Topsoil Replacement and Revegetation Success Standards, 13076-13087 [05-5023]
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Federal Register / Vol. 70, No. 51 / Thursday, March 17, 2005 / Proposed Rules
DEPARTMENT OF THE INTERIOR
Office of Surface Mining Reclamation
and Enforcement
30 CFR Parts 816 and 817
RIN 1029–AC02
Topsoil Replacement and Revegetation
Success Standards
Office of Surface Mining
Reclamation and Enforcement, Interior.
ACTION: Proposed rule.
AGENCY:
SUMMARY: We, the Office of Surface
Mining Reclamation and Enforcement
(OSM), are proposing minor changes to
our regulations that govern topsoil
replacement and revegetation success
standards. These revisions would:
Encourage species diversity on
reclaimed lands; provide flexibility to
States in using new vegetative success
standards and sampling techniques;
define success standards for
undeveloped land; remove shelter belts
from the list of postmining land uses
subject to success standards; remove
what we believe is an impediment to
reforestation of mined lands and
provide practical means of measuring
woody shrubs commonly planted on
arid lands in the West; and make the
timing of revegetation success
measurements in areas receiving 26
inches of annual precipitation or less
consistent with those in areas receiving
more than 26 inches of annual
precipitation.
Written comments: Comments on
the proposed rule must be received on
or before 4:30 p.m., eastern time, on
May 16, 2005, to ensure our
consideration.
Public hearings: Upon request, we
will hold a public hearing on the
proposed rule at a date, time and
location to be announced in the Federal
Register before the hearing. We will
accept requests for a public hearing
until 5 p.m., eastern time, on April 7,
2005.
DATES:
You may submit comments,
identified by docket number 1029–
AC02, by any of the following methods:
• Department of the Interior’s on-line
commenting system: https://
ocsconnect.mms.gov. Follow the
instructions on the Web site for
submitting comments.
• E-mail:
rules_comments@osmre.gov. Include
docket number 1029–AC02 in the
subject line of the message. We
encourage you to e-mail your comments;
however, our network may not accept
ADDRESSES:
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comments from a yahoo.com or a
hotmail.com address.
• Mail/Hand Delivery/Courier: Office
of Surface Mining Reclamation and
Enforcement, Administrative Record,
Room 252, 1951 Constitution Avenue,
NW., Washington, DC 20240.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• Docket: You may review the docket
(administrative record) for this
rulemaking including comments
received in response to this proposed
rule at the Office of Surface Mining
Reclamation and Enforcement,
Administrative Record, located in Room
101, 1951 Constitution Avenue, NW.,
Washington, DC 20240. The
Administrative Record office is opened
Monday through Friday, excluding
holidays from 8 a.m. to 4 p.m. The
telephone number is 202–208–2847.
Instructions: All submissions received
must include the agency name and
docket number for this rulemaking. For
detailed instructions on submitting
comments and additional information
on the rulemaking process, see ‘‘III. How
Do I Submit Comments On the Proposed
Rule?’’ in the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT:
Robert Postle, Office of Surface Mining
Reclamation and Enforcement, U.S.
Department of the Interior, P.O. Box
46667, Denver, CO 80201; telephone:
303–844–1400, extension 1469. E-mail:
bpostle@osmre.gov.
SUPPLEMENTARY INFORMATION:
I. Background Information
II. What Are The Proposed Rule Changes?
III. How Do I Submit Comments On The
Proposed Rule?
IV. Procedural Matters and Required
Determinations
I. Background Information
In response to several revegetation
issues and questions that have been
raised over the years both by the public
and internally within OSM, we decided
to conduct a public outreach initiative
to review and assess our revegetation
regulations at 30 CFR 816.111 through
.116 and 30 CFR 817.111 through .116.
As part of this revegetation outreach
initiative, we published a Federal
Register notice on May 17, 1999 (64 FR
26773), announcing public meetings
and soliciting comments, concerns, and
new ideas regarding the regulatory
performance standards that determine
revegetation success. In the notice, we
also announced the availability of an
OSM concept paper that reviewed
various longstanding revegetation
issues. The concept paper was made
available to interested parties upon
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request, via FAX ON DEMAND, and on
the Internet at https://www.osmre.gov.
Ten public meetings were held around
the country between May 27 and August
25, 1999. In the Spring of 2003, as a
follow-up to this 1999 revegetation
initiative, OSM conducted a survey of
State regulatory authorities. The survey
was designed to determine if the
statistical and/or production
requirements of the current revegetation
regulations at § 816.116 and § 817.116
adversely affect the establishment of a
diverse plant community; if there is a
continuing need for inclusion of success
standards and sampling techniques in a
State’s approved program; and if there is
a need for success standards for the
undeveloped postmining land.
In addition to the revegetation
initiative and survey, we also
established a reforestation outreach
initiative that began with three
workshops involving Federal and State
regulatory personnel, industry
representatives, and landowners. These
workshops were held between January
1999 and May 2002. As part of this
second initiative, we raised the question
whether specific OSM regulations act as
a disincentive to the choice of forestry
as a postmining land use.
Largely as a result of these
revegetation and reforestation initiatives
and survey, OSM identified five minor
revisions that it felt needed to be made
to the existing regulations. The
proposed revisions would be to the
topsoil replacement standards at
§ 816.22(d)(1)(i) and § 817.22(d)(1)(i);
the success standards and sampling
techniques requirements at
§ 816.116(a)(1) and § 816.117(a)(1); the
land use categories subject to the
success standards of § 816.116(b)(3) and
§ 817.116(b)(3); the revegetation success
standards for trees and shrubs at
§ 816.116(b)(3)(ii) and
§ 817.116(b)(3)(ii); and timing of
revegetation success measurements at
§ 816.116(c)(3)(i) and (ii) and
§ 817.116(c)(3)(i) and (ii). These
proposed revisions would, respectively,
encourage species diversity on
reclaimed land; provide States more
flexibility in using additional success
standards and sampling techniques;
provide success standards for
undeveloped land; remove shelter belts
from the list of postmining land uses
subject to success standards; remove
what we believe to be an impediment to
the reforestation of mined lands and
provide a practical means of measuring
woody shrubs commonly planted in the
West (the tree and shrub stocking
standards); and make the timing of
revegetation success measurements in
areas receiving 26 inches of annual
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precipitation or less consistent with
those in areas receiving more than 26
inches of annual precipitation. Since the
soil replacement and revegetation
success standards are identical for
surface and underground mining
activities, this preamble will discuss our
proposed revisions to part 816 with the
understanding that the discussion also
applies to our proposed revisions to part
817.
II. What Are the Proposed Rule
Changes?
1. Section 816.22(d)(1)(i): Topsoil
Redistribution
We are proposing changes to our
topsoil redistribution standard in
§ 816.22(d)(1)(i) in an effort to
encourage the growth of the diverse
vegetative cover required by both
section 515(b)(19) of the Surface Mining
Control and Reclamation Act of 1977
(SMCRA or the Act) and its
implementing regulations at
§ 816.111(a)(1). Our current topsoil
redistribution regulations at
§ 816.22(d)(1)(i) require that topsoil be
replaced in a manner that ‘‘achieves an
approximately uniform, stable thickness
consistent with the approved
postmining land use * * *.’’
The § 816.22(d)(1)(i) requirement that
topsoil be replaced to an approximate
uniform thickness has proven to be
particularly appropriate when the
approved postmining land uses are, for
example, commercial forestry or
cropland, which involve a single species
vegetative cover in a managed
agricultural environment. However,
when the approved postmining land
uses are wildlife habitat or grazingland
(rangeland) that require satisfaction of
specified vegetative diversity standards
for bond release, the § 816.22(d)(1)(i)
requirement that topsoil be replaced to
an approximate, uniform thickness may
often work against the achievement of
those vegetative diversity standards.
This is because a plant community that
will sustain itself without constant
management input is, to a considerable
degree, a function of the physical and
chemical characteristics of the soil upon
which it is growing. In turn, topsoil
depth is one of the several physical
characteristics that can easily be varied
to encourage the desired species
diversity. Accordingly, we propose to
revise our topsoil redistribution
regulations at § 816.22(d)(1)(i) to allow
soil thickness to be varied to the extent
that such variation encourages the
specific revegetation goals identified in
the permit. As explained in more detail
at the end of this section, the proposed
topsoil revision will allow topsoil to be
distributed at variable thicknesses when
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such variations will encourage the
development of the diverse plant
community required for a specific
postmining land use.
When we first promulgated our
topsoil regulations over 20 years ago, we
noted that two commenters had objected
to the proposed uniform thickness
requirement as being a design standard,
not a performance standard. 48 FR
22092 (May 16, 1983). These
commenters warned that the rule’s
uniform soil thickness requirement
could lead to a monoculture vegetative
community rather than a diverse native
species community. We did not accept
this comment, responding that topsoil
thickness is but one of several factors
affecting plant growth and species
diversification. We stressed, with words
that suggested our awareness of the
significant practical problems that could
be posed by a variable thickness
requirement, that soil horizons
commonly develop in variable
thicknesses and abrupt changes occur
within short linear distances. In
consideration of these facts, the 1983
rule required that soil be redistributed
to an ‘‘approximately uniform, stable
thickness consistent with the approved
postmining land uses * * *.’’ We
characterized this rule language as a
‘‘common sense approach to provide a
workable standard that would
sufficiently protect the environment and
achieve the goals of the Act.’’ 48 FR
22097 (May 16, 1983).
More recently, in response to OSM’s
1999 revegetation outreach effort,
commenters again questioned the
appropriateness of the § 816.22(d)(1)(i)
provision, which they interpreted as
requiring that topsoil always be
redistributed to a uniform thickness.
These commenters stated that uniform
soil thickness tends to promote a
limited number of species in the
vegetative cover while variable soil
thicknesses tend to promote a more
diverse vegetative community. The truth
of this proposition has been born out by
the experience of OSM agronomists and
is consistent with well-established
principles of soil-plant relationships.
On this basis, we propose to revise our
regulations at § 816.22(d)(1)(i) by adding
a sentence that would expressly allow
soil thickness to be varied to the extent
such variations help to meet the specific
revegetation goals identified in the
permit. We would also insert the word
‘‘when’’ between the words ‘‘thickness’’
and ‘‘consistent’’ in the existing
language of § 816.22(d)(1)(i). This
insertion should make clear that the
uniform soil thickness provision is a
function of the approved postmining
land use, contours, and surface water
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drainage systems, and is not, in itself, an
inflexible requirement. Section
816.22(d)(1)(i), as revised, would read as
follows: ‘‘Achieves an approximately
uniform, stable thickness when
consistent with the approved
postmining land use, contours, and
surface-water drainage systems. Soil
thickness may also be varied to the
extent such variations help meet the
specific revegetation goals identified in
the permit.’’
In these proposed revisions to
§ 816.22(d)(1)(i), which would allow but
not require non-uniform redistribution
of topsoil, we seek to avoid the very
practical redistribution problems
discussed in the 1983 preamble. 48 FR
22097. While the uniform topsoil
redistribution standard of that rule has
generally worked quite well, the
proposed revisions to that standard are
intended to provide the operator with
another tool for encouraging the
development of the diverse plant
communities required of specific
postmining land uses. For example, if
the designated postmining land use was
fish and wildlife habitat, and the
desired plant communities were a
mixture of grasslands with interspersed
shrub and trees areas for wildlife cover,
then the permit could describe the use
of variable topsoil thickness to ensure
the establishment of grasses on thicker
soils and trees and shrubs on thinner
soils. The fact that the permit applicant
must clearly set forth the justification
for any non-uniform redistribution of
topsoil should largely protect against
potential abuse. This rule would not
affect existing topsoil salvage
requirements.
2. Section 816.116(a)(1)
Removal of requirement that only
revegetation success standards and
measurement techniques that have been
approved as part of regulatory programs
through the Federal rulemaking process
may be used to document whether
revegetation has been successfully
attained.
Introduction
Our regulation at § 816.116(a)(1),
which we adopted on September 2,
1983 (48 FR 40160), requires regulatory
authorities to select standards for
determining revegetation success and
statistically valid sampling techniques
to demonstrate whether the selected
standards have been achieved at
reclaimed mine sites. It also requires
that the standards and sampling
techniques from which these selections
are made be approved as part of State
regulatory programs, which in essence
requires compliance with the Federal
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rulemaking process that governs the
review and approval of regulatory
programs and program amendments.
Revegetation success standards set out
the type, nature, density, and
distribution of plants that a permittee
must reestablish on the disturbed areas
of a minesite and the length of time that
the plants must be in place before they
may be counted for purposes of
determining whether the standard has
been met. Revegetation success
standards include both qualitative and
quantitative elements.
Qualitative elements include most of
the items listed in § 816.111, which
focuses on the kind of plant species to
be established (based on their suitability
for the postmining land use and the
other factors listed, such as permanence,
diversity, and seasonality). In some
cases, they also may include species
diversity, the type and condition of
plants that may be counted for purposes
of evaluating revegetation success, the
spatial distribution of various types of
plants on the reclaimed area (when
evaluating diversity), and a
determination of whether vegetative
ground cover is adequate to control
erosion.
For the purposes of this preamble, the
quantitative elements of revegetation
success standards consist of the three
parameters listed in § 816.116(a)(2):
ground cover, production, and stocking.
Ground cover is defined in § 701.5 as
the percentage of the land surface that
is overlain by either aerial parts of
plants (generally live leaves and stems)
or naturally produced litter (dead leaves
and stems). Production refers to the
quantity of a particular part or parts of
the plants grown on a site. The most
common production standards are row
crop yields (e.g., bushels of corn per
acre) and the amount of hay or forage
produced (e.g., tons of hay per acre,
adjusted for moisture content, or the
average weight of oven-dried clippings
from sample plots). Stocking is a
measure of the density of woody plants,
generally the number of trees (and
sometimes shrubs) per acre. Consistent
with the precedent established in our
1979 rules (see 30 CFR 816.116(b)(3)
[1979]), we interpret the requirement in
§ 816.116(a)(1) and (2) that revegetation
success be evaluated using statistically
valid sampling techniques as applying
only to the standards for the three
parameters mentioned in paragraph
(a)(2): ground cover, production, and
stocking.
Standards for success and statistically
valid sampling techniques must comply
with the requirements of § 816.116(a)(2)
and (b). As discussed in above,
paragraph (a)(2) of those rules requires
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that revegetation success standards
include the parameters of ground cover,
production, and stocking to the extent
that those parameters are appropriate for
the type of vegetation associated with
the postmining land use. It also requires
that those parameters be evaluated using
sampling techniques with a 90 percent
statistical confidence interval. These
sampling techniques are needed
because, with the exception of wholefield harvest of hay and grains, it is
rarely practical to count every
qualifying plant or plant part on the
minesite being evaluated. Use of
appropriate statistical methods will
ensure that the estimate (average of all
sample plots measured) of the true value
of the vegetation parameter being
evaluated is correct a specified
percentage of the time. For example, if
the estimate of the site’s ground cover,
as determined by the average of ground
cover measurements from individual
plots within the site, is valid at the 90
percent confidence level, that estimate
will represent the true value, or actual
ground cover of the entire site, 9 out of
10 times.
The numerical standards for the
parameters mentioned in paragraph
(a)(2) must be representative of the
values for those parameters on unmined
lands in the area. For example, crop
yields from reclaimed lands must be
equivalent to yields from similar
unmined lands in the vicinity of the
operation. Paragraph (b) of § 816.116
specifies which of the three parameters
must be included in revegetation
success standards for various
postmining land uses (cropland;
pastureland; grazingland; fish and
wildlife habitat; recreation, shelterbelts,
or forestry; and areas to be developed
for industrial, commercial, or residential
use). It also establishes additional
criteria that the revegetation success
standards for the parameters associated
with those land uses must meet. Finally,
it provides that only the ground cover
parameter will apply when an operation
remines and reclaims previously mined
areas that had not been reclaimed to
permanent program standards.
Examples of revegetation success
standards established pursuant to this
rule include a requirement that a
minimum percentage of vegetative
ground cover be established on the
reclaimed area, a minimum stocking
requirement for woody plants (a
specified number of qualifying trees or
shrubs per land unit), minimum crop
yields per land unit, and minimum
forage production per land unit. Success
standards may be established in a
variety of ways, including (1) on a
program-wide basis, (2) through the use
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of technical guides such as average
county crop yield statistics collected by
the National Agricultural Statistics
Service or other State or Federal
agencies, or (3) the use of reference
areas, in which measurements of
pertinent vegetative parameters from the
reclaimed area are compared with
measurements from an undisturbed area
with weather, soil, slope, aspect, and
other characteristics similar to those of
the reclaimed area before it was mined.
Paragraph (a)(2) of § 816.116 requires
the use of objective, statistically valid
sampling techniques to document
whether revegetation success standards
for the parameters of ground cover,
production, and stocking have been
achieved. This requirement does not
apply to the other elements of the
evaluation of revegetation success
required by the introductory paragraph
of § 816.116(a), such as species
composition and diversity. Specifically,
all such techniques must use a 90
percent confidence interval; i.e., a onesided test with a 0.10 alpha error.
Examples of statistically valid sampling
techniques include the point-intercept
and line-intercept methods of measuring
ground cover; harvest of sample plots to
measure crop production; weighing
oven-dried clippings from sample plots
to determine forage production on
pasture and grazingland; and belt
transect and point-centered quarter
methods to measure stocking of woody
plants.
We remain satisfied with this
approach to documenting the success of
revegetation. However, the rule we
adopted in 1983 allows use of only
those revegetation success standards
and measurement techniques that have
been incorporated into the approved
regulatory program. See, § 816.116(a)(1).
We propose to remove that requirement.
The criteria in § 816.116(a)(2) and (b)
would continue to govern the selection
of appropriate revegetation success
standards and measurement techniques
for ground cover, production, and
stocking. Furthermore, as provided in
§ 780.18(b)(5)(vi) and § 784.13(b)(5)(vi),
each permit application must specify
the particular revegetation success
standards and measurement techniques
that will be used to document
successful revegetation at that site.
As explained in more detail below,
there are a number of reasons why we
no longer believe that revegetation
success standards and measurement
techniques need to be included in the
approved regulatory program. First,
ongoing research findings and
technological advances sometimes
provide a basis for refining success
standards and modifying or improving
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sampling techniques. However, the
relatively cumbersome State-program
amendment process may discourage
States from utilizing those research
findings and technological advances to
adopt new and improved sampling
techniques and modified revegetation
success standards. Second, from the
beginning of the program, we have
recognized that appropriate revegetation
success standards may vary greatly,
even within a State, depending upon the
range of land uses, climates, soils, etc.
that occur. Third, our regulations do not
require that sampling techniques and
technical standards used to meet other
program requirements be incorporated
into an approved regulatory program.
Finally, of all the Federal regulatory
programs, only the one for Tennessee
(see 30 CFR 942.816(f) and 942.817(e))
includes specific revegetation success
standards. None of the Federal
regulatory programs includes specific
measurement techniques for
documenting revegetation success. Our
experience in the three Federal
programs that have jurisdiction over
active mining operations (Tennessee,
Washington, and the Indian lands
program) indicates that the absence of
specific standards and techniques in
those programs has not resulted in
inadequate revegetation of mined lands,
in an inability to ensure documentation
of attainment of revegetation success, or
in determinations that are inconsistent
with other determinations either within
the State or program or with those in
other States.
We believe that allowing States to
select revegetation success standards
and sampling techniques without
requiring prior approval of those
standards and techniques through the
program amendment process would
better enable States and operators both
to keep up with technological advances
and to tailor success standards to local
conditions. The existing requirement
that those standards and techniques
comply with the detailed criteria of
§ 816.116(a)(2) and (b) should ensure
that the success standards and sampling
techniques used in the various States
will provide similar degrees of proof
that adequate reclamation has been
achieved.
Statutory and Regulatory Background—
the Revegetation Provisions of SMCRA
Section 515(b)(19) of SMCRA
mandates that surface coal mine
operators ‘‘establish on the regraded
areas, and all other lands affected, a
diverse, effective, and permanent
vegetative cover * * * capable of selfregeneration and plant succession at
least equal in extent of cover to the
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natural vegetation of the area * * * .’’
30 U.S.C. 1265(b)(19).
Section 515(b)(20) requires the surface
mine operator to ‘‘assume the
responsibility for successful
revegetation, as required by paragraph
(19) above, for a period of five full years
after the last year of augmented seeding,
fertilizing, irrigation, or other work in
order to assure compliance with
paragraph (19) above, except in those
areas or regions of the country where
the annual average precipitation is
twenty-six inches or less, then the
operator’s assumption of responsibility
and liability will extend for a period of
ten full years after the last year of
augmented seeding, fertilizing,
irrigation, or other work * * * .’’
30 U.S.C. 1265(b)(20).
Section 516(b)(6) requires
underground mining operators to
‘‘establish on regraded areas and all
other lands affected, a diverse and
permanent vegetative cover capable of
self-regeneration and plant succession
and at least equal in extent of cover to
the natural vegetation of the area
* * *.’’ 30 U.S.C. 1266(b)(6).
The Revegetation Provisions of the
Current Rule
The Secretary has fleshed out these
statutory performance standards for
revegetation with detailed regulatory
ones found at §§ 816.111 through
816.116. In doing so the Secretary
concluded that there was no reason to
establish differing standards for surface
and underground mining. 48 FR 40140
(September 2, 1983). In particular,
§ 816.116 sets out at some length the
parameters to be used to document the
success of revegetation and how those
parameters are to be measured.
Section 816.116(a)(1), which we
propose to remove in part, requires that
the regulatory authority select
revegetation success standards and
statistically valid sampling techniques
and include those standards and
techniques in the approved regulatory
program: ‘‘Standards for success and
statistically valid sampling techniques
for measuring success shall be selected
by the regulatory authority and included
in an approved regulatory program.’’
We propose to remove the phrase
‘‘and included in an approved
regulatory program’’ and retain only the
requirement that the regulatory
authority select revegetation success
standards and statistically valid
sampling techniques. We anticipate that
the States will continue to put the
success standards and statistically valid
sampling techniques in an internal
guidance document for use by operators
in developing permit applications.
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Sections 816.116(a)(2) establishes
certain criteria for the revegetation
success standards and sampling
techniques: ‘‘Standards for success shall
include criteria representative of
unmined lands in the area being
reclaimed to evaluate the appropriate
vegetation parameters of ground cover,
production, or stocking. Ground cover,
production, or stocking shall be
considered equal to the approved
success standard when they are not less
than 90 percent of the success standard.
The sampling techniques for measuring
success shall use a 90-percent statistical
confidence interval (i.e., one-sided test
with a 0.10 alpha error).’’
Section 816.116(b) sets out more
specific criteria for revegetation success
standards based on the land’s previous
mining history and the approved
postmining land use.
The Reasons We Adopted Objective
Measurements and Tests for
Documenting the Success of
Revegetation
The existing regulation at
§ 816.116(a)(1) requiring that the
regulatory authority select standards for
revegetation success and statistically
valid sampling techniques and include
those standards and techniques in the
regulatory program was proposed March
23, 1982 (47 FR 12596), and adopted
September 2, 1983 (48 FR 40150). The
rule was intended to address at least
two potentially competing
considerations when determining the
success of revegetation: (1) The need to
reflect local soils and climatic
conditions and (2) the need for
consistent determinations both between
States and within a particular State—
‘‘The proposed regulations would
require the regulatory authority to
develop standards that reflect the
capabilities of local soils and climatic
conditions. Minimum standards and
acceptable sampling techniques would
become parts of State programs and
would be subject to approval by OSM.
OSM believes this arrangement will
enable States to tailor success standards
to local conditions and at the same time
will assure that, regardless of State, all
selected standards will provide similar
degrees of proof that adequate
reclamation has been achieved.’’
Preamble to proposed rule. 47 FR 12596,
12599 (March 23, 1982).
The 1979 rule required the use of
either reference areas or technical
standards published by the U.S.
Department of Agriculture or the U.S.
Department of the Interior to evaluate
ground cover and productivity. See 30
CFR 816.116(a) and (b)(1) (1979). The
1983 rule allowed States to select
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technical standards from any source or,
if desirable, to develop new standards.
In response to comments that the
proposed rules would leave individual
States without guidance when
determining minimum acceptable
standards for revegetation success, OSM
stated in the preamble to the final rule
that ‘‘[t]his rulemaking reaffirms OSM’s
position that the primary responsibility
for regulating surface mining and
reclamation operations should rest with
the States. Federal rules must be capable
of nationwide application. The absence
of detail in the Federal rules is not a
weakening of revegetation requirements
but reflects that the rules are designed
to account for regional diversity in
terrain, climate, soils, and other
conditions under which mining
occurs.’’ Preamble to final rule. 47 FR
40140 (September 2, 1983).
OSM believed that the flexibility
provided by the new rule would not
adversely impact the consistency and
reliability of results: ‘‘Proposed
§ 816.116(a)(1) would require the use of
statistically valid sampling techniques
for measuring success. Under the
proposal, the sampling procedures
would be chosen by the regulatory
authority. OSM believes that the use of
statistically valid sampling techniques
would aid regulatory authorities in
making consistent decisions regarding
performance bond release and provide
standardized inspection techniques
sought by mine operators.’’ Proposed
rule. 47 FR 12596, 12599 (March 23,
1982).
In the preamble to the final rule, OSM
described how these measurement
techniques might work: ‘‘Under this
rule, the method of sampling vegetation
could vary depending upon the precise
standard for success included in the
State program. In this manner, both an
‘‘ecologically sound’’ and ‘‘scientifically
acceptable’’ technique for measuring the
success of revegetation can be
developed. On sparsely vegetated lands,
sampling may be limited to gathering
data for estimates of total vegetative
ground cover. There also may be
circumstances where, with the approval
of the regulatory authority, historical
data collected for the same cover type
within the region can be used, rather
than reference-area data. In the East, 100
randomly located point-frequency
observations will usually provide an
acceptable sample size for the
estimation of vegetative ground cover.
Small sample sizes are associated with
large statistical error which can make a
test for revegetation success
meaningless. OSM has not stated a level
of sampling precision in the final rules
but will instead evaluate on a case-by-
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case basis the adequacy of
predetermined sample sizes or methods
of sample size selection proposed for
use in State programs.’’ Preamble to
final rule. 47 FR 40140, 40150
(September 2, 1983).
The Reasons for Removing the
Requirement That Success Standards
and Statistically Valid Sampling
Techniques Be Approved as Part of the
Regulatory Program
a. The requirement to include success
standards and sampling techniques for
revegetation in approved regulatory
programs is unnecessarily burdensome.
In the years since adoption of the
1983 rule, as discussed below, we have
found that the requirement that
revegetation success standards and
statistically valid sampling techniques,
including modifications to those
standards and techniques, be approved
as part of the regulatory program
imposes a significant and unnecessary
burden on both OSM and the States.
Further, this requirement may
discourage the utilization of new and
improved sampling methods based on
new technologies or research by
academia and government agencies. For
example, in the West, the Western
Region Coordinating Center has been
working with representatives of State
regulatory authorities in the region to
develop resources such as success/
failure charts and handbooks on
successful practices. In the Western
region, improvements in statistical
tools, such as the application of
nonparametric statistics and use of the
‘‘reverse’’ null hypothesis, as well as the
commonly used classical null
hypothesis and parametric statistics,
have increasingly allowed revegetation
specialists to more accurately evaluate
and compare relatively sparse and
irregularly distributed premining and
postmining vegetation. Similarly, new
techniques using computers and
satellite-based remote sensing tools now
can be used to more accurately evaluate
vegetation characteristics of premining
lands, and perhaps in the future,
postmining lands. In the future, it may
be possible to use these tools to
document vegetation diversity that may
not be apparent from random design
sampling grids. More and more
frequently, remote sensing tools are
being used to evaluate premining
vegetation mosaics. The Western Region
Coordinating Center is encouraging
States and operators to develop and
experiment with new tools and
techniques such as multi-spectral
remote sensing, to document plant
diversity and more accurately reflect the
composition of plant communities. In
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the Appalachian Region OSM is
working with the State of West Virginia
and academia to demonstrate the utility
and suitability of the plate method for
evaluating herbaceous productivity on
reclaimed lands.
The time and resources required by
the State program amendment process,
however, discourage updating approved
standards and techniques. Because of
the time and resources required by the
program amendment process, States
forfeit flexibility to make changes that
may be more accurate measures of
revegetation success. Review of OSM’s
program amendment records indicates
that processing of revisions to approved
success standards and sampling
techniques takes an average of
approximately 4.5 months and can
range from 2.5 months to 7 months, not
taking into account the time it takes
States to prepare the program
amendment submission. The
amendment process, codified at
§ 732.17, requires publication of a
proposed rule in the Federal Register, a
period for public comment, review of
the standards and sampling techniques
for consistency with the requirements in
§ 816.116, identification of any
deficiencies to the regulatory authority,
response from the State, possible
reopening of the comment period,
development of a draft final rule,
Solicitor review of that final rule, and
publication of the final rule in the
Federal Register as part of the approved
State regulatory program. The concern
that in 1983 led OSM to reject national
standards and sampling techniques in
favor of local standards and techniques
supports the more flexible approach that
we are proposing here. 47 FR 12599
(March 23, 1982).
Moreover, our regulations do not
require that sampling techniques used
to meet other program requirements,
such as the collection of geologic data
and evaluation of overburden
characteristics under § 780.22 or the
models used to prepare the
determination of the probable
hydrologic consequences of mining
under § 780.21(d), be approved as part
of the regulatory program. Nor do they
require that other technical standards,
such as the definition of material
damage to the hydrologic balance
needed to prepare the cumulative
hydrologic impact assessment under
§ 780.21(g), be approved as part of the
regulatory program. Instead, regulatory
authorities generally deal with these
issues by preparing technical guidance
documents. We have found this
approach to be highly effective, both in
States with approved State programs
and in States where OSM is the
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regulatory authority, such as Federal
program States and on Indian lands.
Finally, of all the Federal regulatory
programs, only the one for Tennessee
(see 30 CFR 942.816(f) and 942.817(e))
includes specific revegetation success
standards. None of the three Federal
programs that have active mining
(Tennessee, Washington, and the Indian
lands program) include specific
vegetation sampling techniques. The
Tennessee program at 30 CFR
942.816(f)(6) and 942.817(e)(6)
expressly states that sampling
techniques for measuring woody plant
stocking and ground cover shall be in
accordance with techniques approved
by the Office. In addition, only the
Tennessee program (at 30 CFR
942.816(f) and 942.817(e)) includes
revegetation success standards. In all
other cases, the burden of going through
a Federal rulemaking process to
establish revegetation success standards
and sampling techniques has effectively
been imposed only upon States. The fact
that we have not incorporated
revegetation success standards and
sampling techniques into most Federal
programs has not created a significant
divergence between Federal program
States and other States with respect to
standards and techniques for
documenting successful reclamation.
b. Adoption of this rule change will
not lead to inconsistent performance
standards and sampling techniques.
For a number of reasons, we believe
that allowing State regulatory
authorities to select revegetation success
standards and sampling techniques for
documenting revegetation success
without first incorporating those
requirements into their approved
programs will not adversely affect the
quality of reclamation of mined lands or
lead to significant inconsistencies
among the States.
First, the regulations at § 816.116(a)(2)
and (b), for which all State programs
must have counterparts, establish
detailed criteria and requirements for
the standards and sampling techniques
that States may utilize. These
regulations should ensure that the
revegetation success standards and
sampling techniques that States employ
for the parameters of ground cover,
production, and stocking will be
consistent with one another in terms of
the quality of revegetation success
required and the statistical validity of
measurement techniques. Each State
program must include provisions
consistent with § 816.116(a)(2) and (b).
The change that we are proposing
would allow a State program to employ
the latest analytical and sampling
techniques without first having to seek
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Federal approval. The criteria
enunciated in § 816.116(a)(2) and (b),
however, would prohibit States from
establishing inadequate success
standards or selecting sampling
techniques for which there is no sound
scientific basis. In short, the
requirements of § 816.116(a)(2) and (b)
would adequately ensure that the
revegetation success standards and
sampling techniques selected by the
various States would provide similar
degrees of proof that adequate
reclamation has been achieved.
Second, under § 773.6(a) and (b)(2),
any person with an interest that might
be adversely affected by a decision on
a permit application has the opportunity
to review and comment on the permitspecific revegetation success standards
and sampling techniques that each
permit application must include
pursuant to § 780.18(b)(5)(vi) and
§ 784.13(b)(5)(vi). Also, when a
permittee applies for final bond release,
the surface owner must be notified of
the bond release inspection and given
the opportunity to participate. See,
§ 800.40(b)(1). Before a bond is released,
persons with a valid legal interest,
including surface owners, have the right
to file written objections to the bond
release and to request a public hearing.
See, § 800.40(f).
Finally, under § 733.12(a)(1), we
annually evaluate the administration of
each State program. The inspections
conducted as part of that oversight
process should identify any major
deficiencies with respect to a State’s
revegetation success standards and
revegetation sampling techniques. If we
discover that inappropriate or
inadequate standards or sampling
techniques have contributed to
problems with reclamation adequacy,
we will require that the State modify
them. We will also continue to afford
technical assistance to the States in
selecting and using success standards
and sampling techniques that meet the
requirements and needs of the approved
program.
For the reasons stated above, OSM
proposes to remove the requirement to
include the standards for revegetation
success and statistically valid sampling
techniques in the approved program.
However, States must still select the
standards for success and statistically
valid sampling techniques in
accordance with the criteria in their
State program counterparts to
§ 816.116(a)(2) and (b). In addition,
permit applicants still must propose
standards and techniques from those
selected by the State for use in the
particular State and include them in
their permit applications for regulatory
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13081
authority review and approval.
Vegetation sampling conducted for
Phase III bond release must be in
compliance with the standards for
success and statistically valid sampling
techniques selected by the State and
included in the approved permit. These
regulatory requirements and procedures
should be adequate to ensure that the
various State programs provide similar
degrees of proof that adequate
reclamation has been achieved.
3. Section 816.116(b)(3): Success
Standards for Undeveloped Land
OSM is proposing to revise
§ 816.116(b)(3) to include undeveloped
land among the list of approved post
mining land use areas subject to the
success standards of this section. This
list currently includes fish and wildlife
habitat, recreation and forest products
(forestry). During OSM’s 1999
revegetation outreach effort, several
commenters suggested that undeveloped
land should be available as an approved
postmining land use. Current § 701.5
includes undeveloped land among its
listed land use categories, and defines it
as land that is undeveloped or, if
previously developed, land that has
been allowed to return naturally to an
undeveloped state or has been allowed
to return to forest through natural
succession. Without any change to the
current regulations, undeveloped land
can be approved as a postmining land
use under the postmining land use
provisions of § 816.133. On this basis,
OSM has already approved three State
program amendments specifically
recognizing undeveloped land as an
approved postmining land use. See
Ohio (59 FR 22507, 22513 (May 2,
1994)); also discussing Texas (1991) and
Alabama (1992).
The particular problem with
undeveloped land, which this proposal
seeks to address, is that, unlike all the
other land use categories listed in
§ 701.5, undeveloped land does not
have specified success standards in
§ 816.116(b). Accordingly, we are
proposing to revise § 816.116(b)(3) to
add undeveloped land as one of the
land uses subject to that section’s
success standards. Revised
§ 816.116(b)(3) would then read: ‘‘For
areas to be developed for fish and
wildlife habitat, recreation,
undeveloped land, or forest products,
success of vegetation shall be
determined on the basis of tree and
shrub stocking and vegetative ground
cover.’’ This revision will mean that
undeveloped land will be subject to
cover and, if applicable, stocking
requirements depending on the
vegetation goals for that parcel of land.
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The cover and stocking requirements of
§ 816.116(b)(3) are particularly
appropriate criteria for evaluating the
revegetation success of an undeveloped
land use area, as they can be used to
ensure the establishment of the seral
species, i.e., a community of mixed
grasses, forbs, shrubs and trees,
necessary to facilitate natural plant
succession.
4. Section 816.116(b)(3): Shelter Belts
OSM is proposing to further revise
§ 816.116(b)(3) by removing shelter belts
from among the list of postmining land
uses subject to the success standards of
that section. As noted above,
§ 816.116(b)(3) currently sets forth the
success standard conditions for areas to
be developed with an identified
postmining land use of fish and wildlife
habitat, recreation, forestry, and shelter
belts. The longstanding problem of
including shelter belts among the
§ 816.116(b)(3) postmining land use
areas is that shelter belts are not a
recognized land use, as defined at
§ 701.5, but rather are conservation
practices used in support of land uses.
As such, shelter belts are better dealt
with under our regulations at
§ 816.116(c)(4) governing the use of
normal husbandry practices.
Section 816.116(c)(4) expressly
permits the regulatory authority to allow
the use of selective husbandry practices,
excluding augmented seeding,
fertilization, or irrigation, provided the
regulatory authority obtains prior
approval from the Director that the
practices are normal husbandry
practices for the area. This approval
would not extend the period of
responsibility for revegetation success
and bond liability if the practices could
be expected to continue as part of the
postmining land use, or if
discontinuance of the practices after the
liability period expires would not
reduce the probability of permanent
revegetation success. In the September
2, 1983, preamble discussion of
§ 816.116(c)(4), OSM stated that the
approved measures, e.g., normal
husbandry practices, must be normal
conservation practices within the region
for unmined lands having uses similar
to the approved postmining land use of
the disturbed area. 48 FR 48140, 40157.
The Natural Resources Conservation
Service (NRCS) also considers shelter
belts (also referred to as windbreaks) as
conservation practices, not land uses,
and defines them as linear plantings of
single or multiple rows of trees or
shrubs or sets of linear plants (NRCS
Field Office Technical Guide (FOTG),
Section IV, Conservation Practice
Standard—Windbreak/Shelterbelt
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Establishment, 380). Some of the
purposes of shelter belts cited by that
document include reducing soil erosion
and protecting plants from wind,
altering the microenvironment for
enhancing plant growth, managing snow
deposition, providing shelter for
structures, livestock, and recreational
areas, and enhancing wildlife habitat by
providing travel corridors. From these
cited purposes, it is also clear that the
NRCS treats shelter belts as normal
husbandry practices used in support of
other land uses such as cropland,
pastureland or recreation; not as land
uses themselves. Another factor
supporting the conclusion that shelter
belts are more akin to normal husbandry
practices than land uses is that shelter
belts, like normal husbandry practices,
require ongoing maintenance to ensure
their functionality, including
replacement of dead trees and shrubs,
application of water as needed, thinning
and pruning and application of
nutrients.
Nonetheless, the 1979 and 1983
revegetation rules, without explanation,
grouped shelter belts with wildlife,
recreation, or forest uses other than
commercial forest land uses in the
§ 816.117(c) success standards (44 FR
15311, 15414), and later with fish and
wildlife habitat, recreation and forestry
land uses in the § 816.116(b)(3) success
standards (48 FR 40152, 40160).
Notwithstanding this inclusion, one
theme that ran throughout both those
preambles and final rules, and which
supports our proposed deletion of
shelter belts from the § 816.116(b)(3)
listed land uses, is that revegetation
success was always to be judged on the
effectiveness of the vegetation for the
approved postmining land use. Because
shelter belts have never been included
among the land use categories listed in
§ 701.5, because shelter belts are defined
as conservation practices not land uses
by the NRCS, and because the
recognized purpose and ongoing
maintenance requirements of shelter
belts are consistent with normal
husbandry practices, we are proposing
to remove shelter belts from the land
use areas listed in § 816.116(b)(3). The
use of shelter belts would instead be
covered under the normal husbandry
practice provision of § 816.116(c)(4). If
the use of shelter belts is necessary in
a given area to achieve the postmining
land use, then, in accordance with the
requirements of § 816.116(c)(4), the
regulatory authority would need to
identify shelter belts as a normal
husbandry practice and include them in
the approved regulatory program under
§ 732.17.
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5. Section 816.116(b)(3)(ii): Tree and
Shrub Stocking Standards
OSM is proposing three minor
revisions to the way operators may
satisfy existing revegetation success
standards for areas developed for fish
and wildlife habitat, recreation, or forest
product postmining land uses. For these
postmining land uses, existing
§ 816.116(b)(3)(ii), commonly referred to
as the ‘‘80/60 rule,’’ requires that, at the
time of bond release, at least 80 percent
of the trees and shrubs used to
determine revegetation success must
have been in place for 60 percent of the
applicable minimum period of
responsibility. In addition, the rule
requires that trees and shrubs used to
determine revegetation success must
have been in place for not less than two
growing seasons.
The response to OSM’s 1999
revegetation and reforestation initiatives
highlighted the fact that many mine
operators perceived the 80/60 rule as
not only being complex and confusing
but also subject to uncertain
implementation by State regulatory
authorities. Furthermore, operators
often perceived as unnecessarily
difficult, costly, and time-consuming
the need, under the 80/60 rule, for
determining the length of time that
individual trees and shrubs have been
in place. As a result, in areas of greater
than 26 inches of average annual
precipitation (‘‘humid areas’’) where
mined land could reasonably be
reforested, the need for determining a
tree’s time in place has proven to be a
significant disincentive for reforestation
as operators have consistently avoided
choosing the forestry postmining land
use. Instead, operators tended to choose
grazingland or pastureland, not forestry,
in order to avoid application of the treecounting requirements of the 80/60 rule.
In areas of less than 26 inches or less
of average annual precipitation (‘‘semiarid areas’’) where the planting of
woody shrubs is often required under
the approved postmining land use, the
time in place requirement of the 80/60
rule was seen as posing a somewhat
different problem. In these semi-arid
areas, many of the planted or seeded
woody shrub species undergo a
continual process called ‘‘suckering,’’ by
which multiple new aboveground stems
are generated from the initial plant.
However, it is not possible to document
the time in place for these new suckers.
Therefore, even though the sucker plant
community may be vigorous and
expanding, the individual suckers
cannot be counted for purposes of
meeting the 80/60 revegetation success
count. Finally, in a related issue, both
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operators and regulatory officials from
both the humid and semi-arid
precipitation areas questioned the
wisdom of not being able to include
volunteer plants of approved species in
the 80/60 revegetation success count
when it cannot be verified that the
volunteer plants have been in place for
not less than two growing seasons.
In an effort to address these concerns
regarding implementation of the 80/60
rule, OSM proposes to add four
sentences to the end of the existing
language of § 816.116(b)(3)(ii). The first
sentence would effectively eliminate the
current potential need under the 80/60
rule for field verification of the time in
place of individual plants. Instead,
operators could document compliance
with the 80/60 time-in-place
requirements by comparing records of
initial planting and replanting to the
final count of individual plants. More
specifically, the 80/60 time in place
requirements could be met when the
following easily documented facts were
established: (1) The final field count
shows that the requisite number of
plants of approved species are in place;
(2) records show that no woody species
has been planted in the last 3 years of
a 5-year responsibility period or 6 years
of a 10-year responsibility period; (3) if
replanting has occurred in the last 60%
of the responsibility period, that
planting records show that the number
of plants replanted is below 20% of the
total acceptable plant count; and (4) no
woody species were planted during the
last two years of the responsibility
period. By establishing these facts, we
believe that it is possible to make a
numerical assessment of compliance
with the 80/60 rule that is at least as
accurate as could be obtained under the
current laborious practice of having to
determine the length of time that
individual plants have been in place.
The second and third sentences that
OSM is proposing to add to the existing
rule language of § 816.116(b)(3)(ii)
would allow volunteer plants of
approved species to be included in the
80/60 revegetation success count even
when it cannot be verified that the
volunteers are more than two years old.
We believe this revision is consistent
with section 515(b)(19) of the Act,
which requires the operator to establish
vegetation that is ‘‘capable of selfregeneration and plant succession at
least equal in extent of cover to the
natural vegetation of the area.’’ These
volunteer plants represent either
regeneration of species already present
on the reclaimed area or invasion of
native species from adjacent
undisturbed areas, which is an
indication of plant succession. Live
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volunteer plants are as likely to
continue to grow and mature as
transplants of the same species that may
be little more than two years old.
Therefore, counting the first products of
plant regeneration or invasion is a clear
and reasonable indicator of successful
reclamation and an appropriate revision
to the 80/60 rule. OSM hopes that this
and the prior revision will work
together to encourage the choice of
forestry, rather than grazingland or
pastureland, as a postmining land use.
The fourth sentence that OSM is
proposing to add to the existing rule
language of § 816.116(b)(3)(ii) would
allow individual suckers from woody
shrubs to be counted as volunteer plants
when it is evident the shrub community
is vigorous and expanding. As is the
case with other volunteer plants, OSM
believes that counting individual
suckers within a vigorous and
expanding shrub community is a
reasonable indicator of successful
reclamation and an appropriate revision
to the 80/60 rule.
6. Section 816.116(c)(3): Timing of
Revegetation Success Measurements
We are proposing a further change to
our revegetation regulations to bring the
timing of revegetation success
measurements for areas of 26 inches or
less of average annual precipitation
(‘‘semi-arid areas’’) into line with those
for areas of greater than 26 inches of
average annual precipitation (‘‘humid
areas’’). In OSM’s 1979 regulations, the
timing of revegetation success
measurements for arid areas at
§ 816.116(b)(1)(ii) was identical to that
for humid areas at § 816.116(b)(1)(i).
Both the humid and arid area
regulations required that the
revegetation success standards be
equaled or exceeded for the last two
consecutive years of the respective 5and 10-year responsibility periods. 44
FR 15237, 15413 (March 13, 1979).
Later, in 1983, OSM revised its humid
area regulation, redesignated as
§ 816.116(c)(2)(i), to require that
revegetation success standards be
equaled or exceeded during the growing
season of the last year of the five-year
responsibility period, or, if required by
the regulatory authority, during the
growing season of the last 2 consecutive
years of the responsibility period. We
did not, however, change its arid area
regulation at § 816.116(c)(3)(i), which
continued to require that the
revegetation success standard be
equaled or exceeded for the last 2
consecutive years of the 10-year
responsibility period. 48 FR 40155,
40160 (September 2, 1983). The 1983
revision requiring revegetation
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standards in humid areas to be equaled
or exceeded during the growing season
of the last year of the responsibility
period was challenged by
environmental and citizen groups. In
1985, the court remanded the
challenged revision because the lack of
supporting evidence in the record
precluded a determination that the
regulations supported the goals set forth
in SMCRA. In Re: Permanent Surface
Mining Regulation Litigation (II), 620 F.
Supp. 1519, 1564 (D.D.C. 1985).
In response to that remand, OSM
promulgated the current rules at
§ 816.116(c)(2)(i) setting forth the
periods for measuring revegetation
success for humid areas. 53 FR 34636,
34643 (September 7, 1988). The new
regulations required that revegetation
success standards for grazingland,
pastureland, or cropland postmining
land uses be equaled or exceeded during
any two years of the last five years of the
responsibility period, except the first. In
support of this relaxation from the 1979
‘‘last 2 consecutive years of the
responsibility period’’ standard, the
1988 preamble noted that the earlier
1983 preamble had cited the effect of
year-to-year [climatic] variability on
crop yields or other parameters that are
highly sensitive to such conditions as
justifying the requirement of two
consecutive years of revegetation
success. 48 FR 40155, 40156 (September
2, 1983). Notwithstanding, OSM
reasoned that, relative to grazingland,
pastureland, and cropland postmining
land uses in humid areas,
‘‘[m]easurement in nonconsecutive
years avoids unduly penalizing the
operator for the negative effects of
climatic variability.’’ The 1988 preamble
continued that ‘‘OSM * * * believe[s]
that measurement over two years is
important to attenuate the influences of
climatic variability, but now realizes
that consecutiveness imposes an
unnecessary degree of regulatory
rigidity.’’ Furthermore, we argued that
to require measurement of crop or
pasture yields in the last year of the
responsibility period would be an
unnecessary rigid standard given the
variability of weather conditions. 53 FR
34640 (September 7, 1988).
The 1988 revision also provided that,
for humid areas, the revegetation
success standards for postmining land
uses other than grazingland,
pastureland, and cropland, e.g., forest
products, fish and wildlife habitat, etc.,
be equaled or exceeded during the
growing season of the last year of the
responsibility period. Supporting this
relaxation of the 1979 ‘‘last two
consecutive years of the responsibility
standard,’’ OSM reasoned that with a
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forest ecosystem there exists a positive
relationship between time and
vegetative cover. Therefore, OSM
concluded that, for forest-type ecosystems, the last year of the
responsibility period would provide an
accurate measurement of revegetation
success. 53 FR 34641 (September 7,
1988). These revisions to the timing of
revegetation success measurements for
humid areas were not challenged.
The 1988 rulemaking did not,
however, address the timing
requirements for arid areas.
Accordingly, the regulations for arid
areas continued, as they had since 1979,
to require that the revegetation success
standards for all postmining land uses
be equaled or exceeded during at least
the last two consecutive years of the 10year responsibility period.
After reviewing the 1988 preamble
rationale that supported relaxation of
the last two consecutive years
requirement for humid areas, we have
not found any persuasive reason why
the same rationale would not equally
apply to semi-arid areas. For example,
for areas with postmining land uses
other than grazingland, cropland, or
pastureland, e.g., forest products, fish
and wildlife habitat, etc., determining
vegetation success requires
measurement of vegetative parameters
that are not sensitive to short-term
weather variations. With each of the
‘‘other’’ land uses, the vegetative
measurements done for the last year of
the responsibility period can be
reasonably expected to represent the
baseline for vegetative success in future
years. This holds true whether the
postmining land uses are located in a
humid or arid area. For all postmining
land uses, we believe that it is the
uniqueness of the individual
postmining land use and not the relative
moisture of the area in which the land
use is located that appropriately
determines the number and spacing of
the years for which vegetation success
must be measured.
Accordingly, we are proposing to
revise the agency’s regulations for arid
areas at § 816.116(c)(3)(i) to comport
with its regulations for humid areas at
§ 816.116(c)(2)(i). The revised rules for
arid areas would provide that the
vegetation parameters identified in
paragraph (b) of that section for
grazingland, pastureland, or cropland
shall equal or exceed the approved
success standard during the growing
season of any 2 years after year 6 of the
responsibility period. Areas approved
for other uses identified in paragraph (b)
of that section would have to equal or
exceed the applicable success standard
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during the growing season of the last
year of the responsibility period.
Revising the revegetation rules in this
manner makes the rigor of
§ 816.116(c)(3)(i) for areas receiving 26
inches or less of annual precipitation,
similar to § 816.116(c)(2)(i) for areas
receiving more than 26 inches of annual
precipitation. For the sake of further
consistency, we are also proposing to
revise our regulations governing the
timing of revegetation success
measurement for lands eligible for
remining. Thus, the rules for lands in
arid areas at § 816.116(c)(3)(ii) would be
revised to comport with those for lands
in humid areas at § 816.116(c)(2)(ii).
Both rules would then require that
revegetation standards be met or
exceeded during the growing season of
the last year of responsibility period.
III. How Do I Submit Comments on the
Proposed Rule?
Electronic or Written Comments: If
you submit written comments, they
should be specific, confined to issues
pertinent to the proposed rule, and
explain the reason for any
recommended change(s). We appreciate
any and all comments, but those most
useful and likely to influence decisions
on a final rule will be those that either
involve personal experience or include
citations to and analyses of SMCRA, its
legislative history, its implementing
regulations, case law, other pertinent
State or Federal laws or regulations,
technical literature, or other relevant
publications.
Except for comments provided in an
electronic format, you should submit
three copies of your comments if
possible. We will not consider
anonymous comments. We cannot
ensure that comments received after the
close of the comment period (see DATES)
or at locations other than those listed
above (see ADDRESSES) will be
considered or included in the
Administrative Record.
Availability of Comments: Our
practice is to make comments, including
names and home addresses of
respondents, available for public review
during regular business hours at the
OSM Administrative Record Room (see
ADDRESSES). Individual respondents
may request that we withhold their
home address from the rulemaking
record, which we will honor to the
extent allowable by law. There also may
be circumstances in which we would
withhold from the rulemaking record a
respondent’s identity, to the extent
allowed by law. If you wish us to
withhold your name and/or address,
you must state this prominently at the
beginning of your comment. Individuals
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making such a request should submit
their comments by regular mail and not
by e-mail. We will make all submissions
from organizations or businesses, and
from individuals identifying themselves
as representatives or officials of
organizations or businesses, available
for public inspection in their entirety.
Public hearings: We will hold a public
hearing on the proposed rule upon
request only. The time, date, and
address for any hearing will be
announced in the Federal Register at
least 7 days prior to the hearing.
Any person interested in participating
at a hearing should inform Mr. Robert
Postle (see FOR FURTHER INFORMATION
CONTACT), either orally or in writing by
5 p.m., eastern time, on April 7, 2005.
If no one has contacted Mr. Postle to
express an interest in participating in a
hearing by that date, a hearing will not
be held. If only one person expresses an
interest, a public meeting rather than a
hearing may be held, with the results
included in the Administrative Record.
The public hearing will continue on
the specified date until all persons
scheduled to speak have been heard. If
you are in the audience and have not
been scheduled to speak and wish to do
so, you will be allowed to speak after
those who have been scheduled. We
will end the hearing after all persons
scheduled to speak and persons present
in the audience who wish to speak have
been heard. To assist the transcriber and
ensure an accurate record, we request, if
possible, that each person who testifies
at a public hearing provide us with a
written copy of his or her testimony.
IV. Procedural Matters and Required
Determinations
Executive Order 12866—Regulatory
Planning and Review
This document is considered a
significant rule and is subject to review
by the Office of Management and
Budget (OMB) under Executive Order
12866.
a. This rule will not have an effect of
$100 million or more on the economy.
It will not adversely affect in a material
way the economy, productivity,
competition, jobs, the environment,
public health or safety, or State, Tribal,
or local governments or communities.
The revisions to the regulations
governing topsoil replacement and
revegetation success standards will not
have an adverse economic impact on the
coal industry or State regulatory
authorities. During any given year,
approximately 880 operators conduct
vegetation sampling for bond release.
The revisions may reduce operating
expenses for coal operators by reducing
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the time needed to conduct revegetation
evaluations and expediting bond
release. The estimated reduction in
costs is unquantifiable. OSM estimates
that approximately two State regulatory
authorities will modify their standards
for revegetation success during a year,
requiring approximately 100 hours to
complete each modification for
submission to OSM. At an average wage
rate of $30 per hour, the annual cost
savings for each State regulatory
authority would be $3,000 (100 hours/
report × $30), or $6,000 for all States.
b. This rule will not create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency.
c. This rule does not alter the
budgetary effects of entitlements, grants,
user fees, or loan programs or the rights
or obligations of their recipients.
d. The proposed revisions to our
topsoil replacement and revegetation
success standards may raise novel legal
or policy issues, which is why the rule
is considered significant by OMB under
Executive Order 12866.
Executive Order 13211—Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not considered a
significant energy action under
Executive Order 13211. The proposed
revisions to our regulations that govern
topsoil replacement and revegetation
success standards notice will not have
a significant affect on the supply,
distribution, or use of energy.
Regulatory Flexibility Act
The Department of the Interior
certifies that this rule will not have a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.). The proposed
revisions are not expected to have an
adverse economic impact. Some of the
revisions may facilitate bond release
resulting in a reduction in operating
costs for coal operators. Further, the rule
produces no adverse effects on
competition, employment, investment,
productivity, innovation, or the ability
of United States enterprises to compete
with foreign-based enterprises in
domestic or export markets.
Small Business Regulatory Enforcement
Fairness Act
This rule is not a major rule under 5
U.S.C. 804(2), the Small Business
Regulatory Enforcement Fairness Act.
For the reasons previously stated, this
rule:
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a. Does not have an annual effect on
the economy of $100 million or more.
b. Will not cause a major increase in
costs or prices for consumers,
individual industries, Federal, State, or
local government agencies, or
geographic regions
c. Does not have significant adverse
effects on competition, employment,
investment, productivity, innovation, or
the ability of U.S.-based enterprises to
compete with foreign-based enterprises
for the reasons stated above.
Unfunded Mandates Reform Act
This rule does not impose an
unfunded mandate on State, Tribal, or
local governments or the private sector
of more than $100 million per year. The
rule does not have a significant or
unique effect on State, Tribal, or local
governments or the private sector. A
statement containing the information
required by the Unfunded Mandates
Reform Act (2 U.S.C. 1534) is not
required.
Executive Order 12630—Takings
The revisions to the regulations
governing topsoil replacement and
revegetation success standards do not
have any significant takings
implications under Executive Order
12630. Therefore, a takings implication
assessment is not required.
Executive Order 13132—Federalism
In accordance with Executive Order
13132, the rule does not have significant
federalism implications to warrant the
preparation of a federalism assessment
for the reasons discussed above.
Executive Order 12988—Civil Justice
Reform
In accordance with Executive Order
12988, the Office of the Solicitor has
determined that this rule does not
unduly burden the judicial system and
meets the requirements of sections 3(a)
and 3(b)(2) of the Order.
Executive Order 13175—Consultation
and Coordination With Indian Tribal
Governments
In accordance with Executive Order
13175, we have evaluated the potential
effects of this rule on federally
recognized Indian Tribes and have
determined that the proposed revisions
to our regulations that govern topsoil
replacement and revegetation success
standards would not have substantial
direct effects on the relationship
between the Federal Government and
Indian Tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian Tribes.
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13085
Paperwork Reduction Act
We have determined that this rule
does not substantially alter the currently
approved collections of information
authorized by the Office of Management
and Budget under 44 U.S.C. 3501 et seq.
OMB has previously approved the
collection activities and assigned
clearance number 1029–0047 for 30 CFR
parts 816 and 817.
National Environmental Policy Act
OSM has prepared a draft
environmental assessment (EA) of this
proposed rule and has made a tentative
finding that it would not significantly
affect the quality of the human
environment under section 102(2)(C) of
the National Environmental Policy Act
of 1969 (NEPA), 42 U.S.C. 4332(2)(C). It
is anticipated that a finding of no
significant impact (FONSI) will be made
for the final rule in accordance with
OSM procedures under NEPA. The draft
EA is on file in the OSM Administrative
Record at the address specified
previously (see ADDRESSES). The EA will
be completed and a finding made on the
significance of any resulting impacts
before we publish the final rule.
Clarity of This Regulation
Executive Order 12866 requires each
agency to write regulations that are easy
to understand. We invite your
comments on how to make this
proposed rule easier to understand,
including answers to questions such as
the following: (1) Are the requirements
in the proposed rule clearly stated? (2)
Does the proposed rule contain
technical language or jargon that
interferes with its clarity? (3) Does the
format of the proposed rule (grouping
and order of sections, use of headings,
paragraphing, etc.) aid or reduce its
clarity? (4) Would the rule be easier to
understand if it were divided into more
(but shorter) sections? (A ‘‘section’’
appears in bold type and is preceded by
the symbol ‘‘§ ’’ and a numbered
heading; for example, § 816.116. (5) Is
the description of the proposed rule in
the SUPPLEMENTARY INFORMATION section
of this preamble helpful in
understanding the proposed rule? What
else could we do to make the proposed
rule easier to understand? Send a copy
of any comments that concern how we
could make this proposed rule easier to
understand to: Office Regulatory Affairs,
Department of the Interior, Room 7229,
1849 C Street, NW., Washington, DC
20240. You may also e-mail the
comments to this address:
Exsec@ios.doi.gov.
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List of Subjects
30 CFR 816
Environmental protection, Reporting
and recordkeeping requirements,
Surface mining.
30 CFR Part 817
Environmental protection, Reporting
and recordkeeping requirements,
Underground mining.
Dated: January 24, 2005.
Rebecca W. Watson,
Assistant Secretary, Land and Minerals
Management.
For the reasons given in the preamble,
we propose to amend 30 CFR parts 816
and 817 as set forth below.
PART 816—PERMANENT PROGRAM
PERFORMANCE STANDARDS—
SURFACE MINING ACTIVITIES
1. The authority citation for part 816
continues to read as follows:
Authority: 30 U.S.C. 1201 et seq.; and sec.
115 of Pub. L. 98–146.
2. In § 816.22, revise paragraph
(d)(1)(i) to read as follows:
§ 816.22
Topsoil and subsoil.
*
*
*
*
*
(d) * * *
(1) * * *
(i) Achieves an approximately
uniform, stable thickness when
consistent with the approved
postmining land use, contours, and
surface-water drainage systems. Soil
thickness may also be varied to the
extent such variations help meet the
specific revegetation goals identified in
the permit.
*
*
*
*
*
3. Amend § 816.116 as follows:
a. Revise paragraph (a)(1);
b. Revise the first sentence of
paragraph (b)(3) introductory text;
c. Add four sentences to the end of
paragraph (b)(3)(ii);
d. Revise paragraphs (c)(3)(i) and (ii).
§ 816.116
success.
Revegetation: Standards for
(a) * * *
(1) Standards for success and
statistically valid sampling techniques
for measuring success shall be selected
by the regulatory authority.
*
*
*
*
*
(b) * * *
*
*
*
*
*
(3) For areas to be developed for fish
and wildlife habitat, recreation,
undeveloped land, or forest products,
success of vegetation shall be
determined on the basis of tree and
shrub stocking and vegetative ground
cover. * * *
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15:00 Mar 16, 2005
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(i) * * *
(ii) * * * The requirements of this
section apply to trees and shrubs that
have been seeded or transplanted and
can be met when records of woody
vegetation planted show that no woody
plants were planted during the last 2
growing seasons of the responsibility
period and, if any replanting of woody
plants took place during the
responsibility period, the total number
planted during the last 60% of that
period is less than 20% of the total
number of woody plants required. Any
replanting must be by means of
transplants to allow for adequate
accounting of plant stocking. This final
accounting may include volunteer trees
and shrubs of approved species.
Volunteer trees and shrubs of approved
species shall be deemed equivalent to
planted specimens 2 years of age or
older and can be counted towards
success. Suckers on shrubby vegetation
can be counted as volunteer plants
when it is evident the shrub community
is vigorous and expanding.
*
*
*
*
*
(c) * * *
(3) * * *
(i) Ten full years, except as provided
in paragraph (c)(3)(ii) of this section.
The vegetation parameters identified in
paragraph (b) of this section for
grazingland, pastureland, or cropland
shall equal or exceed the approved
success standard during the growing
season of any 2 years after year 6 of the
responsibility period. Areas approved
for the other uses identified in
paragraph (b) of this section shall equal
or exceed the applicable success
standard during the growing season of
the last year of the responsibility period.
(ii) Five full years for lands eligible
for remining included in permits issued
before September 30, 2004, or any
renewals thereof. To the extent that the
success standards are established by
paragraph (b)(5) of this section, the
lands shall equal or exceed the
standards during the growing season of
the last year of the responsibility period.
*
*
*
*
*
PART 817—PERMANENT PROGRAM
PERFORMANCE STANDARDS—
UNDERGROUND MINING ACTIVITIES
4. The authority citation for part 817
continues to read as follows:
Authority: 30 U.S.C. 1201 et seq.
5. In § 817.22, revise paragraph
(d)(1)(i) to read as follows:
§ 817.22
*
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*
*
(d) * * *
Frm 00012
*
Fmt 4701
*
Sfmt 4702
(1) * * *
(i) Achieves an approximately
uniform, stable thickness when
consistent with the approved
postmining land use, contours, and
surface-water drainage systems. Soil
thickness may also be varied to the
extent such variations help meet the
specific revegetation goals identified in
the permit.
*
*
*
*
*
6. Amend § 817.116 as follows:
a. Revise paragraph (a)(1);
b. Revise the first sentence of
paragraph (b)(3) introductory text;
c. Add four sentences to the end of
paragraph (b)(3)(ii);
d. Revise paragraphs (c)(3)(i) and (ii).
§ 817.116
success.
Revegetation: Standards for
(a) * * *
(1) Standards for success and
statistically valid sampling techniques
for measuring success shall be selected
by the regulatory authority.
*
*
*
*
*
(b) * * *
*
*
*
*
*
(3) For areas to be developed for fish
and wildlife habitat, recreation,
undeveloped land, or forest products,
success of vegetation shall be
determined on the basis of tree and
shrub stocking and vegetative ground
cover. * * *
(i) * * *
(ii) * * * The requirements of this
section apply to trees and shrubs that
have been seeded or transplanted and
can be met when records of woody
vegetation planted show that no woody
plants were planted during the last 2
growing seasons of the responsibility
period and, if any replanting of woody
plants took place during the
responsibility period, the total number
planted during the last 60% of that
period is less than 20% of the total
number of woody plants required. Any
replanting must be by means of
transplants to allow for adequate
accounting of plant stocking. This final
accounting may include volunteer trees
and shrubs of approved species.
Volunteer trees and shrubs of approved
species shall be deemed equivalent to
planted specimens 2 years of age or
older and can be counted towards
success. Suckers on shrubby vegetation
can be counted as volunteer plants
when it is evident the shrub community
is vigorous and expanding.
*
*
*
*
*
(c) * * *
(3) * * *
(i) Ten full years, except as provided
in paragraph (c)(3)(ii) of this section.
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The vegetation parameters identified in
paragraph (b) of this section for
grazingland, pastureland, or cropland
shall equal or exceed the approved
success standard during the growing
season of any 2 years after year 6 of the
responsibility period. Areas approved
for the other uses identified in
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15:00 Mar 16, 2005
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paragraph (b) of this section shall equal
or exceed the applicable success
standard during the growing season of
the last year of the responsibility period.
(ii) Five full years for lands eligible
for remining included in permits issued
before September 30, 2004, or any
renewals thereof. To the extent that the
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13087
success standards are established by
paragraph (b)(5) of this section, the
lands shall equal or exceed the
standards during the growing season of
the last year of the responsibility period.
*
*
*
*
*
[FR Doc. 05–5023 Filed 3–16–05; 8:45 am]
BILLING CODE 4310–05–P
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Agencies
[Federal Register Volume 70, Number 51 (Thursday, March 17, 2005)]
[Proposed Rules]
[Pages 13076-13087]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-5023]
[[Page 13075]]
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Part II
Department of the Interior
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Office of Surface Mining Reclamation and Enforcement
-----------------------------------------------------------------------
30 CFR Parts 816 and 817
Topsoil Replacement and Revegetation Success Standards; Proposed Rule
Federal Register / Vol. 70, No. 51 / Thursday, March 17, 2005 /
Proposed Rules
[[Page 13076]]
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DEPARTMENT OF THE INTERIOR
Office of Surface Mining Reclamation and Enforcement
30 CFR Parts 816 and 817
RIN 1029-AC02
Topsoil Replacement and Revegetation Success Standards
AGENCY: Office of Surface Mining Reclamation and Enforcement, Interior.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: We, the Office of Surface Mining Reclamation and Enforcement
(OSM), are proposing minor changes to our regulations that govern
topsoil replacement and revegetation success standards. These revisions
would: Encourage species diversity on reclaimed lands; provide
flexibility to States in using new vegetative success standards and
sampling techniques; define success standards for undeveloped land;
remove shelter belts from the list of postmining land uses subject to
success standards; remove what we believe is an impediment to
reforestation of mined lands and provide practical means of measuring
woody shrubs commonly planted on arid lands in the West; and make the
timing of revegetation success measurements in areas receiving 26
inches of annual precipitation or less consistent with those in areas
receiving more than 26 inches of annual precipitation.
DATES: Written comments: Comments on the proposed rule must be received
on or before 4:30 p.m., eastern time, on May 16, 2005, to ensure our
consideration.
Public hearings: Upon request, we will hold a public hearing on the
proposed rule at a date, time and location to be announced in the
Federal Register before the hearing. We will accept requests for a
public hearing until 5 p.m., eastern time, on April 7, 2005.
ADDRESSES: You may submit comments, identified by docket number 1029-
AC02, by any of the following methods:
Department of the Interior's on-line commenting system:
https://ocsconnect.mms.gov. Follow the instructions on the Web site for
submitting comments.
E-mail: rules_comments@osmre.gov. Include docket number
1029-AC02 in the subject line of the message. We encourage you to e-
mail your comments; however, our network may not accept comments from a
yahoo.com or a hotmail.com address.
Mail/Hand Delivery/Courier: Office of Surface Mining
Reclamation and Enforcement, Administrative Record, Room 252, 1951
Constitution Avenue, NW., Washington, DC 20240.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Docket: You may review the docket (administrative record)
for this rulemaking including comments received in response to this
proposed rule at the Office of Surface Mining Reclamation and
Enforcement, Administrative Record, located in Room 101, 1951
Constitution Avenue, NW., Washington, DC 20240. The Administrative
Record office is opened Monday through Friday, excluding holidays from
8 a.m. to 4 p.m. The telephone number is 202-208-2847.
Instructions: All submissions received must include the agency name
and docket number for this rulemaking. For detailed instructions on
submitting comments and additional information on the rulemaking
process, see ``III. How Do I Submit Comments On the Proposed Rule?'' in
the SUPPLEMENTARY INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Robert Postle, Office of Surface
Mining Reclamation and Enforcement, U.S. Department of the Interior,
P.O. Box 46667, Denver, CO 80201; telephone: 303-844-1400, extension
1469. E-mail: bpostle@osmre.gov.
SUPPLEMENTARY INFORMATION:
I. Background Information
II. What Are The Proposed Rule Changes?
III. How Do I Submit Comments On The Proposed Rule?
IV. Procedural Matters and Required Determinations
I. Background Information
In response to several revegetation issues and questions that have
been raised over the years both by the public and internally within
OSM, we decided to conduct a public outreach initiative to review and
assess our revegetation regulations at 30 CFR 816.111 through .116 and
30 CFR 817.111 through .116. As part of this revegetation outreach
initiative, we published a Federal Register notice on May 17, 1999 (64
FR 26773), announcing public meetings and soliciting comments,
concerns, and new ideas regarding the regulatory performance standards
that determine revegetation success. In the notice, we also announced
the availability of an OSM concept paper that reviewed various
longstanding revegetation issues. The concept paper was made available
to interested parties upon request, via FAX ON DEMAND, and on the
Internet at https://www.osmre.gov. Ten public meetings were held around
the country between May 27 and August 25, 1999. In the Spring of 2003,
as a follow-up to this 1999 revegetation initiative, OSM conducted a
survey of State regulatory authorities. The survey was designed to
determine if the statistical and/or production requirements of the
current revegetation regulations at Sec. 816.116 and Sec. 817.116
adversely affect the establishment of a diverse plant community; if
there is a continuing need for inclusion of success standards and
sampling techniques in a State's approved program; and if there is a
need for success standards for the undeveloped postmining land.
In addition to the revegetation initiative and survey, we also
established a reforestation outreach initiative that began with three
workshops involving Federal and State regulatory personnel, industry
representatives, and landowners. These workshops were held between
January 1999 and May 2002. As part of this second initiative, we raised
the question whether specific OSM regulations act as a disincentive to
the choice of forestry as a postmining land use.
Largely as a result of these revegetation and reforestation
initiatives and survey, OSM identified five minor revisions that it
felt needed to be made to the existing regulations. The proposed
revisions would be to the topsoil replacement standards at Sec.
816.22(d)(1)(i) and Sec. 817.22(d)(1)(i); the success standards and
sampling techniques requirements at Sec. 816.116(a)(1) and Sec.
816.117(a)(1); the land use categories subject to the success standards
of Sec. 816.116(b)(3) and Sec. 817.116(b)(3); the revegetation
success standards for trees and shrubs at Sec. 816.116(b)(3)(ii) and
Sec. 817.116(b)(3)(ii); and timing of revegetation success
measurements at Sec. 816.116(c)(3)(i) and (ii) and Sec.
817.116(c)(3)(i) and (ii). These proposed revisions would,
respectively, encourage species diversity on reclaimed land; provide
States more flexibility in using additional success standards and
sampling techniques; provide success standards for undeveloped land;
remove shelter belts from the list of postmining land uses subject to
success standards; remove what we believe to be an impediment to the
reforestation of mined lands and provide a practical means of measuring
woody shrubs commonly planted in the West (the tree and shrub stocking
standards); and make the timing of revegetation success measurements in
areas receiving 26 inches of annual
[[Page 13077]]
precipitation or less consistent with those in areas receiving more
than 26 inches of annual precipitation. Since the soil replacement and
revegetation success standards are identical for surface and
underground mining activities, this preamble will discuss our proposed
revisions to part 816 with the understanding that the discussion also
applies to our proposed revisions to part 817.
II. What Are the Proposed Rule Changes?
1. Section 816.22(d)(1)(i): Topsoil Redistribution
We are proposing changes to our topsoil redistribution standard in
Sec. 816.22(d)(1)(i) in an effort to encourage the growth of the
diverse vegetative cover required by both section 515(b)(19) of the
Surface Mining Control and Reclamation Act of 1977 (SMCRA or the Act)
and its implementing regulations at Sec. 816.111(a)(1). Our current
topsoil redistribution regulations at Sec. 816.22(d)(1)(i) require
that topsoil be replaced in a manner that ``achieves an approximately
uniform, stable thickness consistent with the approved postmining land
use * * *.''
The Sec. 816.22(d)(1)(i) requirement that topsoil be replaced to
an approximate uniform thickness has proven to be particularly
appropriate when the approved postmining land uses are, for example,
commercial forestry or cropland, which involve a single species
vegetative cover in a managed agricultural environment. However, when
the approved postmining land uses are wildlife habitat or grazingland
(rangeland) that require satisfaction of specified vegetative diversity
standards for bond release, the Sec. 816.22(d)(1)(i) requirement that
topsoil be replaced to an approximate, uniform thickness may often work
against the achievement of those vegetative diversity standards. This
is because a plant community that will sustain itself without constant
management input is, to a considerable degree, a function of the
physical and chemical characteristics of the soil upon which it is
growing. In turn, topsoil depth is one of the several physical
characteristics that can easily be varied to encourage the desired
species diversity. Accordingly, we propose to revise our topsoil
redistribution regulations at Sec. 816.22(d)(1)(i) to allow soil
thickness to be varied to the extent that such variation encourages the
specific revegetation goals identified in the permit. As explained in
more detail at the end of this section, the proposed topsoil revision
will allow topsoil to be distributed at variable thicknesses when such
variations will encourage the development of the diverse plant
community required for a specific postmining land use.
When we first promulgated our topsoil regulations over 20 years
ago, we noted that two commenters had objected to the proposed uniform
thickness requirement as being a design standard, not a performance
standard. 48 FR 22092 (May 16, 1983). These commenters warned that the
rule's uniform soil thickness requirement could lead to a monoculture
vegetative community rather than a diverse native species community. We
did not accept this comment, responding that topsoil thickness is but
one of several factors affecting plant growth and species
diversification. We stressed, with words that suggested our awareness
of the significant practical problems that could be posed by a variable
thickness requirement, that soil horizons commonly develop in variable
thicknesses and abrupt changes occur within short linear distances. In
consideration of these facts, the 1983 rule required that soil be
redistributed to an ``approximately uniform, stable thickness
consistent with the approved postmining land uses * * *.'' We
characterized this rule language as a ``common sense approach to
provide a workable standard that would sufficiently protect the
environment and achieve the goals of the Act.'' 48 FR 22097 (May 16,
1983).
More recently, in response to OSM's 1999 revegetation outreach
effort, commenters again questioned the appropriateness of the Sec.
816.22(d)(1)(i) provision, which they interpreted as requiring that
topsoil always be redistributed to a uniform thickness. These
commenters stated that uniform soil thickness tends to promote a
limited number of species in the vegetative cover while variable soil
thicknesses tend to promote a more diverse vegetative community. The
truth of this proposition has been born out by the experience of OSM
agronomists and is consistent with well-established principles of soil-
plant relationships. On this basis, we propose to revise our
regulations at Sec. 816.22(d)(1)(i) by adding a sentence that would
expressly allow soil thickness to be varied to the extent such
variations help to meet the specific revegetation goals identified in
the permit. We would also insert the word ``when'' between the words
``thickness'' and ``consistent'' in the existing language of Sec.
816.22(d)(1)(i). This insertion should make clear that the uniform soil
thickness provision is a function of the approved postmining land use,
contours, and surface water drainage systems, and is not, in itself, an
inflexible requirement. Section 816.22(d)(1)(i), as revised, would read
as follows: ``Achieves an approximately uniform, stable thickness when
consistent with the approved postmining land use, contours, and
surface-water drainage systems. Soil thickness may also be varied to
the extent such variations help meet the specific revegetation goals
identified in the permit.''
In these proposed revisions to Sec. 816.22(d)(1)(i), which would
allow but not require non-uniform redistribution of topsoil, we seek to
avoid the very practical redistribution problems discussed in the 1983
preamble. 48 FR 22097. While the uniform topsoil redistribution
standard of that rule has generally worked quite well, the proposed
revisions to that standard are intended to provide the operator with
another tool for encouraging the development of the diverse plant
communities required of specific postmining land uses. For example, if
the designated postmining land use was fish and wildlife habitat, and
the desired plant communities were a mixture of grasslands with
interspersed shrub and trees areas for wildlife cover, then the permit
could describe the use of variable topsoil thickness to ensure the
establishment of grasses on thicker soils and trees and shrubs on
thinner soils. The fact that the permit applicant must clearly set
forth the justification for any non-uniform redistribution of topsoil
should largely protect against potential abuse. This rule would not
affect existing topsoil salvage requirements.
2. Section 816.116(a)(1)
Removal of requirement that only revegetation success standards and
measurement techniques that have been approved as part of regulatory
programs through the Federal rulemaking process may be used to document
whether revegetation has been successfully attained.
Introduction
Our regulation at Sec. 816.116(a)(1), which we adopted on
September 2, 1983 (48 FR 40160), requires regulatory authorities to
select standards for determining revegetation success and statistically
valid sampling techniques to demonstrate whether the selected standards
have been achieved at reclaimed mine sites. It also requires that the
standards and sampling techniques from which these selections are made
be approved as part of State regulatory programs, which in essence
requires compliance with the Federal
[[Page 13078]]
rulemaking process that governs the review and approval of regulatory
programs and program amendments.
Revegetation success standards set out the type, nature, density,
and distribution of plants that a permittee must reestablish on the
disturbed areas of a minesite and the length of time that the plants
must be in place before they may be counted for purposes of determining
whether the standard has been met. Revegetation success standards
include both qualitative and quantitative elements.
Qualitative elements include most of the items listed in Sec.
816.111, which focuses on the kind of plant species to be established
(based on their suitability for the postmining land use and the other
factors listed, such as permanence, diversity, and seasonality). In
some cases, they also may include species diversity, the type and
condition of plants that may be counted for purposes of evaluating
revegetation success, the spatial distribution of various types of
plants on the reclaimed area (when evaluating diversity), and a
determination of whether vegetative ground cover is adequate to control
erosion.
For the purposes of this preamble, the quantitative elements of
revegetation success standards consist of the three parameters listed
in Sec. 816.116(a)(2): ground cover, production, and stocking. Ground
cover is defined in Sec. 701.5 as the percentage of the land surface
that is overlain by either aerial parts of plants (generally live
leaves and stems) or naturally produced litter (dead leaves and stems).
Production refers to the quantity of a particular part or parts of the
plants grown on a site. The most common production standards are row
crop yields (e.g., bushels of corn per acre) and the amount of hay or
forage produced (e.g., tons of hay per acre, adjusted for moisture
content, or the average weight of oven-dried clippings from sample
plots). Stocking is a measure of the density of woody plants, generally
the number of trees (and sometimes shrubs) per acre. Consistent with
the precedent established in our 1979 rules (see 30 CFR 816.116(b)(3)
[1979]), we interpret the requirement in Sec. 816.116(a)(1) and (2)
that revegetation success be evaluated using statistically valid
sampling techniques as applying only to the standards for the three
parameters mentioned in paragraph (a)(2): ground cover, production, and
stocking.
Standards for success and statistically valid sampling techniques
must comply with the requirements of Sec. 816.116(a)(2) and (b). As
discussed in above, paragraph (a)(2) of those rules requires that
revegetation success standards include the parameters of ground cover,
production, and stocking to the extent that those parameters are
appropriate for the type of vegetation associated with the postmining
land use. It also requires that those parameters be evaluated using
sampling techniques with a 90 percent statistical confidence interval.
These sampling techniques are needed because, with the exception of
whole-field harvest of hay and grains, it is rarely practical to count
every qualifying plant or plant part on the minesite being evaluated.
Use of appropriate statistical methods will ensure that the estimate
(average of all sample plots measured) of the true value of the
vegetation parameter being evaluated is correct a specified percentage
of the time. For example, if the estimate of the site's ground cover,
as determined by the average of ground cover measurements from
individual plots within the site, is valid at the 90 percent confidence
level, that estimate will represent the true value, or actual ground
cover of the entire site, 9 out of 10 times.
The numerical standards for the parameters mentioned in paragraph
(a)(2) must be representative of the values for those parameters on
unmined lands in the area. For example, crop yields from reclaimed
lands must be equivalent to yields from similar unmined lands in the
vicinity of the operation. Paragraph (b) of Sec. 816.116 specifies
which of the three parameters must be included in revegetation success
standards for various postmining land uses (cropland; pastureland;
grazingland; fish and wildlife habitat; recreation, shelterbelts, or
forestry; and areas to be developed for industrial, commercial, or
residential use). It also establishes additional criteria that the
revegetation success standards for the parameters associated with those
land uses must meet. Finally, it provides that only the ground cover
parameter will apply when an operation remines and reclaims previously
mined areas that had not been reclaimed to permanent program standards.
Examples of revegetation success standards established pursuant to
this rule include a requirement that a minimum percentage of vegetative
ground cover be established on the reclaimed area, a minimum stocking
requirement for woody plants (a specified number of qualifying trees or
shrubs per land unit), minimum crop yields per land unit, and minimum
forage production per land unit. Success standards may be established
in a variety of ways, including (1) on a program-wide basis, (2)
through the use of technical guides such as average county crop yield
statistics collected by the National Agricultural Statistics Service or
other State or Federal agencies, or (3) the use of reference areas, in
which measurements of pertinent vegetative parameters from the
reclaimed area are compared with measurements from an undisturbed area
with weather, soil, slope, aspect, and other characteristics similar to
those of the reclaimed area before it was mined.
Paragraph (a)(2) of Sec. 816.116 requires the use of objective,
statistically valid sampling techniques to document whether
revegetation success standards for the parameters of ground cover,
production, and stocking have been achieved. This requirement does not
apply to the other elements of the evaluation of revegetation success
required by the introductory paragraph of Sec. 816.116(a), such as
species composition and diversity. Specifically, all such techniques
must use a 90 percent confidence interval; i.e., a one-sided test with
a 0.10 alpha error. Examples of statistically valid sampling techniques
include the point-intercept and line-intercept methods of measuring
ground cover; harvest of sample plots to measure crop production;
weighing oven-dried clippings from sample plots to determine forage
production on pasture and grazingland; and belt transect and point-
centered quarter methods to measure stocking of woody plants.
We remain satisfied with this approach to documenting the success
of revegetation. However, the rule we adopted in 1983 allows use of
only those revegetation success standards and measurement techniques
that have been incorporated into the approved regulatory program. See,
Sec. 816.116(a)(1). We propose to remove that requirement. The
criteria in Sec. 816.116(a)(2) and (b) would continue to govern the
selection of appropriate revegetation success standards and measurement
techniques for ground cover, production, and stocking. Furthermore, as
provided in Sec. 780.18(b)(5)(vi) and Sec. 784.13(b)(5)(vi), each
permit application must specify the particular revegetation success
standards and measurement techniques that will be used to document
successful revegetation at that site.
As explained in more detail below, there are a number of reasons
why we no longer believe that revegetation success standards and
measurement techniques need to be included in the approved regulatory
program. First, ongoing research findings and technological advances
sometimes provide a basis for refining success standards and modifying
or improving
[[Page 13079]]
sampling techniques. However, the relatively cumbersome State-program
amendment process may discourage States from utilizing those research
findings and technological advances to adopt new and improved sampling
techniques and modified revegetation success standards. Second, from
the beginning of the program, we have recognized that appropriate
revegetation success standards may vary greatly, even within a State,
depending upon the range of land uses, climates, soils, etc. that
occur. Third, our regulations do not require that sampling techniques
and technical standards used to meet other program requirements be
incorporated into an approved regulatory program.
Finally, of all the Federal regulatory programs, only the one for
Tennessee (see 30 CFR 942.816(f) and 942.817(e)) includes specific
revegetation success standards. None of the Federal regulatory programs
includes specific measurement techniques for documenting revegetation
success. Our experience in the three Federal programs that have
jurisdiction over active mining operations (Tennessee, Washington, and
the Indian lands program) indicates that the absence of specific
standards and techniques in those programs has not resulted in
inadequate revegetation of mined lands, in an inability to ensure
documentation of attainment of revegetation success, or in
determinations that are inconsistent with other determinations either
within the State or program or with those in other States.
We believe that allowing States to select revegetation success
standards and sampling techniques without requiring prior approval of
those standards and techniques through the program amendment process
would better enable States and operators both to keep up with
technological advances and to tailor success standards to local
conditions. The existing requirement that those standards and
techniques comply with the detailed criteria of Sec. 816.116(a)(2) and
(b) should ensure that the success standards and sampling techniques
used in the various States will provide similar degrees of proof that
adequate reclamation has been achieved.
Statutory and Regulatory Background--the Revegetation Provisions of
SMCRA
Section 515(b)(19) of SMCRA mandates that surface coal mine
operators ``establish on the regraded areas, and all other lands
affected, a diverse, effective, and permanent vegetative cover * * *
capable of self-regeneration and plant succession at least equal in
extent of cover to the natural vegetation of the area * * * .'' 30
U.S.C. 1265(b)(19).
Section 515(b)(20) requires the surface mine operator to ``assume
the responsibility for successful revegetation, as required by
paragraph (19) above, for a period of five full years after the last
year of augmented seeding, fertilizing, irrigation, or other work in
order to assure compliance with paragraph (19) above, except in those
areas or regions of the country where the annual average precipitation
is twenty-six inches or less, then the operator's assumption of
responsibility and liability will extend for a period of ten full years
after the last year of augmented seeding, fertilizing, irrigation, or
other work * * * .'' 30 U.S.C. 1265(b)(20).
Section 516(b)(6) requires underground mining operators to
``establish on regraded areas and all other lands affected, a diverse
and permanent vegetative cover capable of self-regeneration and plant
succession and at least equal in extent of cover to the natural
vegetation of the area * * *.'' 30 U.S.C. 1266(b)(6).
The Revegetation Provisions of the Current Rule
The Secretary has fleshed out these statutory performance standards
for revegetation with detailed regulatory ones found at Sec. Sec.
816.111 through 816.116. In doing so the Secretary concluded that there
was no reason to establish differing standards for surface and
underground mining. 48 FR 40140 (September 2, 1983). In particular,
Sec. 816.116 sets out at some length the parameters to be used to
document the success of revegetation and how those parameters are to be
measured.
Section 816.116(a)(1), which we propose to remove in part, requires
that the regulatory authority select revegetation success standards and
statistically valid sampling techniques and include those standards and
techniques in the approved regulatory program: ``Standards for success
and statistically valid sampling techniques for measuring success shall
be selected by the regulatory authority and included in an approved
regulatory program.''
We propose to remove the phrase ``and included in an approved
regulatory program'' and retain only the requirement that the
regulatory authority select revegetation success standards and
statistically valid sampling techniques. We anticipate that the States
will continue to put the success standards and statistically valid
sampling techniques in an internal guidance document for use by
operators in developing permit applications.
Sections 816.116(a)(2) establishes certain criteria for the
revegetation success standards and sampling techniques: ``Standards for
success shall include criteria representative of unmined lands in the
area being reclaimed to evaluate the appropriate vegetation parameters
of ground cover, production, or stocking. Ground cover, production, or
stocking shall be considered equal to the approved success standard
when they are not less than 90 percent of the success standard. The
sampling techniques for measuring success shall use a 90-percent
statistical confidence interval (i.e., one-sided test with a 0.10 alpha
error).''
Section 816.116(b) sets out more specific criteria for revegetation
success standards based on the land's previous mining history and the
approved postmining land use.
The Reasons We Adopted Objective Measurements and Tests for Documenting
the Success of Revegetation
The existing regulation at Sec. 816.116(a)(1) requiring that the
regulatory authority select standards for revegetation success and
statistically valid sampling techniques and include those standards and
techniques in the regulatory program was proposed March 23, 1982 (47 FR
12596), and adopted September 2, 1983 (48 FR 40150). The rule was
intended to address at least two potentially competing considerations
when determining the success of revegetation: (1) The need to reflect
local soils and climatic conditions and (2) the need for consistent
determinations both between States and within a particular State--``The
proposed regulations would require the regulatory authority to develop
standards that reflect the capabilities of local soils and climatic
conditions. Minimum standards and acceptable sampling techniques would
become parts of State programs and would be subject to approval by OSM.
OSM believes this arrangement will enable States to tailor success
standards to local conditions and at the same time will assure that,
regardless of State, all selected standards will provide similar
degrees of proof that adequate reclamation has been achieved.''
Preamble to proposed rule. 47 FR 12596, 12599 (March 23, 1982).
The 1979 rule required the use of either reference areas or
technical standards published by the U.S. Department of Agriculture or
the U.S. Department of the Interior to evaluate ground cover and
productivity. See 30 CFR 816.116(a) and (b)(1) (1979). The 1983 rule
allowed States to select
[[Page 13080]]
technical standards from any source or, if desirable, to develop new
standards. In response to comments that the proposed rules would leave
individual States without guidance when determining minimum acceptable
standards for revegetation success, OSM stated in the preamble to the
final rule that ``[t]his rulemaking reaffirms OSM's position that the
primary responsibility for regulating surface mining and reclamation
operations should rest with the States. Federal rules must be capable
of nationwide application. The absence of detail in the Federal rules
is not a weakening of revegetation requirements but reflects that the
rules are designed to account for regional diversity in terrain,
climate, soils, and other conditions under which mining occurs.''
Preamble to final rule. 47 FR 40140 (September 2, 1983).
OSM believed that the flexibility provided by the new rule would
not adversely impact the consistency and reliability of results:
``Proposed Sec. 816.116(a)(1) would require the use of statistically
valid sampling techniques for measuring success. Under the proposal,
the sampling procedures would be chosen by the regulatory authority.
OSM believes that the use of statistically valid sampling techniques
would aid regulatory authorities in making consistent decisions
regarding performance bond release and provide standardized inspection
techniques sought by mine operators.'' Proposed rule. 47 FR 12596,
12599 (March 23, 1982).
In the preamble to the final rule, OSM described how these
measurement techniques might work: ``Under this rule, the method of
sampling vegetation could vary depending upon the precise standard for
success included in the State program. In this manner, both an
``ecologically sound'' and ``scientifically acceptable'' technique for
measuring the success of revegetation can be developed. On sparsely
vegetated lands, sampling may be limited to gathering data for
estimates of total vegetative ground cover. There also may be
circumstances where, with the approval of the regulatory authority,
historical data collected for the same cover type within the region can
be used, rather than reference-area data. In the East, 100 randomly
located point-frequency observations will usually provide an acceptable
sample size for the estimation of vegetative ground cover. Small sample
sizes are associated with large statistical error which can make a test
for revegetation success meaningless. OSM has not stated a level of
sampling precision in the final rules but will instead evaluate on a
case-by-case basis the adequacy of predetermined sample sizes or
methods of sample size selection proposed for use in State programs.''
Preamble to final rule. 47 FR 40140, 40150 (September 2, 1983).
The Reasons for Removing the Requirement That Success Standards and
Statistically Valid Sampling Techniques Be Approved as Part of the
Regulatory Program
a. The requirement to include success standards and sampling
techniques for revegetation in approved regulatory programs is
unnecessarily burdensome.
In the years since adoption of the 1983 rule, as discussed below,
we have found that the requirement that revegetation success standards
and statistically valid sampling techniques, including modifications to
those standards and techniques, be approved as part of the regulatory
program imposes a significant and unnecessary burden on both OSM and
the States.
Further, this requirement may discourage the utilization of new and
improved sampling methods based on new technologies or research by
academia and government agencies. For example, in the West, the Western
Region Coordinating Center has been working with representatives of
State regulatory authorities in the region to develop resources such as
success/failure charts and handbooks on successful practices. In the
Western region, improvements in statistical tools, such as the
application of nonparametric statistics and use of the ``reverse'' null
hypothesis, as well as the commonly used classical null hypothesis and
parametric statistics, have increasingly allowed revegetation
specialists to more accurately evaluate and compare relatively sparse
and irregularly distributed premining and postmining vegetation.
Similarly, new techniques using computers and satellite-based remote
sensing tools now can be used to more accurately evaluate vegetation
characteristics of premining lands, and perhaps in the future,
postmining lands. In the future, it may be possible to use these tools
to document vegetation diversity that may not be apparent from random
design sampling grids. More and more frequently, remote sensing tools
are being used to evaluate premining vegetation mosaics. The Western
Region Coordinating Center is encouraging States and operators to
develop and experiment with new tools and techniques such as multi-
spectral remote sensing, to document plant diversity and more
accurately reflect the composition of plant communities. In the
Appalachian Region OSM is working with the State of West Virginia and
academia to demonstrate the utility and suitability of the plate method
for evaluating herbaceous productivity on reclaimed lands.
The time and resources required by the State program amendment
process, however, discourage updating approved standards and
techniques. Because of the time and resources required by the program
amendment process, States forfeit flexibility to make changes that may
be more accurate measures of revegetation success. Review of OSM's
program amendment records indicates that processing of revisions to
approved success standards and sampling techniques takes an average of
approximately 4.5 months and can range from 2.5 months to 7 months, not
taking into account the time it takes States to prepare the program
amendment submission. The amendment process, codified at Sec. 732.17,
requires publication of a proposed rule in the Federal Register, a
period for public comment, review of the standards and sampling
techniques for consistency with the requirements in Sec. 816.116,
identification of any deficiencies to the regulatory authority,
response from the State, possible reopening of the comment period,
development of a draft final rule, Solicitor review of that final rule,
and publication of the final rule in the Federal Register as part of
the approved State regulatory program. The concern that in 1983 led OSM
to reject national standards and sampling techniques in favor of local
standards and techniques supports the more flexible approach that we
are proposing here. 47 FR 12599 (March 23, 1982).
Moreover, our regulations do not require that sampling techniques
used to meet other program requirements, such as the collection of
geologic data and evaluation of overburden characteristics under Sec.
780.22 or the models used to prepare the determination of the probable
hydrologic consequences of mining under Sec. 780.21(d), be approved as
part of the regulatory program. Nor do they require that other
technical standards, such as the definition of material damage to the
hydrologic balance needed to prepare the cumulative hydrologic impact
assessment under Sec. 780.21(g), be approved as part of the regulatory
program. Instead, regulatory authorities generally deal with these
issues by preparing technical guidance documents. We have found this
approach to be highly effective, both in States with approved State
programs and in States where OSM is the
[[Page 13081]]
regulatory authority, such as Federal program States and on Indian
lands.
Finally, of all the Federal regulatory programs, only the one for
Tennessee (see 30 CFR 942.816(f) and 942.817(e)) includes specific
revegetation success standards. None of the three Federal programs that
have active mining (Tennessee, Washington, and the Indian lands
program) include specific vegetation sampling techniques. The Tennessee
program at 30 CFR 942.816(f)(6) and 942.817(e)(6) expressly states that
sampling techniques for measuring woody plant stocking and ground cover
shall be in accordance with techniques approved by the Office. In
addition, only the Tennessee program (at 30 CFR 942.816(f) and
942.817(e)) includes revegetation success standards. In all other
cases, the burden of going through a Federal rulemaking process to
establish revegetation success standards and sampling techniques has
effectively been imposed only upon States. The fact that we have not
incorporated revegetation success standards and sampling techniques
into most Federal programs has not created a significant divergence
between Federal program States and other States with respect to
standards and techniques for documenting successful reclamation.
b. Adoption of this rule change will not lead to inconsistent
performance standards and sampling techniques.
For a number of reasons, we believe that allowing State regulatory
authorities to select revegetation success standards and sampling
techniques for documenting revegetation success without first
incorporating those requirements into their approved programs will not
adversely affect the quality of reclamation of mined lands or lead to
significant inconsistencies among the States.
First, the regulations at Sec. 816.116(a)(2) and (b), for which
all State programs must have counterparts, establish detailed criteria
and requirements for the standards and sampling techniques that States
may utilize. These regulations should ensure that the revegetation
success standards and sampling techniques that States employ for the
parameters of ground cover, production, and stocking will be consistent
with one another in terms of the quality of revegetation success
required and the statistical validity of measurement techniques. Each
State program must include provisions consistent with Sec.
816.116(a)(2) and (b). The change that we are proposing would allow a
State program to employ the latest analytical and sampling techniques
without first having to seek Federal approval. The criteria enunciated
in Sec. 816.116(a)(2) and (b), however, would prohibit States from
establishing inadequate success standards or selecting sampling
techniques for which there is no sound scientific basis. In short, the
requirements of Sec. 816.116(a)(2) and (b) would adequately ensure
that the revegetation success standards and sampling techniques
selected by the various States would provide similar degrees of proof
that adequate reclamation has been achieved.
Second, under Sec. 773.6(a) and (b)(2), any person with an
interest that might be adversely affected by a decision on a permit
application has the opportunity to review and comment on the permit-
specific revegetation success standards and sampling techniques that
each permit application must include pursuant to Sec. 780.18(b)(5)(vi)
and Sec. 784.13(b)(5)(vi). Also, when a permittee applies for final
bond release, the surface owner must be notified of the bond release
inspection and given the opportunity to participate. See, Sec.
800.40(b)(1). Before a bond is released, persons with a valid legal
interest, including surface owners, have the right to file written
objections to the bond release and to request a public hearing. See,
Sec. 800.40(f).
Finally, under Sec. 733.12(a)(1), we annually evaluate the
administration of each State program. The inspections conducted as part
of that oversight process should identify any major deficiencies with
respect to a State's revegetation success standards and revegetation
sampling techniques. If we discover that inappropriate or inadequate
standards or sampling techniques have contributed to problems with
reclamation adequacy, we will require that the State modify them. We
will also continue to afford technical assistance to the States in
selecting and using success standards and sampling techniques that meet
the requirements and needs of the approved program.
For the reasons stated above, OSM proposes to remove the
requirement to include the standards for revegetation success and
statistically valid sampling techniques in the approved program.
However, States must still select the standards for success and
statistically valid sampling techniques in accordance with the criteria
in their State program counterparts to Sec. 816.116(a)(2) and (b). In
addition, permit applicants still must propose standards and techniques
from those selected by the State for use in the particular State and
include them in their permit applications for regulatory authority
review and approval. Vegetation sampling conducted for Phase III bond
release must be in compliance with the standards for success and
statistically valid sampling techniques selected by the State and
included in the approved permit. These regulatory requirements and
procedures should be adequate to ensure that the various State programs
provide similar degrees of proof that adequate reclamation has been
achieved.
3. Section 816.116(b)(3): Success Standards for Undeveloped Land
OSM is proposing to revise Sec. 816.116(b)(3) to include
undeveloped land among the list of approved post mining land use areas
subject to the success standards of this section. This list currently
includes fish and wildlife habitat, recreation and forest products
(forestry). During OSM's 1999 revegetation outreach effort, several
commenters suggested that undeveloped land should be available as an
approved postmining land use. Current Sec. 701.5 includes undeveloped
land among its listed land use categories, and defines it as land that
is undeveloped or, if previously developed, land that has been allowed
to return naturally to an undeveloped state or has been allowed to
return to forest through natural succession. Without any change to the
current regulations, undeveloped land can be approved as a postmining
land use under the postmining land use provisions of Sec. 816.133. On
this basis, OSM has already approved three State program amendments
specifically recognizing undeveloped land as an approved postmining
land use. See Ohio (59 FR 22507, 22513 (May 2, 1994)); also discussing
Texas (1991) and Alabama (1992).
The particular problem with undeveloped land, which this proposal
seeks to address, is that, unlike all the other land use categories
listed in Sec. 701.5, undeveloped land does not have specified success
standards in Sec. 816.116(b). Accordingly, we are proposing to revise
Sec. 816.116(b)(3) to add undeveloped land as one of the land uses
subject to that section's success standards. Revised Sec.
816.116(b)(3) would then read: ``For areas to be developed for fish and
wildlife habitat, recreation, undeveloped land, or forest products,
success of vegetation shall be determined on the basis of tree and
shrub stocking and vegetative ground cover.'' This revision will mean
that undeveloped land will be subject to cover and, if applicable,
stocking requirements depending on the vegetation goals for that parcel
of land.
[[Page 13082]]
The cover and stocking requirements of Sec. 816.116(b)(3) are
particularly appropriate criteria for evaluating the revegetation
success of an undeveloped land use area, as they can be used to ensure
the establishment of the seral species, i.e., a community of mixed
grasses, forbs, shrubs and trees, necessary to facilitate natural plant
succession.
4. Section 816.116(b)(3): Shelter Belts
OSM is proposing to further revise Sec. 816.116(b)(3) by removing
shelter belts from among the list of postmining land uses subject to
the success standards of that section. As noted above, Sec.
816.116(b)(3) currently sets forth the success standard conditions for
areas to be developed with an identified postmining land use of fish
and wildlife habitat, recreation, forestry, and shelter belts. The
longstanding problem of including shelter belts among the Sec.
816.116(b)(3) postmining land use areas is that shelter belts are not a
recognized land use, as defined at Sec. 701.5, but rather are
conservation practices used in support of land uses. As such, shelter
belts are better dealt with under our regulations at Sec.
816.116(c)(4) governing the use of normal husbandry practices.
Section 816.116(c)(4) expressly permits the regulatory authority to
allow the use of selective husbandry practices, excluding augmented
seeding, fertilization, or irrigation, provided the regulatory
authority obtains prior approval from the Director that the practices
are normal husbandry practices for the area. This approval would not
extend the period of responsibility for revegetation success and bond
liability if the practices could be expected to continue as part of the
postmining land use, or if discontinuance of the practices after the
liability period expires would not reduce the probability of permanent
revegetation success. In the September 2, 1983, preamble discussion of
Sec. 816.116(c)(4), OSM stated that the approved measures, e.g.,
normal husbandry practices, must be normal conservation practices
within the region for unmined lands having uses similar to the approved
postmining land use of the disturbed area. 48 FR 48140, 40157.
The Natural Resources Conservation Service (NRCS) also considers
shelter belts (also referred to as windbreaks) as conservation
practices, not land uses, and defines them as linear plantings of
single or multiple rows of trees or shrubs or sets of linear plants
(NRCS Field Office Technical Guide (FOTG), Section IV, Conservation
Practice Standard--Windbreak/Shelterbelt Establishment, 380). Some of
the purposes of shelter belts cited by that document include reducing
soil erosion and protecting plants from wind, altering the
microenvironment for enhancing plant growth, managing snow deposition,
providing shelter for structures, livestock, and recreational areas,
and enhancing wildlife habitat by providing travel corridors. From
these cited purposes, it is also clear that the NRCS treats shelter
belts as normal husbandry practices used in support of other land uses
such as cropland, pastureland or recreation; not as land uses
themselves. Another factor supporting the conclusion that shelter belts
are more akin to normal husbandry practices than land uses is that
shelter belts, like normal husbandry practices, require ongoing
maintenance to ensure their functionality, including replacement of
dead trees and shrubs, application of water as needed, thinning and
pruning and application of nutrients.
Nonetheless, the 1979 and 1983 revegetation rules, without
explanation, grouped shelter belts with wildlife, recreation, or forest
uses other than commercial forest land uses in the Sec. 816.117(c)
success standards (44 FR 15311, 15414), and later with fish and
wildlife habitat, recreation and forestry land uses in the Sec.
816.116(b)(3) success standards (48 FR 40152, 40160). Notwithstanding
this inclusion, one theme that ran throughout both those preambles and
final rules, and which supports our proposed deletion of shelter belts
from the Sec. 816.116(b)(3) listed land uses, is that revegetation
success was always to be judged on the effectiveness of the vegetation
for the approved postmining land use. Because shelter belts have never
been included among the land use categories listed in Sec. 701.5,
because shelter belts are defined as conservation practices not land
uses by the NRCS, and because the recognized purpose and ongoing
maintenance requirements of shelter belts are consistent with normal
husbandry practices, we are proposing to remove shelter belts from the
land use areas listed in Sec. 816.116(b)(3). The use of shelter belts
would instead be covered under the normal husbandry practice provision
of Sec. 816.116(c)(4). If the use of shelter belts is necessary in a
given area to achieve the postmining land use, then, in accordance with
the requirements of Sec. 816.116(c)(4), the regulatory authority would
need to identify shelter belts as a normal husbandry practice and
include them in the approved regulatory program under Sec. 732.17.
5. Section 816.116(b)(3)(ii): Tree and Shrub Stocking Standards
OSM is proposing three minor revisions to the way operators may
satisfy existing revegetation success standards for areas developed for
fish and wildlife habitat, recreation, or forest product postmining
land uses. For these postmining land uses, existing Sec.
816.116(b)(3)(ii), commonly referred to as the ``80/60 rule,'' requires
that, at the time of bond release, at least 80 percent of the trees and
shrubs used to determine revegetation success must have been in place
for 60 percent of the applicable minimum period of responsibility. In
addition, the rule requires that trees and shrubs used to determine
revegetation success must have been in place for not less than two
growing seasons.
The response to OSM's 1999 revegetation and reforestation
initiatives highlighted the fact that many mine operators perceived the
80/60 rule as not only being complex and confusing but also subject to
uncertain implementation by State regulatory authorities. Furthermore,
operators often perceived as unnecessarily difficult, costly, and time-
consuming the need, under the 80/60 rule, for determining the length of
time that individual trees and shrubs have been in place. As a result,
in areas of greater than 26 inches of average annual precipitation
(``humid areas'') where mined land could reasonably be reforested, the
need for determining a tree's time in place has proven to be a
significant disincentive for reforestation as operators have
consistently avoided choosing the forestry postmining land use.
Instead, operators tended to choose grazingland or pastureland, not
forestry, in order to avoid application of the tree-counting
requirements of the 80/60 rule.
In areas of less than 26 inches or less of average annual
precipitation (``semi-arid areas'') where the planting of woody shrubs
is often required under the approved postmining land use, the time in
place requirement of the 80/60 rule was seen as posing a somewhat
different problem. In these semi-arid areas, many of the planted or
seeded woody shrub species undergo a continual process called
``suckering,'' by which multiple new aboveground stems are generated
from the initial plant. However, it is not possible to document the
time in place for these new suckers. Therefore, even though the sucker
plant community may be vigorous and expanding, the individual suckers
cannot be counted for purposes of meeting the 80/60 revegetation
success count. Finally, in a related issue, both
[[Page 13083]]
operators and regulatory officials from both the humid and semi-arid
precipitation areas questioned the wisdom of not being able to include
volunteer plants of approved species in the 80/60 revegetation success
count when it cannot be verified that the volunteer plants have been in
place for not less than two growing seasons.
In an effort to address these concerns regarding implementation of
the 80/60 rule, OSM proposes to add four sentences to the end of the
existing language of Sec. 816.116(b)(3)(ii). The first sentence would
effectively eliminate the current potential need under the 80/60 rule
for field verification of the time in place of individual plants.
Instead, operators could document compliance with the 80/60 time-in-
place requirements by comparing records of initial planting and
replanting to the final count of individual plants. More specifically,
the 80/60 time in place requirements could be met when the following
easily documented facts were established: (1) The final field count
shows that the requisite number of plants of approved species are in
place; (2) records show that no woody species has been planted in the
last 3 years of a 5-year responsibility period or 6 years of a 10-year
responsibility period; (3) if replanting has occurred in the last 60%
of the responsibility period, that planting records show that the
number of plants replanted is below 20% of the total acceptable plant
count; and (4) no woody species were planted during the last two years
of the responsibility period. By establishing these facts, we believe
that it is possible to make a numerical assessment of compliance with
the 80/60 rule that is at least as accurate as could be obtained under
the current laborious practice of having to determine the length of
time that individual plants have been in place.
The second and third sentences that OSM is proposing to add to the
existing rule language of Sec. 816.116(b)(3)(ii) would allow volunteer
plants of approved species to be included in the 80/60 revegetation
success count even when it cannot be verified that the volunteers are
more than two years old. We believe this revision is consistent with
section 515(b)(19) of the Act, which requires the operator to establish
vegetation that is ``capable of self-regeneration and plant succession
at least equal in extent of cover to the natural vegetation of the
area.'' These volunteer plants represent either regeneration of species
already present on the reclaimed area or invasion of native species
from adjacent undisturbed areas, which is an indication of plant
succession. Live volunteer plants are as likely to continue to grow and
mature as transplants of the same species that may be little more than
two years old. Therefore, counting the first products of plant
regeneration or invasion is a clear and reasonable indicator of
successful reclamation and an appropriate revision to the 80/60 rule.
OSM hopes that this and the prior revision will work together to
encourage the choice of forestry, rather than grazingland or
pastureland, as a postmining land use.
The fourth sentence that OSM is proposing to add to the existing
rule language of Sec. 816.116(b)(3)(ii) would allow individual suckers
from woody shrubs to be counted as volunteer plants when it is evident
the shrub community is vigorous and expanding. As is the case with
other volunteer plants, OSM believes that counting individual suckers
within a vigorous and expanding shrub community is a reasonable
indicator of successful reclamation and an appropriate revision to the
80/60 rule.
6. Section 816.116(c)(3): Timing of Revegetation Success Measurements
We are proposing a further change to our revegetation regulations
to bring the timing of revegetation success measurements for areas of
26 inches or less of average annual precipitation (``semi-arid areas'')
into line with those for areas of greater than 26 inches of average
annual precipitation (``humid areas''). In OSM's 1979 regulations, the
timing of revegetation success measurements for arid areas at Sec.
816.116(b)(1)(ii) was identical to that for humid areas at Sec.
816.116(b)(1)(i). Both the humid and arid area regulations required
that the revegetation success standards be equaled or exceeded for the
last two consecutive years of the respective 5- and 10-year
responsibility periods. 44 FR 15237, 15413 (March 13, 1979).
Later, in 1983, OSM revised its humid area regulation, redesignated
as Sec. 816.116(c)(2)(i), to require that revegetation success
standards be equaled or exceeded during the growing season of the last
year of the five-year responsibility period, or, if required by the
regulatory authority, during the growing season of the last 2
consecutive years of the responsibility period. We did not, however,
change its arid area regulation at Sec. 816.116(c)(3)(i), which
continued to require that the revegetation success standard be equaled
or exceeded for the last 2 consecutive years of the 10-year
responsibility period. 48 FR 40155, 40160 (September 2, 1983). The 1983
revision requiring revegetation standards in humid areas to be equaled
or exceeded during the growing season of the last year of the
responsibility period was challenged by environmental and citizen
groups. In 1985, the court remanded the challenged revision because the
lack of supporting evidence in the record precluded a determination
that the regulations supported the goals set forth in SMCRA. In Re:
Permanent Surface Mining Regulation Litigation (II), 620 F. Supp. 1519,
1564 (D.D.C. 1985).
In response to that remand, OSM promulgated the current rules at
Sec. 816.116(c)(2)(i) setting forth the periods for measuring
revegetation success for humid areas. 53 FR 34636, 34643 (September 7,
1988). The new regulations required that revegetation success standards
for grazingland, pastureland, or cropland postmining land uses be
equaled or exceeded during any two years of the last five years of the
responsibility period, except the first. In support of this relaxation
from the 1979 ``last 2 consecutive years of the responsibility period''
standard, the 1988 preamble noted that the earlier 1983 preamble had
cited the effect of year-to-year [climatic] variability on crop yields
or other parameters that are highly sensitive to such conditions as
justifying the requirement of two consecutive years of revegetation
success. 48 FR 40155, 40156 (September 2, 1983). Notwithstanding, OSM
reasoned that, relative to grazingland, pastureland, and cropland
postmining land uses in humid areas, ``[m]easurement in nonconsecutive
years avoids unduly penalizing the operator for the negative effects of
climatic variability.'' The 1988 preamble continued that ``OSM * * *
believe[s] that measurement over two years is important to attenuate
the influences of climatic variability, but now realizes that
consecutiveness imposes an unnecessary degree of regulatory rigidity.''
Furthermore, we argued that to require measurement of crop or pasture
yields in the last year of the responsibility period would be an
unnecessary rigid standard given the variability of weather conditions.
53 FR 34640 (September 7, 1988).
The 1988 revision also provided that, for humid areas, the
revegetation success standards for postmining land uses other than
grazingland, pastureland, and cropland, e.g., forest products, fish and
wildlife habitat, etc., be equaled or exceeded during the growing
season of the last year of the responsibility period. Supporting this
relaxation of the 1979 ``last two consecutive years of the
responsibility standard,'' OSM reasoned that with a
[[Page 13084]]
forest ecosystem there exists a positive relationship between time and
vegetative cover. Therefore, OSM concluded that, for forest-type eco-
systems, the last year of the responsibility period would provide an
accurate measurement of revegetation success. 53 FR 34641 (September 7,
1988). These revisions to the timing of revegetation success
measurements for humid areas were not challenged.
The 1988 rulemaking did not, however, address the timing
requirements for arid areas. Accordingly, the regulations for arid
areas continued, as they had since 1979, to require that the
revegetation success standards for all postmining land uses be equaled
or exceeded during at least the last two consecutive years of the 10-
year responsibility period.
After reviewing the 1988 preamble rationale that supported
relaxation of the last two consecutive years requirement for humid
areas, we have not found any persuasive reason why the same rationale
would not equally apply to semi-arid areas. For example, for areas with
postmining land uses other than grazingland, cropland, or pastureland,
e.g., forest products, fish and wildlife habitat, etc., determining
vegetation success requires measurement of vegetative parameters that
are not sensitive to short-term weather variations. With each of the
``other'' land uses, the vegetative measurements done for the last year
of the responsibility period can be reasonably expected to represent
the baseline for vegetative success in future years. This holds true
whether the postmining land uses are located in a humid or arid area.
For all postmining land uses, we believe that it is the uniqueness of
the individual postmining land use and not the relative moisture of the
area in which the land use is located that appropriately determines the
number and spacing of the years for which vegetation success must be
measured.
Accordingly, we are proposing to revise the agency's regulations
for arid areas at Sec. 816.116(c)(3)(i) to comport with its
regulations for humid areas at Sec. 816.116(c)(2)(i). The revised
rules for arid areas would provide that the vegetation parameters
identified in paragraph (b) of that section for grazingland,
pastureland, or cropland shall equal or exceed the approved success
standard during the growing season of any 2 years after year 6 of the
responsibility period. Areas approved for other uses identified in
paragraph (b) of that section would have to equal or exceed the
applicable success standard during the growing season of the last year
of the responsibility period.
Revising the revegetation rules in this manner makes the rigor of
Sec. 816.116(c)(3)(i) for areas receiving 26 inches or less of annual
precipitation, similar to Sec. 816.116(c)(2)(i) for areas receiving
more than 26 inches of annual precipitation. For the sake of further
consistency, we are also proposing to revise our regulations governing
the timing of revegetation success measurement for lands eligible for
remining. Thus, the rules for lands in arid areas at Sec.
816.116(c)(3)(ii) would be revised to comport with those for lands in
humid areas at Sec. 816.116(c)(2)(ii). Both rules would then require
that revegetation standards be met or exceeded during the growing
season of the last year of responsibility period.
III. How Do I Submit Comments on the Proposed Rule?
Electronic or Written Comments: If you submit written comments,
they should be specific, confined to issues pertinent to the proposed
rule, and explain the reason for any recommended change(s). We
appreciate any and all comments, but those most useful and likely to
influenc