Title VI Regulations for Federal Motor Carrier Safety Administration Financial Assistance Recipients, 7411-7414 [05-2768]
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[FR Doc. 05–2791 Filed 2–11–05; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 303
[Docket No. FMCSA–2002–13248]
RIN 2126–AA79
Title VI Regulations for Federal Motor
Carrier Safety Administration Financial
Assistance Recipients
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Interim Final Rule (IFR); request
for comments.
AGENCY:
SUMMARY: FMCSA issues this Interim
Final Rule (IFR) to clarify and modify
the applicability of certain Federal
Highway Administration (FHWA) and
Departmental Title VI provisions that
implement Title VI of the Civil Rights
Act of 1964, and related
nondiscrimination statutes, as they
apply to FMCSA Federal financial
assistance recipients. The ‘‘savings
provision’’ of section 106(b) of the
Motor Carrier Safety Improvement Act
of 1999 provides the opportunity for
this clarification and modification. As
part of this initiative, FMCSA
establishes a new Part 303 under 49 CFR
chapter III, Subchapter A, for future
FMCSA Title VI implementing
regulations and any future guidelines on
Title VI compliance.
This IFR will provide FMCSA with
initial guidelines and procedures for
implementing its Title VI procedures.
This will be done by continuing to
apply and use the Departmental
umbrella Title VI regulations in 49 CFR
part 21 to any program or activity for
which Federal financial assistance is
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authorized under a law administered by
FMCSA. FMCSA will remain subject to
those Title VI requirements at the
Departmental level, and will develop as
needed further guidelines and
procedures in accordance with the law
to assure effective and consistent
implementation for financially assisted
recipients. FMCSA also removes itself
from the FHWA Title VI regulations set
forth at 23 CFR part 200, because they
are not appropriate for FMCSA
programs and activities. Doing so will
avoid any potential confusion while not
altering the substantive Title VI
obligations of FMCSA and its grantees.
DATES: This Interim Final Rule is
effective March 16, 2005. We must
receive your comments by April 15,
2005.
You may submit comments
identified by the FMCSA docket number
and/or Regulatory Identification
Number (RIN) of this interim rule by
any one of the following methods:
• Comments submitted by mail, in
person, or Fax.
U.S. Department of Transportation,
Docket Management System (DMS)
Facility, 400 Seventh Street, SW., Plaza
Level, Washington, DC 20590; or FAX
(202) 493’2251. You may examine the
FMCSA docket, including any
comments we have received, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Comments filed electronically.
DMS Web site at https://dms.dot.gov;
or
Federal eRulemaking Portal at https://
www.regulations.gov. Follow
instructions for submitting your
comments.
• Privacy Act:
Please be aware that anyone is able to
search the electronic form of all
comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
comment, if submitted by on behalf of
ADDRESSES:
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an association, business, labor union,
etc.). You may review DOT’s complete
Privacy Act Statement published in the
Federal Register on April 11, 2000 (65
FR 19477), or you may visit https://
dms.dot.gov.
Waiver of General Notice of Proposed
Rulemaking
FMCSA is issuing this Interim Final
Rule (IFR) without prior notice and
opportunity for comment pursuant to
the Administrative Procedure Act (5
U.S.C. 553(b)). This provision allows an
agency to issue a final rule without
notice and opportunity to comment
when the agency for good cause finds
that notice and comment procedures are
impracticable, unnecessary, or contrary
to the public interest. This IFR clarifies
the Title VI authorities covering FMCSA
programs by deleting references specific
to only FHWA programs and by stating
specifically the applicability of the
Department-wide Title VI regulations to
FMCSA. Doing so will avoid any
potential confusion while not altering
the substantive Title VI obligations of
FMCSA and its grantees. Under these
circumstances, FMCSA has determined
that an opportunity for notice is
unnecessary, impracticable, or contrary
to the public interest. We will respond
to any comments we receive, and will
amend the IFR if comments warrant any
changes.
FOR FURTHER INFORMATION CONTACT: Ms.
Carmen Sevier, (202) 366–4330, Office
of Civil Rights (MC–CR), FMCSA, 400
Seventh Street, SW., Washington, DC
20590; Carmen.Sevier@fmcsa.dot.gov.
Office hours are from 7:45 a.m. to 4:15
p.m. e.t., Monday through Friday,
except Federal holidays.
SUPPLEMENTARY INFORMATION:
Background
In early October 1999, Congress
prohibited the FHWA from spending
appropriated funds to carry out the
motor carrier safety functions and
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Federal Register / Vol. 70, No. 29 / Monday, February 14, 2005 / Rules and Regulations
operations of its former Office of Motor
Carrier and Highway Safety, unless the
Secretary of Transportation (Secretary)
redelegated that authority outside of the
FHWA (see Pub. L. 106–69, 113 Stat.
986, at 1022 (October 9, 1999)).
Thereafter, the Department created the
Office of Motor Carrier Safety (OMCS)
within DOT to carry out the duties and
powers related to motor carrier safety
vested in the Secretary.
On December 9, 1999, the President
signed the Motor Carrier Safety
Improvement Act of 1999 (MCSIA) (Pub.
L. 105–159, 113 Stat. 1748). MCSIA
created a new modal administration
within the DOT—the Federal Motor
Carrier Safety Administration—and
transferred certain motor carrier safety
and related responsibilities from the
former OMCS to FMCSA. The FMCSA
is charged with enforcing motor carrier
safety requirements previously enforced
by OMCS and its predecessors.
To accommodate the organizational
change, the Office of the Secretary
published a final rule on January 4,
2000 (65 FR 220), rescinding authority
previously delegated to the former
OMCS, and redelegated it to the
Administrator of the FMCSA beginning
January 1, 2000. Prior to MCSIA, the
powers and authorities transferred to
the FMCSA had been exercised by
various entities within the Department,
including FHWA. To preserve actions
previously taken under such powers,
section 106(b) of MCSIA contained a
‘‘savings provision.’’ Among other
things, the savings provision preserved
for FMCSA the applicability of various
rules and regulations that were
applicable to its predecessor agencies
and offices. Included within such
regulations are certain FHWA
nondiscrimination protections and
provisions that implement Title VI of
the 1964 Civil Rights Act (42 U.S.C.
2000d, et seq., and related
nondiscrimination statutes). The FHWA
regulations, located in 23 CFR part 200,
are applicable to recipients of Federal
grant and cooperative agreement aid.
Those regulations, which FHWA had
promulgated in 1975 and 1976,
supplemented the Departmental
umbrella Title VI protections contained
in 49 CFR part 21.
Title VI
Title VI states that ‘‘No person in the
United States shall, on the grounds of
race, color, or national origin, be
excluded from participation in, be
denied the benefits of, or be otherwise
subjected to discrimination under any
program or activity receiving Federal
financial assistance.’’ In addition, Title
VI and the other related
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nondiscrimination statutes 1 bar
intentional discrimination, as well as
disparate impact discrimination, which
is a neutral policy or practice that has
an unequal and adverse impact on
protected groups.
Applicability of FHWA Title VI
Provisions to FMCSA
The FHWA regulations set forth at 23
CFR part 200 provide guidance on how
FHWA will implement its Title VI
compliance and define the role and
responsibilities of State transportation
agencies in ensuring compliance with
Title VI. We have reviewed those
regulations in light of FMCSA’s motor
carrier safety objectives as a new modal
agency within the Department. We have
concluded that those FHWA regulations
in 23 CFR part 200 do not meet the
needs of FMCSA Federal financial
assistance recipients. This is because
FHWA non-discrimination policies and
procedures are geared toward highway
planning and development, which
generally involve much larger financial
commitments than programs or
activities of the FMCSA. Alternatively,
the Departmental level implementing
regulations in 49 CFR part 21 specify
the manner and degree to which
recipients must comply, and the basic
recordkeeping requirements necessary
to meet the intent of the
nondiscrimination statutes. The
Departmental regulations are broader in
scope and therefore do not involve the
degree of specificity required by the
FHWA regulations. We have concluded
that these broader regulations are more
appropriate for the level of financial
assistance involved in FMCSA programs
Program Requirements
1. Title VI of the Civil Rights Act of 1964—‘‘No
person in the United States shall, on the grounds
of race, color, or national origin, be excluded from
participation in, be denied the benefits of, or be
subjected to discrimination under any program or
activity receiving Federal financial assistance.’’
2. Age Discrimination Act of 1975—‘‘No person
in the United States shall, on the basis of age be
excluded from participation in, be denied the
benefits of, or be subjected to discrimination under
any program or activity receiving Federal financial
assistance.’’
3. Section 504. Rehabilitation Act of 1973—‘‘No
qualified handicapped person shall, solely by
reason of his handicap, be excluded from
participation in, be denied the benefits of, or be
subjected to discrimination under any program or
activity that receives or benefits from Federal
financial assistance.’’
4. Title IX of the Education Amendments Act of
1972 prohibits discrimination on the basis of sex,
in education and training programs provided by
recipients of Federal financial assistance. Title IX
is designed to eliminate (with certain exceptions)
discrimination on the basis of sex in any education
program or activity receiving Federal financial
assistance, whether or not such program or activity
is offered or sponsored by an educational
institution.
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1 Nondiscrimination
Frm 00034
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or activities. For that reason, FMCSA
clarifies and modifies the applicability
of the FHWA Title VI provisions, and
the Departmental level provisions, as
they apply to FMCSA.
Programs or Activities
Under this interim rule, FMCSA
Federal financial assistance recipients
must comply with the Title VI
regulations in 49 CFR part 21 for
FMCSA-only programs or activities. As
noted above, FMCSA believes the less
cumbersome but equally effective
Departmental provisions better
accommodate the interests of State
agencies and other recipients by
providing them with more streamlined
Title VI procedures than those
established in 23 CFR part 200. FMCSA
established a new Part 303 in 49 CFR
chapter III, Subchapter A, for its new
Title VI implementing regulations. This
will be done by adopting the
Departmental Title VI provisions under
49 CFR part 21. FMCSA will remain
subject to those requirements, and may
develop further guidelines and
procedures in accordance with the law
to assure effective implementation by
recipients.
For Joint or Multi-agency programs or
activities, FMCSA recipients must
follow the requirements of 49 CFR part
21 unless an agreement is reached by
the Federal funding agencies for the
recipients to use those Title VI
procedures of the Federal lead agency.2
Conclusion
FMCSA has carefully weighed the
benefits to be gained by clarifying and
modifying Title VI regulations
applicable to the agency. By taking the
agency out from under FHWA Title VI
regulations, this action will likely
increase grant and cooperative
agreement participation levels for
FMCSA programs or activities by
simplifying reporting requirements. The
FHWA Federal-aid programs or
activities tend to be much more costly
than the FMCSA financially assisted
programs or activities. It will also lower
administrative costs for grantees in
carrying out their Title VI
responsibilities. FMCSA will continue
to apply and use the adequate Title VI
protections under the Departmental
umbrella regulations at 49 CFR part 21.
2 The Federal lead agency is the agency that
provides the most overall funding to the recipient.
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Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory
Planning and Review) and DOT
Regulatory Policies and Procedures
This Interim Final Rule (IFR) is
considered a non-significant regulatory
action within both the meaning of
Executive Order 12866 and the
Department of Transportation’s
regulatory policies and procedures. We
anticipate that the economic impact of
this IFR will be negligible, because all
FMCSA Federal financial assistance
recipients are currently complying with
the requirements of Title VI. In fact, we
have determined that there probably
will be no cost impacts, because this IFR
merely clarifies and modifies the
applicability of certain Title VI
provisions of the FHWA and of the
Department as they concern FMCSA’s
Federal financial assistance recipients
under the motor carrier safety program.
This IFR also establishes a new Part 303
in 49 CFR chapter III, Subchapter A, to
provide FMCSA with new Title VI
implementing regulations, as well as
any further procedures for ensuring
compliance with Title VI. This has been
done by adopting the Department’s
longstanding Title VI regulations at 49
CFR part 21. Thus, no regulatory
analysis or evaluation accompanies this
IFR. We invite comments from the
public, however, to assess any potential
costs or burdens that may be associated
with this IFR.
Regulatory Flexibility Act
FMCSA has evaluated the effects of
this rule on small entities in accordance
with the Regulatory Flexibility Act (5
U.S.C. 601–612), as amended by the
Small Business Regulatory Enforcement
Fairness Act. By taking itself out from
under the FHWA’s Title VI reporting
and procedural requirements, because
they are not appropriate for the level of
financial assistance in FMCSA’s
programs, the agency will ease the
compliance standards for Title VI by all
prospective FMCSA Federal-aid
recipients. The IFR thus may have a
limited, positive economic impact on
small entities, among others.
Accordingly, FMCSA certifies that this
action will not have a significant
economic impact on a substantial
number of small entities.
Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA) (Pub. L.
104–4; 2 U.S.C. 1532, et seq.) requires
Federal agencies to assess the effects of
its regulatory actions on State, local, or
tribal governments, or on the private
sector. Any agency promulgating a
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proposed or final rule likely to result in
a Federal mandate requiring
expenditures by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any one year must prepare a written
assessment of the costs, benefits, and
other effects. In any event, regulations
implementing civil rights requirements
are explicitly excluded from unfunded
mandates consideration. Thus, FMCSA
has determined that this IFR will not
have an annual impact of $100 million
or more.
Executive Order 13132 (Federalism)
This action has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13132 dated August 4, 1999. We have
determined that this action will not
have a substantial direct effect on, or
sufficient federalism implications for
the States, nor will it limit the
policymaking discretion of the States.
Nothing in this IFR directly preempts
any State law or regulation.
Executive Order 13175 (Consultation
and Coordination With Indian Tribal
Governments)
FMCSA has analyzed this action in
accordance with the principles and
criteria in Executive Order 13175, dated
November 6, 2000. We believe this
action will not significantly or uniquely
affect the communities of Indian tribal
governments and will not impose
substantial direct compliance costs.
Accordingly, Executive Order 13175
does not apply to this IFR.
Executive Order 13211 (Energy Supply,
Distribution, or Use)
FMCSA has analyzed this IFR under
Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). It
is a procedural action, is not
economically significant, and will not
likely have significant adverse effect on
the supply, distribution, or use of
energy.
Paperwork Reduction Act of 1995
Under the Paperwork Reduction Act
of 1995 (PRA) (44 U.S.C. 3501 et seq.),
Federal agencies must obtain approval
from the Office of Management and
Budget (OMB) for each collection of
information they conduct, sponsor, or
require through regulations. We have
determined that this IFR will not
contain an information collection
requirement for purposes of the PRA.
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Executive Order 12988 (Civil Justice
Reform)
This action meets the applicable
standards in sections 3(a) and 3(b)(2) of
Executive Order 12988, Civil Justice
Reform, to minimize litigation,
eliminate ambiguity, and reduce
burden.
Executive Order 13045 (Protection of
Children)
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
Risks and Safety Risks’’ (April 23, 1997)
has special requirements that apply to
certain rules that are economically
significant under E.O. 12866. This IFR
is not economically significant.
Accordingly, Executive Order 13045
does not apply to this IFR.
Executive Order 12630 (Taking of
Private Property)
This IFR does not effect a taking of
private property or otherwise have
taking implications under Executive
Order 12630, Governmental Actions and
Interference with Constitutionally
Protected Property Rights.
Executive Order 12372
(Intergovernmental Review)
Catalog of Federal Domestic
Assistance Program Number 20.217
Motor Carrier Safety. The regulations
implementing Executive Order 12372
regarding intergovernmental
consultation on Federal programs and
activities apply to this program.
Executive Order 13166 (Limited English
Proficiency)
Executive Order 13166, ‘‘Improving
Access to Services for Persons With
Limited English Proficiency’’ (LEP)
applies to Federally assisted programs.
It requires each Federal agency to
examine the services it provides and
develop reasonable measures to ensure
that persons seeking government
services but limited in their English
proficiency can meaningfully access
these services consistent with, and
without unduly burdening, the
fundamental mission of the agency.
Its purpose is to clarify for Federalfund recipients the reasonable steps
those recipients should take to ensure
that its programs or activities are
meaningfully accessible to individuals
who are LEP. To this end, the Executive
Order on LEP requires each Federal
agency to provide guidance on Federal
financial assistance to ensure that the
recipients’ programs or activities are
meaningfully accessible.
In developing its Title VI program, the
agency will explore whether additional
outreach to LEP individuals is
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appropriate. FMCSA will be operating
under DOT LEP guidance. Thus, this
IFR complies with the principles
enunciated in the Executive Order.
National Environmental Policy Act
This IFR is categorically excluded
from environmental studies under
paragraph 6.a. of the FMCSA
Environmental Order 5610.1C dated
March 1, 2004 (69 FR 9680). This IFR
merely clarifies and modifies FMCSA’s
Title VI program, the applicability of
both the FHWA’s and the Department’s
Title VI provisions, and establishes a
new part in 49 CFR chapter III,
Subchapter A, for civil rights matters.
Regulation Identification Number
A regulation identification number
(RIN) is assigned to each regulatory
action listed in the Unified Agenda of
Federal Regulations. The Regulatory
Information Service Center publishes
the Unified Agenda in spring and fall of
each year. The RIN located in the
heading of this document is used to
cross-reference this action with the
Unified Agenda.
List of Subjects in 49 CFR Part 303
Civil Rights, Implementation and
review procedures, Title VI compliance
program, Title VI program and related
statutes, Transportation.
I Based on the foregoing, FMCSA adds
a new Part 303 for Civil Rights under 49
CFR chapter III, Subchapter A, to read as
follows:
PART 303—CIVIL RIGHTS
Sec.
303.1
303.3
Purpose.
Application of this part.
Authority: Public Law 105–159, 113 Stat.
1748, Title I, sections 107(a) and 106 (Dec.
9, 1999) (49 U.S.C. 113); 42 U.S.C. 2000d, et
seq.; and 49 CFR 1.73.
§ 303.1
Purpose.
The purpose of this part is to provide
guidelines and procedures for
implementing the Federal Motor Carrier
Safety Administration’s (FMCSA) Title
VI program under Title VI of the Civil
Rights Act of 1964 and related civil
rights laws and regulations. For
FMCSA-only programs or activities,
Federal financial assistance recipients
or grantees will continue to apply and
use the Departmental Title VI provisions
at 49 CFR part 21. For joint and multiagency programs/projects, FMCSA
Federal assistance recipients or grantees
must use the Title VI requirements at 49
CFR part 21, unless agreement is
reached by the Federal funding agencies
for the recipients to use the Title VI
procedures of another agency.
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Jkt 205001
§ 303.3
Application of this part.
The provisions of this part are
applicable to all elements of the FMCSA
and to any program or activity for which
Federal financial assistance is
authorized under a law administered by
the FMCSA. This part provides Title VI
guidelines for State Departments of
Transportation and local State agencies,
including their sub-recipients, to
implement Title VI. It also applies to
money paid, property transferred, or
other Federal financial assistance
extended under any program of the
FMCSA after the date of this part.
Issued on: February 7, 2005.
Annette M. Sandberg,
Administrator.
[FR Doc. 05–2768 Filed 2–11–05; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Parts 555, 567, 568, and 571
[Docket No. NHTSA–99–5673]
RIN 2127–AE27
Vehicles Built in Two or More Stages
National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Final rule.
AGENCY:
SUMMARY: The final rule amends four
different parts of title 49 to address the
certification issues related to vehicles
built in two or more stages and, to a
lesser degree, to altered vehicles. The
amendments allow the use of passthrough certification so that it can be
used not only for multi-stage vehicles
based on chassis-cabs, but also for those
based on other types of incomplete
vehicles. The amendments also create a
new process under which intermediate
and final-stage manufacturers and
alterers can obtain temporary
exemptions from dynamic performance
requirements, and provide an automatic
one year of additional lead time for new
safety requirements for intermediate and
final-stage manufacturers and alterers,
unless the agency determines with
respect to a particular requirement that
a longer or shorter time period is
appropriate. This final rule also refines
the agency’s interpretation of ‘‘vehicle
type’’ to more appropriately reflect the
congressional and judicial
considerations. Because vehicles built
in two or more stages are more properly
considered a ‘‘vehicle type,’’ the agency
will be able more properly to consider
the benefits and burdens of various
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Frm 00036
Fmt 4700
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compliance options when developing
Federal motor vehicle standards.
DATES: Effective Date: The amendments
made in this final rule are effective
September 1, 2006.
ADDRESSES: If you wish to petition for
reconsideration of this rule, you should
refer in your petition to the docket
number of this document and submit
your petition to: Administrator, Room
5220, National Highway Traffic Safety
Administration, 400 Seventh Street SW.,
Washington, DC 20590.
FOR FURTHER INFORMATION CONTACT: For
nonlegal issues: Harry Thompson,
Office of Vehicle Safety Compliance,
NHTSA (telephone 202–366–5289).
For legal issues: Steve Wood, Office of
the Chief Counsel, NHTSA (telephone
(202) 366–2992).
You can reach both of these officials
at the National Highway Traffic Safety
Administration, 400 Seventh St., SW.,
Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
I. Background
The National Traffic and Motor
Vehicle Safety Act, as amended and
recodified, mandates the issuance of
Federal motor vehicle safety standards
and requires the manufacturers of motor
vehicles to certify that their vehicles
comply with all applicable standards.
While some vehicles are manufactured
in a single stage by a single
manufacturer, others are manufactured
in multiple stages by a series of
manufacturers.
Certification problems related to
vehicles built in two or more stages
have troubled both the automotive
industry and the National Highway
Traffic Safety Administration (NHTSA)
almost since the agency’s creation. An
early set of NHTSA regulations on this
subject was overturned by the Seventh
Circuit Court of Appeals thirty years
ago. Rex Chainbelt v. Volpe, 486 F.2d
757 (7th Cir. 1973); appeal after remand,
Rex Chainbelt v. Brinegar, 511 F.2d
1215 (7th Cir. 1975). The court’s
decision focused on chassis-cabs and
stated that for such vehicles a ‘‘dual
certification’’ was required: a partial
certification by the incomplete vehicle
manufacturer and a complementary
partial certification by the final-stage
manufacturer, resulting in a fully
certified vehicle. In response, the
agency amended 49 CFR 567.5,
Requirements for manufacturers of
vehicles manufactured in two or more
stages, and part 568, Vehicles
manufactured in two or more stages, to
define ‘‘chassis-cabs’’ and establish
special certification requirements for
chassis-cab manufacturers, which are
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Agencies
[Federal Register Volume 70, Number 29 (Monday, February 14, 2005)]
[Rules and Regulations]
[Pages 7411-7414]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-2768]
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 303
[Docket No. FMCSA-2002-13248]
RIN 2126-AA79
Title VI Regulations for Federal Motor Carrier Safety
Administration Financial Assistance Recipients
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Interim Final Rule (IFR); request for comments.
-----------------------------------------------------------------------
SUMMARY: FMCSA issues this Interim Final Rule (IFR) to clarify and
modify the applicability of certain Federal Highway Administration
(FHWA) and Departmental Title VI provisions that implement Title VI of
the Civil Rights Act of 1964, and related nondiscrimination statutes,
as they apply to FMCSA Federal financial assistance recipients. The
``savings provision'' of section 106(b) of the Motor Carrier Safety
Improvement Act of 1999 provides the opportunity for this clarification
and modification. As part of this initiative, FMCSA establishes a new
Part 303 under 49 CFR chapter III, Subchapter A, for future FMCSA Title
VI implementing regulations and any future guidelines on Title VI
compliance.
This IFR will provide FMCSA with initial guidelines and procedures
for implementing its Title VI procedures. This will be done by
continuing to apply and use the Departmental umbrella Title VI
regulations in 49 CFR part 21 to any program or activity for which
Federal financial assistance is authorized under a law administered by
FMCSA. FMCSA will remain subject to those Title VI requirements at the
Departmental level, and will develop as needed further guidelines and
procedures in accordance with the law to assure effective and
consistent implementation for financially assisted recipients. FMCSA
also removes itself from the FHWA Title VI regulations set forth at 23
CFR part 200, because they are not appropriate for FMCSA programs and
activities. Doing so will avoid any potential confusion while not
altering the substantive Title VI obligations of FMCSA and its
grantees.
DATES: This Interim Final Rule is effective March 16, 2005. We must
receive your comments by April 15, 2005.
ADDRESSES: You may submit comments identified by the FMCSA docket
number and/or Regulatory Identification Number (RIN) of this interim
rule by any one of the following methods:
Comments submitted by mail, in person, or Fax.
U.S. Department of Transportation, Docket Management System (DMS)
Facility, 400 Seventh Street, SW., Plaza Level, Washington, DC 20590;
or FAX (202) 493'2251. You may examine the FMCSA docket, including any
comments we have received, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Comments filed electronically.
DMS Web site at https://dms.dot.gov; or
Federal eRulemaking Portal at https://www.regulations.gov. Follow
instructions for submitting your comments.
Privacy Act:
Please be aware that anyone is able to search the electronic form
of all comments received into any of our dockets by the name of the
individual submitting the comment (or signing the comment, if submitted
by on behalf of an association, business, labor union, etc.). You may
review DOT's complete Privacy Act Statement published in the Federal
Register on April 11, 2000 (65 FR 19477), or you may visit https://
dms.dot.gov.
Waiver of General Notice of Proposed Rulemaking
FMCSA is issuing this Interim Final Rule (IFR) without prior notice
and opportunity for comment pursuant to the Administrative Procedure
Act (5 U.S.C. 553(b)). This provision allows an agency to issue a final
rule without notice and opportunity to comment when the agency for good
cause finds that notice and comment procedures are impracticable,
unnecessary, or contrary to the public interest. This IFR clarifies the
Title VI authorities covering FMCSA programs by deleting references
specific to only FHWA programs and by stating specifically the
applicability of the Department-wide Title VI regulations to FMCSA.
Doing so will avoid any potential confusion while not altering the
substantive Title VI obligations of FMCSA and its grantees. Under these
circumstances, FMCSA has determined that an opportunity for notice is
unnecessary, impracticable, or contrary to the public interest. We will
respond to any comments we receive, and will amend the IFR if comments
warrant any changes.
FOR FURTHER INFORMATION CONTACT: Ms. Carmen Sevier, (202) 366-4330,
Office of Civil Rights (MC-CR), FMCSA, 400 Seventh Street, SW.,
Washington, DC 20590; Carmen.Sevier@fmcsa.dot.gov. Office hours are
from 7:45 a.m. to 4:15 p.m. e.t., Monday through Friday, except Federal
holidays.
SUPPLEMENTARY INFORMATION:
Background
In early October 1999, Congress prohibited the FHWA from spending
appropriated funds to carry out the motor carrier safety functions and
[[Page 7412]]
operations of its former Office of Motor Carrier and Highway Safety,
unless the Secretary of Transportation (Secretary) redelegated that
authority outside of the FHWA (see Pub. L. 106-69, 113 Stat. 986, at
1022 (October 9, 1999)). Thereafter, the Department created the Office
of Motor Carrier Safety (OMCS) within DOT to carry out the duties and
powers related to motor carrier safety vested in the Secretary.
On December 9, 1999, the President signed the Motor Carrier Safety
Improvement Act of 1999 (MCSIA) (Pub. L. 105-159, 113 Stat. 1748).
MCSIA created a new modal administration within the DOT--the Federal
Motor Carrier Safety Administration--and transferred certain motor
carrier safety and related responsibilities from the former OMCS to
FMCSA. The FMCSA is charged with enforcing motor carrier safety
requirements previously enforced by OMCS and its predecessors.
To accommodate the organizational change, the Office of the
Secretary published a final rule on January 4, 2000 (65 FR 220),
rescinding authority previously delegated to the former OMCS, and
redelegated it to the Administrator of the FMCSA beginning January 1,
2000. Prior to MCSIA, the powers and authorities transferred to the
FMCSA had been exercised by various entities within the Department,
including FHWA. To preserve actions previously taken under such powers,
section 106(b) of MCSIA contained a ``savings provision.'' Among other
things, the savings provision preserved for FMCSA the applicability of
various rules and regulations that were applicable to its predecessor
agencies and offices. Included within such regulations are certain FHWA
nondiscrimination protections and provisions that implement Title VI of
the 1964 Civil Rights Act (42 U.S.C. 2000d, et seq., and related
nondiscrimination statutes). The FHWA regulations, located in 23 CFR
part 200, are applicable to recipients of Federal grant and cooperative
agreement aid. Those regulations, which FHWA had promulgated in 1975
and 1976, supplemented the Departmental umbrella Title VI protections
contained in 49 CFR part 21.
Title VI
Title VI states that ``No person in the United States shall, on the
grounds of race, color, or national origin, be excluded from
participation in, be denied the benefits of, or be otherwise subjected
to discrimination under any program or activity receiving Federal
financial assistance.'' In addition, Title VI and the other related
nondiscrimination statutes \1\ bar intentional discrimination, as well
as disparate impact discrimination, which is a neutral policy or
practice that has an unequal and adverse impact on protected groups.
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\1\ Nondiscrimination Program Requirements
1. Title VI of the Civil Rights Act of 1964--``No person in the
United States shall, on the grounds of race, color, or national
origin, be excluded from participation in, be denied the benefits
of, or be subjected to discrimination under any program or activity
receiving Federal financial assistance.''
2. Age Discrimination Act of 1975--``No person in the United
States shall, on the basis of age be excluded from participation in,
be denied the benefits of, or be subjected to discrimination under
any program or activity receiving Federal financial assistance.''
3. Section 504. Rehabilitation Act of 1973--``No qualified
handicapped person shall, solely by reason of his handicap, be
excluded from participation in, be denied the benefits of, or be
subjected to discrimination under any program or activity that
receives or benefits from Federal financial assistance.''
4. Title IX of the Education Amendments Act of 1972 prohibits
discrimination on the basis of sex, in education and training
programs provided by recipients of Federal financial assistance.
Title IX is designed to eliminate (with certain exceptions)
discrimination on the basis of sex in any education program or
activity receiving Federal financial assistance, whether or not such
program or activity is offered or sponsored by an educational
institution.
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Applicability of FHWA Title VI Provisions to FMCSA
The FHWA regulations set forth at 23 CFR part 200 provide guidance
on how FHWA will implement its Title VI compliance and define the role
and responsibilities of State transportation agencies in ensuring
compliance with Title VI. We have reviewed those regulations in light
of FMCSA's motor carrier safety objectives as a new modal agency within
the Department. We have concluded that those FHWA regulations in 23 CFR
part 200 do not meet the needs of FMCSA Federal financial assistance
recipients. This is because FHWA non-discrimination policies and
procedures are geared toward highway planning and development, which
generally involve much larger financial commitments than programs or
activities of the FMCSA. Alternatively, the Departmental level
implementing regulations in 49 CFR part 21 specify the manner and
degree to which recipients must comply, and the basic recordkeeping
requirements necessary to meet the intent of the nondiscrimination
statutes. The Departmental regulations are broader in scope and
therefore do not involve the degree of specificity required by the FHWA
regulations. We have concluded that these broader regulations are more
appropriate for the level of financial assistance involved in FMCSA
programs or activities. For that reason, FMCSA clarifies and modifies
the applicability of the FHWA Title VI provisions, and the Departmental
level provisions, as they apply to FMCSA.
Programs or Activities
Under this interim rule, FMCSA Federal financial assistance
recipients must comply with the Title VI regulations in 49 CFR part 21
for FMCSA-only programs or activities. As noted above, FMCSA believes
the less cumbersome but equally effective Departmental provisions
better accommodate the interests of State agencies and other recipients
by providing them with more streamlined Title VI procedures than those
established in 23 CFR part 200. FMCSA established a new Part 303 in 49
CFR chapter III, Subchapter A, for its new Title VI implementing
regulations. This will be done by adopting the Departmental Title VI
provisions under 49 CFR part 21. FMCSA will remain subject to those
requirements, and may develop further guidelines and procedures in
accordance with the law to assure effective implementation by
recipients.
For Joint or Multi-agency programs or activities, FMCSA recipients
must follow the requirements of 49 CFR part 21 unless an agreement is
reached by the Federal funding agencies for the recipients to use those
Title VI procedures of the Federal lead agency.\2\
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\2\ The Federal lead agency is the agency that provides the most
overall funding to the recipient.
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Conclusion
FMCSA has carefully weighed the benefits to be gained by clarifying
and modifying Title VI regulations applicable to the agency. By taking
the agency out from under FHWA Title VI regulations, this action will
likely increase grant and cooperative agreement participation levels
for FMCSA programs or activities by simplifying reporting requirements.
The FHWA Federal-aid programs or activities tend to be much more costly
than the FMCSA financially assisted programs or activities. It will
also lower administrative costs for grantees in carrying out their
Title VI responsibilities. FMCSA will continue to apply and use the
adequate Title VI protections under the Departmental umbrella
regulations at 49 CFR part 21.
[[Page 7413]]
Rulemaking Analyses and Notices
Executive Order 12866 (Regulatory Planning and Review) and DOT
Regulatory Policies and Procedures
This Interim Final Rule (IFR) is considered a non-significant
regulatory action within both the meaning of Executive Order 12866 and
the Department of Transportation's regulatory policies and procedures.
We anticipate that the economic impact of this IFR will be negligible,
because all FMCSA Federal financial assistance recipients are currently
complying with the requirements of Title VI. In fact, we have
determined that there probably will be no cost impacts, because this
IFR merely clarifies and modifies the applicability of certain Title VI
provisions of the FHWA and of the Department as they concern FMCSA's
Federal financial assistance recipients under the motor carrier safety
program. This IFR also establishes a new Part 303 in 49 CFR chapter
III, Subchapter A, to provide FMCSA with new Title VI implementing
regulations, as well as any further procedures for ensuring compliance
with Title VI. This has been done by adopting the Department's
longstanding Title VI regulations at 49 CFR part 21. Thus, no
regulatory analysis or evaluation accompanies this IFR. We invite
comments from the public, however, to assess any potential costs or
burdens that may be associated with this IFR.
Regulatory Flexibility Act
FMCSA has evaluated the effects of this rule on small entities in
accordance with the Regulatory Flexibility Act (5 U.S.C. 601-612), as
amended by the Small Business Regulatory Enforcement Fairness Act. By
taking itself out from under the FHWA's Title VI reporting and
procedural requirements, because they are not appropriate for the level
of financial assistance in FMCSA's programs, the agency will ease the
compliance standards for Title VI by all prospective FMCSA Federal-aid
recipients. The IFR thus may have a limited, positive economic impact
on small entities, among others. Accordingly, FMCSA certifies that this
action will not have a significant economic impact on a substantial
number of small entities.
Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA) (Pub.
L. 104-4; 2 U.S.C. 1532, et seq.) requires Federal agencies to assess
the effects of its regulatory actions on State, local, or tribal
governments, or on the private sector. Any agency promulgating a
proposed or final rule likely to result in a Federal mandate requiring
expenditures by State, local, or tribal governments, in the aggregate,
or by the private sector, of $100 million or more in any one year must
prepare a written assessment of the costs, benefits, and other effects.
In any event, regulations implementing civil rights requirements are
explicitly excluded from unfunded mandates consideration. Thus, FMCSA
has determined that this IFR will not have an annual impact of $100
million or more.
Executive Order 13132 (Federalism)
This action has been analyzed in accordance with the principles and
criteria contained in Executive Order 13132 dated August 4, 1999. We
have determined that this action will not have a substantial direct
effect on, or sufficient federalism implications for the States, nor
will it limit the policymaking discretion of the States. Nothing in
this IFR directly preempts any State law or regulation.
Executive Order 13175 (Consultation and Coordination With Indian Tribal
Governments)
FMCSA has analyzed this action in accordance with the principles
and criteria in Executive Order 13175, dated November 6, 2000. We
believe this action will not significantly or uniquely affect the
communities of Indian tribal governments and will not impose
substantial direct compliance costs. Accordingly, Executive Order 13175
does not apply to this IFR.
Executive Order 13211 (Energy Supply, Distribution, or Use)
FMCSA has analyzed this IFR under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). It is a procedural action, is not
economically significant, and will not likely have significant adverse
effect on the supply, distribution, or use of energy.
Paperwork Reduction Act of 1995
Under the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3501 et
seq.), Federal agencies must obtain approval from the Office of
Management and Budget (OMB) for each collection of information they
conduct, sponsor, or require through regulations. We have determined
that this IFR will not contain an information collection requirement
for purposes of the PRA.
Executive Order 12988 (Civil Justice Reform)
This action meets the applicable standards in sections 3(a) and
3(b)(2) of Executive Order 12988, Civil Justice Reform, to minimize
litigation, eliminate ambiguity, and reduce burden.
Executive Order 13045 (Protection of Children)
Executive Order 13045, ``Protection of Children from Environmental
Health Risks and Safety Risks'' (April 23, 1997) has special
requirements that apply to certain rules that are economically
significant under E.O. 12866. This IFR is not economically significant.
Accordingly, Executive Order 13045 does not apply to this IFR.
Executive Order 12630 (Taking of Private Property)
This IFR does not effect a taking of private property or otherwise
have taking implications under Executive Order 12630, Governmental
Actions and Interference with Constitutionally Protected Property
Rights.
Executive Order 12372 (Intergovernmental Review)
Catalog of Federal Domestic Assistance Program Number 20.217 Motor
Carrier Safety. The regulations implementing Executive Order 12372
regarding intergovernmental consultation on Federal programs and
activities apply to this program.
Executive Order 13166 (Limited English Proficiency)
Executive Order 13166, ``Improving Access to Services for Persons
With Limited English Proficiency'' (LEP) applies to Federally assisted
programs. It requires each Federal agency to examine the services it
provides and develop reasonable measures to ensure that persons seeking
government services but limited in their English proficiency can
meaningfully access these services consistent with, and without unduly
burdening, the fundamental mission of the agency.
Its purpose is to clarify for Federal-fund recipients the
reasonable steps those recipients should take to ensure that its
programs or activities are meaningfully accessible to individuals who
are LEP. To this end, the Executive Order on LEP requires each Federal
agency to provide guidance on Federal financial assistance to ensure
that the recipients' programs or activities are meaningfully
accessible.
In developing its Title VI program, the agency will explore whether
additional outreach to LEP individuals is
[[Page 7414]]
appropriate. FMCSA will be operating under DOT LEP guidance. Thus, this
IFR complies with the principles enunciated in the Executive Order.
National Environmental Policy Act
This IFR is categorically excluded from environmental studies under
paragraph 6.a. of the FMCSA Environmental Order 5610.1C dated March 1,
2004 (69 FR 9680). This IFR merely clarifies and modifies FMCSA's Title
VI program, the applicability of both the FHWA's and the Department's
Title VI provisions, and establishes a new part in 49 CFR chapter III,
Subchapter A, for civil rights matters.
Regulation Identification Number
A regulation identification number (RIN) is assigned to each
regulatory action listed in the Unified Agenda of Federal Regulations.
The Regulatory Information Service Center publishes the Unified Agenda
in spring and fall of each year. The RIN located in the heading of this
document is used to cross-reference this action with the Unified
Agenda.
List of Subjects in 49 CFR Part 303
Civil Rights, Implementation and review procedures, Title VI
compliance program, Title VI program and related statutes,
Transportation.
0
Based on the foregoing, FMCSA adds a new Part 303 for Civil Rights
under 49 CFR chapter III, Subchapter A, to read as follows:
PART 303--CIVIL RIGHTS
Sec.
303.1 Purpose.
303.3 Application of this part.
Authority: Public Law 105-159, 113 Stat. 1748, Title I, sections
107(a) and 106 (Dec. 9, 1999) (49 U.S.C. 113); 42 U.S.C. 2000d, et
seq.; and 49 CFR 1.73.
Sec. 303.1 Purpose.
The purpose of this part is to provide guidelines and procedures
for implementing the Federal Motor Carrier Safety Administration's
(FMCSA) Title VI program under Title VI of the Civil Rights Act of 1964
and related civil rights laws and regulations. For FMCSA-only programs
or activities, Federal financial assistance recipients or grantees will
continue to apply and use the Departmental Title VI provisions at 49
CFR part 21. For joint and multi-agency programs/projects, FMCSA
Federal assistance recipients or grantees must use the Title VI
requirements at 49 CFR part 21, unless agreement is reached by the
Federal funding agencies for the recipients to use the Title VI
procedures of another agency.
Sec. 303.3 Application of this part.
The provisions of this part are applicable to all elements of the
FMCSA and to any program or activity for which Federal financial
assistance is authorized under a law administered by the FMCSA. This
part provides Title VI guidelines for State Departments of
Transportation and local State agencies, including their sub-
recipients, to implement Title VI. It also applies to money paid,
property transferred, or other Federal financial assistance extended
under any program of the FMCSA after the date of this part.
Issued on: February 7, 2005.
Annette M. Sandberg,
Administrator.
[FR Doc. 05-2768 Filed 2-11-05; 8:45 am]
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