Computer Security; Access to Information on Department of Energy Computers and Computer Systems, 12974-12978 [05-5183]
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12974
Proposed Rules
Federal Register
Vol. 70, No. 51
Thursday, March 17, 2005
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
(IM–30), 1000 Independence Avenue,
SW., Washington, DC 20585, (202) 586–
0940, or Samuel M. Bradley, U.S.
Department of Energy, Office of General
Counsel (GC–53), 1000 Independence
Avenue, SW., Washington, DC 20585,
(202) 586–6738.
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF ENERGY
I. Background
II. Description of the Proposed Rule
III. Regulatory Review
National Nuclear Security
Administration
10 CFR Part 727
48 CFR Parts 904 and 952
[Docket No. NNSA–RM–00–3235]
RIN 1992–AA27
Computer Security; Access to
Information on Department of Energy
Computers and Computer Systems
Department of Energy.
Notice of proposed rulemaking
and opportunity for public comment.
AGENCY:
ACTION:
SUMMARY: The Department of Energy
(DOE) is proposing regulations to codify
minimum requirements governing
access to information on Department of
Energy computers.
DATES: DOE must receive comments on
the proposed rulemaking by May 16,
2005.
You may submit comments
(8 copies), identified by Docket Number
NNSA–RM–00–3235 and/or RIN
Number 1992–AA27, by any of the
following methods:
Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
E-Mail: connie@hg.doe.gov. Include
Docket Number NNSA–RM–00–3235
and/or RIN Number 1992–AA27 in the
subject line of the message.
Mail: Office of Nuclear Safeguards
and Security Programs (NA–55), U.S.
Department of Energy, 1000
Independence Avenue, SW.,
Washington, DC 20585.
FOR FURTHER INFORMATION CONTACT:
William Hunteman, NNSA Cyber
Security Program Manager, Office of
Chief Information Officer, (NA–65),
1000 Independence Avenue, SW.,
Washington, DC 20585, (202) 586–4775;
Bruce Brody, Associate Chief
Information Officer for Cyber Security,
Office of the Chief Information Officer
ADDRESSES:
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I. Background
Pursuant to the DOE Organization Act
(42 U.S.C. 7101, et seq.) and the Atomic
Energy Act of 1954 (AEA) (42 U.S.C.
2011, et seq.), DOE carries out a variety
of programs, including defense nuclear
programs. DOE performs its defense
nuclear program activities in the
Washington, DC, area, and at locations
that DOE owns around the United
States, including national laboratories
and nuclear weapons production
facilities. Prime contractors operate the
national laboratories and production
facilities.
DOE, as the successor agency to the
Atomic Energy Commission, has broad
responsibilities under the AEA to
protect sensitive and classified
information and materials involved in
the design, production, and
maintenance of nuclear weapons. (42
U.S.C. 2161–69, 2201) DOE also has a
general obligation to ensure that
permitting an individual to have access
to information classified under the AEA
will not endanger the nation’s common
defense and security (42 U.S.C. 2165b).
In addition, various Executive Orders of
government-wide applicability require
DOE to take steps to protect classified
information. Executive Order No. 12958,
Classified National Security Information
(April 17, 1995), requires the Secretary
to establish controls to ensure that
classified information is used only
under conditions that provide adequate
protection and prevent access by
unauthorized persons. Executive Order
No. 12968, Access to Classified
Information (August 2, 1995), requires
the Secretary to establish and maintain
an effective program to ensure that
employee access to classified
information is clearly consistent with
the interests of national security.
However, DOE’s obligation to protect
information is not limited to classified
information and materials involved in
the design, production, and
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maintenance of nuclear weapons. DOE
is obligated to protect, according to the
requirements of various laws,
regulations, and directives, information
which it creates, collects, and
maintains. Much of this information is
sensitive but unclassified.
In recent years, in order to protect its
information, DOE has developed and
elaborated policies that limit
unauthorized access to DOE computer
systems, particularly those used for
work with classified information, and
assure that no employee misuses the
computers assigned for the performance
of work-related assignments. DOE has
issued these policies in the form of
internal directives in the DOE Directives
System. These directives apply to DOE
employees and to DOE contractors to
the extent their contracts require
compliance. Directives that apply to
DOE contractors are listed in an
appendix to the contracts under the
standard Laws, Regulations, and DOE
Directives clause that is set forth at 48
CFR 970.5204–2.
The directives issued by DOE relating
to computer security include DOE
Notice 205.3, Password Generation,
Protection, and Use, which establishes
minimum requirements for the
generation, protection, and use of
passwords to support authentication
when accessing classified and
unclassified DOE information systems
where feasible; and DOE Order 471 .2A,
Information Security Program, and DOE
Manual 471.2–2, Classified Information
Systems Security Manual, which require
that warning banners appear whenever
an individual logs on to a DOE
computer. A DOE memorandum signed
by the Chief Information Officer on June
17, 1999, requires that the banner
inform users that activities on the
system are subject to interception,
monitoring, recording, copying,
auditing, inspection, and disclosure.
The banner notifies users that continued
use of the system indicates awareness of
and consent to such monitoring and
recording. Other directives relevant to
computer security include DOE 0 200.1,
Information Management Program; DOE
P 205.1, Departmental Cyber Security
Management Program; DOE 0 205.1,
Cyber Security Management Program;
DOE 0 470.1 Chg 1, Safeguards and
Security Program; DOE 0 471.1A,
Identification and Protection of
Unclassified Controlled Nuclear
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Information; DOE 0 5639.8A, Security of
Foreign Intelligence Information and
Sensitive Compartmented Information
Facilities; and DOE 0 5670.3,
Counterintelligence Program. These
directives are available for inspection
and downloading at the DOE Web site,
https://www.directives.doe.gov.
Sections 3235 and 3295(c) of the
National Defense Authorization Act for
Fiscal Year 2000 (NDAA) (50 U.S.C.
2425, 2483(c)) require DOE to
promulgate regulations establishing
certain requirements for access to
information on National Nuclear
Security Administration (NNSA or
Administration) computers. The key
provision in section 3235 requires
NNSA employees and contractor
employees with access to information
on NNSA computers to give written
consent for access by an authorized
investigative agency to any
Administration computer used in the
performance of his or her duties during
the term of that employment and for a
period of three years thereafter. Section
3235(c) defines the term ‘‘authorized
investigative agency’’ to mean an agency
authorized by law or regulation to
conduct a counterintelligence
investigation or investigations of
persons who are proposed for access to
classified information to ascertain
whether such persons satisfy the criteria
for obtaining and retaining access to
such information. The written consent
requirement in section 3235(a) is
mandatory as it pertains to individuals
with access to or use of NNSA
computers or computer systems. An
individual who does not provide such
written consent will not be allowed
access to or use of NNSA computers or
computer systems.
Upon recommendation of the
Administrator of NNSA, the Secretary of
Energy has determined that the
requirements of section 3235 should be
applied to the entire DOE complex. In
arriving at this determination, the
Secretary took into account that the
considerations underlying section 3235
with respect to information on NNSA
computers also apply to other
information on computers throughout
the DOE complex, the requirements of
section 3235 are similar to DOE’s
present computer access policies, and
that DOE and DOE contractor computers
occasionally contain NNSA information.
Consistent with section 3235 and
general rulemaking authorities in the
DOE Organization Act, DOE today is
proposing a new part 727 to codify
computer access policies which would
apply to all DOE employees,
contractors, contractor employees and
subcontractor employees, and any other
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individual who transfers information
from or onto computers owned by DOE.
DOE also is proposing conforming
amendments to its acquisition
regulations that would apply to prime
contractors consistent with the terms of
their contracts with DOE.
The Secretary has approved this
notice of proposed rulemaking for
publication.
II. Description of the Proposed Rule
This portion of the SUPPLEMENTARY
provides supporting
information to assist commenters in
understanding the basis and purpose of
the proposed regulations.
INFORMATION
A. Proposed Part 727
Section 727.1 What Is the Purpose and
Scope of This Part?
The stated purpose of part 727 would
be to codify minimum requirements
governing access to information on DOE
computers. The part also would deal
with the privacy expectations of any
person who uses a DOE computer by
sending an e-mail message to it.
Section 727.2 What Are the
Definitions of the Terms Used in This
Part?
The term ‘‘computer’’ is broadly
defined to include computer networks,
network devices and automated
information systems. DOE considered
adding a definition for the term
‘‘contractor.’’ DOE decided not to do so
because, in context (see proposed
section 727.6), it is clear that the term
applies only to entities that have a
direct contractual relationship with
DOE. DOE invites comment on this
choice including any suggested
definition.
Section 727.4 Is There Any
Expectation of Privacy Applicable to a
DOE Computer?
This section makes clear that no user
of a DOE computer, including any
person who sends an e-mail message to
a DOE computer, would have any
expectation of privacy in the use of that
DOE computer.
Section 727.5 What Acknowledgment
and Consent Is Required for Access to
Information on DOE Computers?
This section would describe the
nature of the written consent required
for access to information on a DOE
computer. Every DOE and contractor
employee subject to the rule would be
required to sign a written
acknowledgment and consent form in
accordance with this section.
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Section 727.6 What Are the
Obligations of a DOE Contractor?
This section would identify the
obligations, and related record keeping
requirements, of a DOE contractor to
ensure that neither its employees nor
the employees of any of its DOE
subcontractors has access to information
on a DOE computer unless the DOE
contractor has complied with the
requirements of section 727.5 of part
727 by obtaining a written
acknowledgment and consent from each
employee. This section would also cross
reference provisions of section 234B of
the AEA which in some instances
would authorize civil penalties and
reduction in award fees against
contractors determined to be in
violation of part 727.
B. Proposed Acquisition Regulatory
Amendments
The Department of Energy
Acquisition Regulation (DEAR) would
be amended at 48 CFR part 904 by
adding a requirement for contracting
officers to insert a contract clause from
part 952 addressing computer security.
Part 952 of the DEAR would be
amended to add a contract clause to be
inserted in all contracts where the
contractor may have access to
computers owned, leased, or operated
on behalf of the DOE. This clause
contains a flow down requirement for
all subcontracts where there may be
access to DOE computers.
III. Regulatory Review
A. National Environmental Policy Act
DOE has determined that this
proposed rule is covered under the
Categorical Exclusion found in the
Department’s National Environmental
Policy Act regulations at paragraph A.6
of Appendix A to subpart D, 10 CFR
part 1021, which applies to rule
makings that are strictly procedural.
Accordingly, neither an environmental
assessment nor an environmental
impact statement is required.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires preparation
of an initial regulatory flexibility
analysis for any rule that by law must
be proposed for public comment, unless
the agency certifies that the rule, if
promulgated, will not have a significant
economic impact on a substantial
number of small entities. As required by
Executive Order 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking,’’ 67 FR 53461
(August 16, 2002), DOE published
procedures and policies on February 19,
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2003, to ensure that the potential
impacts of its rules on small entities are
properly considered during the
rulemaking process (68 FR 7990). DOE
has made its procedures and policies
available on the Office of General
Counsel’s Web site: https://
www.gc.doe.gov.
DOE has reviewed today’s proposed
rule under the provisions of the
Regulatory Flexibility Act and the
procedures and policies published on
February 19, 2003. This proposed rule
would not directly regulate small
businesses or other small entities. The
proposed rule would apply only to
individuals who use DOE computers.
Under the rule, DOE and DOE
contractor employees, or applicants for
such positions, would be required to
execute a written acknowledgment and
consent provided by DOE. Although a
small number of individuals subject to
this rule may work for DOE
subcontractors who are small entities,
the costs associated with compliance
with the rule’s requirements would be
negligible and in most cases
reimbursable under the contract. On the
basis of the foregoing, DOE certifies that
the proposed rule, if promulgated would
not have a significant economic impact
on a substantial number of small
entities. Accordingly, DOE has not
prepared a regulatory flexibility analysis
for this rulemaking. DOE’s certification
and supporting statement of factual
basis will be provided to the Chief
Counsel for Advocacy of the Small
Business Administration pursuant to 5
U.S.C. 605(b).
C. Paperwork Reduction Act
This proposed rule contains a
collection of information subject to
review and approval by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act (PRA), 44
U.S.C. 3501 et seq. Proposed § 727.6(b)
would require DOE contractors to
maintain a file of written
acknowledgments and consents
executed by its employees and
subcontractor employees. This
collection of information has been
submitted to OMB for approval. DOE
estimates the total annual recordkeeping
burden from this collection of
information to be 20,000 hours.
Send comments regarding this burden
estimate, and any other aspect of this
collection of information, to OMB at the
Office of Information and Regulatory
Affairs, Washington, DC 20503
(Attention: DOE Desk Officer). The
Department asks interested persons to
send a copy of their comments to the
Office of the Chief Information Officer,
Records Management Division, IM–11,
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Paperwork Reduction Project), U.S.
Department of Energy, 1000
Independence Ave., SW., Washington,
DC 20585–1290. OMB is particularly
interested in comments on: (1) The
necessity for the proposed collection of
information, including whether the
information will have practical utility;
(2) the accuracy of the Department’s
burden estimates; (3) ways to enhance
the quality, utility, and clarity of the
information to be collected; and (4)
ways to minimize the burden of the
collection of information on
respondents, including the use of
automated collection techniques or
other forms of information technology.
Notwithstanding any other provision
of law, no person is required to respond
to, nor shall any person be subject to a
penalty for failure to comply with, a
collection of information subject to the
requirements of the PRA, unless that
collection of information displays a
currently valid OMB Control Number.
D. Unfunded Mandates Reform Act of
1995
The Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4) generally
requires Federal agencies to examine
closely the impacts of regulatory actions
on State, local, and tribal governments.
Subsection 101(5) of title I of that law
defines a Federal intergovernmental
mandate to include any regulation that
would impose upon State, local, or
tribal governments an enforceable duty,
except a condition of Federal assistance
or a duty arising from participating in a
voluntary federal program. Title II of
that law requires each Federal agency to
assess the effects of Federal regulatory
actions on State, local, and tribal
governments, in the aggregate, or to the
private sector, other than to the extent
such actions merely incorporate
requirements specifically set forth in a
statute. Section 202 of that title requires
a Federal agency to perform a detailed
assessment of the anticipated costs and
benefits of any rule that includes a
Federal mandate which may result in
costs to State, local, or tribal
governments, or to the private sector, of
$100 million or more. Section 204 of
that title requires each agency that
proposes a rule containing a significant
Federal intergovernmental mandate to
develop an effective process for
obtaining meaningful and timely input
from elected officers of State, local, and
tribal governments.
This proposed rule does not impose a
Federal mandate on State, local or tribal
governments. This proposed rule will
not result in the expenditure by State,
local, and tribal governments in the
aggregate, or by the private sector, of
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$100 million or more in any one year.
Accordingly, no assessment or analysis
is required under the Unfunded
Mandates Reform Act of 1995.
E. Treasury and General Government
Appropriations Act, 1999
Section 654 of the Treasury and
General Government Appropriations
Act, 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any
proposed rule that may affect family
well being. While this proposed rule
applies to individuals who may be
members of a family, the rule does not
have any impact on the autonomy or
integrity of the family as an institution.
Accordingly, DOE has concluded that it
is not necessary to prepare a Family
Policymaking Assessment.
F. Executive Order 12866
Section 6 of Executive Order 12866
provides for a review by the Office of
Information and Regulatory Affairs
(OIRA) of a significant regulatory action,
which is defined to include an action
that may have an effect on the economy
of $100 million or more, or adversely
affect, in a material way, the economy,
competition, jobs, productivity, the
environment, public health or safety, or
State, local, or tribal governments. DOE
has concluded that this proposed rule is
not a significant regulatory action.
G. Executive Order 13132
Executive Order 13132 (64 FR 43255,
August 4, 1999) imposes certain
requirements on agencies formulating
and implementing policies or
regulations that preempt State law or
that have federalism implications.
Agencies are required to examine the
constitutional and statutory authority
supporting any action that would limit
the policymaking discretion of the
States and carefully assess the necessity
for such actions. DOE has examined this
proposed rule and has determined that
it would not preempt State law and
would not have a substantial direct
effect on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. No further
action is required by Executive Order
13132.
H. Executive Order 12988
With respect to the review of existing
regulations and the promulgation of
new regulations, section 3(a) of
Executive Order 12988, Civil Justice
Reform, 61 FR 4729 (February 7, 1996),
imposes on Executive agencies the
general duty to adhere to the following
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requirements: (1) Eliminate drafting
errors and ambiguity; (2) write
regulations to minimize litigation; and
(3) provide a clear legal standard for
affected conduct rather than a general
standard and promote simplification
and burden reduction. With regard to
the review required by section 3(a),
section 3(b) of Executive Order 12988
specifically requires that Executive
agencies make every reasonable effort to
ensure that the regulation: (1) Clearly
specifies the preemptive effect, if any;
(2) clearly specifies any effect on
existing Federal law or regulation; (3)
provides a clear legal standard for
affected conduct while promoting
simplification and burden reduction; (4)
specifies the retroactive effect, if any; (5)
adequately defines key terms; and (6)
addresses other important issues
affecting clarity and general
draftsmanship under any guidelines
issued by the Attorney General. Section
3(c) of Executive Order 12988 requires
Executive agencies to review regulations
in light of applicable standards in
section 3(a) and section 3(b) to
determine whether they are met or it is
unreasonable to meet one or more of
them. DOE has completed the required
review and determined that, to the
extent permitted by law, the proposed
rule meets the relevant standards of
Executive Order 12988.
I. Executive Order 13084
Under Executive Order 13084
(Consultation and Coordination with
Indian Tribal Governments), DOE may
not issue a discretionary rule that
significantly or uniquely affects Indian
tribal governments and imposes
substantial direct compliance costs.
This proposed rule would not have such
effects. Accordingly, Executive Order
13084 does not apply to this
rulemaking.
J. Treasury and General Government
Appropriations Act, 2001
The Treasury and General
Government Appropriations Act, 2001
(44 U.S.C. 3516, note) provides for
agencies to review most disseminations
of information to the public under
guidelines established by each agency
pursuant to general guidelines issued by
OMB.
OMB’s guidelines were published at
67 FR 8452 (February 22, 2002), and
DOE’s guidelines were published at 67
FR 62446 (October 7, 2002). DOE has
reviewed today’s notice under the OMB
and DOE guidelines and has concluded
that it is consistent with applicable
policies in those guidelines.
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List of Subjects
10 CFR Part 727
Classified information, Computers,
Contractor employees, Government
employees, National defense, Security
information.
48 CFR Chapter 9
Government procurement.
Issued in Washington, DC on January 31,
2005.
Kyle McSlarrow,
Deputy Secretary.
For the reasons stated in the
preamble, DOE hereby proposes to
amend chapter III of title 10 and chapter
9 of title 48 of the Code of Federal
Regulations as set forth below:
1. 10 CFR Part 727 is added to read
as follows:
PART 727—CONSENT FOR ACCESS
TO INFORMATION ON DEPARTMENT
OF ENERGY COMPUTERS
Sec.
727.1 What is the purpose and scope of this
part?
727.2 What are the definitions of the terms
used in this part?
727.3 To whom does this part apply?
727.4 Is there any expectation of privacy
applicable to a DOE computer?
727.5 What acknowledgment and consent is
required for access to information on
DOE computers?
727.6 What are the obligations of a DOE
contractor?
Authority: 42 U.S.C. 7101, et seq.; 42
U.S.C. 2011, et seq.; 50 U.S.C. 2425, 2483;
E.O. 12958, 60 FR 19825, 3 CFR, 1995 Comp.,
p. 333; E.O. 12968, 60 FR 40245, 3 CFR, 1995
Comp., p. 391.
§ 727.1 What is the purpose and scope of
this part?
The purpose of this part is to establish
minimum requirements applicable to all
DOE employees, DOE contractors, DOE
contractor and subcontractor employees
for access to any DOE computer,
including a requirement for written
consent to access by an authorized
investigative agency to any DOE
computer used in the performance of
the employee’s duties during the term of
that individual’s employment and for a
period of three years thereafter. This
part also applies to any person who uses
a DOE computer by sending an e-mail
message to such a computer.
§ 727.2 What are the definitions of the
terms used in this part?
For purposes of this part:
Computer means desktop computers,
portable computers, computer networks
(including the DOE network and local
area networks at or controlled by DOE
organizations), network devices,
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automated information systems, or other
related computer equipment owned by,
leased, or operated on behalf of the
DOE.
DOE means the Department of Energy,
including the National Nuclear Security
Administration.
DOE, or Department, computer means
any computer owned by, leased, or
operated on behalf of the DOE.
Individual means an employee of DOE
or a DOE contractor, or any other person
who has been granted access to a DOE
computer.
User means any person, including any
individual or member of the public,
who sends information to or receives
information from, or otherwise accesses
a DOE computer.
§ 727.3
To whom does this part apply?
This part applies to DOE employees,
DOE contractors, DOE contractor and
subcontractor employees, and any other
individual who transfers information
from or to a DOE computer.
§ 727.4 Is there any expectation of privacy
applicable to a DOE computer?
Notwithstanding any other provision
of law (including any provision of law
enacted by the Electronic
Communications Privacy Act of 1986),
no user of a DOE computer, including
any person who sends an e-mail
message to a DOE computer, shall have
any expectation of privacy in the use of
that DOE computer.
§ 727.5 What acknowledgment and
consent is required for access to
information on DOE computers?
An individual may not have access to
information on a DOE computer unless:
(a) The individual has acknowledged
in writing that the individual has no
expectation of privacy in the use of a
DOE computer; and
(b) The individual has consented in
writing to permit access by an
authorized investigative agency to any
DOE computer used during the period
of that individual’s access to
information on a DOE computer and for
a period of three years thereafter.
§ 727.6 What are the obligations of a DOE
contractor?
(a) A DOE contractor must ensure that
neither its employees nor the employees
of any of its subcontractors has access
to information on a DOE computer
unless the DOE contractor has obtained
a written acknowledgment and consent
by each contractor or subcontractor
employee that complies with the
requirements of § 727.5 of this part.
(b) A DOE contractor must maintain a
file of original written acknowledgments
and consents executed by its employees
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and all subcontractors employees that
comply with the requirements of § 727.5
of this part.
(c) Upon demand by the cognizant
DOE contracting officer, a DOE
contractor must provide an opportunity
for a DOE official to inspect the file
compiled under this section and to copy
any portion of the file.
(d) If a DOE contractor violates the
requirements of this section with regard
to a DOE computer with Restricted Data
or other classified information, then the
DOE contractor may be assessed a civil
penalty or a reduction in fee pursuant
to section 234B of the Atomic Energy
Act of 1954 (42 U.S.C. 2282b).
2. The authority citation for parts 904
and 952 continues to read as follows:
Authority: 42 U.S.C.2201, 2282a, 2282b,
2282c, 7101 et seq.; 41 U.S.C. 418b; 50 U.S.C.
2401 et seq.
PART 904—ADMINISTRATIVE
MATTERS
[FR Doc. 05–5183 Filed 3–16–05; 8:45 am]
BILLING CODE 6450–01–P
3. Section 904.404 is amended by
adding a new paragraph (d)(7) to read as
follows:
904.404 Solicitation provision and
contract clause. [DOE coverage—paragraph
(d)]
(d) * * *
(7) Computer Security, 952.204–XX.
This clause is required in contracts in
which the contractor may have access to
computers owned, leased or operated on
behalf of the Department of Energy.
PART 952—SOLICITATION
PROVISIONS AND CONTRACT
CLAUSES
Computer Security.
Computer Security (xx xxxx)
(a) Definitions
(1) Computer means desktop computers,
portable computers, computer networks
(including the DOE Network and local area
networks at or controlled by DOE
organizations), network devices, automated
information systems, and or other related
computer equipment owned by, leased, or
operated on behalf of the DOE.
(2) Individual means a DOE contractor or
subcontractor employee, or any other person
who has been granted access to a DOE
computer.
(b) Access to DOE computers. A contractor
shall not allow an individual to have access
to information on a DOE computer unless:
(1) The individual has acknowledged in
writing that the individual has no
expectation of privacy in the use of a DOE
computer; and,
14:48 Mar 16, 2005
Jkt 205001
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2005–20438; Directorate
Identifier 2005–CE–03–AD]
RIN 2120–AA64
Airworthiness Directives; Cessna
Aircraft Company Models 172R, 172S,
182T, T182T, 206H, and T206H
Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
As prescribed in 904.404(d)(7), insert
the following clause:
VerDate jul<14>2003
DEPARTMENT OF TRANSPORTATION
AGENCY:
4. Section 952.204–XX is added to
read as follows:
952.204–XX
(2) The individual has consented in writing
to permit access by an authorized
investigative agency to any DOE computer
used during the period of that individual’s
access to information on a DOE computer,
and for a period of three years thereafter.
(c) No expectation of privacy.
Notwithstanding any other provision of law
(including any provision of law enacted by
the Electronic Communications Privacy Act
of 1986), no individual using a DOE
computer shall have any expectation of
privacy in the use of that computer.
(d) Written records. The contractor is
responsible for maintaining written records
for itself and subcontractors demonstrating
compliance with the provisions of paragraph
(b) of this section. The contractor agrees to
provide access to these records to the DOE,
or its authorized agents, upon request.
(e) Subcontracts. The contractor shall
insert this clause, including this paragraph
(e), in subcontracts under this contract that
may provide access to computers owned,
leased or operated on behalf of the DOE.
SUMMARY: The FAA proposes to adopt a
new airworthiness directive (AD) for
certain Cessna Aircraft Company
(Cessna) Models 172R, 172S, 182T,
T182T, 206H, and T206H airplanes.
This proposed AD would require you to
inspect any MC01–3A I.C. 9 or MC01–
3A I.C. 10 main electrical power
junction box circuit breakers for correct
amperage (amp) (a correct 40-amp
circuit breaker) and replace any
incorrect amp circuit breaker with the
correct 40-amp circuit breaker. This
proposed AD results from several
reports of circuit breakers that are not
the correct 40-amp circuit breaker
installed in the MC01–3A main
electrical power junction box. We are
issuing this proposed AD to replace any
incorrect circuit breaker installed in the
MC01–3A I.C. 9 or MC01–3A I.C. 10
main electrical power junction box,
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
which could result in premature
tripping of the power junction box main
feeder circuit breakers and could lead to
partial or complete loss of all electrical
power on the airplane. This failure
could lead to the loss of all navigation
and communication equipment and
lighting in the cockpit.
DATES: We must receive any comments
on this proposed AD by May 16, 2005.
ADDRESSES: Use one of the following to
submit comments on this proposed AD:
• DOT Docket Web site: Go to
https://dms.dot.gov and follow the
instructions for sending your comments
electronically.
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management Facility;
U.S. Department of Transportation, 400
Seventh Street, SW., Nassif Building,
Room PL–401, Washington, DC 20590–
001.
• Fax: 1–202–493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street, SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
To get the service information
identified in this proposed AD, contact
Cessna Aircraft Company, Product
Support, P.O. Box 7706, Wichita,
Kansas 67277; telephone: (316) 517–
5800; facsimile: (316) 942–9006.
To view the comments to this
proposed AD, go to https://dms.dot.gov.
The docket number is FAA–2005–
20438; Directorate Identifier 2005–CE–
03–AD.
FOR FURTHER INFORMATION CONTACT: Jose
Flores, Aerospace Engineer, Wichita
Aircraft Certification Office (ACO),
FAA, 1801 Airport Road, Wichita,
Kansas 67209; telephone: (316) 946–
4133; facsimile: (316) 946–4107.
SUPPLEMENTARY INFORMATION:
Comments Invited
How do I comment on this proposed
AD? We invite you to submit any
written relevant data, views, or
arguments regarding this proposal. Send
your comments to an address listed
under ADDRESSES. Include the docket
number, ‘‘FAA–2005–20438; Directorate
Identifier 2005–CE–03–AD’’ at the
beginning of your comments. We will
post all comments we receive, without
change, to https://dms.dot.gov, including
any personal information you provide.
We will also post a report summarizing
each substantive verbal contact with
FAA personnel concerning this
proposed rulemaking. Using the search
function of our docket Web site, anyone
E:\FR\FM\17MRP1.SGM
17MRP1
Agencies
[Federal Register Volume 70, Number 51 (Thursday, March 17, 2005)]
[Proposed Rules]
[Pages 12974-12978]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-5183]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 70, No. 51 / Thursday, March 17, 2005 /
Proposed Rules
[[Page 12974]]
DEPARTMENT OF ENERGY
National Nuclear Security Administration
10 CFR Part 727
48 CFR Parts 904 and 952
[Docket No. NNSA-RM-00-3235]
RIN 1992-AA27
Computer Security; Access to Information on Department of Energy
Computers and Computer Systems
AGENCY: Department of Energy.
ACTION: Notice of proposed rulemaking and opportunity for public
comment.
-----------------------------------------------------------------------
SUMMARY: The Department of Energy (DOE) is proposing regulations to
codify minimum requirements governing access to information on
Department of Energy computers.
DATES: DOE must receive comments on the proposed rulemaking by May 16,
2005.
ADDRESSES: You may submit comments (8 copies), identified by Docket
Number NNSA-RM-00-3235 and/or RIN Number 1992-AA27, by any of the
following methods:
Federal eRulemaking Portal: https://www.regulations.gov. Follow the
instructions for submitting comments.
E-Mail: connie@hg.doe.gov. Include Docket Number NNSA-RM-00-3235
and/or RIN Number 1992-AA27 in the subject line of the message.
Mail: Office of Nuclear Safeguards and Security Programs (NA-55),
U.S. Department of Energy, 1000 Independence Avenue, SW., Washington,
DC 20585.
FOR FURTHER INFORMATION CONTACT: William Hunteman, NNSA Cyber Security
Program Manager, Office of Chief Information Officer, (NA-65), 1000
Independence Avenue, SW., Washington, DC 20585, (202) 586-4775; Bruce
Brody, Associate Chief Information Officer for Cyber Security, Office
of the Chief Information Officer (IM-30), 1000 Independence Avenue,
SW., Washington, DC 20585, (202) 586-0940, or Samuel M. Bradley, U.S.
Department of Energy, Office of General Counsel (GC-53), 1000
Independence Avenue, SW., Washington, DC 20585, (202) 586-6738.
SUPPLEMENTARY INFORMATION:
I. Background
II. Description of the Proposed Rule
III. Regulatory Review
I. Background
Pursuant to the DOE Organization Act (42 U.S.C. 7101, et seq.) and
the Atomic Energy Act of 1954 (AEA) (42 U.S.C. 2011, et seq.), DOE
carries out a variety of programs, including defense nuclear programs.
DOE performs its defense nuclear program activities in the Washington,
DC, area, and at locations that DOE owns around the United States,
including national laboratories and nuclear weapons production
facilities. Prime contractors operate the national laboratories and
production facilities.
DOE, as the successor agency to the Atomic Energy Commission, has
broad responsibilities under the AEA to protect sensitive and
classified information and materials involved in the design,
production, and maintenance of nuclear weapons. (42 U.S.C. 2161-69,
2201) DOE also has a general obligation to ensure that permitting an
individual to have access to information classified under the AEA will
not endanger the nation's common defense and security (42 U.S.C.
2165b). In addition, various Executive Orders of government-wide
applicability require DOE to take steps to protect classified
information. Executive Order No. 12958, Classified National Security
Information (April 17, 1995), requires the Secretary to establish
controls to ensure that classified information is used only under
conditions that provide adequate protection and prevent access by
unauthorized persons. Executive Order No. 12968, Access to Classified
Information (August 2, 1995), requires the Secretary to establish and
maintain an effective program to ensure that employee access to
classified information is clearly consistent with the interests of
national security.
However, DOE's obligation to protect information is not limited to
classified information and materials involved in the design,
production, and maintenance of nuclear weapons. DOE is obligated to
protect, according to the requirements of various laws, regulations,
and directives, information which it creates, collects, and maintains.
Much of this information is sensitive but unclassified.
In recent years, in order to protect its information, DOE has
developed and elaborated policies that limit unauthorized access to DOE
computer systems, particularly those used for work with classified
information, and assure that no employee misuses the computers assigned
for the performance of work-related assignments. DOE has issued these
policies in the form of internal directives in the DOE Directives
System. These directives apply to DOE employees and to DOE contractors
to the extent their contracts require compliance. Directives that apply
to DOE contractors are listed in an appendix to the contracts under the
standard Laws, Regulations, and DOE Directives clause that is set forth
at 48 CFR 970.5204-2.
The directives issued by DOE relating to computer security include
DOE Notice 205.3, Password Generation, Protection, and Use, which
establishes minimum requirements for the generation, protection, and
use of passwords to support authentication when accessing classified
and unclassified DOE information systems where feasible; and DOE Order
471 .2A, Information Security Program, and DOE Manual 471.2-2,
Classified Information Systems Security Manual, which require that
warning banners appear whenever an individual logs on to a DOE
computer. A DOE memorandum signed by the Chief Information Officer on
June 17, 1999, requires that the banner inform users that activities on
the system are subject to interception, monitoring, recording, copying,
auditing, inspection, and disclosure. The banner notifies users that
continued use of the system indicates awareness of and consent to such
monitoring and recording. Other directives relevant to computer
security include DOE 0 200.1, Information Management Program; DOE P
205.1, Departmental Cyber Security Management Program; DOE 0 205.1,
Cyber Security Management Program; DOE 0 470.1 Chg 1, Safeguards and
Security Program; DOE 0 471.1A, Identification and Protection of
Unclassified Controlled Nuclear
[[Page 12975]]
Information; DOE 0 5639.8A, Security of Foreign Intelligence
Information and Sensitive Compartmented Information Facilities; and DOE
0 5670.3, Counterintelligence Program. These directives are available
for inspection and downloading at the DOE Web site, https://
www.directives.doe.gov.
Sections 3235 and 3295(c) of the National Defense Authorization Act
for Fiscal Year 2000 (NDAA) (50 U.S.C. 2425, 2483(c)) require DOE to
promulgate regulations establishing certain requirements for access to
information on National Nuclear Security Administration (NNSA or
Administration) computers. The key provision in section 3235 requires
NNSA employees and contractor employees with access to information on
NNSA computers to give written consent for access by an authorized
investigative agency to any Administration computer used in the
performance of his or her duties during the term of that employment and
for a period of three years thereafter. Section 3235(c) defines the
term ``authorized investigative agency'' to mean an agency authorized
by law or regulation to conduct a counterintelligence investigation or
investigations of persons who are proposed for access to classified
information to ascertain whether such persons satisfy the criteria for
obtaining and retaining access to such information. The written consent
requirement in section 3235(a) is mandatory as it pertains to
individuals with access to or use of NNSA computers or computer
systems. An individual who does not provide such written consent will
not be allowed access to or use of NNSA computers or computer systems.
Upon recommendation of the Administrator of NNSA, the Secretary of
Energy has determined that the requirements of section 3235 should be
applied to the entire DOE complex. In arriving at this determination,
the Secretary took into account that the considerations underlying
section 3235 with respect to information on NNSA computers also apply
to other information on computers throughout the DOE complex, the
requirements of section 3235 are similar to DOE's present computer
access policies, and that DOE and DOE contractor computers occasionally
contain NNSA information.
Consistent with section 3235 and general rulemaking authorities in
the DOE Organization Act, DOE today is proposing a new part 727 to
codify computer access policies which would apply to all DOE employees,
contractors, contractor employees and subcontractor employees, and any
other individual who transfers information from or onto computers owned
by DOE. DOE also is proposing conforming amendments to its acquisition
regulations that would apply to prime contractors consistent with the
terms of their contracts with DOE.
The Secretary has approved this notice of proposed rulemaking for
publication.
II. Description of the Proposed Rule
This portion of the Supplementary Information provides supporting
information to assist commenters in understanding the basis and purpose
of the proposed regulations.
A. Proposed Part 727
Section 727.1 What Is the Purpose and Scope of This Part?
The stated purpose of part 727 would be to codify minimum
requirements governing access to information on DOE computers. The part
also would deal with the privacy expectations of any person who uses a
DOE computer by sending an e-mail message to it.
Section 727.2 What Are the Definitions of the Terms Used in This Part?
The term ``computer'' is broadly defined to include computer
networks, network devices and automated information systems. DOE
considered adding a definition for the term ``contractor.'' DOE decided
not to do so because, in context (see proposed section 727.6), it is
clear that the term applies only to entities that have a direct
contractual relationship with DOE. DOE invites comment on this choice
including any suggested definition.
Section 727.4 Is There Any Expectation of Privacy Applicable to a DOE
Computer?
This section makes clear that no user of a DOE computer, including
any person who sends an e-mail message to a DOE computer, would have
any expectation of privacy in the use of that DOE computer.
Section 727.5 What Acknowledgment and Consent Is Required for Access to
Information on DOE Computers?
This section would describe the nature of the written consent
required for access to information on a DOE computer. Every DOE and
contractor employee subject to the rule would be required to sign a
written acknowledgment and consent form in accordance with this
section.
Section 727.6 What Are the Obligations of a DOE Contractor?
This section would identify the obligations, and related record
keeping requirements, of a DOE contractor to ensure that neither its
employees nor the employees of any of its DOE subcontractors has access
to information on a DOE computer unless the DOE contractor has complied
with the requirements of section 727.5 of part 727 by obtaining a
written acknowledgment and consent from each employee. This section
would also cross reference provisions of section 234B of the AEA which
in some instances would authorize civil penalties and reduction in
award fees against contractors determined to be in violation of part
727.
B. Proposed Acquisition Regulatory Amendments
The Department of Energy Acquisition Regulation (DEAR) would be
amended at 48 CFR part 904 by adding a requirement for contracting
officers to insert a contract clause from part 952 addressing computer
security. Part 952 of the DEAR would be amended to add a contract
clause to be inserted in all contracts where the contractor may have
access to computers owned, leased, or operated on behalf of the DOE.
This clause contains a flow down requirement for all subcontracts where
there may be access to DOE computers.
III. Regulatory Review
A. National Environmental Policy Act
DOE has determined that this proposed rule is covered under the
Categorical Exclusion found in the Department's National Environmental
Policy Act regulations at paragraph A.6 of Appendix A to subpart D, 10
CFR part 1021, which applies to rule makings that are strictly
procedural. Accordingly, neither an environmental assessment nor an
environmental impact statement is required.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires
preparation of an initial regulatory flexibility analysis for any rule
that by law must be proposed for public comment, unless the agency
certifies that the rule, if promulgated, will not have a significant
economic impact on a substantial number of small entities. As required
by Executive Order 13272, ``Proper Consideration of Small Entities in
Agency Rulemaking,'' 67 FR 53461 (August 16, 2002), DOE published
procedures and policies on February 19,
[[Page 12976]]
2003, to ensure that the potential impacts of its rules on small
entities are properly considered during the rulemaking process (68 FR
7990). DOE has made its procedures and policies available on the Office
of General Counsel's Web site: https://www.gc.doe.gov.
DOE has reviewed today's proposed rule under the provisions of the
Regulatory Flexibility Act and the procedures and policies published on
February 19, 2003. This proposed rule would not directly regulate small
businesses or other small entities. The proposed rule would apply only
to individuals who use DOE computers. Under the rule, DOE and DOE
contractor employees, or applicants for such positions, would be
required to execute a written acknowledgment and consent provided by
DOE. Although a small number of individuals subject to this rule may
work for DOE subcontractors who are small entities, the costs
associated with compliance with the rule's requirements would be
negligible and in most cases reimbursable under the contract. On the
basis of the foregoing, DOE certifies that the proposed rule, if
promulgated would not have a significant economic impact on a
substantial number of small entities. Accordingly, DOE has not prepared
a regulatory flexibility analysis for this rulemaking. DOE's
certification and supporting statement of factual basis will be
provided to the Chief Counsel for Advocacy of the Small Business
Administration pursuant to 5 U.S.C. 605(b).
C. Paperwork Reduction Act
This proposed rule contains a collection of information subject to
review and approval by the Office of Management and Budget (OMB) under
the Paperwork Reduction Act (PRA), 44 U.S.C. 3501 et seq. Proposed
Sec. 727.6(b) would require DOE contractors to maintain a file of
written acknowledgments and consents executed by its employees and
subcontractor employees. This collection of information has been
submitted to OMB for approval. DOE estimates the total annual
recordkeeping burden from this collection of information to be 20,000
hours.
Send comments regarding this burden estimate, and any other aspect
of this collection of information, to OMB at the Office of Information
and Regulatory Affairs, Washington, DC 20503 (Attention: DOE Desk
Officer). The Department asks interested persons to send a copy of
their comments to the Office of the Chief Information Officer, Records
Management Division, IM-11, Paperwork Reduction Project), U.S.
Department of Energy, 1000 Independence Ave., SW., Washington, DC
20585-1290. OMB is particularly interested in comments on: (1) The
necessity for the proposed collection of information, including whether
the information will have practical utility; (2) the accuracy of the
Department's burden estimates; (3) ways to enhance the quality,
utility, and clarity of the information to be collected; and (4) ways
to minimize the burden of the collection of information on respondents,
including the use of automated collection techniques or other forms of
information technology.
Notwithstanding any other provision of law, no person is required
to respond to, nor shall any person be subject to a penalty for failure
to comply with, a collection of information subject to the requirements
of the PRA, unless that collection of information displays a currently
valid OMB Control Number.
D. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4) generally
requires Federal agencies to examine closely the impacts of regulatory
actions on State, local, and tribal governments. Subsection 101(5) of
title I of that law defines a Federal intergovernmental mandate to
include any regulation that would impose upon State, local, or tribal
governments an enforceable duty, except a condition of Federal
assistance or a duty arising from participating in a voluntary federal
program. Title II of that law requires each Federal agency to assess
the effects of Federal regulatory actions on State, local, and tribal
governments, in the aggregate, or to the private sector, other than to
the extent such actions merely incorporate requirements specifically
set forth in a statute. Section 202 of that title requires a Federal
agency to perform a detailed assessment of the anticipated costs and
benefits of any rule that includes a Federal mandate which may result
in costs to State, local, or tribal governments, or to the private
sector, of $100 million or more. Section 204 of that title requires
each agency that proposes a rule containing a significant Federal
intergovernmental mandate to develop an effective process for obtaining
meaningful and timely input from elected officers of State, local, and
tribal governments.
This proposed rule does not impose a Federal mandate on State,
local or tribal governments. This proposed rule will not result in the
expenditure by State, local, and tribal governments in the aggregate,
or by the private sector, of $100 million or more in any one year.
Accordingly, no assessment or analysis is required under the Unfunded
Mandates Reform Act of 1995.
E. Treasury and General Government Appropriations Act, 1999
Section 654 of the Treasury and General Government Appropriations
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family
Policymaking Assessment for any proposed rule that may affect family
well being. While this proposed rule applies to individuals who may be
members of a family, the rule does not have any impact on the autonomy
or integrity of the family as an institution. Accordingly, DOE has
concluded that it is not necessary to prepare a Family Policymaking
Assessment.
F. Executive Order 12866
Section 6 of Executive Order 12866 provides for a review by the
Office of Information and Regulatory Affairs (OIRA) of a significant
regulatory action, which is defined to include an action that may have
an effect on the economy of $100 million or more, or adversely affect,
in a material way, the economy, competition, jobs, productivity, the
environment, public health or safety, or State, local, or tribal
governments. DOE has concluded that this proposed rule is not a
significant regulatory action.
G. Executive Order 13132
Executive Order 13132 (64 FR 43255, August 4, 1999) imposes certain
requirements on agencies formulating and implementing policies or
regulations that preempt State law or that have federalism
implications. Agencies are required to examine the constitutional and
statutory authority supporting any action that would limit the
policymaking discretion of the States and carefully assess the
necessity for such actions. DOE has examined this proposed rule and has
determined that it would not preempt State law and would not have a
substantial direct effect on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government. No further
action is required by Executive Order 13132.
H. Executive Order 12988
With respect to the review of existing regulations and the
promulgation of new regulations, section 3(a) of Executive Order 12988,
Civil Justice Reform, 61 FR 4729 (February 7, 1996), imposes on
Executive agencies the general duty to adhere to the following
[[Page 12977]]
requirements: (1) Eliminate drafting errors and ambiguity; (2) write
regulations to minimize litigation; and (3) provide a clear legal
standard for affected conduct rather than a general standard and
promote simplification and burden reduction. With regard to the review
required by section 3(a), section 3(b) of Executive Order 12988
specifically requires that Executive agencies make every reasonable
effort to ensure that the regulation: (1) Clearly specifies the
preemptive effect, if any; (2) clearly specifies any effect on existing
Federal law or regulation; (3) provides a clear legal standard for
affected conduct while promoting simplification and burden reduction;
(4) specifies the retroactive effect, if any; (5) adequately defines
key terms; and (6) addresses other important issues affecting clarity
and general draftsmanship under any guidelines issued by the Attorney
General. Section 3(c) of Executive Order 12988 requires Executive
agencies to review regulations in light of applicable standards in
section 3(a) and section 3(b) to determine whether they are met or it
is unreasonable to meet one or more of them. DOE has completed the
required review and determined that, to the extent permitted by law,
the proposed rule meets the relevant standards of Executive Order
12988.
I. Executive Order 13084
Under Executive Order 13084 (Consultation and Coordination with
Indian Tribal Governments), DOE may not issue a discretionary rule that
significantly or uniquely affects Indian tribal governments and imposes
substantial direct compliance costs. This proposed rule would not have
such effects. Accordingly, Executive Order 13084 does not apply to this
rulemaking.
J. Treasury and General Government Appropriations Act, 2001
The Treasury and General Government Appropriations Act, 2001 (44
U.S.C. 3516, note) provides for agencies to review most disseminations
of information to the public under guidelines established by each
agency pursuant to general guidelines issued by OMB.
OMB's guidelines were published at 67 FR 8452 (February 22, 2002),
and DOE's guidelines were published at 67 FR 62446 (October 7, 2002).
DOE has reviewed today's notice under the OMB and DOE guidelines and
has concluded that it is consistent with applicable policies in those
guidelines.
List of Subjects
10 CFR Part 727
Classified information, Computers, Contractor employees, Government
employees, National defense, Security information.
48 CFR Chapter 9
Government procurement.
Issued in Washington, DC on January 31, 2005.
Kyle McSlarrow,
Deputy Secretary.
For the reasons stated in the preamble, DOE hereby proposes to
amend chapter III of title 10 and chapter 9 of title 48 of the Code of
Federal Regulations as set forth below:
1. 10 CFR Part 727 is added to read as follows:
PART 727--CONSENT FOR ACCESS TO INFORMATION ON DEPARTMENT OF ENERGY
COMPUTERS
Sec.
727.1 What is the purpose and scope of this part?
727.2 What are the definitions of the terms used in this part?
727.3 To whom does this part apply?
727.4 Is there any expectation of privacy applicable to a DOE
computer?
727.5 What acknowledgment and consent is required for access to
information on DOE computers?
727.6 What are the obligations of a DOE contractor?
Authority: 42 U.S.C. 7101, et seq.; 42 U.S.C. 2011, et seq.; 50
U.S.C. 2425, 2483; E.O. 12958, 60 FR 19825, 3 CFR, 1995 Comp., p.
333; E.O. 12968, 60 FR 40245, 3 CFR, 1995 Comp., p. 391.
Sec. 727.1 What is the purpose and scope of this part?
The purpose of this part is to establish minimum requirements
applicable to all DOE employees, DOE contractors, DOE contractor and
subcontractor employees for access to any DOE computer, including a
requirement for written consent to access by an authorized
investigative agency to any DOE computer used in the performance of the
employee's duties during the term of that individual's employment and
for a period of three years thereafter. This part also applies to any
person who uses a DOE computer by sending an e-mail message to such a
computer.
Sec. 727.2 What are the definitions of the terms used in this part?
For purposes of this part:
Computer means desktop computers, portable computers, computer
networks (including the DOE network and local area networks at or
controlled by DOE organizations), network devices, automated
information systems, or other related computer equipment owned by,
leased, or operated on behalf of the DOE.
DOE means the Department of Energy, including the National Nuclear
Security Administration.
DOE, or Department, computer means any computer owned by, leased,
or operated on behalf of the DOE.
Individual means an employee of DOE or a DOE contractor, or any
other person who has been granted access to a DOE computer.
User means any person, including any individual or member of the
public, who sends information to or receives information from, or
otherwise accesses a DOE computer.
Sec. 727.3 To whom does this part apply?
This part applies to DOE employees, DOE contractors, DOE contractor
and subcontractor employees, and any other individual who transfers
information from or to a DOE computer.
Sec. 727.4 Is there any expectation of privacy applicable to a DOE
computer?
Notwithstanding any other provision of law (including any provision
of law enacted by the Electronic Communications Privacy Act of 1986),
no user of a DOE computer, including any person who sends an e-mail
message to a DOE computer, shall have any expectation of privacy in the
use of that DOE computer.
Sec. 727.5 What acknowledgment and consent is required for access to
information on DOE computers?
An individual may not have access to information on a DOE computer
unless:
(a) The individual has acknowledged in writing that the individual
has no expectation of privacy in the use of a DOE computer; and
(b) The individual has consented in writing to permit access by an
authorized investigative agency to any DOE computer used during the
period of that individual's access to information on a DOE computer and
for a period of three years thereafter.
Sec. 727.6 What are the obligations of a DOE contractor?
(a) A DOE contractor must ensure that neither its employees nor the
employees of any of its subcontractors has access to information on a
DOE computer unless the DOE contractor has obtained a written
acknowledgment and consent by each contractor or subcontractor employee
that complies with the requirements of Sec. 727.5 of this part.
(b) A DOE contractor must maintain a file of original written
acknowledgments and consents executed by its employees
[[Page 12978]]
and all subcontractors employees that comply with the requirements of
Sec. 727.5 of this part.
(c) Upon demand by the cognizant DOE contracting officer, a DOE
contractor must provide an opportunity for a DOE official to inspect
the file compiled under this section and to copy any portion of the
file.
(d) If a DOE contractor violates the requirements of this section
with regard to a DOE computer with Restricted Data or other classified
information, then the DOE contractor may be assessed a civil penalty or
a reduction in fee pursuant to section 234B of the Atomic Energy Act of
1954 (42 U.S.C. 2282b).
2. The authority citation for parts 904 and 952 continues to read
as follows:
Authority: 42 U.S.C.2201, 2282a, 2282b, 2282c, 7101 et seq.; 41
U.S.C. 418b; 50 U.S.C. 2401 et seq.
PART 904--ADMINISTRATIVE MATTERS
3. Section 904.404 is amended by adding a new paragraph (d)(7) to
read as follows:
904.404 Solicitation provision and contract clause. [DOE coverage--
paragraph (d)]
(d) * * *
(7) Computer Security, 952.204-XX. This clause is required in
contracts in which the contractor may have access to computers owned,
leased or operated on behalf of the Department of Energy.
PART 952--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
4. Section 952.204-XX is added to read as follows:
952.204-XX Computer Security.
As prescribed in 904.404(d)(7), insert the following clause:
Computer Security (xx xxxx)
(a) Definitions
(1) Computer means desktop computers, portable computers,
computer networks (including the DOE Network and local area networks
at or controlled by DOE organizations), network devices, automated
information systems, and or other related computer equipment owned
by, leased, or operated on behalf of the DOE.
(2) Individual means a DOE contractor or subcontractor employee,
or any other person who has been granted access to a DOE computer.
(b) Access to DOE computers. A contractor shall not allow an
individual to have access to information on a DOE computer unless:
(1) The individual has acknowledged in writing that the
individual has no expectation of privacy in the use of a DOE
computer; and,
(2) The individual has consented in writing to permit access by
an authorized investigative agency to any DOE computer used during
the period of that individual's access to information on a DOE
computer, and for a period of three years thereafter.
(c) No expectation of privacy. Notwithstanding any other
provision of law (including any provision of law enacted by the
Electronic Communications Privacy Act of 1986), no individual using
a DOE computer shall have any expectation of privacy in the use of
that computer.
(d) Written records. The contractor is responsible for
maintaining written records for itself and subcontractors
demonstrating compliance with the provisions of paragraph (b) of
this section. The contractor agrees to provide access to these
records to the DOE, or its authorized agents, upon request.
(e) Subcontracts. The contractor shall insert this clause,
including this paragraph (e), in subcontracts under this contract
that may provide access to computers owned, leased or operated on
behalf of the DOE.
[FR Doc. 05-5183 Filed 3-16-05; 8:45 am]
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