Fire Protection Program-Post-Fire Operator Manual Actions Draft Regulatory Guide: Issuance, Availability, 10901-10917 [05-4314]
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10901
Proposed Rules
Federal Register
Vol. 70, No. 43
Monday, March 7, 2005
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
RIN 3150 AH–54
Fire Protection Program—Post-Fire
Operator Manual Actions Draft
Regulatory Guide: Issuance,
Availability
U.S. Nuclear Regulatory
Commission.
ACTION: Proposed rule and Issuance of
Draft Regulatory Guide.
AGENCY:
SUMMARY: The Nuclear Regulatory
Commission (NRC) proposes to amend
its fire protection regulations for nuclear
power facilities operating prior to
January 1, 1979. The amendment would
allow nuclear power plant licensees to
use manual actions by plant operators as
an alternative method to achieve hot
shutdown conditions in the event of
fires in certain plant areas, provided
that the actions are evaluated against
specified criteria and determined to be
acceptable and that fire detectors and an
automatic fire suppression system are
provided in the fire area. The
Commission believes that the proposed
action would provide realistically
conservative regulatory acceptance
criteria for operator manual actions to
achieve and maintain hot shutdown
condition.
The NRC is also proposing and
requesting comments on a draft
regulatory guide to support this
proposed rulemaking. The NRC has
developed the Regulatory Guide Series
to describe and make available to the
public such information as methods that
are acceptable to the NRC staff for
implementing specific parts of the
NRC’s regulations, techniques that the
staff uses in evaluating specific
problems or postulated accidents, and
data that the staff needs in its review of
applications for permits and licenses.
The draft regulatory guide, entitled
‘‘Demonstrating the Feasibility and
Reliability of Operator Manual Actions
in Response to Fire,’’ is temporarily
13:58 Mar 04, 2005
Submit comments on the
proposed rule and the draft regulatory
guide by May 23, 2005. Submit
comments specific to the information
collection aspects of this rule by April
6, 2005. Comments received after these
dates will be considered if it is practical
to do so, but assurance of consideration
cannot be given to comments received
after these dates.
DATES:
10 CFR Part 50
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identified by its task number, DG–1136,
which should be mentioned in all
related correspondence. This proposed
regulatory guide offers guidance for
NRC licensees and applicants to use in
implementing the feasibility and
reliability criteria that the staff
developed for post-fire operator manual
actions.
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You may submit comments
on the proposed rule by any one of the
following methods. Please include the
following number RIN 3150 AH–54 and/
or DG–1136 in the subject line of your
comments. Comments on the
rulemakings or the draft regulatory
guide submitted in writing or in
electronic form will be made available
for public inspection. Because your
comments will not be edited to remove
any identifying or contact information,
the NRC cautions you against including
any information in your submission that
you do not want publicly disclosed.
Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If
you do not receive a reply e-mail
confirming that we have received your
comments, contact us directly at (301)
415–1966. You may also submit
comments via the NRC’s rulemaking
Web site at https://ruleforum.llnl.gov.
This site provides the capability to
upload comments as files (any format),
if your web browser supports that
function.
Address questions about our
rulemaking website to Carol Gallagher
(301) 415–5905; e-mail cag@nrc.gov.
Comments can also be submitted via the
Federal Rulemaking Portal https://
www.regulations.gov.
Hand deliver comments to: 11555
Rockville Pike, Rockville, Maryland
20852, between 7:30 am and 4:15 pm
Federal workdays. (Telephone (301)
415–1966).
ADDRESSES:
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Fax comments to: Secretary, U.S.
Nuclear Regulatory Commission at (301)
415–1101.
Publicly available documents related
to this rulemaking may be viewed
electronically on the public computers
located at the NRC’s Public Document
Room (PDR), O1 F21, One White Flint
North, 11555 Rockville Pike, Rockville,
Maryland. The PDR reproduction
contractor will copy documents for a
fee. Selected documents, including
comments, may be viewed and
downloaded electronically via the NRC
rulemaking Web site at https://
ruleforum.llnl.gov.
Publicly available documents created
or received at the NRC after November
1, 1999, are available electronically at
the NRC’s Electronic Reading Room at
https://www.nrc.gov/reading-rm/
adams.html. From this site, the public
can gain entry into the NRC’s
Agencywide Documents Access and
Management System (ADAMS), which
provides text and image files of NRC’s
public documents. Electronic copies of
Draft Regulatory Guide DG–1136 are
available in ADAMS at https://
www.nrc.gov/reading-rm/adams.html,
under Accession #ML050350359. Note,
however, that the NRC has temporarily
suspended public access to ADAMS so
that the agency can complete security
reviews of publicly available documents
and remove potentially sensitive
information. Please check the NRC’s
Web site for updates concerning the
resumption of public access to ADAMS.
If you do not have access to ADAMS or
if there are problems in accessing the
documents located in ADAMS, contact
the NRC Public Document Room (PDR)
Reference staff at 1–800–397–4209, 301–
415–4737 or by email to pdr@nrc.gov.
Electronic copies of Draft Regulatory
Guide DG–1136 are also available
through the NRC’s public Web site
under Draft Regulatory Guides in the
Regulatory Guides document collection
of the NRC’s Electronic Reading Room
at https://www.nrc.gov/reading-rm/doccollections/.
You may submit comments on the
information collections by the methods
indicated in the Paperwork Reduction
Act Statement.
FOR FURTHER INFORMATION CONTACT:
David T. Diec, 301–415–2834,
dtd@nrc.gov or Alexander Klein, 301–
415–3477, ark1@nrc.gov.
SUPPLEMENTARY INFORMATION:
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I. Background
II. Rulemaking Initiation
III. Proposed Action
A. Operator Manual Actions Alternative
B. Addition of Paragraph III.P, Operator
Manual Actions Acceptance Criteria
C. Response to Stakeholder Comments on
Operator Manual Action Acceptance
Criteria
IV. Interim Enforcement Discretion Policy
V. Section-by-Section Analysis of
Substantive Changes
VI. Plain Language
VII. Voluntary Consensus Standards
VIII. Finding of No Significant
Environmental Impact: Environmental
Assessment
IX. Paperwork Reduction Act Statement
X. Regulatory Analysis
XI. Regulatory Flexibility Certification
XII. Backfit Analysis
I. Background
Section 50.48, Fire protection,
requires each operating power plant to
have a fire protection plan that satisfies
Criterion 3 of Appendix A to 10 CFR
part 50. Criterion 3 requires structures,
systems, and components important to
safety to be designed and located to
minimize, consistent with other safety
requirements, the probability and effect
of fires and explosions. The specific fire
protection requirements for safe
shutdown capability of a plant are
further discussed in paragraph G of
Section III of Appendix R to 10 CFR part
50. The more specific § 50.48 and
Appendix R requirements were added
following a significant fire that occurred
in 1975 at the Browns Ferry Nuclear
Plant. The fire damaged control,
instrumentation, and power cables for
redundant trains of equipment
necessary for safe shutdown.
In response to the fire, an NRC
investigation found that the
independence of redundant equipment
at Browns Ferry was negated by a lack
of adequate separation between cables
for redundant trains of safety
equipment. The investigators
subsequently recommended that a
suitable combination of electrical
isolation, physical distance, fire
barriers, and sprinkler systems should
be used to maintain the independence
of redundant safety equipment. In
response to these recommendations, the
NRC interacted with stakeholders for
several years to identify and implement
necessary plant fire protection
improvements. In 1980, NRC
promulgated § 50.48 to establish fire
protection requirements and Appendix
R to 10 CFR part 50 for certain generic
fire protection program issues,
including paragraph III.G, fire
protection of safe shutdown capability.
The requirements for separation of
cables and equipment associated with
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redundant hot shutdown trains were
promulgated in paragraph III.G.2.
Paragraph III.G.2 of Appendix R
requires that cables and equipment of
redundant trains of safety systems in the
same fire area be separated by either:
a. A 3-hour fire barrier, or
b. A horizontal distance of more than
20 feet with no intervening
combustibles in conjunction with fire
detectors and an automatic fire
suppression system, or
c. A 1-hour fire barrier combined with
fire detectors and an automatic fire
suppression system.
Appendix R applies to only those
licensees who received operating
licenses before January 1, 1979. Plants
licensed after January 1, 1979, are not
required to meet Appendix R. These
plants were licensed to meet Branch
Technical Position CMEB 9.5–1,
‘‘Guidelines for Fire Protection for
Nuclear Power Plants,’’ that contains
criteria similar to the Appendix R
requirements. Specific licensing basis
information for these plants is usually
contained in license conditions issued
at time of licensing.
Because the rule was to apply to
facilities which were already built, the
NRC knew that compliance with various
parts of Appendix R might be difficult
at some facilities. Accordingly, the NRC
included a provision which allowed
licensees to submit alternative
acceptable methods for protecting
redundant equipment for NRC review
and approval through an exemption
process. During implementation of the
Appendix R requirements, the NRC
reviewed and approved a large number
of exemptions for 60 licensees who
proposed alternative acceptable
methods of compliance in various areas,
including numerous exemptions from
paragraph III.G.2.
In the early 1990s, generic problems
arose with Thermolag 1 fire barriers,
which many licensees were using to
comply with paragraph III.G.2 of
Appendix R. Licensees were ultimately
required to replace Thermolag material
with other fire barriers. Several years
later, fire protection inspectors began to
notice that many licensees had not
upgraded or replaced Thermolag fire
barrier material (or had not otherwise
provided the required separation
distance between redundant safety
trains) used to satisfy the paragraph
1 Thermolag is a brand-name for a particular type
of material used to construct fire barriers typically
for protecting electrical conduits and cable trays. In
the early 1990’s, issues arose regarding the testing
and qualification process used for this material. It
was determined that barriers made of this material
would not provide protection for the required
periods of time.
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III.G.2 criteria. Some licensees
compensated by relying on operator
manual actions 2 which were not
reviewed and approved by the NRC
through the § 50.12 exemption process.
Currently, operator manual actions are
not an alternative specified in paragraph
III.G.2 of Appendix R. However, such
actions may be an acceptable means of
achieving hot shutdown in the event of
a fire under certain conditions.
In 2002, the NRC met with nuclear
power plant licensees and informed
them that the use of unapproved manual
actions was not in compliance with
paragraph III.G.2. During a meeting on
June 20, 2002, the Nuclear Energy
Institute representative stated that there
was widespread use of operator manual
actions throughout the industry based
on the industry’s understanding of past
practice and existing NRC guidance.
The industry representative also stated
that licensees’ use of unapproved
manual actions had become prevalent
even before the concerns arose with
Thermolag material. Subsequent to the
public meeting, the NRC developed
criteria for inspectors to use in assessing
the safety significance of violations
resulting from licensee use of
unapproved operator manual actions.
The criteria were based on past practice
and experience by NRC inspectors when
reviewing operator manual actions used
to comply with Appendix R, paragraph
III.G.3, on alternate reactor shutdown
capability. Licensees were familiar with
these criteria through their interactions
with the NRC staff during the
implementation of the NRC inspection
process. These criteria were issued in
the revision to Inspection Procedure
71111.05 in March 2003. While
unapproved operator manual actions are
still violations, those actions that meet
the interim criteria are viewed to have
low or no safety significance.
II. Rulemaking Initiation
Instead of continuing the current
practice of requiring all noncompliant
licensees to submit individual
exemption requests for staff review to
determine if their operator manual
actions are acceptable, the Commission
believes that amending Appendix R to
10 CFR part 50 would be the most
orderly and efficient way to provide an
option for licensees to utilize acceptable
operator manual actions in lieu of the
separation or barrier requirements in
paragraph III.G.2. In this way the NRC
2 Operator manual actions are an integrated set of
actions needed to ensure that a redundant train of
systems necessary to achieve and maintain hot
shutdown conditions located within the same fire
area outside the primary containment is free of fire
damage.
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would codify conservative acceptance
criteria for licensees to use in evaluating
operator manual actions to ensure that
the actions were both feasible and
reliable. These criteria would maintain
safety by ensuring that licensees
perform thorough evaluations of the
operator manual actions comparable to
evaluations a licensee would provide to
NRC for review and approval of an
exemption request.
The NRC staff developed a
rulemaking plan (SECY–03–0100) and
the Commission approved the staff plan
on September 12, 2003. The rule change
would revise 10 CFR part 50, Appendix
R, paragraph III.G.2 to allow licensees to
implement acceptable operator manual
actions after documenting that the
actions met the regulatory acceptance
criteria. Through the established Reactor
Oversight Process (ROP), the NRC will
continue to inspect licensees’
methodologies for achieving and
maintaining hot shutdown conditions in
accordance with the requirements set
forth in paragraph III.G.2 of Appendix R
to 10 CFR part 50. The NRC fire
protection inspectors will verify that the
licensees’ operator manual actions met
the NRC acceptance criteria and will
evaluate the licensees’ analyses,
procedures and training,
implementation, and demonstration of
operator manual actions to ensure the
licensees have adequately demonstrated
the feasibility and reliability of manual
actions.
III. Proposed Action
The Commission proposes to allow
the use of operator manual actions
coincident with fire detectors and an
automatic fire suppression system as an
additional alternative method for
compliance with paragraphs III.G.2(a),
(b) or (c) of Appendix R.3 The
Commission has determined that
implementing any one of the
alternatives in paragraph III.G.2 will
provide reasonable assurance that at
least one method for achieving and
maintaining the hot shutdown condition
will remain available during and after a
3 The requirements in Appendix R are applicable
only to licensees who received operating licenses
before January 1, 1979. Post-January 1, 1979,
licensees were licensed to meet GDC–3, § 50.48(a),
and Branch Technical Position CMEB 9.5–1, which
contain criteria that are similar to the Appendix R
requirements. Post-January 1, 1979 licensees who
use operator manual actions without NRC approval
may or may not be in compliance with applicable
fire protection requirements. Compliance depends
on the specific licensing commitments (usually
specified in license conditions for these licensees),
the change control process, and how the change
was justified and analyzed to demonstrate that the
operator manual actions are feasible and reliable
and thus do not adversely affect the ability to
achieve or maintain safe shutdown.
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postulated fire anywhere in the plant.
The Commission proposes to add a new
paragraph G.2.c–1 and a paragraph P to
section III of Appendix R to 10 CFR part
50. The new paragraph G.2.c–1 would
establish operator manual actions, in
conjunction with fire detectors and an
automatic fire suppression system, as a
fourth compliance option with
paragraphs III.G.2(a), (b) or (c), provided
that the operator manual actions satisfy
the acceptance criteria in the new
paragraph P. The new paragraph P
would define operator manual actions
and set forth the required acceptance
criteria which must be met before a
licensee could use operator manual
actions outside the containment to
comply with paragraph III.G.2 of
Appendix R. Compliance with these
acceptance criteria is necessary to
provide reasonable assurance of the
feasibility and the reliability of the
operator manual actions.
A. Operator Manual Actions Alternative
The Commission proposes to add a
new paragraph c–1 to paragraph III.G.2
of 10 CFR part 50 to codify the use of
operator manual actions in conjunction
with fire detectors and an automatic fire
suppression system, as an additional
alternative compliance method.
Implementing any of the alternatives in
paragraph III.G.2 will provide
reasonable assurance that at least one
method for achieving and maintaining
the reactor in a hot shutdown condition
will remain available during and after a
postulated fire. The basis for this
determination is provided below.
The Commission’s fire protection
requirements constitute a defense-indepth approach to protect safe
shutdown functions. The overall
objectives of the NRC’s fire protection
regulations are to minimize the
potential for fires and explosions; to
rapidly detect, control, and extinguish
fires that do occur; and to ensure that
the fires will not prevent the
accomplishment of necessary safe
shutdown functions and will not
significantly increase the risk of
radioactive releases to the environment.
The NRC has concluded if these
objectives are met, there is reasonable
assurance that a licensed facility is
providing adequate protection of public
health and safety. These objectives are
met by a set of NRC requirements for
control of combustible materials and
ignition sources, fire detection and
suppression systems, fire brigade
procedures and training, and physical
separation of cables and equipment of
redundant trains of safe shutdown
equipment.
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The physical separation requirements
in paragraph III.G.2 of Appendix R are
one component of the NRC’s overall fire
protection objectives. In paragraph
III.G.2, the NRC specified three different
methods for providing separation of
cables and equipment of redundant
trains of equipment located in the same
fire area. These three options for
compliance with paragraph III.G.2 offer
sufficient but varying levels of
protection. In general, the 3-hour
passive fire barrier is judged to offer
more protection than either of the other
options (i.e., the 1-hour passive fire
barrier or 20 feet of horizontal
separation with no intervening
combustibles, in combination with fire
detectors and an automatic fire
suppression system installed in the fire
area). The NRC published a final rule in
the Federal Register on November 19,
1980 (45 FR 76602) stating that
redundant trains of safe shutdown
systems are best protected by 3-hour
passive fire barriers that provide ample
time for manual fire suppression
activities to control any fire. The
proposed operator manual action offers
protection comparable to the latter two
options, both of which require the
additional layer of defense-in-depth
protection provided by having fire
detection and automatic suppression
capability. The basis for automatic
suppression capability in III.G.2 is
found in the final rule published on
November 19, 1980 (45 FR 76602),
which stated, ‘‘The use of 1-hour barrier
in conjunction with automatic fire
suppression and detection capability
* * * is based on the following
considerations. Automatic suppression
is required to ensure prompt, effective
application of a suppressant to a fire
that could endanger safe shutdown
capability.’’ The prompt, effective
application of a suppressant to a fire
also applies to III.G.2.b with 20 feet of
horizontal separation with no
intervening combustibles. Accordingly,
the NRC proposes to allow use of
operator manual actions only in
conjunction with fire detectors and an
automatic fire suppression system.
In issuing the current Appendix R,
paragraph III.G.2, requirements on
physical separation of safe shutdown
systems, the Commission recognized
that strict compliance with the III.G.2
criteria might be difficult for certain
licensees at existing facilities. At that
time, the Commission was aware that
other fire protection alternatives might
exist that could provide adequate fire
protection at these facilities. For this
reason, the Commission included an
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exemption provision in § 50.48 4 to
allow licensees to propose alternative
fire protection methods to the
Commission for review and approval.
Under the exemption process, the
Commission has used its fire protection
engineering experience and judgment to
review and grant (or in some cases
deny) exemptions to licensees who,
because of plant physical limitations,
sought to implement operator manual
actions in lieu of complying with the
paragraph III.G.2 separation
requirements.
The NRC recognized in the SECY–03–
0100 rulemaking plan that ‘‘[r]eplacing
a passive, rated, fire barrier * * * with
human performance activities can
increase risk. For some simple operator
manual actions, the risk increase
associated with human performance
may be minimal. For other actions,
unless the operator manual actions are
feasible, the risk increase could be
significant * * * However, if the
operator manual actions are feasible, the
overall risk increase is minimal.’’
On the basis of inspection experience,
the NRC has concluded that certain
manual actions can be accomplished
and provide an adequate level of safety
to satisfy the underlying purpose of the
fire protection rule for the areas set forth
in paragraph III.G.2. In addition, the
NRC has reviewed and granted certain
exemption requests for the use of
manual actions in lieu of the separation
criteria of paragraph III.G.2. This
experience demonstrates that properly
analyzed and implemented manual
actions provide an adequate level of
assurance that a nuclear power plant
could achieve and maintain hot
shutdown conditions.
Due to misunderstanding of
acceptable past practice and existing fire
protection guidance that led licensees to
implement unapproved operator manual
actions, the NRC may be faced with a
large number of operator manual action
exemption requests from licensees. To
provide a more efficient and effective
process and to ensure more uniform and
consistent regulatory treatment of these
cases, the NRC is proposing to codify
conservative, state-of-the-art acceptance
criteria for licensees to use in evaluating
operator manual actions to ensure that
they are both feasible and reliable. The
NRC believes that codifying this
alternative in the rule will be more
efficient than using the exemption
process, and will provide for enhanced
safety by allowing resources to be
4 The exemption provision no longer exists in 10
CFR 50.48. It has been subsumed by the exemption
provisions in 10 CFR 50.12, which apply to all
sections of 10 CFR part 50.
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focused on safety rather than
administrative compliance.
Something that is ‘‘feasible’’ is
‘‘capable of being accomplished or
brought about; possible.’’ Something
that is ‘‘reliable’’ will ‘‘yield the same or
compatible results in different
experiments or statistical trials;
dependably repeatable.’’ To credit
operator manual actions under
paragraph III.G.2 for outside
containment, the licensee must prove to
the satisfaction of the NRC not only that
the actions can be successfully
accomplished, but also that they can be
accomplished repeatedly by all
personnel who are required to perform
the actions. Together, proof that the
operator manual actions are both
feasible and reliable provides the level
of reasonable assurance necessary for
credited operator manual actions to be
in compliance with paragraph III.G.2.
If shown to be feasible and reliable,
operator manual actions are likely to be
successfully achieved, and any potential
increases in risk to the public due to
their use will be minimal. Requiring the
operator manual actions to meet
conservative acceptance criteria
provides the NRC with reasonable
assurance that such operator manual
actions can be accomplished to safely
shut down the plant in the event of a
fire. These criteria maintain safety by
ensuring that licensees perform
thorough evaluations of the required
operator manual actions and pre-plan
equipment needs. NRC fire protection
inspectors will verify that licensees’
documented operator manual actions
meet the NRC acceptance criteria
through the existing triennial inspection
process. The use of operator manual
actions does not diminish the other
defense-in-depth objectives of the NRC
fire protection program (i.e., the
requirements that minimize the
potential for fires and explosions and
those which provide for rapid
controlling and extinguishing of fires
that do occur). To support the objective
for rapidly controlling and
extinguishing fires, the NRC is requiring
fire detectors and an automatic fire
suppression system as part of the new
operator manual actions option.
Accordingly, the NRC has determined
that the proposed rulemaking provides
reasonable assurance that the public
health and safety are protected,
consistent with the assurance provided
by compliance with the current three
options in paragraphs III.G.2(a), (b) or
(c).
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B. Addition of Paragraph III.P, Operator
Manual Actions Acceptance Criteria
The proposed paragraph III.P specifies
the required acceptance criteria which
must be met before a licensee may
utilize operator manual actions to
comply with paragraph III.G.2 of
Appendix R. A detailed discussion of
each criterion is provided further in this
Statement of Consideration. These
criteria are as follows:
III.P
Operator Manual Actions
1. For purposes of this section,
operator manual actions means the
integrated set of actions needed to
ensure that a redundant train of systems
necessary to achieve and maintain hot
shutdown conditions located within the
same area outside the primary
containment is free of fire damage.
2. A licensee relying on operator
manual actions must meet all of the
following acceptance criteria:
(a) Analysis. The licensee shall
prepare an analysis for each operator
manual action which demonstrates its
feasibility and reliability.
(1) The analysis must contain a
postulated fire timeline showing that
there is sufficient time to travel to action
locations and perform actions required
to achieve and maintain the plant in a
hot shutdown condition under the
environmental conditions expected to
be encountered without jeopardizing the
health and safety of the operator
performing the manual actions. The fire
timeline shall extend from the time of
initial fire detection until the time when
the ability to achieve and maintain hot
shutdown is reached, and shall include
a time margin that reasonably accounts
for all important variables, including (i)
differences between the analyzed and
actual conditions and (ii) human
performance uncertainties that may be
encountered.
(2) The analysis must address the
functionality of equipment or cables
that could be adversely affected by the
fire or its effects but still used to achieve
and maintain hot shutdown.
(3) The analysis must identify all
equipment required to accomplish the
operator manual action within the
postulated timeline, including (but not
limited to) (i) all indications necessary
to identify the need for the operator
manual actions, enable their
performance, and verify their successful
accomplishment, and (ii) any necessary
communications, portable, and life
support equipment.
(b) Procedures and training. Plant
procedures must include each operator
manual action required to achieve and
maintain hot shutdown. Each operator
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must be appropriately trained on those
procedures.
(c) Implementation. The licensee shall
ensure that all systems and equipment
needed to accomplish each operator
manual action are available and readily
accessible consistent with the analysis
required by paragraph 2(a). The number
of operating shift personnel required to
perform the operator manual actions
shall be on site at all times.
(d) Demonstration. Periodically, the
licensee shall conduct demonstrations
using an established crew of operators
to demonstrate that operator manual
actions required to achieve and
maintain the plant in a hot shutdown
condition can be accomplished
consistent with the analysis in
paragraph 2(a) of this section. The
licensee may not rely upon any operator
manual action until it has been
demonstrated to be consistent with the
analysis. The licensee shall take prompt
corrective action if any subsequent
periodic demonstration indicates that
the operator manual actions can no
longer be accomplished consistent with
the analysis.
These acceptance criteria for operator
manual actions are intended to assure
the safe shutdown goals and objectives
for operating reactors as required in 10
CFR 50.48. The primary objective for
safe shutdown is to maintain fuel
integrity (i.e., fuel design limits are not
exceeded). For alternative or dedicated
shutdown capability, the reactor coolant
system process variables should be
maintained within those predicted for a
loss of normal ac power and fission
product boundary integrity should not
be affected.
The applications of these acceptance
criteria are as follows. First, the criteria
are the means by which the NRC will
establish standards that provide a
reasonable level of assurance that
operator manual actions will be
satisfactorily and reliably performed to
bring the plant to a hot shutdown
condition, thus protecting public health
and safety. Second, a standard set of
acceptance criteria will permit both the
licensees and NRC to establish
consistency as to what operator manual
actions will be allowed. Third, the
criteria will provide the parameters
which both the licensees and NRC will
use to conduct evaluations and
inspections in a thorough manner. The
supporting basis for each criterion is
discussed in detail below.
The acceptance criteria in the
proposed rule are structured to ensure
both feasibility and reliability of the
operator manual actions. To credit
operator manual actions, the licensee
must prove not only that the actions can
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be successfully accomplished (are
feasible), but also that they can be done
so repeatedly (are reliable). Central to
the approach is the preparation of an
analysis that determines what actions
must be taken in order to reach a hot
shutdown condition. This analysis
would also identify the time available
(timeline) for successful performance of
such actions. A demonstration of the
accomplished operator manual actions
within the established timeline verifies
the feasibility of such actions. In order
to also achieve reliability of the actions,
the Commission is proposing a criterion
for a time margin needed to complete
the actions because of potential
variations in fire characteristics, plant
conditions, and human performance
that the demonstration cannot
adequately address. This concept is
further described in the sections below.
Timeline Analysis
The Commission will require that a
licensee perform an analysis to
determine the feasibility and reliability
of operator manual actions. As part of
the analysis, there shall be a fire
timeline, which extends from the initial
fire detection to the achievement of
maintainable hot shutdown conditions,
to define the time boundaries of the
analysis for the fire scenario in which
the operator manual actions will be
performed. The analysis must identify
all actions that must be completed, the
equipment needed, the number of
people needed, the communications
equipment required, and the time
available to perform the actions before
unsafe plant conditions occur (i.e.,
before exceeding safe shutdown goals
and objectives). The proposed rule has
more specific requirements on each of
these aspects that are discussed in
subsequent sections of this notice. The
Commission will require a licensee to
show that a sufficient amount of extra
time would be available for the required
operator manual actions and that the
process for determining the time
available for such actions adequately
addressed the potential variations in fire
characteristics, plant conditions, and
human performance. This concept is
referred to in this statement as a ‘‘time
margin.’’
Proper demonstration requires that
the licensee meet all operator manual
action acceptance criteria other than
Time Margin (this is evaluated after all
other criteria, including requirements in
section 2(d), have been met) and show
that at least one randomly-selected,
established crew can successfully
perform the actions within an
acceptable time frame. For example, if
there are questions about whether
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operators can reach the locations where
they must perform the manual actions,
these questions should be addressed to
the extent practicable during the
demonstration. However, successful
demonstration does not fully determine
reliability for the operator manual
actions.
Additional factors must be considered
to show that the actions can be
performed reliably under the variety of
conditions that could occur during a
fire. For example, factors that the
licensee may not be able to recreate in
the demonstrations could cause further
delay under real fire conditions (i.e., the
demonstration would likely fall short of
actual fire situations). Furthermore,
typical and expected variability among
individuals and crews could lead to
variations in operator performance.
Finally, variations in the characteristics
of the fire and related plant conditions
could alter the time available for the
operator actions.
In order to ensure that a particular
action could be performed reliably,
licensees must show that a sufficient
amount of extra time (i.e., a time
margin) would be available for the
action and that the process for
determining the time available for the
action adequately addressed the
potential variations in fire
characteristics and plant conditions.
The time margin ensures that operator
manual actions can be performed
reliably: (1) Through well-thought out
demonstrations that the actions are
feasible, (2) by ensuring that there is
extra time available for given actions
with respect to the fire scenario, and (3)
by adequately addressing all other
related acceptance criteria.
The analysis should include
realistically conservative scenarios, and
such variables as environment and
human performance uncertainties
should be considered in the time
margin. For example, a licensee may
perform a worst case demonstration that
requires the operator to wear a selfcontained breathing apparatus (SCBA),
if there is a reasonable expectation that
the operators will need to pass through
a zone containing smoke in order to
reach the location where the operator
manual action is to be carried out.
Use of a time margin is an appropriate
safety factor for ensuring realistically
reliable operator manual actions. The
rule would require the time margin to
account for all important variables,
including differences between the
analyzed and actual conditions and for
human performance uncertainties that
may be encountered.
The factors necessitating the time
margin are:
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1. The time margin should account for
what the licensee is not likely to be able
to recreate in the demonstration that
could cause further delay (i.e., where
the demonstration falls short).
2. The time margin should account for
the variability of fire and related plant
conditions.
3. The time margin should account for
the variability in human performance
among individuals and between
different crews and for the effects of
human-centered factors that could
become relevant during fire scenarios.
These factors are important
considerations for the time margin for
the following reasons:
1. They address likely limitations of
the demonstration.
2. The demonstration can replicate
only a subset of all possible fires and
resulting variability in fire and plant
conditions.
3. Some degree of human performance
variability is to be expected, some of
which could further delay the times to
perform the desired actions during real
fire situations.
In order to establish a standard to
show time margin, it was necessary to
establish a time margin (or margins) for
fire-related operator manual actions to
ensure that they would be reliably
successful. In other words, if the
licensee can meet all of the operator
manual action acceptance criteria,
which include demonstrating that at
least one randomly-selected, established
crew can successfully perform the
actions, and show that the actions can
be performed within an acceptable time
frame that allows for adequate time
margin to cover potential variations in
plant conditions and human
performance, then the operator manual
action rule would be met. For example,
as long as it can be shown that there is
an ‘‘X-percent’’ time margin to perform
the particular operator manual action,
plant damage or an undesirable plant
condition will still be avoided and all of
the other criteria have been met, then
there is confidence to conclude that the
action will be performed reliably.
The establishment of an appropriate
time margin requires a supported
technical basis. While the best technical
basis for a time margin would be
empirical data from which it could be
derived, a database search was unable to
find relevant data that could be used
directly for or generalized to the
operator manual actions of interest. To
further develop this concept, the NRC
convened an initial expert panel to
identify a time margin for inclusion in
this proposed rule statement for further
stakeholder consideration and feedback.
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The expert panel members concluded
that a time margin factor of at least 2
would ensure that the operator manual
actions in response to fire are
sufficiently reliable. For example, if the
operator manual action can be shown
typically to take less than 15 minutes,
then at least 30 minutes (15×2) should
be available to achieve and maintain hot
shutdown. A time margin factor of at
least 2 is assumed to absorb delays that
might be caused by the following set of
factors (1) the need to recover from or
respond to unexpected difficulties or
random problems associated with
instruments or other equipment, or
communication devices; (2)
environmental and other effects that are
not easily replicated in a demonstration,
such as radiation, smoke, toxic gas
effects, and increased noise levels; (3)
limitations of the demonstration to
account for all possible fire locations
that may lend the need for such operator
manual actions; (4) inability to show or
duplicate the operator manual actions
because of safety considerations while
at power; and (5) individual operator
performance factors, such as physical
size and strength, cognitive differences,
time pressure, and emotional responses.
In addition, the time margin includes
adequate time for personnel to recover
from any initial errors in conducting the
actions. The time margin concept could
alternatively consist of a range of
multiplicative values. For example,
instead of a single multiplicative value
of 2, perhaps a range of multiplicative
values (e.g., 2–4 times) could determine
adequate time margin. This may be
appropriate where additional factors
were identified that may influence the
timeline. These factors may be those
unknown and not considered by the
expert elicitation panel and which may
result in a lower or higher
multiplicative factor. The Commission
can also foresee situations where a
licensee may be able to define a
different multiplicative value for
different scenarios. For example, an
operator manual action consisting of a
single action by one plant operator
could have a different multiplicative
value than a scenario that involves more
than one plant operator or where several
sequential actions are necessary.
As with the discussion of the range of
multiplicative values above, the time
margin concept may have to include a
minimum additive time (predetermined
minimum amount of time added to the
demonstrated time) necessary for certain
situations. For example, the time in the
demonstration is shown to be short (e.g.,
<5 minutes for a single operator manual
action), a single multiplicative value of
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2 is applied resulting in an additional
time of <5 minutes. There may be
situations where the resulting <5
minutes of margin may not be adequate
to address the factors that may cause a
delay as identified above. In such
situations it may be more appropriate to
apply a minimum additive time (e.g., 10
minutes) to account for factors that may
cause a delay with the operator manual
action.
Request for Comment 1: (Time Margin)
The Commission requests opinions
specifically on the time margin aspects
because of stakeholder interest in this
subject and the Commission’s desire to
consider all stakeholders’ input for this
important criterion.
Specifically, the Commission asks the
following questions:
(A) Considering the factors for time
margin discussed above (including the
conditional dependence on a worst-case
demonstration meeting all the other
acceptance criteria), should the time
margin consist of a single multiplicative
factor (e.g., 2 times), or a range of
multiplicative factors (e.g., 2–4 times)?
Please provide a technical basis for your
proposed time frames or factors.
(B) If a range is appropriate, what
should the range be and what
parameters or variables should be
considered in determining which part of
the range is applicable in a given
situation? Please provide a basis for
your proposed time frames or factors.
(C) Should there be a minimum
additive time (e.g., 10 minutes) for
situations where the time in the
demonstration is so short that a
multiplicative factor would not properly
account for the required time margin
(e.g., a time in the demonstration of <
5 minutes). Please provide a basis for
your proposed time frames or factors.
(D) Are there other means of
establishing margin (e.g., through
consideration of conservative
assumptions in the thermal hydraulic
timeline)? Please provide a technical
basis.
Environmental Factors
Paragraph 2(a)(1) of the proposed
criteria requires that the fire timeline
include a time margin that accounts for
differences between the analyzed and
actual conditions. Adverse
environmental factors are one area of
concern that must be considered
because they affect the operator’s mental
or physical performance. The
environmental factors must be weighed
with respect to the location where the
operator manual actions will be
performed, as well as the access and
egress routes to and from this location.
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Operators’ performance may be
impeded by their inability to reach the
required location and by the difficulty
of performing the action in the
conditions existing at the required
location. The environment along the
egress route after completion of the
operator manual action must also be
considered to ensure personnel health
and safety throughout. These
environmental factors are considered in
the analysis via preparation and
planning thereby ensuring there is
sufficient time to travel to the
location(s) and perform the action(s)
required to achieve and maintain the
plant in a hot shutdown condition.
Equipment Performance
Paragraph 2(a)(2) of the criteria
requires the analysis to address the
functionality of equipment or cables
that could be adversely affected by the
fire but still used to achieve and
maintain hot shutdown. For example,
operators may rely upon valves to
achieve and maintain hot shutdown
conditions. If the functionality of the
valves is adversely affected by the fire
then it may degrade or prevent the
performance of the required operator
manual actions. As identified in
Information Notice 92–18 for motoroperated valves, bypassing thermal
overload protection devices (discussed
in Regulatory Guide 1.106, ‘‘Thermal
Overload Protection for Electric Motors
on Motor Operated Valves’’ Rev. 1, ML
003740323) could jeopardize
completion of the safety function or
cause degradation of other safety
systems due to sustained abnormal
circuit currents that can arise from fireinduced ‘‘hot shorts.’’ Even if these
overload protection devices are not
bypassed, hot shorts can cause loss of
power to motor-operated valves by
tripping the devices. If an operator
manual action requires the manual
manipulation of a depowered motoroperated valve, such fire-induced
damage could make the manipulation
physically impossible. Therefore, if
equipment to be used during operator
manual actions could be affected by fire,
the licensee must determine that the
functionality of that equipment will not
be adversely affected.
Plant systems, structures and
components (SSCs) are used to achieve
and maintain hot shutdown conditions.
SSCs often require active intervention,
through either automatic or manual
means, to perform their required
function. The analysis of the fire
timeline must identify all such SSCs
needed to achieve maintainable hot
shutdown conditions from the time of
initial fire detection, particularly those
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that require operator manual actions to
perform their hot shutdown function
and explain how active equipment will
be operated. Diagnostic indications
relevant to the SSCs’ safety function
may be critical to specific operator
manual actions and interaction with this
equipment. Diagnostic indications are
the alerting, information, control, and
feedback capability provided through
instrumentation. They also provide
sufficient information that determines if
and when these interfaces must be
effected. These indications would
typically be needed to: (1) Enable the
operators to determine which manual
actions are appropriate for the fire
scenario; (2) direct the personnel as to
the proper performance of the operator
manual actions; and (3) provide the
necessary feedback to the operators
verifying that the manual actions have
had their expected results. Diagnostic
indications are considered in the
analysis via identification of the SSCs
necessary to accomplish the operator
manual action and evaluation of their
availability under the fire and
environmental conditions expected.
Guidance on identifying needed
indication is provided as in paragraph
c.2 of the draft regulatory guide DG–
1136, ‘‘Guidance for Demonstrating the
Feasibility and Reliability of Operator
Manual Actions in Response to Fire.’’
Communications Equipment
Paragraph 2(a)(3)(ii) of the proposed
criteria requires the analysis to identify
all communications equipment
necessary to accomplish the operator
manual actions. Communications
equipment may be needed to provide
feedback between operators in the main
control room and personnel out in the
plant to ensure that any activities
requiring coordination between them
are clearly understood and correctly
accomplished. The unpredictability of
fires can force staff to deviate from
planned activities, hence the need to
consider constant and effective
communications. Communications may
be needed in the performance of
sequential operator manual actions
(where one action must be completed
before another can be started) and
provide verification that procedural
steps have been accomplished,
especially those that must be conducted
at remote locations. Communications
must be considered in the analysis by
identifying the necessary
communications equipment and
ensuring their availability to the plant
operators for the time needed to achieve
and maintain hot shutdown. For
example, if portable radios are to be
used for communications then the
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analysis should list the equipment and
confirm that the equipment can be used
in the plant areas (i.e., capable of
receiving and transmitting in the
necessary plant areas) and are available
for the time required (e.g., battery power
life has been considered for the time
period necessary). Such
communications should be identified
and addressed as per paragraph c.2 of
the draft regulatory guide DG–1136,
‘‘Guidance for Demonstrating the
Feasibility and Reliability of Operator
Manual Actions in Response to Fire.’’
Portable Equipment
Paragraph 2(a)(3)(ii) of the proposed
criteria requires the analysis to identify
all portable equipment necessary to
accomplish the operator manual actions.
Portable equipment, especially tools
such as keys to open locked areas,
ladders to reach high locations, torque
devices to turn valve handwheels, and
electrical breaker rackout tools, can be
essential to access and manipulate SSCs
to successfully accomplish required
operator manual actions. Similarly, life
support equipment, such as selfcontained breathing apparatuses
(SCBA), may need to be worn to permit
access to and egress from the locations
where the operator manual actions must
be performed since the routes could be
negatively affected by fire effects, such
as smoke, that propagate beyond the
fire-involved area. Portable equipment
must be considered in the analysis by
identifying necessary equipment and
ensuring their availability to the plant
operators during the time needed to
achieve and maintain hot shutdown. For
example, if SCBA is necessary then the
analysis should list the equipment and
confirm that the equipment can be used
in the plant areas (i.e., access and egress
to tight areas are not impeded by the use
of SCBA) and are available for the time
required (e.g., portable bottle air supply
provides sufficient time to perform the
action). Such equipment should be
identified and addressed as per
paragraph c.2 of the draft regulatory
guide DG–1136, ‘‘Guidance for
Demonstrating the Feasibility and
Reliability of Operator Manual Actions
in Response to Fire.’’
Procedures and Training
Paragraph 2(b) of the proposed criteria
requires that all manual actions be
included in plant procedures, and that
each operator receives training on these
manual actions. The role of written
plant procedures in the successful
performance of operator manual actions
is three-fold: (1) Assist the operators in
correctly diagnosing the type of plant
event that the fire may trigger, usually
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in conjunction with indications, thereby
permitting them to select the
appropriate operator manual actions (or
prescribe actions to be taken should a
fire occur in a given fire area); (2) direct
the operators to the appropriate
preventive and mitigative manual
actions to place and maintain the plant
in a stable hot shutdown condition; and
(3) minimize the potential confusion
that can arise from fire-induced
conflicting signals, including spurious
actuations, thereby minimizing the
likelihood of personnel error during the
required operator manual actions.
Written procedures should contain the
steps to be performed, how the operator
manual actions are performed and the
tools and equipment needed to
successfully perform the actions.
Training on these procedures serves
three supporting functions: (1)
Establishes familiarity with the
procedures, equipment, and potential
(simulated) conditions in an actual
event; (2) provides the level of
knowledge and understanding necessary
for the personnel performing the
operator manual actions to be wellprepared to handle departures from the
expected sequence of events; and (3)
provides the personnel with the
opportunity to practice their response
without exposure to adverse conditions,
thereby enhancing confidence that they
can reliably perform their duties in an
actual event. Determining that operators
are appropriately trained on procedures
entails establishing, implementing, and
maintaining a training program that
incorporates the instructional
requirements necessary to provide
qualified operators to perform the
manual actions. Licensees are already
required to establish training programs
for licensed operator and nuclear plant
personnel under 10 CFR 55.59 and
50.120, respectively. The procedures
and training provided to operators and
nuclear plant personnel will ensure that
the supporting functions and roles
discussed above can be met. Such
procedures and training should be
identified and addressed as in
paragraph c.2 of the draft regulatory
guide DG–1136, ‘‘Guidance for
Demonstrating the Feasibility and
Reliability of Operator Manual Actions
in Response to Fire.’’ The Commission
expects plant procedures to be available
at or near the locations where the
operator manual actions are to occur so
that they are easily accessible to the
operators.
Implementation and Staffing
Paragraph 2(c) of the proposed criteria
requires that equipment and personnel
necessary for feasible and reliable
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operator manual actions must be readily
available and accessible. The equipment
is available when its functionality is not
adversely affected by the fire or its
effects. Accessible means that the
personnel should be able to find and
reach the locations of the components
and be able to manipulate the
components. Accessibility and
availability of equipment must be
considered in the analysis by
identifying necessary equipment,
ensuring operators are knowledgeable of
equipment locations, determining that
accessibility of such equipment, and
that the equipment will not be adversely
affected by a fire or its effects. For
example, operators may rely upon
valves to achieve and maintain hot
shutdown conditions. If the
functionality of the valves is adversely
affected by the fire or if the valves are
not accessible for manipulation then the
functionality of such valves may be
degraded, thereby preventing the
performance of the required operator
manual actions.
The intent of the staffing requirement
is to ensure that qualified personnel will
be on site at all times such that hot
shutdown conditions can be achieved
and maintained in the event of a fire. An
individual expected to perform the
operator manual actions must not have
collateral duties, such as fire fighting or
security, during the evolution of the fire
scenario. This individual should be
exclusively available for the
performance of required operator
manual actions. Therefore, operating
shift staffing levels should include
enough personnel on watch for the
performance of any operator manual
actions that could arise as a result of a
fire. The fire brigade would not be
expected to perform actions other than
those associated with fire fighting.
Otherwise, the potential for interfering
with either their fire fighting activities
or the operator manual actions could
exist, such that successful performance
of one or the other, or both, could be
impaired. For example, during a fire, an
individual who is part of the five-person
fire brigade could not perform the
required operator manual actions
because that individual is expected to
participate in the fire fighting efforts.
Demonstration
The concepts of feasibility and
reliability were examined under
Criterion 2(a) of section III.P in
connection with the fire timeline and
time margin. Demonstration and time
margin development complement each
other. Paragraph 2(d) of the proposed
criteria requires demonstration in order
to establish the feasibility of operator
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manual actions. The demonstration
criterion provides reasonable assurance
that the operator manual actions can be
performed in the analyzed time period
for a range of conceivable fire situations.
The use of such demonstrations is
supported, for instance, by NUREG–
1764, ‘‘Guidance for the Review of
Changes to Human Actions’’ and
NUREG–0711 ‘‘Human Factors
Engineering Program Review Model,’’
cited in NUREG–0800, Section 18.0
Standard Review Plan for the Review of
Safety Analysis Reports for Nuclear
Power Plants. NUREG–1764 states that
‘‘* * * [a] walk-through of the human
actions under realistic conditions
should be performed * * * The
scenario used should include any
complicating factors that are expected to
affect the crews[’] ability to perform the
human actions * * *’’ NUREG–0711
states that ‘‘* * * an integrated system
design (i.e., hardware, software, and
personnel elements) is evaluated using
performance-based tests * * * Plant
personnel should perform operational
events using a simulator or other
suitable representation of the system to
determine its adequacy to support safety
operations * * *’’
There are several important elements
to the demonstration criterion. First,
licensees may take credit for operator
manual actions only after a successful
demonstration. To continue taking
credit for operator manual actions,
licensees must complete demonstrations
such that all operating crews
successfully perform the coordinated
sets of operator manual actions taken as
a result of a fire in a specific fire area.
Periodic demonstrations, at a frequency
consistent with that established by the
licensee in compliance with 10 CFR
50.120, provide valuable training and
experience for licensee personnel and
also serve to verify that plant
configuration and conditions (access,
egress, etc.) have not changed over time
such that the operator manual actions
can no longer be accomplished in
accordance with the analysis performed
pursuant to paragraph III.P.2(a). Should
a licensee be unable to successfully
complete a subsequent demonstration,
the Commission expects prompt
corrective action to retrain the
operators, or to modify the operator
manual actions, or modify the plant
conditions so that the demonstration
yields successful results.
Second, the demonstration verifies an
action can be completed within the
analyzed fire timeline. This can be done
utilizing an established crew of
operators to show in the demonstration
that operator manual actions can be
accomplished to achieve and maintain
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hot shutdown for the entire fire
scenario. This serves as a benchmark for
the development of a time margin,
which is an application of the reliability
concept. Another means of establishing
time margin is through consideration of
conservative assumptions in the
thermal-hydraulic timeline (e.g., endstate).
Third, the demonstration must be
completed by an established crew. An
established crew is a group of operators
that normally work as a team during any
one shift. Conducting the demonstration
with an established crew instead of a
crew assembled just for the
demonstration will provide a more valid
basis for the fire timeline determination,
as well as provide the established crew
with the training necessary to work as
a team.
Fourth, operator manual actions may
not be credited until those actions have
been shown in the demonstrations to be
feasible by satisfying all the acceptance
criteria. The demonstration should
ensure that all relevant aspects of the
criteria are met and that important
characteristics of those criteria are
included in the demonstration to the
extent possible. For example,
environmental conditions must be
considered and should be simulated
where possible. This may include, but is
not limited to, such considerations as
expected lighting levels, protective
clothing, and noise levels. This is
important because it validates the
demonstration by conducting it under
conditions that are as realistic as
possible.
Fifth, prompt corrective actions are
required if any demonstration
determines that the operator manual
action may not be accomplished
consistent with the analysis. Prompt
corrective actions should be
implemented at the first available
opportunity consistent with the
guidelines of Generic Letter 91–18,
Revision 1, Information to Licensees
Regarding NRC Inspection Manual
Section on Resolution of Degraded and
Nonconforming Conditions.
As with training, the demonstration
provides the crew with practical
experience. All elements of the fire
scenario, including the use of
equipment and procedures, adequacy of
staffing levels, and response to
indications, should be integrated into
the demonstration to develop this
benchmark. In this way, any
complexities, such as the number of
required operator manual actions and
their dependence upon one another, are
evaluated and identified for appropriate
consideration in the development of the
time margin. Failure of an initial
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demonstration to show that the operator
manual actions can be accomplished
consistent with the analysis indicates
that the manual actions are not feasible.
In such cases, the licensee could modify
the actions (e.g., different access/egress
routes, redeployment of critical
equipment by placing it at the location
where the operator manual actions will
be performed vs. carrying it to that
location), retrain the crew, such that a
new demonstration satisfies the
analysis, or the licensee could conclude
that operator manual actions are not
feasible and opt to comply with
paragraph III.G.2.
C. Response to Stakeholder Comments
on Operator Manual Action Acceptance
Criteria
As part of the development of this
proposed rule, the NRC considered
stakeholder comments that provided
additional insights. A number of
stakeholder comments were made in
response to the draft acceptance criteria
intended for use in the interim
enforcement discretion policy published
for comment (68 FR 66501 and 69730)
and in a subsequent public meeting on
June 23, 2004. The comments on these
criteria involved the demonstration
using the same personnel/crews who are
required to perform the manual actions
during the fire; the application of plant
procedures; the application of a fire
detection and suppression system; and
the application of operator manual
actions criteria in all provisions of
paragraph III.G.
Demonstration Criterion
A number of public comments
indicated that the requirement for the
demonstration to use ‘‘the same
personnel/crews who will be required to
perform the actions during the fire’’ is
unnecessarily restrictive. The
Commission agrees that requiring all
crews to demonstrate performance
under all conditions is unnecessarily
restrictive. The intent is to provide
reasonable assurance that whatever
crew is on duty at the time of a fire can
reliably perform the required actions,
allowing for variabilities and
uncertainties. The Commission
considers it sufficient that an
established crew (i.e., one that typically
works as a team) shows the ability to
perform the required operator manual
actions through documented
demonstration. This demonstration
should show that the crew can
successfully perform all operator
manual actions required by the entire
fire scenario within the analyzed fire
timeline. The demonstration should be
part of the periodic operator training. To
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10909
reasonably assure that the remaining
crews (i.e., the ones that receive training
but do not perform the demonstration
during a particular training cycle) can
reliably perform the actions, the ‘‘time
margin’’ addressed in the analysis
criterion is used to offset the variability
among crews. In this way, the
demonstration by the established crew
with an appropriate margin, will
reasonably assure that any of the crews
could likewise perform the required
actions. Another means of determining
margin is through consideration of
conservative assumptions in the
thermal-hydraulic timeline (e.g., endstate).
Procedural Guidance vs. Guidance
A number of public comments
suggested that the phrase ‘‘procedural
guidance’’ be replaced by ‘‘guidance’’
(e.g., pre-fire plan). The Commission
considers this term insufficient to
provide feasible and reliable operator
manual actions. In fact, the Commission
has strengthened the wording from the
original ‘‘procedural guidance’’ to
‘‘plant procedures’’ to reflect the need
for formal written steps. Typically, plant
operators should be capable of
performing noncomplex manual actions
without detailed instructions. However,
there are fire scenarios which could
conceivably be atypical such that what
would ‘‘normally’’ be non-complex
could prove to be difficult in an actual
situation. The reading of procedures
from the control room to direct remote
activities could be impeded by
communication difficulties or other
control room activities. In addition,
operators who perform actions outside
the control room may require immediate
feedback from the control room, and
vice versa, to determine if certain
actions have produced the intended
results. The Commission expects plant
procedures to be available at or near the
locations where the operator manual
actions are to occur so that they are
easily accessible to the operators.
Need for Detection and Suppression
Where Fire Occurs
There appeared to be some confusion
on the part of a few commenters
regarding where fire detection and
automatic suppression would be
required in conjunction with the
addition of the option for operator
manual actions in complying with
paragraph III.G.2. Some thought they
would be required in the areas where
the operator manual actions would
occur. The proposed requirement for
fire detectors and an automatic fire
suppression system applies only to the
area where the fire occurs, not to the
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area(s) where the operator manual
actions will take place.5
A few commenters questioned
whether the requirement for fire
detection and automatic suppression
installed in the area where the fire
occurs should accompany the proposed
compliance option for operator manual
actions, and why this could not be left
to the discretion of the licensees and
review by the NRC, depending on the
specific conditions to be encountered in
that fire area. As discussed in the staff’s
proposed Appendix R, dated May 29,
1980, protective features shall be
provided for fire areas that contain
cables or equipment of redundant
systems important to achieving and
maintaining safe shutdown conditions
to ensure that at least one means of
achieving said conditions survives
postulated fires. The protective features
may consist of a combination of
automatic and manual fire suppression
capability, fire propagation retardants,
physical separation, partial fire barriers,
or alternative shutdown capability
independent of the room. The proposed
operator manual action option in
conjunction with fire detectors and an
automatic fire suppression system is
consistent with the requirement of
protective features and maintains a
similar defense-in-depth concept as
with a 1-hr passive fire barrier or a 20ft separation with no intervening
combustibles.
The paragraph III.G.2 compliance
option of a 3-hr passive fire barrier
requires no fire detection or automatic
suppression to be installed in the area
where the fire occurs. To consider the
option for operator manual actions as
providing reasonable assurance at a
level comparable to this option, one
must be convinced that the
implementation of operator manual
actions by itself provides a sufficient
level of defense-in-depth without the
additional level of protection provided
by fire detectors and an automatic fire
suppression system. The reason that the
3-hr barrier was ‘‘exempted’’ from the
additional need for fire detection and
automatic suppression was the
prevalent acknowledgment that a fire at
a nuclear power plant lasting longer
than three hours, without intervention,
is highly unlikely, if not incredible.
5 Only in the presumably rare case where the
operator manual actions would also occur in the
same fire area as the fire itself would fire detectors
and an automatic fire suppression system have to
be installed ‘‘in the area where the operator manual
actions are taken’’ for these operator manual actions
to receive credit. This is envisioned only if a very
large fire area experiences a very localized fire such
that the fire effects do not preclude access to, egress
from, and operator manual actions in, a distant
location within the very large area.
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Therefore, unlike a 1-hr barrier or a 20ft separation without intervening
combustibles, this compliance option
was considered to be sufficient without
the additional level of defense-in-depth
provided by the fire detection and
automatic suppression. Experience in
both the nuclear and non-nuclear
industry clearly indicates that human
reliability is not at a level approaching
that provided by a 3-hr barrier as the
sole level of defense-in-depth.
Therefore, without substantial
additional justification such as can be
provided by using the risk-informed,
performance-based option in the Fire
Protection Regulation at 10 CFR
50.48(c), it is not reasonable to consider
the implementation of operator manual
actions without fire detection and
automatic suppression as a sufficient
compliance option to paragraph III.G.2.
A few commenters indicated that
requiring fire detection and automatic
suppression in conjunction with
operator manual actions if creditable
under III.G.2 ‘‘does not enhance the
ability of the operator to perform a
manual action in another area of the
plant that is unaffected by the fire * * *
[Furthermore], this new ‘‘requirement’’
is also more severe than Appendix R,
Section III.G.3 because III.G.3 only
requires a ‘‘fixed’’ suppression system,
either manual or automatic, but does not
require an ‘‘automatic’’ suppression
system * * * ’’
With regard to the first claim,
requiring fire detectors and an
automatic fire suppression system in the
fire area under consideration would
enhance the ability of the operator to
achieve and maintain safe shutdown
from an unaffected area. The activation
of detection and automatic suppression
as indicated in the staff’s statements of
consideration for Appendix R to 10 CFR
part 50 (as amended on December 1,
1980; 45 FR 79409) would ensure
prompt and effective application of
suppressant to a fire that could
endanger safe shutdown capability. As a
result, the time it takes a fire to
adversely affect the licensee’s ability to
achieve and maintain a safe reactor
shutdown may be extended, thereby
enhancing the licensee’s ability to
perform feasible and reliable operator
manual actions.
While a proposed requirement of
automatic suppression for operator
manual actions under paragraph III.G.2
may appear to be more severe than that
of fixed suppression under paragraph
III.G.3, the Commission believes that
this difference is minor in practicality.
Part 50, Paragraph 48(a)(1), Fire
Protection, of 10 CFR states that ‘‘each
operating nuclear power plant must
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have a fire protection plan that satisfies
Criterion 3 of Appendix A to this part.’’
Appendix A, Criterion 3, Fire
Protection, states that ‘‘Fire detection
and fighting systems of appropriate
capacity and capability shall be
provided and designed to minimize the
adverse effects of fires on structures,
systems, and components important to
safety.’’ If a non-water, fixed
suppression system (i.e., a gaseous
suppression system) is used to comply
with III.G.3, the governing standards
from the NFPA essentially dictate that
the system be automatic, unless an
exception is granted.6 If a fixed water
system is used to comply with III.G.3, it
can be non-automatic (i.e., manually
activated). However, the requirement
that it be ‘‘fixed’’ means that its
infrastructure is essentially the same as
an automatic system, such that the
practical difference between automatic
and fixed suppression in areas III.G.2
and III.G.3 is minimal.
Finally, in both paragraphs III.G.2 and
III.G.3, the requirement for fire detection
and suppression (automatic or fixed)
provides a degree of ‘‘defense-in-depth’’
to the passive fire protection features
already in place (except in the case of
the 3-hr fire barrier, where this is
deemed sufficient without detection or
suppression). Defense-in-depth is a
recognized cornerstone in NRC policy to
protect the public health and safety.
Therefore, maintaining defense-in-depth
is recognized as providing safety benefit
in and of itself.
When the NRC proposed the original
‘‘Fire Protection Program for Nuclear
Power Plants Operating Prior to January
1, 1979,’’ on May 29, 1980 (45 FR
36082), it specified that ‘‘the following
minimum fire protective features shall
be provided: (a) An early warning
detection system; (b) manual fire
suppression capability; and (c) fixed fire
suppression systems and alternative
shutdown capability as shown on Table
1.’’ In Table 1, the need for fixed fire
suppression systems, automatic or
manual, was based on four factors: (1)
Does the fire/water disable normal
shutdown capability; (2) is shutdown
6 NFPA 12, Standard on Carbon Dioxide
Extinguishing Systems, Section 1–8.1.1, requires
use of ‘‘automatic detection and automatic
actuation,’’ with the exception that ‘‘manual-only
actuation can be used if acceptable to the authority
having jurisdiction [the NRC] where automatic
release could result in an increased risk.’’ NFPA
12A, Standard on Halon 1301 Fire Extinguishing
Systems, Section 2–3.1.1, similarly states that
‘‘automatic detection and automatic actuation shall
be used,’’ with a similar exception that ‘‘manualonly actuation shall be permitted to be used if
acceptable to the authority having jurisdiction
[again, the NRC].’’ NFPA 2001, Standard on Clean
Agent Fire Extinguishing Systems, Section 2–3.1.1,
parallels NFPA 12A exactly.
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available from the control room; (3) is
shutdown required from an alternate
panel (if not available in the control
room); and (4) is the access for manual
fire fighting ‘‘good’’ or ‘‘poor.’’ A fixed
fire suppression system was required
whenever shutdown had to be
performed at an alternate panel, except
if (a) the only in-situ combustible was
cable insulation; (b) measures were
provided to retard propagation; and (c)
separation between redundant systems
was at least 10 feet horizontal and
vertical of clean air space. These
requirements were enhanced when they
subsequently became paragraphs 1, 2
and 3 of section III.G in the final rule.
It should be noted that even during the
original rulemaking for Appendix R, the
need for at least fixed fire suppression
was recognized when shutdown
operations would consist of ex-control
room operator manual actions (which
include those performed at an alternate
panel).
In developing Appendix R, section
III.G, the NRC originally considered fire
detection and automatic suppression, if
not as the primary level of defense-indepth, at least as an equal level of
defense-in-depth in conjunction with
fire-retardant coatings, and
subsequently their successors, fire
barriers and/or physical separation, as
stated in the ‘‘Statements of
Consideration, 10 CFR part 50, Fire
Protection Program for Operating
Nuclear Power Plants,’’ (November 19,
1980, 45 FR 76602).
‘‘* * * [T]he NRC staff has indicated to the
Commission that there are requirements
* * * in which the protection afforded by
Appendix R over and above that previously
accepted, may be desirable. The Commission
has decided that these requirements should
be retroactively applied to all facilities * * *
to take fully into account the increased
knowledge and experience developed on fire
protection matters over the last several years.
The first of these [requirements] * * * is
related to fire protection features for ensuring
that systems and associated circuits used to
achieve and maintain a safe shutdown are
free from fire damage. Appendix A to BTP
CMEB 9.5–1 permits a combination of fireretardant coatings and fire detection and
suppression systems without specifying a
physical separation distance to protect
redundant systems, and such arrangements
were accepted in some early fire protection
reviews. As a result of some separate effects
tests, the staff changed its position on this
configuration, and subsequent plans have
been required to provide additional
protection in the form of fire barriers or
substantial physical separation for safe
shutdown systems. No credit for such
coatings as fire barriers is allowed by Section
III.G of Appendix R.’’
The NRC originally characterized fireretardant coatings, and subsequently
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their successors, fire barriers and/or
physical separation, as ‘‘additional,’’
implying that detection and suppression
were intended to be primary. The
requirement that detection and
suppression (automatic) be included
with Appendix R, paragraph III.G.2,
operator manual actions is not only
consistent with the corresponding
options currently there, but also is
consistent with NRC’s original intent in
developing Appendix R, section III.G.
The risk-informed, performance-based
option in 10 CFR 50.48(c) is available to
those licensees who wish to
demonstrate that operator manual
actions in particular situations provide
a reasonable assurance that the public
health and safety can be maintained
without fire detection or automatic
suppression. Although the exemption
process is available for cases that can be
justified under § 50.12, the Commission
considers the use of the option proposed
by this rulemaking or the risk-informed,
performance-based option currently
provided in 10 CFR 50.48(c) more
desirable in order to minimize the need
for future exemption requests for
addressing operator manual actions.
Request for Comment 2
After considering the technical
implications and historical background
of the proposed criteria as discussed
above, the Commission has tentatively
decided that the proposed operator
manual actions rulemaking should
require fire detectors and an automatic
fire suppression system in the fire area
to permit operator manual actions as a
compliance option under paragraph
III.G.2, provided the acceptance criteria
delineated in a new paragraph III.P are
satisfied. The basis for the requirement
is discussed above. However, because of
the stakeholder interest in this subject,
the Commission is asking for specific
feedback and opinions from
stakeholders on requiring an automatic
versus fixed fire suppression system in
the fire area.
The Commission asks the following
specific question:
Under the proposed option of using
operator manual actions under III.G.2.c–
1, when redundant trains are located in
the same fire area, should the
requirement for a suppression system in
the fire area be automatic or fixed? An
automatic suppression system is
required in III.G.2(b) and (c). However,
a fixed system is specified in III.G.3.
Provide the rationale for why requiring
fixed or automatic suppression would
provide the appropriate level of
protection in the proposed paragraph
III.G.2(C–1).
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10911
Application of Operator Manual Actions
Acceptance Criteria to Paragraphs III.G.1
and III.G.3
The proposed operator manual
actions rulemaking would modify
requirements in paragraph III.G.2 to
permit operator manual actions as a
compliance option under this
paragraph, provided the acceptance
criteria delineated in a new paragraph
III.P are satisfied. The proposed rule
language would not apply to paragraphs
III.G.1 or III.G.3, although the term
‘‘operator manual actions’’ may be
construed as applicable to the same
types of actions taken under these
paragraphs. This issue has been raised
by stakeholders during discussions
conducted thus far, and therefore, the
Commission is providing background
information about this subject and a
specific request for comment.
Appendix R to 10 CFR 50, section
III.G.1 requires fire protection features
capable of limiting fire damage so that
one train of systems necessary to
achieve and maintain hot shutdown
conditions from either the control room
or emergency control station(s) 7 is free
of fire damage. The NRC considers
redundant trains located in completely
separate fire areas to comply with
III.G.1. Paragraph III.G.1 also allows a
licensee to achieve and maintain hot
shutdown conditions from either the
control room or emergency control
station(s).
Where redundant trains of systems
necessary to achieve and maintain hot
shutdown conditions are located in the
same fire area, paragraph III.G.2.
requires one of three means to ensure
that one of the trains is free of fire
damage. Through this rulemaking, the
Commission is proposing to add a
fourth means.
Where the protection of systems
required to function properly for hot
shutdown does not satisfy the
requirement of paragraph III.G.2, or
where redundant trains of systems
required for hot shutdown may be
subject to damage as a result of fire
suppression activities or the inadvertent
actuation of fire suppression systems,
paragraph III.G.3 requires that an
alternative or dedicated shutdown
capability must be provided and must
be independent of cables, systems or
components in the area, room, or zone
under consideration. In addition,
paragraph III.G.3 further requires that
7 Regulatory Guide (RG) 1.189 Fire Protection for
Operating Reactors defines an ‘‘emergency control
station’’ as a ‘‘location outside the MCR where
actions are taken by operations personnel to
manipulate plant systems and controls to achieve
safe shutdown of the reactor.’’
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fire detection and a fixed fire
suppression system must be installed in
the area, room, or zone under
consideration. Specific criteria for
implementing this capability are
contained in Appendix R, paragraph
III.L, ‘‘alternative and dedicated
shutdown capability,’’ including such
features as the performance goals for
specific functions (e.g., maintaining RCS
process variables within those predicted
for a loss of normal AC power, with
makeup function capable of maintaining
the reactor coolant level above the top
of the core for BWRs and within level
of pressurizer indication for PWRs), and
to achieve cold shutdown within 72
hours.
Feedback from the stakeholders on
the Federal Register Notice (68 FR
66501; November 26, 2003) made clear
that some stakeholders believe that
acceptance criteria for operator manual
actions should be expanded to other
provisions of paragraph III.G of
Appendix R to 10 CFR part 50. For
example, one commenter stated that
‘‘[R]ather than changing Appendix R,
Section III.G.2, we recommend that the
NRC issue generic industry guidance
clarifying that manual actions are
permissible to satisfy all subsections of
Appendix R, Section III.G, and that
manually operating equipment locally
satisfies the ‘‘emergency control
stations’’ provision of Appendix R,
Section III.G.1. This approach maintains
maximum consistency with existing
NRC guidance and avoids the creation
of a separate set of standards that are
only applicable to ‘‘III.G.2’’ manual
actions. Otherwise, establishing criteria
specifically applicable to Appendix R,
Section III.G.2, will lead to new
disputes when manual actions
previously credited to satisfy Sections
III.G.1 and III.G.3 are reviewed during
the inspection process.’’
Another commenter stated that ‘‘This
[sic—These] proposed interim
acceptance criteria should state NRC’s
current expectations for feasibility of all
manual actions. This maintains the
maximum consistency with existing
NRC guidance, and avoids the creation
of a separate set of standards only
applicable to ‘‘III.G.2’’ manual actions.
Establishing criteria specifically
applicable to ‘‘III.G.2 manual actions’’
will lead to unnecessary confusion
about whether an action is a ‘‘III.G.1.a
action’’ or a ‘‘III.G.2 action’’.
In addition to the written public
comments, the NRC received comments
during a June 23, 2004, Category 3
public meeting in Rockville, Maryland
discussing application of operator
manual actions criteria to paragraphs
III.G.1 and III.G.3. During this meeting
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the industry stated that it will conduct
a survey of licensees shortly following
issuance of the proposed rule to
determine their position and consensus
on the application of operator manual
action criteria to 10 CFR part 50,
Appendix R, paragraphs III.G.1 and
III.G.3.
There were two issues identified by
stakeholders relative to operator manual
actions. The first was specific operator
manual actions within individual
paragraphs III.G.1, III.G.2, and III.G.3.
The second was the applicability of the
proposed operator manual actions
acceptance criteria to all provisions of
paragraph III.G.
Operator manual actions, as currently
outlined in the proposed rule, would be
used as an additional option to satisfy
paragraph III.G.2 requirements.
However, based on stakeholder
comments, the NRC is asking for
feedback from stakeholders on the
advantages and disadvantages of also
applying operator manual action
acceptance criteria to paragraphs III.G.1
and III.G.3.
The NRC believes that there are
technical and backfit considerations
associated with expanding the
applicability of operator manual action
acceptance criteria to paragraphs III.G.1
and III.G.3.
A III.G.3—compliant Fire Area
contains redundant trains of shutdown
equipment or cables and one train has
not been ensured to remain free of fire
damage (per III.G.2 criteria), or
redundant trains are vulnerable to
damage as a result of fire suppression
activities or the inadvertent actuation of
fire suppression systems. As noted,
paragraph III.L contains specific
provisions concerning this alternate or
dedicated shutdown capability. For
instance, it contains criteria such as
III.L.3 ‘‘Procedures shall be in effect
* * *,’’ and III.L.4 ‘‘The number of
operating shift personnel * * *
required to operate such equipment
shall be on site at all times.’’ However,
they are not as comprehensive as the
proposed acceptance criteria in
paragraph III.P. The NRC believes that if
it applied the proposed acceptance
criteria in paragraph III.P to paragraph
III.G.3, it may be necessary to modify
paragraph III.L.
In addition, the NRC believes that
operator manual actions previously
approved for paragraph III.G.3 would
need to be revisited in order to ensure
that they satisfy the acceptance criteria
as proposed for paragraph III.G.2.
Applying the same new acceptance
criteria to all fire protection manual
actions in paragraph III.G may require a
generic backfit analysis since the
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current rule allows the use of manual
actions at emergency control stations in
III.G.1 with no codified acceptance
criteria and in III.G.3 with less specific
acceptance criteria. Section 50.109(a)(3)
provides the standard for a backfit
analysis that must show ‘‘a substantial
increase in the overall protection * * *
and that the direct and indirect costs of
implementation * * * are justified in
view of this increased protection.’’ The
extent of licensees’ usage of manual
actions is highly plant specific and the
associated costs and benefits of
backfitting are therefore difficult to
quantify. Furthermore, applying the
acceptance criteria to all paragraph III.G
manual actions could invalidate the use
of some existing manual actions. The
subsequent hardware/fire barrier/
program modifications that would then
be needed could be very expensive.
Thus, value-impact analyses in many
cases would probably show that
backfitting is not cost-beneficial.
Alternatively, if a generic analysis
cannot justify the backfit under 10 CFR
50.109(a)(3), the NRC may be able to
justify the backfitting as necessary for
‘‘adequate protection’’ under 10 CFR
50.109(a)(4)(ii). Recent inspection
experience has not shown major issues
with respect to the use of operator
manual actions, thus, not providing
significant support to justify that the
backfit is needed for adequate
protection. Further, NRC inspections of
potentially risk-significant (‘‘greater
than green’’) findings on such manual
actions are already handled by the
Reactor Oversight Process (ROP)
corrective action program or are
evaluated as plant-specific backfits, as
applicable.
Regardless of the applicable section
under 10 CFR 50.109, a backfit may
ultimately enhance safety, as a result of
a consistent set of rules. However,
backfitting the operator manual actions’
acceptance criteria to all plants may
cause plants with existing operator
manual actions previously approved
under a different set of criteria to
resubmit exemption requests for staff
review and approval.
Applying new acceptance criteria on
a forward-fit basis for operator manual
actions under III.G.3 might be a means
of addressing this backfit concern.
Under this approach, application of the
new acceptance criteria to III.G.3 would
apply to operator manual actions that
resulted from future licensing basis
changes after the effective date of the
new rule. The new acceptance criteria
would thus apply to all III.G.2 operator
manual actions, but to only a small
percentage of the manual actions
credited under III.G.3. This approach,
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however, may increase the regulatory
complexity and burden associated with
fire protection inspections and further
complicate the fire protection licensing
basis of each facility.
Applying the new acceptance criteria
to all operator manual actions in III.G.2
and III.G.3, would make fire protection
implementation and inspections more
consistent, reliable and predictable.
However, the NRC also notes that the
existing requirements vary among plants
for several reasons; for example, post1979 plants were not specifically
licensed to Appendix R, and thus these
provisions would not apply to them
absent other regulatory action, which
would tend to offset the possible
consistency gain.
Request for Comment 3
After considering a number of
technical and regulatory implications,
the Commission has tentatively decided
to limit the applicability of this
proposed rule on operator manual
actions to paragraph III.G.2. However,
because of the stakeholder interest in
this subject, the Commission is also
asking for specific feedback and
opinions from stakeholders on applying
operator manual actions acceptance
criteria to paragraphs III.G.1 and III.G.3.
Depending on the comments received,
the Commission may extend application
of the criteria to paragraphs III.G.1 and
III.G.3.
The Commission asks the following
specific question:
Should the operator manual action
acceptance criteria developed for III.G.2
also be applied to operator manual
actions for III.G.1 and III.G.3? Are there
advantages or disadvantages not noted
by the Commission that should be
considered? Please provide a discussion
outlining the basis for your response
taking into account the considerations
outlined in the supplementary
information section of this document.
IV. Interim Enforcement Discretion
Policy
In SECY–03–0100, ‘‘Rulemaking Plan
on Post-Fire Operator Manual Actions,’’
dated June 17, 2003, the NRC staff
recommended development of an
interim enforcement policy relying on
preliminary acceptance criteria for
manual actions. The staff proposed this
strategy based on a belief that interim
acceptance criteria could be developed
that would be consistent with the
manual actions acceptance criteria in
the final rule. The Commission had
previously approved a similar
enforcement discretion policy related to
a fitness-for-duty proposed rulemaking.
In an SRM dated September 12, 2003,
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the Commission approved the staff’s
recommendation.
In March 1998, the NRC issued EGM
98–02, ‘‘Enforcement Guidance
Memorandum—Disposition of
Violations of Appendix R, Sections III.G
and III.L Regarding Circuit Failures,’’
that provides enforcement guidance for
issues related to fire-induced circuit
failures, which encompasses the vast
majority of manual actions as
compensatory measures to satisfy the
regulatory requirements. This EGM was
developed based on an apparent
widespread misunderstanding of the
requirements on the part of licensees
and remains in effect until December 31,
2005. The EGM provides guidance for
disposition of noncompliances
involving fire-induced circuit failures,
which could prevent operation or cause
maloperation of equipment needed to
achieve and maintain post-fire safe
shutdown. Among the enforcement
conditions, discretion will be given for
cases where licensees do not dispute
that a violation of regulatory
requirements has occurred with respect
to a nonconformance and that licensees
take prompt compensatory actions and
also take corrective action within a
reasonable time. The expectations of
this EGM have been incorporated into
the current NRC Enforcement Manual.
In addition, the Office of Nuclear
Reactor Regulation issued a revised
Inspection Procedure (IP) 71111.05 in
March 2003 incorporating interim
operator manual actions acceptance
criteria. The inspection procedure
provides guidance to assess and ensure
that plant specific operator manual
actions meet the interim acceptance
criteria and that corrective actions taken
by the plants will achieve and maintain
safe shutdown condition.
On November 26, 2003 (68 FR 66501),
the NRC staff published a Federal
Register notice soliciting public
comments on specific acceptance
criteria for operator manual actions to
be considered for use in developing an
interim enforcement discretion policy
for post-fire operator manual actions. In
addition, as part of the proposed rule
development, the staff has had
numerous interactions with industry
and public stakeholders to discuss rule
requirements and the more developed
operator manual actions acceptance
criteria. Based on these meetings and
comments in response to the November
26, 2003, Federal Register notice, the
Commission believes that the proposed
rule’s acceptance criteria and detection
and suppression requirements are still
evolving, such that the new interim
enforcement guidance developed in
conjunction with the proposed rule may
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10913
not be consistent with the requirements
specified in the final rule.
The current applications of EGM 98–
02 and IP 71111.05 are effective to
ensure and maintain the overall plant
safety by licensees through the use of
adequate and appropriate compensatory
measures in the form of operator manual
actions implemented under the
licensee’s Fire Protection Program.
Manual actions that fail to meet the
criteria in the inspection procedure are
not considered to be feasible or to be
adequate compensatory measures. Such
manual actions will result in the noncompliance being entered into the
enforcement process. The new interim
enforcement policy for the post-fire
operator manual actions would utilize a
disputed set of acceptance criteria and
trigger additional reviews (by licensees
and inspectors) of past findings, with
the prospect of a third review being
necessary upon issuance of the final
rule. Issuing such an enforcement
discretion policy at this time could also
have the unintended consequence of
preempting the rulemaking process
without a clear safety benefit.
Based on the above, the Commission
believes that the continued use of the
current enforcement discretion policy of
EGM 98–02 and the guidance in IP
71111.05 is sufficient in the interim and
that a revision of the existing policy or
development of additional policy to
include specific operator manual
actions acceptance criteria is not
warranted.
V. Section-by-Section Analysis of
Substantive Changes
Part 50, Appendix R, paragraph
III.G.2. Add an ‘‘or’’ at the end of the
paragraph c. The change is necessary for
the introduction of a new option that
recognizes operator manual actions as
an alternative method to satisfy the
requirements set forth in paragraph
III.G.2.
Part 50, Appendix R, paragraph
III.G.2. Add paragraph c–1, ‘‘Operator
actions that satisfy the acceptance
criteria in paragraph III.P. In addition,
fire detectors and an automatic fire
suppression system shall be installed in
the fire area.’’ This paragraph would
codify use of operator manual actions in
conjunction with fire detectors and an
automatic suppression system installed
in the fire area as an additional
alternative compliance method. The
licensees implementing this voluntary
alternative or any of the existing
alternatives currently set forth in this
paragraph would provide reasonable
assurance that at least one method for
achieving and maintaining hot
shutdown condition would remain
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Federal Register / Vol. 70, No. 43 / Monday, March 7, 2005 / Proposed Rules
available during and after a postulated
fire anywhere in the plant. This
paragraph numbering was chosen to
preserve the numbering of subsequent
requirements within paragraph III.G.2.
Part 50, Appendix R. Add paragraph
III.P [Acceptance Criteria for Operator
Manual Actions]. The new paragraph P
would define operator manual actions
and set forth the required acceptance
criteria which must be met before a
licensee may use operator manual
actions to comply with paragraph III.G.2
of Appendix R.
Proposed paragraph III.P.1
[Definition]. Paragraph III.P.1 adds a
definition for operator manual actions.
Proposed paragraph III.P.2. Paragraph
III.P.2 sets forth the requirements and
acceptance criteria for relying on
operator manual actions.
Proposed paragraph III.P.2.a requires
that an analysis be performed for
operator manual actions and that the
feasibility and reliability of these
actions be demonstrated. The analysis
must also address the fire timeline and
identify all manual actions that must be
completed; the equipment needed; the
number of operators needed; the
communication equipment needed; and
the time available, including time
margin, for the operators to perform the
actions before unsafe plant conditions
occur.
Proposed paragraph III.P.2.b contains
requirements for plant procedures that
must include each operator manual
action required to achieve and maintain
hot shutdown. It also includes operator
training requirements for those
procedures.
Proposed paragraph III.P.2.c contains
requirements that systems and
equipment needed to accomplish
operator manual actions are available
and equipment is readily accessible
consistent with the analysis required by
subparagraph III.P.2(a). It also includes
a requirement that the number of
operating shift personnel required to
perform the operator manual actions
must be on site at all times.
Proposed paragraph III.P.2.d contains
requirements for periodic
demonstrations of the operator manual
actions and corrective actions.
VI. Plain Language
A June 1, 1988, presidential
memorandum entitled ‘‘Plain Language
in Government Writing’’ directed that
the Government’s writing be in plain
language. This memorandum was
published on June 10, 1998 (63 FRN
31883). In compliance with this
directive, editorial changes have been
made in the proposed revision to
improve the organization and
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readability of the existing language of
the paragraph being revised. These
types of changes are not discussed
further in this document. The NRC
requests comments on the proposed rule
specifically with respect to the clarity
and readability of the language used.
Comments should be sent to the address
listed under the ADDRESSES heading of
the preamble.
VII. Voluntary Consensus Standards
The National Technology
Advancement and Transfer Act of 1995,
Pub. L. 104–113, requires that Federal
agencies use technical standards that are
developed or adopted by voluntary
consensus standards bodies, unless the
use of such standards is inconsistent
with applicable law or otherwise
impractical. The NRC is aware of the
guidance on operator manual actions
contained in ANSI/ANS Standard 58.8
(1994), ‘‘Time Response Design Criteria
for Safety-Related Operator Actions.’’
This standard contains criteria that
establish time requirements for use in
the design of safety-related systems for
nuclear power plants. The objective of
the criteria is to determine whether
sufficient time exists for operators to
perform the required operator manual
actions to operate safety-related systems
or whether automatic actuation is
required. The scope of the standard is
‘‘limited to safety-related operator
actions associated with design basis
events (DBEs) that result in a reactor trip
and is required to be analyzed in safety
analysis reports (SARs).’’ The NRC
considers this industry consensus
standard relevant to the proposed
rulemaking, but not acceptable as a
replacement for it. Operator manual
actions performed for the purpose of fire
protection are beyond the intended
application of this standard. However,
the principles and methods contained in
the standard may be adaptable to the
proposed rulemaking and have been
considered as part of the NRC’s effort to
develop generic operator manual actions
acceptance criteria.
The NRC is further aware of draft
guidance for review of license
amendment requests that contain riskimportant human actions. The NRC staff
issued NUREG–1764, ‘‘Guidance for the
Review of Changes to Human Actions,’’
as a draft report for public comment
with the comment period closing on
March 31, 2003. This NUREG proposes
a risk-informed methodology for the
review of the human performance
aspects of licensees’ proposed changes
to plant systems and operations in
license amendment requests. In addition
to using risk insights to help the staff
determine the level of regulatory review
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Fmt 4702
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expended on licensees’ submittals
relying on human actions, the NUREG
provides deterministic review criteria
for evaluating the acceptability of
human actions proposed by licensees.
The NRC notes that a separate
rulemaking for 10 CFR 50.48(c),
‘‘National Fire Protection Association
Standard NFPA 805,’’ has recently been
completed which permits nuclear power
plant licensees to develop a riskinformed, performance-based fire
protection program consistent with
voluntary consensus standard NFPA
805, ‘‘Performance-Based Standard for
Fire Protection for Light Water Reactor
Electric Generating Plants.’’ Appendix B
of NFPA 805 specifies a method for
assessing the feasibility of operator
manual actions. The NRC believes that
licensees who choose to implement the
NFPA 805 approach could alternatively,
with appropriate analysis and
documentation, use it to justify the
acceptability of certain operator manual
actions in their fire protection programs.
In preparing the proposed rule, the
NRC considered the applicability of the
risk-informed approach and the
deterministic review criteria presented
in NUREG–1764 and Appendix B of
NFPA 805 to help refine the regulatory
requirements and the implementation
guidance. The NRC is not aware of any
other consensus standard that could be
adopted to provide guidance or criteria
for the use of operator manual actions,
but will consider using an alternative
standard if one is identified during the
rulemaking process.
VIII. Finding of No Significant
Environmental Impact: Environmental
Assessment
The Commission has determined
under the National Environmental
Policy Act of 1969, as amended, and the
Commission’s regulations in subpart A
of 10 CFR part 51, that this rule, if
adopted, would not be a major Federal
action significantly affecting the quality
of the human environment. Therefore,
an environmental impact statement is
not required. The basis for this
determination is as follows:
This action would establish
regulations that allow nuclear power
plant licensees to use manual actions by
plant operators as an alternative method
to achieve hot shutdown conditions in
the event of fires in certain plant areas,
provided that the actions are evaluated
against specified criteria and
determined to be feasible and reliable,
and that fire detectors and an automatic
fire suppression system are provided in
the fire area. This proposed action also
provides conservative and thorough
regulatory acceptance criteria for
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Federal Register / Vol. 70, No. 43 / Monday, March 7, 2005 / Proposed Rules
operator manual actions taken under
Paragraph III.G.2 of Appendix R to
achieve and maintain hot shutdown
conditions.
The proposed action will not
significantly increase the probability or
consequences of an accident. No
changes are being made in the types or
quantities of radiological effluents that
may be released off site, and there is no
significant increase in public radiation
exposure since there is no change to
facility operations that could create a
new or affect a previously analyzed
accident. The staff believes there will be
no net change in occupational radiation
exposure. Any potential increase in
exposure to personnel performing or
demonstrating operator manual actions
will likely be offset by a reduction of
occupational radiation exposure since
fewer personnel will be required to
install or maintain fire barriers in or
near radiologically controlled areas.
With regard to nonradiological
impacts, no changes are being made to
nonradiological plant effluents and
there are no changes in activities that
could adversely affect the environment.
Therefore, there are no significant nonradiological impacts associated with the
proposed action.
The primary alternative to this action
is the no-action alternative. The noaction alternative would result in
licensees proposing to use the riskinformed, performance-based alternative
provided in 10 CFR 50.48(c) or
submitting exemptions to authorize the
use of acceptable operator manual
actions. The NRC’s approval of these
actions would have the same
environmental impacts as the proposed
action.
The determination of this
environmental assessment is that this
action will have no significant offsite
impact on the public. Comments on any
aspect of the environmental assessment
may be submitted to the NRC as
indicated under the ADDRESSES heading.
The NRC has sent a copy of this
proposed rule to all State Liaison
Officers and requested their comments
on the environmental assessment.
IX. Paperwork Reduction Act
Statement
This proposed rule contains new or
amended information collection
requirements that are subject to the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq). This rule has been
submitted to the Office of Management
and Budget for review and approval of
the information collection requirements.
Type of submission, new or revision:
Revision.
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The title of the information collection:
10 CFR Part 50, ‘‘Fire Protection
Program—Post Fire Operator Manual
Actions’’ (Proposed Rule).
The form number if applicable: Not
applicable.
How often the collection is required:
As needed.
Who will be required or asked to
report: Licensees for nuclear power
plants licensed to operate before January
1, 1979, who wish to implement fire
protection manual actions.
An estimate of the number of annual
responses: 8.
The estimated number of annual
respondents: 8.
An estimate of the total number of
hours needed annually to complete the
requirement or request: A reduction of
745 hours annually (¥2,880 hours
reporting plus 2,135 hours
recordkeeping,) or a reduction of 93
hours per respondent.
Abstract: The NRC is proposing to
amend its regulations pertaining to fire
protection under 10 CFR part 50,
Appendix R, Paragraph III.G.2, to allow
the voluntary use of manual actions by
operators of nuclear power plants
licensed to operate prior to January 1,
1979, to achieve hot shutdown
conditions in the event of fires in
certain plant areas, provided the actions
are evaluated against specific criteria
that have been determined to be
acceptable by the NRC.
The U.S. Nuclear Regulatory
Commission is seeking public comment
on the potential impact of the
information collections contained in
this proposed rule and on the following
issues:
1. Is the proposed information
collection necessary for the proper
performance of the functions of the
NRC, including whether the information
will have practical utility?
2. Is the estimate of burden accurate?
3. Is there a way to enhance the
quality, utility, and clarity of the
information to be collected?
4. How can the burden of the
information collection be minimized,
including the use of automated
collection techniques?
A copy of the OMB clearance package
may be viewed free of charge at the NRC
Public Document Room, One White
Flint North, 11555 Rockville Pike, Room
O–1 F21, Rockville, MD 20852. The
OMB clearance package and rule are
available at the NRC worldwide Web
site: https://www.nrc.gov/public-involve/
doc-comment/omb/ for 60
days after the signature date of this
notice and are also available at the rule
forum site, https://ruleforum.llnl.gov.
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10915
Send comments on any aspect of
these proposed information collections,
including suggestions for reducing the
burden and on the above issues, by
April 6, 2005, to the Records and FOIA/
Privacy Services Branch (T–5 F52), U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, or by
Internet electronic mail to
INFOCOLLECTS@NRC.GOV and to the
Desk Officer, John A. Asalone, Office of
Information and Regulatory Affairs,
NEOB–10202, (3150–0011), Office of
Management and Budget, Washington,
DC 20503. Comments received after this
date will be considered if it is practical
to do so, but assurance of consideration
cannot be given to comments received
after this date. You may also e-mail
comments to
John_A._Asalone@omb.eop.gov or
comment by telephone at (202) 395–
4650.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a request for information or an
information collection requirement
unless the requesting document
displays a currently valid OMB control
number.
X. Regulatory Analysis
The Commission has prepared a draft
regulatory analysis on this proposed
regulation. The analysis examined the
costs and benefits of Commission
alternatives for updating the existing
rule to accommodate technological
advances.
The analysis examined two baselines.
The Main baseline reflects the effects of
the rule as of the date of publication,
that is, full compliance with all existing
regulations. The Industry Practices
baseline reflects a more ‘‘real world’’
assessment of compliance.
The regulatory alternatives examined
under each baseline were No Action,
under which no regulatory changes
would be undertaken; Regulatory
Guidance, under which Section 50.48
and Appendix R would not be modified
but regulatory guidance would be
updated; and the Proposed Alternative,
under which the proposal outlined
above would be implemented.
The regulatory analysis showed that
the proposed alternative was the most
cost beneficial of the three alternatives.
The benefit is the greatest under the
Industry Practices baseline because
fourteen reactors would take immediate
advantage of the proposed rule with
corresponding savings to industry.
Option 3, the Proposed Alternative,
was determined to be the most
preferable based on best professional
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judgment and quantitative analysis
because it (1) improves effectiveness
and efficiency of the NRC regulatory
process by assuring adequate and
uniform operator manual actions; (2)
eliminates the need for some licensees
to request exemptions from Paragraph
III.G.2 or make equipment
modifications; and (3) reduces NRC
costs by reducing the number of
exemption requests to be reviewed.
Under Option 3, public health and
safety would be maintained at the
current level.
The results of the analysis are
summarized in the following table.
NET PRESENT VALUE OF REGULATORY ALTERNATIVES
Baseline
Option 1
no action
Main .............................................................................................................................................
Industry Practices ........................................................................................................................
........................
........................
The Commission requests public
comment on the draft regulatory
analysis. The regulatory analysis may be
viewed and downloaded via the NRC
rulemaking Web site at https://
ruleforum.llnl.gov. Single copies of the
analysis are also available from David T.
Diec, Office of Nuclear Reactor
Regulation, (301) 415–2834, e-mail
dtd@nrc.gov or Alexander Klein, Office
of Nuclear Reactor Regulation, (301)
415–3477, e-mail ark1@nrc.gov.
Comments on the draft analysis may be
submitted to the NRC as indicated
under the ADDRESSES heading.
XI. Regulatory Flexibility Certification
As required by the Regulatory
Flexibility Act, as amended, 5 U.S.C.
605(b), the Commission certifies that
this proposed rule, if adopted, would
not have a significant economic impact
on a substantial number of small
entities. This proposed rule would affect
only licensees authorized to operate
nuclear power reactors. These licensees
do not fall within the scope of the
definition of ‘‘small entities’’ set forth in
the Regulatory Flexibility Act or the
Size Standards established by the
Nuclear Regulatory Commission (10
CFR 2.810).
XII. Backfit Analysis
Section 50.109 (a)(1) defines
backfitting as ‘‘the modification of or
addition to systems, structures,
components, or design of a facility
* * * any of which may result from a
new or amended provision in the
Commission rules or the imposition of
a regulatory staff position interpreting
the Commission rules that is either new
or different from a previously applicable
staff position.’’ The requirements in
Appendix R are only applicable to
licensees who received operating
licenses before January 1, 1979. To
resolve an existing regulatory
compliance issue for these licensees
under paragraph III.G.2 of Appendix R,
the proposed rule represents a voluntary
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alternative to the current requirements.
The proposed rule would allow the use
of operator manual actions for achieving
and maintaining hot shutdown during a
fire in an area where redundant
shutdown trains are located as an
additional method beyond the three
alternatives presently provided.
Licensees who currently have approved
operator manual actions will not be
required to perform any additional
actions (such as analysis or
documentation). Licensees who employ
operator manual actions but have not
received NRC approval are in violation
of paragraph III.G.2 of Appendix R.
There is no backfitting as defined in 10
CFR 50.109(a)(1) because licensees may
choose to continue to meet paragraph
III.G.2 through other provisions.
Post-January 1, 1979 licensees who
use operator manual actions without
NRC approval may or may not be in
compliance with applicable fire
protection requirements (GDC–3,
§ 50.48(a), applicable license conditions,
or current fire protection programs).
Compliance for plants licensed after
January 1, 1979, depends on the specific
licensing commitments, the change
control process, and how the change
was justified and analyzed to
demonstrate that the operator manual
actions are feasible and reliable and do
not adversely affect the ability to
achieve or maintain safe shutdown. This
rule is not applicable to these licensees
as they are not required to meet
Appendix R.
Based on the above discussion, the
NRC has concluded that the proposed
rule would not constitute a backfit as
defined in 10 CFR 50.109(a)(1).
List of Subjects 10 CFR Part 50
Antitrust, Classified information,
Criminal penalties, Fire protection,
Intergovernmental relations, Nuclear
power plants and reactors, Radiation
protection, Reactor siting criteria,
Backfitting, Reporting and record
keeping requirements.
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Option 2
regulatory
guidance
($42,240)
(42,240)
Option 3
proposed
alternative
$13,992,793
16,839,000
For the reasons set forth in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 553, the NRC
is proposing to adopt the following
amendments to 10 CFR part 50.
PART 50—DOMESTIC LICENSING OF
PRODUCTION AND UTILIZATION
FACILITIES
1. The authority citation for part 50
continues to read as follows:
Authority: Secs. 102, 103, 104, 105, 161,
182, 183, 186, 189, 68 Stat. 936, 937, 938,
948, 953, 954, 955, 956, as amended, sec.
234, 83 Stat. 444, as amended (42 U.S.C.
2132, 2133, 2134, 2135, 2201, 2232, 2233,
2236, 2239, 2282); secs. 201, as amended,
202, 206, 88 Stat. 1242, as amended, 1244,
1246 (42 U.S.C. 5841, 5842, 5846); sec. 1704,
112 Stat. 2750 (44 U.S.C. 3504 note).
Section 50.7 also issued under Pub. L. 95–
601, sec. 10, 92 Stat. 2951 (42 U.S.C. 5841).
Section 50.10 also issued under secs. 101,
185, 68 Stat. 955, as amended (42 U.S.C.
2131, 2235); sec. 102, Pub. L. 91–190, 83 Stat.
853 (42 U.S.C. 4332).
Sections 50.13, 50.54(dd), and 50.103 also
issued under sec. 108, 68 Stat. 939, as
amended (42 U.S.C. 2138).
Sections 50.23, 50.35, 50.55, and 50.56 also
issued under sec. 185, 68 Stat. 955 (42 U.S.C.
2235).
Sections 50.33a, 50.55a and Appendix Q
also issued under sec. 102, Pub. L. 91–190,
83 Stat. 853 (42 U.S.C. 4332).
Sections 50.34 and 50.54 also issued under
sec. 204, 88 Stat. 1245 (42 U.S.C. 5844).
Sections 50.58, 50.91, and 50.92 also
issued under Pub. L. 97–415, 96 Stat. 2073
(42 U.S.C. 2239).
Section 50.78 also issued under sec. 122,
68 Stat. 939 (42 U.S.C. 2152).
Sections 50.80—50.81 also issued under
sec. 184, 68 Stat. 954, as amended (42 U.S.C.
2234).
Appendix F also issued under sec. 187, 68
Stat. 955 (42 U.S.C. 2237).
2. In Appendix R to Part 50, Section
III.G.2.c. is revised and a new Section
III.G.2.c–1 and Section III.P. are added
to read as follows:
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Appendix R to Part 50—Fire Protection
Program For Nuclear Power Facilities
Operating Prior to January 1, 1979
*
*
*
*
*
III. Specific Requirements
*
*
*
*
*
G. * * *
2. * * *
c. Enclosure of cable and equipment and
associated non-safety circuits of one
redundant train in a fire barrier having a 1hour rating. In addition, fire detectors and an
automatic fire suppression system shall be
installed in the fire areas; or
c–1. Operator manual actions that satisfy
the acceptance criteria in paragraph III.P. In
addition, fire detectors and an automatic fire
suppression system shall be installed in the
fire area.
*
*
*
*
*
P. 1. For purposes of this section, operator
manual actions means the integrated set of
actions needed to ensure that a redundant
train of systems necessary to achieve and
maintain hot shutdown conditions located
within the same area outside the primary
containment is free of fire damage.
2. A licensee relying on operator manual
actions must meet all of the following
requirements:
(a) Analysis. The licensee shall prepare an
analysis for each operator manual action
which demonstrates its feasibility and
reliability.
(1) The analysis must contain a postulated
fire timeline showing that there is sufficient
time to travel to action locations and perform
actions required to achieve and maintain the
plant in a hot shutdown condition under the
environmental conditions expected to be
encountered without jeopardizing the health
and safety of the operator performing the
manual action. The fire timeline shall extend
from the time of initial fire detection until
the time when the ability to achieve and
maintain hot shutdown is reached, and shall
include a time margin that reasonably
accounts for all important variables,
including (i) differences between the
analyzed and actual conditions, and (ii)
human performance uncertainties that may
be encountered.
(2) The analysis must address the
functionality of equipment or cables that
could be adversely affected by the fire or its
effects but still used to achieve and maintain
hot shutdown.
(3) The analysis must identify all
equipment required to accomplish the
operator manual actions within the
postulated timeline, including (but not
limited to) (i) all indications necessary to
identify the need for the operator manual
actions, enable their performance and verify
their successful accomplishment, and (ii) any
necessary communications, portable, and life
support equipment.
(b) Procedures and training. Plant
procedures must include each operator
manual action required to achieve and
maintain hot shutdown. Each operator must
be appropriately trained on those procedures.
(c) Implementation. The licensee shall
ensure that all systems and equipment
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needed to accomplish each operator manual
action are available and readily accessible
consistent with the analysis required by
paragraph 2(a). The number of operating shift
personnel required to perform the operator
manual actions shall be on site at all times.
(d) Demonstration. Periodically, the
licensee shall conduct demonstrations using
an established crew of operators to
demonstrate that operator manual actions
required to achieve and maintain the plant in
a hot shutdown condition can be
accomplished consistent with the analysis in
paragraph 2(a) of this section.
The licensee may not rely upon any
operator manual action until it has been
demonstrated to be consistent with the
analysis. The licensee shall take prompt
corrective action if any subsequent periodic
demonstration indicates that the operator
manual actions can no longer be
accomplished consistent with the analysis.
Dated at Rockville, Maryland, this 24th day
of February, 2005.
For the Nuclear Regulatory Commission.
Annette Vietti-Cook,
Secretary of the Commission.
[FR Doc. 05–4314 Filed 3–4–05; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 71
[Docket No. FAA–2005–20065; Airspace
Docket No. 05–ACE–7]
Proposed Establishment of Class E2
Airspace; and Modification of Class E5
Airspace; Monett, MO
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking.
10917
holidays. The Docket Office (telephone
1–800–647–5527) is on the plaza level
of the Department of Transportation
NASSIF Building at the above address.
FOR FURTHER INFORMATION CONTACT:
Brenda Mumper, Air Traffic Division,
Airspace Branch, ACE–520A, DOT
Regional Headquarters Building, Federal
Aviation Administration, 901 Locust,
Kansas City, MO 64106; telephone:
(816) 329–2524.
SUPPLEMENTARY INFORMATION:
Comments Invited
Interested parties are invited to
participate in this proposed rulemaking
by submitting such written data, views,
or arguments, as they may desire.
Comments that provide the factual basis
supporting the views and suggestions
presented are particularly helpful in
developing reasoned regulatory
decisions on the proposal. Comments
are specifically invited on the overall
regulatory, aeronautical, economic,
environmental, and energy-related
aspects of the proposal.
Communications should identify both
docket numbers and be submitted in
triplicate to the address listed above.
Commenters wishing the FAA to
acknowledge receipt of their comments
on this notice must submit with those
comments a self-addressed, stamped
postcard on which the following
statement is made: ‘‘Comments to
Docket No. FAA–2005–20065/Airspace
Docket No. 05–ACE–7.’’ The postcard
will be date/time stamped and returned
to the commenter.
AGENCY:
Availability of NPRM’s
SUMMARY: This notice proposes to create
a Class E surface area at Monett, MO. It
also proposes to modify the Class E5
airspace at Monett, MO.
DATES: Comments for inclusion in the
Rules Docket must be received on or
before April 19, 2005.
ADDRESSES: Send comments on this
proposal to the Docket Management
System, U.S. Department of
Transportation, Room Plaza 401, 400
Seventh Street, SW., Washington, DC
20590–0001. You must identify the
docket number FAA–2005–20065/
Airspace Docket No. 05–ACE–7, at the
beginning of your comments. You may
also submit comments on the Internet at
https://dms.dot.gov. You may review the
public docket containing the proposal,
any comments received, and any final
disposition in person in the Dockets
Office between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
An electronic copy of this document
may be downloaded through the
Internet at https://dms.dot.gov. Recently
published rulemaking documents can
also be assessed through the FAA’s Web
page at https://www.faa.gov or the
Superintendent of Document’s Web
page at https://www.access.gpo.gov/nara.
Additionally, any person may obtain
a copy of this notice by submitting a
request to the Federal Aviation
Administration, Office of Air Traffic
Airspace Management, ATA–400, 800
Independence Avenue, SW.,
Washington, DC 20591, or by calling
(202) 267–8783. Communications must
identify both docket numbers for this
notice. Persons interested in being
placed on a mailing list for future
NPRM’s should contact the FAA’s
Office of Rulemaking (202) 267–9677, to
request a copy of Advisory Circular No.
11–2A, Notice of Proposed Rulemaking
Distribution System, which describes
the application procedure.
PO 00000
Frm 00017
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Agencies
[Federal Register Volume 70, Number 43 (Monday, March 7, 2005)]
[Proposed Rules]
[Pages 10901-10917]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-4314]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 70, No. 43 / Monday, March 7, 2005 / Proposed
Rules
[[Page 10901]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
RIN 3150 AH-54
Fire Protection Program--Post-Fire Operator Manual Actions Draft
Regulatory Guide: Issuance, Availability
AGENCY: U.S. Nuclear Regulatory Commission.
ACTION: Proposed rule and Issuance of Draft Regulatory Guide.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) proposes to amend its
fire protection regulations for nuclear power facilities operating
prior to January 1, 1979. The amendment would allow nuclear power plant
licensees to use manual actions by plant operators as an alternative
method to achieve hot shutdown conditions in the event of fires in
certain plant areas, provided that the actions are evaluated against
specified criteria and determined to be acceptable and that fire
detectors and an automatic fire suppression system are provided in the
fire area. The Commission believes that the proposed action would
provide realistically conservative regulatory acceptance criteria for
operator manual actions to achieve and maintain hot shutdown condition.
The NRC is also proposing and requesting comments on a draft
regulatory guide to support this proposed rulemaking. The NRC has
developed the Regulatory Guide Series to describe and make available to
the public such information as methods that are acceptable to the NRC
staff for implementing specific parts of the NRC's regulations,
techniques that the staff uses in evaluating specific problems or
postulated accidents, and data that the staff needs in its review of
applications for permits and licenses.
The draft regulatory guide, entitled ``Demonstrating the
Feasibility and Reliability of Operator Manual Actions in Response to
Fire,'' is temporarily identified by its task number, DG-1136, which
should be mentioned in all related correspondence. This proposed
regulatory guide offers guidance for NRC licensees and applicants to
use in implementing the feasibility and reliability criteria that the
staff developed for post-fire operator manual actions.
DATES: Submit comments on the proposed rule and the draft regulatory
guide by May 23, 2005. Submit comments specific to the information
collection aspects of this rule by April 6, 2005. Comments received
after these dates will be considered if it is practical to do so, but
assurance of consideration cannot be given to comments received after
these dates.
ADDRESSES: You may submit comments on the proposed rule by any one of
the following methods. Please include the following number RIN 3150 AH-
54 and/or DG-1136 in the subject line of your comments. Comments on the
rulemakings or the draft regulatory guide submitted in writing or in
electronic form will be made available for public inspection. Because
your comments will not be edited to remove any identifying or contact
information, the NRC cautions you against including any information in
your submission that you do not want publicly disclosed.
Mail comments to: Secretary, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, ATTN: Rulemakings and Adjudications Staff.
E-mail comments to: SECY@nrc.gov. If you do not receive a reply e-
mail confirming that we have received your comments, contact us
directly at (301) 415-1966. You may also submit comments via the NRC's
rulemaking Web site at https://ruleforum.llnl.gov. This site provides
the capability to upload comments as files (any format), if your web
browser supports that function.
Address questions about our rulemaking website to Carol Gallagher
(301) 415-5905; e-mail cag@nrc.gov. Comments can also be submitted via
the Federal Rulemaking Portal https://www.regulations.gov.
Hand deliver comments to: 11555 Rockville Pike, Rockville, Maryland
20852, between 7:30 am and 4:15 pm Federal workdays. (Telephone (301)
415-1966).
Fax comments to: Secretary, U.S. Nuclear Regulatory Commission at
(301) 415-1101.
Publicly available documents related to this rulemaking may be
viewed electronically on the public computers located at the NRC's
Public Document Room (PDR), O1 F21, One White Flint North, 11555
Rockville Pike, Rockville, Maryland. The PDR reproduction contractor
will copy documents for a fee. Selected documents, including comments,
may be viewed and downloaded electronically via the NRC rulemaking Web
site at https://ruleforum.llnl.gov.
Publicly available documents created or received at the NRC after
November 1, 1999, are available electronically at the NRC's Electronic
Reading Room at https://www.nrc.gov/reading-rm/adams.html. From this
site, the public can gain entry into the NRC's Agencywide Documents
Access and Management System (ADAMS), which provides text and image
files of NRC's public documents. Electronic copies of Draft Regulatory
Guide DG-1136 are available in ADAMS at https://www.nrc.gov/reading-rm/
adams.html, under Accession ML050350359. Note, however, that
the NRC has temporarily suspended public access to ADAMS so that the
agency can complete security reviews of publicly available documents
and remove potentially sensitive information. Please check the NRC's
Web site for updates concerning the resumption of public access to
ADAMS. If you do not have access to ADAMS or if there are problems in
accessing the documents located in ADAMS, contact the NRC Public
Document Room (PDR) Reference staff at 1-800-397-4209, 301-415-4737 or
by email to pdr@nrc.gov. Electronic copies of Draft Regulatory Guide
DG-1136 are also available through the NRC's public Web site under
Draft Regulatory Guides in the Regulatory Guides document collection of
the NRC's Electronic Reading Room at https://www.nrc.gov/reading-rm/doc-
collections/.
You may submit comments on the information collections by the
methods indicated in the Paperwork Reduction Act Statement.
FOR FURTHER INFORMATION CONTACT: David T. Diec, 301-415-2834,
dtd@nrc.gov or Alexander Klein, 301-415-3477, ark1@nrc.gov.
SUPPLEMENTARY INFORMATION:
[[Page 10902]]
I. Background
II. Rulemaking Initiation
III. Proposed Action
A. Operator Manual Actions Alternative
B. Addition of Paragraph III.P, Operator Manual Actions
Acceptance Criteria
C. Response to Stakeholder Comments on Operator Manual Action
Acceptance Criteria
IV. Interim Enforcement Discretion Policy
V. Section-by-Section Analysis of Substantive Changes
VI. Plain Language
VII. Voluntary Consensus Standards
VIII. Finding of No Significant Environmental Impact: Environmental
Assessment
IX. Paperwork Reduction Act Statement
X. Regulatory Analysis
XI. Regulatory Flexibility Certification
XII. Backfit Analysis
I. Background
Section 50.48, Fire protection, requires each operating power plant
to have a fire protection plan that satisfies Criterion 3 of Appendix A
to 10 CFR part 50. Criterion 3 requires structures, systems, and
components important to safety to be designed and located to minimize,
consistent with other safety requirements, the probability and effect
of fires and explosions. The specific fire protection requirements for
safe shutdown capability of a plant are further discussed in paragraph
G of Section III of Appendix R to 10 CFR part 50. The more specific
Sec. 50.48 and Appendix R requirements were added following a
significant fire that occurred in 1975 at the Browns Ferry Nuclear
Plant. The fire damaged control, instrumentation, and power cables for
redundant trains of equipment necessary for safe shutdown.
In response to the fire, an NRC investigation found that the
independence of redundant equipment at Browns Ferry was negated by a
lack of adequate separation between cables for redundant trains of
safety equipment. The investigators subsequently recommended that a
suitable combination of electrical isolation, physical distance, fire
barriers, and sprinkler systems should be used to maintain the
independence of redundant safety equipment. In response to these
recommendations, the NRC interacted with stakeholders for several years
to identify and implement necessary plant fire protection improvements.
In 1980, NRC promulgated Sec. 50.48 to establish fire protection
requirements and Appendix R to 10 CFR part 50 for certain generic fire
protection program issues, including paragraph III.G, fire protection
of safe shutdown capability. The requirements for separation of cables
and equipment associated with redundant hot shutdown trains were
promulgated in paragraph III.G.2.
Paragraph III.G.2 of Appendix R requires that cables and equipment
of redundant trains of safety systems in the same fire area be
separated by either:
a. A 3-hour fire barrier, or
b. A horizontal distance of more than 20 feet with no intervening
combustibles in conjunction with fire detectors and an automatic fire
suppression system, or
c. A 1-hour fire barrier combined with fire detectors and an
automatic fire suppression system.
Appendix R applies to only those licensees who received operating
licenses before January 1, 1979. Plants licensed after January 1, 1979,
are not required to meet Appendix R. These plants were licensed to meet
Branch Technical Position CMEB 9.5-1, ``Guidelines for Fire Protection
for Nuclear Power Plants,'' that contains criteria similar to the
Appendix R requirements. Specific licensing basis information for these
plants is usually contained in license conditions issued at time of
licensing.
Because the rule was to apply to facilities which were already
built, the NRC knew that compliance with various parts of Appendix R
might be difficult at some facilities. Accordingly, the NRC included a
provision which allowed licensees to submit alternative acceptable
methods for protecting redundant equipment for NRC review and approval
through an exemption process. During implementation of the Appendix R
requirements, the NRC reviewed and approved a large number of
exemptions for 60 licensees who proposed alternative acceptable methods
of compliance in various areas, including numerous exemptions from
paragraph III.G.2.
In the early 1990s, generic problems arose with Thermolag \1\ fire
barriers, which many licensees were using to comply with paragraph
III.G.2 of Appendix R. Licensees were ultimately required to replace
Thermolag material with other fire barriers. Several years later, fire
protection inspectors began to notice that many licensees had not
upgraded or replaced Thermolag fire barrier material (or had not
otherwise provided the required separation distance between redundant
safety trains) used to satisfy the paragraph III.G.2 criteria. Some
licensees compensated by relying on operator manual actions \2\ which
were not reviewed and approved by the NRC through the Sec. 50.12
exemption process. Currently, operator manual actions are not an
alternative specified in paragraph III.G.2 of Appendix R. However, such
actions may be an acceptable means of achieving hot shutdown in the
event of a fire under certain conditions.
---------------------------------------------------------------------------
\1\ Thermolag is a brand-name for a particular type of material
used to construct fire barriers typically for protecting electrical
conduits and cable trays. In the early 1990's, issues arose
regarding the testing and qualification process used for this
material. It was determined that barriers made of this material
would not provide protection for the required periods of time.
\2\ Operator manual actions are an integrated set of actions
needed to ensure that a redundant train of systems necessary to
achieve and maintain hot shutdown conditions located within the same
fire area outside the primary containment is free of fire damage.
---------------------------------------------------------------------------
In 2002, the NRC met with nuclear power plant licensees and
informed them that the use of unapproved manual actions was not in
compliance with paragraph III.G.2. During a meeting on June 20, 2002,
the Nuclear Energy Institute representative stated that there was
widespread use of operator manual actions throughout the industry based
on the industry's understanding of past practice and existing NRC
guidance. The industry representative also stated that licensees' use
of unapproved manual actions had become prevalent even before the
concerns arose with Thermolag material. Subsequent to the public
meeting, the NRC developed criteria for inspectors to use in assessing
the safety significance of violations resulting from licensee use of
unapproved operator manual actions. The criteria were based on past
practice and experience by NRC inspectors when reviewing operator
manual actions used to comply with Appendix R, paragraph III.G.3, on
alternate reactor shutdown capability. Licensees were familiar with
these criteria through their interactions with the NRC staff during the
implementation of the NRC inspection process. These criteria were
issued in the revision to Inspection Procedure 71111.05 in March 2003.
While unapproved operator manual actions are still violations, those
actions that meet the interim criteria are viewed to have low or no
safety significance.
II. Rulemaking Initiation
Instead of continuing the current practice of requiring all
noncompliant licensees to submit individual exemption requests for
staff review to determine if their operator manual actions are
acceptable, the Commission believes that amending Appendix R to 10 CFR
part 50 would be the most orderly and efficient way to provide an
option for licensees to utilize acceptable operator manual actions in
lieu of the separation or barrier requirements in paragraph III.G.2. In
this way the NRC
[[Page 10903]]
would codify conservative acceptance criteria for licensees to use in
evaluating operator manual actions to ensure that the actions were both
feasible and reliable. These criteria would maintain safety by ensuring
that licensees perform thorough evaluations of the operator manual
actions comparable to evaluations a licensee would provide to NRC for
review and approval of an exemption request.
The NRC staff developed a rulemaking plan (SECY-03-0100) and the
Commission approved the staff plan on September 12, 2003. The rule
change would revise 10 CFR part 50, Appendix R, paragraph III.G.2 to
allow licensees to implement acceptable operator manual actions after
documenting that the actions met the regulatory acceptance criteria.
Through the established Reactor Oversight Process (ROP), the NRC will
continue to inspect licensees' methodologies for achieving and
maintaining hot shutdown conditions in accordance with the requirements
set forth in paragraph III.G.2 of Appendix R to 10 CFR part 50. The NRC
fire protection inspectors will verify that the licensees' operator
manual actions met the NRC acceptance criteria and will evaluate the
licensees' analyses, procedures and training, implementation, and
demonstration of operator manual actions to ensure the licensees have
adequately demonstrated the feasibility and reliability of manual
actions.
III. Proposed Action
The Commission proposes to allow the use of operator manual actions
coincident with fire detectors and an automatic fire suppression system
as an additional alternative method for compliance with paragraphs
III.G.2(a), (b) or (c) of Appendix R.\3\ The Commission has determined
that implementing any one of the alternatives in paragraph III.G.2 will
provide reasonable assurance that at least one method for achieving and
maintaining the hot shutdown condition will remain available during and
after a postulated fire anywhere in the plant. The Commission proposes
to add a new paragraph G.2.c-1 and a paragraph P to section III of
Appendix R to 10 CFR part 50. The new paragraph G.2.c-1 would establish
operator manual actions, in conjunction with fire detectors and an
automatic fire suppression system, as a fourth compliance option with
paragraphs III.G.2(a), (b) or (c), provided that the operator manual
actions satisfy the acceptance criteria in the new paragraph P. The new
paragraph P would define operator manual actions and set forth the
required acceptance criteria which must be met before a licensee could
use operator manual actions outside the containment to comply with
paragraph III.G.2 of Appendix R. Compliance with these acceptance
criteria is necessary to provide reasonable assurance of the
feasibility and the reliability of the operator manual actions.
---------------------------------------------------------------------------
\3\ The requirements in Appendix R are applicable only to
licensees who received operating licenses before January 1, 1979.
Post-January 1, 1979, licensees were licensed to meet GDC-3, Sec.
50.48(a), and Branch Technical Position CMEB 9.5-1, which contain
criteria that are similar to the Appendix R requirements. Post-
January 1, 1979 licensees who use operator manual actions without
NRC approval may or may not be in compliance with applicable fire
protection requirements. Compliance depends on the specific
licensing commitments (usually specified in license conditions for
these licensees), the change control process, and how the change was
justified and analyzed to demonstrate that the operator manual
actions are feasible and reliable and thus do not adversely affect
the ability to achieve or maintain safe shutdown.
---------------------------------------------------------------------------
A. Operator Manual Actions Alternative
The Commission proposes to add a new paragraph c-1 to paragraph
III.G.2 of 10 CFR part 50 to codify the use of operator manual actions
in conjunction with fire detectors and an automatic fire suppression
system, as an additional alternative compliance method. Implementing
any of the alternatives in paragraph III.G.2 will provide reasonable
assurance that at least one method for achieving and maintaining the
reactor in a hot shutdown condition will remain available during and
after a postulated fire. The basis for this determination is provided
below.
The Commission's fire protection requirements constitute a defense-
in-depth approach to protect safe shutdown functions. The overall
objectives of the NRC's fire protection regulations are to minimize the
potential for fires and explosions; to rapidly detect, control, and
extinguish fires that do occur; and to ensure that the fires will not
prevent the accomplishment of necessary safe shutdown functions and
will not significantly increase the risk of radioactive releases to the
environment. The NRC has concluded if these objectives are met, there
is reasonable assurance that a licensed facility is providing adequate
protection of public health and safety. These objectives are met by a
set of NRC requirements for control of combustible materials and
ignition sources, fire detection and suppression systems, fire brigade
procedures and training, and physical separation of cables and
equipment of redundant trains of safe shutdown equipment.
The physical separation requirements in paragraph III.G.2 of
Appendix R are one component of the NRC's overall fire protection
objectives. In paragraph III.G.2, the NRC specified three different
methods for providing separation of cables and equipment of redundant
trains of equipment located in the same fire area. These three options
for compliance with paragraph III.G.2 offer sufficient but varying
levels of protection. In general, the 3-hour passive fire barrier is
judged to offer more protection than either of the other options (i.e.,
the 1-hour passive fire barrier or 20 feet of horizontal separation
with no intervening combustibles, in combination with fire detectors
and an automatic fire suppression system installed in the fire area).
The NRC published a final rule in the Federal Register on November 19,
1980 (45 FR 76602) stating that redundant trains of safe shutdown
systems are best protected by 3-hour passive fire barriers that provide
ample time for manual fire suppression activities to control any fire.
The proposed operator manual action offers protection comparable to the
latter two options, both of which require the additional layer of
defense-in-depth protection provided by having fire detection and
automatic suppression capability. The basis for automatic suppression
capability in III.G.2 is found in the final rule published on November
19, 1980 (45 FR 76602), which stated, ``The use of 1-hour barrier in
conjunction with automatic fire suppression and detection capability *
* * is based on the following considerations. Automatic suppression is
required to ensure prompt, effective application of a suppressant to a
fire that could endanger safe shutdown capability.'' The prompt,
effective application of a suppressant to a fire also applies to
III.G.2.b with 20 feet of horizontal separation with no intervening
combustibles. Accordingly, the NRC proposes to allow use of operator
manual actions only in conjunction with fire detectors and an automatic
fire suppression system.
In issuing the current Appendix R, paragraph III.G.2, requirements
on physical separation of safe shutdown systems, the Commission
recognized that strict compliance with the III.G.2 criteria might be
difficult for certain licensees at existing facilities. At that time,
the Commission was aware that other fire protection alternatives might
exist that could provide adequate fire protection at these facilities.
For this reason, the Commission included an
[[Page 10904]]
exemption provision in Sec. 50.48 \4\ to allow licensees to propose
alternative fire protection methods to the Commission for review and
approval. Under the exemption process, the Commission has used its fire
protection engineering experience and judgment to review and grant (or
in some cases deny) exemptions to licensees who, because of plant
physical limitations, sought to implement operator manual actions in
lieu of complying with the paragraph III.G.2 separation requirements.
---------------------------------------------------------------------------
\4\ The exemption provision no longer exists in 10 CFR 50.48. It
has been subsumed by the exemption provisions in 10 CFR 50.12, which
apply to all sections of 10 CFR part 50.
---------------------------------------------------------------------------
The NRC recognized in the SECY-03-0100 rulemaking plan that
``[r]eplacing a passive, rated, fire barrier * * * with human
performance activities can increase risk. For some simple operator
manual actions, the risk increase associated with human performance may
be minimal. For other actions, unless the operator manual actions are
feasible, the risk increase could be significant * * * However, if the
operator manual actions are feasible, the overall risk increase is
minimal.''
On the basis of inspection experience, the NRC has concluded that
certain manual actions can be accomplished and provide an adequate
level of safety to satisfy the underlying purpose of the fire
protection rule for the areas set forth in paragraph III.G.2. In
addition, the NRC has reviewed and granted certain exemption requests
for the use of manual actions in lieu of the separation criteria of
paragraph III.G.2. This experience demonstrates that properly analyzed
and implemented manual actions provide an adequate level of assurance
that a nuclear power plant could achieve and maintain hot shutdown
conditions.
Due to misunderstanding of acceptable past practice and existing
fire protection guidance that led licensees to implement unapproved
operator manual actions, the NRC may be faced with a large number of
operator manual action exemption requests from licensees. To provide a
more efficient and effective process and to ensure more uniform and
consistent regulatory treatment of these cases, the NRC is proposing to
codify conservative, state-of-the-art acceptance criteria for licensees
to use in evaluating operator manual actions to ensure that they are
both feasible and reliable. The NRC believes that codifying this
alternative in the rule will be more efficient than using the exemption
process, and will provide for enhanced safety by allowing resources to
be focused on safety rather than administrative compliance.
Something that is ``feasible'' is ``capable of being accomplished
or brought about; possible.'' Something that is ``reliable'' will
``yield the same or compatible results in different experiments or
statistical trials; dependably repeatable.'' To credit operator manual
actions under paragraph III.G.2 for outside containment, the licensee
must prove to the satisfaction of the NRC not only that the actions can
be successfully accomplished, but also that they can be accomplished
repeatedly by all personnel who are required to perform the actions.
Together, proof that the operator manual actions are both feasible and
reliable provides the level of reasonable assurance necessary for
credited operator manual actions to be in compliance with paragraph
III.G.2.
If shown to be feasible and reliable, operator manual actions are
likely to be successfully achieved, and any potential increases in risk
to the public due to their use will be minimal. Requiring the operator
manual actions to meet conservative acceptance criteria provides the
NRC with reasonable assurance that such operator manual actions can be
accomplished to safely shut down the plant in the event of a fire.
These criteria maintain safety by ensuring that licensees perform
thorough evaluations of the required operator manual actions and pre-
plan equipment needs. NRC fire protection inspectors will verify that
licensees' documented operator manual actions meet the NRC acceptance
criteria through the existing triennial inspection process. The use of
operator manual actions does not diminish the other defense-in-depth
objectives of the NRC fire protection program (i.e., the requirements
that minimize the potential for fires and explosions and those which
provide for rapid controlling and extinguishing of fires that do
occur). To support the objective for rapidly controlling and
extinguishing fires, the NRC is requiring fire detectors and an
automatic fire suppression system as part of the new operator manual
actions option. Accordingly, the NRC has determined that the proposed
rulemaking provides reasonable assurance that the public health and
safety are protected, consistent with the assurance provided by
compliance with the current three options in paragraphs III.G.2(a), (b)
or (c).
B. Addition of Paragraph III.P, Operator Manual Actions Acceptance
Criteria
The proposed paragraph III.P specifies the required acceptance
criteria which must be met before a licensee may utilize operator
manual actions to comply with paragraph III.G.2 of Appendix R. A
detailed discussion of each criterion is provided further in this
Statement of Consideration. These criteria are as follows:
III.P Operator Manual Actions
1. For purposes of this section, operator manual actions means the
integrated set of actions needed to ensure that a redundant train of
systems necessary to achieve and maintain hot shutdown conditions
located within the same area outside the primary containment is free of
fire damage.
2. A licensee relying on operator manual actions must meet all of
the following acceptance criteria:
(a) Analysis. The licensee shall prepare an analysis for each
operator manual action which demonstrates its feasibility and
reliability.
(1) The analysis must contain a postulated fire timeline showing
that there is sufficient time to travel to action locations and perform
actions required to achieve and maintain the plant in a hot shutdown
condition under the environmental conditions expected to be encountered
without jeopardizing the health and safety of the operator performing
the manual actions. The fire timeline shall extend from the time of
initial fire detection until the time when the ability to achieve and
maintain hot shutdown is reached, and shall include a time margin that
reasonably accounts for all important variables, including (i)
differences between the analyzed and actual conditions and (ii) human
performance uncertainties that may be encountered.
(2) The analysis must address the functionality of equipment or
cables that could be adversely affected by the fire or its effects but
still used to achieve and maintain hot shutdown.
(3) The analysis must identify all equipment required to accomplish
the operator manual action within the postulated timeline, including
(but not limited to) (i) all indications necessary to identify the need
for the operator manual actions, enable their performance, and verify
their successful accomplishment, and (ii) any necessary communications,
portable, and life support equipment.
(b) Procedures and training. Plant procedures must include each
operator manual action required to achieve and maintain hot shutdown.
Each operator
[[Page 10905]]
must be appropriately trained on those procedures.
(c) Implementation. The licensee shall ensure that all systems and
equipment needed to accomplish each operator manual action are
available and readily accessible consistent with the analysis required
by paragraph 2(a). The number of operating shift personnel required to
perform the operator manual actions shall be on site at all times.
(d) Demonstration. Periodically, the licensee shall conduct
demonstrations using an established crew of operators to demonstrate
that operator manual actions required to achieve and maintain the plant
in a hot shutdown condition can be accomplished consistent with the
analysis in paragraph 2(a) of this section. The licensee may not rely
upon any operator manual action until it has been demonstrated to be
consistent with the analysis. The licensee shall take prompt corrective
action if any subsequent periodic demonstration indicates that the
operator manual actions can no longer be accomplished consistent with
the analysis.
These acceptance criteria for operator manual actions are intended
to assure the safe shutdown goals and objectives for operating reactors
as required in 10 CFR 50.48. The primary objective for safe shutdown is
to maintain fuel integrity (i.e., fuel design limits are not exceeded).
For alternative or dedicated shutdown capability, the reactor coolant
system process variables should be maintained within those predicted
for a loss of normal ac power and fission product boundary integrity
should not be affected.
The applications of these acceptance criteria are as follows.
First, the criteria are the means by which the NRC will establish
standards that provide a reasonable level of assurance that operator
manual actions will be satisfactorily and reliably performed to bring
the plant to a hot shutdown condition, thus protecting public health
and safety. Second, a standard set of acceptance criteria will permit
both the licensees and NRC to establish consistency as to what operator
manual actions will be allowed. Third, the criteria will provide the
parameters which both the licensees and NRC will use to conduct
evaluations and inspections in a thorough manner. The supporting basis
for each criterion is discussed in detail below.
The acceptance criteria in the proposed rule are structured to
ensure both feasibility and reliability of the operator manual actions.
To credit operator manual actions, the licensee must prove not only
that the actions can be successfully accomplished (are feasible), but
also that they can be done so repeatedly (are reliable). Central to the
approach is the preparation of an analysis that determines what actions
must be taken in order to reach a hot shutdown condition. This analysis
would also identify the time available (timeline) for successful
performance of such actions. A demonstration of the accomplished
operator manual actions within the established timeline verifies the
feasibility of such actions. In order to also achieve reliability of
the actions, the Commission is proposing a criterion for a time margin
needed to complete the actions because of potential variations in fire
characteristics, plant conditions, and human performance that the
demonstration cannot adequately address. This concept is further
described in the sections below.
Timeline Analysis
The Commission will require that a licensee perform an analysis to
determine the feasibility and reliability of operator manual actions.
As part of the analysis, there shall be a fire timeline, which extends
from the initial fire detection to the achievement of maintainable hot
shutdown conditions, to define the time boundaries of the analysis for
the fire scenario in which the operator manual actions will be
performed. The analysis must identify all actions that must be
completed, the equipment needed, the number of people needed, the
communications equipment required, and the time available to perform
the actions before unsafe plant conditions occur (i.e., before
exceeding safe shutdown goals and objectives). The proposed rule has
more specific requirements on each of these aspects that are discussed
in subsequent sections of this notice. The Commission will require a
licensee to show that a sufficient amount of extra time would be
available for the required operator manual actions and that the process
for determining the time available for such actions adequately
addressed the potential variations in fire characteristics, plant
conditions, and human performance. This concept is referred to in this
statement as a ``time margin.''
Proper demonstration requires that the licensee meet all operator
manual action acceptance criteria other than Time Margin (this is
evaluated after all other criteria, including requirements in section
2(d), have been met) and show that at least one randomly-selected,
established crew can successfully perform the actions within an
acceptable time frame. For example, if there are questions about
whether operators can reach the locations where they must perform the
manual actions, these questions should be addressed to the extent
practicable during the demonstration. However, successful demonstration
does not fully determine reliability for the operator manual actions.
Additional factors must be considered to show that the actions can
be performed reliably under the variety of conditions that could occur
during a fire. For example, factors that the licensee may not be able
to recreate in the demonstrations could cause further delay under real
fire conditions (i.e., the demonstration would likely fall short of
actual fire situations). Furthermore, typical and expected variability
among individuals and crews could lead to variations in operator
performance. Finally, variations in the characteristics of the fire and
related plant conditions could alter the time available for the
operator actions.
In order to ensure that a particular action could be performed
reliably, licensees must show that a sufficient amount of extra time
(i.e., a time margin) would be available for the action and that the
process for determining the time available for the action adequately
addressed the potential variations in fire characteristics and plant
conditions. The time margin ensures that operator manual actions can be
performed reliably: (1) Through well-thought out demonstrations that
the actions are feasible, (2) by ensuring that there is extra time
available for given actions with respect to the fire scenario, and (3)
by adequately addressing all other related acceptance criteria.
The analysis should include realistically conservative scenarios,
and such variables as environment and human performance uncertainties
should be considered in the time margin. For example, a licensee may
perform a worst case demonstration that requires the operator to wear a
self-contained breathing apparatus (SCBA), if there is a reasonable
expectation that the operators will need to pass through a zone
containing smoke in order to reach the location where the operator
manual action is to be carried out.
Use of a time margin is an appropriate safety factor for ensuring
realistically reliable operator manual actions. The rule would require
the time margin to account for all important variables, including
differences between the analyzed and actual conditions and for human
performance uncertainties that may be encountered.
The factors necessitating the time margin are:
[[Page 10906]]
1. The time margin should account for what the licensee is not
likely to be able to recreate in the demonstration that could cause
further delay (i.e., where the demonstration falls short).
2. The time margin should account for the variability of fire and
related plant conditions.
3. The time margin should account for the variability in human
performance among individuals and between different crews and for the
effects of human-centered factors that could become relevant during
fire scenarios.
These factors are important considerations for the time margin for
the following reasons:
1. They address likely limitations of the demonstration.
2. The demonstration can replicate only a subset of all possible
fires and resulting variability in fire and plant conditions.
3. Some degree of human performance variability is to be expected,
some of which could further delay the times to perform the desired
actions during real fire situations.
In order to establish a standard to show time margin, it was
necessary to establish a time margin (or margins) for fire-related
operator manual actions to ensure that they would be reliably
successful. In other words, if the licensee can meet all of the
operator manual action acceptance criteria, which include demonstrating
that at least one randomly-selected, established crew can successfully
perform the actions, and show that the actions can be performed within
an acceptable time frame that allows for adequate time margin to cover
potential variations in plant conditions and human performance, then
the operator manual action rule would be met. For example, as long as
it can be shown that there is an ``X-percent'' time margin to perform
the particular operator manual action, plant damage or an undesirable
plant condition will still be avoided and all of the other criteria
have been met, then there is confidence to conclude that the action
will be performed reliably.
The establishment of an appropriate time margin requires a
supported technical basis. While the best technical basis for a time
margin would be empirical data from which it could be derived, a
database search was unable to find relevant data that could be used
directly for or generalized to the operator manual actions of interest.
To further develop this concept, the NRC convened an initial expert
panel to identify a time margin for inclusion in this proposed rule
statement for further stakeholder consideration and feedback.
The expert panel members concluded that a time margin factor of at
least 2 would ensure that the operator manual actions in response to
fire are sufficiently reliable. For example, if the operator manual
action can be shown typically to take less than 15 minutes, then at
least 30 minutes (15x2) should be available to achieve and maintain hot
shutdown. A time margin factor of at least 2 is assumed to absorb
delays that might be caused by the following set of factors (1) the
need to recover from or respond to unexpected difficulties or random
problems associated with instruments or other equipment, or
communication devices; (2) environmental and other effects that are not
easily replicated in a demonstration, such as radiation, smoke, toxic
gas effects, and increased noise levels; (3) limitations of the
demonstration to account for all possible fire locations that may lend
the need for such operator manual actions; (4) inability to show or
duplicate the operator manual actions because of safety considerations
while at power; and (5) individual operator performance factors, such
as physical size and strength, cognitive differences, time pressure,
and emotional responses. In addition, the time margin includes adequate
time for personnel to recover from any initial errors in conducting the
actions. The time margin concept could alternatively consist of a range
of multiplicative values. For example, instead of a single
multiplicative value of 2, perhaps a range of multiplicative values
(e.g., 2-4 times) could determine adequate time margin. This may be
appropriate where additional factors were identified that may influence
the timeline. These factors may be those unknown and not considered by
the expert elicitation panel and which may result in a lower or higher
multiplicative factor. The Commission can also foresee situations where
a licensee may be able to define a different multiplicative value for
different scenarios. For example, an operator manual action consisting
of a single action by one plant operator could have a different
multiplicative value than a scenario that involves more than one plant
operator or where several sequential actions are necessary.
As with the discussion of the range of multiplicative values above,
the time margin concept may have to include a minimum additive time
(predetermined minimum amount of time added to the demonstrated time)
necessary for certain situations. For example, the time in the
demonstration is shown to be short (e.g., <5 minutes for a single
operator manual action), a single multiplicative value of 2 is applied
resulting in an additional time of <5 minutes. There may be situations
where the resulting <5 minutes of margin may not be adequate to address
the factors that may cause a delay as identified above. In such
situations it may be more appropriate to apply a minimum additive time
(e.g., 10 minutes) to account for factors that may cause a delay with
the operator manual action.
Request for Comment 1: (Time Margin)
The Commission requests opinions specifically on the time margin
aspects because of stakeholder interest in this subject and the
Commission's desire to consider all stakeholders' input for this
important criterion.
Specifically, the Commission asks the following questions:
(A) Considering the factors for time margin discussed above
(including the conditional dependence on a worst-case demonstration
meeting all the other acceptance criteria), should the time margin
consist of a single multiplicative factor (e.g., 2 times), or a range
of multiplicative factors (e.g., 2-4 times)? Please provide a technical
basis for your proposed time frames or factors.
(B) If a range is appropriate, what should the range be and what
parameters or variables should be considered in determining which part
of the range is applicable in a given situation? Please provide a basis
for your proposed time frames or factors.
(C) Should there be a minimum additive time (e.g., 10 minutes) for
situations where the time in the demonstration is so short that a
multiplicative factor would not properly account for the required time
margin (e.g., a time in the demonstration of < 5 minutes). Please
provide a basis for your proposed time frames or factors.
(D) Are there other means of establishing margin (e.g., through
consideration of conservative assumptions in the thermal hydraulic
timeline)? Please provide a technical basis.
Environmental Factors
Paragraph 2(a)(1) of the proposed criteria requires that the fire
timeline include a time margin that accounts for differences between
the analyzed and actual conditions. Adverse environmental factors are
one area of concern that must be considered because they affect the
operator's mental or physical performance. The environmental factors
must be weighed with respect to the location where the operator manual
actions will be performed, as well as the access and egress routes to
and from this location.
[[Page 10907]]
Operators' performance may be impeded by their inability to reach the
required location and by the difficulty of performing the action in the
conditions existing at the required location. The environment along the
egress route after completion of the operator manual action must also
be considered to ensure personnel health and safety throughout. These
environmental factors are considered in the analysis via preparation
and planning thereby ensuring there is sufficient time to travel to the
location(s) and perform the action(s) required to achieve and maintain
the plant in a hot shutdown condition.
Equipment Performance
Paragraph 2(a)(2) of the criteria requires the analysis to address
the functionality of equipment or cables that could be adversely
affected by the fire but still used to achieve and maintain hot
shutdown. For example, operators may rely upon valves to achieve and
maintain hot shutdown conditions. If the functionality of the valves is
adversely affected by the fire then it may degrade or prevent the
performance of the required operator manual actions. As identified in
Information Notice 92-18 for motor-operated valves, bypassing thermal
overload protection devices (discussed in Regulatory Guide 1.106,
``Thermal Overload Protection for Electric Motors on Motor Operated
Valves'' Rev. 1, ML 003740323) could jeopardize completion of the
safety function or cause degradation of other safety systems due to
sustained abnormal circuit currents that can arise from fire-induced
``hot shorts.'' Even if these overload protection devices are not
bypassed, hot shorts can cause loss of power to motor-operated valves
by tripping the devices. If an operator manual action requires the
manual manipulation of a depowered motor-operated valve, such fire-
induced damage could make the manipulation physically impossible.
Therefore, if equipment to be used during operator manual actions could
be affected by fire, the licensee must determine that the functionality
of that equipment will not be adversely affected.
Plant systems, structures and components (SSCs) are used to achieve
and maintain hot shutdown conditions. SSCs often require active
intervention, through either automatic or manual means, to perform
their required function. The analysis of the fire timeline must
identify all such SSCs needed to achieve maintainable hot shutdown
conditions from the time of initial fire detection, particularly those
that require operator manual actions to perform their hot shutdown
function and explain how active equipment will be operated. Diagnostic
indications relevant to the SSCs' safety function may be critical to
specific operator manual actions and interaction with this equipment.
Diagnostic indications are the alerting, information, control, and
feedback capability provided through instrumentation. They also provide
sufficient information that determines if and when these interfaces
must be effected. These indications would typically be needed to: (1)
Enable the operators to determine which manual actions are appropriate
for the fire scenario; (2) direct the personnel as to the proper
performance of the operator manual actions; and (3) provide the
necessary feedback to the operators verifying that the manual actions
have had their expected results. Diagnostic indications are considered
in the analysis via identification of the SSCs necessary to accomplish
the operator manual action and evaluation of their availability under
the fire and environmental conditions expected. Guidance on identifying
needed indication is provided as in paragraph c.2 of the draft
regulatory guide DG-1136, ``Guidance for Demonstrating the Feasibility
and Reliability of Operator Manual Actions in Response to Fire.''
Communications Equipment
Paragraph 2(a)(3)(ii) of the proposed criteria requires the
analysis to identify all communications equipment necessary to
accomplish the operator manual actions. Communications equipment may be
needed to provide feedback between operators in the main control room
and personnel out in the plant to ensure that any activities requiring
coordination between them are clearly understood and correctly
accomplished. The unpredictability of fires can force staff to deviate
from planned activities, hence the need to consider constant and
effective communications. Communications may be needed in the
performance of sequential operator manual actions (where one action
must be completed before another can be started) and provide
verification that procedural steps have been accomplished, especially
those that must be conducted at remote locations. Communications must
be considered in the analysis by identifying the necessary
communications equipment and ensuring their availability to the plant
operators for the time needed to achieve and maintain hot shutdown. For
example, if portable radios are to be used for communications then the
analysis should list the equipment and confirm that the equipment can
be used in the plant areas (i.e., capable of receiving and transmitting
in the necessary plant areas) and are available for the time required
(e.g., battery power life has been considered for the time period
necessary). Such communications should be identified and addressed as
per paragraph c.2 of the draft regulatory guide DG-1136, ``Guidance for
Demonstrating the Feasibility and Reliability of Operator Manual
Actions in Response to Fire.''
Portable Equipment
Paragraph 2(a)(3)(ii) of the proposed criteria requires the
analysis to identify all portable equipment necessary to accomplish the
operator manual actions. Portable equipment, especially tools such as
keys to open locked areas, ladders to reach high locations, torque
devices to turn valve handwheels, and electrical breaker rackout tools,
can be essential to access and manipulate SSCs to successfully
accomplish required operator manual actions. Similarly, life support
equipment, such as self-contained breathing apparatuses (SCBA), may
need to be worn to permit access to and egress from the locations where
the operator manual actions must be performed since the routes could be
negatively affected by fire effects, such as smoke, that propagate
beyond the fire-involved area. Portable equipment must be considered in
the analysis by identifying necessary equipment and ensuring their
availability to the plant operators during the time needed to achieve
and maintain hot shutdown. For example, if SCBA is necessary then the
analysis should list the equipment and confirm that the equipment can
be used in the plant areas (i.e., access and egress to tight areas are
not impeded by the use of SCBA) and are available for the time required
(e.g., portable bottle air supply provides sufficient time to perform
the action). Such equipment should be identified and addressed as per
paragraph c.2 of the draft regulatory guide DG-1136, ``Guidance for
Demonstrating the Feasibility and Reliability of Operator Manual
Actions in Response to Fire.''
Procedures and Training
Paragraph 2(b) of the proposed criteria requires that all manual
actions be included in plant procedures, and that each operator
receives training on these manual actions. The role of written plant
procedures in the successful performance of operator manual actions is
three-fold: (1) Assist the operators in correctly diagnosing the type
of plant event that the fire may trigger, usually
[[Page 10908]]
in conjunction with indications, thereby permitting them to select the
appropriate operator manual actions (or prescribe actions to be taken
should a fire occur in a given fire area); (2) direct the operators to
the appropriate preventive and mitigative manual actions to place and
maintain the plant in a stable hot shutdown condition; and (3) minimize
the potential confusion that can arise from fire-induced conflicting
signals, including spurious actuations, thereby minimizing the
likelihood of personnel error during the required operator manual
actions. Written procedures should contain the steps to be performed,
how the operator manual actions are performed and the tools and
equipment needed to successfully perform the actions.
Training on these procedures serves three supporting functions: (1)
Establishes familiarity with the procedures, equipment, and potential
(simulated) conditions in an actual event; (2) provides the level of
knowledge and understanding necessary for the personnel performing the
operator manual actions to be well-prepared to handle departures from
the expected sequence of events; and (3) provides the personnel with
the opportunity to practice their response without exposure to adverse
conditions, thereby enhancing confidence that they can reliably perform
their duties in an actual event. Determining that operators are
appropriately trained on procedures entails establishing, implementing,
and maintaining a training program that incorporates the instructional
requirements necessary to provide qualified operators to perform the
manual actions. Licensees are already required to establish training
programs for licensed operator and nuclear plant personnel under 10 CFR
55.59 and 50.120, respectively. The procedures and training provided to
operators and nuclear plant personnel will ensure that the supporting
functions and roles discussed above can be met. Such procedures and
training should be identified and addressed as in paragraph c.2 of the
draft regulatory guide DG-1136, ``Guidance for Demonstrating the
Feasibility and Reliability of Operator Manual Actions in Response to
Fire.'' The Commission expects plant procedures to be available at or
near the locations where the operator manual actions are to occur so
that they are easily accessible to the operators.
Implementation and Staffing
Paragraph 2(c) of the proposed criteria requires that equipment and
personnel necessary for feasible and reliable operator manual actions
must be readily available and accessible. The equipment is available
when its functionality is not adversely affected by the fire or its
effects. Accessible means that the personnel should be able to find and
reach the locations of the components and be able to manipulate the
components. Accessibility and availability of equipment must be
considered in the analysis by identifying necessary equipment, ensuring
operators are knowledgeable of equipment locations, determining that
accessibility of such equipment, and that the equipment will not be
adversely affected by a fire or its effects. For example, operators may
rely upon valves to achieve and maintain hot shutdown conditions. If
the functionality of the valves is adversely affected by the fire or if
the valves are not accessible for manipulation then the functionality
of such valves may be degraded, thereby preventing the performance of
the required operator manual actions.
The intent of the staffing requirement is to ensure that qualified
personnel will be on site at all times such that hot shutdown
conditions can be achieved and maintained in the event of a fire. An
individual expected to perform the operator manual actions must not
have collateral duties, such as fire fighting or security, during the
evolution of the fire scenario. This individual should be exclusively
available for the performance of required operator manual actions.
Therefore, operating shift staffing levels should include enough
personnel on watch for the performance of any operator manual actions
that could arise as a result of a fire. The fire brigade would not be
expected to perform actions other than those associated with fire
fighting. Otherwise, the potential for interfering with either their
fire fighting activities or the operator manual actions could exist,
such that successful performance of one or the other, or both, could be
impaired. For example, during a fire, an individual who is part of the
five-person fire brigade could not perform the required operator manual
actions because that individual is expected to participate in the fire
fighting efforts.
Demonstration
The concepts of feasibility and reliability were examined under
Criterion 2(a) of section III.P in connection with the fire timeline
and time margin. Demonstration and time margin development complement
each other. Paragraph 2(d) of the proposed criteria requires
demonstration in order to establish the feasibility of operator manual
actions. The demonstration criterion provides reasonable assurance that
the operator manual actions can be performed in the analyzed time
period for a range of conceivable fire situations.
The use of such demonstrations is supported, for instance, by
NUREG-1764, ``Guidance for the Review of Changes to Human Actions'' and
NUREG-0711 ``Human Factors Engineering Program Review Model,'' cited in
NUREG-0800, Section 18.0 Standard Review Plan for the Review of Safety
Analysis Reports for Nuclear Power Plants. NUREG-1764 states that ``* *
* [a] walk-through of the human actions under realistic conditions
should be performed * * * The scenario used should include any
complicating factors that are expected to affect the crews['] ability
to perform the human actions * * *'' NUREG-0711 states that ``* * * an
integrated system design (i.e., hardware, software, and personnel
elements) is evaluated using performance-based tests * * * Plant
personnel should perform operational events using a simulator or other
suitable representation of the system to determine its adequacy to
support safety operations * * *''
There are several important elements to the demonstration
criterion. First, licensees may take credit for operator manual actions
only after a successful demonstration. To continue taking credit for
operator manual actions, licensees must complete demonstrations such
that all operating crews successfully perform the coordinated sets of
operator manual actions taken as a result of a fire in a specific fire
area. Periodic demonstrations, at a frequency consistent with that
established by the licensee in compliance with 10 CFR 50.120, provide
valuable training and experience for licensee personnel and also serve
to verify that plant configuration and conditions (access, egress,
etc.) have not changed over time such that the operator manual actions
can no longer be accomplished in accordance with the analysis performed
pursuant to paragraph III.P.2(a). Should a licensee be unable to
successfully complete a subsequent demonstration, the Commission
expects prompt corrective action to retrain the operators, or to modify
the operator manual actions, or modify the plant conditions so that the
demonstration yields successful results.
Second, the demonstration verifies an action can be completed
within the analyzed fire timeline. This can be done utilizing an
established crew of operators to show in the demonstration that
operator manual actions can be accomplished to achieve and maintain
[[Page 10909]]
hot shutdown for the entire fire scenario. This serves as a benchmark
for the development of a time margin, which is an application of the
reliability concept. Another means of establishing time margin is
through consideration of conservative assumptions in the thermal-
hydraulic timeline (e.g., end-state).
Third, the demonstration must be completed by an established crew.
An established crew is a group of operators that normally work as a
team during any one shift. Conducting the demonstration with an
established crew instead of a crew assembled just for the demonstration
will provide a more valid basis for the fire timeline determination, as
well as provide the established crew with the training necessary to
work as a team.
Fourth, operator manual actions may not be credited until those
actions have been shown in the demonstrations to be feasible by
satisfying all the acceptance criteria. The demonstration should ensure
that all relevant aspects of the criteria are met and that important
characteristics of those criteria are included in the demonstration to
the extent possible. For example, environmental conditions must be
considered and should be simulated where possible. This may include,
but is not limited to, such considerations as expected lighting levels,
protective clothing, and noise levels. This is important because it
validates the demonstration by conducting it under conditions that are
as realistic as possible.
Fifth, prompt corrective actions are required if any demonstration
determines that the operator manual action may not be accomplished
consistent with the analysis. Prompt corrective actions should be
implemented at the first available opportunity consistent with the
guidelines of Generic Letter 91-18, Revision 1, Information to
Licensees Regarding NRC Inspection Manual Section on Resolution of
Degraded and Nonconforming Conditions.
As with training, the demonstration provides the crew with
practical experience. All elements of the fire scenario, including the
use of equipment and procedures, adequacy of staffing levels, and
response to indications, should be integrated into the demonstration to
develop this benchmark. In this way, any complexities, such as the
number of required operator manual actions and their dependence upon
one another, are evaluated and identified for appropriate consideration
in the development of the time margin. Failure of an initial
demonstration to show that the operator manual actions can be
accomplished consistent with the analysis indicates that the manual
actions are not feasible. In such cases, the licensee could modify the
actions (e.g., different access/egress routes, redeployment of critical
equipment by placing it at the location where the operator manual
actions will be performed vs. carrying it to that location), retrain
the crew, such that a new demonstration satisfies the analysis, or the
licensee could conclude that operator manual actions are not feasible
and opt to comply with paragraph III.G.2.
C. Response to Stakeholder Comments on Operator Manual Action
Acceptance Criteria
As part of the development of this proposed rule, the NRC
considered stakeholder comments that provided additional insights. A
number of stakeholder comments were made in response to the draft
acceptance criteria intended for use in the interim enforcement
discretion policy published for comment (68 FR 66501 and 69730) and in
a subsequent public meeting on June 23, 2004. The comments on these
criteria involved the demonstration using the same personnel/crews who
are required to perform the manual actions during the fire; the
application of plant procedures; the application of a fire detection
and suppression system; and the application of operator manual actions
criteria in all provisions of paragraph III.G.
Demonstration Criterion
A number of public comments indicated that the requirement for the
demonstration to use ``the same personnel/crews who will be required to
perform the actions during the fire'' is unnecessarily restrictive. The
Commission agrees that requiring all crews to demonstrate performance
under all conditions is unnecessarily restrictive. The intent is to
prov