Securities and Exchange Commission May 2010 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2010-13006
Type: Notice
Date: 2010-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees
Document Number: 2010-12874
Type: Notice
Date: 2010-05-28
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Act Clean Technologies, Inc.; Order of Suspension of Trading
Document Number: 2010-12876
Type: Notice
Date: 2010-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2010-12555
Type: Notice
Date: 2010-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2010-12554
Type: Notice
Date: 2010-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2010-12369
Type: Notice
Date: 2010-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2010-12366
Type: Notice
Date: 2010-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Market Structure Roundtable
Document Number: 2010-12303
Type: Notice
Date: 2010-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission will host a one-day roundtable to solicit the views of investors, issuers, exchanges, alternative trading systems, financial services firms, high frequency traders, and the academic community regarding the current securities market structure. The roundtable will focus on market structure performance, including the events of May 6, metrics for evaluating market structure performance, high frequency trading, and undisplayed liquidity.
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Document Number: 2010-12301
Type: Notice
Date: 2010-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions, Commodity Futures Trading Commission
The Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues is providing notice that it will hold a public meeting on Monday, May 24, 2010, in the Auditorium, Room L-002, at the SEC's main offices, 100 F Street, NE., Washington, DC. The meeting will begin at 9 a.m. (EST) and will be open to the public. The Committee meeting will be Webcast on the SEC's Web site at https://www.sec.gov. Persons needing special accommodations to take part because of a disability should notify a contact person listed below. The public is invited to submit written statements to the Committee.
Submission for OMB Review; Comment Request
Document Number: 2010-12261
Type: Notice
Date: 2010-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Kinetics Mutual Funds, Inc., et al.; Notice of Application
Document Number: 2010-12260
Type: Notice
Date: 2010-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2010-12228
Type: Notice
Date: 2010-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
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