Toxics Release Inventory Reporting Forms Modification Rule, 1674-1686 [05-430]
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Federal Register / Vol. 70, No. 6 / Monday, January 10, 2005 / Proposed Rules
Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103.
E. Hand Delivery: At the previouslylisted EPA Region III address. Such
deliveries are only accepted during the
Docket’s normal hours of operation, and
special arrangements should be made
for deliveries of boxed information.
Instructions: Direct your comments to
RME ID No. R03–OAR–2004–WV–0002.
EPA’s policy is that all comments
received will be included in the public
docket without change, including any
personal information provided, unless
the comment includes information
claimed to be Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through RME, regulations.gov
or e-mail. The EPA RME and the Federal
regulations.gov websites are an
‘‘anonymous access’’ system, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through RME or
regulations.gov, your e-mail address
will be automatically captured and
included as part of the comment that is
placed in the public docket and made
available on the Internet. If you submit
an electronic comment, EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
disk or CD–ROM you submit. If EPA
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, EPA may not be
able to consider your comment.
Electronic files should avoid the use of
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: All documents in the
electronic docket are listed in the RME
index at https://www.docket.epa.gov/
rmepub/. Although listed in the index,
some information is not publicly
available, i.e., CBI or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically in RME or
in hard copy during normal business
hours at the Air Protection Division,
U.S. Environmental Protection Agency,
Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103.
Copies of the State submittal are
available at the West Virginia
Department of Environmental
Protection, Division of Air Quality, 7012
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MacCorkle Avenue, SE., Charleston, WV
25304–2943.
FOR FURTHER INFORMATION CONTACT:
Ellen Wentworth, (215) 814–2034, or by
e-mail at wentworth.ellen@epa.gov.
SUPPLEMENTARY INFORMATION: For
further information, please see the
information provided in the direct final
action, approving the redesignation
request and maintenance plan for the
City of Weirton, including the Clay and
Butler Magisterial Districts, SO2
nonattainment area, with the same title,
that is located in the ‘‘Rules and
Regulations’’ section of this Federal
Register publication.
Dated: December 14, 2004.
Donald S. Welsh,
Regional Administrator, Region III.
[FR Doc. 05–417 Filed 1–7–05; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 62
[R06–OAR–2004–NM–0001; FRL–7858–6]
Approval and Promulgation of State
Plans for Designated Facilities and
Pollutants: Bernalillo County, NM;
Negative Declarations
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: EPA is proposing to approve
a negative declaration submitted by the
City of Albuquerque (Bernalillo
County), New Mexico, certifying that
there are no existing commercial and
industrial solid waste incineration units
in Bernalillo County subject to the
requirements of sections 111(d) and 129
of the CAA.
DATES: Written comments must be
received by February 9, 2005.
ADDRESSES: Comments may be
submitted electronically, by mail, by
facsimile, or through hand delivery/
courier by following the detailed
instructions provided under the ‘‘Public
Participation’’ heading in the
SUPPLEMENTARY INFORMATION section of
direct final rule located in the ‘‘Rules
and Regulations’’ section of this Federal
Register.
FOR FURTHER INFORMATION CONTACT: Mr.
Kenneth W. Boyce, Air Planning
Section, Environmental Protection
Agency, Region 6, 1445 Ross Avenue,
Suite 700, Dallas, Texas 75202–2833, at
(214) 665–7259 or
boyce.kenneth@epa.gov.
SUPPLEMENTARY INFORMATION: In the
‘‘Rules and Regulations’’ section of this
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Federal Register, EPA is approving a
negative declaration submitted by the
City of Albuquerque Environmental
Health Department certifying that there
are no existing applicable commercial
and industrial solid waste incineration
units subject to 40 CFR part 60, subparts
CCCC and DDDD, under its jurisdiction
in the City of Albuquerque, Bernalillo
County (excluding tribal lands), within
the jurisdictions of the respective State
and local agencies. EPA is approving
sections 111(d)/129 State Plans as a
direct final rule without prior proposal
because EPA views this as a
noncontroversial submittal and
anticipates no adverse comments. The
EPA has explained its reasons for this
approval in the preamble to the direct
final rule. If EPA receives no relevant
adverse comments, EPA will not take
further action on this proposed rule. If
EPA receives relevant adverse
comments, the direct final rule will be
withdrawn and all public comments
received will be addressed in a
subsequent direct final rule based on
this proposed rule. EPA will not
institute a second comment period. Any
parties interested in commenting must
do so at this time. Please note that if
EPA receives adverse comment on an
amendment, paragraph, or section of
this rule and if that provision may be
severed from the remainder of the rule,
EPA may adopt as final those provisions
of the rule that are not the subject of an
adverse comment.
For additional information, see the
direct final rule located in the ‘‘Rules
and Regulations’’ section of this Federal
Register.
Dated: December 21, 2004.
Richard E. Greene,
Regional Administrator, Region 6.
[FR Doc. 05–341 Filed 1–7–05; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 372
[TRI–2004–0001; FRL–7532–3]
RIN 2025–AA15
Toxics Release Inventory Reporting
Forms Modification Rule
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
SUMMARY: Under section 313 of the
Emergency Planning and Community
Right-to-Know Act (EPCRA), the
Environmental Protection Agency (EPA)
proposes to revise certain requirements
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for the Toxic Chemical Release
Inventory. The purpose of these
revisions is to reduce reporting burden
associated with the Toxic Chemical
Release Inventory Reporting
requirements without compromising the
usefulness of the information to the
public. This proposal is one of several
efforts being undertaken by EPA to
reduce the reporting burden associated
with the Agency’s Toxics Release
Inventory (TRI) program. It is not
anticipated to impact any protections
for human health and the environment.
The Agency will continue to provide
valuable information to the public
pursuant to EPCRA section 313 and the
Pollution Prevention Act regarding toxic
chemical releases and other waste
management activities.
If adopted, today’s proposed action
would simplify a number of TRI
reporting requirements; remove some
data elements from the Form R and
Form A Certification Statement
(hereafter referred to as Form A) that
can be obtained from other EPA
information collection databases, or are
rarely used, and update the regulations
to provide corrected contact information
and descriptions of the Forms R and A
data elements. EPA expects these
proposed changes to improve TRI
reporting efficiency and effectiveness, as
well as reduce reporting burden.
DATES: Comments, identified by the
Docket ID No. TRI–2004–0001, must be
received on or before March 11, 2005.
ADDRESSES: Submit your comments,
identified by Docket ID No. TRI–2004–
0001, by one of the following methods:
1. Agency Web Site: https://
www.epa.gov/edocket. EDOCKET, EPA’s
electronic public docket and comment
system, is EPA’s preferred method for
receiving comments. Follow the on-line
instructions for submitting comments.
2. Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
on-line instructions for submitting
comments.
3. E-mail: oei.docket@epa.gov.
4. Fax Number: 202–566–0741.
5. Mail: Office of Environmental
Information (OEI) Docket,
Environmental Protection Agency, Mail
Code: 28221T, 1200 Pennsylvania Ave.,
NW., Washington, DC 20460. Attention
Docket ID No. TRI–2004–0001.
6. Hand Delivery: EPA Docket Center,
(EPA/DC) EPA West, Room B102, 1301
Constitution Ave., NW., Washington,
DC 20004, telephone: 202–566–1744,
Attention Docket ID No. TRI–2004–
0001. Such deliveries are only accepted
during the Docket’s normal hours of
operation (8:30 a.m. to 4:30 p.m.,
Monday through Friday, excluding legal
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holidays). Special arrangements should
be made for deliveries of boxed
information.
Instructions: Direct your comments to
Docket ID No. TRI–2004–0001. EPA’s
policy is that all comments received
will be included in the public docket
without change and may be made
available online at https://www.epa.gov/
edocket, including any personal
information provided, unless the
comment includes information claimed
to be Confidential Business Information
(CBI) or other information for which
disclosure is restricted by statute. Do
not submit information that you
consider to be CBI or otherwise
protected through EDOCKET,
regulations.gov, or e-mail. The EPA
EDOCKET and the federal
regulations.gov Web sites are
‘‘anonymous access’’ systems, which
means EPA will not know your identity
or contact information unless you
provide it in the body of your comment.
If you send an e-mail comment directly
to EPA without going through
EDOCKET or regulations.gov, your email address will be automatically
captured and included as part of the
comment that is placed in the public
docket and made available on the
Internet. If you submit an electronic
comment, EPA recommends that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If EPA cannot read your
comment due to technical difficulties
and cannot contact you for clarification,
EPA may not be able to consider your
comment. Electronic files should avoid
the use of special characters, any form
of encryption, and be free of any defects
or viruses.
Docket: EPA has established an
official public docket for this action
under Docket ID No. TRI–2004–0001.
The public docket contains information
considered by EPA in developing this
proposed rule, including the documents
listed below, which are electronically or
physically located in the docket. In
addition, interested parties should
consult documents that are referenced
in the documents that EPA has placed
in the docket, regardless of whether
these referenced documents are
electronically or physically located in
the docket. For assistance in locating
documents that are referenced in
documents that EPA has placed in the
docket, but that are not electronically or
physically located in the docket, please
consult the person listed in the
following FOR FURTHER INFORMATION
CONTACT section. All documents in the
docket are listed in the EDOCKET index
at: https://www.epa.gov/edocket.
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Although listed in the index, some
information is not publicly available,
i.e., CBI or other information for which
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the Internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available either electronically in
EDOCKET, or in hard copy at the OEI
Docket, EPA/DC, EPA West, Room
B102, 1301 Constitution Ave., NW.,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is 202–
566–1744, and the telephone number for
the OEI Docket is 202–566–1752.
FOR FURTHER INFORMATION CONTACT:
Shelley Fudge, Toxics Release Inventory
Program Division, Office of Information
Analysis and Access (2844T),
Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington,
DC 20460; telephone number: 202–566–
0674; fax number: 202–566–0741; email: fudge.shelley@epa.gov, for specific
information on this proposed rule, or for
more information on EPCRA section
313, the Emergency Planning and
Community Right-to-Know Hotline,
Environmental Protection Agency, Mail
Code 5101, 1200 Pennsylvania Ave.,
NW., Washington, DC 20460, Toll free:
1–800–424–9346, in Virginia and
Alaska: 703–412–9810 or Toll free TDD:
1–800–553–7672.
SUPPLEMENTARY INFORMATION:
General Information
A. Does This Document Apply to Me?
This document applies to facilities
that submit annual reports under
section 313 of the Emergency Planning
and Community Right-to-Know Act
(EPCRA). It specifically applies to those
who submit the TRI Form R or Form A
Certification Statement. (See https://
epa.gov/tri/report/index.htm#forms for
detailed information about EPA’s TRI
reporting forms.) To determine whether
your facility would be affected by this
action, you should carefully examine
the applicability criteria in part 372
subpart B of Title 40 of the Code of
Federal Regulations. If you have
questions regarding the applicability of
this action to a particular entity, consult
the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
This document also is relevant to
those who utilize EPA’s TRI
information, including State agencies,
local governments, communities,
environmental groups and other non-
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governmental organizations, as well as
members of the general public.
B. What Should I Consider as I Prepare
My Comments for EPA?
1. Tips for Preparing Your Comments.
When submitting comments, remember
to:
1. Identify the rulemaking by docket
number and other identifying
information (subject heading, Federal
Register date and page number).
2. Follow directions—The agency may
ask you to respond to specific questions
or organize comments by referencing a
Code of Federal Regulations (CFR) part
or section number.
3. Explain why you agree or disagree;
suggest alternatives and substitute
language for your requested changes.
4. Describe any assumptions and
provide any technical information and/
or data that you used.
5. If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
6. Provide specific examples to
illustrate your concerns, and suggest
alternatives.
7. Explain your views as clearly as
possible.
8. Make sure to submit your
comments by the comment period
deadline identified.
2. Submitting CBI. Do not submit
information that you consider to be CBI
electronically through EPA’s electronic
public docket or by e-mail. Commenters
wishing to submit proprietary
information for consideration must
clearly distinguish such information
from other comments and clearly label
it as CBI. Send submissions containing
such proprietary information directly to
the following address only, and not to
the public docket, to ensure that
proprietary information is not
inadvertently placed in the docket:
Attention: OEI Document Control
Officer, Mail Code: 2822T, U.S. EPA,
1200 Pennsylvania Ave. NW.,
Washington, DC, 20460. You may claim
information that you submit to EPA as
CBI by marking any part or all of that
information as CBI (if you submit CBI
on disk or CD ROM, mark the outside
of the disk or CD ROM as CBI and then
identify electronically within the disk or
CD ROM the specific information that is
CBI). EPA will disclose information
claimed as CBI only to the extent
allowed by the procedures set forth in
40 CFR part 2.
In addition to one complete version of
the comment that includes any
information claimed as CBI, a copy of
the comment that does not contain the
information claimed as CBI must be
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submitted for inclusion in the public
docket and EPA’s electronic public
docket. If you submit the copy that does
not contain CBI on disk or CD ROM,
mark the outside of the disk or CD ROM
clearly that it does not contain CBI.
Information not marked as CBI will be
included in the public docket and EPA’s
electronic public docket without prior
notice. If you have any questions about
CBI or the procedures for claiming CBI,
please consult the person identified in
the FOR FURTHER INFORMATION CONTACT
section.
Index
I. What Is EPA’s Statutory Authority for
Taking These Actions?
II. What Is the Background and Purpose of
Today’s Proposed Rulemaking?
A. What are the Toxics Release Inventory
Reporting Requirements and Who Do
They Affect?
B. What Are We Proposing To Reduce
Burden Associated With TRI Reporting
Requirements?
C. What Led to the Development of This
Proposed Rule?
III. What Reporting Requirement Changes Are
Being Proposed?
A. Replacement of Certain Facility Data
Reporting Requirements With Existing
EPA Data From the EPA Facility Data
Registry (Sections 4.6 and 4.8 through
4.10 of Forms A and R)
B. Removal of Reporting Requirement for
Determining the Percentage of the Total
Quantity of Toxic Chemicals Contributed
by Stormwater (Part II, Section 5.3
Column C)
C. Modifications to the Reporting
Requirement for On-Site Waste
Treatment Methods and Efficiency (Part
II, Section 7)
D. Removal of Reporting Data Field for
Optional Submission of Additional
Information (Part II, Section 8.11)
IV. Technical Modifications to 40 CFR 372.85
V. What Are the Statutory and Executive
Order Reviews Associated With This
Action?
A. Executive Order 12866: Regulatory
Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
H. Executive Order 13211: Actions That
Signficantly Affect Energy Supply,
Distribution, or Use
I. National Technology Transfer and
Advancement Act
J. Environmental Justice
I. What Is EPA’s Statutory Authority for
Taking These Actions?
This proposed rule is being issued
under sections 313(g)(1) and 328 of
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EPCRA, 42 U.S.C. 11023(g)(1) and
11048; and section 6607(b) of the
Pollution Prevention Act (PPA), 42
U.S.C. 13106. In general, section 313 of
EPCRA and section 6607 of PPA require
owners and operators of facilities in
specified SIC codes that manufacture,
process, or otherwise use a listed toxic
chemical in amounts above specified
threshold levels to report certain
facility-specific information about such
chemicals, including the annual releases
and other waste management quantities.
Section 313(g)(1) of EPCRA requires
EPA to publish a uniform toxic
chemical release form for these
reporting purposes, and it also
prescribes, in general terms, the types of
information that must be submitted on
the form. In addition, Congress granted
EPA broad rulemaking authority to
allow the Agency to fully implement the
statute. EPCRA section 328 authorizes
the ‘‘Administrator [to] prescribe such
regulations as may be necessary to carry
out this chapter.’’ 42 U.S.C. 11048.
II. What Is the Background and
Purpose of Today’s Proposed
Rulemaking?
A. What Are the Toxics Release
Inventory Reporting Requirements and
Who Do They Affect?
Pursuant to section 313(a) of the
Emergency Planning and Community
Right-to-Know Act (EPCRA), certain
facilities that manufacture, process, or
otherwise use specified toxic chemicals
in amounts above reporting threshold
levels must submit annually to EPA and
to designated State officials toxic
chemical release forms containing
information specified by EPA. 42 U.S.C.
11023(a). These reports must be filed by
July 1 of each year for the previous
calendar year. In addition, pursuant to
section 6607 of the Pollution Prevention
Act (PPA), facilities reporting under
section 313 of EPCRA must also report
pollution prevention and waste
management data, including recycling
information, for such chemicals. 42
U.S.C. 13106. These reports are
compiled and stored in EPA’s database
known as the Toxics Release Inventory
(TRI).
Regulations at 40 CFR part 372,
subpart B, require facilities that meet all
of the following criteria to report:
• The facility has 10 or more full-time
employee equivalents (i.e., a total of
20,000 hours worked per year or greater;
see 40 CFR 372.3); and
• The facility is included in Standard
Industrial Classification (SIC) Codes 10
(except 1011, 1081, and 1094), 12
(except 1241), 20–39, 4911 (limited to
facilities that combust coal and/or oil
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for the purpose of generating electricity
for distribution in commerce), 4931
(limited to facilities that combust coal
and/or oil for the purpose of generating
electricity for distribution in
commerce), 4939 (limited to facilities
that combust coal and/or oil for the
purpose of generating electricity for
distribution in commerce), 4953
(limited to facilities regulated under
RCRA Subtitle C, 42 U.S.C. section 6921
et seq.), 5169, 5171, and 7389 (limited
to facilities primarily engaged in
solvents recovery services on a contract
or fee basis), (or, under Executive Order
13148, federal facilities regardless of
their SIC code); and
• The facility manufactures (defined
to include importing), processes, or
otherwise uses any EPCRA section 313
(TRI) chemical in quantities greater than
the established threshold for the specific
chemical in the course of a calendar
year.
Facilities that meet the criteria must
file a Form R report or in some cases,
may submit a Form A Certification
Statement for each listed toxic chemical
for which the criteria are met. As
specified in EPCRA section 313(a), the
report for any calendar year must be
submitted on or before July 1 of the
following year. For example, reporting
year 2003 data should have been
postmarked on or before July 1, 2004.
The list of toxic chemicals subject to
TRI can be found at 40 CFR 372.65. This
list is also published every year as Table
II in the current version of the Toxic
Chemical Release Inventory Reporting
Forms and Instructions. The current TRI
chemical list contains 582 individually
listed chemicals and 30 chemical
categories.
B. Why Are We Proposing To Reduce
Burden Associated With TRI Reporting
Requirements?
‘‘Burden’’ is the total time, effort, or
financial resources expended by persons
to generate, maintain, retain, disclose, or
provide information to or for a Federal
agency. That includes the time needed
to review instructions; develop, acquire,
install, and utilize technology and
systems for the purposes of collecting,
validating, and verifying information,
processing and maintaining
information, and disclosing and
providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
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EPA has made considerable progress
in reducing burden associated with its
various information collections through
streamlining, consolidating and
harmonizing regulations, guidance and
compliance assistance, and
implementing technology-based
processes (i.e., electronic reporting,
cross program data utilization, using
geospatial information to pre-populate
data fields). These measures have
reduced the time, cost, and complexity
of existing environmental reporting
requirements, while enhancing
reporting effectiveness and efficiency.
The purpose of today’s action is to
propose options for reducing burden on
facilities that submit annual TRI reports
without compromising the data quality
of toxic chemical release and other
waste management information. The
options described in this proposal
provide several relatively simple
options for reducing the time, cost and
complexity of the reporting
requirements imposed on facilities.
They are thus expected to result in a
modest, but important, amount of cost
and burden savings. Another broader
and more complex set of regulatory
burden reduction alternatives is
currently being examined by EPA. That
effort, described in more detail below, is
expected to provide additional
regulatory relief for TRI reporters.
C. What Led to the Development of This
Proposed Rule?
Throughout the history of the TRI
Program the Agency has implemented
measures to reduce the TRI reporting
burden on the regulated community.
Through a range of compliance
assistance activities, such as the Toxic
Chemical Release Inventory Reporting
Forms & Instructions (which is
published and mailed every year),
industry training workshops, chemicalspecific and industry-specific guidance
documents, and the EPCRA Call Center
(a call hotline), the Agency has shown
a commitment to enhancing the quality
and consistency of reporting and
assisting those facilities that must
comply with EPCRA section 313.
EPA has also done extensive work to
make reporting easier for the TRI
reporting community through the
development and use of technology
such as EPA’s Toxics Release
Inventory—Made Easy software,
otherwise known as ‘‘TRI–ME’’ (https://
www.epa.gov/tri/report/trime/). TRI–ME
is an interactive, intelligent, userfriendly software tool that guides
facilities through the TRI reporting
process. By leading prospective
reporters through a series of logically
ordered questions, TRI–ME facilitates
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the analysis needed to determine if a
facility must complete a Form A or R
report for a particular chemical. For
those facilities required to report, the
software provides guidance for each
data element on Forms A and R. TRI–
ME also has a one-stop guidance feature,
the TRI Assistance Library, that allows
keyword searches on the statutes,
regulations, and many EPCRA section
313 guidance documents. It also offers
a ‘‘load feature’’ that enables the user to
upload almost all of their prior year data
into the current year’s report. Finally,
TRI–ME checks the data for common
errors and then prepares the forms to be
sent electronically over the Internet via
EPA’s Central Data Exchange (CDX).
TRI–ME generated reporting forms may
also be submitted offline via magnetic
media or on paper. In the spring of
2003, EPA distributed approximately
25,000 copies of TRI–ME in preparation
for the 2002 reporting year deadline of
July 1, 2003. Approximately 90% of the
roughly 84,000 Form Rs filed in 2003
were prepared using the TRI–ME
software.
In 1994, partially in response to
petitions received from the U.S. Small
Business Administration Office of
Advocacy and the American Feed
Industry Association, an EPA
rulemaking established the Form A
Certification Statement as an alternative
to Form R. This burden-reducing
measure was based on an alternate
threshold for quantities manufactured,
processed, or otherwise used by those
facilities with relatively low annual
reportable amounts of TRI chemicals. A
facility may use the Form A for toxic
chemicals manufactured, processed and
otherwise used below the alternate
threshold of one million pounds per
year, if the facility has annual reportable
amounts of these toxic chemicals not
exceeding 500 pounds. The annual
reportable amount is the total of the
quantity released at the facility, the
quantity treated at the facility, the
quantity recovered at the facility as a
result of recycle operations, the quantity
combusted for the purpose of energy
recovery at the facility, and the quantity
transferred off-site for recycling, energy
recovery, treatment, and/or disposal.
This combined total corresponds to the
quantity of the toxic chemicals in
production-related waste (i.e., the sum
of sections 8.1 through and including
section 8.7 on the Form R).
In an effort to further explore burden
reduction opportunities, EPA conducted
a TRI Stakeholder Dialogue between
November 2002 and February 2004. The
dialogue process focused on identifying
improvements to the TRI reporting
process and exploring a number of
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burden reduction options associated
with TRI reporting. In total, EPA
received approximately 770 documents
as part of this stakeholder dialogue. Of
that, approximately 730 were public
comments and the remaining
documents were either duplicates or
correspondence transmitting public
comments to the online docket system.
The public comments expressed a range
of views, with some supporting burden
reduction and others opposing it. You
may view and obtain copies of all
documents submitted to EPA by
accessing TRI docket TRI–2003–0001
online at https://www.epa.gov/edocket or
by visiting the EPA docket reading room
in Washington, DC.
As a result of the Stakeholder
Dialogue, the Agency believes that it has
identified a number of potential burden
reducing options which will continue to
support existing data uses and statutory
and regulatory obligations. These
changes fall into two broad categories:
(1) Changes or modifications to the
reporting forms and processes
(including modifications to the forms
and improvements in the TRI–ME
software) which will streamline
reporting without significantly affecting
the information collected; and (2) more
substantial changes that may affect
which facilities are required to report
and at what level of detail.
EPA has decided to address the two
categories of changes through separate
rulemakings, one of which is today’s
proposed action. This proposal focuses
on options for streamlining reporting
associated with TRI’s Forms A and R.
The proposed changes would eliminate
some redundant or seldom-used data
elements from these forms, and modify
others that can be shortened, simplified
or otherwise improved to reduce the
time and costs required to complete and
submit annual TRI reports. The proposal
also contemplates the elimination of
reporting for data elements available
through other EPA data sources. EPA is
confident these changes will enhance
the efficiency and effectiveness of the
TRI program by reducing reporting
requirements, while continuing to
provide communities and other data
users with the same level of chemical
release and other waste management
information. EPA currently expects to
complete this rulemaking in time for the
2006 reporting year.
This second rulemaking, to be
proposed later in 2005, will examine the
potential for more significant reporting
modifications with greater potential
impact on reducing reporting burden.
The options which may be considered
in that rulemaking include increasing
reporting thresholds for small
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businesses, or for classes of chemicals or
facilities, expanding eligibility for Form
A, introducing a ‘‘no significant change’’
option for chemical reports that have
not changed significantly relative to a
baseline reporting year, and expanding
the use of range codes in section 8 of
Form R. Because of the greater
complexity and larger impacts
potentially associated with this latter
group of changes, additional analysis is
needed to more thoroughly characterize
its impact on TRI reporters and data
users.
III. What Reporting Requirement
Changes Are Being Proposed?
A. Replacement of Certain Facility Data
Reporting Requirements With Existing
EPA Data From the EPA Facility Data
Registry (Sections 4.6 and 4.8 Through
4.10 of Forms A and R)
1. Overview. Over the last several
years, the entire federal community has
been working to establish a common
federal-wide enterprise architecture
with one goal: to become a more citizencentric government. A broad objective of
this effort is to eliminate duplicate
investment in information systems by
identifying common business needs and
satisfying these common needs through
the implementation of common,
reusable information systems, data, and
technology. In the spirit of this effort,
EPA has been working to identify like
business needs to institute a common
Environmental and Health Protection
Target Architecture (EHPTA) and
develop standard reusable information
systems, data and technology.
Through the EHPTA, EPA determined
that there is a recurring need across
EPA’s programs and external customers
for high quality information about the
location, name and environmental
attributes of each specific facility
subject to EPA regulatory or reporting
requirements. EPA established a
centrally managed Facility Registry
System (FRS) as a component of the
EHPTA. The FRS will become the
authoritative source of all facility
information used by EPA in its public
access transactions. EPA proposes to
remove the reporting requirement for
facility data (latitude/longitude
coordinates, permit and environmental
program identification numbers other
than the TRI facility identification
number) from the TRI forms. Instead,
the EPA database, FRS, would be used
to populate the TRI data base with this
information. EPA believes this change
will improve the management of
environmental information and increase
the quality of the data. It will also
reduce burden on EPA and its partners
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through the elimination of redundant
data collection and duplicate
maintenance of facility level
information across EPA systems.
2. What is the FRS? The FRS is a
centrally managed database developed
by EPA’s Office of Environmental
Information (OEI) that provides Internet
access to a single source of
comprehensive information about
facilities that are subject to
environmental regulations and/or have
attributes that are of environmental
interest to EPA.
The FRS database currently contains
over 1.5 million unique facility records,
and new facilities are continuously
being added to the system, either
through information supplied by EPA
programs or through our State partners
on the Exchange Network. At this time
facility data are exchanged with over
three dozen States through the National
Environmental Information Exchange
Network. FRS also receives correction
and verification information from the
reporting community through Webbased access, and through EPA database
systems maintained by over a dozen
EPA media programs. These EPA
databases include, but are not limited
to:
• Toxics Release Inventory (TRI)—
years 1988–2003,
• Resource Conservation and
Recovery Act (RCRA) Information
System,
• Risk Management Plans (RMPs),
• Permit Compliance System (PCS)
majors and minors,
• Aerometric Information Retrieval
System/AIRS Facility Subsystem (AIRS/
AFS), and
• Comprehensive Environmental
Response, Compensation, and Liability
Information System (CERCLIS).
The FRS responds to the increasing
demand for access to high quality
information and the public need for one
source of comprehensive environmental
information about a given place. Agency
databases, such as Envirofacts, the
Window to My Environment
EnviroMapper and Environmental
Compliance History Online (ECHO) rely
on the FRS for comprehensive and upto-date facility information through web
services.
3. Removal of Latitude/Longitude
Reporting Requirement (Section 4.6 of
Forms A and R). Geospatial data in the
form of address information, latitude
and longitude values, geospatial
metadata and other coordinate
information provide EPA with the
capacity to spatially locate, identify and
assess aspects of the environment
critical to program operations and
regulatory oversight. Locational data are
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more important than ever and directly
support Agency program initiatives,
environmental reports and many public
access tools such as Envirofacts and
ECHO. To promote and increase the
quality of the geospatial information,
the Agency promotes the approach of
‘‘collect once—use many.’’ As a result,
the EPA is proposing to populate the
TRI database with latitude and
longitude information from the FRS as
an alternative to continuing to request
the information from the reporter.
Under this proposal, locational
information from FRS would be made
readily available for all TRI reports and
applications such as the publicly
accessible TRI Explorer and all Form A
or R retrievals from Envirofacts.
There are several reasons for this
proposal. First, the latitude/longitude
coordinates and program identification
numbers are reported through other EPA
program systems; therefore, the data
provided to TRI are generally
redundant. Second, the accuracy of any
latitude/longitude data are highly
dependent on the method used to
collect the coordinates, and
understanding the accuracy limitations
are important to data users in
determining whether or not an
information source can be used for a
particular type of analysis or
application. Since there are no fields for
reporting the method used to determine
accuracy on the current TRI forms, the
accuracy of the latitude/longitude data
collected through TRI is not known.
Consequently, even in those cases
where data in the TRI data base may be
of higher quality than those in FRS, it
is impossible to verify this fact.
FRS, on the other hand, maintains
locational data in its Locational
Reference Tables (LRT) in the database.
These tables serve as a repository for
locational information collected from
the program system databases and
Regional Data Stewards databases, as
well as from locational data values
supplied by States. The information in
these locational tables include
geographic attributes (e.g., state, county,
ZIP, etc.), coordinate data (latitude and
longitude values), and the method,
accuracy and description (MAD)
qualifiers (Source Map Scale Number,
Horizontal Accuracy Measure,
Horizontal Collection Method Text,
Vertical Measure, Reference Point,
Horizontal Reference Datum Name, and
Geometric Type Name) for the latitude
and longitude values collected or
derived when possible. This is a much
more comprehensive documentation of
the latitude and longitude data for a
facility location than what is currently
collected from the TRI reporters.
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Because FRS collects data from a
number of Agency systems and these
systems may reference different points
within a given facility due to different
statutory obligations that govern EPA
programs (e.g., a stack versus a water
treatment discharge point), there
sometimes are more than one locational
set of latitude and longitude values for
a given facility. In these cases, EPA uses
an algorithm that picks the best
documented locational value for a
facility, site or place. This selected
locational value is termed the best point
location for a facility and the algorithm
is called the Best Pick Process. It is
described more thoroughly on the
Agency Web site: (https://www.epa.gov/
enviro/html/locational/lrt/
pick_best.html). EPA is continually
examining the collection, database
modeling and Best Pick Process to
enhance the accuracy of the location
values selected for use by geospatial
applications used by the Agency and
offered to the public and other
stakeholders. Locational information
will be readily available for all TRI
reports and applications including: TRI
Explorer or Form A or R retrievals from
Envirofacts.
Another advantage of utilizing
information in the FRS is that TRI
reporters can take advantage of EPA’s
Public Internet site that enables the
public to submit corrections to EPA’s
data on regulated facilities through one
central access point. The submission
process is known as the Integrated Error
Correction Process (IECP) because it
unifies the process by which EPA
regulatory programs manage corrections
to the data in their systems. IECP is part
of an ongoing EPA effort to improve the
quality of EPA’s publicly available data.
Through the IECP, the public can
directly notify EPA of a data error
they’ve identified in EPA’s publicly
available data. They may notify EPA
through a variety of venues that include:
Selecting the ‘‘Contact Us’’ hotlink from
the EPA Home Page and accessing the
link ‘‘report data errors’’; by calling the
IECP desk; sending a fax; or by emailing a detailed description of the
error. Once the error report is generated,
it is routed within EPA to the
appropriate program official, who may
be either within the federal EPA or a
state environmental agency that has
been authorized to manage an EPA
program. The official has the authority
to make appropriate corrections to the
program database. The error routing
process usually takes place in two to
four business days, and depending on
the error, corrections are usually
reflected in a few weeks. Last year the
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IECP handled over 8,000 error
notifications and continues to operate as
a simple, effective way of resolving
errors in EPA’s databases.
In addition to the IECP’s continuous
process of improving locational
information in the FRS, EPA has
recently launched a long term strategic
effort to enhance the quality of the
locational data. The Locational Data
Improvement Strategy consists of four
major goals: (1) Improve the quality of
data in FRS, (2) improve the locational
data that is being sent to EPA, (3)
improve the technical infrastructure for
managing locational data, and (4)
develop and maintain locational data
policies, plans and procedures. To meet
these goals, EPA is launching a series of
discrete projects that both leverage
existing EPA capabilities and adopt new
approaches. Work under each of the
four goals began in 2004 and it is
anticipated that many of the significant
technical, policy, and data
enhancements to FRS will begin to be
phased in during the latter part of
calendar year 2005. It is believed that
these changes will further enhance the
quality and completeness of FRS
information relative to that which could
be separately collected under the TRI
forms.
Three potential concerns were raised
in the public comments with respect to
the use of FRS for locational references
under the TRI program. The first is how
to address existing facilities which do
not have locational information other
than that obtained through TRI. In this
case EPA proposes to continue to use
existing historical TRI data until such
time as data are available in FRS.
The second potential issue is how to
address new facilities. In these cases,
one of the first steps for the new
reporter is to call the TRI Call Center to
obtain a TRI ID number to report on
their Form A or R. At this time, the Call
Center would obtain the facility address
and send this information to the FRS
management group at EPA. This group
would use the FRS locational reference
tools to create latitude and longitude
data for the facility. The previously
discussed IECP would provide a
mechanism for validation of this value.
The third potential concern relates to
the fact that locational information on a
facility is currently only accessible from
FRS through EPA’s publically accessible
Envirofacts Web site: https://
www.epa.gov/enviro/frs. This poses a
concern for many data users who rely
on TRI Explorer for reviewing release
information on sources. This problem
will eventually be addressed by a TRI
Explorer re-engineering effort presently
underway. If the re-engineering is not
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completed prior to the removal of
latitude and longitude information from
the TRI forms, EPA will implement an
interim provision to ensure
uninterrupted access to locational
information for TRI facilities.
Under the proposed approach, facility
locational data would still be made
available for all reporters and data users,
but instead of requiring facilities to
determine their geographic coordinates,
EPA would extract the data from
information that is already collected,
stored and maintained in its centrally
managed database, the FRS. Comment is
specifically sought on barriers or
concerns with the removal of latitude
and longitude fields from the Forms A
and R, and the Agency’s plan for
implementing this change.
4. Removal of Reporting Requirements
for EPA Permit and Program
Identification Numbers (Sections 4.8,
4.9 and 4.10 of Forms A and R). The
EPA is proposing to automatically
populate the TRI database with EPA
program identification numbers from
FRS as an alternative to requesting the
information from TRI reporters. The
identification numbers include the
numbers assigned to facilities under the
Resource Conservation and Recovery
Act (RCRA), the permit identification
numbers under the National Pollutant
Discharge Elimination System (NPDES),
and permit numbers issued by EPA or
a state to facilities with underground
injection wells. The 1988 rule in which
the original Form R was published
stated that ‘‘EPA requires the listing of
specific permit numbers in the facility
identification part of the form. EPA
believes that these permit numbers
provide a useful link between the
release information and any relevant
permit data.’’ 53 FR 4513 (Feb. 16,
1988).
Instead, the FRS would be used to
supply the information removed from
the TRI Form R to stakeholders who
need this information. FRS provides the
integration of all environmental
program activities at a given place by
linking all program identification
numbers to the FRS record. The FRS
contains accurate and authoritative
facility identification records which are
subjected to rigorous verification and
data management quality assurance
procedures. FRS records are
continuously reviewed and enhanced by
a Regional Data Steward network and
active State partners. The facility
records are based on information from
EPA’s national program systems and
State master facility records and
enhanced by other Web information
sources. For all of these reasons,
leveraging FRS as the authoritative
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source for facility information presents
a better alternative for collecting
program identification numbers and
providing them to the public.
As with latitude and longitude
information, one potential concern is
that there be no lapse in information
availability with respect to facility
identification under various programs.
This concern is an especially important
one since major data uses include cross
comparisons with other program
reports. The Agency is fully aware and
sensitive to this concern and will work
to ensure that there is no lapse in public
availability of facility identification
records. Cross comparisons between TRI
and FRS records will be made to
validate coverage before these sections
are removed from Forms A and R.
Comment is specifically requested on
the elimination of individual EPA
program identification number reporting
requirements from the TRI forms, as
well as the timing of implementation.
B. Removal of Reporting Requirement
for Determining the Percentage of the
Total Quantity of Toxic Chemicals
Contributed by Stormwater (Part II,
Section 5.3 Column C)
EPA is proposing to remove part II,
section 5.3 column C from reporting
Form R. This data element applies to
discharges to receiving streams and
water bodies. It requires facilities that
have monitoring data regarding the
amount of EPCRA section 313 chemicals
that are released in stormwater runoff to
indicate the percentage of the total
quantity of the EPCRA section 313
chemicals that are discharged in
stormwater. The rest of section 5.3 is
unaffected by this proposal.
When Form R was first created, the
Agency had issued few NPDES permits
that regulated stormwater and those
were generally only for very significant
contributors of contaminated
stormwater. Significant industrial
stormwater dischargers typically had
one NPDES permit that regulated both
storm and process waters. The Form R
provided valuable information on the
stormwater system. Now, approximately
100,000 industrial facilities have
stormwater permits, with half or so
required to monitor and report
pollutant-specific data. As such, EPA
and authorized states (i.e., authorized to
issue NPDES permits) now gather
stormwater specific monitoring data that
was not being collected in 1987.
EPA’s stormwater permitting
requirements will not be affected by
removing section 5.3 column C from
Form R. While the Agency’s industrial
stormwater permits originally included
special considerations for any chemicals
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that were ‘‘water priority chemicals’’
and were also reported on Form R, the
‘‘water priority chemicals’’ language is
no longer used. There is no longer any
connection between the EPA stormwater
permit program and the TRI reporting
requirements. Rather, the Agency’s
industrial stormwater permits require
that all pollutants be considered.
EPA believes any current uses of these
data may be supported by data derivable
from other sources. Therefore, EPA is
proposing to no longer collect the
information. We are seeking comment
on the potential deletion of this element
and specifically on whether anyone uses
the information in section 5.3 column C.
C. Modifications to the Reporting
Requirement for On-Site Waste
Treatment Methods and Efficiency (Part
II, Section 7)
The Agency is proposing to make five
modifications to part II, section 7 of the
Form R. As part of the TRI Stakeholder
Dialogue, EPA received several
comments regarding potential changes
to this section. Comments ranged from
clarifying the reporting requirements of
part II, section 7 to eliminating the
section all together. One commenter
stated that EPA should eliminate all
data elements in section 7A that,
according to the commenter, are not
required by statute. This commenter
believes that the data collected in
section 7A is not being used in any
meaningful way by the TRI community
and therefore this section imposes an
unnecessary burden on reporting
facilities. Another commenter suggested
that EPA modify the Form R, including
part II, section 7, to reflect the operation
of the electric utility industry as this
would reduce burden for that industry.
Specifically, it proposed that the
Agency simplify or eliminate section 7A
and eliminate sections 7B and 7C.
Section 313(g)(1)(C)(iii) of EPCRA
states that facilities must report ‘‘for
each wastestream, the waste treatment
or disposal methods employed, and an
estimate of the treatment efficiency
typically achieved.’’ 42 U.S.C.
11023(g)(1)(C)(iii). Data elements
collecting waste treatment information
and related details, such as whether the
efficiency estimate was based on
operating data, were implemented
through a 1988 rule. 53 FR 4516–18
(Feb. 16, 1988). Section 6607(b)(2) of the
PPA states facilities must report ‘‘the
amount of the chemical * * * which is
recycled * * * and the process of
recycling used.’’ 42 U.S.C. 13106(b)(2).
Facilities fulfill these obligations, in
part, by reporting qualitative
information regarding their on-site
waste treatment and recycling of EPCRA
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section 313 chemicals in part II, section
7 of the Form R.
The Agency has not been able to
verify that all of the information in
section 7 is routinely used and,
therefore, is proposing to modify or
eliminate some parts of section 7. The
Agency believes that simplifying this
section will result in reduced reporting
burden for those facilities required to
complete this portion of the form.
1. Part II, Section 7A—On-Site Waste
Treatment Methods and Efficiency
(Column B—Waste Treatment Method(s)
Sequence). The Agency proposes to
simplify column B of section 7A—Waste
Treatment Method(s) Sequence, by
reducing the number of codes available
for reporting. Currently there are 64
codes that can be reported in column B
to describe the various waste treatment
methods applied to EPCRA section 313
chemicals treated on-site. The Agency is
proposing to replace these codes with
the newly-revised list of 18 hazardous
waste treatment codes (H040–129)
currently used in EPA’s biennial
Hazardous Waste Report, also known as
the EPA Resource Conservation
Recovery Act (RCRA) Biennial Report.
See page 63 of the 2003 Hazardous
Waste Report Instructions and Forms
(booklet) [EPA Form 8700–13 A/B; 11/
2000] available at https://www.epa.gov/
epaoswer/hazwaste/data/br03/
03report.pdf.
EPA believes that decreasing the
number of codes in section 7A, column
B will reduce reporting burden and
improve EPA’s data collection and
dissemination. First, facilities will have
fewer codes to consider when reporting
in this section. Second, under this
proposed option, the same codes will be
used for both the RCRA hazardous
waste and TRI reporting programs,
providing consistency between two EPA
reporting systems regarding waste
treatment methods data. Eighty percent
of TRI reporters report a RCRA
identification number on Form R, part I,
section 4.8. The majority of facilities
with an assigned RCRA identification
number also file a RCRA Biennial
Report. These facilities should already
be familiar with the RCRA Biennial
Report codes.
The RCRA hazardous waste treatment
codes represent a minimal set of
meaningful codes at a sufficient level of
technological differentiation to support
EPA’s current and future hazardous
waste rulemakings, regulatory
monitoring and enforcement activities,
thus fulfilling one of the purposes of
data collection under EPCRA, ‘‘to aid in
the development of appropriate
regulations, guidelines, and standards.’’
42 U.S.C. 11023(h). During a previous
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burden reduction effort, EPA reduced
the original set of RCRA Biennial Report
waste treatment codes used over prior
data years (before 2001), from 65 codes
to the current 18 codes.
The current waste treatment codes are
listed in section 7A, column B of Form
R:
Air Emissions Treatment (applicable to
gaseous waste streams only)
A01
A02
A03
A04
A05
A06
A07
Flare
Condenser
Scrubber
Absorber
Electrostatic Precipitator
Mechanical Separation
Other Air Emission Treatment
Biological Treatment:
B11
B21
B31
B99
Aerobic
Anaerobic
Facultative
Other Biological Treatment
Chemical Treatment:
C01 Chemical Precipitation—Lime or
Sodium Hydroxide
C02 Chemical Precipitation—Sulfide
C09 Chemical Precipitation—Other
C11 Neutralization
C21 Chromium Reduction
C31 Complexed Metals Treatment
(other than pH adjustment)
C41 Cyanide Oxidation—Alkaline
Chlorination
C42 Cyanide Oxidation—
Electrochemical
C43 Cyanide Oxidation—Other
C44 General Oxidation (including
Disinfection)—Chlorination
C45 General Oxidation (including
Disinfection)—Ozonation
C46 General Oxidation (including
Disinfection)—Other
C99 Other Chemical Treatment
Incineration/Thermal Treatment
F01 Liquid Injection
F11 Rotary Kiln with Liquid Injection
Unit
F19 Other Rotary Kiln
F31 Two Stage
F41 Fixed Hearth
F42 Multiple Hearth
F51 Fluidized Bed
F61 Infra-Red
F71 Fume/Vapor
F81 Pyrolytic Destructor
F82 Wet Air Oxidation
F83 Thermal Drying/Dewatering
F99 Other Incineration/Thermal
Treatment
Physical Treatment
P01
P09
P11
P12
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Other Blending
Settling/Clarification
Filtration
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1681
P13 Sludge Dewatering (non-thermal)
P14 Air Flotation
P15 Oil Skimming
P16 Emulsion Breaking—Thermal
P17 Emulsion Breaking—Chemical
P18 Emulsion Breaking—Other
P19 Other Liquid Phase Separation
P21 Adsorption—Carbon
P22 Adsorption—Ion Exchange (other
than for recovery/reuse)
P23 Adsorption—Resin
P29 Adsorption—Other
P31 Reverse Osmosis (other than for
recovery/reuse)
P41 Stripping—Air
P42 Stripping—Steam
P49 Stripping—Other
P51 Acid Leaching (other than for
recovery/reuse)
P61 Solvent Extraction (other than
recovery/reuse)
P99 Other Physical Treatment
Solidification/Stabilization
G01 Cement Processes (including
silicates)
G09 Other Pozzolonic Processes
(including silicates)
G11 Asphaltic Techniques
G99 Other Solidification Processes
The Agency proposes to replace these
codes with the following RCRA H
treatment codes:
H040 Incineration—thermal
destruction other than use as a fuel
H071 Chemical reduction with or
without precipitation
H073 Cyanide destruction with or
without precipitation
H075 Chemical oxidation
H076 Wet air oxidation
H077 Other chemical precipitation
with or without pre-treatment
H081 Biological treatment with or
without precipitation
H082 Adsorption as the major
component of treatment
H101 Sludge treatment and/or
dewatering
H103 Absorption
H111 Stabilization or chemical
fixation prior to disposal at another
site
H112 Macro-encapsulation prior to
disposal at another site
H121 Neutralization only
H122 Evaporation
H123 Settling or clarification
H124 Phase separation
H129 Other treatment
EPA requests comments on whether
reducing the number of codes used in
section 7A, column B will affect the
quality of TRI data, especially with
respect to the use of those data.
2. Part II, Section 7A—On-Site Waste
Treatment Methods and Efficiency
(Column C—Range of Influent
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Concentration). To help simplify
reporting in section 7A of the Form R,
EPA is proposing to eliminate section
7A, column C—Range of Influent
Concentration. Currently, completion of
column C requires facilities to enter a
numerical code indicating the
concentration range of the EPCRA
section 313 chemical as it enters the
treatment step. The following range
codes are currently used for reporting in
column C:
1 = Greater than 10,000 parts per
million (1%)
2 = 100 parts per million (0.01%) to
10,000 parts per million (1%)
3 = 1 part per million (0.0001%) to 100
parts per million (0.01%)
4 = 1 part per billion to 1 part per
million
5 = Less than 1 part per billion
Column C was implemented in the
1988 rule in which EPA initially
published the Form R. 53 FR 4518.
During the development of the 1988
rule, EPA believed that concentration
information would assist users in
determining whether effective treatment
methods may be available for wastes
containing different amounts of a given
chemical because the effectiveness of
most treatment methods is
concentration-dependent. See Proposed
Rule, 52 FR 21152, 21163 (June 4, 1987).
Further, an indication of influent
concentration would aid in the
evaluation of treatment methods across
industries and therefore put the data
into better perspective. 53 FR 4518.
Contrary to the intended use of
information from section 7, column C,
EPA does not believe that this
information is widely used by States
and the public. Consequently, the
Agency is proposing to stop collection
of the data currently reported in this
column.
The second option that EPA is
considering in this proposal is to make
reporting under section 7A, column C
optional. Under this option, facilities
would have a choice as to whether to
report the influent concentration range
of the EPCRA section 313 chemical.
EPA requests comments on how the
proposed removal of column C of
section 7A could affect the use of TRI
data in general, and in particular, how
it could affect the use of information
reported in column D of section 7A.
EPA also requests comments on whether
many facilities could be expected to
continue to report data in column C if
such reporting was deemed to be
optional.
3. Part II, Section 7A—On-Site Waste
Treatment Methods and Efficiency
(Column D—Waste Treatment Efficiency
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Estimate). In this section, facilities enter
the number indicating the percentage of
the EPCRA section 313 chemical
removed from the waste stream. The
waste treatment efficiency (expressed as
a percentage) represents the percentage
of the TRI chemical destroyed or
removed (based on amount or mass).
Under EPCRA section 313(g)(1)(C)(iii),
facilities are required to submit an
estimate of the treatment efficiency
typically achieved by the waste
treatment or disposal methods
employed for each waste stream.
Currently facilities must enter an exact
percentage in this column of the form.
EPA is proposing to allow facilities to
report their treatment efficiency as a
range instead of an exact percentage.
The Agency is thus proposing to use the
following ranges in column D:
E1 = greater than 99.9%
E2 = greater than 95% to 99.9%
E3 = greater than 90% to 95%
E4 = greater than 75% to 90%
E5 = greater than 30% to 75%
E6 = 0% to 30%
The proposed set of range codes were
developed by analyzing a subset of
treatment efficiencies reported in RY
2002. Most of the efficiencies were
between 90% and 100%. The range
codes reflect this reporting trend by
grouping three of the codes between
90% and 100% while the other three
codes represent larger ranges between
0% and 90%.
The Agency is seeking comment on
whether replacing an exact percentage
estimate with these proposed ranges
will make it easier for facilities to
complete section 7A, column D. We are
also seeking comment on how the use
of range codes for treatment efficiency
will affect the utility of the data. EPA
also requests comment on the specific
set of range codes proposed.
4. Part II, Section 7A—On-Site Waste
Treatment Methods and Efficiency
(Column E-Based on Operating Data).
This column of section 7A requires
facilities to indicate ‘‘Yes’’ or ‘‘No’’ as to
whether the waste treatment efficiency
reported in section 7A, column D is
based on actual operating data such as
the case where a facility monitors the
influent and effluent wastes from this
treatment step. When this data element
was first implemented, EPA believed
that this information would be valuable
to users because it would indicate the
relative quality and reliability of the
efficiency estimate figure (see 52 FR
21152, 21163). If the change mentioned
in section C(3) above is made, however,
treatment efficacy data will only be
represented by a range. Under such
conditions, the significance of the
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method of range determination could be
less meaningful. Furthermore, EPA is
unaware of any significant use of this
data under the present form where
specific treatment efficiency is
specified. EPA thus proposes to remove
column E of section 7A from Form R.
We request comments on how removal
of this data field could affect the
usefulness of TRI data.
5. Part II, Section 7C—On-Site
Recycling Processes. In this section,
facilities that conduct on-site recycling
use the sixteen codes below to report
the particular recycling methods
applied to the EPCRA section 313
chemical being recycled. For each Form
R filed, facilities may report up to ten
R codes, as appropriate. Following are
the currently-used codes:
R11 Solvents/Organics Recovery—
Batch Still Distillation
R12 Solvents/Organics Recovery—
Thin-Film Evaporation
R13 Solvents/Organics Recovery—
Fractionation
R14 Solvents/Organics Recovery—
Solvent Extraction
R19 Solvents/Organics Recovery—
Other
R21 Metals Recovery—Electrolytic
R22 Metals Recovery—Ion Exchange
R23 Metals Recovery—Acid Leaching
R24 Metals Recovery—Reverse
Osmosis
R26 Metals Recovery—Solvent
Extraction
R27 Metals Recovery—High
Temperature
R28 Metals Recovery—Retorting
R29 Metals Recovery—Secondary
Smelting
R30 Metals Recovery—Other
R40 Acid Regeneration
R99 Other Reuse or Recovery
EPA is proposing to eliminate the
current recycling codes and replace
them with the following three
reclamation and recovery management
codes used in EPA’s biennial Hazardous
Waste Report, also known as the EPA
Resource Conservation Recovery Act
(RCRA) Biennial Report:
H010 Metal recovery (by retorting,
smelting, or chemical or physical
extraction)
H020 Solvent recovery (including
distillation, evaporation, fractionation
or extraction)
H039 Other recovery or reclamation
for reuse (including acid regeneration
or other chemical reaction process)
Similar to the proposed modification
to column B of part II, section 7A, the
reporting burden associated with
completing section 7C would be
reduced because facilities would have
fewer codes to consider. EPA’s data
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collection and dissemination would also
be improved by adopting the same
codes for both the RCRA hazardous
waste and TRI reporting programs.
Eighty percent of TRI reporters report a
RCRA identification number on Form R,
part I, section 4.8. The majority of
facilities with an assigned RCRA
identification number also file a RCRA
Biennial Report. These facilities should
already be familiar with the RCRA
Biennial Report codes.
For further information about the
RCRA reclamation and recovery
management codes, see EPA’s RCRA
Biennial Report, which can be found at:
https://www.epa.gov/epaoswer/
hazwaste/data/br03/03report.pdf—PDF
screen page 63 of the 80 page report.
EPA requests comment on how the
simplification of codes regarding on-site
recycling processes will affect the use of
the data. Please provide, if available,
specific examples of how detailed
information on recycling processes is
currently used.
D. Removal of Reporting Data Field for
Optional Submission of Additional
Information (Part II, Section 8.11)
Section 6607(d) of the Pollution
Prevention Act (PPA) requires that
reporters be provided the opportunity to
include ‘‘additional information
regarding source reduction, recycling,
and other pollution control techniques’’
with their reporting form. 42 U.S.C.
13106(d). Currently, EPA requires that
facilities answer a ‘‘yes/no’’ question to
indicate whether a facility has included
such information. Facilities with such
information then attach a physical copy
describing their activity. Because such
information is long and in varied forms,
it has not been coded into the TRI
database. This lack of coding creates a
large potential burden for users of
information seeking to identify
innovative programs or processes. EPA
is proposing to make a minor change to
this question to improve public access
to such information.
Under this proposal, an optional text
box feature would be added to EPA’s
TRI–E reporting software to enable
reporting facilities to add a brief
description of their applicable source
reduction, recycling, and other
pollution control techniques and
activities. In addition, reporters would
be provided instructions in EPA’s
‘‘Toxic Chemical Release Inventory
Reporting Forms’’ on how to denote on
their Form R submission that they are
providing a brief summary and/or more
detailed information on one of these
activities. Form R would be modified to
include a checkbox allowing facilities
that provide additional information to
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check ‘‘yes’’ if they use the text box
feature or send EPA additional
information in hardcopy. Facilities that
do not wish to provide additional
information would no longer need to
check ‘‘no’’ in section 8.11.
With this revision, EPA could make
this additional information available on
the Agency’s public access Web site for
the first time, through one of EPA’s
system applications, such as
Envirofacts. This proposed change
would provide TRI data users with
improved access to the additional
information that facilities submit about
their source reduction, recycling, and
other pollution control techniques.
EPA requests comments on whether
reporters would utilize a text box for
section 8.11, and whether TRI data users
would find increased access to this
additional data useful.
IV. Technical Modifications to 40 CFR
372.85
In addition to the proposals for
streamlining the TRI Reporting Forms
explained above, EPA is proposing two
technical corrections to 40 CFR 372.85.
Prior to 1991, EPA published the
current version of the Form R and
Reporting Instructions in its regulations
at 40 CFR 372.85(a). On June 26, 1991,
56 FR 29183, EPA published a final rule
that replaced the full version of the form
and instructions in the regulation with
a Notice of Availability of the most
current version of the Form R and
Reporting Instructions and an address
from which to obtain a copy.
The address for requesting the current
version of Form R is outdated.
Moreover, the likelihood exists that the
address may change from time to time
in the future because the entity
managing Form R distribution may
change. Therefore, EPA is amending 40
CFR 372.85(a) by giving a reference to
the TRI Web site to obtain the Form R
instead of publishing in the regulations
an address from which to request copies
of TRI forms. EPA is also providing a
phone number from which to request
TRI publications.
The 1991 rule also added a list
describing the Form R data elements at
40 CFR 372.85(b). This list includes
Paragraph 18 describing a pollution
prevention data element, which was
optional and set to expire after the 1990
reporting year. After the 1991 rule was
finalized, EPA incorporated mandatory
pollution prevention reporting elements
pursuant to the Pollution Prevention
Act of 1990. 57 FR 22330. EPA believes
the presence of the outdated Paragraph
18 element in the regulations is
unnecessary since it has expired.
Further, the Agency is concerned that it
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1683
may lead to confusion about whether
pollution prevention data are required
elements of the Form R. Therefore, EPA
proposes to delete 40 CFR 372.85(b)(18)
for the purposes of order and clarity.
This action will not affect the reporting
obligations found in section 6607 of the
PPA; facilities must continue to report
pollution prevention information as
collected in part II, section 8 of the
Form R.
V. What Are the Statutory and
Executive Order Reviews Associated
With This Action?
A. Executive Order 12866: Regulatory
Planning and Review
Under Executive Order 12866, 58 FR
51735, the Agency must determine
whether this regulatory action is
‘‘significant’’ and therefore subject to
formal review by the Office of
Management and Budget (OMB) and to
the requirements of the Executive Order,
which include assessing the costs and
benefits anticipated as a result of the
proposed regulatory action. The Order
defines ‘‘significant regulatory action’’
as one that is likely to result in a rule
that may: (1) Have an annual effect on
the economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
state, local, or tribal governments or
communities; (2) create a serious
inconsistency or otherwise interfere
with an action taken or planned by
another agency; (3) materially alter the
budgetary impact of entitlements,
grants, user fees, or loan programs or the
rights and obligations of recipients
thereof; or (4) raise novel legal or policy
issues arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
Pursuant to the terms of Executive
Order 12866, it has been determined
that today’s proposed rule is a
significant regulatory action. The
Agency therefore submitted this action
to OMB for review. Changes made in
response to OMB suggestions or
recommendations are documented in
the docket to today’s proposal.
To estimate the cost savings,
incremental costs, economic impacts
and benefits from this rule to affected
regulated entities, EPA completed an
economic analysis for this rule. Copies
of this analysis (entitled ‘‘Economic
Assessment of the Burden ReductionModifications to Form R-Proposed
Rule’’) have been placed in the TRI
docket for public review. The Agency
solicits comment on the methodology
and results from the analysis as well as
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any data that the public feels would be
useful in a revised analysis.
1. Methodology
To estimate the cost savings,
incremental costs, economic impacts
and benefits of this rule, the Agency
estimated both the cost and burden of
completing the TRI reporting forms, as
well as the number of affected entities.
The Agency has used the 2002 reporting
year for TRI data as a basis for these
estimates. First, the Agency identified
the number of PBT and non-PBT
respondents completing Form R and
non-PBT respondents for Form A (PBT
respondents are currently ineligible to
use Form A). Then the Agency
determined the unit burden savings and
cost savings per form using an
engineering analysis. Burden savings for
the various forms were calculated
separately because not all proposed
modifications appear on every form.
The total burden and cost savings
associated with the proposed
modifications to Forms A and R are the
product of the unit burden and cost
savings per form times the number of
forms (Forms A and R) submitted.
2. Cost & Burden Savings Results
Table 1 and Table 2 summarize the
number of 2002 first and subsequent
year Forms A and R submissions.
TABLE 1.—NATIONAL BURDEN AND COST SAVINGS FOR FIRST YEAR REPORTERS
Burden
savings
per Form R
(hours/% of
total)
Total burden
savings
(hours)
Cost saving
per Form R
Total cost
savings
Number of 2002 forms
Form type
458 ....................................................
880 ....................................................
324 ....................................................
Form R PBT .....................................
Form R non-PBT ..............................
Form A non-PBT ..............................
2.23/3.2
0.96/1.4
0.52/1.1
1,023
842
168
$97.05
40.89
21.59
$44,449
35,979
6,994
Total ...........................................
...........................................................
........................
2,033
........................
$87,423
TABLE 2.—PRELIMINARY NATIONAL BURDEN AND COST SAVINGS FOR SUBSEQUENT YEAR REPORTERS
Burden
savings
per Form R
(hours/% of
total)
Total burden
savings
(hours)
Cost saving
per Form R
Total cost
savings
Number of 2002 forms
Form type
15,085 ...............................................
65,006 ...............................................
11,594 ...............................................
Form R PBT .....................................
Form R non-PBT ..............................
Form A non-PBT ..............................
1.11/2.4
0.39/1.5
0.11/0.6
16,681
25,167
1,292
$46.99
15.72
3.58
$708,841
1,021,833
41,543
Total ...........................................
...........................................................
........................
43,140
........................
$1,772,217
EPA estimates that the total annual
burden savings for this proposal are
45,000 hours. EPA estimates that the
total annual cost savings for this
proposal are $1.85 million. Average
annual cost savings for facilities
submitting Form Rs or Form As are
between $22 and $97 per form or
between $66 and $291 per facility.
3. Impacts on Data
EPA evaluated the potential impacts
on data from removing or simplifying
these specific data fields and
determined that the risk of significant
data loss is minimal. In the case of some
elements (e.g., latitude and longitude
information), reporting is being
discontinued because information
already exists or can be developed from
other EPA data systems. In other cases
(e.g., changes in waste management or
recycling reporting codes), streamlining
is being proposed to bring reporting
categories in line with existing practices
of other Agency program offices which
should ultimately increase the utility of
the information. Range reporting
options being considered include
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intervals selected to maintain relatively
equal population subcategories which
should maintain the utility of the data
while minimizing the potential
uncertainty associated with individual
values. The Agency has also conducted
outreach to potentially affected
stakeholders to solicit any specific uses
of the fields being proposed for removal
or simplification. Based on that
outreach, the Agency believes the
potential for significant data loss to the
public to be minimal. EPA solicits
comment on whether and how the
specific data fields in today’s proposal
are used and whether or not alternate
sources of the same data are available.
disclose, or provide information to or
for a Federal agency. That includes the
time needed to review instructions;
develop, acquire, install, and utilize
technology and systems for the purposes
of collecting, validating, and verifying
information, processing and
maintaining information, and disclosing
and providing information; adjust the
existing ways to comply with any
previously applicable instructions and
requirements; train personnel to be able
to respond to a collection of
information; search data sources;
complete and review the collection of
information; and transmit or otherwise
disclose the information.
B. Paperwork Reduction Act
We have prepared a document
estimating the recordkeeping and
reporting burden savings associated
with this rule. We calculate the
reporting and recordkeeping burden
reduction for this rule as 45,000 hours
and the estimated cost savings as $1.85
million. Burden means total time, effort,
or financial resources expended by
persons to generate, maintain, retain,
C. Regulatory Flexibility Act
The RFA generally requires an agency
to prepare a regulatory flexibility
analysis of any rule subject to notice
and comment rulemaking requirements
under the Administrative Procedure Act
or any other statute unless the agency
certifies that the rule will not have a
significant economic impact on a
substantial number of small entities.
Small entities include small businesses,
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small organizations, and small
governmental jurisdictions.
For purposes of assessing the impacts
of today’s rule on small entities, small
entity is defined as: (1) A small business
that has fewer than either 1000 or 100
employees per firm depending upon the
firm’s primary SIC code; (2) a small
governmental jurisdiction that is a
government of a city, county, town,
school district or special district with a
population of less than 50,000; and (3)
a small organization that is any not-forprofit enterprise which is independently
owned and operated and is not
dominant in its field.
The economic impact analysis
conducted for today’s proposal indicates
that these revisions would generally
result in savings to affected entities
compared to baseline requirements. The
rule is not expected to result in a net
cost to any affected entity. Thus,
adverse impacts are not anticipated.
After considering the economic
impacts of today’s proposed rule on
small entities, I certify that this action
will not have a significant economic
impact on a substantial number of small
entities.
D. Unfunded Mandates Reform Act
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA), Public
Law 104–4, establishes requirements for
federal agencies to assess the effects of
their regulatory actions on state, local,
and tribal governments and the private
sector. Under section 202 of the UMRA,
EPA generally must prepare a written
statement, including a cost-benefit
analysis, for the proposed and final
rules with ‘‘federal mandates’’ that may
result in expenditures by state, local,
and tribal governments, in the aggregate,
or to the private sector, of $100 million
or more in any one year.
Before promulgating a rule for which
a written statement is needed, section
205 of the UMRA generally requires
EPA to identify and consider a
reasonable number of regulatory
alternatives and adopt the least costly,
most cost-effective or least burdensome
alternative that achieves the objectives
of the rule. The provisions of section
205 do not apply when they are
inconsistent with applicable law.
Moreover, section 205 allows EPA to
adopt an alternative other than the least
costly, most cost-effective, or least
burdensome alternative if the
Administrator publishes with the final
rule an explanation why that alternative
was not adopted.
Before EPA establishes any regulatory
requirements that may significantly or
uniquely affect small governments,
including tribal governments, it must
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have developed under section 203 of the
UMRA a small government agency plan.
The plan must provide for notifying
potentially affected small governments,
enabling officials of affected small
governments to have meaningful and
timely input in the development of EPA
regulatory proposals with significant
federal intergovernmental mandates,
and informing, educating, and advising
small governments on compliance with
the regulatory requirements.
The Agency’s analysis of compliance
with the Unfunded Mandates Reform
Act (UMRA) of 1995 found that today’s
proposed rule imposes no enforceable
duty on any state, local or tribal
government or the private sector. This
proposed rule contains no federal
mandates (under the regulatory
provisions of Title II of the UMRA) for
state, local, or tribal governments or the
private sector. In addition, EPA has
determined that this rule contains no
regulatory requirements that might
significantly or uniquely affect small
governments. The rule merely
streamlines reporting requirements for
an existing program. Therefore we have
determined that today’s proposal is not
subject to the requirements of sections
202 and 205 of UMRA.
1685
tribal officials in the development of
regulatory policies that have tribal
implications.’’ ‘‘Policies that have tribal
implications’’ is defined in the
Executive Order to include regulations
that have ‘‘substantial direct effects on
one or more Indian tribes, on the
relationship between the federal
Government and the Indian tribes, or on
the distribution of power and
responsibilities between the federal
government and Indian tribes. This
proposed rule does not have tribal
implications. It will not have substantial
direct effects on tribal governments, on
the relationship between the federal
government and Indian tribes, or on the
distribution of power and
responsibilities between the federal
government and Indian tribes, as
specified in Executive Order 13175.
G. Executive Order 13045: Protection of
Children From Environmental Health &
Safety Risks
‘‘Protection of Children From
Environmental Health Risks and Safety
Risks,’’ 62 FR 19885 (April 23, 1997),
applies to any rule that EPA determines
(1) ‘‘economically significant’’ as
defined under Executive Order 12866,
and (2) concerns an environmental
health or safety risk that EPA has reason
to believe may have a disproportionate
effect on children. If the regulatory
action meets both criteria, the Agency
must evaluate the environmental health
or safety effects of the planned rule on
children and explain why the planned
regulation is preferable to other
potential effective and reasonably
feasible alternatives considered by the
Agency. This proposed rule is not
subject to Executive Order 13045
because it is not an economically
significant rule as defined by Executive
Order 12866.
E. Executive Order 13132: Federalism
Executive Order 13132, entitled
‘‘Federalism’’ 64 FR 43255 (August 10,
1999), requires EPA to develop an
accountable process to ensure
meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications. ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’ This
proposed rule does not have federalism
implications. It will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government, as specified in
Executive Order 13132.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution, or Use
This rule is not a ‘‘significant energy
action’’ as defined in Executive Order
13211, ‘‘Actions Concerning Regulations
That Significantly Affect Energy Supply,
Distribution, or Use,’’ 66 FR 28355 (May
22, 2001), because it is not likely to have
a significant adverse effect on the
supply, distribution, or use of energy.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
Executive Order 13175, entitled
‘‘Consultation and Coordination with
Indian Tribal Governments’’ 65 FR
67249 (November 6, 2000), requires EPA
to develop an accountable process to
ensure ‘‘meaningful and timely input by
I. National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (‘‘NTTAA’’), Public Law
104–113, section 12(d) (15 U.S.C. 272
note) directs EPA to use voluntary
consensus standards in its regulatory
activities unless to do so would be
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inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., materials specifications,
test methods, sampling procedures, and
business practices) that are developed or
adopted by voluntary consensus
standards bodies. The NTTAA directs
EPA to provide Congress, through OMB,
explanations when the Agency decides
not to use available and applicable
voluntary consensus standards. This
rule does not establish technical
standards. Therefore, EPA did not
consider the use of any voluntary
consensus standards.
J. Environmental Justice
Under Executive Order 12898,
‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’, EPA has undertaken to
incorporate environmental justice into
its policies and programs. EPA is
committed to addressing environmental
justice concerns, and is assuming a
leadership role in environmental justice
initiatives to enhance environmental
quality for all residents of the United
States. The Agency’s goals are to ensure
that no segment of the population,
regardless of race, color, national origin,
or income, bears disproportionately
high and adverse human health and
environmental effects as a result of
EPA’s policies, programs, and activities.
EPA has considered the impacts of
this proposed rulemaking on lowincome populations and minority
populations and concluded that it will
not cause any adverse effects to these
populations. As stated above, the
Agency has determined that the risk of
significant data loss is very low. The
data elements proposed for removal or
streamlining either have a low
incidence of reporting, have other data
source readily available or do not
appear to be used to any significant
degree by the public.
List of Subjects in 40 CFR Part 372
Environmental protection,
Community right-to-know, Reporting
and recordkeeping requirements, Toxic
chemicals.
Dated: December 29, 2004.
Michael O. Leavitt,
Administrator.
For the reasons discussed in the
preamble, the Environmental Protection
Agency proposes to amend 40 CFR part
372 as follows:
Authority: 42 U.S.C. 11023 and 11028.
Subpart E—[Amended]
2. Section 372.85 is amended as
follows:
i. Revise paragraph (a).
ii. Remove paragraph (b)(6).
iii. Redesignate paragraphs (b)(7)
through (b)(18) as paragraphs (b)(6)
through (b)(17).
iv. Revise the newly-designated
paragraph (b)(6).
v. Revise the newly-designated
paragraph (b)(14)(i)(C).
vi. Remove the newly-designated
paragraph (b)(16)(iii).
vii. Redesignate the newly-designated
paragraphs (b)(16)(iv) and (v) as
paragraphs (b)(16)(iii) and (iv).
viii. Revise the newly-designated
paragraph (b)(16)(iii).
ix. Remove the newly-designated
paragraph (b)(17).
§ 372.85 Toxic chemical release reporting
form and instructions.
(a) Availability of reporting form and
instructions. The most current version
of Form R may be found on the
following EPA Program Web site,
https://www.epa.gov/tri. Any subsequent
changes to the Form R will be posted on
this Web site. Submitters may also
contact the TRI Program at (202) 564–
9554 to obtain this information.
(b) * * *
(6) Dun and Bradstreet identification
number.
*
*
*
*
*
(14) * * *
(i) * * *
(C) Discharges to receiving streams or
water bodies.
*
*
*
*
*
(16) * * *
(iii) An estimate of the efficiency of
the treatment, which shall be indicated
by a range.
3. Section 372.95 is amended as
follows:
i. Remove paragraphs (b)(11), (b)(13),
(b)(14) and (b)(15).
ii. Redesignate paragraph (b)(12) as
paragraph (b)(11) and redesignate
paragraphs (b)(16) through (b)(17) as
paragraphs (b)(12) through (b)(13).
PART 372—[AMENDED]
[FR Doc. 05–430 Filed 1–7–05; 8:45 am]
1. The authority citation for Part 372
continues to read as follows:
BILLING CODE 6560–50–P
VerDate jul<14>2003
18:08 Jan 07, 2005
Jkt 205001
PO 00000
Frm 00014
Fmt 4702
Sfmt 4702
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 041221358–4358–01; I.D.
121504A]
RIN 0648–AR56
Fisheries of the Northeastern United
States; Atlantic Mackerel, Squid, and
Butterfish Fisheries
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule, 2005 initial
specifications; request for comments.
AGENCY:
SUMMARY: NMFS proposes initial
specifications for the 2005 fishing year
for Atlantic mackerel, squid, and
butterfish (MSB). Regulations governing
these fisheries require NMFS to publish
proposed specifications for the
upcoming fishing year and to provide an
opportunity for public comment. The
intent of this action is to fulfill this
requirement and to promote the
development and conservation of the
MSB resources.
DATES: Public comments must be
received no later than 5 p.m., Eastern
Standard Time, on February 9, 2005.
ADDRESSES: Copies of supporting
documents used by the Mid-Atlantic
Fishery Management Council (Council),
including the Environmental
Assessment (EA) and Regulatory Impact
Review (RIR)/Initial Regulatory
Flexibility Analysis (IRFA), are
available from: Daniel Furlong,
Executive Director, Mid-Atlantic
Fishery Management Council, Room
2115, Federal Building, 300 South New
Street, Dover, DE 19904–6790. The EA/
RIR/IRFA is accessible via the Internet
at http:/www.nero.noaa.gov.
Comments on the proposed
specifications should be sent to: Patricia
A. Kurkul, Regional Administrator,
Northeast Regional Office, NMFS, One
Blackburn Drive, Gloucester, MA
01930–2298. Please mark the envelope,
‘‘Comments–2005 MSB Specifications.’’
Comments also may be sent via
facsimile (fax) to 978–281–9135.
Comments on the specifications may be
submitted by e-mail as well. The
mailbox address for providing e-mail
comments is SMB2005Specs@noaa.gov.
Include in the subject line of the e-mail
comment the following document
identifier: ‘‘Comments–2005 MSB
Specifications.’’ Comments may also be
submitted electronically through the
E:\FR\FM\10JAP1.SGM
10JAP1
Agencies
[Federal Register Volume 70, Number 6 (Monday, January 10, 2005)]
[Proposed Rules]
[Pages 1674-1686]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-430]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 372
[TRI-2004-0001; FRL-7532-3]
RIN 2025-AA15
Toxics Release Inventory Reporting Forms Modification Rule
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: Under section 313 of the Emergency Planning and Community
Right-to-Know Act (EPCRA), the Environmental Protection Agency (EPA)
proposes to revise certain requirements
[[Page 1675]]
for the Toxic Chemical Release Inventory. The purpose of these
revisions is to reduce reporting burden associated with the Toxic
Chemical Release Inventory Reporting requirements without compromising
the usefulness of the information to the public. This proposal is one
of several efforts being undertaken by EPA to reduce the reporting
burden associated with the Agency's Toxics Release Inventory (TRI)
program. It is not anticipated to impact any protections for human
health and the environment. The Agency will continue to provide
valuable information to the public pursuant to EPCRA section 313 and
the Pollution Prevention Act regarding toxic chemical releases and
other waste management activities.
If adopted, today's proposed action would simplify a number of TRI
reporting requirements; remove some data elements from the Form R and
Form A Certification Statement (hereafter referred to as Form A) that
can be obtained from other EPA information collection databases, or are
rarely used, and update the regulations to provide corrected contact
information and descriptions of the Forms R and A data elements. EPA
expects these proposed changes to improve TRI reporting efficiency and
effectiveness, as well as reduce reporting burden.
DATES: Comments, identified by the Docket ID No. TRI-2004-0001, must be
received on or before March 11, 2005.
ADDRESSES: Submit your comments, identified by Docket ID No. TRI-2004-
0001, by one of the following methods:
1. Agency Web Site: https://www.epa.gov/edocket. EDOCKET, EPA's
electronic public docket and comment system, is EPA's preferred method
for receiving comments. Follow the on-line instructions for submitting
comments.
2. Federal eRulemaking Portal: https://www.regulations.gov. Follow
the on-line instructions for submitting comments.
3. E-mail: oei.docket@epa.gov.
4. Fax Number: 202-566-0741.
5. Mail: Office of Environmental Information (OEI) Docket,
Environmental Protection Agency, Mail Code: 28221T, 1200 Pennsylvania
Ave., NW., Washington, DC 20460. Attention Docket ID No. TRI-2004-0001.
6. Hand Delivery: EPA Docket Center, (EPA/DC) EPA West, Room B102,
1301 Constitution Ave., NW., Washington, DC 20004, telephone: 202-566-
1744, Attention Docket ID No. TRI-2004-0001. Such deliveries are only
accepted during the Docket's normal hours of operation (8:30 a.m. to
4:30 p.m., Monday through Friday, excluding legal holidays). Special
arrangements should be made for deliveries of boxed information.
Instructions: Direct your comments to Docket ID No. TRI-2004-0001.
EPA's policy is that all comments received will be included in the
public docket without change and may be made available online at http:/
/www.epa.gov/edocket, including any personal information provided,
unless the comment includes information claimed to be Confidential
Business Information (CBI) or other information for which disclosure is
restricted by statute. Do not submit information that you consider to
be CBI or otherwise protected through EDOCKET, regulations.gov, or e-
mail. The EPA EDOCKET and the federal regulations.gov Web sites are
``anonymous access'' systems, which means EPA will not know your
identity or contact information unless you provide it in the body of
your comment. If you send an e-mail comment directly to EPA without
going through EDOCKET or regulations.gov, your e-mail address will be
automatically captured and included as part of the comment that is
placed in the public docket and made available on the Internet. If you
submit an electronic comment, EPA recommends that you include your name
and other contact information in the body of your comment and with any
disk or CD-ROM you submit. If EPA cannot read your comment due to
technical difficulties and cannot contact you for clarification, EPA
may not be able to consider your comment. Electronic files should avoid
the use of special characters, any form of encryption, and be free of
any defects or viruses.
Docket: EPA has established an official public docket for this
action under Docket ID No. TRI-2004-0001. The public docket contains
information considered by EPA in developing this proposed rule,
including the documents listed below, which are electronically or
physically located in the docket. In addition, interested parties
should consult documents that are referenced in the documents that EPA
has placed in the docket, regardless of whether these referenced
documents are electronically or physically located in the docket. For
assistance in locating documents that are referenced in documents that
EPA has placed in the docket, but that are not electronically or
physically located in the docket, please consult the person listed in
the following FOR FURTHER INFORMATION CONTACT section. All documents in
the docket are listed in the EDOCKET index at: https://www.epa.gov/
edocket. Although listed in the index, some information is not publicly
available, i.e., CBI or other information for which disclosure is
restricted by statute. Certain other material, such as copyrighted
material, is not placed on the Internet and will be publicly available
only in hard copy form. Publicly available docket materials are
available either electronically in EDOCKET, or in hard copy at the OEI
Docket, EPA/DC, EPA West, Room B102, 1301 Constitution Ave., NW.,
Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding legal holidays. The telephone
number for the Public Reading Room is 202-566-1744, and the telephone
number for the OEI Docket is 202-566-1752.
FOR FURTHER INFORMATION CONTACT: Shelley Fudge, Toxics Release
Inventory Program Division, Office of Information Analysis and Access
(2844T), Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460; telephone number: 202-566-0674; fax number: 202-
566-0741; e-mail: fudge.shelley@epa.gov, for specific information on
this proposed rule, or for more information on EPCRA section 313, the
Emergency Planning and Community Right-to-Know Hotline, Environmental
Protection Agency, Mail Code 5101, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460, Toll free: 1-800-424-9346, in Virginia and
Alaska: 703-412-9810 or Toll free TDD: 1-800-553-7672.
SUPPLEMENTARY INFORMATION:
General Information
A. Does This Document Apply to Me?
This document applies to facilities that submit annual reports
under section 313 of the Emergency Planning and Community Right-to-Know
Act (EPCRA). It specifically applies to those who submit the TRI Form R
or Form A Certification Statement. (See https://epa.gov/tri/report/
index.htm#forms for detailed information about EPA's TRI reporting
forms.) To determine whether your facility would be affected by this
action, you should carefully examine the applicability criteria in part
372 subpart B of Title 40 of the Code of Federal Regulations. If you
have questions regarding the applicability of this action to a
particular entity, consult the person listed in the preceding FOR
FURTHER INFORMATION CONTACT section.
This document also is relevant to those who utilize EPA's TRI
information, including State agencies, local governments, communities,
environmental groups and other non-
[[Page 1676]]
governmental organizations, as well as members of the general public.
B. What Should I Consider as I Prepare My Comments for EPA?
1. Tips for Preparing Your Comments. When submitting comments,
remember to:
1. Identify the rulemaking by docket number and other identifying
information (subject heading, Federal Register date and page number).
2. Follow directions--The agency may ask you to respond to specific
questions or organize comments by referencing a Code of Federal
Regulations (CFR) part or section number.
3. Explain why you agree or disagree; suggest alternatives and
substitute language for your requested changes.
4. Describe any assumptions and provide any technical information
and/or data that you used.
5. If you estimate potential costs or burdens, explain how you
arrived at your estimate in sufficient detail to allow for it to be
reproduced.
6. Provide specific examples to illustrate your concerns, and
suggest alternatives.
7. Explain your views as clearly as possible.
8. Make sure to submit your comments by the comment period deadline
identified.
2. Submitting CBI. Do not submit information that you consider to
be CBI electronically through EPA's electronic public docket or by e-
mail. Commenters wishing to submit proprietary information for
consideration must clearly distinguish such information from other
comments and clearly label it as CBI. Send submissions containing such
proprietary information directly to the following address only, and not
to the public docket, to ensure that proprietary information is not
inadvertently placed in the docket: Attention: OEI Document Control
Officer, Mail Code: 2822T, U.S. EPA, 1200 Pennsylvania Ave. NW.,
Washington, DC, 20460. You may claim information that you submit to EPA
as CBI by marking any part or all of that information as CBI (if you
submit CBI on disk or CD ROM, mark the outside of the disk or CD ROM as
CBI and then identify electronically within the disk or CD ROM the
specific information that is CBI). EPA will disclose information
claimed as CBI only to the extent allowed by the procedures set forth
in 40 CFR part 2.
In addition to one complete version of the comment that includes
any information claimed as CBI, a copy of the comment that does not
contain the information claimed as CBI must be submitted for inclusion
in the public docket and EPA's electronic public docket. If you submit
the copy that does not contain CBI on disk or CD ROM, mark the outside
of the disk or CD ROM clearly that it does not contain CBI. Information
not marked as CBI will be included in the public docket and EPA's
electronic public docket without prior notice. If you have any
questions about CBI or the procedures for claiming CBI, please consult
the person identified in the FOR FURTHER INFORMATION CONTACT section.
Index
I. What Is EPA's Statutory Authority for Taking These Actions?
II. What Is the Background and Purpose of Today's Proposed
Rulemaking?
A. What are the Toxics Release Inventory Reporting Requirements
and Who Do They Affect?
B. What Are We Proposing To Reduce Burden Associated With TRI
Reporting Requirements?
C. What Led to the Development of This Proposed Rule?
III. What Reporting Requirement Changes Are Being Proposed?
A. Replacement of Certain Facility Data Reporting Requirements
With Existing EPA Data From the EPA Facility Data Registry (Sections
4.6 and 4.8 through 4.10 of Forms A and R)
B. Removal of Reporting Requirement for Determining the
Percentage of the Total Quantity of Toxic Chemicals Contributed by
Stormwater (Part II, Section 5.3 Column C)
C. Modifications to the Reporting Requirement for On-Site Waste
Treatment Methods and Efficiency (Part II, Section 7)
D. Removal of Reporting Data Field for Optional Submission of
Additional Information (Part II, Section 8.11)
IV. Technical Modifications to 40 CFR 372.85
V. What Are the Statutory and Executive Order Reviews Associated
With This Action?
A. Executive Order 12866: Regulatory Planning and Review
B. Paperwork Reduction Act
C. Regulatory Flexibility Act
D. Unfunded Mandates Reform Act
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health & Safety Risks
H. Executive Order 13211: Actions That Signficantly Affect
Energy Supply, Distribution, or Use
I. National Technology Transfer and Advancement Act
J. Environmental Justice
I. What Is EPA's Statutory Authority for Taking These Actions?
This proposed rule is being issued under sections 313(g)(1) and 328
of EPCRA, 42 U.S.C. 11023(g)(1) and 11048; and section 6607(b) of the
Pollution Prevention Act (PPA), 42 U.S.C. 13106. In general, section
313 of EPCRA and section 6607 of PPA require owners and operators of
facilities in specified SIC codes that manufacture, process, or
otherwise use a listed toxic chemical in amounts above specified
threshold levels to report certain facility-specific information about
such chemicals, including the annual releases and other waste
management quantities. Section 313(g)(1) of EPCRA requires EPA to
publish a uniform toxic chemical release form for these reporting
purposes, and it also prescribes, in general terms, the types of
information that must be submitted on the form. In addition, Congress
granted EPA broad rulemaking authority to allow the Agency to fully
implement the statute. EPCRA section 328 authorizes the ``Administrator
[to] prescribe such regulations as may be necessary to carry out this
chapter.'' 42 U.S.C. 11048.
II. What Is the Background and Purpose of Today's Proposed Rulemaking?
A. What Are the Toxics Release Inventory Reporting Requirements and Who
Do They Affect?
Pursuant to section 313(a) of the Emergency Planning and Community
Right-to-Know Act (EPCRA), certain facilities that manufacture,
process, or otherwise use specified toxic chemicals in amounts above
reporting threshold levels must submit annually to EPA and to
designated State officials toxic chemical release forms containing
information specified by EPA. 42 U.S.C. 11023(a). These reports must be
filed by July 1 of each year for the previous calendar year. In
addition, pursuant to section 6607 of the Pollution Prevention Act
(PPA), facilities reporting under section 313 of EPCRA must also report
pollution prevention and waste management data, including recycling
information, for such chemicals. 42 U.S.C. 13106. These reports are
compiled and stored in EPA's database known as the Toxics Release
Inventory (TRI).
Regulations at 40 CFR part 372, subpart B, require facilities that
meet all of the following criteria to report:
The facility has 10 or more full-time employee equivalents
(i.e., a total of 20,000 hours worked per year or greater; see 40 CFR
372.3); and
The facility is included in Standard Industrial
Classification (SIC) Codes 10 (except 1011, 1081, and 1094), 12 (except
1241), 20-39, 4911 (limited to facilities that combust coal and/or oil
[[Page 1677]]
for the purpose of generating electricity for distribution in
commerce), 4931 (limited to facilities that combust coal and/or oil for
the purpose of generating electricity for distribution in commerce),
4939 (limited to facilities that combust coal and/or oil for the
purpose of generating electricity for distribution in commerce), 4953
(limited to facilities regulated under RCRA Subtitle C, 42 U.S.C.
section 6921 et seq.), 5169, 5171, and 7389 (limited to facilities
primarily engaged in solvents recovery services on a contract or fee
basis), (or, under Executive Order 13148, federal facilities regardless
of their SIC code); and
The facility manufactures (defined to include importing),
processes, or otherwise uses any EPCRA section 313 (TRI) chemical in
quantities greater than the established threshold for the specific
chemical in the course of a calendar year.
Facilities that meet the criteria must file a Form R report or in
some cases, may submit a Form A Certification Statement for each listed
toxic chemical for which the criteria are met. As specified in EPCRA
section 313(a), the report for any calendar year must be submitted on
or before July 1 of the following year. For example, reporting year
2003 data should have been postmarked on or before July 1, 2004.
The list of toxic chemicals subject to TRI can be found at 40 CFR
372.65. This list is also published every year as Table II in the
current version of the Toxic Chemical Release Inventory Reporting Forms
and Instructions. The current TRI chemical list contains 582
individually listed chemicals and 30 chemical categories.
B. Why Are We Proposing To Reduce Burden Associated With TRI Reporting
Requirements?
``Burden'' is the total time, effort, or financial resources
expended by persons to generate, maintain, retain, disclose, or provide
information to or for a Federal agency. That includes the time needed
to review instructions; develop, acquire, install, and utilize
technology and systems for the purposes of collecting, validating, and
verifying information, processing and maintaining information, and
disclosing and providing information; adjust the existing ways to
comply with any previously applicable instructions and requirements;
train personnel to be able to respond to a collection of information;
search data sources; complete and review the collection of information;
and transmit or otherwise disclose the information.
EPA has made considerable progress in reducing burden associated
with its various information collections through streamlining,
consolidating and harmonizing regulations, guidance and compliance
assistance, and implementing technology-based processes (i.e.,
electronic reporting, cross program data utilization, using geospatial
information to pre-populate data fields). These measures have reduced
the time, cost, and complexity of existing environmental reporting
requirements, while enhancing reporting effectiveness and efficiency.
The purpose of today's action is to propose options for reducing
burden on facilities that submit annual TRI reports without
compromising the data quality of toxic chemical release and other waste
management information. The options described in this proposal provide
several relatively simple options for reducing the time, cost and
complexity of the reporting requirements imposed on facilities. They
are thus expected to result in a modest, but important, amount of cost
and burden savings. Another broader and more complex set of regulatory
burden reduction alternatives is currently being examined by EPA. That
effort, described in more detail below, is expected to provide
additional regulatory relief for TRI reporters.
C. What Led to the Development of This Proposed Rule?
Throughout the history of the TRI Program the Agency has
implemented measures to reduce the TRI reporting burden on the
regulated community. Through a range of compliance assistance
activities, such as the Toxic Chemical Release Inventory Reporting
Forms & Instructions (which is published and mailed every year),
industry training workshops, chemical-specific and industry-specific
guidance documents, and the EPCRA Call Center (a call hotline), the
Agency has shown a commitment to enhancing the quality and consistency
of reporting and assisting those facilities that must comply with EPCRA
section 313.
EPA has also done extensive work to make reporting easier for the
TRI reporting community through the development and use of technology
such as EPA's Toxics Release Inventory--Made Easy software, otherwise
known as ``TRI-ME'' (https://www.epa.gov/tri/report/trime/). TRI-ME is
an interactive, intelligent, user-friendly software tool that guides
facilities through the TRI reporting process. By leading prospective
reporters through a series of logically ordered questions, TRI-ME
facilitates the analysis needed to determine if a facility must
complete a Form A or R report for a particular chemical. For those
facilities required to report, the software provides guidance for each
data element on Forms A and R. TRI-ME also has a one-stop guidance
feature, the TRI Assistance Library, that allows keyword searches on
the statutes, regulations, and many EPCRA section 313 guidance
documents. It also offers a ``load feature'' that enables the user to
upload almost all of their prior year data into the current year's
report. Finally, TRI-ME checks the data for common errors and then
prepares the forms to be sent electronically over the Internet via
EPA's Central Data Exchange (CDX). TRI-ME generated reporting forms may
also be submitted offline via magnetic media or on paper. In the spring
of 2003, EPA distributed approximately 25,000 copies of TRI-ME in
preparation for the 2002 reporting year deadline of July 1, 2003.
Approximately 90% of the roughly 84,000 Form Rs filed in 2003 were
prepared using the TRI-ME software.
In 1994, partially in response to petitions received from the U.S.
Small Business Administration Office of Advocacy and the American Feed
Industry Association, an EPA rulemaking established the Form A
Certification Statement as an alternative to Form R. This burden-
reducing measure was based on an alternate threshold for quantities
manufactured, processed, or otherwise used by those facilities with
relatively low annual reportable amounts of TRI chemicals. A facility
may use the Form A for toxic chemicals manufactured, processed and
otherwise used below the alternate threshold of one million pounds per
year, if the facility has annual reportable amounts of these toxic
chemicals not exceeding 500 pounds. The annual reportable amount is the
total of the quantity released at the facility, the quantity treated at
the facility, the quantity recovered at the facility as a result of
recycle operations, the quantity combusted for the purpose of energy
recovery at the facility, and the quantity transferred off-site for
recycling, energy recovery, treatment, and/or disposal. This combined
total corresponds to the quantity of the toxic chemicals in production-
related waste (i.e., the sum of sections 8.1 through and including
section 8.7 on the Form R).
In an effort to further explore burden reduction opportunities, EPA
conducted a TRI Stakeholder Dialogue between November 2002 and February
2004. The dialogue process focused on identifying improvements to the
TRI reporting process and exploring a number of
[[Page 1678]]
burden reduction options associated with TRI reporting. In total, EPA
received approximately 770 documents as part of this stakeholder
dialogue. Of that, approximately 730 were public comments and the
remaining documents were either duplicates or correspondence
transmitting public comments to the online docket system. The public
comments expressed a range of views, with some supporting burden
reduction and others opposing it. You may view and obtain copies of all
documents submitted to EPA by accessing TRI docket TRI-2003-0001 online
at https://www.epa.gov/edocket or by visiting the EPA docket reading
room in Washington, DC.
As a result of the Stakeholder Dialogue, the Agency believes that
it has identified a number of potential burden reducing options which
will continue to support existing data uses and statutory and
regulatory obligations. These changes fall into two broad categories:
(1) Changes or modifications to the reporting forms and processes
(including modifications to the forms and improvements in the TRI-ME
software) which will streamline reporting without significantly
affecting the information collected; and (2) more substantial changes
that may affect which facilities are required to report and at what
level of detail.
EPA has decided to address the two categories of changes through
separate rulemakings, one of which is today's proposed action. This
proposal focuses on options for streamlining reporting associated with
TRI's Forms A and R. The proposed changes would eliminate some
redundant or seldom-used data elements from these forms, and modify
others that can be shortened, simplified or otherwise improved to
reduce the time and costs required to complete and submit annual TRI
reports. The proposal also contemplates the elimination of reporting
for data elements available through other EPA data sources. EPA is
confident these changes will enhance the efficiency and effectiveness
of the TRI program by reducing reporting requirements, while continuing
to provide communities and other data users with the same level of
chemical release and other waste management information. EPA currently
expects to complete this rulemaking in time for the 2006 reporting
year.
This second rulemaking, to be proposed later in 2005, will examine
the potential for more significant reporting modifications with greater
potential impact on reducing reporting burden. The options which may be
considered in that rulemaking include increasing reporting thresholds
for small businesses, or for classes of chemicals or facilities,
expanding eligibility for Form A, introducing a ``no significant
change'' option for chemical reports that have not changed
significantly relative to a baseline reporting year, and expanding the
use of range codes in section 8 of Form R. Because of the greater
complexity and larger impacts potentially associated with this latter
group of changes, additional analysis is needed to more thoroughly
characterize its impact on TRI reporters and data users.
III. What Reporting Requirement Changes Are Being Proposed?
A. Replacement of Certain Facility Data Reporting Requirements With
Existing EPA Data From the EPA Facility Data Registry (Sections 4.6 and
4.8 Through 4.10 of Forms A and R)
1. Overview. Over the last several years, the entire federal
community has been working to establish a common federal-wide
enterprise architecture with one goal: to become a more citizen-centric
government. A broad objective of this effort is to eliminate duplicate
investment in information systems by identifying common business needs
and satisfying these common needs through the implementation of common,
reusable information systems, data, and technology. In the spirit of
this effort, EPA has been working to identify like business needs to
institute a common Environmental and Health Protection Target
Architecture (EHPTA) and develop standard reusable information systems,
data and technology.
Through the EHPTA, EPA determined that there is a recurring need
across EPA's programs and external customers for high quality
information about the location, name and environmental attributes of
each specific facility subject to EPA regulatory or reporting
requirements. EPA established a centrally managed Facility Registry
System (FRS) as a component of the EHPTA. The FRS will become the
authoritative source of all facility information used by EPA in its
public access transactions. EPA proposes to remove the reporting
requirement for facility data (latitude/longitude coordinates, permit
and environmental program identification numbers other than the TRI
facility identification number) from the TRI forms. Instead, the EPA
database, FRS, would be used to populate the TRI data base with this
information. EPA believes this change will improve the management of
environmental information and increase the quality of the data. It will
also reduce burden on EPA and its partners through the elimination of
redundant data collection and duplicate maintenance of facility level
information across EPA systems.
2. What is the FRS? The FRS is a centrally managed database
developed by EPA's Office of Environmental Information (OEI) that
provides Internet access to a single source of comprehensive
information about facilities that are subject to environmental
regulations and/or have attributes that are of environmental interest
to EPA.
The FRS database currently contains over 1.5 million unique
facility records, and new facilities are continuously being added to
the system, either through information supplied by EPA programs or
through our State partners on the Exchange Network. At this time
facility data are exchanged with over three dozen States through the
National Environmental Information Exchange Network. FRS also receives
correction and verification information from the reporting community
through Web-based access, and through EPA database systems maintained
by over a dozen EPA media programs. These EPA databases include, but
are not limited to:
Toxics Release Inventory (TRI)--years 1988-2003,
Resource Conservation and Recovery Act (RCRA) Information
System,
Risk Management Plans (RMPs),
Permit Compliance System (PCS) majors and minors,
Aerometric Information Retrieval System/AIRS Facility
Subsystem (AIRS/AFS), and
Comprehensive Environmental Response, Compensation, and
Liability Information System (CERCLIS).
The FRS responds to the increasing demand for access to high
quality information and the public need for one source of comprehensive
environmental information about a given place. Agency databases, such
as Envirofacts, the Window to My Environment EnviroMapper and
Environmental Compliance History Online (ECHO) rely on the FRS for
comprehensive and up-to-date facility information through web services.
3. Removal of Latitude/Longitude Reporting Requirement (Section 4.6
of Forms A and R). Geospatial data in the form of address information,
latitude and longitude values, geospatial metadata and other coordinate
information provide EPA with the capacity to spatially locate, identify
and assess aspects of the environment critical to program operations
and regulatory oversight. Locational data are
[[Page 1679]]
more important than ever and directly support Agency program
initiatives, environmental reports and many public access tools such as
Envirofacts and ECHO. To promote and increase the quality of the
geospatial information, the Agency promotes the approach of ``collect
once--use many.'' As a result, the EPA is proposing to populate the TRI
database with latitude and longitude information from the FRS as an
alternative to continuing to request the information from the reporter.
Under this proposal, locational information from FRS would be made
readily available for all TRI reports and applications such as the
publicly accessible TRI Explorer and all Form A or R retrievals from
Envirofacts.
There are several reasons for this proposal. First, the latitude/
longitude coordinates and program identification numbers are reported
through other EPA program systems; therefore, the data provided to TRI
are generally redundant. Second, the accuracy of any latitude/longitude
data are highly dependent on the method used to collect the
coordinates, and understanding the accuracy limitations are important
to data users in determining whether or not an information source can
be used for a particular type of analysis or application. Since there
are no fields for reporting the method used to determine accuracy on
the current TRI forms, the accuracy of the latitude/longitude data
collected through TRI is not known. Consequently, even in those cases
where data in the TRI data base may be of higher quality than those in
FRS, it is impossible to verify this fact.
FRS, on the other hand, maintains locational data in its Locational
Reference Tables (LRT) in the database. These tables serve as a
repository for locational information collected from the program system
databases and Regional Data Stewards databases, as well as from
locational data values supplied by States. The information in these
locational tables include geographic attributes (e.g., state, county,
ZIP, etc.), coordinate data (latitude and longitude values), and the
method, accuracy and description (MAD) qualifiers (Source Map Scale
Number, Horizontal Accuracy Measure, Horizontal Collection Method Text,
Vertical Measure, Reference Point, Horizontal Reference Datum Name, and
Geometric Type Name) for the latitude and longitude values collected or
derived when possible. This is a much more comprehensive documentation
of the latitude and longitude data for a facility location than what is
currently collected from the TRI reporters.
Because FRS collects data from a number of Agency systems and these
systems may reference different points within a given facility due to
different statutory obligations that govern EPA programs (e.g., a stack
versus a water treatment discharge point), there sometimes are more
than one locational set of latitude and longitude values for a given
facility. In these cases, EPA uses an algorithm that picks the best
documented locational value for a facility, site or place. This
selected locational value is termed the best point location for a
facility and the algorithm is called the Best Pick Process. It is
described more thoroughly on the Agency Web site: (https://www.epa.gov/
enviro/html/locational/lrt/pick_best.html). EPA is continually
examining the collection, database modeling and Best Pick Process to
enhance the accuracy of the location values selected for use by
geospatial applications used by the Agency and offered to the public
and other stakeholders. Locational information will be readily
available for all TRI reports and applications including: TRI Explorer
or Form A or R retrievals from Envirofacts.
Another advantage of utilizing information in the FRS is that TRI
reporters can take advantage of EPA's Public Internet site that enables
the public to submit corrections to EPA's data on regulated facilities
through one central access point. The submission process is known as
the Integrated Error Correction Process (IECP) because it unifies the
process by which EPA regulatory programs manage corrections to the data
in their systems. IECP is part of an ongoing EPA effort to improve the
quality of EPA's publicly available data. Through the IECP, the public
can directly notify EPA of a data error they've identified in EPA's
publicly available data. They may notify EPA through a variety of
venues that include: Selecting the ``Contact Us'' hotlink from the EPA
Home Page and accessing the link ``report data errors''; by calling the
IECP desk; sending a fax; or by e-mailing a detailed description of the
error. Once the error report is generated, it is routed within EPA to
the appropriate program official, who may be either within the federal
EPA or a state environmental agency that has been authorized to manage
an EPA program. The official has the authority to make appropriate
corrections to the program database. The error routing process usually
takes place in two to four business days, and depending on the error,
corrections are usually reflected in a few weeks. Last year the IECP
handled over 8,000 error notifications and continues to operate as a
simple, effective way of resolving errors in EPA's databases.
In addition to the IECP's continuous process of improving
locational information in the FRS, EPA has recently launched a long
term strategic effort to enhance the quality of the locational data.
The Locational Data Improvement Strategy consists of four major goals:
(1) Improve the quality of data in FRS, (2) improve the locational data
that is being sent to EPA, (3) improve the technical infrastructure for
managing locational data, and (4) develop and maintain locational data
policies, plans and procedures. To meet these goals, EPA is launching a
series of discrete projects that both leverage existing EPA
capabilities and adopt new approaches. Work under each of the four
goals began in 2004 and it is anticipated that many of the significant
technical, policy, and data enhancements to FRS will begin to be phased
in during the latter part of calendar year 2005. It is believed that
these changes will further enhance the quality and completeness of FRS
information relative to that which could be separately collected under
the TRI forms.
Three potential concerns were raised in the public comments with
respect to the use of FRS for locational references under the TRI
program. The first is how to address existing facilities which do not
have locational information other than that obtained through TRI. In
this case EPA proposes to continue to use existing historical TRI data
until such time as data are available in FRS.
The second potential issue is how to address new facilities. In
these cases, one of the first steps for the new reporter is to call the
TRI Call Center to obtain a TRI ID number to report on their Form A or
R. At this time, the Call Center would obtain the facility address and
send this information to the FRS management group at EPA. This group
would use the FRS locational reference tools to create latitude and
longitude data for the facility. The previously discussed IECP would
provide a mechanism for validation of this value.
The third potential concern relates to the fact that locational
information on a facility is currently only accessible from FRS through
EPA's publically accessible Envirofacts Web site: https://www.epa.gov/
enviro/frs. This poses a concern for many data users who rely on TRI
Explorer for reviewing release information on sources. This problem
will eventually be addressed by a TRI Explorer re-engineering effort
presently underway. If the re-engineering is not
[[Page 1680]]
completed prior to the removal of latitude and longitude information
from the TRI forms, EPA will implement an interim provision to ensure
uninterrupted access to locational information for TRI facilities.
Under the proposed approach, facility locational data would still
be made available for all reporters and data users, but instead of
requiring facilities to determine their geographic coordinates, EPA
would extract the data from information that is already collected,
stored and maintained in its centrally managed database, the FRS.
Comment is specifically sought on barriers or concerns with the removal
of latitude and longitude fields from the Forms A and R, and the
Agency's plan for implementing this change.
4. Removal of Reporting Requirements for EPA Permit and Program
Identification Numbers (Sections 4.8, 4.9 and 4.10 of Forms A and R).
The EPA is proposing to automatically populate the TRI database with
EPA program identification numbers from FRS as an alternative to
requesting the information from TRI reporters. The identification
numbers include the numbers assigned to facilities under the Resource
Conservation and Recovery Act (RCRA), the permit identification numbers
under the National Pollutant Discharge Elimination System (NPDES), and
permit numbers issued by EPA or a state to facilities with underground
injection wells. The 1988 rule in which the original Form R was
published stated that ``EPA requires the listing of specific permit
numbers in the facility identification part of the form. EPA believes
that these permit numbers provide a useful link between the release
information and any relevant permit data.'' 53 FR 4513 (Feb. 16, 1988).
Instead, the FRS would be used to supply the information removed
from the TRI Form R to stakeholders who need this information. FRS
provides the integration of all environmental program activities at a
given place by linking all program identification numbers to the FRS
record. The FRS contains accurate and authoritative facility
identification records which are subjected to rigorous verification and
data management quality assurance procedures. FRS records are
continuously reviewed and enhanced by a Regional Data Steward network
and active State partners. The facility records are based on
information from EPA's national program systems and State master
facility records and enhanced by other Web information sources. For all
of these reasons, leveraging FRS as the authoritative source for
facility information presents a better alternative for collecting
program identification numbers and providing them to the public.
As with latitude and longitude information, one potential concern
is that there be no lapse in information availability with respect to
facility identification under various programs. This concern is an
especially important one since major data uses include cross
comparisons with other program reports. The Agency is fully aware and
sensitive to this concern and will work to ensure that there is no
lapse in public availability of facility identification records. Cross
comparisons between TRI and FRS records will be made to validate
coverage before these sections are removed from Forms A and R. Comment
is specifically requested on the elimination of individual EPA program
identification number reporting requirements from the TRI forms, as
well as the timing of implementation.
B. Removal of Reporting Requirement for Determining the Percentage of
the Total Quantity of Toxic Chemicals Contributed by Stormwater (Part
II, Section 5.3 Column C)
EPA is proposing to remove part II, section 5.3 column C from
reporting Form R. This data element applies to discharges to receiving
streams and water bodies. It requires facilities that have monitoring
data regarding the amount of EPCRA section 313 chemicals that are
released in stormwater runoff to indicate the percentage of the total
quantity of the EPCRA section 313 chemicals that are discharged in
stormwater. The rest of section 5.3 is unaffected by this proposal.
When Form R was first created, the Agency had issued few NPDES
permits that regulated stormwater and those were generally only for
very significant contributors of contaminated stormwater. Significant
industrial stormwater dischargers typically had one NPDES permit that
regulated both storm and process waters. The Form R provided valuable
information on the stormwater system. Now, approximately 100,000
industrial facilities have stormwater permits, with half or so required
to monitor and report pollutant-specific data. As such, EPA and
authorized states (i.e., authorized to issue NPDES permits) now gather
stormwater specific monitoring data that was not being collected in
1987.
EPA's stormwater permitting requirements will not be affected by
removing section 5.3 column C from Form R. While the Agency's
industrial stormwater permits originally included special
considerations for any chemicals that were ``water priority chemicals''
and were also reported on Form R, the ``water priority chemicals''
language is no longer used. There is no longer any connection between
the EPA stormwater permit program and the TRI reporting requirements.
Rather, the Agency's industrial stormwater permits require that all
pollutants be considered.
EPA believes any current uses of these data may be supported by
data derivable from other sources. Therefore, EPA is proposing to no
longer collect the information. We are seeking comment on the potential
deletion of this element and specifically on whether anyone uses the
information in section 5.3 column C.
C. Modifications to the Reporting Requirement for On-Site Waste
Treatment Methods and Efficiency (Part II, Section 7)
The Agency is proposing to make five modifications to part II,
section 7 of the Form R. As part of the TRI Stakeholder Dialogue, EPA
received several comments regarding potential changes to this section.
Comments ranged from clarifying the reporting requirements of part II,
section 7 to eliminating the section all together. One commenter stated
that EPA should eliminate all data elements in section 7A that,
according to the commenter, are not required by statute. This commenter
believes that the data collected in section 7A is not being used in any
meaningful way by the TRI community and therefore this section imposes
an unnecessary burden on reporting facilities. Another commenter
suggested that EPA modify the Form R, including part II, section 7, to
reflect the operation of the electric utility industry as this would
reduce burden for that industry. Specifically, it proposed that the
Agency simplify or eliminate section 7A and eliminate sections 7B and
7C.
Section 313(g)(1)(C)(iii) of EPCRA states that facilities must
report ``for each wastestream, the waste treatment or disposal methods
employed, and an estimate of the treatment efficiency typically
achieved.'' 42 U.S.C. 11023(g)(1)(C)(iii). Data elements collecting
waste treatment information and related details, such as whether the
efficiency estimate was based on operating data, were implemented
through a 1988 rule. 53 FR 4516-18 (Feb. 16, 1988). Section 6607(b)(2)
of the PPA states facilities must report ``the amount of the chemical *
* * which is recycled * * * and the process of recycling used.'' 42
U.S.C. 13106(b)(2). Facilities fulfill these obligations, in part, by
reporting qualitative information regarding their on-site waste
treatment and recycling of EPCRA
[[Page 1681]]
section 313 chemicals in part II, section 7 of the Form R.
The Agency has not been able to verify that all of the information
in section 7 is routinely used and, therefore, is proposing to modify
or eliminate some parts of section 7. The Agency believes that
simplifying this section will result in reduced reporting burden for
those facilities required to complete this portion of the form.
1. Part II, Section 7A--On-Site Waste Treatment Methods and
Efficiency (Column B--Waste Treatment Method(s) Sequence). The Agency
proposes to simplify column B of section 7A--Waste Treatment Method(s)
Sequence, by reducing the number of codes available for reporting.
Currently there are 64 codes that can be reported in column B to
describe the various waste treatment methods applied to EPCRA section
313 chemicals treated on-site. The Agency is proposing to replace these
codes with the newly-revised list of 18 hazardous waste treatment codes
(H040-129) currently used in EPA's biennial Hazardous Waste Report,
also known as the EPA Resource Conservation Recovery Act (RCRA)
Biennial Report. See page 63 of the 2003 Hazardous Waste Report
Instructions and Forms (booklet) [EPA Form 8700-13 A/B; 11/2000]
available at https://www.epa.gov/epaoswer/hazwaste/data/br03/
03report.pdf.
EPA believes that decreasing the number of codes in section 7A,
column B will reduce reporting burden and improve EPA's data collection
and dissemination. First, facilities will have fewer codes to consider
when reporting in this section. Second, under this proposed option, the
same codes will be used for both the RCRA hazardous waste and TRI
reporting programs, providing consistency between two EPA reporting
systems regarding waste treatment methods data. Eighty percent of TRI
reporters report a RCRA identification number on Form R, part I,
section 4.8. The majority of facilities with an assigned RCRA
identification number also file a RCRA Biennial Report. These
facilities should already be familiar with the RCRA Biennial Report
codes.
The RCRA hazardous waste treatment codes represent a minimal set of
meaningful codes at a sufficient level of technological differentiation
to support EPA's current and future hazardous waste rulemakings,
regulatory monitoring and enforcement activities, thus fulfilling one
of the purposes of data collection under EPCRA, ``to aid in the
development of appropriate regulations, guidelines, and standards.'' 42
U.S.C. 11023(h). During a previous burden reduction effort, EPA reduced
the original set of RCRA Biennial Report waste treatment codes used
over prior data years (before 2001), from 65 codes to the current 18
codes.
The current waste treatment codes are listed in section 7A, column
B of Form R:
Air Emissions Treatment (applicable to gaseous waste streams only)
A01 Flare
A02 Condenser
A03 Scrubber
A04 Absorber
A05 Electrostatic Precipitator
A06 Mechanical Separation
A07 Other Air Emission Treatment
Biological Treatment:
B11 Aerobic
B21 Anaerobic
B31 Facultative
B99 Other Biological Treatment
Chemical Treatment:
C01 Chemical Precipitation--Lime or Sodium Hydroxide
C02 Chemical Precipitation--Sulfide
C09 Chemical Precipitation--Other
C11 Neutralization
C21 Chromium Reduction
C31 Complexed Metals Treatment (other than pH adjustment)
C41 Cyanide Oxidation--Alkaline Chlorination
C42 Cyanide Oxidation--Electrochemical
C43 Cyanide Oxidation--Other
C44 General Oxidation (including Disinfection)--Chlorination
C45 General Oxidation (including Disinfection)--Ozonation
C46 General Oxidation (including Disinfection)--Other
C99 Other Chemical Treatment
Incineration/Thermal Treatment
F01 Liquid Injection
F11 Rotary Kiln with Liquid Injection Unit
F19 Other Rotary Kiln
F31 Two Stage
F41 Fixed Hearth
F42 Multiple Hearth
F51 Fluidized Bed
F61 Infra-Red
F71 Fume/Vapor
F81 Pyrolytic Destructor
F82 Wet Air Oxidation
F83 Thermal Drying/Dewatering
F99 Other Incineration/Thermal Treatment
Physical Treatment
P01 Equalization
P09 Other Blending
P11 Settling/Clarification
P12 Filtration
P13 Sludge Dewatering (non-thermal)
P14 Air Flotation
P15 Oil Skimming
P16 Emulsion Breaking--Thermal
P17 Emulsion Breaking--Chemical
P18 Emulsion Breaking--Other
P19 Other Liquid Phase Separation
P21 Adsorption--Carbon
P22 Adsorption--Ion Exchange (other than for recovery/reuse)
P23 Adsorption--Resin
P29 Adsorption--Other
P31 Reverse Osmosis (other than for recovery/reuse)
P41 Stripping--Air
P42 Stripping--Steam
P49 Stripping--Other
P51 Acid Leaching (other than for recovery/reuse)
P61 Solvent Extraction (other than recovery/reuse)
P99 Other Physical Treatment
Solidification/Stabilization
G01 Cement Processes (including silicates)
G09 Other Pozzolonic Processes (including silicates)
G11 Asphaltic Techniques
G99 Other Solidification Processes
The Agency proposes to replace these codes with the following RCRA
H treatment codes:
H040 Incineration--thermal destruction other than use as a fuel
H071 Chemical reduction with or without precipitation
H073 Cyanide destruction with or without precipitation
H075 Chemical oxidation
H076 Wet air oxidation
H077 Other chemical precipitation with or without pre-treatment
H081 Biological treatment with or without precipitation
H082 Adsorption as the major component of treatment
H101 Sludge treatment and/or dewatering
H103 Absorption
H111 Stabilization or chemical fixation prior to disposal at another
site
H112 Macro-encapsulation prior to disposal at another site
H121 Neutralization only
H122 Evaporation
H123 Settling or clarification
H124 Phase separation
H129 Other treatment
EPA requests comments on whether reducing the number of codes used
in section 7A, column B will affect the quality of TRI data, especially
with respect to the use of those data.
2. Part II, Section 7A--On-Site Waste Treatment Methods and
Efficiency (Column C--Range of Influent
[[Page 1682]]
Concentration). To help simplify reporting in section 7A of the Form R,
EPA is proposing to eliminate section 7A, column C--Range of Influent
Concentration. Currently, completion of column C requires facilities to
enter a numerical code indicating the concentration range of the EPCRA
section 313 chemical as it enters the treatment step. The following
range codes are currently used for reporting in column C:
1 = Greater than 10,000 parts per million (1%)
2 = 100 parts per million (0.01%) to 10,000 parts per million (1%)
3 = 1 part per million (0.0001%) to 100 parts per million (0.01%)
4 = 1 part per billion to 1 part per million
5 = Less than 1 part per billion
Column C was implemented in the 1988 rule in which EPA initially
published the Form R. 53 FR 4518. During the development of the 1988
rule, EPA believed that concentration information would assist users in
determining whether effective treatment methods may be available for
wastes containing different amounts of a given chemical because the
effectiveness of most treatment methods is concentration-dependent. See
Proposed Rule, 52 FR 21152, 21163 (June 4, 1987). Further, an
indication of influent concentration would aid in the evaluation of
treatment methods across industries and therefore put the data into
better perspective. 53 FR 4518. Contrary to the intended use of
information from section 7, column C, EPA does not believe that this
information is widely used by States and the public. Consequently, the
Agency is proposing to stop collection of the data currently reported
in this column.
The second option that EPA is considering in this proposal is to
make reporting under section 7A, column C optional. Under this option,
facilities would have a choice as to whether to report the influent
concentration range of the EPCRA section 313 chemical.
EPA requests comments on how the proposed removal of column C of
section 7A could affect the use of TRI data in general, and in
particular, how it could affect the use of information reported in
column D of section 7A. EPA also requests comments on whether many
facilities could be expected to continue to report data in column C if
such reporting was deemed to be optional.
3. Part II, Section 7A--On-Site Waste Treatment Methods and
Efficiency (Column D--Waste Treatment Efficiency Estimate). In this
section, facilities enter the number indicating the percentage of the
EPCRA section 313 chemical removed from the waste stream. The waste
treatment efficiency (expressed as a percentage) represents the
percentage of the TRI chemical destroyed or removed (based on amount or
mass).
Under EPCRA section 313(g)(1)(C)(iii), facilities are required to
submit an estimate of the treatment efficiency typically achieved by
the waste treatment or disposal methods employed for each waste stream.
Currently facilities must enter an exact percentage in this column of
the form. EPA is proposing to allow facilities to report their
treatment efficiency as a range instead of an exact percentage. The
Agency is thus proposing to use the following ranges in column D:
E1 = greater than 99.9%
E2 = greater than 95% to 99.9%
E3 = greater than 90% to 95%
E4 = greater than 75% to 90%
E5 = greater than 30% to 75%
E6 = 0% to 30%
The proposed set of range codes were developed by analyzing a
subset of treatment efficiencies reported in RY 2002. Most of the
efficiencies were between 90% and 100%. The range codes reflect this
reporting trend by grouping three of the codes between 90% and 100%
while the other three codes represent larger ranges between 0% and 90%.
The Agency is seeking comment on whether replacing an exact
percentage estimate with these proposed ranges will make it easier for
facilities to complete section 7A, column D. We are also seeking
comment on how the use of range codes for treatment efficiency will
affect the utility of the data. EPA also requests comment on the
specific set of range codes proposed.
4. Part II, Section 7A--On-Site Waste Treatment Methods and
Efficiency (Column E-Based on Operating Data). This column of section
7A requires facilities to indicate ``Yes'' or ``No'' as to whether the
waste treatment efficiency reported in section 7A, column D is based on
actual operating data such as the case where a facility monitors the
influent and effluent wastes from this treatment step. When this data
element was first implemented, EPA believed that this information would
be valuable to users because it would indicate the relative quality and
reliability of the efficiency estimate figure (see 52 FR 21152, 21163).
If the change mentioned in section C(3) above is made, however,
treatment efficacy data will only be represented by a range. Under such
conditions, the significance of the method of range determination could
be less meaningful. Furthermore, EPA is unaware of any significant use
of this data under the present form where specific treatment efficiency
is specified. EPA thus proposes to remove column E of section 7A from
Form R. We request comments on how removal of this data field could
affect the usefulness of TRI data.
5. Part II, Section 7C--On-Site Recycling Processes. In this
section, facilities that conduct on-site recycling use the sixteen
codes below to report the particular recycling methods applied to the
EPCRA section 313 chemical being recycled. For each Form R filed,
facilities may report up to ten R codes, as appropriate. Following are
the currently-used codes:
R11 Solvents/Organics Recovery--Batch Still Distillation
R12 Solvents/Organics Recovery--Thin-Film Evaporation
R13 Solvents/Organics Recovery--Fractionation
R14 Solvents/Organics Recovery--Solvent Extraction
R19 Solvents/Organics Recovery--Other
R21 Metals Recovery--Electrolytic
R22 Metals Recovery--Ion Exchange
R23 Metals Recovery--Acid Leaching
R24 Metals Recovery--Reverse Osmosis
R26 Metals Recovery--Solvent Extraction
R27 Metals Recovery--High Temperature
R28 Metals Recovery--Retorting
R29 Metals Recovery--Secondary Smelting
R30 Metals Recovery--Other
R40 Acid Regeneration
R99 Other Reuse or Recovery
EPA is proposing to eliminate the current recycling codes and
replace them with the following three reclamation and recovery
management codes used in EPA's biennial Hazardous Waste Report, also
known as the EPA Resource Conservation Recovery Act (RCRA) Biennial
Report:
H010 Metal recovery (by retorting, smelting, or chemical or physical
extraction)
H020 Solvent recovery (including distillation, evaporation,
fractionation or extraction)
H039 Other recovery or reclamation for reuse (including acid
regeneration or other chemical reaction process)
Similar to the proposed modification to column B of part II,
section 7A, the reporting burden associated with completing section 7C
would be reduced because facilities would have fewer codes to consider.
EPA's data
[[Page 1683]]
collection and dissemination would also be improved by adopting the
same codes for both the RCRA hazardous waste and TRI reporting
programs. Eighty percent of TRI reporters report a RCRA identification
number on Form R, part I, section 4.8. The majority of facilities with
an assigned RCRA identification number also file a RCRA Biennial
Report. These facilities should already be familiar with the RCRA
Biennial Report codes.
For further information about the RCRA reclamation and recovery
management codes, see EPA's RCRA Biennial Report, which can be found
at: https://www.epa.gov/epaoswer/hazwaste/data/br03/03report.pdf_PDF
screen page 63 of the 80 page report.
EPA requests comment on how the simplification of codes regarding
on-site recycling processes will affect the use of the data. Please
provide, if available, specific examples of how detailed information on
recycling processes is currently used.
D. Removal of Reporting Data Field for Optional Submission of
Additional Information (Part II, Section 8.11)
Section 6607(d) of the Pollution Prevention Act (PPA) requires that
reporters be provided the opportunity to include ``additional
information regarding source reduction, recycling, and other pollution
control techniques'' with their reporting form. 42 U.S.C. 13106(d).
Currently, EPA requires that facilities answer a ``yes/no'' question to
indicate whether a facility has included such information. Facilities
with such information then attach a physical copy describing their
activity. Because such information is long and in varied forms, it has
not been coded into the TRI database. This lack of coding creates a
large potential burden for users of information seeking to identify
innovative programs or processes. EPA is proposing to make a minor
change to this question to improve public access to such information.
Under this proposal, an optional text box feature would be added to
EPA's TRI-E reporting software to enable reporting facilities to add a
brief description of their applicable source reduction, recycling, and
other pollution control techniques and activities. In addition,
reporters would be provided instructions in EPA's ``Toxic Chemical
Release Inventory Reporting Forms'' on how to denote on their Form R
submission that they are providing a brief summary and/or more detailed
information on one of these activities. Form R would be modified to
include a checkbox allowing facilities that provide additional
information to check ``yes'' if they use the text box feature or send
EPA additional information in hardcopy. Facilities that do not wish to
provide additional information would no longer need to check ``no'' in
section 8.11.
With this revision, EPA could make this additional information
available on the Agency's public access Web site for the first time,
through one of EPA's system applications, such as Envirofacts. This
proposed change would provide TRI data users with improved access to
the additional information that facilities submit about their source
reduction, recycling, and other pollution control techniques.
EPA requests comments on whether reporters would utilize a text box
for section 8.11, and whether TRI data users would find increased
access to this additional data useful.
IV. Technical Modifications to 40 CFR 372.85
In addition to the proposals for streamlining the TRI Reporting
Forms explained above, EPA is proposing two technical corrections to 40
CFR 372.85.
Prior to 1991, EPA published the current version of the Form R and
Reporting Instructions in its regulations at 40 CFR 372.85(a). On June
26, 1991, 56 FR 29183, EPA published a final rule that replaced the
full version of the form and instructions in the regulation with a
Notice of Availability of the most current version of the Form R and
Reporting Instructions and an address from which to obtain a copy.
The address for requesting the current version of Form R is
outdated. Moreover, the likelihood exists that the address may change
from time to time in the future because the entity managing Form R
distribution may change. Therefore, EPA is amending 40 CFR 372.85(a) by
giving a reference to the TRI Web site to obtain the Form R instead of
publishing in the regulations an address from which to request copies
of TRI forms. EPA is also providing a phone number from which to
request TRI publications.
The 1991 rule also added a list describing the Form R data elements
at 40 CFR 372.85(b). This list includes Paragraph 18 describing a
pollution prevention data element, which was optional and set to expire
after the 1990 reporting year. After the 1991 rule was finalized, EPA
incorporated mandatory pollution prevention reporting elements pursuant
to the Pollution Prevention Act of 1990. 57 FR 22330. EPA believes the
presence of the outdated Paragraph 18 element in the regulations is
unnecessary since it has expired. Further, the Agency is concerned that
it may lead to confusion about whether pollution prevention data are
required elements of the Form R. Therefore, EPA proposes to delete 40
CFR 372.85(b)(18) for the purposes of order and clarity. This action
will not affect the reporting obligations found in section 6607 of the
PPA; facilities must continue to report pollution prevention
information as collected in part II, section 8 of the Form R.
V. What Are the Statutory and Executive Order Reviews Associated With
This Action?
A. Executive Order 12866: Regulatory Planning and Review
Under Executive Order 12866, 58 FR 51735, the Agency must determine
whether this regulatory action is ``significant'' and therefore subject
to formal review by the Office of Management and Budget (OMB) and to
the requirements of the Executive Order, which include assessing the
costs and benefits anticipated as a result of the proposed regulatory
action. The Order defines ``significant regulatory action'' as one that
is likely to result in a rule that may: (1) Have an annual effect on
the