Regulation of Prepaid Calling Card Services, 12828-12832 [05-5167]
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12828
§ 320.2
Federal Register / Vol. 70, No. 50 / Wednesday, March 16, 2005 / Proposed Rules
Definitions.
(a) Lacking federal deposit insurance
means the depository institution is not
an insured depository institution as
defined in 12 U.S.C. 1813(c)(2), or is not
an insured credit union, as defined in
section 101 of the Federal Credit Union
Act, 12 U.S.C. 1752.
(b) Depository institution means any
bank or savings association as defined
under 12 U.S.C. 1813, or any credit
union organized and operated according
to the laws of any State, the District of
Columbia, the several territories and
possessions of the United States, the
Panama Canal Zone, or the
Commonwealth of Puerto Rico, which
laws provide for the organization of
credit unions similar in principle and
objectives to federal credit unions.
§ 320.3 Disclosures in periodic statements
and account records.
Depository institutions lacking federal
deposit insurance must include in all
periodic statements of account, on each
signature card, and on each passbook,
certificate of deposit, or similar
instrument evidencing a deposit a
notice disclosing conspicuously that the
institution is not federally insured, and
that if the institution fails, the federal
government does not guarantee that
depositors will get back their money.
For example, a notice would comply
with the requirement if it conspicuously
stated the following: ‘‘[Institution’s
name] is not federally insured. If it fails,
the federal government does not
guarantee that you will get your money
back.’’
§ 320.4 Disclosures in advertising and on
the premises.
Depository institutions lacking federal
deposit insurance must include
conspicuously a notice disclosing that
the institution is not federally insured:
(a) At each location where the
depository institution’s account funds
or deposits are normally received,
including, but not limited to, its
principal place of business, its branches,
its automated teller machines, and
credit union centers, service centers, or
branches servicing more than one credit
union or institution; and
(b) In all advertisements, including,
but not limited to, advertising in print,
electronic, webpage, or broadcast media.
§ 320.5
institution is not federally insured and,
if the institution fails, the federal
government does not guarantee that the
depositor will get back the depositor’s
money.1
47 CFR Chapter I
You may submit comments,
identified by WC Docket No. 05–68, by
any of the following methods:
• Federal Communications
Commission’s Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the
instructions for submitting comments.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
• E-Mail: To get filing instructions,
filers should send an e-mail to
ecfs@fcc.gov, and include the following
words in the body of the message: ‘‘get
form.’’
• U.S. Postal Service Mail: 445 12th
Street, SW., Washington, DC 20554.
• Commercial Overnight Mail: 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• Hand-Delivery or MessengerDelivery: 236 Massachusetts Avenue,
NE., Suite 110, Washington, DC 20002.
For detailed instructions for
submitting comments, other filing
methods, and additional information on
the rulemaking process, see the
‘‘Comment Filing Procedures’’ heading
of the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT: Fred
Campbell, Pricing Policy Division,
Wireline Competition Bureau, via
telephone: (202) 418–1553 or e-mail:
Fred.Campbell@fcc.gov.
[WC Docket No. 05–68; FCC 05–41]
SUPPLEMENTARY INFORMATION:
§ 320.6 Exception for certain depository
institutions.
The requirements of this part do not
apply to any depository institution
lacking federal deposit insurance and
located within the United States that
does not receive initial deposits of less
than $100,000 from individuals who are
citizens or residents of the United
States, other than money received in
connection with any draft or similar
instrument issued to transmit money.
§ 320.7
Enforcement.
Compliance with the requirements of
this part shall be enforced under the
Federal Trade Commission Act, 15
U.S.C. 41 et seq.
By direction of the Commission.
Donald S. Clark,
Secretary.
[FR Doc. 05–5218 Filed 3–15–05; 8:45 am]
BILLING CODE 6750–01–P
FEDERAL COMMUNICATIONS
COMMISSION
Regulation of Prepaid Calling Card
Services
Federal Communications
Commission.
ACTION: Notice of proposed rulemaking.
AGENCY:
SUMMARY: In this Notice of Proposed
Rulemaking (NPRM), the Federal
Communications Commission
(Commission) commences a proceeding
to consider comprehensively the
appropriate classification of and its
jurisdiction over prepaid calling card
services that provide users with the
ability to do more than merely place a
phone call. The Commission also seeks
comment on ways in which it can
ensure that prepaid calling cards
continue to be available at reasonable
rates to soldiers and their families.
DATES: Comments are due on or before
April 15, 2005 and reply comments are
due on or before May 16, 2005.
Disclosure acknowledgment.
Except as provided in § 320.6,
depository institutions lacking federal
deposit insurance are prohibited from
receiving any deposit for the account of
a new or existing depositor unless the
depositor has signed a written
acknowledgment indicating that the
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1 Depository institutions lacking federal deposit
insurance may receive deposits from members who
were depositors before June 19, 1994 without
obtaining a signed written acknowledgment, if the
depository institution followed the procedures set
forth in 12 U.S.C. 1831t(b)(3)(C). If the institution
followed such procedures, the statute does not
require the institution to provide another separate
written acknowledgment to the depositor.
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ADDRESSES:
The
Commission released an Order and
NPRM addressing prepaid calling card
services on February 23, 2005. See
AT&T Corp. Petition for Declaratory
Ruling Regarding Enhanced Prepaid
Calling Card Services; Regulation of
Prepaid Calling Card Services, WC
Docket Nos. 03–133 & 05–68, Order &
Notice of Proposed Rulemaking, FCC
05–41 (rel. Feb. 23, 2005) (Order &
NPRM). This is a summary of the NPRM
portion of the Order & NPRM. Copies of
the Order & NPRM and any
subsequently filed documents in this
matter are or will be available on the
Commission’s Internet site at https://
www.fcc.gov and for public inspection
Monday through Thursday from 8 a.m.
to 4:30 p.m. and Friday from 8 a.m. to
11:30 a.m. at the FCC Reference
Information Center, Portals II, 445 12th
St. SW., Room CY–A257, Washington,
DC 20554. Copies of any such
documents may also be purchased from
the Commission’s copy contractor, Best
Copy and Printing, Inc. (BCPI), Portals
II, 445 12th Street, SW., Room CY–B402,
Washington, DC 20554, telephone (202)
488–5300, facsimile (202) 488–5563,
TTY (202) 488–5562, e-mail
fcc@bcpiweb.com. Accessible formats
(computer diskettes, large print, audio
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recording and Braille) are available to
persons with disabilities by contacting
the Consumer & Governmental Affairs
Bureau, at (202) 418–0531, TTY (202)
418–7365, or at fcc504@fcc.gov.
Background
Prepaid calling cards provide
consumers with the ability to place
long-distance calls without
presubscribing to an interexchange
carrier (IXC) or using a credit card. A
calling card customer typically dials a
number to reach the service provider’s
centralized switching platform and the
platform requests the unique personal
identification number associated with
the card for purposes of verification and
billing. When prompted by the platform,
the customer dials the destination
number and the platform routes the call
to the intended recipient.
To date, calling card services have
been regulated by the Commission as
telecommunications services because
they provide transmission of
information, without a change in form
or content, for a fee directly to the
public. Consistent with this
classification, the Commission requires
carriers to report revenues from prepaid
calling cards on the forms submitted to
the Universal Service Administrative
Company for purposes of universal
service contributions.
Calling cards have been considered
‘‘jurisdictionally mixed’’
telecommunications services because
they enable the caller to make interstate
and intrastate calls. For purposes of
determining the jurisdiction of calling
card calls, the Commission has applied
an ‘‘end-to-end’’ analysis, classifying
long-distance calls as jurisdictionally
interstate or intrastate based on the
endpoints, not the actual path, of each
complete communication. Under the
Commission’s end-to-end analysis,
intrastate access charges apply when
customers use prepaid calling cards to
make interexchange calls that originate
and terminate within the same State,
even if the centralized switching
platform is located in a different State.
In the Order & NPRM, the
Commission held that these same rules
apply to AT&T’s ‘‘enhanced’’ prepaid
calling card service that transmits an
advertisement to the customer during
call setup. AT&T had requested that the
Commission declare that its ‘‘enhanced’’
prepaid calling card service is an
‘‘information service’’ within the
meaning of the Communications Act
and the Commission’s rules, and that
calls between persons in the same State
are jurisdictionally interstate so long as
the prepaid calling card platform
delivering the advertising message is in
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another State. The Commission denied
AT&T’s petition based on its finding
that AT&T’s ‘‘enhanced’’ calling card
service is a telecommunications service
and the location of the calling card
platform used in that service is
irrelevant to the jurisdictional analysis.
On November 22, 2004, prior to
adoption of the Order & NPRM, AT&T
filed an ex parte letter amending its
petition to request an additional ruling
on two new variants of its ‘‘enhanced’’
prepaid calling card service. In the first
variant, rather than immediately
sending the advertising message, the
platform provides the caller with a
series of options other than making a
call (e.g., ‘‘press 1 to learn more about
specials at ABC stores; press 2 to add
minutes to your card’’). AT&T recently
added this type of capability to cards it
offers through a partnership with WalMart Stores, Inc., including an option
for customers to donate minutes to
troops serving overseas. When the
chosen option is completed, or if no
option is chosen, the caller is directed
to dial the destination number and at
that point the platform transmits the
advertising message in the same manner
as the original version of the service.
In the second variant, the service
provided to the customer may be the
same as the service ruled upon in the
Order & NPRM or the variant described
above, but some of the transport is
provided over AT&T’s Internet
backbone using Internet Protocol
technology. AT&T states that these calls
are not dialed on a 1+ basis and
therefore are not covered by the
Commission’s prior determination that
‘‘IP-in-the-middle’’ calls are
telecommunications services, and not
information services. See Petition for
Declaratory Ruling that AT&T’s Phoneto-Phone IP Telephony Services are
Exempt from Access Charges, WC
Docket No. 02–361, Order, 19 FCC Rcd
7457 (2004) (AT&T IP Telephony
Order). According to AT&T, the AT&T
IP Telephony Order is inapplicable
because it was expressly limited to calls
that utilize 1+ dialing.
Discussion
In the Order & NPRM, the
Commission found that AT&T’s original,
‘‘enhanced’’ prepaid calling card service
does not meet the statutory definition of
an information service because: (1)
AT&T does not offer any capability to
the customer with respect to the
advertising message; and (2) the
advertising message is incidental to the
underlying telecommunications service.
We seek comment on how to apply this
analysis to the first variant on AT&T’s
‘‘enhanced’’ calling card service
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described above. Does offering the caller
a menu of options to access information
satisfy the definition of an information
service, or must the information made
available be more integral to the
underlying telecommunications service?
How should we distinguish between
incidental information and information
that is essential to the service? Is there
any evidence that any of these cards are
being marketed as providing a service
other than making telephone calls? Is
there any evidence that customers
purchase these cards for any reason
other than making telephone calls? Is
the customer’s purpose in buying the
card relevant to this inquiry? How
relevant is the frequency with which
customers use any such additional
features? We seek comment on the
manner in which these cards are
marketed, the types of features they
offer, and the frequency with which
customers use those features.
We also seek comment on the extent
to which the use of IP technology to
deliver calls placed using prepaid
calling cards is a relevant factor in
determining its classification under the
Act. In the AT&T IP Telephony Order,
we concluded that an AT&T voice
service utilizing 1+ dialing from a
regular telephone that is converted into
IP format for transport over AT&T’s
network and converted back into analog
format for delivery through local
exchange carrier lines is a
telecommunications service. We stated
that this conclusion applies to all
services that (1) use ordinary customer
premises equipment with no enhanced
functionality, (2) originate and
terminate on the public switched
telephone network, and (3) undergo no
net protocol conversion and provide no
enhanced functionality to end users due
to the provider’s use of IP technology.
Are prepaid calling card services that
use ‘‘IP-in-the-middle’’ and meet these
same criteria also telecommunications
services? Does it matter, as AT&T
argues, whether 1+ dialing or 8YY
dialing is used to originate the call?
AT&T has asserted that other prepaid
calling card providers are using IP to
transport prepaid calling card services
and are treating such calls as
information services. If other providers
are offering such services, are they
treating them as information services? If
so, how are those services similar or
dissimilar to the ‘‘IP-in-the-middle’’
service we classified as a
telecommunications service in the
AT&T IP Telephony Order?
In addition to services similar to the
variants described above, we seek
comment on how we might distinguish
between telecommunications and
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information services for other existing
or potential prepaid calling card
services that incorporate features not
specifically addressed in this item. Are
there other existing prepaid calling
cards that offer capabilities in addition
to the ability to place a phone call?
What capabilities do these other cards
offer, and how are they different from
the prepaid calling cards offered or
proposed by AT&T? In what other ways
is IP technology being used to provide
prepaid calling services? What other
features are relevant to the classification
of any existing or potential prepaid
calling cards?
To the extent the variant services
described by AT&T or other existing or
potential prepaid calling card services
are classified as information services,
they presumably would be subject
solely to Federal jurisdiction. If any
such services are classified as
telecommunications services, we seek
comment on the circumstances, if any,
under which we should assert exclusive
Federal jurisdiction, even if the calls
originate and terminate in the same
State. What factors would be relevant in
deciding whether the Commission
should assert exclusive jurisdiction?
Does the Commission’s recent Vonage
Order have any relevance in this
circumstance? See Vonage Holdings
Corporation Petition for Declaratory
Ruling Concerning an Order of the
Minnesota Public Utilities Commission,
WC Docket No. 03–211, Memorandum
Opinion and Order, FCC 04–267 (rel.
Nov. 12, 2004).
The record developed in the Order &
NPRM proceeding made clear that
prepaid calling cards are a vital
communications tool for members of the
armed services and their families. We
seek comment on whether there are
steps this Commission can take to
ensure that prepaid calling cards
continue to be available to soldiers and
their families at reasonable rates.
Specifically, are there any
circumstances in which soldiers and
their families would be negatively
impacted if prepaid calling cards were
subject to universal service and access
charges? If there would be any such
negative impact, are there steps the
Commission can take, consistent with
the requirements of the
Telecommunications Act of 1934, as
amended, to ameliorate it? In this
respect, would it be within our
authority to exempt calling cards sold at
military exchanges or other military
retails outlets from universal service or
access charges, or within our authority
to forbear from applying such charges?
Even if it is within our authority, is it
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technically feasible for vendors to
differentiate such cards?
Comment Filing Procedures
Pursuant to sections 1.415 and 1.419
of the Commission’s rules, 47 CFR
1.415, 1.419, interested parties may file
comments and reply comments on or
before the dates indicated in the DATES
section of this document. Comments
may be filed using: (1) The
Commission’s Electronic Comment
Filing System (ECFS), (2) the Federal
Government’s eRulemaking Portal, or (3)
by filing paper copies. See Electronic
Filing of Documents in Rulemaking
Proceedings, 63 FR 24121 (1998).
• Electronic Filers: Comments may be
filed electronically using the Internet by
accessing the ECFS: https://www.fcc.gov/
cgb/ecfs/ or the Federal eRulemaking
Portal: https://www.regulations.gov.
Filers should follow the instructions
provided on the Web site for submitting
comments.
• For ECFS filers, if multiple docket
or rulemaking numbers appear in the
caption of this proceeding, filers must
transmit one electronic copy of the
comments for each docket or
rulemaking number referenced in the
caption. In completing the transmittal
screen, filers should include their full
name, U.S. Postal Service mailing
address, and the applicable docket or
rulemaking number. Parties may also
submit an electronic comment by
Internet e-mail. To get filing
instructions, filers should send an email to ecfs@fcc.gov, and include the
following words in the body of the
message: ‘‘get form.’’ A sample form and
directions will be sent in response.
• Paper Filers: Parties who choose to
file by paper must file an original and
four copies of each filing. If more than
one docket or rulemaking number
appears in the caption of this
proceeding, filers must submit two
additional copies for each additional
docket or rulemaking number. Filings
can be sent by hand or messenger
delivery, by commercial overnight
courier, or by first-class or overnight
U.S. Postal Service mail (although we
continue to experience delays in
receiving U.S. Postal Service mail). All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• The Commission’s contractor will
receive hand-delivered or messengerdelivered paper filings for the
Commission’s Secretary at 236
Massachusetts Avenue, NE., Suite 110,
Washington, DC 20002. The filing hours
at this location are 8 a.m. to 7 p.m. All
hand deliveries must be held together
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with rubber bands or fasteners. Any
envelopes must be disposed of before
entering the building.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9300
East Hampton Drive, Capitol Heights,
MD 20743.
• U.S. Postal Service first-class,
Express, and Priority mail must be sent
to 445 12th Street, SW., Washington DC
20554.
People with Disabilities may contact
the FCC to request materials in
accessible formats (braille, large print,
electronic files, audio format, etc.) by email at FCC504@fcc.gov or call the
Consumer & Governmental Affairs
Bureau at 202–418–0531 (voice), 202–
418–7365 (TTY).
Ex Parte Requirements
This matter shall be treated as a
‘‘permit-but-disclose’’ proceeding in
accordance with the Commission’s ex
parte rules. See 47 CFR 1.1200, 1.1206.
Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentations must contain summaries
of the substance of the presentations
and not merely a listing of the subjects
discussed. More than a one or two
sentence description of the views and
arguments presented generally is
required. See 47 CFR 1.1206(b). Other
rules pertaining to oral and written ex
parte presentations in permit-butdisclose proceedings are set forth in
section 1.1206(b) of the Commission’s
rules. 47 CFR 1.1206(b).
Initial Regulatory Flexibility Analysis
As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), 5 U.S.C. 603, the Commission
has prepared this Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
a substantial number of small entities by
the policies and rules proposed in the
NPRM. Written public comments are
requested on this IRFA. Comments must
be identified as responses to the IRFA
and must be filed by the deadlines
indicated in the DATES section of this
document. The Commission will send a
copy of the NPRM and IRFA to the Chief
Counsel for Advocacy of the Small
Business Administration (SBA).
Need for, and Objectives of, the NPRM
In the past, the Commission has
treated prepaid calling cards as
jurisdictionally mixed
telecommunications services subject to
State and Federal regulation. As
companies introduce ‘‘enhanced’’
prepaid calling cards, questions arise as
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to whether these new services should be
subject to the same regulatory treatment.
In the NPRM, the Commission seeks
comment on two types of ‘‘enhanced’’
prepaid calling card services offered or
planned by AT&T as well as other
existing or potential prepaid calling
card services incorporating features that
are not currently addressed by our rules.
Specifically, the Commission seeks
comment on the classification of such
services as telecommunications services
or information services and whether, or
under what circumstances, the
Commission should exercise exclusive
Federal jurisdiction over such services.
The Commission also seeks comment on
whether there are steps it can take to
ensure that prepaid calling cards
continue to be available to soldiers and
their families at reasonable rates.
Legal Basis
This rulemaking action is supported
by sections 4(i), 4(j), 201, 202, 203, and
254 of the Communications Act of 1934,
as amended, 47 U.S.C. 154(i), (j), 201,
202, 203, 254.
Description and Estimate of the Number
of Small Entities to Which the Notice
Will Apply
The RFA, 5 U.S.C. 603, directs
agencies to provide a description of,
and, where feasible, an estimate of the
number of small entities that may be
affected by the proposed rules, if
adopted. The RFA generally defines the
term ‘‘small entity’’ as having the same
meaning as the terms ‘‘small business,’’
‘‘small organization,’’ and ‘‘small
governmental jurisdiction.’’ In addition,
the term ‘‘small business’’ has the same
meaning as the term ‘‘small business
concern’’ under the Small Business Act.
A ‘‘small business concern’’ is one
which: (1) Is independently owned and
operated; (2) is not dominant in its field
of operation; and (3) satisfies any
additional criteria established by the
SBA.
The most reliable source of
information regarding the total numbers
of certain common carrier and related
providers nationwide, as well as the
number of commercial wireless entities,
appears to be the data that the
Commission publishes in its Trends in
Telephone Service report. The SBA has
developed small business size standards
for wireline and wireless small
businesses within the three commercial
census categories of Wired
Telecommunications Carriers, Paging,
and Cellular and Other Wireless
Telecommunications. Under these
categories, a business is small if it has
1,500 or fewer employees. Below, using
the above size standards and others, we
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discuss the total estimated numbers of
small businesses that might be affected
by our actions.
We have included small incumbent
LECs in this present RFA analysis. As
noted above, a ‘‘small business’’ under
the RFA is one that, inter alia, meets the
pertinent small business size standard
(e.g., a telephone communications
business having 1,500 or fewer
employees), and ‘‘is not dominant in its
field of operation.’’ The SBA’s Office of
Advocacy contends that, for RFA
purposes, small incumbent LECs are not
dominant in their field of operation
because any such dominance is not
‘‘national’’ in scope. We have therefore
included small incumbent LECs in this
RFA analysis, although we emphasize
that this RFA action has no effect on
Commission analyses and
determinations in other, non-RFA
contexts.
Wired Telecommunications Carriers:
The SBA has developed a small
business size standard for Wired
Telecommunications Carriers, which
consists of all such companies having
1,500 or fewer employees. According to
Census Bureau data for 1997, there were
2,225 firms in this category, total, that
operated for the entire year. Of this
total, 2,201 firms had employment of
999 or fewer employees, and an
additional 24 firms had employment of
1,000 employees or more. Thus, under
this size standard, the majority of firms
can be considered small.
Local Exchange Carriers: Neither the
Commission nor the SBA has developed
a size standard for small businesses
specifically applicable to local exchange
services. The closest applicable size
standard under SBA rules is for Wired
Telecommunications Carriers. Under
that size standard, such a business is
small if it has 1,500 or fewer employees.
According to Commission data, 1,310
carriers reported that they were
incumbent local exchange service
providers. Of these 1,310 carriers, an
estimated 1,025 have 1,500 or fewer
employees and 285 have more than
1,500 employees. In addition, according
to Commission data, 563 companies
reported that they were engaged in the
provision of either competitive access
provider services or competitive local
exchange carrier services. Of these 563
companies, an estimated 472 have 1,500
or fewer employees and 91 have more
than 1,500 employees. In addition, 37
carriers reported that they were ‘‘Other
Local Exchange Carriers.’’ Of the 37
‘‘Other Local Exchange Carriers,’’ an
estimated 36 have 1,500 or fewer
employees and one has more than 1,500
employees. Consequently, the
Commission estimates that most
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providers of local exchange service,
competitive local exchange service,
competitive access providers, and
‘‘Other Local Exchange Carriers’’ are
small entities that may be affected by
the rules and policies proposed herein.
Telecommunications Resellers: The
SBA has developed a size standard for
a small business within the category of
Telecommunications Resellers. Under
that SBA size standard, such a business
is small if it has 1,500 or fewer
employees. According to Commission
data, 32 companies reported that they
were engaged in the provision of
prepaid calling cards. Of these 32
companies, an estimated 31 have 1,500
or fewer employees and one has more
than 1,500 employees. Consequently,
the Commission estimates that the great
majority of prepaid calling card
providers are small entities that may be
affected by the rules and policies
proposed herein.
Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
In the NPRM, we are seeking
comment on, among other things, the
appropriate classification of certain
prepaid calling card services and the
scope of Federal jurisdiction over such
services. If we determine that particular
prepaid calling card services are
telecommunications services, providers
of any such services that have not
complied with applicable regulatory
requirements in the past would be
subject to additional reporting or
recordkeeping burdens related to those
requirements. If the Commission
determines that it should exercise
exclusive Federal jurisdiction over
prepaid calling card services, any
current reporting and recordkeeping
burdens related to state regulation likely
would be reduced.
Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for small entities; (3) the
use of performance, rather than design,
standards; and (4) an exemption from
coverage of the rule, or any part thereof,
for small entities.
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Federal Register / Vol. 70, No. 50 / Wednesday, March 16, 2005 / Proposed Rules
In this NPRM, the Commission seeks
comment on the classification of
prepaid calling card services, the scope
of Federal jurisdiction over such
services, and whether the Commission
should take steps to ensure that prepaid
calling cards remain affordable to
members of the military and their
families. The Commission’s resolution
of these issues will affect not only small
providers of prepaid cards, but also
small LECs that exchange traffic with
these providers and small IXCs that
compete with these providers. Options
that reduce burdens for one type of
small entity may increase the burden on
another type of small entity. We
therefore seek comment on the types of
burdens small entities could face if the
Commission alters its treatment of
prepaid calling card providers as
proposed in the NPRM. Entities,
especially small businesses, are
encouraged to quantify, if possible, the
costs and benefits of potential reporting,
recordkeeping, and other compliance
requirements. We will consider any
proposals made to minimize significant
economic impact on small entities.
Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
None.
Paperwork Reduction Act
This document does not contain
proposed information collection(s)
subject to the Paperwork Reduction Act
of 1995, Public Law 104–13. In addition,
therefore, it does not contain any new
or modified ‘‘information collection
burden for small business concerns with
fewer than 25 employees,’’ pursuant to
the Small Business Paperwork Relief
Act of 2002, Public Law 107–198, see 44
U.S.C. 3506(c)(4).
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 05–5167 Filed 3–15–05; 8:45 am]
BILLING CODE 6712–01–P?≤
SUMMARY: The Audio Division dismisses
a Petition for Rule Making filed by Call
Communications Group, requesting the
reservation of vacant Channel 239A at
Big Pine Key, Florida for
noncommercial educational use. See 69
FR 43552, July 21, 2004. Call
Communications Group, or no other
party, filed comments supporting the
reservation of vacant Channel 239A at
Big Pine Key for noncommercial
educational use. It is the Commission’s
policy to refrain from making a new
allotment or reservation to a community
absent an expression of interest.
ADDRESSES: Federal Communications
Commission, 445 Twelfth Street, SW.,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT:
Rolanda F. Smith, Media Bureau, (202)
418–2180.
SUPPLEMENTARY INFORMATION: This is a
synopsis of the Commission’s Report
and Order, MB Docket No. 04–248,
adopted March 2, 2005, and released
March 4, 2005. The full text of this
Commission decision is available for
inspection and copying during regular
business hours at the FCC’s Reference
Information Center, Portals II, 445
Twelfth Street, SW., Room CY–A257,
Washington, DC 20554. The complete
text of this decision may also be
purchased from the Commission’s
duplicating contractor, Best Copy and
Printing, Inc., 445 12th Street, SW.,
Room CY–B402, Washington, DC,
20054, telephone 1–800–378–3160 or
www.BCPIWEB.com. This document is
not subject to the Congressional Review
Act. (The Commission, is, therefore, not
required to submit a copy of this Report
and Order to GAO, pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A) because the proposed rule
was dismissed.
Federal Communications Commission.
John A. Karousos,
Assistant Chief, Audio Division, Media
Bureau.
[FR Doc. 05–5169 Filed 3–15–05; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
47 CFR Part 73
[DA 05–566; MB Docket No. 04–248, RM–
10990]
Radio Broadcasting Services; Big Pine
Key, FL
Federal Communications
Commission.
ACTION: Proposed rule; dismissal.
AGENCY:
VerDate jul<14>2003
15:05 Mar 15, 2005
Jkt 205001
[DA 05–577; MB Docket No. 05–88; RM–
11173, RM–11177]
Radio Broadcasting Services; Lost
Hills, Maricopa, and San Luis Obispo,
CA
Federal Communications
Commission.
AGENCY:
PO 00000
Frm 00021
Fmt 4702
Sfmt 4702
ACTION:
Proposed rule.
SUMMARY: The first proposal, filed by
GTM San Luis Obispo, licensee of
Station KLRM(FM), San Luis Obispo,
California, proposes the substitution of
Channel 245B1 for Channel 246B1 at
San Luis Obispo, California, reallotment
of Channel 245B1 from San Luis Obispo
to Lost Hills, California, as its second
local service, and modification of the
Station KLRM(FM) license. The second
proposal, filed by 105 Mountain Air,
Inc. requests the allotment of Channel
245A at Maricopa, California, as its
second local service. Channel 245B1 can
be reallotted to Lost Hills, California in
conformity with the Commission’s
rules, provided there is a site restriction
of 16.6 kilometers (10.3 miles) south at
coordinates 35–28–00 NL and 119–41–
00 WL. Alternatively, Channel 245A can
be allotted to Maricopa, consistent with
the minimum distance separation
requirements of Section 73.207(b) of the
Commission’s rules, provided there is a
site restriction of 2.9 kilometers (1.8
miles) southwest at coordinates 35–02–
41 NL and 119–25–25 WL. In
accordance with the provisions of
Section 1.420(i) of the Commission’s
Rules, we shall not accept competing
expressions of interest pertaining to the
use of Channel 245B1 at Lost Hills.
DATES: Comments must be filed on or
before April 25, 2005, and reply
comments on or before May 10, 2005.
ADDRESSES: Federal Communications
Commission, 445 Twelfth Street, SW.,
Washington, DC 20554. In addition to
filing comments with the FCC,
interested parties should serve the
petitioner, as follows: Lewis J. Paper,
Esq., Andrew S. Kersting, Esq., Counsel,
GTM San Luis Obispo, Dickstein,
Shapiro, Morin & Oshinsky, LLP, 2101
L Street, NW., Washington, DC 20037–
1526 and Robert Eurich, President, 105
Mountain Air, Inc., 7179 N. Van Ness,
Fresno, California 93711.
FOR FURTHER INFORMATION CONTACT:
Rolanda F. Smith, Media Bureau, (202)
418–2180.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rule Making, MB Docket No.
05–88, adopted March 2, 2005, and
released March 4, 2005. The full text of
this Commission decision is available
for inspection and copying during
normal business hours in the
Commission’s Reference Center, 445
Twelfth Street, SW., Washington, DC
20554. The complete text of this
decision may also be purchased from
the Commission’s duplicating
contractor, Best Copy and Printing, Inc.,
445 12th Street, SW., Room CY–B402,
E:\FR\FM\16MRP1.SGM
16MRP1
Agencies
[Federal Register Volume 70, Number 50 (Wednesday, March 16, 2005)]
[Proposed Rules]
[Pages 12828-12832]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-5167]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Chapter I
[WC Docket No. 05-68; FCC 05-41]
Regulation of Prepaid Calling Card Services
AGENCY: Federal Communications Commission.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: In this Notice of Proposed Rulemaking (NPRM), the Federal
Communications Commission (Commission) commences a proceeding to
consider comprehensively the appropriate classification of and its
jurisdiction over prepaid calling card services that provide users with
the ability to do more than merely place a phone call. The Commission
also seeks comment on ways in which it can ensure that prepaid calling
cards continue to be available at reasonable rates to soldiers and
their families.
DATES: Comments are due on or before April 15, 2005 and reply comments
are due on or before May 16, 2005.
ADDRESSES: You may submit comments, identified by WC Docket No. 05-68,
by any of the following methods:
Federal Communications Commission's Web Site: https://
www.fcc.gov/cgb/ecfs/. Follow the instructions for submitting comments.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
E-Mail: To get filing instructions, filers should send an
e-mail to ecfs@fcc.gov, and include the following words in the body of
the message: ``get form.''
U.S. Postal Service Mail: 445 12th Street, SW.,
Washington, DC 20554.
Commercial Overnight Mail: 9300 East Hampton Drive,
Capitol Heights, MD 20743.
Hand-Delivery or Messenger-Delivery: 236 Massachusetts
Avenue, NE., Suite 110, Washington, DC 20002.
For detailed instructions for submitting comments, other filing
methods, and additional information on the rulemaking process, see the
``Comment Filing Procedures'' heading of the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT: Fred Campbell, Pricing Policy
Division, Wireline Competition Bureau, via telephone: (202) 418-1553 or
e-mail: Fred.Campbell@fcc.gov.
SUPPLEMENTARY INFORMATION: The Commission released an Order and NPRM
addressing prepaid calling card services on February 23, 2005. See AT&T
Corp. Petition for Declaratory Ruling Regarding Enhanced Prepaid
Calling Card Services; Regulation of Prepaid Calling Card Services, WC
Docket Nos. 03-133 & 05-68, Order & Notice of Proposed Rulemaking, FCC
05-41 (rel. Feb. 23, 2005) (Order & NPRM). This is a summary of the
NPRM portion of the Order & NPRM. Copies of the Order & NPRM and any
subsequently filed documents in this matter are or will be available on
the Commission's Internet site at https://www.fcc.gov and for public
inspection Monday through Thursday from 8 a.m. to 4:30 p.m. and Friday
from 8 a.m. to 11:30 a.m. at the FCC Reference Information Center,
Portals II, 445 12th St. SW., Room CY-A257, Washington, DC 20554.
Copies of any such documents may also be purchased from the
Commission's copy contractor, Best Copy and Printing, Inc. (BCPI),
Portals II, 445 12th Street, SW., Room CY-B402, Washington, DC 20554,
telephone (202) 488-5300, facsimile (202) 488-5563, TTY (202) 488-5562,
e-mail fcc@bcpiweb.com. Accessible formats (computer diskettes, large
print, audio
[[Page 12829]]
recording and Braille) are available to persons with disabilities by
contacting the Consumer & Governmental Affairs Bureau, at (202) 418-
0531, TTY (202) 418-7365, or at fcc504@fcc.gov.
Background
Prepaid calling cards provide consumers with the ability to place
long-distance calls without presubscribing to an interexchange carrier
(IXC) or using a credit card. A calling card customer typically dials a
number to reach the service provider's centralized switching platform
and the platform requests the unique personal identification number
associated with the card for purposes of verification and billing. When
prompted by the platform, the customer dials the destination number and
the platform routes the call to the intended recipient.
To date, calling card services have been regulated by the
Commission as telecommunications services because they provide
transmission of information, without a change in form or content, for a
fee directly to the public. Consistent with this classification, the
Commission requires carriers to report revenues from prepaid calling
cards on the forms submitted to the Universal Service Administrative
Company for purposes of universal service contributions.
Calling cards have been considered ``jurisdictionally mixed''
telecommunications services because they enable the caller to make
interstate and intrastate calls. For purposes of determining the
jurisdiction of calling card calls, the Commission has applied an
``end-to-end'' analysis, classifying long-distance calls as
jurisdictionally interstate or intrastate based on the endpoints, not
the actual path, of each complete communication. Under the Commission's
end-to-end analysis, intrastate access charges apply when customers use
prepaid calling cards to make interexchange calls that originate and
terminate within the same State, even if the centralized switching
platform is located in a different State.
In the Order & NPRM, the Commission held that these same rules
apply to AT&T's ``enhanced'' prepaid calling card service that
transmits an advertisement to the customer during call setup. AT&T had
requested that the Commission declare that its ``enhanced'' prepaid
calling card service is an ``information service'' within the meaning
of the Communications Act and the Commission's rules, and that calls
between persons in the same State are jurisdictionally interstate so
long as the prepaid calling card platform delivering the advertising
message is in another State. The Commission denied AT&T's petition
based on its finding that AT&T's ``enhanced'' calling card service is a
telecommunications service and the location of the calling card
platform used in that service is irrelevant to the jurisdictional
analysis.
On November 22, 2004, prior to adoption of the Order & NPRM, AT&T
filed an ex parte letter amending its petition to request an additional
ruling on two new variants of its ``enhanced'' prepaid calling card
service. In the first variant, rather than immediately sending the
advertising message, the platform provides the caller with a series of
options other than making a call (e.g., ``press 1 to learn more about
specials at ABC stores; press 2 to add minutes to your card''). AT&T
recently added this type of capability to cards it offers through a
partnership with Wal-Mart Stores, Inc., including an option for
customers to donate minutes to troops serving overseas. When the chosen
option is completed, or if no option is chosen, the caller is directed
to dial the destination number and at that point the platform transmits
the advertising message in the same manner as the original version of
the service.
In the second variant, the service provided to the customer may be
the same as the service ruled upon in the Order & NPRM or the variant
described above, but some of the transport is provided over AT&T's
Internet backbone using Internet Protocol technology. AT&T states that
these calls are not dialed on a 1+ basis and therefore are not covered
by the Commission's prior determination that ``IP-in-the-middle'' calls
are telecommunications services, and not information services. See
Petition for Declaratory Ruling that AT&T's Phone-to-Phone IP Telephony
Services are Exempt from Access Charges, WC Docket No. 02-361, Order,
19 FCC Rcd 7457 (2004) (AT&T IP Telephony Order). According to AT&T,
the AT&T IP Telephony Order is inapplicable because it was expressly
limited to calls that utilize 1+ dialing.
Discussion
In the Order & NPRM, the Commission found that AT&T's original,
``enhanced'' prepaid calling card service does not meet the statutory
definition of an information service because: (1) AT&T does not offer
any capability to the customer with respect to the advertising message;
and (2) the advertising message is incidental to the underlying
telecommunications service. We seek comment on how to apply this
analysis to the first variant on AT&T's ``enhanced'' calling card
service described above. Does offering the caller a menu of options to
access information satisfy the definition of an information service, or
must the information made available be more integral to the underlying
telecommunications service? How should we distinguish between
incidental information and information that is essential to the
service? Is there any evidence that any of these cards are being
marketed as providing a service other than making telephone calls? Is
there any evidence that customers purchase these cards for any reason
other than making telephone calls? Is the customer's purpose in buying
the card relevant to this inquiry? How relevant is the frequency with
which customers use any such additional features? We seek comment on
the manner in which these cards are marketed, the types of features
they offer, and the frequency with which customers use those features.
We also seek comment on the extent to which the use of IP
technology to deliver calls placed using prepaid calling cards is a
relevant factor in determining its classification under the Act. In the
AT&T IP Telephony Order, we concluded that an AT&T voice service
utilizing 1+ dialing from a regular telephone that is converted into IP
format for transport over AT&T's network and converted back into analog
format for delivery through local exchange carrier lines is a
telecommunications service. We stated that this conclusion applies to
all services that (1) use ordinary customer premises equipment with no
enhanced functionality, (2) originate and terminate on the public
switched telephone network, and (3) undergo no net protocol conversion
and provide no enhanced functionality to end users due to the
provider's use of IP technology. Are prepaid calling card services that
use ``IP-in-the-middle'' and meet these same criteria also
telecommunications services? Does it matter, as AT&T argues, whether 1+
dialing or 8YY dialing is used to originate the call? AT&T has asserted
that other prepaid calling card providers are using IP to transport
prepaid calling card services and are treating such calls as
information services. If other providers are offering such services,
are they treating them as information services? If so, how are those
services similar or dissimilar to the ``IP-in-the-middle'' service we
classified as a telecommunications service in the AT&T IP Telephony
Order?
In addition to services similar to the variants described above, we
seek comment on how we might distinguish between telecommunications and
[[Page 12830]]
information services for other existing or potential prepaid calling
card services that incorporate features not specifically addressed in
this item. Are there other existing prepaid calling cards that offer
capabilities in addition to the ability to place a phone call? What
capabilities do these other cards offer, and how are they different
from the prepaid calling cards offered or proposed by AT&T? In what
other ways is IP technology being used to provide prepaid calling
services? What other features are relevant to the classification of any
existing or potential prepaid calling cards?
To the extent the variant services described by AT&T or other
existing or potential prepaid calling card services are classified as
information services, they presumably would be subject solely to
Federal jurisdiction. If any such services are classified as
telecommunications services, we seek comment on the circumstances, if
any, under which we should assert exclusive Federal jurisdiction, even
if the calls originate and terminate in the same State. What factors
would be relevant in deciding whether the Commission should assert
exclusive jurisdiction? Does the Commission's recent Vonage Order have
any relevance in this circumstance? See Vonage Holdings Corporation
Petition for Declaratory Ruling Concerning an Order of the Minnesota
Public Utilities Commission, WC Docket No. 03-211, Memorandum Opinion
and Order, FCC 04-267 (rel. Nov. 12, 2004).
The record developed in the Order & NPRM proceeding made clear that
prepaid calling cards are a vital communications tool for members of
the armed services and their families. We seek comment on whether there
are steps this Commission can take to ensure that prepaid calling cards
continue to be available to soldiers and their families at reasonable
rates. Specifically, are there any circumstances in which soldiers and
their families would be negatively impacted if prepaid calling cards
were subject to universal service and access charges? If there would be
any such negative impact, are there steps the Commission can take,
consistent with the requirements of the Telecommunications Act of 1934,
as amended, to ameliorate it? In this respect, would it be within our
authority to exempt calling cards sold at military exchanges or other
military retails outlets from universal service or access charges, or
within our authority to forbear from applying such charges? Even if it
is within our authority, is it technically feasible for vendors to
differentiate such cards?
Comment Filing Procedures
Pursuant to sections 1.415 and 1.419 of the Commission's rules, 47
CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated in the DATES section of this
document. Comments may be filed using: (1) The Commission's Electronic
Comment Filing System (ECFS), (2) the Federal Government's eRulemaking
Portal, or (3) by filing paper copies. See Electronic Filing of
Documents in Rulemaking Proceedings, 63 FR 24121 (1998).
Electronic Filers: Comments may be filed electronically
using the Internet by accessing the ECFS: https://www.fcc.gov/cgb/ecfs/ or the Federal eRulemaking Portal: https://www.regulations.gov. Filers
should follow the instructions provided on the Web site for submitting
comments.
For ECFS filers, if multiple docket or rulemaking numbers
appear in the caption of this proceeding, filers must transmit one
electronic copy of the comments for each docket or rulemaking number
referenced in the caption. In completing the transmittal screen, filers
should include their full name, U.S. Postal Service mailing address,
and the applicable docket or rulemaking number. Parties may also submit
an electronic comment by Internet e-mail. To get filing instructions,
filers should send an e-mail to ecfs@fcc.gov, and include the following
words in the body of the message: ``get form.'' A sample form and
directions will be sent in response.
Paper Filers: Parties who choose to file by paper must
file an original and four copies of each filing. If more than one
docket or rulemaking number appears in the caption of this proceeding,
filers must submit two additional copies for each additional docket or
rulemaking number. Filings can be sent by hand or messenger delivery,
by commercial overnight courier, or by first-class or overnight U.S.
Postal Service mail (although we continue to experience delays in
receiving U.S. Postal Service mail). All filings must be addressed to
the Commission's Secretary, Office of the Secretary, Federal
Communications Commission.
The Commission's contractor will receive hand-delivered or
messenger-delivered paper filings for the Commission's Secretary at 236
Massachusetts Avenue, NE., Suite 110, Washington, DC 20002. The filing
hours at this location are 8 a.m. to 7 p.m. All hand deliveries must be
held together with rubber bands or fasteners. Any envelopes must be
disposed of before entering the building.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9300 East Hampton
Drive, Capitol Heights, MD 20743.
U.S. Postal Service first-class, Express, and Priority
mail must be sent to 445 12th Street, SW., Washington DC 20554.
People with Disabilities may contact the FCC to request materials
in accessible formats (braille, large print, electronic files, audio
format, etc.) by e-mail at FCC504@fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202-418-0531 (voice), 202-418-7365
(TTY).
Ex Parte Requirements
This matter shall be treated as a ``permit-but-disclose''
proceeding in accordance with the Commission's ex parte rules. See 47
CFR 1.1200, 1.1206. Persons making oral ex parte presentations are
reminded that memoranda summarizing the presentations must contain
summaries of the substance of the presentations and not merely a
listing of the subjects discussed. More than a one or two sentence
description of the views and arguments presented generally is required.
See 47 CFR 1.1206(b). Other rules pertaining to oral and written ex
parte presentations in permit-but-disclose proceedings are set forth in
section 1.1206(b) of the Commission's rules. 47 CFR 1.1206(b).
Initial Regulatory Flexibility Analysis
As required by the Regulatory Flexibility Act of 1980, as amended
(RFA), 5 U.S.C. 603, the Commission has prepared this Initial
Regulatory Flexibility Analysis (IRFA) of the possible significant
economic impact on a substantial number of small entities by the
policies and rules proposed in the NPRM. Written public comments are
requested on this IRFA. Comments must be identified as responses to the
IRFA and must be filed by the deadlines indicated in the DATES section
of this document. The Commission will send a copy of the NPRM and IRFA
to the Chief Counsel for Advocacy of the Small Business Administration
(SBA).
Need for, and Objectives of, the NPRM
In the past, the Commission has treated prepaid calling cards as
jurisdictionally mixed telecommunications services subject to State and
Federal regulation. As companies introduce ``enhanced'' prepaid calling
cards, questions arise as
[[Page 12831]]
to whether these new services should be subject to the same regulatory
treatment. In the NPRM, the Commission seeks comment on two types of
``enhanced'' prepaid calling card services offered or planned by AT&T
as well as other existing or potential prepaid calling card services
incorporating features that are not currently addressed by our rules.
Specifically, the Commission seeks comment on the classification of
such services as telecommunications services or information services
and whether, or under what circumstances, the Commission should
exercise exclusive Federal jurisdiction over such services. The
Commission also seeks comment on whether there are steps it can take to
ensure that prepaid calling cards continue to be available to soldiers
and their families at reasonable rates.
Legal Basis
This rulemaking action is supported by sections 4(i), 4(j), 201,
202, 203, and 254 of the Communications Act of 1934, as amended, 47
U.S.C. 154(i), (j), 201, 202, 203, 254.
Description and Estimate of the Number of Small Entities to Which the
Notice Will Apply
The RFA, 5 U.S.C. 603, directs agencies to provide a description
of, and, where feasible, an estimate of the number of small entities
that may be affected by the proposed rules, if adopted. The RFA
generally defines the term ``small entity'' as having the same meaning
as the terms ``small business,'' ``small organization,'' and ``small
governmental jurisdiction.'' In addition, the term ``small business''
has the same meaning as the term ``small business concern'' under the
Small Business Act. A ``small business concern'' is one which: (1) Is
independently owned and operated; (2) is not dominant in its field of
operation; and (3) satisfies any additional criteria established by the
SBA.
The most reliable source of information regarding the total numbers
of certain common carrier and related providers nationwide, as well as
the number of commercial wireless entities, appears to be the data that
the Commission publishes in its Trends in Telephone Service report. The
SBA has developed small business size standards for wireline and
wireless small businesses within the three commercial census categories
of Wired Telecommunications Carriers, Paging, and Cellular and Other
Wireless Telecommunications. Under these categories, a business is
small if it has 1,500 or fewer employees. Below, using the above size
standards and others, we discuss the total estimated numbers of small
businesses that might be affected by our actions.
We have included small incumbent LECs in this present RFA analysis.
As noted above, a ``small business'' under the RFA is one that, inter
alia, meets the pertinent small business size standard (e.g., a
telephone communications business having 1,500 or fewer employees), and
``is not dominant in its field of operation.'' The SBA's Office of
Advocacy contends that, for RFA purposes, small incumbent LECs are not
dominant in their field of operation because any such dominance is not
``national'' in scope. We have therefore included small incumbent LECs
in this RFA analysis, although we emphasize that this RFA action has no
effect on Commission analyses and determinations in other, non-RFA
contexts.
Wired Telecommunications Carriers: The SBA has developed a small
business size standard for Wired Telecommunications Carriers, which
consists of all such companies having 1,500 or fewer employees.
According to Census Bureau data for 1997, there were 2,225 firms in
this category, total, that operated for the entire year. Of this total,
2,201 firms had employment of 999 or fewer employees, and an additional
24 firms had employment of 1,000 employees or more. Thus, under this
size standard, the majority of firms can be considered small.
Local Exchange Carriers: Neither the Commission nor the SBA has
developed a size standard for small businesses specifically applicable
to local exchange services. The closest applicable size standard under
SBA rules is for Wired Telecommunications Carriers. Under that size
standard, such a business is small if it has 1,500 or fewer employees.
According to Commission data, 1,310 carriers reported that they were
incumbent local exchange service providers. Of these 1,310 carriers, an
estimated 1,025 have 1,500 or fewer employees and 285 have more than
1,500 employees. In addition, according to Commission data, 563
companies reported that they were engaged in the provision of either
competitive access provider services or competitive local exchange
carrier services. Of these 563 companies, an estimated 472 have 1,500
or fewer employees and 91 have more than 1,500 employees. In addition,
37 carriers reported that they were ``Other Local Exchange Carriers.''
Of the 37 ``Other Local Exchange Carriers,'' an estimated 36 have 1,500
or fewer employees and one has more than 1,500 employees. Consequently,
the Commission estimates that most providers of local exchange service,
competitive local exchange service, competitive access providers, and
``Other Local Exchange Carriers'' are small entities that may be
affected by the rules and policies proposed herein.
Telecommunications Resellers: The SBA has developed a size standard
for a small business within the category of Telecommunications
Resellers. Under that SBA size standard, such a business is small if it
has 1,500 or fewer employees. According to Commission data, 32
companies reported that they were engaged in the provision of prepaid
calling cards. Of these 32 companies, an estimated 31 have 1,500 or
fewer employees and one has more than 1,500 employees. Consequently,
the Commission estimates that the great majority of prepaid calling
card providers are small entities that may be affected by the rules and
policies proposed herein.
Description of Projected Reporting, Recordkeeping, and Other Compliance
Requirements
In the NPRM, we are seeking comment on, among other things, the
appropriate classification of certain prepaid calling card services and
the scope of Federal jurisdiction over such services. If we determine
that particular prepaid calling card services are telecommunications
services, providers of any such services that have not complied with
applicable regulatory requirements in the past would be subject to
additional reporting or recordkeeping burdens related to those
requirements. If the Commission determines that it should exercise
exclusive Federal jurisdiction over prepaid calling card services, any
current reporting and recordkeeping burdens related to state regulation
likely would be reduced.
Steps Taken To Minimize Significant Economic Impact on Small Entities,
and Significant Alternatives Considered
The RFA requires an agency to describe any significant alternatives
that it has considered in reaching its proposed approach, which may
include the following four alternatives (among others): (1) The
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance or reporting requirements under the rule for small entities;
(3) the use of performance, rather than design, standards; and (4) an
exemption from coverage of the rule, or any part thereof, for small
entities.
[[Page 12832]]
In this NPRM, the Commission seeks comment on the classification of
prepaid calling card services, the scope of Federal jurisdiction over
such services, and whether the Commission should take steps to ensure
that prepaid calling cards remain affordable to members of the military
and their families. The Commission's resolution of these issues will
affect not only small providers of prepaid cards, but also small LECs
that exchange traffic with these providers and small IXCs that compete
with these providers. Options that reduce burdens for one type of small
entity may increase the burden on another type of small entity. We
therefore seek comment on the types of burdens small entities could
face if the Commission alters its treatment of prepaid calling card
providers as proposed in the NPRM. Entities, especially small
businesses, are encouraged to quantify, if possible, the costs and
benefits of potential reporting, recordkeeping, and other compliance
requirements. We will consider any proposals made to minimize
significant economic impact on small entities.
Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
None.
Paperwork Reduction Act
This document does not contain proposed information collection(s)
subject to the Paperwork Reduction Act of 1995, Public Law 104-13. In
addition, therefore, it does not contain any new or modified
``information collection burden for small business concerns with fewer
than 25 employees,'' pursuant to the Small Business Paperwork Relief
Act of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4).
Federal Communications Commission.
Marlene H. Dortch,
Secretary.
[FR Doc. 05-5167 Filed 3-15-05; 8:45 am]
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