**
----------------------------------------------------------------------------------------------------------------
* This rate is temporary and subject to finalization through negotiation with NBC, and may result in actual over
or under recovery of indirect cost.
** Beginning in FY 2004, a reasonable lump sum amount must not exceed 15 percent of total current year program
funds, less capital expenditure and pass-through.
2.7 What Is Considered ``Startup Cost'' Need?
Startup costs are direct costs for items that are identified in the
program operational budget for the new or expanded contract/annual
funding agreements. These costs must be allowable costs, allocable to
the new or expanded program, and reasonable within the context of the
operational budget.
2.8 What Information for a ``Startup Cost'' Request Must I Include in
the ISDF Request Package?
The request must contain:
(1) A copy of the program operational budget for the new or
expanded contract/annual funding agreement activity, with the startup
cost items identified;
(2) A copy of the program operational budget narrative; and
(3) Documentation of the provision of technical assistance and
negotiation in regard to the startup cost items.
2.9 Will the Bureau Consider Funding Requests That Do Not Meet the
Requirement of 2.8?
No. The Bureau will not consider funding ISDF requests that do not
contain the items in section 2.8 of this notice.
[[Page 15122]]
2.10 Are There Any Contracts or Agreements That Cannot Receive ISDF?
Yes. Self-determination contracts or self-governance agreements
that receive appropriated funds from other Department of the Interior
bureaus, offices, or other sources are not eligible to receive ISDF.
2.11 Are There Any Guidelines That Can Be Used To Help Provide
Technical Assistance?
Yes. Use the ``Guidance for Contract Support Costs'' handbook to
assist in the negotiation and providing technical assistance for
startup cost. You may obtain a copy of this handbook by calling the
telephone number provided in the FOR FURTHER INFORMATION CONTACT
section.
2.12 What Happens to an Incomplete ISDF Request?
The request will be returned to the office of origin for proper
completion and resubmission.
Dated: March 15, 2005.
Michael D. Olsen,
Acting Principal Deputy Assistant Secretary--Indian Affairs.
[FR Doc. 05-5841 Filed 3-23-05; 8:45 am]
BILLING CODE 4310-4J-P