Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission?limit=200&mode=atom2024-04-24T15:57:20-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08688.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Retire the FINRA Rule 10000 Series (Code of Arbitration Procedure)2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08688Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08688.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08683.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Activation Value in IEX Rule 11.190(g)(2)2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08683Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08683.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08682.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Fees for Tape B Securities2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08682Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08682.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/24/2024-08681.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 3240 (Borrowing From or Lending to Customers) To Strengthen the General Prohibition Against Borrowing and Lending Arrangements2024-04-24T00:00:00-07:002024-04-24T00:00:00-07:002024-08681Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-24/pdf/2024-08681.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08571.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 4.5(d)2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08571Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08571.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08570.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Listing and Trading of Options Series With Tuesday and Thursday Expirations for Options on iShares Russell 2000 ETF (IWM)2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08570Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08570.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08569.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 123D2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08569Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08569.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08582.htmlNotice - Hines Investment Management Holdings Limited Partnership and Hines Employee Access I LP2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08582Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08582.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08576.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor, Non-Substantive Edits to Rule 531, Reports and Market Data Products2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08576Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08576.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08575.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08575Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08575.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08574.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08574Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08574.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08573.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .052024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08573Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08573.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/23/2024-08572.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Short Term Options Series Program in Rule 19.6, Interpretation and Policy .052024-04-23T00:00:00-07:002024-04-23T00:00:00-07:002024-08572Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-23/pdf/2024-08572.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08673.htmlNotice - Sunshine Act Meetings2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08673Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08673.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08512.htmlNotice - Order Making Fiscal Year 2024 Annual Adjustments to Transaction Fee Rates2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08512Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08512.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08492.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08492Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08492.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08491.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08491Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08491.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08490Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08490.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08489.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08489Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08489.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08488.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08488Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08488.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08487.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08487Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08487.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/22/2024-08486.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New Rule Regarding Order and Execution Management Systems2024-04-22T00:00:00-07:002024-04-22T00:00:00-07:002024-08486Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-22/pdf/2024-08486.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08413.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ac2-12024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08413Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08413.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08091.htmlRule - Adoption of Updated EDGAR Filer Manual2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08091Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08091.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08359.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08359Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08359.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08358.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08358Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08358.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08357.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08357Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08357.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08355.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08355Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08355.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08354.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees and Rebates for QCC and cQCC Orders2024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08354Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08354.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/19/2024-08381.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 12d2-2 and Form 252024-04-19T00:00:00-07:002024-04-19T00:00:00-07:002024-08381Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-19/pdf/2024-08381.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08097.htmlNotice - Proposed Collection; Comment Request; Extension: Credit Risk Retention-Regulation RR2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08097Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08097.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08096.htmlNotice - Submission for OMB Review; Comment Request2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08096Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08096.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/17/2024-08092.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Short Term Option Series Program2024-04-17T00:00:00-07:002024-04-17T00:00:00-07:002024-08092Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-17/pdf/2024-08092.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-08034.htmlNotice - Proposed Collection; Comment Request; Extension: Form ABS-EE2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-08034Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-08034.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07967.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07967Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07967.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07966.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for the Cboe Silexx Platform2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07966Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07966.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07965.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07965Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07965.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07964.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07964Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07964.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07963.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07963Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07963.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/16/2024-07925.htmlNotice - Proposed Collection; Comment Request; Extension: Form F-6-Registration Statement2024-04-16T00:00:00-07:002024-04-16T00:00:00-07:002024-07925Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-16/pdf/2024-07925.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07893.htmlNotice - Aether Infrastructure & Natural Resources Fund and Aether Investment Partners, LLC2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07893Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07893.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07923.htmlNotice - Proposed Collection; Comment Request; Extension: Form 152024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07923Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07923.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07874.htmlNotice - Proposed Collection; Comment Request; Extension: Securities Exchange Act 1934-Rule 12g3-22024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07874Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07874.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-05556.htmlRule - Disclosure of Order Execution Information2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-05556Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-05556.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07841.htmlNotice - Proposed Collection; Comment Request; Extension: Form 3-Initial Statement of Beneficial Ownership of Securities2024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07841Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07841.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07840.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5312024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07840Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07840.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/15/2024-07839.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5312024-04-15T00:00:00-07:002024-04-15T00:00:00-07:002024-07839Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-15/pdf/2024-07839.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07749.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Liquidity Risk Modelling Framework2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07749Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07749.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07748.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07748Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07748.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07807.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 9b-12024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07807Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07807.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/12/2024-07648.htmlRule - The Enhancement and Standardization of Climate-Related Disclosures for Investors; Delay of Effective Date2024-04-12T00:00:00-07:002024-04-12T00:00:00-07:002024-07648Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-12/pdf/2024-07648.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07672.htmlNotice - In the Matter of the Financial Industry Regulatory Authority, Inc.; Order Scheduling Filing of Statements On Review Regarding an Order Approving a Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure To Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (File No. SR-FINRA-2023-013)2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07672Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07672.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07664.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 11a-32024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07664Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07664.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07695.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-92024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07695Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07695.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07641.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1)2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07641Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07641.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07640.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Deposits Service Guide and the Operational Arrangements2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07640Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07640.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07639.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07639Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07639.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/11/2024-07638.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Make Permanent Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options2024-04-11T00:00:00-07:002024-04-11T00:00:00-07:002024-07638Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-11/pdf/2024-07638.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07666.htmlNotice - Sunshine Act Meetings2024-04-10T00:00:00-07:002024-04-10T00:00:00-07:002024-07666Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07666.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07539.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees2024-04-10T00:00:00-07:002024-04-10T00:00:00-07:002024-07539Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07539.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/10/2024-07538.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing2024-04-10T00:00:00-07:002024-04-10T00:00:00-07:002024-07538Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-10/pdf/2024-07538.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/09/2024-06865.htmlRule - Exemption for Certain Investment Advisers Operating Through the Internet2024-04-09T00:00:00-07:002024-04-09T00:00:00-07:002024-06865Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-09/pdf/2024-06865.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/09/2024-07443.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-04-09T00:00:00-07:002024-04-09T00:00:00-07:002024-07443Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-09/pdf/2024-07443.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07481.htmlNotice - Sunshine Act Meetings2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07481Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07481.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07460.htmlNotice - Sunshine Act Meetings2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07460Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07460.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07335.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Ethereum ETF2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07335Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07335.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07334.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07334Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07334.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-06187.htmlRule - Share Repurchase Disclosure Modernization2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-06187Rulehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-06187.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/08/2024-07333.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Trust2024-04-08T00:00:00-07:002024-04-08T00:00:00-07:002024-07333Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-08/pdf/2024-07333.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07227.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Encourage Members To Contribute Liquidity to the Exchange by Offering Those That Maintain a Particular Minimum Trading Volume Lower Fees for Specified Market Data and Connectivity Products2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07227Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07227.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07226.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07226Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07226.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07225.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07225Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07225.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07224.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07224Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07224.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07223.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07223Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07223.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07222.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.8A and Article 9, Rule 72024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07222Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07222.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07221.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.42024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07221Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07221.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07220.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 7.4E, 64, 236, and 257, as Well as Sections 510, 512, and 521 of the NYSE American LLC Company Guide2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07220Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07220.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07219.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Dealings and Settlements, Rule 235, and Rule 236, Sections 204.12, 703.02, and 703.03 of the Listed Company Manual2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07219Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07219.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07217.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.8 Regarding Voluntary Termination of Rights as an Exchange Member2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07217Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07217.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07216.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.4-E2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07216Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07216.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/05/2024-07208.htmlNotice - Submission for OMB Review; Comment Request; Extension: Supplier Diversity Business Management System2024-04-05T00:00:00-07:002024-04-05T00:00:00-07:002024-07208Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-05/pdf/2024-07208.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/03/2024-07083.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-04-03T00:00:00-07:002024-04-03T00:00:00-07:002024-07083Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-03/pdf/2024-07083.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06888.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.18E2024-04-02T00:00:00-07:002024-04-02T00:00:00-07:002024-06888Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-02/pdf/2024-06888.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/02/2024-06887.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18-E2024-04-02T00:00:00-07:002024-04-02T00:00:00-07:002024-06887Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-02/pdf/2024-06887.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06961.htmlNotice - Sunshine Act Meetings2024-04-01T00:00:00-07:002024-04-01T00:00:00-07:002024-06961Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-01/pdf/2024-06961.pdfhttps://regulations.justia.com/regulations/fedreg/2024/04/01/2024-06779.htmlNotice - Joint Industry Plan; Withdrawal of Proposed Amendment To Modify the Options Price Reporting Authority's Fee Schedule Regarding Caps on Certain Port Fees2024-04-01T00:00:00-07:002024-04-01T00:00:00-07:002024-06779Noticehttps://www.govinfo.gov/content/pkg/FR-2024-04-01/pdf/2024-06779.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/29/2024-06452.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To List and Trade FLEX Options2024-03-29T00:00:00-07:002024-03-29T00:00:00-07:002024-06452Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-29/pdf/2024-06452.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06583.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06583Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06583.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06582.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06582Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06582.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06581.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06581Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06581.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06580.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the CDSClear Select Membership Model2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06580Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06580.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06579.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06579Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06579.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06578.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06578Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06578.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06577.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) To Address the Conditions of Note H to Rule 15c3-3a2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06577Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06577.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06576.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Corporate Actions Distributions Service Guide and the DTC Settlement Service Guide2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06576Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06576.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06575.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Grayscale Ethereum Futures Trust (ETH) ETF Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06575Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06575.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06574.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees for Top of PHLX Options (TOPO), PHLX Orders, and TOPO Plus Orders2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06574Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06574.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06588.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06588Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06588.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06587.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 5.33, Complex Orders2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06587Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06587.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06586.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Calculation of the Annual Fee on Municipal Advisors Under MSRB Rule A-112024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06586Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06586.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06585.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06585Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06585.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06584.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06584Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06584.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06541.htmlNotice - Coller Secondaries Private Equity Opportunities Fund, et al.2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06541Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06541.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06540.htmlNotice - Oaktree Fund Advisors, LLC and Oaktree Diversified Income Fund Inc.2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06540Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06540.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06573.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06573Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06573.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06631.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 13h-1 and Form 13H2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06631Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06631.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06630.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-CEN2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06630Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06630.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06629.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form PF & Rule 204(b)-12024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06629Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06629.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06628.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18f-42024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06628Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06628.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-06627.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 34b-12024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-06627Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-06627.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/28/2024-05137.htmlRule - The Enhancement and Standardization of Climate-Related Disclosures for Investors2024-03-28T00:00:00-07:002024-03-28T00:00:00-07:002024-05137Rulehttps://www.govinfo.gov/content/pkg/FR-2024-03-28/pdf/2024-05137.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06459.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06459Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06459.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06458.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06458Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06458.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06457.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Exchange Fee Schedule2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06457Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06457.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06456.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06456Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06456.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06455.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 41 of the General Rules2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06455Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06455.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06454.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06454Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06454.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06453.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a New Cross Asset Tier Rebate2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06453Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06453.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06451.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06451Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06451.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06450.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Exchange Fee Schedule To Modify Certain Connectivity and Port Fees2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06450Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06450.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06449.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Modify Certain Connectivity and Port Fees2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06449Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06449.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06448.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06448Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06448.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06447.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Connectivity Offering Through Dedicated Cores2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06447Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06447.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06446.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Modify the GSD Rules To Facilitate Access to Clearance and Settlement Services of All Eligible Secondary Market Transactions in U.S. Treasury Securities2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06446Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06446.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/27/2024-06445.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-03-27T00:00:00-07:002024-03-27T00:00:00-07:002024-06445Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-27/pdf/2024-06445.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06345.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06345Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06345.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06344.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06344Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06344.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06343.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06343Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06343.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06342.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06342Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06342.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06341.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06341Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06341.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06340.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06340Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06340.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06339.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc.2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06339Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06339.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06338.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06338Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06338.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06337.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06337Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06337.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06336.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06336Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06336.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06349.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Purge Ports2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06349Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06349.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06348.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06348Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06348.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06347.htmlNotice - Self-Regulatory Organizations; MIAX Emerald LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Purge Ports2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06347Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06347.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06346.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06346Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06346.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06325.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Complex Order Rebates in the Exchange's Pricing Schedule at Options 7, Section 42024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06325Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06325.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06324.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06324Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06324.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06323.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06323Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06323.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06322.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 92024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06322Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06322.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06321.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Regular Taker Fees in the Exchange's Pricing Schedule at Options 7, Section 32024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06321Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06321.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06320.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06320Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06320.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06319.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change To List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06319Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06319.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06318.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 13 and 14 and Options 8, Section 242024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06318Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06318.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06335.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06335Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06335.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06334.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06334Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06334.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06333.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10 kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06333Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06333.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06332.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06332Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06332.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06331.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06331Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06331.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06330.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Cabinet Proximity Option Fee To Establish a Reservation Fee for Cabinets With Power Densities Greater Than 10kW2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06330Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06330.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06329.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Enhancements to Current Risk Protections2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06329Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06329.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06328.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Now Order Attribute, at Equity 4, Rules 4702 and 47032024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06328Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06328.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06327.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.31E2024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06327Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06327.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06326.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.312024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06326Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06326.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/26/2024-06371.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 18a-72024-03-26T00:00:00-07:002024-03-26T00:00:00-07:002024-06371Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-26/pdf/2024-06371.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06164.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06164Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06164.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06163.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06163Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06163.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06162.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) To Permit the Use of the Post Only Order Instruction at Prices Below $1.002024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06162Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06162.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06174.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No.1 to, and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06174Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06174.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06171.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Change To Amend Its Schedule of Fees and Rebates2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06171Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06171.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06169.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Ethereum ETF Under Nasdaq Rule 5711(i) (Trust Units)2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06169Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06169.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06167.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rule 5020 To Allow the Exchange To List and Trade Options on ETFs That Represent Interests in a Trust That Holds Bitcoin2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06167Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06167.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06166.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt a Minimum Margin Amount at GSD2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06166Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06166.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06165.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin2024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06165Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06165.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/25/2024-06175.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 42024-03-25T00:00:00-07:002024-03-25T00:00:00-07:002024-06175Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-25/pdf/2024-06175.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06296.htmlNotice - Sunshine Act Meetings2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06296Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06296.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06071.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06071Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06071.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06070.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.312024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06070Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06070.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06069.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 6.210 (Ex-Dividend or Ex-Right Dates)2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06069Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06069.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06068.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Liquidity Risk Management Framework and the Clearing Agency Stress Testing Framework2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06068Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06068.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06073.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06073Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06073.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06072.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06072Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06072.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/22/2024-06052.htmlNotice - Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 19402024-03-22T00:00:00-07:002024-03-22T00:00:00-07:002024-06052Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-22/pdf/2024-06052.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05993.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 18a-52024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05993Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05993.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05943.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.312024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05943Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05943.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05952.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX Options Market Facility To Amend Certain Rebates for Qualified Contingent Cross Transactions2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05952Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05952.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05951.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate a Shorter Standard Settlement Cycle and Make Other Changes2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05951Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05951.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05950.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05949.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05948.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05947.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05947Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05947.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05946.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05945.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05945Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05945.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/21/2024-05944.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-03-21T00:00:00-07:002024-03-21T00:00:00-07:002024-05944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-21/pdf/2024-05944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05918.htmlNotice - Felicitas Private Markets Fund and Skypoint Capital Advisors, LLC.2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05918Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05918.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05837.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05837Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05837.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05836.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05836Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05836.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05835.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05835Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05835.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05834.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05834Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05834.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05833.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Its Listing Standards Related to Notification and Disclosure of Reverse Stock Splits2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05833Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05833.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05832.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, To Modify the Amended and Restated Stock Options and Futures Settlement Agreement and Make Certain Revisions to the NSCC Rules2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05832Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05832.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05839.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05839Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05839.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/20/2024-05838.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-20T00:00:00-07:002024-03-20T00:00:00-07:002024-05838Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-20/pdf/2024-05838.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05633.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05633Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05633.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05739.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05739Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05739.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05738.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05738Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05738.pdfhttps://regulations.justia.com/regulations/fedreg/2024/03/19/2024-05737.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-03-19T00:00:00-07:002024-03-19T00:00:00-07:002024-05737Noticehttps://www.govinfo.gov/content/pkg/FR-2024-03-19/pdf/2024-05737.pdf