Packaging and Transportation of Radioactive Material; Withdrawal of Subpart I, 312-317 [05-25]
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Proposed Rules
Federal Register
Vol. 70, No. 2
Tuesday, January 4, 2005
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 71
RIN 3150–AG71
Packaging and Transportation of
Radioactive Material; Withdrawal of
Subpart I
Nuclear Regulatory
Commission.
ACTION: Proposed rule: withdrawal.
AGENCY:
SUMMARY: The Nuclear Regulatory
Commission (NRC) is withdrawing a
portion of a proposed rule (Subpart I,
April 30, 2002; 67 FR 21390) that would
have allowed certificate holders for
dual-purpose (storage and transport)
spent fuel casks, designated as Type
B(DP) packages, to make certain design
changes to the transportation package
without prior NRC approval. The NRC
is taking this action because it has
received significant comments regarding
the cost and complexity to implement
the proposed change authority rule.
FOR FURTHER INFORMATION CONTACT:
Neelam Bhalla, Office of Nuclear
Material Safety and Safeguards, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, telephone
(301) 415–6843, e-mail nxb@nrc.gov.
SUPPLEMENTARY INFORMATION:
On April 30, 2002 (67 FR 21390), the
NRC published in the Federal Register
a proposed rule amending NRC’s
regulations on packaging and
transporting radioactive materials to
make the regulations compatible with
the International Atomic Energy Agency
(IAEA) standards. The proposed final
rule also proposed changes in fissile
material exemption requirements to
address the unintended economic
impact of NRC’s emergency final rule
entitled, ‘‘Fissile Material Shipments
and Exemptions’’ and addressed a
petition for rulemaking (PRM–73–12)
submitted by International Energy
Consultants, Inc. The Commission also
identified eight additional issues for
consideration in the 10 CFR Part 71
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rulemaking process. One of these NRCinitiated issues was Issue 15, adoption
of change authority for dual-purpose
package certificate holders. The
proposed rule addressing this issue, 10
CFR Subpart I—Application for Type
B(DP) Package Approval, would have
created a new type of package
certification, Type B(DP). The proposed
Subpart I would also have authorized
holders of Type B(DP) certificates to
make changes to the package design and
procedures without NRC approval
under certain conditions.
NRC received substantial comments
on the proposed rule, including
numerous comments on the proposed
Subpart I. The comments on the
proposed Subpart I are presented below,
with NRC’s responses. On January 26,
2004 (69 FR 3698), the NRC published
in the Federal Register a final rule
amending 10 CFR Part 71. In that final
rule, the Commission did not reach a
final decision on the issue of change
authority for dual-purpose package
certificate holders. The NRC determined
that implementation of the proposed
change authority rule (Issue 15) could
result in new regulatory burdens and
significant costs, and that certain
changes were already authorized under
the current 10 CFR Part 71 regulations.
The NRC further stated in the Federal
Register that additional stakeholder
input was needed on the values and
impacts of the change authority rule
before it could decide whether to adopt
a final rule providing change authority.
Subsequently, the NRC issued a
discussion paper on March 15, 2004 (69
FR 12088), to facilitate discussions of
the change authority rule and held a
public workshop on April 15, 2004,
with appropriate stakeholders to discuss
the same proposed rule. The workshop
transcripts are available on the NRC’s
public Web site at https://www.nrc.gov,
under Current Rulemakings, Final Rules
and Policy Statements, Compatibility
with IAEA Transportation Safety
Standards (TS–R–1) and Other
Transportation Safety Amendments
Rulemaking Text and Other Documents
(RIN 3150–AG71).
Information collected from the public
workshop, as well as written comments
received from the stakeholders, were
generally against implementation of the
change authority rule. The proposed 10
CFR 71.153 of Subpart I would require
the applicant for a Type B(DP) package
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to include two parts: (1) A current Part
71 application for a Type B(U) package;
and (2) the additional information
specifically required for the Type B(DP)
packages, including, among other
things, a safety analysis report (SAR)
that provides an analysis of potential
accidents, package response to these
potential accidents, and consequences
to the public.
The major concern raised by the dualpurpose cask vendors and industry
representatives is that the second SAR
specified in the proposed Subpart I
would impose a substantial cost and
burden on them. Unlike current Part 71
standards for Type B(U) packages that
are fundamentally route and mode
independent, transport routes and
population distributions might be
needed for the second SAR in order to
evaluate potential accidents, package
response to these accidents, and
consequences to the public. In addition,
the accident analyses would be more
complicated than the engineering
examinations under the existing Part 71
hypothetical accident conditions. The
dual-purpose cask vendors and industry
representatives believe that it could
require significant expenditures on the
part of the applicant to produce such an
SAR. In light of the public comments
received, the Commission has
reconsidered the need for the change
authority provided in proposed Subpart
I of the proposed rule and has
determined to withdraw Subpart I of the
proposed rule for the reasons explained
below.
The current Part 71 licensing process
provides a framework that allows
licensees flexibility to make certain nonsafety related changes without prior
NRC approval. The licensee can
maximize such flexibility by writing
Safety Analysis Reports that focus on
the design features necessary to meet
the regulatory requirements of Part 71.
Typically, the NRC Certificate of
Compliance (CoC) references design
drawings, specification of the
authorized contents, operating
procedures, and maintenance
commitments. These drawings and
documents identify the design and
operational features that are important
for the safe performance of the package
under normal and accident conditions.
Therefore, the drawings and documents
need to be of sufficient detail to identify
the package accurately and to provide
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an adequate basis for its evaluation.
However, when licensees include
features that do not contribute to the
ability of the package to meet the
performance standards in Part 71 in
drawings and documents, the licensees
limit their flexibility to make changes
without prior NRC approval.
Furthermore, experience from the
stakeholders has indicated that many
changes made to a dual-purpose cask
under the provisions of § 72.48, may
also be made without prior NRC
approval in the current regulatory
structure of Part 71, without explicit
change authority.
Implementation of the change
authority in the proposed rule, on the
other hand, would result in new
regulatory burdens and significant costs
for both stakeholders and NRC without
a commensurate potential benefit. The
proposed rule would require the
applicant to: perform an independent
analysis of potential transportation
accidents specific to that design and
plans for use; project package responses
to ‘‘real world’’ transportation accidents;
and determine the consequences to the
public from such accidents. It would
also require the applicant to perform a
documented evaluation to demonstrate
that ‘‘changes’’ would not result in the
increase of frequency and consequences
of potential ‘‘real world’’ transportation
accidents or the likelihood and
consequences of a malfunction of
structures, systems, and components
(SSCs) important to safety; or raise the
possibility of an unevaluated accident
or malfunction. Consequently, the
applicant would need information such
as the transport routes and population
distributions along the transportation
routes on which a specific design is
intended to be used. Since such
information is not readily available, it
could require significant expenditures
and efforts on the part of the applicant
to produce such information.
Furthermore, as part of the
implementation of the proposed Subpart
I, NRC would have to expend significant
resources to develop guidance
documents on accident analyses, SSCs
important to safety, the change process,
and reviews of methodologies used in
the design bases. Additionally, the staff
resources needed to review an
application under the proposed Subpart
I would likely increase significantly
with the need to perform reviews and
document staff findings in the Safety
Evaluation Report (SER) for these
additional items.
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Public Comments on the Change
Authority of 10 CFR Part 71
Public Comments on the Proposed Rule,
April 30, 2002. (Prior to the April 15,
2004 Meeting/Workshop)
Issue 15. Change Authority for DualPurpose Package Certificate Holders
The following comments were
submitted before the discussion paper
that was issued on March 15, 2004 (69
FR 12088), and the public workshop
that was held on April 15, 2004.
Therefore, these commenters did not
have the benefit of the additional
information that was gathered in the
discussion paper and the public
workshop.
Comment. One commenter opposed
NRC’s proposal to ‘‘harmonize’’
transport and storage of spent nuclear
fuel and fissile materials with ‘‘a
watered down international standard.’’
The commenter said that the Type
B(DP) package as proposed does not
provide an adequate level of public
protection from radiation hazards.
Response. The NRC acknowledges the
commenter’s opposition to the proposed
rule change. The NRC has decided to
withdraw proposed Subpart I for the
reasons explained above.
Comment. An industry representative
voiced support for the change authority
that was included in the proposed rule.
The commenter added that the quality
assurance programs developed under
Part 71 were equivalent in effectiveness
and caliber to the programs developed
under Part 72.
Five commenters expressed their
support for the NRC’s proposal, but
requested that the change authorization
process be extended to all packages
licensed under Part 71. Two of these
commenters suggested reasons why
licensees should be allowed to make
minor changes independent of the CoC
holders.
Another commenter stated that the
changes allowed for shipping packages
licensed under Part 72 should also be
allowed for those under Part 71.
Response. As previously discussed,
the proposed change is not being
implemented for either dual purpose
casks or for other transportation casks.
Comment. Seven commenters
expressed disapproval of the proposed
change authority for dual purpose casks.
One commenter stated that even
‘‘minor’’ design changes made by
licensees and shippers could impact the
safety of casks and that all changes
should be subject to full NRC review.
One commenter suggested that there
would not be sufficient experience
based on the part of the CoC holders to
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313
implement the responsibility effectively,
and another commenter suggested that
the rule lacked specificity for adequate
implementation and that the rule
change would be more effective if each
design change were subject to NRC
independent inspection. One
commenter asserted that the public has
a right to know if design changes are
being made.
Response. The proposed change
process is not being implemented for
the reasons previously explained.
Comment. One commenter expressed
concern that transporting dual-purpose
containers is going to be complicated,
especially in instances when there is no
available rail access.
Response. The NRC notes that this
comment is beyond the scope of this
rulemaking.
Comment. Three commenters
requested clarifications on various
aspects of the proposed change
authority. One of these commenters
asked for clarification on what is meant
by ‘‘minimal changes’’ with potential
safety consequences. The commenter
also asked that NRC include examples
as well as seek, and consider, input
from State regulatory agencies when
amending certificates of compliance.
Another commenter wanted to know
if a certificate holder proposing a minor
change would still have to check with
the NRC to see if the change was
permissible under the proposed change
authority. The commenter wanted to
know if NRC would be notified before
the changes are made. The commenter
requested clarification of the procedure
for changes under the proposed change
authority. The commenter also
requested a more detailed explanation
of what constitutes a minor design
change with no safety significance.
The last commenter wanted to know
what types of changes could be made to
dual-purpose spent nuclear fuel casks
intended for domestic transport. This
point was echoed by the first
commenter who recommended that
NRC establish guidance for determining
when a design or procedural change that
enhances one cask function might
compromise the effectiveness of the
other. NRC should ensure that the
interrelationship between the storage
and transportation effects of cask
changes are considered during the
review of certificate amendment
requests. Furthermore, the first
commenter stated that NRC should
consider issuing a single certificate of
compliance instead of two.
Response. The proposed change
process is not being implemented for
the reasons previously explained.
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Comment. One commenter noted that
the eight criteria used to determine if
changes require NRC prior approval
were extracted verbatim from Parts 50
and 72 and placed into Part 71. The
commenter suggested that these criteria
be customized before inclusion in Part
71.
Response. The eight criteria used to
determine if changes require prior NRC
approval are effectively the same as
those included in Parts 50 and 72. This
motivated the staff to reevaluate how
the proposed change process could be
implemented and led to the
determination that the proposed change
process should not be added by this
rulemaking as previously discussed.
Comment. One commenter noted that
a large number of highly radioactive
shipments could take place in dualpurpose containers and that these
shipments could be destined for a
repository. The commenter explained
that even minor design changes would
affect waste acceptance at the
repository.
Response. This comment deals with
detailed transportation and storage
plans/designs that will need to be
developed by the U.S. Department of
Energy (DOE) in its effort to design,
construct, and operate a proposed high
level waste repository site and is beyond
the scope of this rulemaking.
Comment. One commenter expressed
support for the design change authority
being provided to CoC holders but
recommended that the ability to make
changes to the transportation design
aspects of a dual-purpose package be
provided to licensees who use the casks
as well. The basis for this
recommendation is that the change
process included in Part 72 for storage
facilities or casks allows licensees to
make changes to the storage design
without prior NRC approval subject to
certain codified tests. Another
commenter was concerned that the
proposed revisions to change authority
would hinder the ability of Part 72
general and specific licensees to
effectively manage and control their Dry
Cask Storage Program and ensure that
changes made in accordance with Part
72 do not impact the Part 71
certification of spent fuel casks.
Response. The proposed change
process is not being implemented for
the reasons previously explained.
Comment. Three commenters
expressed support for the proposed
change authority. One of these
commenters asserted that allowing the
change authority would allow for more
attention to more significant safety
issues.
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Response. These three commenters
did not provide a basis for their support
of the proposed rule. The comments did
not have the benefit of the additional
information in the discussion paper that
clarified NRC’s view on the proposed
rule and the April 15, 2004 workshop
discussions. Although these three
comments were in support of the
proposed change authority, there were
also significant concerns raised as
indicated in response to other
comments. The NRC staff considered all
the comments and for the reasons
described above, NRC determined that
the proposed change process should not
be implemented in this rulemaking. The
NRC does not agree that the proposed
change authority would have resulted in
more attention to significant safety
issues because even if this proposal
were finalized, the existing standards of
Part 71 would still have been required
to be demonstrated.
Comment. Two commenters suggested
improvements on the procedures of the
change authority. One stated that the
two-year submittal date for application
renewal is too long and instead
suggested a 30-day requirement. The
other commenter stated that the
proposed § 71.175(d) change reporting
requirements need to allow for a single
report to be filed by dual-purpose CoC
holders to comply with the
requirements of Parts 71 and 72, to
avoid unnecessary duplication of
reports. Both stated that the proposed
submittal date of two years before
expiration for the renewal of a CoC or
QA program is burdensome and should
have a submittal date of only 30 days
before expiration, as is required under
Part 72. One commenter suggested that
a CoC holder should be permitted to
submit [change process implementation
summary] report for both Part 71 and
Part 72 designs as one package instead
of having to provide two separate
reports.
Response. The NRC has chosen not to
include the proposed change process in
the final rule for the reasons previously
explained.
Comment. One commenter discussed
71/72 SAR’s (Safety Analysis Reports)
for the change authority. The
commenter stated that a single 71/72
SAR for generally certified dual-purpose
systems should also be permitted as an
option for CoC holders. The commenter
suggested that the rule language should
include provisions for submitting
updated transportation Final Safety
Analysis Reports (FSARs) for casks
already certified and having an
approved SAR. The commenter
suggested that an FSAR Rev. 0 be
submitted to replace the last approved
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transportation SAR within two years of
the effective date of the final rule,
consistent with the proposed
§ 71.177(c)(6). The commenter stated
that the requirement in proposed
§ 71.177(c)(7) for an FSAR update to be
submitted within 90 days of issuance of
an amendment of the CoC is
unnecessary and inconsistent with the
requirements under Part 72 for the dualpurpose spent fuel storage casks. The
commenter stated that this creates an
unnecessary administrative burden on
CoC holders by requiring extra FSAR
updates. The commenter said that this
portion of the proposed rule should be
deleted.
Response. Regarding the suggestion to
permit the submittal of a single SAR for
reflecting both the transportation and
storage design for a dual-purpose cask,
the NRC staff notes that the SAR
submittal request is now moot based on
the final rule language.
The NRC staff notes that because
Subpart I is being eliminated from the
final rulemaking, the comment
regarding the addition of a provision in
the rule language for submittal of SAR
updates for those transportation casks
already certified is not applicable.
The last comment regarding the
requirement for the submittal of an
updated FSAR within 90 days of an
amendment to the transportation
certificate of compliance is not
applicable.
Comment. One commenter expressed
a number of concerns about the
proposed change process for dual
purpose casks. The commenter
questioned the NRC position that the
change process be implemented by the
CoC holder while the licensee would be
most familiar with details such as sitespecific parameters affecting
preparation, loading, and shipment of
Type B(DP) packages. The commenter
also noted that it has been unable to
convince NRC that the level of required
detail in the FSAR is excessive and
would, therefore, require excessive
evaluations with procedure changes that
could only be addressed by the CoC
holder rather than the licensee who is
implementing detailed procedures. The
commenter added that industry
experience with storage procedures
clearly demonstrates that the proposed
limitation on procedure evaluation
against the Part 71 FSAR by the licensee
is unworkable.
Response. The proposed change
process is not being implemented for
the reasons previously explained.
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Public Comments from Meeting/
Workshop April 15, 2004
Comment. One commenter noted that
changes can be made under the current
Part 71, without coming to the NRC for
approval if the changes do not affect the
drawings and contents listed in the
certificate. Consequently, the
commenter suggested that making
intelligent SAR drawings and operations
chapters appears to be a much better
path for going forward than the
proposed change authority of Part 71.
The commenter also noted that the
change authority for Type B(DP)
packages included in the proposed
Subpart I would add a substantial
amount of work to a cask designer and
license holder without a commensurate
potential benefit. The commenter
pointed out that many users of Part 72
products wait until the last minute to
buy their products and are under the
gun to get them loaded. Furthermore,
Part 72 amendment is a rulemaking
process that takes a long time.
Therefore, change authority is essential
for Part 72. The commenter suggested
that time is not an issue with Part 71
changes at the present time, or in the
near future, because of the lack of
activities in spent fuel transportation.
Thus, there is time to deal with any
discrepancies in the transport
certificates that the licensees pick up
either in the course of design changes or
manufacturing.
Response. NRC acknowledges the
commenter’s opinion about the
proposed change authority of Part 71
which provides support for the NRC’s
decision to withdraw the proposed
Subpart I.
Comment. Four commenters voiced
their support for the concept of change
authority. Two commenters suggested
that the change authorization process be
extended to all packages licensed under
Part 71. One commenter, who is an
industry representative, suggested that
the change authority should be based on
existing Part 71 criteria rather than on
a new supplemental set of Part 71
criteria. In a subsequent letter, dated
April 30, 2004, the industry
representative informed NRC that the
industry does not endorse NRC’s
proposed change process for Part 71
because the limited change ability, and
the required additional FSAR, as
included in the proposed Subpart I,
would add significant cost and very
little benefit to the industry. The
industry representative encouraged NRC
to develop a change process for Part 71
that is based on the existing regulatory
safety criteria of Part 71 and offered to
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work with NRC cooperatively, for such
an effort.
Response. NRC acknowledges the
commenter’s support for the concept of
change authority; however, the
proposed change process is not being
implemented as described above either
for dual-purpose casks or for other
transportation casks.
Comment. One commenter voiced
support for the cask-specific, modespecific, and route-specific approach to
safety analysis included in the proposed
Subpart I. The commenter noted that the
analysis is presently one-sided, for dualpurpose casks, because licensees are
required to consider all potential
accidents and their consequences for
storage; however, the likelihood and
consequences are not considered for
transportation. The commenter viewed
the proposed Subpart I, § 71.153, which
requires a probabilistic risk analysis for
transportation, to be the instrument to
correct this imbalance. The commenter
suggested that this approach would not
only be extremely useful for emergency
planning purposes, but also would be
helpful in avoiding populated areas,
tunnels, high bridges, routes with high
accident rates, etc., or to demonstrate
that dual-purpose casks can withstand
potential accidents along these routes.
The commenter further suggested that
dual-purpose casks certified as a result
of this approach would greatly enhance
public confidence in the nuclear
industry which, in turn, would also
benefit the DOE as the owners and/or
shippers of these casks to Yucca
Mountain.
Response. NRC acknowledges the
commenter’s support for the proposed
change authority of Part 71 and
understands that an independent
accident analysis specific to designs
could have public-confidence benefits.
However, NRC disagrees with the
commenter that the analysis is onesided for dual-purpose casks. Dualpurpose casks must also meet
performance requirements specified in
Part 71 for packaging and transportation
of radioactive material. Among the
performance requirements, dualpurpose casks must be capable of
withstanding the mechanical and
thermal loading imposed by normal and
accident conditions and still meet
specified acceptance criteria. These
conditions have been internationally
accepted and have been shown to
encompass spent fuel casks performance
in severe accidents. The safety record
associated with Part 71 for the domestic
transportation of spent fuel is
exemplary—approximately 1,300
shipments of civilian fuel and 920,000
miles without an accidental radioactive
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315
release. Nonetheless, NRC continually
examines the transportation safety
programs. Furthermore, the Type B(DP)
package approval in the proposed rule
presented only an option for
transportation. That is, other Type B
packages would still be permitted for
spent fuel transportation, and those
packages would not require the mode
and route specific accident analysis in
proposed Subpart I. As for comments
regarding emergency planning and
avoiding populated areas, tunnels, high
bridges, routes with high accident rates,
etc., the U.S. Department of
Transportation (DOT) regulates routing
for hazardous material transportation,
including radioactive materials.
Comment. One commenter requested
that the decision for the final rule
regarding Part 71 change authority for
dual-purpose package certificate holders
be delayed for a period of six to nine
months. The commenter cited the likely
influences, regarding the cask selection
choices, by: (1) The DOE Yucca
Mountain transportation plan; (2) final
status of the license for the Private Fuel
Storage facility in Utah; and (3) the staff
recommendations regarding the NRC
package performance study (PPS), as
reasons for the request.
Response. NRC acknowledges the
request for delaying the final rule
regarding the change authority of Part
71; however, potential cask selection
choices would not impact the
Commission’s decision to withdraw the
proposed rule.
Comment. One commenter wanted to
know if all dual-purpose casks have to
have a Type B(DP) approval, or whether
they still can get a Type B(U) approval?
The commenter also wanted to know if
someone does get a Type B(DP)
approval, could another person with
basically the same design get a Type
B(U) approval?
Response. No responses to the
commenters questions are needed given
NRC’s decision to withdraw the Type
B(DP) approval process.
Comment. Two commenters noted
that there is a great deal of flexibility in
the current Part 71 and wondered if
NRC is planning to put out additional
guidance to alert the designers to the
flexibility that is available.
Response. NRC acknowledges the
commenters’ recommendation regarding
the current flexibility in Part 71 and
agrees with the potential benefit of
guidance on flexibility and making
changes for Type B packages under Part
71. NRC understands that it would be
helpful to describe and articulate the
way that applications should be
prepared to allow this flexibility. This
includes identifying areas of flexibility,
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the kinds of things that are flexible,
where we have seen problems, and
where there are areas of overcommitment in the applications.
Although no decision has been made on
the method of communication to be
used to inform the stakeholders about
the flexibility that is currently available
under Part 71, the staff would like to
point out that several existing
documents provide some of this
guidance. Regulatory Guide 7.9,
‘‘Standard Format and Content of Part
71 Applications for Approval of
Packaging for Radioactive Material,’’
NUREG/CR–5502, ‘‘Engineering
Drawings for 10 CFR Part 71 Package
Approvals,’’ and NUREG/CR–4775,
‘‘Guide for Preparing Operating
Procedures for Shipping Packages,’’ are
three examples that provide guidelines
for preparing applications for package
approval under the current Part 71.
Comment. One commenter expressed
concern that having to do a second
safety analysis report, as proposed in
Subpart I, to set up a whole set of
criteria and identify another set of
accident scenarios, probabilities, and
consequence analyses, etc., is going to
be very burdensome on the front end.
The commenter cautioned that a lot
more questions will be raised, rather
than answered, if the industry goes
down the path of having everyone
develop their own accident scenarios,
probabilities, and consequence
assessments. The commenter suggested
that the cost associated with doing a
second SAR may be more expensive
than doing an SAR under the current
Part 71, because the regulations under
the current Part 71 are very well defined
and the industry knows exactly what it
has to address. The commenter further
suggested that it will take a lot of license
amendments, under the current Part 71,
to get a payback on the additional cost
for second SAR approval.
Response. NRC acknowledges the
commenter’s information about
potential burdens and costs that the
proposed rule could impose on
stakeholders.
Comment. One commenter suggested
that the change authority included in
the proposed Subpart I would not
benefit existing packages; however, it
might benefit new applications because
they can build in enough flexibility in
the drawings of the new applications.
The commenter also called for an
industry forum to develop a set of
accident scenarios that will be binding
for everybody.
Response. The NRC has decided to
withdraw the proposed rule for the
reasons previously explained.
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Comment. Two commenters noted
that, based on their respective
experience in Part 72, the percentage of
changes made, under § 72.48, that
require a corresponding change to the
Part 71 Certificate of Compliance, will
be very low.
Response. NRC acknowledges the
commenter’s experience about changes
that were made, under § 72.48, for dualpurpose casks, that would still require
a Part 71 Certificate amendment.
Comment. One commenter wanted to
know whether changes can be made,
under the regular Part 71 approval,
without coming to NRC for
amendments, if the same changes were
first made under the change authority of
Part 71, for Type (DP) packages.
Response. This comment is now
moot, given NRC’s decision to withdraw
the proposed Subpart I.
Comment. One commenter used an
example of minor design change to
illustrate what would happen under the
current Part 71 and what it might look
like under the proposed Subpart I.
Based on the scenario discussed, the
commenter predicted that no one will
be using the proposed Subpart I because
a minor design change does not appear
be a particularly time-consuming or
costly operation under the current Part
71, as compared to the proposed
Subpart I.
Response. NRC acknowledges the
comparison about making design
changes under the current Part 71, and
the proposed Subpart I.
Comment. One commenter suggested
that a well developed full-scale cask
testing program would address cask
performance issues and eliminates the
need to do a very detailed SAR, as
proposed in Subpart I.
Response. NRC acknowledges the
recommendation of using full-scale tests
for certification, however, Part 71 does
not require full-scale tests for
certification. It is the applicant’s
decision as to whether to use full-scale
tests, scale model tests, or analyses, for
certification. Therefore, this comment is
beyond the scope of this rulemaking.
Comment. One commenter wanted to
know whether separate certificates are
required for a common design with
different sizes and weights.
Response. Under the current Part 71,
variations in design like that are
handled under a single certificate. They
would be evaluated by looking at
bounding configurations.
Comment. Four commenters
suggested that the proposed Subpart I
will not work unless NRC were to
provide detailed guidance, developed in
consultation with affected stakeholders,
on the methods, data, and assumptions
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
to be used in such safety analyses. NRC
should not expect individual applicants
to have to take that responsibility. One
commenter suggested the NRC Modal
Study and another suggested NUREG/
CR 6672, ‘‘Reexamination of Spent Fuel
Shipment Risk Estimates,’’ as good
representative models of the types of
accident analyses that the applicants
may want to consider. One commenter
cautioned that the standardized
accident analysis may not be applicable
to an applicant who only uses casks for
localized shipments.
Response. NRC understands that it is
ineffective, inefficient, and possibly
confusing to have many different groups
and entities creating accident analyses,
predicting transport accident
probabilities for individual designs.
This supports NRC’s decision to
withdraw the proposed Subpart I.
Comment. Two commenters noted
that the change authority would not
benefit them during the next few years
because the spent fuel transportation
program is not active at the present time
nor expected to be, in the near future.
Consequently, most of the current Part
71 amendment requests, rather than
dealing with design changes, are dealing
with upgrade contents and adding
contents to the existing packages, which
would not be benefitted by the change
authority.
Response. NRC acknowledges the
commenter’s opinion that the proposed
change authority of Subpart I lacked
near-term benefit.
Comment. One commenter, associated
with several utilities that store fuel in
dry casks at this time, expressed
disapproval of paying for the
implementation of the change authority
without seeing any benefit to the
utilities. The same commenter also
questioned about paying for the
implementation of the change authority
while the benefit goes to the public
relations for Yucca Mountain Project, as
suggested by another commenter.
Response. No response to the
commenter is needed, given NRC’s
decision to withdraw the proposed
Subpart I.
Comment. One commenter noted that
the greatest cost for preparation of a
SAR associated with the proposed
Subpart I would likely occur for the first
cask analyzed under the new
requirements. The commenter suggested
that such cost might appropriately be
borne by NRC as part of the PPS. The
commenter also suggested that, for those
casks to be used for shipments to Yucca
Mountain, the cost might appropriately
be borne by DOE.
Response. No response to the
commenter is needed, given NRC’s
E:\FR\FM\04JAP1.SGM
04JAP1
Federal Register / Vol. 70, No. 2 / Tuesday, January 4, 2005 / Proposed Rules
decision to withdraw the proposed
Subpart I.
Dated at Rockville, Maryland, this 28th day
of December, 2004.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 05–25 Filed 1–3–05; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2004–19982; Directorate
Identifier 2004–NM–142–AD]
RIN 2120–AA64
Airworthiness Directives; Airbus Model
A330–223, –321, –322, and –323
Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
SUMMARY: The FAA proposes to adopt a
new airworthiness directive (AD) for all
Airbus Model A330–223, –321, –322,
and –323 airplanes. This proposed AD
would require repetitive inspections of
the firewall of the lower aft pylon
fairing (LAPF), and corrective actions if
necessary. This proposed AD is
prompted by reports of cracking of the
LAPF firewall. We are proposing this
AD to detect and correct this cracking,
which could reduce the effectiveness of
the firewall and result in an
uncontrolled engine fire.
DATES: We must receive comments on
this proposed AD by February 3, 2005.
ADDRESSES: Use one of the following
addresses to submit comments on this
proposed AD.
• DOT Docket Web site: Go to
https://dms.dot.gov and follow the
instructions for sending your comments
electronically.
• Government-wide rulemaking Web
site: Go to https://www.regulations.gov
and follow the instructions for sending
your comments electronically.
• Mail: Docket Management Facility,
U.S. Department of Transportation, 400
Seventh Street SW., Nassif Building,
Room PL–401, Washington, DC 20590.
• By fax: (202) 493–2251.
• Hand Delivery: Room PL–401 on
the plaza level of the Nassif Building,
400 Seventh Street SW., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
For service information identified in
this proposed AD, contact Airbus, 1
VerDate jul<14>2003
15:58 Jan 03, 2005
Jkt 205001
Rond Point Maurice Bellonte, 31707
Blagnac Cedex, France.
You can examine the contents of this
AD docket on the Internet at https://
dms.dot.gov, or in person at the Docket
Management Facility, U.S. Department
of Transportation, 400 Seventh Street
SW., Room PL–401, on the plaza level
of the Nassif Building, Washington, DC.
This docket number is FAA–2004–
19982; the directorate identifier for this
docket is 2004–NM–142–AD.
FOR FURTHER INFORMATION CONTACT: Tim
Backman, Aerospace Engineer,
International Branch, ANM–116, FAA,
Transport Airplane Directorate, 1601
Lind Avenue, SW., Renton, Washington
98055–4056; telephone (425) 227–2797;
fax (425) 227–1149.
SUPPLEMENTARY INFORMATION:
Comments Invited
We invite you to submit any relevant
written data, views, or arguments
regarding this proposed AD. Send your
comments to an address listed under
ADDRESSES. Include ‘‘Docket No. FAA–
2004–19982; Directorate Identifier
2004–NM–142–AD’’ at the beginning of
your comments. We specifically invite
comments on the overall regulatory,
economic, environmental, and energy
aspects of the proposed AD. We will
consider all comments submitted by the
closing date and may amend the
proposed AD in light of those
comments.
We will post all comments we
receive, without change, to https://
dms.dot.gov, including any personal
information you provide. We will also
post a report summarizing each
substantive verbal contact with FAA
personnel concerning this proposed AD.
Using the search function of our docket
Web site, anyone can find and read the
comments in any of our dockets,
including the name of the individual
who sent the comment (or signed the
comment on behalf of an association,
business, labor union, etc.). You can
review the DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78), or you can visit https://
dms.dot.gov.
Examining the Docket
You can examine the AD docket on
the Internet at https://dms.dot.gov, or in
person at the Docket Management
Facility office between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays. The Docket
Management Facility office (telephone
(800) 647–5227) is located on the plaza
level of the Nassif Building at the DOT
street address stated in the ADDRESSES
PO 00000
Frm 00006
Fmt 4702
Sfmt 4702
317
section. Comments will be available in
the AD docket shortly after the DMS
receives them.
Discussion
´ ´
The Direction Generale de l’Aviation
Civile (DGAC), which is the
airworthiness authority for France,
notified us that an unsafe condition may
exist on all Airbus Model A330–223,
–321, –322, and –323 airplanes. The
DGAC advises that cracks have been
found in the firewall of the lower aft
pylon fairing (LAPF) on several
airplanes. This firewall is intended to
contain an engine fire inside the engine
core compartment. Cracking of the
firewall, if not corrected, could reduce
the effectiveness of the firewall and
result in an uncontrolled engine fire.
Relevant Service Information
Airbus has issued Service Bulletin
A330–54–3021, dated February 4, 2004.
The service bulletin describes
procedures for performing repetitive
detailed visual inspections for cracking
of the LAPF firewall on the left and
right sides of the airplane. If any
cracking is found, the service bulletin
describes procedures for corrective
actions. The corrective actions include,
depending on the size of the crack, stopdrilling the crack and applying sealant,
repairing the firewall, or replacing the
firewall with a new firewall. The DGAC
mandated the service information and
issued French airworthiness directive
F–2004–028 R1, dated September 15,
2004, to ensure the continued
airworthiness of these airplanes in
France. The service bulletin also
specifies to report inspection findings to
the airplane manufacturer.
The Airbus service bulletin refers to
Pratt & Whitney Alert Service Bulletin
PW4G–100–A54–5, dated February 13,
2003, as an additional source of service
information for doing the inspection
and corrective actions.
FAA’s Determination and Requirements
of the Proposed AD
These airplane models are
manufactured in France and are type
certificated for operation in the United
States under the provisions of section
21.29 of the Federal Aviation
Regulations (14 CFR 21.29) and the
applicable bilateral airworthiness
agreement. According to this bilateral
airworthiness agreement, the DGAC has
kept the FAA informed of the situation
described above. We have examined the
DGAC’s findings, evaluated all pertinent
information, and determined that we
need to issue an AD for products of this
type design that are certificated for
operation in the United States.
E:\FR\FM\04JAP1.SGM
04JAP1
Agencies
[Federal Register Volume 70, Number 2 (Tuesday, January 4, 2005)]
[Proposed Rules]
[Pages 312-317]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 05-25]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 70, No. 2 / Tuesday, January 4, 2005 /
Proposed Rules
[[Page 312]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 71
RIN 3150-AG71
Packaging and Transportation of Radioactive Material; Withdrawal
of Subpart I
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule: withdrawal.
-----------------------------------------------------------------------
SUMMARY: The Nuclear Regulatory Commission (NRC) is withdrawing a
portion of a proposed rule (Subpart I, April 30, 2002; 67 FR 21390)
that would have allowed certificate holders for dual-purpose (storage
and transport) spent fuel casks, designated as Type B(DP) packages, to
make certain design changes to the transportation package without prior
NRC approval. The NRC is taking this action because it has received
significant comments regarding the cost and complexity to implement the
proposed change authority rule.
FOR FURTHER INFORMATION CONTACT: Neelam Bhalla, Office of Nuclear
Material Safety and Safeguards, U.S. Nuclear Regulatory Commission,
Washington, DC 20555-0001, telephone (301) 415-6843, e-mail
nxb@nrc.gov.
SUPPLEMENTARY INFORMATION:
On April 30, 2002 (67 FR 21390), the NRC published in the Federal
Register a proposed rule amending NRC's regulations on packaging and
transporting radioactive materials to make the regulations compatible
with the International Atomic Energy Agency (IAEA) standards. The
proposed final rule also proposed changes in fissile material exemption
requirements to address the unintended economic impact of NRC's
emergency final rule entitled, ``Fissile Material Shipments and
Exemptions'' and addressed a petition for rulemaking (PRM-73-12)
submitted by International Energy Consultants, Inc. The Commission also
identified eight additional issues for consideration in the 10 CFR Part
71 rulemaking process. One of these NRC-initiated issues was Issue 15,
adoption of change authority for dual-purpose package certificate
holders. The proposed rule addressing this issue, 10 CFR Subpart I--
Application for Type B(DP) Package Approval, would have created a new
type of package certification, Type B(DP). The proposed Subpart I would
also have authorized holders of Type B(DP) certificates to make changes
to the package design and procedures without NRC approval under certain
conditions.
NRC received substantial comments on the proposed rule, including
numerous comments on the proposed Subpart I. The comments on the
proposed Subpart I are presented below, with NRC's responses. On
January 26, 2004 (69 FR 3698), the NRC published in the Federal
Register a final rule amending 10 CFR Part 71. In that final rule, the
Commission did not reach a final decision on the issue of change
authority for dual-purpose package certificate holders. The NRC
determined that implementation of the proposed change authority rule
(Issue 15) could result in new regulatory burdens and significant
costs, and that certain changes were already authorized under the
current 10 CFR Part 71 regulations. The NRC further stated in the
Federal Register that additional stakeholder input was needed on the
values and impacts of the change authority rule before it could decide
whether to adopt a final rule providing change authority. Subsequently,
the NRC issued a discussion paper on March 15, 2004 (69 FR 12088), to
facilitate discussions of the change authority rule and held a public
workshop on April 15, 2004, with appropriate stakeholders to discuss
the same proposed rule. The workshop transcripts are available on the
NRC's public Web site at https://www.nrc.gov, under Current Rulemakings,
Final Rules and Policy Statements, Compatibility with IAEA
Transportation Safety Standards (TS-R-1) and Other Transportation
Safety Amendments Rulemaking Text and Other Documents (RIN 3150-AG71).
Information collected from the public workshop, as well as written
comments received from the stakeholders, were generally against
implementation of the change authority rule. The proposed 10 CFR 71.153
of Subpart I would require the applicant for a Type B(DP) package to
include two parts: (1) A current Part 71 application for a Type B(U)
package; and (2) the additional information specifically required for
the Type B(DP) packages, including, among other things, a safety
analysis report (SAR) that provides an analysis of potential accidents,
package response to these potential accidents, and consequences to the
public.
The major concern raised by the dual-purpose cask vendors and
industry representatives is that the second SAR specified in the
proposed Subpart I would impose a substantial cost and burden on them.
Unlike current Part 71 standards for Type B(U) packages that are
fundamentally route and mode independent, transport routes and
population distributions might be needed for the second SAR in order to
evaluate potential accidents, package response to these accidents, and
consequences to the public. In addition, the accident analyses would be
more complicated than the engineering examinations under the existing
Part 71 hypothetical accident conditions. The dual-purpose cask vendors
and industry representatives believe that it could require significant
expenditures on the part of the applicant to produce such an SAR. In
light of the public comments received, the Commission has reconsidered
the need for the change authority provided in proposed Subpart I of the
proposed rule and has determined to withdraw Subpart I of the proposed
rule for the reasons explained below.
The current Part 71 licensing process provides a framework that
allows licensees flexibility to make certain non-safety related changes
without prior NRC approval. The licensee can maximize such flexibility
by writing Safety Analysis Reports that focus on the design features
necessary to meet the regulatory requirements of Part 71. Typically,
the NRC Certificate of Compliance (CoC) references design drawings,
specification of the authorized contents, operating procedures, and
maintenance commitments. These drawings and documents identify the
design and operational features that are important for the safe
performance of the package under normal and accident conditions.
Therefore, the drawings and documents need to be of sufficient detail
to identify the package accurately and to provide
[[Page 313]]
an adequate basis for its evaluation. However, when licensees include
features that do not contribute to the ability of the package to meet
the performance standards in Part 71 in drawings and documents, the
licensees limit their flexibility to make changes without prior NRC
approval. Furthermore, experience from the stakeholders has indicated
that many changes made to a dual-purpose cask under the provisions of
Sec. 72.48, may also be made without prior NRC approval in the current
regulatory structure of Part 71, without explicit change authority.
Implementation of the change authority in the proposed rule, on the
other hand, would result in new regulatory burdens and significant
costs for both stakeholders and NRC without a commensurate potential
benefit. The proposed rule would require the applicant to: perform an
independent analysis of potential transportation accidents specific to
that design and plans for use; project package responses to ``real
world'' transportation accidents; and determine the consequences to the
public from such accidents. It would also require the applicant to
perform a documented evaluation to demonstrate that ``changes'' would
not result in the increase of frequency and consequences of potential
``real world'' transportation accidents or the likelihood and
consequences of a malfunction of structures, systems, and components
(SSCs) important to safety; or raise the possibility of an unevaluated
accident or malfunction. Consequently, the applicant would need
information such as the transport routes and population distributions
along the transportation routes on which a specific design is intended
to be used. Since such information is not readily available, it could
require significant expenditures and efforts on the part of the
applicant to produce such information. Furthermore, as part of the
implementation of the proposed Subpart I, NRC would have to expend
significant resources to develop guidance documents on accident
analyses, SSCs important to safety, the change process, and reviews of
methodologies used in the design bases. Additionally, the staff
resources needed to review an application under the proposed Subpart I
would likely increase significantly with the need to perform reviews
and document staff findings in the Safety Evaluation Report (SER) for
these additional items.
Public Comments on the Change Authority of 10 CFR Part 71
Public Comments on the Proposed Rule, April 30, 2002. (Prior to the
April 15, 2004 Meeting/Workshop)
Issue 15. Change Authority for Dual-Purpose Package Certificate Holders
The following comments were submitted before the discussion paper
that was issued on March 15, 2004 (69 FR 12088), and the public
workshop that was held on April 15, 2004. Therefore, these commenters
did not have the benefit of the additional information that was
gathered in the discussion paper and the public workshop.
Comment. One commenter opposed NRC's proposal to ``harmonize''
transport and storage of spent nuclear fuel and fissile materials with
``a watered down international standard.'' The commenter said that the
Type B(DP) package as proposed does not provide an adequate level of
public protection from radiation hazards.
Response. The NRC acknowledges the commenter's opposition to the
proposed rule change. The NRC has decided to withdraw proposed Subpart
I for the reasons explained above.
Comment. An industry representative voiced support for the change
authority that was included in the proposed rule. The commenter added
that the quality assurance programs developed under Part 71 were
equivalent in effectiveness and caliber to the programs developed under
Part 72.
Five commenters expressed their support for the NRC's proposal, but
requested that the change authorization process be extended to all
packages licensed under Part 71. Two of these commenters suggested
reasons why licensees should be allowed to make minor changes
independent of the CoC holders.
Another commenter stated that the changes allowed for shipping
packages licensed under Part 72 should also be allowed for those under
Part 71.
Response. As previously discussed, the proposed change is not being
implemented for either dual purpose casks or for other transportation
casks.
Comment. Seven commenters expressed disapproval of the proposed
change authority for dual purpose casks. One commenter stated that even
``minor'' design changes made by licensees and shippers could impact
the safety of casks and that all changes should be subject to full NRC
review. One commenter suggested that there would not be sufficient
experience based on the part of the CoC holders to implement the
responsibility effectively, and another commenter suggested that the
rule lacked specificity for adequate implementation and that the rule
change would be more effective if each design change were subject to
NRC independent inspection. One commenter asserted that the public has
a right to know if design changes are being made.
Response. The proposed change process is not being implemented for
the reasons previously explained.
Comment. One commenter expressed concern that transporting dual-
purpose containers is going to be complicated, especially in instances
when there is no available rail access.
Response. The NRC notes that this comment is beyond the scope of
this rulemaking.
Comment. Three commenters requested clarifications on various
aspects of the proposed change authority. One of these commenters asked
for clarification on what is meant by ``minimal changes'' with
potential safety consequences. The commenter also asked that NRC
include examples as well as seek, and consider, input from State
regulatory agencies when amending certificates of compliance.
Another commenter wanted to know if a certificate holder proposing
a minor change would still have to check with the NRC to see if the
change was permissible under the proposed change authority. The
commenter wanted to know if NRC would be notified before the changes
are made. The commenter requested clarification of the procedure for
changes under the proposed change authority. The commenter also
requested a more detailed explanation of what constitutes a minor
design change with no safety significance.
The last commenter wanted to know what types of changes could be
made to dual-purpose spent nuclear fuel casks intended for domestic
transport. This point was echoed by the first commenter who recommended
that NRC establish guidance for determining when a design or procedural
change that enhances one cask function might compromise the
effectiveness of the other. NRC should ensure that the
interrelationship between the storage and transportation effects of
cask changes are considered during the review of certificate amendment
requests. Furthermore, the first commenter stated that NRC should
consider issuing a single certificate of compliance instead of two.
Response. The proposed change process is not being implemented for
the reasons previously explained.
[[Page 314]]
Comment. One commenter noted that the eight criteria used to
determine if changes require NRC prior approval were extracted verbatim
from Parts 50 and 72 and placed into Part 71. The commenter suggested
that these criteria be customized before inclusion in Part 71.
Response. The eight criteria used to determine if changes require
prior NRC approval are effectively the same as those included in Parts
50 and 72. This motivated the staff to reevaluate how the proposed
change process could be implemented and led to the determination that
the proposed change process should not be added by this rulemaking as
previously discussed.
Comment. One commenter noted that a large number of highly
radioactive shipments could take place in dual-purpose containers and
that these shipments could be destined for a repository. The commenter
explained that even minor design changes would affect waste acceptance
at the repository.
Response. This comment deals with detailed transportation and
storage plans/designs that will need to be developed by the U.S.
Department of Energy (DOE) in its effort to design, construct, and
operate a proposed high level waste repository site and is beyond the
scope of this rulemaking.
Comment. One commenter expressed support for the design change
authority being provided to CoC holders but recommended that the
ability to make changes to the transportation design aspects of a dual-
purpose package be provided to licensees who use the casks as well. The
basis for this recommendation is that the change process included in
Part 72 for storage facilities or casks allows licensees to make
changes to the storage design without prior NRC approval subject to
certain codified tests. Another commenter was concerned that the
proposed revisions to change authority would hinder the ability of Part
72 general and specific licensees to effectively manage and control
their Dry Cask Storage Program and ensure that changes made in
accordance with Part 72 do not impact the Part 71 certification of
spent fuel casks.
Response. The proposed change process is not being implemented for
the reasons previously explained.
Comment. Three commenters expressed support for the proposed change
authority. One of these commenters asserted that allowing the change
authority would allow for more attention to more significant safety
issues.
Response. These three commenters did not provide a basis for their
support of the proposed rule. The comments did not have the benefit of
the additional information in the discussion paper that clarified NRC's
view on the proposed rule and the April 15, 2004 workshop discussions.
Although these three comments were in support of the proposed change
authority, there were also significant concerns raised as indicated in
response to other comments. The NRC staff considered all the comments
and for the reasons described above, NRC determined that the proposed
change process should not be implemented in this rulemaking. The NRC
does not agree that the proposed change authority would have resulted
in more attention to significant safety issues because even if this
proposal were finalized, the existing standards of Part 71 would still
have been required to be demonstrated.
Comment. Two commenters suggested improvements on the procedures of
the change authority. One stated that the two-year submittal date for
application renewal is too long and instead suggested a 30-day
requirement. The other commenter stated that the proposed Sec.
71.175(d) change reporting requirements need to allow for a single
report to be filed by dual-purpose CoC holders to comply with the
requirements of Parts 71 and 72, to avoid unnecessary duplication of
reports. Both stated that the proposed submittal date of two years
before expiration for the renewal of a CoC or QA program is burdensome
and should have a submittal date of only 30 days before expiration, as
is required under Part 72. One commenter suggested that a CoC holder
should be permitted to submit [change process implementation summary]
report for both Part 71 and Part 72 designs as one package instead of
having to provide two separate reports.
Response. The NRC has chosen not to include the proposed change
process in the final rule for the reasons previously explained.
Comment. One commenter discussed 71/72 SAR's (Safety Analysis
Reports) for the change authority. The commenter stated that a single
71/72 SAR for generally certified dual-purpose systems should also be
permitted as an option for CoC holders. The commenter suggested that
the rule language should include provisions for submitting updated
transportation Final Safety Analysis Reports (FSARs) for casks already
certified and having an approved SAR. The commenter suggested that an
FSAR Rev. 0 be submitted to replace the last approved transportation
SAR within two years of the effective date of the final rule,
consistent with the proposed Sec. 71.177(c)(6). The commenter stated
that the requirement in proposed Sec. 71.177(c)(7) for an FSAR update
to be submitted within 90 days of issuance of an amendment of the CoC
is unnecessary and inconsistent with the requirements under Part 72 for
the dual-purpose spent fuel storage casks. The commenter stated that
this creates an unnecessary administrative burden on CoC holders by
requiring extra FSAR updates. The commenter said that this portion of
the proposed rule should be deleted.
Response. Regarding the suggestion to permit the submittal of a
single SAR for reflecting both the transportation and storage design
for a dual-purpose cask, the NRC staff notes that the SAR submittal
request is now moot based on the final rule language.
The NRC staff notes that because Subpart I is being eliminated from
the final rulemaking, the comment regarding the addition of a provision
in the rule language for submittal of SAR updates for those
transportation casks already certified is not applicable.
The last comment regarding the requirement for the submittal of an
updated FSAR within 90 days of an amendment to the transportation
certificate of compliance is not applicable.
Comment. One commenter expressed a number of concerns about the
proposed change process for dual purpose casks. The commenter
questioned the NRC position that the change process be implemented by
the CoC holder while the licensee would be most familiar with details
such as site-specific parameters affecting preparation, loading, and
shipment of Type B(DP) packages. The commenter also noted that it has
been unable to convince NRC that the level of required detail in the
FSAR is excessive and would, therefore, require excessive evaluations
with procedure changes that could only be addressed by the CoC holder
rather than the licensee who is implementing detailed procedures. The
commenter added that industry experience with storage procedures
clearly demonstrates that the proposed limitation on procedure
evaluation against the Part 71 FSAR by the licensee is unworkable.
Response. The proposed change process is not being implemented for
the reasons previously explained.
[[Page 315]]
Public Comments from Meeting/Workshop April 15, 2004
Comment. One commenter noted that changes can be made under the
current Part 71, without coming to the NRC for approval if the changes
do not affect the drawings and contents listed in the certificate.
Consequently, the commenter suggested that making intelligent SAR
drawings and operations chapters appears to be a much better path for
going forward than the proposed change authority of Part 71. The
commenter also noted that the change authority for Type B(DP) packages
included in the proposed Subpart I would add a substantial amount of
work to a cask designer and license holder without a commensurate
potential benefit. The commenter pointed out that many users of Part 72
products wait until the last minute to buy their products and are under
the gun to get them loaded. Furthermore, Part 72 amendment is a
rulemaking process that takes a long time. Therefore, change authority
is essential for Part 72. The commenter suggested that time is not an
issue with Part 71 changes at the present time, or in the near future,
because of the lack of activities in spent fuel transportation. Thus,
there is time to deal with any discrepancies in the transport
certificates that the licensees pick up either in the course of design
changes or manufacturing.
Response. NRC acknowledges the commenter's opinion about the
proposed change authority of Part 71 which provides support for the
NRC's decision to withdraw the proposed Subpart I.
Comment. Four commenters voiced their support for the concept of
change authority. Two commenters suggested that the change
authorization process be extended to all packages licensed under Part
71. One commenter, who is an industry representative, suggested that
the change authority should be based on existing Part 71 criteria
rather than on a new supplemental set of Part 71 criteria. In a
subsequent letter, dated April 30, 2004, the industry representative
informed NRC that the industry does not endorse NRC's proposed change
process for Part 71 because the limited change ability, and the
required additional FSAR, as included in the proposed Subpart I, would
add significant cost and very little benefit to the industry. The
industry representative encouraged NRC to develop a change process for
Part 71 that is based on the existing regulatory safety criteria of
Part 71 and offered to work with NRC cooperatively, for such an effort.
Response. NRC acknowledges the commenter's support for the concept
of change authority; however, the proposed change process is not being
implemented as described above either for dual-purpose casks or for
other transportation casks.
Comment. One commenter voiced support for the cask-specific, mode-
specific, and route-specific approach to safety analysis included in
the proposed Subpart I. The commenter noted that the analysis is
presently one-sided, for dual-purpose casks, because licensees are
required to consider all potential accidents and their consequences for
storage; however, the likelihood and consequences are not considered
for transportation. The commenter viewed the proposed Subpart I, Sec.
71.153, which requires a probabilistic risk analysis for
transportation, to be the instrument to correct this imbalance. The
commenter suggested that this approach would not only be extremely
useful for emergency planning purposes, but also would be helpful in
avoiding populated areas, tunnels, high bridges, routes with high
accident rates, etc., or to demonstrate that dual-purpose casks can
withstand potential accidents along these routes. The commenter further
suggested that dual-purpose casks certified as a result of this
approach would greatly enhance public confidence in the nuclear
industry which, in turn, would also benefit the DOE as the owners and/
or shippers of these casks to Yucca Mountain.
Response. NRC acknowledges the commenter's support for the proposed
change authority of Part 71 and understands that an independent
accident analysis specific to designs could have public-confidence
benefits. However, NRC disagrees with the commenter that the analysis
is one-sided for dual-purpose casks. Dual-purpose casks must also meet
performance requirements specified in Part 71 for packaging and
transportation of radioactive material. Among the performance
requirements, dual-purpose casks must be capable of withstanding the
mechanical and thermal loading imposed by normal and accident
conditions and still meet specified acceptance criteria. These
conditions have been internationally accepted and have been shown to
encompass spent fuel casks performance in severe accidents. The safety
record associated with Part 71 for the domestic transportation of spent
fuel is exemplary--approximately 1,300 shipments of civilian fuel and
920,000 miles without an accidental radioactive release. Nonetheless,
NRC continually examines the transportation safety programs.
Furthermore, the Type B(DP) package approval in the proposed rule
presented only an option for transportation. That is, other Type B
packages would still be permitted for spent fuel transportation, and
those packages would not require the mode and route specific accident
analysis in proposed Subpart I. As for comments regarding emergency
planning and avoiding populated areas, tunnels, high bridges, routes
with high accident rates, etc., the U.S. Department of Transportation
(DOT) regulates routing for hazardous material transportation,
including radioactive materials.
Comment. One commenter requested that the decision for the final
rule regarding Part 71 change authority for dual-purpose package
certificate holders be delayed for a period of six to nine months. The
commenter cited the likely influences, regarding the cask selection
choices, by: (1) The DOE Yucca Mountain transportation plan; (2) final
status of the license for the Private Fuel Storage facility in Utah;
and (3) the staff recommendations regarding the NRC package performance
study (PPS), as reasons for the request.
Response. NRC acknowledges the request for delaying the final rule
regarding the change authority of Part 71; however, potential cask
selection choices would not impact the Commission's decision to
withdraw the proposed rule.
Comment. One commenter wanted to know if all dual-purpose casks
have to have a Type B(DP) approval, or whether they still can get a
Type B(U) approval? The commenter also wanted to know if someone does
get a Type B(DP) approval, could another person with basically the same
design get a Type B(U) approval?
Response. No responses to the commenters questions are needed given
NRC's decision to withdraw the Type B(DP) approval process.
Comment. Two commenters noted that there is a great deal of
flexibility in the current Part 71 and wondered if NRC is planning to
put out additional guidance to alert the designers to the flexibility
that is available.
Response. NRC acknowledges the commenters' recommendation regarding
the current flexibility in Part 71 and agrees with the potential
benefit of guidance on flexibility and making changes for Type B
packages under Part 71. NRC understands that it would be helpful to
describe and articulate the way that applications should be prepared to
allow this flexibility. This includes identifying areas of flexibility,
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the kinds of things that are flexible, where we have seen problems, and
where there are areas of over-commitment in the applications. Although
no decision has been made on the method of communication to be used to
inform the stakeholders about the flexibility that is currently
available under Part 71, the staff would like to point out that several
existing documents provide some of this guidance. Regulatory Guide 7.9,
``Standard Format and Content of Part 71 Applications for Approval of
Packaging for Radioactive Material,'' NUREG/CR-5502, ``Engineering
Drawings for 10 CFR Part 71 Package Approvals,'' and NUREG/CR-4775,
``Guide for Preparing Operating Procedures for Shipping Packages,'' are
three examples that provide guidelines for preparing applications for
package approval under the current Part 71.
Comment. One commenter expressed concern that having to do a second
safety analysis report, as proposed in Subpart I, to set up a whole set
of criteria and identify another set of accident scenarios,
probabilities, and consequence analyses, etc., is going to be very
burdensome on the front end. The commenter cautioned that a lot more
questions will be raised, rather than answered, if the industry goes
down the path of having everyone develop their own accident scenarios,
probabilities, and consequence assessments. The commenter suggested
that the cost associated with doing a second SAR may be more expensive
than doing an SAR under the current Part 71, because the regulations
under the current Part 71 are very well defined and the industry knows
exactly what it has to address. The commenter further suggested that it
will take a lot of license amendments, under the current Part 71, to
get a payback on the additional cost for second SAR approval.
Response. NRC acknowledges the commenter's information about
potential burdens and costs that the proposed rule could impose on
stakeholders.
Comment. One commenter suggested that the change authority included
in the proposed Subpart I would not benefit existing packages; however,
it might benefit new applications because they can build in enough
flexibility in the drawings of the new applications. The commenter also
called for an industry forum to develop a set of accident scenarios
that will be binding for everybody.
Response. The NRC has decided to withdraw the proposed rule for the
reasons previously explained.
Comment. Two commenters noted that, based on their respective
experience in Part 72, the percentage of changes made, under Sec.
72.48, that require a corresponding change to the Part 71 Certificate
of Compliance, will be very low.
Response. NRC acknowledges the commenter's experience about changes
that were made, under Sec. 72.48, for dual-purpose casks, that would
still require a Part 71 Certificate amendment.
Comment. One commenter wanted to know whether changes can be made,
under the regular Part 71 approval, without coming to NRC for
amendments, if the same changes were first made under the change
authority of Part 71, for Type (DP) packages.
Response. This comment is now moot, given NRC's decision to
withdraw the proposed Subpart I.
Comment. One commenter used an example of minor design change to
illustrate what would happen under the current Part 71 and what it
might look like under the proposed Subpart I. Based on the scenario
discussed, the commenter predicted that no one will be using the
proposed Subpart I because a minor design change does not appear be a
particularly time-consuming or costly operation under the current Part
71, as compared to the proposed Subpart I.
Response. NRC acknowledges the comparison about making design
changes under the current Part 71, and the proposed Subpart I.
Comment. One commenter suggested that a well developed full-scale
cask testing program would address cask performance issues and
eliminates the need to do a very detailed SAR, as proposed in Subpart
I.
Response. NRC acknowledges the recommendation of using full-scale
tests for certification, however, Part 71 does not require full-scale
tests for certification. It is the applicant's decision as to whether
to use full-scale tests, scale model tests, or analyses, for
certification. Therefore, this comment is beyond the scope of this
rulemaking.
Comment. One commenter wanted to know whether separate certificates
are required for a common design with different sizes and weights.
Response. Under the current Part 71, variations in design like that
are handled under a single certificate. They would be evaluated by
looking at bounding configurations.
Comment. Four commenters suggested that the proposed Subpart I will
not work unless NRC were to provide detailed guidance, developed in
consultation with affected stakeholders, on the methods, data, and
assumptions to be used in such safety analyses. NRC should not expect
individual applicants to have to take that responsibility. One
commenter suggested the NRC Modal Study and another suggested NUREG/CR
6672, ``Reexamination of Spent Fuel Shipment Risk Estimates,'' as good
representative models of the types of accident analyses that the
applicants may want to consider. One commenter cautioned that the
standardized accident analysis may not be applicable to an applicant
who only uses casks for localized shipments.
Response. NRC understands that it is ineffective, inefficient, and
possibly confusing to have many different groups and entities creating
accident analyses, predicting transport accident probabilities for
individual designs. This supports NRC's decision to withdraw the
proposed Subpart I.
Comment. Two commenters noted that the change authority would not
benefit them during the next few years because the spent fuel
transportation program is not active at the present time nor expected
to be, in the near future. Consequently, most of the current Part 71
amendment requests, rather than dealing with design changes, are
dealing with upgrade contents and adding contents to the existing
packages, which would not be benefitted by the change authority.
Response. NRC acknowledges the commenter's opinion that the
proposed change authority of Subpart I lacked near-term benefit.
Comment. One commenter, associated with several utilities that
store fuel in dry casks at this time, expressed disapproval of paying
for the implementation of the change authority without seeing any
benefit to the utilities. The same commenter also questioned about
paying for the implementation of the change authority while the benefit
goes to the public relations for Yucca Mountain Project, as suggested
by another commenter.
Response. No response to the commenter is needed, given NRC's
decision to withdraw the proposed Subpart I.
Comment. One commenter noted that the greatest cost for preparation
of a SAR associated with the proposed Subpart I would likely occur for
the first cask analyzed under the new requirements. The commenter
suggested that such cost might appropriately be borne by NRC as part of
the PPS. The commenter also suggested that, for those casks to be used
for shipments to Yucca Mountain, the cost might appropriately be borne
by DOE.
Response. No response to the commenter is needed, given NRC's
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decision to withdraw the proposed Subpart I.
Dated at Rockville, Maryland, this 28th day of December, 2004.
For the Nuclear Regulatory Commission.
Annette L. Vietti-Cook,
Secretary of the Commission.
[FR Doc. 05-25 Filed 1-3-05; 8:45 am]
BILLING CODE 7590-01-P