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[Federal Register: March 27, 2008 (Volume 73, Number 60)]
[Rules and Regulations]               
[Page 16435-16514]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr27mr08-8]                         

[[Page 16435]]

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Part II

Environmental Protection Agency

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40 CFR Parts 50 and 58

National Ambient Air Quality Standards for Ozone; Final Rule

[[Page 16436]]

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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Parts 50 and 58

[EPA-HQ-OAR-2005-0172; FRL-8544-3]
RIN 2060-AN24

 
National Ambient Air Quality Standards for Ozone

AGENCY: Environmental Protection Agency (EPA).

ACTION: Final rule.

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SUMMARY: Based on its review of the air quality criteria for ozone 
(O3) and related photochemical oxidants and national ambient 
air quality standards (NAAQS) for O3, EPA is making 
revisions to the primary and secondary NAAQS for O3 to 
provide requisite protection of public health and welfare, 
respectively. With regard to the primary standard for O3, 
EPA is revising the level of the 8-hour standard to 0.075 parts per 
million (ppm), expressed to three decimal places. With regard to the 
secondary standard for O3, EPA is revising the current 8-
hour standard by making it identical to the revised primary standard. 
EPA is also making conforming changes to the Air Quality Index (AQI) 
for O3, setting an AQI value of 100 equal to 0.075 ppm, 8-
hour average, and making proportional changes to the AQI values of 50, 
150 and 200.

DATES: This final rule is effective on May 27, 2008.

ADDRESSES: EPA has established a docket for this action under Docket ID 
No. EPA-HQ-OAR-2005-0172. All documents in the docket are listed on the 
www.regulations.gov Web site. Although listed in the index, some 
information is not publicly available, e.g., confidential business 
information or other information whose disclosure is restricted by 
statute. Certain other material, such as copyrighted material, is not 
placed on the Internet and will be publicly available only in hard copy 
form. Publicly available docket materials are available either 
electronically through www.regulations.gov or in hard copy at the Air 
and Radiation Docket and Information Center, EPA/DC, EPA West, Room 
3334, 1301 Constitution Ave., NW., Washington, DC. This Docket Facility 
is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding 
legal holidays. The Docket telephone number is 202-566-1742. The 
telephone number for the Public Reading Room is 202-566-1744.

FOR FURTHER INFORMATION CONTACT: Dr. David J. McKee, Health and 
Environmental Impacts Division, Office of Air Quality Planning and 
Standards, U.S. Environmental Protection Agency, Mail Code C504-06, 
Research Triangle Park, NC 27711; telephone: 919-541-5288; fax: 919-
541-0237; e-mail: mckee.dave@epa.gov.

SUPPLEMENTARY INFORMATION:

Table of Contents

    The following topics are discussed in this preamble:

I. Background
    A. Summary of Revisions to the O3 NAAQS
    B. Legislative Requirements
    C. Review of Air Quality Criteria and Standards for 
O3
    D. Summary of Proposed Revisions to the O3 NAAQS
    E. Organization and Approach to Final Decision on O3 
NAAQS
II. Rationale for Final Decision on the Primary O3 
Standard
    A. Introduction
    1. Overview
    2. Overview of Health Effects
    3. Overview of Human Exposure and Health Risk Assessments
    B. Need for Revision of the Current Primary O3 
Standard
    1. Introduction
    2. Comments on the Need for Revision
    3. Conclusions Regarding the Need for Revision
    C. Conclusions on the Elements of the Primary O3 
Standard
    1. Indicator
    2. Averaging Time
    3. Form
    4. Level
    D. Final Decision on the Primary O3 Standard
III. Communication of Public Health Information
IV. Rationale for Final Decision on the Secondary O3 
Standard
    A. Introduction
    1. Overview
    2. Overview of Vegetation Effects Evidence
    3. Overview of Biologically Relevant Exposure Indices
    4. Overview of Vegetation Exposure and Risk Assessments
    B. Need for Revision of the Current Secondary O3 
Standard
    1. Introduction
    2. Comments on the Need for Revision
    3. Conclusions Regarding the Need for Revision
    C. Conclusions on the Secondary O3 Standard
    1. Staff Paper Evaluation
    2. CASAC Views
    3. Administrator's Proposed Conclusions
    4. Comments on the Secondary Standard Options
    5. Administrator's Final Conclusions
    D. Final Decision on the Secondary O3 Standard
V. Creation of Appendix P--Interpretation of the NAAQS for 
O3
    A. General
    B. Data Completeness
    C. Data Reporting and Handling and Rounding Conventions
VI. Ambient Monitoring Related to Revised O3 Standards
VII. Implementation and Related Control Requirements
    A. Future Implementation Steps
    1. Designations
    2. State Implementation Plans
    3. Trans-boundary Emissions
    4. Monitoring Requirements
    B. Related Control Requirements
VIII. Statutory and Executive Order Reviews
    A. Executive Order 12866: Regulatory Planning and Review
    B. Paperwork Reduction Act
    C. Regulatory Flexibility Act
    D. Unfunded Mandates Reform Act
    E. Executive Order 13132: Federalism
    F. Executive Order 13175: Consultation and Coordination With 
Indian Tribal Governments
    G. Executive Order 13045: Protection of Children From 
Environmental Health & Safety Risks
    H. Executive Order 13211: Actions That Significantly Affect 
Energy Supply, Distribution or Use
    I. National Technology Transfer and Advancement Act
    J. Executive Order 12898: Federal Actions to Address 
Environmental Justice in Minority Populations and Low-Income 
Populations
    K. Congressional Review Act
References

I. Background

A. Summary of Revisions to the O3 NAAQS

    Based on its review of the air quality criteria for O3 
and related photochemical oxidants and national ambient air quality 
standards (NAAQS) for O3, EPA is making revisions to the 
primary and secondary NAAQS for O3 to provide protection of 
public health and welfare, respectively, that is appropriate under 
section 109, and is making corresponding revisions in data handling 
conventions for O3.
    With regard to the primary standard for O3, EPA is 
revising the level of the 8-hour standard to a level of 0.075 parts per 
million (ppm), to provide increased protection for children and other 
``at risk'' populations against an array of O3-related 
adverse health effects that range from decreased lung function and 
increased respiratory symptoms to serious indicators of respiratory 
morbidity including emergency department visits and hospital admissions 
for respiratory causes, and possibly cardiovascular-related morbidity 
as well as total nonaccidental and cardiorespiratory mortality. EPA is 
specifying the level of the primary standard to the nearest thousandth 
ppm.
    With regard to the secondary standard for O3, EPA is 
revising the standard by making it identical to the revised primary 
standard.

[[Page 16437]]

B. Legislative Requirements

    Two sections of the Clean Air Act (CAA) govern the establishment 
and revision of the NAAQS. Section 108 (42 U.S.C. 7408) directs the 
Administrator to identify and list ``air pollutants'' emissions of 
which ``in his judgment, cause or contribute to air pollution which may 
reasonably be anticipated to endanger public health or welfare,'' whose 
``presence * * * in the ambient air results from numerous or diverse 
mobile or stationary sources,'' and for which the Administrator plans 
to issue air quality criteria, and to issue air quality criteria for 
those that are listed. Air quality criteria are to ``accurately reflect 
the latest scientific knowledge useful in indicating the kind and 
extent of identifiable effects on public health or welfare which may be 
expected from the presence of [a] pollutant in ambient air, in varying 
quantities * * *.'' Section 109 (42 U.S.C. 7409) directs the 
Administrator to propose and promulgate ``primary'' and ``secondary'' 
NAAQS for pollutants listed under section 108. Section 109(b)(1) 
defines a primary standard as one ``the attainment and maintenance of 
which in the judgment of the Administrator, based on such criteria and 
allowing an adequate margin of safety, are requisite to protect the 
public health.'' \1\ A secondary standard, as defined in section 
109(b)(2), must ``specify a level of air quality the attainment and 
maintenance of which in the judgment of the Administrator, based on 
such criteria, is requisite to protect the public welfare from any 
known or anticipated adverse effects associated with the presence of 
[the] pollutant in the ambient air.'' \2\
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    \1\ The legislative history of section 109 indicates that a 
primary standard is to be set at ``the maximum permissible ambient 
air level * * * which will protect the health of any [sensitive] 
group of the population,'' and that for this purpose ``reference 
should be made to a representative sample of persons comprising the 
sensitive group rather than to a single person in such a group'' [S. 
Rep. No. 91-1196, 91st Cong., 2d Sess. 10 (1970)].
    \2\ Welfare effects as defined in section 302(h) (42 U.S.C. 
7602(h)) include, but are not limited to, ``effects on soils, water, 
crops, vegetation, manmade materials, animals, wildlife, weather, 
visibility and climate, damage to and deterioration of property, and 
hazards to transportation, as well as effects on economic values and 
on personal comfort and well-being.''
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    The requirement that primary standards provide an adequate margin 
of safety was intended to address uncertainties associated with 
inconclusive scientific and technical information available at the time 
of standard setting. It was also intended to provide a reasonable 
degree of protection against hazards that research has not yet 
identified. Lead Industries Association v. EPA, 647 F.2d 1130, 1154 (DC 
Cir 1980), cert. denied, 449 U.S. 1042 (1980); American Petroleum 
Institute v. Costle, 665 F.2d 1176, 1186 (DC Cir. 1981), cert. denied, 
455 U.S. 1034 (1982). Both kinds of uncertainties are components of the 
risk associated with pollution at levels below those at which human 
health effects can be said to occur with reasonable scientific 
certainty. Thus, in selecting primary standards that provide an 
adequate margin of safety, the Administrator is seeking not only to 
prevent pollution levels that have been demonstrated to be harmful but 
also to prevent lower pollutant levels that may pose an unacceptable 
risk of harm, even if the risk is not precisely identified as to nature 
or degree. The CAA does not require the Administrator to establish a 
primary NAAQS at a zero-risk level or at background concentration 
levels, see Lead Industries Association v. EPA, 647 F.2d at 1156 n. 51, 
but rather at a level that reduces risk sufficiently so as to protect 
public health with an adequate margin of safety.
    The selection of any particular approach to providing an adequate 
margin of safety is a policy choice left specifically to the 
Administrator's judgment. Lead Industries Association v. EPA, 647 F.2d 
at 1161-62. In addressing the requirement for an adequate margin of 
safety, EPA considers such factors as the nature and severity of the 
health effects involved, the size of the population(s) at risk, and the 
kind and degree of the uncertainties that must be addressed.
    In setting standards that are ``requisite'' to protect public 
health and welfare, as provided in section 109(b), EPA's task is to 
establish standards that are neither more nor less stringent than 
necessary for these purposes. Whitman v. America Trucking Associations, 
531 U.S. 457, 473. Further the Supreme Court ruled that ``[t]he text of 
Sec.  109(b), interpreted in its statutory and historical context and 
with appreciation for its importance to the CAA as a whole, 
unambiguously bars cost considerations from the NAAQS-setting process * 
* *'' Id. at 472.\3\
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    \3\ In considering whether the CAA allowed for economic 
considerations to play a role in the promulgation of the NAAQS, the 
Supreme Court rejected arguments that because many more factors than 
air pollution might affect public health, EPA should consider 
compliance costs that produce health losses in setting the NAAQS. 
531 U.S. at 466. Thus, EPA may not take into account possible public 
health impacts from the economic cost of implementation. Id.
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    Section 109(d)(1) of the CAA requires that ``not later than 
December 31, 1980, and at 5-year intervals thereafter, the 
Administrator shall complete a thorough review of the criteria 
published under section 108 and the national ambient air quality 
standards * * * and shall make such revisions in such criteria and 
standards and promulgate such new standards as may be appropriate in 
accordance with section 108 and [109(b)].'' Section 109(d)(2) requires 
that an independent scientific review committee ``shall complete a 
review of the criteria * * * and the national primary and secondary 
ambient air quality standards * * * and shall recommend to the 
Administrator any new * * * standards and revisions of existing 
criteria and standards as may be appropriate under section 108 and 
[section 109(b)].'' This independent review function is performed by 
the Clean Air Scientific Advisory Committee (CASAC) of EPA's Science 
Advisory Board.

C. Review of Air Quality Criteria and Standards for O3

    Ground-level O3 is formed from biogenic and 
anthropogenic precursor emissions. Naturally occurring O3 in 
the troposphere can result from biogenic organic precursors reacting 
with naturally occurring nitrogen oxides (NOX) and by 
stratospheric O3 intrusion into the troposphere. 
Anthropogenic precursors of O3, specifically NOX 
and volatile organic compounds (VOC), originate from a wide variety of 
stationary and mobile sources. Ambient O3 concentrations 
produced by these emissions are directly affected by temperature, solar 
radiation, wind speed and other meteorological factors.
    The last review of the O3 NAAQS was completed on July 
18, 1997, based on the 1996 O3 Air Quality Criteria Document 
(EPA, 1996a) and 1996 O3 Staff Paper (EPA, 1996b). EPA 
revised the primary and secondary O3 standards on the basis 
of the then latest scientific evidence linking exposures to ambient 
O3 to adverse health and welfare effects at levels allowed 
by the 1-hour average standards (62 FR 38856). The O3 
standards were revised by replacing the existing primary 1-hour average 
standard with an 8-hour average O3 standard set at a level 
of 0.08 ppm, which is equivalent to 0.084 ppm using the standard 
rounding conventions. The form of the primary standard was changed to 
the annual fourth-highest daily maximum 8-hour average concentration, 
averaged over 3 years. The secondary O3 standard was changed 
by making it identical in all respects to the revised primary standard.
    EPA initiated this current review in September 2000 with a call for 
information (65 FR 57810) for the development of a revised Air Quality

[[Page 16438]]

Criteria Document for O3 and Other Photochemical Oxidants 
(henceforth the ``Criteria Document''). A project work plan (EPA, 2002) 
for the preparation of the Criteria Document was released in November 
2002 for CASAC O3 Panel \4\ (henceforth, ``CASAC Panel'') 
and public review. EPA held a series of workshops in mid-2003 on 
several draft chapters of the Criteria Document to obtain broad input 
from the relevant scientific communities. These workshops helped to 
inform the preparation of the first draft Criteria Document (EPA, 
2005a), which was released for CASAC Panel and public review on January 
31, 2005; a CASAC Panel meeting was held on May 4-5, 2005 to review the 
first draft Criteria Document. A second draft Criteria Document (EPA, 
2005b) was released for CASAC Panel and public review on August 31, 
2005, and was discussed along with a first draft Staff Paper (EPA, 
2005c) at a CASAC Panel meeting held on December 6-8, 2005. In a 
February 16, 2006 letter to the Administrator, the CASAC Panel offered 
final comments on all chapters of the Criteria Document (Henderson, 
2006a), and the final Criteria Document (EPA, 2006a) was released on 
March 21, 2006. In a June 8, 2006 letter (Henderson, 2006b) to the 
Administrator, the CASAC Panel offered additional advice to the Agency 
concerning chapter 8 of the final Criteria Document (Integrative 
Synthesis) to help inform the second draft Staff Paper.
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    \4\ The CASAC O3 Review Panel includes the seven 
members of the chartered CASAC, supplemented by fifteen subject-
matter experts appointed by the Administrator to provide additional 
scientific expertise relevant to this review of the O3 
NAAQS.
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    A second draft Staff Paper (EPA, 2006b) was released on July 17, 
2006 and reviewed by the CASAC Panel on August 24 and 25, 2006. In an 
October 24, 2006 letter to the Administrator, CASAC Panel provided 
advice and recommendations to the Agency concerning the second draft 
Staff Paper (Henderson, 2006c). A final Staff Paper (EPA, 2007a) was 
released on January 31, 2007. Around the time of the release of the 
final Staff Paper in January 2007, EPA discovered a small error in the 
exposure model that when corrected resulted in slight increases in the 
human exposure estimates. Since the exposure estimates are an input to 
the lung function portion of the health risk assessment, this 
correction also resulted in slight increases in the lung function risk 
estimates as well. The exposure and risk estimates discussed in this 
final rule reflect the corrected estimates, and thus are slightly 
different than the exposure and risk estimates cited in the January 31, 
2007 Staff Paper.\5\ In a March 26, 2007 letter (Henderson, 2007), the 
CASAC Panel offered additional advice to the Administrator with regard 
to recommendations and revisions to the primary and secondary 
O3 NAAQS.
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    \5\ EPA made available corrected versions of the final Staff 
Paper (EPA, 2007b, henceforth, ``Staff Paper'') and the human 
exposure and health risk assessment technical support documents on 
July 31, 2007 on the EPA Web site http://www.epa.gov/ttn/naaqs.
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    The schedule for completion of this review has been governed by a 
consent decree resolving a lawsuit filed in March 2003 by a group of 
plaintiffs representing national environmental and public health 
organizations, alleging that EPA had failed to complete the current 
review within the period provided by statute.\6\ The modified consent 
decree that currently governs this review provides that EPA sign for 
publication notices of proposed and final rulemaking concerning its 
review of the O3 NAAQS no later than June 20, 2007 and March 
12, 2008, respectively. The proposed decision (henceforth ``proposal'') 
was signed on June 20, 2007 and published in the Federal Register on 
July 11, 2007.
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    \6\ American Lung Association v. Whitman (No. 1:03CV00778, 
D.D.C. 2003).
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    A large number of comments were received from various commenters on 
the proposed revisions to the O3 NAAQS. Significant issues 
raised in the public comments are discussed throughout the preamble of 
this final action. A comprehensive summary of all significant comments, 
along with EPA's responses (henceforth ``Response to Comments''), can 
be found in the docket for this rulemaking.
    Various commenters have referred to and discussed a number of new 
scientific studies on the health effects of O3 that had been 
published recently and therefore were not included in the Criteria 
Document (EPA, 2006a, henceforth ``Criteria Document).\7\ EPA has 
provisionally considered any significant ``new'' studies, including 
those submitted during the public comment period. The purpose of this 
effort was to ensure that the Administrator was fully aware of the 
``new'' science before making a final decision on whether to revise the 
current O3 NAAQS. EPA provisionally considered these studies 
to place their results in the context of the findings of the Criteria 
Document.
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    \7\ For ease of reference, these studies will be referred to as 
``new'' studies or ``new'' science, using quotation marks around the 
word new. Referring to studies that were published too recently to 
have been included in the 2004 Criteria Document as ``new'' studies 
is intended to clearly differentiate such studies from those that 
have been published since the last review and are included in the 
2004 Criteria Document (these studies are sometimes referred to as 
new (without quotation marks) or more recent studies, to indicate 
that they were not included in the 1996 Criteria Document and thus 
are newly available in this review.
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    As in prior NAAQS reviews, EPA is basing its decision in this 
review on studies and related information included in the Criteria 
Document and Staff Paper, which have undergone CASAC and public review. 
The studies assessed in the Criteria Document, and the integration of 
the scientific evidence presented in that document, have undergone 
extensive critical review by EPA, CASAC, and the public during the 
development of the Criteria Document. The rigor of that review makes 
these studies, and their integrative assessment, the most reliable 
source of scientific information on which to base decisions on the 
NAAQS, decisions that all parties recognize as of great import. NAAQS 
decisions can have profound impacts on public health and welfare, and 
NAAQS decisions should be based on studies that have been rigorously 
assessed in an integrative manner not only by EPA but also by the 
statutorily mandated independent advisory committee, as well as the 
public review that accompanies this process. As described above, EPA's 
provisional consideration of these studies did not and could not 
provide that kind of in-depth critical review.
    This decision is consistent with EPA's practice in prior NAAQS 
reviews. Since the 1970 amendments, the EPA has taken the view that 
NAAQS decisions are to be based on scientific studies and related 
information that have been assessed as a part of the pertinent air 
quality criteria, and has consistently followed this approach. See 71 
FR 61144, 61148 (October 17, 2006) (final decision on review of PM 
NAAQS) for a detailed discussion of this issue and EPA's past practice.
    As discussed in EPA's 1993 decision not to revise the NAAQS for 
O3 ``new'' studies may sometimes be of such significance 
that it is appropriate to delay a decision on revision of a NAAQS and 
to supplement the pertinent air quality criteria so the studies can be 
taken into account (58 FR at 13013-13014, March 9, 1993). In the 
present case, EPA's provisional consideration of ``new'' studies 
concludes that, taken in context, the ``new'' information and findings 
do not materially change any of the broad scientific conclusions 
regarding the health effects of O3 exposure made in the 
Criteria Document. For this reason, reopening the air quality criteria 
review would not be warranted even if there were time to do so under 
the court order

[[Page 16439]]

governing the schedule for this rulemaking. Accordingly, EPA is basing 
the final decisions in this review on the studies and related 
information included in the O3 air quality criteria that 
have undergone CASAC and public review. EPA will consider the newly 
published studies for purposes of decision making in the next periodic 
review of the O3 NAAQS, which will provide the opportunity 
to fully assess them through a more rigorous review process involving 
EPA, CASAC, and the public. Further discussion of these ``new'' studies 
can be found in the Response to Comments document.
    This action presents the Administrator's final decisions on the 
review of the current primary and secondary O3 standards. 
Throughout this preamble a number of conclusions, findings, and 
determinations made by the Administrator are noted. They identify the 
reasoning that supports this final decision and are intended to be 
final and conclusive.

D. Summary of Proposed Revisions to the O3 NAAQS

    For reasons discussed in the proposal, the Administrator proposed 
to revise the current primary and secondary O3 standards. 
With regard to the primary O3 standard, the Administrator 
proposed to revise the level of the 8-hour O3 standard to a 
level within the range of 0.070 ppm to 0.075 ppm, based on a 3-year 
average of the fourth-highest maximum 8-hour average concentration. 
Related revisions for O3 data handling conventions and for 
the reference method for monitoring O3 were also proposed. 
These revisions were proposed to provide increased protection for 
children and other ``at risk'' populations against an array of 
O3-related adverse health effects that range from decreased 
lung function and increased respiratory symptoms to serious indicators 
of respiratory morbidity, including emergency department visits and 
hospital admissions for respiratory causes, and possibly 
cardiovascular-related morbidity, as well as total nonaccidental and 
cardiorespiratory mortality. EPA also proposed to specify the level of 
the primary standard to the nearest thousandth ppm. EPA solicited 
comment on alternative levels down to 0.060 ppm and up to and including 
retaining the current 8-hour standard of 0.08 ppm (effectively 0.084 
ppm using current data rounding conventions).
    With regard to the secondary standard for O3, EPA 
proposed to revise the current 8-hour standard with one of two options 
to provide increased protection against O3-related adverse 
impacts on vegetation and forested ecosystems. One option was to 
replace the current standard with a cumulative, seasonal standard 
expressed as an index of the annual sum of weighted hourly 
concentrations, cumulated over 12 hours per day (8 am to 8 pm) during 
the consecutive 3-month period within the O3 season with the 
maximum index value, set at a level within the range of 7 to 21 ppm-
hours. The other option was to make the secondary standard identical to 
the proposed primary 8-hour standard. EPA solicited comment on 
specifying a cumulative, seasonal standard in terms of a 3-year average 
of the annual sums of weighted hourly concentrations; on the range of 
alternative 8-hour standard levels for which comment was being 
solicited for the primary standard, including retaining the current 
secondary standard, which is identical to the current primary standard; 
and on an alternative approach to setting a cumulative, seasonal 
secondary standard.

E. Organization and Approach to Final O3 NAAQS Decisions

    This action presents the Administrator's final decisions regarding 
the need to revise the current primary and secondary O3 
standards. Revisions to the primary standard for O3 are 
addressed below in section II, and a discussion on communication of 
public health information regarding revisions to the primary 
O3 standard is presented in section III. The secondary 
O3 standard is addressed below in section IV. Related data 
completeness and data handling and rounding conventions are addressed 
in section V, and federal reference methods for monitoring 
O3 are addressed below in section VI. Future implementation 
steps and related control requirements are discussed in section VII. A 
discussion of statutory and executive order reviews is provided in 
section VIII.
    Today's final decisions are based on a thorough review in the 
Criteria Document of scientific information on known and potential 
human health and welfare effects associated with exposure to 
O3 at levels typically found in the ambient air. These final 
decisions also take into account: (1) Staff assessments in the Staff 
Paper of the most policy-relevant information in the Criteria Document 
as well as quantitative exposure and risk assessments based on that 
information; (2) CASAC Panel advice and recommendations, as reflected 
in its letters to the Administrator, its discussions of drafts of the 
Criteria Document and Staff Paper at public meetings, and separate 
written comments prepared by individual members of the CASAC Panel; (3) 
public comments received during the development of these documents, 
either in connection with CASAC Panel meetings or separately; and (4) 
extensive public comments received on the proposed rulemaking.

II. Rationale for Final Decisions on the Primary O3 Standard

A. Introduction

1. Overview
    This section presents the Administrator's final decisions regarding 
the need to revise the current primary O3 NAAQS, and the 
appropriate revision to the level of the 8-hour standard. As discussed 
more fully below, the rationale for the final decision on appropriate 
revisions to the primary O3 NAAQS includes consideration of: 
(1) Evidence of health effects related to short-term exposures to 
O3; (2) insights gained from quantitative exposure and 
health risk assessments; (3) public and CASAC Panel comments received 
during the development and review of the Criteria Document, Staff 
Paper, exposure and risk assessments and on the proposal notice.
    In developing this rationale, EPA has drawn upon an integrative 
synthesis of the entire body of evidence \8\ relevant to examining 
associations between exposure to ambient O3 and a broad 
range of health endpoints (EPA, 2006a, Chapter 8), focusing on those 
health endpoints for which the Criteria Document concluded that the 
associations are causal or likely to be causal. This body of evidence 
includes hundreds of studies conducted in many countries around the 
world. In its assessment of the evidence judged to be most relevant to 
decisions on elements of the primary O3 standards, EPA has 
placed greater weight on U.S. and Canadian studies, since studies 
conducted in other countries may well reflect different demographic and 
air pollution characteristics.
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    \8\ The word ``evidence'' is used in this notice to refer to 
studies that provide information relevant to an area of inquiry, 
which can include studies that report positive or negative results 
or that provide interpretative information.
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    As discussed below, a significant amount of new research has been 
conducted since the last review, with important new information coming 
from epidemiological, toxicological, controlled human exposure, and 
dosimetric studies. Moreover, the newly available research studies 
evaluated in the Criteria Document have undergone intensive scrutiny 
through multiple layers of peer review, with extended

[[Page 16440]]

opportunities for review and comment by CASAC Panel and the public. As 
with virtually any policy-relevant scientific research, there is 
uncertainty in the characterization of health effects attributable to 
exposure to ambient O3, most generally with regard to 
whether observed health effects and associations are causal or likely 
causal in nature and, if so, the certainty of causal associations at 
various exposure levels. While important uncertainties remain, the 
review of the health effects information has been extensive and 
deliberate. In the judgment of the Administrator, this intensive 
evaluation of the scientific evidence provides an adequate basis for 
regulatory decision making at this time. This review also provides 
important input to EPA's research plan for improving our future 
understanding of the relationships between exposures to ambient 
O3 and health effects.
    The health effects information and quantitative exposure and health 
risk assessment were summarized in sections II.A and II.B of the 
proposal (72 FR at 37824-37862) and are only briefly outlined below in 
sections II.A.2 and II.A.3. Subsequent sections of this preamble 
provide a more complete discussion of the Administrator's rationale, in 
light of key issues raised in public comments, for concluding that the 
current standard is not requisite to protect public health with an 
adequate margin of safety, and it is appropriate to revise the current 
primary O3 standards to provide additional public health 
protection (section II.B), as well as a more complete discussion of the 
Administrator's rationale for retaining or revising the specific 
elements of the primary O3 standards (section II.C), namely 
the indicator (section II.C.1); averaging time (section II.C.2); form 
(section II.C.3); and level (section II.C.4). A summary of the final 
decisions on revisions to the primary O3 standards is 
presented in section II.D.
2. Overview of Health Effects
    This section outlines the information presented in Section II.A of 
the proposal on known or potential effects on public health which may 
be expected from the presence of O3 in ambient air. The 
decision in the last review focused primarily on evidence from short-
term (e.g., 1 to 3 hours) and prolonged ( 6 to 8 hours) controlled-
exposure studies reporting lung function decrements, respiratory 
symptoms, and respiratory inflammation in humans, as well as 
epidemiology studies reporting excess hospital admissions and emergency 
department visits for respiratory causes. The Criteria Document 
prepared for this review emphasizes a large number of epidemiological 
studies published since the last review with these and additional 
health endpoints, including the effects of acute (short-term and 
prolonged) and chronic exposures to O3 on lung function 
decrements and enhanced respiratory symptoms in asthmatic individuals, 
school absences, and premature mortality. It also emphasizes important 
new information from toxicology, dosimetry, and controlled human 
exposure studies. Highlights of the evidence include:
    (1) Two new controlled human-exposure studies are now available 
that examine respiratory effects associated with prolonged 
O3 exposures at levels at and below 0.080 ppm, which was the 
lowest exposure level that had been examined in the last review.
    (2) Numerous recent controlled human-exposure studies have examined 
indicators of O3-induced inflammatory response in both the 
upper respiratory tract (URT) and lower respiratory tract (LRT), while 
other studies have examined changes in host defense capability 
following O3 exposure of healthy young adults and increased 
airway responsiveness to allergens in subjects with allergic asthma and 
allergic rhinitis exposed to O3.
    (3) New evidence from controlled human exposure studies showing 
that asthmatics have greater respiratory-related physiological 
responses than healthy subjects and new evidence from epidemiological 
studies showing associations between O3 exposure and lung 
function and respiratory symptom responses; these findings differ from 
the presumption in the last review that people with asthma had 
generally the same magnitude of respiratory responses to O3 
as those experienced by healthy individuals.
    (4) Animal toxicology studies provide new information regarding 
potential mechanisms of action, increased susceptibility to respiratory 
infection, and biological plausibility of acute effects as well as 
chronic, irreversible respiratory damage observed in animals.
    (5) Numerous epidemiological studies published during the past 
decade offer added evidence of associations between acute ambient 
O3 exposures and lung function decrements and respiratory 
symptoms in physically active healthy subjects and asthmatic subjects, 
as well as new evidence regarding additional health endpoints, 
including relationships between ambient O3 concentrations 
and school absenteeism and between ambient O3 and cardiac-
related physiological endpoints.
    (6) Several additional studies have been published over the last 
decade examining the temporal associations between acute O3 
exposures and both emergency department visits for respiratory diseases 
and respiratory-related hospital admissions.
    (7) A large number of newly available epidemiological studies have 
examined the effects of acute exposure to PM and O3 on 
premature mortality, notably including large multi-city studies that 
provide much more robust information than was available in the last 
review, as well as recent meta-analyses that have evaluated potential 
sources of heterogeneity in O3-mortality associations.
    Section II.A of the proposal provides a detailed summary of key 
information contained in the Criteria Document (chapters 4-8) and in 
the Staff Paper (chapter 3), on the known and potential effects of 
O3 exposure and information on the effects of O3 
exposure in combination with other pollutants that are routinely 
present in the ambient air (72 FR 37824-37851). The information there 
summarizes:
    (1) New information available on potential mechanisms for morbidity 
and mortality effects associated with exposure to O3, 
including potential mechanisms or pathways related to direct effects on 
the respiratory system, systemic effects that are secondary to effects 
in the respiratory system (e.g., cardiovascular effects);
    (2) The nature of effects that have been associated directly with 
exposure to O3 or indirectly with the presence of 
O3 in ambient air, including premature mortality, 
aggravation of respiratory and cardiovascular disease (as indicated by 
increased hospital admissions and emergency department visits), changes 
in lung function and increased respiratory symptoms, as well as new 
evidence for more subtle indicators of cardiovascular health;
    (3) An integrative interpretation of the health effects evidence, 
focusing on the biological plausibility and coherence of the evidence 
and key issues raised in interpreting epidemiological studies, along 
with supporting evidence from experimental (e.g., dosimetric and 
toxicological) studies as well as the limitations of the evidence; and
    (4) Considerations in characterizing the public health impact of 
O3, including the identification of sensitive and vulnerable 
subpopulations that are potentially at risk to such effects, including 
active people, people with pre-existing lung and heart diseases, 
children and older adults, and people with increased responsiveness to 
O3.

[[Page 16441]]

3. Overview of Human Exposure and Health Risk Assessments
    To put judgments about health effects that are adverse for 
individuals into a broader public health context, EPA developed and 
applied models to estimate human exposures and health risks. This 
broader public health context included consideration of the size of 
particular population groups at risk for various effects, the 
likelihood that exposures of concern would occur for individuals in 
such groups under varying air quality scenarios, estimates of the 
number of people likely to experience O3-related effects, 
the variability in estimated exposures and risks, and the kind and 
degree of uncertainties inherent in assessing the exposures and risks 
involved.
    As discussed in more detail in section II.B of the proposal, there 
are a number of important uncertainties that affect the exposure and 
health risk estimates. It is also important to note that there have 
been significant improvements since the last review in both the 
exposure and health risk models. The CASAC Panel expressed the view 
that the exposure analysis represents a state-of-the-art modeling 
approach and that the health risk assessment was ``well done, balanced 
and reasonably communicated'' (Henderson, 2006c).
    In modeling exposures and health risks associated with just meeting 
the current and alternative O3 standards, EPA simulated air 
quality just meeting these standards based on O3 air quality 
patterns in several recent years and on how the shape of the 
O3 air quality distributions has changed over time based on 
historical trends in monitored O3 air quality data. As 
discussed in the proposal notice and in the Staff Paper (section 
4.5.8), recent O3 air quality distributions were 
statistically adjusted to simulate just meeting the current and 
selected alternative standards. Specifically, the exposure and risk 
assessment included estimates for a recent year of air quality and for 
air quality adjusted to simulate just meeting the current and 
alternative standards based on O3 season data from a recent 
three-year period (2002-2004). The O3 season in each area 
included the period of the year for which routine hourly O3 
monitoring data are available. Typically this period spans from March 
or April through September or October, although in some areas it 
includes the entire year. Three years were modeled to reflect the 
substantial year-to-year variability that occurs in O3 
levels and related meteorological conditions, and because the standard 
is specified in terms of a three-year period. The year-to-year 
variability observed in O3 levels is due to a combination of 
different weather patterns and the variation in emissions of 
O3 precursors. Nationally, 2002 was a relatively high year 
with respect to the 4th highest daily maximum 8-hour O3 
levels observed in urban areas across the U.S. (see Staff Paper, Figure 
2-16), with the mean of the distribution of annual 4th highest daily 
maximum 8-hour O3 levels for urban monitors nationwide being 
in the upper third among the years 1990 through 2004. In contrast, on a 
national basis, 2004 was the lowest year on record with respect to the 
mean of the distribution of annual 4th highest daily maximum 8-hour 
O3 levels for this same 15 year period. The 4th highest 
daily maximum 8-hour levels observed in most, but not all of the 12 
urban areas included in the exposure and risk assessment, were 
relatively low in 2004 compared to other recent years. The 4th highest 
daily maximum 8-hour O3 levels observed in 2003 in the 12 
urban areas and nationally generally were between those observed in 
2002 and 2004. As a result of the variability in air quality, the 
exposure and risk estimates associated with just meeting the current or 
any alternative standard also will vary depending on the year chosen 
for the analysis. Thus, exposure and risk estimates based on 2002 air 
quality generally show relatively higher numbers of children affected 
and the estimates based on 2004 air quality generally show relatively 
fewer numbers of children affected.
    These simulations do not reflect any consideration of specific 
control programs or strategies designed to achieve the reductions in 
emissions required to meet the specified standards. Further, these 
simulations do not represent predictions of when, whether, or how areas 
might meet the specified standards.\9\ Instead these simulations 
represent a projection of the kind of air quality levels that would be 
likely to occur in areas just attaining various alternative standards, 
when historical patterns of air quality, reflecting averages over many 
areas, are applied in the urban areas examined.
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    \9\ For informational purposes only, modeling that projects how 
areas might attain alternative standards in a future year as a 
result of Federal, State, local, and Tribal efforts is presented in 
the final Regulatory Impact Analysis being prepared in connection 
with this decision.
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a. Exposure Analyses
    As discussed in section II.B.1 of the proposal, EPA conducted human 
exposure analyses using a simulation model to estimate O3 
exposures for the general population, school age children (ages 5-18), 
and school age children with asthma living in 12 U.S. metropolitan 
areas representing different regions of the country where the current 
8-hour O3 standard is not met. The emphasis on children 
reflected the finding of the last review that children are an important 
at-risk group. Exposure estimates were developed using a probabilistic 
exposure model that is designed to explicitly model the numerous 
sources of variability that affect people's exposures. This exposure 
assessment is more fully described and presented in the Staff Paper and 
in a technical support document, Ozone Population Exposure Analysis for 
Selected Urban Areas (EPA, 2007c; henceforth ``Exposure Analysis 
TSD''). As noted in the proposal, the scope and methodology for this 
exposure assessment were developed over the last few years with 
considerable input from the CASAC Panel and the public.
    As discussed in the proposal notice and in greater detail in the 
Staff Paper (chapter 4) and Exposure Analysis TSD, EPA recognized that 
there are many sources of variability and uncertainty inherent in the 
input to this assessment and that there was uncertainty in the 
resulting O3 exposure estimates. In EPA's judgment, the most 
important uncertainties affecting the exposure estimates are related to 
the modeling of human activity patterns over an O3 season, 
the modeling of variations in ambient concentrations near roadways, and 
the modeling of air exchange rates that affect the amount of 
O3 that penetrates indoors. Another important uncertainty 
that affects the estimation of how many exposures are associated with 
moderate or greater exertion is the characterization of energy 
expenditure for children engaged in various activities. As discussed in 
more detail in the Staff Paper (section 4.3.4.7), the uncertainty in 
energy expenditure values carries over to the uncertainty of the 
modeled breathing rates, which are important since they are used to 
classify exposures occurring at moderate or greater exertion. These are 
the relevant exposures since O3-related effects observed in 
clinical studies only are observed when individuals are engaged in some 
form of exercise. The uncertainties in the exposure model inputs and 
the estimated exposures have been assessed using quantitative 
uncertainty and sensitivity analyses. Details are discussed in the 
Staff Paper (section 4.6) and in a technical memorandum describing the 
exposure modeling uncertainty analysis (Langstaff, 2007).
    The exposure assessment, which provided estimates of the number of 
people exposed to different levels of

[[Page 16442]]

ambient O3 while at elevated exertion \10\, served two 
purposes. First, the entire range of modeled personal exposures to 
ambient O3 was an essential input to the portion of the 
health risk assessment based on exposure-response functions from 
controlled human exposure studies, discussed in the next section. 
Second, estimates of personal exposures to ambient O3 
concentrations at and above specified benchmark levels while at 
elevated exertion provided some perspective on the public health 
impacts of health effects that we cannot currently evaluate in 
quantitative risk assessments but that may occur at current air quality 
levels, and the extent to which such impacts might be reduced by 
meeting the current and alternative standards. In the proposal, we 
referred to exposures at and above these benchmark levels while at 
elevated exertion as ``exposures of concern.''
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    \10\ As discussed in section II.A of the proposal, O3 
health responses observed in controlled human exposure studies are 
associated with exposures while subjects are engaged in moderate or 
greater exertion on average over the exposure period (hereafter 
referred to as ``elevated exertion'') and, therefore, these are the 
exposures of interest.
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    Based on the observation from the exposure analyses conducted in 
the prior review that children represented the population subgroup with 
the greatest exposure to ambient O3, EPA chose to model 8-
hour exposures at elevated exertion for all school age children, and 
separately for asthmatic school age children, as well as for the 
general population in the current exposure assessment. While outdoor 
workers and other adults who engage in moderate or greater exertion for 
prolonged periods while outdoors during the day in areas experiencing 
elevated O3 concentrations also are at risk for 
O3-related health effects, EPA did not focus on developing 
quantitative exposure estimates for these population subgroups due to 
the lack of information about the number of individuals who regularly 
work or exercise outdoors. Thus, as presented in the proposal and in 
the Staff Paper the exposure estimates are most useful for making 
relative comparisons of estimated exposures in school age children 
across alternative air quality scenarios. This assessment does not 
provide information on exposures for adult subgroups within the general 
population associated with the air quality scenarios.
    EPA noted in the proposal key observations that were important to 
consider in comparing exposure estimates associated with just meeting 
the current NAAQS and alternative standards considered. These included:
    (1) As shown in Table 6-1 of the Staff Paper, the patterns of 
exposures in terms of percentages of the population exceeding given 
exposure levels were very similar for the general population and for 
asthmatic and all school age (5-18) children, although children were 
about twice as likely as the general population to be exposed at any 
given level.
    (2) As shown in Table 1 in the proposal (72 FR 37855), the number 
and percentage of asthmatic and all school age children aggregated 
across the 12 urban areas estimated to experience 1 or more exposures 
of concern declined from simulations of just meeting the current 
standard to simulations of alternative 8-hour standards by varying 
amounts, depending on the benchmark level, the population subgroup 
considered, and the air quality year chosen.\11\
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    \11\ While the proposal notice stated in the text that 
``approximately 2 to 4 percent of all and asthmatic children'' were 
estimated to experience exposures of concern at and above the 0.070 
ppm benchmark level for standards in the range of 0.070 to 0.075 ppm 
(72 FR 37879), the correct range is about 1 to 5 perecent consistent 
with the estimates provided in Table 1 of the proposal (72 FR 
37855).
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    (3) Substantial year-to-year variability in exposure estimates was 
observed over the three-year modeling period.
    (4) There was substantial variability observed across the 12 urban 
areas in the percent of the population subgroups estimated to 
experience exposures at and above specified benchmark levels while at 
elevated exertion.
    (5) Of particular note, there is high inter-individual variability 
in responsiveness such that only a subset of individuals who were 
exposed at and above a given benchmark level while at elevated exertion 
would actually be expected to experience any such potential adverse 
health effects.
    (6) In considering these observations, it was important to take 
into account the variability, uncertainties, and limitations associated 
with this assessment, including the degree of uncertainty associated 
with a number of model inputs and uncertainty in the model itself.
b. Quantitative Health Risk Assessment
    As discussed in section II.B.2 of the proposal, the approach used 
to develop quantitative risk estimates associated with exposures to 
O3 builds upon the risk assessment conducted during the last 
review.\12\ The expanded and updated assessment conducted in this 
review includes estimates of (1) risks of lung function decrements in 
all and asthmatic school age children, respiratory symptoms in 
asthmatic children, respiratory-related hospital admissions, and non-
accidental and cardiorespiratory-related mortality associated with 
recent short-term ambient O3 levels; (2) risk reductions and 
remaining risks associated with just meeting the current 8-hour 
O3 NAAQS; and (3) risk reductions and remaining risks 
associated with just meeting various alternative 8-hour O3 
NAAQS in a number of example urban areas. The health risk assessment 
was discussed in the Staff Paper (chapter 5) and presented more fully 
in a technical support document, Ozone Health Risk Assessment for 
Selected Urban Areas (Abt Associates, 2007a). As noted in the proposal, 
the scope and methodology for this risk assessment was developed over 
several years with considerable input from the CASAC Panel and the 
public.
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    \12\ The methodology, scope, and results from the risk 
assessment conducted in the last review are described in Chapter 6 
of the 1996 Staff Paper (EPA, 1996) and in several technical reports 
(Whitfield et al., 1996; Whitfield, 1997) and publication (Whitfield 
et al., 1998).
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    EPA recognized that there were many sources of uncertainty and 
variability inherent in the inputs to these assessments and that there 
was a high degree of uncertainty in the resulting O3 risk 
estimates. Such uncertainties generally relate to a lack of clear 
understanding of a number of important factors, including, for example, 
the shape of exposure-response and concentration-response functions, 
particularly when, as here, effect thresholds can neither be discerned 
nor determined not to exist; issues related to selection of appropriate 
statistical models for the analysis of the epidemiologic data; the role 
of potentially confounding and modifying factors in the concentration-
response relationships; and issues related to simulating how 
O3 air quality distributions will likely change in any given 
area upon attaining a particular standard, since strategies to reduce 
emissions are not yet fully defined. While some of these uncertainties 
were addressed quantitatively in the form of estimated confidence 
ranges around central risk estimates, other uncertainties and the 
variability in key inputs were not reflected in these confidence 
ranges, but rather were partially characterized through separate 
sensitivity analyses or discussed qualitatively.
    Key observations and insights from the O3 risk 
assessment, together with important caveats and limitations, were 
discussed in section II.B of the proposal. In general, estimated risk 
reductions associated with going from current O3 levels to 
just meeting the current and

[[Page 16443]]

alternative 8-hour standards show patterns of increasing estimated risk 
reductions associated with just meeting the lower alternative 8-hour 
standards considered. Furthermore, the estimated percentage reductions 
in risk were strongly influenced by the baseline air quality year used 
in the analysis (see Staff Paper, Figures 6-1 through 6-6)
    Key observations important in comparing estimated health risks 
associated with attainment of the current NAAQS and alternative 
standards included:
    (1) As discussed in the Staff paper (section 5.4.5), EPA has 
greater confidence in relative comparisons in risk estimates between 
alternative standards than in the absolute magnitude of risk estimates 
associated with any particular standard.
    (2) Significant year-to-year variability in O3 
concentrations combined with the use of a 3-year design value to 
determine the amount of air quality adjustment to be applied to each 
year analyzed, results in significant year-to-year variability in the 
annual health risk estimates upon just meeting the current and 
potential alternative standards.
    (3) There is noticeable city-to-city variability in estimated 
O3-related incidence of morbidity and mortality across the 
12 urban areas analyzed for both recent years of air quality and for 
air quality adjusted to simulate just meeting the current and selected 
potential alternative standards. This variability is likely due to 
differences in air quality distributions, differences in estimated 
exposure related to many factors including varying activity patterns 
and air exchange rates, differences in baseline incidence rates, and 
differences in susceptible populations and age distributions across the 
12 urban areas.
    (4) With respect to the uncertainties about estimated policy-
relevant background (PRB) concentrations,\13\ as discussed in the Staff 
Paper (section 5.4.3), alternative assumptions about background levels 
had a variable impact depending on the health effect considered and the 
location and standard analyzed in terms of the absolute magnitude and 
relative changes in the risk estimates. There was relatively little 
impact on either absolute magnitude or relative changes in lung 
function risk estimates due to alternative assumptions about background 
levels.\14\ With respect to O3-related non-accidental 
mortality, while notable differences (i.e., greater than 50 percent) 
were observed in some areas, particularly for more stringent standards, 
the overall pattern of estimated reductions, expressed in terms of 
percentage reduction relative to the current standard, was 
significantly less impacted.
---------------------------------------------------------------------------

    \13\ PRB O3 concentrations used in the O3 
risk assessment were defined in chapter 2 of the Staff Paper (EPA, 
2007, pp. 2-48, 2-54) as the O3 concentrations that would 
be observed in the U.S. in the absence of anthropogenic emissions of 
precursors (e.g., VOC, NOX, and CO) in the U.S., Canada, 
and Mexico. Based on runs of the GEOS-CHEM model (a global 
tropospheric O3 model) applied for the 2001 warm season 
(i.e., April to September), monthly background daily diurnal 
profiles for each of the 12 urban areas for each month of the 
O3 season were simulated using meteorology for the year 
2001. Based on these model runs, the Criteria Document states that 
current estimates of PRB O3 concentrations are generally 
in the range of 0.015 to 0.035 ppm in the afternoon, and they are 
generally lower under conditions conducive to high O3 
episodes. They are highest during spring due to contributions from 
hemispheric pollution and stratospheric intrusions. The Criteria 
Document states that the GEOS-CHEM model applied for the 2001 warm 
season reports PRB O3 concentrations for afternoon 
surface air over the United States that are likely 10 ppbv too high 
in the southeast in summer, and accurate within 5 ppbv in other 
regions and seasons.
    \14\ Sensitivity analyses examining the impact of alternative 
assumptions about PRB were only conducted for lung function 
decrements and non-accidental mortality.
---------------------------------------------------------------------------

    (5) Concerning the part of the risk assessment based on effects 
reported in epidemiological studies, important uncertainties include 
uncertainties (1) surrounding estimates of the O3 
coefficients for concentration-response relationships used in the 
assessment, (2) involving the shape of the concentration-response 
relationship and whether or not a population threshold or non-linear 
relationship exists within the range of concentrations examined in the 
studies, (3) related to the extent to which concentration-response 
relationships derived from studies in a given location and time when 
O3 levels were higher or behavior and /or housing conditions 
were different provide accurate representations of the relationships 
for the same locations with lower air quality distributions and/or 
different behavior and/or housing conditions, and (4) concerning the 
possible role of co-pollutants which also may have varied between the 
time of the studies and the current assessment period. An important 
additional uncertainty for the mortality risk estimates is the extent 
to which the associations reported between O3 and non-
accidental and cardiorespiratory mortality actually reflect causal 
relationships.
    As discussed in the proposal, some of these uncertainties have been 
addressed quantitatively in the form of estimated confidence ranges 
around central risk estimates; others are addressed through separate 
sensitivity analyses (e.g., the influence of alternative estimates for 
policy-relevant background levels) or are characterized qualitatively. 
For both parts of the health risk assessment, statistical uncertainty 
due to sampling error has been characterized and is expressed in terms 
of 95 percent credible intervals. EPA recognizes that these credible 
intervals do not reflect all of the uncertainties noted above.

B. Need for Revision of the Current Primary O3 Standard

1. Introduction
    The initial issue to be addressed in this review of the primary 
O3 standard is whether, in view of the advances in 
scientific knowledge reflected in the Criteria Document and Staff 
Paper, the current standard should be revised. As discussed in section 
II.C of the proposal, in evaluating whether it was appropriate to 
propose to retain or revise the current standard, the Administrator 
built upon the last review and reflected the broader body of evidence 
and information now available. In the proposal, EPA presented 
information, judgments, and conclusions from the last review, which 
revised the level, averaging time, and form of the standard, from the 
Staff Paper's evaluation of the adequacy of the current primary 
standard, including both evidence- and exposure/risk-based 
considerations, as well as from the CASAC Panel's advice and 
recommendations. The Staff Paper evaluation, CASAC Panel's views, and 
the Administrator's proposed conclusions on the adequacy of the current 
primary standard are presented below.
a. Staff Paper Evaluation
    The Staff Paper considered the evidence presented in the Criteria 
Document as a basis for evaluating the adequacy of the current 
O3 standard, recognizing that important uncertainties 
remain. The extensive body of human clinical, toxicological, and 
epidemiological evidence, highlighted above in section II.A.2 and 
discussed in section II.A of the proposal, serves as the basis for 
judgments about O3-related health effects, including 
judgments about causal relationships with a range of respiratory 
morbidity effects, including lung function decrements, increased 
respiratory symptoms, airway inflammation, increased airway 
responsiveness, and respiratory-related hospitalizations and emergency 
department visits in the warm season, and about the evidence being 
highly suggestive that O3 directly or indirectly contributes 
to non-accidental and cardiorespiratory-related mortality.

[[Page 16444]]

    These judgments take into account important uncertainties that 
remain in interpreting this evidence. For example, with regard to the 
utility of time-series epidemiological studies to inform judgments 
about a NAAQS for an individual pollutant, such as O3, 
within a mix of highly correlated pollutants, such as the mix of 
oxidants produced in photochemical reactions in the atmosphere, the 
Staff Paper noted that there are limitations especially at ambient 
O3 concentrations below levels at which O3-
related effects have been observed in controlled human exposure 
studies. The Staff Paper also recognized that the available 
epidemiological evidence neither supports nor refutes the existence of 
thresholds at the population level for effects such as increased 
hospital admissions and premature mortality. There are limitations in 
epidemiological studies that make discerning thresholds in populations 
difficult, including low data density in the lower concentration 
ranges, the possible influence of exposure measurement error, and 
variability in susceptibility to O3-related effects in 
populations.
    While noting these limitations in the interpretation of the 
findings from the epidemiological studies, the Staff Paper concluded 
that if a population threshold level does exist, it would likely be 
well below the level of the current O3 standard and possibly 
within the range of background levels. This conclusion is supported by 
several epidemiological studies that have explored the question of 
potential thresholds either by using a statistical curve-fitting 
approach to evaluate whether linear or non-linear models fit the data 
better using, or by analyzing, sub-sets of the data where days over or 
under a specific cutpoint (e.g., 0.080 ppm or even lower O3 
levels) were excluded and then evaluating the association for 
statistical significance. In addition to consideration of the 
epidemiological studies, findings from controlled human exposure 
studies indicate that prolonged exposures produced statistically 
significant group mean FEV1 decrements and symptoms in 
healthy adult subjects at levels down to at least 0.060 ppm, with a 
small percentage of subjects experiencing notable effects (e.g., >10 
percent FEV1 decrement, pain on deep inspiration). 
Controlled human exposure studies evaluated in the last review also 
found significant responses in indicators of lung inflammation and cell 
injury at 0.080 ppm in healthy adult subjects. The effects in these 
controlled human exposure studies were observed in healthy young adult 
subjects, and it is likely that more serious responses, and responses 
at lower levels, would occur in people with asthma and other 
respiratory diseases. These physiological effects can lead to 
aggravation of asthma and increased susceptibility to respiratory 
infection. The observations provide support for the conclusion in the 
Staff Paper that the associations observed in the epidemiological 
studies, particularly for respiratory-related effects such as increased 
medication use, increased school and work absences, increased visits to 
doctors' offices and emergency departments, and increased hospital 
admissions, extend down to O3 levels well below the current 
standard (i.e., 0.084 ppm) (p. 6-7).
    The newly available information reinforces the judgments in the 
Staff Paper from the last review about the likelihood of causal 
relationships between O3 exposures and respiratory effects 
and broadens the evidence of O3-related associations to 
include additional respiratory-related endpoints, newly identified 
cardiovascular-related health endpoints, and mortality. Newly available 
evidence also led the Staff Paper to conclude that people with asthma 
are likely to experience more serious effects than people who do not 
have asthma. The Staff Paper also concluded that substantial progress 
has been made since the last review in advancing the understanding of 
potential mechanisms by which ambient O3, alone and in 
combination with other pollutants, is causally linked to a range of 
respiratory-related health endpoints, and may be causally linked to